UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-4946
THOMPSON PLUMB FUNDS, INC.
(Exact name of registrant as specified in charter)
918 Deming Way
Madison, Wisconsin 53717
(Address of principal executive offices)--(Zip code)
John W. Thompson
Chief Executive Officer and President
Thompson Plumb Funds, Inc.
918 Deming Way
Madison, Wisconsin 53717
(Name and address of agent for service)
Registrant's telephone number, including area code: (608) 827-5700
Date of fiscal year end: 11/30/2010
Date of reporting period: 07/01/2009-6/30/2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| FLEXTRONICS INTERNATIONAL LTD. | | |
| Security | Y2573F102 | Meeting Type | Special |
| Ticker Symbol | FLEX | Meeting Date | 13-Jul-2009 |
| ISIN | SG9999000020 | Agenda | 933110443 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | TO AMEND CERTAIN OF THE COMPANY'S EXISTING EQUITY | Management | For | For |
| INCENTIVE PLANS TO ALLOW FOR A ONE-TIME STOCK | | | |
| OPTION EXCHANGE PROGRAM FOR EMPLOYEES OF THE | | | |
| COMPANY AND ITS SUBSIDIARIES, OTHER THAN THE | | | |
| MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS, ITS | | | |
| EXECUTIVE OFFICERS, AND CERTAIN OTHER DESIGNATED | | | |
| EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES. | | | |
| MCKESSON CORPORATION | | |
| Security | 58155Q103 | Meeting Type | Annual |
| Ticker Symbol | MCK | Meeting Date | 22-Jul-2009 |
| ISIN | US58155Q1031 | Agenda | 933113514 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | For | For |
| 1E | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For |
| 02 | APPROVAL OF AMENDMENT TO THE COMPANY'S 2005 | Management | For | For |
| STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF | | | |
| COMMON STOCK RESERVED FOR ISSUANCE UNDER THE | | | |
| PLAN BY 14,500,000. | | |
| 03 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTING | | | |
| FIRM FOR THE YEAR MARCH 31, 2010. | | | |
| 04 | STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK | Shareholder | Against | For |
| RETENTION FOR TWO YEARS BEYOND RETIREMENT. | | | |
| 05 | STOCKHOLDER PROPOSAL ON EXECUTIVE BENEFITS | Shareholder | Against | For |
| PROVIDED UPON DEATH WHILE IN SERVICE. | | | |
1 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| VODAFONE GROUP PLC | | |
| Security | 92857W209 | Meeting Type | Annual |
| Ticker Symbol | VOD | Meeting Date | 28-Jul-2009 |
| ISIN | US92857W2098 | Agenda | 933112790 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS | Management | For | For |
| OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED | | | |
| 31 MARCH 2009 | | | |
| 02 | TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER | Management | For | For |
| OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | | | |
| 03 | TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER | Management | For | For |
| OF THE AUDIT COMMITTEE, MEMBER OF THE | | | |
| NOMINATIONS AND GOVERNANCE COMMITTEE) | | | |
| 04 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For |
| 05 | TO ELECT MICHEL COMBES AS A DIRECTOR | Management | For | For |
| 06 | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | For |
| 07 | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF | Management | For | For |
| THE AUDIT COMMITTEE) | | | |
| 08 | TO ELECT SAMUEL JONAH AS A DIRECTOR | Management | For | For |
| 09 | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE | Management | For | For |
| AUDIT COMMITTEE) | | | |
| 10 | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR | Management | For | For |
| (MEMBER OF THE AUDIT COMMITTEE) | | | |
| 11 | TO RE-ELECT SIMON MURRAY AS A DIRECTOR (MEMBER | Management | For | For |
| OF THE REMUNERATION COMMITTEE) | | | |
| 12 | TO ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For |
| 13 | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER | Management | For | For |
| OF THE NOMINATIONS AND GOVERNANCE COMMITTEE, | | | |
| MEMBER OF THE REMUNERATION COMMITTEE) | | | |
| 14 | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR | Management | For | For |
| (MEMBER OF THE REMUNERATION COMMITTEE) | | | |
| 15 | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE | Management | For | For |
| REMUNERATION COMMITTEE) | | | |
| 16 | TO APPROVE A FINAL DIVIDEND OF 5.20P PER ORDINARY | Management | For | For |
| SHARE | | | |
| 17 | TO APPROVE THE REMUNERATION REPORT | Management | For | For |
| 18 | TO RE-APPOINT DELOITTE LLP AS AUDITORS | Management | For | For |
| 19 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE | Management | For | For |
| THE REMUNERATION OF THE AUDITORS | | | |
| 20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UNDER | Management | For | For |
| ARTICLE 16.2 OF THE COMPANY'S ARTICLES OF | | | |
| ASSOCIATION | | | |
| 21 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- | Management | For | For |
| EMPTION RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY'S | | | |
| ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | | | |
| 22 | TO AUTHORISE THE COMPANY'S PURCHASE OF ITS OWN | Management | For | For |
| SHARES (SECTION166, COMPANIES ACT 1985) (SPECIAL | | | |
| RESOLUTION) | | | |
| 23 | TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL | Management | For | For |
| RESOLUTION) | | | |
| 24 | TO AUTHORISE THE CALLING OF A GENERAL MEETING | Management | For | For |
| OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS | | | |
| THAN 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) | | | |
| HEARTLAND PAYMENT SYSTEMS, INC. | | |
| Security | 42235N108 | Meeting Type | Annual |
| Ticker Symbol | HPY | Meeting Date | 28-Jul-2009 |
| ISIN | US42235N1081 | Agenda | 933121511 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT O. CARR | | For | For |
| 2 | MARC J. OSTRO, PH.D. | | For | For |
| 3 | GEORGE F. RAYMOND | | For | For |
| 4 | MITCHELL L. HOLLIN | | For | For |
| 5 | JONATHAN J. PALMER | | For | For |
| 6 | RICHARD W. VAGUE | | For | For |
| 7 | ROBERT H. NIEHAUS | | For | For |
| 02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS OUR INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| DECEMBER 31, 2009. | | | |
2 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| ELECTRONIC ARTS INC. | | |
| Security | 285512109 | Meeting Type | Annual |
| Ticker Symbol | ERTS | Meeting Date | 29-Jul-2009 |
| ISIN | US2855121099 | Agenda | 933111940 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1A | ELECTION OF DIRECTOR: LEONARD S. COLEMAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JEFFREY T. HUBER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GARY M. KUSIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GERALDINE B. LAYBOURNE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: GREGORY B. MAFFEI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: VIVEK PAUL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: LAWRENCE F. PROBST III | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JOHN S. RICCITIELLO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: RICHARD A. SIMONSON | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LINDA J. SRERE | Management | For | For |
| 02 | APPROVE THE EMPLOYEE STOCK OPTION EXCHANGE | Management | For | For |
| PROGRAM | | | |
| 03 | APPROVE AMENDMENTS TO THE 2000 EQUITY INCENTIVE | Management | For | For |
| PLAN | | | |
| 04 | APPROVE AN AMENDMENT TO THE 2000 EMPLOYEE STOCK | Management | For | For |
| PURCHASE PLAN | | | |
| 05 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management | For | For |
| INDEPENDENT AUDITORS | | | |
| XILINX, INC. | | |
| Security | 983919101 | Meeting Type | Annual |
| Ticker Symbol | XLNX | Meeting Date | 12-Aug-2009 |
| ISIN | US9839191015 | Agenda | 933114744 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1A | ELECTION OF DIRECTOR: PHILIP T. GIANOS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN L. DOYLE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JERALD G. FISHMAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: WILLIAM G. HOWARD, JR. | Management | For | For |
| 1F | ELECTION OF DIRECTOR: J. MICHAEL PATTERSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MARSHALL C. TURNER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE | Management | For | For |
| 02 | TO APPROVE AN AMENDMENT TO 1990 EMPLOYEE | Management | For | For |
| QUALIFIED STOCK PURCHASE PLAN TO INCREASE THE | | | |
| NUMBER OF SHARES BY 2,000,000. | | | |
| 03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE | Management | For | For |
| COMPANY'S 2007 EQUITY INCENTIVE PLAN TO INCREASE | | | |
| THE NUMBER OF SHARES RESERVED FOR ISSUANCE | | | |
| THEREUNDER BY 5,000,000 SHARES. | | | |
| 04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management | For | For |
| YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS FOR | | | |
| FISCAL YEAR 2010. | | | |
| MEDTRONIC, INC. | | |
| Security | 585055106 | Meeting Type | Annual |
| Ticker Symbol | MDT | Meeting Date | 27-Aug-2009 |
| ISIN | US5850551061 | Agenda | 933122602 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | RICHARD H. ANDERSON | | For | For |
| 2 | VICTOR J. DZAU, M.D. | | For | For |
| 3 | WILLIAM A. HAWKINS | | For | For |
| 4 | SHIRLEY A. JACKSON, PHD | | For | For |
| 5 | DENISE M. O'LEARY | | For | For |
| 6 | ROBERT C. POZEN | | For | For |
| 7 | JEAN-PIERRE ROSSO | | For | For |
| 8 | JACK W. SCHULER | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
| 03 | TO APPROVE AN AMENDMENT TO THE MEDTRONIC, INC. | Management | For | For |
| 2005 EMPLOYEES STOCK PURCHASE PLAN TO INCREASE | | | |
| THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE | | | |
| THEREUNDER FROM 10,000,000 TO 25,000,000. | | | |
| 04 | TO APPROVE AN AMENDMENT TO THE MEDTRONIC, INC. | Management | For | For |
| 2008 STOCK AWARD AND INCENTIVE PLAN TO INCREASE | | | |
| THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE | | | |
| THEREUNDER FROM 50,000,000 TO 100,000,000. | | | |
3 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| PATTERSON COMPANIES, INC. | | |
| Security | 703395103 | Meeting Type | Annual |
| Ticker Symbol | PDCO | Meeting Date | 14-Sep-2009 |
| ISIN | US7033951036 | Agenda | 933126751 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ELLEN A. RUDNICK* | | For | For |
| 2 | HAROLD C. SLAVKIN* | | For | For |
| 3 | JAMES W. WILTZ* | | For | For |
| 4 | LES C. VINNEY** | | For | For |
| 02 | TO APPROVE THE AMENDMENT TO THE EQUITY INCENTIVE | Management | For | For |
| PLAN TO REMOVE THE 2,000,000 SHARE LIMIT ON THE | | | |
| NUMBER OF SHARES THAT MAY BE ISSUED THEREUNDER | | | |
| PURSUANT TO AWARDS OF RESTRICTED STOCK, | | | |
| RESTRICTED STOCK UNIT AWARDS AND STOCK BONUSES. | | | |
| THE AMENDMENT TO OUR EQUITY INCENTIVE PLAN DOES | | | |
| NOT REPRESENT AN INCREASE IN THE NUMBER OF | | | |
| SHARES RESERVED FOR AWARDS THEREUNDER. | | | |
| 03 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM FOR THE FISCAL YEAR ENDING APRIL 24, 2010. | | | |
| LIONS GATE ENTERTAINMENT CORP. | | |
| Security | 535919203 | Meeting Type | Annual |
| Ticker Symbol | LGF | Meeting Date | 15-Sep-2009 |
| ISIN | CA5359192039 | Agenda | 933133061 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | NORMAN BACAL | | For | For |
| 2 | MICHAEL BURNS | | For | For |
| 3 | ARTHUR EVRENSEL | | For | For |
| 4 | JON FELTHEIMER | | For | For |
| 5 | MORLEY KOFFMAN | | For | For |
| 6 | HARALD LUDWIG | | For | For |
| 7 | G. SCOTT PATERSON | | For | For |
| 8 | MARK H. RACHESKY, M.D. | | For | For |
| 9 | DARYL SIMM | | For | For |
| 10 | HARDWICK SIMMONS | | For | For |
| 11 | BRIAN V. TOBIN | | For | For |
| 12 | PHYLLIS YAFFE | | For | For |
| 02 | PROPOSAL TO REAPPOINT ERNST & YOUNG LLP AS THE | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE COMPANY. | | | |
4 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| FLEXTRONICS INTERNATIONAL LTD. | | |
| Security | Y2573F102 | Meeting Type | Annual |
| Ticker Symbol | FLEX | Meeting Date | 22-Sep-2009 |
| ISIN | SG9999000020 | Agenda | 933130445 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1A | RE-ELECTION OF DIRECTOR: JAMES A. DAVIDSON | Management | For | For |
| 1B | RE-ELECTION OF DIRECTOR: LIP BU TAN | Management | For | For |
| 2A | RE-ELECTION OF DIRECTOR: ROBERT L. EDWARDS | Management | For | For |
| 2B | RE-ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | For | For |
| 2C | RE-ELECTION OF DIRECTOR: WILLIAM D. WATKINS | Management | For | For |
| 03 | TO APPROVE THE REAPPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS FLEXTRONICS'S INDEPENDENT AUDITORS | | | |
| FOR THE 2010 FISCAL YEAR AND TO AUTHORIZE THE | | | |
| BOARD OF DIRECTORS TO FIX ITS REMUNERATION. | | | |
| 04 | TO APPROVE THE GENERAL AUTHORIZATION FOR THE | Management | For | For |
| DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE | | | |
| ORDINARY SHARES. | | | |
| 05 | TO APPROVE THE RENEWAL OF THE SHARE PURCHASE | Management | For | For |
| MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS | | | |
| OF ITS OWN ISSUED ORDINARY SHARES. | | | |
| 06 | TO APPROVE CHANGES IN THE CASH COMPENSATION | Management | For | For |
| PAYABLE TO FLEXTRONICS'S NON-EMPLOYEE DIRECTORS | | | |
| AND ADDITIONAL CASH COMPENSATION FOR THE | | | |
| CHAIRMAN OF THE BOARD OF DIRECTORS. | | | |
| FEDEX CORPORATION | | |
| Security | 31428X106 | Meeting Type | Annual |
| Ticker Symbol | FDX | Meeting Date | 28-Sep-2009 |
| ISIN | US31428X1063 | Agenda | 933132259 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1A | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: J.R. HYDE, III | Management | For | For |
| 1E | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For |
| 1I | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTING FIRM. | | | |
| 03 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT | Shareholder | Against | For |
| BOARD CHAIRMAN. | | | |
| 04 | STOCKHOLDER PROPOSAL REGARDING SPECIAL | Shareholder | Against | For |
| SHAREOWNER MEETINGS. | | | |
| 05 | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER | Shareholder | For | Against |
| VOTE ON EXECUTIVE PAY. | | | |
| 06 | STOCKHOLDER PROPOSAL REGARDING HEALTH CARE | Shareholder | Against | For |
| REFORM PRINCIPLES. | | | |
5 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| THE PROCTER & GAMBLE COMPANY | | |
| Security | 742718109 | Meeting Type | Annual |
| Ticker Symbol | PG | Meeting Date | 13-Oct-2009 |
| ISIN | US7427181091 | Agenda | 933134241 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1A | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management | For | For |
| 1D | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CHARLES R. LEE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For |
| 02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED | Management | For | For |
| PUBLIC ACCOUNTING FIRM | | | |
| 03 | AMEND THE COMPANY'S CODE OF REGULATIONS | Management | For | For |
| 04 | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND | Management | For | For |
| INCENTIVE COMPENSATION PLAN | | | |
| 05 | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON | Shareholder | For | Against |
| EXECUTIVE COMPENSATION | | | |
| OFFICE DEPOT, INC. | | |
| Security | 676220106 | Meeting Type | Special |
| Ticker Symbol | ODP | Meeting Date | 14-Oct-2009 |
| ISIN | US6762201068 | Agenda | 933143632 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | TO APPROVE THE CONVERSION AT THE OPTION OF THE | Management | For | For |
| HOLDERS OF OUR 10% SERIES A REDEEMABLE | | | |
| CONVERTIBLE PARTICIPATING PERPETUAL PREFERRED | | | |
| STOCK INTO SHARES OF OUR COMMON STOCK IN EXCESS | | | |
| OF 19.99% OF THE SHARES OF OUR COMMON STOCK | | | |
| OUTSTANDING ON JUNE 23, 2009. | | | |
| 02 | TO APPROVE THE CONVERSION AT THE OPTION OF THE | Management | For | For |
| HOLDERS OF OUR 10% SERIES B REDEEMABLE | | | |
| CONDITIONAL CONVERTIBLE PARTICIPATING PERPETUAL | | | |
| PREFERRED STOCK INTO SHARES OF OUR COMMON | | | |
| STOCK AND THE RIGHT OF THE HOLDERS OF THE SERIES B | | | |
| PREFERRED TO VOTE WITH SHARES OF OUR COMMON | | | |
| STOCK ON AS-CONVERTED BASIS. | | | |
| 03 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL | Management | For | For |
| MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE | | | |
| INSUFFICIENT PROXIES AT THE SPECIAL MEETING TO | | | |
| APPROVE EACH OF THE FOREGOING PROPOSALS. | | | |
6 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| CINTAS CORPORATION | | |
| Security | 172908105 | Meeting Type | Annual |
| Ticker Symbol | CTAS | Meeting Date | 20-Oct-2009 |
| ISIN | US1729081059 | Agenda | 933143024 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1A | ELECTION OF DIRECTOR: GERALD S. ADOLPH | Management | For | For |
| 1B | ELECTION OF DIRECTOR: PAUL R. CARTER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GERALD V. DIRVIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: RICHARD T. FARMER | Management | For | For |
| 1E | ELECTION OF DIRECTOR: SCOTT D. FARMER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOYCE HERGENHAN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JAMES J. JOHNSON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID C. PHILLIPS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RONALD W. TYSOE | Management | For | For |
| 02 | TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | | | |
| 03 | PROPOSAL TO ADOPT PRINCIPLES FOR HEALTHCARE | Shareholder | Against | For |
| REFORM AS REPORTED BY THE INSTITUTE OF MEDICINE. | | | |
| LINEAR TECHNOLOGY CORPORATION | | |
| Security | 535678106 | Meeting Type | Annual |
| Ticker Symbol | LLTC | Meeting Date | 04-Nov-2009 |
| ISIN | US5356781063 | Agenda | 933146828 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT H. SWANSON, JR. | | For | For |
| 2 | DAVID S. LEE | | For | For |
| 3 | LOTHAR MAIER | | For | For |
| 4 | RICHARD M. MOLEY | | For | For |
| 5 | THOMAS S. VOLPE | | For | For |
| 02 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 | Management | For | For |
| EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE | | | |
| SHARES RESERVED FOR ISSUANCE THEREUNDER BY | | | |
| 2,000,000. | | | |
| 03 | TO APPROVE THE COMPANY'S 2009 EXECUTIVE BONUS | Management | For | For |
| PLAN. | | | | |
| 04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | For |
| THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE | | | |
| 27, 2010. | | | |
| CARDINAL HEALTH, INC. | | |
| Security | 14149Y108 | Meeting Type | Annual |
| Ticker Symbol | CAH | Meeting Date | 04-Nov-2009 |
| ISIN | US14149Y1082 | Agenda | 933149800 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1A | ELECTION OF DIRECTOR: COLLEEN F. ARNOLD | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GEORGE S. BARRETT | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GLENN A. BRITT | Management | For | For |
| 1D | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: BRUCE L. DOWNEY | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOHN F. FINN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: GREGORY B. KENNY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JEAN G. SPAULDING, M.D. | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | | Management | For | For |
| THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM. | | | |
| 03 | TO RE-APPROVE MATERIAL TERMS OF THE PERFORMANCE | Management | For | For |
| CRITERIA UNDER CARDINAL HEALTH'S AMENDED & | | | |
| RESTATED MANAGEMENT INCENTIVE PLAN. | | | |
| 04 | SHAREHOLDER PROPOSAL REGARDING PERFORMANCE- | Shareholder | Against | For |
| BASED STOCK OPTIONS. | | | |
| 05 | SHAREHOLDER PROPOSAL TO AMEND THE CODE OF | Shareholder | Against | For |
| REGULATIONS TO REQUIRE THAT THE CHAIRMAN OF THE | | | |
| BOARD BE AN INDEPENDENT DIRECTOR. | | | |
7 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| JDS UNIPHASE CORPORATION | | |
| Security | 46612J507 | Meeting Type | Annual |
| Ticker Symbol | JDSU | Meeting Date | 11-Nov-2009 |
| ISIN | US46612J5074 | Agenda | 933147197 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | RICHARD E. BELLUZZO | | For | For |
| 2 | HAROLD L. COVERT | | For | For |
| 3 | PENELOPE A. HERSCHER | | For | For |
| 4 | MASOOD JABBAR | | For | For |
| 02 | TO APPROVE AMENDMENTS TO CERTAIN OF OUR EXISTING | Management | For | For |
| EQUITY INCENTIVE PLANS TO ALLOW FOR A ONE-TIME | | | |
| STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES | | | |
| OTHER THAN OUR NAMED EXECUTIVE OFFICERS AND | | | |
| DIRECTORS. | | | |
| 03 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND | Management | Against | Against |
| RESTATED 1998 EMPLOYEE STOCK PURCHASE PLAN TO | | | |
| INCREASE THE NUMBER OF SHARES OF COMMON STOCK | | | |
| AUTHORIZED FOR ISSUANCE. | | | |
| 04 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR JDS | | | |
| UNIPHASE CORPORATION FOR THE FISCAL YEAR ENDING | | | |
| JUNE 30, 2010. | | | |
| CISCO SYSTEMS, INC. | | |
| Security | 17275R102 | Meeting Type | Annual |
| Ticker Symbol | CSCO | Meeting Date | 12-Nov-2009 |
| ISIN | US17275R1023 | Agenda | 933147262 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For |
| 1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For |
| 02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF | | Management | For | For |
| THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH IN THE | | | |
| ACCOMPANYING PROXY STATEMENT. | | | |
| 03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF | Management | For | For |
| THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH IN | | | |
| THE ACCOMPANYING PROXY STATEMENT. | | | |
| 04 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS CISCO'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE FISCAL YEAR ENDING JULY 31, 2010. | | | |
| 05 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND | Shareholder | Against | For |
| CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON | | | |
| HUMAN RIGHTS. | | | |
| 06 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING | Shareholder | Against | For |
| THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE | | | |
| PROVIDED THE OPPORTUNITY, AT EACH ANNUAL MEETING | | | |
| OF SHAREHOLDERS, TO VOTE ON AN ADVISORY | | | |
| RESOLUTION TO RATIFY THE COMPENSATION OF THE | | | |
| NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY | | | |
| STATEMENT FOR THE ANNUAL MEETING. | | | |
| 07 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING | Shareholder | Against | For |
| THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, | | | |
| WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING | | | |
| AND ASSESSMENT OF CONCRETE STEPS CISCO COULD | | | |
| REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS | | | |
| BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE | | | |
| THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE | | | |
| ACCOMPANYING PROXY STATEMENT. | | | |
8 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| SYSCO CORPORATION | | |
| Security | 871829107 | Meeting Type | Annual |
| Ticker Symbol | SYY | Meeting Date | 18-Nov-2009 |
| ISIN | US8718291078 | Agenda | 933149836 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1A | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL | Management | For | For |
| MEETING OF STOCKHOLDERS IN 2012: JONATHAN GOLDEN | | | |
| 1B | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL | Management | For | For |
| MEETING OF STOCKHOLDERS IN 2012: JOSEPH A. HAFNER. | | | |
| JR. | | | |
| 1C | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL | Management | For | For |
| MEETING OF STOCKHOLDERS IN 2012: NANCY S. | | | |
| NEWCOMB | | | |
| 1D | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL | Management | For | For |
| MEETING OF STOCKHOLDERS IN 2012: KENNETH F. | | | |
| SPITLER | | | |
| 02 | TO APPROVE THE 2009 NON-EMPLOYEE DIRECTORS | Management | For | For |
| STOCK PLAN. | | | |
| 03 | TO AUTHORIZE AMENDMENTS TO SYSCO'S 2007 STOCK | Management | Against | Against |
| INCENTIVE PLAN, AS AMENDED. | | | |
| 04 | TO APPROVE THE MATERIAL TERMS OF, AND THE | Management | For | For |
| PAYMENT OF COMPENSATION TO CERTAIN EXECUTIVE | | | |
| OFFICERS PURSUANT TO, THE 2009 MANAGEMENT | | | |
| INCENTIVE PLAN, SO THAT THE DEDUCTIBILITY OF SUCH | | | |
| COMPENSATION WILL NOT BE LIMITED BY SECTION 162(M) | | | |
| OF THE INTERNAL REVENUE CODE. | | | |
| 05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | For |
| SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2010. | | | |
| 06 | TO CONSIDER AND APPROVE AN ADVISORY PROPOSAL | Management | For | For |
| RELATING TO THE COMPANY'S EXECUTIVE | | | |
| COMPENSATION PHILOSOPHY, POLICIES AND | | | |
| PROCEDURES. | | | |
| 07 | TO CONSIDER A STOCKHOLDER PROPOSAL, IF PRESENTED | Shareholder | Against | For |
| AT THE MEETING, REQUESTING THAT THE BOARD OF | | | |
| DIRECTORS ADOPT CERTAIN PRINCIPLES FOR HEALTH | | | |
| CARE REFORM. | | | |
9 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| RESMED INC. | | |
| Security | 761152107 | Meeting Type | Annual |
| Ticker Symbol | RMD | Meeting Date | 18-Nov-2009 |
| ISIN | US7611521078 | Agenda | 933152011 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR TO SERVE FOR A THREE-YEAR | Management | For | For |
| TERM: PETER FARRELL | | | |
| 1B | ELECTION OF DIRECTOR TO SERVE FOR A THREE-YEAR | Management | For | For |
| TERM: GARY PACE | | | |
| 1C | ELECTION OF DIRECTOR TO SERVE FOR A THREE-YEAR | Management | For | For |
| TERM: RONALD TAYLOR | | | |
| 02 | APPROVAL OF THE AMENDMENT TO THE AMENDED AND | Management | For | For |
| RESTATED RESMED INC. 2006 INCENTIVE AWARD PLAN, TO | | | |
| RENAME THE PLAN, INCREASE THE NUMBER OF SHARES | | | |
| AUTHORIZED FOR ISSUANCE THEREUNDER FROM | | | |
| 9,900,000 TO 11,460,825, AND EXTEND THE TERM OF THE | | | |
| PLAN FROM OCTOBER 1, 2018 TO SEPTEMBER 29, 2019, ALL | | | |
| AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | | |
| 03 | APPROVAL OF THE AMENDMENT TO THE RESMED INC. | Management | For | For |
| EMPLOYEE STOCK PURCHASE PLAN TO RENAME THE | | | |
| PLAN, TO INCREASE THE NUMBER OF SHARES | | | |
| AUTHORIZED FOR ISSUANCE THEREUNDER FROM 500,000 | | | |
| TO 1,100,000 AND EXTEND THE MAXIMUM TERM OF THE | | | |
| | PLAN FROM NOVEMBER 13, 2013 TO SEPTEMBER 29, 2019, | | | |
| | AND MAKE CERTAIN OTHER CHANGES. | | | |
| 04 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR | Management | For | For |
| INDEPENDENT AUDITORS TO EXAMINE OUR | | | |
| CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL | | | |
| YEAR ENDING JUNE 30, 2010. | | | |
| MICROSOFT CORPORATION | | |
| Security | 594918104 | Meeting Type | Annual |
| Ticker Symbol | MSFT | Meeting Date | 19-Nov-2009 |
| ISIN | US5949181045 | Agenda | 933150310 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For |
| 02 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For |
| 03 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For |
| 04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For |
| 05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For |
| 06 | ELECTION OF DIRECTOR: MARIA KLAWE | Management | For | For |
| 07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For |
| 08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For |
| 09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For |
| 10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS THE COMPANY'S INDEPENDENT AUDITOR | | | |
| 11 | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED | Management | For | For |
| ARTICLES OF INCORPORATION | | | |
| 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 13 | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE | Shareholder | Against | For |
| REFORM PRINCIPLES | | | |
| 14 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE | Shareholder | Against | For |
| CONTRIBUTIONS | | | |
10 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| MAXIM INTEGRATED PRODUCTS, INC. | | |
| Security | 57772K101 | Meeting Type | Annual |
| Ticker Symbol | MXIM | Meeting Date | 10-Dec-2009 |
| ISIN | US57772K1016 | Agenda | 933159178 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | TUNC DOLUCA | | For | For |
| 2 | B. KIPLING HAGOPIAN | | For | For |
| 3 | JAMES R. BERGMAN | | For | For |
| 4 | JOSEPH R. BRONSON | | For | For |
| 5 | ROBERT E. GRADY | | For | For |
| 6 | WILLIAM D. WATKINS | | For | For |
| 7 | A.R. FRANK WAZZAN | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For |
| AS MAXIM'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE | | | |
| 26, 2010. | | | |
| 03 | TO RATIFY AND APPROVE AMENDMENTS TO MAXIM'S 2008 | Management | For | For |
| EMPLOYEE STOCK PURCHASE PLAN TO (A) INCREASE THE | | | |
| NUMBER OF SHARES AVAILABLE FOR ISSUANCE | | | |
| THEREUNDER BY 2,000,000 SHARES AND (B) MAKE OTHER | | | |
| ADMINISTRATIVE CHANGES. | | | |
| 04 | RATIFY AND APPROVE AMENDMENTS TO 1996 STOCK | Management | For | For |
| INCENTIVE PLAN TO (A) INCREASE NUMBER OF SHARES | | | |
| AVAILABLE FOR ISSUANCE THEREUNDER BY 6,000,000 | | | |
| SHARES (B) PERMIT TO EXTEND THE TERM OF A STOCK | | | |
| OPTION BEYOND 10-YEARS FROM DATE OF GRANT IF | | | |
| ISSUANCE OF COMMON STOCK UPON EXERCISE OF SUCH | | | |
| OPTION WOULD VIOLATE APPLICABLE SECURITIES LAWS | | | |
| AT THE TIME THE OPTION WOULD OTHERWISE EXPIRE. | | | |
| 05 | TO APPROVE THE ADOPTION OF MAXIM'S EXECUTIVE | Management | For | For |
| BONUS PLAN, WHICH IS A BONUS PLAN FOR OFFICERS OF | | | |
| MAXIM COMPLIANT WITH SECTION 162(M) OF THE | | | |
| INTERNAL REVENUE CODE. | | | |
| ACTIVISION BLIZZARD INC | | |
| Security | 00507V109 | Meeting Type | Special |
| Ticker Symbol | ATVI | Meeting Date | 17-Dec-2009 |
| ISIN | US00507V1098 | Agenda | 933168456 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | APPROVAL OF THE 2008 INCENTIVE PLAN, AS AMENDED. | Management | For | For |
11 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| WALGREEN CO. | | |
| Security | 931422109 | Meeting Type | Annual |
| Ticker Symbol | WAG | Meeting Date | 13-Jan-2010 |
| ISIN | US9314221097 | Agenda | 933170045 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | STEVEN A. DAVIS | | For | For |
| 2 | WILLIAM C. FOOTE | | For | For |
| 3 | MARK P. FRISSORA | | For | For |
| 4 | ALAN G. MCNALLY | | For | For |
| 5 | NANCY M. SCHLICHTING | | For | For |
| 6 | DAVID Y. SCHWARTZ | | For | For |
| 7 | ALEJANDRO SILVA | | For | For |
| 8 | JAMES A. SKINNER | | For | For |
| 9 | GREGORY D. WASSON | | For | For |
| 02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS | Management | For | For |
| WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM. | | | |
| 03 | AMEND AND RESTATE THE WALGREEN CO. EXECUTIVE | Management | For | For |
| STOCK OPTION PLAN. | | | |
| 04 | SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE EACH | Shareholder | Against | For |
| VOTING REQUIREMENT IN WALGREEN CO.'S CHARTER AND | | | |
| BY-LAWS TO SIMPLE MAJORITY VOTE. | | | |
| 05 | SHAREHOLDER PROPOSAL ON A POLICY THAT A | Shareholder | Against | For |
| SIGNIFICANT PORTION OF FUTURE STOCK OPTION | | | |
| GRANTS TO SENIOR EXECUTIVES SHOULD BE | | | |
| PERFORMANCE-BASED. | | | |
| 06 | SHAREHOLDER PROPOSAL ON A WRITTEN REPORT ON | Shareholder | Against | For |
| CHARITABLE DONATIONS. | | | |
| VISA INC. | | |
| Security | 92826C839 | Meeting Type | Annual |
| Ticker Symbol | V | Meeting Date | 20-Jan-2010 |
| ISIN | US92826C8394 | Agenda | 933173281 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT W. MATSCHULLAT | | For | For |
| 2 | CATHY E. MINEHAN | | For | For |
| 3 | DAVID J. PANG | | For | For |
| 4 | WILLIAM S. SHANAHAN | | For | For |
| 5 | JOHN A. SWAINSON | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | | |
| IMS HEALTH INCORPORATED | | |
| Security | 449934108 | Meeting Type | Special |
| Ticker Symbol | RX | Meeting Date | 08-Feb-2010 |
| ISIN | US4499341083 | Agenda | 933180820 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, | Management | For | For |
| DATED AS OF NOVEMBER 5, 2009, AS IT MAY BE AMENDED | | | |
| FROM TIME TO TIME, BY AND AMONG IMS HEALTH | | | |
| INCORPORATED, HEALTHCARE TECHNOLOGY HOLDINGS, | | | |
| INC. AND HEALTHCARE TECHNOLOGY ACQUISITION, INC. | | | |
| 02 | TO APPROVE AN ADJOURNMENT OF THE SPECIAL | Management | For | For |
| MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT | | | |
| ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES | | | |
| AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE | | | |
| AGREEMENT AND PLAN OF MERGER. | | | |
12 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| BANK OF AMERICA CORPORATION | | |
| Security | 060505104 | Meeting Type | Special |
| Ticker Symbol | BAC | Meeting Date | 23-Feb-2010 |
| ISIN | US0605051046 | Agenda | 933183218 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF | Management | Against | Against |
| AMERICA CORPORATION AMENDED AND RESTATED | | | |
| CERTIFICATE OF INCORPORATION TO INCREASE THE | | | |
| NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | | | |
| FROM 10 BILLION TO 11.3 BILLION. | | | |
| 02 | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE | Management | For | For |
| SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO | | | |
| SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE | | | |
| ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL | | | |
| MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM | | | |
| 1. | | | |
| NOVARTIS AG | | |
| Security | 66987V109 | Meeting Type | Annual |
| Ticker Symbol | NVS | Meeting Date | 26-Feb-2010 |
| ISIN | US66987V1098 | Agenda | 933188256 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL | Management | For | For |
| STATEMENTS OF NOVARTIS AG AND THE GROUP | | | |
| CONSOLIDATED FINANCIAL STATEMENTS FOR THE | | | |
| BUSINESS YEAR 2009 | | | |
| 02 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE | Management | For | For |
| BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | | | |
| 03 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS | Management | For | For |
| AG AS PER BALANCE SHEET AND DECLARATION OF | | | |
| DIVIDEND | | | |
| 4A | AMENDMENTS TO THE ARTICLES OF INCORPORATION: | Management | For | For |
| IMPLEMENTATION OF THE BOOK ENTRY SECURITIES ACT | | | |
| 4B | AMENDMENTS TO THE ARTICLES OF INCORPORATION: | Management | For | For |
| INTRODUCTION OF A CONSULTATIVE VOTE ON THE | | | |
| COMPENSATION SYSTEM | | | |
| 5A | RE-ELECTION OF MARJORIE M.T. YANG AS A DIRECTOR | Management | For | For |
| FOR A THREE-YEAR TERM | | | |
| 5B | RE-ELECTION OF DANIEL VASELLA, M.D., AS A DIRECTOR | Management | For | For |
| FOR A THREE-YEAR TERM | | | |
| 5C | RE-ELECTION OF HANS-JOERG RUDLOFF AS A DIRECTOR | Management | For | For |
| FOR A ONE-YEAR TERM (AS HE WILL REACH THE AGE | | | |
| LIMIT) | | | |
| 06 | APPOINTMENT OF THE AUDITOR | Management | For | For |
| 07 | ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED | Management | For | For |
| AT THE MEETING | | | |
| QUALCOMM, INCORPORATED | | |
| Security | 747525103 | Meeting Type | Annual |
| Ticker Symbol | QCOM | Meeting Date | 02-Mar-2010 |
| ISIN | US7475251036 | Agenda | 933181620 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | BARBARA T. ALEXANDER | | For | For |
| 2 | STEPHEN M. BENNETT | | For | For |
| 3 | DONALD G. CRUICKSHANK | | For | For |
| 4 | RAYMOND V. DITTAMORE | | For | For |
| 5 | THOMAS W. HORTON | | For | For |
| 6 | IRWIN MARK JACOBS | | For | For |
| 7 | PAUL E. JACOBS | | For | For |
13 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| 8 | ROBERT E. KAHN | | For | For |
| 9 | SHERRY LANSING | | For | For |
| 10 | DUANE A. NELLES | | For | For |
| 11 | BRENT SCOWCROFT | | For | For |
| 12 | MARC I. STERN | | For | For |
| 02 | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM | Management | For | For |
| INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY | | | |
| 13,000,000 SHARES. | | | |
| 03 | TO RATIFY THE SELECTION OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT | | | |
| PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING | | | |
| SEPTEMBER 26, 2010. | | | |
| THE WALT DISNEY COMPANY |
| Security | 254687106 | Meeting Type | Annual |
| Ticker Symbol | DIS | Meeting Date | 10-Mar-2010 |
| ISIN | US2546871060 | Agenda | 933183751 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: STEVEN P. JOBS | Management | For | For |
| 1G | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For |
| 1K | ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. | Management | For | For |
| 1L | ELECTION OF DIRECTOR: SHERYL SANDBERG | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | | |
| 03 | TO APPROVE THE AMENDMENT TO THE AMENDED AND | Management | For | For |
| RESTATED 2005 STOCK INCENTIVE PLAN. | | | |
| 04 | TO APPROVE THE AMENDMENT TO THE COMPANY'S | Management | For | For |
| RESTATED CERTIFICATE OF INCORPORATION RELATING | | | |
| TO INTERESTED PERSON TRANSACTIONS. | | | |
| 05 | TO APPROVE THE AMENDMENT TO THE COMPANY'S | Management | For | For |
| RESTATED CERTIFICATE OF INCORPORATION RELATING | | | |
| TO BYLAW AMENDMENTS. | | | |
| 06 | TO APPROVE THE AMENDMENT TO THE COMPANY'S | Management | For | For |
| RESTATED CERTIFICATE OF INCORPORATION RELATING | | | |
| TO TRACKING STOCK PROVISIONS. | | | |
| 07 | TO APPROVE THE AMENDMENT TO THE COMPANY'S | Management | Against | Against |
| RESTATED CERTIFICATE OF INCORPORATION RELATING | | | |
| TO CLASSIFIED BOARD TRANSITION PROVISIONS. | | | |
| 08 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO | Shareholder | For | Against |
| SHAREHOLDER ADVISORY VOTE ON EXECUTIVE | | | |
| COMPENSATION. | | | |
| 09 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Against | For |
| EX-GAY NON DISCRIMINATION POLICY. | | | |
14 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| HEWLETT-PACKARD COMPANY | |
| Security | 428236103 | Meeting Type | Annual |
| Ticker Symbol | HPQ | Meeting Date | 17-Mar-2010 |
| ISIN | US4282361033 | Agenda | 933187191 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR : M.L. ANDREESSEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR : L.T. BABBIO, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR : S.M. BALDAUF | Management | For | For |
| 1D | ELECTION OF DIRECTOR : R.L. GUPTA | Management | For | For |
| 1E | ELECTION OF DIRECTOR : J.H. HAMMERGREN | Management | For | For |
| 1F | ELECTION OF DIRECTOR : M.V. HURD | Management | For | For |
| 1G | ELECTION OF DIRECTOR : J.Z. HYATT | Management | For | For |
| 1H | ELECTION OF DIRECTOR : J.R. JOYCE | Management | For | For |
| 1I | ELECTION OF DIRECTOR : R.L. RYAN | Management | For | For |
| IJ | ELECTION OF DIRECTOR : L.S. SALHANY | Management | For | For |
| 1K | ELECTION OF DIRECTOR : G.K. THOMPSON | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR FISCAL YEAR ENDING OCTOBER 31, 2010. | | | |
| 03 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED | Management | For | For |
| HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE | | | |
| PLAN. | | | |
| 04 | PROPOSAL TO CONDUCT AN ANNUAL ADVISORY VOTE ON | Management | Against | Against |
| EXECUTIVE COMPENSATION. | | | |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |
| Security | 806857108 | Meeting Type | Annual |
| Ticker Symbol | SLB | Meeting Date | 07-Apr-2010 |
| ISIN | AN8068571086 | Agenda | 933201395 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | P. CAMUS | | For | For |
| 2 | J.S. GORELICK | | For | For |
| 3 | A. GOULD | | For | For |
| 4 | T. ISAAC | | For | For |
| 5 | N. KUDRYAVTSEV | | For | For |
| 6 | A. LAJOUS | | For | For |
| 7 | M.E. MARKS | | For | For |
| 8 | L.R. REIF | | For | For |
| | 9 | T.I. SANDVOLD | | For | For |
| 10 | H. SEYDOUX | | For | For |
| 11 | P. CURRIE | | For | For |
| 12 | K.V. KAMATH | | For | For |
| 02 | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND | Management | For | For |
| DIVIDENDS. | | | |
| 03 | PROPOSAL TO APPROVE THE ADOPTION OF THE | Management | For | For |
| SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | | | |
| 04 | PROPOSAL TO APPROVE THE ADOPTION OF AN | Management | For | For |
| AMENDMENT TO THE SCHLUMBERGER DISCOUNTED | | | |
| STOCK PURCHASE PLAN. | | | |
| 05 | PROPOSAL TO APPROVE INDEPENDENT REGISTERED | Management | For | For |
| PUBLIC ACCOUNTING FIRM. | | | |
15 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| DISCOVER FINANCIAL SERVICES |
| Security | 254709108 | Meeting Type | Annual |
| Ticker Symbol | DFS | Meeting Date | 08-Apr-2010 |
| ISIN | US2547091080 | Agenda | 933193663 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: JEFFREY S. ARONIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GREGORY C. CASE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: THOMAS G. MAHERAS | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MICHAEL H. MOSKOW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID W. NELMS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: E. FOLLIN SMITH | Management | For | For |
| 1K | ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH | Management | For | For |
| 02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE | Management | For | For |
| OFFICER COMPENSATION. | | | |
| 03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For |
| AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM. | | | |
| BANK OF NEW YORK MELLON CORP. | |
| Security | 064058100 | Meeting Type | Annual |
| Ticker Symbol | BK | Meeting Date | 13-Apr-2010 |
| ISIN | US0640581007 | Agenda | 933207436 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | RUTH E. BRUCH | | For | For |
| 2 | NICHOLAS M. DONOFRIO | | For | For |
| 3 | GERALD L. HASSELL | | For | For |
| | 4 | EDMUND F. KELLY | | For | For |
| 5 | ROBERT P. KELLY | | For | For |
| 6 | RICHARD J. KOGAN | | For | For |
| 7 | MICHAEL J. KOWALSKI | | For | For |
| 8 | JOHN A. LUKE, JR. | | For | For |
| 9 | ROBERT MEHRABIAN | | For | For |
| 10 | MARK A. NORDENBERG | | For | For |
| 11 | CATHERINE A. REIN | | For | For |
| 12 | WILLIAM C. RICHARDSON | | For | For |
| 13 | SAMUEL C. SCOTT III | | For | For |
| 14 | JOHN P. SURMA | | For | For |
| 15 | WESLEY W. VON SCHACK | | For | For |
| 02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) | Management | For | For |
| RESOLUTION RELATING TO 2009 EXECUTIVE | | | |
| COMPENSATION. | | | |
| 03 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. | | | |
| 04 | STOCKHOLDER PROPOSAL WITH RESPECT TO | Shareholder | For | Against |
| CUMULATIVE VOTING. | | | |
| 05 | STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF | Shareholder | Against | For |
| POLICY REQUIRING FIVE-YEAR LOCK-UP PERIOD FOR | | | |
| SENIOR EXECUTIVES' EQUITY INCENTIVE AWARDS. | | | |
| 06 | STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER | Shareholder | Against | For |
| APPROVAL OF CERTAIN FUTURE SEVERANCE | | | |
| AGREEMENTS WITH SENIOR EXECUTIVES. | | | |
16 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| T. ROWE PRICE GROUP, INC. |
| Security | 74144T108 | Meeting Type | Annual |
| Ticker Symbol | TROW | Meeting Date | 14-Apr-2010 |
| ISIN | US74144T1088 | Agenda | 933196481 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: EDWARD C. BERNARD | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: JAMES T. BRADY | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS | Management | For | For |
| | OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM FOR 2010. | | | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. |
| Security | 874054109 | Meeting Type | Annual |
| Ticker Symbol | TTWO | Meeting Date | 15-Apr-2010 |
| ISIN | US8740541094 | Agenda | 933195960 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | STRAUSS ZELNICK | | For | For |
| 2 | ROBERT A. BOWMAN | | For | For |
| 3 | SUNG HWAN CHO | | For | For |
| 4 | MICHAEL DORNEMANN | | For | For |
| 5 | BRETT ICAHN | | For | For |
| | 6 | J. MOSES | | For | For |
| 7 | JAMES L. NELSON | | For | For |
| 8 | MICHAEL SHERESKY | | For | For |
| 2 | APPROVAL OF THE AMENDMENT TO THE TAKE-TWO | Management | For | For |
| INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE | | | |
| PLAN. | | | | |
| 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG | Management | For | For |
| LLP AS OUR INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| OCTOBER 31, 2010. | | | |
| ADOBE SYSTEMS INCORPORATED |
| Security | 00724F101 | Meeting Type | Annual |
| Ticker Symbol | ADBE | Meeting Date | 16-Apr-2010 |
| ISIN | US00724F1012 | Agenda | 933195580 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MICHAEL R. CANNON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JAMES E. DALEY | Management | For | For |
| 1D | ELECTION OF DIRECTOR: CHARLES M. GESCHKE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For |
| 02 | APPROVAL OF THE AMENDMENT OF THE ADOBE SYSTEMS | Management | For | For |
| INCORPORATED 2003 EQUITY INCENTIVE PLAN. | | | |
| 03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON | | | |
| DECEMBER 3, 2010. | | | |
17 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| FIRST HORIZON NATIONAL CORPORATION |
| Security | 320517105 | Meeting Type | Annual |
| Ticker Symbol | FHN | Meeting Date | 20-Apr-2010 |
| ISIN | US3205171057 | Agenda | 933204858 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT B. CARTER | | For | For |
| 2 | MARK A. EMKES | | For | For |
| 3 | D. BRYAN JORDAN | | For | For |
| 4 | R. BRAD MARTIN | | For | For |
| 5 | VICKI R. PALMER | | For | For |
| 6 | MICHAEL D. ROSE | | For | For |
| 7 | WILLIAM B. SANSOM | | For | For |
| 8 | LUKE YANCY III | | For | For |
| 02 | APPROVAL OF AN AMENDMENT TO FHNC'S AMENDED AND | Management | For | For |
| RESTATED CHARTER TO PROVIDE FOR ELECTION, IN | | | |
| UNCONTESTED ELECTIONS, OF FHNC'S DIRECTORS BY A | | | |
| MAJORITY OF THE VOTES CAST. | | | |
| 03 | APPROVAL OF AMENDMENTS TO FHNC'S 2003 EQUITY | Management | For | For |
| COMPENSATION PLAN AND RE-APPROVAL OF THE PLAN IN | | | |
| ITS ENTIRETY, AS SO AMENDED. | | | |
| 04 | APPROVAL OF AN ADVISORY PROPOSAL ON EXECUTIVE | Management | For | For |
| COMPENSATION. | | | |
| 05 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management | For | For |
| AUDITORS. | | | |
| NORTHERN TRUST CORPORATION |
| Security | 665859104 | Meeting Type | Annual |
| Ticker Symbol | NTRS | Meeting Date | 20-Apr-2010 |
| ISIN | US6658591044 | Agenda | 933205076 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | LINDA WALKER BYNOE | | For | For |
| 2 | NICHOLAS D. CHABRAJA | | For | For |
| 3 | SUSAN CROWN | | For | For |
| 4 | DIPAK C. JAIN | | For | For |
| 5 | ROBERT W. LANE | | For | For |
| 6 | ROBERT C. MCCORMACK | | For | For |
| 7 | EDWARD J. MOONEY | | For | For |
| | 8 | JOHN W. ROWE | | For | For |
| 9 | DAVID H.B. SMITH, JR. | | For | For |
| 10 | WILLIAM D. SMITHBURG | | For | For |
| 11 | ENRIQUE J. SOSA | | For | For |
| 12 | CHARLES A. TRIBBETT III | | For | For |
| 13 | FREDERICK H. WADDELL | | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| CORPORATION'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| DECEMBER 31, 2010. | | | |
18 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| OFFICE DEPOT, INC. | |
| Security | 676220106 | Meeting Type | Annual |
| Ticker Symbol | ODP | Meeting Date | 21-Apr-2010 |
| ISIN | US6762201068 | Agenda | 933205040 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: LEE A. AULT III | Management | For | For |
| 1B | ELECTION OF DIRECTOR: NEIL R. AUSTRIAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JUSTIN BATEMAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: DAVID W. BERNAUER | Management | For | For |
| 1E | ELECTION OF DIRECTOR: THOMAS J. COLLIGAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MARSHA JOHNSON EVANS | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID I. FUENTE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: BRENDA J. GAINES | Management | For | For |
| 1I | ELECTION OF DIRECTOR: MYRA M. HART | Management | For | For |
| 1J | ELECTION OF DIRECTOR: W. SCOTT HEDRICK | Management | For | For |
| 1K | ELECTION OF DIRECTOR: KATHLEEN MASON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JAMES S. RUBIN | Management | For | For |
| 1N | ELECTION OF DIRECTOR: RAYMOND SVIDER | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE | Management | For | For |
| | LLP AS THE COMPANY'S INDEPENDENT PUBLIC | | | |
| | ACCOUNTANTS. | | | |
| 03 | TO APPROVE AN AMENDMENT TO OUR AMENDED LONG- | Management | For | For |
| | TERM EQUITY INCENTIVE PLAN AND IMPLEMENT A STOCK | | | |
| | OPTION EXCHANGE PROGRAM FOR ELIGIBLE EMPLOYEES. | | | |
| JOHNSON & JOHNSON |
| Security | 478160104 | Meeting Type | Annual |
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2010 |
| ISIN | US4781601046 | Agenda | 933205963 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For |
| 1F | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For |
| 1H | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID SATCHER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF | Management | For | For |
| | PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | | | |
| | REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For |
| 04 | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For |
| LOCKHEED MARTIN CORPORATION |
| Security | 539830109 | Meeting Type | Annual |
| Ticker Symbol | LMT | Meeting Date | 22-Apr-2010 |
| ISIN | US5398301094 | Agenda | 933206333 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: E.C. "PETE" ALDRIDGE JR. | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: DAVID B. BURRITT | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: JAMES O. ELLIS JR. | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: GWENDOLYN S. KING | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: JAMES M. LOY | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: JOSEPH W. RALSTON | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: JAMES M. SCHNEIDER | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: ANNE STEVENS | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: ROBERT J. STEVENS | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP | Management | For | For |
| AS INDEPENDENT AUDITORS | | | |
| 03 | STOCKHOLDER PROPOSAL: REPORT ON SPACE-BASED | Shareholder | Against | For |
| WEAPONS PROGRAM | | | |
19 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| THE BOEING COMPANY |
| Security | 097023105 | Meeting Type | Annual |
| Ticker Symbol | BA | Meeting Date | 26-Apr-2010 |
| ISIN | US0970231058 | Agenda | 933201561 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: JOHN H. BIGGS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM M. DALEY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHN F. MCDONNELL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For |
| 1L | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS INDEPENDENT AUDITOR. | | | |
| 03 | ETHICAL CRITERIA FOR MILITARY CONTRACTS. | Shareholder | Against | For |
| 04 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER | Shareholder | For | Against |
| COMPENSATION. | | | |
| 05 | CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL | Shareholder | Against | For |
| MEETINGS. | | | |
| 06 | INDEPENDENT CHAIRMAN. | Shareholder | Against | For |
| 07 | REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | For | Against |
| HANESBRANDS INC. |
| Security | 410345102 | Meeting Type | Annual |
| Ticker Symbol | HBI | Meeting Date | 27-Apr-2010 |
| ISIN | US4103451021 | Agenda | 933198625 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | LEE A. CHADEN | | For | For |
| 2 | BOBBY J. GRIFFIN | | For | For |
| 3 | JAMES C. JOHNSON | | For | For |
| 4 | JESSICA T. MATHEWS | | For | For |
| 5 | J. PATRICK MULCAHY | | For | For |
| 6 | RONALD L. NELSON | | For | For |
| | 7 | RICHARD A. NOLL | | For | For |
| 8 | ANDREW J. SCHINDLER | | For | For |
| 9 | ANN E. ZIEGLER | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR HANESBRANDS' 2010 FISCAL YEAR | | | |
20 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| GENERAL ELECTRIC COMPANY |
| Security | 369604103 | Meeting Type | Annual |
| Ticker Symbol | GE | Meeting Date | 28-Apr-2010 |
| ISIN | US3696041033 | Agenda | 933200090 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For |
| A2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For |
| A3 | ELECTION OF DIRECTOR: WILLIAM M. CASTELL | Management | For | For |
| A4 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For |
| A5 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For |
| A6 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For |
| A7 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For |
| A8 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Management | For | For |
| A9 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For |
| A10 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For |
| A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For |
| A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For |
| A13 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For |
| A14 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Management | For | For |
| A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For |
| A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For |
| B1 | RATIFICATION OF KPMG | Management | For | For |
| C1 | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | Shareholder | For | Against |
| C2 | SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER | Shareholder | Against | For |
| MEETINGS | | | |
| C3 | SHAREOWNER PROPOSAL: INDEPENDENT BOARD | Shareholder | Against | For |
| CHAIRMAN | | | |
| C4 | SHAREOWNER PROPOSAL: PAY DISPARITY | Shareholder | Against | For |
| C5 | SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES | Shareholder | Against | For |
| C6 | SHAREOWNER PROPOSAL: ADVISORY VOTE ON | Shareholder | Against | For |
| EXECUTIVE COMPENSATION | | | |
| W.W. GRAINGER, INC. |
| Security | 384802104 | Meeting Type | Annual |
| Ticker Symbol | GWW | Meeting Date | 28-Apr-2010 |
| ISIN | US3848021040 | Agenda | 933200103 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | BRIAN P. ANDERSON | | For | For |
| 2 | WILBUR H. GANTZ | | For | For |
| 3 | V. ANN HAILEY | | For | For |
| 4 | WILLIAM K. HALL | | For | For |
| 5 | STUART L. LEVENICK | | For | For |
| 6 | JOHN W. MCCARTER, JR. | | For | For |
| 7 | NEIL S. NOVICH | | For | For |
| | 8 | MICHAEL J. ROBERTS | | For | For |
| 9 | GARY L. ROGERS | | For | For |
| 10 | JAMES T. RYAN | | For | For |
| 11 | E. SCOTT SANTI | | For | For |
| 12 | JAMES D. SLAVIK | | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management | For | For |
| YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR | | | |
| ENDING DECEMBER 31, 2010. | | | |
| 03 | PROPOSAL TO APPROVE THE 2010 INCENTIVE PLAN. | Management | For | For |
21 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| MARATHON OIL CORPORATION |
| Security | 565849106 | Meeting Type | Annual |
| Ticker Symbol | MRO | Meeting Date | 28-Apr-2010 |
| ISIN | US5658491064 | Agenda | 933201838 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID A. DABERKO | Management | For | For |
| 1D | ELECTION OF DIRECTOR: WILLIAM L. DAVIS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: CHARLES R. LEE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: SETH E. SCHOFIELD | Management | For | For |
| 1K | ELECTION OF DIRECTOR: JOHN W. SNOW | Management | For | For |
| 1L | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT | | | |
| AUDITOR FOR 2010 | | | |
| 03 | STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS TO | Shareholder | Against | For |
| LOWER THE THRESHOLD FOR STOCKHOLDERS TO CALL | | | |
| SPECIAL MEETINGS | | | |
| 04 | STOCKHOLDER PROPOSAL TO ADOPT A POLICY FOR | Shareholder | For | Against |
| RATIFICATION AND APPROVAL OF EXECUTIVE | | | |
| COMPENSATION POLICIES AND PRACTICES | | | |
| BANK OF AMERICA CORPORATION |
| Security | 060505104 | Meeting Type | Annual |
| Ticker Symbol | BAC | Meeting Date | 28-Apr-2010 |
| ISIN | US0605051046 | Agenda | 933203111 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For |
| 1G | ELECTION OF DIRECTOR: D. PAUL JONES, JR. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DONALD E. POWELL | Management | For | For |
| 1L | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For |
| 02 | A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT | Management | For | For |
| PUBLIC ACCOUNTING FIRM FOR 2010 | | | |
| 03 | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF | Management | For | For |
| AMERICA AMENDED AND RESTATED CERTIFICATE OF | | | |
| INCORPORATION TO INCREASE THE NUMBER OF | | | |
| AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 | | | |
| BILLION TO 12.8 BILLION | | | |
| 04 | AN ADVISORY (NON-BINDING) VOTE APPROVING | Management | For | For |
| EXECUTIVE COMPENSATION | | | |
| 05 | A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 | Management | For | For |
| KEY ASSOCIATE STOCK PLAN | | | |
| 06 | STOCKHOLDER PROPOSAL - DISCLOSURE OF | Shareholder | Against | For |
| GOVERNMENT EMPLOYMENT | | | |
| 07 | STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY | Shareholder | Against | For |
| 08 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER | Shareholder | Against | For |
| MEETINGS | | | |
| 09 | STOCKHOLDER PROPOSAL - ADVISORY VOTE ON | Shareholder | Against | For |
| EXECUTIVE COMPENSATION | | | |
| 10 | STOCKHOLDER PROPOSAL - SUCCESSION PLANNING | Shareholder | Against | For |
| 11 | STOCKHOLDER PROPOSAL - DERIVATIVES TRADING | Shareholder | Against | For |
| 12 | STOCKHOLDER PROPOSAL - RECOUP INCENTIVE | Shareholder | Against | For |
| COMPENSATION | | | |
22 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| ASSOCIATED BANC-CORP |
| Security | 045487105 | Meeting Type | Annual |
| Ticker Symbol | ASBC | Meeting Date | 28-Apr-2010 |
| ISIN | US0454871056 | Agenda | 933210419 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | KAREN T. BECKWITH | | For | For |
| 2 | RUTH M. CROWLEY | | For | For |
| 3 | PHILIP B. FLYNN | | For | For |
| 4 | RONALD R. HARDER | | For | For |
| 5 | WILLIAM R. HUTCHINSON | | For | For |
| 6 | EILEEN A. KAMERICK | | For | For |
| | 7 | RICHARD T. LOMMEN | | For | For |
| 8 | JOHN C. MENG | | For | For |
| 9 | J. DOUGLAS QUICK | | For | For |
| 10 | JOHN C. SERAMUR | | For | For |
| 02 | THE APPROVAL OF THE ASSOCIATED BANC-CORP 2010 | Management | For | For |
| INCENTIVE COMPENSATION PLAN. | | | |
| 03 | THE APPROVAL OF AN ADVISORY (NON-BINDING) | Management | For | For |
| PROPOSAL ON EXECUTIVE COMPENSATION. | | | |
| 04 | TO RATIFY THE SELECTION OF KPMG LLP AS THE | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR ASSOCIATED BANC-CORP FOR THE YEAR ENDING | | | |
| DECEMBER 31, 2010. | | | |
| EMC CORPORATION |
| Security | 268648102 | Meeting Type | Annual |
| Ticker Symbol | EMC | Meeting Date | 29-Apr-2010 |
| ISIN | US2686481027 | Agenda | 933203200 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: WINDLE B. PRIEM | Management | For | For |
| 1I | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For |
| 1K | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For |
| 02 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS EMC'S | | | |
| INDEPENDENT AUDITORS. | | | |
| 03 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Against | For |
| SPECIAL SHAREHOLDER MEETINGS. | | | |
| 04 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Against | For |
| AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | |
23 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| TORCHMARK CORPORATION |
| Security | 891027104 | Meeting Type | Annual |
| Ticker Symbol | TMK | Meeting Date | 29-Apr-2010 |
| ISIN | US8910271043 | Agenda | 933210522 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | CHARLES E. ADAIR | | For | For |
| 2 | LLOYD W. NEWTON | | For | For |
| | 3 | DARREN M. REBELEZ | | For | For |
| 2 | RATIFICATION OF AUDITORS | Management | For | For |
| 3 | AMENDMENT OF BY-LAWS AND CERTIFICATE OF | Management | For | For |
| INCORPORATION REMOVE SUPERMAJORITY VOTING | | | |
| REQUIREMENTS | | | |
| 4 | AMENDMENT OF CERTIFICATE OF INCORPORATION TO | Management | For | For |
| REPEAL "FAIR PRICE" PROVISION | | | |
| EBAY INC. |
| Security | 278642103 | Meeting Type | Annual |
| Ticker Symbol | EBAY | Meeting Date | 29-Apr-2010 |
| ISIN | US2786421030 | Agenda | 933215180 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | Management | For | For |
| 1C | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | For | For |
| 02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF | Management | For | For |
| OUR EBAY INCENTIVE PLAN, INCLUDING TO SATISFY THE | | | |
| REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL | | | |
| REVENUE CODE. | | | |
| 03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF | Management | For | For |
| OUR 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING AN | | | |
| AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF | | | |
| SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY | | | |
| 20 MILLION SHARES. | | | |
| 04 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT | | | |
| AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, | | | |
| 2010. | | | |
| TOMOTHERAPY INC |
| Security | 890088107 | Meeting Type | Annual |
| Ticker Symbol | TOMO | Meeting Date | 30-Apr-2010 |
| ISIN | US8900881074 | Agenda | 933215801 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | SAM R. LENO | | For | For |
| 2 | T. ROCKWELL MACKIE | | For | For |
| 3 | H. JONATHAN MCCLOSKEY | | For | For |
| 4 | JOHN J. MCDONOUGH | | For | For |
| | 5 | CARY J. NOLAN | | For | For |
| 6 | CARLOS A. PEREZ | | For | For |
| 7 | FREDERICK A. ROBERTSON | | For | For |
| 8 | ROY T. TANAKA | | For | For |
| 9 | FRANCES S. TAYLOR | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR FISCAL YEAR 2010. | | | |
24 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| ZIMMER HOLDINGS, INC. |
| Security | 98956P102 | Meeting Type | Annual |
| Ticker Symbol | ZMH | Meeting Date | 03-May-2010 |
| ISIN | US98956P1021 | Agenda | 933201410 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: BETSY J. BERNARD | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: MARC N. CASPER | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: DAVID C. DVORAK | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: ROBERT A. HAGEMANN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| AFLAC INCORPORATED |
| Security | 001055102 | Meeting Type | Annual |
| Ticker Symbol | AFL | Meeting Date | 03-May-2010 |
| ISIN | US0010551028 | Agenda | 933206030 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Management | For | For |
| 1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Management | For | For |
| 1E | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOE FRANK HARRIS | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management | For | For |
| 1I | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management | For | For |
| 1J | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management | For | For |
| 1K | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Management | For | For |
| 1L | ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH | Management | For | For |
| 1M | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Management | For | For |
| 1N | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Management | For | For |
| 1O | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Management | For | For |
| 1P | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Management | For | For |
| 02 | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY | Management | For | For |
| (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE | | | |
| SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY- | | | |
| FOR-PERFORMANCE COMPENSATION POLICIES AND | | | |
| PROCEDURES EMPLOYED BY THE COMPANY, AS | | | |
| DESCRIBED IN THE COMPENSATION DISCUSSION AND | | | |
| ANALYSIS AND THE TABULAR DISCLOSURE REGARDING | | | |
| NAMED EXECUTIVE OFFICER COMPENSATION IN THIS | | | |
| PROXY STATEMENT." | | | |
| 03 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF | | | |
| THE COMPANY FOR THE YEAR ENDING DECEMBER 31, | | | |
| 2010. | | | |
25 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| BAXTER INTERNATIONAL INC. |
| Security | 071813109 | Meeting Type | Annual |
| Ticker Symbol | BAX | Meeting Date | 04-May-2010 |
| ISIN | US0718131099 | Agenda | 933211726 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: BLAKE E. DEVITT | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: JOHN D. FORSYTH | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: GAIL D. FOSLER | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN | Management | Against | Against |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| | ACCOUNTING FIRM. | | | |
| 03 | SHAREHOLDER PROPOSAL RELATING TO SIMPLE | Shareholder | Against | For |
| MAJORITY VOTING. | | | |
| PEPSICO, INC. |
| Security | 713448108 | Meeting Type | Annual |
| Ticker Symbol | PEP | Meeting Date | 05-May-2010 |
| ISIN | US7134481081 | Agenda | 933213388 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For |
| 1E | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | For | For |
| 1H | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For |
| 1I | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For |
| 1K | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For |
| 02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTANTS. | | | |
| 03 | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG- | Management | Against | Against |
| TERM INCENTIVE PLAN. | | | |
| 04 | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS | Shareholder | Against | For |
| REPORT (PROXY STATEMENT P. 67) | | | |
| 05 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL | Shareholder | Against | For |
| SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | | | |
| 06 | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT | Shareholder | Against | For |
| (PROXY STATEMENT P. 70) | | | |
| HESS CORPORATION |
| Security | 42809H107 | Meeting Type | Annual |
| Ticker Symbol | HES | Meeting Date | 05-May-2010 |
| ISIN | US42809H1077 | Agenda | 933214152 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | N.F. BRADY | | For | For |
| 2 | G.P. HILL | | For | For |
| | 3 | T.H. KEAN | | For | For |
| 4 | F.A. OLSON | | For | For |
| 2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP | Management | For | For |
| AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING | | | |
| DECEMBER 31, 2010. | | | |
| 3 | APPROVAL OF AMENDMENT TO 2008 LONG-TERM | Management | For | For |
| INCENTIVE PLAN TO INCREASE SHARES AVAILABLE FOR | | | |
| AWARD BY 8 MILLION SHARES. | | | |
| 4 | STOCKHOLDER PROPOSAL REQUESTING THE COMPANY | Shareholder | Against | For |
| | TO PROVIDE A REPORT ON POLITICAL SPENDING AND | | | |
| | POLICIES. | | | |
26 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| ALTERA CORPORATION |
| Security | 021441100 | Meeting Type | Annual |
| Ticker Symbol | ALTR | Meeting Date | 06-May-2010 |
| ISIN | US0214411003 | Agenda | 933210015 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: JOHN P. DAANE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: KEVIN MCGARITY | Management | For | For |
| 1D | ELECTION OF DIRECTOR: T. MICHAEL NEVENS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: KRISH A. PRABHU | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOHN SHOEMAKER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: SUSAN WANG | Management | For | For |
| 02 | TO REAPPROVE THE INTERNAL REVENUE CODE SECTION | Management | For | For |
| 162(M) PROVISIONS OF THE 2005 EQUITY INCENTIVE PLAN. | | | |
| 03 | TO APPROVE AN AMENDMENT TO THE 2005 EQUITY | Management | For | For |
| INCENTIVE PLAN TO INCREASE BY 5,000,000 THE NUMBER | | | |
| OF SHARES OF COMMON STOCK. | | | |
| 04 | TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE | Management | For | For |
| | STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE | | | |
| NUMBER OF SHARES OF COMMON STOCK. | | | |
| 05 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL | | | |
| YEAR. | | | |
| 06 | A STOCKHOLDER PROPOSAL REQUESTING A CHANGE TO | Shareholder | Against | For |
| ALTERA'S VOTING REQUIREMENTS, SEE PROXY | | | |
| STATEMENT FOR FURTHER DETAILS | | | |
| ST. JUDE MEDICAL, INC. |
| Security | 790849103 | Meeting Type | Annual |
| Ticker Symbol | STJ | Meeting Date | 07-May-2010 |
| ISIN | US7908491035 | Agenda | 933208541 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: STUART M. ESSIG | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: BARBARA B. HILL | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: MICHAEL A. ROCCA | Management | Against | Against |
| 02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | For |
| THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR 2010. | | | |
| 03 | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL | Shareholder | Against | For |
| REGARDING SUSTAINABILITY REPORTING. | | | |
| LKQ CORPORATION |
| Security | 501889208 | Meeting Type | Annual |
| Ticker Symbol | LKQX | Meeting Date | 10-May-2010 |
| ISIN | US5018892084 | Agenda | 933214633 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: A. CLINTON ALLEN | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: VICTOR M. CASINI | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: DONALD F. FLYNN | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: KEVIN F. FLYNN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: RONALD G. FOSTER | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: PAUL M. MEISTER | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: WILLIAM M. WEBSTER, IV | Management | Against | Against |
| 2 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| | TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC | | | |
| | ACCOUNTING FIRM OF LKQ CORPORATION FOR THE | | | |
| | FISCAL YEAR ENDING DECEMBER 31, 2010. | | | |
27 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| HENRY SCHEIN, INC. |
| Security | 806407102 | Meeting Type | Annual |
| Ticker Symbol | HSIC | Meeting Date | 10-May-2010 |
| ISIN | US8064071025 | Agenda | 933219304 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| | 1 | STANLEY M BERGMAN | | For | For |
| | 2 | GERALD A BENJAMIN | | For | For |
| | 3 | JAMES P BRESLAWSKI | | For | For |
| | 4 | MARK E MLOTEK | | For | For |
| | 5 | STEVEN PALADINO | | For | For |
| | 6 | BARRY J ALPERIN | | For | For |
| | 7 | PAUL BRONS | | For | For |
| | 8 | DONALD J KABAT | | For | For |
| | 9 | PHILIP A LASKAWY | | For | For |
| | 10 | KARYN MASHIMA | | For | For |
| | 11 | NORMAN S MATTHEWS | | For | For |
| | 12 | BRADLEY T SHEARES, PHD | | For | For |
| | 13 | LOUIS W SULLIVAN, MD | | For | For |
| 2 | PROPOSAL TO AMEND THE COMPANY'S 1996 NON- | Management | For | For |
| | EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN. | | | |
| 3 | PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, | Management | For | For |
| | LLP AS THE COMPANY'S INDEPENDENT REGISTERED | | | |
| | PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| | DECEMBER 25, 2010. | | | |
| 3M COMPANY |
| Security | 88579Y101 | Meeting Type | Annual |
| Ticker Symbol | MMM | Meeting Date | 11-May-2010 |
| ISIN | US88579Y1010 | Agenda | 933208565 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | Against | Against |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
| 03 | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE | Management | For | For |
| PLAN AND TO APPROVE THE EXPANDED PERFORMANCE | | | |
| CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM | | | |
| INCENTIVE PLAN. | | | |
| 04 | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | Shareholder | Against | For |
28 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| WATERS CORPORATION |
| Security | 941848103 | Meeting Type | Annual |
| Ticker Symbol | WAT | Meeting Date | 11-May-2010 |
| ISIN | US9418481035 | Agenda | 933218756 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | JOSHUA BEKENSTEIN | | For | For |
| 2 | MICHAEL J. BERENDT, PHD | | For | For |
| 3 | DOUGLAS A. BERTHIAUME | | For | For |
| 4 | EDWARD CONARD | | For | For |
| 5 | LAURIE H. GLIMCHER, MD | | For | For |
| 6 | CHRISTOPHER A. KUEBLER | | For | For |
| 7 | WILLIAM J. MILLER | | For | For |
| 8 | JOANN A. REED | | For | For |
| 9 | THOMAS P. SALICE | | For | For |
| 2 | TO RATIFY THE SELECTION OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | | | |
| MEDCO HEALTH SOLUTIONS, INC. |
| Security | 58405U102 | Meeting Type | Annual |
| Ticker Symbol | MHS | Meeting Date | 12-May-2010 |
| ISIN | US58405U1025 | Agenda | 933210178 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN L. CASSIS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: CHARLES M. LILLIS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: MYRTLE S. POTTER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM L. ROPER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID B. SNOW, JR. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: DAVID D. STEVENS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: BLENDA J. WILSON | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF | Management | For | For |
| | PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT | | | |
| | REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY | | | |
| | FOR THE 2010 FISCAL YEAR | | | |
| 03 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF | Management | For | For |
| | INCORPORATION TO PERMIT SHAREHOLDERS TO CALL | | | |
| | SPECIAL MEETINGS | | | |
29 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| AMGEN INC. |
| Security | 031162100 | Meeting Type | Annual |
| Ticker Symbol | AMGN | Meeting Date | 12-May-2010 |
| ISIN | US0311621009 | Agenda | 933212134 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MR. JERRY D. CHOATE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN | Management | For | For |
| (RETIRED) | | | |
| 1L | ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER | Management | For | For |
| 1M | ELECTION OF DIRECTOR: MR. KEVIN W. SHARER | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | | | |
| FOR THE YEAR ENDING DECEMBER 31, 2010 | | | |
| 3A | STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #1 | Shareholder | Against | For |
| (SHAREHOLDER ACTION BY WRITTEN CONSENT) | | | |
| 3B | STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #2 | Shareholder | Against | For |
| (EQUITY RETENTION POLICY) | | | |
| MURPHY OIL CORPORATION |
| Security | 626717102 | Meeting Type | Annual |
| Ticker Symbol | MUR | Meeting Date | 12-May-2010 |
| ISIN | US6267171022 | Agenda | 933219025 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | F.W. BLUE | | For | For |
| 2 | C.P. DEMING | | For | For |
| 3 | R.A. HERMES | | For | For |
| 4 | J.V. KELLEY | | For | For |
| 5 | R.M. MURPHY | | For | For |
| 6 | W.C. NOLAN, JR. | | For | For |
| 7 | N.E. SCHMALE | | For | For |
| 8 | D.J.H. SMITH | | For | For |
| 9 | C.G. THEUS | | For | For |
| 10 | D.M. WOOD | | For | For |
| 02 | APPROVE THE APPOINTMENT OF KPMG LLP AS | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
| LIONS GATE ENTERTAINMENT CORP. |
| Security | 535919203 | Meeting Type | Special |
| Ticker Symbol | LGF | Meeting Date | 12-May-2010 |
| ISIN | CA5359192039 | Agenda | 933222301 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 01 | RESOLUTION APPROVING, RATIFYING AND CONFIRMING | Management | For | For |
| THE SHAREHOLDER RIGHTS PLAN ADOPTED BY THE | | | |
| BOARD OF DIRECTORS OF THE COMPANY PURSUANT TO | | | |
| THE SHAREHOLDER RIGHTS PLAN AGREEMENT DATED AS | | | |
| OF MARCH 12, 2010, AS AMENDED AND RESTATED AS OF | | | |
| APRIL 22, 2010 BETWEEN THE COMPANY AND CIBC MELLON | | | |
| TRUST COMPANY, AS RIGHTS AGENT, PURSUANT TO THE | | | |
| RESOLUTION INCLUDED IN THE PROXY STATEMENT. | | | |
30 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| KOHL'S CORPORATION |
| Security | 500255104 | Meeting Type | Annual |
| Ticker Symbol | KSS | Meeting Date | 13-May-2010 |
| ISIN | US5002551043 | Agenda | 933209935 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | For |
| 1B | ELECTION OF DIRECTOR: STEVEN A. BURD | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN F. HERMA | Management | For | For |
| 1D | ELECTION OF DIRECTOR: DALE E. JONES | Management | For | For |
| 1E | ELECTION OF DIRECTOR: WILLIAM S. KELLOGG | Management | For | For |
| 1F | ELECTION OF DIRECTOR: KEVIN MANSELL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: FRANK V. SICA | Management | For | For |
| 1H | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: NINA G. VACA | Management | For | For |
| 1K | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Management | For | For |
| 02 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
| 03 | APPROVAL OF THE KOHL'S CORPORATION 2010 LONG | Management | For | For |
| TERM COMPENSATION PLAN. | | | |
| 04 | SHAREHOLDER PROPOSAL: ADOPT SIMPLE MAJORITY | Shareholder | Against | For |
| VOTE. | | | |
| 05 | SHAREHOLDER PROPOSAL: INDEPENDENT CHAIRMAN OF | Shareholder | Against | For |
| THE BOARD OF DIRECTORS. | | | |
| GOOGLE INC. |
| Security | 38259P508 | Meeting Type | Annual |
| Ticker Symbol | GOOG | Meeting Date | 13-May-2010 |
| ISIN | US38259P5089 | Agenda | 933216738 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ERIC SCHMIDT | | For | For |
| 2 | SERGEY BRIN | | For | For |
| 3 | LARRY PAGE | | For | For |
| 4 | L. JOHN DOERR | | For | For |
| 5 | JOHN L. HENNESSY | | For | For |
| 6 | ANN MATHER | | For | For |
| 7 | PAUL S. OTELLINI | | For | For |
| 8 | K. RAM SHRIRAM | | For | For |
| 9 | SHIRLEY M. TILGHMAN | | For | For |
| 02 | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | | |
| 03 | THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 | Management | For | For |
| STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED | | | |
| SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER | | | |
| THE PLAN BY 6,500,000. | | | |
| 04 | A STOCKHOLDER PROPOSAL REGARDING A | Shareholder | Against | For |
| SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT | | | |
| THE MEETING. | | | |
| 05 | A STOCKHOLDER PROPOSAL REGARDING ONLINE | Shareholder | Against | For |
| ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF | | | |
| PROPERLY PRESENTED AT THE MEETING. | | | |
| 06 | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION | Shareholder | Against | For |
| OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO | | | |
| BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE | | | |
| MEETING. | | | |
31 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| HEARTLAND PAYMENT SYSTEMS, INC. |
| Security | 42235N108 | Meeting Type | Annual |
| Ticker Symbol | HPY | Meeting Date | 14-May-2010 |
| ISIN | US42235N1081 | Agenda | 933260414 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT O. CARR | | For | For |
| 2 | MITCHELL L. HOLLIN | | For | For |
| 3 | ROBERT H. NIEHAUS | | For | For |
| 4 | MARC J. OSTRO, PH.D. | | For | For |
| 5 | JONATHAN J. PALMER | | For | For |
| 6 | GEORGE F. RAYMOND | | For | For |
| 7 | RICHARD W. VAGUE | | For | For |
| 02 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF | Management | Against | Against |
| HEARTLAND PAYMENT SYSTEM, INC.'S 2008 EQUITY | | | |
| INCENTIVE PLAN. | | | |
| 03 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS OUR INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| DECEMBER 31, 2010. | | | |
| JPMORGAN CHASE & CO. |
| Security | 46625H100 | Meeting Type | Annual |
| Ticker Symbol | JPM | Meeting Date | 18-May-2010 |
| ISIN | US46625H1005 | Agenda | 933226501 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: DAVID M. COTE | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: JAMES DIMON | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | Against | Against |
| 02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTING FIRM | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 04 | POLITICAL NON-PARTISANSHIP | Shareholder | For | Against |
| 05 | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For |
| 06 | COLLATERAL IN OVER THE COUNTER DERIVATIVES | Shareholder | Against | For |
| TRADING | | | |
| 07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | Against | For |
| 08 | INDEPENDENT CHAIRMAN | Shareholder | Against | For |
| 09 | PAY DISPARITY | Shareholder | Against | For |
| 10 | SHARE RETENTION | Shareholder | Against | For |
32 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| MORGAN STANLEY |
| Security | 617446448 | Meeting Type | Annual |
| Ticker Symbol | MS | Meeting Date | 18-May-2010 |
| ISIN | US6174464486 | Agenda | 933246375 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: JOHN J. MACK | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Management | Against | Against |
| 1M | ELECTION OF DIRECTOR: LAURA D. TYSON | Management | Against | Against |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For |
| AS INDEPENDENT AUDITOR | | | |
| 03 | TO APPROVE COMPENSATION OF EXECUTIVES AS | Management | For | For |
| DISCLOSED IN THE PROXY STATEMENT (NON-BINDING | | | |
| ADVISORY RESOLUTION) | | | |
| 04 | TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION | Management | For | For |
| PLAN | | | |
| 05 | SHAREHOLDER PROPOSAL REGARDING SPECIAL | Shareholder | Against | For |
| SHAREOWNER MEETINGS | | | |
| 06 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE | Shareholder | Against | For |
| EQUITY HOLDINGS REQUIREMENT | | | |
| 07 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT | Shareholder | Against | For |
| CHAIR | | | |
| 08 | SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY | Shareholder | Against | For |
| DISPARITY | | | |
| 09 | SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF | Shareholder | Against | For |
| MANAGEMENT BONUSES | | | |
| INTEL CORPORATION |
| Security | 458140100 | Meeting Type | Annual |
| Ticker Symbol | INTC | Meeting Date | 19-May-2010 |
| ISIN | US4581401001 | Agenda | 933224367 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For |
| 02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM FOR THE CURRENT YEAR | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
33 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| STATE STREET CORPORATION |
| Security | 857477103 | Meeting Type | Annual |
| Ticker Symbol | STT | Meeting Date | 19-May-2010 |
| ISIN | US8574771031 | Agenda | 933226234 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: K. BURNES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: P. COYM | Management | For | For |
| 1C | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: D. GRUBER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: L. HILL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: R. KAPLAN | Management | For | For |
| 1I | ELECTION OF DIRECTOR: C. LAMANTIA | Management | For | For |
| 1J | ELECTION OF DIRECTOR: R. LOGUE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For |
| 1L | ELECTION OF DIRECTOR: R. SKATES | Management | For | For |
| 1M | ELECTION OF DIRECTOR: G. SUMME | Management | For | For |
| 1N | ELECTION OF DIRECTOR: R. WEISSMAN | Management | For | For |
| 02 | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON | Management | For | For |
| EXECUTIVE COMPENSATION. | | | |
| 03 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| STATE STREET'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, | | | |
| 2010. | | | |
| 04 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Against | For |
| THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO. | | | |
|
| 05 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A | Shareholder | Against | For |
| REVIEW OF PAY DISPARITY. | | | |
| BROADCOM CORPORATION |
| Security | 111320107 | Meeting Type | Annual |
| Ticker Symbol | BRCM | Meeting Date | 20-May-2010 |
| ISIN | US1113201073 | Agenda | 933232592 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | JOAN L. AMBLE | | For | For |
| 2 | NANCY H. HANDEL | | For | For |
| 3 | EDDY W. HARTENSTEIN | | For | For |
| 4 | JOHN E. MAJOR | | For | For |
| 5 | SCOTT A. MCGREGOR | | For | For |
| 6 | WILLIAM T. MORROW | | For | For |
| 7 | ROBERT E. SWITZ | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, | | | |
| 2010. | | | | |
| TIME WARNER INC. |
| Security | 887317303 | Meeting Type | Annual |
| Ticker Symbol | TWX | Meeting Date | 21-May-2010 |
| ISIN | US8873173038 | Agenda | 933230233 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Management | For | For |
| 1D | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For |
| 1E | ELECTION OF DIRECTOR: FRANK J. CAUFIELD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For |
| 1I | ELECTION OF DIRECTOR: FRED HASSAN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MICHAEL A. MILES | Management | For | For |
| 1K | ELECTION OF DIRECTOR: KENNETH J. NOVACK | Management | For | For |
| 1L | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT | Management | For | For |
| AUDITORS. | | | |
| 03 | COMPANY PROPOSAL TO APPROVE THE TIME WARNER | Management | For | For |
| INC. 2010 STOCK INCENTIVE PLAN. | | | |
| 04 | COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO | Management | For | For |
| THE COMPANY'S BY-LAWS TO PROVIDE THAT HOLDERS OF | | | |
| AT LEAST 15% OF THE COMBINED VOTING POWER OF THE | | | |
| COMPANY'S OUTSTANDING CAPITAL STOCK MAY REQUEST | | | |
| A SPECIAL MEETING OF STOCKHOLDERS. | | | |
| 05 | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY | Shareholder | Against | For |
| VOTE. | | | |
| 06 | STOCKHOLDER PROPOSAL REGARDING EQUITY | Shareholder | Against | For |
| RETENTION POLICY. | | | |
| 07 | STOCKHOLDER PROPOSAL REGARDING ADVISORY | Shareholder | For | Against |
| RESOLUTION TO RATIFY COMPENSATION OF NAMED | | | |
| EXECUTIVE OFFICERS. | | | |
34 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| EXXON MOBIL CORPORATION |
| Security | 30231G102 | Meeting Type | Annual |
| Ticker Symbol | XOM | Meeting Date | 26-May-2010 |
| ISIN | US30231G1022 | Agenda | 933239267 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | M.J. BOSKIN | | For | For |
| 2 | P. BRABECK-LETMATHE | | For | For |
| 3 | L.R. FAULKNER | | For | For |
| 4 | J.S. FISHMAN | | For | For |
| 5 | K.C. FRAZIER | | For | For |
| 6 | W.W. GEORGE | | For | For |
| 7 | M.C. NELSON | | For | For |
| 8 | S.J. PALMISANO | | For | For |
| 9 | S.S REINEMUND | | For | For |
| 10 | R.W. TILLERSON | | For | For |
| 11 | E.E. WHITACRE, JR. | | For | For |
| 02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) | Management | For | For |
| 03 | SPECIAL SHAREHOLDER MEETINGS (PAGE 54) | Shareholder | Against | For |
| 04 | INCORPORATE IN NORTH DAKOTA (PAGE 55) | Shareholder | Against | For |
| 05 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE | Shareholder | For | Against |
| COMPENSATION (PAGE 56) | | | |
| 06 | AMENDMENT OF EEO POLICY (PAGE 57) | Shareholder | Against | For |
| 07 | POLICY ON WATER (PAGE 59) | Shareholder | Against | For |
| 08 | WETLANDS RESTORATION POLICY (PAGE 60) | Shareholder | Against | For |
| 09 | REPORT ON CANADIAN OIL SANDS (PAGE 62) | Shareholder | Against | For |
| 10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 64) | Shareholder | Against | For |
| 11 | REPORT ON ENERGY TECHNOLOGY (PAGE 65) | Shareholder | Against | For |
| 12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) | Shareholder | Against | For |
| 13 | PLANNING ASSUMPTIONS (PAGE 69) | Shareholder | Against | For |
35 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| CHEVRON CORPORATION |
| Security | 166764100 | Meeting Type | Annual |
| Ticker Symbol | CVX | Meeting Date | 26-May-2010 |
| ISIN | US1667641005 | Agenda | 933241743 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: S.H. ARMACOST | Management | For | For |
| 1B | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For |
| 1D | ELECTION OF DIRECTOR: R.J. EATON | Management | For | For |
| 1E | ELECTION OF DIRECTOR: C. HAGEL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: E. HERNANDEZ | Management | For | For |
| 1G | ELECTION OF DIRECTOR: F.G. JENIFER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For |
| 1I | ELECTION OF DIRECTOR: S. NUNN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: D.B. RICE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: C.R. SHOEMATE | Management | For | For |
| 1M | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For |
| 1N | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For |
| 1O | ELECTION OF DIRECTOR: C. WARE | Management | For | For |
| 1P | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTING FIRM | | | |
| 03 | AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE | Management | For | For |
| PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR | | | |
| STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS | | | |
|
| 04 | APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH | Shareholder | Against | For |
| ENVIRONMENTAL EXPERTISE | | | |
| 05 | HOLDING EQUITY-BASED COMPENSATION THROUGH | Shareholder | Against | For |
| RETIREMENT | | | |
| 06 | DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS | Shareholder | Against | For |
| 07 | GUIDELINES FOR COUNTRY SELECTION | Shareholder | Against | For |
| 08 | FINANCIAL RISKS FROM CLIMATE CHANGE | Shareholder | Against | For |
| 09 | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For |
| ENERGYSOLUTIONS, INC. |
| Security | 292756202 | Meeting Type | Annual |
| Ticker Symbol | ES | Meeting Date | 26-May-2010 |
| ISIN | | Agenda | 933259310 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | STEVEN R. ROGEL | | For | For |
| 2 | J. BARNIE BEASLEY | | For | For |
| 3 | VAL J. CHRISTENSEN | | For | For |
| 4 | E. GAIL DE PLANQUE | | For | For |
| 5 | J.I. "CHIP" EVEREST | | For | For |
| 6 | PASCAL COLOMBANI | | For | For |
| 7 | ROBERT A. WHITMAN | | For | For |
| 8 | DAVID B. WINDER | | For | For |
| 9 | CLARE SPOTTISWOODE | | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management | For | For |
| YOUNG, LLP AS THE COMPANY'S INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 | | | |
| FISCAL YEAR. | | | |
36 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| ACTIVISION BLIZZARD INC |
| Security | 00507V109 | Meeting Type | Annual |
| Ticker Symbol | ATVI | Meeting Date | 03-Jun-2010 |
| ISIN | US00507V1098 | Agenda | 933248052 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ROBERT J. CORTI | Management | For | For |
| 1C | ELECTION OF DIRECTOR: FREDERIC R. CREPIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: BRIAN G. KELLY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JEAN-BERNARD LEVY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ROBERT J. MORGADO | Management | For | For |
| 1H | ELECTION OF DIRECTOR: DOUGLAS P. MORRIS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: STEPHANE ROUSSEL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RICHARD SARNOFF | Management | For | For |
| 1K | ELECTION OF DIRECTOR: REGIS TURRINI | Management | For | For |
| 02 | APPROVE 2008 INCENTIVE PLAN, AS AMENDED AND | Management | Against | Against |
| RESTATED. | | | |
| WAL-MART STORES, INC. |
| Security | 931142103 | Meeting Type | Annual |
| Ticker Symbol | WMT | Meeting Date | 04-Jun-2010 |
| ISIN | US9311421039 | Agenda | 933249939 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For |
| 1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For |
| 1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For |
| 1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For |
| 1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT | Management | For | For |
| ACCOUNTANTS | | | |
| 03 | APPROVAL OF THE WAL-MART STORES, INC. STOCK | Management | For | For |
| INCENTIVE PLAN OF 2010 | | | |
| 04 | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, | Management | For | For |
| AS AMENDED | | | |
| 05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For |
| 06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 07 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | Against | For |
| 08 | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For |
| 09 | POULTRY SLAUGHTER | Shareholder | Against | For |
| 10 | LOBBYING PRIORITIES REPORT | Shareholder | Against | For |
| ALLIANCE DATA SYSTEMS CORPORATION |
| Security | 018581108 | Meeting Type | Annual |
| Ticker Symbol | ADS | Meeting Date | 08-Jun-2010 |
| ISIN | US0185811082 | Agenda | 933255639 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | LAWRENCE M. BENVENISTE | | For | For |
| 2 | D. KEITH COBB | | For | For |
| | 3 | KENNETH R. JENSEN | | For | For |
|
| 02 | APPROVAL OF 2010 OMNIBUS INCENTIVE PLAN. | Management | For | For |
| 03 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS | Management | For | For |
| THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR | | | |
| 2010. | | | |
37 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| TARGET CORPORATION |
| Security | 87612E106 | Meeting Type | Annual |
| Ticker Symbol | TGT | Meeting Date | 09-Jun-2010 |
| ISIN | US87612E1064 | Agenda | 933258902 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GREGG W. STEINHAFEL | Management | For | For |
| 02 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF | Management | For | For |
| ERNST & YOUNG LLP AS INDEPENDENT REGISTERED | | | |
| PUBLIC ACCOUNTANTS | | | |
|
| 03 | COMPANY PROPOSAL TO AMEND THE RESTATED | Management | For | For |
| ARTICLES OF INCORPORATION RELATING TO BOARD, SEE | | | |
| PROXY STATEMENT FOR FURTHER DETAILS. | | | |
|
|
| 04 | COMPANY PROPOSAL TO AMEND THE RESTATED | Management | For | For |
| ARTICLES OF INCORPORATION TO ELIMINATE A | | | |
| SUPERMAJORITY VOTE REQUIREMENT FOR CERTAIN | | | |
| BUSINESS COMBINATIONS | | | |
|
| 05 | COMPANY PROPOSAL TO AMEND AND RESTATE THE | Management | For | For |
| RESTATED ARTICLES TO REFLECT THE CHANGES | | | |
| PROPOSED AS ITEMS 3 AND 4, IF APPROVED, ALL AS MORE | | | |
| FULLY DESCRIBED IN THE PROXY STATEMENT | | | |
|
| 06 | SHAREHOLDER PROPOSAL REGARDING ANNUAL | Shareholder | For | Against |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION | | | |
| DEVON ENERGY CORPORATION |
| Security | 25179M103 | Meeting Type | Annual |
| Ticker Symbol | DVN | Meeting Date | 09-Jun-2010 |
| ISIN | US25179M1036 | Agenda | 933260185 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | JOHN RICHELS | | For | For |
| 02 | RATIFY THE APPOINTMENT OF THE COMPANY'S | Management | For | For |
| | INDEPENDENT AUDITORS FOR 2010. | | | |
| 03 | ADOPT SIMPLE MAJORITY VOTE. | Shareholder | Against | For |
| ABERCROMBIE & FITCH CO. |
| Security | 002896207 | Meeting Type | Annual |
| Ticker Symbol | ANF | Meeting Date | 09-Jun-2010 |
| ISIN | US0028962076 | Agenda | 933277673 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: EDWARD F. LIMATO (CLASS OF | Management | For | For |
| 2013) | | | |
| 1B | ELECTION OF DIRECTOR: ROBERT A. ROSHOLT (CLASS OF | Management | For | For |
| 2013) | | | |
| 1C | ELECTION OF DIRECTOR: CRAIG R. STAPLETON (CLASS OF | Management | For | For |
| 2013) | | | |
| 1D | ELECTION OF DIRECTOR: ELIZABETH M. LEE (CLASS OF | Management | For | For |
| 2011) | | | |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
| 03 | TO APPROVE THE ABERCROMBIE & FITCH CO. 2010 LONG- | Management | For | For |
| TERM INCENTIVE PLAN. | | | |
| 04 | TO APPROVE STOCKHOLDER PROPOSAL NO. 1 DESCRIBED | Shareholder | Against | For |
| IN THE PROXY STATEMENT, IF THE STOCKHOLDER | | | |
| PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL | | | |
| MEETING. | | | |
| 05 | TO APPROVE STOCKHOLDER PROPOSAL NO. 2 DESCRIBED | Shareholder | Against | For |
| IN THE PROXY STATEMENT, IF THE STOCKHOLDER | | | |
| PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL | | | |
| MEETING. | | | |
| 06 | TO APPROVE STOCKHOLDER PROPOSAL NO. 3 DESCRIBED | Shareholder | Against | For |
| IN THE PROXY STATEMENT, IF THE STOCKHOLDER | | | |
| PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL | | | |
| MEETING. | | | |
38 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| MOBILE MINI, INC. |
| Security | 60740F105 | Meeting Type | Annual |
| Ticker Symbol | MINI | Meeting Date | 23-Jun-2010 |
| ISIN | US60740F1057 | Agenda | 933272154 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | FREDERICK G. MCNAMEE | | For | For |
| 2 | LAWRENCE TRACHTENBERG | | For | For |
| 02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP | Management | For | For |
| AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, | | | |
| 2010. | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| WEATHERFORD INTERNATIONAL LTD |
| Security | H27013103 | Meeting Type | Annual |
| Ticker Symbol | WFT | Meeting Date | 23-Jun-2010 |
| ISIN | CH0038838394 | Agenda | 933282612 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 01 | APPROVAL OF THE 2009 ANNUAL REPORT, THE | Management | For | For |
| CONSOLIDATED FINANCIAL STATEMENTS OF | | | |
| WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR | | | |
| ENDED DECEMBER 31, 2009 AND THE STATUTORY | | | |
| FINANCIAL STATEMENTS OF WEATHERFORD | | | |
| INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER | | | |
| 31, 2009. | | | |
| 02 | DISCHARGE OF THE BOARD OF DIRECTORS AND | Management | For | For |
| EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIONS | | | |
| DURING THE YEAR ENDED DECEMBER 31, 2009. | | | |
| 3A | ELECTION OF THE DIRECTOR: BERNARD J. DUROC- | Management | For | For |
| DANNER | | | |
| 3B | ELECTION OF THE DIRECTOR: SAMUEL W. BODMAN, III | Management | For | For |
| 3C | ELECTION OF THE DIRECTOR: DAVID J. BUTTERS | Management | For | For |
| 3D | ELECTION OF THE DIRECTOR: NICHOLAS F. BRADY | Management | For | For |
| 3E | ELECTION OF THE DIRECTOR: WILLIAM E. MACAULAY | Management | For | For |
| 3F | ELECTION OF THE DIRECTOR: ROBERT B. MILLARD | Management | For | For |
| 3G | ELECTION OF THE DIRECTOR: ROBERT K. MOSES, JR. | Management | For | For |
| 3H | ELECTION OF THE DIRECTOR: GUILLERMO ORTIZ | Management | For | For |
| 3I | ELECTION OF THE DIRECTOR: EMYR JONES PARRY | Management | For | For |
| 3J | ELECTION OF THE DIRECTOR: ROBERT A. RAYNE | Management | For | For |
| 04 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR | | | |
| ENDING DECEMBER 31, 2010 AND THE RE-ELECTION OF | | | |
| ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR | | | |
| FOR YEAR ENDING DECEMBER 31, 2010. | | | |
| 05 | APPROVAL OF THE RECLASSIFICATION OF CHF 475 | Management | For | For |
| MILLION OF LEGAL RESERVES (ADDITIONAL PAID-IN | | | |
| CAPITAL) TO OTHER RESERVES. | | | |
| 06 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF | Management | For | For |
| ASSOCIATION TO EXTEND THE COMPANY'S AUTHORIZED | | | |
| SHARE CAPITAL TO JUNE 23, 2012 AND TO INCREASE | | | |
| ISSUABLE AUTHORIZED CAPITAL TO AN AMOUNT EQUAL TO | | | |
| 50% OF STATED CAPITAL AS OF MAY 5, 2010. | | | |
| 07 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF | Management | For | For |
| ASSOCIATION TO INCREASE THE AMOUNT OF | | | |
| CONDITIONAL CAPITAL TO 50% OF STATED CAPITAL AS OF | | | |
| MAY 5, 2010 AND TO SPECIFY IN THE ARTICLES OF | | | |
| ASSOCIATION THE AMOUNT OF CONDITIONAL SHARE | | | |
| CAPITAL THAT MAY BE ALLOCATED TO EACH CATEGORY | | | |
| OF BENEFICIARY PROVIDED FOR IN THE ARTICLES. | | | |
| 08 | APPROVAL OF THE WEATHERFORD INTERNATIONAL LTD. | Management | For | For |
| 2010 OMNIBUS INCENTIVE PLAN. | | | |
39 of 40
Thompson Plumb Growth Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| BED BATH & BEYOND INC. |
| Security | 075896100 | Meeting Type | Annual |
| Ticker Symbol | BBBY | Meeting Date | 29-Jun-2010 |
| ISIN | US0758961009 | Agenda | 933293134 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: WARREN EISENBERG | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: LEONARD FEINSTEIN | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: STEVEN H. TEMARES | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: DEAN S. ADLER | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: STANLEY F. BARSHAY | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: KLAUS EPPLER | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: PATRICK R. GASTON | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: JORDAN HELLER | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: VICTORIA A. MORRISON | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For |
40 of 40
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| FLEXTRONICS INTERNATIONAL LTD. | | |
| Security | Y2573F102 | Meeting Type | Special |
| Ticker Symbol | FLEX | Meeting Date | 13-Jul-2009 |
| ISIN | SG9999000020 | Agenda | 933110443 - Management |
| Item | Proposal | | Type | Vote | For/Against |
| | | | | Management |
| 01 | TO AMEND CERTAIN OF THE COMPANY'S EXISTING EQUITY | Management | For | For |
| INCENTIVE PLANS TO ALLOW FOR A ONE-TIME STOCK | | | |
| OPTION EXCHANGE PROGRAM FOR EMPLOYEES OF THE | | | |
| COMPANY AND ITS SUBSIDIARIES, OTHER THAN THE | | | |
| MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS, ITS | | | |
| EXECUTIVE OFFICERS, AND CERTAIN OTHER DESIGNATED | | | |
| EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES. | | | |
| MCKESSON CORPORATION | | |
| Security | 58155Q103 | Meeting Type | Annual |
| Ticker Symbol | MCK | Meeting Date | 22-Jul-2009 |
| ISIN | US58155Q1031 | Agenda | 933113514 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | For | For |
| 1E | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For |
| 02 | APPROVAL OF AMENDMENT TO THE COMPANY'S 2005 | Management | For | For |
| STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF | | | |
| COMMON STOCK RESERVED FOR ISSUANCE UNDER THE | | | |
| PLAN BY 14,500,000. | | | |
| 03 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTING | | | |
| FIRM FOR THE YEAR MARCH 31, 2010. | | | |
| 04 | STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK | Shareholder | Against | For |
| RETENTION FOR TWO YEARS BEYOND RETIREMENT. | | | |
| 05 | STOCKHOLDER PROPOSAL ON EXECUTIVE BENEFITS | Shareholder | Against | For |
| PROVIDED UPON DEATH WHILE IN SERVICE. | | | |
| HEARTLAND PAYMENT SYSTEMS, INC. | | |
| Security | 42235N108 | Meeting Type | Annual |
| Ticker Symbol | HPY | Meeting Date | 28-Jul-2009 |
| ISIN | US42235N1081 | Agenda | 933121511 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT O. CARR | | For | For |
| 2 | MARC J. OSTRO, PH.D. | | For | For |
| 3 | GEORGE F. RAYMOND | | For | For |
| 4 | MITCHELL L. HOLLIN | | For | For |
| 5 | JONATHAN J. PALMER | | For | For |
| 6 | RICHARD W. VAGUE | | For | For |
| 7 | ROBERT H. NIEHAUS | | For | For |
| 02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS OUR INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| DECEMBER 31, 2009. | | | |
1 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| ELECTRONIC ARTS INC. | | |
| Security | 285512109 | Meeting Type | Annual |
| Ticker Symbol | ERTS | Meeting Date | 29-Jul-2009 |
| ISIN | US2855121099 | Agenda | 933111940 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: LEONARD S. COLEMAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JEFFREY T. HUBER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GARY M. KUSIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GERALDINE B. LAYBOURNE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: GREGORY B. MAFFEI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: VIVEK PAUL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: LAWRENCE F. PROBST III | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JOHN S. RICCITIELLO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: RICHARD A. SIMONSON | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LINDA J. SRERE | Management | For | For |
| 02 | APPROVE THE EMPLOYEE STOCK OPTION EXCHANGE | Management | For | For |
| PROGRAM | | | |
| 03 | APPROVE AMENDMENTS TO THE 2000 EQUITY INCENTIVE | Management | For | For |
| PLAN | | | |
| 04 | APPROVE AN AMENDMENT TO THE 2000 EMPLOYEE STOCK | Management | For | For |
| PURCHASE PLAN | | | |
| 05 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management | For | For |
| INDEPENDENT AUDITORS | | | |
| ALLIANT TECHSYSTEMS INC. | | |
| Security | 018804104 | Meeting Type | Annual |
| Ticker Symbol | ATK | Meeting Date | 04-Aug-2009 |
| ISIN | US0188041042 | Agenda | 933115330 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | FRANCES D. COOK | | For | For |
| 2 | MARTIN C. FAGA | | For | For |
| 3 | RONALD R. FOGLEMAN | | For | For |
| 4 | DOUGLAS L. MAINE | | For | For |
| 5 | ROMAN MARTINEZ IV | | For | For |
| 6 | DANIEL J. MURPHY | | For | For |
| 7 | MARK H. RONALD | | For | For |
| 8 | WILLIAM G. VAN DYKE | | For | For |
| 02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTING FIRM | | | |
| 03 | APPROVAL OF AMENDED AND RESTATED 2005 STOCK | Management | For | For |
| INCENTIVE PLAN | | | |
| XILINX, INC. | | | |
| Security | 983919101 | Meeting Type | Annual |
| Ticker Symbol | XLNX | Meeting Date | 12-Aug-2009 |
| ISIN | US9839191015 | Agenda | 933114744 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: PHILIP T. GIANOS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN L. DOYLE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JERALD G. FISHMAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: WILLIAM G. HOWARD, JR. | Management | For | For |
| 1F | ELECTION OF DIRECTOR: J. MICHAEL PATTERSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MARSHALL C. TURNER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE | Management | For | For |
| 02 | TO APPROVE AN AMENDMENT TO 1990 EMPLOYEE | Management | For | For |
| QUALIFIED STOCK PURCHASE PLAN TO INCREASE THE | | | |
| NUMBER OF SHARES BY 2,000,000. | | | |
| 03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE | Management | For | For |
| COMPANY'S 2007 EQUITY INCENTIVE PLAN TO INCREASE | | | |
| THE NUMBER OF SHARES RESERVED FOR ISSUANCE | | | |
| THEREUNDER BY 5,000,000 SHARES. | | | |
| 04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management | For | For |
| YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS FOR | | | |
| FISCAL YEAR 2010. | | | |
2 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| AIRGAS, INC. | | | |
| Security | 009363102 | Meeting Type | Annual |
| Ticker Symbol | ARG | Meeting Date | 18-Aug-2009 |
| ISIN | US0093631028 | Agenda | 933122676 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | JAMES W. HOVEY | | For | For |
| 2 | PAULA A. SNEED | | For | For |
| 3 | DAVID M. STOUT | | For | For |
| 4 | ELLEN C. WOLF | | For | For |
| 02 | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
| 03 | APPROVE THE AMENDED AND RESTATED 2006 EQUITY | Management | For | For |
| INCENTIVE PLAN. | | | |
| THE J. M. SMUCKER COMPANY | | |
| Security | 832696405 | Meeting Type | Annual |
| Ticker Symbol | SJM | Meeting Date | 19-Aug-2009 |
| ISIN | US8326964058 | Agenda | 933120367 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: PAUL J. DOLAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GARY A. OATEY | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ALEX SHUMATE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP | Management | For | For |
| AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM. | | | |
| 03 | ADOPTION OF AN AMENDMENT TO THE COMPANY'S | Management | Against | Against |
| AMENDED ARTICLES OF INCORPORATION TO ELIMINATE | | | |
| CUMULATIVE VOTING IN DIRECTOR ELECTIONS | | | |
| 04 | ADOPTION OF AN AMENDMENT TO THE COMPANY'S | Management | Against | Against |
| AMENDED ARTICLES OF INCORPORATION TO REQUIRE | | | |
| MAJORITY VOTING IN UNCONTESTED DIRECTOR | | | |
| ELECTIONS (IMPLEMENTATION OF THIS PROPOSAL 4 IS | | | |
| CONDITIONED UPON APPROVAL OF PROPOSAL 3) | | | |
| 05 | ADOPTION OF AN AMENDMENT TO THE COMPANY'S | Management | For | For |
| AMENDED REGULATIONS TO ALLOW THE BOARD OF | | | |
| DIRECTORS TO AMEND THE AMENDED REGULATIONS TO | | | |
| THE EXTENT PERMITTED BY LAW | | | |
3 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| PATTERSON COMPANIES, INC. | | |
| Security | 703395103 | Meeting Type | Annual |
| Ticker Symbol | PDCO | Meeting Date | 14-Sep-2009 |
| ISIN | US7033951036 | Agenda | 933126751 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ELLEN A. RUDNICK* | | For | For |
| 2 | HAROLD C. SLAVKIN* | | For | For |
| 3 | JAMES W. WILTZ* | | For | For |
| 4 | LES C. VINNEY** | | For | For |
| 02 | TO APPROVE THE AMENDMENT TO THE EQUITY INCENTIVE | Management | For | For |
| PLAN TO REMOVE THE 2,000,000 SHARE LIMIT ON THE | | | |
| NUMBER OF SHARES THAT MAY BE ISSUED THEREUNDER | | | |
| PURSUANT TO AWARDS OF RESTRICTED STOCK, | | | |
| RESTRICTED STOCK UNIT AWARDS AND STOCK BONUSES. | | | |
| THE AMENDMENT TO OUR EQUITY INCENTIVE PLAN DOES | | | |
| NOT REPRESENT AN INCREASE IN THE NUMBER OF | | | |
| SHARES RESERVED FOR AWARDS THEREUNDER. | | | |
| 03 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM FOR THE FISCAL YEAR ENDING APRIL 24, 2010. | | | |
| LIONS GATE ENTERTAINMENT CORP. | | |
| Security | 535919203 | Meeting Type | Annual |
| Ticker Symbol | LGF | Meeting Date | 15-Sep-2009 |
| ISIN | CA5359192039 | Agenda | 933133061 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | NORMAN BACAL | | For | For |
| 2 | MICHAEL BURNS | | For | For |
| 3 | ARTHUR EVRENSEL | | For | For |
| 4 | JON FELTHEIMER | | For | For |
| 5 | MORLEY KOFFMAN | | For | For |
| 6 | HARALD LUDWIG | | For | For |
| 7 | G. SCOTT PATERSON | | For | For |
| 8 | MARK H. RACHESKY, M.D. | | For | For |
| 9 | DARYL SIMM | | For | For |
| 10 | HARDWICK SIMMONS | | For | For |
| 11 | BRIAN V. TOBIN | | For | For |
| 12 | PHYLLIS YAFFE | | For | For |
| 02 | PROPOSAL TO REAPPOINT ERNST & YOUNG LLP AS THE | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE COMPANY. | | | |
4 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| FLEXTRONICS INTERNATIONAL LTD. | | |
| Security | Y2573F102 | Meeting Type | Annual |
| Ticker Symbol | FLEX | Meeting Date | 22-Sep-2009 |
| ISIN | SG9999000020 | Agenda | 933130445 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | RE-ELECTION OF DIRECTOR: JAMES A. DAVIDSON | Management | For | For |
| 1B | RE-ELECTION OF DIRECTOR: LIP BU TAN | Management | For | For |
| 2A | RE-ELECTION OF DIRECTOR: ROBERT L. EDWARDS | Management | For | For |
| 2B | RE-ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | For | For |
| 2C | RE-ELECTION OF DIRECTOR: WILLIAM D. WATKINS | Management | For | For |
| 03 | TO APPROVE THE REAPPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS FLEXTRONICS'S INDEPENDENT AUDITORS | | | |
| FOR THE 2010 FISCAL YEAR AND TO AUTHORIZE THE | | | |
| BOARD OF DIRECTORS TO FIX ITS REMUNERATION. | | | |
| 04 | TO APPROVE THE GENERAL AUTHORIZATION FOR THE | Management | For | For |
| DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE | | | |
| ORDINARY SHARES. | | | |
| 05 | TO APPROVE THE RENEWAL OF THE SHARE PURCHASE | Management | For | For |
| MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS | | | |
| OF ITS OWN ISSUED ORDINARY SHARES. | | | |
| 06 | TO APPROVE CHANGES IN THE CASH COMPENSATION | Management | For | For |
| PAYABLE TO FLEXTRONICS'S NON-EMPLOYEE DIRECTORS | | | |
| AND ADDITIONAL CASH COMPENSATION FOR THE | | | |
| CHAIRMAN OF THE BOARD OF DIRECTORS. | | | |
| DARDEN RESTAURANTS, INC. | | |
| Security | 237194105 | Meeting Type | Annual |
| Ticker Symbol | DRI | Meeting Date | 25-Sep-2009 |
| ISIN | US2371941053 | Agenda | 933131548 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | LEONARD L. BERRY | | For | For |
| 2 | ODIE C. DONALD | | For | For |
| 3 | CHRISTOPHER J. FRALEIGH | | For | For |
| 4 | DAVID H. HUGHES | | For | For |
| 5 | CHARLES A LEDSINGER, JR | | For | For |
| 6 | WILLIAM M. LEWIS, JR. | | For | For |
| 7 | SENATOR CONNIE MACK III | | For | For |
| 8 | ANDREW H. (DREW) MADSEN | | For | For |
| 9 | CLARENCE OTIS, JR. | | For | For |
| 10 | MICHAEL D. ROSE | | For | For |
| 11 | MARIA A. SASTRE | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE FISCAL YEAR ENDING MAY 30, 2010. | | | |
| PAYCHEX, INC. | | | |
| Security | 704326107 | Meeting Type | Annual |
| Ticker Symbol | PAYX | Meeting Date | 13-Oct-2009 |
| ISIN | US7043261079 | Agenda | 933138100 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GRANT M. INMAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JONATHAN J. JUDGE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Management | For | For |
| 02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF | Management | For | For |
| ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
5 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| OFFICE DEPOT, INC. | | |
| Security | 676220106 | Meeting Type | Special |
| Ticker Symbol | ODP | Meeting Date | 14-Oct-2009 |
| ISIN | US6762201068 | Agenda | 933143632 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 01 | TO APPROVE THE CONVERSION AT THE OPTION OF THE | Management | For | For |
| HOLDERS OF OUR 10% SERIES A REDEEMABLE | | | |
| CONVERTIBLE PARTICIPATING PERPETUAL PREFERRED | | | |
| STOCK INTO SHARES OF OUR COMMON STOCK IN EXCESS | | | |
| OF 19.99% OF THE SHARES OF OUR COMMON STOCK | | | |
| OUTSTANDING ON JUNE 23, 2009. | | | |
| 02 | TO APPROVE THE CONVERSION AT THE OPTION OF THE | Management | For | For |
| HOLDERS OF OUR 10% SERIES B REDEEMABLE | | | |
| CONDITIONAL CONVERTIBLE PARTICIPATING PERPETUAL | | | |
| PREFERRED STOCK INTO SHARES OF OUR COMMON | | | |
| STOCK AND THE RIGHT OF THE HOLDERS OF THE SERIES B | | | |
| PREFERRED TO VOTE WITH SHARES OF OUR COMMON | | | |
| STOCK ON AS-CONVERTED BASIS. | | | |
| 03 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL | Management | For | For |
| MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE | | | |
| INSUFFICIENT PROXIES AT THE SPECIAL MEETING TO | | | |
| APPROVE EACH OF THE FOREGOING PROPOSALS. | | | |
| CINTAS CORPORATION | | |
| Security | 172908105 | Meeting Type | Annual |
| Ticker Symbol | CTAS | Meeting Date | 20-Oct-2009 |
| ISIN | US1729081059 | Agenda | 933143024 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: GERALD S. ADOLPH | Management | For | For |
| 1B | ELECTION OF DIRECTOR: PAUL R. CARTER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GERALD V. DIRVIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: RICHARD T. FARMER | Management | For | For |
| 1E | ELECTION OF DIRECTOR: SCOTT D. FARMER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOYCE HERGENHAN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JAMES J. JOHNSON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID C. PHILLIPS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RONALD W. TYSOE | Management | For | For |
| 02 | TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | | | |
| 03 | PROPOSAL TO ADOPT PRINCIPLES FOR HEALTHCARE | Shareholder | Against | For |
| REFORM AS REPORTED BY THE INSTITUTE OF MEDICINE. | | | |
| LINEAR TECHNOLOGY CORPORATION | | |
| Security | 535678106 | Meeting Type | Annual |
| Ticker Symbol | LLTC | Meeting Date | 04-Nov-2009 |
| ISIN | US5356781063 | Agenda | 933146828 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT H. SWANSON, JR. | | For | For |
| 2 | DAVID S. LEE | | For | For |
| 3 | LOTHAR MAIER | | For | For |
| 4 | RICHARD M. MOLEY | | For | For |
| 5 | THOMAS S. VOLPE | | For | For |
| 02 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 | Management | For | For |
| EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE | | | |
| SHARES RESERVED FOR ISSUANCE THEREUNDER BY | | | |
| 2,000,000. | | | |
| 03 | TO APPROVE THE COMPANY'S 2009 EXECUTIVE BONUS | Management | For | For |
| PLAN. | | | | |
| 04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | For |
| THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE | | | |
| 27, 2010. | | | |
6 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| COACH, INC. | | | |
| Security | 189754104 | Meeting Type | Annual |
| Ticker Symbol | COH | Meeting Date | 05-Nov-2009 |
| ISIN | US1897541041 | Agenda | 933146119 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | LEW FRANKFORT | | For | For |
| 2 | SUSAN KROPF | | For | For |
| 3 | GARY LOVEMAN | | For | For |
| 4 | IVAN MENEZES | | For | For |
| 5 | IRENE MILLER | | For | For |
| 6 | MICHAEL MURPHY | | For | For |
| 7 | JIDE ZEITLIN | | For | For |
| 02 | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER THE | Management | For | For |
| COACH, INC. 2004 STOCK INCENTIVE PLAN. | | | |
| 03 | TO VOTE ON A STOCKHOLDER PROPOSAL. | Shareholder | Against | For |
| JDS UNIPHASE CORPORATION | | |
| Security | 46612J507 | Meeting Type | Annual |
| Ticker Symbol | JDSU | Meeting Date | 11-Nov-2009 |
| ISIN | US46612J5074 | Agenda | 933147197 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | RICHARD E. BELLUZZO | | For | For |
| 2 | HAROLD L. COVERT | | For | For |
| 3 | PENELOPE A. HERSCHER | | For | For |
| 4 | MASOOD JABBAR | | For | For |
| 02 | TO APPROVE AMENDMENTS TO CERTAIN OF OUR EXISTING | Management | For | For |
| EQUITY INCENTIVE PLANS TO ALLOW FOR A ONE-TIME | | | |
| STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES | | | |
| OTHER THAN OUR NAMED EXECUTIVE OFFICERS AND | | | |
| DIRECTORS. | | | |
| 03 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND | Management | Against | Against |
| RESTATED 1998 EMPLOYEE STOCK PURCHASE PLAN TO | | | |
| INCREASE THE NUMBER OF SHARES OF COMMON STOCK | | | |
| AUTHORIZED FOR ISSUANCE. | | | |
| 04 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR JDS | | | |
| UNIPHASE CORPORATION FOR THE FISCAL YEAR ENDING | | | |
| JUNE 30, 2010. | | | |
7 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| RESMED INC. | | | |
| Security | 761152107 | Meeting Type | Annual |
| Ticker Symbol | RMD | Meeting Date | 18-Nov-2009 |
| ISIN | US7611521078 | Agenda | 933152011 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR TO SERVE FOR A THREE-YEAR | Management | For | For |
| TERM: PETER FARRELL | | | |
| 1B | ELECTION OF DIRECTOR TO SERVE FOR A THREE-YEAR | Management | For | For |
| TERM: GARY PACE | | | |
| 1C | ELECTION OF DIRECTOR TO SERVE FOR A THREE-YEAR | Management | For | For |
| TERM: RONALD TAYLOR | | | |
| 02 | APPROVAL OF THE AMENDMENT TO THE AMENDED AND | Management | For | For |
| RESTATED RESMED INC. 2006 INCENTIVE AWARD PLAN, TO | | | |
| RENAME THE PLAN, INCREASE THE NUMBER OF SHARES | | | |
| AUTHORIZED FOR ISSUANCE THEREUNDER FROM | | | |
| 9,900,000 TO 11,460,825, AND EXTEND THE TERM OF THE | | | |
| PLAN FROM OCTOBER 1, 2018 TO SEPTEMBER 29, 2019, ALL | | | |
| AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | | |
| 03 | APPROVAL OF THE AMENDMENT TO THE RESMED INC. | Management | For | For |
| EMPLOYEE STOCK PURCHASE PLAN TO RENAME THE | | | |
| PLAN, TO INCREASE THE NUMBER OF SHARES | | | |
| AUTHORIZED FOR ISSUANCE THEREUNDER FROM | | | |
| 500,000 TO 1,100,000 AND EXTEND THE MAXIMUM TERM OF | | | |
| THE PLAN FROM NOVEMBER 13, 2013 TO SEPTEMBER 29, 2019 | | | |
| | AND MAKE CERTAIN OTHER CHANGES. | | | |
| 04 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR | Management | For | For |
| INDEPENDENT AUDITORS TO EXAMINE OUR | | | |
| CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL | | | |
| YEAR ENDING JUNE 30, 2010. | | | |
| MAXIM INTEGRATED PRODUCTS, INC. | | |
| Security | 57772K101 | Meeting Type | Annual |
| Ticker Symbol | MXIM | Meeting Date | 10-Dec-2009 |
| ISIN | US57772K1016 | Agenda | 933159178 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | TUNC DOLUCA | | For | For |
| 2 | B. KIPLING HAGOPIAN | | For | For |
| 3 | JAMES R. BERGMAN | | For | For |
| 4 | JOSEPH R. BRONSON | | For | For |
| 5 | ROBERT E. GRADY | | For | For |
| 6 | WILLIAM D. WATKINS | | For | For |
| 7 | A.R. FRANK WAZZAN | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For |
| AS MAXIM'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE | | | |
| 26, 2010. | | | |
| 03 | TO RATIFY AND APPROVE AMENDMENTS TO MAXIM'S 2008 | Management | For | For |
| EMPLOYEE STOCK PURCHASE PLAN TO (A) INCREASE THE | | | |
| NUMBER OF SHARES AVAILABLE FOR ISSUANCE | | | |
| THEREUNDER BY 2,000,000 SHARES AND (B) MAKE OTHER | | | |
| ADMINISTRATIVE CHANGES. | | | |
|
| 04 | RATIFY AND APPROVE AMENDMENTS TO 1996 STOCK | Management | For | For |
| INCENTIVE PLAN TO (A) INCREASE NUMBER OF SHARES | | | |
| AVAILABLE FOR ISSUANCE THEREUNDER BY 6,000,000 | | | |
| SHARES (B) PERMIT TO EXTEND THE TERM OF A STOCK | | | |
| OPTION BEYOND 10-YEARS FROM DATE OF GRANT IF | | | |
| ISSUANCE OF COMMON STOCK UPON EXERCISE OF SUCH | | | |
| OPTION WOULD VIOLATE APPLICABLE SECURITIES LAWS | | | |
| AT THE TIME THE OPTION WOULD OTHERWISE EXPIRE. | | | |
|
|
|
| 05 | TO APPROVE THE ADOPTION OF MAXIM'S EXECUTIVE | Management | For | For |
| BONUS PLAN, WHICH IS A BONUS PLAN FOR OFFICERS OF | | | |
| MAXIM COMPLIANT WITH SECTION 162(M) OF THE | | | |
| INTERNAL REVENUE CODE. | | | |
8 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| ACTIVISION BLIZZARD INC | | |
| Security | 00507V109 | Meeting Type | Special |
| Ticker Symbol | ATVI | Meeting Date | 17-Dec-2009 |
| ISIN | US00507V1098 | Agenda | 933168456 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | APPROVAL OF THE 2008 INCENTIVE PLAN, AS AMENDED. | Management | For | For |
| THE SCOTTS MIRACLE-GRO CO. | | |
| Security | 810186106 | Meeting Type | Annual |
| Ticker Symbol | SMG | Meeting Date | 21-Jan-2010 |
| ISIN | US8101861065 | Agenda | 933173990 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | MARK R. BAKER | | For | For |
| 2 | JOSEPH P. FLANNERY | | For | For |
| 3 | K. HAGEDORN LITTLEFIELD | | For | For |
| 4 | ADAM HANFT | | For | For |
| 02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS THE COMPANY'S INDEPENDENT REGISTERED | | | |
| PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| SEPTEMBER 30, 2010. | | | |
| IMS HEALTH INCORPORATED | | |
| Security | 449934108 | Meeting Type | Special |
| Ticker Symbol | RX | Meeting Date | 08-Feb-2010 |
| ISIN | US4499341083 | Agenda | 933180820 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, | Management | For | For |
| DATED AS OF NOVEMBER 5, 2009, AS IT MAY BE AMENDED | | | |
| FROM TIME TO TIME, BY AND AMONG IMS HEALTH | | | |
| INCORPORATED, HEALTHCARE TECHNOLOGY HOLDINGS, | | | |
| INC. AND HEALTHCARE TECHNOLOGY ACQUISITION, INC. | | | |
| 02 | TO APPROVE AN ADJOURNMENT OF THE SPECIAL | Management | For | For |
| MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT | | | |
| ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES | | | |
| AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE | | | |
| AGREEMENT AND PLAN OF MERGER. | | | |
| MWI VETERINARY SUPPLY, INC. | | |
| Security | 55402X105 | Meeting Type | Annual |
| Ticker Symbol | MWIV | Meeting Date | 09-Feb-2010 |
| ISIN | US55402X1054 | Agenda | 933176794 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | KEITH E. ALESSI | | For | For |
| 2 | BRUCE C. BRUCKMANN | | For | For |
| 3 | JAMES F. CLEARY, JR. | | For | For |
| 4 | JOHN F. MCNAMARA | | For | For |
| 5 | A. CRAIG OLSON | | For | For |
| 6 | ROBERT N. REBHOLTZ, JR. | | For | For |
| 7 | WILLIAM J. ROBISON | | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS THE INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM | | | |
9 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| DENBURY RESOURCES INC. | | |
| Security | 247916208 | Meeting Type | Special |
| Ticker Symbol | DNR | Meeting Date | 09-Mar-2010 |
| ISIN | US2479162081 | Agenda | 933189789 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF | Management | For | For |
| MERGER DATED OCTOBER 31, 2009, BY AND BETWEEN | | | |
| DENBURY RESOURCES INC. ("DENBURY") AND ENCORE | | | |
| ACQUISITION COMPANY ("ENCORE"), WHICH PROVIDES | | | |
| FOR, AMONG OTHER THINGS, THE MERGER OF ENCORE | | | |
| WITH AND INTO DENBURY AND THE ISSUANCE OF | | | |
| DENBURY COMMON STOCK TO ENCORE STOCKHOLDERS | | | |
| AS PART OF THE MERGER CONSIDERATION. | | | |
| 02 | PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF | Management | For | For |
| NECESSARY OR APPROPRIATE TO PERMIT THE | | | |
| SOLICITATION OF ADDITIONAL PROXIES IF THERE ARE NOT | | | |
| SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING | | | |
| TO ADOPT PROPOSAL 1. | | | |
| DISCOVER FINANCIAL SERVICES | | |
| Security | 254709108 | Meeting Type | Annual |
| Ticker Symbol | DFS | Meeting Date | 08-Apr-2010 |
| ISIN | US2547091080 | Agenda | 933193663 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: JEFFREY S. ARONIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GREGORY C. CASE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: THOMAS G. MAHERAS | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MICHAEL H. MOSKOW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID W. NELMS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: E. FOLLIN SMITH | Management | For | For |
| 1K | ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH | Management | For | For |
| 02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE | Management | For | For |
| OFFICER COMPENSATION. | | | |
| 03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For |
| AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM. | | | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | | |
| Security | 874054109 | Meeting Type | Annual |
| Ticker Symbol | TTWO | Meeting Date | 15-Apr-2010 |
| ISIN | US8740541094 | Agenda | 933195960 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | STRAUSS ZELNICK | | For | For |
| 2 | ROBERT A. BOWMAN | | For | For |
| 3 | SUNG HWAN CHO | | For | For |
| 4 | MICHAEL DORNEMANN | | For | For |
| 5 | BRETT ICAHN | | For | For |
| 6 | J. MOSES | | For | For |
| 7 | JAMES L. NELSON | | For | For |
| 8 | MICHAEL SHERESKY | | For | For |
| 2 | APPROVAL OF THE AMENDMENT TO THE TAKE-TWO | Management | For | For |
| INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE | | | |
| PLAN. | | | |
| 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG | Management | For | For |
| LLP AS OUR INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| OCTOBER 31, 2010. | | | |
10 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| FIRST HORIZON NATIONAL CORPORATION | | |
| Security | 320517105 | Meeting Type | Annual |
| Ticker Symbol | FHN | Meeting Date | 20-Apr-2010 |
| ISIN | US3205171057 | Agenda | 933204858 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT B. CARTER | | For | For |
| 2 | MARK A. EMKES | | For | For |
| 3 | D. BRYAN JORDAN | | For | For |
| 4 | R. BRAD MARTIN | | For | For |
| 5 | VICKI R. PALMER | | For | For |
| 6 | MICHAEL D. ROSE | | For | For |
| 7 | WILLIAM B. SANSOM | | For | For |
| 8 | LUKE YANCY III | | For | For |
| 02 | APPROVAL OF AN AMENDMENT TO FHNC'S AMENDED AND | Management | For | For |
| RESTATED CHARTER TO PROVIDE FOR ELECTION, IN | | | |
| UNCONTESTED ELECTIONS, OF FHNC'S DIRECTORS BY A | | | |
| MAJORITY OF THE VOTES CAST. | | | |
| 03 | APPROVAL OF AMENDMENTS TO FHNC'S 2003 EQUITY | Management | For | For |
| COMPENSATION PLAN AND RE-APPROVAL OF THE PLAN IN | | | |
| ITS ENTIRETY, AS SO AMENDED. | | | |
| 04 | APPROVAL OF AN ADVISORY PROPOSAL ON EXECUTIVE | Management | For | For |
| COMPENSATION. | | | |
| 05 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management | For | For |
| AUDITORS. | | | |
| NORTHERN TRUST CORPORATION | | |
| Security | 665859104 | Meeting Type | Annual |
| Ticker Symbol | NTRS | Meeting Date | 20-Apr-2010 |
| ISIN | US6658591044 | Agenda | 933205076 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | LINDA WALKER BYNOE | | For | For |
| 2 | NICHOLAS D. CHABRAJA | | For | For |
| 3 | SUSAN CROWN | | For | For |
| 4 | DIPAK C. JAIN | | For | For |
| 5 | ROBERT W. LANE | | For | For |
| 6 | ROBERT C. MCCORMACK | | For | For |
| 7 | EDWARD J. MOONEY | | For | For |
| 8 | JOHN W. ROWE | | For | For |
| 9 | DAVID H.B. SMITH, JR. | | For | For |
| 10 | WILLIAM D. SMITHBURG | | For | For |
| 11 | ENRIQUE J. SOSA | | For | For |
| 12 | CHARLES A. TRIBBETT III | | For | For |
| 13 | FREDERICK H. WADDELL | | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| CORPORATION'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| DECEMBER 31, 2010. | | | |
11 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| OFFICE DEPOT, INC. | | |
| Security | 676220106 | Meeting Type | Annual |
| Ticker Symbol | ODP | Meeting Date | 21-Apr-2010 |
| ISIN | US6762201068 | Agenda | 933205040 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: LEE A. AULT III | Management | For | For |
| 1B | ELECTION OF DIRECTOR: NEIL R. AUSTRIAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JUSTIN BATEMAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: DAVID W. BERNAUER | Management | For | For |
| 1E | ELECTION OF DIRECTOR: THOMAS J. COLLIGAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MARSHA JOHNSON EVANS | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID I. FUENTE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: BRENDA J. GAINES | Management | For | For |
| 1I | ELECTION OF DIRECTOR: MYRA M. HART | Management | For | For |
| 1J | ELECTION OF DIRECTOR: W. SCOTT HEDRICK | Management | For | For |
| 1K | ELECTION OF DIRECTOR: KATHLEEN MASON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JAMES S. RUBIN | Management | For | For |
| 1N | ELECTION OF DIRECTOR: RAYMOND SVIDER | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS THE COMPANY'S INDEPENDENT PUBLIC | | | |
| ACCOUNTANTS. | | | |
| 03 | TO APPROVE AN AMENDMENT TO OUR AMENDED LONG- | Management | For | For |
| TERM EQUITY INCENTIVE PLAN AND IMPLEMENT A STOCK | | | |
| OPTION EXCHANGE PROGRAM FOR ELIGIBLE EMPLOYEES. | | | |
| CELESTICA INC. | | |
| Security | 15101Q108 | Meeting Type | Annual |
| Ticker Symbol | CLS | Meeting Date | 22-Apr-2010 |
| ISIN | CA15101Q1081 | Agenda | 933212297 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT L. CRANDALL | | For | For |
| 2 | WILLIAM A. ETHERINGTON | | For | For |
| 3 | LAURETTE KOELLNER | | For | For |
| 4 | CRAIG H. MUHLHAUSER | | For | For |
| 5 | EAMON J. RYAN | | For | For |
| 6 | GERALD W. SCHWARTZ | | For | For |
| 7 | DON TAPSCOTT | | For | For |
| 02 | APPOINTMENT OF KPMG LLP AS AUDITOR AND | Management | For | For |
| AUTHORIZATION OF THE BOARD OF DIRECTORS OF | | | |
| CELESTICA INC. TO FIX THE REMUNERATION OF THE | | | |
| AUDITOR. | | | |
| PATTERSON-UTI ENERGY, INC. | | |
| Security | 703481101 | Meeting Type | Annual |
| Ticker Symbol | PTEN | Meeting Date | 26-Apr-2010 |
| ISIN | US7034811015 | Agenda | 933201408 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | MARK S. SIEGEL | | For | For |
| 2 | KENNETH N. BERNS | | For | For |
| 3 | CHARLES O. BUCKNER | | For | For |
| 4 | CURTIS W. HUFF | | For | For |
| 5 | TERRY H. HUNT | | For | For |
| 6 | KENNETH R. PEAK | | For | For |
| 7 | CLOYCE A. TALBOTT | | For | For |
| 02 | APPROVE AN AMENDMENT TO PATTERSON-UTI'S 2005 | Management | For | For |
| LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER | | | |
| OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN. | | | |
| 03 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS | Management | For | For |
| LLP AS THE INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM OF PATTERSON-UTI FOR THE FISCAL | | | |
| YEAR ENDING DECEMBER 31, 2010. | | | |
| 04 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO | Management | For | |
| VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY | | | |
| COME BEFORE THE MEETING OR ANY AND ALL | | | |
| ADJOURNMENTS OR POSTPONEMENTS THEREOF. | | | |
12 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | | |
| Security | 459506101 | Meeting Type | Annual |
| Ticker Symbol | IFF | Meeting Date | 27-Apr-2010 |
| ISIN | US4595061015 | Agenda | 933198081 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: MARGARET HAYES ADAME | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: MARCELLO BOTTOLI | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: LINDA B. BUCK | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: J. MICHAEL COOK | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: PETER A. GEORGESCU | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: KATHERINE M. HUDSON | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: DOUGLAS D. TOUGH | Management | Against | Against |
| 02 | TO RATIFY THE SELECTION OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | | |
| 03 | TO APPROVE THE 2010 STOCK AWARD AND INCENTIVE | Management | For | For |
| PLAN. | | | |
| HANESBRANDS INC. | | |
| Security | 410345102 | Meeting Type | Annual |
| Ticker Symbol | HBI | Meeting Date | 27-Apr-2010 |
| ISIN | US4103451021 | Agenda | 933198625 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | LEE A. CHADEN | | For | For |
| 2 | BOBBY J. GRIFFIN | | For | For |
| 3 | JAMES C. JOHNSON | | For | For |
| 4 | JESSICA T. MATHEWS | | For | For |
| 5 | J. PATRICK MULCAHY | | For | For |
| 6 | RONALD L. NELSON | | For | For |
| 7 | RICHARD A. NOLL | | For | For |
| 8 | ANDREW J. SCHINDLER | | For | For |
| 9 | ANN E. ZIEGLER | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR HANESBRANDS' 2010 FISCAL YEAR | | | |
13 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| MARSHALL & ILSLEY CORPORATION | | |
| Security | 571837103 | Meeting Type | Annual |
| Ticker Symbol | MI | Meeting Date | 27-Apr-2010 |
| ISIN | US5718371033 | Agenda | 933199576 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | JON F. CHAIT | | For | For |
| 2 | JOHN W. DANIELS, JR. | | For | For |
| 3 | MARK F. FURLONG | | For | For |
| 4 | TED D. KELLNER | | For | For |
| 5 | DENNIS J. KUESTER | | For | For |
| 6 | DAVID J. LUBAR | | For | For |
| 7 | KATHARINE C. LYALL | | For | For |
| 8 | JOHN A. MELLOWES | | For | For |
| 9 | SAN W. ORR, JR. | | For | For |
| 10 | ROBERT J. O'TOOLE | | For | For |
| 11 | PETER M. PLATTEN, III | | For | For |
| 12 | JOHN S. SHIELY | | For | For |
| 13 | GEORGE E. WARDEBERG | | For | For |
| 14 | JAMES B. WIGDALE | | For | For |
| 2 | TO APPROVE THE MARSHALL & ILSLEY CORPORATION 2010 | Management | For | For |
| EQUITY INCENTIVE PLAN; | | | |
| 3 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For |
| TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY | | | |
| FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010; | | | |
| 4 | TO APPROVE A NON-BINDING, ADVISORY PROPOSAL ON | Management | For | For |
| THE COMPENSATION OF THE COMPANY'S EXECUTIVE | | | |
| OFFICERS; | | | |
| MDU RESOURCES GROUP, INC. | | |
| Security | 552690109 | Meeting Type | Annual |
| Ticker Symbol | MDU | Meeting Date | 27-Apr-2010 |
| ISIN | US5526901096 | Agenda | 933206270 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: THOMAS EVERIST | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: KAREN B. FAGG | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: TERRY D. HILDESTAD | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: A. BART HOLADAY | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: DENNIS W. JOHNSON | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: THOMAS C. KNUDSON | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: RICHARD H. LEWIS | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: PATRICIA L. MOSS | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: HARRY J. PEARCE | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: JOHN K. WILSON | Management | Against | Against |
| 02 | REPEAL OF ARTICLE TWELFTH OF OUR RESTATED | Management | For | For |
| CERTIFICATE OF INCORPORATION, RELATING TO | | | |
| BUSINESS COMBINATIONS. | | | |
| 03 | REPEAL OF ARTICLE FIFTEENTH OF OUR RESTATED | Management | Against | Against |
| CERTIFICATE OF INCORPORATION, WHICH CONTAINS | | | |
| SUPERMAJORITY VOTE REQUIREMENTS. | | | |
| 04 | REPEAL OF SECTION (C) OF ARTICLE THIRTEENTH OF OUR | Management | For | For |
| RESTATED CERTIFICATE OF INCORPORATION. | | | |
| 05 | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR | Management | For | For |
| INDEPENDENT AUDITORS FOR 2010. | | | |
| 06 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON | Shareholder | Against | For |
| COAL COMBUSTION WASTE. | | | |
14 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| NOBLE ENERGY, INC. |
| Security | 655044105 | Meeting Type | Annual |
| Ticker Symbol | NBL | Meeting Date | 27-Apr-2010 |
| ISIN | US6550441058 | Agenda | 933216827 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: EDWARD F. COX | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: SCOTT D. URBAN | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Management | Against | Against |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| COMPANY'S INDEPENDENT AUDITOR. | | | |
| W.W. GRAINGER, INC. |
| Security | 384802104 | Meeting Type | Annual |
| Ticker Symbol | GWW | Meeting Date | 28-Apr-2010 |
| ISIN | US3848021040 | Agenda | 933200103 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | BRIAN P. ANDERSON | | For | For |
| 2 | WILBUR H. GANTZ | | For | For |
| 3 | V. ANN HAILEY | | For | For |
| 4 | WILLIAM K. HALL | | For | For |
| 5 | STUART L. LEVENICK | | For | For |
| 6 | JOHN W. MCCARTER, JR. | | For | For |
| 7 | NEIL S. NOVICH | | For | For |
| 8 | MICHAEL J. ROBERTS | | For | For |
| 9 | GARY L. ROGERS | | For | For |
| 10 | JAMES T. RYAN | | For | For |
| 11 | E. SCOTT SANTI | | For | For |
| 12 | JAMES D. SLAVIK | | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management | For | For |
| YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR | | | |
| ENDING DECEMBER 31, 2010. | | | |
| 03 | PROPOSAL TO APPROVE THE 2010 INCENTIVE PLAN. | Management | For | For |
| ASSOCIATED BANC-CORP |
| Security | 045487105 | Meeting Type | Annual |
| Ticker Symbol | ASBC | Meeting Date | 28-Apr-2010 |
| ISIN | US0454871056 | Agenda | 933210419 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | KAREN T. BECKWITH | | For | For |
| 2 | RUTH M. CROWLEY | | For | For |
| 3 | PHILIP B. FLYNN | | For | For |
| 4 | RONALD R. HARDER | | For | For |
| 5 | WILLIAM R. HUTCHINSON | | For | For |
| 6 | EILEEN A. KAMERICK | | For | For |
| 7 | RICHARD T. LOMMEN | | For | For |
| 8 | JOHN C. MENG | | For | For |
| 9 | J. DOUGLAS QUICK | | For | For |
| 10 | JOHN C. SERAMUR | | For | For |
| 02 | THE APPROVAL OF THE ASSOCIATED BANC-CORP 2010 | Management | For | For |
| INCENTIVE COMPENSATION PLAN. | | | |
| 03 | THE APPROVAL OF AN ADVISORY (NON-BINDING) | Management | For | For |
| PROPOSAL ON EXECUTIVE COMPENSATION. | | | |
| 04 | TO RATIFY THE SELECTION OF KPMG LLP AS THE | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR ASSOCIATED BANC-CORP FOR THE YEAR ENDING | | | |
| DECEMBER 31, 2010. | | | |
15 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| TORCHMARK CORPORATION |
| Security | 891027104 | Meeting Type | Annual |
| Ticker Symbol | TMK | Meeting Date | 29-Apr-2010 |
| ISIN | US8910271043 | Agenda | 933210522 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | CHARLES E. ADAIR | | For | For |
| 2 | LLOYD W. NEWTON | | For | For |
| 3 | DARREN M. REBELEZ | | For | For |
| 2 | RATIFICATION OF AUDITORS | Management | For | For |
| 3 | AMENDMENT OF BY-LAWS AND CERTIFICATE OF | Management | For | For |
| INCORPORATION REMOVE SUPERMAJORITY VOTING | | | |
| REQUIREMENTS | | | |
| 4 | AMENDMENT OF CERTIFICATE OF INCORPORATION TO | Management | For | For |
| REPEAL "FAIR PRICE" PROVISION | | | |
| NALCO HOLDING COMPANY |
| Security | 62985Q101 | Meeting Type | Annual |
| Ticker Symbol | NLC | Meeting Date | 30-Apr-2010 |
| ISIN | US62985Q1013 | Agenda | 933209238 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | CARL M. CASALE | | For | For |
| 2 | RODNEY F. CHASE | | For | For |
| 3 | MARY M. VANDEWEGHE | | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL | | | |
| YEAR ENDING DECEMBER 31, 2010. | | | |
| TOMOTHERAPY INC |
| Security | 890088107 | Meeting Type | Annual |
| Ticker Symbol | TOMO | Meeting Date | 30-Apr-2010 |
| ISIN | US8900881074 | Agenda | 933215801 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | SAM R. LENO | | For | For |
| 2 | T. ROCKWELL MACKIE | | For | For |
| 3 | H. JONATHAN MCCLOSKEY | | For | For |
| 4 | JOHN J. MCDONOUGH | | For | For |
| 5 | CARY J. NOLAN | | For | For |
| 6 | CARLOS A. PEREZ | | For | For |
| 7 | FREDERICK A. ROBERTSON | | For | For |
| 8 | ROY T. TANAKA | | For | For |
| 9 | FRANCES S. TAYLOR | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR FISCAL YEAR 2010. | | | |
16 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| CINCINNATI FINANCIAL CORPORATION |
| Security | 172062101 | Meeting Type | Annual |
| Ticker Symbol | CINF | Meeting Date | 01-May-2010 |
| ISIN | US1720621010 | Agenda | 933203034 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | GREGORY T. BIER | | For | For |
| 2 | LINDA W. CLEMENT-HOLMES | | For | For |
| 3 | DOUGLAS S. SKIDMORE | | For | For |
| 4 | LARRY R. WEBB | | For | For |
| 2 | APPROVING AN AMENDMENT TO THE COMPANY'S | Management | For | For |
| ARTICLES OF INCORPORATION TO DECLASSIFY ITS BOARD | | | |
| STRUCTURE. | | | |
| 3 | APPROVING AN AMENDMENT TO THE COMPANY'S CODE OF | Management | For | For |
| REGULATIONS TO ADD ADVANCE-NOTICE PROVISIONS. | | | |
| 4 | RATIFYING THE SELECTION OF DELOITTE & TOUCHE LLP | Management | For | For |
| AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR 2010. | | | |
| ZIMMER HOLDINGS, INC. |
| Security | 98956P102 | Meeting Type | Annual |
| Ticker Symbol | ZMH | Meeting Date | 03-May-2010 |
| ISIN | US98956P1021 | Agenda | 933201410 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: BETSY J. BERNARD | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: MARC N. CASPER | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: DAVID C. DVORAK | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: ROBERT A. HAGEMANN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| STANCORP FINANCIAL GROUP, INC. |
| Security | 852891100 | Meeting Type | Annual |
| Ticker Symbol | SFG | Meeting Date | 03-May-2010 |
| ISIN | US8528911006 | Agenda | 933210445 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | DUANE C MCDOUGALL | | For | For |
| 2 | GEORGE J PUENTES | | For | For |
| 3 | E KAY STEPP | | For | For |
| 4 | MICHAEL G THORNE | | For | For |
| 5 | J GREG NESS | | For | For |
| 2 | PROPOSAL TO RATIFY APPOINTMENT OF INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| 3 | PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION | Management | Against | Against |
| OF THE COMPANY TO PROVIDE FOR MAJORITY VOTING IN | | | |
| UNCONTESTED ELECTIONS OF DIRECTORS | | | |
17 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| THE MIDDLEBY CORPORATION |
| Security | 596278101 | Meeting Type | Annual |
| Ticker Symbol | MIDD | Meeting Date | 04-May-2010 |
| ISIN | US5962781010 | Agenda | 933213946 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: SELIM A. BASSOUL | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: ROBERT B. LAMB | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: RYAN LEVENSON | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: JOHN R. MILLER III | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: GORDON O'BRIEN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: PHILIP G. PUTNAM | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: SABIN C. STREETER | Management | For | For |
| 02 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP | Management | For | For |
| AS INDEPENDENT AUDITOR FOR FISCAL YEAR ENDED | | | |
| JANUARY 1, 2011. | | | |
| ALTERA CORPORATION |
| Security | 021441100 | Meeting Type | Annual |
| Ticker Symbol | ALTR | Meeting Date | 06-May-2010 |
| ISIN | US0214411003 | Agenda | 933210015 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: JOHN P. DAANE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: KEVIN MCGARITY | Management | For | For |
| 1D | ELECTION OF DIRECTOR: T. MICHAEL NEVENS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: KRISH A. PRABHU | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOHN SHOEMAKER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: SUSAN WANG | Management | For | For |
| 02 | TO REAPPROVE THE INTERNAL REVENUE CODE SECTION | Management | For | For |
| 162(M) PROVISIONS OF THE 2005 EQUITY INCENTIVE PLAN. | | | |
| 03 | TO APPROVE AN AMENDMENT TO THE 2005 EQUITY | Management | For | For |
| INCENTIVE PLAN TO INCREASE BY 5,000,000 THE NUMBER | | | |
| OF SHARES OF COMMON STOCK. | | | |
| 04 | TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE | Management | For | For |
| STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE | | | |
| NUMBER OF SHARES OF COMMON STOCK. | | | |
| 05 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL | | | |
| YEAR. | | | |
| 06 | A STOCKHOLDER PROPOSAL REQUESTING A CHANGE TO | Management | Against | For |
| ALTERA'S VOTING REQUIREMENTS, SEE PROXY | | | |
| STATEMENT FOR FURTHER DETAILS | | | |
| SPX CORPORATION |
| Security | 784635104 | Meeting Type | Annual |
| Ticker Symbol | SPW | Meeting Date | 06-May-2010 |
| ISIN | US7846351044 | Agenda | 933210673 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: J. MICHAEL FITZPATRICK | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: ALBERT A. KOCH | Management | Against | Against |
| 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For |
| AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR 2010. | | | |
18 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| SCANA CORPORATION |
| Security | 80589M102 | Meeting Type | Annual |
| Ticker Symbol | SCG | Meeting Date | 06-May-2010 |
| ISIN | US80589M1027 | Agenda | 933213314 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | JOSHUA W. MARTIN, III | | For | For |
| 2 | JAMES M. MICALI | | For | For |
| 3 | HAROLD C. STOWE | | For | For |
| 02 | APPROVAL OF AMENDED AND RESTATED LONG-TERM | Management | For | For |
| EQUITY COMPENSATION PLAN | | | |
| 03 | APPROVAL OF APPOINTMENT OF INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| LKQ CORPORATION |
| Security | 501889208 | Meeting Type | Annual |
| Ticker Symbol | LKQX | Meeting Date | 10-May-2010 |
| ISIN | US5018892084 | Agenda | 933214633 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: A. CLINTON ALLEN | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: VICTOR M. CASINI | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: DONALD F. FLYNN | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: KEVIN F. FLYNN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: RONALD G. FOSTER | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: PAUL M. MEISTER | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: WILLIAM M. WEBSTER, IV | Management | Against | Against |
| 2 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM OF LKQ CORPORATION FOR THE | | | |
| FISCAL YEAR ENDING DECEMBER 31, 2010. | | | |
| HENRY SCHEIN, INC. |
| Security | 806407102 | Meeting Type | Annual |
| Ticker Symbol | HSIC | Meeting Date | 10-May-2010 |
| ISIN | US8064071025 | Agenda | 933219304 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | STANLEY M BERGMAN | | For | For |
| 2 | GERALD A BENJAMIN | | For | For |
| 3 | JAMES P BRESLAWSKI | | For | For |
| 4 | MARK E MLOTEK | | For | For |
| 5 | STEVEN PALADINO | | For | For |
| 6 | BARRY J ALPERIN | | For | For |
| 7 | PAUL BRONS | | For | For |
| 8 | DONALD J KABAT | | For | For |
| 9 | PHILIP A LASKAWY | | For | For |
| 10 | KARYN MASHIMA | | For | For |
| 11 | NORMAN S MATTHEWS | | For | For |
| 12 | BRADLEY T SHEARES, PHD | | For | For |
| 13 | LOUIS W SULLIVAN, MD | | For | For |
| 2 | PROPOSAL TO AMEND THE COMPANY'S 1996 NON- | Management | For | For |
| EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN. | | | |
| 3 | PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, | Management | For | For |
| LLP AS THE COMPANY'S INDEPENDENT REGISTERED | | | |
| PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| DECEMBER 25, 2010. | | | |
19 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| LINCARE HOLDINGS INC. |
| Security | 532791100 | Meeting Type | Annual |
| Ticker Symbol | LNCR | Meeting Date | 10-May-2010 |
| ISIN | US5327911005 | Agenda | 933226854 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | J.P. BYRNES | | For | For |
| 2 | S.H. ALTMAN, PH.D. | | For | For |
| 3 | C.B. BLACK | | For | For |
| 4 | F.D. BYRNE, M.D. | | For | For |
| 5 | W.F. MILLER, III | | For | For |
| 02 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| DECEMBER 31, 2010. | | | |
| INVESTMENT TECHNOLOGY GROUP, INC. |
| Security | 46145F105 | Meeting Type | Annual |
| Ticker Symbol | ITG | Meeting Date | 11-May-2010 |
| ISIN | US46145F1057 | Agenda | 933218314 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | J. WILLIAM BURDETT | | For | For |
| 2 | CHRISTOPHER V. DODDS | | For | For |
| 3 | ROBERT C. GASSER | | For | For |
| 4 | TIMOTHY L. JONES | | For | For |
| 5 | KEVIN J.P. O'HARA | | For | For |
| 6 | MAUREEN O'HARA | | For | For |
| 7 | STEVEN S. WOOD | | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR. | | | |
| 03 | APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES | Management | Against | Against |
| RESERVED AND AVAILABLE FOR ISSUANCE UNDER THE | | | |
| INVESTMENT TECHNOLOGY GROUP, INC. 2007 OMNIBUS | | | |
| EQUITY COMPENSATION PLAN. | | | |
| WATERS CORPORATION |
| Security | 941848103 | Meeting Type | Annual |
| Ticker Symbol | WAT | Meeting Date | 11-May-2010 |
| ISIN | US9418481035 | Agenda | 933218756 - Management |
| Item | | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | JOSHUA BEKENSTEIN | | For | For |
| 2 | MICHAEL J. BERENDT, PHD | | For | For |
| 3 | DOUGLAS A. BERTHIAUME | | For | For |
| 4 | EDWARD CONARD | | For | For |
| 5 | LAURIE H. GLIMCHER, MD | | For | For |
| 6 | CHRISTOPHER A. KUEBLER | | For | For |
| 7 | WILLIAM J. MILLER | | For | For |
| 8 | JOANN A. REED | | For | For |
| 9 | THOMAS P. SALICE | | For | For |
| 2 | TO RATIFY THE SELECTION OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | | | |
20 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| SWIFT ENERGY COMPANY |
| Security | 870738101 | Meeting Type | Annual |
| Ticker Symbol | SFY | Meeting Date | 11-May-2010 |
| ISIN | US8707381013 | Agenda | 933221602 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | GREG MATIUK | | For | For |
| 2 | BRUCE H. VINCENT | | For | For |
| 2 | TO AMEND THE FIRST AMENDED AND RESTATED SWIFT | Management | For | For |
| ENERGY COMPANY 2005 STOCK COMPENSATION PLAN. | | | |
| 3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| SWIFT ENERGY COMPANY'S INDEPENDENT AUDITOR FOR | | | |
| THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | | |
| MURPHY OIL CORPORATION |
| Security | 626717102 | Meeting Type | Annual |
| Ticker Symbol | MUR | Meeting Date | 12-May-2010 |
| ISIN | US6267171022 | Agenda | 933219025 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | F.W. BLUE | | For | For |
| 2 | C.P. DEMING | | For | For |
| 3 | R.A. HERMES | | For | For |
| 4 | J.V. KELLEY | | For | For |
| 5 | R.M. MURPHY | | For | For |
| 6 | W.C. NOLAN, JR. | | For | For |
| 7 | N.E. SCHMALE | | For | For |
| 8 | D.J.H. SMITH | | For | For |
| 9 | C.G. THEUS | | For | For |
| 10 | D.M. WOOD | | For | For |
| 02 | APPROVE THE APPOINTMENT OF KPMG LLP AS | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
21 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| LIONS GATE ENTERTAINMENT CORP. |
| Security | 535919203 | Meeting Type | Special |
| Ticker Symbol | LGF | Meeting Date | 12-May-2010 |
| ISIN | CA5359192039 | Agenda | 933222301 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 01 | RESOLUTION APPROVING, RATIFYING AND CONFIRMING | Management | For | For |
| THE SHAREHOLDER RIGHTS PLAN ADOPTED BY THE | | | |
| BOARD OF DIRECTORS OF THE COMPANY PURSUANT TO | | | |
| THE SHAREHOLDER RIGHTS PLAN AGREEMENT DATED AS | | | |
| OF MARCH 12, 2010, AS AMENDED AND RESTATED AS OF | | | |
| APRIL 22, 2010 BETWEEN THE COMPANY AND CIBC MELLON | | | |
| TRUST COMPANY, AS RIGHTS AGENT, PURSUANT TO THE | | | |
| RESOLUTION INCLUDED IN THE PROXY STATEMENT. | | | |
| GENWORTH FINANCIAL, INC. |
| Security | 37247D106 | Meeting Type | Annual |
| Ticker Symbol | GNW | Meeting Date | 12-May-2010 |
| ISIN | US37247D1063 | Agenda | 933226741 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: STEVEN W. ALESIO | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: MICHAEL D. FRAIZER | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: J. ROBERT "BOB" KERREY | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: RISA J. LAVIZZO-MOUREY | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: CHRISTINE B. MEAD | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: THOMAS E. MOLONEY | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: JAMES A. PARKE | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: JAMES S. RIEPE | Management | Against | Against |
| 02 | RE-APPROVAL OF THE MATERIAL TERMS OF | Management | For | For |
| PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE- | | | |
| BASED AWARDS UNDER THE 2004 GENWORTH FINANCIAL, | | | |
| INC. OMNIBUS INCENTIVE PLAN | | | |
| 03 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR 2010 | | | |
| BILL BARRETT CORPORATION |
| Security | 06846N104 | Meeting Type | Annual |
| Ticker Symbol | BBG | Meeting Date | 13-May-2010 |
| ISIN | US06846N1046 | Agenda | 933234851 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | WILLIAM F. OWENS* | | For | For |
| 2 | RANDY A. FOUTCH** | | For | For |
| 3 | JOSEPH N. JAGGERS** | | For | For |
| 4 | EDMUND P. SEGNER, III** | | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, | | | |
| 2010. | | | |
| 03 | PROPOSAL TO AMEND AND RESTATE OUR CERTIFICATE OF | Management | For | For |
| INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION | | | |
| OF ALL DIRECTORS. | | | |
| 04 | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD | Shareholder | Against | For |
| OF DIRECTORS TAKE THE STEPS NECESSARY SO THAT | | | |
| EACH STOCKHOLDER VOTING REQUIREMENT IN OUR | | | |
| CERTIFICATE OF INCORPORATION AND BYLAWS THAT | | | |
| CALLS FOR A GREATER THAN SIMPLE MAJORITY VOTE BE | | | |
| CHANGED TO A MAJORITY OF THE VOTES CAST FOR AND | | | |
| AGAINST THE PROPOSAL IN COMPLIANCE WITH | | | |
| APPLICABLE LAW. | | | |
22 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| VIRTUAL RADIOLOGIC CORPORATION | | |
| Security | 92826B104 | Meeting Type | Annual |
| Ticker Symbol | VRAD | Meeting Date | 13-May-2010 |
| ISIN | US92826B1044 | Agenda | 933237617 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | NABIL N. EL-HAGE | | For | For |
| 2 | RICHARD J. NIGON | | For | For |
| 3 | BRIAN SULLIVAN | | For | For |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR | Management | For | For |
| REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM. | | | |
| 03 | APPROVAL OF STOCKHOLDER PROPOSAL REQUESTING | Shareholder | Against | For |
| THE ADOPTION OF A MAJORITY VOTE STANDARD IN THE | | | |
| ELECTION OF DIRECTORS. | | | |
| PIONEER NATURAL RESOURCES COMPANY | | |
| Security | 723787107 | Meeting Type | Annual |
| Ticker Symbol | PXD | Meeting Date | 14-May-2010 |
| ISIN | US7237871071 | Agenda | 933217300 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ANDREW D. LUNDQUIST | | For | For |
| 2 | CHARLES E. RAMSEY, JR. | | For | For |
| 3 | FRANK A. RISCH | | For | For |
| 02 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL RELATING TO MAJORITY | Shareholder | Against | |
| VOTING FOR DIRECTORS | | | |
| PACTIV CORP. | | |
| Security | 695257105 | Meeting Type | Annual |
| Ticker Symbol | PTV | Meeting Date | 14-May-2010 |
| ISIN | US6952571056 | Agenda | 933219328 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: LARRY D. BRADY | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: K. DANE BROOKSHER | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: ROBERT J. DARNALL | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: MARY R. HENDERSON | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: RICHARD L. WAMBOLD | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: NORMAN H. WESLEY | Management | Against | Against |
| 02 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| INDEPENDENT PUBLIC ACCOUNTANTS | | | |
23 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| HEARTLAND PAYMENT SYSTEMS, INC. | | |
| Security | 42235N108 | Meeting Type | Annual |
| Ticker Symbol | HPY | Meeting Date | 14-May-2010 |
| ISIN | US42235N1081 | Agenda | 933260414 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | ROBERT O. CARR | | For | For |
| 2 | MITCHELL L. HOLLIN | | For | For |
| 3 | ROBERT H. NIEHAUS | | For | For |
| 4 | MARC J. OSTRO, PH.D. | | For | For |
| 5 | JONATHAN J. PALMER | | For | For |
|
| 6 | GEORGE F. RAYMOND | | For | For |
|
| 7 | RICHARD W. VAGUE | | For | For |
| 02 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF | Management | Against | Against |
| HEARTLAND PAYMENT SYSTEM, INC.'S 2008 EQUITY | | | |
| INCENTIVE PLAN. | | | |
| 03 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS OUR INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| DECEMBER 31, 2010. | | | |
| NORDSTROM, INC. | | | |
| Security | 655664100 | Meeting Type | Annual |
| Ticker Symbol | JWN | Meeting Date | 18-May-2010 |
| ISIN | US6556641008 | Agenda | 933231590 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | Against | Against |
| 2 | APPROVAL OF THE NORDSTROM, INC. 2010 EQUITY | Management | For | For |
| INCENTIVE PLAN | | | |
| 3 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| QUICKSILVER RESOURCES INC. | | |
| Security | 74837R104 | Meeting Type | Annual |
| Ticker Symbol | KWK | Meeting Date | 19-May-2010 |
| ISIN | US74837R1041 | Agenda | 933225395 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | ANNE DARDEN SELF | | For | For |
| 2 | STEVEN M. MORRIS | | For | For |
| AKAMAI TECHNOLOGIES, INC. | | |
| Security | 00971T101 | Meeting Type | Annual |
| Ticker Symbol | AKAM | Meeting Date | 19-May-2010 |
| ISIN | US00971T1016 | Agenda | 933242529 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: F. THOMSON LEIGHTON | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: PAUL SAGAN | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: NAOMI O. SELIGMAN | Management | Against | Against |
| 02 | TO RATIFY THE SELECTION OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT | | | |
| AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE | | | |
| FISCAL YEAR ENDING DECEMBER 31, 2010. | | | |
24 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| DENBURY RESOURCES INC. | | |
| Security | 247916208 | Meeting Type | Annual |
| Ticker Symbol | DNR | Meeting Date | 19-May-2010 |
| ISIN | US2479162081 | Agenda | 933265945 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | GARETH ROBERTS | | For | For |
| 2 | WIELAND F. WETTSTEIN | | For | For |
| 3 | MICHAEL L. BEATTY | | For | For |
| 4 | MICHAEL B. DECKER | | For | For |
| 5 | RONALD G. GREENE | | For | For |
| 6 | DAVID I. HEATHER | | For | For |
| 7 | GREGORY L. MCMICHAEL | | For | For |
| 8 | RANDY STEIN | | For | For |
| 02 | PROPOSAL TO INCREASE THE NUMBER OF SHARES THAT | Management | Against | Against |
| MAY BE USED UNDER THE 2004 OMNIBUS STOCK AND | | | |
| INCENTIVE PLAN. | | | |
| 03 | PROPOSAL TO REAPPROVE THE PERFORMANCE | Management | For | For |
| MEASURES UNDER OUR 2004 OMNIBUS STOCK AND | | | |
| INCENTIVE PLAN. | | | |
| 04 | PROPOSAL TO INCREASE THE SECTION 162(M) BASED CAP | Management | Against | Against |
| ON THE CASH PORTION OF PERFORMANCE AWARDS | | | |
| GRANTED UNDER OUR 2004 OMNIBUS STOCK AND | | | |
| INCENTIVE PLAN. | | | |
| 05 | PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT | Management | For | For |
| COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS | | | |
| DENBURY'S INDEPENDENT AUDITOR FOR 2010. | | | |
| JARDEN CORPORATION | | |
| Security | 471109108 | Meeting Type | Annual |
| Ticker Symbol | JAH | Meeting Date | 20-May-2010 |
| ISIN | US4711091086 | Agenda | 933227262 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | IAN G.H ASHKEN | | For | For |
| 2 | RICHARD L. MOLEN | | For | For |
| 3 | ROBERT L. WOOD | | For | For |
| 2 | PROPOSAL TO ADOPT AND APPROVE THE JARDEN | Management | For | For |
| CORPORATION 2010 EMPLOYEE STOCK PURCHASE PLAN. | | | |
| 3 | RATIFICATION OF THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE YEAR ENDING DECEMBER 31, 2010. | | | |
| UNUM GROUP | | | |
| Security | 91529Y106 | Meeting Type | Annual |
| Ticker Symbol | UNM | Meeting Date | 20-May-2010 |
| ISIN | US91529Y1064 | Agenda | 933228985 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: E. MICHAEL CAULFIELD | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: RONALD E. GOLDSBERRY | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: KEVIN T. KABAT | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: MICHAEL J. PASSARELLA | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP | Management | For | For |
| AS UNUM GROUP'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR 2010. | | | |
25 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| BROADCOM CORPORATION | | |
| Security | 111320107 | Meeting Type | Annual |
| Ticker Symbol | BRCM | Meeting Date | 20-May-2010 |
| ISIN | US1113201073 | Agenda | 933232592 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | JOAN L. AMBLE | | For | For |
| 2 | NANCY H. HANDEL | | For | For |
| 3 | EDDY W. HARTENSTEIN | | For | For |
| 4 | JOHN E. MAJOR | | For | For |
| 5 | SCOTT A. MCGREGOR | | For | For |
| 6 | WILLIAM T. MORROW | | For | For |
| 7 | ROBERT E. SWITZ | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For |
| COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, | | | |
| 2010. | | | |
| PEPCO HOLDINGS, INC. | | |
| Security | 713291102 | Meeting Type | Annual |
| Ticker Symbol | POM | Meeting Date | 21-May-2010 |
| ISIN | US7132911022 | Agenda | 933223137 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1 | DIRECTOR | Management | | |
| 1 | JACK B. DUNN, IV | | For | For |
| 2 | TERENCE C. GOLDEN | | For | For |
| 3 | PATRICK T. HARKER | | For | For |
| 4 | FRANK O. HEINTZ | | For | For |
| 5 | BARBARA J. KRUMSIEK | | For | For |
| 6 | GEORGE F. MACCORMACK | | For | For |
| 7 | LAWRENCE C. NUSSDORF | | For | For |
| 8 | PATRICIA A. OELRICH | | For | For |
| 9 | JOSEPH M. RIGBY | | For | For |
| 10 | FRANK K. ROSS | | For | For |
| 11 | PAULINE A. SCHNEIDER | | For | For |
| 12 | LESTER P. SILVERMAN | | For | For |
| 2 | A PROPOSAL TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY | | | |
| FOR 2010. | | | |
| FISERV, INC. | | | |
| Security | 337738108 | Meeting Type | Annual |
| Ticker Symbol | FISV | Meeting Date | 26-May-2010 |
| ISIN | US3377381088 | Agenda | 933247909 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | K.M. ROBAK | | For | For |
| 2 | T.C. WERTHEIMER | | For | For |
| 3 | D.R. SIMONS | | For | For |
| 02 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS | Management | For | For |
| OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM FOR 2010. | | | |
26 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| ENERGYSOLUTIONS, INC. | | |
| Security | 292756202 | Meeting Type | Annual |
| Ticker Symbol | ES | Meeting Date | 26-May-2010 |
| ISIN | | Agenda | 933259310 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | STEVEN R. ROGEL | | For | For |
| 2 | J. BARNIE BEASLEY | | For | For |
| 3 | VAL J. CHRISTENSEN | | For | For |
| 4 | E. GAIL DE PLANQUE | | For | For |
| 5 | J.I. "CHIP" EVEREST | | For | For |
| 6 | PASCAL COLOMBANI | | For | For |
| 7 | ROBERT A. WHITMAN | | For | For |
| 8 | DAVID B. WINDER | | For | For |
| 9 | CLARE SPOTTISWOODE | | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management | For | For |
| YOUNG, LLP AS THE COMPANY'S INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 | | | |
| FISCAL YEAR. | | | |
| ACTIVISION BLIZZARD INC | | |
| Security | 00507V109 | Meeting Type | Annual |
| Ticker Symbol | ATVI | Meeting Date | 03-Jun-2010 |
| ISIN | US00507V1098 | Agenda | 933248052 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ROBERT J. CORTI | Management | For | For |
| 1C | ELECTION OF DIRECTOR: FREDERIC R. CREPIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: BRIAN G. KELLY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JEAN-BERNARD LEVY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ROBERT J. MORGADO | Management | For | For |
| 1H | ELECTION OF DIRECTOR: DOUGLAS P. MORRIS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: STEPHANE ROUSSEL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RICHARD SARNOFF | Management | For | For |
| 1K | ELECTION OF DIRECTOR: REGIS TURRINI | Management | For | For |
| 02 | APPROVE 2008 INCENTIVE PLAN, AS AMENDED AND | Management | Against | Against |
| RESTATED. | | | |
| ATP OIL & GAS CORPORATION | | |
| Security | 00208J108 | Meeting Type | Annual |
| Ticker Symbol | ATPG | Meeting Date | 04-Jun-2010 |
| ISIN | US00208J1088 | Agenda | 933265832 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | MR. T. PAUL BULMAHN | | For | For |
| 2 | MR. ROBERT J. KAROW | | For | For |
| 3 | MR. GERARD J. SWONKE | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | | | |
| AUDITORS OF ATP FOR THE FISCAL YEAR ENDING | | | |
| DECEMBER 31, 2010. | | | |
| 03 | TO APPROVE ATP'S 2010 STOCK PLAN. | Management | Against | Against |
| 04 | TO APPROVE AMENDMENTS TO ATP'S RESTATED | Management | For | For |
| ARTICLES OF INCORPORATION IN ORDER TO CONFORM | | | |
| WITH THE REQUIREMENTS OF THE TEXAS BUSINESS | | | |
| ORGANIZATIONS CODE. | | | |
27 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| ALLIANCE DATA SYSTEMS CORPORATION | | |
| Security | 018581108 | Meeting Type | Annual |
| Ticker Symbol | ADS | Meeting Date | 08-Jun-2010 |
| ISIN | US0185811082 | Agenda | 933255639 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | LAWRENCE M. BENVENISTE | | For | For |
| 2 | D. KEITH COBB | | For | For |
| 3 | KENNETH R. JENSEN | | For | For |
| 02 | APPROVAL OF 2010 OMNIBUS INCENTIVE PLAN. | Management | For | For |
| 03 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS | Management | For | For |
| THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR | | | |
| 2010. | | | |
| ABERCROMBIE & FITCH CO. | | |
| Security | 002896207 | Meeting Type | Annual |
| Ticker Symbol | ANF | Meeting Date | 09-Jun-2010 |
| ISIN | US0028962076 | Agenda | 933277673 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 1A | ELECTION OF DIRECTOR: EDWARD F. LIMATO (CLASS OF | Management | For | For |
| 2013) | | | |
| 1B | ELECTION OF DIRECTOR: ROBERT A. ROSHOLT (CLASS OF | Management | For | For |
| 2013) | | | |
| 1C | ELECTION OF DIRECTOR: CRAIG R. STAPLETON (CLASS OF | Management | For | For |
| 2013) | | | |
| 1D | ELECTION OF DIRECTOR: ELIZABETH M. LEE (CLASS OF | Management | For | For |
| 2011) | | | |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
| 03 | TO APPROVE THE ABERCROMBIE & FITCH CO. 2010 LONG- | Management | For | For |
| TERM INCENTIVE PLAN. | | | |
| 04 | TO APPROVE STOCKHOLDER PROPOSAL NO. 1 DESCRIBED | Shareholder | Against | For |
| IN THE PROXY STATEMENT, IF THE STOCKHOLDER | | | |
| PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL | | | |
| MEETING. | | | |
| 05 | TO APPROVE STOCKHOLDER PROPOSAL NO. 2 DESCRIBED | Shareholder | Against | For |
| IN THE PROXY STATEMENT, IF THE STOCKHOLDER | | | |
| PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL | | | |
| MEETING. | | | |
| 06 | TO APPROVE STOCKHOLDER PROPOSAL NO. 3 DESCRIBED | Shareholder | Against | For |
| IN THE PROXY STATEMENT, IF THE STOCKHOLDER | | | |
| PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL | | | |
| MEETING. | | | |
| CHESAPEAKE ENERGY CORPORATION | | |
| Security | 165167107 | Meeting Type | Annual |
| Ticker Symbol | CHK | Meeting Date | 11-Jun-2010 |
| ISIN | US1651671075 | Agenda | 933277697 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | FRANK KEATING | | For | For |
| 2 | MERRILL A. MILLER, JR. | | For | For |
| 3 | FREDERICK B. WHITTEMORE | | For | For |
| 02 | TO APPROVE AN AMENDMENT TO OUR LONG TERM | Management | For | For |
| INCENTIVE PLAN. | | | |
| 03 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL | | | |
| YEAR ENDING DECEMBER 31, 2010. | | | |
| 04 | SHAREHOLDER PROPOSAL RELATING TO ANNUAL CASH | Shareholder | Against | For |
| BONUSES TO NAMED EXECUTIVE OFFICERS. | | | |
| 05 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE | Shareholder | Against | For |
| PARTICIPATION IN DERIVATIVE OR SPECULATIVE | | | |
| TRANSACTIONS INVOLVING STOCK. | | | |
| 06 | SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY | Shareholder | For | Against |
| SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | | | |
| 07 | SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY | Shareholder | For | Against |
| SHAREHOLDER VOTE ON EXECUTIVE AND DIRECTOR | | | |
| COMPENSATION. | | | |
| 08 | SHAREHOLDER PROPOSAL RELATING TO HYDRAULIC | Shareholder | Against | For |
| FRACTURING. | | | |
| 09 | SHAREHOLDER PROPOSAL RELATING TO A SUSTAINABILITY | Shareholder | Against | For |
| REPORT. | | | |
28 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| JOS. A. BANK CLOTHIERS, INC. | | |
| Security | 480838101 | Meeting Type | Annual |
| Ticker Symbol | JOSB | Meeting Date | 17-Jun-2010 |
| ISIN | US4808381010 | Agenda | 933278740 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | JAMES H. FERSTL | | For | For |
| 2 | SIDNEY H. RITMAN | | For | For |
| 02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS THE COMPANY'S REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | |
| JANUARY 29, 2011. | | | |
| 03 | APPROVAL OF THE JOS. A. BANK CLOTHIERS, INC. 2010 | Management | For | For |
| EQUITY INCENTIVE PLAN. | | | |
| MOBILE MINI, INC. | | | |
| Security | 60740F105 | Meeting Type | Annual |
| Ticker Symbol | MINI | Meeting Date | 23-Jun-2010 |
| ISIN | US60740F1057 | Agenda | 933272154 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | DIRECTOR | Management | | |
| 1 | FREDERICK G. MCNAMEE | | For | For |
| 2 | LAWRENCE TRACHTENBERG | | For | For |
| 02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP | Management | For | For |
| AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, | | | |
| 2010. | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
29 of 30
Thompson Plumb MidCap Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
| WEATHERFORD INTERNATIONAL LTD | | |
| Security | H27013103 | Meeting Type | Annual |
| Ticker Symbol | WFT | Meeting Date | 23-Jun-2010 |
| ISIN | CH0038838394 | Agenda | 933282612 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 01 | APPROVAL OF THE 2009 ANNUAL REPORT, THE | Management | For | For |
| CONSOLIDATED FINANCIAL STATEMENTS OF | | | |
| WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR | | | |
| ENDED DECEMBER 31, 2009 AND THE STATUTORY | | | |
| FINANCIAL STATEMENTS OF WEATHERFORD | | | |
| INTERNATIONAL LTD. FOR THE YEAR ENDED | | | |
| DECEMBER 31, 2009. | | | |
| 02 | DISCHARGE OF THE BOARD OF DIRECTORS AND | Management | For | For |
| EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIONS | | | |
| DURING THE YEAR ENDED DECEMBER 31, 2009. | | | |
| 3A | ELECTION OF THE DIRECTOR: BERNARD J. DUROC- | Management | For | For |
| DANNER | | | |
| 3B | ELECTION OF THE DIRECTOR: SAMUEL W. BODMAN, III | Management | For | For |
| 3C | ELECTION OF THE DIRECTOR: DAVID J. BUTTERS | Management | For | For |
| 3D | ELECTION OF THE DIRECTOR: NICHOLAS F. BRADY | Management | For | For |
| 3E | ELECTION OF THE DIRECTOR: WILLIAM E. MACAULAY | Management | For | For |
| 3F | ELECTION OF THE DIRECTOR: ROBERT B. MILLARD | Management | For | For |
| 3G | ELECTION OF THE DIRECTOR: ROBERT K. MOSES, JR. | Management | For | For |
| 3H | ELECTION OF THE DIRECTOR: GUILLERMO ORTIZ | Management | For | For |
| 3I | ELECTION OF THE DIRECTOR: EMYR JONES PARRY | Management | For | For |
| 3J | ELECTION OF THE DIRECTOR: ROBERT A. RAYNE | Management | For | For |
| 04 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR | | | |
| ENDING DECEMBER 31, 2010 AND THE RE-ELECTION OF | | | |
| ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR | | | |
| FOR YEAR ENDING DECEMBER 31, 2010. | | | |
| 05 | APPROVAL OF THE RECLASSIFICATION OF CHF 475 | Management | For | For |
| MILLION OF LEGAL RESERVES (ADDITIONAL PAID-IN | | | |
| CAPITAL) TO OTHER RESERVES. | | | |
| 06 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF | Management | For | For |
| ASSOCIATION TO EXTEND THE COMPANY'S AUTHORIZED | | | |
| SHARE CAPITAL TO JUNE 23, 2012 AND TO INCREASE | | | |
| ISSUABLE AUTHORIZED CAPITAL TO AN AMOUNT EQUAL TO | | | |
| 50% OF STATED CAPITAL AS OF MAY 5, 2010. | | | |
| 07 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF | Management | For | For |
| ASSOCIATION TO INCREASE THE AMOUNT OF | | | |
| CONDITIONAL CAPITAL TO 50% OF STATED CAPITAL AS OF | | | |
| MAY 5, 2010 AND TO SPECIFY IN THE ARTICLES OF | | | |
| ASSOCIATION THE AMOUNT OF CONDITIONAL SHARE | | | |
| CAPITAL THAT MAY BE ALLOCATED TO EACH CATEGORY | | | |
| OF BENEFICIARY PROVIDED FOR IN THE ARTICLES. | | | |
| 08 | APPROVAL OF THE WEATHERFORD INTERNATIONAL LTD. | Management | For | For |
| 2010 OMNIBUS INCENTIVE PLAN. | | | |
| BED BATH & BEYOND INC. | | |
| Security | 075896100 | Meeting Type | Annual |
| Ticker Symbol | BBBY | Meeting Date | 29-Jun-2010 |
| ISIN | US0758961009 | Agenda | 933293134 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: WARREN EISENBERG | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: LEONARD FEINSTEIN | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: STEVEN H. TEMARES | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: DEAN S. ADLER | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: STANLEY F. BARSHAY | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: KLAUS EPPLER | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: PATRICK R. GASTON | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: JORDAN HELLER | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: VICTORIA A. MORRISON | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For |
30 of 30
Thompson Plumb Bond Fund
Proxy Voting Record for Period 07/01/2009 to 06/30/2010
CIT GROUP INC. | | |
| Security | 125581801 | Meeting Type | Annual |
| Ticker Symbol | CIT | Meeting Date | 11-May-2010 |
| ISIN | US1255818015 | Agenda | 933221804 - Management |
| Item | Proposal | Type | Vote | For/Against |
| | | | | Management |
| 1A | ELECTION OF DIRECTOR: MICHAEL J. EMBLER | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: WILLIAM M. FREEMAN | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: ARTHUR B. NEWMAN | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: R. BRAD OATES | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: MARIANNE MILLER PARRS | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: GERALD ROSENFELD | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: JOHN R. RYAN | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: JOHN A. THAIN | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: PETER J. TOBIN | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | Against | Against |
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS CIT'S INDEPENDENT | | | |
| AUDITORS FOR 2010. | | | |
| 03 | TO APPROVE THE COMPENSATION OF CIT'S EXECUTIVES, | Management | For | For |
| AS DISCLOSED IN PROXY STATEMENT FOR THE 2010 | | | |
| ANNUAL MEETING OF STOCKHOLDERS. | | | |
1 of 1
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| THOMPSON PLUMB FUNDS, INC. |
| |
| By: | /s/ John W. Thompson | |
| John W. Thompson, | |
| Chief Executive Officer And President | |
| |
| Date: August 16, 2010 |
