United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04710
The Asia Pacific Fund, Inc.
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
48 Wall Street
22nd Floor
New York, NY 10005
(Address of principal executive offices) (Zip code)
22nd Floor
New York, NY 10005
(Address of principal executive offices) (Zip code)
Frank J, Maresca
48 Wall Street
22nd Floor
New York, NY 10005
(Name and address of agent for service)
48 Wall Street
22nd Floor
New York, NY 10005
(Name and address of agent for service)
Registrant’s telephone number, including area code: 212-269-5500
Date of fiscal year end: March 31
Date of reporting period: 7/1/2016 through 6/30/2017
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-04710
Registrant Name: The Asia Pacific Fund, Inc.
Reporting Period: 07/01/2016 - 06/30/2017
The Asia Pacific Fund, Inc. - Adviser: Value Partners Hong Kong Limited
| ADVANCED SEMICONDUCTOR ENGINEERING, INC. Meeting Date: JUN 28, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y00153109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | RATIFICATION OF ASES 2016 BUSINESS REPORT AND FINAL FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | RATIFICATION OF 2016 EARNINGS DISTRIBUTION PROPOSAL.PROPOSED CASH DIVIDEND:TWD 1.4 PER SHARE. | Management | For | Did Not Vote |
| 3 | DISCUSSION OF REVISION OF THE PROCEDURE FOR REGULATIONS GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS. | Management | For | Did Not Vote |
| AIMS AMP CAPITAL INDUSTRIAL REIT Meeting Date: JUL 26, 2016 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y0029Z136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE REPORT OF HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED, AS TRUSTEE OF AA REIT ("TRUSTEE"), THE STATEMENT BY AIMS AMP CAPITAL INDUSTRIAL REIT MANAGEMENT LIMITED, AS MANAGER OF AA REIT ("MANAGER"), THE AUDITED FINANCIAL STA | Management | For | For |
| 2 | TO RE-APPOINT KPMG LLP AS AUDITORS OF AA REIT AND TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM AND TO AUTHORISE THE MANAGER TO DETERMINE THEIR REMUNERATION | Management | For | For |
| 3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER, TO: (A) (I) ISSUE UNITS IN AA REIT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND / OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD RE | Management | For | For |
| AP (THAILAND) PUBLIC COMPANY LIMITED Meeting Date: APR 27, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y0209X117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO APPROVE AND ADOPT THE MINUTES MADE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS 2016 HELD ON 28TH APRIL 2016 | Management | For | Did Not Vote |
| 2 | TO ACKNOWLEDGE THE COMPANY'S 2016 OPERATING RESULTS | Management | For | Did Not Vote |
| 3 | TO APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AS AT 31ST DECEMBER 2016 | Management | For | Did Not Vote |
| 4 | TO APPROVE THE DIVIDEND PAYMENT AND ACKNOWLEDGE THE ALLOCATION OF NET PROFIT FOR LEGAL RESERVE | Management | For | Did Not Vote |
| 5 | TO APPROVE THE APPOINTMENT OF THE AUDITOR FOR 2017 AND AUDITOR'S FEES | Management | For | Did Not Vote |
| 6.1 | TO APPROVE THE APPOINTMENT OF THE DIRECTOR TO REPLACE THOSE RETIRING BY ROTATION: MR. YOKPORN TANTISAWETRAT | Management | For | Did Not Vote |
| 6.2 | TO APPROVE THE APPOINTMENT OF THE DIRECTOR TO REPLACE THOSE RETIRING BY ROTATION: MR. NONTACHIT TULAYANONDA | Management | For | Did Not Vote |
| 6.3 | TO APPROVE THE APPOINTMENT OF THE DIRECTOR TO REPLACE THOSE RETIRING BY ROTATION: MR. KOSOL SURIYAPORN | Management | For | Did Not Vote |
| 6.4 | TO APPROVE THE APPOINTMENT OF THE DIRECTOR TO REPLACE THOSE RETIRING BY ROTATION: MR. SIRIPONG SOMBUTSIRI | Management | For | Did Not Vote |
| 6.5 | TO APPROVE THE APPOINTMENT OF THE DIRECTOR TO REPLACE THOSE RETIRING BY ROTATION: MR. WASON NARUENATPAISAN | Management | For | Did Not Vote |
| 7 | TO APPROVE DIRECTORS REMUNERATION | Management | For | Did Not Vote |
| 8 | TO APPROVE DIRECTORS' BONUS | Management | For | Did Not Vote |
| 9 | OTHER BUSINESS (IF ANY) | Management | For | Did Not Vote |
| CMMT | 24 FEB 2017: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY-CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT-AGENDA AS ABSTAIN | Management | None | Did not vote |
| CMMT | 24 FEB 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | None | Did not vote |
| ASIAN PAY TELEVISION TRUST, SINGAPORE Meeting Date: APR 27, 2017 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y0362V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE-MANAGER, STATEMENT BY THE TRUSTEE-MANAGER AND THE AUDITED FINANCIAL STATEMENTS OF APTT GROUP FOR THE YEAR ENDED 31 DECEMBER 2016 AND THE AUDITORS' REPORT THEREON | Management | For | Did Not Vote |
| 2 | TO REAPPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS OF APTT TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE- MANAGER TO FIX ITS REMUNERATION | Management | For | Did Not Vote |
| 3 | GENERAL MANDATE TO ISSUE UNITS IN APTT ("UNITS") | Management | For | Did Not Vote |
| BASSO INDUSTRY CORP, TAICHUNG Meeting Date: JUN 28, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y0718G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | TO RECOGNIZE THE 2016 BUSINESS REPORTS AND FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2 | TO RECOGNIZE THE 2016 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 4.1 PER SHARE | Management | For | Did Not Vote |
| 3 | TO DISCUSS THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | Management | For | Did Not Vote |
| 4 | TO DISCUSS THE ISSUANCE OF RESTRICTED NEW SHARES FOR EMPLOYEE | Management | For | Did Not Vote |
| 5 | TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE NEW INDEPENDENT DIRECTORS | Management | For | Did Not Vote |
| 6.1 | THE ELECTION OF THE INDEPENDENT DIRECTOR:SHEN ZHEN NAN,SHAREHOLDER NO.4270 | Management | For | Did Not Vote |
| BELLE INTERNATIONAL HOLDINGS LTD Meeting Date: JUL 26, 2016 Record Date: JUL 21, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G09702104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0620/LTN20160620429.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0620/LTN20160620437.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED 29 FEBRUARY 2016 | Management | For | For |
| 2 | TO DECLARE FINAL DIVIDEND FOR THE YEAR ENDED 29 FEBRUARY 2016 | Management | For | For |
| 3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE COMPANY' S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE AUDITOR' S REMUNERATION | Management | For | For |
| 4.A.I | TO RE-ELECT MR. TANG KING LOY AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4.AII | TO RE-ELECT MR. HO KWOK WAH, GEORGE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4AIII | TO RE-ELECT MR. CHAN YU LING, ABRAHAM AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4.AIV | TO RE-ELECT DR. XUE QIUZHI AS AN INDEPENDENT NON-EXECTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4.B | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION | Management | For | For |
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | Against |
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For |
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE SHARE CAPITAL OF THE COMPANY BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY | Management | For | For |
| BOC HONG KONG (HOLDINGS) LTD, HONG KONG Meeting Date: JUN 28, 2017 Record Date: JUN 21, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y0920U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0419/LTN20170419490.PDF-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0419/LTN20170419481.PDF | Management | None | Did not vote |
| 1 | THAT THE CONTINUING CONNECTED TRANSACTIONS AND THE NEW CAPS, AS DEFINED AND DESCRIBED IN THE CIRCULAR DATED 9 JANUARY 2017 TO THE SHAREHOLDERS OF THE COMPANY, BE AND ARE HEREBY CONFIRMED, APPROVED AND RATIFIED | Management | For | Did Not Vote |
| BOC HONG KONG (HOLDINGS) LTD, HONG KONG Meeting Date: JUN 28, 2017 Record Date: JUN 21, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y0920U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 419/LTN20170419461.PDF-,- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 419/LTN20170419437.pdf | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.625 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3.A | TO RE-ELECT MR TIAN GUOLI AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3.B | TO RE-ELECT MR CHEN SIQING AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3.C | TO RE-ELECT MR LI JIUZHONG AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3.D | TO RE-ELECT MDM CHENG EVA AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3.E | TO RE-ELECT DR CHOI KOON SHUM AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 4 | TO FIX DIRECTORS' FEES AT HKD 400,000 PER ANNUM TO EACH DIRECTOR | Management | For | Did Not Vote |
| 5 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | Did Not Vote |
| 6 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL | Management | For | Did Not Vote |
| 7 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | Did Not Vote |
| 8 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 6 AND 7, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 6 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 7 | Management | For | Did Not Vote |
| CAPITALAND RETAIL CHINA TRUST, SINGAPORE Meeting Date: APR 19, 2017 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1092E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE REPORT OF HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED, AS TRUSTEE OF CRCT (THE "TRUSTEE"), THE STATEMENT BY CAPITALAND RETAIL CHINA TRUST MANAGEMENT LIMITED, AS MANAGER OF CRCT (THE "MANAGER"), AND THE AUDITED FINANCIAL | Management | For | Did Not Vote |
| 2 | TO RE-APPOINT KPMG LLP AS AUDITORS OF CRCT AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER TO: (A) (I) ISSUE UNITS IN CRCT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE | Management | For | Did Not Vote |
| 4 | THAT: A) THE EXERCISE OF ALL THE POWERS OF THE MANAGER TO REPURCHASE ISSUED UNITS FOR AND ON BEHALF OF CRCT NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE MANAGER FROM TIME TO TIME | Management | For | Did Not Vote |
| 5 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER, FOR THE PURPOSES OF, IN CONNECTION WITH OR WHERE CONTEMPLATED BY THE DISTRIBUTION REINVESTMENT PLAN ESTABLISHED BY CRCT (THE "DISTRIBUTION REINVESTMENT PLAN"), TO: (A) ISSUE FROM TIME TO TIME, SUCH NUM | Management | For | Did Not Vote |
| CB INDUSTRIAL PRODUCT HOLDING BHD CBIPH, TELOK PAN Meeting Date: MAY 30, 2017 Record Date: MAY 23, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1228S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE IN ACCORDANCE WITH ARTICLE 99 OF THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DATUK LIM CHAI BENG | Management | For | Did Not Vote |
| 2 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE IN ACCORDANCE WITH ARTICLE 99 OF THE CONSTITUTION OF THE COMPANY AND BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: WONG CHEE BENG | Management | For | Did Not Vote |
| 3 | TO RE-ELECT IRIN TAN SU FERN, WHO RETIRES IN ACCORDANCE WITH ARTICLE 97 OF THE CONSTITUTION OF THE COMPANY, AND BEING ELIGIBLE, OFFER HERSELF FOR RE-ELECTION | Management | For | Did Not Vote |
| 4 | TO APPROVE THE PAYMENT OF DIRECTORS' REMUNERATION AMOUNTING TO RM701,000 FOR THE FINANCIAL PERIOD FROM 1 JANUARY 2017 UNTIL 30 JUNE 2018 | Management | For | Did Not Vote |
| 5 | TO RE-APPOINT MESSRS. CROWE HORWATH AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 6 | PROPOSED RENEWAL OF AUTHORITY FOR PURCHASE OF OWN SHARES BY THE COMPANY | Management | For | Did Not Vote |
| 7 | AUTHORITY TO ISSUE AND ALLOT SHARES | Management | For | Did Not Vote |
| 8 | PROPOSED SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE ("PROPOSAL") | Management | For | Did Not Vote |
| 9 | CONTINUING IN OFFICE AS INDEPENDENT NON- EXECUTIVE DIRECTOR - TAN SRI DATUK DR. YUSOF BIN BASIRAN | Management | For | Did Not Vote |
| 10 | CONTINUING IN OFFICE AS INDEPENDENT NON- EXECUTIVE DIRECTOR - WONG CHEE BENG | Management | For | Did Not Vote |
| CHEUNG KONG PROPERTY HOLDINGS LTD, GRAND CAYMAN Meeting Date: MAR 14, 2017 Record Date: MAR 09, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: G2103F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 221/ltn20170221273.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0221/LTN20170221291.pd | Management | None | Did not vote |
| 1 | TO APPROVE THE CONNECTED TRANSACTION THAT IS CONTEMPLATED BETWEEN THE COMPANY AND CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED PURSUANT TO, OR IN CONNECTION WITH, THE CONSORTIUM FORMATION AGREEMENT INCLUDING, BUT NOT LIMITED TO, THE FORMATION OF A CONSORTI | Management | For | Did Not Vote |
| CHEUNG KONG PROPERTY HOLDINGS LTD, GRAND CAYMAN Meeting Date: MAY 11, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G2103F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051671.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051520. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For |
| 3.1 | TO ELECT MR. LI TZAR KUOI, VICTOR AS DIRECTOR | Management | For | For |
| 3.2 | TO ELECT MR. KAM HING LAM AS DIRECTOR | Management | For | For |
| 3.3 | TO ELECT MR. CHUNG SUN KEUNG, DAVY AS DIRECTOR | Management | For | For |
| 3.4 | TO ELECT MR. CHEONG YING CHEW, HENRY AS DIRECTOR | Management | For | For |
| 3.5 | TO ELECT MR. COLIN STEVENS RUSSEL AS DIRECTOR | Management | For | For |
| 3.6 | TO ELECT MR. DONALD JEFFREY ROBERTS AS DIRECTOR | Management | For | For |
| 4 | TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
| 5.1 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | For | For |
| 5.2 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY | Management | For | For |
| 5.3 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES OF THE COMPANY) | Management | For | For |
| CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Meeting Date: JUN 16, 2017 Record Date: MAY 17, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1R36J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 428/LTN201704281796.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 428/LTN201704281770. | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND APPROVE THE DISTRIBUTION PLAN OF PROFIT AND FINAL DIVIDEND OF THE COMPANY FOR THE YEAR OF 2016 | Management | For | Did Not Vote |
| 3 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INTERNATIONAL AUDITOR AND ERNST & YOUNG HUA MING LLP AS THE COMPANY'S DOMESTIC AUDITOR FOR A TERM STARTING FROM THE DATE OF PASSING THIS RESOLUTION AT THE AGM ENDING AT THE NEXT | Management | For | Did Not Vote |
| 4 | TO CONSIDER AND APPROVE THE ESTIMATED CAP FOR THE INTERNAL GUARANTEES OF THE GROUP IN 2017 AND THE AUTHORISATION TO THE MANAGEMENT OF THE COMPANY TO CARRY OUT RELEVANT FORMALITIES WHEN PROVIDING INTERNAL GUARANTEES WITHIN THE APPROVED AMOUNT | Management | For | Did Not Vote |
| 5 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF THE COMPANY FOR THE YEAR OF 2016 | Management | For | Did Not Vote |
| 6 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR OF 2016 | Management | For | Did Not Vote |
| 7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE NEW SHARES OF THE COMPANY IN THE TERMS AS FOLLOWS: A. THE BOARD BE AND IS HEREBY AUTHORISED UNCONDITIONAL GENERAL MANDATE DURING THE RELEVANT PERIOD (AS DEFINED BELOW), EITHER SEP | Management | For | Did Not Vote |
| 8 | TO CONSIDER AND APPROVE THE LAUNCH OF ASSET-BACKED SECURITIZATION BY THE COMPANY AND/OR ITS SUBSIDIARIES: (I) THAT THE AGGREGATE PRINCIPAL AMOUNT OF THE SECURITIES SHALL NOT EXCEED RMB10,000 MILLION; AND (II) THAT MR. LIU QITAO, MR. CHEN FENJIAN AND MR. F | Management | For | Did Not Vote |
| 9 | TO CONSIDER AND APPROVE THE PROPOSED ISSUE OF MID- TO LONG-TERM BONDS BY THE COMPANY: (I) THAT THE AGGREGATE PRINCIPAL AMOUNT OF THE SECURITIES SHALL NOT EXCEED RMB10,000 MILLION; AND (II) THAT MR. LIU QITAO AND/OR MR. CHEN FENJIAN AND/OR MR. FU JUNYUAN B | Management | For | Did Not Vote |
| CHINA CONSTRUCTION BANK CORPORATION Meeting Date: JUN 15, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1397N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0428/LTN20170428722.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0428/LTN20170428698.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THIS IS 2016 ANNUAL GENERAL MEETING. THANK YOU | Management | None | Did not vote |
| O.1 | 2016 REPORT OF BOARD OF DIRECTORS | Management | For | Did Not Vote |
| O.2 | 2016 REPORT OF BOARD OF SUPERVISORS | Management | For | Did Not Vote |
| O.3 | 2016 FINAL FINANCIAL ACCOUNTS | Management | For | Did Not Vote |
| O.4 | 2016 PROFIT DISTRIBUTION PLAN | Management | For | Did Not Vote |
| O.5 | BUDGET OF 2017 FIXED ASSETS INVESTMENT | Management | For | Did Not Vote |
| O.6 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2015 | Management | For | Did Not Vote |
| O.7 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2015 | Management | For | Did Not Vote |
| O.8 | ELECTION OF SIR MALCOLM CHRISTOPHER MCCARTHY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | Did Not Vote |
| O.9 | ELECTION OF MS. FENG BING AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | Did Not Vote |
| O.10 | ELECTION OF MR. ZHU HAILIN AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | Did Not Vote |
| O.11 | ELECTION OF MR. WU MIN AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | Did Not Vote |
| O.12 | ELECTION OF MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | Did Not Vote |
| O.13 | ELECTION OF MR. GUO YOU TO BE RE-APPOINTED AS SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | Management | For | Did Not Vote |
| O.14 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2017: PRICEWATERHOUSECOOPERS ZHONG TIAN LLP | Management | For | Did Not Vote |
| S.1 | ISSUANCE OF ELIGIBLE TIER-2 CAPITAL INSTRUMENTS IN THE AMOUNT OF UP TO RMB96 BILLION IN EQUIVALENT | Management | For | Did Not Vote |
| S.2 | REVISIONS TO THE ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| S.3 | REVISIONS TO THE RULES OF PROCEDURE FOR THE SHAREHOLDERS' GENERAL MEETING | Management | For | Did Not Vote |
| S.4 | REVISIONS TO THE RULES OF PROCEDURE FOR THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
| S.5 | REVISIONS TO THE RULES OF PROCEDURE FOR THE BOARD OF SUPERVISORS | Management | For | Did Not Vote |
| CMMT | 02 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| CHINA JINJIANG ENVIRONMENT HOLDING COMPANY LIMITED Meeting Date: APR 25, 2017 Record Date: Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: G2119H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | THE PROPOSED RENEWAL OF THE GENERAL MANDATE FOR INTERESTED PERSON TRANSACTIONS | Management | For | Did Not Vote |
| CHINA JINJIANG ENVIRONMENT HOLDING COMPANY LIMITED Meeting Date: APR 25, 2017 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G2119H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE AUDITOR'S REPORT THEREON | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND (TAX NOT APPLICABLE) OF 5.05 SINGAPORE CENTS PER ORDINARY SHARE ("FINAL DIVIDEND") FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3.A | TO RE-ELECT MS. WANG YUANLUO, A DIRECTOR RETIRING PURSUANT TO ARTICLE 127 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 3.B | TO RE-ELECT MR. WANG WUZHONG, A DIRECTOR RETIRING PURSUANT TO ARTICLE 127 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 3.C | TO RE-ELECT MR. WANG RUIHONG, A DIRECTOR RETIRING PURSUANT TO ARTICLE 127 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 3.D | TO RE-ELECT MR. ROY EDWIN CAMPBELL II, A DIRECTOR RETIRING PURSUANT TO ARTICLE 127 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 3.E | TO RE-ELECT MR. ANG SWEE TIAN, A DIRECTOR RETIRING PURSUANT TO ARTICLE 126 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 3.F | TO RE-ELECT MR. HEE THENG FONG, A DIRECTOR RETIRING PURSUANT TO ARTICLE 126 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 3.G | TO RE-ELECT MR. TAN HUAY LIM, A DIRECTOR RETIRING PURSUANT TO ARTICLE 126 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 3.H | TO RE-ELECT MR. NI MINGJIANG, A DIRECTOR RETIRING PURSUANT TO ARTICLE 126 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 4 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF SGD315,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 5 | TO RE-APPOINT MESSRS DELOITTE & TOUCHE LLP, AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 6 | SHARE ISSUE MANDATE | Management | For | Did Not Vote |
| 7 | JINJIANG ENVIRONMENT PERFORMANCE SHARE PLAN | Management | For | Did Not Vote |
| CHINA LIFE INSURANCE COMPANY LIMITED Meeting Date: MAY 31, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1477R204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411470.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411463.pd | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2016 | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2016 | Management | For | Did Not Vote |
| 3 | TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2016 | Management | For | Did Not Vote |
| 4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2016 | Management | For | Did Not Vote |
| 5 | TO CONSIDER AND APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY | Management | For | Did Not Vote |
| 6 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HUIMIN AS A NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | Did Not Vote |
| 7 | TO CONSIDER AND APPROVE THE ELECTION OF MR. YIN ZHAOJUN AS A NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | Did Not Vote |
| 8 | TO CONSIDER AND APPROVE THE REMUNERATION OF AUDITORS OF THE COMPANY FOR THE YEAR 2016 AND THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2017 : APPROVE ERNST YOUNG HUA MING LLP AS THE PRC AUDITOR AND THE AUDITOR FOR US FORM 20-F AND ERNST YOUNG A | Management | For | Did Not Vote |
| 9 | TO CONSIDER AND APPROVE THE FRAMEWORK AGREEMENT IN RELATION TO THE SUBSCRIPTION AND REDEMPTION OF TRUST PRODUCTS AND OTHER DAILY TRANSACTIONS PROPOSED TO BE ENTERED INTO BETWEEN THE COMPANY AND CHONGQING INTERNATIONAL TRUST INC., THE TRANSACTIONS CONTEMPL | Management | For | Did Not Vote |
| 10 | TO CONSIDER AND APPROVE THE ENTRUSTED INVESTMENT AND MANAGEMENT AGREEMENT FOR ALTERNATIVE INVESTMENTS WITH INSURANCE FUNDS PROPOSED TO BE ENTERED INTO BETWEEN THE COMPANY AND CHINA LIFE INVESTMENT HOLDING COMPANY LIMITED, THE TRANSACTIONS CONTEMPLATED THE | Management | For | Did Not Vote |
| 11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW H SHARES OF THE COMPANY OF AN AMOUNT OF NOT MORE THAN 20% OF THE H SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS SPECIAL RESOLUTION | Management | For | Did Not Vote |
| CMMT | 13 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| CHINA LILANG LTD Meeting Date: APR 24, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G21141109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0320/LTN20170320221.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0320/LTN20170320215.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND AUDITOR (THE "AUDITOR") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND OF HK16 CENTS PER ORDINARY SHARE AND A SPECIAL FINAL DIVIDEND OF HK6 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3.I | TO RE-ELECT MR. WANG LIANG XING AS EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.II | TO RE-ELECT DR. LU HONG TE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.III | TO RE-ELECT MR. NIE XING AS INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 4 | TO AUTHORISE THE BOARD (THE "BOARD") OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | Did Not Vote |
| 5 | TO RE-APPOINT KPMG AS THE AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2017 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 6 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF TH | Management | For | Did Not Vote |
| 7 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | Management | For | Did Not Vote |
| 8 | CONDITIONAL UPON RESOLUTIONS 6 AND 7 BEING PASSED, THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY PURSUANT TO RESOLUTION 6 BE EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPR | Management | For | Did Not Vote |
| CHINA MACHINERY ENGINEERING CORPORATION, BEIJING Meeting Date: JUN 26, 2017 Record Date: MAY 26, 2017 Meeting Type: CLASS MEETING | ||||
| Ticker: Security ID: Y1501U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0511/LTN20170511529.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0511/LTN20170511543.pdf | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE AUTHORISATION OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE H SHARES OF THE COMPANY | Management | For | Did Not Vote |
| CHINA MACHINERY ENGINEERING CORPORATION, BEIJING Meeting Date: JUN 26, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1501U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 511/ltn20170511478.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 511/ltn20170511504.pd | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY BOARD OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 3 | TO CONSIDER AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORT OF THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 4 | TO CONSIDER AND APPROVE THE PROFITS DISTRIBUTION PLAN OF THE COMPANY FOR YEAR OF 2016, BEING THE PROPOSED DISTRIBUTION OF FINAL DIVIDEND OF RMB0.2042 PER SHARE (PRE- TAX) FOR 4,125,700,000 SHARES FOR THE YEAR ENDED DECEMBER 31, 2016, WHICH AMOUNT TO RMB84 | Management | For | Did Not Vote |
| 5 | TO RE-APPOINT ERNST & YOUNG AND ERNST & YOUNG HUA MING LLP (SPECIAL GENERAL PARTNERSHIP) AS THE INTERNATIONAL AUDITOR AND THE DOMESTIC AUDITOR OF THE COMPANY FOR YEAR OF 2017, RESPECTIVELY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL ME | Management | For | Did Not Vote |
| 6 | TO CONSIDER AND APPROVE THE AUTHORISATION OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE H SHARES OF THE COMPANY | Management | For | Did Not Vote |
| 7 | TO CONSIDER AND APPROVE THE AUTHORISATION OF A GENERAL MANDATE TO THE BOARD TO ISSUE SHARES OF THE COMPANY | Management | For | Did Not Vote |
| 8 | TO CONSIDER AND APPROVE THE AUTHORISATION OF A GENERAL MANDATE TO THE BOARD TO ISSUE H SHARES CONVERTIBLE BONDS | Management | For | Did Not Vote |
| 9 | TO CONSIDER AND APPROVE THE AUTHORISATION OF A GENERAL MANDATE TO THE BOARD TO ISSUE CORPORATE BONDS | Management | For | Did Not Vote |
| 10 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | Did Not Vote |
| 11 | TO CONSIDER AND APPROVE THE PROPOSALS (IF ANY) PUT FORWARD AT THE GENERAL MEETING BY SHAREHOLDER(S) OF THE COMPANY HOLDING 3% OR MORE OF THE SHARES OF THE COMPANY CARRYING THE RIGHT TO VOTE THEREAT | Management | For | Did Not Vote |
| CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG Meeting Date: JUN 12, 2017 Record Date: JUN 06, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y15004107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:http://www.hkexnews.hk/listedco/listconews/SEHK /2017/0424/LTN20170424551-.pdf AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0424/LTN20170424592.pd | Management | None | Did not vote |
| 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 OF HKD 42 CENTS PER SHARE | Management | For | Did Not Vote |
| 3.A | TO RE-ELECT MR. YAN JIANGUO AS DIRECTOR | Management | For | Did Not Vote |
| 3.B | TO RE-ELECT MR. NIP YUN WING AS DIRECTOR | Management | For | Did Not Vote |
| 3.C | TO RE-ELECT MR. CHANG YING AS DIRECTOR | Management | For | Did Not Vote |
| 3.D | TO RE-ELECT MR. LAM KWONG SIU AS DIRECTOR | Management | For | Did Not Vote |
| 3.E | TO RE-ELECT DR. FAN HSU LAI TAI, RITA AS DIRECTOR | Management | For | Did Not Vote |
| 4 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | Did Not Vote |
| 5 | TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 6 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO BUY-BACK SHARES OF THE COMPANY UP TO 10% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | Management | For | Did Not Vote |
| 7 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | Management | For | Did Not Vote |
| 8 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 7 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 6 ABOVE | Management | For | Did Not Vote |
| CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Meeting Date: JUN 06, 2017 Record Date: MAY 31, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1508G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0421/LTN20170421277.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0421/LTN20170421281.pdf | Management | None | Did not vote |
| 1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE BOARD OF DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND DECLARE A FINAL DIVIDEND OF RMB0.160 (EQUIVALENT TO HKD 0.1805) PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3 | TO RE-ELECT MR. YU BING AS DIRECTOR | Management | For | Did Not Vote |
| 4 | TO RE-ELECT MR. GUAN QIHONG AS DIRECTOR | Management | For | Did Not Vote |
| 5 | TO RE-ELECT MR. YAU KA CHI AS DIRECTOR | Management | For | Did Not Vote |
| 6 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | Did Not Vote |
| 7 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Management | For | Did Not Vote |
| 8.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT. OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | Management | For | Did Not Vote |
| 8.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | Management | For | Did Not Vote |
| 8.C | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF AN AMOUNT NOT EXCEEDING THE AGGREGATE NUMBER OF SHARES OF THE COMPANY BOUGHT BACK BY THE COMPANY | Management | For | Did Not Vote |
| CHINA RESOURCES POWER HOLDINGS CO LTD Meeting Date: JUN 08, 2017 Record Date: JUN 02, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1503A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0428/LTN20170428421.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0428/LTN20170428415.pd | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DELCARE A FINAL DIVIDEND OF HKD 0.75 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3.1 | TO RE-ELECT MS. ZHOU JUNQING AS DIRECTOR | Management | For | Did Not Vote |
| 3.2 | TO RE-ELECT MR. CHEN YING AS DIRECTOR | Management | For | Did Not Vote |
| 3.3 | TO RE-ELECT MR. WANG YAN AS DIRECTOR | Management | For | Did Not Vote |
| 3.4 | TO RE-ELECT MR. MA CHIU-CHEUNG, ANDREW AS DIRECTOR | Management | For | Did Not Vote |
| 3.5 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF ALL DIRECTORS | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY (ORDINARY RESOLUTION NO.5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | For | Did Not Vote |
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY (ORDINARY RESOLUTION NO.6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | For | Did Not Vote |
| 7 | TO EXTEND THE GENERAL MANDATE TO BE GIVEN TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION NO.7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | For | Did Not Vote |
| CHINA SANJIANG FINE CHEMICALS COMPANY LTD, GRAND C Meeting Date: MAY 26, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G21186104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0413/LTN20170413489.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0413/LTN20170413495.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2.A | TO RE-ELECT MS. HAN JIANHONG AS DIRECTOR | Management | For | Did Not Vote |
| 2.B | TO RE-ELECT MR. RAO HOUTAO AS DIRECTOR | Management | For | Did Not Vote |
| 2.C | TO RE-ELECT MR. SHEN KAIJUN AS DIRECTOR | Management | For | Did Not Vote |
| 2.D | TO RE-ELECT MS. PEI YU AS DIRECTOR | Management | For | Did Not Vote |
| 2.E | TO RE-ELECT MR. KONG LIANG AS DIRECTOR | Management | For | Did Not Vote |
| 2.F | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | Did Not Vote |
| 3 | TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE OR OTHERWISE DEAL WITH THE COMPANY'S SHARES | Management | For | Did Not Vote |
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES | Management | For | Did Not Vote |
| 6 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE THE COMPANY'S SHARES BY THE NUMBER OF SHARES REPURCHASED | Management | For | Did Not Vote |
| CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT Meeting Date: JUN 01, 2017 Record Date: MAY 25, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G21677136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0420/LTN20170420686.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0420/LTN20170420751.pd | Management | None | Did not vote |
| 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 OF HK18 CENTS PER SHARE | Management | For | For |
| 3.A | TO RE-ELECT MR. TIAN SHUCHEN AS DIRECTOR | Management | For | For |
| 3.B | TO RE-ELECT MR. PAN SHUJIE AS DIRECTOR | Management | For | For |
| 3.C | TO RE-ELECT DR. RAYMOND HO CHUNG TAI AS DIRECTOR | Management | For | For |
| 3.D | TO RE-ELECT MR. ADRIAN DAVID LI MAN KIU AS DIRECTOR | Management | For | For |
| 4 | TO AUTHORIZE THE BOARD TO FIX THE REMUNERATION OF DIRECTORS | Management | For | For |
| 5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORIZE THE BOARD TO FIX ITS REMUNERATION | Management | For | For |
| 6.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | For | For |
| 6.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | For |
| 6.C | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. (6A) TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | For | For |
| CHONGQING CHANGAN AUTOMOBILE CO LTD, CHONGQING Meeting Date: MAY 25, 2017 Record Date: MAY 18, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1583S104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | 2016 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For |
| 2 | 2016 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For |
| 3 | 2016 ANNUAL REPORT AND ITS SUMMARY | Management | For | For |
| 4 | 2016 FINANCIAL RESOLUTION REPORT AND 2017 FINANCIAL BUDGET STATEMENT | Management | For | For |
| 5 | 2016 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY6.42000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | For | For |
| 6 | 2017 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | Management | For | For |
| 7 | 2017 INVESTMENT PLAN | Management | For | For |
| 8 | 2017 FINANCING PLAN | Management | For | For |
| 9 | ADJUSTMENT TO THE ALLOWANCE FOR INDEPENDENT DIRECTORS | Management | For | For |
| 10 | TO SIGN FINANCIAL SERVICE AGREEMENT WITH A COMPANY | Management | For | For |
| 11 | TO SIGN FINANCIAL SERVICE AGREEMENT WITH ANOTHER COMPANY | Management | For | For |
| 12 | H-SERIES 5TH PHASE AND NE1-SERIES 1ST PHASE ENGINE PRODUCTION CAPACITY CONSTRUCTION PROJECT | Management | For | For |
| 13 | LIQUIDATION AND CANCELLATION OF A COMPANY | Management | For | For |
| CHOW SANG SANG HOLDINGS INTERNATIONAL LTD Meeting Date: JUN 01, 2017 Record Date: MAY 25, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G2113M120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:http://www.hkexnews.hk/listedco/listconews/SEHK /2017/0425/LTN20170425850-.pdf AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0425/LTN20170425874.pd | Management | None | Did not vote |
| 1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND OF HK35 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 3.I | TO RE-ELECT THE FOLLOWING RETIRING DIRECTORS OF THE COMPANY: MR. CHOW KWEN LING | Management | For | For |
| 3.II | TO RE-ELECT THE FOLLOWING RETIRING DIRECTORS OF THE COMPANY: DR. GERALD CHOW KING SING | Management | For | For |
| 3.III | TO RE-ELECT THE FOLLOWING RETIRING DIRECTORS OF THE COMPANY: MR. LEE KA LUN | Management | For | For |
| 3.IV | TO RE-ELECT THE FOLLOWING RETIRING DIRECTORS OF THE COMPANY: DR. LO KING MAN | Management | For | For |
| 4 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For |
| 5 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For |
| 6.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES AS SET OUT IN PARAGRAPH 6(A) IN THE NOTICE OF AGM | Management | For | For |
| 6.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES AS SET OUT IN PARAGRAPH 6(B) IN THE NOTICE OF AGM | Management | For | For |
| 6.C | TO EXTEND A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES AS SET OUT IN PARAGRAPH 6(C) IN THE NOTICE OF AGM | Management | For | For |
| CIFI HOLDINGS (GROUP) CO. LTD. Meeting Date: APR 21, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G2140A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0320/LTN20170320051.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0320/LTN20170320049.pdf | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND OF RMB11.50 CENTS (EQUIVALENT TO HK13 CENTS) PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 (PAYABLE IN CASH WITH SCRIP OPTION) | Management | For | Did Not Vote |
| 3.1 | TO RE-ELECT MR. LIN ZHONG AS DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3.2 | TO RE-ELECT MR. LIN FENG AS DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3.3 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF ALL DIRECTORS OF THE COMPANY | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE AUDITOR'S REMUNERATION | Management | For | Did Not Vote |
| 5 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION (ORDINARY RESOLUTIO | Management | For | Did Not Vote |
| 6 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION (ORDINARY RESOLUTION NO. 6 OF THE NOTICE OF TH | Management | For | Did Not Vote |
| 7 | TO EXTEND, CONDITIONAL UPON THE ABOVE ORDINARY RESOLUTION NOS. 5 AND 6 BEING DULY PASSED, THE GENERAL MANDATE TO BE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SHARES OF THE COMPANY (ORDINARY RESOLUTION NO. 7 OF THE NOTICE OF THE 2 | Management | For | Did Not Vote |
| CIMB GROUP HOLDINGS BHD Meeting Date: APR 28, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1636J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 76 OF THE COMPANY'S ARTICLES OF ASSOCIATION: ROBERT NEIL COOMBE | Management | For | Did Not Vote |
| 2 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 76 OF THE COMPANY'S ARTICLES OF ASSOCIATION: DATUK JOSEPH DOMINIC SILVA | Management | For | Did Not Vote |
| 3 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 76 OF THE COMPANY'S ARTICLES OF ASSOCIATION: TEOH SU YIN | Management | For | Did Not Vote |
| 4 | TO RE-ELECT MOHAMED ROSS MOHD DIN WHO RETIRES PURSUANT TO ARTICLE 83 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 5 | TO APPROVE NON-EXECUTIVE DIRECTORS' REMUNERATION WITH EFFECT FROM THE 60TH ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | Did Not Vote |
| 6 | TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 7 | PROPOSED RENEWAL OF THE AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE SHARES | Management | For | Did Not Vote |
| 8 | PROPOSED RENEWAL OF THE AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE NEW ORDINARY SHARES IN THE COMPANY (CIMB SHARES) IN RELATION TO THE DIVIDEND REINVESTMENT SCHEME THAT PROVIDES THE SHAREHOLDERS OF THE COMPANY WITH THE OPTION TO ELECT TO REINVEST THEIR CA | Management | For | Did Not Vote |
| 9 | PROPOSED RENEWAL OF THE AUTHORITY TO PURCHASE OWN SHARES | Management | For | Did Not Vote |
| CK HUTCHISON HOLDINGS LIMITED Meeting Date: MAY 11, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G21765105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051401.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 405/LTN201704051407. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For |
| 3.A | TO RE-ELECT MR KAM HING LAM AS DIRECTOR | Management | For | For |
| 3.B | TO RE-ELECT MS EDITH SHIH AS DIRECTOR | Management | For | For |
| 3.C | TO RE-ELECT MR CHOW KUN CHEE, ROLAND AS DIRECTOR | Management | For | For |
| 3.D | TO RE-ELECT MRS CHOW WOO MO FONG, SUSAN AS DIRECTOR | Management | For | For |
| 3.E | TO RE-ELECT MR CHENG HOI CHUEN, VINCENT AS DIRECTOR | Management | For | For |
| 3.F | TO RE-ELECT MS LEE WAI MUN, ROSE AS DIRECTOR | Management | For | For |
| 3.G | TO RE-ELECT MR WILLIAM SHURNIAK AS DIRECTOR | Management | For | For |
| 3.H | TO RE-ELECT MR WONG CHUNG HIN AS DIRECTOR | Management | For | For |
| 4 | TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For |
| 5.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES | Management | For | For |
| 5.2 | TO APPROVE THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For |
| 5.3 | TO EXTEND THE GENERAL MANDATE IN ORDINARY RESOLUTION NO. 5(1) TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES | Management | For | For |
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 16 MAY 2017 AT 09:00 HRS. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU. | Management | None | Did not vote |
| CONVENIENCE RETAIL ASIA LTD Meeting Date: MAY 15, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G23980108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0406/LTN20170406829.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0406/LTN20170406819.pdf | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2.I | TO DECLARE A FINAL DIVIDEND | Management | For | For |
| 2.II | TO DECLARE A SPECIAL DIVIDEND OUT OF THE SHARE PREMIUM ACCOUNT OF THE COMPANY | Management | For | For |
| 3.I | TO RE-ELECT MR MALCOLM AU MAN CHUNG AS DIRECTOR | Management | For | For |
| 3.II | TO RE-ELECT DR SARAH MARY LIAO SAU TUNG AS DIRECTOR | Management | For | For |
| 3.III | TO RE-ELECT MR GODFREY ERNEST SCOTCHBROOK AS DIRECTOR | Management | For | For |
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For |
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE ADDITIONAL SHARES NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For |
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For |
| 7 | TO EXTEND THE GENERAL MANDATE GIVEN TO THE DIRECTORS TO ALLOT AND ISSUE ADDITIONAL SHARES OF AN AMOUNT NOT EXCEEDING THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | Management | For | For |
| CROESUS RETAIL TRUST, SINGAPORE Meeting Date: OCT 27, 2016 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y1780H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE STATEMENT OF THE TRUSTEE-MANAGER ISSUED BY CROESUS RETAIL ASSET MANAGEMENT PTE. LTD., AS TRUSTEE- MANAGER OF CRT (THE "TRUSTEE-MANAGER") AND THE AUDITED FINANCIAL STATEMENTS OF CRT GROUP FOR THE FINANCIAL YEAR ENDED 30 JUNE 2016 T | Management | For | For |
| 2 | TO RE-APPOINT ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF CRT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF CRT AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE-MANAGER TO FIX ITS REMUNERATION | Management | For | For |
| 3 | TO ENDORSE THE APPOINTMENT OF THE FOLLOWING DIRECTOR OF THE TRUSTEE- MANAGER: MR LIM TECK LEONG DAVID | Management | For | For |
| 4 | TO ENDORSE THE APPOINTMENT OF THE FOLLOWING DIRECTOR OF THE TRUSTEE- MANAGER: MR JIM CHANG CHENG-WEN | Management | For | For |
| 5 | TO ENDORSE THE APPOINTMENT OF THE FOLLOWING DIRECTOR OF THE TRUSTEE- MANAGER: MR YONG CHAO HSIEN JEREMY | Management | For | For |
| 6 | TO ENDORSE THE APPOINTMENT OF THE FOLLOWING DIRECTOR OF THE TRUSTEE- MANAGER: MR ENG MENG LEONG | Management | For | For |
| 7 | TO ENDORSE THE APPOINTMENT OF THE FOLLOWING DIRECTOR OF THE TRUSTEE- MANAGER: MR QUAH BAN HUAT | Management | For | For |
| 8 | TO ENDORSE THE PAYMENT OF DIRECTORS' FEES OF UP TO SGD 250,000 FOR THE FINANCIAL YEAR ENDING 30 JUNE 2017 TO THE DIRECTORS OF THE TRUSTEE-MANAGER, TO BE PAID QUARTERLY IN ARREARS | Management | For | For |
| 9 | GENERAL MANDATE TO ISSUE UNITS IN CRT ("UNITS") | Management | For | For |
| CROESUS RETAIL TRUST, SINGAPORE Meeting Date: OCT 27, 2016 Record Date: Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y1780H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | THE PROPOSED ELECTRONIC COMMUNICATIONS AMENDMENTS | Management | For | For |
| 2 | THE OTHER PROPOSED TRUST DEED AMENDMENTS | Management | For | For |
| CSI PROPERTIES LTD, HAMILTON Meeting Date: MAR 15, 2017 Record Date: MAR 14, 2017 Meeting Type: SPECIAL GENERAL MEETING | ||||
| Ticker: Security ID: G2581C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0223/LTN20170223141.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0223/LTN20170223133.pdf | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO APPROVE THE SALE ON AND SUBJECT TO THE TERMS AND CONDITIONS SET OUT IN THE SPA AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO, AMONG OTHER THINGS, DO AND EXECUTE ALL ACTS AND DOCUMENTS AND AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE TO IMPLEMENT AND G | Management | For | Did Not Vote |
| CTBC FINANCIAL HOLDING CO LTD Meeting Date: JUN 16, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y15093100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | THE 2016 FINANCIAL REPORTS. | Management | For | Did Not Vote |
| 2 | THE DISTRIBUTION OF EARNINGS FOR 2016. PROPOSED CASH DIVIDEND: TWD 0.85 PER SHARE. | Management | For | Did Not Vote |
| 3 | CASH DISTRIBUTION FROM THE CAPITAL SURPLUS.PROPOSED CAPITAL DISTRIBUTION: TWD 0.15 PER SHARE. | Management | For | Did Not Vote |
| 4 | THE AMENDMENTS TO PROCEDURE FOR THE ACQUISITION OR DISPOSAL OF ASSETS. | Management | For | Did Not Vote |
| DAQIN RAILWAY CO LTD, DATONG Meeting Date: DEC 30, 2016 Record Date: DEC 22, 2016 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y1997H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO SIGN COMPREHENSIVE SERVICES FRAMEWORK AGREEMENT WITH A COMPANY | Management | For | For |
| DBS GROUP HOLDINGS LTD, SINGAPORE Meeting Date: APR 27, 2017 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y20246107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016 AND THE AUDITOR'S REPORT THEREON | Management | For | Did Not Vote |
| 2 | TO DECLARE A ONE-TIER TAX EXEMPT FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, FOR THE YEAR ENDED 31 DECEMBER 2016. [2015: FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, ONE-TIER TAX EXEMPT] | Management | For | Did Not Vote |
| 3 | TO APPROVE THE AMOUNT OF SGD 3,588,490 PROPOSED AS DIRECTORS' REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2016. [2015: SGD 3,688,541] | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | Did Not Vote |
| 5 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR BART BROADMAN | Management | For | Did Not Vote |
| 6 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR HO TIAN YEE | Management | For | Did Not Vote |
| 7 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS RETIRING UNDER ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HERSELF FOR RE-ELECTION: MRS OW FOONG PHENG | Management | For | Did Not Vote |
| 8 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO OFFER AND GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES OF THE COMPANY ("DBSH ORDINARY | Management | For | Did Not Vote |
| 9 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO: (A) (I) ISSUE SHARES OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") TH | Management | For | Did Not Vote |
| 10 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT TO THE APPLICATION OF THE DBSH SCRIP DIVIDEND SCHEME TO THE FI | Management | For | Did Not Vote |
| 11 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO APPLY THE DBSH SCRIP DIVIDEND SCHEME TO ANY DIVIDEND(S) WHICH MAY BE DECLARED FOR THE YEAR ENDING 31 DECEMBER 2017 AND TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE CO | Management | For | Did Not Vote |
| 12 | THAT: (A) FOR THE PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, CHAPTER 50 (THE "COMPANIES ACT"), THE EXERCISE BY THE DIRECTORS OF THE COMPANY OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES OF THE COMPANY | Management | For | Did Not Vote |
| DONGBU INSURANCE CO LTD, SEOUL Meeting Date: MAR 17, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y2096K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2 | AMENDMENT OF ARTICLES OF INCORP | Management | For | Did Not Vote |
| 3 | ELECTION OF DIRECTORS: GIM YEONG MAN, I SEUNG U, GIM SEONG GUK | Management | For | Did Not Vote |
| 4 | ELECTION OF OUTSIDE DIRECTOR WHO WILL BE AN AUDIT COMMITTEE MEMBER: BAK SANG YONG | Management | For | Did Not Vote |
| 5 | ELECTION OF AUDIT COMMITTEE MEMBERS WHO ARE OUTSIDE DIRECTORS: GIM SEONG GUK, I SEUNG U | Management | For | Did Not Vote |
| 6 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | Did Not Vote |
| EGL HOLDINGS CO LTD, GRAND CAYMAN Meeting Date: DEC 16, 2016 Record Date: DEC 15, 2016 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: G3089V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1124/LTN20161124493.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1124/LTN20161124471.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO APPROVE, CONFIRM AND RATIFY THE SP AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 25 NOVEMBER 2016 ("CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE IMPLEMENTATION THEREOF; AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY ( | Management | For | For |
| EGL HOLDINGS CO LTD, GRAND CAYMAN Meeting Date: MAY 26, 2017 Record Date: MAY 22, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G3089V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0424/LTN201704241367.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0424/LTN201704241375. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO CONSIDER, RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO CONSIDER AND DECLARE A FINAL DIVIDEND OF HK2.0 CENTS PER SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 3.A.I | TO RE-ELECT MR. YUEN MAN YING AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 3A.II | TO RE-ELECT MR. HUEN KWOK CHUEN AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 3AIII | TO RE-ELECT MR. CHAN KIM FAI AS INDEPENDENT NONEXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 3.B | TO AUTHORISED THE BOARD OF DIRECTORS OF THE COMPANY ("BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | For | For |
| 4 | TO RE-APPOINT BDO LIMITED AS THE AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For |
| 5.A | TO GIVE A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For |
| 5.B | TO GIVE A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For |
| 5.C | TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS OF THE COMPANY PURSUANT TO ORDINARY RESOLUTION NO. 5 (A) TO ISSUE SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 5 (B) | Management | For | For |
| EZION HOLDINGS LTD Meeting Date: APR 27, 2017 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y2186W104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE INDEPENDENT AUDITORS' REPORT THEREON | Management | For | Did Not Vote |
| 2 | TO RE-ELECT MR CHEW THIAM KENG, A DIRECTOR OF THE COMPANY RETIRING PURSUANT TO ARTICLE 107 OF THE CONSTITUTION OF THE COMPANY | Management | For | Did Not Vote |
| 3 | TO RE-ELECT MR LIM THEAN EE, A DIRECTOR OF THE COMPANY RETIRING PURSUANT TO ARTICLE 107 OF THE CONSTITUTION OF THE COMPANY | Management | For | Did Not Vote |
| 4 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF SGD 223,000.00 FOR THE YEAR ENDED 31 DECEMBER 2016 (FY2015: SGD 223,000.00) | Management | For | Did Not Vote |
| 5 | TO RE-APPOINT KPMG LLP AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 6 | AUTHORITY TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY | Management | For | Did Not Vote |
| 7 | AUTHORITY TO ISSUE SHARES UNDER THE EZION EMPLOYEE SHARE PLAN | Management | For | Did Not Vote |
| 8 | AUTHORITY TO ISSUE SHARES UNDER THE EZION EMPLOYEE SHARE OPTION SCHEME | Management | For | Did Not Vote |
| 9 | RENEWAL OF SHARE BUYBACK MANDATE | Management | For | Did Not Vote |
| CMMT | 13 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 4.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| FAR EAST HORIZON LTD, HONG KONG Meeting Date: JUN 07, 2017 Record Date: JUN 01, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y24286109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 508/ltn201705081051.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 508/ltn201705081059. | Management | None | Did not vote |
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.23 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES IN THE SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | For | Did Not Vote |
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES IN THE SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | For | Did Not Vote |
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES BOUGHT BACK BY THE COMPANY | Management | For | Did Not Vote |
| FILA KOREA CO LTD, SEOUL Meeting Date: MAR 31, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y2484W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF FINANCIAL STATEMENT | Management | For | Did Not Vote |
| 2 | ELECTION OF DIRECTOR CANDIDATES: YUN YUN SU, JO YEONG JAE, GANG JUN HO | Management | For | Did Not Vote |
| 3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | Did Not Vote |
| 4 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | For | Did Not Vote |
| FLEXIUM INTERCONNECT INC, KAOHSIUNG CITY Meeting Date: JUN 22, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y2573J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | TO APPROVE THE YEAR 2016 FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | TO APPROVE THE PROPOSAL FOR 2016 DIVIDEND DISTRIBUTION.PROPOSED CASH DIVIDEND :TWD 2.5 PER SHARE. | Management | For | Did Not Vote |
| 3 | PROPOSAL FOR A NEW SHARE ISSUE AND CASH DISTRIBUTIONS THROUGH CAPITAL SURPLUS.PROPOSED CAPITAL DISTRIBUTION :TWD 2 PER SHARE.PROPOSED BONUS ISSUE : 50 SHARES PER 1000 SHARES. | Management | For | Did Not Vote |
| FRASERS COMMERCIAL TRUST Meeting Date: JAN 23, 2017 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y2643G122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE OF FCOT ISSUED BY BRITISH AND MALAYAN TRUSTEES LIMITED, THE TRUSTEE OF FCOT (THE "TRUSTEE"), THE STATEMENT BY THE MANAGER ISSUED BY FRASERS CENTREPOINT ASSET MANAGEMENT (COMMERCIAL) LTD., THE MANAGER OF FCOT | Management | For | For |
| 2 | TO RE-APPOINT KPMG LLP ("KPMG") AS AUDITORS OF FCOT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF FCOT, AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | Management | For | For |
| 3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER, TO: (A) (I) ISSUE UNITS IN FCOT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE | Management | For | For |
| FSE ENGINEERING HOLDINGS LTD, GRAND CAYMAN Meeting Date: NOV 30, 2016 Record Date: NOV 25, 2016 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: G3727N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1024/LTN20161024465.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1024/LTN20161024449.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO APPROVE THE PROPOSED ACQUISITION (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 25 OCTOBER 2016 (THE ''CIRCULAR'')) ON TERMS AND CONDITIONS OF THE AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | For |
| FSE ENGINEERING HOLDINGS LTD, GRAND CAYMAN Meeting Date: NOV 30, 2016 Record Date: NOV 25, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G3727N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1014/LTN20161014410.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1014/LTN20161014384.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE ''DIRECTORS'') AND THE AUDITOR (THE ''AUDITOR'') OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2016 | Management | For | For |
| 2 | TO DECLARE THE PAYMENT OF FINAL DIVIDEND FOR THE YEAR ENDED 30 JUNE 2016 | Management | For | For |
| 3.A | TO RE-ELECT MR WONG KWOK KIN, ANDREW AS DIRECTOR | Management | For | For |
| 3.B | TO RE-ELECT MR DOO WILLIAM JUNIOR GUILHERME AS DIRECTOR | Management | For | For |
| 3.C | TO RE-ELECT MR LEE KWOK BONG AS DIRECTOR | Management | For | For |
| 3.D | TO RE-ELECT MR LAM WAI HON, PATRICK AS DIRECTOR | Management | For | For |
| 3.E | TO RE-ELECT DR TONG YUK LUN, PAUL AS DIRECTOR | Management | For | For |
| 3.F | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For |
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For |
| 5 | TO APPROVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF ISSUED SHARES AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | Against |
| 6 | TO APPROVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF ISSUED SHARES AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For |
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES BY THE ADDITION THERETO THE SHARES BOUGHT-BACK BY THE COMPANY | Management | For | For |
| FSE ENGINEERING HOLDINGS LTD, GRAND CAYMAN Meeting Date: MAY 25, 2017 Record Date: MAY 19, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: G3727N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0508/LTN20170508948.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0508/LTN20170508970.pd | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE NWD MASTER SERVICES AGREEMENT, THE SERVICES TRANSACTIONS CONTEMPLATED THEREUNDER AND THEIR PROPOSED ANNUAL CAPS FOR THE THREE FINANCIAL YEARS ENDING 30 JUNE 2020 | Management | For | For |
| 2 | TO CONSIDER AND APPROVE THE NWS MASTER SERVICES AGREEMENT, THE SERVICES TRANSACTIONS CONTEMPLATED THEREUNDER AND THEIR PROPOSED ANNUAL CAPS FOR THE THREE FINANCIAL YEARS ENDING 30 JUNE 2020 | Management | For | For |
| 3 | TO CONSIDER AND APPROVE THE NWDS MASTER SERVICES AGREEMENT, THE SERVICES TRANSACTIONS CONTEMPLATED THEREUNDER AND THEIR PROPOSED ANNUAL CAPS FOR THE THREE FINANCIAL YEARS ENDING 30 JUNE 2020 | Management | For | For |
| 4 | TO CONSIDER AND APPROVE THE CTFJ MASTER SERVICES AGREEMENT, THE SERVICES TRANSACTIONS CONTEMPLATED THEREUNDER AND THEIR PROPOSED ANNUAL CAPS FOR THE THREE FINANCIAL YEARS ENDING 30 JUNE 2020 | Management | For | For |
| 5 | TO CONSIDER AND APPROVE THE DOO'S ASSOCIATES GROUP MASTER SERVICES AGREEMENT, THE SERVICES TRANSACTIONS CONTEMPLATED THEREUNDER AND THEIR PROPOSED ANNUAL CAPS FOR THE THREE FINANCIAL YEARS ENDING 30 JUNE 2020 | Management | For | For |
| GOLDPAC GROUP LTD, HONG KONG Meeting Date: MAY 18, 2017 Record Date: MAY 12, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y27592107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0412/LTN20170412309.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0412/LTN20170412357.pd | Management | None | Did not vote |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2.I | TO DECLARE A FINAL DIVIDEND OF HK7.0 CENTS (EQUIVALENT TO APPROXIMATELY RMB6.2 CENTS) PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2.II | TO DECLARE A SPECIAL DIVIDEND OF HK6.0 CENTS (EQUIVALENT TO APPROXIMATELY RMB5.3 CENTS) PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3.I | TO RE-ELECT MR. LU RUN TING AS AN EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.II | TO RE-ELECT MR. LU RUNYI AS AN EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.III | TO RE-ELECT MR. CHRISTOPHE JACQUES PAGEZY AS A NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.IV | TO APPOINT MR. WU SIQIANG AS AN EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.V | TO APPOINT MS. YE LU AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 4 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | Did Not Vote |
| 5 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 6 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | Did Not Vote |
| 7 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | Did Not Vote |
| 8 | TO EXTEND THE GENERAL MANDATE GRANTED UNDER RESOLUTION NO. 6 BY ADDING SHARES BOUGHT BACK PURSUANT TO THE GENERAL MANDATE GRANTED UNDER RESOLUTION NO. 7 | Management | For | Did Not Vote |
| GS RETAIL CO LTD, SEOUL Meeting Date: MAR 17, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y2915J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2.1 | ELECTION OF INSIDE DIRECTOR HEO YEON SU | Management | For | Did Not Vote |
| 2.2 | ELECTION OF OUTSIDE DIRECTOR SIN DONG GYU | Management | For | Did Not Vote |
| 2.3 | ELECTION OF OUTSIDE DIRECTOR IM CHUN SEONG | Management | For | Did Not Vote |
| 2.4 | ELECTION OF OUTSIDE DIRECTOR CHOE HYO SEONG | Management | For | Did Not Vote |
| 3.1 | ELECTION OF AUDIT COMMITTEE MEMBER SHIN DONG GYU | Management | For | Did Not Vote |
| 3.2 | ELECTION OF AUDIT COMMITTEE MEMBER IM CHUN SEONG | Management | For | Did Not Vote |
| 3.3 | ELECTION OF AUDIT COMMITTEE MEMBER CHOE HYO SEONG | Management | For | Did Not Vote |
| 4 | AMENDMENT OF ARTICLES OF INCORP | Management | For | Did Not Vote |
| 5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | Did Not Vote |
| HAITIAN INTERNATIONAL HOLDINGS LTD Meeting Date: MAY 18, 2017 Record Date: MAY 12, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G4232C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411636.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411656.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO RE-ELECT PROF. HELMUT HELMAR FRANZ AS DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For |
| 3 | TO RE-ELECT DR. STEVEN CHOW AS DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For |
| 4 | TO RE-ELECT MR. LOU BAIJUN AS DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For |
| 5 | TO RE-ELECT MR. GUO YONGHUI AS DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For |
| 6 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | For | For |
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For |
| 8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | For | For |
| 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | For |
| 10 | TO ADD THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY TO THE MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 8 | Management | For | For |
| HANA MICROELECTRONICS PUBLIC CO LTD Meeting Date: APR 28, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y29974188 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO CERTIFY THE MINUTES OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS NO. 23/2016 HELD ON 29 APRIL 2016 | Management | For | Did Not Vote |
| 2 | TO ACKNOWLEDGE THE COMPANY'S PERFORMANCE FOR THE YEAR 2016 | Management | For | Did Not Vote |
| 3 | TO APPROVE THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 4 | TO APPROVE THE DIVIDEND PAYMENT FOR THE YEAR 2016 | Management | For | Did Not Vote |
| 5.1 | TO APPROVE THE APPOINTMENT OF DIRECTOR IN PLACE OF THOSE RETIRED BY ROTATION: MR. JOHN THOMPSON | Management | For | Did Not Vote |
| 5.2 | TO APPROVE THE APPOINTMENT OF DIRECTOR IN PLACE OF THOSE RETIRED BY ROTATION: MRS. SALAKCHITT PREEDAPORN | Management | For | Did Not Vote |
| 6 | TO APPROVE THE DIRECTOR'S REMUNERATION FOR THE YEAR 2017 | Management | For | Did Not Vote |
| 7 | TO APPROVE THE APPOINTMENT OF THE COMPANY'S AUDITORS FOR THE YEAR 2017 AND FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 8 | OTHER BUSINESS (IF ANY) | Management | For | Did Not Vote |
| CMMT | 27 FEB 2017: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY-CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT-AGENDA AS ABSTAIN. | Management | None | Did not vote |
| CMMT | 27 FEB 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| HOPEFLUENT GROUP HOLDINGS LTD Meeting Date: JUN 15, 2017 Record Date: JUN 09, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G45992107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0425/LTN20170425355.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0425/LTN20170425337.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER, 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND OF HK9 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER, 2016 AND THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO DO ALL ACTS AND THINGS AS MAY BE NECESSARY AND EXPEDIENT IN CONNECTION WITH PAYMENT OF DIVIDEND FOR THE YEAR ENDED 31 | Management | For | Did Not Vote |
| 3.AI | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR: FU WAI CHUNG | Management | For | Did Not Vote |
| 3.AII | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR: LAM KING PUI | Management | For | Did Not Vote |
| 3AIII | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR: NG KEUNG | Management | For | Did Not Vote |
| 3.B | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX DIRECTORS' REMUNERATION UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL AS AT THE DATE OF THIS RESOLUTION | Management | For | Did Not Vote |
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO PURCHASE SHARES NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL AS AT THE DATE OF THIS RESOLUTION | Management | For | Did Not Vote |
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY BY ADDING AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED PURSUANT TO THE FOREGOING RESOLUTION NO. 6 | Management | For | Did Not Vote |
| HUAYU AUTOMOTIVE SYSTEMS COMPANY LTD, SHANGHAI Meeting Date: MAY 26, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y3750U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | 2016 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
| 2 | 2016 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | Did Not Vote |
| 3 | 2016 WORK REPORT OF INDEPENDENT DIRECTORS | Management | For | Did Not Vote |
| 4 | 2016 FINANCIAL RESOLUTION REPORT | Management | For | Did Not Vote |
| 5 | 2016 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY10.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | For | Did Not Vote |
| 6 | 2016 ANNUAL REPORT AND ITS SUMMARY | Management | For | Did Not Vote |
| CMMT | PLEASE NOTE THAT THE AFFILIATED SHAREHOLDERS SHALL WITHDRAW FROM VOTING FOR-RESOLUTION 7 | Management | None | Did not vote |
| 7 | 2017 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | Management | For | Did Not Vote |
| 8 | APPLICATION FOR CREDIT LINE TO BANKS BY SUBSIDIARIES AND GUARANTEE PROVIDED BY THE COMPANY | Management | For | Did Not Vote |
| 9 | GUARANTEE FOR A COMPANY | Management | For | Did Not Vote |
| 10 | REAPPOINTMENT OF 2017 FINANCIAL AUDIT FIRM: DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP | Management | For | Did Not Vote |
| 11 | REAPPOINTMENT OF 2017 INTERNAL CONTROL AUDIT FIRM: DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP | Management | For | Did Not Vote |
| 12 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | Did Not Vote |
| HUI XIAN REAL ESTATE INVESTMENT TRUST, HONG KONG Meeting Date: MAY 12, 2017 Record Date: MAY 08, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y37494104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0420/LTN201704201162.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0420/LTN201704201146. | Management | None | Did not vote |
| 1 | (I) TO APPROVE THE 2017 CK PROPERTY WAIVER AND THE PROPOSED ANNUAL CAPS FOR CK PROPERTY CONNECTED PARTY TRANSACTIONS; AND (II) TO AUTHORISE THE MANAGER,ANY DIRECTOR OF THE MANAGER AND THE TRUSTEE TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS AS THE | Management | For | For |
| 2 | (I) TO APPROVE THE 2017 MANAGER WAIVER AND THE PROPOSED ANNUAL CAPS FOR MANAGER CONNECTED PARTY TRANSACTIONS; AND (II) TO AUTHORISE THE MANAGER, ANY DIRECTOR OF THE MANAGER AND THE TRUSTEE TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS AS THE MANAGE | Management | For | For |
| HUI XIAN REAL ESTATE INVESTMENT TRUST, HONG KONG Meeting Date: MAY 12, 2017 Record Date: MAY 08, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y37494104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051813.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051799. | Management | None | Did not vote |
| 1 | TO APPROVE THE GRANT OF A GENERAL MANDATE IN RELATION TO THE BUY-BACK OF UNITS IN HUI XIAN REIT | Management | For | For |
| 2 | (I) TO APPROVE THE VARIABLE FEE AMENDMENTS AND (II) THE MANAGER, ANY DIRECTOR OF THE MANAGER AND THE TRUSTEE EACH BE AND IS AUTHORISED TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS TO IMPLEMENT OR GIVE EFFECT TO SUCH APPROVAL | Management | For | For |
| HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LT Meeting Date: MAY 09, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G4672G106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0330/LTN20170330693.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0330/LTN20170330681.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | Did Not Vote |
| 3.A | TO RE-ELECT MR FOK KIN NING, CANNING AS A DIRECTOR | Management | For | Did Not Vote |
| 3.B | TO RE-ELECT MR WOO CHIU MAN, CLIFF AS A DIRECTOR | Management | For | Did Not Vote |
| 3.C | TO RE-ELECT MR LAI KAI MING, DOMINIC AS A DIRECTOR | Management | For | Did Not Vote |
| 3.D | TO RE-ELECT MS EDITH SHIH AS A DIRECTOR | Management | For | Did Not Vote |
| 3.E | TO RE-ELECT MR CHEONG YING CHEW, HENRY AS A DIRECTOR | Management | For | Did Not Vote |
| 3.F | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | Did Not Vote |
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | For | Did Not Vote |
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | Did Not Vote |
| 7 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | For | Did Not Vote |
| I.T LIMITED, HAMILTON Meeting Date: AUG 12, 2016 Record Date: AUG 09, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G4977W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0614/LTN20160614215.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0614/LTN20160614201.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED 29 FEBRUARY 2016 | Management | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND OF 8.4 HK CENTS PER SHARE | Management | For | For |
| 3 | TO RE-ELECT MR. CHAN WAI KWAN AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 4 | TO RE-ELECT MR. SHAM KIN WAI AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 5 | TO RE-ELECT DR. WONG TIN YAU, KELVIN, JP AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 6 | TO RE-ELECT MR. FRANCIS GOUTENMACHER AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 7 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For |
| 8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE BOARD TO FIX THE AUDITOR'S REMUNERATION | Management | For | For |
| 9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO PURCHASE THE COMPANY'S SHARES NOT EXCEEDING 10% OF THE NUMBER OF THE ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For |
| 10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF THE ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For |
| 11 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 9 AND 10, TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION 10 TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE NUMBER OF SHARES PURCHASED BY THE COMPANY | Management | For | For |
| INFOSYS LTD, BANGALORE Meeting Date: MAR 31, 2017 Record Date: FEB 24, 2017 Meeting Type: OTHER MEETING | ||||
| Ticker: Security ID: Y4082C133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR-INSTRUCTIONS BY THE INDICATED C | Management | None | Did not vote |
| 1 | ORDINARY RESOLUTION - REVISION IN COMPENSATION OF U B PRAVIN RAO, CHIEF OPERATING OFFICER & WHOLE-TIME DIRECTOR | Management | For | Did Not Vote |
| 2 | ORDINARY RESOLUTION - APPOINTMENT OF D N PRAHLAD, AS AN INDEPENDENT DIRECTOR | Management | For | Did Not Vote |
| 3 | SPECIAL RESOLUTION - TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN CONFORMITY WITH THE COMPANIES ACT, 2013 | Management | For | Did Not Vote |
| INFOSYS LTD, BANGALORE Meeting Date: JUN 24, 2017 Record Date: JUN 16, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y4082C133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | ADOPTION OF FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2 | DECLARATION OF DIVIDEND: TO DECLARE A FINAL DIVIDEND OF INR 14.75 PER EQUITY SHARE AND TO APPROVE THE INTERIM DIVIDEND OF INR 11.00 PER EQUITY SHARE, ALREADY PAID DURING THE YEAR, FOR THE YEAR ENDED MARCH 31, 2017 | Management | For | Did Not Vote |
| 3 | APPOINTMENT OF U. B. PRAVIN RAO AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | Management | For | Did Not Vote |
| 4 | APPOINTMENT OF AUDITORS: DELOITTE HASKINS & SELLS, LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NUMBER 117366 W/W 100018) ('DELOITTE') | Management | For | Did Not Vote |
| 5 | APPOINTMENT OF BRANCH AUDITORS | Management | For | Did Not Vote |
| INTIME RETAIL (GROUP) CO LTD Meeting Date: MAY 08, 2017 Record Date: APR 27, 2017 Meeting Type: COURT MEETING | ||||
| Ticker: Security ID: G4922U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0331/LTN20170331159.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0331/LTN20170331087.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT DATED 31 MARCH 2017 (THE "SCHEME") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME) AS REFERRED TO IN THE NOTI | Management | For | For |
| INTIME RETAIL (GROUP) CO LTD Meeting Date: MAY 08, 2017 Record Date: APR 27, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: G4922U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0331/LTN20170331145.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0331/LTN20170331103.pdf | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| S.1 | TO APPROVE THE CAPITAL REDUCTION FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME | Management | For | For |
| O.1 | TO APPROVE THE INCREASE IN THE ISSUED SHARE CAPITAL OF THE COMPANY, AND AUTHORISE ANY ONE OF THE DIRECTORS OF THE COMPANY TO DO ALL ACTS AND THINGS CONSIDERED BY HIM/HER TO BE NECESSARY OR DESIRABLE IN CONNECTION WITH THE IMPLEMENTATION OF THE SCHEME AND | Management | For | For |
| O.2 | TO APPROVE THE ROLLOVER ARRANGEMENT BETWEEN ALIBABA INVESTMENT LIMITED, INTIME INTERNATIONAL HOLDINGS LIMITED, MR. CHEN XIAODONG AND HONOR MIND HOLDINGS LIMITED UNDER THE ROLLOVER AGREEMENT ENTERED INTO AMONG THEM ON 9 JANUARY 2017 | Management | For | For |
| CMMT | 03 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS S.1 TO O.2 IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Management | None | Did not vote |
| JIANGNAN GROUP LTD, GRAND CAYMAN Meeting Date: MAY 19, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G51383100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0406/LTN201704061513.pdf, | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND APPROVE THE REPORTS OF THE DIRECTORS OF THE COMPANY AND THE COMPANY'S AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO APPROVE THE DECLARATION OF PAYMENT OF A FINAL DIVIDEND OF HK3.1 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 3.A | TO RE-ELECT MR. JIANG YONGWEI AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 3.B | TO RE-ELECT MR. YANG RONGKAI AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 3.C | TO RE-ELECT MR. POON YICK PANG PHILIP AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 3.D | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | For | For |
| 4 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For |
| 5.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH THE SHARES OF THE COMPANY | Management | For | For |
| 5.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO PURCHASE THE SHARES OF THE COMPANY | Management | For | For |
| 5.C | TO ADD THE NUMBER OF THE SHARES OF THE COMPANY REPURCHASED BY THE COMPANY TO THE TOTAL NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ALLOTTED AND ISSUED UNDER THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NUMBERED 5(A) | Management | For | For |
| JOHNSON HEALTH TECH CO LTD Meeting Date: JUN 22, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y4466K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | TO ACCEPT 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2016 PROFITS. PROPOSED CASH DIVIDEND: TWD 1.15 PER SHARE. | Management | For | Did Not Vote |
| 3 | TO REVISE THE FOLLOWING INTERNAL RULES: ARTICLE OF INCORPORATION. | Management | For | Did Not Vote |
| 4 | TO REVISE THE FOLLOWING INTERNAL RULES: ACQUISITION OR DISPOSAL OF ASSETS. | Management | For | Did Not Vote |
| 5 | TO REVISE THE FOLLOWING INTERNAL RULES: PROCEDURES FOR ENDORSEMENT AND GUARANTEE. | Management | For | Did Not Vote |
| 6 | TO REVISE THE FOLLOWING INTERNAL RULES: PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES. | Management | For | Did Not Vote |
| 7 | TO REVISE THE FOLLOWING INTERNAL RULES: POLICES AND PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS. | Management | For | Did Not Vote |
| 8 | TO REVISE THE FOLLOWING INTERNAL RULES: RULES FOR ELECTION OF DIRECTORS AND SUPERVISORS. | Management | For | Did Not Vote |
| 9 | TO REVISE THE FOLLOWING INTERNAL RULES: RULES AND PROCEDURES OF SHAREHOLDERS' MEETINGS. | Management | For | Did Not Vote |
| 10.1 | THE ELECTION OF THE DIRECTOR.:PETER LO,SHAREHOLDER NO.00000001 | Management | For | Did Not Vote |
| 10.2 | THE ELECTION OF THE DIRECTOR.:CINDY HE,SHAREHOLDER NO.00000002 | Management | For | Did Not Vote |
| 10.3 | THE ELECTION OF THE DIRECTOR.:JASON LO,SHAREHOLDER NO.00000003 | Management | For | Did Not Vote |
| 10.4 | THE ELECTION OF THE DIRECTOR.:YA KANG WANG,SHAREHOLDER NO.R102735XXX | Management | For | Did Not Vote |
| 10.5 | THE ELECTION OF THE DIRECTOR.:SPENCER HSIEH,SHAREHOLDER NO.00000803 | Management | For | Did Not Vote |
| 10.6 | THE ELECTION OF THE DIRECTOR.:MAY LO,SHAREHOLDER NO.00000005 | Management | For | Did Not Vote |
| 10.7 | THE ELECTION OF THE DIRECTOR.:TERESA LO,SHAREHOLDER NO.00000004 | Management | For | Did Not Vote |
| 10.8 | THE ELECTION OF THE DIRECTOR.:JUNG REN FU,SHAREHOLDER NO.00001038 | Management | For | Did Not Vote |
| 10.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:VINCENT CHEN,SHAREHOLDER NO.Y120074XXX | Management | For | Did Not Vote |
| 10.10 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:YIH HORNG LIN,SHAREHOLDER NO.00013907 | Management | For | Did Not Vote |
| 10.11 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHAO TANG YUE,SHAREHOLDER NO.E101392XXX | Management | For | Did Not Vote |
| 11 | PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE NEWLY ELECTED DIRECTORS AND ITS REPRESENTATIVES. | Management | For | Did Not Vote |
| KB FINANCIAL GROUP INC. Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y46007103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2 | AMENDMENT OF ARTICLES OF INCORP | Management | For | Did Not Vote |
| 3.1 | ELECTION OF A NON-PERMANENT DIRECTOR I HONG | Management | For | Did Not Vote |
| 3.2 | ELECTION OF OUTSIDE DIRECTOR CHOE YEONG HWI | Management | For | Did Not Vote |
| 3.3 | ELECTION OF OUTSIDE DIRECTOR YU SEOK RYEOL | Management | For | Did Not Vote |
| 3.4 | ELECTION OF OUTSIDE DIRECTOR I BYEONG NAM | Management | For | Did Not Vote |
| 3.5 | ELECTION OF OUTSIDE DIRECTOR BAK JAE HA | Management | For | Did Not Vote |
| 3.6 | ELECTION OF OUTSIDE DIRECTOR GIM YU NI SEU GYEONG HUI | Management | For | Did Not Vote |
| 3.7 | ELECTION OF OUTSIDE DIRECTOR STUART B SOLOMON | Management | For | Did Not Vote |
| 4 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER HAN JONG SU | Management | For | Did Not Vote |
| 5.1 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR YU SEOK RYEOL | Management | For | Did Not Vote |
| 5.2 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR BAK JAE HA | Management | For | Did Not Vote |
| 5.3 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR GIM YU NI SEU GYEONG HUI | Management | For | Did Not Vote |
| 6 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | Did Not Vote |
| KERRY TJ LOGISTICS COMPANY LIMITED, TAICHUNG CITY Meeting Date: JUN 14, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y8488H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | THE 2016 BUSINESS REPORTS AND FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | THE 2016 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND: TWD 1.5 PER SHARE. | Management | For | Did Not Vote |
| 3 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL. | Management | For | Did Not Vote |
| 4 | THE PROPOSAL TO RELEASE NON COMPETITION RESTRICTION ON THE DIRECTORS AND REPRESENTATIVE. | Management | For | Did Not Vote |
| KING YUAN ELECTRONICS CO LTD Meeting Date: JUN 08, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y4801V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | THE 2016 BUSINESS REPORTS AND FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | THE 2016 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND :TWD 1.4 PER SHARE. | Management | For | Did Not Vote |
| 3.1 | THE ELECTION OF THE DIRECTOR.:LI,JIN- GONG,SHAREHOLDER NO.2 | Management | For | Did Not Vote |
| 3.2 | THE ELECTION OF THE DIRECTOR.:XIE,QI- JUN,SHAREHOLDER NO.263 | Management | For | Did Not Vote |
| 3.3 | THE ELECTION OF THE DIRECTOR.:LIU,AN- XUAN,SHAREHOLDER NO.3403 | Management | For | Did Not Vote |
| 3.4 | THE ELECTION OF THE DIRECTOR.:LIU,GAO- YU,SHAREHOLDER NO.422 | Management | For | Did Not Vote |
| 3.5 | THE ELECTION OF THE DIRECTOR.:CHEN,GUAN- HUA,SHAREHOLDER NO.47637 | Management | For | Did Not Vote |
| 3.6 | THE ELECTION OF THE DIRECTOR.:YAN YUAN INVESTMENT CO LTD,SHAREHOLDER NO.258689,TSAI,CHAO-JUNG AS REPRESENTATIVE | Management | For | Did Not Vote |
| 3.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:YANG,XIAN-CUN,SHAREHOLDER NO.K120858XXX | Management | For | Did Not Vote |
| 3.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:XU,HUI-CHUN,SHAREHOLDER NO.D120676XXX | Management | For | Did Not Vote |
| 3.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:HUANG,DA-YE,SHAREHOLDER NO.K101459XXX | Management | For | Did Not Vote |
| 4 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL. | Management | For | Did Not Vote |
| 5 | THE PROPOSED CASH DISTRIBUTION FROM CAPITAL ACCOUNT.PROPOSED CAPITAL DISTRIBUTION :TWD 0.4 PER SHARE. | Management | For | Did Not Vote |
| 6 | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS. | Management | For | Did Not Vote |
| KOREA ELECTRIC POWER CORP, NAJU Meeting Date: JAN 10, 2017 Record Date: NOV 08, 2016 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS A POSTPONEMENT OF THE MEETING HELD ON 20 DEC 2016. | Management | None | Did not vote |
| 1 | ELECTION OF EXECUTIVE DIRECTOR CANDIDATES: MUN BONG SU | Management | For | Did Not Vote |
| KOREA ELECTRIC POWER CORP, NAJU Meeting Date: MAR 21, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | Did Not Vote |
| 3 | ELECTION OF REPRESENTATIVE DIRECTOR: JO HWAN IK | Management | For | Did Not Vote |
| CMMT | 06 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | None | Did not vote |
| LANGHAM HOSPITALITY INVESTMENTS AND LANGHAM HO Meeting Date: APR 25, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y5213M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 316/ltn20170316624.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 316/ltn20170316608.pd | Management | None | Did not vote |
| 1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUST AND THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016, THE AUDITED FINANCIAL STATEMENTS OF THE TRUSTEE-MANAGER FOR THE YEAR ENDED 31 DECEMBER 2016, TOGETHER WITH THE REPORTS OF | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DISTRIBUTION OF HK13.8 CENTS PER SHARE STAPLED UNIT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3 | TO RE-ELECT DR. LO KA SHUI AS A NON- EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 4 | TO RE-ELECT MR. SO YIU WAH, ERIC AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 5 | TO RE-ELECT MR. LO CHUN HIM, ALEXANDER AS A NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 6 | TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 7 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR OF THE TRUST, THE TRUSTEE-MANAGER AND THE COMPANY, AND AUTHORIZE THE DIRECTORS OF THE TRUSTEE- MANAGER AND THE COMPANY TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE TRUSTEE-MANAGER AND THE COMPANY TO ISSUE NEW SHARE STAPLED UNITS | Management | For | Did Not Vote |
| LARGAN PRECISION CO LTD, TAICHUNG CITY Meeting Date: JUN 14, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y52144105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | TO RECOGNIZE THE 2016 BUSINESS REPORTS AND FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2 | TO RECOGNIZE THE 2016 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 63.5 PER SHARE | Management | For | Did Not Vote |
| 3 | TO DISCUSS THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | Management | For | Did Not Vote |
| 4 | EXTRAORDINARY MOTIONS | Management | For | Did Not Vote |
| LEE & MAN CHEMICAL CO LTD, GEORGE TOWN Meeting Date: MAY 10, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G5427E114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0330/LTN20170330655.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0330/LTN20170330663.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3 | TO RE-ELECT MR. WAN CHI KEUNG, AARON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 4 | TO RE-ELECT MR. HENG VICTOR JA WEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 5 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS FOR THE YEAR ENDING 31 DECEMBER 2017. THE BONUSES IN FAVOUR OF THE DIRECTORS SHALL BE DECIDED BY THE MAJORITY OF THE BOARD PROVIDED THAT THE TOTAL AMOUNT OF BONUS PAYABLE TO ALL | Management | For | Did Not Vote |
| 6 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 7 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE OR OTHERWISE DEAL WITH THE COMPANY'S SHARES NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY, IN TERMS AS SET OUT IN ORDINARY RESOLUTION NUMBER 7 IN THE NOT | Management | For | Did Not Vote |
| 8 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY, IN TERMS AS SET OUT AS ORDINARY RESOLUTION NUMBER 8 IN THE NOTICE | Management | For | Did Not Vote |
| 9 | TO APPROVE THE EXTENSION OF THE GENERAL MANDATE TO BE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY IN TERMS AS SET OUT IN ORDINARY RESOLUTION NUMBER 7 IN THE NOTICE TO ALLOT, ISSUE OR OTHERWISE DEAL WITH THE COMPANY'S SHARES BY AN AMOUNT NOT EXCEEDING | Management | For | Did Not Vote |
| CMMT | 03 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL-RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| LONGFOR PROPERTIES CO. LTD. Meeting Date: JUN 05, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G5635P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0427/LTN20170427387.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0427/LTN20170427315.p | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND OF RMB 0.466 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3.1 | TO RE-ELECT MR. SHAO MINGXIAO AS DIRECTOR | Management | For | Did Not Vote |
| 3.2 | TO RE-ELECT MR. XIANG BING AS DIRECTOR | Management | For | Did Not Vote |
| 3.3 | TO RE-ELECT MR. ZENG MING AS DIRECTOR | Management | For | Did Not Vote |
| 3.4 | TO RE-ELECT MR. LI CHAOJIANG AS DIRECTOR | Management | For | Did Not Vote |
| 3.5 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION | Management | For | Did Not Vote |
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY | Management | For | Did Not Vote |
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | Did Not Vote |
| 7 | TO EXTEND THE GENERAL MANDATE TO BE GIVEN TO THE DIRECTORS TO ISSUE SHARES | Management | For | Did Not Vote |
| MACQUARIE KOREA INFRASTRUCTURE FUND, SEOUL Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y53643105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | RE-ELECTION OF SUPERVISORY DIRECTOR: SONG GYUNG SOON | Management | For | Did Not Vote |
| 2 | RE-ELECTION OF SUPERVISORY DIRECTOR: YOON DAE HEE | Management | For | Did Not Vote |
| MAEIL DAIRY INDUSTRY CO LTD, SEOUL Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y5373N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF SPLIT-OFF | Management | For | Did Not Vote |
| 2 | AMENDMENT OF ARTICLES OF INCORP | Management | For | Did Not Vote |
| 3 | AMENDMENT OF ARTICLES ON RETIREMENT ALLOWANCE FOR DIRECTOR | Management | For | Did Not Vote |
| 4.1 | ELECTION OF INSIDE DIRECTOR: GIM SEON HUI | Management | For | Did Not Vote |
| 4.2 | ELECTION OF OUTSIDE DIRECTOR: GIM OK GYEONG | Management | For | Did Not Vote |
| 4.3 | ELECTION OF OUTSIDE DIRECTOR: YUN JANG BAE | Management | For | Did Not Vote |
| 4.4 | ELECTION OF OUTSIDE DIRECTOR: HAN IN GU | Management | For | Did Not Vote |
| 4.5 | ELECTION OF OUTSIDE DIRECTOR: MIN JEONG GI | Management | For | Did Not Vote |
| 4.6 | ELECTION OF A NON-PERMANENT DIRECTOR: GIM JEONG MIN | Management | For | Did Not Vote |
| 5 | ELECTION OF PERMANENT AUDITOR: BANG OK GYUN | Management | For | Did Not Vote |
| 6.1 | ELECTION OF AUDIT COMMITTEE MEMBER: HAN IN GU | Management | For | Did Not Vote |
| 6.2 | ELECTION OF AUDIT COMMITTEE MEMBER: YUN JANG BAE | Management | For | Did Not Vote |
| 6.3 | ELECTION OF AUDIT COMMITTEE MEMBER: MIN JEONG GI | Management | For | Did Not Vote |
| 7 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | Did Not Vote |
| 8 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | For | Did Not Vote |
| 9 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| CMMT | 07 MAR 2017: THIS AGM IS RELATED TO THE CORPORATE EVENT OF STOCK-CONSOLIDATION FOR CAPITAL REDUCTION AND SPIN OFF | Management | None | Did not vote |
| CMMT | 07 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MODIFICATION OF THE TEXT OF RESOLUTION NO 4.5. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YO | Management | None | Did not vote |
| MAH SING GROUP BHD, KUALA LUMPUR Meeting Date: JUN 15, 2017 Record Date: JUN 08, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y5418R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO APPROVE THE DECLARATION OF A FIRST AND FINAL SINGLE-TIER DIVIDEND OF 6.5 SEN PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO APPROVE THE DIRECTORS' FEES OF RM 126,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 102 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MS LEONG YUET MEI | Management | For | Did Not Vote |
| 4 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 102 OF THE COMPANY'S ARTICLES OF ASSOCIATION: MR LOH KOK LEONG | Management | For | Did Not Vote |
| 5 | TO RE-ELECT DATUK HO HON SANG, THE DIRECTOR RETIRING PURSUANT TO ARTICLE 109 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
| 6 | TO RE-APPOINT MESSRS DELOITTE PLT AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2017 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 7 | THAT JEN. TAN SRI YAACOB BIN MAT ZAIN (R), WHO RETIRES AT THE CONCLUSION OF THIS TWENTY- FIFTH ANNUAL GENERAL MEETING OF THE COMPANY, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 8 | THAT SUBJECT TO PASSING OF RESOLUTION 7, JEN. TAN SRI YAACOB BIN MAT ZAIN (R), WHO HAS SERVED AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR FOR MORE THAN 9 YEARS, SHALL CONTINUE TO ACT AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9 | THAT CAPTAIN IZAHAM BIN ABD. RANI (R), WHO HAS SERVED AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR FOR MORE THAN 9 YEARS, SHALL CONTINUE TO ACT AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 10 | THAT SUBJECT TO PASSING OF RESOLUTION 4, MR LOH KOK LEONG, WHO HAS SERVED AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR FOR MORE THAN 9 YEARS, SHALL CONTINUE TO ACT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 11 | AUTHORITY TO ALLOT SHARES | Management | For | Did Not Vote |
| 12 | PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE AS SPECIFIED IN SECTION 2.3.1 OF THE CIRCULAR TO SHAREHOLDERS OF THE COMPANY DATED 28 APRIL 2017 ("CIRCULAR") | Management | For | Did Not Vote |
| 13 | PROPOSED RENEWAL OF SHARE BUY-BACK AUTHORITY | Management | For | Did Not Vote |
| MAPLETREE LOGISTICS TRUST Meeting Date: JUL 18, 2016 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y5759Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE REPORT OF HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED, AS TRUSTEE OF MLT (THE "TRUSTEE"), THE STATEMENT BY MAPLETREE LOGISTICS TRUST MANAGEMENT LTD., AS MANAGER OF MLT (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENT | Management | For | For |
| 2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF MLT AND TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF MLT, AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | Management | For | For |
| 3 | THAT APPROVAL BE AND IS HEREBY GIVEN TO THE MANAGER, TO (A) (I) ISSUE UNITS IN MLT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UN | Management | For | Against |
| MEDIATEK INCORPORATION Meeting Date: JUN 15, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y5945U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | ADOPTION OF THE 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2016 PROFITS. PROPOSED CASH DIVIDEND: TWD 8 PER SHARE. | Management | For | Did Not Vote |
| 3 | DISCUSSION OF CASH DISTRIBUTION FROM CAPITAL RESERVE: TWD 1.5 PER SHARE. | Management | For | Did Not Vote |
| 4 | AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION. | Management | For | Did Not Vote |
| 5 | AMENDMENTS TO THE COMPANY'S PROCEDURES GOVERNING THE ACQUISITION OR DISPOSITION OF ASSETS. | Management | For | Did Not Vote |
| 6.1 | THE ELECTION OF THE DIRECTORS.:RICK TSAI,SHAREHOLDER NO.A102354XXX | Management | For | Did Not Vote |
| 6.2 | THE ELECTION OF THE INDEPENDENT DIRECTOR..:MING JE TANG,SHAREHOLDER NO.A100065XXX | Management | For | Did Not Vote |
| 7 | SUSPENSION OF THE NON-COMPETITION RESTRICTION ON THE COMPANY'S DIRECTORS. | Management | For | Did Not Vote |
| METROPOLITAN BANK & TRUST CO., MAKATI CITY Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y6028G136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 744725 DUE TO CHANGE IN-DIRECTOR NAME IN RESOLUTION 17. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING | Management | None | Did not vote |
| 1 | CALL TO ORDER | Management | For | Did Not Vote |
| 2 | CERTIFICATION OF NOTICE AND QUORUM | Management | For | Did Not Vote |
| 3 | APPROVAL OF THE MINUTES OF THE ANNUAL MEETING HELD ON APRIL 27, 2016 | Management | For | Did Not Vote |
| 4 | PRESIDENTS REPORT TO THE STOCKHOLDERS | Management | For | Did Not Vote |
| 5 | RATIFICATION OF ALL ACTS AND RESOLUTIONS OF THE BOARD OF DIRECTORS, MANAGEMENT AND ALL COMMITTEES FROM APRIL 27, 2016 TO APRIL 25, 2017 | Management | For | Did Not Vote |
| 6 | ELECTION OF DIRECTOR: GEORGE S.K. TY | Management | For | Did Not Vote |
| 7 | ELECTION OF DIRECTOR: ARTHUR TY | Management | For | Did Not Vote |
| 8 | ELECTION OF DIRECTOR: FRANCISCO C. SEBASTIAN | Management | For | Did Not Vote |
| 9 | ELECTION OF DIRECTOR: FABIAN S. DEE | Management | For | Did Not Vote |
| 10 | ELECTION OF DIRECTOR: JESLI A. LAPUS (INDEPENDENT DIRECTOR) | Management | For | Did Not Vote |
| 11 | ELECTION OF DIRECTOR: ALFRED V TY | Management | For | Did Not Vote |
| 12 | ELECTION OF DIRECTOR: ROBIN A. KING (INDEPENDENT DIRECTOR) | Management | For | Did Not Vote |
| 13 | ELECTION OF DIRECTOR: REX C. DRILON II (INDEPENDENT DIRECTOR) | Management | For | Did Not Vote |
| 14 | ELECTION OF DIRECTOR: EDMUND A GO | Management | For | Did Not Vote |
| 15 | ELECTION OF DIRECTOR: FRANCISCO F. DEL ROSARIO, JR. (INDEPENDENT DIRECTOR) | Management | For | Did Not Vote |
| 16 | ELECTION OF DIRECTOR: VICENTE R. CUNA, JR | Management | For | Did Not Vote |
| 17 | ELECTION OF DIRECTOR: EDGAR O. CHUA (INDEPENDENT DIRECTOR) | Management | For | Did Not Vote |
| 18 | APPOINTMENT OF EXTERNAL AUDITOR | Management | For | Did Not Vote |
| 19 | OTHER MATTERS | Management | For | Did Not Vote |
| 20 | ADJOURNMENT | Management | For | Did Not Vote |
| MIDEA GROUP CO LTD Meeting Date: APR 21, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y6S40V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 752852 DUE TO ADDITION OF- RESOLUTION 18. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON TH | Management | None | Did not vote |
| 1 | 2016 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
| 2 | 2016 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | Did Not Vote |
| 3 | 2016 FINANCIAL RESOLUTION REPORT | Management | For | Did Not Vote |
| 4 | 2016 ANNUAL REPORT AND ITS SUMMARY | Management | For | Did Not Vote |
| 5 | 2016 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY10.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | For | Did Not Vote |
| 6 | THE 4TH PHASE STOCK OPTION INCENTIVE PLAN (DRAFT) AND ITS SUMMARY | Management | For | Did Not Vote |
| 7 | FORMULATION OF MEASURES ON IMPLEMENTATION AND APPRAISAL OF THE 4TH PHASE STOCK OPTION INCENTIVE PLAN | Management | For | Did Not Vote |
| 8 | AUTHORIZATION TO THE BOARD TO HANDLE MATTERS IN RELATION TO THE 4TH PHASE STOCK OPTION INCENTIVE PLAN | Management | For | Did Not Vote |
| 9 | 2017 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND ITS SUMMARY | Management | For | Did Not Vote |
| 10 | FORMULATION OF MEASURES ON IMPLEMENTATION AND APPRAISAL OF THE 2017 RESTRICTED STOCK INCENTIVE PLAN | Management | For | Did Not Vote |
| 11 | AUTHORIZATION TO THE BOARD TO HANDLE MATTERS IN RELATION TO 2017 RESTRICTED STOCK INCENTIVE PLAN | Management | For | Did Not Vote |
| 12.1 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A COMPANY | Management | For | Did Not Vote |
| 12.2 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR ANOTHER COMPANY | Management | For | Did Not Vote |
| 12.3 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A THIRD COMPANY | Management | For | Did Not Vote |
| 12.4 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A FOURTH COMPANY | Management | For | Did Not Vote |
| 12.5 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A FIFTH COMPANY | Management | For | Did Not Vote |
| 12.6 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A SIXTH COMPANY | Management | For | Did Not Vote |
| 12.7 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A SEVENTH COMPANY | Management | For | Did Not Vote |
| 12.8 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR AN EIGHTH COMPANY | Management | For | Did Not Vote |
| 12.9 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A NINTH COMPANY | Management | For | Did Not Vote |
| 12.10 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 10TH COMPANY | Management | For | Did Not Vote |
| 12.11 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR AN 11TH COMPANY | Management | For | Did Not Vote |
| 12.12 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 12TH COMPANY | Management | For | Did Not Vote |
| 12.13 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 13TH COMPANY | Management | For | Did Not Vote |
| 12.14 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 14TH COMPANY | Management | For | Did Not Vote |
| 12.15 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 15TH COMPANY | Management | For | Did Not Vote |
| 12.16 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 16TH COMPANY | Management | For | Did Not Vote |
| 12.17 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 17TH COMPANY | Management | For | Did Not Vote |
| 12.18 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR AN 18TH COMPANY | Management | For | Did Not Vote |
| 12.19 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 19TH COMPANY | Management | For | Did Not Vote |
| 12.20 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 20TH COMPANY | Management | For | Did Not Vote |
| 12.21 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 21ST COMPANY | Management | For | Did Not Vote |
| 12.22 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 22ND COMPANY | Management | For | Did Not Vote |
| 12.23 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 23RD COMPANY | Management | For | Did Not Vote |
| 12.24 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 24TH COMPANY | Management | For | Did Not Vote |
| 12.25 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 25TH COMPANY | Management | For | Did Not Vote |
| 12.26 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 26TH COMPANY | Management | For | Did Not Vote |
| 12.27 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 27TH COMPANY | Management | For | Did Not Vote |
| 12.28 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 28TH COMPANY | Management | For | Did Not Vote |
| 12.29 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 29TH COMPANY | Management | For | Did Not Vote |
| 12.30 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 30TH COMPANY | Management | For | Did Not Vote |
| 12.31 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 31ST COMPANY | Management | For | Did Not Vote |
| 12.32 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 32ND COMPANY | Management | For | Did Not Vote |
| 12.33 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 33RD COMPANY | Management | For | Did Not Vote |
| 12.34 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 34TH COMPANY | Management | For | Did Not Vote |
| 12.35 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 35TH COMPANY | Management | For | Did Not Vote |
| 12.36 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 36TH COMPANY | Management | For | Did Not Vote |
| 12.37 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 37TH COMPANY | Management | For | Did Not Vote |
| 12.38 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 38TH COMPANY | Management | For | Did Not Vote |
| 12.39 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 39TH COMPANY | Management | For | Did Not Vote |
| 12.40 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 40TH COMPANY | Management | For | Did Not Vote |
| 12.41 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 41ST COMPANY | Management | For | Did Not Vote |
| 12.42 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 42ND COMPANY | Management | For | Did Not Vote |
| 12.43 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 43RD COMPANY | Management | For | Did Not Vote |
| 12.44 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 44TH COMPANY | Management | For | Did Not Vote |
| 12.45 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 45TH COMPANY | Management | For | Did Not Vote |
| 12.46 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 46TH COMPANY | Management | For | Did Not Vote |
| 12.47 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 47TH COMPANY | Management | For | Did Not Vote |
| 12.48 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 48TH COMPANY | Management | For | Did Not Vote |
| 12.49 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 49TH COMPANY | Management | For | Did Not Vote |
| 12.50 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 50TH COMPANY | Management | For | Did Not Vote |
| 12.51 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 51ST COMPANY | Management | For | Did Not Vote |
| 12.52 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 52ND COMPANY AND ITS SUBSIDIARIES | Management | For | Did Not Vote |
| 12.53 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 53RD COMPANY | Management | For | Did Not Vote |
| 12.54 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 54TH COMPANY | Management | For | Did Not Vote |
| 12.55 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 55TH COMPANY | Management | For | Did Not Vote |
| 12.56 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 56TH COMPANY | Management | For | Did Not Vote |
| 12.57 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 57TH COMPANY | Management | For | Did Not Vote |
| 12.58 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 58TH COMPANY | Management | For | Did Not Vote |
| 12.59 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 59TH COMPANY | Management | For | Did Not Vote |
| 12.60 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 60TH COMPANY | Management | For | Did Not Vote |
| 12.61 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 61ST COMPANY | Management | For | Did Not Vote |
| 12.62 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 62ND COMPANY | Management | For | Did Not Vote |
| 12.63 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 63RD COMPANY | Management | For | Did Not Vote |
| 12.64 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 64TH COMPANY | Management | For | Did Not Vote |
| 12.65 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 65TH COMPANY | Management | For | Did Not Vote |
| 12.66 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 66TH COMPANY | Management | For | Did Not Vote |
| 12.67 | 2017 GUARANTEE FOR CONTROLLED SUBSIDIARIES AND JOINT STOCK COMPANIES: GUARANTEE FOR A 67TH COMPANY | Management | For | Did Not Vote |
| 13 | SPECIAL REPORT ON 2017 FOREIGN EXCHANGE DERIVATIVES INVESTMENT | Management | For | Did Not Vote |
| 14 | 2017 USE OF IDLE PROPRIETARY FUNDS FOR ENTRUSTED WEALTH MANAGEMENT | Management | For | Did Not Vote |
| 15 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION (MARCH 2017) | Management | For | Did Not Vote |
| 16 | AMENDMENTS TO THE COMPANY'S RULES OF PROCEDURE GOVERNING SHAREHOLDERS' GENERAL MEETINGS | Management | For | Did Not Vote |
| 17 | REAPPOINTMENT OF ACCOUNTING FIRM | Management | For | Did Not Vote |
| 18 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION DUE TO BUSINESS DEVELOPMENT OF THE COMPANY | Management | For | Did Not Vote |
| 19.1 | BY-ELECTION OF NON-INDEPENDENT DIRECTOR: YIN BITONG | Management | For | Did Not Vote |
| 19.2 | BY-ELECTION OF NON-INDEPENDENT DIRECTOR: ZHU FENGTAO | Management | For | Did Not Vote |
| OI WAH PAWNSHOP CREDIT HOLDINGS LTD, GRAND CAYMAN Meeting Date: JUL 25, 2016 Record Date: JUL 20, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G6730A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2016 /0623/LTN20160623049.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0623/LTN20160623047.p | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT OF THE COMPANY FOR THE YEAR ENDED 29 FEBRUARY 2016 | Management | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND OF HK0.65 CENTS PER SHARE OF THE COMPANY FOR THE YEAR ENDED 29 FEBRUARY 2016 | Management | For | For |
| 3 | TO APPROVE THE SPECIAL DIVIDEND OF HK0.43 CENTS PER SHARE OF THE COMPANY BE PAID BY WAY OF CASH WITH AN OPTION TO ELECT TO RECEIVE WHOLLY OR PARTLY ON ALLOTMENT AND ISSUE OF ORDINARY SHARES OF HKD0.01 EACH IN THE SHARE CAPITAL OF THE COMPANY CREDITED AS F | Management | For | For |
| 4.A | TO RE-ELECT MR. CHAN KAI HO EDWARD AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4.B | TO RE-ELECT MR. CHAN KAI KOW MACKSION AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4.C | TO RE-ELECT MS. CHAN MEI FONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4.D | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | For | For |
| 5 | TO RE-APPOINT KPMG AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
| 6 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL ORDINARY SHARES OF THE COMPANY WITH AN AGGREGATE NOMINAL AMOUNT OF NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAP | Management | For | For |
| 7 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY WITH AN AGGREGATE NOMINAL AMOUNT OF NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY | Management | For | For |
| 8 | TO EXTEND THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY UNDER RESOLUTION NUMBERED 6 TO INCLUDE THE NUMBER OF SHARES OF THE COMPANY REPURCHASED PURSUANT TO THE G | Management | For | For |
| P.T. BANK PAN INDONESIA TBK Meeting Date: MAY 22, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y7136J285 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 761308 DUE TO ADDITION OF- RESOLUTION 5. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Management | None | Did not vote |
| 1 | APPROVAL OF ANNUAL REPORT AND RATIFICATION OF BOARD OF COMMISSIONER SUPERVISORY REPORT AND FINANCIAL REPORT 2016 | Management | For | For |
| 2 | DETERMINE THE UTILIZATION OF COMPANY PROFIT FOR BOOK YEAR 2016 | Management | For | For |
| 3 | DETERMINE HONORARIUM AND ALLOWANCE FOR BOARD OF COMMISSIONER AND DIRECTOR | Management | For | For |
| 4 | APPROVAL TO GRANT AUTHORITY TO DIRECTOR TO DETERMINE DUTIES AND AUTHORITY TO MEMBERS OF BOARD OF DIRECTOR | Management | For | For |
| 5 | APPOINTMENT OF PUBLIC ACCOUNTANT TO AUDIT FINANCIAL REPORT OF COMPANY 2017 | Management | For | For |
| CMMT | 03 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 773080.-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| PETROCHINA COMPANY LIMITED Meeting Date: JUN 08, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y6883Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 754262 DUE TO ADDITION OF- RESOLUTIONS 9 AND 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0420/LTN20170420519.pdf, | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2016 | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2016 | Management | For | Did Not Vote |
| 3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2016 | Management | For | Did Not Vote |
| 4 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
| 5 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2017 | Management | For | Did Not Vote |
| 6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG, AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2017 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | For | Did Not Vote |
| 7 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE AND DEAL WITH DOMESTIC SHARES (A SHARES) AND/OR OVERSEAS LISTED FOREIGN SHARES (H SHARES) OF THE COMPANY OF NOT MORE THAN 20% OF EACH OF I | Management | For | Did Not Vote |
| 8 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO UNCONDITIONALLY GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO DETERMINE AND DEAL WITH THE ISSUE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY WITH AN OUTSTANDING BALANCE AMOUNT OF UP TO RMB10 | Management | For | Did Not Vote |
| 9.1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG YILIN AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.2 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG DONGJIN AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.3 | TO CONSIDER AND APPROVE THE ELECTION OF MR. YU BAOCAI AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.4 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU YUEZHEN AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.5 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HONGBIN AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.6 | TO CONSIDER AND APPROVE THE ELECTION OF MR. HOU QIJUN AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.7 | TO CONSIDER AND APPROVE THE ELECTION OF MR. DUAN LIANGWEI AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. QIN WEIZHONG AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.9 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN BOQIANG AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.10 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG BIYI AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.11 | TO CONSIDER AND APPROVE THE ELECTION OF MS. ELSIE LEUNG OI-SIE AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.12 | TO CONSIDER AND APPROVE THE ELECTION OF MR. TOKUCHI TATSUHITO AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 9.13 | TO CONSIDER AND APPROVE THE ELECTION OF MR. SIMON HENRY AS A DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 10.1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. XU WENRONG AS A SUPERVISOR OF THE COMPANY | Management | For | Did Not Vote |
| 10.2 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG FENGSHAN AS A SUPERVISOR OF THE COMPANY | Management | For | Did Not Vote |
| 10.3 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIANG LIFU AS A SUPERVISOR OF THE COMPANY | Management | For | Did Not Vote |
| 10.4 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LU YAOZHONG AS A SUPERVISOR OF THE COMPANY | Management | For | Did Not Vote |
| PICO FAR EAST HOLDINGS LTD, GEORGE TOWN Meeting Date: MAR 24, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G7082H127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0214/LTN20170214186.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0214/LTN20170214180.p | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED OCTOBER 31, 2016 | Management | For | Did Not Vote |
| 2 | TO RE-ELECT MR. GREGORY ROBERT SCOTT CRICHTON AS DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3 | TO RE-ELECT MR. JAMES PATRICK CUNNINGHAM AS DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT RSM HONG KONG AS THE AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE AUDITOR'S REMUNERATION | Management | For | Did Not Vote |
| 5 | TO AUTHORISE THE BOARD TO FIX THE DIRECTORS' REMUNERATION | Management | For | Did Not Vote |
| 6 | TO DECLARE A FINAL DIVIDEND OF HK 7.5 CENTS PER SHARE FOR THE YEAR ENDED OCTOBER 31, 2016 | Management | For | Did Not Vote |
| 7 | TO DECLARE A SPECIAL DIVIDEND OF HK 5.0 CENTS PER SHARE FOR THE YEAR ENDED OCTOBER 31, 2016 | Management | For | Did Not Vote |
| 8 | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT SHARES, TO ISSUE WARRANTS TO SUBSCRIBE FOR SHARES AND TO MAKE OFFERS OR AGREEMENTS OR GRANT OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR ISSUED AS SET OUT IN THE ORDINARY RESOLUT | Management | For | Did Not Vote |
| 9 | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S OWN SHARES AS SET OUT IN THE ORDINARY RESOLUTION IN ITEM 9 OF THE NOTICE OF THE MEETING | Management | For | Did Not Vote |
| 10 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES UNDER RESOLUTION 8 ABOVE BY INCLUDING THE NOMINAL AMOUNT OF SHARES REPURCHASED AS SET OUT IN THE ORDINARY RESOLUTION IN ITEM 10 OF THE NOTICE OF THE MEETING | Management | For | Did Not Vote |
| PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE Meeting Date: JUN 16, 2017 Record Date: MAY 16, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y69790106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0421/LTN20170421880.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0421/LTN20170421851.pd | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY (THE "SUPERVISORY COMMITTEE") FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT AND ITS SUMMARY OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 4 | TO CONSIDER AND APPROVE THE REPORT OF THE AUDITORS AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR ENDED DECEMBER 31, 2016 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | Management | For | Did Not Vote |
| 6 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AU | Management | For | Did Not Vote |
| 7 | TO CONSIDER AND APPROVE THE ELECTION OF MR. OUYANG HUI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | Management | For | Did Not Vote |
| 8 | TO CONSIDER AND APPROVE THE AUTOHOME INC. SHARE INCENTIVE PLAN | Management | For | Did Not Vote |
| 9 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE H SHARES OF THE COMPANY IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY | Management | For | Did Not Vote |
| 10 | TO CONSIDER AND APPROVE THE PROPOSAL ON ISSUING THE DEBT FINANCING INSTRUMENTS | Management | For | Did Not Vote |
| PLDT INC Meeting Date: JUN 13, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y7072Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | CALL TO ORDER | Management | For | Did Not Vote |
| 2 | CERTIFICATION OF SERVICE OF NOTICE AND QUORUM | Management | For | Did Not Vote |
| 3 | PRESIDENT'S REPORT | Management | For | Did Not Vote |
| 4 | APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 CONTAINED IN THE COMPANY'S 2016 ANNUAL REPORT ACCOMPANYING THIS NOTICE AND AGENDA | Management | For | Did Not Vote |
| 5 | ELECTION OF DIRECTOR: BERNIDO H. LIU (INDEPENDENT DIRECTOR) | Management | For | Did Not Vote |
| 6 | ELECTION OF DIRECTOR: CHIEF JUSTICE ARTEMIO V. PANGANIBAN (RET) (INDEPENDENT DIRECTOR) | Management | For | Did Not Vote |
| 7 | ELECTION OF DIRECTOR: PEDRO E. ROXAS (INDEPENDENT DIRECTOR) | Management | For | Did Not Vote |
| 8 | ELECTION OF DIRECTOR: HELEN Y. DEE | Management | For | Did Not Vote |
| 9 | ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA | Management | For | Did Not Vote |
| 10 | ELECTION OF DIRECTOR: JAMES L. GO | Management | For | Did Not Vote |
| 11 | ELECTION OF DIRECTOR: HIDEAKI OZAKI | Management | For | Did Not Vote |
| 12 | ELECTION OF DIRECTOR: MANUEL V. PANGILINAN | Management | For | Did Not Vote |
| 13 | ELECTION OF DIRECTOR: MA. LOURDES C. RAUSA- CHAN | Management | For | Did Not Vote |
| 14 | ELECTION OF DIRECTOR: AMBASSADOR ALBERT F. DEL ROSARIO | Management | For | Did Not Vote |
| 15 | ELECTION OF DIRECTOR: ATSUHISA SHIRAI | Management | For | Did Not Vote |
| 16 | ELECTION OF DIRECTOR: AMADO D. VALDEZ | Management | For | Did Not Vote |
| 17 | ELECTION OF DIRECTOR: MARIFE B. ZAMORA | Management | For | Did Not Vote |
| 18 | OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND AT ANY ADJOURNMENTS THEREOF | Management | For | Did Not Vote |
| PT BANK MANDIRI (PERSERO) TBK Meeting Date: MAR 14, 2017 Record Date: FEB 17, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y7123S108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM, APPROVAL OF UTILIZATION FUND FROM BONDS PUBLIC OFFERING AND ALSO APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMIS | Management | For | Did Not Vote |
| 2 | APPROVAL ON PROFIT UTILIZATION AND ALLOCATION | Management | For | Did Not Vote |
| 3 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM REPORT AUDIT | Management | For | Did Not Vote |
| 4 | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONERS | Management | For | Did Not Vote |
| 5 | APPROVAL ON APPLICATION OF DECREE OF STATE OWNED ENTERPRISE MINISTRY | Management | For | Did Not Vote |
| 6 | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION | Management | For | Did Not Vote |
| 7 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT | Management | For | Did Not Vote |
| PT BANK NEGARA INDONESIA (PERSERO) TBK, JAKARTA Meeting Date: MAR 16, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y74568166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 728240 DUE TO ADDITION OF- RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Management | None | Did not vote |
| 1 | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT AND APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMISSIONERS AND DIRECTORS FROM THEIR ACTION OF SUPERVISION | Management | For | Did Not Vote |
| 2 | APPROVAL ON PROFIT UTILIZATION AND ALLOCATION | Management | For | Did Not Vote |
| 3 | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONERS | Management | For | Did Not Vote |
| 4 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM REPORT AUDIT | Management | For | Did Not Vote |
| 5 | APPROVAL ON APPLICATION OF DECREE OF STATE OWNED ENTERPRISE MINISTRY | Management | For | Did Not Vote |
| 6 | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION | Management | For | Did Not Vote |
| 7 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT | Management | For | Did Not Vote |
| PT BEKASI FAJAR INDUSTRIAL ESTATE TBK Meeting Date: JUN 08, 2017 Record Date: MAY 16, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y711C5100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF THE COMPANY'S ANNUAL REPORT, THE MEMBERS BOARD OF DIRECTORS REPORT AND THE BOARD COMMISSIONERS REPORT FOR THE FINANCIAL YEAR 2016 | Management | For | Did Not Vote |
| 2 | VALIDATION OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR 2016 | Management | For | Did Not Vote |
| 3 | APPROPRIATION OF THE COMPANY'S PROFIT FOR THE FINANCIAL YEAR 2016 | Management | For | Did Not Vote |
| 4 | APPOINTMENT OF PUBLIC ACCOUNTANT TO CONDUCT AUDIT OF FINANCIAL STATEMENT 2017 | Management | For | Did Not Vote |
| 5 | APPROVAL OF THE CHANGE COMPOSITION OF MEMBER BOARD OF DIRECTORS AND/OR COMMISSIONERS | Management | For | Did Not Vote |
| PT INDOSAT TBK, JAKARTA Meeting Date: MAY 24, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y7127S120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL ON THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT | Management | For | Did Not Vote |
| 2 | APPROVAL ON PROFIT UTILIZATION | Management | For | Did Not Vote |
| 3 | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONERS | Management | For | Did Not Vote |
| 4 | APPROVAL ON APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT | Management | For | Did Not Vote |
| 5 | APPROVAL OF UTILIZATION OF FUND RESULTING FROM CORPORATE BONDS PUBLIC OFFERING | Management | For | Did Not Vote |
| 6 | APPROVAL ON THE CHANGES OF THE COMPANY'S MANAGEMENT | Management | For | Did Not Vote |
| PT MEDIA NUSANTARA CITRA TBK, JAKARTA Meeting Date: JUN 22, 2017 Record Date: MAY 30, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y71280104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 760231 DUE TO CHANGE IN-MEETING DATE FROM 29 MAY 2017 TO 22 JUNE 2017 AND RECORD DATE FROM 04 MAY-2017 TO 30 MAY 2017 ALONG WITH THE RECEIPT OF ADDITIONAL RESOLUTION 6. ALL-VOTES RECEIVED ON THE PREVIOUS | Management | None | Did not vote |
| 1 | APPROVAL OF THE ANNUAL REPORT | Management | For | Did Not Vote |
| 2 | APPROVAL OF THE FINANCIAL STATEMENT REPORT AND APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF AND DIRECTORS FROM THEIR ACTION OF SUPERVISION | Management | For | Did Not Vote |
| 3 | APPROVAL ON PROFIT UTILIZATION | Management | For | Did Not Vote |
| 4 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT | Management | For | Did Not Vote |
| 5 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AND THEIR REMUNERATION | Management | For | Did Not Vote |
| 6 | APPROVAL TO THE BOARD OF COMMISSIONERS ON THE ISSUANCE OF COMPANY'S SHARES WITHOUT PRE-EMPTIVE RIGHTS IN LINE WITH MESOP | Management | For | Did Not Vote |
| PT METROPOLITAN LAND TBK, JAKARTA Meeting Date: MAY 19, 2017 Record Date: APR 26, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y712AU105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 755533 DUE TO ADDITION OF- RESOLUTION 5. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Management | None | Did not vote |
| 1 | APPROVAL AND RATIFICATION TO THE ANNUAL REPORT INCLUDING BOARD OF COMMISSIONERS AND FINANCIAL REPORT FOR BOOK YEAR 2016 AND APPROVAL TO GRANT ACQUIT ET DE CHARGE TO THE BOARD OF DIRECTORS AND COMMISSIONERS | Management | For | Did Not Vote |
| 2 | APPROVAL TO DETERMINE UTILIZATION OF COMPANY PROFIT FOR BOOK YEAR 2016 | Management | For | Did Not Vote |
| 3 | APPROVAL THE APPOINTMENT OF PUBLIC ACCOUNTANT TO AUDIT FINANCIAL REPORT FOR BOOK YEAR 2017 AND DETERMINE THEIR HONORARIUMS | Management | For | Did Not Vote |
| 4 | APPROVAL TO DETERMINE SALARY, HONORARIUM, AND OTHER ALLOWANCES FOR BOARD OF COMMISSIONERS AND DIRECTORS, AND DETERMINE REMUNERATION FOR BOARD OF COMMISSIONERS AND DIRECTORS | Management | For | Did Not Vote |
| 5 | CHANGE ON BOARD COMMISSIONERS STRUCTURE | Management | For | Did Not Vote |
| PT NUSA RAYA CIPTA TBK, JAKARTA Meeting Date: MAY 05, 2017 Record Date: APR 12, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y71338100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT AND APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMISSIONERS AND DIRECTORS FROM THEIR ACTION OF SUPERVISION | Management | For | Did Not Vote |
| 2 | APPROVAL ON PROFIT UTILIZATION | Management | For | Did Not Vote |
| 3 | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONER | Management | For | Did Not Vote |
| 4 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | Management | For | Did Not Vote |
| 5 | APPROVAL OF UTILIZATION FUND FROM INITIAL PUBLIC OFFERING | Management | For | Did Not Vote |
| PT PANIN FINANCIAL TBK Meeting Date: JUN 22, 2017 Record Date: MAY 30, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y7133P193 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT AND APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMISSIONERS AND DIRECTORS FROM THEIR ACTION OF SUPERVISION | Management | For | Did Not Vote |
| 2 | APPROVAL ON PROFIT UTILIZATION | Management | For | Did Not Vote |
| 3 | APPROVAL OF REMUNERATION FOR THE BOARD OF COMMISSIONERS | Management | For | Did Not Vote |
| 4 | APPROVAL OF REMUNERATION FOR THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
| 5 | APPROVAL ON APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT | Management | For | Did Not Vote |
| PT PERUSAHAAN GAS NEGARA (PERSERO) TBK, JARKATA Meeting Date: MAY 04, 2017 Record Date: APR 11, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y7136Y118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 737652 DUE TO ADDITION OF- RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Management | None | Did not vote |
| 1 | APPROVAL OF THE ANNUAL REPORT | Management | For | Did Not Vote |
| 2 | APPROVAL OF THE FINANCIAL REPORT AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM REPORT | Management | For | Did Not Vote |
| 3 | APPROVAL ON PROFIT UTILIZATION | Management | For | Did Not Vote |
| 4 | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONERS | Management | For | Did Not Vote |
| 5 | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | Management | For | Did Not Vote |
| 6 | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION | Management | For | Did Not Vote |
| 7 | APPROVAL ON THE IMPLEMENTATION OF DECREE OF STATE OWNED ENTERPRISE MINISTRY'S REGULATION IN LINE WITH COMPANY SOCIAL RESPONSIBILITY PROGRAM | Management | For | Did Not Vote |
| 8 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT | Management | For | Did Not Vote |
| PT TOTAL BANGUN PERSADA TBK, JAKARTA Meeting Date: MAY 05, 2017 Record Date: APR 11, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y7136Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL TO CHANGE MANAGEMENT STRUCTURE | Management | For | Did Not Vote |
| PT TOTAL BANGUN PERSADA TBK, JAKARTA Meeting Date: MAY 05, 2017 Record Date: APR 11, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y7136Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL ON THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT | Management | For | Did Not Vote |
| 2 | APPROVAL ON PROFIT UTILIZATION | Management | For | Did Not Vote |
| 3 | APPROVAL ON APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | Management | For | Did Not Vote |
| 4 | APPROVAL ON REMUNERATION FOR DIRECTORS, COMMISSIONER AND BOARD OF SUPERVISORY | Management | For | Did Not Vote |
| QINGDAO PORT INTERNATIONAL CO LTD, SHANDONG Meeting Date: MAR 10, 2017 Record Date: FEB 07, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y7S64R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0122/LTN20170122025.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0122/LTN20170122005.pd | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE FOLLOWING MATTERS ON THE GRANT OF THE SPECIFIC MANDATE TO THE BOARD FOR THE PROPOSED SUBSCRIPTION UNDER THE TRANSACTION AGREEMENT, INCLUDING: (I) THE SUBJECT: 1,015,520,000 DOMESTIC SHARES WITH A PAR VALUE OF RMB1.00 EACH AND A | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND APPROVE THE FOLLOWING MATTERS ON THE GRANT OF THE SPECIFIC MANDATE TO THE BOARD FOR THE PROPOSED NEW H SHARE ISSUE, INCLUDING: (I) THE ISSUE SIZE: MAXIMUM OF 243,000,000 NEW H SHARES; (II) THE METHOD OF ISSUANCE: PLACING; (III) THE TARGET | Management | For | Did Not Vote |
| 3 | TO CONSIDER AND APPROVE THE AUTHORIZATION OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS A RESULT OF THE CHANGE OF REGISTERED CAPITAL AND SHAREHOLDING STRUCTURE OF THE COMPANY DUE TO THE PROPOSED SUBSCRIPTION AND THE PROPOSED NEW H SHARE ISSUE, AND SUBMI | Management | For | Did Not Vote |
| QINGDAO PORT INTERNATIONAL CO LTD, SHANDONG Meeting Date: MAR 10, 2017 Record Date: FEB 07, 2017 Meeting Type: CLASS MEETING | ||||
| Ticker: Security ID: Y7S64R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0122/LTN20170122021.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0122/LTN20170122029.pd | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE FOLLOWING MATTERS ON THE GRANT OF THE SPECIFIC MANDATE TO THE BOARD FOR THE PROPOSED SUBSCRIPTION UNDER THE TRANSACTION AGREEMENT, INCLUDING: (I) THE SUBJECT: 1,015,520,000 DOMESTIC SHARES WITH A PAR VALUE OF RMB1.00 EACH AND A | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND APPROVE THE FOLLOWING MATTERS ON THE GRANT OF THE SPECIFIC MANDATE TO THE BOARD FOR THE PROPOSED NEW H SHARE ISSUE, INCLUDING: (I) THE ISSUE SIZE: MAXIMUM OF 243,000,000 NEW H SHARES; (II) THE METHOD OF ISSUANCE: PLACING; (III) THE TARGET | Management | For | Did Not Vote |
| QINGDAO PORT INTERNATIONAL CO LTD, SHANDONG Meeting Date: JUN 28, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y7S64R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 742993 DUE TO ADDITION OF- RESOLUTIONS 3 TO 9 AND 19 TO 30. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0512/LTN20170512007.pdf, | Management | None | Did not vote |
| 1 | TO CONSIDER AND TO AUTHORISE THE GRANTING OF A GENERAL MANDATE TO THE BOARD OF THE COMPANY (THE "BOARD") TO ISSUE DOMESTIC SHARES AND H SHARES | Management | For | For |
| 2 | TO CONSIDER AND TO AUTHORISE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE DOMESTIC AND FOREIGN DEBT FINANCING INSTRUMENTS | Management | For | For |
| 3 | TO CONSIDER AND APPROVE THE PROPOSAL OF THE INITIAL PUBLIC OFFERING OF A SHARES (THE "A SHARE OFFERING"), INCLUDING: (A) CLASS OF SHARES AND NOMINAL VALUE PER SHARE, (B) OFFERING SIZE OF A SHARES (C) TARGET SUBSCRIBERS (D) MODE OF OFFERING (E) PRICING MET | Management | For | For |
| 4 | TO CONSIDER AND APPROVE THE USE OF PROCEEDS FROM THE A SHARE OFFERING AND FEASIBILITY ANALYSIS REPORT | Management | For | For |
| 5 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN CONNECTION WITH THE A SHARE OFFERING | Management | For | For |
| 6 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURES FOR GENERAL MEETINGS | Management | For | For |
| 7 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURES FOR BOARD MEETINGS | Management | For | For |
| 8 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURES FOR BOARD OF SUPERVISORS MEETINGS | Management | For | For |
| 9 | TO CONSIDER AND APPROVE THE AUTHORIZATION TO DEAL WITH MATTERS RELATING TO THE A SHARE OFFERING | Management | For | For |
| 10 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2016 | Management | For | For |
| 11 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD FOR THE YEAR 2016 | Management | For | For |
| 12 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2016 | Management | For | For |
| 13 | TO CONSIDER AND APPROVE THE REMUNERATIONS OF THE DIRECTORS OF THE COMPANY FOR THE YEAR 2017 | Management | For | For |
| 14 | TO CONSIDER AND APPROVE THE REMUNERATIONS OF THE SUPERVISORS OF THE COMPANY FOR THE YEAR 2017 | Management | For | For |
| 15 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 16 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 17 | TO CONSIDER AND APPROVE THE INVESTMENT BUDGET PLAN OF THE COMPANY FOR THE YEAR 2017 | Management | For | For |
| 18 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITOR OF THE COMPANY FOR THE YEAR 2017 TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATI | Management | For | For |
| 19 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHANG WEI AS A NON-EXECUTIVE DIRECTOR | Management | For | For |
| 20 | TO CONSIDER AND APPROVE THE GENERAL GOODS AND SERVICES FRAMEWORK AGREEMENT I AND THE CONTINUING CONNECTED TRANSACTIONS (INCLUDING THE PROPOSED GENERAL GOODS AND SERVICES ANNUAL CAPS I) CONTEMPLATED THEREUNDER | Management | For | For |
| 21 | TO CONSIDER AND APPROVE THE CONFORMING TO THE CONDITIONS FOR INITIAL PUBLIC OFFERING AND LISTING OF A SHARES | Management | For | For |
| 22 | TO CONSIDER AND APPROVE THE DISPOSAL PLAN ON UNDISTRIBUTED PROFIT ACCUMULATED BEFORE THE A SHARE OFFERING | Management | For | For |
| 23 | TO CONSIDER AND APPROVE THE A SHARE PRICE STABILIZATION PLAN | Management | For | For |
| 24 | TO CONSIDER AND APPROVE THE DILUTION OF CURRENT RETURN AS A RESULT OF APPLICATION FOR THE INITIAL PUBLIC OFFERING AND LISTING OF A SHARES AND ITS REMEDIAL MEASURES | Management | For | For |
| 25 | TO CONSIDER AND APPROVE THE THREE-YEAR SHAREHOLDERS' DIVIDEND RETURN PLAN AFTER THE INITIAL PUBLIC OFFERING AND LISTING OF A SHARES | Management | For | For |
| 26 | TO CONSIDER AND APPROVE THE UNDERTAKINGS IN CONNECTION WITH THE A SHARE OFFERING AND RESTRAINT MEASURES | Management | For | For |
| 27 | TO CONSIDER AND APPROVE THE STATUS REPORT AND VERIFICATION REPORT ON THE USE OF PREVIOUSLY RAISED FUNDS | Management | For | For |
| 28 | TO CONSIDER AND APPROVE THE CONFIRMATION OF FRAMEWORK AGREEMENTS REGARDING RELATED PARTY TRANSACTIONS | Management | For | For |
| 29 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE WORKING SYSTEM FOR INDEPENDENT DIRECTORS | Management | For | For |
| 30 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ADMINISTRATIVE RULES OF EXTERNAL GUARANTEE | Management | For | For |
| SAMSUNG ELECTRONICS CO LTD, SUWON Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | Did Not Vote |
| SEKONIX CO LTD, DONGDOOCHON Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y7577N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2 | ELECTION OF INSIDE DIRECTOR: BAK WON HUI | Management | For | Did Not Vote |
| 3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | Did Not Vote |
| 4 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | For | Did Not Vote |
| SHIMAO PROPERTY HOLDINGS LIMITED Meeting Date: JUN 19, 2017 Record Date: JUN 13, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G81043104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0421/LTN20170421955.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0421/LTN20170421919.pdf | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3.I | TO RE-ELECT MR. HUI SAI TAN, JASON AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3.II | TO RE-ELECT MR. LIU SAI FEI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3.III | TO RE-ELECT MS. KAN LAI KUEN, ALICE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3.IV | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTORS OF THE COMPANY | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE SHARES IN THE COMPANY | Management | For | Did Not Vote |
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY | Management | For | Did Not Vote |
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE SHARES BY ADDING THE NUMBER OF SHARES BOUGHT BACK | Management | For | Did Not Vote |
| SINOPEC ENGINEERING (GROUP) CO LTD Meeting Date: FEB 21, 2017 Record Date: JAN 20, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y80359105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0105/LTN20170105996.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0105/LTN20170105986.pd | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LING YIQUN AS A NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. XIANG WENWU AS AN EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| CMMT | 06 JAN 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 21 JAN 2017 TO 20 JAN 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Management | None | Did not vote |
| SITC INTERNATIONAL HOLDINGS CO LTD, GRAND CAYMAN Meeting Date: MAY 12, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G8187G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0406/LTN201704061475.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0406/LTN201704061483. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND OF HKD 16 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3.A | TO RE-ELECT MR. YANG SHAOPENG AS AN EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.B | TO RE-ELECT MR. XUE PENG AS AN EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.C | TO RE-ELECT MR. TSUI YUNG KWOK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.D | TO RE-ELECT MR. YEUNG KWOK ON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.E | TO RE-ELECT DR. LO WING YAN, WILLIAM AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.F | TO RE-ELECT DR. NGAI WAI FUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 3.G | TO AUTHORIZE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION | Management | For | Did Not Vote |
| 4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | Did Not Vote |
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | Did Not Vote |
| 7 | CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5 AND 6 ABOVE, TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPAN | Management | For | Did Not Vote |
| SK HYNIX INC, ICHON Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y8085F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | Did Not Vote |
| 2 | AMENDMENT OF ARTICLES OF INCORP | Management | For | Did Not Vote |
| 3 | ELECTION OF INSIDE DIRECTOR: I SEOK HUI | Management | For | Did Not Vote |
| 4 | ELECTION OF A NON-PERMANENT DIRECTOR: BAK JEONG HO | Management | For | Did Not Vote |
| 5.1 | ELECTION OF OUTSIDE DIRECTOR: CHOE JONG WON | Management | For | Did Not Vote |
| 5.2 | ELECTION OF OUTSIDE DIRECTOR: SIN CHANG HWAN | Management | For | Did Not Vote |
| 6.1 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: CHOE JONG WON | Management | For | Did Not Vote |
| 6.2 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: SIN CHANG HWAN | Management | For | Did Not Vote |
| 7 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | Did Not Vote |
| 8 | APPROVAL OF GRANT OF STOCK OPTION | Management | For | Did Not Vote |
| SKYWORTH DIGITAL HOLDINGS LTD Meeting Date: JUL 28, 2016 Record Date: JUL 25, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G8181C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 656729 DUE TO ADDITION OF- RESOLUTION 3.D. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON TH | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2016 /0623/LTN20160623491.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0712/LTN20160712453.pdf- | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS ("DIRECTORS") AND THE AUDITORS ("AUDITORS") OF THE COMPANY THEREON FOR THE YEAR ENDED 31 MARCH 2016 | Management | For | For |
| 2 | TO APPROVE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2016 (WITH SCRIP OPTION) : FINAL DIVIDEND OF HK 14.4 CENTS (WITH SCRIP OPTION) | Management | For | For |
| 3.A | TO RE-ELECT MS. LIN WEI PING AS AN EXECUTIVE DIRECTOR | Management | For | For |
| 3.B | TO RE-ELECT MS. CHAN WAI KAY, KATHERINE AS AN EXECUTIVE DIRECTOR | Management | For | For |
| 3.C | TO RE-ELECT MR. LIU TANGZHI AS AN EXECUTIVE DIRECTOR | Management | For | For |
| 3.D | TO RE-ELECT MR. LAI WEIDE AS AN EXECUTIVE DIRECTOR | Management | For | For |
| 4 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY ("BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For |
| 5 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For |
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For |
| 7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For |
| 8 | SUBJECT TO THE PASSING OF RESOLUTION NOS. 6 AND 7, TO AUTHORISE THE DIRECTORS TO ISSUE ADDITIONAL SHARES REPURCHASED BY THE COMPANY | Management | For | For |
| SPRINGLAND INTERNATIONAL HOLDINGS LTD, GRAND CAYMA Meeting Date: MAY 26, 2017 Record Date: MAY 23, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G83785108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0420/LTN20170420946.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0420/LTN20170420846.pdf | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND OF HKD 5 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 3 | TO RE-ELECT MR. YU YAOMING AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4 | TO RE-ELECT MR. FUNG HIU CHUEN, JOHN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 5 | TO RE-ELECT DR. LIN ZHIJUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 6 | TO RE-ELECT DR. ZHANG WEIJIONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 7 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE DIRECTORS' REMUNERATION | Management | For | For |
| 8 | TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX AUDITORS' REMUNERATION | Management | For | For |
| 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES ("SHARES") | Management | For | For |
| 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE SHARES | Management | For | For |
| 11 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 10 TO ISSUE SHARES BY THE NUMBER OF SHARES REPURCHASED | Management | For | For |
| STERLITE TECHNOLOGIES LIMITED Meeting Date: JUN 23, 2017 Record Date: MAY 12, 2017 Meeting Type: COURT MEETING | ||||
| Ticker: Security ID: Y8170C137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING WITH OR WITHOUT MODIFICATION(S), THE ARRANGEMENT EMBODIED IN THE SCHEME OF ARRANGEMENT BETWEEN SPEEDON NETWORK LIMITED, THE DEMERGED COMPANY AND STERLITE TECHNOLOGIES LIMITED, THE RESULTING COM | Management | For | Did Not Vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| CMMT | 23 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| SUPALAI PUBLIC COMPANY LIMITED Meeting Date: APR 21, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y8309K190 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO CONSIDER AND CERTIFY THE MINUTES OF THE 2016 ANNUAL GENERAL SHAREHOLDERS MEETING ON APRIL 22, 2016 | Management | For | Did Not Vote |
| 2 | TO CONSIDER AND ACKNOWLEDGE THE DIRECTORS REPORT ON THE COMPANY'S PERFORMANCE AND TO APPROVE STATEMENTS OF FINANCIAL POSITION AND INCOME STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 3 | TO CONSIDER THE ALLOCATION OF PROFIT FOR THE YEAR 2016 FOR DISTRIBUTION OF DIVIDEND TO SHAREHOLDERS AT 1.05 BAHT PER SHARE | Management | For | Did Not Vote |
| 4.A | TO CONSIDER AND ELECT ASSOC.PROF.DR.VIRACH APHIMETEETAMRONG AS INDEPENDENT DIRECTOR | Management | For | Did Not Vote |
| 4.B | TO CONSIDER AND ELECT MR. ANANT GATEPITHAYA AS INDEPENDENT DIRECTOR | Management | For | Did Not Vote |
| 4.C | TO CONSIDER AND ELECT MRS. AJCHARA TANGMATITHAM AS DIRECTOR | Management | For | Did Not Vote |
| 4.D | TO CONSIDER AND ELECT MR. KRID CHANCHAROENSUK AS DIRECTOR | Management | For | Did Not Vote |
| 5 | TO CONSIDER 2017 ALLOWANCE AND REMUNERATION FOR BOARD OF DIRECTORS, ADVISORY OF THE BOARD, AUDIT COMMITTEE, NOMINATION AND COMPENSATION COMMITTEE AND OTHER SUB-COMMITTEES APPOINTED BY THE BOARD OF DIRECTOR | Management | For | Did Not Vote |
| 6 | TO CONSIDER THE APPOINTMENT OF AUDITOR AND AUDITING FEE FOR THE YEAR 2017 | Management | For | Did Not Vote |
| 7 | TO CONSIDER OTHER MATTERS (IF ANY) | Management | For | Did Not Vote |
| CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | Management | None | Did not vote |
| SUPERALLOY INDUSTRIAL CO LTD, DOULIU CITY Meeting Date: JUN 28, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y8296Y104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | THE 2016 BUSINESS REPORTS AND FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | THE 2016 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND:TWD 3.0 PER SHARE. | Management | For | Did Not Vote |
| 3 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL. | Management | For | Did Not Vote |
| 4 | THE REVISION TO THE ARTICLES OF INCORPORATION. | Management | For | Did Not Vote |
| 5 | EXTRAORDINARY MOTIONS. | Management | For | Did Not Vote |
| TAIWAN SAKURA CORP, TAYA HSIANG Meeting Date: JUN 14, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y84600108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | THE 2016 BUSINESS REPORTS AND FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | THE 2016 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND: TWD 2.5 PER SHARE. | Management | For | Did Not Vote |
| 3 | THE PROPOSAL TO RELEASE NON COMPETITION RESTRICTION ON THE DIRECTORS. | Management | For | Did Not Vote |
| 4 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL. | Management | For | Did Not Vote |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Meeting Date: JUN 08, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | TO ACCEPT 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2016 EARNINGS. PROPOSED CASH DIVIDEND: TWD 7 PER SHARE. | Management | For | Did Not Vote |
| 3 | TO REVISE THE ARTICLES OF INCORPORATION. | Management | For | Did Not Vote |
| 4 | TO REVISE THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. | Management | For | Did Not Vote |
| 5.1 | THE ELECTION OF THE DIRECTOR.:MARK LIU,SHAREHOLDER NO.10758 | Management | For | Did Not Vote |
| 5.2 | THE ELECTION OF THE DIRECTOR.:C.C. WEI,SHAREHOLDER NO.370885 | Management | For | Did Not Vote |
| TK GROUP (HOLDINGS) LTD, GRAND CAYMAN Meeting Date: MAY 10, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G88939106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0403/LTN201704031105.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0403/LTN201704031081. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2016 AND THE REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND OF HK10 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3 | TO RE-ELECT MR. LI PUI LEUNG AS AN EXECUTIVE DIRECTOR OF THE COMPANY (THE ''DIRECTOR'') | Management | For | Did Not Vote |
| 4 | TO RE-ELECT MR. CHEUNG FONG WA AS AN EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 5 | TO RE-ELECT DR. CHUNG CHI PING ROY AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | Did Not Vote |
| 6 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | Did Not Vote |
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX AUDITOR'S REMUNERATION | Management | For | Did Not Vote |
| 8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF THE ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | Did Not Vote |
| 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF THE ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | Did Not Vote |
| 10 | CONDITIONAL UPON THE PASSING OF RESOLUTIONS NOS. 8 AND 9, TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES OF THE COMPANY BY THE NUMBER OF SHARES REPURCHASED PURSUANT TO THE GENERAL MANDATE GRANTED UNDER RESOLUTI | Management | For | Did Not Vote |
| UOA DEVELOPMENT BHD Meeting Date: MAY 22, 2017 Record Date: MAY 15, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y9294N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE FOR EXISTING RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE AND FOR PROVISION OF FINANCIAL ASSISTANCE WITH UOA HOLDINGS SDN BHD, DATS MANAGEMENT SDN BHD, ASLI SECURITY SERVICES SDN BHD, SERI T | Management | For | For |
| 2 | PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE FOR EXISTING RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE AND FOR PROVISION OF FINANCIAL ASSISTANCE WITH EVERISE PROJECT SDN BHD AND EVERISE TIARA (M) SDN BHD (COLLECTIVELY THE "TRANSMETRO G | Management | For | For |
| 3 | PROPOSED NEW SHAREHOLDERS' MANDATE FOR NEW RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE AND FOR PROVISION OF FINANCIAL ASSISTANCE | Management | For | For |
| 4 | PROPOSED RENEWAL OF SHARE BUY-BACK AUTHORITY | Management | For | For |
| UOA DEVELOPMENT BHD Meeting Date: MAY 22, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y9294N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO APPROVE A FIRST AND FINAL SINGLE TIER DIVIDEND OF 15 SEN PER SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES AMOUNTING TO RM205,000 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 3 | TO RE-ELECT MR. KONG PAK LIM WHO SHALL RETIRE PURSUANT TO ARTICLE 115 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For |
| 4 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION: THAT MR. KONG CHONG SOON @ CHI SUIM BE AND IS HEREBY RE- APPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 5 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION: THAT MR. ALAN CHARLES WINDUSS BE AND IS HEREBY RE- APPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 6 | TO RE-APPOINT MESSRS MAZARS PLT AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
| 7 | AUTHORITY TO ISSUE SHARES PURSUANT TO SECTION 75 AND 76 OF THE COMPANIES ACT 2016 | Management | For | For |
| 8 | PROPOSED AUTHORITY FROM SHAREHOLDERS TO ALLOT AND ISSUE NEW ORDINARY SHARES IN UOA DEVELOPMENT BHD ("UOA" OR "THE COMPANY") ("SHARES") FOR THE PURPOSE OF THE COMPANY'S DIVIDEND REINVESTMENT SCHEME ("DRS") THAT PROVIDES THE SHAREHOLDERS OF UOA ("SHAREHOLDE | Management | For | For |
| VIVA INDUSTRIAL TRUST, SINGAPORE Meeting Date: APR 27, 2017 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y937CL106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE AND ADOPT THE REPORT OF VIVA ASSET MANAGEMENT PTE. LTD., AS THE TRUSTEE- MANAGER OF VI-BT (THE "BT TRUSTEE-MANAGER"), THE STATEMENT BY THE CHIEF EXECUTIVE OFFICER OF THE BT TRUSTEE-MANAGER, THE REPORT OF PERPETUAL (ASIA) LIMITED, AS THE TRUSTEE | Management | For | Did Not Vote |
| 2 | TO RE-APPOINT MESSRS DELOITTE &TOUCHE LLP AS INDEPENDENT AUDITORS OF VIT COMPRISING VI-REIT AND VI-BT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF VIT AND TO AUTHORIZE THE REIT MANAGER AND THE BT TRUSTEE-MANAGER TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE REIT MANAGER AND THE BT TRUSTEE MANAGER, TO (A) (1) ISSUE NEW UNITS IN VI REIT AND NEW UNITS IN VI BT WHETHER BY WAY OF RIGHTS OR OTHERWISE, AND/OR (2) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS THAT MIGHT OR | Management | For | Did Not Vote |
| WASION GROUP HOLDINGS LTD Meeting Date: MAR 20, 2017 Record Date: MAR 15, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: G9463P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0301/LTN20170301037.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0301/LTN20170301039.pdf | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO APPROVE THE AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 1 MARCH 2017) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | Did Not Vote |
| WASION GROUP HOLDINGS LTD Meeting Date: MAY 18, 2017 Record Date: MAY 12, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G9463P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411201.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0411/LTN20170411195.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE REPORT OF THE DIRECTORS, THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.24 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
| 3 | TO RE-ELECT MR. ZENG XIN AS AN EXECUTIVE DIRECTOR | Management | For | For |
| 4 | TO RE-ELECT MR. TIAN ZHONGPING AS AN EXECUTIVE DIRECTOR | Management | For | For |
| 5 | TO RE-ELECT MR. KAT CHIT AS A NON-EXECUTIVE DIRECTOR | Management | For | For |
| 6 | TO RE-ELECT MR. HUANG JING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For |
| 7 | TO RE-ELECT MR. CHENG SHI JIE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For |
| 8 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For |
| 9 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
| 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY'S SHARES | Management | For | For |
| 11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | Management | For | For |
| 12 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 11 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 10 ABOVE | Management | For | For |
| WH GROUP LIMITED Meeting Date: MAY 23, 2017 Record Date: MAY 17, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G96007102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0412/LTN20170412885.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0412/LTN20170412862.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 2.A | TO RE-ELECT MR. YOU MU AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 2.B | TO RE-ELECT MR. HUANG MING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 2.C | TO RE-ELECT MR. LAU, JIN TIN DON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 3 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF ALL DIRECTORS OF THE COMPANY | Management | For | Did Not Vote |
| 4 | TO APPOINT ERNST & YOUNG AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 5 | TO DECLARE A FINAL DIVIDEND OF HKD 0.21 PER SHARE OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | Did Not Vote |
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | Did Not Vote |
| 7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | Did Not Vote |
| 8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY BY THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | Management | For | Did Not Vote |
| WIN SEMICONDUCTORS CORP, KUEI-SHAN HSIANG Meeting Date: JUN 16, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y9588T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH P | Management | None | Did not vote |
| 1 | ADOPTION OF THE 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | Did Not Vote |
| 2 | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2016 PROFITS. PROPOSED CASH DIVIDEND: TWD 4.5 PER SHARE. | Management | For | Did Not Vote |
| 3 | AMENDMENT TO THE COMPANY'S PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSET. | Management | For | Did Not Vote |
| 4 | PROPOSAL FOR FUND RAISING PLAN BY ISSUING COMMON SHARES THROUGH PRIVATE PLACEMENT. | Management | For | Did Not Vote |
| 5.1 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:JIN SHIH LIN,SHAREHOLDER NO.A111215XXX | Management | For | Did Not Vote |
| 6 | PROPOSAL FOR RELEASE OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS. | Management | For | Did Not Vote |
| WONDERFUL SKY FINANCIAL GROUP HOLDINGS LTD, GRAND Meeting Date: AUG 12, 2016 Record Date: AUG 09, 2016 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G9737K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0713/LTN20160713293.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0713/LTN20160713357.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 MARCH 2016 | Management | For | For |
| 2 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2016 OF HK4.3 CENTS PER SHARE OF HKD 0.01 EACH IN THE CAPITAL OF THE COMPANY | Management | For | For |
| 3 | TO APPROVE THE DECLARATION OF A SPECIAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2016 OF HK2.3 CENTS PER SHARE OF HKD 0.01 EACH IN THE CAPITAL OF THE COMPANY | Management | For | For |
| 4.A | TO RE-ELECT MS. LIU LIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4.B | TO RE-ELECT MS. LEE WING SZE ROSA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For |
| 4.C | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION | Management | For | For |
| 5 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For |
| 6.I | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For |
| 6.II | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For |
| 6.III | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE SHARE CAPITAL OF THE COMPANY BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY | Management | For | For |
| XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD, XIN Meeting Date: FEB 28, 2017 Record Date: JAN 27, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y97237112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0112/LTN20170112293.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0112/LTN20170112274.pd | Management | None | Did not vote |
| 1 | TO CONSIDER THE PROPOSED PARTICIPATION IN THE SECOND PHASE OF URUMQI ECONOMIC AND TECHNOLOGICAL ZONE'S MOUNT HUANGSHAN STREET LAND REORGANIZATION | Management | For | For |
| 2.1 | TO CONSIDER THE FOLLOWING CONTINUING CONNECTED TRANSACTIONS ACCORDING TO THE REQUIREMENTS UNDER THE RULES GOVERNING LISTING OF STOCKS ON THE SHENZHEN STOCK EXCHANGE AND THE RESPECTIVE ANNUAL CAPS FOR THE YEAR OF 2017: CONTINUING CONNECTED TRANSACTIONS WIT | Management | For | For |
| 2.2 | TO CONSIDER THE FOLLOWING CONTINUING CONNECTED TRANSACTIONS ACCORDING TO THE REQUIREMENTS UNDER THE RULES GOVERNING LISTING OF STOCKS ON THE SHENZHEN STOCK EXCHANGE AND THE RESPECTIVE ANNUAL CAPS FOR THE YEAR OF 2017: CONTINUING CONNECTED TRANSACTIONS WIT | Management | For | For |
| 2.3 | TO CONSIDER THE FOLLOWING CONTINUING CONNECTED TRANSACTIONS ACCORDING TO THE REQUIREMENTS UNDER THE RULES GOVERNING LISTING OF STOCKS ON THE SHENZHEN STOCK EXCHANGE AND THE RESPECTIVE ANNUAL CAPS FOR THE YEAR OF 2017: CONTINUING CONNECTED TRANSACTIONS WIT | Management | For | For |
| 3 | TO CONSIDER THE MOTION ON THE RECOMMENDATION OF MR. GUO JIANJUN AS A CANDIDATE FOR THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") | Management | For | For |
| XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Meeting Date: JUN 28, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y97237112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0511/LTN20170511835.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0511/LTN20170511817.pd | Management | None | Did not vote |
| S.1 | TO CONSIDER AND APPROVE THE DISTRIBUTION OF BONUS SHARES AND CASH DIVIDENDS FROM UNDISTRIBUTED PROFITS | Management | For | Did Not Vote |
| S.2 | TO CONSIDER AND APPROVE THE ISSUE OF BONDS AND ASSET-BACKED SECURITIES INSIDE OR OUTSIDE OF CHINA | Management | For | Did Not Vote |
| S.3 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | Did Not Vote |
| O.1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR OF 2016 | Management | For | Did Not Vote |
| O.2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR OF 2016 | Management | For | Did Not Vote |
| O.3 | TO CONSIDER AND APPROVE THE REPORT OF THE AUDITORS AND AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| O.4 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR OF 2016 | Management | For | Did Not Vote |
| O.5 | TO CONSIDER AND APPROVE THE PROPOSED APPLICATIONS TO BANKS BY THE COMPANY FOR CREDIT FACILITIES WITH AN AGGREGATE PRINCIPAL AMOUNT OF NOT MORE THAN RMB128.351 BILLION FOR THE PERIOD FROM THE DATE OF PASSING OF THIS RESOLUTION UNTIL THE DAY OF THE ANNUAL G | Management | For | Did Not Vote |
| O.6 | TO CONSIDER AND APPROVE THE PROVISION BY THE COMPANY FOR THE BENEFIT OF ITS WHOLLY- OWNED SUBSIDIARIES, CONTROLLING SUBSIDIARIES AND CERTAIN ASSOCIATES OF GUARANTEES WITH A TOTAL AMOUNT OF NOT MORE THAN RMB5 BILLION AND A PERIOD FROM THE DATE OF PASSING O | Management | For | Did Not Vote |
| O.7 | TO CONSIDER AND APPROVE THE PROPOSED PROVISION OF GUARANTEES BY THE COMPANY FOR ITS SUBSIDIARIES WITH A TOTAL AMOUNT OF NOT MORE THAN RMB5 BILLION DURING THE PERIOD FROM THE DATE OF PASSING OF THIS RESOLUTION UNTIL THE DAY OF ANNUAL GENERAL MEETING OF THE | Management | For | Did Not Vote |
| O.8 | TO CONSIDER AND APPROVE THE REPORT ON USE OF PROCEEDS FOR THE YEAR OF 2016 | Management | For | Did Not Vote |
| O.9 | TO CONSIDER AND APPROVE THE APPOINTMENT OF ERNST & YOUNG HUA MING LLP AS THE PRC AUDITOR OF THE COMPANY AND ERNST & YOUNG AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE FOR ONE YEAR, AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATIONS, RE | Management | For | Did Not Vote |
| O.10 | TO CONSIDER AND APPROVE THE ELECTION OF MS. XIAO HONG AS A SUPERVISOR OF THE COMPANY | Management | For | Did Not Vote |
| XTEP INTERNATIONAL HOLDINGS LTD Meeting Date: MAY 08, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: G98277109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0323/LTN20170323510.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0323/LTN20170323441.pd | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
| 1 | TO RECEIVE AND CONSIDER THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 2 | TO DECLARE A FINAL DIVIDEND OF HK3.25 CENTS (EQUIVALENT TO RMB2.89 CENTS) PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3 | TO DECLARE A SPECIAL DIVIDEND OF HK2.75 CENTS (EQUIVALENT TO RMB2.44 CENTS) PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 4 | TO RE-ELECT MR. DING SHUI PO AS DIRECTOR OF THE COMPANY | Management | For | Did Not Vote |
| 5 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | For | Did Not Vote |
| 6 | TO RE-APPOINT ERNST & YOUNG AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | For | Did Not Vote |
| 8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | Did Not Vote |
| 9 | TO EXTEND THE GENERAL MANDATE GRANTED UNDER RESOLUTION NO. 7 BY ADDING THE AMOUNT REPRESENTING THE TOTAL NUMBER OF SHARES REPURCHASED PURSUANT TO THE GENERAL MANDATE GRANTED UNDER RESOLUTION NO. 8 | Management | For | Did Not Vote |
| YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LTD CO Meeting Date: JAN 24, 2017 Record Date: DEC 23, 2016 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y9737F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 712076 DUE TO ADDITION OF- RESOLUTIONS FROM 5 TO 19. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1208/LTN20161208745.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1208/LTN20161208757.pdf,- | Management | None | Did not vote |
| 1 | THAT THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE PURCHASE FRAMEWORK AGREEMENT ENTERED INTO BETWEEN PRYSMIAN S.P.A. AND THE COMPANY ON NOVEMBER 11, 2016, A COPY OF WHICH HAS BEEN INITIALLED BY THE CHAIRMAN OF THIS MEETING AND FOR THE PURPO | Management | For | Did Not Vote |
| 2 | THAT THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE SALES FRAMEWORK AGREEMENT ENTERED INTO BETWEEN PRYSMIAN S.P.A. AND THE COMPANY ON NOVEMBER 11, 2016, A COPY OF WHICH HAS BEEN INITIALLED BY THE CHAIRMAN OF THIS MEETING AND FOR THE PURPOSE | Management | For | Did Not Vote |
| 3 | THAT THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE PURCHASE FRAMEWORK AGREEMENT ENTERED INTO BETWEEN YANGTZE OPTICAL FIBRE AND CABLE (SHANGHAI) CO., LTD. (AS SPECIFIED) AND THE COMPANY ON NOVEMBER 11, 2016, A COPY OF WHICH HAS BEEN INITIALL | Management | For | Did Not Vote |
| 4 | THAT THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE SALES FRAMEWORK AGREEMENT ENTERED INTO BETWEEN YANGTZE OPTICAL FIBRE AND CABLE (SHANGHAI) CO., LTD. (AS SPECIFIED) AND THE COMPANY ON NOVEMBER 11, 2016, A COPY OF WHICH HAS BEEN INITIALLED | Management | For | Did Not Vote |
| 5 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF MR. FRANK FRANCISCUS DORJEE AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE MR. FRANK FRANCISCUS DORJEE'S DIRECTOR'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDU | Management | For | Did Not Vote |
| 6 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF MR. ZHUANG DAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE MR. ZHUANG DAN'S DIRECTOR 'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED) | Management | For | Did Not Vote |
| 7 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF MR. MA JIE AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE MR. MA JIE'S DIRECTOR'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED) | Management | For | Did Not Vote |
| 8 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF MR. YAO JINGMING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE MR. YAO JINGMING'S DIRECTOR 'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED) | Management | For | Did Not Vote |
| 9 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF MR. PHILIPPE CLAUDE VANHILLE AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE MR. PHILIPPE CLAUDE VANHILLE'S DIRECTOR'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN | Management | For | Did Not Vote |
| 10 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF MR. PIER FRANCESCO FACCHINI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE MR. PIER FRANCESCO FACCHINI'S DIRECTOR'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDU | Management | For | Did Not Vote |
| 11 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF MR. XIONG XIANGFENG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE MR. XIONG XIANGFENG'S DIRECTOR 'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED) | Management | For | Did Not Vote |
| 12 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF MS. ZHENG HUILI AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE MS. ZHENG HUILI'S DIRECTOR 'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED) | Management | For | Did Not Vote |
| 13 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF DR. NGAI WAI FUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE DR. NGAI WAI FUNG'S DIRECTOR'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED | Management | For | Did Not Vote |
| 14 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF DR. IP SIK ON SIMON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE DR. IP SIK ON SIMON'S DIRECTOR'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDU | Management | For | Did Not Vote |
| 15 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF MR. LI PING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE MR. LI PING'S DIRECTOR'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED) | Management | For | Did Not Vote |
| 16 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF DR. LI ZHUO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE DR. LI ZHUO'S DIRECTOR'S FEE OF RMB380,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED) | Management | For | Did Not Vote |
| 17 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF MR. LIU DEMING AS AN INDEPENDENT SUPERVISOR OF THE COMPANY AND TO CONSIDER AND APPROVE MR. LIU DEMING'S REMUNERATION OF RMB150,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED) | Management | For | Did Not Vote |
| 18 | TO CONSIDER AND APPROVE THE RE-ELECTION AND APPOINTMENT OF MS. LI CHANG'AI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY AND TO CONSIDER AND APPROVE MS. LI CHANG'AI'S REMUNERATION OF RMB150,000 PER ANNUM (AFTER ALL TAXES HAVE BEEN DEDUCTED) | Management | For | Did Not Vote |
| 19A1 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19A2 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19A3 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19A4 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19A5 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19A6 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19A7 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19A8 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19A9 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19A10 | EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PROPOSED REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTRUMENTS, DETAILS OF WHICH ARE SET OUT IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED JANUARY 9, 2017, BE AND ARE HER | Management | For | Did Not Vote |
| 19.B | THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") BE AUTHORIZED, AND THE BOARD BE AUTHORIZED TO FURTHER AUTHORIZE THE WORKING GROUP AUTHORIZED BY THE BOARD FOR THE PURPOSE OF THE REGISTRATION AND ISSUANCE OF THE SHORT TO MEDIUM-TERM DEBT FINANCING INSTR | Management | For | Did Not Vote |
| YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LTD CO Meeting Date: MAY 22, 2017 Record Date: APR 21, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y9737F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 405/LTN201704051872.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051934.PD | Management | None | Did not vote |
| 1 | "THAT: (A) TO FULLY ENSURE THE PARTICIPATION RIGHTS OF ALL THE SHAREHOLDERS OF THE COMPANY AND ALLOW THEM TO FULLY VOICE THEIR OPINIONS, THE PRINCIPLE OF "ONE PROPOSAL FOR ONE MATTER" WILL BE ADOPTED FOR THE COMPANY'S FUTURE NEW EQUITY FINANCING PLANS (IN | Management | For | For |
| YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LTD CO Meeting Date: MAY 22, 2017 Record Date: APR 21, 2017 Meeting Type: CLASS MEETING | ||||
| Ticker: Security ID: Y9737F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051948.PDF-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051892.pd | Management | None | Did not vote |
| 1 | "THAT: (A) TO FULLY ENSURE THE PARTICIPATION RIGHTS OF ALL THE SHAREHOLDERS OF THE COMPANY AND ALLOW THEM TO FULLY VOICE THEIR OPINIONS, THE PRINCIPLE OF "ONE PROPOSAL FOR ONE MATTER" WILL BE ADOPTED FOR THE COMPANY'S FUTURE NEW EQUITY FINANCING PLANS (IN | Management | For | For |
| YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LTD CO Meeting Date: MAY 22, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y9737F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS 2016 ANNUAL GENERAL MEETING | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 405/LTN201704051860.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051922. | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For |
| 2 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For |
| 3 | TO CONSIDER AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For |
| 4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For |
| 5 | TO RE-APPOINT KPMG AND KPMG HUAZHEN LLP AS THE INTERNATIONAL AUDITORS AND DOMESTIC AUDITORS OF THE COMPANY RESPECTIVELY FOR THE YEAR OF 2017 | Management | For | For |
| 6 | THAT THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS SET OUT IN APPENDIX I TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 BE AND ARE HEREBY APPROVED AND THE BOARD BE AND IS HEREBY AUTHORISED TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For |
| YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LTD CO Meeting Date: MAY 23, 2017 Record Date: APR 21, 2017 Meeting Type: EXTRAORDINARY GENERAL MEETING | ||||
| Ticker: Security ID: Y9737F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 755489 DUE TO ADDITION OF- RESOLUTIONS 21 TO 23. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Management | None | Did not vote |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051894.pdf, | Management | None | Did not vote |
| 1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN (SPECIAL GENERAL PARTNERSHIP) AS THE COMPANY'S AUDITOR FOR THE A SHARE OFFERING AND TO CONSIDER AND APPROVE THE GRANT OF THE AUTHORIZATION TO THE BOARD TO DETERMINE THE REMUNERATION OF KPMG HUAZHEN ( | Management | For | For |
| 2 | TO CONSIDER AND APPROVE THE APPOINTMENT OF COMMERCE & FINANCE LAW OFFICES AS THE COMPANY'S LEGAL ADVISOR FOR THE A SHARE OFFERING AND TO CONSIDER AND APPROVE THE GRANT OF THE AUTHORIZATION TO THE BOARD TO DETERMINE THE REMUNERATION OF COMMERCE & FINANCE L | Management | For | For |
| 3 | TO CONSIDER AND APPROVE THE REPORT ON THE USE OF PREVIOUSLY RAISED FUNDS AS SET OUT IN APPENDIX IV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 4 | TO CONSIDER AND ADOPT THE ADMINISTRATIVE MEASURES ON THE USE OF PROCEEDS AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 5 | TO CONSIDER AND ADOPT THE ADMINISTRATIVE REGULATIONS ON RELATED PARTIES TRANSACTIONS AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 6 | TO CONSIDER AND ADOPT THE ADMINISTRATIVE MEASURES ON THE PROVISION OF EXTERNAL GUARANTEES AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 7 | TO CONSIDER AND ADOPT THE ADMINISTRATIVE REGULATIONS ON EXTERNAL INVESTMENT AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 8 | TO CONSIDER AND ADOPT THE WORKING RULES FOR INDEPENDENT DIRECTORS AS SET OUT IN APPENDIX XV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 9.1 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: CLASS OF SHARES | Management | For | For |
| 9.2 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PAR VALUE OF SHARES | Management | For | For |
| 9.3 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: NUMBER OF SHARES TO BE ISSUED | Management | For | For |
| 9.4 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: TARGET SUBSCRIBERS | Management | For | For |
| 9.5 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: METHOD OF ISSUANCE | Management | For | For |
| 9.6 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PRICING METHODOLOGY | Management | For | For |
| 9.7 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: FORM OF UNDERWRITING | Management | For | For |
| 9.8 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PLACE OF LISTING | Management | For | For |
| 9.9 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: USE OF PROCEEDS | Management | For | For |
| 9.10 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: CONVERSION OF THE COMPANY | Management | For | For |
| 9.11 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: EFFECTIVE PERIOD OF THE RESOLUTION | Management | For | For |
| 10 | THAT: (A) THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") BE AUTHORIZED TO DEAL WITH, IN ITS ABSOLUTE DISCRETION, ALL MATTERS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO: (1) IN ACCORDANCE WITH THE PLAN FOR THE A SHARE OFFERING A | Management | For | For |
| 11 | TO CONSIDER AND APPROVE THE PROPOSED USE OF PROCEEDS FROM THE A SHARE OFFERING AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 AND THE FEASIBILITY ANALYSIS AS SET OUT IN APPENDIX II THERETO | Management | For | For |
| 12 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE DILUTION OF IMMEDIATE RETURN AS A RESULT OF THE A SHARE OFFERING, REMEDIAL MEASURES AND UNDERTAKINGS BY RELEVANT PARTIES AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 13 | TO CONSIDER AND APPROVE THE PRICE STABILIZATION PLAN FOR THE A SHARES WITHIN THE THREE YEARS AFTER THE A SHARE OFFERING AND LISTING OF THE A SHARES AS SET OUT IN APPENDIX V TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 14 | TO CONSIDER AND APPROVE THE DIVIDEND RETURN PLAN FOR SHAREHOLDERS FOR THE THREE YEARS AFTER THE A SHARE OFFERING (2017-2019) AS SET OUT IN APPENDIX VI TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 15 | TO CONSIDER AND APPROVE THE DISTRIBUTION PLAN FOR ACCUMULATED PROFITS BEFORE THE A SHARE OFFERING AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 16 | TO CONSIDER AND APPROVE THE RELEVANT UNDERTAKINGS TO BE INCLUDED IN THE PROSPECTUS IN CONNECTION WITH THE A SHARE OFFERING AND THE RELEVANT RESTRICTIVE MEASURES AS SET OUT IN APPENDIX VII TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 17 | TO CONSIDER AND APPROVE THE ARTICLES OF ASSOCIATION (DRAFT) (WHERE THE FULL SET OF THE AMENDED ARTICLES OF ASSOCIATION AND THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION ARE SET OUT IN APPENDIX VIII AND APPENDIX IX TO THE CIRCULAR OF THE COMPANY D | Management | For | For |
| 18 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE GENERAL MEETING AS SET OUT IN APPENDIX XI TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 19 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE BOARD AS SET OUT IN APPENDIX XIII TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 20 | TO CONSIDER AND ADOPT THE PROCEDURAL RULES FOR THE BOARD OF SUPERVISORS AS SET OUT IN APPENDIX XIV TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 21 | TO CONSIDER AND APPROVE THE REPORT ON THE USE OF PROCEEDS FROM THE GLOBAL OFFERING AS SET OUT IN APPENDIX I TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017 | Management | For | For |
| 22.I | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH RELA | Management | For | For |
| 22.II | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: OUTSTANDING BALANCE WI | Management | For | For |
| 22III | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH COUN | Management | For | For |
| 22.IV | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH CHIN | Management | For | For |
| 22.V | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH COUN | Management | For | For |
| 22.VI | TO CONSIDER AND APPROVE INDIVIDUALLY EACH OF THE FOLLOWING SECTION IN THE REPORT ON THE RELATED PARTY TRANSACTIONS IN THE PRECEDING THREE YEARS AS SET OUT IN APPENDIX II TO THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED MAY 5, 2017: TRANSACTIONS WITH THE | Management | For | For |
| 23 | TO CONSIDER AND APPROVE THE ESTIMATES OF THE 2017 ANNUAL TRANSACTION AMOUNTS FOR THE TRANSACTIONS WITH THE JOINT VENTURES AND THE ASSOCIATES DURING THE ORDINARY AND USUAL COURSE OF BUSINESS AS SET OUT IN APPENDIX III TO THE SUPPLEMENTAL CIRCULAR OF THE CO | Management | For | For |
| YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LTD CO Meeting Date: MAY 23, 2017 Record Date: APR 21, 2017 Meeting Type: CLASS MEETING | ||||
| Ticker: Security ID: Y9737F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051918.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051987. | Management | None | Did not vote |
| 1.1 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: CLASS OF SHARES | Management | For | For |
| 1.2 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PAR VALUE OF SHARES | Management | For | For |
| 1.3 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: NUMBER OF SHARES TO BE ISSUED | Management | For | For |
| 1.4 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: TARGET SUBSCRIBERS | Management | For | For |
| 1.5 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: METHOD OF ISSUANCE | Management | For | For |
| 1.6 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PRICING METHODOLOGY | Management | For | For |
| 1.7 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: FORM OF UNDERWRITING | Management | For | For |
| 1.8 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: PLACE OF LISTING | Management | For | For |
| 1.9 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: USE OF PROCEEDS | Management | For | For |
| 1.10 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: CONVERSION OF THE COMPANY | Management | For | For |
| 1.11 | THAT EACH OF THE FOLLOWING PROPOSED ITEM IN RESPECT OF THE PLAN FOR THE PROPOSED A SHARE OFFERING, DETAILS OF WHICH ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017, BE AND ARE HEREBY INDIVIDUALLY APPROVED: EFFECTIVE PERIOD OF THE RESOLUTION | Management | For | For |
| 2 | THAT: (A) THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") BE AUTHORIZED TO DEAL WITH, IN ITS ABSOLUTE DISCRETION, ALL MATTERS IN RELATION TO THE A SHARE OFFERING, INCLUDING BUT NOT LIMITED TO: (1) IN ACCORDANCE WITH THE PLAN FOR THE A SHARE OFFERING A | Management | For | For |
| 3 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE DILUTION OF IMMEDIATE RETURN AS A RESULT OF THE A SHARE OFFERING, REMEDIAL MEASURES AND UNDERTAKINGS BY RELEVANT PARTIES AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 4 | TO CONSIDER AND APPROVE THE PRICE STABILIZATION PLAN FOR THE A SHARES WITHIN THE THREE YEARS AFTER THE A SHARE OFFERING AND LISTING OF THE A SHARES AS SET OUT IN APPENDIX V TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 5 | TO CONSIDER AND APPROVE THE DISTRIBUTION PLAN FOR ACCUMULATED PROFITS BEFORE THE A SHARE OFFERING AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| 6 | TO CONSIDER AND APPROVE THE RELEVANT UNDERTAKINGS TO BE INCLUDED IN THE PROSPECTUS IN CONNECTION WITH THE A SHARE OFFERING AND THE RELEVANT RESTRICTIVE MEASURES AS SET OUT IN APPENDIX VII TO THE CIRCULAR OF THE COMPANY DATED APRIL 6, 2017 | Management | For | For |
| YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD Meeting Date: APR 28, 2017 Record Date: Meeting Type: ANNUAL GENERAL MEETING | ||||
| Ticker: Security ID: Y9728A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND THE DIRECTORS' STATEMENTS TOGETHER WITH THE INDEPENDENT AUDITOR'S REPORT THEREON | Management | For | Did Not Vote |
| 2 | TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.04 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | Did Not Vote |
| 3 | TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 136,500 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016. (2015: SGD 136,500) | Management | For | Did Not Vote |
| 4 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S CONSTITUTION: MR REN YUANLIN | Management | For | Did Not Vote |
| 5 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION PURSUANT TO ARTICLE 94 OF THE COMPANY'S CONSTITUTION: MR TEO YI- DAR | Management | For | Did Not Vote |
| 6 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | Did Not Vote |
| 7 | AUTHORITY TO ALLOT AND ISSUE SHARES | Management | For | Did Not Vote |
| 8 | RENEWAL OF SHARE PURCHASE MANDATE | Management | For | Did Not Vote |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Asia Pacific Fund, Inc.
By
| /s/ King Lun Au |
(Hoyt M. Peters)
King Lun Au, President
Date: August 17, 2017
Power of Attorney
The undersigned Officer of The Asia Pacific Fund, Inc. ( the "Fund"), hereby constitute, appoint and authorize each of, Frank J. Maresca and Hoyt M. Peters, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his behalf in the appropriate capacities indicated, any Registration Statements of the Fund on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the Securities and Exchange Commission (the "SEC") and the securities regulators of appropriate states and territories, and generally to do all such things in his name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
| /s/King Lun Au |
King Lun Au
President
Dated: August 17, 2017