Bruce N. Alpert
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| Vote Summary |
| | GENERAL MILLS, INC. |
| | Security | | 370334104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GIS | | | | | Meeting Date | 24-Sep-2013 | |
| | ISIN | | US3703341046 | | | | | Agenda | 933866103 - Management |
| | Record Date | | 26-Jul-2013 | | | | | Holding Recon Date | 26-Jul-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 23-Sep-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A) | ELECTION OF DIRECTOR: BRADBURY H.
ANDERSON | | Management | For | For | | |
| | 1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | | Management | For | For | | |
| | 1C) | ELECTION OF DIRECTOR: PAUL DANOS | | Management | For | For | | |
| | 1D) | ELECTION OF DIRECTOR: WILLIAM T. ESREY | | Management | For | For | | |
| | 1E) | ELECTION OF DIRECTOR: RAYMOND V.
GILMARTIN | | Management | For | For | | |
| | 1F) | ELECTION OF DIRECTOR: JUDITH RICHARDS
HOPE | | Management | For | For | | |
| | 1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | | Management | For | For | | |
| | 1H) | ELECTION OF DIRECTOR: HILDA OCHOA-
BRILLEMBOURG | | Management | For | For | | |
| | 1I) | ELECTION OF DIRECTOR: STEVE ODLAND | | Management | For | For | | |
| | 1J) | ELECTION OF DIRECTOR: KENDALL J.
POWELL | | Management | For | For | | |
| | 1K) | ELECTION OF DIRECTOR: MICHAEL D. ROSE | | Management | For | For | | |
| | 1L) | ELECTION OF DIRECTOR: ROBERT L. RYAN | | Management | For | For | | |
| | 1M) | ELECTION OF DIRECTOR: DOROTHY A.
TERRELL | | Management | For | For | | |
| | 2) | CAST AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 3) | RATIFY THE APPOINTMENT OF KPMG LLP AS
GENERAL MILLS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | For | For | | |
| | 4) | STOCKHOLDER PROPOSAL FOR REPORT
ON RESPONSIBILITY FOR POST-CONSUMER
PACKAGING. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 21,600 | 0 | 05-Sep-2013 | 05-Sep-2013 |
| | ORACLE CORPORATION |
| | Security | | 68389X105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | ORCL | | | | | Meeting Date | 31-Oct-2013 | |
| | ISIN | | US68389X1054 | | | | | Agenda | 933878300 - Management |
| | Record Date | | 03-Sep-2013 | | | | | Holding Recon Date | 03-Sep-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 30-Oct-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1 | DIRECTOR | | Management | | | | | | | |
| | | | 1 | JEFFREY S. BERG | | | For | For | | |
| | | | 2 | H. RAYMOND BINGHAM | | | Withheld | Against | | |
| | | | 3 | MICHAEL J. BOSKIN | | | For | For | | |
| | | | 4 | SAFRA A. CATZ | | | Withheld | Against | | |
| | | | 5 | BRUCE R. CHIZEN | | | Withheld | Against | | |
| | | | 6 | GEORGE H. CONRADES | | | Withheld | Against | | |
| | | | 7 | LAWRENCE J. ELLISON | | | For | For | | |
| | | | 8 | HECTOR GARCIA-MOLINA | | | For | For | | |
| | | | 9 | JEFFREY O. HENLEY | | | For | For | | |
| | | | 10 | MARK V. HURD | | | For | For | | |
| | | | 11 | NAOMI O. SELIGMAN | | | Withheld | Against | | |
| | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. ` | | Management | Against | Against | | |
| | 3 | APPROVAL OF AMENDMENT TO THE LONG-
TERM EQUITY INCENTIVE PLAN. | | Management | For | For | | |
| | 4 | RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | | Management | For | For | | |
| | 5 | STOCKHOLDER PROPOSAL REGARDING
ESTABLISHING A BOARD COMMITTEE ON
HUMAN RIGHTS. | | Shareholder | Against | For | | |
| | 6 | STOCKHOLDER PROPOSAL REGARDING
INDEPENDENT BOARD CHAIRMAN. | | Shareholder | For | Against | | |
| | 7 | STOCKHOLDER PROPOSAL REGARDING
VOTE TABULATION. | | Shareholder | Against | For | | |
| | 8 | STOCKHOLDER PROPOSAL REGARDING
MULTIPLE PERFORMANCE METRICS. | | Shareholder | For | Against | | |
| | 9 | STOCKHOLDER PROPOSAL REGARDING
QUANTIFIABLE PERFORMANCE METRICS. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 23,200 | 0 | 15-Oct-2013 | 15-Oct-2013 |
| | CISCO SYSTEMS, INC. |
| | Security | | 17275R102 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CSCO | | | | | Meeting Date | 19-Nov-2013 | |
| | ISIN | | US17275R1023 | | | | | Agenda | 933882157 - Management |
| | Record Date | | 20-Sep-2013 | | | | | Holding Recon Date | 20-Sep-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 18-Nov-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: MARC BENIOFF | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: GREGORY Q.
BROWN | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: M. MICHELE
BURNS | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL D.
CAPELLAS | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JOHN T.
CHAMBERS | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: DR. JOHN L.
HENNESSY | | Management | Against | Against | | |
| | 1I. | ELECTION OF DIRECTOR: DR. KRISTINA M.
JOHNSON | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: RODERICK C.
MCGEARY | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: ARUN SARIN | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: STEVEN M. WEST | | Management | For | For | | |
| | 2. | APPROVAL OF AMENDMENT AND
RESTATEMENT OF THE 2005 STOCK
INCENTIVE PLAN. | | Management | For | For | | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 4. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
2014. | | Management | For | For | | |
| | 5. | APPROVAL TO HAVE CISCO HOLD A
COMPETITION FOR GIVING PUBLIC ADVICE
ON THE VOTING ITEMS IN THE PROXY
FILING FOR CISCO'S 2014 ANNUAL
SHAREOWNERS MEETING. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 29,900 | 0 | 01-Nov-2013 | 01-Nov-2013 |
| | MICROSOFT CORPORATION |
| | Security | | 594918104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | MSFT | | | | | Meeting Date | 19-Nov-2013 | |
| | ISIN | | US5949181045 | | | | | Agenda | 933883185 - Management |
| | Record Date | | 13-Sep-2013 | | | | | Holding Recon Date | 13-Sep-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 18-Nov-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | ELECTION OF DIRECTOR: STEVEN A.
BALLMER | | Management | For | For | | |
| | 2. | ELECTION OF DIRECTOR: DINA DUBLON | | Management | For | For | | |
| | 3. | ELECTION OF DIRECTOR: WILLIAM H. GATES
III | | Management | For | For | | |
| | 4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | | Management | For | For | | |
| | 5. | ELECTION OF DIRECTOR: STEPHEN J.
LUCZO | | Management | For | For | | |
| | 6. | ELECTION OF DIRECTOR: DAVID F.
MARQUARDT | | Management | For | For | | |
| | 7. | ELECTION OF DIRECTOR: CHARLES H.
NOSKI | | Management | For | For | | |
| | 8. | ELECTION OF DIRECTOR: HELMUT PANKE | | Management | For | For | | |
| | 9. | ELECTION OF DIRECTOR: JOHN W.
THOMPSON | | Management | Against | Against | | |
| | 10. | APPROVE MATERIAL TERMS OF THE
PERFORMANCE CRITERIA UNDER THE
EXECUTIVE OFFICER INCENTIVE PLAN | | Management | For | For | | |
| | 11. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION | | Management | For | For | | |
| | 12. | RATIFICATION OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT AUDITOR FOR
FISCAL YEAR 2014 | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 23,600 | 0 | 29-Oct-2013 | 29-Oct-2013 |
| | ACE LIMITED |
| | Security | | H0023R105 | | | | | Meeting Type | Special |
| | Ticker Symbol | | ACE | | | | | Meeting Date | 10-Jan-2014 | |
| | ISIN | | CH0044328745 | | | | | Agenda | 933908088 - Management |
| | Record Date | | 05-Dec-2013 | | | | | Holding Recon Date | 05-Dec-2013 | |
| | City / | Country | | | / | Bermuda | | Vote Deadline Date | 08-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | APPROVAL OF THE PAYMENT OF DIVIDENDS
FROM LEGAL RESERVES | | Management | For | For | | |
| | 2. | ELECTION OF HOMBURGER AG AS OUR
INDEPENDENT PROXY UNTIL THE
CONCLUSION OF OUR 2014 ORDINARY
GENERAL MEETING | | Management | For | For | | |
| | 3. | IF A NEW AGENDA ITEM OR A NEW
PROPOSAL FOR AN EXISTING AGENDA ITEM
IS PUT BEFORE THE MEETING I/WE
HEREWITH AUTHORIZE AND INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF
THE BOARD OF DIRECTORS | | Management | Abstain | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 15,100 | 0 | 06-Jan-2014 | 07-Jan-2014 |
| | MSC INDUSTRIAL DIRECT CO., INC. |
| | Security | | 553530106 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | MSM | | | | | Meeting Date | 16-Jan-2014 | |
| | ISIN | | US5535301064 | | | | | Agenda | 933906515 - Management |
| | Record Date | | 27-Nov-2013 | | | | | Holding Recon Date | 27-Nov-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 15-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | MITCHELL JACOBSON | | | For | For | | |
| | | | 2 | DAVID SANDLER | | | For | For | | |
| | | | 3 | ERIK GERSHWIND | | | For | For | | |
| | | | 4 | JONATHAN BYRNES | | | For | For | | |
| | | | 5 | ROGER FRADIN | | | For | For | | |
| | | | 6 | LOUISE GOESER | | | For | For | | |
| | | | 7 | DENIS KELLY | | | For | For | | |
| | | | 8 | PHILIP PELLER | | | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | | Management | For | For | | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 9,397 | 0 | 16-Dec-2013 | 17-Dec-2013 |
| | AMDOCS LIMITED |
| | Security | | G02602103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | DOX | | | | | Meeting Date | 30-Jan-2014 | |
| | ISIN | | GB0022569080 | | | | | Agenda | 933910603 - Management |
| | Record Date | | 02-Dec-2013 | | | | | Holding Recon Date | 02-Dec-2013 | |
| | City / | Country | | | / | United
Kingdom | | Vote Deadline Date | 29-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ROBERT A.
MINICUCCI | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ADRIAN GARDNER | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JOHN T.
MCLENNAN | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: SIMON OLSWANG | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: ZOHAR ZISAPEL | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JULIAN A.
BRODSKY | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ELI GELMAN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JAMES S. KAHAN | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: RICHARD T.C.
LEFAVE | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: GIORA YARON | | Management | For | For | | |
| | 2. | TO APPROVE AN INCREASE IN THE
DIVIDEND RATE UNDER OUR QUARTERLY ...
(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL) | | Management | For | For | | |
| | 3. | TO APPROVE AN AMENDMENT TO AMDOCS
LIMITED'S ARTICLES OF ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL) | | Management | For | For | | |
| | 4. | TO APPROVE THE AUTHORIZED SHARE
CAPITAL OF AMDOCS LIMITED AND ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL) | | Management | Against | Against | | |
| | 5. | TO APPROVE OUR CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDED SEPTEMBER 30, 2013
(PROPOSAL V) | | Management | For | For | | |
| | 6. | TO RATIFY AND APPROVE THE
APPOINTMENT OF ERNST & YOUNG LLP AS
.... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL) | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 38,200 | 0 | 10-Jan-2014 | 11-Jan-2014 |
| | ACCENTURE PLC |
| | Security | | G1151C101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | ACN | | | | | Meeting Date | 30-Jan-2014 | |
| | ISIN | | IE00B4BNMY34 | | | | | Agenda | 933911592 - Management |
| | Record Date | | 06-Dec-2013 | | | | | Holding Recon Date | 06-Dec-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 29-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | TO ACCEPT, IN A NON-BINDING VOTE, THE
COMPANY'S IRISH FINANCIAL STATEMENTS
FOR THE TWELVE-MONTH PERIOD ENDED
AUGUST 31, 2013, AS PRESENTED. | | Management | For | For | | |
| | 2A. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: JAIME ARDILA | | Management | For | For | | |
| | 2B. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: CHARLES H. GIANCARLO | | Management | For | For | | |
| | 2C. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: WILLIAM L. KIMSEY | | Management | For | For | | |
| | 2D. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: BLYTHE J. MCGARVIE | | Management | For | For | | |
| | 2E. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: MARK MOODY-STUART | | Management | For | For | | |
| | 2F. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: PIERRE NANTERME | | Management | For | For | | |
| | 2G. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: GILLES C. PELISSON | | Management | For | For | | |
| | 2H. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: WULF VON SCHIMMELMANN | | Management | Against | Against | | |
| | 3. | TO RATIFY, IN A NON-BINDING VOTE, THE
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT
OUR ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2015 AND TO
AUTHORIZE, IN A BINDING VOTE, THE
BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION. | | Management | For | For | | |
| | 4. | TO APPROVE, IN A NON-BINDING VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 5. | TO GRANT THE BOARD THE AUTHORITY TO
ISSUE SHARES UNDER IRISH LAW. | | Management | For | For | | |
| | 6. | TO GRANT THE BOARD THE AUTHORITY TO
OPT-OUT OF STATUTORY PRE-EMPTION
RIGHTS UNDER IRISH LAW. | | Management | For | For | | |
| | 7. | TO APPROVE A CAPITAL REDUCTION AND
CREATION OF DISTRIBUTABLE RESERVES
UNDER IRISH LAW. | | Management | For | For | | |
| | 8. | TO AUTHORIZE HOLDING THE 2015 ANNUAL
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE
OF IRELAND AS REQUIRED UNDER IRISH
LAW. | | Management | For | For | | |
| | 9. | TO AUTHORIZE ACCENTURE TO MAKE
OPEN-MARKET PURCHASES OF
ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW. | | Management | For | For | | |
| | 10. | TO DETERMINE THE PRICE RANGE AT
WHICH ACCENTURE PLC CAN RE-ISSUE
SHARES THAT IT ACQUIRES AS TREASURY
STOCK UNDER IRISH LAW. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 20,000 | 0 | 10-Jan-2014 | 11-Jan-2014 |
| | ROCK-TENN COMPANY |
| | Security | | 772739207 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | RKT | | | | | Meeting Date | 31-Jan-2014 | |
| | ISIN | | US7727392075 | | | | | Agenda | 933908901 - Management |
| | Record Date | | 02-Dec-2013 | | | | | Holding Recon Date | 02-Dec-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 30-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | JENNY A. HOURIHAN | | | For | For | | |
| | | | 2 | STEVEN C. VOORHEES | | | For | For | | |
| | | | 3 | J. POWELL BROWN | | | For | For | | |
| | | | 4 | ROBERT M. CHAPMAN | | | For | For | | |
| | | | 5 | TERRELL K. CREWS | | | For | For | | |
| | | | 6 | RUSSELL M. CURREY | | | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ROCK-TENN
COMPANY. | | Management | For | For | | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | THE APPROVAL OF RESTATED AND
AMENDED ARTICLES OF INCORPORATION
FOR ROCK-TENN COMPANY TO PROVIDE
THAT ALL DIRECTORS ELECTED AT OR
AFTER OUR ANNUAL MEETING OF
SHAREHOLDERS HELD IN 2015 BE ELECTED
ON AN ANNUAL BASIS AND TO
CONSOLIDATE OTHER AMENDMENTS THAT
WERE PREVIOUSLY MADE TO ROCK-TENN
COMPANY'S ARTICLES OF INCORPORATION. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 6,800 | 0 | 14-Jan-2014 | 15-Jan-2014 |
| | APPLE INC. |
| | Security | | 037833100 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | AAPL | | | | | Meeting Date | 28-Feb-2014 | |
| | ISIN | | US0378331005 | | | | | Agenda | 933915564 - Management |
| | Record Date | | 30-Dec-2013 | | | | | Holding Recon Date | 30-Dec-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 27-Feb-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | WILLIAM CAMPBELL | | | For | For | | |
| | | | 2 | TIMOTHY COOK | | | For | For | | |
| | | | 3 | MILLARD DREXLER | | | For | For | | |
| | | | 4 | AL GORE | | | For | For | | |
| | | | 5 | ROBERT IGER | | | For | For | | |
| | | | 6 | ANDREA JUNG | | | For | For | | |
| | | | 7 | ARTHUR LEVINSON | | | For | For | | |
| | | | 8 | RONALD SUGAR | | | For | For | | |
| | 2. | THE AMENDMENT OF THE COMPANY'S
RESTATED ARTICLES OF INCORPORATION
(THE "ARTICLES") TO FACILITATE THE
IMPLEMENTATION OF MAJORITY VOTING
FOR THE ELECTION OF DIRECTORS IN AN
UNCONTESTED ELECTION BY ELIMINATING
ARTICLE VII, WHICH RELATES TO THE TERM
OF DIRECTORS AND THE TRANSITION FROM
A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE | | Management | For | For | | |
| | 3. | THE AMENDMENT OF THE ARTICLES TO
ELIMINATE THE "BLANK CHECK" AUTHORITY
OF THE BOARD TO ISSUE PREFERRED
STOCK | | Management | For | For | | |
| | 4. | THE AMENDMENT OF THE ARTICLES TO
ESTABLISH A PAR VALUE FOR THE
COMPANY'S COMMON STOCK OF $0.00001
PER SHARE | | Management | For | For | | |
| | 5. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | | Management | For | For | | |
| | 6. | A NON-BINDING ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION | | Management | For | For | | |
| | 7. | THE APPROVAL OF THE APPLE INC. 2014
EMPLOYEE STOCK PLAN | | Management | For | For | | |
| | 8. | A SHAREHOLDER PROPOSAL BY JOHN
HARRINGTON AND NORTHSTAR ASSET
MANAGEMENT INC. ENTITLED "BOARD
COMMITTEE ON HUMAN RIGHTS" TO AMEND
THE COMPANY'S BYLAWS | | Shareholder | Against | For | | |
| | 9. | A SHAREHOLDER PROPOSAL BY THE
NATIONAL CENTER FOR PUBLIC POLICY
RESEARCH OF A NON-BINDING ADVISORY
RESOLUTION ENTITLED "REPORT ON
COMPANY MEMBERSHIP AND INVOLVEMENT
WITH CERTAIN TRADE ASSOCIATIONS AND
BUSINESS ORGANIZATIONS" | | Shareholder | Against | For | | |
| | 10. | A SHAREHOLDER PROPOSAL BY CARL
ICAHN OF A NON-BINDING ADVISORY
RESOLUTION THAT THE COMPANY COMMIT
TO COMPLETING NOT LESS THAN $50
BILLION OF SHARE REPURCHASES DURING
ITS 2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL
RETURN PROGRAM ACCORDINGLY) | | Shareholder | Abstain | Against | | |
| | 11. | A SHAREHOLDER PROPOSAL BY JAMES
MCRITCHIE OF A NON-BINDING ADVISORY
RESOLUTION ENTITLED "PROXY ACCESS
FOR SHAREHOLDERS" | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 1,400 | 0 | 13-Feb-2014 | 13-Feb-2014 |
| | QUALCOMM INCORPORATED |
| | Security | | 747525103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | QCOM | | | | | Meeting Date | 04-Mar-2014 | |
| | ISIN | | US7475251036 | | | | | Agenda | 933916150 - Management |
| | Record Date | | 06-Jan-2014 | | | | | Holding Recon Date | 06-Jan-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 03-Mar-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: BARBARA T.
ALEXANDER | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: DONALD G.
CRUICKSHANK | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: RAYMOND V.
DITTAMORE | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: SUSAN
HOCKFIELD | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS W.
HORTON | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: SHERRY LANSING | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: STEVEN M.
MOLLENKOPF | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: CLARK T. RANDT,
JR. | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: JONATHAN J.
RUBINSTEIN | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: BRENT
SCOWCROFT | | Management | For | For | | |
| | 1N. | ELECTION OF DIRECTOR: MARC I. STERN | | Management | For | For | | |
| | 2. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 28,
2014. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. | | Management | 1 Year | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 20,100 | 0 | 10-Feb-2014 | 11-Feb-2014 |
| | COVIDIEN PLC |
| | Security | | G2554F113 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | COV | | | | | Meeting Date | 19-Mar-2014 | |
| | ISIN | | IE00B68SQD29 | | | | | Agenda | 933918128 - Management |
| | Record Date | | 09-Jan-2014 | | | | | Holding Recon Date | 09-Jan-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 18-Mar-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | | Management | For | For | | |
| | 1B) | ELECTION OF DIRECTOR: JOY A.
AMUNDSON | | Management | For | For | | |
| | 1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | | Management | For | For | | |
| | 1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | | Management | For | For | | |
| | 1E) | ELECTION OF DIRECTOR: CHRISTOPHER J.
COUGHLIN | | Management | For | For | | |
| | 1F) | ELECTION OF DIRECTOR: RANDALL J.
HOGAN, III | | Management | For | For | | |
| | 1G) | ELECTION OF DIRECTOR: MARTIN D.
MADAUS | | Management | For | For | | |
| | 1H) | ELECTION OF DIRECTOR: DENNIS H.
REILLEY | | Management | For | For | | |
| | 1I) | ELECTION OF DIRECTOR: STEPHEN H.
RUSCKOWSKI | | Management | For | For | | |
| | 1J) | ELECTION OF DIRECTOR: JOSEPH A.
ZACCAGNINO | | Management | For | For | | |
| | 2) | APPROVE, IN A NON-BINDING ADVISORY
VOTE, THE APPOINTMENT OF THE
INDEPENDENT AUDITORS AND AUTHORIZE,
IN A BINDING VOTE, THE AUDIT COMMITTEE
TO SET THE AUDITORS' REMUNERATION. | | Management | For | For | | |
| | 3) | APPROVE, IN A NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 4) | AUTHORIZE THE COMPANY AND/OR ANY
SUBSIDIARY TO MAKE MARKET PURCHASES
OF COMPANY SHARES. | | Management | For | For | | |
| | S5) | DETERMINE THE PRICE RANGE AT WHICH
THE COMPANY CAN REISSUE SHARES IT
HOLDS AS TREASURY SHARES. | | Management | For | For | | |
| | 6) | RENEW THE DIRECTORS' AUTHORITY TO
ISSUE SHARES. | | Management | For | For | | |
| | S7) | RENEW THE DIRECTORS' AUTHORITY TO
ISSUE SHARES FOR CASH WITHOUT FIRST
OFFERING THEM TO EXISTING
SHAREHOLDERS. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 21,900 | 0 | 24-Feb-2014 | 25-Feb-2014 |
| | METLIFE, INC. |
| | Security | | 59156R108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | MET | | | | | Meeting Date | 22-Apr-2014 | |
| | ISIN | | US59156R1086 | | | | | Agenda | 933951471 - Management |
| | Record Date | | 28-Feb-2014 | | | | | Holding Recon Date | 28-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 21-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: CHERYL W. GRISE | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: CARLOS M.
GUTIERREZ | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: R. GLENN
HUBBARD | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: STEVEN A.
KANDARIAN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: JOHN M. KEANE | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: ALFRED F. KELLY,
JR. | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: WILLIAM E.
KENNARD | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JAMES M. KILTS | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: CATHERINE R.
KINNEY | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: DENISE M.
MORRISON | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: KENTON J.
SICCHITANO | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: LULU C. WANG | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR 2014. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 4. | APPROVAL OF THE METLIFE, INC. 2015
STOCK AND INCENTIVE COMPENSATION
PLAN. | | Management | For | For | | |
| | 5. | APPROVAL OF THE METLIFE, INC. 2015 NON-
MANAGEMENT DIRECTOR STOCK
COMPENSATION PLAN. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 27,400 | 0 | 31-Mar-2014 | 01-Apr-2014 |
| | GENERAL ELECTRIC COMPANY |
| | Security | | 369604103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GE | | | | | Meeting Date | 23-Apr-2014 | |
| | ISIN | | US3696041033 | | | | | Agenda | 933932534 - Management |
| | Record Date | | 24-Feb-2014 | | | | | Holding Recon Date | 24-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 22-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | A1 | ELECTION OF DIRECTOR: W. GEOFFREY
BEATTIE | | Management | For | For | | |
| | A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | | Management | For | For | | |
| | A3 | ELECTION OF DIRECTOR: JAMES I. CASH,
JR. | | Management | For | For | | |
| | A4 | ELECTION OF DIRECTOR: FRANCISCO
D'SOUZA | | Management | For | For | | |
| | A5 | ELECTION OF DIRECTOR: MARIJN E.
DEKKERS | | Management | For | For | | |
| | A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | | Management | For | For | | |
| | A7 | ELECTION OF DIRECTOR: SUSAN J.
HOCKFIELD | | Management | For | For | | |
| | A8 | ELECTION OF DIRECTOR: JEFFREY R.
IMMELT | | Management | For | For | | |
| | A9 | ELECTION OF DIRECTOR: ANDREA JUNG | | Management | For | For | | |
| | A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | | Management | For | For | | |
| | A11 | ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS | | Management | For | For | | |
| | A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | | Management | For | For | | |
| | A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | | Management | For | For | | |
| | A14 | ELECTION OF DIRECTOR: MARY L.
SCHAPIRO | | Management | For | For | | |
| | A15 | ELECTION OF DIRECTOR: ROBERT J.
SWIERINGA | | Management | For | For | | |
| | A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | | Management | For | For | | |
| | A17 | ELECTION OF DIRECTOR: DOUGLAS A.
WARNER III | | Management | For | For | | |
| | B1 | ADVISORY APPROVAL OF OUR NAMED
EXECUTIVES' COMPENSATION | | Management | For | For | | |
| | B2 | RATIFICATION OF SELECTION OF
INDEPENDENT AUDITOR FOR 2014 | | Management | For | For | | |
| | C1 | CUMULATIVE VOTING | | Shareholder | Against | For | | |
| | C2 | SENIOR EXECUTIVES HOLD OPTION
SHARES FOR LIFE | | Shareholder | Against | For | | |
| | C3 | MULTIPLE CANDIDATE ELECTIONS | | Shareholder | Against | For | | |
| | C4 | RIGHT TO ACT BY WRITTEN CONSENT | | Shareholder | For | Against | | |
| | C5 | CESSATION OF ALL STOCK OPTIONS AND
BONUSES | | Shareholder | Against | For | | |
| | C6 | SELL THE COMPANY | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 55,700 | 0 | 29-Mar-2014 | 30-Mar-2014 |
| | JOHNSON & JOHNSON |
| | Security | | 478160104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | JNJ | | | | | Meeting Date | 24-Apr-2014 | |
| | ISIN | | US4781601046 | | | | | Agenda | 933933548 - Management |
| | Record Date | | 25-Feb-2014 | | | | | Holding Recon Date | 25-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 23-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: MARY SUE
COLEMAN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: SUSAN L.
LINDQUIST | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: MARK B.
MCCLELLAN | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ANNE M.
MULCAHY | | Management | Against | Against | | |
| | 1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | | Management | Against | Against | | |
| | 1K. | ELECTION OF DIRECTOR: A. EUGENE
WASHINGTON | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: RONALD A.
WILLIAMS | | Management | For | For | | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | | |
| | 3. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL - EXECUTIVES
TO RETAIN SIGNIFICANT STOCK | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 23,100 | 0 | 31-Mar-2014 | 01-Apr-2014 |
| | AT&T INC. |
| | Security | | 00206R102 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | T | | | | | Meeting Date | 25-Apr-2014 | |
| | ISIN | | US00206R1023 | | | | | Agenda | 933930807 - Management |
| | Record Date | | 26-Feb-2014 | | | | | Holding Recon Date | 26-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 24-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: RANDALL L.
STEPHENSON | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: REUBEN V.
ANDERSON | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JAIME CHICO
PARDO | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JON C. MADONNA | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: MICHAEL B.
MCCALLISTER | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: MATTHEW K.
ROSE | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: CYNTHIA B.
TAYLOR | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: LAURA D'ANDREA
TYSON | | Management | For | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT AUDITORS. | | Management | For | For | | |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | APPROVE SEVERANCE POLICY. | | Management | For | For | | |
| | 5. | POLITICAL REPORT. | | Shareholder | Against | For | | |
| | 6. | LOBBYING REPORT. | | Shareholder | Against | For | | |
| | 7. | WRITTEN CONSENT. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 40,100 | 0 | 07-Apr-2014 | 08-Apr-2014 |
| | ABBOTT LABORATORIES |
| | Security | | 002824100 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | ABT | | | | | Meeting Date | 25-Apr-2014 | |
| | ISIN | | US0028241000 | | | | | Agenda | 933934641 - Management |
| | Record Date | | 27-Feb-2014 | | | | | Holding Recon Date | 27-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 24-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | R.J. ALPERN | | | For | For | | |
| | | | 2 | R.S. AUSTIN | | | For | For | | |
| | | | 3 | S.E. BLOUNT | | | For | For | | |
| | | | 4 | W.J. FARRELL | | | For | For | | |
| | | | 5 | E.M. LIDDY | | | For | For | | |
| | | | 6 | N. MCKINSTRY | | | For | For | | |
| | | | 7 | P.N. NOVAKOVIC | | | For | For | | |
| | | | 8 | W.A. OSBORN | | | For | For | | |
| | | | 9 | S.C. SCOTT III | | | For | For | | |
| | | | 10 | G.F. TILTON | | | For | For | | |
| | | | 11 | M.D. WHITE | | | For | For | | |
| | 2. | RATIFICATION OF ERNST & YOUNG LLP AS
AUDITORS | | Management | For | For | | |
| | 3. | SAY ON PAY - AN ADVISORY VOTE TO
APPROVE EXECUTIVE COMPENSATION | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL - GENETICALLY
MODIFIED INGREDIENTS | | Shareholder | Against | For | | |
| | 5. | SHAREHOLDER PROPOSAL - LOBBYING
DISCLOSURE | | Shareholder | Against | For | | |
| | 6. | SHAREHOLDER PROPOSAL - INCENTIVE
COMPENSATION | | Shareholder | Abstain | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 39,200 | 0 | 14-Apr-2014 | 15-Apr-2014 |
| | THE BOEING COMPANY |
| | Security | | 097023105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | BA | | | | | Meeting Date | 28-Apr-2014 | |
| | ISIN | | US0970231058 | | | | | Agenda | 933932368 - Management |
| | Record Date | | 27-Feb-2014 | | | | | Holding Recon Date | 27-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: DAVID L.
CALHOUN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ARTHUR D.
COLLINS, JR. | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: KENNETH M.
DUBERSTEIN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: EDMUND P.
GIAMBASTIANI, JR. | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: LAWRENCE W.
KELLNER | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: W. JAMES
MCNERNEY, JR. | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: SUSAN C.
SCHWAB | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: RONALD A.
WILLIAMS | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: MIKE S.
ZAFIROVSKI | | Management | For | For | | |
| | 2. | APPROVE, ON AN ADVISORY BASIS, NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | For | For | | |
| | 3. | APPROVE THE AMENDMENT AND
RESTATEMENT OF THE BOEING COMPANY
2003 INCENTIVE STOCK PLAN. | | Management | For | For | | |
| | 4. | RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT AUDITOR
FOR 2014. | | Management | For | For | | |
| | 5. | REPORT TO DISCLOSE LOBBYING. | | Shareholder | Against | For | | |
| | 6. | RIGHT TO ACT BY WRITTEN CONSENT. | | Shareholder | For | Against | | |
| | 7. | INDEPENDENT BOARD CHAIRMAN. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 4,000 | 0 | 03-Apr-2014 | 03-Apr-2014 |
| | HONEYWELL INTERNATIONAL INC. |
| | Security | | 438516106 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | HON | | | | | Meeting Date | 28-Apr-2014 | |
| | ISIN | | US4385161066 | | | | | Agenda | 933934526 - Management |
| | Record Date | | 28-Feb-2014 | | | | | Holding Recon Date | 28-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: GORDON M.
BETHUNE | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: KEVIN BURKE | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JAIME CHICO
PARDO | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | | Management | Against | Against | | |
| | 1G. | ELECTION OF DIRECTOR: JUDD GREGG | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: GRACE D.
LIEBLEIN | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: BRADLEY T.
SHEARES | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: ROBIN L.
WASHINGTON | | Management | For | For | | |
| | 2. | APPROVAL OF INDEPENDENT
ACCOUNTANTS. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | INDEPENDENT BOARD CHAIRMAN. | | Shareholder | For | Against | | |
| | 5. | RIGHT TO ACT BY WRITTEN CONSENT. | | Shareholder | For | Against | | |
| | 6. | ELIMINATE ACCELERATED VESTING IN A
CHANGE IN CONTROL. | | Shareholder | Against | For | | |
| | 7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 16,600 | 0 | 11-Apr-2014 | 11-Apr-2014 |
| | UNITED TECHNOLOGIES CORPORATION |
| | Security | | 913017109 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | UTX | | | | | Meeting Date | 28-Apr-2014 | |
| | ISIN | | US9130171096 | | | | | Agenda | 933936378 - Management |
| | Record Date | | 03-Mar-2014 | | | | | Holding Recon Date | 03-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: LOUIS R.
CHENEVERT | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JEAN-PIERRE
GARNIER | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: JAMIE S.
GORELICK | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: EDWARD A.
KANGAS | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: MARSHALL O.
LARSEN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: HAROLD MCGRAW
III | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: RICHARD B.
MYERS | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: H. PATRICK
SWYGERT | | Management | Against | Against | | |
| | 1K. | ELECTION OF DIRECTOR: ANDRE
VILLENEUVE | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: CHRISTINE TODD
WHITMAN | | Management | For | For | | |
| | 2. | APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR 2014 | | Management | For | For | | |
| | 3. | APPROVE AN AMENDMENT AND
RESTATEMENT OF THE 2005 LONG-TERM
INCENTIVE PLAN, INCLUDING APPROVAL OF
ADDITIONAL SHARES FOR FUTURE AWARDS | | Management | For | For | | |
| | 4. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 13,500 | 0 | 01-Apr-2014 | 02-Apr-2014 |
| | WELLS FARGO & COMPANY |
| | Security | | 949746101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | WFC | | | | | Meeting Date | 29-Apr-2014 | |
| | ISIN | | US9497461015 | | | | | Agenda | 933937089 - Management |
| | Record Date | | 04-Mar-2014 | | | | | Holding Recon Date | 04-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 28-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | Against | Against | | |
| | 1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | | Management | For | For | | |
| | 1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | For | For | | |
| | 1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | For | For | | |
| | 1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | For | For | | |
| | 1F) | ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR. | | Management | For | For | | |
| | 1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | Against | Against | | |
| | 1H) | ELECTION OF DIRECTOR: CYNTHIA H.
MILLIGAN | | Management | Against | Against | | |
| | 1I) | ELECTION OF DIRECTOR: FEDERICO F.
PENA | | Management | For | For | | |
| | 1J) | ELECTION OF DIRECTOR: JAMES H.
QUIGLEY | | Management | For | For | | |
| | 1K) | ELECTION OF DIRECTOR: JUDITH M.
RUNSTAD | | Management | For | For | | |
| | 1L) | ELECTION OF DIRECTOR: STEPHEN W.
SANGER | | Management | For | For | | |
| | 1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | For | For | | |
| | 1N) | ELECTION OF DIRECTOR: SUSAN G.
SWENSON | | Management | For | For | | |
| | 2. | VOTE ON AN ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 3. | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | | Management | For | For | | |
| | 4. | ADOPT A POLICY TO REQUIRE AN
INDEPENDENT CHAIRMAN. | | Shareholder | For | Against | | |
| | 5. | REVIEW AND REPORT ON INTERNAL
CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 48,200 | 0 | 04-Apr-2014 | 05-Apr-2014 |
| | EQT CORPORATION |
| | Security | | 26884L109 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | EQT | | | | | Meeting Date | 30-Apr-2014 | |
| | ISIN | | US26884L1098 | | | | | Agenda | 933936417 - Management |
| | Record Date | | 05-Mar-2014 | | | | | Holding Recon Date | 05-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 29-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A | ELECTION OF DIRECTOR: MARGARET K.
DORMAN | | Management | For | For | | |
| | 1B | ELECTION OF DIRECTOR: DAVID L. PORGES | | Management | For | For | | |
| | 1C | ELECTION OF DIRECTOR: JAMES E. ROHR | | Management | For | For | | |
| | 1D | ELECTION OF DIRECTOR: DAVID S. SHAPIRA | | Management | For | For | | |
| | 2 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | | |
| | 3 | APPROVAL OF THE COMPANY'S 2014 LONG-
TERM INCENTIVE PLAN | | Management | Against | Against | | |
| | 4 | APPROVAL OF THE MATERIAL TERMS OF
PERFORMANCE GOALS FOR PURPOSES OF
INTERNAL REVENUE CODE SECTION 162(M) | | Management | For | For | | |
| | 5 | RATIFICATION OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 6,200 | 0 | 04-Apr-2014 | 05-Apr-2014 |
| | CAPITAL ONE FINANCIAL CORPORATION |
| | Security | | 14040H105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | COF | | | | | Meeting Date | 01-May-2014 | |
| | ISIN | | US14040H1059 | | | | | Agenda | 933942648 - Management |
| | Record Date | | 06-Mar-2014 | | | | | Holding Recon Date | 06-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: RICHARD D.
FAIRBANK | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: PATRICK W.
GROSS | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: ANN FRITZ
HACKETT | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: LEWIS HAY, III | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: BENJAMIN P.
JENKINS, III | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: PIERRE E. LEROY | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: PETER E.
RASKIND | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: MAYO A.
SHATTUCK III | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: BRADFORD H.
WARNER | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: CATHERINE G.
WEST | | Management | For | For | | |
| | 2. | RATIFICATION OF SELECTION OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS OF
CAPITAL ONE FOR 2014. | | Management | For | For | | |
| | 3. | APPROVAL OF CAPITAL ONE'S THIRD
AMENDED AND RESTATED 2004 STOCK
INCENTIVE PLAN. | | Management | For | For | | |
| | 4. | ADVISORY APPROVAL OF CAPITAL ONE'S
2013 NAMED EXECUTIVE OFFICER
COMPENSATION. | | Management | For | For | | |
| | 5A. | APPROVAL OF AMENDMENTS TO CAPITAL
ONE'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE
SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
FUTURE AMENDMENTS TO THE AMENDED
AND RESTATED BYLAWS AND THE
RESTATED CERTIFICATE OF
INCORPORATION. | | Management | For | For | | |
| | 5B. | APPROVAL OF AMENDMENTS TO CAPITAL
ONE'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE
SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
REMOVING ANY DIRECTOR FROM OFFICE. | | Management | For | For | | |
| | 5C. | APPROVAL OF AMENDMENTS TO CAPITAL
ONE'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE
SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
CERTAIN BUSINESS COMBINATIONS. | | Management | For | For | | |
| | 6. | STOCKHOLDER PROPOSAL REGARDING AN
INDEPENDENT BOARD CHAIRMAN, IF
PRESENTED AT THE MEETING. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 17,400 | 0 | 15-Apr-2014 | 15-Apr-2014 |
| | EOG RESOURCES, INC. |
| | Security | | 26875P101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | EOG | | | | | Meeting Date | 01-May-2014 | |
| | ISIN | | US26875P1012 | | | | | Agenda | 933953792 - Management |
| | Record Date | | 07-Mar-2014 | | | | | Holding Recon Date | 07-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JANET F. CLARK | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: CHARLES R.
CRISP | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JAMES C. DAY | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: MARK G. PAPA | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: H. LEIGHTON
STEWARD | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: DONALD F.
TEXTOR | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: WILLIAM R.
THOMAS | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: FRANK G. WISNER | | Management | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT BY THE
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP,
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS FOR THE
COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014. | | Management | For | For | | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 4. | STOCKHOLDER PROPOSAL CONCERNING
QUANTITATIVE RISK MANAGEMENT
REPORTING FOR HYDRAULIC FRACTURING
OPERATIONS, IF PROPERLY PRESENTED. | | Shareholder | Against | For | | |
| | 5. | STOCKHOLDER PROPOSAL CONCERNING A
METHANE EMISSIONS REPORT, IF
PROPERLY PRESENTED. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 8,900 | 0 | 09-Apr-2014 | 10-Apr-2014 |
| | EQUIFAX INC. |
| | Security | | 294429105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | EFX | | | | | Meeting Date | 02-May-2014 | |
| | ISIN | | US2944291051 | | | | | Agenda | 933939499 - Management |
| | Record Date | | 04-Mar-2014 | | | | | Holding Recon Date | 04-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 01-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR. | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT D. DALEO | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: WALTER W.
DRIVER, JR. | | Management | Against | Against | | |
| | 1D. | ELECTION OF DIRECTOR: MARK L. FEIDLER | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: L. PHILLIP
HUMANN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: ROBERT D.
MARCUS | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: SIRI S. MARSHALL | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JOHN A.
MCKINLEY | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: RICHARD F. SMITH | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: MARK B.
TEMPLETON | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS EQUIFAX'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | Against | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 23,000 | 0 | 14-Apr-2014 | 14-Apr-2014 |
| | OCCIDENTAL PETROLEUM CORPORATION |
| | Security | | 674599105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | OXY | | | | | Meeting Date | 02-May-2014 | |
| | ISIN | | US6745991058 | | | | | Agenda | 933956724 - Management |
| | Record Date | | 13-Mar-2014 | | | | | Holding Recon Date | 13-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 01-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: SPENCER
ABRAHAM | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: HOWARD I.
ATKINS | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: EUGENE L.
BATCHELDER | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: STEPHEN I.
CHAZEN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: EDWARD P.
DJEREJIAN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: MARGARET M.
FORAN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: CARLOS M.
GUTIERREZ | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM R.
KLESSE | | Management | Against | Against | | |
| | 1J. | ELECTION OF DIRECTOR: AVEDICK B.
POLADIAN | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | | Management | For | For | | |
| | 2. | ONE-YEAR WAIVER OF DIRECTOR AGE
RESTRICTION FOR EDWARD P.DJEREJIAN,
AN INDEPENDENT DIRECTOR. | | Management | For | For | | |
| | 3. | ADVISORY VOTE APPROVING EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | ABILITY OF STOCKHOLDERS TO ACT BY
WRITTEN CONSENT. | | Management | For | For | | |
| | 5. | SEPARATION OF THE ROLES OF THE
CHAIRMAN OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER. | | Management | For | For | | |
| | 6. | RATIFICATION OF INDEPENDENT AUDITORS. | | Management | For | For | | |
| | 7. | EXECUTIVES TO RETAIN SIGNIFICANT
STOCK. | | Shareholder | Against | For | | |
| | 8. | REVIEW LOBBYING AT FEDERAL, STATE,
LOCAL LEVELS. | | Shareholder | Against | For | | |
| | 9. | QUANTITATIVE RISK MANAGEMENT
REPORTING FOR HYDRAULIC FRACTURING
OPERATIONS. | | Shareholder | Against | For | | |
| | 10. | FUGITIVE METHANE EMISSIONS AND
FLARING REPORT. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 15,910 | 0 | 11-Apr-2014 | 12-Apr-2014 |
| | SKYWORKS SOLUTIONS, INC. |
| | Security | | 83088M102 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | SWKS | | | | | Meeting Date | 06-May-2014 | |
| | ISIN | | US83088M1027 | | | | | Agenda | 933963298 - Management |
| | Record Date | | 19-Mar-2014 | | | | | Holding Recon Date | 19-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 05-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1.1 | ELECTION OF DIRECTOR: DAVID J.
MCLACHLAN | | Management | For | For | | |
| | 1.2 | ELECTION OF DIRECTOR: DAVID J. ALDRICH | | Management | For | For | | |
| | 1.3 | ELECTION OF DIRECTOR: KEVIN L. BEEBE | | Management | For | For | | |
| | 1.4 | ELECTION OF DIRECTOR: TIMOTHY R.
FUREY | | Management | For | For | | |
| | 1.5 | ELECTION OF DIRECTOR: BALAKRISHNAN S.
IYER | | Management | For | For | | |
| | 1.6 | ELECTION OF DIRECTOR: CHRISTINE KING | | Management | For | For | | |
| | 1.7 | ELECTION OF DIRECTOR: DAVID P.
MCGLADE | | Management | For | For | | |
| | 1.8 | ELECTION OF DIRECTOR: ROBERT A.
SCHRIESHEIM | | Management | For | For | | |
| | 2. | TO RATIFY THE SELECTION BY THE
COMPANY'S AUDIT COMMITTEE OF KPMG
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR FISCAL YEAR 2014. | | Management | For | For | | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPANY'S PROXY
STATEMENT. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 30,100 | 0 | 11-Apr-2014 | 11-Apr-2014 |
| | GENERAL DYNAMICS CORPORATION |
| | Security | | 369550108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GD | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US3695501086 | | | | | Agenda | 933937623 - Management |
| | Record Date | | 06-Mar-2014 | | | | | Holding Recon Date | 06-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A | ELECTION OF DIRECTOR: MARY T. BARRA | | Management | For | For | | |
| | 1B | ELECTION OF DIRECTOR: NICHOLAS D.
CHABRAJA | | Management | For | For | | |
| | 1C | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | Against | Against | | |
| | 1D | ELECTION OF DIRECTOR: WILLIAM P.
FRICKS | | Management | For | For | | |
| | 1E | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | | Management | For | For | | |
| | 1F | ELECTION OF DIRECTOR: JOHN M. KEANE | | Management | For | For | | |
| | 1G | ELECTION OF DIRECTOR: LESTER L. LYLES | | Management | For | For | | |
| | 1H | ELECTION OF DIRECTOR: JAMES N. MATTIS | | Management | For | For | | |
| | 1I | ELECTION OF DIRECTOR: PHEBE N.
NOVAKOVIC | | Management | For | For | | |
| | 1J | ELECTION OF DIRECTOR: WILLIAM A.
OSBORN | | Management | For | For | | |
| | 1K | ELECTION OF DIRECTOR: LAURA J.
SCHUMACHER | | Management | For | For | | |
| | 1L | ELECTION OF DIRECTOR: ROBERT
WALMSLEY | | Management | For | For | | |
| | 2. | SELECTION OF INDEPENDENT AUDITORS. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | Against | Against | | |
| | 4. | SHAREHOLDER PROPOSAL WITH REGARD
TO AN INDEPENDENT BOARD CHAIRMAN. | | Shareholder | For | Against | | |
| | 5. | SHAREHOLDER PROPOSAL WITH REGARD
TO LOBBYING DISCLOSURE. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 14,200 | 0 | 21-Apr-2014 | 22-Apr-2014 |
| | EXPRESS SCRIPTS HOLDING COMPANY |
| | Security | | 30219G108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | ESRX | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US30219G1085 | | | | | Agenda | 933941139 - Management |
| | Record Date | | 10-Mar-2014 | | | | | Holding Recon Date | 10-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: GARY G. BENANAV | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: MAURA C. BREEN | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: WILLIAM J.
DELANEY | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: NICHOLAS J.
LAHOWCHIC | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS P. MAC
MAHON | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: FRANK
MERGENTHALER | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: WOODROW A.
MYERS, JR., MD | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JOHN O. PARKER,
JR. | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM L.
ROPER, MD, MPH | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: SEYMOUR
STERNBERG | | Management | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2014. | | Management | For | For | | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 22,500 | 0 | 18-Apr-2014 | 19-Apr-2014 |
| | PEPSICO, INC. |
| | Security | | 713448108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | PEP | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US7134481081 | | | | | Agenda | 933945860 - Management |
| | Record Date | | 28-Feb-2014 | | | | | Holding Recon Date | 28-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: GEORGE W.
BUCKLEY | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: IAN M. COOK | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: DINA DUBLON | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: RONA A.
FAIRHEAD | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: RAY L. HUNT | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ALBERTO
IBARGUEN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: SHARON PERCY
ROCKEFELLER | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: LLOYD G.
TROTTER | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: ALBERTO
WEISSER | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014. | | Management | For | For | | |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 4. | APPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS OF THE
PEPSICO, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN. | | Management | For | For | | |
| | 5. | POLICY REGARDING APPROVAL OF
POLITICAL CONTRIBUTIONS. | | Shareholder | Against | For | | |
| | 6. | POLICY REGARDING EXECUTIVE
RETENTION OF STOCK. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 17,400 | 0 | 18-Apr-2014 | 19-Apr-2014 |
| | BANK OF AMERICA CORPORATION |
| | Security | | 060505104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | BAC | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US0605051046 | | | | | Agenda | 933948070 - Management |
| | Record Date | | 12-Mar-2014 | | | | | Holding Recon Date | 12-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | | Management | Against | Against | | |
| | 1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | | Management | Against | Against | | |
| | 1C. | ELECTION OF DIRECTOR: JACK O.
BOVENDER, JR. | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: FRANK P.
BRAMBLE, SR. | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE
WECK | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: ARNOLD W.
DONALD | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: CHARLES K.
GIFFORD | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: CHARLES O.
HOLLIDAY, JR. | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: LINDA P. HUDSON | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: MONICA C.
LOZANO | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: THOMAS J. MAY | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: BRIAN T.
MOYNIHAN | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: LIONEL L.
NOWELL, III | | Management | For | For | | |
| | 1N. | ELECTION OF DIRECTOR: CLAYTON S. ROSE | | Management | For | For | | |
| | 1O. | ELECTION OF DIRECTOR: R. DAVID YOST | | Management | For | For | | |
| | 2. | AN ADVISORY (NON-BINDING) RESOLUTION
TO APPROVE EXECUTIVE COMPENSATION
(SAY ON PAY). | | Management | For | For | | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
OUR REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | Against | Against | | |
| | 4. | APPROVAL OF AMENDMENT TO THE SERIES
T PREFERRED STOCK. | | Management | For | For | | |
| | 5. | STOCKHOLDER PROPOSAL - CUMULATIVE
VOTING IN DIRECTOR ELECTIONS. | | Shareholder | Against | For | | |
| | 6. | STOCKHOLDER PROPOSAL - PROXY
ACCESS. | | Shareholder | Against | For | | |
| | 7. | STOCKHOLDER PROPOSAL - CLIMATE
CHANGE REPORT. | | Shareholder | Against | For | | |
| | 8. | STOCKHOLDER PROPOSAL - LOBBYING
REPORT. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 132,100 | 0 | 06-May-2014 | 06-May-2014 |
| | GLAXOSMITHKLINE PLC |
| | Security | | 37733W105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GSK | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US37733W1053 | | | | | Agenda | 933948335 - Management |
| | Record Date | | 17-Mar-2014 | | | | | Holding Recon Date | 17-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | TO RECEIVE THE 2013 ANNUAL REPORT | | Management | For | For | | |
| | 2. | TO APPROVE THE ANNUAL REMUNERATION
REPORT | | Management | For | For | | |
| | 3. | TO APPROVE THE REMUNERATION POLICY | | Management | For | For | | |
| | 4. | TO RE-ELECT SIR CHRISTOPHER GENT AS A
DIRECTOR | | Management | Against | Against | | |
| | 5. | TO RE-ELECT SIR ANDREW WITTY AS A
DIRECTOR | | Management | For | For | | |
| | 6. | TO RE-ELECT PROFESSOR SIR ROY
ANDERSON AS A DIRECTOR | | Management | For | For | | |
| | 7. | TO RE-ELECT DR STEPHANIE BURNS AS A
DIRECTOR | | Management | For | For | | |
| | 8. | TO RE-ELECT STACEY CARTWRIGHT AS A
DIRECTOR | | Management | For | For | | |
| | 9. | TO RE-ELECT SIMON DINGEMANS AS A
DIRECTOR | | Management | For | For | | |
| | 10. | TO RE-ELECT LYNN ELSENHANS AS A
DIRECTOR | | Management | For | For | | |
| | 11. | TO RE-ELECT JUDY LEWENT AS A
DIRECTOR | | Management | For | For | | |
| | 12. | TO RE-ELECT SIR DERYCK MAUGHAN AS A
DIRECTOR | �� | Management | For | For | | |
| | 13. | TO RE-ELECT DR DANIEL PODOLSKY AS A
DIRECTOR | | Management | For | For | | |
| | 14. | TO RE-ELECT DR MONCEF SLAOUI AS A
DIRECTOR | | Management | For | For | | |
| | 15. | TO RE-ELECT TOM DE SWAAN AS A
DIRECTOR | | Management | For | For | | |
| | 16. | TO RE-ELECT JING ULRICH AS A DIRECTOR | | Management | For | For | | |
| | 17. | TO RE-ELECT HANS WIJERS AS A DIRECTOR | | Management | For | For | | |
| | 18. | TO RE-APPOINT AUDITORS | | Management | For | For | | |
| | 19. | TO DETERMINE REMUNERATION OF
AUDITORS | | Management | For | For | | |
| | 20. | TO AUTHORISE THE COMPANY AND ITS
SUBSIDIARIES TO MAKE DONATIONS TO
POLITICAL ORGANISATIONS AND INCUR
POLITICAL EXPENDITURE | | Management | For | For | | |
| | 21. | TO AUTHORISE ALLOTMENT OF SHARES | | Management | For | For | | |
| | 22. | TO DISAPPLY PRE-EMPTION RIGHTS
(SPECIAL RESOLUTION) | | Management | For | For | | |
| | 23. | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES (SPECIAL
RESOLUTION) | | Management | For | For | | |
| | 24. | TO AUTHORISE EXEMPTION FROM
STATEMENT OF NAME OF SENIOR
STATUTORY AUDITOR | | Management | For | For | | |
| | 25. | TO AUTHORISE REDUCED NOTICE OF A
GENERAL MEETING OTHER THAN AN AGM
(SPECIAL RESOLUTION) | | Management | Against | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 26,800 | 0 | 10-Apr-2014 | 10-Apr-2014 |
| | COLGATE-PALMOLIVE COMPANY |
| | Security | | 194162103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CL | | | | | Meeting Date | 09-May-2014 | |
| | ISIN | | US1941621039 | | | | | Agenda | 933943993 - Management |
| | Record Date | | 10-Mar-2014 | | | | | Holding Recon Date | 10-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 08-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: NIKESH ARORA | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: JOHN T. CAHILL | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: IAN COOK | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: HELENE D. GAYLE | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: ELLEN M.
HANCOCK | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: RICHARD J.
KOGAN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: DELANO E. LEWIS | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: J. PEDRO
REINHARD | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: STEPHEN I.
SADOVE | | Management | For | For | | |
| | 2. | RATIFY SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM. | | Management | For | For | | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | STOCKHOLDER PROPOSAL ON EXECUTIVE
STOCK RETENTION REQUIREMENT. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 24,600 | 0 | 17-Apr-2014 | 18-Apr-2014 |
| | AMERICAN INTERNATIONAL GROUP, INC. |
| | Security | | 026874784 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | AIG | | | | | Meeting Date | 12-May-2014 | |
| | ISIN | | US0268747849 | | | | | Agenda | 933956217 - Management |
| | Record Date | | 17-Mar-2014 | | | | | Holding Recon Date | 17-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 09-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ROBERT H.
BENMOSCHE | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: W. DON
CORNWELL | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: PETER R. FISHER | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: JOHN H.
FITZPATRICK | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: WILLIAM G.
JURGENSEN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: CHRISTOPHER S.
LYNCH | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ARTHUR C.
MARTINEZ | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: GEORGE L. MILES,
JR. | | Management | Against | Against | | |
| | 1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: ROBERT S.
MILLER | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: RONALD A.
RITTENMEYER | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: DOUGLAS M.
STEENLAND | | Management | For | For | | |
| | 1N. | ELECTION OF DIRECTOR: THERESA M.
STONE | | Management | For | For | | |
| | 2. | TO VOTE, ON A NON-BINDING ADVISORY
BASIS, TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 3. | TO ACT UPON A PROPOSAL TO AMEND AND
RESTATE AIG'S RESTATED CERTIFICATE OF
INCORPORATION TO CONTINUE TO
RESTRICT CERTAIN TRANSFERS OF AIG
COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES. | | Management | For | For | | |
| | 4. | TO ACT UPON A PROPOSAL TO RATIFY THE
AMENDMENT TO EXTEND THE EXPIRATION
OF THE AMERICAN INTERNATIONAL GROUP,
INC. TAX ASSET PROTECTION PLAN. | | Management | For | For | | |
| | 5. | TO ACT UPON A PROPOSAL TO RATIFY THE
SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS AIG'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 30,700 | 0 | 24-Apr-2014 | 25-Apr-2014 |
| | CIT GROUP INC. |
| | Security | | 125581801 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CIT | | | | | Meeting Date | 13-May-2014 | |
| | ISIN | | US1255818015 | | | | | Agenda | 933960470 - Management |
| | Record Date | | 17-Mar-2014 | | | | | Holding Recon Date | 17-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 12-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JOHN A. THAIN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ELLEN R.
ALEMANY | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL J.
EMBLER | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: WILLIAM M.
FREEMAN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: DAVID M.
MOFFETT | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: R. BRAD OATES | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: MARIANNE MILLER
PARRS | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: GERALD
ROSENFELD | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: JOHN R. RYAN | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: SHEILA A. STAMPS | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: SEYMOUR
STERNBERG | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: PETER J. TOBIN | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: LAURA S. UNGER | | Management | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AND EXTERNAL
AUDITORS FOR 2014. | | Management | For | For | | |
| | 3. | TO RECOMMEND, BY NON-BINDING VOTE,
THE COMPENSATION OF CIT'S NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 28,700 | 0 | 24-Apr-2014 | 24-Apr-2014 |
| | ADVANCE AUTO PARTS, INC. |
| | Security | | 00751Y106 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | AAP | | | | | Meeting Date | 14-May-2014 | |
| | ISIN | | US00751Y1064 | | | | | Agenda | 933980218 - Management |
| | Record Date | | 18-Mar-2014 | | | | | Holding Recon Date | 18-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 13-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | JOHN F. BERGSTROM | | | For | For | | |
| | | | 2 | JOHN C. BROUILLARD | | | For | For | | |
| | | | 3 | FIONA P. DIAS | | | For | For | | |
| | | | 4 | DARREN R. JACKSON | | | For | For | | |
| | | | 5 | WILLIAM S. OGLESBY | | | For | For | | |
| | | | 6 | J. PAUL RAINES | | | For | For | | |
| | | | 7 | GILBERT T. RAY | | | For | For | | |
| | | | 8 | CARLOS A. SALADRIGAS | | | For | For | | |
| | | | 9 | O. TEMPLE SLOAN, III | | | For | For | | |
| | | | 10 | JIMMIE L. WADE | | | For | For | | |
| | 2. | APPROVE, BY ADVISORY VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 3. | APPROVE THE COMPANY'S 2014 LONG-
TERM INCENTIVE PLAN. | | Management | For | For | | |
| | 4. | RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP (DELOITTE) AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | 5. | ADVISORY VOTE ON STOCKHOLDER
PROPOSAL ON THE ABILITY OF
STOCKHOLDERS TO ACT BY WRITTEN
CONSENT IF PRESENTED AT THE ANNUAL
MEETING. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 13,345 | 0 | 23-Apr-2014 | 23-Apr-2014 |
| | UNION PACIFIC CORPORATION |
| | Security | | 907818108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | UNP | | | | | Meeting Date | 15-May-2014 | |
| | ISIN | | US9078181081 | | | | | Agenda | 933969012 - Management |
| | Record Date | | 24-Mar-2014 | | | | | Holding Recon Date | 24-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 14-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: D.B. DILLON | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: J.R. HOPE | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: C.C. KRULAK | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: S.R. ROGEL | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | For | For | | |
| | 3. | AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION ("SAY ON PAY"). | | Management | For | For | | |
| | 4. | AMENDMENT TO THE RESTATED ARTICLES
OF INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK. | | Management | For | For | | |
| | 5. | SHAREHOLDER PROPOSAL REGARDING
EXECUTIVES TO RETAIN SIGNIFICANT
STOCK IF PROPERLY PRESENTED AT THE
ANNUAL MEETING. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 9,200 | 0 | 24-Apr-2014 | 25-Apr-2014 |
| | JPMORGAN CHASE & CO. |
| | Security | | 46625H100 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | JPM | | | | | Meeting Date | 20-May-2014 | |
| | ISIN | | US46625H1005 | | | | | Agenda | 933970089 - Management |
| | Record Date | | 21-Mar-2014 | | | | | Holding Recon Date | 21-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 19-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: LINDA B.
BAMMANN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: CRANDALL C.
BOWLES | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: STEPHEN B.
BURKE | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JAMES DIMON | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: LABAN P.
JACKSON, JR. | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: WILLIAM C.
WELDON | | Management | For | For | | |
| | 2. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION | | Management | Against | Against | | |
| | 3. | RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | | Management | For | For | | |
| | 4. | LOBBYING REPORT - REQUIRE ANNUAL
REPORT ON LOBBYING | | Shareholder | Against | For | | |
| | 5. | SPECIAL SHAREOWNER MEETINGS -
REDUCE THRESHOLD TO 15% RATHER
THAN 20% AND REMOVE PROCEDURAL
PROVISIONS | | Shareholder | Against | For | | |
| | 6. | CUMULATIVE VOTING - REQUIRE
CUMULATIVE VOTING FOR DIRECTORS
RATHER THAN ONE-SHARE ONE-VOTE | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 38,784 | 0 | 06-May-2014 | 07-May-2014 |
| | COMCAST CORPORATION |
| | Security | | 20030N101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CMCSA | | | | | Meeting Date | 21-May-2014 | |
| | ISIN | | US20030N1019 | | | | | Agenda | 933967563 - Management |
| | Record Date | | 21-Mar-2014 | | | | | Holding Recon Date | 21-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 20-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | KENNETH J. BACON | | | For | For | | |
| | | | 2 | SHELDON M. BONOVITZ | | | For | For | | |
| | | | 3 | EDWARD D. BREEN | | | For | For | | |
| | | | 4 | JOSEPH J. COLLINS | | | Withheld | Against | | |
| | | | 5 | J. MICHAEL COOK | | | For | For | | |
| | | | 6 | GERALD L. HASSELL | | | Withheld | Against | | |
| | | | 7 | JEFFREY A. HONICKMAN | | | For | For | | |
| | | | 8 | EDUARDO G. MESTRE | | | For | For | | |
| | | | 9 | BRIAN L. ROBERTS | | | For | For | | |
| | | | 10 | RALPH J. ROBERTS | | | For | For | | |
| | | | 11 | JOHNATHAN A. RODGERS | | | For | For | | |
| | | | 12 | DR. JUDITH RODIN | | | Withheld | Against | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
OUR INDEPENDENT AUDITORS | | Management | For | For | | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
OUR EXECUTIVE COMPENSATION | | Management | Against | Against | | |
| | 4. | TO PREPARE AN ANNUAL REPORT ON
LOBBYING ACTIVITIES | | Shareholder | Against | For | | |
| | 5. | TO PROHIBIT ACCELERATED VESTING UPON
A CHANGE IN CONTROL | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 30,800 | 0 | 06-May-2014 | 06-May-2014 |
| | THE HARTFORD FINANCIAL SVCS GROUP, INC. |
| | Security | | 416515104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | HIG | | | | | Meeting Date | 21-May-2014 | |
| | ISIN | | US4165151048 | | | | | Agenda | 933968200 - Management |
| | Record Date | | 24-Mar-2014 | | | | | Holding Recon Date | 24-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 20-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ROBERT B.
ALLARDICE, III | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: TREVOR FETTER | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: LIAM E. MCGEE | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: KATHRYN A.
MIKELLS | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL G.
MORRIS | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: THOMAS A. RENYI | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: JULIE G.
RICHARDSON | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: VIRGINIA P.
RUESTERHOLZ | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: CHARLES B.
STRAUSS | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: H. PATRICK
SWYGERT | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | | Management | For | For | | |
| | 3. | MANAGEMENT PROPOSAL TO APPROVE, ON
A NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S PROXY
STATEMENT. | | Management | Against | Against | | |
| | 4. | MANAGEMENT PROPOSAL TO APPROVE
THE COMPANY'S 2014 INCENTIVE STOCK
PLAN. | | Management | For | For | | |
| | 5. | MANAGEMENT PROPOSAL TO APPROVE
THE MATERIAL TERMS OF THE ANNUAL
EXECUTIVE BONUS PROGRAM. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 31,100 | 0 | 07-May-2014 | 07-May-2014 |
| | NEXTERA ENERGY, INC. |
| | Security | | 65339F101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | NEE | | | | | Meeting Date | 22-May-2014 | |
| | ISIN | | US65339F1012 | | | | | Agenda | 933956611 - Management |
| | Record Date | | 24-Mar-2014 | | | | | Holding Recon Date | 24-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 21-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: SHERRY S.
BARRAT | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT M. BEALL,
II | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JAMES L.
CAMAREN | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: KENNETH B. DUNN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: KIRK S.
HACHIGIAN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: TONI JENNINGS | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: JAMES L. ROBO | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM H.
SWANSON | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: HANSEL E.
TOOKES, II | | Management | For | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF
DELOITTE & TOUCHE LLP AS NEXTERA
ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | 3. | APPROVAL, BY NON-BINDING ADVISORY
VOTE, OF NEXTERA ENERGY'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT. | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL - ELIMINATE
SUPERMAJORITY VOTE REQUIREMENTS IN
ARTICLES OF INCORPORATION AND
BYLAWS. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 16,800 | 0 | 06-May-2014 | 07-May-2014 |
| | EXXON MOBIL CORPORATION |
| | Security | | 30231G102 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | XOM | | | | | Meeting Date | 28-May-2014 | |
| | ISIN | | US30231G1022 | | | | | Agenda | 933975154 - Management |
| | Record Date | | 04-Apr-2014 | | | | | Holding Recon Date | 04-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 27-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | M.J. BOSKIN | | | For | For | | |
| | | | 2 | P. BRABECK-LETMATHE | | | For | For | | |
| | | | 3 | U.M. BURNS | | | For | For | | |
| | | | 4 | L.R. FAULKNER | | | For | For | | |
| | | | 5 | J.S. FISHMAN | | | For | For | | |
| | | | 6 | H.H. FORE | | | For | For | | |
| | | | 7 | K.C. FRAZIER | | | For | For | | |
| | | | 8 | W.W. GEORGE | | | For | For | | |
| | | | 9 | S.J. PALMISANO | | | For | For | | |
| | | | 10 | S.S REINEMUND | | | For | For | | |
| | | | 11 | R.W. TILLERSON | | | For | For | | |
| | | | 12 | W.C. WELDON | | | For | For | | |
| | 2. | RATIFICATION OF INDEPENDENT AUDITORS | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | | Management | For | For | | |
| | 4. | MAJORITY VOTE FOR DIRECTORS | | Shareholder | For | Against | | |
| | 5. | LIMIT DIRECTORSHIPS | | Shareholder | Against | For | | |
| | 6. | AMENDMENT OF EEO POLICY | | Shareholder | For | Against | | |
| | 7. | REPORT ON LOBBYING | | Shareholder | Against | For | | |
| | 8. | GREENHOUSE GAS EMISSIONS GOALS | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 16,300 | 0 | 14-May-2014 | 14-May-2014 |
| | CHEVRON CORPORATION |
| | Security | | 166764100 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CVX | | | | | Meeting Date | 28-May-2014 | |
| | ISIN | | US1667641005 | | | | | Agenda | 933978011 - Management |
| | Record Date | | 02-Apr-2014 | | | | | Holding Recon Date | 02-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 27-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: L.F. DEILY | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: R.E. DENHAM | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: A.P. GAST | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: E. HERNANDEZ,
JR. | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: J.M. HUNTSMAN,
JR. | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: G.L. KIRKLAND | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: C.W. MOORMAN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: K.W. SHARER | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: J.G. STUMPF | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: R.D. SUGAR | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: C. WARE | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: J.S. WATSON | | Management | For | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | | |
| | 4. | CHARITABLE CONTRIBUTIONS DISCLOSURE | | Shareholder | Against | For | | |
| | 5. | LOBBYING DISCLOSURE | | Shareholder | Against | For | | |
| | 6. | SHALE ENERGY OPERATIONS | | Shareholder | Against | For | | |
| | 7. | INDEPENDENT CHAIRMAN | | Shareholder | For | Against | | |
| | 8. | SPECIAL MEETINGS | | Shareholder | Against | For | | |
| | 9. | INDEPENDENT DIRECTOR WITH
ENVIRONMENTAL EXPERTISE | | Shareholder | Against | For | | |
| | 10. | COUNTRY SELECTION GUIDELINES | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 12,300 | 0 | 14-May-2014 | 14-May-2014 |
| | WESCO INTERNATIONAL, INC. |
| | Security | | 95082P105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | WCC | | | | | Meeting Date | 29-May-2014 | |
| | ISIN | | US95082P1057 | | | | | Agenda | 933980282 - Management |
| | Record Date | | 03-Apr-2014 | | | | | Holding Recon Date | 03-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 28-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | JOHN K. MORGAN | | | For | For | | |
| | | | 2 | JAMES L. SINGLETON | | | For | For | | |
| | | | 3 | BOBBY J. GRIFFIN | | | For | For | | |
| | 2. | APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 3. | APPROVE AMENDMENTS TO THE
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS. | | Management | For | For | | |
| | 4. | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 16,900 | 0 | 13-May-2014 | 13-May-2014 |
| | GARMIN LTD |
| | Security | | H2906T109 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GRMN | | | | | Meeting Date | 06-Jun-2014 | |
| | ISIN | | CH0114405324 | | | | | Agenda | 933987426 - Management |
| | Record Date | | 11-Apr-2014 | | | | | Holding Recon Date | 11-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 05-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | ELECTION OF ANDREW ETKIND AS AD HOC
CHAIRMAN OF THE MEETING. | | Management | For | For | | |
| | 2. | APPROVAL OF GARMIN LTD.'S 2013 ANNUAL
REPORT, INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS OF GARMIN LTD.
FOR THE FISCAL YEAR ENDED DECEMBER
28, 2013 AND THE STATUTORY FINANCIAL
STATEMENTS OF GARMIN LTD. FOR THE
FISCAL YEAR ENDED DECEMBER 28, 2013. | | Management | For | For | | |
| | 3. | APPROVAL OF THE APPROPRIATION OF
AVAILABLE EARNINGS. | | Management | For | For | | |
| | 4. | APPROVAL OF THE PAYMENT OF A CASH
DIVIDEND IN THE AGGREGATE AMOUNT OF
US $1.92 PER OUTSTANDING SHARE OUT OF
THE COMPANY'S GENERAL RESERVE FROM
CAPITAL CONTRIBUTION IN FOUR EQUAL
INSTALLMENTS. | | Management | For | For | | |
| | 5. | DISCHARGE THE MEMBERS OF THE BOARD
OF DIRECTORS AND THE MEMBERS OF
EXECUTIVE MANAGEMENT FROM LIABILITY
FOR THE FISCAL YEAR ENDED DECEMBER
28, 2013. | | Management | For | For | | |
| | 6A. | ELECTION OF DIRECTOR: DONALD H. ELLER | | Management | Against | Against | | |
| | 6B. | ELECTION OF DIRECTOR: JOSEPH J.
HARTNETT | | Management | For | For | | |
| | 6C. | ELECTION OF DIRECTOR: MIN H. KAO | | Management | For | For | | |
| | 6D. | ELECTION OF DIRECTOR: CHARLES W.
PEFFER | | Management | For | For | | |
| | 6E. | ELECTION OF DIRECTOR: CLIFTON A.
PEMBLE | | Management | For | For | | |
| | 6F. | ELECTION OF DIRECTOR: THOMAS P.
POBEREZNY | | Management | For | For | | |
| | 7. | ELECTION OF MIN H. KAO AS EXECUTIVE
CHAIRMAN OF THE BOARD OF DIRECTORS
FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING. | | Management | Against | Against | | |
| | 8A. | ELECTION OF COMPENSATION COMMITTEE
MEMBER: DONALD H. ELLER | | Management | Against | Against | | |
| | 8B. | ELECTION OF COMPENSATION COMMITTEE
MEMBER: JOSEPH J. HARTNETT | | Management | For | For | | |
| | 8C. | ELECTION OF COMPENSATION COMMITTEE
MEMBER: CHARLES W. PEFFER | | Management | For | For | | |
| | 8D. | ELECTION OF COMPENSATION COMMITTEE
MEMBER: THOMAS P. POBEREZNY | | Management | For | For | | |
| | 9. | ELECTION OF THE LAW FIRM OF
REISS+PREUSS LLP AS INDEPENDENT
PROXY FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING. | | Management | For | For | | |
| | 10. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS GARMIN LTD.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR AND RE-ELECTION OF ERNST &
YOUNG LTD. AS GARMIN LTD.'S STATUTORY
AUDITOR FOR ANOTHER ONE-YEAR TERM. | | Management | For | For | | |
| | 11. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 12. | APPROVAL OF AMENDMENTS TO GARMIN
LTD.'S ARTICLES OF ASSOCIATION IN
ORDER TO IMPLEMENT REQUIREMENTS
UNDER RECENT SWISS LEGISLATION
REGARDING ELECTIONS AND CERTAIN
OTHER MATTERS. | | Management | For | For | | |
| | 13. | APPROVAL OF AMENDMENTS TO GARMIN
LTD.'S ARTICLES OF ASSOCIATION IN
ORDER TO IMPLEMENT REQUIREMENTS
UNDER RECENT SWISS LEGISLATION
REGARDING THE COMPENSATION OF THE
BOARD OF DIRECTORS AND EXECUTIVE
MANAGEMENT AND RELATED MATTERS. | | Management | For | For | | |
| | 14. | APPROVAL OF AMENDMENTS TO THE
ARTICLES OF ASSOCIATION IN ORDER TO
ALLOW GENERAL MEETINGS TO BE HELD
ONLINE TO THE EXTENT PERMITTED UNDER
APPLICABLE LAW. | | Management | Against | Against | | |
| | 15. | ANY NEW AGENDA ITEMS (OTHER THAN
THOSE IN THE INVITATION TO THE MEETING
AND THE PROXY STATEMENT) OR NEW
PROPOSALS OR MOTIONS WITH RESPECT
TO THOSE AGENDA ITEMS SET FORTH IN
THE INVITATION TO THE MEETING AND THE
PROXY STATEMENT THAT MAY BE
PROPERLY PUT FORTH BEFORE THE
ANNUAL GENERAL MEETING. | | Management | Against | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 13,000 | 0 | 20-May-2014 | 21-May-2014 |
| | AMC NETWORKS INC |
| | Security | | 00164V103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | AMCX | | | | | Meeting Date | 10-Jun-2014 | |
| | ISIN | | US00164V1035 | | | | | Agenda | 934008233 - Management |
| | Record Date | | 14-Apr-2014 | | | | | Holding Recon Date | 14-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 09-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | NEIL M. ASHE | | | For | For | | |
| | | | 2 | JONATHAN F. MILLER | | | For | For | | |
| | | | 3 | ALAN D. SCHWARTZ | | | Withheld | Against | | |
| | | | 4 | LEONARD TOW | | | Withheld | Against | | |
| | | | 5 | CARL E. VOGEL | | | Withheld | Against | | |
| | | | 6 | ROBERT C. WRIGHT | | | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2014 | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 19,400 | 0 | 19-May-2014 | 20-May-2014 |
| | TARGET CORPORATION |
| | Security | | 87612E106 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | TGT | | | | | Meeting Date | 11-Jun-2014 | |
| | ISIN | | US87612E1064 | | | | | Agenda | 934026433 - Management |
| | Record Date | | 14-Apr-2014 | | | | | Holding Recon Date | 14-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 10-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ROXANNE S.
AUSTIN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: DOUGLAS M.
BAKER, JR. | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: CALVIN DARDEN | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: HENRIQUE DE
CASTRO | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: JAMES A.
JOHNSON | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: MARY E. MINNICK | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ANNE M.
MULCAHY | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: DERICA W. RICE | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: KENNETH L.
SALAZAR | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | For | For | | |
| | 2. | COMPANY PROPOSAL TO RATIFY THE
APPOINTMENT OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | | Management | For | For | | |
| | 3. | COMPANY PROPOSAL TO APPROVE, ON AN
ADVISORY BASIS, OUR EXECUTIVE
COMPENSATION ("SAY-ON-PAY"). | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL TO ELIMINATE
PERQUISITES. | | Shareholder | Against | For | | |
| | 5. | SHAREHOLDER PROPOSAL TO ADOPT A
POLICY FOR AN INDEPENDENT CHAIRMAN. | | Shareholder | Against | For | | |
| | 6. | SHAREHOLDER PROPOSAL TO ADOPT A
POLICY PROHIBITING DISCRIMINATION
"AGAINST" OR "FOR" PERSONS. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 34,400 | 0 | 06-Jun-2014 | 06-Jun-2014 |
| | TIME WARNER INC. |
| | Security | | 887317303 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | TWX | | | | | Meeting Date | 13-Jun-2014 | |
| | ISIN | | US8873173038 | | | | | Agenda | 933995891 - Management |
| | Record Date | | 14-Apr-2014 | | | | | Holding Recon Date | 14-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 12-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JAMES L.
BARKSDALE | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: WILLIAM P. BARR | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JEFFREY L.
BEWKES | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: STEPHEN F.
BOLLENBACH | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: ROBERT C. CLARK | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: MATHIAS
DOPFNER | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: JESSICA P.
EINHORN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: CARLOS M.
GUTIERREZ | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: FRED HASSAN | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: KENNETH J.
NOVACK | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: PAUL D. WACHTER | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: DEBORAH C.
WRIGHT | | Management | For | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT AUDITOR. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL ON
INDEPENDENT CHAIRMAN OF THE BOARD. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 18,900 | 0 | 23-May-2014 | 24-May-2014 |
| | IAC/INTERACTIVECORP |
| | Security | | 44919P508 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | IACI | | | | | Meeting Date | 18-Jun-2014 | |
| | ISIN | | US44919P5089 | | | | | Agenda | 934008790 - Management |
| | Record Date | | 24-Apr-2014 | | | | | Holding Recon Date | 24-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 17-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | EDGAR BRONFMAN, JR. | | | Withheld | Against | | |
| | | | 2 | CHELSEA CLINTON | | | For | For | | |
| | | | 3 | SONALI DE RYCKER | | | For | For | | |
| | | | 4 | BARRY DILLER | | | For | For | | |
| | | | 5 | MICHAEL D. EISNER | | | For | For | | |
| | | | 6 | VICTOR A. KAUFMAN | | | For | For | | |
| | | | 7 | DONALD R. KEOUGH | | | For | For | | |
| | | | 8 | BRYAN LOURD | | | For | For | | |
| | | | 9 | DAVID ROSENBLATT | | | For | For | | |
| | | | 10 | ALAN G. SPOON | | | For | For | | |
| | | | 11 | A. VON FURSTENBERG | | | For | For | | |
| | | | 12 | RICHARD F. ZANNINO | | | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS IAC'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | 3. | TO APPROVE A NON-BINDING ADVISORY
RESOLUTION ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382688 | | WESTWOOD
EQUITY FUND | 4367 | BNY MELLON | 10,100 | 0 | 28-May-2014 | 29-May-2014 |
| Vote Summary |
| | GENERAL MILLS, INC. |
| | Security | | 370334104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GIS | | | | | Meeting Date | 24-Sep-2013 | |
| | ISIN | | US3703341046 | | | | | Agenda | 933866103 - Management |
| | Record Date | | 26-Jul-2013 | | | | | Holding Recon Date | 26-Jul-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 23-Sep-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A) | ELECTION OF DIRECTOR: BRADBURY H.
ANDERSON | | Management | For | For | | |
| | 1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | | Management | For | For | | |
| | 1C) | ELECTION OF DIRECTOR: PAUL DANOS | | Management | For | For | | |
| | 1D) | ELECTION OF DIRECTOR: WILLIAM T. ESREY | | Management | For | For | | |
| | 1E) | ELECTION OF DIRECTOR: RAYMOND V.
GILMARTIN | | Management | For | For | | |
| | 1F) | ELECTION OF DIRECTOR: JUDITH RICHARDS
HOPE | | Management | For | For | | |
| | 1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | | Management | For | For | | |
| | 1H) | ELECTION OF DIRECTOR: HILDA OCHOA-
BRILLEMBOURG | | Management | For | For | | |
| | 1I) | ELECTION OF DIRECTOR: STEVE ODLAND | | Management | For | For | | |
| | 1J) | ELECTION OF DIRECTOR: KENDALL J.
POWELL | | Management | For | For | | |
| | 1K) | ELECTION OF DIRECTOR: MICHAEL D. ROSE | | Management | For | For | | |
| | 1L) | ELECTION OF DIRECTOR: ROBERT L. RYAN | | Management | For | For | | |
| | 1M) | ELECTION OF DIRECTOR: DOROTHY A.
TERRELL | | Management | For | For | | |
| | 2) | CAST AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 3) | RATIFY THE APPOINTMENT OF KPMG LLP AS
GENERAL MILLS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | For | For | | |
| | 4) | STOCKHOLDER PROPOSAL FOR REPORT
ON RESPONSIBILITY FOR POST-CONSUMER
PACKAGING. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 15,900 | 0 | 05-Sep-2013 | 05-Sep-2013 |
| | ORACLE CORPORATION |
| | Security | | 68389X105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | ORCL | | | | | Meeting Date | 31-Oct-2013 | |
| | ISIN | | US68389X1054 | | | | | Agenda | 933878300 - Management |
| | Record Date | | 03-Sep-2013 | | | | | Holding Recon Date | 03-Sep-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 30-Oct-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1 | DIRECTOR | | Management | | | | | | | |
| | | | 1 | JEFFREY S. BERG | | | For | For | | |
| | | | 2 | H. RAYMOND BINGHAM | | | Withheld | Against | | |
| | | | 3 | MICHAEL J. BOSKIN | | | For | For | | |
| | | | 4 | SAFRA A. CATZ | | | Withheld | Against | | |
| | | | 5 | BRUCE R. CHIZEN | | | Withheld | Against | | |
| | | | 6 | GEORGE H. CONRADES | | | Withheld | Against | | |
| | | | 7 | LAWRENCE J. ELLISON | | | For | For | | |
| | | | 8 | HECTOR GARCIA-MOLINA | | | For | For | | |
| | | | 9 | JEFFREY O. HENLEY | | | For | For | | |
| | | | 10 | MARK V. HURD | | | For | For | | |
| | | | 11 | NAOMI O. SELIGMAN | | | Withheld | Against | | |
| | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. ` | | Management | Against | Against | | |
| | 3 | APPROVAL OF AMENDMENT TO THE LONG-
TERM EQUITY INCENTIVE PLAN. | | Management | For | For | | |
| | 4 | RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | | Management | For | For | | |
| | 5 | STOCKHOLDER PROPOSAL REGARDING
ESTABLISHING A BOARD COMMITTEE ON
HUMAN RIGHTS. | | Shareholder | Against | For | | |
| | 6 | STOCKHOLDER PROPOSAL REGARDING
INDEPENDENT BOARD CHAIRMAN. | | Shareholder | For | Against | | |
| | 7 | STOCKHOLDER PROPOSAL REGARDING
VOTE TABULATION. | | Shareholder | Against | For | | |
| | 8 | STOCKHOLDER PROPOSAL REGARDING
MULTIPLE PERFORMANCE METRICS. | | Shareholder | For | Against | | |
| | 9 | STOCKHOLDER PROPOSAL REGARDING
QUANTIFIABLE PERFORMANCE METRICS. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 16,600 | 0 | 15-Oct-2013 | 15-Oct-2013 |
| | CISCO SYSTEMS, INC. |
| | Security | | 17275R102 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CSCO | | | | | Meeting Date | 19-Nov-2013 | |
| | ISIN | | US17275R1023 | | | | | Agenda | 933882157 - Management |
| | Record Date | | 20-Sep-2013 | | | | | Holding Recon Date | 20-Sep-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 18-Nov-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: MARC BENIOFF | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: GREGORY Q.
BROWN | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: M. MICHELE
BURNS | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL D.
CAPELLAS | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JOHN T.
CHAMBERS | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: DR. JOHN L.
HENNESSY | | Management | Against | Against | | |
| | 1I. | ELECTION OF DIRECTOR: DR. KRISTINA M.
JOHNSON | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: RODERICK C.
MCGEARY | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: ARUN SARIN | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: STEVEN M. WEST | | Management | For | For | | |
| | 2. | APPROVAL OF AMENDMENT AND
RESTATEMENT OF THE 2005 STOCK
INCENTIVE PLAN. | | Management | For | For | | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 4. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
2014. | | Management | For | For | | |
| | 5. | APPROVAL TO HAVE CISCO HOLD A
COMPETITION FOR GIVING PUBLIC ADVICE
ON THE VOTING ITEMS IN THE PROXY
FILING FOR CISCO'S 2014 ANNUAL
SHAREOWNERS MEETING. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 25,500 | 0 | 01-Nov-2013 | 01-Nov-2013 |
| | MICROSOFT CORPORATION |
| | Security | | 594918104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | MSFT | | | | | Meeting Date | 19-Nov-2013 | |
| | ISIN | | US5949181045 | | | | | Agenda | 933883185 - Management |
| | Record Date | | 13-Sep-2013 | | | | | Holding Recon Date | 13-Sep-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 18-Nov-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | ELECTION OF DIRECTOR: STEVEN A.
BALLMER | | Management | For | For | | |
| | 2. | ELECTION OF DIRECTOR: DINA DUBLON | | Management | For | For | | |
| | 3. | ELECTION OF DIRECTOR: WILLIAM H. GATES
III | | Management | For | For | | |
| | 4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | | Management | For | For | | |
| | 5. | ELECTION OF DIRECTOR: STEPHEN J.
LUCZO | | Management | For | For | | |
| | 6. | ELECTION OF DIRECTOR: DAVID F.
MARQUARDT | | Management | For | For | | |
| | 7. | ELECTION OF DIRECTOR: CHARLES H.
NOSKI | | Management | For | For | | |
| | 8. | ELECTION OF DIRECTOR: HELMUT PANKE | | Management | For | For | | |
| | 9. | ELECTION OF DIRECTOR: JOHN W.
THOMPSON | | Management | Against | Against | | |
| | 10. | APPROVE MATERIAL TERMS OF THE
PERFORMANCE CRITERIA UNDER THE
EXECUTIVE OFFICER INCENTIVE PLAN | | Management | For | For | | |
| | 11. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION | | Management | For | For | | |
| | 12. | RATIFICATION OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT AUDITOR FOR
FISCAL YEAR 2014 | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 16,900 | 0 | 29-Oct-2013 | 29-Oct-2013 |
| | ACE LIMITED |
| | Security | | H0023R105 | | | | | Meeting Type | Special |
| | Ticker Symbol | | ACE | | | | | Meeting Date | 10-Jan-2014 | |
| | ISIN | | CH0044328745 | | | | | Agenda | 933908088 - Management |
| | Record Date | | 05-Dec-2013 | | | | | Holding Recon Date | 05-Dec-2013 | |
| | City / | Country | | | / | Bermuda | | Vote Deadline Date | 08-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | APPROVAL OF THE PAYMENT OF DIVIDENDS
FROM LEGAL RESERVES | | Management | For | For | | |
| | 2. | ELECTION OF HOMBURGER AG AS OUR
INDEPENDENT PROXY UNTIL THE
CONCLUSION OF OUR 2014 ORDINARY
GENERAL MEETING | | Management | For | For | | |
| | 3. | IF A NEW AGENDA ITEM OR A NEW
PROPOSAL FOR AN EXISTING AGENDA ITEM
IS PUT BEFORE THE MEETING I/WE
HEREWITH AUTHORIZE AND INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF
THE BOARD OF DIRECTORS | | Management | Abstain | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 12,000 | 0 | 06-Jan-2014 | 07-Jan-2014 |
| | MSC INDUSTRIAL DIRECT CO., INC. |
| | Security | | 553530106 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | MSM | | | | | Meeting Date | 16-Jan-2014 | |
| | ISIN | | US5535301064 | | | | | Agenda | 933906515 - Management |
| | Record Date | | 27-Nov-2013 | | | | | Holding Recon Date | 27-Nov-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 15-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | MITCHELL JACOBSON | | | For | For | | |
| | | | 2 | DAVID SANDLER | | | For | For | | |
| | | | 3 | ERIK GERSHWIND | | | For | For | | |
| | | | 4 | JONATHAN BYRNES | | | For | For | | |
| | | | 5 | ROGER FRADIN | | | For | For | | |
| | | | 6 | LOUISE GOESER | | | For | For | | |
| | | | 7 | DENIS KELLY | | | For | For | | |
| | | | 8 | PHILIP PELLER | | | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | | Management | For | For | | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 6,500 | 0 | 16-Dec-2013 | 17-Dec-2013 |
| | AMDOCS LIMITED |
| | Security | | G02602103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | DOX | | | | | Meeting Date | 30-Jan-2014 | |
| | ISIN | | GB0022569080 | | | | | Agenda | 933910603 - Management |
| | Record Date | | 02-Dec-2013 | | | | | Holding Recon Date | 02-Dec-2013 | |
| | City / | Country | | | / | United
Kingdom | | Vote Deadline Date | 29-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ROBERT A.
MINICUCCI | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ADRIAN GARDNER | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JOHN T.
MCLENNAN | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: SIMON OLSWANG | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: ZOHAR ZISAPEL | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JULIAN A.
BRODSKY | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ELI GELMAN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JAMES S. KAHAN | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: RICHARD T.C.
LEFAVE | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: GIORA YARON | | Management | For | For | | |
| | 2. | TO APPROVE AN INCREASE IN THE
DIVIDEND RATE UNDER OUR QUARTERLY ...
(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL) | | Management | For | For | | |
| | 3. | TO APPROVE AN AMENDMENT TO AMDOCS
LIMITED'S ARTICLES OF ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL) | | Management | For | For | | |
| | 4. | TO APPROVE THE AUTHORIZED SHARE
CAPITAL OF AMDOCS LIMITED AND ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL) | | Management | Against | Against | | |
| | 5. | TO APPROVE OUR CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDED SEPTEMBER 30, 2013
(PROPOSAL V) | | Management | For | For | | |
| | 6. | TO RATIFY AND APPROVE THE
APPOINTMENT OF ERNST & YOUNG LLP AS
.... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL) | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 26,400 | 0 | 10-Jan-2014 | 11-Jan-2014 |
| | ACCENTURE PLC |
| | Security | | G1151C101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | ACN | | | | | Meeting Date | 30-Jan-2014 | |
| | ISIN | | IE00B4BNMY34 | | | | | Agenda | 933911592 - Management |
| | Record Date | | 06-Dec-2013 | | | | | Holding Recon Date | 06-Dec-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 29-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | TO ACCEPT, IN A NON-BINDING VOTE, THE
COMPANY'S IRISH FINANCIAL STATEMENTS
FOR THE TWELVE-MONTH PERIOD ENDED
AUGUST 31, 2013, AS PRESENTED. | | Management | For | For | | |
| | 2A. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: JAIME ARDILA | | Management | For | For | | |
| | 2B. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: CHARLES H. GIANCARLO | | Management | For | For | | |
| | 2C. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: WILLIAM L. KIMSEY | | Management | For | For | | |
| | 2D. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: BLYTHE J. MCGARVIE | | Management | For | For | | |
| | 2E. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: MARK MOODY-STUART | | Management | For | For | | |
| | 2F. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: PIERRE NANTERME | | Management | For | For | | |
| | 2G. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: GILLES C. PELISSON | | Management | For | For | | |
| | 2H. | RE-APPOINTMENT OF THE BOARD OF
DIRECTOR: WULF VON SCHIMMELMANN | | Management | Against | Against | | |
| | 3. | TO RATIFY, IN A NON-BINDING VOTE, THE
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT
OUR ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2015 AND TO
AUTHORIZE, IN A BINDING VOTE, THE
BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION. | | Management | For | For | | |
| | 4. | TO APPROVE, IN A NON-BINDING VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 5. | TO GRANT THE BOARD THE AUTHORITY TO
ISSUE SHARES UNDER IRISH LAW. | | Management | For | For | | |
| | 6. | TO GRANT THE BOARD THE AUTHORITY TO
OPT-OUT OF STATUTORY PRE-EMPTION
RIGHTS UNDER IRISH LAW. | | Management | For | For | | |
| | 7. | TO APPROVE A CAPITAL REDUCTION AND
CREATION OF DISTRIBUTABLE RESERVES
UNDER IRISH LAW. | | Management | For | For | | |
| | 8. | TO AUTHORIZE HOLDING THE 2015 ANNUAL
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE
OF IRELAND AS REQUIRED UNDER IRISH
LAW. | | Management | For | For | | |
| | 9. | TO AUTHORIZE ACCENTURE TO MAKE
OPEN-MARKET PURCHASES OF
ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW. | | Management | For | For | | |
| | 10. | TO DETERMINE THE PRICE RANGE AT
WHICH ACCENTURE PLC CAN RE-ISSUE
SHARES THAT IT ACQUIRES AS TREASURY
STOCK UNDER IRISH LAW. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 14,400 | 0 | 10-Jan-2014 | 11-Jan-2014 |
| | ROCK-TENN COMPANY |
| | Security | | 772739207 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | RKT | | | | | Meeting Date | 31-Jan-2014 | |
| | ISIN | | US7727392075 | | | | | Agenda | 933908901 - Management |
| | Record Date | | 02-Dec-2013 | | | | | Holding Recon Date | 02-Dec-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 30-Jan-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | JENNY A. HOURIHAN | | | For | For | | |
| | | | 2 | STEVEN C. VOORHEES | | | For | For | | |
| | | | 3 | J. POWELL BROWN | | | For | For | | |
| | | | 4 | ROBERT M. CHAPMAN | | | For | For | | |
| | | | 5 | TERRELL K. CREWS | | | For | For | | |
| | | | 6 | RUSSELL M. CURREY | | | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ROCK-TENN
COMPANY. | | Management | For | For | | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | THE APPROVAL OF RESTATED AND
AMENDED ARTICLES OF INCORPORATION
FOR ROCK-TENN COMPANY TO PROVIDE
THAT ALL DIRECTORS ELECTED AT OR
AFTER OUR ANNUAL MEETING OF
SHAREHOLDERS HELD IN 2015 BE ELECTED
ON AN ANNUAL BASIS AND TO
CONSOLIDATE OTHER AMENDMENTS THAT
WERE PREVIOUSLY MADE TO ROCK-TENN
COMPANY'S ARTICLES OF INCORPORATION. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 6,000 | 0 | 14-Jan-2014 | 15-Jan-2014 |
| | APPLE INC. |
| | Security | | 037833100 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | AAPL | | | | | Meeting Date | 28-Feb-2014 | |
| | ISIN | | US0378331005 | | | | | Agenda | 933915564 - Management |
| | Record Date | | 30-Dec-2013 | | | | | Holding Recon Date | 30-Dec-2013 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 27-Feb-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | WILLIAM CAMPBELL | | | For | For | | |
| | | | 2 | TIMOTHY COOK | | | For | For | | |
| | | | 3 | MILLARD DREXLER | | | For | For | | |
| | | | 4 | AL GORE | | | For | For | | |
| | | | 5 | ROBERT IGER | | | For | For | | |
| | | | 6 | ANDREA JUNG | | | For | For | | |
| | | | 7 | ARTHUR LEVINSON | | | For | For | | |
| | | | 8 | RONALD SUGAR | | | For | For | | |
| | 2. | THE AMENDMENT OF THE COMPANY'S
RESTATED ARTICLES OF INCORPORATION
(THE "ARTICLES") TO FACILITATE THE
IMPLEMENTATION OF MAJORITY VOTING
FOR THE ELECTION OF DIRECTORS IN AN
UNCONTESTED ELECTION BY ELIMINATING
ARTICLE VII, WHICH RELATES TO THE TERM
OF DIRECTORS AND THE TRANSITION FROM
A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE | | Management | For | For | | |
| | 3. | THE AMENDMENT OF THE ARTICLES TO
ELIMINATE THE "BLANK CHECK" AUTHORITY
OF THE BOARD TO ISSUE PREFERRED
STOCK | | Management | For | For | | |
| | 4. | THE AMENDMENT OF THE ARTICLES TO
ESTABLISH A PAR VALUE FOR THE
COMPANY'S COMMON STOCK OF $0.00001
PER SHARE | | Management | For | For | | |
| | 5. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | | Management | For | For | | |
| | 6. | A NON-BINDING ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION | | Management | For | For | | |
| | 7. | THE APPROVAL OF THE APPLE INC. 2014
EMPLOYEE STOCK PLAN | | Management | For | For | | |
| | 8. | A SHAREHOLDER PROPOSAL BY JOHN
HARRINGTON AND NORTHSTAR ASSET
MANAGEMENT INC. ENTITLED "BOARD
COMMITTEE ON HUMAN RIGHTS" TO AMEND
THE COMPANY'S BYLAWS | | Shareholder | Against | For | | |
| | 9. | A SHAREHOLDER PROPOSAL BY THE
NATIONAL CENTER FOR PUBLIC POLICY
RESEARCH OF A NON-BINDING ADVISORY
RESOLUTION ENTITLED "REPORT ON
COMPANY MEMBERSHIP AND INVOLVEMENT
WITH CERTAIN TRADE ASSOCIATIONS AND
BUSINESS ORGANIZATIONS" | | Shareholder | Against | For | | |
| | 10. | A SHAREHOLDER PROPOSAL BY CARL
ICAHN OF A NON-BINDING ADVISORY
RESOLUTION THAT THE COMPANY COMMIT
TO COMPLETING NOT LESS THAN $50
BILLION OF SHARE REPURCHASES DURING
ITS 2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL
RETURN PROGRAM ACCORDINGLY) | | Shareholder | Abstain | Against | | |
| | 11. | A SHAREHOLDER PROPOSAL BY JAMES
MCRITCHIE OF A NON-BINDING ADVISORY
RESOLUTION ENTITLED "PROXY ACCESS
FOR SHAREHOLDERS" | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 1,000 | 0 | 13-Feb-2014 | 13-Feb-2014 |
| | QUALCOMM INCORPORATED |
| | Security | | 747525103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | QCOM | | | | | Meeting Date | 04-Mar-2014 | |
| | ISIN | | US7475251036 | | | | | Agenda | 933916150 - Management |
| | Record Date | | 06-Jan-2014 | | | | | Holding Recon Date | 06-Jan-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 03-Mar-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: BARBARA T.
ALEXANDER | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: DONALD G.
CRUICKSHANK | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: RAYMOND V.
DITTAMORE | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: SUSAN
HOCKFIELD | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS W.
HORTON | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: SHERRY LANSING | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: STEVEN M.
MOLLENKOPF | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: CLARK T. RANDT,
JR. | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: JONATHAN J.
RUBINSTEIN | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: BRENT
SCOWCROFT | | Management | For | For | | |
| | 1N. | ELECTION OF DIRECTOR: MARC I. STERN | | Management | For | For | | |
| | 2. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 28,
2014. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. | | Management | 1 Year | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 13,700 | 0 | 10-Feb-2014 | 11-Feb-2014 |
| | COVIDIEN PLC |
| | Security | | G2554F113 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | COV | | | | | Meeting Date | 19-Mar-2014 | |
| | ISIN | | IE00B68SQD29 | | | | | Agenda | 933918128 - Management |
| | Record Date | | 09-Jan-2014 | | | | | Holding Recon Date | 09-Jan-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 18-Mar-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | | Management | For | For | | |
| | 1B) | ELECTION OF DIRECTOR: JOY A.
AMUNDSON | | Management | For | For | | |
| | 1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | | Management | For | For | | |
| | 1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | | Management | For | For | | |
| | 1E) | ELECTION OF DIRECTOR: CHRISTOPHER J.
COUGHLIN | | Management | For | For | | |
| | 1F) | ELECTION OF DIRECTOR: RANDALL J.
HOGAN, III | | Management | For | For | | |
| | 1G) | ELECTION OF DIRECTOR: MARTIN D.
MADAUS | | Management | For | For | | |
| | 1H) | ELECTION OF DIRECTOR: DENNIS H.
REILLEY | | Management | For | For | | |
| | 1I) | ELECTION OF DIRECTOR: STEPHEN H.
RUSCKOWSKI | | Management | For | For | | |
| | 1J) | ELECTION OF DIRECTOR: JOSEPH A.
ZACCAGNINO | | Management | For | For | | |
| | 2) | APPROVE, IN A NON-BINDING ADVISORY
VOTE, THE APPOINTMENT OF THE
INDEPENDENT AUDITORS AND AUTHORIZE,
IN A BINDING VOTE, THE AUDIT COMMITTEE
TO SET THE AUDITORS' REMUNERATION. | | Management | For | For | | |
| | 3) | APPROVE, IN A NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 4) | AUTHORIZE THE COMPANY AND/OR ANY
SUBSIDIARY TO MAKE MARKET PURCHASES
OF COMPANY SHARES. | | Management | For | For | | |
| | S5) | DETERMINE THE PRICE RANGE AT WHICH
THE COMPANY CAN REISSUE SHARES IT
HOLDS AS TREASURY SHARES. | | Management | For | For | | |
| | 6) | RENEW THE DIRECTORS' AUTHORITY TO
ISSUE SHARES. | | Management | For | For | | |
| | S7) | RENEW THE DIRECTORS' AUTHORITY TO
ISSUE SHARES FOR CASH WITHOUT FIRST
OFFERING THEM TO EXISTING
SHAREHOLDERS. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 17,100 | 0 | 24-Feb-2014 | 25-Feb-2014 |
| | METLIFE, INC. |
| | Security | | 59156R108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | MET | | | | | Meeting Date | 22-Apr-2014 | |
| | ISIN | | US59156R1086 | | | | | Agenda | 933951471 - Management |
| | Record Date | | 28-Feb-2014 | | | | | Holding Recon Date | 28-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 21-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: CHERYL W. GRISE | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: CARLOS M.
GUTIERREZ | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: R. GLENN
HUBBARD | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: STEVEN A.
KANDARIAN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: JOHN M. KEANE | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: ALFRED F. KELLY,
JR. | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: WILLIAM E.
KENNARD | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JAMES M. KILTS | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: CATHERINE R.
KINNEY | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: DENISE M.
MORRISON | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: KENTON J.
SICCHITANO | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: LULU C. WANG | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR 2014. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 4. | APPROVAL OF THE METLIFE, INC. 2015
STOCK AND INCENTIVE COMPENSATION
PLAN. | | Management | For | For | | |
| | 5. | APPROVAL OF THE METLIFE, INC. 2015 NON-
MANAGEMENT DIRECTOR STOCK
COMPENSATION PLAN. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 18,600 | 0 | 31-Mar-2014 | 01-Apr-2014 |
| | GENERAL ELECTRIC COMPANY |
| | Security | | 369604103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GE | | | | | Meeting Date | 23-Apr-2014 | |
| | ISIN | | US3696041033 | | | | | Agenda | 933932534 - Management |
| | Record Date | | 24-Feb-2014 | | | | | Holding Recon Date | 24-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 22-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | A1 | ELECTION OF DIRECTOR: W. GEOFFREY
BEATTIE | | Management | For | For | | |
| | A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | | Management | For | For | | |
| | A3 | ELECTION OF DIRECTOR: JAMES I. CASH,
JR. | | Management | For | For | | |
| | A4 | ELECTION OF DIRECTOR: FRANCISCO
D'SOUZA | | Management | For | For | | |
| | A5 | ELECTION OF DIRECTOR: MARIJN E.
DEKKERS | | Management | For | For | | |
| | A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | | Management | For | For | | |
| | A7 | ELECTION OF DIRECTOR: SUSAN J.
HOCKFIELD | | Management | For | For | | |
| | A8 | ELECTION OF DIRECTOR: JEFFREY R.
IMMELT | | Management | For | For | | |
| | A9 | ELECTION OF DIRECTOR: ANDREA JUNG | | Management | For | For | | |
| | A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | | Management | For | For | | |
| | A11 | ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS | | Management | For | For | | |
| | A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | | Management | For | For | | |
| | A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | | Management | For | For | | |
| | A14 | ELECTION OF DIRECTOR: MARY L.
SCHAPIRO | | Management | For | For | | |
| | A15 | ELECTION OF DIRECTOR: ROBERT J.
SWIERINGA | | Management | For | For | | |
| | A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | | Management | For | For | | |
| | A17 | ELECTION OF DIRECTOR: DOUGLAS A.
WARNER III | | Management | For | For | | |
| | B1 | ADVISORY APPROVAL OF OUR NAMED
EXECUTIVES' COMPENSATION | | Management | For | For | | |
| | B2 | RATIFICATION OF SELECTION OF
INDEPENDENT AUDITOR FOR 2014 | | Management | For | For | | |
| | C1 | CUMULATIVE VOTING | | Shareholder | Against | For | | |
| | C2 | SENIOR EXECUTIVES HOLD OPTION
SHARES FOR LIFE | | Shareholder | Against | For | | |
| | C3 | MULTIPLE CANDIDATE ELECTIONS | | Shareholder | Against | For | | |
| | C4 | RIGHT TO ACT BY WRITTEN CONSENT | | Shareholder | For | Against | | |
| | C5 | CESSATION OF ALL STOCK OPTIONS AND
BONUSES | | Shareholder | Against | For | | |
| | C6 | SELL THE COMPANY | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 38,600 | 0 | 29-Mar-2014 | 30-Mar-2014 |
| | JOHNSON & JOHNSON |
| | Security | | 478160104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | JNJ | | | | | Meeting Date | 24-Apr-2014 | |
| | ISIN | | US4781601046 | | | | | Agenda | 933933548 - Management |
| | Record Date | | 25-Feb-2014 | | | | | Holding Recon Date | 25-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 23-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: MARY SUE
COLEMAN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: SUSAN L.
LINDQUIST | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: MARK B.
MCCLELLAN | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ANNE M.
MULCAHY | | Management | Against | Against | | |
| | 1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | | Management | Against | Against | | |
| | 1K. | ELECTION OF DIRECTOR: A. EUGENE
WASHINGTON | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: RONALD A.
WILLIAMS | | Management | For | For | | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | | |
| | 3. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL - EXECUTIVES
TO RETAIN SIGNIFICANT STOCK | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 16,500 | 0 | 31-Mar-2014 | 01-Apr-2014 |
| | AT&T INC. |
| | Security | | 00206R102 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | T | | | | | Meeting Date | 25-Apr-2014 | |
| | ISIN | | US00206R1023 | | | | | Agenda | 933930807 - Management |
| | Record Date | | 26-Feb-2014 | | | | | Holding Recon Date | 26-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 24-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: RANDALL L.
STEPHENSON | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: REUBEN V.
ANDERSON | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JAIME CHICO
PARDO | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JON C. MADONNA | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: MICHAEL B.
MCCALLISTER | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: MATTHEW K.
ROSE | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: CYNTHIA B.
TAYLOR | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: LAURA D'ANDREA
TYSON | | Management | For | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT AUDITORS. | | Management | For | For | | |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | APPROVE SEVERANCE POLICY. | | Management | For | For | | |
| | 5. | POLITICAL REPORT. | | Shareholder | Against | For | | |
| | 6. | LOBBYING REPORT. | | Shareholder | Against | For | | |
| | 7. | WRITTEN CONSENT. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 29,000 | 0 | 07-Apr-2014 | 08-Apr-2014 |
| | ABBOTT LABORATORIES |
| | Security | | 002824100 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | ABT | | | | | Meeting Date | 25-Apr-2014 | |
| | ISIN | | US0028241000 | | | | | Agenda | 933934641 - Management |
| | Record Date | | 27-Feb-2014 | | | | | Holding Recon Date | 27-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 24-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | R.J. ALPERN | | | For | For | | |
| | | | 2 | R.S. AUSTIN | | | For | For | | |
| | | | 3 | S.E. BLOUNT | | | For | For | | |
| | | | 4 | W.J. FARRELL | | | For | For | | |
| | | | 5 | E.M. LIDDY | | | For | For | | |
| | | | 6 | N. MCKINSTRY | | | For | For | | |
| | | | 7 | P.N. NOVAKOVIC | | | For | For | | |
| | | | 8 | W.A. OSBORN | | | For | For | | |
| | | | 9 | S.C. SCOTT III | | | For | For | | |
| | | | 10 | G.F. TILTON | | | For | For | | |
| | | | 11 | M.D. WHITE | | | For | For | | |
| | 2. | RATIFICATION OF ERNST & YOUNG LLP AS
AUDITORS | | Management | For | For | | |
| | 3. | SAY ON PAY - AN ADVISORY VOTE TO
APPROVE EXECUTIVE COMPENSATION | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL - GENETICALLY
MODIFIED INGREDIENTS | | Shareholder | Against | For | | |
| | 5. | SHAREHOLDER PROPOSAL - LOBBYING
DISCLOSURE | | Shareholder | Against | For | | |
| | 6. | SHAREHOLDER PROPOSAL - INCENTIVE
COMPENSATION | | Shareholder | Abstain | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 27,200 | 0 | 14-Apr-2014 | 15-Apr-2014 |
| | THE BOEING COMPANY |
| | Security | | 097023105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | BA | | | | | Meeting Date | 28-Apr-2014 | |
| | ISIN | | US0970231058 | | | | | Agenda | 933932368 - Management |
| | Record Date | | 27-Feb-2014 | | | | | Holding Recon Date | 27-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: DAVID L.
CALHOUN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ARTHUR D.
COLLINS, JR. | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: KENNETH M.
DUBERSTEIN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: EDMUND P.
GIAMBASTIANI, JR. | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: LAWRENCE W.
KELLNER | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: W. JAMES
MCNERNEY, JR. | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: SUSAN C.
SCHWAB | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: RONALD A.
WILLIAMS | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: MIKE S.
ZAFIROVSKI | | Management | For | For | | |
| | 2. | APPROVE, ON AN ADVISORY BASIS, NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | For | For | | |
| | 3. | APPROVE THE AMENDMENT AND
RESTATEMENT OF THE BOEING COMPANY
2003 INCENTIVE STOCK PLAN. | | Management | For | For | | |
| | 4. | RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT AUDITOR
FOR 2014. | | Management | For | For | | |
| | 5. | REPORT TO DISCLOSE LOBBYING. | | Shareholder | Against | For | | |
| | 6. | RIGHT TO ACT BY WRITTEN CONSENT. | | Shareholder | For | Against | | |
| | 7. | INDEPENDENT BOARD CHAIRMAN. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 3,700 | 0 | 03-Apr-2014 | 03-Apr-2014 |
| | HONEYWELL INTERNATIONAL INC. |
| | Security | | 438516106 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | HON | | | | | Meeting Date | 28-Apr-2014 | |
| | ISIN | | US4385161066 | | | | | Agenda | 933934526 - Management |
| | Record Date | | 28-Feb-2014 | | | | | Holding Recon Date | 28-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: GORDON M.
BETHUNE | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: KEVIN BURKE | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JAIME CHICO
PARDO | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | | Management | Against | Against | | |
| | 1G. | ELECTION OF DIRECTOR: JUDD GREGG | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: GRACE D.
LIEBLEIN | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: BRADLEY T.
SHEARES | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: ROBIN L.
WASHINGTON | | Management | For | For | | |
| | 2. | APPROVAL OF INDEPENDENT
ACCOUNTANTS. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | INDEPENDENT BOARD CHAIRMAN. | | Shareholder | For | Against | | |
| | 5. | RIGHT TO ACT BY WRITTEN CONSENT. | | Shareholder | For | Against | | |
| | 6. | ELIMINATE ACCELERATED VESTING IN A
CHANGE IN CONTROL. | | Shareholder | Against | For | | |
| | 7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 11,125 | 0 | 11-Apr-2014 | 11-Apr-2014 |
| | UNITED TECHNOLOGIES CORPORATION |
| | Security | | 913017109 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | UTX | | | | | Meeting Date | 28-Apr-2014 | |
| | ISIN | | US9130171096 | | | | | Agenda | 933936378 - Management |
| | Record Date | | 03-Mar-2014 | | | | | Holding Recon Date | 03-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: LOUIS R.
CHENEVERT | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JEAN-PIERRE
GARNIER | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: JAMIE S.
GORELICK | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: EDWARD A.
KANGAS | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: MARSHALL O.
LARSEN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: HAROLD MCGRAW
III | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: RICHARD B.
MYERS | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: H. PATRICK
SWYGERT | | Management | Against | Against | | |
| | 1K. | ELECTION OF DIRECTOR: ANDRE
VILLENEUVE | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: CHRISTINE TODD
WHITMAN | | Management | For | For | | |
| | 2. | APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR 2014 | | Management | For | For | | |
| | 3. | APPROVE AN AMENDMENT AND
RESTATEMENT OF THE 2005 LONG-TERM
INCENTIVE PLAN, INCLUDING APPROVAL OF
ADDITIONAL SHARES FOR FUTURE AWARDS | | Management | For | For | | |
| | 4. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 9,400 | 0 | 01-Apr-2014 | 02-Apr-2014 |
| | WELLS FARGO & COMPANY |
| | Security | | 949746101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | WFC | | | | | Meeting Date | 29-Apr-2014 | |
| | ISIN | | US9497461015 | | | | | Agenda | 933937089 - Management |
| | Record Date | | 04-Mar-2014 | | | | | Holding Recon Date | 04-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 28-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | Against | Against | | |
| | 1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | | Management | For | For | | |
| | 1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | For | For | | |
| | 1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | For | For | | |
| | 1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | For | For | | |
| | 1F) | ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR. | | Management | For | For | | |
| | 1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | Against | Against | | |
| | 1H) | ELECTION OF DIRECTOR: CYNTHIA H.
MILLIGAN | | Management | Against | Against | | |
| | 1I) | ELECTION OF DIRECTOR: FEDERICO F.
PENA | | Management | For | For | | |
| | 1J) | ELECTION OF DIRECTOR: JAMES H.
QUIGLEY | | Management | For | For | | |
| | 1K) | ELECTION OF DIRECTOR: JUDITH M.
RUNSTAD | | Management | For | For | | |
| | 1L) | ELECTION OF DIRECTOR: STEPHEN W.
SANGER | | Management | For | For | | |
| | 1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | For | For | | |
| | 1N) | ELECTION OF DIRECTOR: SUSAN G.
SWENSON | | Management | For | For | | |
| | 2. | VOTE ON AN ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 3. | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | | Management | For | For | | |
| | 4. | ADOPT A POLICY TO REQUIRE AN
INDEPENDENT CHAIRMAN. | | Shareholder | For | Against | | |
| | 5. | REVIEW AND REPORT ON INTERNAL
CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 32,700 | 0 | 04-Apr-2014 | 05-Apr-2014 |
| | EQT CORPORATION |
| | Security | | 26884L109 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | EQT | | | | | Meeting Date | 30-Apr-2014 | |
| | ISIN | | US26884L1098 | | | | | Agenda | 933936417 - Management |
| | Record Date | | 05-Mar-2014 | | | | | Holding Recon Date | 05-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 29-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A | ELECTION OF DIRECTOR: MARGARET K.
DORMAN | | Management | For | For | | |
| | 1B | ELECTION OF DIRECTOR: DAVID L. PORGES | | Management | For | For | | |
| | 1C | ELECTION OF DIRECTOR: JAMES E. ROHR | | Management | For | For | | |
| | 1D | ELECTION OF DIRECTOR: DAVID S. SHAPIRA | | Management | For | For | | |
| | 2 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | | |
| | 3 | APPROVAL OF THE COMPANY'S 2014 LONG-
TERM INCENTIVE PLAN | | Management | Against | Against | | |
| | 4 | APPROVAL OF THE MATERIAL TERMS OF
PERFORMANCE GOALS FOR PURPOSES OF
INTERNAL REVENUE CODE SECTION 162(M) | | Management | For | For | | |
| | 5 | RATIFICATION OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 6,400 | 0 | 04-Apr-2014 | 05-Apr-2014 |
| | CAPITAL ONE FINANCIAL CORPORATION |
| | Security | | 14040H105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | COF | | | | | Meeting Date | 01-May-2014 | |
| | ISIN | | US14040H1059 | | | | | Agenda | 933942648 - Management |
| | Record Date | | 06-Mar-2014 | | | | | Holding Recon Date | 06-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: RICHARD D.
FAIRBANK | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: PATRICK W.
GROSS | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: ANN FRITZ
HACKETT | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: LEWIS HAY, III | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: BENJAMIN P.
JENKINS, III | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: PIERRE E. LEROY | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: PETER E.
RASKIND | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: MAYO A.
SHATTUCK III | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: BRADFORD H.
WARNER | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: CATHERINE G.
WEST | | Management | For | For | | |
| | 2. | RATIFICATION OF SELECTION OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS OF
CAPITAL ONE FOR 2014. | | Management | For | For | | |
| | 3. | APPROVAL OF CAPITAL ONE'S THIRD
AMENDED AND RESTATED 2004 STOCK
INCENTIVE PLAN. | | Management | For | For | | |
| | 4. | ADVISORY APPROVAL OF CAPITAL ONE'S
2013 NAMED EXECUTIVE OFFICER
COMPENSATION. | | Management | For | For | | |
| | 5A. | APPROVAL OF AMENDMENTS TO CAPITAL
ONE'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE
SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
FUTURE AMENDMENTS TO THE AMENDED
AND RESTATED BYLAWS AND THE
RESTATED CERTIFICATE OF
INCORPORATION. | | Management | For | For | | |
| | 5B. | APPROVAL OF AMENDMENTS TO CAPITAL
ONE'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE
SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
REMOVING ANY DIRECTOR FROM OFFICE. | | Management | For | For | | |
| | 5C. | APPROVAL OF AMENDMENTS TO CAPITAL
ONE'S RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE
SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
CERTAIN BUSINESS COMBINATIONS. | | Management | For | For | | |
| | 6. | STOCKHOLDER PROPOSAL REGARDING AN
INDEPENDENT BOARD CHAIRMAN, IF
PRESENTED AT THE MEETING. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 14,000 | 0 | 15-Apr-2014 | 15-Apr-2014 |
| | EOG RESOURCES, INC. |
| | Security | | 26875P101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | EOG | | | | | Meeting Date | 01-May-2014 | |
| | ISIN | | US26875P1012 | | | | | Agenda | 933953792 - Management |
| | Record Date | | 07-Mar-2014 | | | | | Holding Recon Date | 07-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JANET F. CLARK | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: CHARLES R.
CRISP | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JAMES C. DAY | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: MARK G. PAPA | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: H. LEIGHTON
STEWARD | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: DONALD F.
TEXTOR | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: WILLIAM R.
THOMAS | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: FRANK G. WISNER | | Management | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT BY THE
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP,
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS FOR THE
COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014. | | Management | For | For | | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 4. | STOCKHOLDER PROPOSAL CONCERNING
QUANTITATIVE RISK MANAGEMENT
REPORTING FOR HYDRAULIC FRACTURING
OPERATIONS, IF PROPERLY PRESENTED. | | Shareholder | Against | For | | |
| | 5. | STOCKHOLDER PROPOSAL CONCERNING A
METHANE EMISSIONS REPORT, IF
PROPERLY PRESENTED. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 6,000 | 0 | 09-Apr-2014 | 10-Apr-2014 |
| | EQUIFAX INC. |
| | Security | | 294429105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | EFX | | | | | Meeting Date | 02-May-2014 | |
| | ISIN | | US2944291051 | | | | | Agenda | 933939499 - Management |
| | Record Date | | 04-Mar-2014 | | | | | Holding Recon Date | 04-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 01-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR. | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT D. DALEO | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: WALTER W.
DRIVER, JR. | | Management | Against | Against | | |
| | 1D. | ELECTION OF DIRECTOR: MARK L. FEIDLER | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: L. PHILLIP
HUMANN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: ROBERT D.
MARCUS | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: SIRI S. MARSHALL | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JOHN A.
MCKINLEY | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: RICHARD F. SMITH | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: MARK B.
TEMPLETON | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS EQUIFAX'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | Against | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 16,700 | 0 | 14-Apr-2014 | 14-Apr-2014 |
| | OCCIDENTAL PETROLEUM CORPORATION |
| | Security | | 674599105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | OXY | | | | | Meeting Date | 02-May-2014 | |
| | ISIN | | US6745991058 | | | | | Agenda | 933956724 - Management |
| | Record Date | | 13-Mar-2014 | | | | | Holding Recon Date | 13-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 01-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: SPENCER
ABRAHAM | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: HOWARD I.
ATKINS | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: EUGENE L.
BATCHELDER | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: STEPHEN I.
CHAZEN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: EDWARD P.
DJEREJIAN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: MARGARET M.
FORAN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: CARLOS M.
GUTIERREZ | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM R.
KLESSE | | Management | Against | Against | | |
| | 1J. | ELECTION OF DIRECTOR: AVEDICK B.
POLADIAN | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | | Management | For | For | | |
| | 2. | ONE-YEAR WAIVER OF DIRECTOR AGE
RESTRICTION FOR EDWARD P.DJEREJIAN,
AN INDEPENDENT DIRECTOR. | | Management | For | For | | |
| | 3. | ADVISORY VOTE APPROVING EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | ABILITY OF STOCKHOLDERS TO ACT BY
WRITTEN CONSENT. | | Management | For | For | | |
| | 5. | SEPARATION OF THE ROLES OF THE
CHAIRMAN OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER. | | Management | For | For | | |
| | 6. | RATIFICATION OF INDEPENDENT AUDITORS. | | Management | For | For | | |
| | 7. | EXECUTIVES TO RETAIN SIGNIFICANT
STOCK. | | Shareholder | Against | For | | |
| | 8. | REVIEW LOBBYING AT FEDERAL, STATE,
LOCAL LEVELS. | | Shareholder | Against | For | | |
| | 9. | QUANTITATIVE RISK MANAGEMENT
REPORTING FOR HYDRAULIC FRACTURING
OPERATIONS. | | Shareholder | Against | For | | |
| | 10. | FUGITIVE METHANE EMISSIONS AND
FLARING REPORT. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 10,700 | 0 | 11-Apr-2014 | 12-Apr-2014 |
| | SKYWORKS SOLUTIONS, INC. |
| | Security | | 83088M102 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | SWKS | | | | | Meeting Date | 06-May-2014 | |
| | ISIN | | US83088M1027 | | | | | Agenda | 933963298 - Management |
| | Record Date | | 19-Mar-2014 | | | | | Holding Recon Date | 19-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 05-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1.1 | ELECTION OF DIRECTOR: DAVID J.
MCLACHLAN | | Management | For | For | | |
| | 1.2 | ELECTION OF DIRECTOR: DAVID J. ALDRICH | | Management | For | For | | |
| | 1.3 | ELECTION OF DIRECTOR: KEVIN L. BEEBE | | Management | For | For | | |
| | 1.4 | ELECTION OF DIRECTOR: TIMOTHY R.
FUREY | | Management | For | For | | |
| | 1.5 | ELECTION OF DIRECTOR: BALAKRISHNAN S.
IYER | | Management | For | For | | |
| | 1.6 | ELECTION OF DIRECTOR: CHRISTINE KING | | Management | For | For | | |
| | 1.7 | ELECTION OF DIRECTOR: DAVID P.
MCGLADE | | Management | For | For | | |
| | 1.8 | ELECTION OF DIRECTOR: ROBERT A.
SCHRIESHEIM | | Management | For | For | | |
| | 2. | TO RATIFY THE SELECTION BY THE
COMPANY'S AUDIT COMMITTEE OF KPMG
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR FISCAL YEAR 2014. | | Management | For | For | | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPANY'S PROXY
STATEMENT. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 20,600 | 0 | 11-Apr-2014 | 11-Apr-2014 |
| | GENERAL DYNAMICS CORPORATION |
| | Security | | 369550108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GD | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US3695501086 | | | | | Agenda | 933937623 - Management |
| | Record Date | | 06-Mar-2014 | | | | | Holding Recon Date | 06-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A | ELECTION OF DIRECTOR: MARY T. BARRA | | Management | For | For | | |
| | 1B | ELECTION OF DIRECTOR: NICHOLAS D.
CHABRAJA | | Management | For | For | | |
| | 1C | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | Against | Against | | |
| | 1D | ELECTION OF DIRECTOR: WILLIAM P.
FRICKS | | Management | For | For | | |
| | 1E | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | | Management | For | For | | |
| | 1F | ELECTION OF DIRECTOR: JOHN M. KEANE | | Management | For | For | | |
| | 1G | ELECTION OF DIRECTOR: LESTER L. LYLES | | Management | For | For | | |
| | 1H | ELECTION OF DIRECTOR: JAMES N. MATTIS | | Management | For | For | | |
| | 1I | ELECTION OF DIRECTOR: PHEBE N.
NOVAKOVIC | | Management | For | For | | |
| | 1J | ELECTION OF DIRECTOR: WILLIAM A.
OSBORN | | Management | For | For | �� | |
| | 1K | ELECTION OF DIRECTOR: LAURA J.
SCHUMACHER | | Management | For | For | | |
| | 1L | ELECTION OF DIRECTOR: ROBERT
WALMSLEY | | Management | For | For | | |
| | 2. | SELECTION OF INDEPENDENT AUDITORS. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | Against | Against | | |
| | 4. | SHAREHOLDER PROPOSAL WITH REGARD
TO AN INDEPENDENT BOARD CHAIRMAN. | | Shareholder | For | Against | | |
| | 5. | SHAREHOLDER PROPOSAL WITH REGARD
TO LOBBYING DISCLOSURE. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 9,900 | 0 | 21-Apr-2014 | 22-Apr-2014 |
| | EXPRESS SCRIPTS HOLDING COMPANY |
| | Security | | 30219G108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | ESRX | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US30219G1085 | | | | | Agenda | 933941139 - Management |
| | Record Date | | 10-Mar-2014 | | | | | Holding Recon Date | 10-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: GARY G. BENANAV | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: MAURA C. BREEN | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: WILLIAM J.
DELANEY | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: NICHOLAS J.
LAHOWCHIC | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS P. MAC
MAHON | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: FRANK
MERGENTHALER | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: WOODROW A.
MYERS, JR., MD | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: JOHN O. PARKER,
JR. | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM L.
ROPER, MD, MPH | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: SEYMOUR
STERNBERG | | Management | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2014. | | Management | For | For | | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 16,500 | 0 | 18-Apr-2014 | 19-Apr-2014 |
| | PEPSICO, INC. |
| | Security | | 713448108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | PEP | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US7134481081 | | | | | Agenda | 933945860 - Management |
| | Record Date | | 28-Feb-2014 | | | | | Holding Recon Date | 28-Feb-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: GEORGE W.
BUCKLEY | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: IAN M. COOK | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: DINA DUBLON | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: RONA A.
FAIRHEAD | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: RAY L. HUNT | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ALBERTO
IBARGUEN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: SHARON PERCY
ROCKEFELLER | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: LLOYD G.
TROTTER | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: ALBERTO
WEISSER | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014. | | Management | For | For | | |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 4. | APPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS OF THE
PEPSICO, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN. | | Management | For | For | | |
| | 5. | POLICY REGARDING APPROVAL OF
POLITICAL CONTRIBUTIONS. | | Shareholder | Against | For | | |
| | 6. | POLICY REGARDING EXECUTIVE
RETENTION OF STOCK. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 14,500 | 0 | 18-Apr-2014 | 19-Apr-2014 |
| | BANK OF AMERICA CORPORATION |
| | Security | | 060505104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | BAC | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US0605051046 | | | | | Agenda | 933948070 - Management |
| | Record Date | | 12-Mar-2014 | | | | | Holding Recon Date | 12-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | | Management | Against | Against | | |
| | 1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | | Management | Against | Against | | |
| | 1C. | ELECTION OF DIRECTOR: JACK O.
BOVENDER, JR. | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: FRANK P.
BRAMBLE, SR. | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE
WECK | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: ARNOLD W.
DONALD | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: CHARLES K.
GIFFORD | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: CHARLES O.
HOLLIDAY, JR. | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: LINDA P. HUDSON | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: MONICA C.
LOZANO | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: THOMAS J. MAY | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: BRIAN T.
MOYNIHAN | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: LIONEL L.
NOWELL, III | | Management | For | For | | |
| | 1N. | ELECTION OF DIRECTOR: CLAYTON S. ROSE | | Management | For | For | | |
| | 1O. | ELECTION OF DIRECTOR: R. DAVID YOST | | Management | For | For | | |
| | 2. | AN ADVISORY (NON-BINDING) RESOLUTION
TO APPROVE EXECUTIVE COMPENSATION
(SAY ON PAY). | | Management | For | For | | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
OUR REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | Against | Against | | |
| | 4. | APPROVAL OF AMENDMENT TO THE SERIES
T PREFERRED STOCK. | | Management | For | For | | |
| | 5. | STOCKHOLDER PROPOSAL - CUMULATIVE
VOTING IN DIRECTOR ELECTIONS. | | Shareholder | Against | For | | |
| | 6. | STOCKHOLDER PROPOSAL - PROXY
ACCESS. | | Shareholder | Against | For | | |
| | 7. | STOCKHOLDER PROPOSAL - CLIMATE
CHANGE REPORT. | | Shareholder | Against | For | | |
| | 8. | STOCKHOLDER PROPOSAL - LOBBYING
REPORT. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 90,100 | 0 | 06-May-2014 | 06-May-2014 |
| | GLAXOSMITHKLINE PLC |
| | Security | | 37733W105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GSK | | | | | Meeting Date | 07-May-2014 | |
| | ISIN | | US37733W1053 | | | | | Agenda | 933948335 - Management |
| | Record Date | | 17-Mar-2014 | | | | | Holding Recon Date | 17-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | TO RECEIVE THE 2013 ANNUAL REPORT | | Management | For | For | | |
| | 2. | TO APPROVE THE ANNUAL REMUNERATION
REPORT | | Management | For | For | | |
| | 3. | TO APPROVE THE REMUNERATION POLICY | | Management | For | For | | |
| | 4. | TO RE-ELECT SIR CHRISTOPHER GENT AS A
DIRECTOR | | Management | Against | Against | | |
| | 5. | TO RE-ELECT SIR ANDREW WITTY AS A
DIRECTOR | | Management | For | For | | |
| | 6. | TO RE-ELECT PROFESSOR SIR ROY
ANDERSON AS A DIRECTOR | | Management | For | For | | |
| | 7. | TO RE-ELECT DR STEPHANIE BURNS AS A
DIRECTOR | | Management | For | For | | |
| | 8. | TO RE-ELECT STACEY CARTWRIGHT AS A
DIRECTOR | | Management | For | For | | |
| | 9. | TO RE-ELECT SIMON DINGEMANS AS A
DIRECTOR | | Management | For | For | | |
| | 10. | TO RE-ELECT LYNN ELSENHANS AS A
DIRECTOR | | Management | For | For | | |
| | 11. | TO RE-ELECT JUDY LEWENT AS A
DIRECTOR | | Management | For | For | | |
| | 12. | TO RE-ELECT SIR DERYCK MAUGHAN AS A
DIRECTOR | | Management | For | For | | |
| | 13. | TO RE-ELECT DR DANIEL PODOLSKY AS A
DIRECTOR | | Management | For | For | | |
| | 14. | TO RE-ELECT DR MONCEF SLAOUI AS A
DIRECTOR | | Management | For | For | | |
| | 15. | TO RE-ELECT TOM DE SWAAN AS A
DIRECTOR | | Management | For | For | | |
| | 16. | TO RE-ELECT JING ULRICH AS A DIRECTOR | | Management | For | For | | |
| | 17. | TO RE-ELECT HANS WIJERS AS A DIRECTOR | | Management | For | For | | |
| | 18. | TO RE-APPOINT AUDITORS | | Management | For | For | | |
| | 19. | TO DETERMINE REMUNERATION OF
AUDITORS | | Management | For | For | | |
| | 20. | TO AUTHORISE THE COMPANY AND ITS
SUBSIDIARIES TO MAKE DONATIONS TO
POLITICAL ORGANISATIONS AND INCUR
POLITICAL EXPENDITURE | | Management | For | For | | |
| | 21. | TO AUTHORISE ALLOTMENT OF SHARES | | Management | For | For | | |
| | 22. | TO DISAPPLY PRE-EMPTION RIGHTS
(SPECIAL RESOLUTION) | | Management | For | For | | |
| | 23. | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES (SPECIAL
RESOLUTION) | | Management | For | For | | |
| | 24. | TO AUTHORISE EXEMPTION FROM
STATEMENT OF NAME OF SENIOR
STATUTORY AUDITOR | | Management | For | For | | |
| | 25. | TO AUTHORISE REDUCED NOTICE OF A
GENERAL MEETING OTHER THAN AN AGM
(SPECIAL RESOLUTION) | | Management | Against | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 19,500 | 0 | 10-Apr-2014 | 10-Apr-2014 |
| | COLGATE-PALMOLIVE COMPANY |
| | Security | | 194162103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CL | | | | | Meeting Date | 09-May-2014 | |
| | ISIN | | US1941621039 | | | | | Agenda | 933943993 - Management |
| | Record Date | | 10-Mar-2014 | | | | | Holding Recon Date | 10-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 08-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: NIKESH ARORA | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: JOHN T. CAHILL | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: IAN COOK | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: HELENE D. GAYLE | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: ELLEN M.
HANCOCK | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: RICHARD J.
KOGAN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: DELANO E. LEWIS | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: J. PEDRO
REINHARD | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: STEPHEN I.
SADOVE | | Management | For | For | | |
| | 2. | RATIFY SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM. | | Management | For | For | | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 4. | STOCKHOLDER PROPOSAL ON EXECUTIVE
STOCK RETENTION REQUIREMENT. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 18,400 | 0 | 17-Apr-2014 | 18-Apr-2014 |
| | AMERICAN INTERNATIONAL GROUP, INC. |
| | Security | | 026874784 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | AIG | | | | | Meeting Date | 12-May-2014 | |
| | ISIN | | US0268747849 | | | | | Agenda | 933956217 - Management |
| | Record Date | | 17-Mar-2014 | | | | | Holding Recon Date | 17-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 09-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ROBERT H.
BENMOSCHE | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: W. DON
CORNWELL | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: PETER R. FISHER | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: JOHN H.
FITZPATRICK | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: WILLIAM G.
JURGENSEN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: CHRISTOPHER S.
LYNCH | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ARTHUR C.
MARTINEZ | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: GEORGE L. MILES,
JR. | | Management | Against | Against | | |
| | 1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: ROBERT S.
MILLER | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: RONALD A.
RITTENMEYER | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: DOUGLAS M.
STEENLAND | | Management | For | For | | |
| | 1N. | ELECTION OF DIRECTOR: THERESA M.
STONE | | Management | For | For | | |
| | 2. | TO VOTE, ON A NON-BINDING ADVISORY
BASIS, TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 3. | TO ACT UPON A PROPOSAL TO AMEND AND
RESTATE AIG'S RESTATED CERTIFICATE OF
INCORPORATION TO CONTINUE TO
RESTRICT CERTAIN TRANSFERS OF AIG
COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES. | | Management | For | For | | |
| | 4. | TO ACT UPON A PROPOSAL TO RATIFY THE
AMENDMENT TO EXTEND THE EXPIRATION
OF THE AMERICAN INTERNATIONAL GROUP,
INC. TAX ASSET PROTECTION PLAN. | | Management | For | For | | |
| | 5. | TO ACT UPON A PROPOSAL TO RATIFY THE
SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS AIG'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 21,400 | 0 | 24-Apr-2014 | 25-Apr-2014 |
| | CIT GROUP INC. |
| | Security | | 125581801 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CIT | | | | | Meeting Date | 13-May-2014 | |
| | ISIN | | US1255818015 | | | | | Agenda | 933960470 - Management |
| | Record Date | | 17-Mar-2014 | | | | | Holding Recon Date | 17-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 12-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JOHN A. THAIN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ELLEN R.
ALEMANY | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL J.
EMBLER | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: WILLIAM M.
FREEMAN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: DAVID M.
MOFFETT | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: R. BRAD OATES | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: MARIANNE MILLER
PARRS | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: GERALD
ROSENFELD | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: JOHN R. RYAN | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: SHEILA A. STAMPS | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: SEYMOUR
STERNBERG | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: PETER J. TOBIN | | Management | For | For | | |
| | 1M. | ELECTION OF DIRECTOR: LAURA S. UNGER | | Management | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AND EXTERNAL
AUDITORS FOR 2014. | | Management | For | For | | |
| | 3. | TO RECOMMEND, BY NON-BINDING VOTE,
THE COMPENSATION OF CIT'S NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 19,900 | 0 | 24-Apr-2014 | 24-Apr-2014 |
| | ADVANCE AUTO PARTS, INC. |
| | Security | | 00751Y106 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | AAP | | | | | Meeting Date | 14-May-2014 | |
| | ISIN | | US00751Y1064 | | | | | Agenda | 933980218 - Management |
| | Record Date | | 18-Mar-2014 | | | | | Holding Recon Date | 18-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 13-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | JOHN F. BERGSTROM | | | For | For | | |
| | | | 2 | JOHN C. BROUILLARD | | | For | For | | |
| | | | 3 | FIONA P. DIAS | | | For | For | | |
| | | | 4 | DARREN R. JACKSON | | | For | For | | |
| | | | 5 | WILLIAM S. OGLESBY | | | For | For | | |
| | | | 6 | J. PAUL RAINES | | | For | For | | |
| | | | 7 | GILBERT T. RAY | | | For | For | | |
| | | | 8 | CARLOS A. SALADRIGAS | | | For | For | | |
| | | | 9 | O. TEMPLE SLOAN, III | | | For | For | | |
| | | | 10 | JIMMIE L. WADE | | | For | For | | |
| | 2. | APPROVE, BY ADVISORY VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | |
| | 3. | APPROVE THE COMPANY'S 2014 LONG-
TERM INCENTIVE PLAN. | | Management | For | For | | |
| | 4. | RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP (DELOITTE) AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | 5. | ADVISORY VOTE ON STOCKHOLDER
PROPOSAL ON THE ABILITY OF
STOCKHOLDERS TO ACT BY WRITTEN
CONSENT IF PRESENTED AT THE ANNUAL
MEETING. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 9,165 | 0 | 23-Apr-2014 | 23-Apr-2014 |
| | UNION PACIFIC CORPORATION |
| | Security | | 907818108 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | UNP | | | | | Meeting Date | 15-May-2014 | |
| | ISIN | | US9078181081 | | | | | Agenda | 933969012 - Management |
| | Record Date | | 24-Mar-2014 | | | | | Holding Recon Date | 24-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 14-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: D.B. DILLON | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: J.R. HOPE | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: C.C. KRULAK | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: S.R. ROGEL | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | For | For | | |
| | 3. | AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION ("SAY ON PAY"). | | Management | For | For | | |
| | 4. | AMENDMENT TO THE RESTATED ARTICLES
OF INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK. | | Management | For | For | | |
| | 5. | SHAREHOLDER PROPOSAL REGARDING
EXECUTIVES TO RETAIN SIGNIFICANT
STOCK IF PROPERLY PRESENTED AT THE
ANNUAL MEETING. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 6,100 | 0 | 24-Apr-2014 | 25-Apr-2014 |
| | JPMORGAN CHASE & CO. |
| | Security | | 46625H100 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | JPM | | | | | Meeting Date | 20-May-2014 | |
| | ISIN | | US46625H1005 | | | | | Agenda | 933970089 - Management |
| | Record Date | | 21-Mar-2014 | | | | | Holding Recon Date | 21-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 19-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: LINDA B.
BAMMANN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: CRANDALL C.
BOWLES | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: STEPHEN B.
BURKE | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: JAMES DIMON | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: LABAN P.
JACKSON, JR. | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: WILLIAM C.
WELDON | | Management | For | For | | |
| | 2. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION | | Management | Against | Against | | |
| | 3. | RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | | Management | For | For | | |
| | 4. | LOBBYING REPORT - REQUIRE ANNUAL
REPORT ON LOBBYING | | Shareholder | Against | For | | |
| | 5. | SPECIAL SHAREOWNER MEETINGS -
REDUCE THRESHOLD TO 15% RATHER
THAN 20% AND REMOVE PROCEDURAL
PROVISIONS | | Shareholder | Against | For | | |
| | 6. | CUMULATIVE VOTING - REQUIRE
CUMULATIVE VOTING FOR DIRECTORS
RATHER THAN ONE-SHARE ONE-VOTE | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 27,796 | 0 | 06-May-2014 | 07-May-2014 |
| | COMCAST CORPORATION |
| | Security | | 20030N101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CMCSA | | | | | Meeting Date | 21-May-2014 | |
| | ISIN | | US20030N1019 | | | | | Agenda | 933967563 - Management |
| | Record Date | | 21-Mar-2014 | | | | | Holding Recon Date | 21-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 20-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | KENNETH J. BACON | | | For | For | | |
| | | | 2 | SHELDON M. BONOVITZ | | | For | For | | |
| | | | 3 | EDWARD D. BREEN | | | For | For | | |
| | | | 4 | JOSEPH J. COLLINS | | | Withheld | Against | | |
| | | | 5 | J. MICHAEL COOK | | | For | For | | |
| | | | 6 | GERALD L. HASSELL | | | Withheld | Against | | |
| | | | 7 | JEFFREY A. HONICKMAN | | | For | For | | |
| | | | 8 | EDUARDO G. MESTRE | | | For | For | | |
| | | | 9 | BRIAN L. ROBERTS | | | For | For | | |
| | | | 10 | RALPH J. ROBERTS | | | For | For | | |
| | | | 11 | JOHNATHAN A. RODGERS | | | For | For | | |
| | | | 12 | DR. JUDITH RODIN | | | Withheld | Against | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
OUR INDEPENDENT AUDITORS | | Management | For | For | | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
OUR EXECUTIVE COMPENSATION | | Management | Against | Against | | |
| | 4. | TO PREPARE AN ANNUAL REPORT ON
LOBBYING ACTIVITIES | | Shareholder | Against | For | | |
| | 5. | TO PROHIBIT ACCELERATED VESTING UPON
A CHANGE IN CONTROL | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 19,600 | 0 | 06-May-2014 | 06-May-2014 |
| | THE HARTFORD FINANCIAL SVCS GROUP, INC. |
| | Security | | 416515104 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | HIG | | | | | Meeting Date | 21-May-2014 | |
| | ISIN | | US4165151048 | | | | | Agenda | 933968200 - Management |
| | Record Date | | 24-Mar-2014 | | | | | Holding Recon Date | 24-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 20-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ROBERT B.
ALLARDICE, III | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: TREVOR FETTER | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: LIAM E. MCGEE | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: KATHRYN A.
MIKELLS | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL G.
MORRIS | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: THOMAS A. RENYI | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: JULIE G.
RICHARDSON | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: VIRGINIA P.
RUESTERHOLZ | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: CHARLES B.
STRAUSS | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: H. PATRICK
SWYGERT | | Management | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | | Management | For | For | | |
| | 3. | MANAGEMENT PROPOSAL TO APPROVE, ON
A NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S PROXY
STATEMENT. | | Management | Against | Against | | |
| | 4. | MANAGEMENT PROPOSAL TO APPROVE
THE COMPANY'S 2014 INCENTIVE STOCK
PLAN. | | Management | For | For | | |
| | 5. | MANAGEMENT PROPOSAL TO APPROVE
THE MATERIAL TERMS OF THE ANNUAL
EXECUTIVE BONUS PROGRAM. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 27,600 | 0 | 07-May-2014 | 07-May-2014 |
| | NEXTERA ENERGY, INC. |
| | Security | | 65339F101 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | NEE | | | | | Meeting Date | 22-May-2014 | |
| | ISIN | | US65339F1012 | | | | | Agenda | 933956611 - Management |
| | Record Date | | 24-Mar-2014 | | | | | Holding Recon Date | 24-Mar-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 21-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: SHERRY S.
BARRAT | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT M. BEALL,
II | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JAMES L.
CAMAREN | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: KENNETH B. DUNN | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: KIRK S.
HACHIGIAN | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: TONI JENNINGS | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: JAMES L. ROBO | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM H.
SWANSON | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: HANSEL E.
TOOKES, II | | Management | For | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF
DELOITTE & TOUCHE LLP AS NEXTERA
ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | 3. | APPROVAL, BY NON-BINDING ADVISORY
VOTE, OF NEXTERA ENERGY'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT. | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL - ELIMINATE
SUPERMAJORITY VOTE REQUIREMENTS IN
ARTICLES OF INCORPORATION AND
BYLAWS. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 13,700 | 0 | 06-May-2014 | 07-May-2014 |
| | EXXON MOBIL CORPORATION |
| | Security | | 30231G102 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | XOM | | | | | Meeting Date | 28-May-2014 | |
| | ISIN | | US30231G1022 | | | | | Agenda | 933975154 - Management |
| | Record Date | | 04-Apr-2014 | | | | | Holding Recon Date | 04-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 27-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | M.J. BOSKIN | | | For | For | | |
| | | | 2 | P. BRABECK-LETMATHE | | | For | For | | |
| | | | 3 | U.M. BURNS | | | For | For | | |
| | | | 4 | L.R. FAULKNER | | | For | For | | |
| | | | 5 | J.S. FISHMAN | | | For | For | | |
| | | | 6 | H.H. FORE | | | For | For | | |
| | | | 7 | K.C. FRAZIER | | | For | For | | |
| | | | 8 | W.W. GEORGE | | | For | For | | |
| | | | 9 | S.J. PALMISANO | | | For | For | | |
| | | | 10 | S.S REINEMUND | | | For | For | | |
| | | | 11 | R.W. TILLERSON | | | For | For | | |
| | | | 12 | W.C. WELDON | | | For | For | | |
| | 2. | RATIFICATION OF INDEPENDENT AUDITORS | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | | Management | For | For | | |
| | 4. | MAJORITY VOTE FOR DIRECTORS | | Shareholder | For | Against | | |
| | 5. | LIMIT DIRECTORSHIPS | | Shareholder | Against | For | | |
| | 6. | AMENDMENT OF EEO POLICY | | Shareholder | For | Against | | |
| | 7. | REPORT ON LOBBYING | | Shareholder | Against | For | | |
| | 8. | GREENHOUSE GAS EMISSIONS GOALS | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 10,700 | 0 | 14-May-2014 | 14-May-2014 |
| | CHEVRON CORPORATION |
| | Security | | 166764100 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | CVX | | | | | Meeting Date | 28-May-2014 | |
| | ISIN | | US1667641005 | | | | | Agenda | 933978011 - Management |
| | Record Date | | 02-Apr-2014 | | | | | Holding Recon Date | 02-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 27-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: L.F. DEILY | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: R.E. DENHAM | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: A.P. GAST | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: E. HERNANDEZ,
JR. | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: J.M. HUNTSMAN,
JR. | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: G.L. KIRKLAND | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: C.W. MOORMAN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: K.W. SHARER | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: J.G. STUMPF | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: R.D. SUGAR | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: C. WARE | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: J.S. WATSON | | Management | For | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | | |
| | 4. | CHARITABLE CONTRIBUTIONS DISCLOSURE | | Shareholder | Against | For | | |
| | 5. | LOBBYING DISCLOSURE | | Shareholder | Against | For | | |
| | 6. | SHALE ENERGY OPERATIONS | | Shareholder | Against | For | | |
| | 7. | INDEPENDENT CHAIRMAN | | Shareholder | For | Against | | |
| | 8. | SPECIAL MEETINGS | | Shareholder | Against | For | | |
| | 9. | INDEPENDENT DIRECTOR WITH
ENVIRONMENTAL EXPERTISE | | Shareholder | Against | For | | |
| | 10. | COUNTRY SELECTION GUIDELINES | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 9,400 | 0 | 14-May-2014 | 14-May-2014 |
| | WESCO INTERNATIONAL, INC. |
| | Security | | 95082P105 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | WCC | | | | | Meeting Date | 29-May-2014 | |
| | ISIN | | US95082P1057 | | | | | Agenda | 933980282 - Management |
| | Record Date | | 03-Apr-2014 | | | | | Holding Recon Date | 03-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 28-May-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | JOHN K. MORGAN | | | For | For | | |
| | | | 2 | JAMES L. SINGLETON | | | For | For | | |
| | | | 3 | BOBBY J. GRIFFIN | | | For | For | | |
| | 2. | APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION. | | Management | For | For | | |
| | 3. | APPROVE AMENDMENTS TO THE
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS. | | Management | For | For | | |
| | 4. | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 11,800 | 0 | 13-May-2014 | 13-May-2014 |
| | GARMIN LTD |
| | Security | | H2906T109 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | GRMN | | | | | Meeting Date | 06-Jun-2014 | |
| | ISIN | | CH0114405324 | | | | | Agenda | 933987426 - Management |
| | Record Date | | 11-Apr-2014 | | | | | Holding Recon Date | 11-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 05-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | ELECTION OF ANDREW ETKIND AS AD HOC
CHAIRMAN OF THE MEETING. | | Management | For | For | | |
| | 2. | APPROVAL OF GARMIN LTD.'S 2013 ANNUAL
REPORT, INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS OF GARMIN LTD.
FOR THE FISCAL YEAR ENDED DECEMBER
28, 2013 AND THE STATUTORY FINANCIAL
STATEMENTS OF GARMIN LTD. FOR THE
FISCAL YEAR ENDED DECEMBER 28, 2013. | | Management | For | For | | |
| | 3. | APPROVAL OF THE APPROPRIATION OF
AVAILABLE EARNINGS. | | Management | For | For | | |
| | 4. | APPROVAL OF THE PAYMENT OF A CASH
DIVIDEND IN THE AGGREGATE AMOUNT OF
US $1.92 PER OUTSTANDING SHARE OUT OF
THE COMPANY'S GENERAL RESERVE FROM
CAPITAL CONTRIBUTION IN FOUR EQUAL
INSTALLMENTS. | | Management | For | For | | |
| | 5. | DISCHARGE THE MEMBERS OF THE BOARD
OF DIRECTORS AND THE MEMBERS OF
EXECUTIVE MANAGEMENT FROM LIABILITY
FOR THE FISCAL YEAR ENDED DECEMBER
28, 2013. | | Management | For | For | | |
| | 6A. | ELECTION OF DIRECTOR: DONALD H. ELLER | | Management | Against | Against | | |
| | 6B. | ELECTION OF DIRECTOR: JOSEPH J.
HARTNETT | | Management | For | For | | |
| | 6C. | ELECTION OF DIRECTOR: MIN H. KAO | | Management | For | For | | |
| | 6D. | ELECTION OF DIRECTOR: CHARLES W.
PEFFER | | Management | For | For | | |
| | 6E. | ELECTION OF DIRECTOR: CLIFTON A.
PEMBLE | | Management | For | For | | |
| | 6F. | ELECTION OF DIRECTOR: THOMAS P.
POBEREZNY | | Management | For | For | | |
| | 7. | ELECTION OF MIN H. KAO AS EXECUTIVE
CHAIRMAN OF THE BOARD OF DIRECTORS
FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING. | | Management | Against | Against | | |
| | 8A. | ELECTION OF COMPENSATION COMMITTEE
MEMBER: DONALD H. ELLER | | Management | Against | Against | | |
| | 8B. | ELECTION OF COMPENSATION COMMITTEE
MEMBER: JOSEPH J. HARTNETT | | Management | For | For | | |
| | 8C. | ELECTION OF COMPENSATION COMMITTEE
MEMBER: CHARLES W. PEFFER | | Management | For | For | | |
| | 8D. | ELECTION OF COMPENSATION COMMITTEE
MEMBER: THOMAS P. POBEREZNY | | Management | For | For | | |
| | 9. | ELECTION OF THE LAW FIRM OF
REISS+PREUSS LLP AS INDEPENDENT
PROXY FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING. | | Management | For | For | | |
| | 10. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS GARMIN LTD.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR AND RE-ELECTION OF ERNST &
YOUNG LTD. AS GARMIN LTD.'S STATUTORY
AUDITOR FOR ANOTHER ONE-YEAR TERM. | | Management | For | For | | |
| | 11. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | 12. | APPROVAL OF AMENDMENTS TO GARMIN
LTD.'S ARTICLES OF ASSOCIATION IN
ORDER TO IMPLEMENT REQUIREMENTS
UNDER RECENT SWISS LEGISLATION
REGARDING ELECTIONS AND CERTAIN
OTHER MATTERS. | | Management | For | For | | |
| | 13. | APPROVAL OF AMENDMENTS TO GARMIN
LTD.'S ARTICLES OF ASSOCIATION IN
ORDER TO IMPLEMENT REQUIREMENTS
UNDER RECENT SWISS LEGISLATION
REGARDING THE COMPENSATION OF THE
BOARD OF DIRECTORS AND EXECUTIVE
MANAGEMENT AND RELATED MATTERS. | | Management | For | For | | |
| | 14. | APPROVAL OF AMENDMENTS TO THE
ARTICLES OF ASSOCIATION IN ORDER TO
ALLOW GENERAL MEETINGS TO BE HELD
ONLINE TO THE EXTENT PERMITTED UNDER
APPLICABLE LAW. | | Management | Against | Against | | |
| | 15. | ANY NEW AGENDA ITEMS (OTHER THAN
THOSE IN THE INVITATION TO THE MEETING
AND THE PROXY STATEMENT) OR NEW
PROPOSALS OR MOTIONS WITH RESPECT
TO THOSE AGENDA ITEMS SET FORTH IN
THE INVITATION TO THE MEETING AND THE
PROXY STATEMENT THAT MAY BE
PROPERLY PUT FORTH BEFORE THE
ANNUAL GENERAL MEETING. | | Management | Against | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 12,500 | 0 | 20-May-2014 | 21-May-2014 |
| | AMC NETWORKS INC |
| | Security | | 00164V103 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | AMCX | | | | | Meeting Date | 10-Jun-2014 | |
| | ISIN | | US00164V1035 | | | | | Agenda | 934008233 - Management |
| | Record Date | | 14-Apr-2014 | | | | | Holding Recon Date | 14-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 09-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | NEIL M. ASHE | | | For | For | | |
| | | | 2 | JONATHAN F. MILLER | | | For | For | | |
| | | | 3 | ALAN D. SCHWARTZ | | | Withheld | Against | | |
| | | | 4 | LEONARD TOW | | | Withheld | Against | | |
| | | | 5 | CARL E. VOGEL | | | Withheld | Against | | |
| | | | 6 | ROBERT C. WRIGHT | | | For | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2014 | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 13,300 | 0 | 19-May-2014 | 20-May-2014 |
| | TARGET CORPORATION |
| | Security | | 87612E106 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | TGT | | | | | Meeting Date | 11-Jun-2014 | |
| | ISIN | | US87612E1064 | | | | | Agenda | 934026433 - Management |
| | Record Date | | 14-Apr-2014 | | | | | Holding Recon Date | 14-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 10-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ROXANNE S.
AUSTIN | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: DOUGLAS M.
BAKER, JR. | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: CALVIN DARDEN | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: HENRIQUE DE
CASTRO | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: JAMES A.
JOHNSON | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: MARY E. MINNICK | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: ANNE M.
MULCAHY | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: DERICA W. RICE | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: KENNETH L.
SALAZAR | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | For | For | | |
| | 2. | COMPANY PROPOSAL TO RATIFY THE
APPOINTMENT OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | | Management | For | For | | |
| | 3. | COMPANY PROPOSAL TO APPROVE, ON AN
ADVISORY BASIS, OUR EXECUTIVE
COMPENSATION ("SAY-ON-PAY"). | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL TO ELIMINATE
PERQUISITES. | | Shareholder | Against | For | | |
| | 5. | SHAREHOLDER PROPOSAL TO ADOPT A
POLICY FOR AN INDEPENDENT CHAIRMAN. | | Shareholder | Against | For | | |
| | 6. | SHAREHOLDER PROPOSAL TO ADOPT A
POLICY PROHIBITING DISCRIMINATION
"AGAINST" OR "FOR" PERSONS. | | Shareholder | Against | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 23,800 | 0 | 06-Jun-2014 | 06-Jun-2014 |
| | TIME WARNER INC. |
| | Security | | 887317303 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | TWX | | | | | Meeting Date | 13-Jun-2014 | |
| | ISIN | | US8873173038 | | | | | Agenda | 933995891 - Management |
| | Record Date | | 14-Apr-2014 | | | | | Holding Recon Date | 14-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 12-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JAMES L.
BARKSDALE | | Management | For | For | | |
| | 1B. | ELECTION OF DIRECTOR: WILLIAM P. BARR | | Management | For | For | | |
| | 1C. | ELECTION OF DIRECTOR: JEFFREY L.
BEWKES | | Management | For | For | | |
| | 1D. | ELECTION OF DIRECTOR: STEPHEN F.
BOLLENBACH | | Management | For | For | | |
| | 1E. | ELECTION OF DIRECTOR: ROBERT C. CLARK | | Management | For | For | | |
| | 1F. | ELECTION OF DIRECTOR: MATHIAS
DOPFNER | | Management | For | For | | |
| | 1G. | ELECTION OF DIRECTOR: JESSICA P.
EINHORN | | Management | For | For | | |
| | 1H. | ELECTION OF DIRECTOR: CARLOS M.
GUTIERREZ | | Management | For | For | | |
| | 1I. | ELECTION OF DIRECTOR: FRED HASSAN | | Management | For | For | | |
| | 1J. | ELECTION OF DIRECTOR: KENNETH J.
NOVACK | | Management | For | For | | |
| | 1K. | ELECTION OF DIRECTOR: PAUL D. WACHTER | | Management | For | For | | |
| | 1L. | ELECTION OF DIRECTOR: DEBORAH C.
WRIGHT | | Management | For | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT AUDITOR. | | Management | For | For | | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | For | For | | |
| | 4. | SHAREHOLDER PROPOSAL ON
INDEPENDENT CHAIRMAN OF THE BOARD. | | Shareholder | For | Against | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 16,200 | 0 | 23-May-2014 | 24-May-2014 |
| | IAC/INTERACTIVECORP |
| | Security | | 44919P508 | | | | | Meeting Type | Annual |
| | Ticker Symbol | | IACI | | | | | Meeting Date | 18-Jun-2014 | |
| | ISIN | | US44919P5089 | | | | | Agenda | 934008790 - Management |
| | Record Date | | 24-Apr-2014 | | | | | Holding Recon Date | 24-Apr-2014 | |
| | City / | Country | | | / | United States | | Vote Deadline Date | 17-Jun-2014 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | | | | | | | |
| | | | 1 | EDGAR BRONFMAN, JR. | | | Withheld | Against | | |
| | | | 2 | CHELSEA CLINTON | | | For | For | | |
| | | | 3 | SONALI DE RYCKER | | | For | For | | |
| | | | 4 | BARRY DILLER | | | For | For | | |
| | | | 5 | MICHAEL D. EISNER | | | For | For | | |
| | | | 6 | VICTOR A. KAUFMAN | | | For | For | | |
| | | | 7 | DONALD R. KEOUGH | | | For | For | | |
| | | | 8 | BRYAN LOURD | | | For | For | | |
| | | | 9 | DAVID ROSENBLATT | | | For | For | | |
| | | | 10 | ALAN G. SPOON | | | For | For | | |
| | | | 11 | A. VON FURSTENBERG | | | For | For | | |
| | | | 12 | RICHARD F. ZANNINO | | | For | For | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS IAC'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | | Management | For | For | | |
| | 3. | TO APPROVE A NON-BINDING ADVISORY
RESOLUTION ON EXECUTIVE
COMPENSATION. | | Management | For | For | | |
| | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000382691 | | WESTWOOD
BALANCED FUND | 4307 | BNY MELLON | 9,500 | 0 | 28-May-2014 | 29-May-2014 |
| Investment Company Report |
| | ULTRATECH, INC. |
| | Security | 904034105 | | Meeting Type | Annual |
| | Ticker Symbol | UTEK | | Meeting Date | 16-Jul-2013 |
| | ISIN | US9040341052 | | Agenda | 933839031 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ARTHUR W. ZAFIROPOULO | | For | For | |
| | | | 2 | MICHAEL CHILD | | For | For | |
| | | | 3 | JOEL F. GEMUNDER | | For | For | |
| | | | 4 | NICHOLAS KONIDARIS | | For | For | |
| | | | 5 | DENNIS RANEY | | For | For | |
| | | | 6 | HENRI RICHARD | | For | For | |
| | | | 7 | RICK TIMMINS | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | 3. | TO APPROVE AN ADVISORY RESOLUTION
TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | COLUMBUS MCKINNON CORPORATION |
| | Security | 199333105 | | Meeting Type | Annual |
| | Ticker Symbol | CMCO | | Meeting Date | 22-Jul-2013 |
| | ISIN | US1993331057 | | Agenda | 933847519 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ERNEST R. VEREBELYI | | For | For | |
| | | | 2 | TIMOTHY T. TEVENS | | For | For | |
| | | | 3 | RICHARD H. FLEMING | | For | For | |
| | | | 4 | STEPHEN RABINOWITZ | | For | For | |
| | | | 5 | LINDA A. GOODSPEED | | For | For | |
| | | | 6 | NICHOLAS T. PINCHUK | | For | For | |
| | | | 7 | LIAM G. MCCARTHY | | For | For | |
| | | | 8 | STEPHANIE K. KUSHNER | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31,
2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | PARK ELECTROCHEMICAL CORP. |
| | Security | 700416209 | | Meeting Type | Annual |
| | Ticker Symbol | PKE | | Meeting Date | 23-Jul-2013 |
| | ISIN | US7004162092 | | Agenda | 933852104 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DALE BLANCHFIELD | | For | For | |
| | | | 2 | EMILY J. GROEHL | | For | For | |
| | | | 3 | PETER MAURER | | For | For | |
| | | | 4 | BRIAN E. SHORE | | For | For | |
| | | | 5 | STEVEN T. WARSHAW | | For | For | |
| | 2. | APPROVAL, ON AN ADVISORY (NON-
BINDING) BASIS, OF THE 2013 FISCAL YEAR
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 2, 2014. | Management | For | | For | |
| | STERIS CORPORATION |
| | Security | 859152100 | | Meeting Type | Annual |
| | Ticker Symbol | STE | | Meeting Date | 25-Jul-2013 |
| | ISIN | US8591521005 | | Agenda | 933846024 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD C. BREEDEN | | For | For | |
| | | | 2 | CYNTHIA L. FELDMANN | | For | For | |
| | | | 3 | JACQUELINE B. KOSECOFF | | For | For | |
| | | | 4 | DAVID B. LEWIS | | For | For | |
| | | | 5 | KEVIN M. MCMULLEN | | For | For | |
| | | | 6 | WALTER M ROSEBROUGH, JR | | For | For | |
| | | | 7 | MOHSEN M. SOHI | | For | For | |
| | | | 8 | JOHN P. WAREHAM | | For | For | |
| | | | 9 | LOYAL W. WILSON | | For | For | |
| | | | 10 | MICHAEL B. WOOD | | For | For | |
| | 2. | TO APPROVE, ON A NON-BINDING ADVISORY
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2014. | Management | For | | For | |
| | REALD INC. |
| | Security | 75604L105 | | Meeting Type | Annual |
| | Ticker Symbol | RLD | | Meeting Date | 08-Aug-2013 |
| | ISIN | US75604L1052 | | Agenda | 933852407 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL V. LEWIS | | For | For | |
| | | | 2 | P. GORDON HODGE | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING MARCH 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | ELECTRO SCIENTIFIC INDUSTRIES, INC. |
| | Security | 285229100 | | Meeting Type | Annual |
| | Ticker Symbol | ESIO | | Meeting Date | 08-Aug-2013 |
| | ISIN | US2852291002 | | Agenda | 933856138 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | FREDERICK A. BALL | | For | For | |
| | | | 2 | NICHOLAS KONIDARIS | | For | For | |
| | | | 3 | ROBERT R. WALKER | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS ESI'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 29, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | QLOGIC CORPORATION |
| | Security | 747277101 | | Meeting Type | Annual |
| | Ticker Symbol | QLGC | | Meeting Date | 22-Aug-2013 |
| | ISIN | US7472771010 | | Agenda | 933858651 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: H.K. DESAI | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: BALAKRISHNAN S.
IYER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: CHRISTINE KING | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: KATHRYN B.
LEWIS | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: D. SCOTT
MERCER | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: GEORGE D.
WELLS | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: WILLIAM M.
ZEITLER | Management | For | | For | |
| | 2. | APPROVAL OF AN AMENDMENT TO THE
QLOGIC CORPORATION 2005
PERFORMANCE INCENTIVE PLAN, AS
AMENDED, TO EXTEND THE PERFORMANCE-
BASED AWARD FEATURE. | Management | For | | For | |
| | 3. | APPROVAL OF AMENDMENTS TO THE
QLOGIC CORPORATION 1998 EMPLOYEE
STOCK PURCHASE PLAN, AS AMENDED, TO
EXTEND THE TERM OF THE PLAN AND
INCREASE THE AGGREGATE SHARE LIMIT. | Management | For | | For | |
| | 4. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 5. | RATIFICATION OF APPOINTMENT OF KPMG
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | NETSCOUT SYSTEMS, INC. |
| | Security | 64115T104 | | Meeting Type | Annual |
| | Ticker Symbol | NTCT | | Meeting Date | 26-Aug-2013 |
| | ISIN | US64115T1043 | | Agenda | 933857899 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | ANIL K. SINGHAL | | For | For | |
| | | | 2 | JOHN R. EGAN | | For | For | |
| | | | 3 | ROBERT E. DONAHUE | | For | For | |
| | 2 | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP TO
SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2014. | Management | For | | For | |
| | 3 | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THIS PROXY STATEMENT IN ACCORDANCE
WITH SECURITIES EXCHANGE COMMISSION
RULES. | Management | Abstain | | Against | |
| | PATTERSON COMPANIES, INC. |
| | Security | 703395103 | | Meeting Type | Annual |
| | Ticker Symbol | PDCO | | Meeting Date | 09-Sep-2013 |
| | ISIN | US7033951036 | | Agenda | 933864452 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MR. BUCK | | For | For | |
| | 2. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | Management | For | | For | |
| | 3. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING APRIL 26,
2014. | Management | For | | For | |
| | TAKE-TWO INTERACTIVE SOFTWARE, INC. |
| | Security | 874054109 | | Meeting Type | Annual |
| | Ticker Symbol | TTWO | | Meeting Date | 18-Sep-2013 |
| | ISIN | US8740541094 | | Agenda | 933863462 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STRAUSS ZELNICK | | For | For | |
| | | | 2 | ROBERT A. BOWMAN | | For | For | |
| | | | 3 | SUNGHWAN CHO | | For | For | |
| | | | 4 | MICHAEL DORNEMANN | | For | For | |
| | | | 5 | BRETT ICAHN | | For | For | |
| | | | 6 | J. MOSES | | For | For | |
| | | | 7 | JAMES L. NELSON | | For | For | |
| | | | 8 | MICHAEL SHERESKY | | For | For | |
| | 2. | APPROVAL OF THE AMENDMENT TO THE
TAKE-TWO INTERACTIVE SOFTWARE, INC.
2009 STOCK INCENTIVE PLAN. | Management | Against | | Against | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31,
2014. | Management | For | | For | |
| | STERLING BANCORP |
| | Security | 859158107 | | Meeting Type | Annual |
| | Ticker Symbol | STL | | Meeting Date | 26-Sep-2013 |
| | ISIN | US8591581074 | | Agenda | 933868018 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | ADOPTION OF THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF APRIL 3, 2013, BY
AND BETWEEN STERLING BANCORP AND
PROVIDENT NEW YORK BANCORP | Management | For | | For | |
| | 2. | APPROVAL OF THE ADJOURNMENT OF THE
STERLING ANNUAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
STERLING MERGER PROPOSAL | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF THE
COMPENSATION THAT CERTAIN EXECUTIVE
OFFICERS OF STERLING MAY RECEIVE IN
CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH STERLING | Management | For | | For | |
| | 4. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT ABRAMS | | For | For | |
| | | | 2 | JOSEPH M. ADAMKO | | For | For | |
| | | | 3 | LOUIS J. CAPPELLI | | For | For | |
| | | | 4 | FERNANDO FERRER | | For | For | |
| | | | 5 | ALLAN F. HERSHFIELD | | For | For | |
| | | | 6 | HENRY J. HUMPHREYS | | For | For | |
| | | | 7 | JAMES B. KLEIN | | For | For | |
| | | | 8 | ROBERT W. LAZAR | | For | For | |
| | | | 9 | CAROLYN JOY LEE | | For | For | |
| | | | 10 | JOHN C. MILLMAN | | For | For | |
| | | | 11 | EUGENE T. ROSSIDES | | For | For | |
| | 5. | ADVISORY APPROVAL OF THE
COMPENSATION OF STERLING'S NAMED
EXECUTIVE OFFICERS | Management | For | | For | |
| | 6. | RATIFICATION OF THE APPOINTMENT OF
CROWE HORWATH LLP AS STERLING'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013 | Management | For | | For | |
| | 7. | APPROVAL OF THE PROPOSED 2013 EQUITY
INCENTIVE PLAN | Management | For | | For | |
| | AAR CORP. |
| | Security | 000361105 | | Meeting Type | Annual |
| | Ticker Symbol | AIR | | Meeting Date | 09-Oct-2013 |
| | ISIN | US0003611052 | | Agenda | 933870897 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | NORMAN R. BOBINS | | For | For | |
| | | | 2 | RONALD R. FOGLEMAN | | For | For | |
| | | | 3 | JAMES E. GOODWIN | | For | For | |
| | | | 4 | MARC J. WALFISH | | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE AAR CORP. 2013 STOCK
PLAN. | Management | Against | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 31, 2014. | Management | For | | For | |
| | CARPENTER TECHNOLOGY CORPORATION |
| | Security | 144285103 | | Meeting Type | Annual |
| | Ticker Symbol | CRS | | Meeting Date | 15-Oct-2013 |
| | ISIN | US1442851036 | | Agenda | 933877815 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | I. MARTIN INGLIS | | For | For | |
| | | | 2 | PETER N. STEPHANS | | For | For | |
| | | | 3 | KATHRYN C. TURNER | | For | For | |
| | | | 4 | STEPHEN M. WARD, JR. | | For | For | |
| | 2. | APPROVAL OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | BRIGGS & STRATTON CORPORATION |
| | Security | 109043109 | | Meeting Type | Annual |
| | Ticker Symbol | BGG | | Meeting Date | 16-Oct-2013 |
| | ISIN | US1090431099 | | Agenda | 933871801 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM F. ACHTMEYER | | For | For | |
| | | | 2 | PATRICIA L. KAMPLING | | For | For | |
| | | | 3 | TODD J. TESKE | | For | For | |
| | 2. | RATIFY DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT AUDITOR. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | ANCHOR BANCORP WA |
| | Security | 032838104 | | Meeting Type | Annual |
| | Ticker Symbol | ANCB | | Meeting Date | 16-Oct-2013 |
| | ISIN | US0328381043 | | Agenda | 933879720 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM K. FOSTER | | For | For | |
| | | | 2 | REID A. BATES | | For | For | |
| | 2. | ADVISORY (NON-BINDING) APPROVAL OF
THE COMPENSATION OF ANCHOR
BANCORP'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | ADVISORY (NON-BINDING) VOTE ON HOW
OFTEN SHAREHOLDERS SHALL VOTE ON
EXECUTIVE COMPENSATION - EVERY ONE,
TWO OR THREE YEARS. | Management | Abstain | | Against | |
| | 4. | THE RATIFICATION OF THE APPOINTMENT
OF MOSS ADAMS LLP AS THE INDEPENDENT
AUDITOR FOR THE YEAR ENDING JUNE 30,
2014. | Management | For | | For | |
| | ANGIODYNAMICS, INC. |
| | Security | 03475V101 | | Meeting Type | Annual |
| | Ticker Symbol | ANGO | | Meeting Date | 22-Oct-2013 |
| | ISIN | US03475V1017 | | Agenda | 933876178 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JEFFREY G. GOLD | | For | For | |
| | | | 2 | KEVIN J. GOULD | | For | For | |
| | | | 3 | DENNIS S. METENY | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
ANGIODYNAMICS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31,
2014. | Management | For | | For | |
| | 3. | SAY-ON-PAY - AN ADVISORY VOTE ON THE
APPROVAL OF COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | KENNAMETAL INC. |
| | Security | 489170100 | | Meeting Type | Annual |
| | Ticker Symbol | KMT | | Meeting Date | 22-Oct-2013 |
| | ISIN | US4891701009 | | Agenda | 933878285 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | I | DIRECTOR | Management | | | | |
| | | | 1 | CARLOS M. CARDOSO | | For | For | |
| | | | 2 | WILLIAM J. HARVEY | | For | For | |
| | | | 3 | CINDY L. DAVIS | | For | For | |
| | II | RATIFICATION OF THE SELECTION OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014. | Management | For | | For | |
| | III | ADVISORY VOTE TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | IV | APPROVAL OF THE AMENDED AND
RESTATED KENNAMETAL INC. STOCK AND
INCENTIVE PLAN OF 2010. | Management | Against | | Against | |
| | SYMMETRICOM, INC. |
| | Security | 871543104 | | Meeting Type | Annual |
| | Ticker Symbol | SYMM | | Meeting Date | 25-Oct-2013 |
| | ISIN | US8715431040 | | Agenda | 933882602 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JAMES A. CHIDDIX | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT T.
CLARKSON | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ELIZABETH A.
FETTER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ROBERT M.
NEUMEISTER JR. | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: RICHARD N.
SNYDER | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ROBERT J.
STANZIONE | Management | For | | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE CURRENT FISCAL YEAR. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE, ON A NON-
BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 4. | PROPOSAL TO APPROVE THE AMENDMENT
AND RESTATEMENT OF THE COMPANY'S
2006 INCENTIVE AWARD PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE THEREUNDER BY 1,500,000
SHARES. | Management | Against | | Against | |
| | PIKE ELECTRIC CORPORATION |
| | Security | 721283109 | | Meeting Type | Annual |
| | Ticker Symbol | PIKE | | Meeting Date | 31-Oct-2013 |
| | ISIN | US7212831090 | | Agenda | 933880317 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | J. ERIC PIKE | | For | For | |
| | | | 2 | CHARLES E. BAYLESS | | For | For | |
| | | | 3 | JAMES R. HELVEY III | | For | For | |
| | | | 4 | PETER PACE | | For | For | |
| | | | 5 | DANIEL J. SULLIVAN III | | For | For | |
| | | | 6 | JAMES L. TURNER | | For | For | |
| | 2. | ADOPTION OF AN AGREEMENT AND PLAN
OF MERGER, DATED AS OF SEPTEMBER 16,
2013, BETWEEN THE COMPANY AND PIKE
CORPORATION, A NORTH CAROLINA
CORPORATION AND A WHOLLY-OWNED
SUBSIDIARY OF THE COMPANY, BY WHICH
THE COMPANY WOULD EFFECT THE
REINCORPORATION OF THE COMPANY
FROM DELAWARE TO NORTH CAROLINA. | Management | For | | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014. | Management | For | | For | |
| | INTERNATIONAL RECTIFIER CORPORATION |
| | Security | 460254105 | | Meeting Type | Annual |
| | Ticker Symbol | IRF | | Meeting Date | 04-Nov-2013 |
| | ISIN | US4602541058 | | Agenda | 933879718 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT S. ATTIYEH | | For | For | |
| | | | 2 | MARY B. CRANSTON | | For | For | |
| | | | 3 | RICHARD J. DAHL | | For | For | |
| | | | 4 | DWIGHT W. DECKER | | For | For | |
| | | | 5 | DIDIER HIRSCH | | For | For | |
| | | | 6 | OLEG KHAYKIN | | For | For | |
| | | | 7 | THOMAS A. LACEY | | For | For | |
| | | | 8 | JAMES D. PLUMMER | | For | For | |
| | | | 9 | BARBARA L. RAMBO | | For | For | |
| | | | 10 | ROCHUS E. VOGT | | For | For | |
| | 2. | PROPOSAL TO APPROVE, BY NON-BINDING
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2014. | Management | For | | For | |
| | ENERGY XXI (BERMUDA) LIMITED |
| | Security | G10082140 | | Meeting Type | Annual |
| | Ticker Symbol | EXXI | | Meeting Date | 05-Nov-2013 |
| | ISIN | BMG100821401 | | Agenda | 933885684 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CORNELIUS DUPRE II | | For | For | |
| | | | 2 | KEVIN FLANNERY | | For | For | |
| | 2. | RATIFICATION OF UHY LLP AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING JUNE 30, 2014 AND TO AUTHORIZE
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS'
REMUNERATION. | Management | For | | For | |
| | G&K SERVICES, INC. |
| | Security | 361268105 | | Meeting Type | Annual |
| | Ticker Symbol | GK | | Meeting Date | 06-Nov-2013 |
| | ISIN | US3612681052 | | Agenda | 933879251 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN S. BRONSON | | For | For | |
| | | | 2 | WAYNE M. FORTUN | | For | For | |
| | | | 3 | ERNEST J. MROZEK | | For | For | |
| | 2. | PROPOSAL TO APPROVE THE COMPANY'S
RESTATED EQUITY INCENTIVE PLAN (2013). | Management | Against | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM,
AS OUR INDEPENDENT AUDITORS FOR
FISCAL 2014. | Management | For | | For | |
| | 4. | PROPOSAL TO APPROVE, BY NON-BINDING
ADVISORY VOTE, EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | MEREDITH CORPORATION |
| | Security | 589433101 | | Meeting Type | Annual |
| | Ticker Symbol | MDP | | Meeting Date | 06-Nov-2013 |
| | ISIN | US5894331017 | | Agenda | 933880292 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEPHEN M. LACY | | For | For | |
| | | | 2 | D.M. MEREDITH FRAZIER | | For | For | |
| | | | 3 | DR. MARY SUE COLEMAN | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
EXECUTIVE COMPENSATION PROGRAM FOR
THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THIS PROXY
STATEMENT | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING JUNE 30, 2014 | Management | For | | For | |
| | AVNET,INC. |
| | Security | 053807103 | | Meeting Type | Annual |
| | Ticker Symbol | AVT | | Meeting Date | 08-Nov-2013 |
| | ISIN | US0538071038 | | Agenda | 933880569 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | J. VERONICA BIGGINS | | For | For | |
| | | | 2 | MICHAEL A. BRADLEY | | For | For | |
| | | | 3 | R. KERRY CLARK | | For | For | |
| | | | 4 | RICHARD P. HAMADA | | For | For | |
| | | | 5 | JAMES A. LAWRENCE | | For | For | |
| | | | 6 | FRANK R. NOONAN | | For | For | |
| | | | 7 | RAY M. ROBINSON | | For | For | |
| | | | 8 | WILLIAM H. SCHUMANN III | | For | For | |
| | | | 9 | WILLIAM P. SULLIVAN | | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE AVNET, INC. 2013 STOCK
COMPENSATION AND INCENTIVE PLAN. | Management | For | | For | |
| | 4. | RATIFICATION OF APPOINTMENT OF KPMG
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 28, 2014. | Management | For | | For | |
| | BOTTOMLINE TECHNOLOGIES (DE), INC. |
| | Security | 101388106 | | Meeting Type | Annual |
| | Ticker Symbol | EPAY | | Meeting Date | 14-Nov-2013 |
| | ISIN | US1013881065 | | Agenda | 933885482 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES L. LOOMIS | | For | For | |
| | | | 2 | DANIEL M. MCGURL | | For | For | |
| | | | 3 | JENNIFER M. GRAY | | For | For | |
| | 2. | AMENDMENT TO THE COMPANY'S 2009
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE
PLAN FROM 5,550,000 TO 7,950,000 AS
FURTHER SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT. | Management | Against | | Against | |
| | 3. | NON-BINDING ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR. | Management | For | | For | |
| | MATRIX SERVICE COMPANY |
| | Security | 576853105 | | Meeting Type | Annual |
| | Ticker Symbol | MTRX | | Meeting Date | 14-Nov-2013 |
| | ISIN | US5768531056 | | Agenda | 933886751 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN R. HEWITT | | For | For | |
| | | | 2 | MICHAEL J. HALL | | For | For | |
| | | | 3 | I. EDGAR (ED) HENDRIX | | For | For | |
| | | | 4 | PAUL K. LACKEY | | For | For | |
| | | | 5 | TOM E. MAXWELL | | For | For | |
| | | | 6 | JIM W. MOGG | | For | For | |
| | 2. | TO RATIFY THE ENGAGEMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| | 3. | TO APPROVE, BY A NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | HF FINANCIAL CORP. |
| | Security | 404172108 | | Meeting Type | Annual |
| | Ticker Symbol | HFFC | | Meeting Date | 21-Nov-2013 |
| | ISIN | US4041721089 | | Agenda | 933887119 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES W. ABBOTT | | For | For | |
| | | | 2 | ROBERT L. HANSON | | For | For | |
| | 2. | NON-BINDING STOCKHOLDER APPROVAL OF
THE NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF
THE NON-BINDING RESOLUTION TO
APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF EIDE
BAILLY, LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014. | Management | For | | For | |
| | DYCOM INDUSTRIES, INC. |
| | Security | 267475101 | | Meeting Type | Annual |
| | Ticker Symbol | DY | | Meeting Date | 26-Nov-2013 |
| | ISIN | US2674751019 | | Agenda | 933886357 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS G. BAXTER | | For | For | |
| | | | 2 | ANDERS GUSTAFSSON | | For | For | |
| | 2. | TO REAPPROVE THE PERFORMANCE GOALS
FOR THE COMPANY'S 2009 ANNUAL
INCENTIVE PLAN. | Management | For | | For | |
| | 3. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL 2014. | Management | For | | For | |
| | 4. | TO APPROVE, BY NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | ORITANI FINANCIAL CORP |
| | Security | 68633D103 | | Meeting Type | Annual |
| | Ticker Symbol | ORIT | | Meeting Date | 26-Nov-2013 |
| | ISIN | US68633D1037 | | Agenda | 933887169 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | NICHOLAS ANTONACCIO | | For | For | |
| | | | 2 | KEVIN J. LYNCH | | For | For | |
| | 2 | THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30,
2014. | Management | For | | For | |
| | 3 | AN ADVISORY, NON-BINDING PROPOSAL
WITH RESPECT TO THE EXECUTIVE
COMPENSATION DESCRIBED IN THE PROXY
STATEMENT. | Management | Abstain | | Against | |
| | 4 | TO RE-APPROVE THE EXECUTIVE OFFICER
ANNUAL INCENTIVE PLAN. | Management | For | | For | |
| | ETHAN ALLEN INTERIORS INC. |
| | Security | 297602104 | | Meeting Type | Annual |
| | Ticker Symbol | ETH | | Meeting Date | 04-Dec-2013 |
| | ISIN | US2976021046 | | Agenda | 933889529 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CLINTON A. CLARK | | For | For | |
| | | | 2 | KRISTIN GAMBLE | | For | For | |
| | 2. | PROPOSAL TO RATIFY KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE, BY NON-BINDING
VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | PROPOSAL TO APPROVE AN AMENDMENT
TO OUR RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE THE
CLASSIFIED STRUCTURE OF OUR BOARD OF
DIRECTORS. | Management | For | | For | |
| | ARTHROCARE CORPORATION |
| | Security | 043136100 | | Meeting Type | Special |
| | Ticker Symbol | ARTC | | Meeting Date | 12-Dec-2013 |
| | ISIN | US0431361007 | | Agenda | 933891358 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE AN AMENDMENT TO THE
COMPANY'S CERTIFICATE OF
INCORPORATION AMENDING THE
CERTIFICATE OF DESIGNATIONS OF THE
SERIES A 3.00% CONVERTIBLE PREFERRED
STOCK TO PERMIT THE SIZE OF THE BOARD
OF DIRECTORS OF THE COMPANY TO BE
INCREASED TO A MAXIMUM OF NINE
PERSONS. | Management | For | | For | |
| | 2. | FOR THE ELECTION OF FABIANA LACERCA-
ALLEN AS A MEMBER OF THE BOARD TO
SERVE UNTIL THE NEXT ANNUAL MEETING
OR UNTIL HIS OR HER SUCCESSOR IS DULY
QUALIFIED AND ELECTED. | Management | For | | For | |
| | ZEP INC |
| | Security | 98944B108 | | Meeting Type | Annual |
| | Ticker Symbol | ZEP | | Meeting Date | 07-Jan-2014 |
| | ISIN | US98944B1089 | | Agenda | 933901399 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN K. MORGAN | | For | For | |
| | | | 2 | JOSEPH SQUICCIARINO | | For | For | |
| | | | 3 | TIMOTHY T. TEVENS | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | APPROVE AN AMENDMENT TO THE ZEP INC.
2010 OMNIBUS INCENTIVE PLAN. | Management | Against | | Against | |
| | 4. | RATIFY THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | MOOG INC. |
| | Security | 615394202 | | Meeting Type | Annual |
| | Ticker Symbol | MOGA | | Meeting Date | 08-Jan-2014 |
| | ISIN | US6153942023 | | Agenda | 933909725 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | KRAIG H. KAYSER | | For | For | |
| | 2. | RATIFICATION OF ERNST & YOUNG LLP AS
AUDITORS FOR THE 2014 FISCAL YEAR | Management | For | | For | |
| | WASHINGTON FEDERAL, INC. |
| | Security | 938824109 | | Meeting Type | Annual |
| | Ticker Symbol | WAFD | | Meeting Date | 15-Jan-2014 |
| | ISIN | US9388241096 | | Agenda | 933906301 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID K. GRANT | | For | For | |
| | | | 2 | ANNA C. JOHNSON | | For | For | |
| | | | 3 | RANDALL H. TALBOT | | For | For | |
| | 2. | ADVISORY VOTE ON THE COMPENSATION
OF WASHINGTON FEDERAL'S NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT AUDITORS. | Management | For | | For | |
| | WOODWARD, INC. |
| | Security | 980745103 | | Meeting Type | Annual |
| | Ticker Symbol | WWD | | Meeting Date | 22-Jan-2014 |
| | ISIN | US9807451037 | | Agenda | 933909092 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARY L. PETROVICH | | For | For | |
| | | | 2 | LARRY E. RITTENBERG | | For | For | |
| | | | 3 | PAUL DONOVAN | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014. | Management | For | | For | |
| | 3. | PROPOSAL REGARDING THE ADVISORY
RESOLUTION REGARDING THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | GRIFFON CORPORATION |
| | Security | 398433102 | | Meeting Type | Annual |
| | Ticker Symbol | GFF | | Meeting Date | 30-Jan-2014 |
| | ISIN | US3984331021 | | Agenda | 933909509 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | REAR ADM R.G. HARRISON | | For | For | |
| | | | 2 | RONALD J. KRAMER | | For | For | |
| | | | 3 | GEN V. EUGENE RENUART | | For | For | |
| | | | 4 | MARTIN S. SUSSMAN | | For | For | |
| | 2. | APPROVAL OF THE RESOLUTION
APPROVING THE COMPENSATION OF OUR
EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE AMENDED AND
RESTATED GRIFFON CORPORATION 2011
EQUITY INCENTIVE PLAN. | Management | For | | For | |
| | 4. | RATIFICATION OF THE SELECTION BY OUR
AUDIT COMMITTEE OF GRANT THORNTON
LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2014. | Management | For | | For | |
| | STERLING BANCORP |
| | Security | 85917A100 | | Meeting Type | Annual |
| | Ticker Symbol | STL | | Meeting Date | 20-Feb-2014 |
| | ISIN | US85917A1007 | | Agenda | 933915374 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT ABRAMS | | For | For | |
| | | | 2 | JAMES B. KLEIN | | For | For | |
| | | | 3 | JOHN C. MILLMAN | | For | For | |
| | | | 4 | RICHARD O'TOOLE | | For | For | |
| | | | 5 | BURT STEINBERG | | For | For | |
| | 2. | APPROVAL, BY NON-BINDING VOTE, OF THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY) | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE 2014 STOCK INCENTIVE
PLAN | Management | For | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
CROWE HORWATH LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014 | Management | For | | For | |
| | UMPQUA HOLDINGS CORPORATION |
| | Security | 904214103 | | Meeting Type | Special |
| | Ticker Symbol | UMPQ | | Meeting Date | 25-Feb-2014 |
| | ISIN | US9042141039 | | Agenda | 933919916 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO ADOPT AND APPROVE THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF
SEPTEMBER 11, 2013, BY AND BETWEEN
STERLING FINANCIAL CORPORATION AND
UMPQUA HOLDINGS CORPORATION,
PURSUANT TO WHICH STERLING WILL
MERGE WITH AND INTO UMPQUA. | Management | For | | For | |
| | 2. | TO AMEND THE RESTATED ARTICLES OF
INCORPORATION OF UMPQUA HOLDINGS
CORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF NO PAR VALUE
COMMON STOCK TO 400,000,000. | Management | For | | For | |
| | 3. | TO ADJOURN THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
MERGER PROPOSAL AND/OR THE ARTICLES
AMENDMENT PROPOSAL. | Management | For | | For | |
| | PTC INC. |
| | Security | 69370C100 | | Meeting Type | Annual |
| | Ticker Symbol | PTC | | Meeting Date | 05-Mar-2014 |
| | ISIN | US69370C1009 | | Agenda | 933917099 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JANICE D. CHAFFIN | | For | For | |
| | | | 2 | JAMES E. HEPPELMANN | | For | For | |
| | | | 3 | PAUL A. LACY | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS (SAY-ON-PAY). | Management | Abstain | | Against | |
| | 3. | ADVISORY VOTE TO CONFIRM THE
SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR. | Management | For | | For | |
| | 4. | APPROVE AN AMENDMENT TO OUR BY-
LAWS REQUIRING CERTAIN STOCKHOLDER
LAWSUITS TO BE TRIED IN
MASSACHUSETTS. | Management | For | | For | |
| | ABM INDUSTRIES INCORPORATED |
| | Security | 000957100 | | Meeting Type | Annual |
| | Ticker Symbol | ABM | | Meeting Date | 05-Mar-2014 |
| | ISIN | US0009571003 | | Agenda | 933921048 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ANTHONY G. FERNANDES | | For | For | |
| | | | 2 | MARYELLEN C. HERRINGER | | For | For | |
| | | | 3 | STEPHEN M. KADENACY | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE SELECTION OF
KPMG LLP AS ABM INDUSTRIES
INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE, BY ADVISORY
VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | PROPOSAL TO AMEND THE ABM EMPLOYEE
STOCK PURCHASE PLAN. | Management | For | | For | |
| | ROCKVILLE FINANCIAL, INC. |
| | Security | 774188106 | | Meeting Type | Special |
| | Ticker Symbol | RCKB | | Meeting Date | 08-Apr-2014 |
| | ISIN | US7741881061 | | Agenda | 933923282 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | A PROPOSAL TO APPROVE THE
AGREEMENT AND PLAN OF MERGER, DATED
AS OF NOVEMBER 14, 2013, BY AND
BETWEEN UNITED FINANCIAL BANCORP,
INC. AND ROCKVILLE FINANCIAL, INC.,
PURSUANT TO WHICH UNITED WILL MERGE
WITH AND INTO ROCKVILLE, AS MORE
FULLY DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS (WHICH WE
REFER TO AS THE "ROCKVILLE MERGER
PROPOSAL") | Management | For | | For | |
| | 2. | A PROPOSAL TO ADJOURN THE ROCKVILLE
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE ROCKVILLE
MERGER PROPOSAL (WHICH WE REFER TO
AS THE "ROCKVILLE ADJOURNMENT
PROPOSAL") | Management | For | | For | |
| | 3. | A PROPOSAL TO APPROVE, ON AN
ADVISORY (NON-BINDING) BASIS, THE
COMPENSATION THAT CERTAIN EXECUTIVE
OFFICERS OF ROCKVILLE MAY RECEIVE IN
CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH ROCKVILLE (WHICH
WE REFER TO AS THE "ROCKVILLE
COMPENSATION PROPOSAL") | Management | Abstain | | Against | |
| | 4. | A PROPOSAL TO APPROVE AN AMENDMENT
TO ROCKVILLE'S CERTIFICATE OF
INCORPORATION THAT (1) SETS THE
NUMBER OF DIRECTORS OF ROCKVILLE, AS
THE SURVIVING CORPORATION IN THE
MERGER, IN ACCORDANCE WITH
ROCKVILLE'S BYLAWS AND (2)
RECLASSIFIES THE ROCKVILLE BOARD OF
DIRECTORS FROM A BOARD WITH FOUR
CLASSES OF ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | | For | |
| | UMPQUA HOLDINGS CORPORATION |
| | Security | 904214103 | | Meeting Type | Annual |
| | Ticker Symbol | UMPQ | | Meeting Date | 15-Apr-2014 |
| | ISIN | US9042141039 | | Agenda | 933928129 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: RAYMOND P.
DAVIS | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: PEGGY Y.
FOWLER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: STEPHEN M.
GAMBEE | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JAMES S. GREENE | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: LUIS F. MACHUCA | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: LAUREEN E.
SEEGER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DUDLEY R.
SLATER | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: SUSAN F.
STEVENS | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: HILLIARD C.
TERRY, III | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: BRYAN L. TIMM | Management | For | | For | |
| | 2. | TO RATIFY THE AUDIT AND COMPLIANCE
COMMITTEE'S APPOINTMENT OF MOSS
ADAMS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO CONSIDER AND APPROVE THE
ADVISORY (NON-BINDING) PROPOSAL
REGARDING COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | ATMI, INC. |
| | Security | 00207R101 | | Meeting Type | Special |
| | Ticker Symbol | ATMI | | Meeting Date | 15-Apr-2014 |
| | ISIN | US00207R1014 | | Agenda | 933939247 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | TO ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF FEBRUARY 4, 2014
(AS IT MAY BE AMENDED FROM TIME TO
TIME), BY AND AMONG ATMI, INC.,
ENTEGRIS, INC. AND ATOMIC MERGER
CORPORATION. | Management | For | | For | |
| | 2 | TO ADJOURN THE SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER
AGREEMENT. | Management | For | | For | |
| | 3 | TO APPROVE A NON-BINDING ADVISORY
PROPOSAL TO APPROVE THE GOLDEN
PARACHUTE COMPENSATION PAYABLE TO
ATMI'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER. | Management | Abstain | | Against | |
| | BOSTON PRIVATE FINANCIAL HOLDINGS, INC. |
| | Security | 101119105 | | Meeting Type | Annual |
| | Ticker Symbol | BPFH | | Meeting Date | 16-Apr-2014 |
| | ISIN | US1011191053 | | Agenda | 933937255 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CLAYTON G. DEUTSCH | | For | For | |
| | | | 2 | DEBORAH F. KUENSTNER | | For | For | |
| | | | 3 | DANIEL P. NOLAN | | For | For | |
| | | | 4 | BRIAN G. SHAPIRO | | For | For | |
| | | | 5 | WILLIAM J. SHEA | | For | For | |
| | | | 6 | STEPHEN M. WATERS | | For | For | |
| | 2. | TO APPROVE AN ADVISORY, NON-BINDING
RESOLUTION ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE BOSTON PRIVATE
FINANCIAL HOLDINGS, INC. AMENDED AND
RESTATED 2009 STOCK OPTION AND
INCENTIVE PLAN, AMENDING THE PLAN
PERFORMANCE CRITERIA. | Management | For | | For | |
| | 4. | TO APPROVE THE BOSTON PRIVATE
FINANCIAL HOLDINGS, INC. 2001 EMPLOYEE
STOCK PURCHASE PLAN, AS AMENDED AND
RESTATED. | Management | For | | For | |
| | PATTERSON-UTI ENERGY, INC. |
| | Security | 703481101 | | Meeting Type | Annual |
| | Ticker Symbol | PTEN | | Meeting Date | 17-Apr-2014 |
| | ISIN | US7034811015 | | Agenda | 933928117 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARK S. SIEGEL | | For | For | |
| | | | 2 | KENNETH N. BERNS | | For | For | |
| | | | 3 | CHARLES O. BUCKNER | | For | For | |
| | | | 4 | MICHAEL W. CONLON | | For | For | |
| | | | 5 | CURTIS W. HUFF | | For | For | |
| | | | 6 | TERRY H. HUNT | | For | For | |
| | | | 7 | CLOYCE A. TALBOTT | | For | For | |
| | 2. | APPROVAL OF THE PATTERSON-UTI
ENERGY, INC. 2014 LONG-TERM INCENTIVE
PLAN. | Management | Against | | Against | |
| | 3. | APPROVAL OF AN ADVISORY RESOLUTION
ON PATTERSON-UTI'S COMPENSATION OF
ITS NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF PATTERSON-UTI FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | VCA ANTECH, INC. |
| | Security | 918194101 | | Meeting Type | Annual |
| | Ticker Symbol | WOOF | | Meeting Date | 21-Apr-2014 |
| | ISIN | US9181941017 | | Agenda | 933932560 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN B. CHICKERING, JR. | | For | For | |
| | | | 2 | JOHN HEIL | | For | For | |
| | 2 | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3 | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4 | APPROVAL OF AN AMENDMENT TO OUR
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO CHANGE THE NAME OF
THE COMPANY TO VCA INC. | Management | For | | For | |
| | HANESBRANDS INC. |
| | Security | 410345102 | | Meeting Type | Annual |
| | Ticker Symbol | HBI | | Meeting Date | 22-Apr-2014 |
| | ISIN | US4103451021 | | Agenda | 933930617 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BOBBY J. GRIFFIN | | For | For | |
| | | | 2 | JAMES C. JOHNSON | | For | For | |
| | | | 3 | JESSICA T. MATHEWS | | For | For | |
| | | | 4 | ROBERT F. MORAN | | For | For | |
| | | | 5 | J. PATRICK MULCAHY | | For | For | |
| | | | 6 | RONALD L. NELSON | | For | For | |
| | | | 7 | RICHARD A. NOLL | | For | For | |
| | | | 8 | ANDREW J. SCHINDLER | | For | For | |
| | | | 9 | ANN E. ZIEGLER | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS,
EXECUTIVE COMPENSATION AS DESCRIBED
IN THE PROXY STATEMENT FOR THE
ANNUAL MEETING | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
HANESBRANDS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR HANESBRANDS' 2014 FISCAL YEAR | Management | For | | For | |
| | NATIONAL PENN BANCSHARES, INC. |
| | Security | 637138108 | | Meeting Type | Annual |
| | Ticker Symbol | NPBC | | Meeting Date | 22-Apr-2014 |
| | ISIN | US6371381087 | | Agenda | 933930756 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS A. BEAVER | | For | For | |
| | | | 2 | JEFFREY P. FEATHER | | For | For | |
| | | | 3 | PATRICIA L. LANGIOTTI | | For | For | |
| | | | 4 | NATALYE PAQUIN | | For | For | |
| | 2. | APPROVAL OF LONG-TERM INCENTIVE
COMPENSATION PLAN. | Management | Against | | Against | |
| | 3. | RATIFICATION OF NATIONAL PENN'S
INDEPENDENT AUDITORS FOR 2014. | Management | For | | For | |
| | 4. | AN ADVISORY (NON-BINDING) PROPOSAL TO
APPROVE THE COMPENSATION OF
NATIONAL PENN'S EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | WASHINGTON TRUST BANCORP, INC. |
| | Security | 940610108 | | Meeting Type | Annual |
| | Ticker Symbol | WASH | | Meeting Date | 22-Apr-2014 |
| | ISIN | US9406101082 | | Agenda | 933931429 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN J. BOWEN | | For | For | |
| | | | 2 | ROBERT A. DIMUCCIO, CPA | | For | For | |
| | | | 3 | H. DOUGLAS RANDALL, III | | For | For | |
| | | | 4 | JOHN F. TREANOR | | For | For | |
| | 2. | THE RATIFICATION OF THE SELECTION OF
KPMG LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | A NON-BINDING RESOLUTION TO APPROVE
THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | SOUTHWEST BANCORP, INC. |
| | Security | 844767103 | | Meeting Type | Annual |
| | Ticker Symbol | OKSB | | Meeting Date | 23-Apr-2014 |
| | ISIN | US8447671038 | | Agenda | 933931619 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES E. BERRY II | | For | For | |
| | | | 2 | THOMAS D. BERRY | | For | For | |
| | | | 3 | JOHN COHLMIA | | For | For | |
| | | | 4 | DAVID S. CROCKETT JR. | | For | For | |
| | | | 5 | MARK W. FUNKE | | For | For | |
| | | | 6 | JAMES M. JOHNSON | | For | For | |
| | | | 7 | LARRY J. LANIE | | For | For | |
| | | | 8 | JAMES M. MORRIS II | | For | For | |
| | | | 9 | MARRAN H. OGILVIE | | For | For | |
| | | | 10 | RUSSELL W. TEUBNER | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | OFG BANCORP |
| | Security | 67103X102 | | Meeting Type | Annual |
| | Ticker Symbol | OFG | | Meeting Date | 23-Apr-2014 |
| | ISIN | PR67103X1020 | | Agenda | 933935009 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JUAN C. AGUAYO* | | For | For | |
| | | | 2 | RAFAEL F. MARTINEZ* | | For | For | |
| | | | 3 | FRANCISCO ARRIVI# | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS SET
FORTH IN THE ACCOMPANYING PROXY
STATEMENT. | Management | Abstain | | Against | |
| | COLUMBIA BANKING SYSTEM, INC. |
| | Security | 197236102 | | Meeting Type | Annual |
| | Ticker Symbol | COLB | | Meeting Date | 23-Apr-2014 |
| | ISIN | US1972361026 | | Agenda | 933944820 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: DAVID A.
DIETZLER | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MELANIE J.
DRESSEL | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JOHN P. FOLSOM | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: FREDERICK M.
GOLDBERG | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS M.
HULBERT | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: MICHELLE M.
LANTOW | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: S. MAE FUJITA
NUMATA | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DANIEL C. REGIS | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM T.
WEYERHAEUSER | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: JAMES M. WILL | Management | For | | For | |
| | 2. | TO APPROVE THE 2014 STOCK OPTION AND
EQUITY COMPENSATION PLAN. | Management | For | | For | |
| | 3. | TO VOTE ON AN ADVISORY (NON-BINDING)
RESOLUTION TO APPROVE THE
COMPENSATION OF COLUMBIA'S
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDING 2014. | Management | For | | For | |
| | CONVERGYS CORPORATION |
| | Security | 212485106 | | Meeting Type | Annual |
| | Ticker Symbol | CVG | | Meeting Date | 24-Apr-2014 |
| | ISIN | US2124851062 | | Agenda | 933932786 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ANDREA J. AYERS | | For | For | |
| | | | 2 | JOHN F. BARRETT | | For | For | |
| | | | 3 | RICHARD R. DEVENUTI | | For | For | |
| | | | 4 | JEFFREY H. FOX | | For | For | |
| | | | 5 | JOSEPH E. GIBBS | | For | For | |
| | | | 6 | JOAN E. HERMAN | | For | For | |
| | | | 7 | THOMAS L. MONAHAN III | | For | For | |
| | | | 8 | RONALD L. NELSON | | For | For | |
| | | | 9 | RICHARD F. WALLMAN | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | CROWN HOLDINGS, INC. |
| | Security | 228368106 | | Meeting Type | Annual |
| | Ticker Symbol | CCK | | Meeting Date | 24-Apr-2014 |
| | ISIN | US2283681060 | | Agenda | 933949402 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JENNE K. BRITELL | | For | For | |
| | | | 2 | JOHN W. CONWAY | | For | For | |
| | | | 3 | ARNOLD W. DONALD | | For | For | |
| | | | 4 | WILLIAM G. LITTLE | | For | For | |
| | | | 5 | HANS J. LOLIGER | | For | For | |
| | | | 6 | JAMES H. MILLER | | For | For | |
| | | | 7 | JOSEF M. MULLER | | For | For | |
| | | | 8 | THOMAS A. RALPH | | For | For | |
| | | | 9 | CAESAR F. SWEITZER | | For | For | |
| | | | 10 | JIM L. TURNER | | For | For | |
| | | | 11 | WILLIAM S. URKIEL | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | APPROVAL, BY NON-BINDING ADVISORY
VOTE, OF THE RESOLUTION ON EXECUTIVE
COMPENSATION AS DESCRIBED IN THE
PROXY STATEMENT. | Management | Abstain | | Against | |
| | 4. | TO CONSIDER AND ACT UPON A
SHAREHOLDER'S PROPOSAL REGARDING
EXECUTIVE STOCK RETENTION, WHICH
PROPOSAL THE BOARD OF DIRECTORS
UNANIMOUSLY OPPOSES. | Shareholder | Against | | For | |
| | 5. | TO CONSIDER AND ACT UPON A
SHAREHOLDER'S PROPOSAL REGARDING
EXECUTIVE RETIREMENT BENEFITS, WHICH
PROPOSAL THE BOARD OF DIRECTORS
UNANIMOUSLY OPPOSES. | Shareholder | Against | | For | |
| | BADGER METER, INC. |
| | Security | 056525108 | | Meeting Type | Annual |
| | Ticker Symbol | BMI | | Meeting Date | 25-Apr-2014 |
| | ISIN | US0565251081 | | Agenda | 933945959 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RONALD H. DIX | | For | For | |
| | | | 2 | THOMAS J. FISCHER | | For | For | |
| | | | 3 | GALE E. KLAPPA | | For | For | |
| | | | 4 | GAIL A. LIONE | | For | For | |
| | | | 5 | RICHARD A. MEEUSEN | | For | For | |
| | | | 6 | ANDREW J. POLICANO | | For | For | |
| | | | 7 | STEVEN J. SMITH | | For | For | |
| | | | 8 | TODD J. TESKE | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
2014. | Management | For | | For | |
| | CARDINAL FINANCIAL CORPORATION |
| | Security | 14149F109 | | Meeting Type | Annual |
| | Ticker Symbol | CFNL | | Meeting Date | 25-Apr-2014 |
| | ISIN | US14149F1093 | | Agenda | 933954427 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BARBARA B. LANG# | | For | For | |
| | | | 2 | B.G. BECK* | | For | For | |
| | | | 3 | WILLIAM G. BUCK* | | For | For | |
| | | | 4 | SIDNEY O. DEWBERRY* | | For | For | |
| | | | 5 | WILLIAM E. PETERSON* | | For | For | |
| | 2. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT AUDITORS
FOR 2014. | Management | For | | For | |
| | PROGRESS SOFTWARE CORPORATION |
| | Security | 743312100 | | Meeting Type | Annual |
| | Ticker Symbol | PRGS | | Meeting Date | 29-Apr-2014 |
| | ISIN | US7433121008 | | Agenda | 933963325 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BARRY N. BYCOFF | | For | For | |
| | | | 2 | JOHN R. EGAN | | For | For | |
| | | | 3 | RAM GUPTA | | For | For | |
| | | | 4 | CHARLES F. KANE | | For | For | |
| | | | 5 | DAVID A. KRALL | | For | For | |
| | | | 6 | MICHAEL L. MARK | | For | For | |
| | | | 7 | PHILIP M. PEAD | | For | For | |
| | 2 | TO APPROVE THE COMPENSATION OF
PROGRESS SOFTWARE CORPORATION'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | CIRCOR INTERNATIONAL, INC. |
| | Security | 17273K109 | | Meeting Type | Annual |
| | Ticker Symbol | CIR | | Meeting Date | 30-Apr-2014 |
| | ISIN | US17273K1097 | | Agenda | 933943347 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SCOTT A. BUCKHOUT | | For | For | |
| | | | 2 | JOHN (ANDY) O'DONNELL | | For | For | |
| | 2. | TO RATIFY THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS' SELECTION OF
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO CONSIDER AN ADVISORY RESOLUTION
APPROVING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 4. | TO APPROVE THE COMPANY'S 2014 STOCK
OPTION AND INCENTIVE PLAN INCLUDING
THE PERFORMANCE COMPENSATION
PARAMETERS SET FORTH THEREIN. | Management | For | | For | |
| | GLACIER BANCORP, INC. |
| | Security | 37637Q105 | | Meeting Type | Annual |
| | Ticker Symbol | GBCI | | Meeting Date | 30-Apr-2014 |
| | ISIN | US37637Q1058 | | Agenda | 933947624 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL J. BLODNICK | | For | For | |
| | | | 2 | SHERRY L. CLADOUHOS | | For | For | |
| | | | 3 | JAMES M. ENGLISH | | For | For | |
| | | | 4 | ALLEN J. FETSCHER | | For | For | |
| | | | 5 | ANNIE M. GOODWIN | | For | For | |
| | | | 6 | DALLAS I. HERRON | | For | For | |
| | | | 7 | CRAIG A. LANGEL | | For | For | |
| | | | 8 | DOUGLAS J. MCBRIDE | | For | For | |
| | | | 9 | JOHN W. MURDOCH | | For | For | |
| | 2. | TO VOTE ON AN ADVISORY (NON-BINDING)
RESOLUTION TO APPROVE THE
COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF BKD, LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | ITRON, INC. |
| | Security | 465741106 | | Meeting Type | Annual |
| | Ticker Symbol | ITRI | | Meeting Date | 01-May-2014 |
| | ISIN | US4657411066 | | Agenda | 933932596 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: JON E. ELIASSEN | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: GARY E. PRUITT | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: MICHAEL V. PULLI | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: CHARLES H.
GAYLORD, JR. | Management | For | | For | |
| | 2. | PROPOSAL TO APPROVE THE ITRON, INC.
AMENDED AND RESTATED 2010 STOCK
INCENTIVE PLAN. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE THE ADVISORY
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | MYR GROUP INC |
| | Security | 55405W104 | | Meeting Type | Annual |
| | Ticker Symbol | MYRG | | Meeting Date | 01-May-2014 |
| | ISIN | US55405W1045 | | Agenda | 933935136 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | HENRY W. FAYNE | | For | For | |
| | | | 2 | GARY R. JOHNSON | | For | For | |
| | 2 | ADVISORY RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3 | APPROVAL OF THE MYR GROUP INC. 2007
LONG-TERM INCENTIVE PLAN (AMENDED
AND RESTATED AS OF MAY 1, 2014). | Management | Against | | Against | |
| | 4 | APPROVAL OF THE MYR GROUP INC.
SENIOR MANAGEMENT INCENTIVE PLAN
(AMENDED AND RESTATED AS OF MAY 1,
2014). | Management | For | | For | |
| | 5 | APPROVAL OF AN AMENDMENT TO THE MYR
GROUP INC. RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
MAXIMUM SIZE OF THE BOARD. | Management | For | | For | |
| | 6 | RATIFICATION OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | GUIDANCE SOFTWARE, INC. |
| | Security | 401692108 | | Meeting Type | Annual |
| | Ticker Symbol | GUID | | Meeting Date | 01-May-2014 |
| | ISIN | US4016921086 | | Agenda | 933944616 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SHAWN MCCREIGHT | | For | For | |
| | | | 2 | VICTOR LIMONGELLI | | For | For | |
| | | | 3 | JEFF LAWRENCE | | For | For | |
| | | | 4 | KATHLEEN O'NEIL | | For | For | |
| | | | 5 | CHRISTOPHER POOLE | | For | For | |
| | | | 6 | STEPHEN RICHARDS | | For | For | |
| | | | 7 | ROBERT VAN SCHOONENBERG | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, BY ADVISORY (NON-BINDING)
VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | INVESTORS BANCORP, INC. |
| | Security | 46146P102 | | Meeting Type | Special |
| | Ticker Symbol | ISBC | | Meeting Date | 01-May-2014 |
| | ISIN | US46146P1021 | | Agenda | 933947054 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | THE APPROVAL OF A PLAN OF CONVERSION
AND REORGANIZATION, WHEREBY
INVESTORS BANCORP, MHC AND
INVESTORS BANCORP, INC. WILL CONVERT
AND REORGANIZE FROM THE MUTUAL
HOLDING COMPANY STRUCTURE TO THE
STOCK HOLDING COMPANY STRUCTURE, AS
MORE FULLY DESCRIBED IN THE ENCLOSED
PROXY STATEMENT. | Management | For | | For | |
| | 2. | THE APPROVAL OF THE CONTRIBUTION OF
1,000,000 SHARES OF COMMON STOCK AND
$10.0 MILLION IN CASH, FOR A TOTAL
CONTRIBUTION OF $20.0 MILLION, TO THE
INVESTORS CHARITABLE FOUNDATION (THE
"CHARITABLE FOUNDATION"). | Management | For | | For | |
| | 3. | THE APPROVAL OF THE ADJOURNMENT OF
THE SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IN THE
EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PLAN OF
CONVERSION AND REORGANIZATION
AND/OR THE CONTRIBUTION TO THE
CHARITABLE FOUNDATION. | Management | For | | For | |
| | XENITH BANKSHARES, INC. |
| | Security | 98410X105 | | Meeting Type | Annual |
| | Ticker Symbol | XBKS | | Meeting Date | 01-May-2014 |
| | ISIN | US98410X1054 | | Agenda | 933960660 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LARRY L. FELTON | | For | For | |
| | | | 2 | PALMER P. GARSON | | For | For | |
| | | | 3 | PATRICK D. HANLEY | | For | For | |
| | | | 4 | PETER C. JACKSON | | For | For | |
| | | | 5 | T. GAYLON LAYFIELD, III | | For | For | |
| | | | 6 | MICHAEL A. MANCUSI | | For | For | |
| | | | 7 | ROBERT J. MERRICK | | For | For | |
| | | | 8 | SCOTT A. REED | | For | For | |
| | | | 9 | MARK B. SISISKY | | For | For | |
| | | | 10 | THOMAS G. SNEAD, JR. | | For | For | |
| | 2. | APPROVAL OF THE XENITH BANKSHARES,
INC. 2012 STOCK INCENTIVE PLAN, AS
AMENDED. | Management | Against | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS THE
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 4. | ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | INVESTORS BANCORP, INC. |
| | Security | 46146P102 | | Meeting Type | Annual |
| | Ticker Symbol | ISBC | | Meeting Date | 01-May-2014 |
| | ISIN | US46146P1021 | | Agenda | 933966410 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DENNIS M. BONE | | For | For | |
| | | | 2 | DOREEN R. BYRNES | | For | For | |
| | | | 3 | WILLIAM V. COSGROVE | | For | For | |
| | | | 4 | BRENDAN J. DUGAN | | For | For | |
| | 2. | THE APPROVAL OF A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR INVESTORS BANCORP, INC. FOR THE
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | PENSKE AUTOMOTIVE GROUP, INC. |
| | Security | 70959W103 | | Meeting Type | Annual |
| | Ticker Symbol | PAG | | Meeting Date | 02-May-2014 |
| | ISIN | US70959W1036 | | Agenda | 933936570 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN D. BARR | | For | For | |
| | | | 2 | MICHAEL R. EISENSON | | For | For | |
| | | | 3 | ROBERT H. KURNICK, JR. | | For | For | |
| | | | 4 | WILLIAM J. LOVEJOY | | For | For | |
| | | | 5 | KIMBERLY J. MCWATERS | | For | For | |
| | | | 6 | YOSHIMI NAMBA | | For | For | |
| | | | 7 | LUCIO A. NOTO | | For | For | |
| | | | 8 | ROGER S. PENSKE | | For | For | |
| | | | 9 | GREG PENSKE | | For | For | |
| | | | 10 | SANDRA E. PIERCE | | For | For | |
| | | | 11 | RONALD G. STEINHART | | For | For | |
| | | | 12 | H. BRIAN THOMPSON | | For | For | |
| | 2. | RATIFICATION OF THE SELECTION OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT AUDITING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | APPROVAL, BY NON-BINDING VOTE, OF
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TRANSACTION OF SUCH OTHER BUSINESS
AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING AND ANY
POSTPONEMENT OR ADJOURNMENT
THEREOF. | Management | For | | For | |
| | THE BRINK'S COMPANY |
| | Security | 109696104 | | Meeting Type | Annual |
| | Ticker Symbol | BCO | | Meeting Date | 02-May-2014 |
| | ISIN | US1096961040 | | Agenda | 933947941 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SUSAN E. DOCHERTY | | For | For | |
| | | | 2 | REGINALD D. HEDGEBETH | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3. | APPROVAL OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 4. | A SHAREHOLDER PROPOSAL TO ELECT
EACH DIRECTOR ANNUALLY. | Shareholder | Against | | For | |
| | TELEFLEX INCORPORATED |
| | Security | 879369106 | | Meeting Type | Annual |
| | Ticker Symbol | TFX | | Meeting Date | 02-May-2014 |
| | ISIN | US8793691069 | | Agenda | 933955544 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: GEORGE BABICH,
JR. | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: WILLIAM R. COOK | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: STEPHEN K.
KLASKO | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: BENSON F. SMITH | Management | For | | For | |
| | 2. | APPROVAL OF THE TELEFLEX
INCORPORATED 2014 STOCK INCENTIVE
PLAN. | Management | Against | | Against | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | TRINITY INDUSTRIES, INC. |
| | Security | 896522109 | | Meeting Type | Annual |
| | Ticker Symbol | TRN | | Meeting Date | 05-May-2014 |
| | ISIN | US8965221091 | | Agenda | 933958259 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN L. ADAMS | | For | For | |
| | | | 2 | RHYS J. BEST | | For | For | |
| | | | 3 | DAVID W. BIEGLER | | For | For | |
| | | | 4 | LELDON E. ECHOLS | | For | For | |
| | | | 5 | RONALD J. GAFFORD | | For | For | |
| | | | 6 | ADRIAN LAJOUS | | For | For | |
| | | | 7 | CHARLES W. MATTHEWS | | For | For | |
| | | | 8 | DOUGLAS L. ROCK | | For | For | |
| | | | 9 | DUNIA A. SHIVE | | For | For | |
| | | | 10 | TIMOTHY R. WALLACE | | For | For | |
| | 2 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3 | RATIFICATION OF THE APPOINTMENT
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | INTERSIL CORPORATION |
| | Security | 46069S109 | | Meeting Type | Annual |
| | Ticker Symbol | ISIL | | Meeting Date | 06-May-2014 |
| | ISIN | US46069S1096 | | Agenda | 933939641 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: DR. NECIP
SAYINER | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: DONALD
MACLEOD | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: DR. ROBERT W.
CONN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JAMES V. DILLER | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: MERCEDES
JOHNSON | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: GREGORY LANG | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: JAN PEETERS | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JAMES A. URRY | Management | For | | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | TO APPROVE AN AMENDMENT TO THE
INTERSIL CORPORATION AMENDED AND
RESTATED 2008 EQUITY COMPENSATION
PLAN, AS DESCRIBED IN ITEM 3 OF OUR
PROXY STATEMENT. | Management | Against | | Against | |
| | 4. | TO APPROVE AN AMENDMENT TO THE
INTERSIL CORPORATION EMPLOYEE STOCK
PURCHASE PLAN, AS DESCRIBED IN ITEM 4
OF OUR PROXY STATEMENT. | Management | For | | For | |
| | 5. | TO APPROVE THE INTERSIL CORPORATION
EXECUTIVE INCENTIVE PLAN, AS
DESCRIBED IN ITEM 5 OF OUR PROXY
STATEMENT. | Management | For | | For | |
| | 6. | TO VOTE ON A NON-BINDING ADVISORY
PROPOSAL REGARDING THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN
THE COMPENSATION DISCUSSION AND
ANALYSIS, EXECUTIVE COMPENSATION
TABLES AND ACCOMPANYING NARRATIVE
DISCLOSURES IN OUR PROXY STATEMENT. | Management | Abstain | | Against | |
| | 7. | TO VOTE ON A NON-BINDING PROPOSAL
REGARDING THE FREQUENCY OF THE VOTE
ON OUR EXECUTIVE COMPENSATION
PROGRAM. | Management | Abstain | | Against | |
| | HEARTLAND PAYMENT SYSTEMS, INC. |
| | Security | 42235N108 | | Meeting Type | Annual |
| | Ticker Symbol | HPY | | Meeting Date | 06-May-2014 |
| | ISIN | US42235N1081 | | Agenda | 933946608 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT O. CARR | | For | For | |
| | | | 2 | MAUREEN BREAKIRON-EVANS | | For | For | |
| | | | 3 | MITCHELL L. HOLLIN | | For | For | |
| | | | 4 | ROBERT H. NIEHAUS | | For | For | |
| | | | 5 | MARC J. OSTRO, PH.D. | | For | For | |
| | | | 6 | JONATHAN J. PALMER | | For | For | |
| | | | 7 | RICHARD W. VAGUE | | For | For | |
| | 2. | RATIFICATION OF THE SELECTION OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, BY A NON-BINDING ADVISORY
VOTE, OUR EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | MSA SAFETY INCORPORATED |
| | Security | 553498106 | | Meeting Type | Annual |
| | Ticker Symbol | MSA | | Meeting Date | 06-May-2014 |
| | ISIN | US5534981064 | | Agenda | 933953502 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DIANE M. PEARSE* | | For | For | |
| | | | 2 | L. EDWARD SHAW, JR.* | | For | For | |
| | | | 3 | WILLIAM M. LAMBERT* | | For | For | |
| | | | 4 | REBECCA B. ROBERTS# | | For | For | |
| | 3. | APPROVAL OF ADOPTION OF THE
COMPANY'S EMPLOYEE STOCK PURCHASE
PLAN. | Management | For | | For | |
| | 4. | SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 5. | TO PROVIDE AN ADVISORY VOTE TO
APPROVE THE EXECUTIVE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | BROWN & BROWN, INC. |
| | Security | 115236101 | | Meeting Type | Annual |
| | Ticker Symbol | BRO | | Meeting Date | 07-May-2014 |
| | ISIN | US1152361010 | | Agenda | 933951851 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | J. HYATT BROWN | | For | For | |
| | | | 2 | SAMUEL P. BELL, III | | For | For | |
| | | | 3 | HUGH M. BROWN | | For | For | |
| | | | 4 | J. POWELL BROWN | | For | For | |
| | | | 5 | BRADLEY CURREY, JR. | | For | For | |
| | | | 6 | THEODORE J. HOEPNER | | For | For | |
| | | | 7 | JAMES S. HUNT | | For | For | |
| | | | 8 | TONI JENNINGS | | For | For | |
| | | | 9 | TIMOTHY R. M. MAIN | | For | For | |
| | | | 10 | H. PALMER PROCTOR, JR. | | For | For | |
| | | | 11 | WENDELL S. REILLY | | For | For | |
| | | | 12 | CHILTON D. VARNER | | For | For | |
| | 2 | THE RATIFICATION OF THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS BROWN &
BROWN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3 | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | FINANCIAL INSTITUTIONS, INC. |
| | Security | 317585404 | | Meeting Type | Annual |
| | Ticker Symbol | FISI | | Meeting Date | 07-May-2014 |
| | ISIN | US3175854047 | | Agenda | 933957017 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN E. BENJAMIN | | For | For | |
| | | | 2 | MARTIN K. BIRMINGHAM | | For | For | |
| | | | 3 | ANDREW W. DORN, JR. | | For | For | |
| | | | 4 | SUSAN R. HOLLIDAY | | For | For | |
| | | | 5 | ROBERT M. GLASER | | For | For | |
| | 2. | RATIFY THE APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | ENTEGRIS, INC. |
| | Security | 29362U104 | | Meeting Type | Annual |
| | Ticker Symbol | ENTG | | Meeting Date | 07-May-2014 |
| | ISIN | US29362U1043 | | Agenda | 933968971 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: MICHAEL A.
BRADLEY | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: MARVIN D.
BURKETT | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: R. NICHOLAS
BURNS | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: DANIEL W.
CHRISTMAN | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: JAMES F.
GENTILCORE | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: BERTRAND LOY | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: PAUL L.H. OLSON | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: BRIAN F.
SULLIVAN | Management | For | | For | |
| | 2 | RATIFY APPOINTMENT OF KPMG LLP AS
ENTEGRIS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 3 | APPROVAL OF THE COMPENSATION PAID
TO ENTEGRIS, INC.'S NAMED EXECUTIVE
OFFICERS (ADVISORY VOTE). | Management | Abstain | | Against | |
| | HEXCEL CORPORATION |
| | Security | 428291108 | | Meeting Type | Annual |
| | Ticker Symbol | HXL | | Meeting Date | 08-May-2014 |
| | ISIN | US4282911084 | | Agenda | 933941583 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: NICK L. STANAGE | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JOEL S. BECKMAN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: LYNN BRUBAKER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JEFFREY C.
CAMPBELL | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: SANDRA L.
DERICKSON | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: W. KIM FOSTER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: THOMAS A.
GENDRON | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JEFFREY A.
GRAVES | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: DAVID C. HILL | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: DAVID L. PUGH | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE 2013
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | Management | For | | For | |
| | OLD NATIONAL BANCORP |
| | Security | 680033107 | | Meeting Type | Annual |
| | Ticker Symbol | ONB | | Meeting Date | 08-May-2014 |
| | ISIN | US6800331075 | | Agenda | 933951887 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | ALAN W BRAUN | | For | For | |
| | | | 2 | LARRY E DUNIGAN | | For | For | |
| | | | 3 | NIEL C ELLERBROOK | | For | For | |
| | | | 4 | ANDREW E GOEBEL | | For | For | |
| | | | 5 | ROBERT G JONES | | For | For | |
| | | | 6 | PHELPS L LAMBERT | | For | For | |
| | | | 7 | ARTHUR H MCELWEE JR | | For | For | |
| | | | 8 | JAMES T MORRIS | | For | For | |
| | | | 9 | RANDALL T SHEPARD | | For | For | |
| | | | 10 | REBECCA S SKILLMAN | | For | For | |
| | | | 11 | KELLY N STANLEY | | For | For | |
| | | | 12 | LINDA E WHITE | | For | For | |
| | 2 | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3 | RATIFICATION OF THE APPOINTMENT OF
CROWE HORWATH LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | OCEANFIRST FINANCIAL CORP. |
| | Security | 675234108 | | Meeting Type | Annual |
| | Ticker Symbol | OCFC | | Meeting Date | 08-May-2014 |
| | ISIN | US6752341080 | | Agenda | 933954477 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOSEPH J. BURKE | | For | For | |
| | | | 2 | ANGELO CATANIA | | For | For | |
| | | | 3 | JOHN R. GARBARINO | | For | For | |
| | 2. | ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | BERKSHIRE HILLS BANCORP, INC. |
| | Security | 084680107 | | Meeting Type | Annual |
| | Ticker Symbol | BHLB | | Meeting Date | 08-May-2014 |
| | ISIN | US0846801076 | | Agenda | 933960848 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL P. DALY | | For | For | |
| | | | 2 | SUSAN M. HILL | | For | For | |
| | | | 3 | CORNELIUS D. MAHONEY | | For | For | |
| | | | 4 | JOHN W. ALTMEYER | | For | For | |
| | 2 | TO CONSIDER A NON-BINDING PROPOSAL
TO GIVE ADVISORY APPROVAL OF OUR
EXECUTIVE COMPENSATION AS DESCRIBED
IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | | For | |
| | COMSTOCK RESOURCES, INC. |
| | Security | 205768203 | | Meeting Type | Annual |
| | Ticker Symbol | CRK | | Meeting Date | 08-May-2014 |
| | ISIN | US2057682039 | | Agenda | 933967575 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | M. JAY ALLISON* | | For | For | |
| | | | 2 | DAVID W. SLEDGE* | | For | For | |
| | | | 3 | JIM L. TURNER* | | For | For | |
| | | | 4 | ELIZABETH B. DAVIS# | | For | For | |
| | 2. | PROPOSAL TO APPROVE AN AMENDMENT
TO THE COMPANY'S BYLAWS TO PROVIDE
FOR THE ANNUAL ELECTION OF ALL
DIRECTORS. | Management | For | | For | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014. | Management | For | | For | |
| | 4. | PROPOSAL TO APPROVE THE ADVISORY
(NON-BINDING) RESOLUTION RELATING TO
THE COMPANY'S 2013 COMPENSATION OF
ITS NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 5. | STOCKHOLDER PROPOSAL 5. | Shareholder | Against | | For | |
| | 6. | STOCKHOLDER PROPOSAL 6. | Shareholder | Against | | For | |
| | CHEMTURA CORPORATION |
| | Security | 163893209 | | Meeting Type | Annual |
| | Ticker Symbol | CHMT | | Meeting Date | 08-May-2014 |
| | ISIN | US1638932095 | | Agenda | 933968642 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: JEFFREY D.
BENJAMIN | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: TIMOTHY J.
BERNLOHR | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: ANNA C.
CATALANO | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: JAMES W.
CROWNOVER | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: ROBERT A. DOVER | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: JONATHAN F.
FOSTER | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: CRAIG A.
ROGERSON | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: JOHN K. WULFF | Management | For | | For | |
| | 2 | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 3 | APPROVAL OF THE CHEMTURA
CORPORATION SENIOR EXECUTIVE BONUS
PLAN. | Management | For | | For | |
| | 4 | RATIFICATION OF THE SELECTION OF KPMG
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | HUDSON VALLEY HOLDING CORP. |
| | Security | 444172100 | | Meeting Type | Annual |
| | Ticker Symbol | HVB | | Meeting Date | 08-May-2014 |
| | ISIN | US4441721002 | | Agenda | 933978023 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES J. LANDY | | For | For | |
| | | | 2 | STEPHEN R. BROWN | | For | For | |
| | | | 3 | JOHN P. CAHILL | | For | For | |
| | | | 4 | MARY-JANE FOSTER | | For | For | |
| | | | 5 | GREGORY F. HOLCOMBE | | For | For | |
| | | | 6 | ADAM W. IFSHIN | | For | For | |
| | | | 7 | MATTHEW A. LINDENBAUM | | For | For | |
| | | | 8 | JOSEPH A. SCHENK | | For | For | |
| | | | 9 | CRAIG S. THOMPSON | | For | For | |
| | | | 10 | WILLIAM E. WHISTON | | For | For | |
| | 2. | NON-BINDING ADVISORY VOTE ON
COMPENSATION OF NAMED EXECUTIVE
OFFICERS | Management | Abstain | | Against | |
| | 3. | RATIFY APPOINTMENT OF KPMG LLP AS
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2014 | Management | For | | For | |
| | CYPRESS SEMICONDUCTOR CORPORATION |
| | Security | 232806109 | | Meeting Type | Annual |
| | Ticker Symbol | CY | | Meeting Date | 09-May-2014 |
| | ISIN | US2328061096 | | Agenda | 933944539 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | T.J. RODGERS | | For | For | |
| | | | 2 | W. STEVE ALBRECHT | | For | For | |
| | | | 3 | ERIC A. BENHAMOU | | For | For | |
| | | | 4 | JAMES R. LONG | | For | For | |
| | | | 5 | ROBERT Y.L. MAO | | For | For | |
| | | | 6 | J.D. SHERMAN | | For | For | |
| | | | 7 | WILBERT VAN DEN HOEK | | For | For | |
| | 2 | THE RATIFICATION OF THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3 | ANNUAL ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | For | | For | |
| | BARNES GROUP INC. |
| | Security | 067806109 | | Meeting Type | Annual |
| | Ticker Symbol | B | | Meeting Date | 09-May-2014 |
| | ISIN | US0678061096 | | Agenda | 933949399 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM S. BRISTOW, JR. | | For | For | |
| | | | 2 | PATRICK J. DEMPSEY | | For | For | |
| | | | 3 | HASSELL H. MCCLELLAN | | For | For | |
| | | | 4 | JOANNA SOHOVICH | | For | For | |
| | 2. | RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3. | ADVISORY (NON-BINDING) RESOLUTION TO
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVE THE 2014 BARNES GROUP INC.
STOCK AND INCENTIVE AWARD PLAN. | Management | Abstain | | Against | |
| | FURMANITE CORPORATION |
| | Security | 361086101 | | Meeting Type | Annual |
| | Ticker Symbol | FRM | | Meeting Date | 09-May-2014 |
| | ISIN | US3610861011 | | Agenda | 933950328 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CHARLES R. COX | | For | For | |
| | | | 2 | SANGWOO AHN | | For | For | |
| | | | 3 | KEVIN R. JOST | | For | For | |
| | | | 4 | RALPH PATITUCCI | | For | For | |
| | 2. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF UHY LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | CASCADE MICROTECH, INC. |
| | Security | 147322101 | | Meeting Type | Annual |
| | Ticker Symbol | CSCD | | Meeting Date | 09-May-2014 |
| | ISIN | US1473221018 | | Agenda | 933976132 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL D. BURGER* | | For | For | |
| | | | 2 | RAYMOND A. LINK* | | For | For | |
| | | | 3 | MARTIN L. RAPP# | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE AN AMENDMENT TO THE
CASCADE MICROTECH, INC. 2010 STOCK
INCENTIVE PLAN. | Management | Against | | Against | |
| | 4. | TO APPROVE, AS A NON-BINDING ADVISORY
VOTE, OUR NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | HAVERTY FURNITURE COMPANIES, INC. |
| | Security | 419596101 | | Meeting Type | Annual |
| | Ticker Symbol | HVT | | Meeting Date | 12-May-2014 |
| | ISIN | US4195961010 | | Agenda | 933950354 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 2. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN T. GLOVER | | For | For | |
| | | | 2 | RAWSON HAVERTY, JR. | | For | For | |
| | | | 3 | L. PHILLIP HUMANN | | For | For | |
| | | | 4 | MYLLE H. MANGUM | | For | For | |
| | | | 5 | FRANK S. MCGAUGHEY, III | | For | For | |
| | | | 6 | CLARENCE H. SMITH | | For | For | |
| | | | 7 | AL TRUJILLO | | For | For | |
| | | | 8 | TERENCE F. MCGUIRK | | For | For | |
| | | | 9 | FRED L. SCHUERMANN | | For | For | |
| | | | 10 | VICKI R. PALMER | | For | For | |
| | 3. | APPROVAL OF AN ADVISORY RESOLUTION
REGARDING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF THE 2014 LONG-TERM
INCENTIVE PLAN. | Management | For | | For | |
| | 5. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
AUDITOR FOR 2014. | Management | For | | For | |
| | ACCO BRANDS CORPORATION |
| | Security | 00081T108 | | Meeting Type | Annual |
| | Ticker Symbol | ACCO | | Meeting Date | 13-May-2014 |
| | ISIN | US00081T1088 | | Agenda | 933951596 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GEORGE V. BAYLY | | For | For | |
| | | | 2 | JAMES A. BUZZARD | | For | For | |
| | | | 3 | KATHLEEN S. DVORAK | | For | For | |
| | | | 4 | BORIS ELISMAN | | For | For | |
| | | | 5 | ROBERT H. JENKINS | | For | For | |
| | | | 6 | PRADEEP JOTWANI | | For | For | |
| | | | 7 | ROBERT J. KELLER | | For | For | |
| | | | 8 | THOMAS KROEGER | | For | For | |
| | | | 9 | MICHAEL NORKUS | | For | For | |
| | | | 10 | E. MARK RAJKOWSKI | | For | For | |
| | | | 11 | SHEILA G. TALTON | | For | For | |
| | 2 | THE RATIFICATION OF THE SELECTION OF
KPMG LLP AS OUR REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3 | THE APPROVAL, BY NON-BINDING
ADVISORY VOTE, OF THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | BANKUNITED,INC. |
| | Security | 06652K103 | | Meeting Type | Annual |
| | Ticker Symbol | BKU | | Meeting Date | 14-May-2014 |
| | ISIN | US06652K1034 | | Agenda | 933987678 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | TERE BLANCA | | For | For | |
| | | | 2 | AMBASSADOR SUE M. COBB | | For | For | |
| | | | 3 | EUGENE F. DEMARK | | For | For | |
| | | | 4 | MICHAEL J. DOWLING | | For | For | |
| | | | 5 | JOHN A. KANAS | | For | For | |
| | | | 6 | DOUGLAS J. PAULS | | For | For | |
| | | | 7 | RAJINDER P. SINGH | | For | For | |
| | | | 8 | SANJIV SOBTI, PH.D. | | For | For | |
| | | | 9 | A. ROBERT TOWBIN | | For | For | |
| | 2 | TO RATIFY THE AUDIT AND RISK
COMMITTEE'S APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 3 | TO APPROVE THE BANKUNITED, INC. 2014
OMNIBUS EQUITY INCENTIVE PLAN. | Management | For | | For | |
| | GENERAL CABLE CORPORATION |
| | Security | 369300108 | | Meeting Type | Annual |
| | Ticker Symbol | BGC | | Meeting Date | 15-May-2014 |
| | ISIN | US3693001089 | | Agenda | 933956027 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SALLIE B. BAILEY | | For | For | |
| | | | 2 | GREGORY B. KENNY | | For | For | |
| | | | 3 | GREGORY E. LAWTON | | For | For | |
| | | | 4 | CRAIG P. OMTVEDT | | For | For | |
| | | | 5 | PATRICK M. PREVOST | | For | For | |
| | | | 6 | JOHN E. WELSH, III | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM,
TO AUDIT GENERAL CABLE'S 2014
CONSOLIDATED FINANCIAL STATEMENTS
AND INTERNAL CONTROL OVER FINANCIAL
REPORTING. | Management | For | | For | |
| | 3. | APPROVAL ON AN ADVISORY BASIS OF THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | BENEFICIAL MUTUAL BANCORP, INC. |
| | Security | 08173R104 | | Meeting Type | Annual |
| | Ticker Symbol | BNCL | | Meeting Date | 15-May-2014 |
| | ISIN | US08173R1041 | | Agenda | 933958502 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GERARD P. CUDDY | | For | For | |
| | | | 2 | FRANK A. FARNESI | | For | For | |
| | | | 3 | THOMAS J. LEWIS | | For | For | |
| | 2. | THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
BENEFICIAL MUTUAL BANCORP, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | 3. | THE APPROVAL OF A NON-BINDING
RESOLUTION TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | POLYONE CORPORATION |
| | Security | 73179P106 | | Meeting Type | Annual |
| | Ticker Symbol | POL | | Meeting Date | 15-May-2014 |
| | ISIN | US73179P1066 | | Agenda | 933960367 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD H. FEARON | | For | For | |
| | | | 2 | GREGORY J. GOFF | | For | For | |
| | | | 3 | GORDON D. HARNETT | | For | For | |
| | | | 4 | SANDRA B. LIN | | For | For | |
| | | | 5 | RICHARD A. LORRAINE | | For | For | |
| | | | 6 | STEPHEN D. NEWLIN | | For | For | |
| | | | 7 | ROBERT M. PATTERSON | | For | For | |
| | | | 8 | WILLIAM H. POWELL | | For | For | |
| | | | 9 | KERRY J. PREETE | | For | For | |
| | | | 10 | FARAH M. WALTERS | | For | For | |
| | | | 11 | WILLIAM A. WULFSOHN | | For | For | |
| | 2. | PROPOSAL TO APPROVE THE ADVISORY
RESOLUTION ON NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | COBIZ FINANCIAL INC. |
| | Security | 190897108 | | Meeting Type | Annual |
| | Ticker Symbol | COBZ | | Meeting Date | 15-May-2014 |
| | ISIN | US1908971088 | | Agenda | 933961787 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN BANGERT | | For | For | |
| | | | 2 | MICHAEL B. BURGAMY | | For | For | |
| | | | 3 | MORGAN GUST | | For | For | |
| | | | 4 | EVAN MAKOVSKY | | For | For | |
| | | | 5 | DOUGLAS L. POLSON | | For | For | |
| | | | 6 | MARY K. RHINEHART | | For | For | |
| | | | 7 | NOEL N. ROTHMAN | | For | For | |
| | | | 8 | BRUCE H. SCHROFFEL | | For | For | |
| | | | 9 | TIMOTHY J. TRAVIS | | For | For | |
| | | | 10 | MARY BETH VITALE | | For | For | |
| | | | 11 | MARY M. WHITE | | For | For | |
| | 2. | AN ADVISORY (NONBINDING)
SHAREHOLDER APPROVAL OF EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION (NONBINDING) OF THE
SELECTION OF CROWE HORWATH LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 4. | THE PROPOSAL TO AMEND THE COMPANY'S
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE
AUTHORIZED SHARES OF COMMON STOCK
FROM 50,000,000 TO 100,000,000. | Management | For | | For | |
| | 5. | THE PROPOSAL TO AMEND THE COMPANY'S
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE MAXIMUM NUMBER OF
SHARES ISSUABLE FROM 900,000 TO
1,100,000. | Management | For | | For | |
| | 6. | THE PROPOSAL TO AMEND AND RESTATE
THE COMPANY'S 2005 EQUITY INCENTIVE
PLAN. | Management | For | | For | |
| | 7. | THE SHAREHOLDER PROPOSAL ON THE
INDEPENDENCE OF THE CHAIRMAN OF THE
BOARD. | Shareholder | Against | | For | |
| | 8. | THE SHAREHOLDER PROPOSAL ON
CHANGING THE ARTICLES OF
INCORPORATION AND BYLAWS TO REQUIRE
MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS. | Shareholder | Against | | For | |
| | FORMFACTOR, INC. |
| | Security | 346375108 | | Meeting Type | Annual |
| | Ticker Symbol | FORM | | Meeting Date | 16-May-2014 |
| | ISIN | US3463751087 | | Agenda | 933961509 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL D. SLESSOR | | For | For | |
| | | | 2 | THOMAS ST. DENNIS | | For | For | |
| | 2 | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3 | RATIFICATION OF THE SELECTION OF KPMG
LLP AS FORMFACTOR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | ROSETTA RESOURCES, INC. |
| | Security | 777779307 | | Meeting Type | Annual |
| | Ticker Symbol | ROSE | | Meeting Date | 16-May-2014 |
| | ISIN | US7777793073 | | Agenda | 933965711 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: JAMES E.
CRADDOCK | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: MATTHEW D.
FITZGERALD | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: PHILIP L.
FREDERICKSON | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: CARIN S. KNICKEL | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: HOLLI C. LADHANI | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: DONALD D.
PATTESON, JR. | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: JERRY R.
SCHUYLER | Management | For | | For | |
| | 2 | RESOLVED, THAT THE STOCKHOLDERS OF
THE COMPANY APPROVE, ON AN ADVISORY
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, THE SUMMARY
COMPENSATION TABLE AND THE OTHER
RELATED COMPENSATION TABLES, NOTES
AND NARRATIVE IN THE PROXY STATEMENT
FOR THE COMPANY'S 2014 ANNUAL
MEETING OF STOCKHOLDERS. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | VIEWPOINT FINANCIAL GROUP INC |
| | Security | 92672A101 | | Meeting Type | Annual |
| | Ticker Symbol | VPFG | | Meeting Date | 19-May-2014 |
| | ISIN | US92672A1016 | | Agenda | 933982832 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES BRIAN MCCALL | | For | For | |
| | | | 2 | KAREN H. O'SHEA | | For | For | |
| | 2. | SHAREHOLDER ADVISORY VOTE AS TO THE
COMPENSATION OF VIEWPOINT FINANCIAL
GROUP, INC.'S EXECUTIVES. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | WATERSTONE FINANCIAL, INC |
| | Security | 94188P101 | | Meeting Type | Annual |
| | Ticker Symbol | WSBF | | Meeting Date | 20-May-2014 |
| | ISIN | US94188P1012 | | Agenda | 933961080 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL L. HANSEN | | For | For | |
| | | | 2 | STEPHEN J. SCHMIDT | | For | For | |
| | 2. | AN ADVISORY, NON-BINDING RESOLUTION
WITH RESPECT TO OUR EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | AN ADVISORY, NON-BINDING PROPOSAL AS
TO THE FREQUENCY THAT SHAREHOLDERS
WILL VOTE ON OUR EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | FLUSHING FINANCIAL CORPORATION |
| | Security | 343873105 | | Meeting Type | Annual |
| | Ticker Symbol | FFIC | | Meeting Date | 20-May-2014 |
| | ISIN | US3438731057 | | Agenda | 933965761 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: MICHAEL J.
HEGARTY | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JOHN J. MCCABE | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: DONNA M.
O'BRIEN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL J.
RUSSO | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | For | | For | |
| | 3. | APPROVAL OF THE COMPANY'S 2014
OMNIBUS INCENTIVE PLAN. | Management | For | | For | |
| | 4. | RATIFICATION OF APPOINTMENT OF GRANT
THORNTON, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | VISHAY INTERTECHNOLOGY, INC. |
| | Security | 928298108 | | Meeting Type | Annual |
| | Ticker Symbol | VSH | | Meeting Date | 20-May-2014 |
| | ISIN | US9282981086 | | Agenda | 933967474 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DR. ABRAHAM LUDOMIRSKI | | For | For | |
| | | | 2 | WAYNE M. ROGERS | | For | For | |
| | | | 3 | RONALD RUZIC | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS VISHAY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | THE ADVISORY APPROVAL OF THE
COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | TO APPROVE THE AMENDED AND
RESTATED 2007 STOCK INCENTIVE
PROGRAM. | Management | For | | For | |
| | NEWPORT CORPORATION |
| | Security | 651824104 | | Meeting Type | Annual |
| | Ticker Symbol | NEWP | | Meeting Date | 20-May-2014 |
| | ISIN | US6518241046 | | Agenda | 933967703 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CHRISTOPHER COX | | For | For | |
| | | | 2 | OLEG KHAYKIN | | For | For | |
| | | | 3 | CHERRY A. MURRAY | | For | For | |
| | | | 4 | ROBERT J. PHILLIPPY | | For | For | |
| | | | 5 | KENNETH F. POTASHNER | | For | For | |
| | | | 6 | PETER J. SIMONE | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS NEWPORT'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 3, 2015. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON THE APPROVAL OF THE
COMPENSATION OF NEWPORT'S NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | CONSTANT CONTACT, INC. |
| | Security | 210313102 | | Meeting Type | Annual |
| | Ticker Symbol | CTCT | | Meeting Date | 20-May-2014 |
| | ISIN | US2103131023 | | Agenda | 933980749 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS ANDERSON | | For | For | |
| | | | 2 | JAY HERRATTI | | For | For | |
| | 2. | TO APPROVE THE AMENDMENT AND
RESTATEMENT OF OUR 2011 STOCK
INCENTIVE PLAN TO, AMONG OTHER
THINGS, INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN BY
2,100,000 SHARES. | Management | Against | | Against | |
| | 3. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 4. | TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | OMNICELL, INC. |
| | Security | 68213N109 | | Meeting Type | Annual |
| | Ticker Symbol | OMCL | | Meeting Date | 20-May-2014 |
| | ISIN | US68213N1090 | | Agenda | 933987755 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RANDY D. LINDHOLM | | For | For | |
| | | | 2 | SARA J. WHITE | | For | For | |
| | | | 3 | JOANNE B. BAUER | | For | For | |
| | 2. | SAY ON PAY - AN ADVISORY VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE SELECTION OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | RUSH ENTERPRISES, INC. |
| | Security | 781846209 | | Meeting Type | Annual |
| | Ticker Symbol | RUSHA | | Meeting Date | 20-May-2014 |
| | ISIN | US7818462092 | | Agenda | 933989800 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1) | DIRECTOR | Management | | | | |
| | | | 1 | W.M. "RUSTY" RUSH | | For | For | |
| | | | 2 | W. MARVIN RUSH | | For | For | |
| | | | 3 | HAROLD D. MARSHALL | | For | For | |
| | | | 4 | THOMAS A. AKIN | | For | For | |
| | | | 5 | GERALD R. SZCZEPANSKI | | For | For | |
| | | | 6 | JAMES C. UNDERWOOD | | For | For | |
| | | | 7 | RAYMOND J. CHESS | | For | For | |
| | 2) | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | For | | For | |
| | 3) | PROPOSAL TO APPROVE THE AMENDMENT
AND RESTATEMENT OF THE RUSH
ENTERPRISES, INC. 2007 LONG-TERM
INCENTIVE PLAN. | Management | Against | | Against | |
| | 4) | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014
FISCAL YEAR. | Management | For | | For | |
| | THORATEC CORPORATION |
| | Security | 885175307 | | Meeting Type | Annual |
| | Ticker Symbol | THOR | | Meeting Date | 21-May-2014 |
| | ISIN | US8851753074 | | Agenda | 933970899 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | NEIL F. DIMICK | | For | For | |
| | | | 2 | GERHARD F. BURBACH | | For | For | |
| | | | 3 | J. DANIEL COLE | | For | For | |
| | | | 4 | STEVEN H. COLLIS | | For | For | |
| | | | 5 | D. KEITH GROSSMAN | | For | For | |
| | | | 6 | WILLIAM A. HAWKINS, III | | For | For | |
| | | | 7 | PAUL A. LAVIOLETTE | | For | For | |
| | | | 8 | MARTHA H. MARSH | | For | For | |
| | | | 9 | TODD C. SCHERMERHORN | | For | For | |
| | 2. | APPROVAL OF THE AMENDMENT TO THE
COMPANY'S RESTATED ARTICLES OF
INCORPORATION CONCERNING LIMITATION
OF DIRECTOR LIABILITY AND
INDEMNIFICATION OF AGENTS. | Management | For | | For | |
| | 3. | APPROVAL OF THE INDEMNIFICATION
AGREEMENTS. | Management | For | | For | |
| | 4. | APPROVAL OF THE AMENDMENT AND
RESTATEMENT OF THE THORATEC
CORPORATION AMENDED AND RESTATED
2006 INCENTIVE STOCK PLAN. | Management | Against | | Against | |
| | 5. | APPROVAL OF COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 6. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
ITS FISCAL YEAR ENDING JANUARY 3, 2015. | Management | For | | For | |
| | BUILDERS FIRSTSOURCE, INC. |
| | Security | 12008R107 | | Meeting Type | Annual |
| | Ticker Symbol | BLDR | | Meeting Date | 21-May-2014 |
| | ISIN | US12008R1077 | | Agenda | 933976966 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PAUL S. LEVY | | For | For | |
| | | | 2 | DAVID A. BARR | | For | For | |
| | | | 3 | CLEVELAND A. CHRISTOPHE | | For | For | |
| | | | 4 | CRAIG A. STEINKE | | For | For | |
| | 2 | APPROVAL OF BUILDERS FIRSTSOURCE
2014 INCENTIVE PLAN | Management | Against | | Against | |
| | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 4 | RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014 | Management | For | | For | |
| | ON SEMICONDUCTOR CORPORATION |
| | Security | 682189105 | | Meeting Type | Annual |
| | Ticker Symbol | ONNN | | Meeting Date | 21-May-2014 |
| | ISIN | US6821891057 | | Agenda | 933985410 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: KEITH D. JACKSON | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: BERNARD L. HAN | Management | For | | For | |
| | 2. | TO VOTE ON AN ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR. | Management | For | | For | |
| | 4. | TO APPROVE AN AMENDMENT TO THE
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS. | Management | For | | For | |
| | 5. | TO APPROVE AN AMENDMENT TO THE
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE THE
PROHIBITION AGAINST ACTION BY WRITTEN
CONSENT OF THE STOCKHOLDERS. | Management | For | | For | |
| | TRUSTCO BANK CORP NY |
| | Security | 898349105 | | Meeting Type | Annual |
| | Ticker Symbol | TRST | | Meeting Date | 22-May-2014 |
| | ISIN | US8983491056 | | Agenda | 933964303 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | A.J. MARINELLO, MD, PHD | | For | For | |
| | | | 2 | WILLIAM D. POWERS | | For | For | |
| | 2. | APPROVAL OF A NONBINDING ADVISORY
RESOLUTION ON THE COMPENSATION OF
TRUSTCO'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
CROWE HORWATH LLP AS TRUSTCO'S
INDEPENDENT AUDITORS FOR 2014. | Management | For | | For | |
| | SEALED AIR CORPORATION |
| | Security | 81211K100 | | Meeting Type | Annual |
| | Ticker Symbol | SEE | | Meeting Date | 22-May-2014 |
| | ISIN | US81211K1007 | | Agenda | 933965886 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | ELECTION OF HANK BROWN AS A
DIRECTOR. | Management | For | | For | |
| | 2 | ELECTION OF MICHAEL CHU AS A
DIRECTOR. | Management | For | | For | |
| | 3 | ELECTION OF LAWRENCE R. CODEY AS A
DIRECTOR. | Management | For | | For | |
| | 4 | ELECTION OF PATRICK DUFF AS A
DIRECTOR. | Management | For | | For | |
| | 5 | ELECTION OF JACQUELINE B. KOSECOFF AS
A DIRECTOR. | Management | For | | For | |
| | 6 | ELECTION OF KENNETH P. MANNING AS A
DIRECTOR. | Management | For | | For | |
| | 7 | ELECTION OF WILLIAM J. MARINO AS A
DIRECTOR. | Management | For | | For | |
| | 8 | ELECTION OF JEROME A. PERIBERE AS A
DIRECTOR. | Management | For | | For | |
| | 9 | ELECTION OF RICHARD L. WAMBOLD AS A
DIRECTOR. | Management | For | | For | |
| | 10 | ELECTION OF JERRY R. WHITAKER AS A
DIRECTOR. | Management | For | | For | |
| | 11 | APPROVAL OF THE 2014 OMNIBUS
INCENTIVE PLAN. | Management | For | | For | |
| | 12 | ADVISORY VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 13 | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | C&J ENERGY SERVICES INC |
| | Security | 12467B304 | | Meeting Type | Annual |
| | Ticker Symbol | CJES | | Meeting Date | 22-May-2014 |
| | ISIN | US12467B3042 | | Agenda | 933968565 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOSHUA E. COMSTOCK | | For | For | |
| | | | 2 | RANDALL C. MCMULLEN, JR | | For | For | |
| | | | 3 | DARREN M. FRIEDMAN | | For | For | |
| | | | 4 | ADRIANNA MA | | For | For | |
| | | | 5 | MICHAEL ROEMER | | For | For | |
| | | | 6 | C. JAMES STEWART, III | | For | For | |
| | | | 7 | HH "TRIPP" WOMMACK, III | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
UHY LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
C&J ENERGY SERVICES, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | | For | |
| | HERITAGE COMMERCE CORP |
| | Security | 426927109 | | Meeting Type | Annual |
| | Ticker Symbol | HTBK | | Meeting Date | 22-May-2014 |
| | ISIN | US4269271098 | | Agenda | 933983567 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | FRANK G. BISCEGLIA | | For | For | |
| | | | 2 | JACK W. CONNER | | For | For | |
| | | | 3 | JOHN M. EGGEMEYER | | For | For | |
| | | | 4 | CELESTE V. FORD | | For | For | |
| | | | 5 | STEVEN L. HALLGRIMSON | | For | For | |
| | | | 6 | WALTER T. KACZMAREK | | For | For | |
| | | | 7 | ROBERT T. MOLES | | For | For | |
| | | | 8 | HUMPHREY P. POLANEN | | For | For | |
| | | | 9 | LAURA RODEN | | For | For | |
| | | | 10 | C.J. TOENISKOETTER | | For | For | |
| | | | 11 | RANSON W. WEBSTER | | For | For | |
| | | | 12 | W. KIRK WYCOFF | | For | For | |
| | 2. | RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | OMNICARE, INC. |
| | Security | 681904108 | | Meeting Type | Annual |
| | Ticker Symbol | OCR | | Meeting Date | 22-May-2014 |
| | ISIN | US6819041087 | | Agenda | 933992023 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JOHN L.
BERNBACH | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JAMES G.
CARLSON | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MARK A. EMMERT | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: STEVEN J. HEYER | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: SAM R. LENO | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: BARRY P.
SCHOCHET | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: JAMES D.
SHELTON | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: AMY WALLMAN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: JOHN L.
WORKMAN | Management | For | | For | |
| | 2. | APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 4. | APPROVAL OF THE ADOPTION OF THE
STOCK AND INCENTIVE PLAN. | Management | For | | For | |
| | 5. | RE-APPROVAL OF THE PERFORMANCE
CRITERIA UNDER THE ANNUAL INCENTIVE
PLAN FOR SENIOR EXECUTIVE OFFICERS. | Management | For | | For | |
| | NEWPARK RESOURCES, INC. |
| | Security | 651718504 | | Meeting Type | Annual |
| | Ticker Symbol | NR | | Meeting Date | 22-May-2014 |
| | ISIN | US6517185046 | | Agenda | 933993140 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID C. ANDERSON | | For | For | |
| | | | 2 | ANTHONY J. BEST | | For | For | |
| | | | 3 | G. STEPHEN FINLEY | | For | For | |
| | | | 4 | PAUL L. HOWES | | For | For | |
| | | | 5 | RODERICK A. LARSON | | For | For | |
| | | | 6 | JAMES W. MCFARLAND, PHD | | For | For | |
| | | | 7 | GARY L. WARREN | | For | For | |
| | 2. | APPROVAL, ON A NON-BINDING BASIS, OF
THE NAMED EXECUTIVE OFFICER
COMPENSATION DESCRIBED IN THE PROXY
STATEMENT. | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE NEWPARK RESOURCES,
INC. 2014 NON-EMPLOYEE DIRECTORS'
RESTRICTED STOCK PLAN. | Management | For | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
2014. | Management | For | | For | |
| | INFORMATICA CORPORATION |
| | Security | 45666Q102 | | Meeting Type | Annual |
| | Ticker Symbol | INFA | | Meeting Date | 23-May-2014 |
| | ISIN | US45666Q1022 | | Agenda | 933968464 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: MARK A.
BERTELSEN | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: HILARIE KOPLOW-
MCADAMS | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: A. BROOKE
SEAWELL | Management | For | | For | |
| | 2. | TO APPROVE AN AMENDMENT TO
INFORMATICA'S 2009 EQUITY INCENTIVE
PLAN TO INCREASE THE NUMBER OF
SHARES OF INFORMATICA'S COMMON
STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 6,300,000 SHARES. | Management | Against | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS INFORMATICA'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 4. | TO APPROVE INFORMATICA'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | STATE BANK FINANCIAL CORPORATION |
| | Security | 856190103 | | Meeting Type | Annual |
| | Ticker Symbol | STBZ | | Meeting Date | 28-May-2014 |
| | ISIN | US8561901039 | | Agenda | 933980674 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JAMES R.
BALKCOM, JR. | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: KELLY H.
BARRETT | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ARCHIE L.
BRANSFORD, JR. | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: KIM M. CHILDERS | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: ANN Q. CURRY | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JOSEPH W. EVANS | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: VIRGINIA A.
HEPNER | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JOHN D. HOUSER | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: MAJOR GENERAL
(RETIRED) ROBERT H. MCMAHON | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: J. DANIEL
SPEIGHT, JR. | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: J. THOMAS WILEY,
JR. | Management | For | | For | |
| | 2. | PROPOSAL TO APPROVE THE COMPANY'S
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF DIXON HUGHES GOODMAN LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| | AMERICAN EAGLE OUTFITTERS, INC. |
| | Security | 02553E106 | | Meeting Type | Annual |
| | Ticker Symbol | AEO | | Meeting Date | 29-May-2014 |
| | ISIN | US02553E1064 | | Agenda | 933983618 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: MICHAEL G.
JESSELSON | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: ROGER S.
MARKFIELD | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: JAY L.
SCHOTTENSTEIN | Management | For | | For | |
| | 2. | HOLD AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | APPROVE THE COMPANY'S 2014 STOCK
AWARD AND INCENTIVE PLAN. | Management | Abstain | | Against | |
| | 4. | RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015. | Management | For | | For | |
| | PROCERA NETWORKS, INC. |
| | Security | 74269U203 | | Meeting Type | Annual |
| | Ticker Symbol | PKT | | Meeting Date | 29-May-2014 |
| | ISIN | US74269U2033 | | Agenda | 933983961 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SCOTT MCCLENDON | | For | For | |
| | | | 2 | JAMES F. BREAR | | For | For | |
| | | | 3 | STAFFAN HILLBERG | | For | For | |
| | | | 4 | ALAN B. LEFKOF | | For | For | |
| | | | 5 | MARY LOSTY | | For | For | |
| | | | 6 | DOUGLAS MILLER | | For | For | |
| | | | 7 | THOMAS SAPONAS | | For | For | |
| | | | 8 | WILLIAM SLAVIN | | For | For | |
| | 2 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE SELECTION OF MCGLADREY
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | APPROACH RESOURCES, INC. |
| | Security | 03834A103 | | Meeting Type | Annual |
| | Ticker Symbol | AREX | | Meeting Date | 29-May-2014 |
| | ISIN | US03834A1034 | | Agenda | 933992718 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ALAN D. BELL | | For | For | |
| | | | 2 | SHELDON B. LUBAR | | For | For | |
| | | | 3 | CHRISTOPHER J. WHYTE | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF HEIN &
ASSOCIATES LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014 | Management | For | | For | |
| | TITAN MACHINERY INC. |
| | Security | 88830R101 | | Meeting Type | Annual |
| | Ticker Symbol | TITN | | Meeting Date | 29-May-2014 |
| | ISIN | US88830R1014 | | Agenda | 934001342 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | TONY CHRISTIANSON | | For | For | |
| | | | 2 | JAMES IRWIN | | For | For | |
| | | | 3 | THEODORE WRIGHT | | For | For | |
| | 2. | AN ADVISORY NON-BINDING VOTE TO
APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | 3. | RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31,
2015 | Management | For | | For | |
| | 4. | APPROVAL OF 2014 EQUITY INCENTIVE
PLAN | Management | For | | For | |
| | ENERGY XXI (BERMUDA) LIMITED |
| | Security | G10082140 | | Meeting Type | Special |
| | Ticker Symbol | EXXI | | Meeting Date | 30-May-2014 |
| | ISIN | BMG100821401 | | Agenda | 934000491 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | APPROVAL OF THE ISSUANCE OF SHARES
OF EXXI COMMON STOCK TO EPL
STOCKHOLDERS IN CONNECTION WITH THE
MERGER. | Management | For | | For | |
| | 2. | ELECTION OF CLASS II DIRECTOR: SCOTT A.
GRIFFITHS | Management | For | | For | |
| | FTI CONSULTING, INC. |
| | Security | 302941109 | | Meeting Type | Annual |
| | Ticker Symbol | FCN | | Meeting Date | 04-Jun-2014 |
| | ISIN | US3029411093 | | Agenda | 933993710 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BRENDA J. BACON | | For | For | |
| | | | 2 | CLAUDIO COSTAMAGNA | | For | For | |
| | | | 3 | JAMES W. CROWNOVER | | For | For | |
| | | | 4 | VERNON ELLIS | | For | For | |
| | | | 5 | NICHOLAS C. FANANDAKIS | | For | For | |
| | | | 6 | STEVEN H. GUNBY | | For | For | |
| | | | 7 | GERARD E. HOLTHAUS | | For | For | |
| | | | 8 | MARC HOLTZMAN | | For | For | |
| | 2. | RATIFY THE RETENTION OF KPMG LLP AS
FTI CONSULTING, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY (NON-BINDING) VOTE ON NAMED
EXECUTIVE OFFICER COMPENSATION, AS
DESCRIBED IN THE PROXY STATEMENT FOR
THE 2014 ANNUAL MEETING OF
STOCKHOLDERS. | Management | Abstain | | Against | |
| | CHECKPOINT SYSTEMS, INC. |
| | Security | 162825103 | | Meeting Type | Annual |
| | Ticker Symbol | CKP | | Meeting Date | 04-Jun-2014 |
| | ISIN | US1628251035 | | Agenda | 934001671 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | HARALD EINSMANN | | For | For | |
| | | | 2 | MARC T. GILES | | For | For | |
| | | | 3 | JACK W. PARTRIDGE | | For | For | |
| | 2. | NON-BINDING ADVISORY VOTE TO APPROVE
FISCAL 2013 COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 28,
2014. | Management | For | | For | |
| | BIG 5 SPORTING GOODS CORPORATION |
| | Security | 08915P101 | | Meeting Type | Annual |
| | Ticker Symbol | BGFV | | Meeting Date | 05-Jun-2014 |
| | ISIN | US08915P1012 | | Agenda | 934010199 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JENNIFER H. DUNBAR | | For | For | |
| | | | 2 | STEVEN G. MILLER | | For | For | |
| | 2. | APPROVAL OF THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF APPOINTMENT OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2014. | Management | For | | For | |
| | POLYCOM, INC. |
| | Security | 73172K104 | | Meeting Type | Annual |
| | Ticker Symbol | PLCM | | Meeting Date | 09-Jun-2014 |
| | ISIN | US73172K1043 | | Agenda | 933995815 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: PETER A. LEAV | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: BETSY S. ATKINS | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: MARTHA H. BEJAR | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: ROBERT J.
FRANKENBERG | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: JOHN A. KELLEY,
JR. | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: D. SCOTT
MERCER | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: WILLIAM A.
OWENS | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: KEVIN T. PARKER | Management | For | | For | |
| | 2. | TO APPROVE AN AMENDMENT TO
POLYCOM'S 2005 EMPLOYEE STOCK
PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE
PLAN BY 9,000,000. | Management | For | | For | |
| | 3. | TO APPROVE, BY A NON-BINDING ADVISORY
VOTE, POLYCOM'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
POLYCOM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | ICU MEDICAL, INC. |
| | Security | 44930G107 | | Meeting Type | Annual |
| | Ticker Symbol | ICUI | | Meeting Date | 09-Jun-2014 |
| | ISIN | US44930G1076 | | Agenda | 934009362 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE AN AMENDMENT TO THE
COMPANY'S CERTIFICATE OF
INCORPORATION TO PHASE OUT THE
COMPANY'S CLASSIFIED BOARD OF
DIRECTORS. | Management | For | | For | |
| | 2. | TO APPROVE AN AMENDMENT AND
RESTATEMENT OF THE COMPANY'S
CERTIFICATE OF INCORPORATION TO
UPDATE IT AND INTEGRATE PRIOR
AMENDMENTS INTO A SINGLE DOCUMENT. | Management | For | | For | |
| | 3. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN J. CONNORS | | For | For | |
| | | | 2 | JOSEPH R. SAUCEDO | | For | For | |
| | 4. | TO APPROVE THE AMENDMENT AND
RESTATEMENT OF THE 2011 STOCK
INCENTIVE PLAN. | Management | Against | | Against | |
| | 5. | TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS AUDITORS FOR THE
COMPANY. | Management | For | | For | |
| | 6. | TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION ON AN ADVISORY BASIS. | Management | Abstain | | Against | |
| | KAR AUCTION SERVICES INC |
| | Security | 48238T109 | | Meeting Type | Annual |
| | Ticker Symbol | KAR | | Meeting Date | 10-Jun-2014 |
| | ISIN | US48238T1097 | | Agenda | 934005059 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RYAN M. BIRTWELL | | For | For | |
| | | | 2 | BRIAN T. CLINGEN | | For | For | |
| | | | 3 | DONNA R. ECTON | | For | For | |
| | | | 4 | PETER R. FORMANEK | | For | For | |
| | | | 5 | JAMES P. HALLETT | | For | For | |
| | | | 6 | MARK E. HILL | | For | For | |
| | | | 7 | LYNN JOLLIFFE | | For | For | |
| | | | 8 | MICHAEL T. KESTNER | | For | For | |
| | | | 9 | JOHN P. LARSON | | For | For | |
| | | | 10 | STEPHEN E. SMITH | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE AMENDMENT AND
RESTATEMENT OF THE KAR AUCTION
SERVICES, INC. 2009 OMNIBUS STOCK AND
INCENTIVE PLAN. | Management | Against | | Against | |
| | 4. | TO RATIFY THE AUDIT COMMITTEE'S
APPOINTMENT OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | CALLIDUS SOFTWARE INC. |
| | Security | 13123E500 | | Meeting Type | Annual |
| | Ticker Symbol | CALD | | Meeting Date | 11-Jun-2014 |
| | ISIN | US13123E5006 | | Agenda | 933998924 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: WILLIAM B. BINCH | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: KEVIN M.
KLAUSMEYER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MICHELE VION | Management | For | | For | |
| | 2. | TO APPROVE OUR AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE
PLAN. | Management | For | | For | |
| | 3. | TO HOLD AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | EMCOR GROUP, INC. |
| | Security | 29084Q100 | | Meeting Type | Annual |
| | Ticker Symbol | EME | | Meeting Date | 11-Jun-2014 |
| | ISIN | US29084Q1004 | | Agenda | 934001479 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: STEPHEN W.
BERSHAD | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: DAVID A.B.
BROWN | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: LARRY J. BUMP | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: ANTHONY J. GUZZI | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: RICHARD F.
HAMM, JR. | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: DAVID H. LAIDLEY | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: FRANK T.
MACINNIS | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: JERRY E. RYAN | Management | For | | For | |
| | 1.9 | ELECTION OF DIRECTOR: MICHAEL T.
YONKER | Management | For | | For | |
| | 2. | APPROVAL BY NON-BINDING ADVISORY
VOTE OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR 2014. | Management | For | | For | |
| | STIFEL FINANCIAL CORP. |
| | Security | 860630102 | | Meeting Type | Annual |
| | Ticker Symbol | SF | | Meeting Date | 11-Jun-2014 |
| | ISIN | US8606301021 | | Agenda | 934002902 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BRUCE A. BEDA | | For | For | |
| | | | 2 | FREDRICK O. HANSER | | For | For | |
| | | | 3 | RONALD J. KRUSZEWSKI | | For | For | |
| | | | 4 | THOMAS P. MULROY | | For | For | |
| | | | 5 | THOMAS W. WEISEL | | For | For | |
| | | | 6 | KELVIN R. WESTBROOK | | For | For | |
| | 2. | PROPOSAL TO APPROVE AN ADVISORY
RESOLUTION RELATING TO THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | MCGRATH RENTCORP |
| | Security | 580589109 | | Meeting Type | Annual |
| | Ticker Symbol | MGRC | | Meeting Date | 11-Jun-2014 |
| | ISIN | US5805891091 | | Agenda | 934013880 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM J. DAWSON | | For | For | |
| | | | 2 | ELIZABETH A. FETTER | | For | For | |
| | | | 3 | ROBERT C. HOOD | | For | For | |
| | | | 4 | DENNIS C. KAKURES | | For | For | |
| | | | 5 | M. RICHARD SMITH | | For | For | |
| | | | 6 | DENNIS P. STRADFORD | | For | For | |
| | | | 7 | RONALD H. ZECH | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS THE INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO HOLD A NON-BINDING, ADVISORY VOTE
TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | ATLANTIC TELE-NETWORK, INC. |
| | Security | 049079205 | | Meeting Type | Annual |
| | Ticker Symbol | ATNI | | Meeting Date | 17-Jun-2014 |
| | ISIN | US0490792050 | | Agenda | 933999306 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARTIN L. BUDD | | For | For | |
| | | | 2 | MICHAEL T. FLYNN | | For | For | |
| | | | 3 | LIANE J. PELLETIER | | For | For | |
| | | | 4 | CORNELIUS B. PRIOR, JR. | | For | For | |
| | | | 5 | MICHAEL T. PRIOR | | For | For | |
| | | | 6 | CHARLES J. ROESSLEIN | | For | For | |
| | 2. | TO APPROVE, BY ADVISORY VOTE,
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR 2014. | Management | For | | For | |
| | FIDELITY NATIONAL FINANCIAL, INC. |
| | Security | 31620R105 | | Meeting Type | Annual |
| | Ticker Symbol | FNF | | Meeting Date | 18-Jun-2014 |
| | ISIN | US31620R1059 | | Agenda | 934024376 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO AMEND AND RESTATE FIDELITY
NATIONAL FINANCIAL, INC.'S (FNF)
CERTIFICATE OF INCORPORATION TO (I)
RECLASSIFY EXISTING FNF CLASS A
COMMON STOCK (OLD FNF COMMON
STOCK) INTO TWO NEW TRACKING STOCKS,
AN FNF GROUP COMMON STOCK AND AN
FNFV GROUP COMMON STOCK, AND (II)
PROVIDE FOR THE ATTRIBUTION OF THE
BUSINESSES, ASSETS AND LIABILITIES OF
FNF BETWEEN ITS CORE TITLE INSURANCE,
REAL ESTATE, TECHNOLOGY AND
MORTGAGE RELATED BUSINESSES (THE
FNF GROUP) AND ITS PORTFOLIO COMPANY
INVESTMENTS (THE FNFV GROUP) | Management | Against | | Against | |
| | 2. | TO APPROVE THE RECLASSIFICATION
PROPOSAL, A PROPOSAL TO CHANGE EACH
OUTSTANDING SHARE OF OLD FNF
COMMON STOCK INTO ONE SHARE OF FNF
COMMON STOCK AND 0.3333 OF A SHARE
OF FNFV COMMON STOCK | Management | Against | | Against | |
| | 3. | TO APPROVE THE OPTIONAL CONVERSION
PROPOSAL, A PROPOSAL TO AMEND AND
RESTATE FNF'S CERTIFICATE OF
INCORPORATION, IN CONNECTION WITH
THE RECAPITALIZATION OF THE OLD FNF
COMMON STOCK INTO TWO NEW TRACKING
STOCKS, TO PROVIDE THE FNF BOARD OF
DIRECTORS WITH DISCRETION TO
CONVERT SHARES OF THE COMMON STOCK
INTENDED TO TRACK THE PERFORMANCE
OF EITHER OF THE FNF GROUP OR THE
FNFV GROUP INTO COMMON STOCK
INTENDED TO TRACK THE PERFORMANCE
OF FNF AS A WHOLE | Management | Against | | Against | |
| | 4. | TO AMEND AND RESTATE FNF'S
CERTIFICATE OF INCORPORATION, IN
CONNECTION WITH THE RECAPITALIZATION
OF OLD FNF COMMON STOCK INTO TWO
NEW TRACKING STOCKS, TO PROVIDE THE
FNF BOARD WITH DISCRETION TO PERMIT
THE SALE OF ALL OR SUBSTANTIALLY ALL
OF THE ASSETS ATTRIBUTED TO THE FNF
GROUP AND/OR THE FNFV GROUP WITHOUT
THE VOTE OF THE STOCKHOLDERS OF
THAT GROUP, IF THE NET PROCEEDS OF
SUCH SALE ARE DISTRIBUTED TO HOLDERS
OF THAT STOCK BY MEANS OF A DIVIDEND
OR REDEMPTION, THAT STOCK IS
CONVERTED INTO STOCK OF THE OTHER
GROUP OR A COMBINATION OF THE
FOREGOING IS EFFECTED | Management | Against | | Against | |
| | 5. | TO APPROVE THE ADJOURNMENT
PROPOSAL, A PROPOSAL TO AUTHORIZE
THE ADJOURNMENT OF THE ANNUAL
MEETING BY FNF TO PERMIT FURTHER
SOLICITATION OF PROXIES, IF NECESSARY
OR APPROPRIATE, IF SUFFICIENT VOTES
ARE NOT REPRESENTED AT THE ANNUAL
MEETING TO APPROVE THE
RECAPITALIZATION PROPOSALS | Management | Against | | Against | |
| | 6. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM P. FOLEY, II | | For | For | |
| | | | 2 | DOUGLAS K. AMMERMAN | | For | For | |
| | | | 3 | THOMAS M. HAGERTY | | For | For | |
| | | | 4 | PETER O. SHEA, JR. | | For | For | |
| | 7. | TO APPROVE THE SAY ON PAY PROPOSAL,
A PROPOSAL TO APPROVE A NON-BINDING
ADVISORY RESOLUTION ON THE
COMPENSATION PAID TO FNF'S NAMED
EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | 8. | TO APPROVE THE FNF EMPLOYEE STOCK
PURCHASE PLAN PROPOSAL, A PROPOSAL
TO AMEND AND RESTATE THE FIDELITY
NATIONAL FINANCIAL, INC. 2013 EMPLOYEE
STOCK PURCHASE PLAN TO ADD A CASH
MATCHING FEATURE AND TO LIMIT THE
TOTAL NUMBER OF SHARES OF OLD FNF
COMMON STOCK THAT MAY BE PURCHASED
ON THE OPEN MARKET WITH CASH
CONTRIBUTED INTO THE PLAN | Management | For | | For | |
| | 9. | TO APPROVE THE AUDITORS RATIFICATION
PROPOSAL, A PROPOSAL TO RATIFY THE
APPOINTMENT OF KPMG LLP AS FNF'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR | Management | For | | For | |
| | PIER 1 IMPORTS, INC. |
| | Security | 720279108 | | Meeting Type | Annual |
| | Ticker Symbol | PIR | | Meeting Date | 20-Jun-2014 |
| | ISIN | US7202791080 | | Agenda | 934012256 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: CLAIRE H.
BABROWSKI | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: CHERYL A.
BACHELDER | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: HAMISH A. DODDS | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: BRENDAN L.
HOFFMAN | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: TERRY E. LONDON | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: CYNTHIA P.
MCCAGUE | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: MICHAEL A. PEEL | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: ANN M. SARDINI | Management | For | | For | |
| | 1.9 | ELECTION OF DIRECTOR: ALEXANDER W.
SMITH | Management | For | | For | |
| | 2. | THE APPROVAL OF AN AMENDMENT OF THE
PIER 1 IMPORTS, INC. STOCK PURCHASE
PLAN TO EXTEND THE TERM OF THE PLAN
FOR TEN YEARS. | Management | For | | For | |
| | 3. | A NON-BINDING, ADVISORY RESOLUTION TO
APPROVE THE COMPENSATION OF PIER 1
IMPORTS' NAMED EXECUTIVE OFFICERS. ...
(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL) | Management | Abstain | | Against | |
| | 4. | THE RATIFICATION OF THE AUDIT
COMMITTEE'S ENGAGEMENT OF ERNST &
YOUNG LLP AS PIER 1 IMPORTS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2015. | Management | For | | For | |
| | PRGX GLOBAL, INC. |
| | Security | 69357C503 | | Meeting Type | Annual |
| | Ticker Symbol | PRGX | | Meeting Date | 24-Jun-2014 |
| | ISIN | US69357C5031 | | Agenda | 934009033 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID A. COLE* | | For | For | |
| | | | 2 | A. GEORGIOU FELDSHON* | | For | For | |
| | | | 3 | PHILIP J. MAZZILLI, JR# | | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF BDO
USA, LLP AS PRGX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | AMENDMENT OF THE 2008 EQUITY
INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN. | Management | Against | | Against | |
| | SQUARE 1 FINANCIAL INC. |
| | Security | 85223W101 | | Meeting Type | Annual |
| | Ticker Symbol | SQBK | | Meeting Date | 24-Jun-2014 |
| | ISIN | US85223W1018 | | Agenda | 934035204 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PAUL R. BURKE | | For | For | |
| | | | 2 | JOHN T. PIETRZAK | | For | For | |
| | | | 3 | W. KIRK WYCOFF | | For | For | |
| | 2. | THE RATIFICATION OF THE APPOINTMENT
OF GRANT THORNTON LLP AS
INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | BBCN BANCORP INC |
| | Security | 073295107 | | Meeting Type | Annual |
| | Ticker Symbol | BBCN | | Meeting Date | 26-Jun-2014 |
| | ISIN | US0732951076 | | Agenda | 934038200 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | LOUIS M. COSSO | | For | For | |
| | | | 2 | JIN CHUL JHUNG | | For | For | |
| | | | 3 | KEVIN S. KIM | | For | For | |
| | | | 4 | PETER Y.S. KIM | | For | For | |
| | | | 5 | SANG HOON KIM | | For | For | |
| | | | 6 | CHUNG HYUN LEE | | For | For | |
| | | | 7 | DAVID P. MALONE | | For | For | |
| | | | 8 | SCOTT YOON-SUK WHANG | | For | For | |
| | | | 9 | DALE S. ZUEHLS | | For | For | |
| | 02 | RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. TO RATIFY THE
APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014, AS
DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| | 03 | NONBINDING ADVISORY STOCKHOLDER
VOTE ON EXECUTIVE COMPENSATION. TO
APPROVE, ON AN ADVISORY AND NON
BINDING BASIS, THE COMPENSATION PAID
TO OUR "NAMED EXECUTIVE OFFICERS," AS
DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 04 | NONBINDING ADVISORY STOCKHOLDER
VOTE ON FREQUENCY OF FUTURE VOTES
ON EXECUTIVE COMPENSATION. TO
APPROVE, ON AN ADVISORY AND
NONBINDING BASIS, THE FREQUENCY OF
FUTURE VOTES, AS DESCRIBED IN THE
PROXY STATEMENT. | Management | Abstain | | Against | |
| | 05 | MEETING ADJOURNMENT. TO ADJOURN THE
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE IN THE
JUDGMENT OF THE BOARD OF DIRECTORS,
TO PERMIT FURTHER SOLICITATION OF
ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE
MATTERS TO BE CONSIDERED BY THE
SHAREHOLDERS AT THE MEETING. | Management | Abstain | | Against | |
There is no proxy voting record for TETON Westwood Mid-Cap Equity Fund, as the Fund did not hold any votable positions during the reporting period.
| Investment Company Report |
| | PIER 1 IMPORTS, INC. |
| | Security | 720279108 | | Meeting Type | Annual |
| | Ticker Symbol | PIR | | Meeting Date | 02-Jul-2013 |
| | ISIN | US7202791080 | | Agenda | 933827810 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: CLAIRE H.
BABROWSKI | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: CHERYL A.
BACHELDER | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: JOHN H.
BURGOYNE | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: HAMISH A. DODDS | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: BRENDAN L.
HOFFMAN | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: TERRY E. LONDON | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: ALEXANDER W.
SMITH | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: CECE SMITH | Management | For | | For | |
| | 2. | A NON-BINDING, ADVISORY RESOLUTION TO
APPROVE THE COMPENSATION OF PIER 1
IMPORTS' NAMED EXECUTIVE OFFICERS AS
DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF
THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND
NARRATIVE DISCUSSION IN THE PROXY
STATEMENT UNDER THE CAPTION
"EXECUTIVE COMPENSATION." | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE AUDIT
COMMITTEE'S ENGAGEMENT OF ERNST &
YOUNG LLP AS PIER 1 IMPORTS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| | AZZ INCORPORATED |
| | Security | 002474104 | | Meeting Type | Annual |
| | Ticker Symbol | AZZ | | Meeting Date | 09-Jul-2013 |
| | ISIN | US0024741045 | | Agenda | 933844638 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID H. DINGUS | | For | For | |
| | | | 2 | DANA L. PERRY | | For | For | |
| | | | 3 | DANIEL E. BERCE | | For | For | |
| | | | 4 | MARTIN C. BOWEN | | For | For | |
| | | | 5 | SAM ROSEN | | For | For | |
| | | | 6 | KEVERN R. JOYCE | | For | For | |
| | | | 7 | DR. H KIRK DOWNEY | | For | For | |
| | | | 8 | DANIEL R. FEEHAN | | For | For | |
| | | | 9 | PETER A. HEGEDUS | | For | For | |
| | 2. | APPROVAL OF AN AMENDMENT TO AZZ'S
ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF AZZ
COMMON STOCK FOR ISSUANCE FROM
50,000,000 TO 100,000,000. | Management | For | | For | |
| | 3. | APPROVAL, ON A NON-BINDING ADVISORY
BASIS, OF AZZ'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL TO RATIFY THE APPOINTMENT
OF BDO USA, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR OUR FISCAL YEAR ENDING FEBRUARY
28, 2014. | Management | For | | For | |
| | STRATEGIC DIAGNOSTICS INC. |
| | Security | 862700101 | | Meeting Type | Special |
| | Ticker Symbol | SDIX | | Meeting Date | 10-Jul-2013 |
| | ISIN | US8627001014 | | Agenda | 933850605 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE SALE OF SUBSTANTIALLY ALL
OF STRATEGIC DIAGNOSTICS INC.'S RIGHT,
TITLE, & INTEREST IN SUBSTANTIALLY ALL
OF NON-CASH ASSETS, EQUIPMENT,
INVENTORY, & INTELLECTUAL PROPERTY
RELATED TO COMPANY'S LIFE SCIENCES
BUSINESS, AS CONTEMPLATED BY ASSET
PURCHASE AGREEMENT BETWEEN
STRATEGIC DIAGNOSTICS INC., ORIGENE
TECHNOLOGIES, INC. AND SDIX, LLC, DATED
AS OF APRIL 5, 2013. | Management | For | | For | |
| | 2. | TO APPROVE AN AMENDMENT TO OUR
CERTIFICATE OF INCORPORATION TO
CHANGE OUR NAME TO SPECIAL
DIVERSIFIED OPPORTUNITIES INC.
EFFECTIVE UPON COMPLETION OF THE
ASSET SALE TRANSACTION. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO STRATEGIC
DIAGNOSTICS INC.'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE
ASSET SALE TRANSACTION. | Management | Abstain | | Against | |
| | 4. | TO APPROVE THE ADJOURNMENT OR
POSTPONEMENT OF THE SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
ASSET SALE PROPOSAL. | Management | For | | For | |
| | BIO-REFERENCE LABORATORIES, INC. |
| | Security | 09057G602 | | Meeting Type | Annual |
| | Ticker Symbol | BRLI | | Meeting Date | 11-Jul-2013 |
| | ISIN | US09057G6026 | | Agenda | 933839168 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARC D. GRODMAN, M.D. | | For | For | |
| | | | 2 | HOWARD DUBINETT | | For | For | |
| | 2. | RESOLVED, THAT THE STOCKHOLDERS OF
THE COMPANY APPROVE, ON AN ADVISORY
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S THREE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT RELATING
TO THE 2013 ANNUAL MEETING OF
STOCKHOLDERS. | Management | Abstain | | Against | |
| | CAVCO INDUSTRIES, INC. |
| | Security | 149568107 | | Meeting Type | Annual |
| | Ticker Symbol | CVCO | | Meeting Date | 11-Jul-2013 |
| | ISIN | US1495681074 | | Agenda | 933853310 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | DAVID A. GREENBLATT | | For | For | |
| | 02 | RATIFICATION OF THE APPOINTMENT OF
INDEPENDENT AUDITOR FOR FISCAL 2014. | Management | For | | For | |
| | 03 | PROPOSAL TO APPROVE THE ADVISORY
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 04 | TO APPROVE THE ISSUANCE OF UP TO
APPROXIMATELY 2,031,193 SHARES OF OUR
COMMON STOCK IN CONSIDERATION FOR
50% OF THE OUTSTANDING SHARES OF
FLEETWOOD HOMES, INC. HELD BY THIRD
AVENUE VALUE FUND AND WHITMAN HIGH
CONVICTION FUND PURSUANT TO THE
STOCK PURCHASE AGREEMENT, DATED
JUNE 14, 2013, BY AND AMONG THE
COMPANY, THIRD AVENUE VALUE FUND
AND WHITMAN HIGH CONVICTION FUND. | Management | For | | For | |
| | LAKELAND INDUSTRIES, INC. |
| | Security | 511795106 | | Meeting Type | Annual |
| | Ticker Symbol | LAKE | | Meeting Date | 12-Jul-2013 |
| | ISIN | US5117951062 | | Agenda | 933845046 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DUANE W. ALBRO | | For | For | |
| | | | 2 | THOMAS MCATEER | | For | For | |
| | 2. | RATIFICATION OF SELECTION OF WARREN
AVERETT AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31,
2014. | Management | For | | For | |
| | 3. | APPROVE ON AN ADVISORY BASIS, NAMED
EXECUTIVE OFFICER'S COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVE BY NON-BINDING ADVISORY VOTE
THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE OFFICER'S
COMPENSATION. | Management | Abstain | | Against | |
| | WILLAMETTE VALLEY VINEYARDS, INC. |
| | Security | 969136100 | | Meeting Type | Annual |
| | Ticker Symbol | WVVI | | Meeting Date | 14-Jul-2013 |
| | ISIN | US9691361003 | | Agenda | 933840894 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES W. BERNAU | | For | For | |
| | | | 2 | JAMES L. ELLIS | | For | For | |
| | | | 3 | THOMAS M. BRIAN | | For | For | |
| | | | 4 | SEAN M. CARY | | For | For | |
| | | | 5 | DELNA L. JONES | | For | For | |
| | | | 6 | BETTY M. O'BRIEN | | For | For | |
| | | | 7 | CRAIG SMITH | | For | For | |
| | | | 8 | STAN G. TUREL | | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF MOSS
ADAMS, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
WILLAMETTE VALLEY VINEYARDS, INC. FOR
THE YEAR ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | ULTRATECH, INC. |
| | Security | 904034105 | | Meeting Type | Annual |
| | Ticker Symbol | UTEK | | Meeting Date | 16-Jul-2013 |
| | ISIN | US9040341052 | | Agenda | 933839031 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ARTHUR W. ZAFIROPOULO | | For | For | |
| | | | 2 | MICHAEL CHILD | | For | For | |
| | | | 3 | JOEL F. GEMUNDER | | For | For | |
| | | | 4 | NICHOLAS KONIDARIS | | For | For | |
| | | | 5 | DENNIS RANEY | | For | For | |
| | | | 6 | HENRI RICHARD | | For | For | |
| | | | 7 | RICK TIMMINS | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | 3. | TO APPROVE AN ADVISORY RESOLUTION
TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | SEACHANGE INTERNATIONAL, INC. |
| | Security | 811699107 | | Meeting Type | Annual |
| | Ticker Symbol | SEAC | | Meeting Date | 17-Jul-2013 |
| | ISIN | US8116991071 | | Agenda | 933837924 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN CRADDOCK | | For | For | |
| | | | 2 | EDWARD TERINO | | For | For | |
| | 2. | TO ADOPT, ON AN ADVISORY BASIS, A
RESOLUTION APPROVING THE
COMPENSATION OF SEACHANGE'S NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO APPROVE AN AMENDMENT AND
RESTATEMENT OF THE COMPANY'S 2011
COMPENSATION AND INCENTIVE PLAN. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF
SEACHANGE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, GRANT
THORNTON LLP. | Management | For | | For | |
| | PRIMUS TELECOMMUNICATIONS GROUP, INC. |
| | Security | 741929301 | | Meeting Type | Special |
| | Ticker Symbol | PTGI | | Meeting Date | 17-Jul-2013 |
| | ISIN | US7419293011 | | Agenda | 933851556 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | SALE PROPOSAL: TO APPROVE THE SALE
OF OUR NORTH AMERICA RETAIL
TELECOMMUNICATIONS OPERATIONS IN
THE UNITED STATES AND CANADA, AS
CONTEMPLATED BY THE EQUITY PURCHASE
AGREEMENT BY AND AMONG PRIMUS
TELECOMMUNICATIONS GROUP,
INCORPORATED (PTGI) AND CERTAIN OF ITS
SUBSIDIARIES AND PTUS, INC. AND PTCAN,
INC., DATED AS OF MAY 10, 2013 AND
DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| | 2 | TRANSACTION-RELATED COMPENSATION
ARRANGEMENTS PROPOSAL: TO APPROVE,
ON A NON-BINDING ADVISORY BASIS, THE
PAYMENT OF CERTAIN COMPENSATION TO
THE NAMED EXECUTIVE OFFICERS OF PTGI
IN CONNECTION WITH THE SALE
TRANSACTION, AS DESCRIBED IN THE
PROXY STATEMENT. | Management | Abstain | | Against | |
| | KID BRANDS INC |
| | Security | 49375T100 | | Meeting Type | Annual |
| | Ticker Symbol | KID | | Meeting Date | 18-Jul-2013 |
| | ISIN | US49375T1007 | | Agenda | 933846000 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RAPHAEL BENAROYA | | For | For | |
| | | | 2 | MARIO CIAMPI | | For | For | |
| | | | 3 | FREDERICK J. HOROWITZ | | For | For | |
| | | | 4 | NO LONGER ON BALLOT | | For | For | |
| | | | 5 | SALVATORE M. SALIBELLO | | For | For | |
| | | | 6 | MICHAEL ZIMMERMAN | | For | For | |
| | | | 7 | JAN H. LOEB | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013
CALENDAR YEAR | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 4. | APPROVAL OF THE CONVERSION OF 600,000
CASH-EXERCISABLE STOCK APPRECIATION
RIGHTS GRANTED TO THE COMPANY'S
PRESIDENT AND CHIEF EXECUTIVE
OFFICER INTO 600,000 NON-QUALIFIED
STOCK OPTIONS UNDER THE COMPANY'S
CURRENT EQUITY INCENTIVE PLAN, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT | Management | Against | | Against | |
| | 5. | APPROVAL OF THE COMPANY'S 2013
EQUITY INCENTIVE PLAN | Management | Against | | Against | |
| | MODINE MANUFACTURING COMPANY |
| | Security | 607828100 | | Meeting Type | Annual |
| | Ticker Symbol | MOD | | Meeting Date | 18-Jul-2013 |
| | ISIN | US6078281002 | | Agenda | 933849842 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: THOMAS A. BURKE | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: CHARLES P.
COOLEY | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MARY L.
PETROVICH | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | SYNERON MEDICAL LTD. |
| | Security | M87245102 | | Meeting Type | Consent |
| | Ticker Symbol | ELOS | | Meeting Date | 18-Jul-2013 |
| | ISIN | IL0010909351 | | Agenda | 933851835 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE AND RATIFY THE RE-
APPOINTMENT OF KOST FORER GABBAY &
KASIERER, A MEMBER OF ERNST & YOUNG
GLOBAL, AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE 2013 FISCAL YEAR AND
FOR AN ADDITIONAL PERIOD UNTIL THE
NEXT ANNUAL GENERAL MEETING. | Management | For | | For | |
| | 2. | TO RE-ELECT MS. YAFFA KRINDEL AS A
CLASS II DIRECTOR TO HOLD OFFICE UNTIL
THE END OF THE THIRD ANNUAL GENERAL
MEETING OF SHAREHOLDERS OF THE
COMPANY TO BE HELD AFTER THE MEETING
OR UNTIL HER SUCCESSOR HAS BEEN DULY
ELECTED. | Management | For | | For | |
| | 3A. | TO RE-ELECT DR. MICHAEL ANGHEL AS THE
COMPANY'S EXTERNAL DIRECTOR FOR
THREE-YEAR TERMS, EFFECTIVE AS OF
NOVEMBER 7, 2013, IN ACCORDANCE WITH
THE PROVISIONS OF THE ISRAEL
COMPANIES LAW. | Management | For | | For | |
| | 3B. | TO RE-ELECT MR. DAN SUESSKIND AS THE
COMPANY'S EXTERNAL DIRECTOR FOR
THREE-YEAR TERMS, EFFECTIVE AS OF
NOVEMBER 7, 2013, IN ACCORDANCE WITH
THE PROVISIONS OF THE ISRAEL
COMPANIES LAW. | Management | For | | For | |
| | 3C. | ARE YOU A CONTROLLING SHAREHOLDER
OF THE COMPANY OR DO YOU HAVE A
PERSONAL INTEREST IN THE
TRANSACTIONS UNDERLYING PROPOSAL 3
(OTHER THAN A PERSONAL INTEREST NOT
ARISING OUT OF YOUR ASSOCIATION WITH
A CONTROLLING SHAREHOLDER)? (PLEASE
NOTE: IF YOU DO NOT MARK EITHER YES
OR NO YOUR SHARES WILL NOT BE VOTED
FOR THIS PROPOSAL). | Management | For | | | |
| | 4. | TO APPROVE A COMPENSATION POLICY
REGARDING THE TERMS OF SERVICE AND
EMPLOYMENT OF THE DIRECTORS AND
OFFICERS OF THE COMPANY, IN
ACCORDANCE WITH THE PROVISIONS OF
THE ISRAEL COMPANIES LAW. | Management | For | | For | |
| | 4B. | ARE YOU A CONTROLLING SHAREHOLDER
OF THE COMPANY OR DO YOU HAVE A
PERSONAL INTEREST IN THE
TRANSACTIONS UNDERLYING PROPOSAL 4?
(PLEASE NOTE: IF YOU DO NOT MARK
EITHER YES OR NO YOUR SHARES WILL
NOT BE VOTED FOR THIS PROPOSAL). | Management | For | | | |
| | 5. | TO APPROVE COMPENSATION TO DR.
SHIMON ECKHOUSE FOR HIS SERVICE AS
CHIEF EXECUTIVE OFFICER. | Management | Against | | Against | |
| | 5B. | ARE YOU A CONTROLLING SHAREHOLDER
OF THE COMPANY OR DO YOU HAVE A
PERSONAL INTEREST IN THE
TRANSACTIONS UNDERLYING PROPOSAL 5?
(PLEASE NOTE: IF YOU DO NOT MARK
EITHER YES OR NO YOUR SHARES WILL
NOT BE VOTED FOR THIS PROPOSAL). | Management | Against | | | |
| | 6. | TO APPROVE COMPENSATION TO MR.
DAVID SCHLACHET FOR HIS SERVICE AS
CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | Against | | Against | |
| | 7. | TO APPROVE COMPENSATION TO MR.
DAVID SCHLACHET FOR HIS PRIOR SERVICE
AS INTERIM CHIEF FINANCIAL OFFICER FOR
A FOUR-MONTH PERIOD BEGINNING IN
AUGUST 2012. | Management | For | | For | |
| | 8. | TO APPROVE UPDATED COMPENSATION TO
DIRECTORS OF THE COMPANY. | Management | Against | | Against | |
| | 9. | TO APPROVE A GRANT OF OPTIONS TO
ACQUIRE SHARES OF SYNERON BEAUTY
LTD., A WHOLLY-OWNED SUBSIDIARY OF
THE COMPANY, TO EACH OF MR. DAVID
SCHLACHET AND DR. MICHAEL ANGHEL,
BOTH OF WHOM SERVE ON THE BOARD OF
DIRECTORS OF THE COMPANY AND OF
SYNERON BEAUTY LTD. | Management | Against | | Against | |
| | FARMERS & MERCHANTS BANK OF LONG BEACH |
| | Security | 308243104 | | Meeting Type | Annual |
| | Ticker Symbol | FMBL | | Meeting Date | 18-Jul-2013 |
| | ISIN | US3082431046 | | Agenda | 933852510 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD W. DARLING | | For | For | |
| | | | 2 | WALTER M. FLORIE | | For | For | |
| | | | 3 | WILLIAM G. HAYTER | | For | For | |
| | | | 4 | TIMOTHY W. JACKERT | | For | For | |
| | | | 5 | LAWRENCE J. MCLAUGHLIN | | For | For | |
| | | | 6 | DANIEL K. WALKER | | For | For | |
| | | | 7 | TIMOTHY M. WILSON | | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF KPMG
LLP AS THE BANK'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | 3. | APPROVAL OF POTENTIAL FUTURE SHARE
REPURCHASES BY THE BANK FOR AN
AGGREGATE AMOUNT NOT TO EXCEED $20
MILLION. | Management | For | | For | |
| | COLUMBUS MCKINNON CORPORATION |
| | Security | 199333105 | | Meeting Type | Annual |
| | Ticker Symbol | CMCO | | Meeting Date | 22-Jul-2013 |
| | ISIN | US1993331057 | | Agenda | 933847519 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ERNEST R. VEREBELYI | | For | For | |
| | | | 2 | TIMOTHY T. TEVENS | | For | For | |
| | | | 3 | RICHARD H. FLEMING | | For | For | |
| | | | 4 | STEPHEN RABINOWITZ | | For | For | |
| | | | 5 | LINDA A. GOODSPEED | | For | For | |
| | | | 6 | NICHOLAS T. PINCHUK | | For | For | |
| | | | 7 | LIAM G. MCCARTHY | | For | For | |
| | | | 8 | STEPHANIE K. KUSHNER | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31,
2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | PARK ELECTROCHEMICAL CORP. |
| | Security | 700416209 | | Meeting Type | Annual |
| | Ticker Symbol | PKE | | Meeting Date | 23-Jul-2013 |
| | ISIN | US7004162092 | | Agenda | 933852104 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DALE BLANCHFIELD | | For | For | |
| | | | 2 | EMILY J. GROEHL | | For | For | |
| | | | 3 | PETER MAURER | | For | For | |
| | | | 4 | BRIAN E. SHORE | | For | For | |
| | | | 5 | STEVEN T. WARSHAW | | For | For | |
| | 2. | APPROVAL, ON AN ADVISORY (NON-
BINDING) BASIS, OF THE 2013 FISCAL YEAR
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 2, 2014. | Management | For | | For | |
| | WISDOMTREE INVESTMENTS, INC. |
| | Security | 97717P104 | | Meeting Type | Annual |
| | Ticker Symbol | WETF | | Meeting Date | 24-Jul-2013 |
| | ISIN | US97717P1049 | | Agenda | 933844854 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A | ELECTION OF DIRECTOR: STEVEN
BEGLEITER | Management | For | | For | |
| | 1B | ELECTION OF DIRECTOR: WIN NEUGER | Management | For | | For | |
| | 2 | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS WISDOMTREE
INVESTMENTS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013. | Management | For | | For | |
| | MITCHAM INDUSTRIES, INC. |
| | Security | 606501104 | | Meeting Type | Annual |
| | Ticker Symbol | MIND | | Meeting Date | 25-Jul-2013 |
| | ISIN | US6065011040 | | Agenda | 933843852 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BILLY F. MITCHAM, JR. | | For | For | |
| | | | 2 | PETER H. BLUM | | For | For | |
| | | | 3 | ROBERT P. CAPPS | | For | For | |
| | | | 4 | R. DEAN LEWIS | | For | For | |
| | | | 5 | JOHN F. SCHWALBE | | For | For | |
| | | | 6 | ROBERT J. ALBERS | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3. | ADOPT AN AMENDMENT AND RESTATEMENT
("THE AMENDMENT") TO THE MITCHAM
INDUSTRIES, INC. STOCK AWARDS PLAN, AS
AMENDED ("THE PLAN"). | Management | Abstain | | Against | |
| | 4. | RE-APPROVE THE MATERIAL TERMS OF THE
PLAN AS AMENDED BY THE AMENDMENT
PURSUANT TO SECTION 162(M) OF THE
INTERNAL REVENUE CODE. | Management | For | | For | |
| | 5. | RATIFICATION OF THE SELECTION OF HEIN
& ASSOCIATES LLP AS MITCHAM
INDUSTRIES, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31,
2014. | Management | For | | For | |
| | CARDIONET, INC. |
| | Security | 14159L103 | | Meeting Type | Annual |
| | Ticker Symbol | BEAT | | Meeting Date | 25-Jul-2013 |
| | ISIN | US14159L1035 | | Agenda | 933847937 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE HOLDING COMPANY
PROPOSAL AND RELATED
REORGANIZATION AGREEMENT, PURSUANT
TO WHICH OUR PRESENT COMPANY WILL
REORGANIZE INTO A HOLDING COMPANY
AND BECOME A SUBSIDIARY OF A NEW
DELAWARE CORPORATION NAMED
BIOTELEMETRY, INC. | Management | For | | For | |
| | 2. | DIRECTOR | Management | | | | |
| | | | 1 | ERIC N. PRYSTOWSKY, MD | | For | For | |
| | | | 2 | REBECCA W. RIMEL | | For | For | |
| | | | 3 | ROBERT J. RUBIN, M.D. | | For | For | |
| | 3. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013. | Management | For | | For | |
| | GRAHAM CORPORATION |
| | Security | 384556106 | | Meeting Type | Annual |
| | Ticker Symbol | GHM | | Meeting Date | 25-Jul-2013 |
| | ISIN | US3845561063 | | Agenda | 933850340 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JERALD D. BIDLACK | | For | For | |
| | | | 2 | JAMES J. MALVASO | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2014. | Management | For | | For | |
| | SPARTAN STORES, INC. |
| | Security | 846822104 | | Meeting Type | Annual |
| | Ticker Symbol | SPTN | | Meeting Date | 30-Jul-2013 |
| | ISIN | US8468221044 | | Agenda | 933849828 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | M. SHAN ATKINS | | For | For | |
| | | | 2 | WENDY A. BECK | | For | For | |
| | | | 3 | DENNIS EIDSON | | For | For | |
| | | | 4 | FRANK M. GAMBINO | | For | For | |
| | | | 5 | YVONNE R. JACKSON | | For | For | |
| | | | 6 | F. J. MORGANTHALL, II | | For | For | |
| | | | 7 | ELIZABETH A. NICKELS | | For | For | |
| | | | 8 | TIMOTHY J. O'DONOVAN | | For | For | |
| | | | 9 | CRAIG C. STURKEN | | For | For | |
| | 2 | SAY ON PAY- ADVISORY APPROVAL OF THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3 | PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR. | Management | For | | For | |
| | LIN TV CORP. |
| | Security | 532774106 | | Meeting Type | Special |
| | Ticker Symbol | TVL | | Meeting Date | 30-Jul-2013 |
| | ISIN | US5327741063 | | Agenda | 933855794 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF FEBRUARY 12, 2013,
BY AND BETWEEN LIN TV CORP. AND LIN
MEDIA LLC (AS IT MAY BE AMENDED FROM
TIME TO TIME, THE "MERGER AGREEMENT"),
AND TO APPROVE THE TRANSACTIONS
CONTEMPLATED BY THE MERGER
AGREEMENT, INCLUDING THE MERGER, ON
THE TERMS SET FORTH IN THE MERGER
AGREEMENT. | Management | For | | For | |
| | RLJ ENTERTAINMENT INC. |
| | Security | 74965F104 | | Meeting Type | Annual |
| | Ticker Symbol | RLJE | | Meeting Date | 01-Aug-2013 |
| | ISIN | US74965F1049 | | Agenda | 933851695 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LISA WARDELL* | | For | For | |
| | | | 2 | ANDY LASZLO* | | For | For | |
| | | | 3 | MIGUEL PENELLA# | | For | For | |
| | | | 4 | H. VAN SINCLAIR# | | For | For | |
| | | | 5 | MORRIS GOLDFARB# | | For | For | |
| | | | 6 | ROBERT L. JOHNSON** | | For | For | |
| | | | 7 | PETER EDWARDS** | | For | For | |
| | | | 8 | TYRONE BROWN** | | For | For | |
| | 2. | VOTE ON AN ADVISORY BASIS ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | VOTE ON AN ADVISORY BASIS ON WHETHER
THE ADVISORY STOCKHOLDER VOTE TO
APPROVE THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE
YEARS. | Management | Abstain | | Against | |
| | HAWKINS, INC. |
| | Security | 420261109 | | Meeting Type | Annual |
| | Ticker Symbol | HWKN | | Meeting Date | 01-Aug-2013 |
| | ISIN | US4202611095 | | Agenda | 933852041 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | ELECTION OF DIRECTOR: JOHN S. MCKEON | Management | For | | For | |
| | 2. | ELECTION OF DIRECTOR: PATRICK H.
HAWKINS | Management | For | | For | |
| | 3. | ELECTION OF DIRECTOR: JAMES A.
FAULCONBRIDGE | Management | For | | For | |
| | 4. | ELECTION OF DIRECTOR: DUANE M.
JERGENSON | Management | For | | For | |
| | 5. | ELECTION OF DIRECTOR: MARY J.
SCHUMACHER | Management | For | | For | |
| | 6. | ELECTION OF DIRECTOR: DARYL I. SKAAR | Management | For | | For | |
| | 7. | ELECTION OF DIRECTOR: JAMES T.
THOMPSON | Management | For | | For | |
| | 8. | ELECTION OF DIRECTOR: JEFFREY L.
WRIGHT | Management | For | | For | |
| | 9. | NON-BINDING ADVISORY VOTE ON
EXECUTIVE COMPENSATION ("SAY-ON-PAY") | Management | Abstain | | Against | |
| | DESTINATION XL GROUP, INC. |
| | Security | 25065K104 | | Meeting Type | Annual |
| | Ticker Symbol | DXLG | | Meeting Date | 01-Aug-2013 |
| | ISIN | US25065K1043 | | Agenda | 933853283 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SEYMOUR HOLTZMAN | | For | For | |
| | | | 2 | DAVID A. LEVIN | | For | For | |
| | | | 3 | ALAN S. BERNIKOW | | For | For | |
| | | | 4 | JESSE CHOPER | | For | For | |
| | | | 5 | JOHN E. KYEES | | For | For | |
| | | | 6 | WARD K. MOONEY | | For | For | |
| | | | 7 | GEORGE T. PORTER, JR. | | For | For | |
| | | | 8 | MITCHELL S. PRESSER | | For | For | |
| | | | 9 | IVY ROSS | | For | For | |
| | 2. | APPROVE AN AMENDMENT TO OUR 2006
INCENTIVE COMPENSATION PLAN, AS
AMENDED TO (I) INCREASE TOTAL NUMBER
OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER PLAN
BY 1,500,000 SHARES & (II) AS A SUB-LIMIT
UNDER THE PLAN, INCREASE THE MAXIMUM
NUMBER OF THOSE SHARES THAT MAY BE
SUBJECT TO THE GRANTING OF AWARDS
OTHER THAN STOCK OPTIONS AND STOCK
APPRECIATION RIGHTS BY 500,000 SHARES. | Management | Against | | Against | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDING FEBRUARY 1, 2014. | Management | For | | For | |
| | GASTAR EXPLORATION, INC. |
| | Security | 367299203 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | GST | | Meeting Date | 01-Aug-2013 |
| | ISIN | CA3672992037 | | Agenda | 933854805 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | FIX THE NUMBER OF BOARD OF DIRECTORS
AT FIVE (5) MEMBERS. | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | JOHN H. CASSELS | | For | For | |
| | | | 2 | RANDOLPH C. COLEY | | For | For | |
| | | | 3 | ROBERT D. PENNER | | For | For | |
| | | | 4 | J. RUSSELL PORTER | | For | For | |
| | | | 5 | JOHN M. SELSER SR. | | For | For | |
| | 03 | RATIFY THE APPOINTMENT OF BDO USA,
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013. | Management | For | | For | |
| | 04 | APPROVE ON A NON-BINDING ADVISORY
BASIS THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 05 | APPROVE THE DELAWARE MIGRATION. | Management | For | | For | |
| | FISHER COMMUNICATIONS, INC. |
| | Security | 337756209 | | Meeting Type | Special |
| | Ticker Symbol | FSCI | | Meeting Date | 06-Aug-2013 |
| | ISIN | US3377562091 | | Agenda | 933854475 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF APRIL 11, 2013,
AS IT MAY BE AMENDED FROM TIME TO
TIME, BY AND AMONG FISHER
COMMUNICATIONS, INC., SINCLAIR
BROADCAST GROUP, INC. AND SINCLAIR
TELEVISION OF SEATTLE, INC. | Management | For | | For | |
| | 2. | TO ADJOURN THE SPECIAL MEETING, IF
NECESSARY OR ADVISABLE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
AGREEMENT AND PLAN OF MERGER. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY (NON-
BINDING) BASIS, THE COMPENSATION
DISCLOSED IN THE PROXY STATEMENT
THAT MAY BE PAYABLE TO FISHER
COMMUNICATIONS, INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION
WITH THE CONSUMMATION OF THE
MERGER. | Management | For | | For | |
| | ALERE INC. |
| | Security | 01449J105 | | Meeting Type | Contested-Annual |
| | Ticker Symbol | ALR | | Meeting Date | 07-Aug-2013 |
| | ISIN | US01449J1051 | | Agenda | 933852750 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | HAKAN BJORKLUND | | For | For | |
| | | | 2 | STEPHEN P. MACMILLAN | | For | For | |
| | | | 3 | BRIAN A. MARKISON | | For | For | |
| | | | 4 | T.F. WILSON MCKILLOP | | For | For | |
| | 2. | APPROVAL OF AN INCREASE TO THE
NUMBER OF SHARES OF COMMON STOCK
AVAILABLE FOR ISSUANCE UNDER THE
ALERE INC. 2010 STOCK OPTION AND
INCENTIVE PLAN BY 2,000,000 FROM
5,153,663 TO 7,153,663. | Management | Against | | Against | |
| | 3. | APPROVAL OF THE GRANTING OF OPTIONS
UNDER OUR 2010 STOCK OPTION AND
INCENTIVE PLAN TO CERTAIN EXECUTIVE
OFFICERS; PROVIDED THAT, EVEN IF THIS
PROPOSAL IS APPROVED BY OUR
STOCKHOLDERS, WE DO NOT INTEND TO
IMPLEMENT THIS PROPOSAL UNLESS
PROPOSAL 2 IS ALSO APPROVED. | Management | Against | | Against | |
| | 4. | APPROVAL OF AN INCREASE TO THE
NUMBER OF SHARES OF COMMON STOCK
AVAILABLE FOR ISSUANCE UNDER THE
ALERE INC. 2001 EMPLOYEE STOCK
PURCHASE PLAN BY 1,000,000 FROM
3,000,000 TO 4,000,000. | Management | For | | For | |
| | 5. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | 6. | APPROVAL, BY NON-BINDING VOTE, OF
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | REALD INC. |
| | Security | 75604L105 | | Meeting Type | Annual |
| | Ticker Symbol | RLD | | Meeting Date | 08-Aug-2013 |
| | ISIN | US75604L1052 | | Agenda | 933852407 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL V. LEWIS | | For | For | |
| | | | 2 | P. GORDON HODGE | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING MARCH 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | ARCTIC CAT INC. |
| | Security | 039670104 | | Meeting Type | Annual |
| | Ticker Symbol | ACAT | | Meeting Date | 08-Aug-2013 |
| | ISIN | US0396701049 | | Agenda | 933853308 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CLAUDE J. JORDAN | | For | For | |
| | | | 2 | SUSAN E. LESTER | | For | For | |
| | 2. | TO APPROVE THE ARCTIC CAT INC. 2013
OMNIBUS STOCK AND INCENTIVE PLAN. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR. | Management | For | | For | |
| | ELECTRO SCIENTIFIC INDUSTRIES, INC. |
| | Security | 285229100 | | Meeting Type | Annual |
| | Ticker Symbol | ESIO | | Meeting Date | 08-Aug-2013 |
| | ISIN | US2852291002 | | Agenda | 933856138 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | FREDERICK A. BALL | | For | For | |
| | | | 2 | NICHOLAS KONIDARIS | | For | For | |
| | | | 3 | ROBERT R. WALKER | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS ESI'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 29, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | STEWART ENTERPRISES, INC. |
| | Security | 860370105 | | Meeting Type | Special |
| | Ticker Symbol | STEI | | Meeting Date | 13-Aug-2013 |
| | ISIN | US8603701058 | | Agenda | 933859413 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF MAY 28, 2013, BY
AND AMONG SERVICE CORPORATION
INTERNATIONAL, RIO ACQUISITION CORP.
AND STEWART ENTERPRISES, INC.
("STEWART") (AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME). | Management | For | | For | |
| | 2. | TO APPROVE, ON A NON-BINDING,
ADVISORY BASIS, CERTAIN COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE
TO STEWART'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE
MERGER. | Management | For | | For | |
| | 3. | TO APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES TO APPROVE
THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
MERGER AGREEMENT. | Management | For | | For | |
| | NEWPORT BANCORP, INC. |
| | Security | 651754103 | | Meeting Type | Annual |
| | Ticker Symbol | NFSB | | Meeting Date | 15-Aug-2013 |
| | ISIN | US6517541032 | | Agenda | 933857015 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | THE PROPOSAL TO APPROVE AND ADOPT
THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF MARCH 5, 2013, BY AND
BETWEEN SI FINANCIAL GROUP, INC. AND
NEWPORT BANCORP, INC., AND THE
MERGER CONTEMPLATED THEREIN. | Management | For | | For | |
| | 2. | THE PROPOSAL TO ADJOURN THE ANNUAL
MEETING TO PERMIT THE FURTHER
SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF
THE ANNUAL MEETING TO APPROVE THE
AGREEMENT AND PLAN OF MERGER. | Management | For | | For | |
| | 3. | THE PROPOSAL TO APPROVE THE NON-
BINDING, ADVISORY RESOLUTION
APPROVING THE COMPENSATION PAYABLE
TO THE NAMED EXECUTIVE OFFICERS OF
THE COMPANY IN CONNECTION WITH THE
MERGER. | Management | Abstain | | Against | |
| | 4. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM R. HARVEY | | For | For | |
| | | | 2 | KEVIN M. MCCARTHY | | For | For | |
| | 5. | THE RATIFICATION OF THE APPOINTMENT
OF WOLF & COMPANY, P.C. AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEWPORT
BANCORP, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | 6. | A NON-BINDING, ADVISORY RESOLUTION TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 7. | AN ADVISORY, NON-BINDING VOTE
REGARDING THE FREQUENCY OF VOTING
ON OUR EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | CHINA AUTOMOTIVE SYSTEMS, INC. |
| | Security | 16936R105 | | Meeting Type | Annual |
| | Ticker Symbol | CAAS | | Meeting Date | 20-Aug-2013 |
| | ISIN | US16936R1059 | | Agenda | 933856619 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | HANLIN CHEN | | For | For | |
| | | | 2 | QIZHOU WU | | For | For | |
| | | | 3 | ARTHUR WONG | | For | For | |
| | | | 4 | GUANGXUN XU | | For | For | |
| | | | 5 | ROBERT TUNG | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS ZHONG TIAN
CPAS LIMITED COMPANY (TO BE RENAMED
AS PRICEWATERHOUSECOOPERS ZHONG
TIAN LLP) AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | 3. | TO APPROVE AN ADVISORY (NON-BINDING)
PROPOSAL CONCERNING THE COMPANY'S
NAMED EXECUTIVE COMPENSATION
PROGRAM. | Management | Abstain | | Against | |
| | DAKTRONICS, INC. |
| | Security | 234264109 | | Meeting Type | Annual |
| | Ticker Symbol | DAKT | | Meeting Date | 21-Aug-2013 |
| | ISIN | US2342641097 | | Agenda | 933856099 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES B. MORGAN | | For | For | |
| | | | 2 | JOHN L. MULLIGAN | | For | For | |
| | | | 3 | BRUCE W. TOBIN | | For | For | |
| | 2. | TO APPROVE THE AMENDMENT TO OUR
AMENDED AND RESTATED ARTICLES OF
INCORPORATION. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT BY THE
AUDIT COMMITTEE OF OUR BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
FISCAL YEAR 2014. | Management | For | | For | |
| | 5. | TO TRANSACT SUCH OTHER BUSINESS AS
MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | | Against | |
| | KEYNOTE SYSTEMS, INC. |
| | Security | 493308100 | | Meeting Type | Special |
| | Ticker Symbol | KEYN | | Meeting Date | 21-Aug-2013 |
| | ISIN | US4933081006 | | Agenda | 933860543 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO CONSIDER & VOTE ON A PROPOSAL TO
ADOPT THE AGREEMENT & PLAN OF
MERGER, (AS IT MAY BE AMENDED FROM
TIME TO TIME IN ACCORDANCE WITH ITS
TERMS), PURSUANT TO WHICH HAWAII
MERGER CORP, INC., A WHOLLY-OWNED
SUBSIDIARY OF HAWAII PARENT CORP, INC.,
WILL MERGE WITH & INTO THE COMPANY,
WITH THE COMPANY SURVIVING THE
MERGER AS A WHOLLY-OWNED SUBSIDIARY
OF HAWAII PARENT CORP., INC. | Management | For | | For | |
| | 2. | TO CONSIDER AND VOTE ON A PROPOSAL
TO APPROVE THE NON-BINDING APPROVAL
REGARDING THE COMPENSATION
ARRANGEMENTS OF CERTAIN EXECUTIVES. | Management | For | | For | |
| | 3. | TO VOTE TO ADJOURN THE SPECIAL
MEETING IF NECESSARY OR APPROPRIATE
(E.G., TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO
ESTABLISH A QUORUM OR TO COMPLY
WITH APPLICABLE LAW OR ORDER OR A
REQUEST FROM THE SEC OR ITS STAFF). | Management | For | | For | |
| | MET-PRO CORPORATION |
| | Security | 590876306 | | Meeting Type | Special |
| | Ticker Symbol | MPR | | Meeting Date | 26-Aug-2013 |
| | ISIN | US5908763064 | | Agenda | 933862814 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED APRIL 21, 2013 (AS IT MAY
BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), AMONG CECO
ENVIRONMENTAL CORP., MUSTANG
ACQUISITION INC., A WHOLLY-OWNED
SUBSIDIARY OF CECO, MUSTANG
ACQUISITION II INC., A SEPARATE WHOLLY-
OWNED SUBSIDIARY OF CECO, AND MET-
PRO CORPORATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| | 2. | NON-BINDING ADVISORY VOTE TO APPROVE
THE MERGER-RELATED COMPENSATION
THAT MAY BECOME PAYABLE TO MET-PRO'S
NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGERS. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE ADJOURNMENT OR
POSTPONEMENT OF THE MET-PRO SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE,
TO, AMONG OTHER REASONS, SOLICIT
ADDITIONAL PROXIES. | Management | For | | For | |
| | HUDSON TECHNOLOGIES, INC. |
| | Security | 444144109 | | Meeting Type | Annual |
| | Ticker Symbol | HDSN | | Meeting Date | 27-Aug-2013 |
| | ISIN | US4441441098 | | Agenda | 933863082 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | VINCENT P. ABBATECOLA | | For | For | |
| | | | 2 | BRIAN F. COLEMAN | | For | For | |
| | | | 3 | OTTO C. MORCH | | For | For | |
| | 2. | TO APPROVE, BY NON-BINDING ADVISORY
VOTE, THE RESOLUTION APPROVING
NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO APPROVE, BY NON-BINDING ADVISORY
VOTE, THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE RESOLUTION
APPROVING NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF BDO USA,
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | OPKO HEALTH, INC. |
| | Security | 68375N103 | | Meeting Type | Annual |
| | Ticker Symbol | OPK | | Meeting Date | 28-Aug-2013 |
| | ISIN | US68375N1037 | | Agenda | 933862181 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | PHILLIP FROST, M.D. | | For | For | |
| | | | 2 | JANE H. HSIAO, PH.D. | | For | For | |
| | | | 3 | STEVEN D. RUBIN | | For | For | |
| | | | 4 | ROBERT A. BARON | | For | For | |
| | | | 5 | THOMAS E. BEIER | | For | For | |
| | | | 6 | DMITRY KOLOSOV | | For | For | |
| | | | 7 | RICHARD A. LERNER, M.D. | | For | For | |
| | | | 8 | JOHN A. PAGANELLI | | For | For | |
| | | | 9 | R.C. PFENNIGER, JR. | | For | For | |
| | | | 10 | A. LIN-TSING YU, MD PHD | | For | For | |
| | 2 | PROPOSAL TO APPROVE AN AMENDMENT
TO THE OPKO HEALTH, INC. 2007 EQUITY
INCENTIVE PLAN (THE "2007 PLAN") TO
INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK, PAR VALUE
$0.01 PER SHARE, OF OPKO ("OPKO
COMMON STOCK") AUTHORIZED FOR
ISSUANCE PURSUANT TO THE 2007 PLAN
FROM 35 MILLION SHARES TO 55 MILLION
SHARES OF OPKO COMMON STOCK. | Management | Against | | Against | |
| | 3 | PROPOSAL TO APPROVE AN AMENDMENT
TO OPKO'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF THE OPKO COMMON STOCK
THAT OPKO MAY ISSUE FROM 500 MILLION
SHARES TO 750 MILLION SHARES. | Management | For | | For | |
| | 4 | TO APPROVE THE ISSUANCE OF SHARES OF
OPKO COMMON STOCK & OTHER
SECURITIES EXERCISABLE FOR SHARES OF
OPKO COMMON STOCK TO THE
STOCKHOLDERS OF PROLOR BIOTECH, INC.
("PROLOR"), A NEVADA CORPORATION, IN
CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, AMONG PROLOR, OPKO
AND POM ACQUISITION, INC. ("POM"). | Management | For | | For | |
| | 5 | PROPOSAL TO APPROVE THE
ADJOURNMENT OF THE OPKO ANNUAL
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF THE
FOREGOING PROPOSALS. | Management | For | | For | |
| | CAPSTONE TURBINE CORPORATION |
| | Security | 14067D102 | | Meeting Type | Annual |
| | Ticker Symbol | CPST | | Meeting Date | 29-Aug-2013 |
| | ISIN | US14067D1028 | | Agenda | 933858740 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GARY D. SIMON | | For | For | |
| | | | 2 | RICHARD K. ATKINSON | | For | For | |
| | | | 3 | JOHN V. JAGGERS | | For | For | |
| | | | 4 | DARREN R. JAMISON | | For | For | |
| | | | 5 | NOAM LOTAN | | For | For | |
| | | | 6 | GARY J. MAYO | | For | For | |
| | | | 7 | ELIOT G. PROTSCH | | For | For | |
| | | | 8 | HOLLY A. VAN DEURSEN | | For | For | |
| | | | 9 | DARRELL J. WILK | | For | For | |
| | 2. | RE-APPROVE THE PERFORMANCE CRITERIA
UNDER THE COMPANY'S EXECUTIVE
PERFORMANCE INCENTIVE PLAN | Management | For | | For | |
| | 3. | ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE SELECTION OF KPMG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31,
2014 | Management | For | | For | |
| | INFUSYSTEM HOLDINGS, INC. |
| | Security | 45685K102 | | Meeting Type | Annual |
| | Ticker Symbol | INFU | | Meeting Date | 29-Aug-2013 |
| | ISIN | US45685K1025 | | Agenda | 933863525 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID DREYER | | For | For | |
| | | | 2 | RYAN MORRIS | | For | For | |
| | | | 3 | ERIC STEEN | | For | For | |
| | | | 4 | JOSEPH WHITTERS | | For | For | |
| | | | 5 | WAYNE YETTER | | For | For | |
| | 2. | AMENDMENT OF CERTIFICATE OF
INCORPORATION PURSUANT TO THE
CREDIT AGREEMENT | Management | For | | For | |
| | 3. | INCREASE IN THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE
COMPANY'S 2007 STOCK INCENTIVE PLAN | Management | Against | | Against | |
| | 4. | ADVISORY VOTE REGARDING EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 5. | ADVISORY VOTE ON FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 6. | RATIFICATION OF THE APPOINTMENT OF
BDO USA, LLP AS THE REGISTERED
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013 | Management | For | | For | |
| | IXYS CORPORATION |
| | Security | 46600W106 | | Meeting Type | Annual |
| | Ticker Symbol | IXYS | | Meeting Date | 30-Aug-2013 |
| | ISIN | US46600W1062 | | Agenda | 933860377 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DONALD L. FEUCHT | | For | For | |
| | | | 2 | SAMUEL KORY | | For | For | |
| | | | 3 | S. JOON LEE | | For | For | |
| | | | 4 | TIMOTHY A. RICHARDSON | | For | For | |
| | | | 5 | JAMES M. THORBURN | | For | For | |
| | | | 6 | KENNETH D. WONG | | For | For | |
| | | | 7 | NATHAN ZOMMER | | For | For | |
| | 2. | TO APPROVE THE 2013 EQUITY INCENTIVE
PLAN. | Management | Abstain | | Against | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE SELECTION OF BDO USA,
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
MARCH 31, 2014. | Management | For | | For | |
| | TRIANGLE PETROLEUM CORPORATION |
| | Security | 89600B201 | | Meeting Type | Annual |
| | Ticker Symbol | TPLM | | Meeting Date | 30-Aug-2013 |
| | ISIN | US89600B2016 | | Agenda | 933861800 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PETER HILL | | For | For | |
| | | | 2 | JONATHAN SAMUELS | | For | For | |
| | | | 3 | F. GARDNER PARKER | | For | For | |
| | | | 4 | GUS HALAS | | For | For | |
| | | | 5 | RANDAL MATKALUK | | For | For | |
| | | | 6 | ROY A. ANEED | | For | For | |
| | 2. | PROPOSAL TO RATIFY APPOINTMENT OF
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE THE
AUTHORIZATION OF 40,000,000 SHARES OF
PREFERRED STOCK | Management | Against | | Against | |
| | 4. | PROPOSAL TO APPROVE THE STOCK
OPTION AGREEMENT FOR OUR CHIEF
EXECUTIVE OFFICER | Management | Abstain | | Against | |
| | 5. | PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
AS SET FORTH IN THE PROXY STATEMENT | Management | Abstain | | Against | |
| | 6. | PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, THE FREQUENCY OF THE ADVISORY
VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
ONCE EVERY ONE, TWO, OR THREE YEARS | Management | Abstain | | Against | |
| | ANNIES, INC. |
| | Security | 03600T104 | | Meeting Type | Annual |
| | Ticker Symbol | BNNY | | Meeting Date | 10-Sep-2013 |
| | ISIN | US03600T1043 | | Agenda | 933861127 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO ADOPT AN AMENDMENT TO OUR
CERTIFICATE OF INCORPORATION TO
DECLASSIFY OUR BOARD OF DIRECTORS. | Management | For | | For | |
| | 2. | DIRECTOR | Management | | | | |
| | | | 1 | MOLLY F. ASHBY | | For | For | |
| | | | 2 | JOHN M. FORAKER | | For | For | |
| | | | 3 | JULIE D. KLAPSTEIN | | For | For | |
| | | | 4 | LAWRENCE S. PEIROS | | For | For | |
| | | | 5 | BETTINA M. WHYTE | | For | For | |
| | | | 6 | BILLIE IDA WILLIAMSON | | For | For | |
| | | | 7 | BETTINA M. WHYTE | | For | For | |
| | | | 8 | BILLIE IDA WILLIAMSON | | For | For | |
| | 4. | TO ADOPT AN AMENDMENT TO OUR
CERTIFICATE OF INCORPORATION TO
ELIMINATE VARIOUS PROVISIONS RELATED
TO SOLERA CAPITAL, LLC AND ITS
AFFILIATES THAT ARE NOW INAPPLICABLE. | Management | For | | For | |
| | 5. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
ANNIE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL
YEAR ENDING MARCH 31, 2014. | Management | For | | For | |
| | 6. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF ANNIE'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | NATHAN'S FAMOUS, INC. |
| | Security | 632347100 | | Meeting Type | Annual |
| | Ticker Symbol | NATH | | Meeting Date | 12-Sep-2013 |
| | ISIN | US6323471002 | | Agenda | 933861848 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT J. EIDE | | For | For | |
| | | | 2 | ERIC GATOFF | | For | For | |
| | | | 3 | BRIAN S. GENSON | | For | For | |
| | | | 4 | BARRY LEISTNER | | For | For | |
| | | | 5 | HOWARD M. LORBER | | For | For | |
| | | | 6 | WAYNE NORBITZ | | For | For | |
| | | | 7 | A.F. PETROCELLI | | For | For | |
| | | | 8 | CHARLES RAICH | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS AUDITORS FOR
FISCAL 2014. | Management | For | | For | |
| | METHODE ELECTRONICS, INC. |
| | Security | 591520200 | | Meeting Type | Annual |
| | Ticker Symbol | MEI | | Meeting Date | 12-Sep-2013 |
| | ISIN | US5915202007 | | Agenda | 933862054 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A | ELECTION OF DIRECTOR: WALTER J.
ASPATORE | Management | For | | For | |
| | 1B | ELECTION OF DIRECTOR: WARREN L. BATTS | Management | For | | For | |
| | 1C | ELECTION OF DIRECTOR: J. EDWARD
COLGATE | Management | For | | For | |
| | 1D | ELECTION OF DIRECTOR: DARREN M.
DAWSON | Management | For | | For | |
| | 1E | ELECTION OF DIRECTOR: DONALD W. DUDA | Management | For | | For | |
| | 1F | ELECTION OF DIRECTOR: STEPHEN F.
GATES | Management | For | | For | |
| | 1G | ELECTION OF DIRECTOR: ISABELLE C.
GOOSSEN | Management | For | | For | |
| | 1H | ELECTION OF DIRECTOR: CHRISTOPHER J.
HORNUNG | Management | For | | For | |
| | 1I | ELECTION OF DIRECTOR: PAUL G. SHELTON | Management | For | | For | |
| | 1J | ELECTION OF DIRECTOR: LAWRENCE B.
SKATOFF | Management | For | | For | |
| | 2 | THE RATIFICATION OF THE AUDIT
COMMITTEE'S SELECTION OF ERNST &
YOUNG LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 3, 2014. | Management | For | | For | |
| | 3 | THE ADVISORY APPROVAL OF METHODE'S
NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | UROPLASTY, INC. |
| | Security | 917277204 | | Meeting Type | Annual |
| | Ticker Symbol | UPI | | Meeting Date | 12-Sep-2013 |
| | ISIN | US9172772041 | | Agenda | 933863272 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS E. JAMISON | | For | For | |
| | | | 2 | JAMES P. STAUNER | | For | For | |
| | 2. | TO APPROVE COMPENSATION TO OUR
EXECUTIVE OFFICERS (NONBINDING). | Management | Abstain | | Against | |
| | 3. | VOTE ON FREQUENCY OF FUTURE
EXECUTIVE COMPENSATION VOTES
(NONBINDING). | Management | Abstain | | Against | |
| | 4. | TO APPROVE THE AMENDMENT
INCREASING BY 750,000 SHARE
RESERVATION UNDER 2006 AMENDED
STOCK INCENTIVE PLAN. | Management | Against | | Against | |
| | 5. | RATIFICATION OF GRANT THORNTON LLP
AS INDEPENDENT REGISTERED PUBLIC
AUDITORS. | Management | For | | For | |
| | 6. | THE UNDERSIGNED AUTHORIZES THE
PROXIES IN THEIR DISCRETION TO VOTE
UPON SUCH OTHER BUSINESS AS MAY
PROPERLY COME BEFORE THE MEETING. | Management | For | | For | |
| | ACELRX PHARMACEUTICALS INC |
| | Security | 00444T100 | | Meeting Type | Annual |
| | Ticker Symbol | ACRX | | Meeting Date | 12-Sep-2013 |
| | ISIN | US00444T1007 | | Agenda | 933866533 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | STEPHEN J. HOFFMAN | | For | For | |
| | | | 2 | RICHARD A. KING | | For | For | |
| | | | 3 | PAMELA P. PALMER | | For | For | |
| | 2 | TO RATIFY APPOINTMENT BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31,
2013. | Management | For | | For | |
| | 3 | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT. | Management | Abstain | | Against | |
| | 4 | TO INDICATE, ON AN ADVISORY BASIS, THE
PREFERRED FREQUENCY OF THE
ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | CINEDIGM DIGITAL CINEMA CORP. |
| | Security | 172407108 | | Meeting Type | Annual |
| | Ticker Symbol | CIDM | | Meeting Date | 19-Sep-2013 |
| | ISIN | US1724071089 | | Agenda | 933861482 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CHRISTOPHER J. MCGURK | | For | For | |
| | | | 2 | ADAM M. MIZEL | | For | For | |
| | | | 3 | GARY S. LOFFREDO | | For | For | |
| | | | 4 | PETER C. BROWN | | For | For | |
| | | | 5 | WAYNE L. CLEVENGER | | For | For | |
| | | | 6 | MATTHEW W. FINLAY | | For | For | |
| | | | 7 | MARTIN B. O'CONNOR, II | | For | For | |
| | | | 8 | LAURA NISONGER SIMS | | For | For | |
| | 2. | TO AMEND THE COMPANY'S CERTIFICATE
OF INCORPORATION TO CHANGE THE NAME
OF THE COMPANY TO CINEDIGM CORP. | Management | For | | For | |
| | 3. | TO APPROVE, BY NON-BINDING ADVISORY
VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO RECOMMEND, BY NON-BINDING
ADVISORY VOTE, THE FREQUENCY OF
EXECUTIVE COMPENSATION VOTES. | Management | Abstain | | Against | |
| | 5. | TO RATIFY THE APPOINTMENT OF
EISNERAMPER LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31,
2014. | Management | For | | For | |
| | SKYLINE CORPORATION |
| | Security | 830830105 | | Meeting Type | Annual |
| | Ticker Symbol | SKY | | Meeting Date | 23-Sep-2013 |
| | ISIN | US8308301055 | | Agenda | 933867282 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ARTHUR J. DECIO | | For | For | |
| | | | 2 | JOHN C. FIRTH | | For | For | |
| | | | 3 | JERRY HAMMES | | For | For | |
| | | | 4 | WILLIAM H. LAWSON | | For | For | |
| | | | 5 | DAVID T. LINK | | For | For | |
| | | | 6 | ANDREW J. MCKENNA | | For | For | |
| | | | 7 | BRUCE G. PAGE | | For | For | |
| | | | 8 | SAMUEL S. THOMPSON | | For | For | |
| | 2. | THE RATIFICATION OF CROWE HORWATH
LLP AS SKYLINE'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING MAY 31,
2014. | Management | For | | For | |
| | 3. | RESOLVED, THE SHAREHOLDERS APPROVE
THE COMPENSATION AWARDED TO
SKYLINE'S NAMED EXECUTIVE OFFICERS
FOR FISCAL YEAR 2013 AS DISCLOSED IN
THE EXECUTIVE COMPENSATION
DISCUSSION, INCLUDING COMPENSATION
TABLES AND NARRATIVE DISCUSSION IS
HEREBY APPROVED. | Management | Abstain | | Against | |
| | ITERIS, INC. |
| | Security | 46564T107 | | Meeting Type | Annual |
| | Ticker Symbol | ITI | | Meeting Date | 23-Sep-2013 |
| | ISIN | US46564T1079 | | Agenda | 933870291 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD CHAR | | For | For | |
| | | | 2 | KEVIN C. DALY, PH.D. | | For | For | |
| | | | 3 | GREGORY A. MINER | | For | For | |
| | | | 4 | ABBAS MOHADDES | | For | For | |
| | | | 5 | GERARD M. MOONEY | | For | For | |
| | | | 6 | THOMAS L. THOMAS | | For | For | |
| | | | 7 | MIKEL WILLIAMS | | For | For | |
| | 2. | RATIFICATION OF MCGLADREY LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ITERIS FOR THE
FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | | For | |
| | 3. | APPROVE, BY ADVISORY VOTE, THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF
CONDUCTING ADVISORY VOTES ON THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | BELO CORP. |
| | Security | 080555105 | | Meeting Type | Special |
| | Ticker Symbol | BLC | | Meeting Date | 25-Sep-2013 |
| | ISIN | US0805551050 | | Agenda | 933869262 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | ADOPTION OF THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF JUNE 12, 2013,
BY AND AMONG THE COMPANY, GANNETT
CO., INC. AND DELTA ACQUISITION CORP. | Management | For | | For | |
| | 2. | APPROVAL, ON AN ADVISORY (NON-
BINDING) BASIS, OF THE COMPENSATION
THAT MAY BE PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY IN
CONNECTION WITH THE MERGER. | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE ADJOURNMENT OF THE
SPECIAL MEETING TO A LATER DATE, IF
NECESSARY OR APPROPRIATE, IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE AGREEMENT
AND PLAN OF MERGER. | Management | For | | For | |
| | DAEGIS INC |
| | Security | 233720101 | | Meeting Type | Annual |
| | Ticker Symbol | DAEG | | Meeting Date | 25-Sep-2013 |
| | ISIN | US2337201014 | | Agenda | 933871483 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN D. WHITEMAN | | For | For | |
| | | | 2 | TIMOTHY P. BACCI | | For | For | |
| | | | 3 | ROBERT M. BOZEMAN | | For | For | |
| | | | 4 | RICHARD M. BROOKS | | For | For | |
| | | | 5 | TERY R. LARREW | | For | For | |
| | 2 | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING APRIL 30, 2014. | Management | For | | For | |
| | 3 | VOTE, ON AN ADVISORY BASIS, ON THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4 | VOTE, ON AN ADVISORY BASIS, ON THE
FREQUENCY OF THE ADVISORY VOTE ON
THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | PROVIDENT NEW YORK BANCORP |
| | Security | 744028101 | | Meeting Type | Special |
| | Ticker Symbol | PBNY | | Meeting Date | 26-Sep-2013 |
| | ISIN | US7440281019 | | Agenda | 933867991 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | PROPOSAL TO ADOPT THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF APRIL
3, 2013, BY AND BETWEEN STERLING
BANCORP AND PROVIDENT NEW YORK
BANCORP, PURSUANT TO WHICH STERLING
WILL MERGE WITH AND INTO PROVIDENT. | Management | For | | For | |
| | 2. | PROPOSAL TO ADJOURN THE PROVIDENT
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE PROVIDENT
MERGER PROPOSAL. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE, ON AN ADVISORY
(NON-BINDING) BASIS, THE COMPENSATION
THAT CERTAIN EXECUTIVE OFFICERS OF
PROVIDENT MAY RECEIVE IN CONNECTION
WITH THE MERGER PURSUANT TO EXISTING
AGREEMENTS OR ARRANGEMENTS WITH
PROVIDENT. | Management | Abstain | | Against | |
| | 4. | PROPOSAL TO APPROVE AN AMENDMENT
TO THE PROVIDENT 2012 STOCK INCENTIVE
PLAN TO INCREASE THE MAXIMUM NUMBER
OF SHARES OF PROVIDENT COMMON
STOCK THAT MAY BE SUBJECT TO CERTAIN
AWARDS UNDER THE PLAN, INCLUDING FOR
PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS
AMENDED. | Management | For | | For | |
| | TRANS-LUX CORPORATION |
| | Security | 893247106 | | Meeting Type | Annual |
| | Ticker Symbol | TNLX | | Meeting Date | 02-Oct-2013 |
| | ISIN | US8932471068 | | Agenda | 933872930 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A | APPROVE THE ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 1B | APPROVE THE ADVISORY RESOLUTION ON
THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 2A | APPROVE THE GRANT OF WARRANTS TO
GEORGE SCHIELE. | Management | For | | For | |
| | 2B | APPROVE THE GRANT OF WARRANTS
SALVATORE ZIZZA. | Management | For | | For | |
| | 2C | APPROVE THE GRANT OF WARRANTS TO
JEAN FIRSTENBERG. | Management | For | | For | |
| | 3A | AMEND CERTIFICATE OF INCORPORATION
TO GRANT BOARD THE DISCRETION TO
EFFECT REVERSE STOCK SPLIT FOLLOWED
BY A FORWARD STOCK SPLIT. | Management | For | | For | |
| | 3B | APPROVE THE AMENDMENTS TO OUR
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION GRANTING OUR BOARD
THE DISCRETION TO REDUCE THE
COMPANY'S COMMON STOCK;
IMPLEMENTATION OF PROPOSAL NO. 3(B) IS
CONDITIONED UPON THE APPROVAL OF
PROPOSAL NO. 3(A); IF PROPOSAL NO. 3(A)
IS NOT APPROVED, THEN PROPOSAL NO.
3(B) WILL NOT BE IMPLEMENTED. | Management | For | | For | |
| | 4A | ELECTION OF JEAN FIRSTENBERG TO
SERVE AS A DIRECTOR FOR A THREE-YEAR
TERM, UNTIL HER SUCCESSOR SHALL BE
ELECTED AND SHALL HAVE QUALIFIED. | Management | For | | For | |
| | 4B | ELECTION OF ALAN K. GREENE TO SERVE
AS A DIRECTOR FOR A THREE-YEAR TERM. | Management | For | | For | |
| | 4C | ELECTION OF ALBERTO SHAIO TO SERVE AS
A DIRECTOR FOR A THREE-YEAR TERM. | Management | For | | For | |
| | 5 | RATIFY THE RETENTION OF BDO USA, LLP,
AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | MESA LABORATORIES, INC. |
| | Security | 59064R109 | | Meeting Type | Annual |
| | Ticker Symbol | MLAB | | Meeting Date | 03-Oct-2013 |
| | ISIN | US59064R1095 | | Agenda | 933868121 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | L. SCHMIEDER | | For | For | |
| | | | 2 | H. CAMPBELL | | For | For | |
| | | | 3 | M. BROOKS | | For | For | |
| | | | 4 | R. DWYER | | For | For | |
| | | | 5 | E. GUILLEMIN | | For | For | |
| | | | 6 | J. SULLIVAN | | For | For | |
| | | | 7 | D. KELLY | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN
THE COMPENSATION DISCUSSION AND
ANALYSIS SECTION AND THE EXECUTIVE
COMPENSATION SECTION OF OUR PROXY
STATEMENT. | Management | Abstain | | Against | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF
AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF EKS&H
LLLP (EKS&H) AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
MARCH 31, 2014 (THE "RATIFICATION OF
AUDITORS PROPOSAL"). | Management | For | | For | |
| | NEOGEN CORPORATION |
| | Security | 640491106 | | Meeting Type | Annual |
| | Ticker Symbol | NEOG | | Meeting Date | 03-Oct-2013 |
| | ISIN | US6404911066 | | Agenda | 933873108 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM T. BOEHM, PH.D. | | For | For | |
| | | | 2 | JACK C. PARNELL | | For | For | |
| | | | 3 | CLAYTON K. YEUTTER PH.D | | For | For | |
| | 2. | TO APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF EXECUTIVES. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF APPOINTMENT OF ERNST
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | SCHMITT INDUSTRIES, INC. |
| | Security | 806870200 | | Meeting Type | Annual |
| | Ticker Symbol | SMIT | | Meeting Date | 04-Oct-2013 |
| | ISIN | US8068702005 | | Agenda | 933878829 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | DAVID M. HUDSON | | For | For | |
| | | | 2 | JAMES A. FITZHENRY | | For | For | |
| | 2 | APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF SCHMITT
INDUSTRIES, INC.'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3 | APPROVAL, ON AN ADVISORY BASIS, OF A
ONE-YEAR FREQUENCY FOR FUTURE
SHAREHOLDER ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | STRATTEC SECURITY CORPORATION |
| | Security | 863111100 | | Meeting Type | Annual |
| | Ticker Symbol | STRT | | Meeting Date | 08-Oct-2013 |
| | ISIN | US8631111007 | | Agenda | 933877194 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | FRANK J. KREJCI | | For | For | |
| | 2. | TO APPROVE THE NON-BINDING ADVISORY
PROPOSAL ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | TEXAS INDUSTRIES, INC. |
| | Security | 882491103 | | Meeting Type | Annual |
| | Ticker Symbol | TXI | | Meeting Date | 16-Oct-2013 |
| | ISIN | US8824911031 | | Agenda | 933873677 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MEL G. BREKHUS | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: EUGENIO
CLARIOND | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: SAM COATS | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: SEAN P. FOLEY | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: BERNARD
LANIGAN, JR. | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: THOMAS R.
RANSDELL | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: THOMAS L. RYAN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: RONALD G.
STEINHART | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: DOROTHY C.
WEAVER | Management | For | | For | |
| | 2. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
AUDITORS. | Management | For | | For | |
| | 3. | APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVE THE TEXAS INDUSTRIES, INC.
MASTER PERFORMANCE- BASED INCENTIVE
PLAN. | Management | For | | For | |
| | CASELLA WASTE SYSTEMS, INC. |
| | Security | 147448104 | | Meeting Type | Annual |
| | Ticker Symbol | CWST | | Meeting Date | 16-Oct-2013 |
| | ISIN | US1474481041 | | Agenda | 933874427 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL K. BURKE | | For | For | |
| | | | 2 | JAMES F. CALLAHAN JR. | | For | For | |
| | | | 3 | DOUGLAS R. CASELLA | | For | For | |
| | 2. | TO APPROVE, IN A NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF
MCGLADREY LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING APRIL 30, 2014. | Management | For | | For | |
| | 4. | TO ACT ON A STOCKHOLDER PROPOSAL TO
DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | | For | |
| | THE L.S. STARRETT COMPANY |
| | Security | 855668109 | | Meeting Type | Annual |
| | Ticker Symbol | SCX | | Meeting Date | 16-Oct-2013 |
| | ISIN | US8556681091 | | Agenda | 933879338 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD B. KENNEDY | | Withheld | Against | |
| | | | 2 | TERRY A. PIPER | | Withheld | Against | |
| | 2. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR FISCAL 2014. | Management | For | | For | |
| | 3. | A STOCKHOLDER PROPOSAL THAT THE
COMPANY'S BOARD REDEEM THE RIGHTS
ISSUED PURSUANT TO THE COMPANY'S
RIGHTS AGREEMENT. | Shareholder | For | | Against | |
| | ANCHOR BANCORP WA |
| | Security | 032838104 | | Meeting Type | Annual |
| | Ticker Symbol | ANCB | | Meeting Date | 16-Oct-2013 |
| | ISIN | US0328381043 | | Agenda | 933879720 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM K. FOSTER | | For | For | |
| | | | 2 | REID A. BATES | | For | For | |
| | 2. | ADVISORY (NON-BINDING) APPROVAL OF
THE COMPENSATION OF ANCHOR
BANCORP'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | ADVISORY (NON-BINDING) VOTE ON HOW
OFTEN SHAREHOLDERS SHALL VOTE ON
EXECUTIVE COMPENSATION - EVERY ONE,
TWO OR THREE YEARS. | Management | Abstain | | Against | |
| | 4. | THE RATIFICATION OF THE APPOINTMENT
OF MOSS ADAMS LLP AS THE INDEPENDENT
AUDITOR FOR THE YEAR ENDING JUNE 30,
2014. | Management | For | | For | |
| | SUNWEST BANK |
| | Security | 86789K309 | | Meeting Type | Annual |
| | Ticker Symbol | SWBC | | Meeting Date | 16-Oct-2013 |
| | ISIN | US86789K3095 | | Agenda | 933881369 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ERIC D. HOVDE | | For | For | |
| | | | 2 | RONALD C. HOWARTH | | For | For | |
| | | | 3 | EDWARD G. KELLOGG | | For | For | |
| | | | 4 | JOHN STROCKIS | | For | For | |
| | | | 5 | JEFFREY M. THOMAS | | For | For | |
| | | | 6 | JOSEPH J. THOMAS | | For | For | |
| | | | 7 | CHRIS WALSH | | For | For | |
| | | | 8 | RUSSELL E. WERTZ | | For | For | |
| | THE MARCUS CORPORATION |
| | Security | 566330106 | | Meeting Type | Annual |
| | Ticker Symbol | MCS | | Meeting Date | 17-Oct-2013 |
| | ISIN | US5663301068 | | Agenda | 933874338 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEPHEN H. MARCUS | | For | For | |
| | | | 2 | DIANE MARCUS GERSHOWITZ | | For | For | |
| | | | 3 | DANIEL F. MCKEITHAN, JR | | For | For | |
| | | | 4 | ALLAN H. SELIG | | For | For | |
| | | | 5 | TIMOTHY E. HOEKSEMA | | For | For | |
| | | | 6 | BRUCE J. OLSON | | For | For | |
| | | | 7 | PHILIP L. MILSTEIN | | For | For | |
| | | | 8 | BRONSON J. HAASE | | For | For | |
| | | | 9 | JAMES D. ERICSON | | For | For | |
| | | | 10 | GREGORY S. MARCUS | | For | For | |
| | | | 11 | BRIAN J. STARK | | For | For | |
| | 2. | TO APPROVE, BY ADVISORY VOTE, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE SELECTION OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2014. | Management | For | | For | |
| | TWIN DISC, INCORPORATED |
| | Security | 901476101 | | Meeting Type | Annual |
| | Ticker Symbol | TWIN | | Meeting Date | 18-Oct-2013 |
| | ISIN | US9014761012 | | Agenda | 933879352 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN H. BATTEN | | For | For | |
| | | | 2 | HAROLD M. STRATTON II | | For | For | |
| | | | 3 | MICHAEL C. SMILEY | | For | For | |
| | 2. | ADVISE APPROVAL OF THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 30, 2014. | Management | For | | For | |
| | MERCURY SYSTEMS, INC. |
| | Security | 589378108 | | Meeting Type | Annual |
| | Ticker Symbol | MRCY | | Meeting Date | 22-Oct-2013 |
| | ISIN | US5893781089 | | Agenda | 933875099 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES K. BASS | | For | For | |
| | | | 2 | MICHAEL A. DANIELS | | For | For | |
| | 2. | TO APPROVE OUR AMENDED AND
RESTATED EXECUTIVE BONUS PLAN. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | | For | |
| | ANGIODYNAMICS, INC. |
| | Security | 03475V101 | | Meeting Type | Annual |
| | Ticker Symbol | ANGO | | Meeting Date | 22-Oct-2013 |
| | ISIN | US03475V1017 | | Agenda | 933876178 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JEFFREY G. GOLD | | For | For | |
| | | | 2 | KEVIN J. GOULD | | For | For | |
| | | | 3 | DENNIS S. METENY | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
ANGIODYNAMICS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31,
2014. | Management | For | | For | |
| | 3. | SAY-ON-PAY - AN ADVISORY VOTE ON THE
APPROVAL OF COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | SPEED COMMERCE, INC. |
| | Security | 639208107 | | Meeting Type | Annual |
| | Ticker Symbol | | | Meeting Date | 23-Oct-2013 |
| | ISIN | US6392081070 | | Agenda | 933877156 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | REBECCA LYNN ATCHISON | | For | For | |
| | | | 2 | KEITH A. BENSON | | For | For | |
| | | | 3 | MONROE DAVID BRYANT, JR | | For | For | |
| | | | 4 | TIMOTHY R. GENTZ | | For | For | |
| | | | 5 | JEFFREY B. ZISK | | For | For | |
| | 2. | RATIFYING THE APPOINTMENT OF GRANT
THORNTON LLP. | Management | For | | For | |
| | 3. | APPROVING, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS FOR FY2013 AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT (SAY ON PAY). | Management | Abstain | | Against | |
| | SYMMETRICOM, INC. |
| | Security | 871543104 | | Meeting Type | Annual |
| | Ticker Symbol | SYMM | | Meeting Date | 25-Oct-2013 |
| | ISIN | US8715431040 | | Agenda | 933882602 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JAMES A. CHIDDIX | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT T.
CLARKSON | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ELIZABETH A.
FETTER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ROBERT M.
NEUMEISTER JR. | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: RICHARD N.
SNYDER | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ROBERT J.
STANZIONE | Management | For | | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE CURRENT FISCAL YEAR. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE, ON A NON-
BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 4. | PROPOSAL TO APPROVE THE AMENDMENT
AND RESTATEMENT OF THE COMPANY'S
2006 INCENTIVE AWARD PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE THEREUNDER BY 1,500,000
SHARES. | Management | Against | | Against | |
| | SIMPLICITY BANCORP, INC. |
| | Security | 828867101 | | Meeting Type | Annual |
| | Ticker Symbol | SMPL | | Meeting Date | 30-Oct-2013 |
| | ISIN | US8288671014 | | Agenda | 933879504 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES L. BREEDEN | | For | For | |
| | | | 2 | LAURA G. WEISSHAR | | For | For | |
| | 2. | THE RATIFICATION OF THE APPOINTMENT
OF CROWE HORWATH LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2014. | Management | For | | For | |
| | 3. | AN ADVISORY, NON-BINDING RESOLUTION
WITH RESPECT TO OUR EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | PIKE ELECTRIC CORPORATION |
| | Security | 721283109 | | Meeting Type | Annual |
| | Ticker Symbol | PIKE | | Meeting Date | 31-Oct-2013 |
| | ISIN | US7212831090 | | Agenda | 933880317 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | J. ERIC PIKE | | For | For | |
| | | | 2 | CHARLES E. BAYLESS | | For | For | |
| | | | 3 | JAMES R. HELVEY III | | For | For | |
| | | | 4 | PETER PACE | | For | For | |
| | | | 5 | DANIEL J. SULLIVAN III | | For | For | |
| | | | 6 | JAMES L. TURNER | | For | For | |
| | 2. | ADOPTION OF AN AGREEMENT AND PLAN
OF MERGER, DATED AS OF SEPTEMBER 16,
2013, BETWEEN THE COMPANY AND PIKE
CORPORATION, A NORTH CAROLINA
CORPORATION AND A WHOLLY-OWNED
SUBSIDIARY OF THE COMPANY, BY WHICH
THE COMPANY WOULD EFFECT THE
REINCORPORATION OF THE COMPANY
FROM DELAWARE TO NORTH CAROLINA. | Management | For | | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014. | Management | For | | For | |
| | HAMPDEN BANCORP, INC. |
| | Security | 40867E107 | | Meeting Type | Contested-Annual |
| | Ticker Symbol | HBNK | | Meeting Date | 05-Nov-2013 |
| | ISIN | US40867E1073 | | Agenda | 933883476 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS R. BURTON | | For | For | |
| | | | 2 | ARLENE PUTNAM | | For | For | |
| | | | 3 | RICHARD D. SUSKI | | For | For | |
| | | | 4 | LINDA SILVA THOMPSON | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF WOLF &
COMPANY, P.C. AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING JUNE 30, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF
THE SECURITIES AND EXCHANGE
COMMISSION. | Management | Abstain | | Against | |
| | 4. | TO APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF HOLDING A VOTE ON THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 5. | IF PROPERLY PRESENTED AT ANNUAL
MEETING, TO VOTE UPON A PROPOSAL
SUBMITTED BY A SHAREHOLDER OF
COMPANY REQUESTING THAT THE BOARD
EXPLORE AVENUES TO ENHANCE
SHAREHOLDER VALUE THROUGH AN
EXTRA-ORDINARY TRANSACTION (DEFINED
HERE AS A TRANSACTION NOT IN
ORDINARY COURSE OF BUSINESS
OPERATIONS) INCLUDING, BUT NOT LIMITED
TO, SELLING OR MERGING COMPANY WITH
ANOTHER INSTITUTION. | Shareholder | Against | | For | |
| | CORNING NATURAL GAS CORPORATION |
| | Security | 219381100 | | Meeting Type | Special |
| | Ticker Symbol | CNIG | | Meeting Date | 06-Nov-2013 |
| | ISIN | US2193811005 | | Agenda | 933885773 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO ADOPT AN AGREEMENT AND PLAN OF
SHARE EXCHANGE TO ESTABLISH A
HOLDING COMPANY STRUCTURE FOR
CORNING GAS IN WHICH CORNING GAS
WILL BECOME A SUBSIDIARY OF A HOLDING
COMPANY, CORNING NATURAL GAS
HOLDING CORPORATION (THE "HOLDING
COMPANY"), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| | RTI SURGICAL, INC. |
| | Security | 74975N105 | | Meeting Type | Special |
| | Ticker Symbol | RTIX | | Meeting Date | 07-Nov-2013 |
| | ISIN | US74975N1054 | | Agenda | 933882878 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE, UNDER APPLICABLE NASDAQ
LISTING RULES, THE ISSUANCE OF SHARES
OF THE COMPANY'S COMMON STOCK UPON
CONVERSION OF THE SERIES A
CONVERTIBLE PREFERRED STOCK IN
EXCESS OF 19.99% OF THE COMPANY'S
COMMON STOCK OUTSTANDING PRIOR TO
SUCH ISSUANCE. | Management | For | | For | |
| | 2. | TO APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES, IN THE
EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO CONSTITUTE A QUORUM OR
TO APPROVE THE FOREGOING PROPOSAL. | Management | For | | For | |
| | MEDIA GENERAL, INC. |
| | Security | 584404107 | | Meeting Type | Special |
| | Ticker Symbol | MEG | | Meeting Date | 07-Nov-2013 |
| | ISIN | US5844041070 | | Agenda | 933885189 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | APPROVAL OF THE ISSUANCE OF THE
SHARES OF MEDIA GENERAL COMMON
STOCK IN CONNECTION WITH THE
COMBINATION OF NEW YOUNG
BROADCASTING HOLDING CO., INC. AND
MEDIA GENERAL AND THE
RECLASSIFICATION OF MEDIA GENERAL'S
SHARES OF CLASS A AND CLASS B
COMMON STOCK. | Management | For | | For | |
| | 2A. | APPROVAL OF AN AMENDMENT TO MEDIA
GENERAL'S ARTICLES OF INCORPORATION
TO CLARIFY THAT ONLY HOLDERS OF
CLASS B COMMON STOCK ARE ENTITLED
TO VOTE ON THE RECLASSIFICATION. | Management | For | | For | |
| | 2B. | APPROVAL OF AN AMENDMENT TO MEDIA
GENERAL'S ARTICLES OF INCORPORATION
TO CLARIFY THE PERMISSIBILITY OF
ISSUING SHARES OF NON-VOTING COMMON
STOCK. | Management | For | | For | |
| | CARDIOVASCULAR SYSTEMS, INC. |
| | Security | 141619106 | | Meeting Type | Annual |
| | Ticker Symbol | CSII | | Meeting Date | 13-Nov-2013 |
| | ISIN | US1416191062 | | Agenda | 933881737 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BRENT G. BLACKEY | | For | For | |
| | | | 2 | SCOTT WARD | | For | For | |
| | | | 3 | LESLIE L. TRIGG | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
ITS FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | | For | |
| | 3. | PROPOSAL TO CAST A NON-BINDING
ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | CORINTHIAN COLLEGES, INC. |
| | Security | 218868107 | | Meeting Type | Annual |
| | Ticker Symbol | COCO | | Meeting Date | 13-Nov-2013 |
| | ISIN | US2188681074 | | Agenda | 933884276 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PAUL R. ST. PIERRE | | For | For | |
| | | | 2 | LINDA AREY SKLADANY | | For | For | |
| | | | 3 | ROBERT LEE | | For | For | |
| | | | 4 | JACK D. MASSIMINO | | For | For | |
| | | | 5 | TERRY O. HARTSHORN | | For | For | |
| | | | 6 | TIMOTHY J. SULLIVAN | | For | For | |
| | | | 7 | SHARON P. ROBINSON | | For | For | |
| | | | 8 | HANK ADLER | | For | For | |
| | | | 9 | JOHN M. DIONISIO | | For | For | |
| | | | 10 | ALICE T. KANE | | For | For | |
| | | | 11 | MARC H. MORIAL | | For | For | |
| | 2. | APPROVAL OF THE AMENDMENT AND
RESTATEMENT OF THE CORINTHIAN
COLLEGES, INC. 2003 PERFORMANCE
AWARD PLAN, WHICH AUTHORIZES THE
ISSUANCE OF ADDITIONAL SHARES UNDER
SUCH PLAN AND CERTAIN OTHER
AMENDMENTS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT. | Management | Against | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 30, 2014. | Management | For | | For | |
| | 4. | APPROVAL, BY A NONBINDING ADVISORY
VOTE, OF EXECUTIVE COMPENSATION PAID
BY THE COMPANY TO ITS NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | CARDICA, INC. |
| | Security | 14141R101 | | Meeting Type | Annual |
| | Ticker Symbol | CRDC | | Meeting Date | 13-Nov-2013 |
| | ISIN | US14141R1014 | | Agenda | 933887107 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | B.A. HAUSEN, M.D., PH.D | | For | For | |
| | | | 2 | KEVIN T. LARKIN | | For | For | |
| | | | 3 | RICHARD P. POWERS | | For | For | |
| | | | 4 | JEFFREY L. PURVIN | | For | For | |
| | | | 5 | JOHN SIMON, PH.D. | | For | For | |
| | | | 6 | WILLIAM H. YOUNGER, JR. | | For | For | |
| | 2. | TO APPROVE AN AMENDMENT TO THE
CARDICA'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM
75,000,000 SHARES TO 125,000,000 SHARES. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF CARDICA'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THIS PROXY STATEMENT. | Management | Abstain | | Against | |
| | 4. | TO INDICATE, ON AN ADVISORY BASIS, THE
PREFERRED FREQUENCY OF
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF CARDICA'S NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 5. | TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
OF BDO USA, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
CARDICA FOR ITS FISCAL YEAR ENDING
JUNE 30, 2014. | Management | For | | For | |
| | 6. | TO APPROVE AN AMENDMENT TO THE
CARDICA'S 2005 EQUITY INCENTIVE PLAN
(THE "2005 PLAN") TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE 2005 PLAN BY
1,000,000 SHARES, AND TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE PURSUANT TO
THE EXERCISE OF INCENTIVE STOCK
OPTION AWARDS. | Management | Against | | Against | |
| | SPARTON CORPORATION |
| | Security | 847235108 | | Meeting Type | Annual |
| | Ticker Symbol | SPA | | Meeting Date | 13-Nov-2013 |
| | ISIN | US8472351084 | | Agenda | 933887145 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: JAMES D. FAST | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: JOSEPH J.
HARTNETT | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: CHARLES R.
KUMMETH | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: DAVID P.
MOLFENTER | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: DOUGLAS R.
SCHRANK | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: JAMES R.
SWARTWOUT | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: CARY B. WOOD | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
BDO USA, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
THE CORPORATION FOR THE FISCAL YEAR
ENDING JUNE 30, 2014 BY ADVISORY VOTE. | Management | For | | For | |
| | 3. | TO APPROVE THE NAMED EXECUTIVE
OFFICER COMPENSATION BY AN ADVISORY
VOTE. | Management | Abstain | | Against | |
| | ROCHESTER MEDICAL CORPORATION |
| | Security | 771497104 | | Meeting Type | Special |
| | Ticker Symbol | ROCM | | Meeting Date | 13-Nov-2013 |
| | ISIN | US7714971048 | | Agenda | 933887486 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | PROPOSAL TO APPROVE THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF
SEPTEMBER 3, 2013, BY AND AMONG C. R.
BARD, INC., STARNORTH ACQUISITION
CORP. AND ROCHESTER MEDICAL
CORPORATION. | Management | For | | For | |
| | 2. | A PROPOSAL TO APPROVE, ON A NON-
BINDING ADVISORY BASIS, THE
COMPENSATION THAT MAY BECOME
PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF ROCHESTER MEDICAL
CORPORATION IN CONNECTION WITH THE
COMPLETION OF THE MERGER. | Management | For | | For | |
| | 3. | PROPOSAL TO ADJOURN THE SPECIAL
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF APPROVAL
OF THE MERGER AGREEMENT. | Management | For | | For | |
| | ZYGO CORPORATION |
| | Security | 989855101 | | Meeting Type | Annual |
| | Ticker Symbol | ZIGO | | Meeting Date | 13-Nov-2013 |
| | ISIN | US9898551018 | | Agenda | 933891031 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEPHEN D. FANTONE | | For | For | |
| | | | 2 | SAMUEL H. FULLER | | For | For | |
| | | | 3 | MICHAEL A. KAUFMAN | | For | For | |
| | | | 4 | SEYMOUR E. LIEBMAN | | For | For | |
| | | | 5 | CAROL P. WALLACE | | For | For | |
| | | | 6 | GARY K. WILLIS | | For | For | |
| | 2. | TO APPROVE A NON-BINDING ADVISORY
RESOLUTION APPROVING ZYGO'S
EXECUTIVE COMPENSATION AS DISCLOSED
IN THE ACCOMPANYING PROXY
STATEMENT. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| | SWS GROUP INC. |
| | Security | 78503N107 | | Meeting Type | Annual |
| | Ticker Symbol | SWS | | Meeting Date | 14-Nov-2013 |
| | ISIN | US78503N1072 | | Agenda | 933881701 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT A. BUCHHOLZ | | For | For | |
| | | | 2 | BRODIE L. COBB | | For | For | |
| | | | 3 | J. TAYLOR CRANDALL | | For | For | |
| | | | 4 | CHRISTIE S. FLANAGAN | | For | For | |
| | | | 5 | GERALD J. FORD | | For | For | |
| | | | 6 | LARRY A. JOBE | | For | For | |
| | | | 7 | TYREE B. MILLER | | For | For | |
| | | | 8 | DR. MIKE MOSES | | For | For | |
| | | | 9 | JAMES H. ROSS | | For | For | |
| | | | 10 | JOEL T. WILLIAMS III | | For | For | |
| | 2. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE SELECTION OF
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING JUNE 30, 2014. | Management | For | | For | |
| | CADIZ INC. |
| | Security | 127537207 | | Meeting Type | Annual |
| | Ticker Symbol | CDZI | | Meeting Date | 14-Nov-2013 |
| | ISIN | US1275372076 | | Agenda | 933886713 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | KEITH BRACKPOOL | | For | For | |
| | | | 2 | STEPHEN E. COURTER | | For | For | |
| | | | 3 | GEOFFREY GRANT | | For | For | |
| | | | 4 | WINSTON HICKOX | | For | For | |
| | | | 5 | MURRAY H. HUTCHISON | | For | For | |
| | | | 6 | RAYMOND J. PACINI | | For | For | |
| | | | 7 | BRYANT R. RILEY | | For | For | |
| | | | 8 | TIMOTHY J. SHAHEEN | | For | For | |
| | | | 9 | SCOTT S. SLATER | | For | For | |
| | 2. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR. | Management | For | | For | |
| | 3. | APPROVAL OF THE 2013 EQUITY INCENTIVE
PLAN. | Management | Against | | Against | |
| | 4. | APPROVAL OF THE ISSUANCE OF SHARES
OF THE COMPANY'S COMMON STOCK UPON
CONVERSION OF OUTSTANDING
CONVERTIBLE NOTES IN EXCESS OF THE
19.99% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY'S COMMON STOCK
OUTSTANDING AS OF THE DATE THE
CONVERTIBLE NOTES WERE ISSUED. | Management | For | | For | |
| | 5. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
PROXY MATERIALS. | Management | Abstain | | Against | |
| | JTH HOLDING,INC. |
| | Security | 46637N103 | | Meeting Type | Annual |
| | Ticker Symbol | TAX | | Meeting Date | 14-Nov-2013 |
| | ISIN | US46637N1037 | | Agenda | 933887397 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN R. GAREL | | For | For | |
| | | | 2 | STEVEN IBBOTSON | | For | For | |
| | | | 3 | ROSS N. LONGFIELD | | For | For | |
| | | | 4 | GEORGE T. ROBSON | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 30, 2014. | Management | For | | For | |
| | SPARTAN STORES, INC. |
| | Security | 846822104 | | Meeting Type | Special |
| | Ticker Symbol | SPTN | | Meeting Date | 18-Nov-2013 |
| | ISIN | US8468221044 | | Agenda | 933888743 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | PROPOSAL TO APPROVE THE ISSUANCE OF
SHARES OF SPARTAN STORES, INC.
COMMON STOCK TO STOCKHOLDERS OF
NASH-FINCH COMPANY PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER DATED
AS OF JULY 21, 2013, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND
AMONG SPARTAN STORES, INC., NASH-
FINCH COMPANY, AND SS DELAWARE, INC. | Management | For | | For | |
| | 2. | PROPOSAL TO APPROVE AN AMENDMENT
TO SPARTAN STORES' RESTATED ARTICLES
OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 50 MILLION TO 100
MILLION. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE THE
ADJOURNMENT OF THE SPARTAN STORES
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES TO APPROVE PROPOSAL 1. | Management | For | | For | |
| | THE HAIN CELESTIAL GROUP, INC. |
| | Security | 405217100 | | Meeting Type | Annual |
| | Ticker Symbol | HAIN | | Meeting Date | 19-Nov-2013 |
| | ISIN | US4052171000 | | Agenda | 933885002 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | IRWIN D. SIMON | | For | For | |
| | | | 2 | RICHARD C. BERKE | | For | For | |
| | | | 3 | JACK FUTTERMAN | | For | For | |
| | | | 4 | MARINA HAHN | | For | For | |
| | | | 5 | ANDREW R. HEYER | | For | For | |
| | | | 6 | ROGER MELTZER | | For | For | |
| | | | 7 | SCOTT M. O'NEIL | | For | For | |
| | | | 8 | LAWRENCE S. ZILAVY | | For | For | |
| | 2 | TO VOTE, ON AN ADVISORY BASIS, FOR THE
COMPENSATION AWARDED TO THE NAMED
EXECUTIVE OFFICERS FOR THE FISCAL
YEAR ENDED JUNE 30, 2013, AS SET FORTH
IN THIS PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3 | TO APPROVE THE AMENDMENT OF THE
AMENDED AND RESTATED 2002 LONG TERM
INCENTIVE AND STOCK AWARD PLAN. | Management | Against | | Against | |
| | 4 | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP TO ACT AS REGISTERED
INDEPENDENT ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2014. | Management | For | | For | |
| | NATIONAL TECHNICAL SYSTEMS, INC. |
| | Security | 638104109 | | Meeting Type | Special |
| | Ticker Symbol | NTSC | | Meeting Date | 19-Nov-2013 |
| | ISIN | US6381041093 | | Agenda | 933892350 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE AGREEMENT & PLAN OF
MERGER, ("MERGER AGREEMENT"), BY AND
AMONG NEST PARENT, INC. ("PARENT"),
NEST MERGER SUB, INC. ("MERGER SUB") &
NATIONAL TECHNICAL SYSTEMS, INC.
("COMPANY") & TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING
MERGER OF MERGER SUB WITH & INTO
NTS, AS A RESULT OF WHICH NTS WILL BE
SURVIVING CORPORATION IN MERGER AND
A WHOLLY-OWNED SUBSIDIARY OF PARENT. | Management | For | | For | |
| | 2. | TO APPROVE, ON AN ADVISORY (NON-
BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE
NAMED EXECUTIVE OFFICERS OF THE
COMPANY IN CONNECTION WITH THE
MERGER. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE MERGER
AGREEMENT PROPOSAL. | Management | For | | For | |
| | ACCURAY INCORPORATED |
| | Security | 004397105 | | Meeting Type | Annual |
| | Ticker Symbol | ARAY | | Meeting Date | 21-Nov-2013 |
| | ISIN | US0043971052 | | Agenda | 933885913 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A | ELECTION OF DIRECTOR: ROBERT S. WEISS | Management | For | | For | |
| | 1B | ELECTION OF DIRECTOR: RICHARD
PETTINGILL | Management | For | | For | |
| | 2 | ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS
(SAY-ON-PAY VOTE). | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30,
2014. | Management | For | | For | |
| | DELTA NATURAL GAS COMPANY, INC. |
| | Security | 247748106 | | Meeting Type | Annual |
| | Ticker Symbol | DGAS | | Meeting Date | 21-Nov-2013 |
| | ISIN | US2477481061 | | Agenda | 933887094 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | RATIFICATION OF THE APPOINTMENT BY
THE AUDIT COMMITTEE OF DELOITTE &
TOUCHE LLP AS DELTA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30,
2014. | Management | For | | For | |
| | 2. | DIRECTOR | Management | | | | |
| | | | 1 | SANDRA C. GRAY | | For | For | |
| | | | 2 | EDWARD J. HOLMES | | For | For | |
| | 3. | NON-BINDING, ADVISORY VOTE TO
APPROVE THE COMPENSATION PAID OUR
NAMED EXECUTIVE OFFICERS FOR FISCAL
2013. | Management | Abstain | | Against | |
| | SPECIAL DIVERSIFIED OPPORTUNITIES INC |
| | Security | 84740Q101 | | Meeting Type | Annual |
| | Ticker Symbol | SDOI | | Meeting Date | 22-Nov-2013 |
| | ISIN | US84740Q1013 | | Agenda | 933890370 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN R. BECKER | | For | For | |
| | | | 2 | THOMAS A. BOLOGNA | | For | For | |
| | | | 3 | DAVID M. WURZER | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2013. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, A
RESOLUTION REGARDING EXECUTIVE
OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO APPROVE, ON AN ADVISORY BASIS, A
RESOLUTION REGARDING HOW
FREQUENTLY WE WILL SUBMIT FUTURE
ADVISORY VOTES ON EXECUTIVE OFFICER
COMPENSATION TO OUR STOCKHOLDERS. | Management | Abstain | | Against | |
| | ORITANI FINANCIAL CORP |
| | Security | 68633D103 | | Meeting Type | Annual |
| | Ticker Symbol | ORIT | | Meeting Date | 26-Nov-2013 |
| | ISIN | US68633D1037 | | Agenda | 933887169 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | NICHOLAS ANTONACCIO | | For | For | |
| | | | 2 | KEVIN J. LYNCH | | For | For | |
| | 2 | THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30,
2014. | Management | For | | For | |
| | 3 | AN ADVISORY, NON-BINDING PROPOSAL
WITH RESPECT TO THE EXECUTIVE
COMPENSATION DESCRIBED IN THE PROXY
STATEMENT. | Management | Abstain | | Against | |
| | 4 | TO RE-APPROVE THE EXECUTIVE OFFICER
ANNUAL INCENTIVE PLAN. | Management | For | | For | |
| | INTERNATIONAL MINERALS CORPORATION |
| | Security | 459875100 | | Meeting Type | Annual |
| | Ticker Symbol | IMZLF | | Meeting Date | 26-Nov-2013 |
| | ISIN | CA4598751002 | | Agenda | 933892158 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | TO DETERMINE THE NUMBER OF
DIRECTORS AT SIX. | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | STEPHEN J. KAY | | For | For | |
| | | | 2 | ROD C. MCKEEN | | For | For | |
| | | | 3 | JORGE PAZ DURINI | | For | For | |
| | | | 4 | GABRIEL BIANCHI | | For | For | |
| | | | 5 | W. MICHAEL SMITH | | For | For | |
| | | | 6 | AXEL SCHWEITZER | | For | For | |
| | 03 | TO RE-APPOINT DAVIDSON & COMPANY LLP
AS THE CORPORATION'S AUDITORS AND TO
AUTHORIZE THE AUDIT COMMITTEE TO FIX
THEIR REMUNERATION. | Management | For | | For | |
| | 04 | TO CONSIDER PURSUANT TO AN INTERIM
ORDER OF THE SUPREME COURT OF
YUKON DATED OCTOBER 25, 2013, AS SAME
MAY BE AMENDED, AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
AMENDMENT, A SPECIAL RESOLUTION (THE
"ARRANGEMENT RESOLUTION"), TO
APPROVE A PLAN OF ARRANGEMENT
UNDER SECTION 195 OF THE BUSINESS
CORPORATIONS ACT (YUKON) WHEREBY,
AMONG OTHER THINGS, HOLDERS OF IMZ
SHARES WILL RECEIVE, FOR EACH IMZ
SHARE THAT THEY HOLD, US$2.38 IN CASH
AND ONE COMMON SHARE OF A NEW
MINERAL EXPLORATION COMPANY
("CHAPARRAL GOLD"). | Management | For | | For | |
| | 05 | PROVIDED THAT THE ARRANGEMENT
RESOLUTION IS APPROVED, TO CONSIDER
AND, IF THOUGHT ADVISABLE, TO PASS,
WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION TO APPROVE A
STOCK OPTION PLAN FOR CHAPARRAL
GOLD. | Management | For | | For | |
| | HARRIS INTERACTIVE INC. |
| | Security | 414549105 | | Meeting Type | Annual |
| | Ticker Symbol | HPOL | | Meeting Date | 26-Nov-2013 |
| | ISIN | US4145491050 | | Agenda | 933892259 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | HOWARD L. SHECTER | | For | For | |
| | | | 2 | ANTOINE G. TREUILLE | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| | PERICOM SEMICONDUCTOR CORPORATION |
| | Security | 713831105 | | Meeting Type | Annual |
| | Ticker Symbol | PSEM | | Meeting Date | 05-Dec-2013 |
| | ISIN | US7138311052 | | Agenda | 933887703 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ALEX CHIMING HUI | | For | For | |
| | | | 2 | CHI-HUNG (JOHN) HUI PHD | | For | For | |
| | | | 3 | JOHN C. EAST | | For | For | |
| | | | 4 | HAU L. LEE, PH.D. | | For | For | |
| | | | 5 | MICHAEL J. SOPHIE | | For | For | |
| | | | 6 | SIU-WENG SIMON WONG PHD | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF BURR,
PILGER & MAYER, INC. AS THE
INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | FARMER BROS. CO. |
| | Security | 307675108 | | Meeting Type | Annual |
| | Ticker Symbol | FARM | | Meeting Date | 05-Dec-2013 |
| | ISIN | US3076751086 | | Agenda | 933894520 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL H. KEOWN | | For | For | |
| | | | 2 | CHARLES F. MARCY | | For | For | |
| | | | 3 | CHRISTOPHER P. MOTTERN | | For | For | |
| | 2. | RATIFICATION OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30,
2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF THE PROPOSED FARMER
BROS. CO. AMENDED AND RESTATED 2007
LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| | COLLECTORS UNIVERSE, INC. |
| | Security | 19421R200 | | Meeting Type | Annual |
| | Ticker Symbol | CLCT | | Meeting Date | 09-Dec-2013 |
| | ISIN | US19421R2004 | | Agenda | 933890750 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | A. CLINTON ALLEN | | For | For | |
| | | | 2 | ROBERT G. DEUSTER | | For | For | |
| | | | 3 | DEBORAH A. FARRINGTON | | For | For | |
| | | | 4 | DAVID G. HALL | | For | For | |
| | | | 5 | JOSEPH R. MARTIN | | For | For | |
| | | | 6 | A.J. "BERT" MOYER | | For | For | |
| | | | 7 | VAN D. SIMMONS | | For | For | |
| | | | 8 | BRUCE A. STEVENS | | For | For | |
| | 2. | TO APPROVE, BY A NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
IN 2013. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE COMPANY'S 2013 EQUITY
INCENTIVE PLAN. | Management | Against | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2014. | Management | For | | For | |
| | STANDEX INTERNATIONAL CORPORATION |
| | Security | 854231107 | | Meeting Type | Annual |
| | Ticker Symbol | SXI | | Meeting Date | 10-Dec-2013 |
| | ISIN | US8542311076 | | Agenda | 933890798 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM R. FENOGLIO | | For | For | |
| | | | 2 | THOMAS J. HANSEN | | For | For | |
| | | | 3 | H. NICHOLAS MULLER, III | | For | For | |
| | 2. | TO CONDUCT AN ADVISORY VOTE ON THE
TOTAL COMPENSATION PAID TO THE
EXECUTIVES OF THE COMPANY. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT BY THE
AUDIT COMMITTEE OF DELOITTE & TOUCHE
LLP AS INDEPENDENT AUDITORS. | Management | For | | For | |
| | OIL-DRI CORPORATION OF AMERICA |
| | Security | 677864100 | | Meeting Type | Annual |
| | Ticker Symbol | ODC | | Meeting Date | 10-Dec-2013 |
| | ISIN | US6778641000 | | Agenda | 933894582 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | J. STEVEN COLE | | For | For | |
| | | | 2 | DANIEL S. JAFFEE | | For | For | |
| | | | 3 | RICHARD M. JAFFEE | | For | For | |
| | | | 4 | JOSEPH C. MILLER | | For | For | |
| | | | 5 | MICHAEL A. NEMEROFF | | For | For | |
| | | | 6 | ALLAN H. SELIG | | For | For | |
| | | | 7 | PAUL E. SUCKOW | | For | For | |
| | | | 8 | LAWRENCE E. WASHOW | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING JULY 31, 2014. | Management | For | | For | |
| | ARTHROCARE CORPORATION |
| | Security | 043136100 | | Meeting Type | Special |
| | Ticker Symbol | ARTC | | Meeting Date | 12-Dec-2013 |
| | ISIN | US0431361007 | | Agenda | 933891358 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE AN AMENDMENT TO THE
COMPANY'S CERTIFICATE OF
INCORPORATION AMENDING THE
CERTIFICATE OF DESIGNATIONS OF THE
SERIES A 3.00% CONVERTIBLE PREFERRED
STOCK TO PERMIT THE SIZE OF THE BOARD
OF DIRECTORS OF THE COMPANY TO BE
INCREASED TO A MAXIMUM OF NINE
PERSONS. | Management | For | | For | |
| | 2. | FOR THE ELECTION OF FABIANA LACERCA-
ALLEN AS A MEMBER OF THE BOARD TO
SERVE UNTIL THE NEXT ANNUAL MEETING
OR UNTIL HIS OR HER SUCCESSOR IS DULY
QUALIFIED AND ELECTED. | Management | For | | For | |
| | VILLAGE SUPER MARKET, INC. |
| | Security | 927107409 | | Meeting Type | Annual |
| | Ticker Symbol | VLGEA | | Meeting Date | 13-Dec-2013 |
| | ISIN | US9271074091 | | Agenda | 933890419 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES SUMAS | | For | For | |
| | | | 2 | ROBERT SUMAS | | For | For | |
| | | | 3 | WILLIAM SUMAS | | For | For | |
| | | | 4 | JOHN P. SUMAS | | For | For | |
| | | | 5 | KEVIN BEGLEY | | For | For | |
| | | | 6 | NICHOLAS SUMAS | | For | For | |
| | | | 7 | JOHN J. SUMAS | | For | For | |
| | | | 8 | STEVEN CRYSTAL | | For | For | |
| | | | 9 | DAVID C. JUDGE | | For | For | |
| | | | 10 | PETER R. LAVOY | | For | For | |
| | | | 11 | STEPHEN F. ROONEY | | For | For | |
| | 2. | RATIFICATION OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| | 1-800-FLOWERS.COM, INC. |
| | Security | 68243Q106 | | Meeting Type | Annual |
| | Ticker Symbol | FLWS | | Meeting Date | 13-Dec-2013 |
| | ISIN | US68243Q1067 | | Agenda | 933890724 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | EUGENE DEMARK | | For | For | |
| | | | 2 | LEONARD ELMORE | | For | For | |
| | MAKO SURGICAL CORP |
| | Security | 560879108 | | Meeting Type | Special |
| | Ticker Symbol | MAKO | | Meeting Date | 13-Dec-2013 |
| | ISIN | US5608791084 | | Agenda | 933899241 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | PROPOSAL TO ADOPT THE AGREEMENT
AND PLAN OF MERGER (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), DATED AS OF
SEPTEMBER 25, 2013, BY AND AMONG
STRYKER CORPORATION, A MICHIGAN
CORPORATION ("STRYKER"), LAUDERDALE
MERGER CORPORATION, A DELAWARE
CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF STRYKER, AND MAKO
SURGICAL CORP. (THE "COMPANY"). | Management | For | | For | |
| | 2. | PROPOSAL TO APPROVE, ON AN ADVISORY
(NON-BINDING) BASIS, SPECIFIED
COMPENSATION THAT MAY BECOME
PAYABLE TO THE COMPANY'S PRINCIPAL
EXECUTIVE OFFICER, PRINCIPAL FINANCIAL
OFFICER AND THREE MOST HIGHLY
COMPENSATED EXECUTIVE OFFICERS
OTHER THAN THE PRINCIPAL EXECUTIVE
OFFICER AND PRINCIPAL FINANCIAL
OFFICER IN CONNECTION WITH THE
MERGER. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO APPROVE THE
ADJOURNMENT OF THE SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER
AGREEMENT. | Management | For | | For | |
| | MGP INGREDIENTS INC |
| | Security | 55303J106 | | Meeting Type | Contested-Annual |
| | Ticker Symbol | MGPI | | Meeting Date | 17-Dec-2013 |
| | ISIN | US55303J1060 | | Agenda | 933858637 - Opposition |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | JOHN P. BRIDENDALL | | For | For | |
| | | | 2 | M. JEANNINE STRANDJORD | | Withheld | Against | |
| | | | 3 | CLOUD L. CRAY, JR. | | For | For | |
| | 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDED DECEMBER 31, 2013. | Management | For | | For | |
| | 03 | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 04 | TO APPROVE THE PROPOSAL TO AMEND
THE COMPANY'S BYLAWS TO PROVIDE FOR
CONFIDENTIAL VOTING. | Management | Against | | Against | |
| | 05 | TO APPROVE THE PROPOSAL REQUESTING
THE BOARD OF DIRECTORS TO APPROVE
AN AMENDMENT TO THE COMPANY'S
ARTICLES OF INCORPORATION TO DE-
STAGGER THE BOARD AND PERMIT ANY
DIRECTOR TO BE REMOVED WITH OR
WITHOUT CAUSE. | Management | Against | | Against | |
| | 06 | TO APPROVE THE PROPOSAL TO AMEND
THE COMPANY'S BYLAWS TO PROVIDE A
RIGHT FOR STOCKHOLDERS HOLDING 10%
OR MORE OF THE OUTSTANDING COMMON
STOCK OR OUTSTANDING PREFERRED
STOCK TO CALL A SPECIAL MEETING OF
STOCKHOLDERS. | Management | Against | | Against | |
| | 07 | CRAY GROUP'S PROPOSAL TO AMEND THE
BYLAWS TO REQUIRE THAT ANY VACANCIES
ON THE BOARD BE FILLED ONLY BY THE
STOCKHOLDERS AND NOT BY THE BOARD. | Management | Against | | Against | |
| | 08 | TO APPROVE THE REPEAL OF ANY
PROVISION OF OR AMENDMENTS TO THE
BYLAWS ADOPTED BY THE BOARD WITHOUT
THE APPROVAL OF A MAJORITY OF THE
SHARES OF COMMON STOCK AND
PREFERRED STOCK VOTING THEREON
AFTER APRIL 3, 2013 AND ON OR BEFORE
THE DATE OF THE ANNUAL MEETING. | Management | For | | For | |
| | WINNEBAGO INDUSTRIES, INC. |
| | Security | 974637100 | | Meeting Type | Annual |
| | Ticker Symbol | WGO | | Meeting Date | 17-Dec-2013 |
| | ISIN | US9746371007 | | Agenda | 933889834 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT M. CHIUSANO | | For | For | |
| | | | 2 | JERRY N. CURRIE | | For | For | |
| | | | 3 | LAWRENCE A. ERICKSON | | For | For | |
| | 2. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION, (THE "SAY ON PAY" VOTE). | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE 2014 OMNIBUS EQUITY,
PERFORMANCE AWARD, AND INCENTIVE
COMPENSATION PLAN. | Management | Against | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS WINNEBAGO
INDUSTRIES, INC. INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR
OUR FISCAL YEAR 2014. | Management | For | | For | |
| | PLX TECHNOLOGY, INC. |
| | Security | 693417107 | | Meeting Type | Contested-Annual |
| | Ticker Symbol | PLXT | | Meeting Date | 18-Dec-2013 |
| | ISIN | US6934171074 | | Agenda | 933898150 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | D. JAMES GUZY | | For | For | |
| | | | 2 | JOHN H. HART | | For | For | |
| | | | 3 | THOMAS RIORDAN | | For | For | |
| | | | 4 | MICHAEL J. SALAMEH | | For | For | |
| | | | 5 | RALPH H. SCHMITT | | For | For | |
| | | | 6 | ROBERT H. SMITH | | For | For | |
| | | | 7 | PATRICK VERDERICO | | For | For | |
| | | | 8 | DAVID K. RAUN | | For | For | |
| | 2. | THE BOARD'S PROPOSAL TO RATIFY THE
APPOINTMENT OF BDO USA, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013. | Management | For | | For | |
| | 3. | THE BOARD'S PROPOSAL TO APPROVE THE
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | FLOW INTERNATIONAL CORPORATION |
| | Security | 343468104 | | Meeting Type | Special |
| | Ticker Symbol | FLOW | | Meeting Date | 20-Dec-2013 |
| | ISIN | US3434681041 | | Agenda | 933900703 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF SEPTEMBER 25,
2013, AS IT MAY BE AMENDED FROM TIME
TO TIME, BY AND AMONG FLOW
INTERNATIONAL CORPORATION, WATERJET
HOLDINGS, INC. (FORMERLY KNOWN AS AIP
WATERJET HOLDINGS, INC.), AND AIP/FIC
MERGER SUB, INC. (THE "MERGER
AGREEMENT"). | Management | For | | For | |
| | 2. | TO ADJOURN THE SPECIAL MEETING, IF
NECESSARY OR ADVISABLE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE SPECIAL
MEETING TO APPROVE THE MERGER
AGREEMENT. | Management | For | | For | |
| | 3. | TO APPROVE, ON A NON-BINDING,
ADVISORY BASIS, CERTAIN COMPENSATION
THAT WILL OR MAY BECOME PAYABLE BY
FLOW INTERNATIONAL CORPORATION TO
ITS NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE COMPLETION OF
THE MERGER UNDER EXISTING
ARRANGEMENTS BETWEEN FLOW
INTERNATIONAL CORPORATION AND SUCH
OFFICERS. | Management | Abstain | | Against | |
| | GYRODYNE COMPANY OF AMERICA, INC. |
| | Security | 403820103 | | Meeting Type | Annual |
| | Ticker Symbol | GYRO | | Meeting Date | 27-Dec-2013 |
| | ISIN | US4038201038 | | Agenda | 933906995 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RONALD J. MACKLIN | | For | For | |
| | | | 2 | PHILIP F. PALMEDO | | For | For | |
| | 2. | TO APPROVE, ON A NON-BINDING ADVISORY
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THIS PROXY STATEMENT | Management | Abstain | | Against | |
| | 3. | TO DETERMINE, BY A NON-BINDING
ADVISORY VOTE, THE FREQUENCY OF
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE ENGAGEMENT OF BAKER
TILLY VIRCHOW KRAUSE, LLP (SUCCESSOR
TO HOLTZ RUBENSTEIN REMINICK LLP) AS
INDEPENDENT ACCOUNTANTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE
2013 FISCAL YEAR | Management | For | | For | |
| | ZEP INC |
| | Security | 98944B108 | | Meeting Type | Annual |
| | Ticker Symbol | ZEP | | Meeting Date | 07-Jan-2014 |
| | ISIN | US98944B1089 | | Agenda | 933901399 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN K. MORGAN | | For | For | |
| | | | 2 | JOSEPH SQUICCIARINO | | For | For | |
| | | | 3 | TIMOTHY T. TEVENS | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | APPROVE AN AMENDMENT TO THE ZEP INC.
2010 OMNIBUS INCENTIVE PLAN. | Management | Against | | Against | |
| | 4. | RATIFY THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | THE GREENBRIER COMPANIES, INC. |
| | Security | 393657101 | | Meeting Type | Annual |
| | Ticker Symbol | GBX | | Meeting Date | 08-Jan-2014 |
| | ISIN | US3936571013 | | Agenda | 933901375 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GRAEME A. JACK | | For | For | |
| | | | 2 | VICTORIA MCMANUS | | For | For | |
| | | | 3 | WENDY L. TERAMOTO | | For | For | |
| | 2. | ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE GREENBRIER
COMPANIES, INC. UMBRELLA
PERFORMANCE-BASED PLAN FOR
EXECUTIVE OFFICERS. | Management | For | | For | |
| | 4. | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT AUDITORS
FOR 2014. | Management | For | | For | |
| | CANTEL MEDICAL CORP. |
| | Security | 138098108 | | Meeting Type | Annual |
| | Ticker Symbol | CMN | | Meeting Date | 09-Jan-2014 |
| | ISIN | US1380981084 | | Agenda | 933905741 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: CHARLES M.
DIKER | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ALAN R. BATKIN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ANN E. BERMAN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JOSEPH M.
COHEN | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: MARK N. DIKER | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: GEORGE L.
FOTIADES | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ALAN J.
HIRSCHFIELD | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: ANDREW A.
KRAKAUER | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: PETER J.
PRONOVOST | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: BRUCE SLOVIN | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 3. | RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31,
2014 | Management | For | | For | |
| | DIAMOND FOODS, INC. |
| | Security | 252603105 | | Meeting Type | Annual |
| | Ticker Symbol | DMND | | Meeting Date | 14-Jan-2014 |
| | ISIN | US2526031057 | | Agenda | 933906212 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT J. ZOLLARS | | For | For | |
| | | | 2 | EDWARD A. BLECHSCHMIDT | | For | For | |
| | | | 3 | R. DEAN HOLLIS | | For | For | |
| | 2. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDED JULY 31, 2014. | Management | For | | For | |
| | 3. | SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | CALLON PETROLEUM COMPANY |
| | Security | 13123X102 | | Meeting Type | Special |
| | Ticker Symbol | CPE | | Meeting Date | 15-Jan-2014 |
| | ISIN | US13123X1028 | | Agenda | 933910879 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | PROPOSAL TO AMEND ARTICLE FOUR OF
THE COMPANY'S CERTIFICATE OF
INCORPORATION INCREASING THE NUMBER
OF AUTHORIZED SHARES OF COMMON
STOCK OF THE COMPANY FROM 60 MILLION
SHARES TO 110 MILLION SHARES. | Management | For | | For | |
| | CAPITOL FEDERAL FINANCIAL INC |
| | Security | 14057J101 | | Meeting Type | Annual |
| | Ticker Symbol | CFFN | | Meeting Date | 21-Jan-2014 |
| | ISIN | US14057J1016 | | Agenda | 933909852 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | I | DIRECTOR | Management | | | | |
| | | | 1 | JEFFREY M. JOHNSON | | For | For | |
| | | | 2 | MICHAEL T. MCCOY, M.D. | | For | For | |
| | | | 3 | MARILYN S. WARD | | For | For | |
| | II | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | III | THE RATIFICATION OF THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS CAPITOL
FEDERAL FINANCIAL, INC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2014. | Management | For | | For | |
| | DAWSON GEOPHYSICAL COMPANY |
| | Security | 239359102 | | Meeting Type | Annual |
| | Ticker Symbol | DWSN | | Meeting Date | 21-Jan-2014 |
| | ISIN | US2393591027 | | Agenda | 933910615 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CRAIG W. COOPER | | For | For | |
| | | | 2 | GARY M. HOOVER PH.D. | | For | For | |
| | | | 3 | STEPHEN C. JUMPER | | For | For | |
| | | | 4 | TED R. NORTH | | For | For | |
| | | | 5 | TIM C. THOMPSON | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2014. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE A NON-BINDING
ADVISORY RESOLUTION ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT OF THE COMPANY FOR THE
2014 ANNUAL MEETING OF SHAREHOLDERS
PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION. | Management | Abstain | | Against | |
| | MERIDIAN BIOSCIENCE, INC. |
| | Security | 589584101 | | Meeting Type | Annual |
| | Ticker Symbol | VIVO | | Meeting Date | 22-Jan-2014 |
| | ISIN | US5895841014 | | Agenda | 933907632 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES M. ANDERSON | | For | For | |
| | | | 2 | JOHN A. KRAEUTLER | | For | For | |
| | | | 3 | WILLIAM J. MOTTO | | For | For | |
| | | | 4 | DAVID C. PHILLIPS | | For | For | |
| | | | 5 | ROBERT J. READY | | For | For | |
| | 2. | ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS MERIDIAN'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | | For | |
| | GASTAR EXPLORATION, INC. |
| | Security | 367299203 | | Meeting Type | Special |
| | Ticker Symbol | GST | | Meeting Date | 22-Jan-2014 |
| | ISIN | CA3672992037 | | Agenda | 933910386 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | APPROVE THE ADOPTION OF THE MERGER
AGREEMENT. | Management | For | | For | |
| | LINDSAY CORPORATION |
| | Security | 535555106 | | Meeting Type | Annual |
| | Ticker Symbol | LNN | | Meeting Date | 27-Jan-2014 |
| | ISIN | US5355551061 | | Agenda | 933909814 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL N. CHRISTODOLOU | | For | For | |
| | | | 2 | W. THOMAS JAGODINSKI | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 31, 2014. | Management | For | | For | |
| | 3. | NON-BINDING VOTE ON RESOLUTION TO
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF MANAGEMENT INCENTIVE
UMBRELLA PLAN. | Management | For | | For | |
| | NUTRACEUTICAL INTERNATIONAL CORPORATION |
| | Security | 67060Y101 | | Meeting Type | Annual |
| | Ticker Symbol | NUTR | | Meeting Date | 27-Jan-2014 |
| | ISIN | US67060Y1010 | | Agenda | 933912001 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JEFFREY A. HINRICHS | | For | For | |
| | | | 2 | J. KIMO ESPLIN | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | CRAZY WOMAN CREEK BANCORP INCORPORATED |
| | Security | 225233105 | | Meeting Type | Annual |
| | Ticker Symbol | CRZY | | Meeting Date | 29-Jan-2014 |
| | ISIN | US2252331051 | | Agenda | 933911819 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD REIMANN | | Withheld | Against | |
| | | | 2 | SANDRA K. TODD | | Withheld | Against | |
| | | | 3 | PAUL M. BRUNKHORST | | Withheld | Against | |
| | 2. | THE RATIFICATION OF THE APPOINTMENT
OF ANDERSON ZURMUEHLEN, CPA AS
INDEPENDENT AUDITORS OF CRAZY
WOMAN CREEK BANCORP INCORPORATED
FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013. | Management | For | | For | |
| | PENFORD CORPORATION |
| | Security | 707051108 | | Meeting Type | Annual |
| | Ticker Symbol | PENX | | Meeting Date | 30-Jan-2014 |
| | ISIN | US7070511081 | | Agenda | 933909484 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | EVAN BEHRENS | | For | For | |
| | | | 2 | WILLIAM E. BUCHHOLZ | | For | For | |
| | | | 3 | JOHN C. HUNTER III | | For | For | |
| | | | 4 | JAMES E. WARJONE | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | TO GIVE AN ADVISORY VOTE TO APPROVE
THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | GRIFFON CORPORATION |
| | Security | 398433102 | | Meeting Type | Annual |
| | Ticker Symbol | GFF | | Meeting Date | 30-Jan-2014 |
| | ISIN | US3984331021 | | Agenda | 933909509 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | REAR ADM R.G. HARRISON | | For | For | |
| | | | 2 | RONALD J. KRAMER | | For | For | |
| | | | 3 | GEN V. EUGENE RENUART | | For | For | |
| | | | 4 | MARTIN S. SUSSMAN | | For | For | |
| | 2. | APPROVAL OF THE RESOLUTION
APPROVING THE COMPENSATION OF OUR
EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE AMENDED AND
RESTATED GRIFFON CORPORATION 2011
EQUITY INCENTIVE PLAN. | Management | For | | For | |
| | 4. | RATIFICATION OF THE SELECTION BY OUR
AUDIT COMMITTEE OF GRANT THORNTON
LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2014. | Management | For | | For | |
| | COSTA INC |
| | Security | 22149T102 | | Meeting Type | Special |
| | Ticker Symbol | ATX | | Meeting Date | 30-Jan-2014 |
| | ISIN | US22149T1025 | | Agenda | 933911744 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | THE PROPOSAL TO APPROVE AND ADOPT
THE MERGER AGREEMENT, INCLUDING THE
MERGER AND THE OTHER TRANSACTIONS
CONTEMPLATED THEREBY. | Management | For | | For | |
| | 2. | THE PROPOSAL TO APPROVE, BY A NON-
BINDING ADVISORY VOTE, THE SPECIFIED
COMPENSATION ARRANGEMENTS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT THAT WILL BE PAYABLE TO
COSTA'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION
OF THE MERGER. | Management | Abstain | | Against | |
| | 3. | THE PROPOSAL TO APPROVE THE
ADJOURNMENT OF THE SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE IN THE
VIEW OF THE COSTA BOARD OF
DIRECTORS, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE AND ADOPT THE
MERGER AGREEMENT. | Management | For | | For | |
| | MULTIMEDIA GAMES HOLDING COMPANY, INC. |
| | Security | 625453105 | | Meeting Type | Annual |
| | Ticker Symbol | MGAM | | Meeting Date | 30-Jan-2014 |
| | ISIN | US6254531055 | | Agenda | 933915805 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: STEPHEN J.
GREATHOUSE | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: STEPHEN P. IVES | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: NEIL E. JENKINS | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL J.
MAPLES, SR. | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JUSTIN A.
ORLANDO | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: PATRICK J.
RAMSEY | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ROBERT D.
REPASS | Management | For | | For | |
| | 2. | CAST AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF BDO USA,
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR OUR FISCAL
YEAR ENDING SEPTEMBER 30, 2014. | Management | For | | For | |
| | RGC RESOURCES, INC. |
| | Security | 74955L103 | | Meeting Type | Annual |
| | Ticker Symbol | RGCO | | Meeting Date | 03-Feb-2014 |
| | ISIN | US74955L1035 | | Agenda | 933909763 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | NANCY HOWELL AGEE | | For | For | |
| | | | 2 | J. ALLEN LAYMAN | | For | For | |
| | | | 3 | RAYMOND D. SMOOT, JR. | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF BROWN
EDWARDS & COMPANY L.L.P. AS THE
INDEPENDENT ACCOUNTANTS. | Management | For | | For | |
| | 3. | A NON-BINDING SHAREHOLDER ADVISORY
VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | SURMODICS, INC. |
| | Security | 868873100 | | Meeting Type | Annual |
| | Ticker Symbol | SRDX | | Meeting Date | 04-Feb-2014 |
| | ISIN | US8688731004 | | Agenda | 933910968 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOSE H. BEDOYA | | For | For | |
| | | | 2 | SUSAN E. KNIGHT | | For | For | |
| | 2. | SET THE NUMBER OF DIRECTORS AT EIGHT
(8). | Management | For | | For | |
| | 3. | RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS SURMODICS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 4. | TO APPROVE, IN A NON-BINDING ADVISORY
VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | CHASE CORPORATION |
| | Security | 16150R104 | | Meeting Type | Annual |
| | Ticker Symbol | CCF | | Meeting Date | 04-Feb-2014 |
| | ISIN | US16150R1041 | | Agenda | 933911542 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ADAM P. CHASE | | For | For | |
| | | | 2 | PETER R. CHASE | | For | For | |
| | | | 3 | MARY CLAIRE CHASE | | For | For | |
| | | | 4 | LEWIS P. GACK | | For | For | |
| | | | 5 | GEORGE M. HUGHES | | For | For | |
| | | | 6 | RONALD LEVY | | For | For | |
| | | | 7 | THOMAS WROE, JR. | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING AUGUST 31,
2014. | Management | For | | For | |
| | SEVCON, INC. |
| | Security | 81783K108 | | Meeting Type | Annual |
| | Ticker Symbol | SEV | | Meeting Date | 04-Feb-2014 |
| | ISIN | US81783K1088 | | Agenda | 933914752 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GLENN J. ANGIOLILLO | | For | For | |
| | | | 2 | MATTHEW BOYLE | | For | For | |
| | | | 3 | WILLIAM J. KETELHUT | | For | For | |
| | | | 4 | PAUL O. STUMP | | For | For | |
| | 2. | TO APPROVE AMENDMENTS TO THE
COMPANY'S 1996 EQUITY INCENTIVE PLAN. | Management | For | | For | |
| | 3. | RATIFY THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| | 4. | TO APPROVE THE FISCAL 2013
COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | KEY TECHNOLOGY, INC. |
| | Security | 493143101 | | Meeting Type | Annual |
| | Ticker Symbol | KTEC | | Meeting Date | 05-Feb-2014 |
| | ISIN | US4931431013 | | Agenda | 933913356 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN J. EHREN* | | For | For | |
| | | | 2 | RICHARD LAWRENCE* | | For | For | |
| | | | 3 | FRANK L.A. ZWERTS# | | For | For | |
| | 2. | PROPOSAL TO CONSIDER ADVISORY
APPROVAL OF THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO AMEND THE COMPANY'S
2010 EQUITY INCENTIVE PLAN TO
AUTHORIZE ADDITIONAL SHARES. | Management | For | | For | |
| | 4. | PROPOSAL TO RATIFY THE SELECTION OF
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE 2014 FISCAL YEAR. | Management | For | | For | |
| | EMULEX CORPORATION |
| | Security | 292475209 | | Meeting Type | Annual |
| | Ticker Symbol | ELX | | Meeting Date | 06-Feb-2014 |
| | ISIN | US2924752098 | | Agenda | 933911059 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JEFFREY W. BENCK | | For | For | |
| | | | 2 | GREGORY S. CLARK | | For | For | |
| | | | 3 | GARY J. DAICHENDT | | For | For | |
| | | | 4 | BRUCE C. EDWARDS | | For | For | |
| | | | 5 | PAUL F. FOLINO | | For | For | |
| | | | 6 | EUGENE J. FRANTZ | | For | For | |
| | | | 7 | BEATRIZ V. INFANTE | | For | For | |
| | | | 8 | JOHN A. KELLEY | | For | For | |
| | | | 9 | RAHUL N. MERCHANT | | For | For | |
| | | | 10 | NERSI NAZARI | | For | For | |
| | | | 11 | DEAN A. YOOST | | For | For | |
| | 2. | RATIFICATION AND APPROVAL OF THE
AMENDED AND RESTATED EMPLOYEE
STOCK PURCHASE PLAN. | Management | For | | For | |
| | 3. | RATIFICATION AND APPROVAL OF AN
ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE SELECTION OF KPMG
LLP AS EMULEX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | TECHNICAL COMMUNICATIONS CORPORATION |
| | Security | 878409101 | | Meeting Type | Annual |
| | Ticker Symbol | TCCO | | Meeting Date | 10-Feb-2014 |
| | ISIN | US8784091014 | | Agenda | 933915324 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | FRANCISCO F. BLANCO | | For | For | |
| | 2. | ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE MEETING. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF MCGLADREY
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 27,
2014. | Management | For | | For | |
| | MTS SYSTEMS CORPORATION |
| | Security | 553777103 | | Meeting Type | Annual |
| | Ticker Symbol | MTSC | | Meeting Date | 11-Feb-2014 |
| | ISIN | US5537771033 | | Agenda | 933911530 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID J. ANDERSON | | For | For | |
| | | | 2 | JEAN-LOU CHAMEAU | | For | For | |
| | | | 3 | JEFFREY A. GRAVES | | For | For | |
| | | | 4 | DAVID D. JOHNSON | | For | For | |
| | | | 5 | EMILY M. LIGGETT | | For | For | |
| | | | 6 | BARB J. SAMARDZICH | | For | For | |
| | | | 7 | GAIL P. STEINEL | | For | For | |
| | | | 8 | CHUN HUNG (KENNETH) YU | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2014. | Management | For | | For | |
| | 3. | A NON-BINDING, ADVISORY VOTE
REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | INGLES MARKETS, INCORPORATED |
| | Security | 457030104 | | Meeting Type | Annual |
| | Ticker Symbol | IMKTA | | Meeting Date | 11-Feb-2014 |
| | ISIN | US4570301048 | | Agenda | 933912328 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | FRED D. AYERS | | For | For | |
| | | | 2 | JOHN O. POLLARD | | For | For | |
| | 2. | TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION, AS
DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | TO RECOMMEND, BY NON-BINDING VOTE,
THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES. | Management | Abstain | | Against | |
| | J & J SNACK FOODS CORP. |
| | Security | 466032109 | | Meeting Type | Annual |
| | Ticker Symbol | JJSF | | Meeting Date | 18-Feb-2014 |
| | ISIN | US4660321096 | | Agenda | 933913801 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | VINCENT MELCHIORRE | | For | For | |
| | 2. | ADVISORY VOTE ON APPROVAL OF THE
COMPANY'S EXECUTIVE COMPENSATION
PROGRAMS. | Management | Abstain | | Against | |
| | UNIVERSAL TECHNICAL INSTITUTE, INC. |
| | Security | 913915104 | | Meeting Type | Annual |
| | Ticker Symbol | UTI | | Meeting Date | 19-Feb-2014 |
| | ISIN | US9139151040 | | Agenda | 933914334 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | DAVID A. BLASZKIEWICZ | | For | For | |
| | | | 2 | CONRAD A. CONRAD | | For | For | |
| | | | 3 | KIMBERLY J. MCWATERS | | For | For | |
| | 02 | RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR-ENDED
SEPTEMBER 30, 2014. | Management | For | | For | |
| | 03 | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | MITEK SYSTEMS, INC. |
| | Security | 606710200 | | Meeting Type | Annual |
| | Ticker Symbol | MITK | | Meeting Date | 19-Feb-2014 |
| | ISIN | US6067102003 | | Agenda | 933917998 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN M. THORNTON | | For | For | |
| | | | 2 | JAMES B. DEBELLO | | For | For | |
| | | | 3 | VINTON P. CUNNINGHAM | | For | For | |
| | | | 4 | GERALD I. FARMER | | For | For | |
| | | | 5 | BRUCE E. HANSEN | | For | For | |
| | | | 6 | ALEX W. "PETE" HART | | For | For | |
| | | | 7 | SALLY B. THORNTON | | For | For | |
| | 2. | TO APPROVE AN AMENDMENT TO THE
MITEK SYSTEMS, INC. 2012 INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF
OUR COMMON STOCK AVAILABLE FOR
FUTURE GRANT UNDER THE PLAN FROM
2,000,000 TO 4,000,000. | Management | Against | | Against | |
| | 3. | TO RATIFY THE SELECTION OF MAYER
HOFFMAN MCCANN P.C. AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014. | Management | For | | For | |
| | 4. | TO APPROVE, ON AN ADVISORY, NON-
BINDING BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS, AS
PRESENTED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | STERLING BANCORP |
| | Security | 85917A100 | | Meeting Type | Annual |
| | Ticker Symbol | STL | | Meeting Date | 20-Feb-2014 |
| | ISIN | US85917A1007 | | Agenda | 933915374 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT ABRAMS | | For | For | |
| | | | 2 | JAMES B. KLEIN | | For | For | |
| | | | 3 | JOHN C. MILLMAN | | For | For | |
| | | | 4 | RICHARD O'TOOLE | | For | For | |
| | | | 5 | BURT STEINBERG | | For | For | |
| | 2. | APPROVAL, BY NON-BINDING VOTE, OF THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY) | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE 2014 STOCK INCENTIVE
PLAN | Management | For | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
CROWE HORWATH LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014 | Management | For | | For | |
| | HAYNES INTERNATIONAL, INC. |
| | Security | 420877201 | | Meeting Type | Annual |
| | Ticker Symbol | HAYN | | Meeting Date | 24-Feb-2014 |
| | ISIN | US4208772016 | | Agenda | 933918130 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | ELECTION OF DIRECTOR: DONALD C.
CAMPION | Management | For | | For | |
| | 2. | ELECTION OF DIRECTOR: MARK M.
COMERFORD | Management | For | | For | |
| | 3. | ELECTION OF DIRECTOR: JOHN C. COREY | Management | For | | For | |
| | 4. | ELECTION OF DIRECTOR: ROBERT H. GETZ | Management | For | | For | |
| | 5. | ELECTION OF DIRECTOR: TIMOTHY J.
MCCARTHY | Management | For | | For | |
| | 6. | ELECTION OF DIRECTOR: MICHAEL L. SHOR | Management | For | | For | |
| | 7. | ELECTION OF DIRECTOR: WILLIAM P. WALL | Management | For | | For | |
| | 8. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE, LLP AS HAYNES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2014 | Management | For | | For | |
| | 9. | ON THE ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DESCRIBED UNDER "EXECUTIVE
COMPENSATION" IN THE PROXY
STATEMENT | Management | Abstain | | Against | |
| | MARINEMAX, INC. |
| | Security | 567908108 | | Meeting Type | Annual |
| | Ticker Symbol | HZO | | Meeting Date | 26-Feb-2014 |
| | ISIN | US5679081084 | | Agenda | 933914980 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: FRANCES L.
ALLEN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MICHAEL H.
MCLAMB | Management | For | | For | |
| | 2. | TO APPROVE (ON AN ADVISORY BASIS) OUR
EXECUTIVE COMPENSATION ("SAY-ON-
PAY"). | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT AUDITOR FOR THE
YEAR ENDING SEPTEMBER 30, 2014. | Management | For | | For | |
| | JOHNSON OUTDOORS INC. |
| | Security | 479167108 | | Meeting Type | Annual |
| | Ticker Symbol | JOUT | | Meeting Date | 26-Feb-2014 |
| | ISIN | US4791671088 | | Agenda | 933915855 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | TERRY E. LONDON | | For | For | |
| | | | 2 | JOHN M. FAHEY, JR. | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF
MCGLADREY LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM,
AS AUDITORS OF THE COMPANY FOR ITS
FISCAL YEAR ENDING OCTOBER 3, 2014. | Management | For | | For | |
| | 3. | TO APPROVE A NON-BINDING ADVISORY
PROPOSAL ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO ADOPT AND APPROVE THE JOHNSON
OUTDOORS INC. WORLDWIDE KEY
EXECUTIVES' DISCRETIONARY BONUS
PLAN. | Management | For | | For | |
| | POWELL INDUSTRIES, INC. |
| | Security | 739128106 | | Meeting Type | Annual |
| | Ticker Symbol | POWL | | Meeting Date | 26-Feb-2014 |
| | ISIN | US7391281067 | | Agenda | 933916198 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | EUGENE L. BUTLER | | For | For | |
| | | | 2 | CHRISTOPHER E. CRAGG | | For | For | |
| | | | 3 | BONNIE V. HANCOCK | | For | For | |
| | 2. | TO APPROVE THE COMPANY'S 2014 EQUITY
INCENTIVE PLAN. | Management | For | | For | |
| | 3. | TO APPROVE THE COMPANY'S 2014 NON-
EMPLOYEE DIRECTOR EQUITY INCENTIVE
PLAN. | Management | For | | For | |
| | 4. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF EXECUTIVES, AS
DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF
THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES
AND ANY RELATED MATERIAL DISCLOSED IN
THIS PROXY STATEMENT ("SAY-ON-PAY"). | Management | Abstain | | Against | |
| | HEADWATERS INCORPORATED |
| | Security | 42210P102 | | Meeting Type | Annual |
| | Ticker Symbol | HW | | Meeting Date | 27-Feb-2014 |
| | ISIN | US42210P1021 | | Agenda | 933914966 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: KIRK A. BENSON | Management | For | | For | |
| | 2. | RATIFY THE SELECTION BY THE BOARD OF
BDO USA, LLP AS INDEPENDENT AUDITORS
OF HEADWATERS FOR FISCAL 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | LIQUIDITY SERVICES, INC. |
| | Security | 53635B107 | | Meeting Type | Annual |
| | Ticker Symbol | LQDT | | Meeting Date | 27-Feb-2014 |
| | ISIN | US53635B1070 | | Agenda | 933919598 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PHILLIP A. CLOUGH | | For | For | |
| | | | 2 | GEORGE H. ELLIS | | For | For | |
| | | | 3 | JAIME MATEUS-TIQUE | | For | For | |
| | 2. | RATIFICATION OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2014. | Management | For | | For | |
| | 3. | APPROVAL OF AN ADVISORY RESOLUTION
ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RE-APPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS UNDER THE
2006 OMNIBUS LONG-TERM INCENTIVE
PLAN. | Management | For | | For | |
| | NOBILITY HOMES, INC. |
| | Security | 654892108 | | Meeting Type | Annual |
| | Ticker Symbol | NOBH | | Meeting Date | 28-Feb-2014 |
| | ISIN | US6548921088 | | Agenda | 933921822 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | TERRY E. TREXLER | | For | For | |
| | | | 2 | THOMAS W. TREXLER | | For | For | |
| | | | 3 | RICHARD C. BARBERIE | | For | For | |
| | | | 4 | ROBERT P. HOLLIDAY | | For | For | |
| | | | 5 | ROBERT P. SALTSMAN | | For | For | |
| | 2. | TO DETERMINE WHETHER AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION WILL
OCCUR FOR EVERY 1, 2 OR 3 YEARS. | Management | Abstain | | Against | |
| | 3. | TO APPROVE AN ADVISORY RESOLUTION
ON EXECUTIVE COMPENSATION FOR
FISCAL YEAR 2013. | Management | Abstain | | Against | |
| | PIEDMONT NATURAL GAS COMPANY, INC. |
| | Security | 720186105 | | Meeting Type | Annual |
| | Ticker Symbol | PNY | | Meeting Date | 06-Mar-2014 |
| | ISIN | US7201861058 | | Agenda | 933915273 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MR. M.E. EVERETT III | | For | For | |
| | | | 2 | MR. FRANK B. HOLDING JR | | For | For | |
| | | | 3 | MS. MINOR M. SHAW | | For | For | |
| | | | 4 | MR. MICHAEL C. TARWATER | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF AMENDMENTS TO THE
COMPANY'S RESTATED ARTICLES OF
INCORPORATION TO REDUCE
SUPERMAJORITY VOTING THRESHOLDS. | Management | For | | For | |
| | 5. | APPROVAL OF AMENDMENTS TO THE
COMPANY'S AMENDED AND RESTATED
BYLAWS TO REDUCE SUPERMAJORITY
VOTING THRESHOLDS. | Management | For | | For | |
| | 6. | APPROVAL OF AMENDMENTS TO THE
COMPANY'S RESTATED ARTICLES OF
INCORPORATION ELIMINATING THE
CLASSIFIED STRUCTURE OF THE BOARD OF
DIRECTORS. | Management | For | | For | |
| | SHILOH INDUSTRIES, INC. |
| | Security | 824543102 | | Meeting Type | Annual |
| | Ticker Symbol | SHLO | | Meeting Date | 12-Mar-2014 |
| | ISIN | US8245431023 | | Agenda | 933922963 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CURTIS E. MOLL | | For | For | |
| | | | 2 | RAMZI Y. HERMIZ | | For | For | |
| | | | 3 | ROBERT J. KING | | For | For | |
| | 2. | APPROVAL OF AMENDMENTS TO, AND
REAPPROVAL FOR PURPOSES OF SECTION
162(M) OF, THE MANAGEMENT INCENTIVE
PLAN AS DISCLOSED IN THE PROXY
STATEMENT. | Management | For | | For | |
| | BASSETT FURNITURE INDUSTRIES, INC. |
| | Security | 070203104 | | Meeting Type | Annual |
| | Ticker Symbol | BSET | | Meeting Date | 12-Mar-2014 |
| | ISIN | US0702031040 | | Agenda | 933922987 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PETER W. BROWN, M.D. | | For | For | |
| | | | 2 | KRISTINA CASHMAN | | For | For | |
| | | | 3 | PAUL FULTON | | For | For | |
| | | | 4 | HOWARD H. HAWORTH | | For | For | |
| | | | 5 | GEORGE W. HENDERSON III | | For | For | |
| | | | 6 | J. WALTER MCDOWELL | | For | For | |
| | | | 7 | DALE C. POND | | For | For | |
| | | | 8 | ROBERT H. SPILMAN, JR. | | For | For | |
| | | | 9 | WILLIAM C. WAMPLER, JR. | | For | For | |
| | | | 10 | WILLIAM C. WARDEN, JR. | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING NOVEMBER 29, 2014. | Management | For | | For | |
| | 3. | PROPOSAL TO CONSIDER AND ACT ON AN
ADVISORY VOTE REGARDING THE
APPROVAL OF COMPENSATION PAID TO
CERTAIN EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | ROFIN-SINAR TECHNOLOGIES INC. |
| | Security | 775043102 | | Meeting Type | Annual |
| | Ticker Symbol | RSTI | | Meeting Date | 13-Mar-2014 |
| | ISIN | US7750431022 | | Agenda | 933921771 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PETER WIRTH | | For | For | |
| | | | 2 | STEPHEN D. FANTONE | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, DELOITTE & TOUCHE
LLP. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE THE ADVISORY
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | OMNOVA SOLUTIONS INC. |
| | Security | 682129101 | | Meeting Type | Annual |
| | Ticker Symbol | OMN | | Meeting Date | 19-Mar-2014 |
| | ISIN | US6821291019 | | Agenda | 933919271 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL J. MERRIMAN | | For | For | |
| | | | 2 | WILLIAM R. SEELBACH | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING NOVEMBER 30, 2014 | Management | For | | For | |
| | 3. | AN ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | GENCORP INC. |
| | Security | 368682100 | | Meeting Type | Annual |
| | Ticker Symbol | GY | | Meeting Date | 20-Mar-2014 |
| | ISIN | US3686821006 | | Agenda | 933920705 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS A. CORCORAN | | For | For | |
| | | | 2 | JAMES R. HENDERSON | | For | For | |
| | | | 3 | WARREN G. LICHTENSTEIN | | For | For | |
| | | | 4 | DAVID A. LORBER | | For | For | |
| | | | 5 | MERRILL A. MCPEAK | | For | For | |
| | | | 6 | JAMES H. PERRY | | For | For | |
| | | | 7 | SCOTT J. SEYMOUR | | For | For | |
| | | | 8 | MARTIN TURCHIN | | For | For | |
| | 2 | TO CONSIDER AND APPROVE THE
REINCORPORATION OF THE COMPANY
FROM THE STATE OF OHIO TO THE STATE
OF DELAWARE. | Management | For | | For | |
| | 3 | TO CONSIDER AND APPROVE AN ADVISORY
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4 | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP, AN
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2014. | Management | For | | For | |
| | MATERIAL SCIENCES CORPORATION |
| | Security | 576674105 | | Meeting Type | Special |
| | Ticker Symbol | MASC | | Meeting Date | 20-Mar-2014 |
| | ISIN | US5766741053 | | Agenda | 933926074 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO ADOPT THE AGREEMENT AND PLAN OF
MERGER (THE "MERGER AGREEMENT"),
DATED AS OF JANUARY 8, 2014, BY AND
AMONG MATERIAL SCIENCES
CORPORATION ("MSC"), ZINK ACQUISITION
HOLDINGS INC. AND ZINK ACQUISITION
MERGER SUB INC., AS IT MAY BE AMENDED
FROM TIME TO TIME. | Management | For | | For | |
| | 2. | TO APPROVE, ON A NON-BINDING ADVISORY
BASIS, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO OR ON
BEHALF OF MSC'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER
AGREEMENT. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT OF THE MEETING, IF
NECESSARY OR APPROPRIATE, FOR THE
SOLICITATION OF ADDITIONAL PROXIES IN
THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER
AGREEMENT. | Management | For | | For | |
| | PATIENT SAFETY TECHNOLOGIES, INC. |
| | Security | 70322H106 | | Meeting Type | Special |
| | Ticker Symbol | PSTX | | Meeting Date | 21-Mar-2014 |
| | ISIN | US70322H1068 | | Agenda | 933927862 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO ADOPT THE AGREEMENT AND PLAN OF
MERGER (AS IT MAY BE AMENDED FROM
TIME TO TIME, THE "MERGER AGREEMENT"),
DATED AS OF DECEMBER 31, 2013, BY AND
AMONG STRYKER CORPORATION, A
MICHIGAN CORPORATION ("STRYKER"), PS
MERGER SUB INC., A DELAWARE
CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF STRYKER, AND PATIENT
SAFETY TECHNOLOGIES, INC. (THE
"COMPANY"). | Management | For | | For | |
| | 2. | TO APPROVE, ON AN ADVISORY (NON-
BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT. | Management | For | | For | |
| | LIMONEIRA COMPANY |
| | Security | 532746104 | | Meeting Type | Annual |
| | Ticker Symbol | LMNR | | Meeting Date | 25-Mar-2014 |
| | ISIN | US5327461043 | | Agenda | 933926745 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ALLAN M. PINKERTON | | For | For | |
| | | | 2 | ALAN M. TEAGUE | | For | For | |
| | | | 3 | ROBERT M. SAWYER | | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF ERNST
& YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
LIMONEIRA COMPANY FOR THE YEAR
ENDING OCTOBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE FOR THE APPROVAL OF
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | RWC, INC. |
| | Security | 749904108 | | Meeting Type | Annual |
| | Ticker Symbol | RWCI | | Meeting Date | 27-Mar-2014 |
| | ISIN | US7499041082 | | Agenda | 933923078 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD W. GLENN | | For | For | |
| | 2. | A PROPOSAL TO CONFIRM THE
APPOINTMENT OF WEINLANDER FITZHUGH
AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING
OCTOBER 31, 2014. | Management | For | | For | |
| | BURKE & HERBERT BANK & TRUST COMPANY |
| | Security | 121331102 | | Meeting Type | Annual |
| | Ticker Symbol | BHRB | | Meeting Date | 27-Mar-2014 |
| | ISIN | US1213311020 | | Agenda | 933928573 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | JULIAN F. BARNWELL, JR. | | For | For | |
| | | | 2 | TYRONE B. BRADLEY | | For | For | |
| | | | 3 | SUZANNE S. BROCK | | For | For | |
| | | | 4 | E. HUNT BURKE | | For | For | |
| | | | 5 | NICHOLAS CAROSI III | | For | For | |
| | | | 6 | S. LAING HINSON | | For | For | |
| | | | 7 | MICHAEL D. LUBELEY | | For | For | |
| | | | 8 | SHAWN P. MCLAUGHLIN | | For | For | |
| | | | 9 | W. SCOTT MCSWEEN | | For | For | |
| | | | 10 | MARSHA H. MURPHY | | For | For | |
| | 2 | RATIFICATION OF THE APPOINTMENT OF
YOUNT, HYDE & BARBOUR, P.C. AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | MOTORCAR PARTS OF AMERICA, INC. |
| | Security | 620071100 | | Meeting Type | Annual |
| | Ticker Symbol | MPAA | | Meeting Date | 31-Mar-2014 |
| | ISIN | US6200711009 | | Agenda | 933931176 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SELWYN JOFFE | | For | For | |
| | | | 2 | MEL MARKS | | For | For | |
| | | | 3 | SCOTT ADELSON | | For | For | |
| | | | 4 | RUDOLPH BORNEO | | For | For | |
| | | | 5 | PHILIP GAY | | For | For | |
| | | | 6 | DUANE MILLER | | For | For | |
| | | | 7 | JEFFREY MIRVIS | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING MARCH 31, 2014. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE AN INCREASE IN
THE NUMBER OF AUTHORIZED SHARES OF
OUR COMMON STOCK. | Management | For | | For | |
| | 4. | PROPOSAL TO APPROVE OUR SECOND
AMENDED AND RESTATED 2010 INCENTIVE
AWARD PLAN. | Management | Against | | Against | |
| | 5. | PROPOSAL TO APPROVE OUR 2014 NON-
EMPLOYEE DIRECTOR INCENTIVE AWARD
PLAN. | Management | Against | | Against | |
| | 6. | ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 7. | SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING. | Management | Abstain | | Against | |
| | NORTH STATE TELECOMMUNICATIONS CORP. |
| | Security | 662642107 | | Meeting Type | Annual |
| | Ticker Symbol | NORSA | | Meeting Date | 02-Apr-2014 |
| | ISIN | US6626421076 | | Agenda | 933943854 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | J. PATRICK HARMAN | | For | For | |
| | | | 2 | COULSON S. MUCHER | | For | For | |
| | | | 3 | LIZBETH W. PRIVETTE | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF BAUKNIGHT PIETRAS & STORMER, P.A.
AS INDEPENDENT AUDITORS OF THE
CORPORATION FOR 2014. | Management | For | | For | |
| | MODUSLINK GLOBAL SOLUTIONS, INC. |
| | Security | 60786L107 | | Meeting Type | Annual |
| | Ticker Symbol | MLNK | | Meeting Date | 08-Apr-2014 |
| | ISIN | US60786L1070 | | Agenda | 933891182 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ANTHONY BERGAMO | | For | For | |
| | 2. | TO AMEND THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | ROCKVILLE FINANCIAL, INC. |
| | Security | 774188106 | | Meeting Type | Special |
| | Ticker Symbol | RCKB | | Meeting Date | 08-Apr-2014 |
| | ISIN | US7741881061 | | Agenda | 933923282 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | A PROPOSAL TO APPROVE THE
AGREEMENT AND PLAN OF MERGER, DATED
AS OF NOVEMBER 14, 2013, BY AND
BETWEEN UNITED FINANCIAL BANCORP,
INC. AND ROCKVILLE FINANCIAL, INC.,
PURSUANT TO WHICH UNITED WILL MERGE
WITH AND INTO ROCKVILLE, AS MORE
FULLY DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS (WHICH WE
REFER TO AS THE "ROCKVILLE MERGER
PROPOSAL") | Management | For | | For | |
| | 2. | A PROPOSAL TO ADJOURN THE ROCKVILLE
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE ROCKVILLE
MERGER PROPOSAL (WHICH WE REFER TO
AS THE "ROCKVILLE ADJOURNMENT
PROPOSAL") | Management | For | | For | |
| | 3. | A PROPOSAL TO APPROVE, ON AN
ADVISORY (NON-BINDING) BASIS, THE
COMPENSATION THAT CERTAIN EXECUTIVE
OFFICERS OF ROCKVILLE MAY RECEIVE IN
CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH ROCKVILLE (WHICH
WE REFER TO AS THE "ROCKVILLE
COMPENSATION PROPOSAL") | Management | Abstain | | Against | |
| | 4. | A PROPOSAL TO APPROVE AN AMENDMENT
TO ROCKVILLE'S CERTIFICATE OF
INCORPORATION THAT (1) SETS THE
NUMBER OF DIRECTORS OF ROCKVILLE, AS
THE SURVIVING CORPORATION IN THE
MERGER, IN ACCORDANCE WITH
ROCKVILLE'S BYLAWS AND (2)
RECLASSIFIES THE ROCKVILLE BOARD OF
DIRECTORS FROM A BOARD WITH FOUR
CLASSES OF ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | | For | |
| | AEP INDUSTRIES INC. |
| | Security | 001031103 | | Meeting Type | Annual |
| | Ticker Symbol | AEPI | | Meeting Date | 08-Apr-2014 |
| | ISIN | US0010311035 | | Agenda | 933925553 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | IRA M. BELSKY | | For | For | |
| | | | 2 | JOHN J. POWERS | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | THE MONARCH CEMENT COMPANY |
| | Security | 609031109 | | Meeting Type | Annual |
| | Ticker Symbol | MCEM | | Meeting Date | 09-Apr-2014 |
| | ISIN | US6090311092 | | Agenda | 933942876 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID L. DEFFNER | | For | For | |
| | | | 2 | GAYLE C. MCMILLEN | | For | For | |
| | | | 3 | STEVE W. SLOAN | | For | For | |
| | 2. | ADVISORY APPROVAL OF THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT FOR
THE ANNUAL MEETING. | Management | Abstain | | Against | |
| | HANCOCK HOLDING COMPANY |
| | Security | 410120109 | | Meeting Type | Annual |
| | Ticker Symbol | HBHC | | Meeting Date | 15-Apr-2014 |
| | ISIN | US4101201097 | | Agenda | 933928131 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | FRANK E. BERTUCCI | | For | For | |
| | | | 2 | CARL J. CHANEY | | For | For | |
| | | | 3 | TERENCE E. HALL | | For | For | |
| | | | 4 | THOMAS H. OLINDE | | For | For | |
| | 2. | TO APPROVE THE HANCOCK HOLDING
COMPANY 2014 LONG TERM INCENTIVE
PLAN. | Management | For | | For | |
| | 3. | TO HOLD AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
BOOKS OF THE COMPANY AND ITS
SUBSIDIARIES FOR 2014. | Management | For | | For | |
| | CORNING NATURAL GAS HOLDING CORPORATION |
| | Security | 219387107 | | Meeting Type | Annual |
| | Ticker Symbol | CNIG | | Meeting Date | 15-Apr-2014 |
| | ISIN | US2193871074 | | Agenda | 933938853 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | HENRY B. COOK, JR. | | For | For | |
| | | | 2 | MICHAEL I. GERMAN | | For | For | |
| | | | 3 | TED W. GIBSON | | For | For | |
| | | | 4 | JOSEPH P. MIRABITO | | For | For | |
| | | | 5 | WILLIAM MIRABITO | | For | For | |
| | | | 6 | GEORGE J. WELCH | | For | For | |
| | | | 7 | JOHN B. WILLIAMSON III | | For | For | |
| | 2. | NON-BINDING ADVISORY VOTE TO APPROVE
THE COMPANY'S EXECUTIVE
COMPENSATION. | Management | For | | For | |
| | 3. | TO RATIFY THE APPOINTMENT OF FREED
MAXICK CPAS, P.C. AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2014. | Management | For | | For | |
| | KAMAN CORPORATION |
| | Security | 483548103 | | Meeting Type | Annual |
| | Ticker Symbol | KAMN | | Meeting Date | 16-Apr-2014 |
| | ISIN | US4835481031 | | Agenda | 933927189 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | BRIAN E. BARENTS | | For | For | |
| | | | 2 | GEORGE E. MINNICH | | For | For | |
| | | | 3 | THOMAS W. RABAUT | | For | For | |
| | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3 | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| | SONIC AUTOMOTIVE, INC. |
| | Security | 83545G102 | | Meeting Type | Annual |
| | Ticker Symbol | SAH | | Meeting Date | 16-Apr-2014 |
| | ISIN | US83545G1022 | | Agenda | 933928345 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | O. BRUTON SMITH | | For | For | |
| | | | 2 | B. SCOTT SMITH | | For | For | |
| | | | 3 | DAVID BRUTON SMITH | | For | For | |
| | | | 4 | WILLIAM I. BELK | | For | For | |
| | | | 5 | WILLIAM R. BROOKS | | For | For | |
| | | | 6 | BERNARD C. BYRD, JR. | | For | For | |
| | | | 7 | VICTOR H. DOOLAN | | For | For | |
| | | | 8 | ROBERT HELLER | | For | For | |
| | | | 9 | ROBERT L. REWEY | | For | For | |
| | 2. | TO CONDUCT A NON-BINDING ADVISORY
VOTE ON EXECUTIVE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT. | Management | Abstain | | Against | |
| | 3. | TO CONSIDER AND APPROVE AN
AMENDMENT AND RESTATEMENT OF THE
SONIC AUTOMOTIVE, INC. INCENTIVE
COMPENSATION PLAN. | Management | For | | For | |
| | 4. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS SONIC'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | COASTAL CONTACTS INC. |
| | Security | 19044R207 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | COA | | Meeting Date | 16-Apr-2014 |
| | ISIN | CA19044R2072 | | Agenda | 933943652 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | THE APPROVAL OF A STATUTORY PLAN OF
ARRANGEMENT UNDER SECTION 192 OF
THE CANADA BUSINESS CORPORATIONS
ACT BY WAY OF A SPECIAL RESOLUTION OF
THE HOLDERS OF COMMON SHARES, THE
FULL TEXT OF WHICH IS SET FORTH IN
APPENDIX C TO THE MANAGEMENT
INFORMATION CIRCULAR. | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | ROGER V. HARDY | | For | For | |
| | | | 2 | MURRAY MCBRIDE | | For | For | |
| | | | 3 | MICHAELA TOKARSKI | | For | For | |
| | | | 4 | JEFFREY MASON | | For | For | |
| | | | 5 | JOHN CURRIE | | For | For | |
| | | | 6 | JEFF BOOTH | | For | For | |
| | | | 7 | NEEL GROVER | | For | For | |
| | 03 | THE APPOINTMENT OF KPMG LLP,
CHARTERED ACCOUNTANTS, AS AUDITOR
OF COASTAL CONTACTS INC. FOR THE
ENSUING YEAR. | Management | For | | For | |
| | 04 | THE APPROVAL, ON AN ADVISORY BASIS
(AND NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS OF COASTAL), OF COASTAL'S
APPROACH TO EXECUTIVE COMPENSATION. | Management | For | | For | |
| | INNOVATIVE SOLUTIONS AND SUPPORT, INC. |
| | Security | 45769N105 | | Meeting Type | Annual |
| | Ticker Symbol | ISSC | | Meeting Date | 17-Apr-2014 |
| | ISIN | US45769N1054 | | Agenda | 933922266 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GLEN R. BRESSNER | | For | For | |
| | | | 2 | ROBERT MITTELSTAEDT, JR | | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014. | Management | For | | For | |
| | FEDERAL SIGNAL CORPORATION |
| | Security | 313855108 | | Meeting Type | Annual |
| | Ticker Symbol | FSS | | Meeting Date | 22-Apr-2014 |
| | ISIN | US3138551086 | | Agenda | 933930693 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | JAMES E. GOODWIN | | For | For | |
| | | | 2 | PAUL W. JONES | | For | For | |
| | | | 3 | BONNIE C. LIND | | For | For | |
| | | | 4 | DENNIS J. MARTIN | | For | For | |
| | | | 5 | RICHARD R. MUDGE | | For | For | |
| | | | 6 | WILLIAM F. OWENS | | For | For | |
| | | | 7 | BRENDA L. REICHELDERFER | | For | For | |
| | | | 8 | JOHN L. WORKMAN | | For | For | |
| | 2 | APPROVE, ON AN ADVISORY BASIS, OUR
NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 3 | RATIFY DELOITTE & TOUCHE LLP AS
FEDERAL SIGNAL CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | | For | |
| | SHENANDOAH TELECOMMUNICATIONS COMPANY |
| | Security | 82312B106 | | Meeting Type | Annual |
| | Ticker Symbol | SHEN | | Meeting Date | 22-Apr-2014 |
| | ISIN | US82312B1061 | | Agenda | 933930895 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DOUGLAS C. ARTHUR | | For | For | |
| | | | 2 | TRACY FITZSIMMONS | | For | For | |
| | | | 3 | JOHN W. FLORA | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3. | TO CONSIDER AND APPROVE, IN A NON-
BINDING VOTE, THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO APPROVE THE COMPANY'S 2014 EQUITY
INCENTIVE PLAN. | Management | For | | For | |
| | WASHINGTON TRUST BANCORP, INC. |
| | Security | 940610108 | | Meeting Type | Annual |
| | Ticker Symbol | WASH | | Meeting Date | 22-Apr-2014 |
| | ISIN | US9406101082 | | Agenda | 933931429 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN J. BOWEN | | For | For | |
| | | | 2 | ROBERT A. DIMUCCIO, CPA | | For | For | |
| | | | 3 | H. DOUGLAS RANDALL, III | | For | For | |
| | | | 4 | JOHN F. TREANOR | | For | For | |
| | 2. | THE RATIFICATION OF THE SELECTION OF
KPMG LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | A NON-BINDING RESOLUTION TO APPROVE
THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | DATAWATCH CORPORATION |
| | Security | 237917208 | | Meeting Type | Annual |
| | Ticker Symbol | DWCH | | Meeting Date | 22-Apr-2014 |
| | ISIN | US2379172081 | | Agenda | 933932306 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD DE J. OSBORNE | | For | For | |
| | | | 2 | JAMES WOOD | | For | For | |
| | | | 3 | THOMAS H. KELLY | | For | For | |
| | | | 4 | TERRY W. POTTER | | For | For | |
| | | | 5 | CHRISTOPHER T. COX | | For | For | |
| | | | 6 | DAVID C. MAHONEY | | For | For | |
| | | | 7 | MICHAEL A. MORRISON | | For | For | |
| | 2. | THE APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED 2011
EQUITY COMPENSATION AND INCENTIVE
PLAN. | Management | Against | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF MCGLADREY LLP, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | CEPHEID |
| | Security | 15670R107 | | Meeting Type | Annual |
| | Ticker Symbol | CPHD | | Meeting Date | 22-Apr-2014 |
| | ISIN | US15670R1077 | | Agenda | 933935061 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: ROBERT J.
EASTON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: HOLLINGS C.
RENTON | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: GLENN D. STEELE,
JR. | Management | For | | For | |
| | 2. | TO APPROVE AN AMENDMENT TO OUR
ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM
100,000,000 TO 150,000,000. | Management | For | | For | |
| | 3. | TO AMEND CEPHEID'S 2006 EQUITY
INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF CEPHEID'S
COMMON STOCK RESERVED FOR ISSUANCE
BY 3,300,000 SHARES AND TO INCREASE
THE PRE-DETERMINED AMOUNT OF STOCK
OPTION EQUIVALENTS GRANTED TO OUR
NON-EMPLOYEE DIRECTORS. | Management | Against | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF CEPHEID
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 5. | TO APPROVE A NON-BINDING RESOLUTION
ON CEPHEID'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | SECURITY NATIONAL CORPORATION |
| | Security | 814784104 | | Meeting Type | Annual |
| | Ticker Symbol | SNLC | | Meeting Date | 22-Apr-2014 |
| | ISIN | US8147841048 | | Agenda | 933937229 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1) | FIXING THE NUMBER OF DIRECTORS TO BE
ELECTED AT EIGHT (8), AND THE ELECTION
OF THE EIGHT (8) PERSONS LISTED IN THE
PROXY STATEMENT DATED MARCH 3, 2014,
ACCOMPANYING THE NOTICE OF MEETING. | Management | For | | For | |
| | 2) | WHATEVER OTHER BUSINESS MAY BE
BROUGHT BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF. | Management | For | | For | |
| | MARINE PRODUCTS CORPORATION |
| | Security | 568427108 | | Meeting Type | Annual |
| | Ticker Symbol | MPX | | Meeting Date | 22-Apr-2014 |
| | ISIN | US5684271084 | | Agenda | 933941103 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | R. RANDALL ROLLINS | | For | For | |
| | | | 2 | HENRY B. TIPPIE | | For | For | |
| | | | 3 | JAMES B. WILLIAMS | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014 | Management | For | | For | |
| | 3. | TO APPROVE THE PROPOSED 2014 STOCK
INCENTIVE PLAN | Management | For | | For | |
| | 4. | TO HOLD A NONBINDING VOTE TO APPROVE
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | 5. | TO HOLD A NONBINDING VOTE REGARDING
THE FREQUENCY OF VOTING ON
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | RPC, INC. |
| | Security | 749660106 | | Meeting Type | Annual |
| | Ticker Symbol | RES | | Meeting Date | 22-Apr-2014 |
| | ISIN | US7496601060 | | Agenda | 933942840 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | R. RANDALL ROLLINS | | For | For | |
| | | | 2 | HENRY B. TIPPIE | | For | For | |
| | | | 3 | JAMES B. WILLIAMS | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014 | Management | For | | For | |
| | 3. | TO APPROVE THE PROPOSED 2014 STOCK
INCENTIVE PLAN | Management | For | | For | |
| | 4. | TO HOLD A NONBINDING VOTE TO APPROVE
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | 5. | TO VOTE ON THE STOCKHOLDER
PROPOSAL REQUESTING THAT THE
COMPANY ISSUE A SUSTAINABILITY
REPORT | Shareholder | Against | | For | |
| | CHURCHILL DOWNS INCORPORATED |
| | Security | 171484108 | | Meeting Type | Annual |
| | Ticker Symbol | CHDN | | Meeting Date | 22-Apr-2014 |
| | ISIN | US1714841087 | | Agenda | 933947674 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT L. FEALY | | Withheld | Against | |
| | | | 2 | DANIEL P. HARRINGTON | | Withheld | Against | |
| | 2. | PROPOSAL TO AMEND THE CHURCHILL
DOWNS INCORPORATED 2007 OMNIBUS
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 1.8 MILLION
SHARES. | Management | Against | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP TO
SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR CHURCHILL
DOWNS INCORPORATED FOR THE YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 4. | PROPOSAL TO APPROVE, BY NON-BINDING
ADVISORY VOTE, EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | TENNANT COMPANY |
| | Security | 880345103 | | Meeting Type | Annual |
| | Ticker Symbol | TNC | | Meeting Date | 23-Apr-2014 |
| | ISIN | US8803451033 | | Agenda | 933928686 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CAROL S. EICHER | | For | For | |
| | | | 2 | DAVID MATHIESON | | For | For | |
| | | | 3 | DONAL L. MULLIGAN | | For | For | |
| | | | 4 | STEPHEN G. SHANK | | For | For | |
| | 2. | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | SOUTHWEST BANCORP, INC. |
| | Security | 844767103 | | Meeting Type | Annual |
| | Ticker Symbol | OKSB | | Meeting Date | 23-Apr-2014 |
| | ISIN | US8447671038 | | Agenda | 933931619 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES E. BERRY II | | For | For | |
| | | | 2 | THOMAS D. BERRY | | For | For | |
| | | | 3 | JOHN COHLMIA | | For | For | |
| | | | 4 | DAVID S. CROCKETT JR. | | For | For | |
| | | | 5 | MARK W. FUNKE | | For | For | |
| | | | 6 | JAMES M. JOHNSON | | For | For | |
| | | | 7 | LARRY J. LANIE | | For | For | |
| | | | 8 | JAMES M. MORRIS II | | For | For | |
| | | | 9 | MARRAN H. OGILVIE | | For | For | |
| | | | 10 | RUSSELL W. TEUBNER | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | CALAVO GROWERS, INC. |
| | Security | 128246105 | | Meeting Type | Annual |
| | Ticker Symbol | CVGW | | Meeting Date | 23-Apr-2014 |
| | ISIN | US1282461052 | | Agenda | 933937293 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LECIL E. COLE | | For | For | |
| | | | 2 | GEORGE H. BARNES | | For | For | |
| | | | 3 | JAMES D. HELIN | | For | For | |
| | | | 4 | DONALD M. SANDERS | | For | For | |
| | | | 5 | MARC L. BROWN | | For | For | |
| | | | 6 | MICHAEL A. DIGREGORIO | | For | For | |
| | | | 7 | SCOTT VAN DER KAR | | For | For | |
| | | | 8 | J. LINK LEAVENS | | For | For | |
| | | | 9 | DORCAS H. THILLE | | For | For | |
| | | | 10 | JOHN M. HUNT | | For | For | |
| | | | 11 | EGIDIO CARBONE, JR. | | For | For | |
| | | | 12 | HAROLD EDWARDS | | For | For | |
| | | | 13 | STEVEN HOLLISTER | | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF ERNST
& YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
CALAVO GROWERS, INC. FOR THE YEAR
ENDING OCTOBER 31, 2014 | Management | For | | For | |
| | 3. | ADVISORY VOTE APPROVING THE
EXECUTIVE COMPENSATION DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT | Management | Abstain | | Against | |
| | INTRICON CORPORATION |
| | Security | 46121H109 | | Meeting Type | Annual |
| | Ticker Symbol | IIN | | Meeting Date | 23-Apr-2014 |
| | ISIN | US46121H1095 | | Agenda | 933940808 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT N. MASUCCI | | For | For | |
| | 2. | AN ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION, AS
DESCRIBED IN THE PROXY STATEMENT,
REFERRED TO AS "SAY-ON-PAY." | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF BAKER
TILLY VIRCHOW KRAUSE, LLP AS INTRICON
CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | THE EASTERN COMPANY |
| | Security | 276317104 | | Meeting Type | Annual |
| | Ticker Symbol | EML | | Meeting Date | 23-Apr-2014 |
| | ISIN | US2763171046 | | Agenda | 933941090 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | LEONARD F. LEGANZA | | For | For | |
| | | | 2 | JOHN W. EVERETS | | For | For | |
| | 2 | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3 | RATIFY THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (FIONDELLA, MILONE &
LASARACINA LLP). | Management | For | | For | |
| | DOVER MOTORSPORTS, INC. |
| | Security | 260174107 | | Meeting Type | Annual |
| | Ticker Symbol | DVD | | Meeting Date | 23-Apr-2014 |
| | ISIN | US2601741075 | | Agenda | 933958754 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DENIS MCGLYNN | | For | For | |
| | | | 2 | JEFFREY W. ROLLINS | | For | For | |
| | | | 3 | TIMOTHY R. HORNE | | For | For | |
| | 2. | APPROVAL OF THE 2014 STOCK INCENTIVE
PLAN. | Management | Against | | Against | |
| | DOVER DOWNS GAMING & ENTERTAINMENT, INC. |
| | Security | 260095104 | | Meeting Type | Annual |
| | Ticker Symbol | DDE | | Meeting Date | 23-Apr-2014 |
| | ISIN | US2600951048 | | Agenda | 933958766 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DENIS MCGLYNN | | For | For | |
| | | | 2 | JEFFREY W. ROLLINS | | For | For | |
| | | | 3 | TIMOTHY R. HORNE | | For | For | |
| | ORBCOMM INC. |
| | Security | 68555P100 | | Meeting Type | Annual |
| | Ticker Symbol | ORBC | | Meeting Date | 23-Apr-2014 |
| | ISIN | US68555P1003 | | Agenda | 933963666 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARC J. EISENBERG | | For | For | |
| | | | 2 | TIMOTHY KELLEHER | | For | For | |
| | | | 3 | JOHN MAJOR | | For | For | |
| | 2. | RATIFICATION OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | LEXICON PHARMACEUTICALS, INC. |
| | Security | 528872104 | | Meeting Type | Annual |
| | Ticker Symbol | LXRX | | Meeting Date | 24-Apr-2014 |
| | ISIN | US5288721047 | | Agenda | 933928270 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SAMUEL L. BARKER, PH.D. | | For | For | |
| | | | 2 | CHRISTOPHER J. SOBECKI | | For | For | |
| | | | 3 | JUDITH L. SWAIN, M.D. | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | 3. | RATIFICATION AND APPROVAL OF THE
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014 | Management | For | | For | |
| | A.M. CASTLE & CO. |
| | Security | 148411101 | | Meeting Type | Annual |
| | Ticker Symbol | CAS | | Meeting Date | 24-Apr-2014 |
| | ISIN | US1484111018 | | Agenda | 933931152 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | TERRENCE J. KEATING | | For | For | |
| | | | 2 | JAMES D. KELLY | | For | For | |
| | | | 3 | JOHN MCCARTNEY | | For | For | |
| | 2. | TO APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | ASTEC INDUSTRIES, INC. |
| | Security | 046224101 | | Meeting Type | Annual |
| | Ticker Symbol | ASTE | | Meeting Date | 24-Apr-2014 |
| | ISIN | US0462241011 | | Agenda | 933932344 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM D. GEHL | | For | For | |
| | | | 2 | WILLIAM G. DOREY | | For | For | |
| | | | 3 | CHARLES F. POTTS | | For | For | |
| | 2. | TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | | For | |
| | BROADWIND ENERGY, INC. |
| | Security | 11161T207 | | Meeting Type | Annual |
| | Ticker Symbol | BWEN | | Meeting Date | 24-Apr-2014 |
| | ISIN | US11161T2078 | | Agenda | 933933601 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CHARLES H. BEYNON | | For | For | |
| | | | 2 | PETER C. DUPREY | | For | For | |
| | | | 3 | WILLIAM T. FEJES, JR. | | For | For | |
| | | | 4 | TERENCE P. FOX | | For | For | |
| | | | 5 | DAVID P. REILAND | | For | For | |
| | | | 6 | THOMAS A. WAGNER | | For | For | |
| | 2. | TO CAST A NON-BINDING ADVISORY VOTE
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | MEDIA GENERAL, INC. |
| | Security | 584404107 | | Meeting Type | Annual |
| | Ticker Symbol | MEG | | Meeting Date | 24-Apr-2014 |
| | ISIN | US5844041070 | | Agenda | 933935340 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | J. STEWART BRYAN III | | For | For | |
| | | | 2 | DIANA F. CANTOR | | For | For | |
| | | | 3 | H.C. CHARLES DIAO | | For | For | |
| | | | 4 | DENNIS J. FITZSIMONS | | For | For | |
| | | | 5 | SOOHYUNG KIM | | For | For | |
| | | | 6 | GEORGE L. MAHONEY | | For | For | |
| | | | 7 | MARSHALL N. MORTON | | For | For | |
| | | | 8 | WYNDHAM ROBERTSON | | For | For | |
| | | | 9 | HOWARD L. SCHROTT | | For | For | |
| | | | 10 | KEVIN T. SHEA | | For | For | |
| | | | 11 | THOMAS J. SULLIVAN | | For | For | |
| | 2. | THE PROPOSED AMENDMENTS TO THE 1995
LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| | 3. | RATIFICATION OF DELOITTE & TOUCHE, LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL YEAR 2014. | Management | For | | For | |
| | 4. | THE BOARD'S ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | GULF ISLAND FABRICATION, INC. |
| | Security | 402307102 | | Meeting Type | Annual |
| | Ticker Symbol | GIFI | | Meeting Date | 24-Apr-2014 |
| | ISIN | US4023071024 | | Agenda | 933940860 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GREGORY J. COTTER | | For | For | |
| | | | 2 | CHRISTOPHER M. HARDING | | For | For | |
| | | | 3 | JOHN P. "JACK" LABORDE | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | Management | For | | For | |
| | THE GORMAN-RUPP COMPANY |
| | Security | 383082104 | | Meeting Type | Annual |
| | Ticker Symbol | GRC | | Meeting Date | 24-Apr-2014 |
| | ISIN | US3830821043 | | Agenda | 933942965 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES C. GORMAN | | For | For | |
| | | | 2 | JEFFREY S. GORMAN | | For | For | |
| | | | 3 | M. ANN HARLAN | | For | For | |
| | | | 4 | THOMAS E. HOAGLIN | | For | For | |
| | | | 5 | CHRISTOPHER H. LAKE | | For | For | |
| | | | 6 | KENNETH R. REYNOLDS | | For | For | |
| | | | 7 | RICK R. TAYLOR | | For | For | |
| | | | 8 | W. WAYNE WALSTON | | For | For | |
| | 2. | APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
THE COMPANY DURING THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | FIDELITY SOUTHERN CORPORATION |
| | Security | 316394105 | | Meeting Type | Annual |
| | Ticker Symbol | LION | | Meeting Date | 24-Apr-2014 |
| | ISIN | US3163941053 | | Agenda | 933952257 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: JAMES B. MILLER,
JR. | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: MAJOR GENERAL
(RET) DAVID R. BOCKEL | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: WM. MILLARD
CHOATE | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: DONALD A. HARP,
JR. | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: KEVIN S. KING | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: WILLIAM C.
LANKFORD, JR. | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: H. PALMER
PROCTOR, JR. | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: W. CLYDE
SHEPHERD III | Management | For | | For | |
| | 1.9 | ELECTION OF DIRECTOR: RANKIN M. SMITH,
JR. | Management | For | | For | |
| | 2. | THE RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY (NON-BINDING) VOTE ON
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | BOYD GAMING CORPORATION |
| | Security | 103304101 | | Meeting Type | Annual |
| | Ticker Symbol | BYD | | Meeting Date | 24-Apr-2014 |
| | ISIN | US1033041013 | | Agenda | 933956813 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT L. BOUGHNER | | For | For | |
| | | | 2 | WILLIAM R. BOYD | | For | For | |
| | | | 3 | WILLIAM S. BOYD | | For | For | |
| | | | 4 | RICHARD E. FLAHERTY | | For | For | |
| | | | 5 | THOMAS V. GIRARDI | | For | For | |
| | | | 6 | MARIANNE BOYD JOHNSON | | For | For | |
| | | | 7 | BILLY G. MCCOY | | For | For | |
| | | | 8 | KEITH E. SMITH | | For | For | |
| | | | 9 | CHRISTINE J. SPADAFOR | | For | For | |
| | | | 10 | PETER M. THOMAS | | For | For | |
| | | | 11 | VERONICA J. WILSON | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | BIGLARI HOLDINGS INC. |
| | Security | 08986R101 | | Meeting Type | Annual |
| | Ticker Symbol | BH | | Meeting Date | 24-Apr-2014 |
| | ISIN | US08986R1014 | | Agenda | 933965785 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SARDAR BIGLARI | | For | For | |
| | | | 2 | PHILIP L. COOLEY | | For | For | |
| | | | 3 | KENNETH R. COOPER | | For | For | |
| | | | 4 | WILLIAM L. JOHNSON | | For | For | |
| | | | 5 | JAMES P. MASTRIAN | | For | For | |
| | | | 6 | RUTH J. PERSON | | For | For | |
| | 2. | TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
OF DELOITTE & TOUCHE LLP AS THE
CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2014 FISCAL YEAR. | Management | For | | For | |
| | 3. | NON-BINDING ADVISORY RESOLUTION TO
APPROVE THE CORPORATION'S EXECUTIVE
COMPENSATION, AS DESCRIBED IN THESE
PROXY MATERIALS. | Management | Abstain | | Against | |
| | 4. | NON-BINDING ADVISORY RESOLUTION ON
THE FREQUENCY OF HOLDING FUTURE
SHAREHOLDER ADVISORY VOTES ON THE
CORPORATION'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | LITHIA MOTORS, INC. |
| | Security | 536797103 | | Meeting Type | Annual |
| | Ticker Symbol | LAD | | Meeting Date | 25-Apr-2014 |
| | ISIN | US5367971034 | | Agenda | 933932635 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SIDNEY B. DEBOER | | For | For | |
| | | | 2 | THOMAS R. BECKER | | For | For | |
| | | | 3 | SUSAN O. CAIN | | For | For | |
| | | | 4 | BRYAN B. DEBOER | | For | For | |
| | | | 5 | M.L. DICK HEIMANN | | For | For | |
| | | | 6 | KENNETH E. ROBERTS | | For | For | |
| | | | 7 | WILLIAM J. YOUNG | | For | For | |
| | 2 | TO CAST AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-
K. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE SELECTION OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | WORLD WRESTLING ENTERTAINMENT, INC. |
| | Security | 98156Q108 | | Meeting Type | Annual |
| | Ticker Symbol | WWE | | Meeting Date | 25-Apr-2014 |
| | ISIN | US98156Q1085 | | Agenda | 933937685 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | VINCENT K. MCMAHON | | For | For | |
| | | | 2 | STUART U. GOLDFARB | | For | For | |
| | | | 3 | PATRICIA A. GOTTESMAN | | For | For | |
| | | | 4 | DAVID KENIN | | For | For | |
| | | | 5 | JOSEPH H. PERKINS | | For | For | |
| | | | 6 | FRANK A. RIDDICK, III | | For | For | |
| | | | 7 | JEFFREY R. SPEED | | For | For | |
| | 2. | APPROVAL OF AMENDED AND RESTATED
2007 OMNIBUS INCENTIVE PLAN. | Management | For | | For | |
| | 3. | RATIFICATION OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 4. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | LYDALL, INC. |
| | Security | 550819106 | | Meeting Type | Annual |
| | Ticker Symbol | LDL | | Meeting Date | 25-Apr-2014 |
| | ISIN | US5508191062 | | Agenda | 933941925 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DALE G. BARNHART | | For | For | |
| | | | 2 | KATHLEEN BURDETT | | For | For | |
| | | | 3 | W. LESLIE DUFFY | | For | For | |
| | | | 4 | MATTHEW T. FARRELL | | For | For | |
| | | | 5 | MARC T. GILES | | For | For | |
| | | | 6 | WILLIAM D. GURLEY | | For | For | |
| | | | 7 | SUZANNE HAMMETT | | For | For | |
| | | | 8 | S. CARL SODERSTROM, JR. | | For | For | |
| | 2 | HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3 | RATIFYING THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2014. | Management | For | | For | |
| | BADGER METER, INC. |
| | Security | 056525108 | | Meeting Type | Annual |
| | Ticker Symbol | BMI | | Meeting Date | 25-Apr-2014 |
| | ISIN | US0565251081 | | Agenda | 933945959 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RONALD H. DIX | | For | For | |
| | | | 2 | THOMAS J. FISCHER | | For | For | |
| | | | 3 | GALE E. KLAPPA | | For | For | |
| | | | 4 | GAIL A. LIONE | | For | For | |
| | | | 5 | RICHARD A. MEEUSEN | | For | For | |
| | | | 6 | ANDREW J. POLICANO | | For | For | |
| | | | 7 | STEVEN J. SMITH | | For | For | |
| | | | 8 | TODD J. TESKE | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR
2014. | Management | For | | For | |
| | MYERS INDUSTRIES, INC. |
| | Security | 628464109 | | Meeting Type | Annual |
| | Ticker Symbol | MYE | | Meeting Date | 25-Apr-2014 |
| | ISIN | US6284641098 | | Agenda | 933949793 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | VINCENT C. BYRD | | For | For | |
| �� | | | 2 | SARAH R. COFFIN | | For | For | |
| | | | 3 | JOHN B. CROWE | | For | For | |
| | | | 4 | WILLIAM A. FOLEY | | For | For | |
| | | | 5 | ROBERT B. HEISLER, JR | | For | For | |
| | | | 6 | RICHARD P. JOHNSTON | | For | For | |
| | | | 7 | EDWARD W. KISSEL | | For | For | |
| | | | 8 | JOHN C. ORR | | For | For | |
| | | | 9 | ROBERT A. STEFANKO | | For | For | |
| | | | 10 | DANIEL R. LEE | | For | For | |
| | 2 | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | | For | |
| | 3 | TO CAST A NON-BINDING ADVISORY VOTE
TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | TOWER INTERNATIONAL, INC |
| | Security | 891826109 | | Meeting Type | Annual |
| | Ticker Symbol | TOWR | | Meeting Date | 25-Apr-2014 |
| | ISIN | US8918261095 | | Agenda | 933950429 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | FRANK ENGLISH, JR. | | For | For | |
| | | | 2 | JONATHAN GALLEN | | For | For | |
| | 2. | APPROVAL OF THE AMENDMENT AND
RESTATEMENT OF THE COMPANY'S 2010
EQUITY INCENTIVE PLAN. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP, AS THE
COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | FERRO CORPORATION |
| | Security | 315405100 | | Meeting Type | Annual |
| | Ticker Symbol | FOE | | Meeting Date | 25-Apr-2014 |
| | ISIN | US3154051003 | | Agenda | 933958615 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD J. HIPPLE | | For | For | |
| | | | 2 | GREGORY E. HYLAND | | For | For | |
| | | | 3 | WILLIAM B. LAWRENCE | | For | For | |
| | 2. | APPROVAL OF A CONDITIONAL PROPOSAL
TO AMEND THE COMPANY'S AMENDED AND
RESTATED CODE OF REGULATIONS TO
PROVIDE FOR THE ANNUAL ELECTION OF
ALL DIRECTORS. | Management | Against | | Against | |
| | 3. | APPROVAL OF A CONDITIONAL PROPOSAL
TO AMEND THE COMPANY'S ELEVENTH
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO ELIMINATE
CUMULATIVE VOTING. | Management | Against | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 5. | APPROVAL, IN A NON-BINDING ADVISORY
VOTE, OF THE COMPENSATION FOR NAMED
EXECUTIVE OFFICERS. | Management | For | | For | |
| | 6. | IF PROPERLY PRESENTED, A
SHAREHOLDER PROPOSAL. | Management | For | | For | |
| | HUTTIG BUILDING PRODUCTS, INC. |
| | Security | 448451104 | | Meeting Type | Annual |
| | Ticker Symbol | HBP | | Meeting Date | 28-Apr-2014 |
| | ISIN | US4484511047 | | Agenda | 933939831 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | R.S. EVANS | | For | For | |
| | | | 2 | J. KEITH MATHENEY | | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF KPMG
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | BURNHAM HOLDINGS, INC. |
| | Security | 122295108 | | Meeting Type | Annual |
| | Ticker Symbol | BURCA | | Meeting Date | 28-Apr-2014 |
| | ISIN | US1222951089 | | Agenda | 933949351 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM F. DODGE, II | | For | For | |
| | | | 2 | JOHN W. LYMAN | | For | For | |
| | | | 3 | ROBERT P. NEWCOMER | | For | For | |
| | 2. | PROPOSAL TO APPROVE THE
APPOINTMENT OF PARENTEBEARD LLC, OR
OTHER AUDITING FIRM AS THE BOARD MAY
SELECT, AS INDEPENDENT AUDITORS FOR
THE ENSUING YEAR. | Management | For | | For | |
| | MVC CAPITAL, INC. |
| | Security | 553829102 | | Meeting Type | Annual |
| | Ticker Symbol | MVC | | Meeting Date | 29-Apr-2014 |
| | ISIN | US5538291023 | | Agenda | 933931277 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | EMILIO DOMINIANNI | | For | For | |
| | | | 2 | PHILLIP GOLDSTEIN | | For | For | |
| | | | 3 | GERALD HELLERMAN | | For | For | |
| | | | 4 | WARREN HOLTSBERG | | For | For | |
| | | | 5 | ROBERT KNAPP | | For | For | |
| | | | 6 | WILLIAM TAYLOR | | For | For | |
| | | | 7 | MICHAEL TOKARZ | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS THE FUND'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | AMPCO-PITTSBURGH CORPORATION |
| | Security | 032037103 | | Meeting Type | Annual |
| | Ticker Symbol | AP | | Meeting Date | 29-Apr-2014 |
| | ISIN | US0320371034 | | Agenda | 933936277 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES J. ABEL | | For | For | |
| | | | 2 | WILLIAM K. LIEBERMAN | | For | For | |
| | | | 3 | STEPHEN E. PAUL | | For | For | |
| | | | 4 | CARL H. PFORZHEIMER III | | For | For | |
| | | | 5 | MICHAEL I. GERMAN | | For | For | |
| | 2. | TO APPROVE, IN A NON-BINDING VOTE, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | RTI SURGICAL, INC. |
| | Security | 74975N105 | | Meeting Type | Annual |
| | Ticker Symbol | RTIX | | Meeting Date | 29-Apr-2014 |
| | ISIN | US74975N1054 | | Agenda | 933938257 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PETER F. GEAREN, M.D. | | For | For | |
| | | | 2 | ADRIAN J.R. SMITH | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT (THE "SAY ON PAY
VOTE"). | Management | Abstain | | Against | |
| | EARTHLINK HOLDINGS CORP. |
| | Security | 27033X101 | | Meeting Type | Annual |
| | Ticker Symbol | ELNK | | Meeting Date | 29-Apr-2014 |
| | ISIN | | | Agenda | 933938423 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: SUSAN D. BOWICK | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JOSEPH F. EAZOR | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: DAVID A. KORETZ | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: KATHY S. LANE | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: GARRY K.
MCGUIRE | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: R. GERARD
SALEMME | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: JULIE A. SHIMER,
PH.D | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: M. WAYNE
WISEHART | Management | For | | For | |
| | 2. | THE APPROVAL OF A NON-BINDING
ADVISORY RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | THE APPROVAL OF AN AMENDMENT TO OUR
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO REVISE THE ADVANCE
NOTICE REQUIREMENTS FOR
SHAREHOLDER NOMINATIONS. | Management | Against | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT BY
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 5. | SUCH OTHER MATTER OR MATTERS THAT
MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENT(S) OR
POSTPONEMENT(S) THEREOF. | Management | Abstain | | Against | |
| | CAPITAL PROPERTIES, INC. |
| | Security | 140430109 | | Meeting Type | Annual |
| | Ticker Symbol | CPTP | | Meeting Date | 29-Apr-2014 |
| | ISIN | US1404301095 | | Agenda | 933946646 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ALFRED J. CORSO | | For | For | |
| | | | 2 | ROBERT H. EDER | | For | For | |
| | | | 3 | HARRIS N. ROSEN | | For | For | |
| | | | 4 | CRAIG M. SCOTT | | For | For | |
| | | | 5 | TODD D. TURCOTTE | | For | For | |
| | THE ZIEGLER COMPANIES, INC. |
| | Security | 989506209 | | Meeting Type | Annual |
| | Ticker Symbol | ZGCO | | Meeting Date | 29-Apr-2014 |
| | ISIN | US9895062092 | | Agenda | 933952144 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DONALD A. CARLSON, JR. | | For | For | |
| | | | 2 | THOMAS R. PAPROCKI | | For | For | |
| | | | 3 | WILLIAM D. MCGUIRE | | For | For | |
| | CONSOLIDATED COMMUNICATIONS HLDGS, INC. |
| | Security | 209034107 | | Meeting Type | Annual |
| | Ticker Symbol | CNSL | | Meeting Date | 29-Apr-2014 |
| | ISIN | US2090341072 | | Agenda | 933956356 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT J. CURREY | | For | For | |
| | | | 2 | C. ROBERT UDELL, JR. | | For | For | |
| | | | 3 | MARIBETH S. RAHE | | For | For | |
| | 2. | APPROVAL OF ERNST & YOUNG, LLP, AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | EXECUTIVE COMPENSATION - AN ADVISORY
VOTE ON THE APPROVAL OF
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | SJW CORP. |
| | Security | 784305104 | | Meeting Type | Annual |
| | Ticker Symbol | SJW | | Meeting Date | 30-Apr-2014 |
| | ISIN | US7843051043 | | Agenda | 933939538 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | K. ARMSTRONG | | For | For | |
| | | | 2 | W.J. BISHOP | | For | For | |
| | | | 3 | M.L. CALI | | For | For | |
| | | | 4 | D.R. KING | | For | For | |
| | | | 5 | R.B. MOSKOVITZ | | For | For | |
| | | | 6 | G.E. MOSS | | For | For | |
| | | | 7 | W.R. ROTH | | For | For | |
| | | | 8 | R.A. VAN VALER | | For | For | |
| | 2. | APPROVE THE ADVISORY RESOLUTION
APPROVING THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT. | Management | Abstain | | Against | |
| | 3. | APPROVE THE 2014 EMPLOYEE STOCK
PURCHASE PLAN. | Management | For | | For | |
| | 4. | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2014. | Management | For | | For | |
| | CIRCOR INTERNATIONAL, INC. |
| | Security | 17273K109 | | Meeting Type | Annual |
| | Ticker Symbol | CIR | | Meeting Date | 30-Apr-2014 |
| | ISIN | US17273K1097 | | Agenda | 933943347 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SCOTT A. BUCKHOUT | | For | For | |
| | | | 2 | JOHN (ANDY) O'DONNELL | | For | For | |
| | 2. | TO RATIFY THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS' SELECTION OF
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO CONSIDER AN ADVISORY RESOLUTION
APPROVING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 4. | TO APPROVE THE COMPANY'S 2014 STOCK
OPTION AND INCENTIVE PLAN INCLUDING
THE PERFORMANCE COMPENSATION
PARAMETERS SET FORTH THEREIN. | Management | For | | For | |
| | WINMARK CORPORATION |
| | Security | 974250102 | | Meeting Type | Annual |
| | Ticker Symbol | WINA | | Meeting Date | 30-Apr-2014 |
| | ISIN | US9742501029 | | Agenda | 933952322 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | SET THE NUMBER OF DIRECTORS AT SEVEN
(7). | Management | For | | For | |
| | 2. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN L. MORGAN | | For | For | |
| | | | 2 | LAWRENCE A. BARBETTA | | For | For | |
| | | | 3 | JENELE C. GRASSLE | | For | For | |
| | | | 4 | KIRK A. MACKENZIE | | For | For | |
| | | | 5 | PAUL C. REYELTS | | For | For | |
| | | | 6 | MARK L. WILSON | | For | For | |
| | | | 7 | STEVEN C. ZOLA | | For | For | |
| | 3. | AMEND THE 2010 STOCK OPTION PLAN TO
(I) INCREASE THE SHARES AVAILABLE FROM
250,000 TO 500,000 AND (II) INCLUDE A PER
ANNUM LIMITATION ON THE NUMBER OF
OPTIONS GRANTED TO ANY ONE
INDIVIDUAL. | Management | Against | | Against | |
| | 4. | AMEND THE STOCK OPTION PLAN FOR
NONEMPLOYEE DIRECTORS TO INCREASE
THE SHARES AVAILABLE FROM 300,000 TO
350,000. | Management | Against | | Against | |
| | 5. | RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2014 FISCAL YEAR. | Management | For | | For | |
| | MAGNETEK, INC. |
| | Security | 559424403 | | Meeting Type | Annual |
| | Ticker Symbol | MAG | | Meeting Date | 30-Apr-2014 |
| | ISIN | US5594244031 | | Agenda | 933958021 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID A. BLOSS, SR. | | For | For | |
| | | | 2 | ALAN B. LEVINE | | For | For | |
| | | | 3 | PETER M. MCCORMICK | | For | For | |
| | | | 4 | MITCHELL I. QUAIN | | For | For | |
| | | | 5 | DAVID P. REILAND | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2014 ENDING DECEMBER 28, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 4. | APPROVAL OF THE AMENDMENT OF
MAGNETEK'S RESTATED CERTIFICATE OF
INCORPORATION TO DECREASE
AUTHORIZED COMMON STOCK. | Management | For | | For | |
| | 5. | APPROVAL OF THE 2014 STOCK INCENTIVE
PLAN. | Management | Against | | Against | |
| | VASCULAR SOLUTIONS, INC. |
| | Security | 92231M109 | | Meeting Type | Annual |
| | Ticker Symbol | VASC | | Meeting Date | 30-Apr-2014 |
| | ISIN | US92231M1099 | | Agenda | 933958223 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARTIN EMERSON | | For | For | |
| | | | 2 | JOHN ERB | | For | For | |
| | | | 3 | RICHARD KRAMP | | For | For | |
| | | | 4 | RICHARD NIGON | | For | For | |
| | | | 5 | PAUL O'CONNELL | | For | For | |
| | | | 6 | HOWARD ROOT | | For | For | |
| | | | 7 | JORGE SAUCEDO | | For | For | |
| | 2. | TO APPROVE THE VASCULAR SOLUTIONS,
INC. 2014 QUALIFIED PERFORMANCE-BASED
COMPENSATION PLAN. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF VASCULAR SOLUTIONS'
NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, AND
THE OTHER TABULAR AND NARRATIVE
DISCLOSURE REGARDING SUCH
COMPENSATION, SET FORTH IN THE PROXY
STATEMENT FOR THE 2014 ANNUAL
MEETING OF SHAREHOLDERS. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE SELECTION OF BAKER TILLY
VIRCHOW KRAUSE, LLP AS INDEPENDENT
AUDITOR OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | PROVIDENCE AND WORCESTER RAILROAD CO. |
| | Security | 743737108 | | Meeting Type | Annual |
| | Ticker Symbol | PWX | | Meeting Date | 30-Apr-2014 |
| | ISIN | US7437371088 | | Agenda | 933963135 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD ANDERSON | | For | For | |
| | | | 2 | ROBERT EDER | | For | For | |
| | | | 3 | ALFRED SMITH | | For | For | |
| | 2. | TO VOTE UPON AN ADVISORY (NON-
BINDING) RESOLUTION TO APPROVE THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | MYR GROUP INC |
| | Security | 55405W104 | | Meeting Type | Annual |
| | Ticker Symbol | MYRG | | Meeting Date | 01-May-2014 |
| | ISIN | US55405W1045 | | Agenda | 933935136 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | HENRY W. FAYNE | | For | For | |
| | | | 2 | GARY R. JOHNSON | | For | For | |
| | 2 | ADVISORY RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3 | APPROVAL OF THE MYR GROUP INC. 2007
LONG-TERM INCENTIVE PLAN (AMENDED
AND RESTATED AS OF MAY 1, 2014). | Management | Against | | Against | |
| | 4 | APPROVAL OF THE MYR GROUP INC.
SENIOR MANAGEMENT INCENTIVE PLAN
(AMENDED AND RESTATED AS OF MAY 1,
2014). | Management | For | | For | |
| | 5 | APPROVAL OF AN AMENDMENT TO THE MYR
GROUP INC. RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
MAXIMUM SIZE OF THE BOARD. | Management | For | | For | |
| | 6 | RATIFICATION OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | GLOBAL POWER EQUIPMENT GROUP INC. |
| | Security | 37941P306 | | Meeting Type | Annual |
| | Ticker Symbol | GLPW | | Meeting Date | 01-May-2014 |
| | ISIN | US37941P3064 | | Agenda | 933940086 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LUIS MANUEL RAMIREZ | | For | For | |
| | | | 2 | CHARLES MACALUSO | | For | For | |
| | | | 3 | CARL BARTOLI | | For | For | |
| | | | 4 | TERENCE J. CRYAN | | For | For | |
| | | | 5 | MICHAEL E. SALVATI | | For | For | |
| | | | 6 | FRANK E. WILLIAMS, JR. | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF BDO USA,
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 3. | TO CONSIDER AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | TO TRANSACT SUCH OTHER BUSINESS AS
MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | | For | |
| | CYRUSONE INC. |
| | Security | 23283R100 | | Meeting Type | Annual |
| | Ticker Symbol | CONE | | Meeting Date | 01-May-2014 |
| | ISIN | US23283R1005 | | Agenda | 933941379 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GARY J. WOJTASZEK | | For | For | |
| | | | 2 | JOHN F. CASSIDY | | For | For | |
| | | | 3 | WILLIAM E. SULLIVAN | | For | For | |
| | | | 4 | T. TOD NIELSEN | | For | For | |
| | | | 5 | ALEX SHUMATE | | For | For | |
| | | | 6 | MELISSA E. HATHAWAY | | For | For | |
| | | | 7 | DAVID H. FERDMAN | | For | For | |
| | | | 8 | LYNN A. WENTWORTH | | For | For | |
| | | | 9 | JOHN W. GAMBLE | | For | For | |
| | 2. | THE APPROVAL OF OUR 2014 EMPLOYEE
STOCK PURCHASE PLAN | Management | For | | For | |
| | 3. | THE APPROVAL OF THE MATERIAL TERMS
OF THE PERFORMANCE GOALS UNDER OUR
2012 LONG-TERM INCENTIVE PLAN FOR
PURPOSES OF INTERNAL REVENUE CODE
SECTION 162(M) | Management | For | | For | |
| | 4. | THE APPROVAL OF THE MATERIAL TERMS
OF THE PERFORMANCE GOALS UNDER OUR
2013 SHORT-TERM INCENTIVE PLAN FOR
PURPOSES OF INTERNAL REVENUE CODE
SECTION 162(M) | Management | For | | For | |
| | 5. | THE RATIFICATION OF DELOITTE & TOUCHE
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| | GUIDANCE SOFTWARE, INC. |
| | Security | 401692108 | | Meeting Type | Annual |
| | Ticker Symbol | GUID | | Meeting Date | 01-May-2014 |
| | ISIN | US4016921086 | | Agenda | 933944616 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SHAWN MCCREIGHT | | For | For | |
| | | | 2 | VICTOR LIMONGELLI | | For | For | |
| | | | 3 | JEFF LAWRENCE | | For | For | |
| | | | 4 | KATHLEEN O'NEIL | | For | For | |
| | | | 5 | CHRISTOPHER POOLE | | For | For | |
| | | | 6 | STEPHEN RICHARDS | | For | For | |
| | | | 7 | ROBERT VAN SCHOONENBERG | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, BY ADVISORY (NON-BINDING)
VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | NORTEK, INC. |
| | Security | 656559309 | | Meeting Type | Annual |
| | Ticker Symbol | NTK | | Meeting Date | 01-May-2014 |
| | ISIN | US6565593091 | | Agenda | 933949731 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JEFFREY C. BLOOMBERG | | For | For | |
| | | | 2 | JAMES B. HIRSHORN | | For | For | |
| | | | 3 | CHRIS A. MCWILTON | | For | For | |
| | 2. | THE APPROVAL OF NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | WHITECAP RESOURCES INC. |
| | Security | 96467A200 | | Meeting Type | Annual |
| | Ticker Symbol | SPGYF | | Meeting Date | 01-May-2014 |
| | ISIN | CA96467A2002 | | Agenda | 933956990 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | FIXING THE NUMBER OF DIRECTORS OF
WHITECAP RESOURCES INC. TO BE
ELECTED AT THE MEETING AT SEVEN
MEMBERS; | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | GRANT B. FAGERHEIM | | For | For | |
| | | | 2 | GREGORY S. FLETCHER | | For | For | |
| | | | 3 | GLENN A. MCNAMARA | | For | For | |
| | | | 4 | MURRAY K. MULLEN | | For | For | |
| | | | 5 | STEPHEN C. NIKIFORUK | | For | For | |
| | | | 6 | KENNETH S. STICKLAND | | For | For | |
| | | | 7 | GRANT A. ZAWALSKY | | For | For | |
| | 03 | THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP,
CHARTERED ACCOUNTANTS, AS THE
AUDITORS OF WHITECAP RESOURCES INC.
AND TO AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION AS SUCH. | Management | For | | For | |
| | WHITECAP RESOURCES INC. |
| | Security | 96467A200 | | Meeting Type | Annual |
| | Ticker Symbol | SPGYF | | Meeting Date | 01-May-2014 |
| | ISIN | CA96467A2002 | | Agenda | 933957005 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | FIXING THE NUMBER OF DIRECTORS OF
WHITECAP RESOURCES INC. TO BE
ELECTED AT THE MEETING AT SEVEN
MEMBERS; | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | GRANT B. FAGERHEIM | | For | For | |
| | | | 2 | GREGORY S. FLETCHER | | For | For | |
| | | | 3 | GLENN A. MCNAMARA | | For | For | |
| | | | 4 | MURRAY K. MULLEN | | For | For | |
| | | | 5 | STEPHEN C. NIKIFORUK | | For | For | |
| | | | 6 | KENNETH S. STICKLAND | | For | For | |
| | | | 7 | GRANT A. ZAWALSKY | | For | For | |
| | 03 | THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP,
CHARTERED ACCOUNTANTS, AS THE
AUDITORS OF WHITECAP RESOURCES INC.
AND TO AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION AS SUCH. | Management | For | | For | |
| | XENITH BANKSHARES, INC. |
| | Security | 98410X105 | | Meeting Type | Annual |
| | Ticker Symbol | XBKS | | Meeting Date | 01-May-2014 |
| | ISIN | US98410X1054 | | Agenda | 933960660 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LARRY L. FELTON | | For | For | |
| | | | 2 | PALMER P. GARSON | | For | For | |
| | | | 3 | PATRICK D. HANLEY | | For | For | |
| | | | 4 | PETER C. JACKSON | | For | For | |
| | | | 5 | T. GAYLON LAYFIELD, III | | For | For | |
| | | | 6 | MICHAEL A. MANCUSI | | For | For | |
| | | | 7 | ROBERT J. MERRICK | | For | For | |
| | | | 8 | SCOTT A. REED | | For | For | |
| | | | 9 | MARK B. SISISKY | | For | For | |
| | | | 10 | THOMAS G. SNEAD, JR. | | For | For | |
| | 2. | APPROVAL OF THE XENITH BANKSHARES,
INC. 2012 STOCK INCENTIVE PLAN, AS
AMENDED. | Management | Against | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS THE
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 4. | ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | CENVEO, INC. |
| | Security | 15670S105 | | Meeting Type | Annual |
| | Ticker Symbol | CVO | | Meeting Date | 01-May-2014 |
| | ISIN | US15670S1050 | | Agenda | 933976978 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT G. BURTON, SR. | | For | For | |
| | | | 2 | GERALD S. ARMSTRONG | | For | For | |
| | | | 3 | ROBERT G. BURTON, JR. | | For | For | |
| | | | 4 | DR. MARK J. GRIFFIN | | For | For | |
| | | | 5 | DR. SUSAN HERBST | | For | For | |
| | | | 6 | ROBERT B. OBERNIER | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE SELECTION OF
GRANT THORNTON, LLP AS THE
CORPORATION'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
27, 2014. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE, BY A NON-
BINDING, ADVISORY VOTE, 2013
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | DANA HOLDING CORP |
| | Security | 235825205 | | Meeting Type | Annual |
| | Ticker Symbol | DAN | | Meeting Date | 02-May-2014 |
| | ISIN | US2358252052 | | Agenda | 933936304 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | VIRGINIA A. KAMSKY | | For | For | |
| | | | 2 | TERRENCE J. KEATING | | For | For | |
| | | | 3 | R. BRUCE MCDONALD | | For | For | |
| | | | 4 | JOSEPH C. MUSCARI | | For | For | |
| | | | 5 | MARK A. SCHULZ | | For | For | |
| | | | 6 | KEITH E. WANDELL | | For | For | |
| | | | 7 | ROGER J. WOOD | | For | For | |
| | 2. | APPROVAL OF A NON-BINDING, ADVISORY
PROPOSAL APPROVING EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | UTAH MEDICAL PRODUCTS, INC. |
| | Security | 917488108 | | Meeting Type | Annual |
| | Ticker Symbol | UTMD | | Meeting Date | 02-May-2014 |
| | ISIN | US9174881089 | | Agenda | 933949414 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1) | DIRECTOR | Management | | | | |
| | | | 1 | ERNST G. HOYER | | For | For | |
| | | | 2 | JAMES H. BEESON | | For | For | |
| | 2) | TO RATIFY THE SELECTION OF JONES
SIMKINS LLC AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3) | TO APPROVE, BY ADVISORY VOTE, THE
COMPANY'S EXECUTIVE COMPENSATION
PROGRAM. | Management | Abstain | | Against | |
| | BIOTELEMETRY, INC. |
| | Security | 090672106 | | Meeting Type | Annual |
| | Ticker Symbol | BEAT | | Meeting Date | 02-May-2014 |
| | ISIN | US0906721065 | | Agenda | 933955099 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RONALD A. AHRENS | | For | For | |
| | | | 2 | JOSEPH H. CAPPER | | For | For | |
| | | | 3 | JOSEPH A. FRICK | | For | For | |
| | 2. | APPROVAL, ON A NON-BINDING, ADVISORY
BASIS, OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | THE YORK WATER COMPANY |
| | Security | 987184108 | | Meeting Type | Annual |
| | Ticker Symbol | YORW | | Meeting Date | 05-May-2014 |
| | ISIN | US9871841089 | | Agenda | 933936342 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT P. NEWCOMER | | For | For | |
| | | | 2 | ERNEST J. WATERS | | For | For | |
| | 2. | APPOINT PARENTEBEARD LLC AS
AUDITORS: TO RATIFY THE APPOINTMENT
OF PARENTEBEARD LLC AS AUDITORS. | Management | For | | For | |
| | 3. | SAY ON PAY: TO APPROVE, BY NON-
BINDING VOTE, THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | EMPLOYEES' STOCK PURCHASE PLAN: TO
APPROVE THE YORK WATER COMPANY
EMPLOYEES' STOCK PURCHASE PLAN, AS
AMENDED OCTOBER 1, 2013. | Management | For | | For | |
| | ENTERCOM COMMUNICATIONS CORP. |
| | Security | 293639100 | | Meeting Type | Annual |
| | Ticker Symbol | ETM | | Meeting Date | 05-May-2014 |
| | ISIN | US2936391000 | | Agenda | 933944553 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID J. BERKMAN* | | For | For | |
| | | | 2 | JOEL HOLLANDER* | | For | For | |
| | | | 3 | JOSEPH M. FIELD# | | For | For | |
| | | | 4 | DAVID J. FIELD# | | For | For | |
| | | | 5 | MARK R. LANEVE# | | For | For | |
| | | | 6 | ROBERT S. WIESENTHAL# | | For | For | |
| | 3 | APPROVAL OF AN AMENDMENT AND
RESTATEMENT OF THE ENTERCOM EQUITY
COMPENSATION PLAN. | Management | For | | For | |
| | 4. | "RESOLVED, THAT THE COMPENSATION
PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-
K, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION, IS HEREBY APPROVED." | Management | Abstain | | Against | |
| | 5. | RATIFICATION OF THE SELECTION OF THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | THE E.W. SCRIPPS COMPANY |
| | Security | 811054402 | | Meeting Type | Annual |
| | Ticker Symbol | SSP | | Meeting Date | 05-May-2014 |
| | ISIN | US8110544025 | | Agenda | 933945214 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: ROGER L. OGDEN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: J. MARVIN QUIN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: KIM WILLIAMS | Management | For | | For | |
| | DOT HILL SYSTEMS CORP. |
| | Security | 25848T109 | | Meeting Type | Annual |
| | Ticker Symbol | HILL | | Meeting Date | 05-May-2014 |
| | ISIN | US25848T1097 | | Agenda | 933960709 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DANA W. KAMMERSGARD | | For | For | |
| | | | 2 | RICHARD MEJIA, JR. | | For | For | |
| | 2 | TO APPROVE THE COMPANY'S 2009 EQUITY
INCENTIVE PLAN, AS AMENDED. | Management | Against | | Against | |
| | 3 | TO APPROVE THE 2014 EMPLOYEE STOCK
PURCHASE PLAN. | Management | For | | For | |
| | 4 | RESOLVED, THAT THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND
NARRATIVE DISCUSSION, IS HEREBY
APPROVED | Management | Abstain | | Against | |
| | 5 | TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
OF DELOITTE & TOUCHE LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | FAMOUS DAVE'S OF AMERICA, INC. |
| | Security | 307068106 | | Meeting Type | Annual |
| | Ticker Symbol | DAVE | | Meeting Date | 06-May-2014 |
| | ISIN | US3070681065 | | Agenda | 933940783 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LISA A. KRO | | For | For | |
| | | | 2 | RICHARD L. MONFORT | | For | For | |
| | | | 3 | EDWARD H. RENSI | | For | For | |
| | | | 4 | DEAN A. RIESEN | | For | For | |
| | | | 5 | PATRICK WALSH | | For | For | |
| | | | 6 | ADAM WRIGHT | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM,
AS INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | JOURNAL COMMUNICATIONS, INC. |
| | Security | 481130102 | | Meeting Type | Annual |
| | Ticker Symbol | JRN | | Meeting Date | 06-May-2014 |
| | ISIN | US4811301021 | | Agenda | 933944274 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN J. SMITH | | For | For | |
| | | | 2 | MARY ELLEN STANEK | | For | For | |
| | | | 3 | OWEN J. SULLIVAN | | For | For | |
| | 2. | NON-BINDING RESOLUTION TO APPROVE
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT | Management | For | | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 28, 2014 | Management | For | | For | |
| | LIONBRIDGE TECHNOLOGIES, INC. |
| | Security | 536252109 | | Meeting Type | Annual |
| | Ticker Symbol | LIOX | | Meeting Date | 06-May-2014 |
| | ISIN | US5362521099 | | Agenda | 933944452 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RORY J. COWAN | | For | For | |
| | | | 2 | PAUL A. KAVANAGH | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | HICKORYTECH CORPORATION |
| | Security | 429060106 | | Meeting Type | Annual |
| | Ticker Symbol | HTCO | | Meeting Date | 06-May-2014 |
| | ISIN | US4290601065 | | Agenda | 933946266 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT D. ALTON, JR. | | For | For | |
| | | | 2 | R. WYNN KEARNEY, JR. | | For | For | |
| | | | 3 | DALE E. PARKER | | For | For | |
| | 2. | APPROVAL OF AN AMENDMENT TO OUR
ARTICLES OF INCORPORATION TO CHANGE
OUR CORPORATE NAME TO ENVENTIS
CORPORATION. | Management | For | | For | |
| | 3. | APPROVAL OF AN AMENDMENT TO OUR
COMPANY BY-LAWS TO ELIMINATE THE
MAXIMUM AGE REQUIREMENT ASSOCIATED
WITH DIRECTOR ELECTIONS. | Management | For | | For | |
| | 4. | RATIFICATION OF MOSS ADAMS LLP AS
INDEPENDENT AUDITOR. | Management | For | | For | |
| | CINCINNATI BELL INC. |
| | Security | 171871106 | | Meeting Type | Annual |
| | Ticker Symbol | CBB | | Meeting Date | 06-May-2014 |
| | ISIN | US1718711062 | | Agenda | 933946507 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: PHILLIP R. COX | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JAKKI L.
HAUSSLER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: CRAIG F. MAIER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: RUSSEL P. MAYER | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: THEODORE H.
SCHELL | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ALAN R.
SCHRIBER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: LYNN A.
WENTWORTH | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JOHN M. ZRNO | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: THEODORE H.
TORBECK | Management | For | | For | |
| | 2. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 3. | RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2014. | Management | For | | For | |
| | NUVERRA ENVIRONMENTAL SOLUTIONS, INC. |
| | Security | 67091K203 | | Meeting Type | Annual |
| | Ticker Symbol | NES | | Meeting Date | 06-May-2014 |
| | ISIN | US67091K2033 | | Agenda | 933948260 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | EDWARD A. BARKETT | | For | For | |
| | | | 2 | ROBERT B. SIMONDS, JR. | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO HOLD AN ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO APPROVE AN AMENDMENT TO THE 2009
EQUITY INCENTIVE PLAN TO (I) INCREASE
THE SHARES AUTHORIZED, (II) CONTINUE
COMPLIANCE WITH INTERNAL REVENUE
CODE SECTION 162(M) AND (III) MAKE
OTHER ADMINISTRATIVE CHANGES. | Management | Against | | Against | |
| | HARDINGE INC. |
| | Security | 412324303 | | Meeting Type | Annual |
| | Ticker Symbol | HDNG | | Meeting Date | 06-May-2014 |
| | ISIN | US4123243036 | | Agenda | 933948272 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | J. PHILIP HUNTER | | For | For | |
| | | | 2 | R. TONY TRIPENY | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS HARDINGE'S
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | PROPOSAL TO AMEND AND RESTATE THE
HARDINGE INC. 2011 INCENTIVE STOCK
PLAN. | Management | For | | For | |
| | 4. | TO ACT ON AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 5. | TO ACT ON AN ADVISORY VOTE ON THE
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION. | Management | Abstain | | | |
| | PREFORMED LINE PRODUCTS COMPANY |
| | Security | 740444104 | | Meeting Type | Annual |
| | Ticker Symbol | PLPC | | Meeting Date | 06-May-2014 |
| | ISIN | US7404441047 | | Agenda | 933949630 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GLENN E. CORLETT | | For | For | |
| | | | 2 | MICHAEL E. GIBBONS | | For | For | |
| | | | 3 | R. STEVEN KESTNER | | For | For | |
| | | | 4 | RANDALL M. RUHLMAN | | For | For | |
| | 2. | RESOLUTION APPROVING EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF ERNST & YOUNG LLP. | Management | For | | For | |
| | MSA SAFETY INCORPORATED |
| | Security | 553498106 | | Meeting Type | Annual |
| | Ticker Symbol | MSA | | Meeting Date | 06-May-2014 |
| | ISIN | US5534981064 | | Agenda | 933953502 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DIANE M. PEARSE* | | For | For | |
| | | | 2 | L. EDWARD SHAW, JR.* | | For | For | |
| | | | 3 | WILLIAM M. LAMBERT* | | For | For | |
| | | | 4 | REBECCA B. ROBERTS# | | For | For | |
| | 3. | APPROVAL OF ADOPTION OF THE
COMPANY'S EMPLOYEE STOCK PURCHASE
PLAN. | Management | For | | For | |
| | 4. | SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 5. | TO PROVIDE AN ADVISORY VOTE TO
APPROVE THE EXECUTIVE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | THE MIDDLEBY CORPORATION |
| | Security | 596278101 | | Meeting Type | Annual |
| | Ticker Symbol | MIDD | | Meeting Date | 06-May-2014 |
| | ISIN | US5962781010 | | Agenda | 933954150 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: SELIM A. BASSOUL | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: SARAH PALISI
CHAPIN | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: ROBERT B. LAMB | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: JOHN R. MILLER III | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: GORDON O'BRIEN | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: PHILIP G. PUTNAM | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: SABIN C.
STREETER | Management | For | | For | |
| | 2 | APPROVAL, BY AN ADVISORY VOTE, OF THE
2013 COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF
THE SECURITIES AND EXCHANGE
COMMISSION ("SEC"). | Management | Abstain | | Against | |
| | 3 | AMENDMENT OF THE COMPANY'S
RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 47,500,000 TO
95,000,000. | Management | For | | For | |
| | 4 | RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE CURRENT FISCAL YEAR ENDING
JANUARY 3, 2015. | Management | For | | For | |
| | SNYDER'S-LANCE, INC. |
| | Security | 833551104 | | Meeting Type | Annual |
| | Ticker Symbol | LNCE | | Meeting Date | 06-May-2014 |
| | ISIN | US8335511049 | | Agenda | 933958590 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | C. PETER CARLUCCI, JR. | | For | For | |
| | | | 2 | JAMES W. JOHNSTON | | For | For | |
| | | | 3 | W.J. PREZZANO | | For | For | |
| | | | 4 | PATRICIA A. WAREHIME | | For | For | |
| | 2. | HOLD AN ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | APPROVE THE SNYDER'S-LANCE, INC. 2014
DIRECTOR STOCK PLAN. | Management | For | | For | |
| | 4. | APPROVE AN AMENDMENT TO BYLAWS TO
CHANGE THE NUMBER OF MEMBERS OF
OUR BOARD OF DIRECTORS TO A MINIMUM
OF 7 AND A MAXIMUM OF 13. | Management | For | | For | |
| | 5. | RATIFY SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | QUIDEL CORPORATION |
| | Security | 74838J101 | | Meeting Type | Annual |
| | Ticker Symbol | QDEL | | Meeting Date | 06-May-2014 |
| | ISIN | US74838J1016 | | Agenda | 933962905 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS D. BROWN | | For | For | |
| | | | 2 | DOUGLAS C. BRYANT | | For | For | |
| | | | 3 | KENNETH F. BUECHLER | | For | For | |
| | | | 4 | ROD F. DAMMEYER | | For | For | |
| | | | 5 | MARY LAKE POLAN | | For | For | |
| | | | 6 | MARK A. PULIDO | | For | For | |
| | | | 7 | JACK W. SCHULER | | For | For | |
| | 2. | TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | TO APPROVE THE AMENDMENT OF THE
QUIDEL CORPORATION AMENDED AND
RESTATED 2010 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF
AUTHORIZED SHARES. | Management | Against | | Against | |
| | CHESAPEAKE UTILITIES CORPORATION |
| | Security | 165303108 | | Meeting Type | Annual |
| | Ticker Symbol | CPK | | Meeting Date | 06-May-2014 |
| | ISIN | US1653031088 | | Agenda | 933963779 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS J. BRESNAN | | For | For | |
| | | | 2 | JOSEPH E. MOORE | | For | For | |
| | | | 3 | DIANNA F. MORGAN | | For | For | |
| | | | 4 | JOHN R. SCHIMKAITIS | | For | For | |
| | 2. | NON-BINDING ADVISORY VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | NON-BINDING ADVISORY VOTE TO RATIFY
THE APPOINTMENT OF PARENTEBEARD LLC
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | ABRAXAS PETROLEUM CORPORATION |
| | Security | 003830106 | | Meeting Type | Annual |
| | Ticker Symbol | AXAS | | Meeting Date | 06-May-2014 |
| | ISIN | US0038301067 | | Agenda | 933965800 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RALPH F. COX | | For | For | |
| | | | 2 | DENNIS E. LOGUE | | For | For | |
| | | | 3 | ROBERT L.G. WATSON | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF BDO USA,
LLP AS ABRAXAS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE THE ABRAXAS PETROLEUM
CORPORATION BONUS PLAN, AS AMENDED. | Management | For | | For | |
| | 4. | TO APPROVE, BY ADVISORY VOTE, A
RESOLUTION ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | NAUTILUS, INC. |
| | Security | 63910B102 | | Meeting Type | Annual |
| | Ticker Symbol | NLS | | Meeting Date | 06-May-2014 |
| | ISIN | US63910B1026 | | Agenda | 933968806 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RONALD P. BADIE | | For | For | |
| | | | 2 | BRUCE M. CAZENAVE | | For | For | |
| | | | 3 | RICHARD A. HORN | | For | For | |
| | | | 4 | M. CARL JOHNSON, III | | For | For | |
| | | | 5 | ANNE G. SAUNDERS | | For | For | |
| | | | 6 | MARVIN G. SIEGERT | | For | For | |
| | 2. | RATIFICATION OF SELECTION OF DELOITTE
& TOUCHE LLP AS REGISTERED
INDEPENDENT PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | TO ADOPT AN ADVISORY RESOLUTION
APPROVING NAUTILUS' EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | STONERIDGE, INC. |
| | Security | 86183P102 | | Meeting Type | Annual |
| | Ticker Symbol | SRI | | Meeting Date | 06-May-2014 |
| | ISIN | US86183P1021 | | Agenda | 933975926 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN C. COREY | | For | For | |
| | | | 2 | JEFFREY P. DRAIME | | For | For | |
| | | | 3 | DOUGLAS C. JACOBS | | For | For | |
| | | | 4 | IRA C. KAPLAN | | For | For | |
| | | | 5 | KIM KORTH | | For | For | |
| | | | 6 | WILLIAM M. LASKY | | For | For | |
| | | | 7 | GEORGE S. MAYES, JR. | | For | For | |
| | | | 8 | PAUL J. SCHLATHER | | For | For | |
| | 2. | RATIFICATION OF ERNST & YOUNG LLP. | Management | For | | For | |
| | 3. | APPROVAL OF AN ADVISORY RESOLUTION
ON THE COMPANY'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | HESKA CORPORATION |
| | Security | 42805E306 | | Meeting Type | Annual |
| | Ticker Symbol | HSKA | | Meeting Date | 06-May-2014 |
| | ISIN | US42805E3062 | | Agenda | 933978148 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT B. GRIEVE | | For | For | |
| | | | 2 | DAVID E. SVEEN | | For | For | |
| | | | 3 | KEVIN S. WILSON | | For | For | |
| | 2. | TO AMEND AND RESTATE OUR 1997 STOCK
INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE UNDER
THE PLAN BY 130,000 TO BE USED FOR A
PERFORMANCE-BASED STOCK GRANT TO
OUR CHIEF EXECUTIVE OFFICER AND SO
THAT SUCH GRANT AND OTHER GRANTS
UNDER THE PLAN MAY BE TAX DEDUCTIBLE
IN A WIDER VARIETY OF CIRCUMSTANCES. | Management | Against | | Against | |
| | 3. | TO APPROVE AN AMENDED AND RESTATED
MANAGEMENT INCENTIVE PLAN MASTER
DOCUMENT SO THAT PAYMENTS MAY BE
TAX DEDUCTIBLE IN A WIDER VARIETY OF
CIRCUMSTANCES. | Management | For | | For | |
| | 4. | TO RATIFY THE APPOINTMENT OF EKS&H
LLLP AS HESKA CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT. | Management | For | | For | |
| | 5. | TO OFFER APPROVAL OF OUR EXECUTIVE
COMPENSATION IN A NON-BINDING
ADVISORY VOTE. | Management | Abstain | | Against | |
| | 6. | TO SUGGEST, IN AN ADVISORY VOTE, IF
OUR PROXYHOLDERS SHOULD CONSIDER
OTHER UNANTICIPATED BUSINESS THAT
MAY BE IN THE INTEREST OF OUR
STOCKHOLDERS, AND VOTE ACCORDINGLY
IF SUCH BUSINESS PROPERLY COMES
BEFORE THE 2014 ANNUAL MEETING. | Management | For | | For | |
| | LIN MEDIA LLC |
| | Security | 532771102 | | Meeting Type | Annual |
| | Ticker Symbol | LIN | | Meeting Date | 06-May-2014 |
| | ISIN | US5327711025 | | Agenda | 933978693 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PETER S. BRODSKY | | For | For | |
| | | | 2 | DOUGLAS W. MCCORMICK | | For | For | |
| | | | 3 | MICHAEL A. PAUSIC | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF LIN MEDIA LLC FOR
THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | BRUNSWICK CORPORATION |
| | Security | 117043109 | | Meeting Type | Annual |
| | Ticker Symbol | BC | | Meeting Date | 07-May-2014 |
| | ISIN | US1170431092 | | Agenda | 933939728 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: NANCY E.
COOPER | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: DUSTAN E.
MCCOY | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: RALPH C. STAYER | Management | For | | For | |
| | 2. | THE APPROVAL OF THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS. | Management | Abstain | | Against | |
| | 3. | THE APPROVAL OF THE BRUNSWICK
CORPORATION 2014 STOCK INCENTIVE
PLAN. | Management | Against | | Against | |
| | 4. | THE RATIFICATION OF THE AUDIT
COMMITTEE'S APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | GENTIVA HEALTH SERVICES, INC. |
| | Security | 37247A102 | | Meeting Type | Annual |
| | Ticker Symbol | GTIV | | Meeting Date | 07-May-2014 |
| | ISIN | US37247A1025 | | Agenda | 933948157 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: ROBERT S.
FORMAN, JR. | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: R. STEVEN HICKS | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: PHILIP R.
LOCHNER, JR. | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: STUART OLSTEN | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: SHELDON M.
RETCHIN | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: TONY STRANGE | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: RAYMOND S.
TROUBH | Management | For | | For | |
| | 1.9 | ELECTION OF DIRECTOR: RODNEY D.
WINDLEY | Management | For | | For | |
| | 2 | RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3 | APPROVAL, BY NON-BINDING ADVISORY
VOTE, OF COMPENSATION OF COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | MATERION CORPORATION |
| | Security | 576690101 | | Meeting Type | Annual |
| | Ticker Symbol | MTRN | | Meeting Date | 07-May-2014 |
| | ISIN | US5766901012 | | Agenda | 933960545 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | EDWARD F. CRAWFORD | | For | For | |
| | | | 2 | JOSEPH P. KEITHLEY | | For | For | |
| | | | 3 | N. MOHAN REDDY | | For | For | |
| | | | 4 | CRAIG S. SHULAR | | For | For | |
| | 2. | TO APPROVE THE MATERION
CORPORATION 2006 STOCK INCENTIVE
PLAN (AS AMENDED AND RESTATED AS OF
MAY 7, 2014) | Management | For | | For | |
| | 3. | TO APPROVE THE MATERION
CORPORATION 2006 NON-EMPLOYEE
DIRECTOR EQUITY PLAN (AS AMENDED AND
RESTATED AS OF MAY 7, 2014) | Management | For | | For | |
| | 4. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY | Management | For | | For | |
| | 5. | TO APPROVE, BY NON-BINDING VOTE,
NAMED EXECUTIVE OFFICER
COMPENSATION | Management | For | | For | |
| | 6. | TO APPROVE AN AMENDMENT TO
MATERION'S AMENDED AND RESTATED
CODE OF REGULATIONS TO OPT OUT OF
THE OHIO CONTROL SHARE ACQUISITION
ACT. | Management | For | | For | |
| | 7. | TO APPROVE AMENDMENTS TO MATERION'S
AMENDED AND RESTATED ARTICLES OF
INCORPORATION AND AMENDED AND
RESTATED CODE OF REGULATIONS TO
DECLASSIFY THE BOARD OF DIRECTORS
(IMPLEMENTATION OF THIS PROPOSAL 7 IS
CONDITIONED UPON THE APPROVAL OF
PROPOSAL 8) | Management | Against | | Against | |
| | 8. | TO APPROVE AMENDMENTS TO MATERION'S
AMENDED AND RESTATED ARTICLES OF
INCORPORATION AND AMENDED AND
RESTATED CODE OF REGULATIONS TO
ELIMINATE CUMULATIVE VOTING IN THE
ELECTION OF DIRECTORS
(IMPLEMENTATION OF THIS PROPOSAL 8 IS
CONDITIONED UPON THE APPROVAL OF
PROPOSAL 7) | Management | Against | | Against | |
| | FORTEGRA FINANCIAL CORPORATION |
| | Security | 34954W104 | | Meeting Type | Annual |
| | Ticker Symbol | FRF | | Meeting Date | 07-May-2014 |
| | ISIN | US34954W1045 | | Agenda | 933964341 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: RICHARD S.
KAHLBAUGH | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: JOHN R. CARROLL | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: FRANCIS M.
COLALUCCI | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: FRANK P. FILIPPS | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: J.J. KARDWELL | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: ARUN
MAHESHWARI | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: TED W. ROLLINS | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: SEAN S. SWEENEY | Management | For | | For | |
| | 2. | APPROVAL OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE AUDIT COMMITTEE'S
SELECTION OF MCGLADREY LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | TEJON RANCH CO. |
| | Security | 879080109 | | Meeting Type | Annual |
| | Ticker Symbol | TRC | | Meeting Date | 07-May-2014 |
| | ISIN | US8790801091 | | Agenda | 933967664 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GREGORY S. BIELLI | | For | For | |
| | | | 2 | JOHN L. GOOLSBY | | For | For | |
| | | | 3 | NORMAN METCALFE | | For | For | |
| | | | 4 | KENT G. SNYDER | | For | For | |
| | 2. | RATIFICATION OF ERNST & YOUNG AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | COMPUTER TASK GROUP, INCORPORATED |
| | Security | 205477102 | | Meeting Type | Annual |
| | Ticker Symbol | CTG | | Meeting Date | 07-May-2014 |
| | ISIN | US2054771025 | | Agenda | 933968577 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS E. BAKER* | | For | For | |
| | | | 2 | WILLIAM D. MCGUIRE* | | For | For | |
| | | | 3 | JAMES R. BOLDT# | | For | For | |
| | 2. | TO APPROVE, IN AN ADVISORY AND NON-
BINDING VOTE, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR. | Management | For | | For | |
| | 4. | TO APPROVE AND RATIFY AN AMENDMENT
TO THE COMPANY'S 2010 EQUITY AWARD
PLAN. | Management | Against | | Against | |
| | ENTEGRIS, INC. |
| | Security | 29362U104 | | Meeting Type | Annual |
| | Ticker Symbol | ENTG | | Meeting Date | 07-May-2014 |
| | ISIN | US29362U1043 | | Agenda | 933968971 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: MICHAEL A.
BRADLEY | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: MARVIN D.
BURKETT | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: R. NICHOLAS
BURNS | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: DANIEL W.
CHRISTMAN | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: JAMES F.
GENTILCORE | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: BERTRAND LOY | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: PAUL L.H. OLSON | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: BRIAN F.
SULLIVAN | Management | For | | For | |
| | 2 | RATIFY APPOINTMENT OF KPMG LLP AS
ENTEGRIS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 3 | APPROVAL OF THE COMPENSATION PAID
TO ENTEGRIS, INC.'S NAMED EXECUTIVE
OFFICERS (ADVISORY VOTE). | Management | Abstain | | Against | |
| | DUCOMMUN INCORPORATED |
| | Security | 264147109 | | Meeting Type | Annual |
| | Ticker Symbol | DCO | | Meeting Date | 07-May-2014 |
| | ISIN | US2641471097 | | Agenda | 933972855 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD A. BALDRIDGE | | For | For | |
| | | | 2 | JOSEPH C. BERENATO | | For | For | |
| | | | 3 | ROBERT D. PAULSON | | For | For | |
| | 2. | ADVISORY RESOLUTION ON NAMED
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT
ACCOUNTANTS | Management | For | | For | |
| | 5N PLUS INC. |
| | Security | 33833X101 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | FPLSF | | Meeting Date | 07-May-2014 |
| | ISIN | CA33833X1015 | | Agenda | 933984242 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | JACQUES L'ECUYER | | For | For | |
| | | | 2 | JEAN-MARIE BOURASSA | | For | For | |
| | | | 3 | PIERRE SHOIRY | | For | For | |
| | | | 4 | JENNIE S. HWANG | | For | For | |
| | | | 5 | JAMES T. FAHEY | | For | For | |
| | | | 6 | NATHALIE LE PROHON | | For | For | |
| | 02 | THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP,
CHARTERED ACCOUNTANTS AS AUDITORS
OF THE CORPORATION. | Management | For | | For | |
| | 03 | CONSIDER AND, IF DEEMED APPROPRIATE,
TO ADOPT A RESOLUTION (THE FULL TEXT
OF WHICH IS REPRODUCED IN THE
ACCOMPANYING MANAGEMENT PROXY
CIRCULAR) TO RATIFY THE ADVANCE
NOTICE BY-LAW (BY-LAW NO. 2), THE FULL
TEXT OF WHICH IS REPRODUCED IN
SCHEDULE "A" TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR. | Management | For | | For | |
| | GENTHERM INCORPORATED |
| | Security | 37253A103 | | Meeting Type | Annual |
| | Ticker Symbol | THRM | | Meeting Date | 07-May-2014 |
| | ISIN | US37253A1034 | | Agenda | 933988024 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LEWIS BOOTH | | For | For | |
| | | | 2 | FRANCOIS CASTAING | | For | For | |
| | | | 3 | DANIEL COKER | | For | For | |
| | | | 4 | SOPHIE DESORMIERE | | For | For | |
| | | | 5 | MAURICE GUNDERSON | | For | For | |
| | | | 6 | OSCAR B. MARX III | | For | For | |
| | | | 7 | CARLOS MAZZORIN | | For | For | |
| | | | 8 | FRANZ SCHERER | | For | For | |
| | | | 9 | BYRON SHAW | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP TO ACT AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | SKILLED HEALTHCARE GROUP, INC. |
| | Security | 83066R107 | | Meeting Type | Annual |
| | Ticker Symbol | SKH | | Meeting Date | 08-May-2014 |
| | ISIN | US83066R1077 | | Agenda | 933942890 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GLENN S. SCHAFER | | For | For | |
| | | | 2 | M. BERNARD PUCKETT | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | COHEN & STEERS, INC. |
| | Security | 19247A100 | | Meeting Type | Annual |
| | Ticker Symbol | CNS | | Meeting Date | 08-May-2014 |
| | ISIN | US19247A1007 | | Agenda | 933946583 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: MARTIN COHEN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT H.
STEERS | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: PETER L. RHEIN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: RICHARD P.
SIMON | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: EDMOND D.
VILLANI | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: FRANK T.
CONNOR | Management | For | | For | |
| | 2. | RATIFICATION OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | APPROVAL, BY NON-BINDING VOTE, OF THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | CONNECTICUT WATER SERVICE, INC. |
| | Security | 207797101 | | Meeting Type | Annual |
| | Ticker Symbol | CTWS | | Meeting Date | 08-May-2014 |
| | ISIN | US2077971016 | | Agenda | 933947559 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARY ANN HANLEY | | For | For | |
| | | | 2 | RICHARD FORDE | | For | For | |
| | 2. | THE NON-BINDING ADVISORY RESOLUTION
REGARDING APPROVAL FOR THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE CONNECTICUT WATER
SERVICE, INC. 2014 PERFORMANCE STOCK
PROGRAM. | Management | For | | For | |
| | 4. | THE RATIFICATION OF THE APPOINTMENT
BY THE AUDIT COMMITTEE OF
PARENTEBEARD LLC, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | EXACTECH, INC. |
| | Security | 30064E109 | | Meeting Type | Annual |
| | Ticker Symbol | EXAC | | Meeting Date | 08-May-2014 |
| | ISIN | US30064E1091 | | Agenda | 933950758 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM PETTY, M.D.* | | For | For | |
| | | | 2 | RICHARD C. SMITH* | | For | For | |
| | | | 3 | W. ANDREW KRUSEN JR.# | | For | For | |
| | 2. | APPROVE THE NON-BINDING ADVISORY
RESOLUTION ON THE NAMED EXECUTIVE
OFFICERS' COMPENSATION | Management | Abstain | | Against | |
| | 3. | APPROVE THE AMENDED AND RESTATED
EXACTECH, INC. 2009 EXECUTIVE
COMPENSATION PLAN | Management | Against | | Against | |
| | 4. | RATIFY SELECTION OF MCGLADREY LLP AS
THE COMPANY'S PRINCIPAL INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31,
2014 | Management | For | | For | |
| | OCEANFIRST FINANCIAL CORP. |
| | Security | 675234108 | | Meeting Type | Annual |
| | Ticker Symbol | OCFC | | Meeting Date | 08-May-2014 |
| | ISIN | US6752341080 | | Agenda | 933954477 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOSEPH J. BURKE | | For | For | |
| | | | 2 | ANGELO CATANIA | | For | For | |
| | | | 3 | JOHN R. GARBARINO | | For | For | |
| | 2. | ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | RYMAN HOSPITALITY PROPERTIES, INC. |
| | Security | 78377T107 | | Meeting Type | Annual |
| | Ticker Symbol | RHP | | Meeting Date | 08-May-2014 |
| | ISIN | US78377T1079 | | Agenda | 933955900 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: MICHAEL J.
BENDER | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: E.K. GAYLORD II | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: D. RALPH HORN | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: ELLEN LEVINE | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: ROBERT S.
PRATHER, JR. | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: COLIN V. REED | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Management | For | | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | | For | |
| | BERKSHIRE HILLS BANCORP, INC. |
| | Security | 084680107 | | Meeting Type | Annual |
| | Ticker Symbol | BHLB | | Meeting Date | 08-May-2014 |
| | ISIN | US0846801076 | | Agenda | 933960848 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL P. DALY | | For | For | |
| | | | 2 | SUSAN M. HILL | | For | For | |
| | | | 3 | CORNELIUS D. MAHONEY | | For | For | |
| | | | 4 | JOHN W. ALTMEYER | | For | For | |
| | 2 | TO CONSIDER A NON-BINDING PROPOSAL
TO GIVE ADVISORY APPROVAL OF OUR
EXECUTIVE COMPENSATION AS DESCRIBED
IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | | For | |
| | CHEMTURA CORPORATION |
| | Security | 163893209 | | Meeting Type | Annual |
| | Ticker Symbol | CHMT | | Meeting Date | 08-May-2014 |
| | ISIN | US1638932095 | | Agenda | 933968642 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: JEFFREY D.
BENJAMIN | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: TIMOTHY J.
BERNLOHR | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: ANNA C.
CATALANO | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: JAMES W.
CROWNOVER | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: ROBERT A. DOVER | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: JONATHAN F.
FOSTER | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: CRAIG A.
ROGERSON | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: JOHN K. WULFF | Management | For | | For | |
| | 2 | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 3 | APPROVAL OF THE CHEMTURA
CORPORATION SENIOR EXECUTIVE BONUS
PLAN. | Management | For | | For | |
| | 4 | RATIFICATION OF THE SELECTION OF KPMG
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | BIOSCRIP, INC. |
| | Security | 09069N108 | | Meeting Type | Annual |
| | Ticker Symbol | BIOS | | Meeting Date | 08-May-2014 |
| | ISIN | US09069N1081 | | Agenda | 933969707 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD M. SMITH | | For | For | |
| | | | 2 | CHARLOTTE W. COLLINS | | For | For | |
| | | | 3 | SAMUEL P. FRIEDER | | For | For | |
| | | | 4 | MYRON Z. HOLUBIAK | | For | For | |
| | | | 5 | DAVID R. HUBERS | | For | For | |
| | | | 6 | YON Y. JORDEN | | For | For | |
| | | | 7 | TRICIA H. NGUYEN | | For | For | |
| | | | 8 | RICHARD L. ROBBINS | | For | For | |
| | | | 9 | STUART A. SAMUELS | | For | For | |
| | | | 10 | GORDON H. WOODWARD | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 4. | APPROVAL OF AMENDMENTS TO THE
BIOSCRIP, INC. 2008 EQUITY INCENTIVE
PLAN AND RE-APPROVAL OF THE MATERIAL
TERMS OF THE PERFORMANCE GOALS
SPECIFIED THEREIN. | Management | Against | | Against | |
| | WATERFURNACE RENEWABLE ENERGY, INC. |
| | Security | 9415EQ108 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | WFIFF | | Meeting Date | 08-May-2014 |
| | ISIN | CA9415EQ1089 | | Agenda | 933977108 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS F. HUNTINGTON | | For | For | |
| | | | 2 | TIMOTHY E. SHIELDS | | For | For | |
| | | | 3 | THOMAS C. DAWSON | | For | For | |
| | | | 4 | CHARLES R. DILTZ | | For | For | |
| | | | 5 | JEFFREY C. LOZON | | For | For | |
| | 02 | APPOINTMENT OF GRANT THORNTON, LLP,
CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION. | Management | For | | For | |
| | 03 | ORDINARY RESOLUTION GRANTING
AUTHORIZATION TO THE BOARD OF
DIRECTORS TO FUND OBLIGATIONS UNDER
THE CURRENT DEFERRED COMPENSATION
PLAN BY THE ISSUANCE FROM TREASURY
OF UP TO 100,000 COMMON SHARES OF THE
COMPANY, AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR. | Management | For | | For | |
| | HUDSON VALLEY HOLDING CORP. |
| | Security | 444172100 | | Meeting Type | Annual |
| | Ticker Symbol | HVB | | Meeting Date | 08-May-2014 |
| | ISIN | US4441721002 | | Agenda | 933978023 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES J. LANDY | | For | For | |
| | | | 2 | STEPHEN R. BROWN | | For | For | |
| | | | 3 | JOHN P. CAHILL | | For | For | |
| | | | 4 | MARY-JANE FOSTER | | For | For | |
| | | | 5 | GREGORY F. HOLCOMBE | | For | For | |
| | | | 6 | ADAM W. IFSHIN | | For | For | |
| | | | 7 | MATTHEW A. LINDENBAUM | | For | For | |
| | | | 8 | JOSEPH A. SCHENK | | For | For | |
| | | | 9 | CRAIG S. THOMPSON | | For | For | |
| | | | 10 | WILLIAM E. WHISTON | | For | For | |
| | 2. | NON-BINDING ADVISORY VOTE ON
COMPENSATION OF NAMED EXECUTIVE
OFFICERS | Management | Abstain | | Against | |
| | 3. | RATIFY APPOINTMENT OF KPMG LLP AS
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2014 | Management | For | | For | |
| | ARTHROCARE CORPORATION |
| | Security | 043136100 | | Meeting Type | Special |
| | Ticker Symbol | ARTC | | Meeting Date | 08-May-2014 |
| | ISIN | US0431361007 | | Agenda | 933979140 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | TO ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF FEBRUARY 2, 2014,
BY AND AMONG THE ARTHROCARE
CORPORATION, SMITH & NEPHEW, INC., A
DELAWARE CORPORATION, ROSEBUD
ACQUISITION CORPORATION, A DELAWARE
CORPORATION AND WHOLLY OWNED
SUBSIDIARY OF SMITH & NEPHEW, INC. AND,
SMITH & NEPHEW PLC, AN ENGLISH PUBLIC
LIMITED COMPANY, AS IT MAY BE AMENDED
FROM TIME TO TIME. | Management | For | | For | |
| | 2 | TO ADJOURN THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, INCLUDING
TO SOLICIT ADDITIONAL VOTES IN FAVOR
OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT IF THERE ARE INSUFFICIENT
VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING. | Management | For | | For | |
| | 3 | TO APPROVE A NON-BINDING ADVISORY
PROPOSAL TO APPROVE THE GOLDEN
PARACHUTE COMPENSATION PAYABLE TO
ARTHROCARE'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE
MERGER. | Management | Abstain | | Against | |
| | INFUSYSTEM HOLDINGS, INC. |
| | Security | 45685K102 | | Meeting Type | Annual |
| | Ticker Symbol | INFU | | Meeting Date | 08-May-2014 |
| | ISIN | US45685K1025 | | Agenda | 933980496 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID DREYER | | For | For | |
| | | | 2 | RYAN MORRIS | | For | For | |
| | | | 3 | ERIC STEEN | | For | For | |
| | | | 4 | JOSEPH WHITTERS | | For | For | |
| | | | 5 | WAYNE YETTER | | For | For | |
| | | | 6 | GREGG LEHMAN | | For | For | |
| | 2. | ADOPTION OF THE INFUSYSTEM HOLDINGS,
INC. EMPLOYEE STOCK PURCHASE PLAN | Management | For | | For | |
| | 3. | ADOPTION OF THE INFUSYSTEM HOLDINGS,
INC. EQUITY PLAN | Management | For | | For | |
| | 4. | ADVISORY VOTE REGARDING EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 5. | RATIFICATION OF THE APPOINTMENT OF
BDO USA, LLP AS THE REGISTERED
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014 | Management | For | | For | |
| | WATERFURNACE RENEWABLE ENERGY, INC. |
| | Security | 9415EQ108 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | WFIFF | | Meeting Date | 08-May-2014 |
| | ISIN | CA9415EQ1089 | | Agenda | 933981828 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS F. HUNTINGTON | | For | For | |
| | | | 2 | TIMOTHY E. SHIELDS | | For | For | |
| | | | 3 | THOMAS C. DAWSON | | For | For | |
| | | | 4 | CHARLES R. DILTZ | | For | For | |
| | | | 5 | JEFFREY C. LOZON | | For | For | |
| | 02 | APPOINTMENT OF GRANT THORNTON, LLP,
CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION. | Management | For | | For | |
| | 03 | ORDINARY RESOLUTION GRANTING
AUTHORIZATION TO THE BOARD OF
DIRECTORS TO FUND OBLIGATIONS UNDER
THE CURRENT DEFERRED COMPENSATION
PLAN BY THE ISSUANCE FROM TREASURY
OF UP TO 100,000 COMMON SHARES OF THE
COMPANY, AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR. | Management | For | | For | |
| | FURMANITE CORPORATION |
| | Security | 361086101 | | Meeting Type | Annual |
| | Ticker Symbol | FRM | | Meeting Date | 09-May-2014 |
| | ISIN | US3610861011 | | Agenda | 933950328 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CHARLES R. COX | | For | For | |
| | | | 2 | SANGWOO AHN | | For | For | |
| | | | 3 | KEVIN R. JOST | | For | For | |
| | | | 4 | RALPH PATITUCCI | | For | For | |
| | 2. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF UHY LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | CASCADE MICROTECH, INC. |
| | Security | 147322101 | | Meeting Type | Annual |
| | Ticker Symbol | CSCD | | Meeting Date | 09-May-2014 |
| | ISIN | US1473221018 | | Agenda | 933976132 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL D. BURGER* | | For | For | |
| | | | 2 | RAYMOND A. LINK* | | For | For | |
| | | | 3 | MARTIN L. RAPP# | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE AN AMENDMENT TO THE
CASCADE MICROTECH, INC. 2010 STOCK
INCENTIVE PLAN. | Management | Against | | Against | |
| | 4. | TO APPROVE, AS A NON-BINDING ADVISORY
VOTE, OUR NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | TESCO CORPORATION |
| | Security | 88157K101 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | TESO | | Meeting Date | 09-May-2014 |
| | ISIN | CA88157K1012 | | Agenda | 933979493 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | JOHN P. DIELWART | | For | For | |
| | | | 2 | FRED J. DYMENT | | For | For | |
| | | | 3 | GARY L. KOTT | | For | For | |
| | | | 4 | R. VANCE MILLIGAN, Q.C. | | For | For | |
| | | | 5 | JULIO M. QUINTANA | | For | For | |
| | | | 6 | JOHN T. REYNOLDS | | For | For | |
| | | | 7 | ELIJIO V. SERRANO | | For | For | |
| | | | 8 | MICHAEL W. SUTHERLIN | | For | For | |
| | 02 | APPOINTMENT OF ERNST & YOUNG LLP, AN
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS OF THE
CORPORATION TO HOLD OFFICE UNTIL THE
NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS, AND AUTHORIZATION OF
THE BOARD OF DIRECTORS TO FIX ITS
REMUNERATION. | Management | For | | For | |
| | 03 | NON-BINDING ADVISORY VOTE TO APPROVE
THE 2013 NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 4A | CONFIRMATION OF THE BOARD'S
AMENDMENTS OF AMENDED AND
RESTATED BY-LAWS: TO PERMIT "NOTICE
AND ACCESS" DELIVERY OF PROXY
MATERIALS IN THE FUTURE; | Management | Against | | Against | |
| | 4B | TO REQUIRE "ADVANCE NOTICE" FOR
SHAREHOLDER NOMINATION OF
CANDIDATES FOR ELECTION AS DIRECTORS
AND SHAREHOLDERS TO PROPOSE OTHER
BUSINESS IN CONNECTION WITH MEETINGS
OF SHAREHOLDERS; | Management | Against | | Against | |
| | 4C | TO MAKE OTHER UPDATES AND CHANGES
AS DESCRIBED IN THE PROXY STATEMENT. | Management | Against | | Against | |
| | SL INDUSTRIES, INC. |
| | Security | 784413106 | | Meeting Type | Annual |
| | Ticker Symbol | SLI | | Meeting Date | 12-May-2014 |
| | ISIN | US7844131067 | | Agenda | 933978732 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | AVRUM GRAY | | For | For | |
| | | | 2 | GLEN M. KASSAN | | For | For | |
| | | | 3 | WARREN G. LICHTENSTEIN | | For | For | |
| | | | 4 | JAMES A. RISHER | | For | For | |
| | | | 5 | MARK E. SCHWARZ | | For | For | |
| | 2. | TO APPROVE AN AMENDMENT OF THE
COMPANY'S 2008 INCENTIVE STOCK PLAN
TO INCREASE THE NUMBER OF SHARES OF
THE COMPANY'S COMMON STOCK, $0.20
PAR VALUE PER SHARE, SUBJECT THERETO
FROM 450,000 SHARES TO 500,000 SHARES. | Management | For | | For | |
| | 3. | TO APPROVE AN AMENDMENT OF THE
COMPANY'S 2008 INCENTIVE STOCK PLAN
TO PROVIDE FOR QUALIFYING
PERFORMANCE-BASED LONG-TERM
INCENTIVE AWARDS UNDER SECTION
162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED, TO APPROVE THE
MATERIAL TERMS OF THE PERFORMANCE
GOALS THEREUNDER, AND TO MAKE
CERTAIN OTHER TECHNICAL AND
CLARIFYING AMENDMENTS. | Management | For | | For | |
| | 4. | TO APPROVE A NON-BINDING ADVISORY
RESOLUTION TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 5. | RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | ACCO BRANDS CORPORATION |
| | Security | 00081T108 | | Meeting Type | Annual |
| | Ticker Symbol | ACCO | | Meeting Date | 13-May-2014 |
| | ISIN | US00081T1088 | | Agenda | 933951596 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GEORGE V. BAYLY | | For | For | |
| | | | 2 | JAMES A. BUZZARD | | For | For | |
| | | | 3 | KATHLEEN S. DVORAK | | For | For | |
| | | | 4 | BORIS ELISMAN | | For | For | |
| | | | 5 | ROBERT H. JENKINS | | For | For | |
| | | | 6 | PRADEEP JOTWANI | | For | For | |
| | | | 7 | ROBERT J. KELLER | | For | For | |
| | | | 8 | THOMAS KROEGER | | For | For | |
| | | | 9 | MICHAEL NORKUS | | For | For | |
| | | | 10 | E. MARK RAJKOWSKI | | For | For | |
| | | | 11 | SHEILA G. TALTON | | For | For | |
| | 2 | THE RATIFICATION OF THE SELECTION OF
KPMG LLP AS OUR REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3 | THE APPROVAL, BY NON-BINDING
ADVISORY VOTE, OF THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | LAWSON PRODUCTS, INC. |
| | Security | 520776105 | | Meeting Type | Annual |
| | Ticker Symbol | LAWS | | Meeting Date | 13-May-2014 |
| | ISIN | US5207761058 | | Agenda | 933953893 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RONALD B. PORT, M.D. | | For | For | |
| | | | 2 | WILMA J. SMELCER | | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE AMENDED AND
RESTATED 2009 EQUITY COMPENSATION
PLAN. | Management | For | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
BDO USA, LLP. | Management | For | | For | |
| | JOHN BEAN TECHNOLOGIES CORPORATION |
| | Security | 477839104 | | Meeting Type | Annual |
| | Ticker Symbol | JBT | | Meeting Date | 13-May-2014 |
| | ISIN | US4778391049 | | Agenda | 933956433 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS W. GIACOMINI | | For | For | |
| | | | 2 | POLLY B. KAWALEK | | For | For | |
| | 2. | APPROVE ON AN ADVISORY BASIS THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | ASTRONICS CORPORATION |
| | Security | 046433108 | | Meeting Type | Annual |
| | Ticker Symbol | ATRO | | Meeting Date | 13-May-2014 |
| | ISIN | US0464331083 | | Agenda | 933958728 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RAYMOND W. BOUSHIE | | For | For | |
| | | | 2 | ROBERT T. BRADY | | For | For | |
| | | | 3 | JOHN B. DRENNING | | For | For | |
| | | | 4 | PETER J. GUNDERMANN | | For | For | |
| | | | 5 | KEVIN T. KEANE | | For | For | |
| | | | 6 | ROBERT J. MCKENNA | | For | For | |
| | 2. | RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | TO SEEK YOUR ADVISORY VOTE ON
EXECUTIVE COMPENSATION PROGRAMS AS
DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION OF
THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | ASTRONICS CORPORATION |
| | Security | 046433207 | | Meeting Type | Annual |
| | Ticker Symbol | ATROB | | Meeting Date | 13-May-2014 |
| | ISIN | US0464332073 | | Agenda | 933958728 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RAYMOND W. BOUSHIE | | For | For | |
| | | | 2 | ROBERT T. BRADY | | For | For | |
| | | | 3 | JOHN B. DRENNING | | For | For | |
| | | | 4 | PETER J. GUNDERMANN | | For | For | |
| | | | 5 | KEVIN T. KEANE | | For | For | |
| | | | 6 | ROBERT J. MCKENNA | | For | For | |
| | 2. | RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | TO SEEK YOUR ADVISORY VOTE ON
EXECUTIVE COMPENSATION PROGRAMS AS
DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION OF
THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | BEL FUSE INC. |
| | Security | 077347201 | | Meeting Type | Annual |
| | Ticker Symbol | BELFA | | Meeting Date | 13-May-2014 |
| | ISIN | US0773472016 | | Agenda | 933963452 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | AVI EDEN | | Take No Action | | |
| | | | 2 | ROBERT H. SIMANDL | | Take No Action | | |
| | | | 3 | NORMAN YEUNG | | Take No Action | | |
| | 2 | WITH RESPECT TO THE RATIFICATION OF
THE DESIGNATION OF DELOITTE & TOUCHE
LLP TO AUDIT THE BOOKS AND ACCOUNTS
FOR 2014. | Management | Take No Action | | | |
| | 3 | WITH RESPECT TO THE APPROVAL, ON AN
ADVISORY BASIS, OF THE EXECUTIVE
COMPENSATION OF BEL'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT. | Management | Take No Action | | | |
| | HANDY & HARMAN LTD |
| | Security | 410315105 | | Meeting Type | Annual |
| | Ticker Symbol | HNH | | Meeting Date | 13-May-2014 |
| | ISIN | US4103151050 | | Agenda | 933978718 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: WARREN G.
LICHTENSTEIN | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: ROBERT
FRANKFURT | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: JACK L. HOWARD | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: GLEN M. KASSAN | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: JOHN H.
MCNAMARA, JR. | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: PATRICK A.
DEMARCO | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: GAREN W. SMITH | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: JEFFREY A.
SVOBODA | Management | For | | For | |
| | 2. | TO APPROVE, ON A NON-BINDING,
ADVISORY BASIS, NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF BDO USA,
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | PZENA INVESTMENT MANAGEMENT, INC. |
| | Security | 74731Q103 | | Meeting Type | Annual |
| | Ticker Symbol | PZN | | Meeting Date | 13-May-2014 |
| | ISIN | US74731Q1031 | | Agenda | 933983036 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD S. PZENA | | For | For | |
| | | | 2 | JOHN P. GOETZ | | For | For | |
| | | | 3 | WILLIAM L. LIPSEY | | For | For | |
| | | | 4 | STEVEN M. GALBRAITH | | For | For | |
| | | | 5 | JOEL M. GREENBLATT | | For | For | |
| | | | 6 | RICHARD P. MEYEROWICH | | For | For | |
| | | | 7 | CHARLES D. JOHNSTON | | For | For | |
| | 2 | RATIFY THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITORS FOR OUR
COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3 | VOTE ON AN ADVISORY BASIS TO APPROVE
THE COMPENSATION OF OUR COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | IGO, INC |
| | Security | 449593201 | | Meeting Type | Special |
| | Ticker Symbol | IGOI | | Meeting Date | 13-May-2014 |
| | ISIN | US4495932018 | | Agenda | 933986777 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JACK L. HOWARD | | Withheld | Against | |
| | | | 2 | TERRY R. GIBSON | | Withheld | Against | |
| | | | 3 | PETER L. AX | | Withheld | Against | |
| | | | 4 | MICHAEL J. LARSON | | Withheld | Against | |
| | 2. | PROPOSAL TO AMEND IGO, INC.'S
CERTIFICATE OF INCORPORATION, AS
AMENDED, TO RESTRICT CERTAIN
ACQUISITIONS OF ITS SECURITIES TO
PROTECT THE TAX BENEFITS OF IGO, INC.'S
NET OPERATING LOSS CARRYFORWARDS. | Management | Against | | Against | |
| | 3. | PROPOSAL TO AMEND IGO, INC.'S
CERTIFICATE OF INCORPORATION, AS
AMENDED, TO PERMIT IGO, INC. TO TAKE
ACTION BY WRITTEN CONSENT OF
HOLDERS OF IGO, INC.'S OUTSTANDING
STOCK. | Management | Against | | Against | |
| | 4. | PROPOSAL TO AUTHORIZE THE IGO, INC.
BOARD OF DIRECTORS, AT ITS DISCRETION,
TO AMEND IGO, INC.'S CERTIFICATE OF
INCORPORATION, AS AMENDED, TO (A)
EFFECT A REVERSE STOCK SPLIT OF IGO,
INC.'S COMMON STOCK BY A RATIO OF UP
TO 1-FOR-250 AND (B) EFFECT,
IMMEDIATELY FOLLOWING THE REVERSE
STOCK SPLIT, A FORWARD STOCK SPLIT OF
IGO, INC.'S COMMON STOCK BY A RATIO OF
UP TO 250-FOR-1. | Management | Against | | Against | |
| | 5. | PROPOSAL TO AMEND IGO, INC.'S
CERTIFICATE OF INCORPORATION, AS
AMENDED, TO REDUCE THE NUMBER OF
SHARES OF IGO, INC.'S AUTHORIZED
STOCK. | Management | For | | For | |
| | BIOTEQ ENVIRONMENTAL TECH. INC. |
| | Security | 09068W109 | | Meeting Type | Annual |
| | Ticker Symbol | BTQNF | | Meeting Date | 13-May-2014 |
| | ISIN | CA09068W1095 | | Agenda | 933988137 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | TO SET THE NUMBER OF DIRECTORS AT
SIX. | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | GEORGE W. POLING | | For | For | |
| | | | 2 | CLEMENT A. PELLETIER | | For | For | |
| | | | 3 | CHRISTOPHER A. FLEMING | | For | For | |
| | | | 4 | RONALD L. SIFTON | | For | For | |
| | | | 5 | PETER GLEESON | | For | For | |
| | | | 6 | DAVID KRATOCHVIL | | For | For | |
| | 03 | APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | | For | |
| | PURE TECHNOLOGIES LTD. |
| | Security | 745915108 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | PPEHF | | Meeting Date | 13-May-2014 |
| | ISIN | CA7459151089 | | Agenda | 933989040 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | AN ORDINARY RESOLUTION SETTING THE
NUMBER OF DIRECTORS OF PURE
TECHNOLOGIES LTD. AT 6, SUBJECT TO THE
RIGHT OF THE DIRECTORS TO APPOINT
TWO ADDITIONAL DIRECTORS AT ANY TIME
PRIOR TO THE NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS. | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | JAMES E. PAULSON | | For | For | |
| | | | 2 | PETER O. PAULSON | | For | For | |
| | | | 3 | MICHAEL M. KANOVSKY | | For | For | |
| | | | 4 | DAVID H. MCDERMID | | For | For | |
| | | | 5 | CHARLES W. FISCHER | | For | For | |
| | | | 6 | SCOTT I. MACDONALD | | For | For | |
| | 03 | AN ORDINARY RESOLUTION APPOINTING
KPMG LLP, CHARTERED ACCOUNTANTS AS
AUDITORS OF PURE TECHNOLOGIES LTD.
TO HOLD OFFICE UNTIL THE CLOSE OF THE
NEXT ANNUAL MEETING OF
SHAREHOLDERS AT A REMUNERATION TO
BE DETERMINED BY THE DIRECTORS. | Management | For | | For | |
| | 04 | AN ORDINARY RESOLUTION APPROVING
ALL UNALLOCATED OPTIONS, RIGHTS OR
OTHER ENTITLEMENTS UNDER THE
EMPLOYEE STOCK OPTION PLAN OF PURE
TECHNOLOGIES LTD. | Management | For | | For | |
| | PURE TECHNOLOGIES LTD. |
| | Security | 745915108 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | PPEHF | | Meeting Date | 13-May-2014 |
| | ISIN | CA7459151089 | | Agenda | 933989052 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | AN ORDINARY RESOLUTION SETTING THE
NUMBER OF DIRECTORS OF PURE
TECHNOLOGIES LTD. AT 6, SUBJECT TO THE
RIGHT OF THE DIRECTORS TO APPOINT
TWO ADDITIONAL DIRECTORS AT ANY TIME
PRIOR TO THE NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS. | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | JAMES E. PAULSON | | For | For | |
| | | | 2 | PETER O. PAULSON | | For | For | |
| | | | 3 | MICHAEL M. KANOVSKY | | For | For | |
| | | | 4 | DAVID H. MCDERMID | | For | For | |
| | | | 5 | CHARLES W. FISCHER | | For | For | |
| | | | 6 | SCOTT I. MACDONALD | | For | For | |
| | 03 | AN ORDINARY RESOLUTION APPOINTING
KPMG LLP, CHARTERED ACCOUNTANTS AS
AUDITORS OF PURE TECHNOLOGIES LTD.
TO HOLD OFFICE UNTIL THE CLOSE OF THE
NEXT ANNUAL MEETING OF
SHAREHOLDERS AT A REMUNERATION TO
BE DETERMINED BY THE DIRECTORS. | Management | For | | For | |
| | 04 | AN ORDINARY RESOLUTION APPROVING
ALL UNALLOCATED OPTIONS, RIGHTS OR
OTHER ENTITLEMENTS UNDER THE
EMPLOYEE STOCK OPTION PLAN OF PURE
TECHNOLOGIES LTD. | Management | For | | For | |
| | GRIFFIN LAND & NURSERIES, INC. |
| | Security | 398231100 | | Meeting Type | Contested-Annual |
| | Ticker Symbol | GRIF | | Meeting Date | 13-May-2014 |
| | ISIN | US3982311009 | | Agenda | 933995992 - Opposition |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | CHRISTOPHER P. HALEY | | For | For | |
| | | | 2 | WALTER M. SCHENKER | | For | For | |
| | 02 | THE COMPANY'S PROPOSAL TO RATIFY THE
SELECTION OF MCGLADREY LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | | For | |
| | 03 | THE COMPANY'S PROPOSAL TO APPROVE,
ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXCUTIVE OFFICERS. | Management | Abstain | | For | |
| | 04 | GAMCO'S PROPOSAL REQUESTING THE
BOARD TAKE THE NECESSARY STEPS TO
ENABLE THE COMPANY TO QUALIFY AS A
REAL ESTATE INVESTMENT TRUST ("REIT")
OR A MASTER LIMITED PARTNERSHIP
("MLP") IN ORDER TO PURSUE THE
CONVERSION OF THE COMPANY INTO A
REIT OR MLP. | Management | For | | For | |
| | CALLAWAY GOLF COMPANY |
| | Security | 131193104 | | Meeting Type | Annual |
| | Ticker Symbol | ELY | | Meeting Date | 14-May-2014 |
| | ISIN | US1311931042 | | Agenda | 933944779 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | OLIVER G. BREWER III | | For | For | |
| | | | 2 | RONALD S. BEARD | | For | For | |
| | | | 3 | SAMUEL H. ARMACOST | | For | For | |
| | | | 4 | JOHN C. CUSHMAN, III | | For | For | |
| | | | 5 | JOHN F. LUNDGREN | | For | For | |
| | | | 6 | ADEBAYO O. OGUNLESI | | For | For | |
| | | | 7 | RICHARD L. ROSENFIELD | | For | For | |
| | | | 8 | ANTHONY S. THORNLEY | | For | For | |
| | 2. | RATIFY, ON AN ADVISORY BASIS, THE
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 3. | APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | TENNECO INC. |
| | Security | 880349105 | | Meeting Type | Annual |
| | Ticker Symbol | TEN | | Meeting Date | 14-May-2014 |
| | ISIN | US8803491054 | | Agenda | 933953920 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: THOMAS C.
FREYMAN | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: HARI N. NAIR | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: ROGER B.
PORTER | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: DAVID B. PRICE,
JR. | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: GREGG M.
SHERRILL | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | | For | |
| | 2 | APPROVE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
2014. | Management | For | | For | |
| | 3 | APPROVE EXECUTIVE COMPENSATION IN
AN ADVISORY VOTE. | Management | Abstain | | Against | |
| | CYNOSURE INC. |
| | Security | 232577205 | | Meeting Type | Annual |
| | Ticker Symbol | CYNO | | Meeting Date | 14-May-2014 |
| | ISIN | US2325772059 | | Agenda | 933954958 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MR. DAVIN | | For | For | |
| | | | 2 | MR. BIAGIONI | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY, NON-
BINDING BASIS, THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS CYNOSURE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | SI FINANCIAL GROUP, INC |
| | Security | 78425V104 | | Meeting Type | Annual |
| | Ticker Symbol | SIFI | | Meeting Date | 14-May-2014 |
| | ISIN | US78425V1044 | | Agenda | 933958196 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARK D. ALLIOD | | For | For | |
| | | | 2 | MICHAEL R. GARVEY | | For | For | |
| | | | 3 | ROBERT O. GILLARD | | For | For | |
| | | | 4 | KATHLEEN A. NEALON | | For | For | |
| | 2. | THE RATIFICATION OF THE APPOINTMENT
OF WOLF & COMPANY, P.C. AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SI FINANCIAL
GROUP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | THE APPROVAL OF A NON-BINDING
RESOLUTION TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | MINERALS TECHNOLOGIES INC. |
| | Security | 603158106 | | Meeting Type | Annual |
| | Ticker Symbol | MTX | | Meeting Date | 14-May-2014 |
| | ISIN | US6031581068 | | Agenda | 933958413 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DUANE R. DUNHAM | | For | For | |
| | 2 | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR. | Management | For | | For | |
| | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | BLYTH, INC. |
| | Security | 09643P207 | | Meeting Type | Annual |
| | Ticker Symbol | BTH | | Meeting Date | 14-May-2014 |
| | ISIN | US09643P2074 | | Agenda | 933960278 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JANE A. DIETZE | | For | For | |
| | | | 2 | ROBERT B. GOERGEN | | For | For | |
| | | | 3 | ROBERT B. GOERGEN, JR. | | For | For | |
| | | | 4 | NEAL I. GOLDMAN | | For | For | |
| | | | 5 | ANDREW GRAHAM | | For | For | |
| | | | 6 | BRETT M. JOHNSON | | For | For | |
| | | | 7 | ILAN KAUFTHAL | | For | For | |
| | | | 8 | JAMES M. MCTAGGART | | For | For | |
| | | | 9 | HOWARD E. ROSE | | For | For | |
| | 2. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE VISALUS, INC. 2012
OMNIBUS INCENTIVE PLAN PURSUANT TO
INTERNAL REVENUE CODE 162(M). | Management | For | | For | |
| | 4. | TO RATIFY THE APPOINTMENT OF THE
COMPANY'S INDEPENDENT AUDITORS. | Management | For | | For | |
| | UNITED-GUARDIAN, INC. |
| | Security | 910571108 | | Meeting Type | Annual |
| | Ticker Symbol | UG | | Meeting Date | 14-May-2014 |
| | ISIN | US9105711082 | | Agenda | 933975736 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT S. RUBINGER | | For | For | |
| | | | 2 | KENNETH H. GLOBUS | | For | For | |
| | | | 3 | LAWRENCE F. MAIETTA | | For | For | |
| | | | 4 | ARTHUR M. DRESNER | | For | For | |
| | | | 5 | ANDREW A. BOCCONE | | For | For | |
| | | | 6 | C.W. NOLAN, SR. | | For | For | |
| | 2. | APPROVAL ON AN ADVISORY BASIS, OF THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF BAKER TILLY VIRCHOW KRAUSE LLP AS
THE INDEPENDENT PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | TYLER TECHNOLOGIES, INC. |
| | Security | 902252105 | | Meeting Type | Annual |
| | Ticker Symbol | TYL | | Meeting Date | 14-May-2014 |
| | ISIN | US9022521051 | | Agenda | 933976308 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DONALD R. BRATTAIN | | For | For | |
| | | | 2 | GLENN A. CARTER | | For | For | |
| | | | 3 | BRENDA A. CLINE | | For | For | |
| | | | 4 | J. LUTHER KING, JR. | | For | For | |
| | | | 5 | JOHN S. MARR, JR. | | For | For | |
| | | | 6 | DUSTIN R. WOMBLE | | For | For | |
| | | | 7 | JOHN M. YEAMAN | | For | For | |
| | 2. | RATIFICATION OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON APPROVAL OF THE
COMPENSATION FOR THE NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | KRATOS DEFENSE & SEC SOLUTIONS, INC. |
| | Security | 50077B207 | | Meeting Type | Annual |
| | Ticker Symbol | KTOS | | Meeting Date | 14-May-2014 |
| | ISIN | US50077B2079 | | Agenda | 933983303 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: SCOTT
ANDERSON | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: BANDEL CARANO | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: ERIC DEMARCO | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: WILLIAM
HOGLUND | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: SCOT JARVIS | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: JANE JUDD | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: SAMUEL
LIBERATORE | Management | For | | For | |
| | 2 | TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2014. | Management | For | | For | |
| | 3 | TO APPROVE THE ADOPTION OF THE
COMPANY'S 2014 EQUITY INCENTIVE PLAN. | Management | Abstain | | Against | |
| | 4 | AN ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Against | | Against | |
| | SPROTT INC. |
| | Security | 852066109 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | SPOXF | | Meeting Date | 14-May-2014 |
| | ISIN | CA8520661098 | | Agenda | 933984367 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | MARC FABER | | For | For | |
| | | | 2 | PETER GROSSKOPF | | For | For | |
| | | | 3 | JACK C. LEE | | For | For | |
| | | | 4 | SHARON RANSON | | For | For | |
| | | | 5 | JAMES T. RODDY | | For | For | |
| | | | 6 | ARTHUR RICHARDS RULE IV | | For | For | |
| | | | 7 | ERIC S. SPROTT | | For | For | |
| | | | 8 | PAUL H. STEPHENS | | For | For | |
| | | | 9 | ROSEMARY ZIGROSSI | | For | For | |
| | 02 | TO RE-APPOINT ERNST & YOUNG LLP AS
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND TO AUTHORIZE THE
BOARD OF DIRECTORS OF THE
CORPORATION TO FIX THEIR
REMUNERATION AND TERMS OF
ENGAGEMENT. | Management | For | | For | |
| | 03 | TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
AMENDMENT, AN ORDINARY RESOLUTION
TO APPROVE ALL UNALLOCATED OPTIONS,
RIGHTS AND ENTITLEMENTS WITH RESPECT
TO TREASURY ISSUANCES UNDER THE
AMENDED AND RESTATED STOCK OPTION
PLAN OF THE CORPORATION. | Management | For | | For | |
| | 04 | TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
AMENDMENT, AN ORDINARY RESOLUTION
TO APPROVE ALL UNALLOCATED OPTIONS,
RIGHTS AND ENTITLEMENTS WITH RESPECT
TO TREASURY ISSUANCES UNDER THE
EMPLOYEE PROFIT SHARING PLAN FOR
NON-U.S. EMPLOYEES OF THE
CORPORATION AND ITS AFFILIATED
ENTITIES. | Management | For | | For | |
| | 05 | TO CONSIDER AND, IF THOUGHT
ADVISABLE, TO PASS, WITH OR WITHOUT
AMENDMENT, AN ORDINARY RESOLUTION
TO APPROVE ALL UNALLOCATED OPTIONS,
RIGHTS AND ENTITLEMENTS WITH RESPECT
TO TREASURY ISSUANCES UNDER THE
EQUITY INCENTIVE PLAN FOR U.S. SERVICE
PROVIDERS OF THE CORPORATION AND ITS
AFFILIATED ENTITIES. | Management | For | | For | |
| | INVENTURE FOODS INC |
| | Security | 461212102 | | Meeting Type | Annual |
| | Ticker Symbol | SNAK | | Meeting Date | 14-May-2014 |
| | ISIN | US4612121024 | | Agenda | 933988238 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ASHTON D. ASENSIO | | For | For | |
| | | | 2 | TIMOTHY A. COLE | | For | For | |
| | | | 3 | MACON BRYCE EDMONSON | | For | For | |
| | | | 4 | HAROLD S. EDWARDS | | For | For | |
| | | | 5 | PAUL J. LAPADAT | | For | For | |
| | | | 6 | TERRY MCDANIEL | | For | For | |
| | | | 7 | DAVID L. MEYERS | | For | For | |
| | 2. | RATIFY SELECTION OF MOSS ADAMS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | MORGANS HOTEL GROUP CO. |
| | Security | 61748W108 | | Meeting Type | Contested-Annual |
| | Ticker Symbol | MHGC | | Meeting Date | 14-May-2014 |
| | ISIN | US61748W1080 | | Agenda | 933990346 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JASON T. KALISMAN | | For | For | |
| | | | 2 | JOHN J. DOUGHERTY | | For | For | |
| | | | 3 | MARTIN L. EDELMAN | | For | For | |
| | | | 4 | MAHMOOD J. KHIMJI | | For | For | |
| | | | 5 | JONATHAN A. LANGER | | For | For | |
| | | | 6 | ANDREA L. OLSHAN | | For | For | |
| | | | 7 | MICHAEL E. OLSHAN | | For | For | |
| | | | 8 | MICHELLE S. RUSSO | | For | For | |
| | | | 9 | DEREX WALKER | | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RECOMMEND TO BOARD THAT (1) IT BE
PROHIBITED FROM AMENDING ITS
STOCKHOLDER PROTECTION RIGHTS
AGREEMENT, (2) IT REDEEMS THE EXISTING
PLAN AND (3) ADOPTION OF ANY OTHER
STOCKHOLDER RIGHTS PLAN OR OTHER
FORM OF "POISON PILL" REQUIRES THE
APPROVAL BY A MAJORITY OF
STOCKHOLDERS AND SUCH PLAN EXPIRES
WITHIN ONE YEAR UNLESS APPROVED BY A
MAJORITY OF STOCKHOLDERS. | Shareholder | For | | Against | |
| | CHAPARRAL GOLD CORP. |
| | Security | 15941W109 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | CRRGF | | Meeting Date | 14-May-2014 |
| | ISIN | CA15941W1095 | | Agenda | 933993241 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | TO SET THE NUMBER OF DIRECTORS AT
SEVEN. | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | NICHOLAS D. APPLEYARD | | For | For | |
| | | | 2 | STEPHEN J. KAY | | For | For | |
| | | | 3 | ROD C. MCKEEN | | For | For | |
| | | | 4 | W. MICHAEL SMITH | | For | For | |
| | | | 5 | JORGE PAZ DURINI | | For | For | |
| | | | 6 | GABRIEL BIANCHI | | For | For | |
| | | | 7 | DANIEL BRUPBACHER | | For | For | |
| | 03 | APPOINTMENT OF DAVIDSON & CO. AS
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE
AUDIT COMMITTEE TO FIX THEIR
REMUNERATION. | Management | For | | For | |
| | 04 | TO CONSIDER, AND IF THOUGHT FIT, TO
PASS AN ORDINARY RESOLUTION TO
RATIFY, CONFIRM AND APPROVE THE
CORPORATION'S SHAREHOLDER RIGHTS
POLICY, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING
INFORMATION CIRCULAR. | Management | Against | | Against | |
| | 05 | TO CONSIDER, AND IF THOUGHT FIT, TO
PASS AN ORDINARY RESOLUTION TO
RATIFY, CONFIRM AND APPROVE THE
CORPORATION'S ADVANCE NOTICE POLICY
RELATING TO THE NOMINATION OF
DIRECTORS FOR ELECTION AT
SHAREHOLDER MEETINGS, AS MORE
PARTICULARLY DESCRIBED IN THE
ACCOMPANYING INFORMATION CIRCULAR. | Management | For | | For | |
| | WABASH NATIONAL CORPORATION |
| | Security | 929566107 | | Meeting Type | Annual |
| | Ticker Symbol | WNC | | Meeting Date | 15-May-2014 |
| | ISIN | US9295661071 | | Agenda | 933944286 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: RICHARD J.
GIROMINI | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: MARTIN C.
JISCHKE | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: JAMES D. KELLY | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: JOHN E. KUNZ | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: LARRY J. MAGEE | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: ANN D. MURTLOW | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: SCOTT K.
SORENSEN | Management | For | | For | |
| | 2 | TO APPROVE THE COMPENSATION OF OUR
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS WABASH NATIONAL
CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | WEST MARINE, INC. |
| | Security | 954235107 | | Meeting Type | Annual |
| | Ticker Symbol | WMAR | | Meeting Date | 15-May-2014 |
| | ISIN | US9542351070 | | Agenda | 933956495 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A | ELECTION OF DIRECTOR: RANDOLPH K.
REPASS | Management | For | | For | |
| | 1B | ELECTION OF DIRECTOR: MATTHEW L. HYDE | Management | For | | For | |
| | 1C | ELECTION OF DIRECTOR: DENNIS F.
MADSEN | Management | For | | For | |
| | 1D | ELECTION OF DIRECTOR: JAMES F.
NORDSTROM, JR. | Management | For | | For | |
| | 1E | ELECTION OF DIRECTOR: ROBERT D. OLSEN | Management | For | | For | |
| | 1F | ELECTION OF DIRECTOR: BARBARA L.
RAMBO | Management | For | | For | |
| | 1G | ELECTION OF DIRECTOR: ALICE M. RICHTER | Management | For | | For | |
| | 1H | ELECTION OF DIRECTOR: CHRISTIANA SHI | Management | For | | For | |
| | 2. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP,
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 3, 2015 | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | WESTFIELD FINANCIAL, INC. |
| | Security | 96008P104 | | Meeting Type | Annual |
| | Ticker Symbol | WFD | | Meeting Date | 15-May-2014 |
| | ISIN | US96008P1049 | | Agenda | 933958235 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LAURA BENOIT | | For | For | |
| | | | 2 | DONNA J. DAMON | | For | For | |
| | | | 3 | LISA G. MCMAHON | | For | For | |
| | | | 4 | STEVEN G. RICHTER | | For | For | |
| | 2 | APPROVAL OF A NON-BINDING ADVISORY
RESOLUTION ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3 | THE RATIFICATION OF THE APPOINTMENT
OF WOLF & COMPANY, P.C. AS WESTFIELD
FINANCIAL, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 4 | APPROVAL OF THE WESTFIELD FINANCIAL,
INC. 2014 OMNIBUS COMPENSATION PLAN. | Management | For | | For | |
| | COBIZ FINANCIAL INC. |
| | Security | 190897108 | | Meeting Type | Annual |
| | Ticker Symbol | COBZ | | Meeting Date | 15-May-2014 |
| | ISIN | US1908971088 | | Agenda | 933961787 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN BANGERT | | For | For | |
| | | | 2 | MICHAEL B. BURGAMY | | For | For | |
| | | | 3 | MORGAN GUST | | For | For | |
| | | | 4 | EVAN MAKOVSKY | | For | For | |
| | | | 5 | DOUGLAS L. POLSON | | For | For | |
| | | | 6 | MARY K. RHINEHART | | For | For | |
| | | | 7 | NOEL N. ROTHMAN | | For | For | |
| | | | 8 | BRUCE H. SCHROFFEL | | For | For | |
| | | | 9 | TIMOTHY J. TRAVIS | | For | For | |
| | | | 10 | MARY BETH VITALE | | For | For | |
| | | | 11 | MARY M. WHITE | | For | For | |
| | 2. | AN ADVISORY (NONBINDING)
SHAREHOLDER APPROVAL OF EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION (NONBINDING) OF THE
SELECTION OF CROWE HORWATH LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 4. | THE PROPOSAL TO AMEND THE COMPANY'S
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE
AUTHORIZED SHARES OF COMMON STOCK
FROM 50,000,000 TO 100,000,000. | Management | For | | For | |
| | 5. | THE PROPOSAL TO AMEND THE COMPANY'S
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE MAXIMUM NUMBER OF
SHARES ISSUABLE FROM 900,000 TO
1,100,000. | Management | For | | For | |
| | 6. | THE PROPOSAL TO AMEND AND RESTATE
THE COMPANY'S 2005 EQUITY INCENTIVE
PLAN. | Management | For | | For | |
| | 7. | THE SHAREHOLDER PROPOSAL ON THE
INDEPENDENCE OF THE CHAIRMAN OF THE
BOARD. | Shareholder | Against | | For | |
| | 8. | THE SHAREHOLDER PROPOSAL ON
CHANGING THE ARTICLES OF
INCORPORATION AND BYLAWS TO REQUIRE
MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS. | Shareholder | Against | | For | |
| | TRANSACT TECHNOLOGIES INCORPORATED |
| | Security | 892918103 | | Meeting Type | Annual |
| | Ticker Symbol | TACT | | Meeting Date | 15-May-2014 |
| | ISIN | US8929181035 | | Agenda | 933962169 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS R. SCHWARZ | | For | For | |
| | | | 2 | BART C. SHULDMAN | | For | For | |
| | 2 | RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 3 | APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4 | APPROVAL OF OUR 2014 EQUITY INCENTIVE
PLAN. | Management | Against | | Against | |
| | CECO ENVIRONMENTAL CORP. |
| | Security | 125141101 | | Meeting Type | Annual |
| | Ticker Symbol | CECE | | Meeting Date | 15-May-2014 |
| | ISIN | US1251411013 | | Agenda | 933962195 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ARTHUR CAPE | | For | For | |
| | | | 2 | JASON DEZWIREK | | For | For | |
| | | | 3 | ERIC M. GOLDBERG | | For | For | |
| | | | 4 | JEFFREY LANG | | For | For | |
| | | | 5 | LYNN J. LYALL | | For | For | |
| | | | 6 | JONATHAN POLLACK | | For | For | |
| | | | 7 | SETH RUDIN | | For | For | |
| | | | 8 | DONALD A. WRIGHT | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF BDO USA,
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | CALLON PETROLEUM COMPANY |
| | Security | 13123X102 | | Meeting Type | Annual |
| | Ticker Symbol | CPE | | Meeting Date | 15-May-2014 |
| | ISIN | US13123X1028 | | Agenda | 933966585 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | ANTHONY J. NOCCHIERO | | For | For | |
| | | | 2 | MATTHEW REGIS BOB | | For | For | |
| | | | 3 | JAMES M. TRIMBLE | | For | For | |
| | 2 | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3 | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | INVACARE CORPORATION |
| | Security | 461203101 | | Meeting Type | Annual |
| | Ticker Symbol | IVC | | Meeting Date | 15-May-2014 |
| | ISIN | US4612031017 | | Agenda | 933970558 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL F. DELANEY | | For | For | |
| | | | 2 | C. MARTIN HARRIS, M.D. | | For | For | |
| | | | 3 | A. MALACHI MIXON, III | | For | For | |
| | | | 4 | GERALD B. BLOUCH | | For | For | |
| | | | 5 | CHARLES S. ROBB | | For | For | |
| | | | 6 | BAIJU R. SHAH | | For | For | |
| | | | 7 | JAMES L. JONES | | For | For | |
| | | | 8 | DAN T. MOORE, III | | For | For | |
| | | | 9 | DALE C. LAPORTE | | For | For | |
| | | | 10 | ELLEN O. TAUSCHER | | For | For | |
| | | | 11 | MICHAEL J. MERRIMAN | | For | For | |
| | 2. | RATIFY APPOINTMENT OF ERNST & YOUNG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | AN ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | TREDEGAR CORPORATION |
| | Security | 894650100 | | Meeting Type | Annual |
| | Ticker Symbol | TG | | Meeting Date | 15-May-2014 |
| | ISIN | US8946501009 | | Agenda | 933976245 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: GEORGE A.
NEWBILL (2017) | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: KENNETH R.
NEWSOME (2017) | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: GREGORY A.
PRATT (2017) | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: CARL E. TACK, III
(2017) | Management | For | | For | |
| | 2. | ELECTION OF DIRECTOR: R. GREGORY
WILLIAMS (2015) | Management | For | | For | |
| | 3. | RE-APPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS UNDER THE
AMENDED AND RESTATED 2004 EQUITY
INCENTIVE PLAN. | Management | For | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR TREDEGAR FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | STANDARD MOTOR PRODUCTS, INC. |
| | Security | 853666105 | | Meeting Type | Annual |
| | Ticker Symbol | SMP | | Meeting Date | 15-May-2014 |
| | ISIN | US8536661056 | | Agenda | 933980232 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PAMELA FORBES LIEBERMAN | | For | For | |
| | | | 2 | JOSEPH W. MCDONNELL | | For | For | |
| | | | 3 | ALISA C. NORRIS | | For | For | |
| | | | 4 | ARTHUR S. SILLS | | For | For | |
| | | | 5 | LAWRENCE I. SILLS | | For | For | |
| | | | 6 | PETER J. SILLS | | For | For | |
| | | | 7 | FREDERICK D. STURDIVANT | | For | For | |
| | | | 8 | WILLIAM H. TURNER | | For | For | |
| | | | 9 | RICHARD S. WARD | | For | For | |
| | | | 10 | ROGER M. WIDMANN | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | APPROVAL OF NON-BINDING, ADVISORY
RESOLUTION ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | NORTHRIM BANCORP, INC. |
| | Security | 666762109 | | Meeting Type | Annual |
| | Ticker Symbol | NRIM | | Meeting Date | 15-May-2014 |
| | ISIN | US6667621097 | | Agenda | 933988757 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | R. MARC LANGLAND | | For | For | |
| | | | 2 | JOSEPH M. BEEDLE | | For | For | |
| | | | 3 | LARRY S. CASH | | For | For | |
| | | | 4 | MARK G. COPELAND | | For | For | |
| | | | 5 | RONALD A. DAVIS | | For | For | |
| | | | 6 | ANTHONY DRABEK | | For | For | |
| | | | 7 | KARL L. HANNEMAN | | For | For | |
| | | | 8 | RICHARD L. LOWELL | | For | For | |
| | | | 9 | DAVID J. MCCAMBRIDGE | | For | For | |
| | | | 10 | IRENE SPARKS ROWAN | | For | For | |
| | | | 11 | JOHN C. SWALLING | | For | For | |
| | | | 12 | LINDA C. THOMAS | | For | For | |
| | | | 13 | DAVID G. WIGHT | | For | For | |
| | 2. | TO APPROVE THE NORTHRIM BANCORP,
INC. 2014 STOCK INCENTIVE PLAN. | Management | For | | For | |
| | 3. | TO APPROVE, BY NONBINDING VOTE, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 4 | TO RATIFY THE SELECTION OF MOSS
ADAMS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR NORTHRIM BANCORP, INC. FOR FISCAL
YEAR 2014. | Management | For | | For | |
| | 5 | TAKE SUCH ACTION, IN THEIR DISCRETION,
UPON SUCH OTHER BUSINESS AS MAY
PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF. | Management | For | | For | |
| | SWISHER HYGIENE INC. |
| | Security | 870808102 | | Meeting Type | Annual |
| | Ticker Symbol | SWSH | | Meeting Date | 15-May-2014 |
| | ISIN | US8708081026 | | Agenda | 933990827 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | JOSEPH BURKE | | For | For | |
| | | | 2 | RICHARD L. HANDLEY | | For | For | |
| | | | 3 | HARRIS W. HUDSON | | For | For | |
| | | | 4 | WILLIAM M. PIERCE | | For | For | |
| | | | 5 | WILLIAM D. PRUITT | | For | For | |
| | | | 6 | DAVID PRUSSKY | | For | For | |
| | 02 | TO AMEND THE COMPANY'S AMENDED AND
RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE
STOCK SPLIT OF THE COMPANY'S ISSUED
AND OUTSTANDING COMMON STOCK AT A
RATIO OF ONE-FOR-TEN (1:10). | Management | For | | For | |
| | 03 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 04 | TO RATIFY THE SELECTION BY OUR AUDIT
COMMITTEE OF BDO USA, LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | SWISHER HYGIENE INC. |
| | Security | 870808102 | | Meeting Type | Annual |
| | Ticker Symbol | SWSH | | Meeting Date | 15-May-2014 |
| | ISIN | US8708081026 | | Agenda | 933990839 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | JOSEPH BURKE | | For | For | |
| | | | 2 | RICHARD L. HANDLEY | | For | For | |
| | | | 3 | HARRIS W. HUDSON | | For | For | |
| | | | 4 | WILLIAM M. PIERCE | | For | For | |
| | | | 5 | WILLIAM D. PRUITT | | For | For | |
| | | | 6 | DAVID PRUSSKY | | For | For | |
| | 02 | TO AMEND THE COMPANY'S AMENDED AND
RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE
STOCK SPLIT OF THE COMPANY'S ISSUED
AND OUTSTANDING COMMON STOCK AT A
RATIO OF ONE-FOR-TEN (1:10). | Management | For | | For | |
| | 03 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 04 | TO RATIFY THE SELECTION BY OUR AUDIT
COMMITTEE OF BDO USA, LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | READING INTERNATIONAL, INC. |
| | Security | 755408200 | | Meeting Type | Annual |
| | Ticker Symbol | RDIB | | Meeting Date | 15-May-2014 |
| | ISIN | US7554082005 | | Agenda | 934007229 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES J. COTTER, SR. | | For | For | |
| | | | 2 | JAMES J. COTTER, JR. | | For | For | |
| | | | 3 | ELLEN M. COTTER | | For | For | |
| | | | 4 | MARGARET COTTER | | For | For | |
| | | | 5 | GUY W. ADAMS | | For | For | |
| | | | 6 | WILLIAM D. GOULD | | For | For | |
| | | | 7 | EDWARD L. KANE | | For | For | |
| | | | 8 | DOUGLAS J. MCEACHERN | | For | For | |
| | | | 9 | TIM STOREY | | For | For | |
| | 2. | APPROVAL OF THE ADVISORY AND NON-
BINDING VOTE ON THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | FORMFACTOR, INC. |
| | Security | 346375108 | | Meeting Type | Annual |
| | Ticker Symbol | FORM | | Meeting Date | 16-May-2014 |
| | ISIN | US3463751087 | | Agenda | 933961509 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL D. SLESSOR | | For | For | |
| | | | 2 | THOMAS ST. DENNIS | | For | For | |
| | 2 | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3 | RATIFICATION OF THE SELECTION OF KPMG
LLP AS FORMFACTOR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | BTU INTERNATIONAL, INC. |
| | Security | 056032105 | | Meeting Type | Annual |
| | Ticker Symbol | BTUI | | Meeting Date | 16-May-2014 |
| | ISIN | US0560321053 | | Agenda | 933978162 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PAUL J. VAN DER WANSEM | | For | For | |
| | | | 2 | G. MEAD WYMAN | | For | For | |
| | | | 3 | J. SAMUEL PARKHILL | | For | For | |
| | | | 4 | JOSEPH F. WRINN | | For | For | |
| | | | 5 | BERTRAND LOY | | For | For | |
| | 2. | TO APPROVE, BY NON-BINDING ADVISORY
VOTE, COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | CORE MOLDING TECHNOLOGIES, INC. |
| | Security | 218683100 | | Meeting Type | Annual |
| | Ticker Symbol | CMT | | Meeting Date | 16-May-2014 |
| | ISIN | US2186831002 | | Agenda | 933980826 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | KEVIN L. BARNETT | | For | For | |
| | | | 2 | THOMAS R. CELLITTI | | For | For | |
| | | | 3 | JAMES F. CROWLEY | | For | For | |
| | | | 4 | RALPH O. HELLMOLD | | For | For | |
| | | | 5 | MATTHEW E. JAUCHIUS | | For | For | |
| | | | 6 | JAMES L. SIMONTON | | For | For | |
| | 2 | AN ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE APPOINTMENT OF CROWE
HORWATH, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | PAIN THERAPEUTICS, INC. |
| | Security | 69562K100 | | Meeting Type | Annual |
| | Ticker Symbol | PTIE | | Meeting Date | 16-May-2014 |
| | ISIN | US69562K1007 | | Agenda | 933983834 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | R.Z. GUSSIN, PHD, M.D. | | For | For | |
| | | | 2 | SAIRA RAMASASTRY | | For | For | |
| | 2. | RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014 | Management | For | | For | |
| | 3. | APPROVE, BY NON-BINDING ADVISORY
VOTE, THE 2013 EXECUTIVE
COMPENSATION FOR THE COMPANY'S
EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | MEADOWBROOK INSURANCE GROUP, INC. |
| | Security | 58319P108 | | Meeting Type | Annual |
| | Ticker Symbol | MIG | | Meeting Date | 16-May-2014 |
| | ISIN | US58319P1084 | | Agenda | 933990182 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WINIFRED A. BAKER | | For | For | |
| | | | 2 | JEFFREY A. MAFFETT | | For | For | |
| | | | 3 | ROBERT H. NAFTALY | | For | For | |
| | | | 4 | ROBERT W. STURGIS | | For | For | |
| | | | 5 | BRUCE E. THAL | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | FLOTEK INDUSTRIES, INC. |
| | Security | 343389102 | | Meeting Type | Annual |
| | Ticker Symbol | FTK | | Meeting Date | 16-May-2014 |
| | ISIN | US3433891021 | | Agenda | 933996312 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN W. CHISHOLM | | For | For | |
| | | | 2 | L. MELVIN COOPER | | For | For | |
| | | | 3 | KENNETH T. HERN | | For | For | |
| | | | 4 | L.V. "BUD" MCGUIRE | | For | For | |
| | | | 5 | JOHN S. REILAND | | For | For | |
| | | | 6 | CARLA S. HARDY | | For | For | |
| | | | 7 | TED D. BROWN | | For | For | |
| | 2. | APPROVAL OF THE 2014 LONG-TERM
INCENTIVE PLAN. | Management | Against | | Against | |
| | 3. | APPROVAL OF NON-BINDING ADVISORY
VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE SELECTION OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, HEIN & ASSOCIATES
LLP, AS THE COMPANY'S AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | KEWEENAW LAND ASSOCIATION, LIMITED |
| | Security | 493026108 | | Meeting Type | Annual |
| | Ticker Symbol | KEWL | | Meeting Date | 19-May-2014 |
| | ISIN | US4930261080 | | Agenda | 933960381 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID AYER | | For | For | |
| | | | 2 | DONALD J. HOFFMAN | | For | For | |
| | 2. | IN THE MATTER OF APPROVING ANDERSON,
TACKMAN & COMPANY AS THE COMPANY'S
AUDITORS FOR 2014. | Management | For | | For | |
| | FIRST INTERNET BANCORP |
| | Security | 320557101 | | Meeting Type | Annual |
| | Ticker Symbol | INBK | | Meeting Date | 19-May-2014 |
| | ISIN | US3205571017 | | Agenda | 933965660 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID B. BECKER | | For | For | |
| | | | 2 | JOHN K. KEACH, JR. | | For | For | |
| | | | 3 | DAVID R. LOVEJOY | | For | For | |
| | | | 4 | ANN D. MURTLOW | | For | For | |
| | | | 5 | RALPH R. WHITNEY, JR. | | For | For | |
| | | | 6 | JERRY WILLIAMS | | For | For | |
| | | | 7 | JEAN L. WOJTOWICZ | | For | For | |
| | 2. | TO APPROVE, IN AN ADVISORY (NON-
BINDING) VOTE, THE COMPENSATION PAID
TO THREE OF OUR EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF BKD LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | MGE ENERGY, INC. |
| | Security | 55277P104 | | Meeting Type | Annual |
| | Ticker Symbol | MGEE | | Meeting Date | 20-May-2014 |
| | ISIN | US55277P1049 | | Agenda | 933958362 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | REGINA M. MILLNER | | For | For | |
| | | | 2 | LONDA J. DEWEY | | For | For | |
| | | | 3 | THOMAS R. STOLPER | | For | For | |
| | 2 | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP FOR
FISCAL YEAR 2014. | Management | For | | For | |
| | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4 | APPROVAL OF AMENDMENT TO MGE
ENERGY'S AMENDED AND RESTATED
ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK. | Management | For | | For | |
| | PINNACLE ENTERTAINMENT, INC. |
| | Security | 723456109 | | Meeting Type | Annual |
| | Ticker Symbol | PNK | | Meeting Date | 20-May-2014 |
| | ISIN | US7234561097 | | Agenda | 933960519 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A | ELECTION OF DIRECTOR: STEPHEN C.
COMER | Management | For | | For | |
| | 1B | ELECTION OF DIRECTOR: RICHARD J.
GOEGLEIN | Management | For | | For | |
| | 1C | ELECTION OF DIRECTOR: BRUCE A. LESLIE | Management | For | | For | |
| | 1D | ELECTION OF DIRECTOR: JAMES L.
MARTINEAU | Management | For | | For | |
| | 1E | ELECTION OF DIRECTOR: DESIREE ROGERS | Management | For | | For | |
| | 1F | ELECTION OF DIRECTOR: ANTHONY M.
SANFILIPPO | Management | For | | For | |
| | 1G | ELECTION OF DIRECTOR: JAYNIE M.
STUDENMUND | Management | For | | For | |
| | 2. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | WATERSTONE FINANCIAL, INC |
| | Security | 94188P101 | | Meeting Type | Annual |
| | Ticker Symbol | WSBF | | Meeting Date | 20-May-2014 |
| | ISIN | US94188P1012 | | Agenda | 933961080 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MICHAEL L. HANSEN | | For | For | |
| | | | 2 | STEPHEN J. SCHMIDT | | For | For | |
| | 2. | AN ADVISORY, NON-BINDING RESOLUTION
WITH RESPECT TO OUR EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | AN ADVISORY, NON-BINDING PROPOSAL AS
TO THE FREQUENCY THAT SHAREHOLDERS
WILL VOTE ON OUR EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | MIDDLESEX WATER COMPANY |
| | Security | 596680108 | | Meeting Type | Annual |
| | Ticker Symbol | MSEX | | Meeting Date | 20-May-2014 |
| | ISIN | US5966801087 | | Agenda | 933962931 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES F. COSGROVE, JR. | | For | For | |
| | | | 2 | JOHN R. MIDDLETON, M.D. | | For | For | |
| | | | 3 | JEFFRIES SHEIN | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PARENTEBEARD LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO PROVIDE A NON-BINDING ADVISORY
VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | FLUSHING FINANCIAL CORPORATION |
| | Security | 343873105 | | Meeting Type | Annual |
| | Ticker Symbol | FFIC | | Meeting Date | 20-May-2014 |
| | ISIN | US3438731057 | | Agenda | 933965761 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: MICHAEL J.
HEGARTY | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JOHN J. MCCABE | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: DONNA M.
O'BRIEN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL J.
RUSSO | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | For | | For | |
| | 3. | APPROVAL OF THE COMPANY'S 2014
OMNIBUS INCENTIVE PLAN. | Management | For | | For | |
| | 4. | RATIFICATION OF APPOINTMENT OF GRANT
THORNTON, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | MARTHA STEWART LIVING OMNIMEDIA, INC. |
| | Security | 573083102 | | Meeting Type | Annual |
| | Ticker Symbol | MSO | | Meeting Date | 20-May-2014 |
| | ISIN | US5730831022 | | Agenda | 933967498 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DANIEL W. DIENST | | For | For | |
| | | | 2 | MARTHA STEWART | | For | For | |
| | | | 3 | ARLEN KANTARIAN | | For | For | |
| | | | 4 | WILLIAM ROSKIN | | For | For | |
| | | | 5 | MARGARET M. SMYTH | | For | For | |
| | | | 6 | PIERRE DEVILLEMEJANE | | For | For | |
| | 2. | TO APPROVE, ON A NON-BINDING ADVISORY
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 4. | TO CONSIDER AND VOTE UPON A
STOCKHOLDER PROPOSAL REGARDING
SPECIAL MEETINGS TO BE CALLED BY
STOCKHOLDERS, IF PROPERLY
PRESENTED. | Shareholder | Against | | For | |
| | NEWPORT CORPORATION |
| | Security | 651824104 | | Meeting Type | Annual |
| | Ticker Symbol | NEWP | | Meeting Date | 20-May-2014 |
| | ISIN | US6518241046 | | Agenda | 933967703 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CHRISTOPHER COX | | For | For | |
| | | | 2 | OLEG KHAYKIN | | For | For | |
| | | | 3 | CHERRY A. MURRAY | | For | For | |
| | | | 4 | ROBERT J. PHILLIPPY | | For | For | |
| | | | 5 | KENNETH F. POTASHNER | | For | For | |
| | | | 6 | PETER J. SIMONE | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS NEWPORT'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 3, 2015. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON THE APPROVAL OF THE
COMPENSATION OF NEWPORT'S NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | CALIFORNIA WATER SERVICE GROUP |
| | Security | 130788102 | | Meeting Type | Annual |
| | Ticker Symbol | CWT | | Meeting Date | 20-May-2014 |
| | ISIN | US1307881029 | | Agenda | 933970368 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A | ELECTION OF DIRECTOR: TERRY P. BAYER | Management | For | | For | |
| | 1B | ELECTION OF DIRECTOR: EDWIN A. GUILES | Management | For | | For | |
| | 1C | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | | For | |
| | 1D | ELECTION OF DIRECTOR: MARTIN A.
KROPELNICKI | Management | For | | For | |
| | 1E | ELECTION OF DIRECTOR: THOMAS M.
KRUMMEL, M.D. | Management | For | | For | |
| | 1F | ELECTION OF DIRECTOR: RICHARD P.
MAGNUSON | Management | For | | For | |
| | 1G | ELECTION OF DIRECTOR: LINDA R. MEIER | Management | For | | For | |
| | 1H | ELECTION OF DIRECTOR: PETER C. NELSON | Management | For | | For | |
| | 1I | ELECTION OF DIRECTOR: LESTER A. SNOW | Management | For | | For | |
| | 1J | ELECTION OF DIRECTOR: GEORGE A. VERA | Management | For | | For | |
| | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 3 | RATIFICATION OF SELECTION OF DELOITTE
& TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014 | Management | For | | For | |
| | 4 | APPROVAL OF THE GROUP'S AMENDED AND
RESTATED EQUITY INCENTIVE PLAN | Management | For | | For | |
| | CONSTANT CONTACT, INC. |
| | Security | 210313102 | | Meeting Type | Annual |
| | Ticker Symbol | CTCT | | Meeting Date | 20-May-2014 |
| | ISIN | US2103131023 | | Agenda | 933980749 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS ANDERSON | | For | For | |
| | | | 2 | JAY HERRATTI | | For | For | |
| | 2. | TO APPROVE THE AMENDMENT AND
RESTATEMENT OF OUR 2011 STOCK
INCENTIVE PLAN TO, AMONG OTHER
THINGS, INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN BY
2,100,000 SHARES. | Management | Against | | Against | |
| | 3. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 4. | TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | NATIONAL PRESTO INDUSTRIES, INC. |
| | Security | 637215104 | | Meeting Type | Annual |
| | Ticker Symbol | NPK | | Meeting Date | 20-May-2014 |
| | ISIN | US6372151042 | | Agenda | 933980941 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RANDY F. LIEBLE | | For | For | |
| | | | 2 | JOSEPH G. STIENESSEN | | For | For | |
| | 2. | RATIFY THE APPOINTMENT OF BDO USA,
LLP AS NATIONAL PRESTO'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON A NON-BINDING ADVISORY
BASIS, THE COMPENSATION OF NATIONAL
PRESTO'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | QUMU CORPORATION |
| | Security | 749063103 | | Meeting Type | Annual |
| | Ticker Symbol | QUMU | | Meeting Date | 20-May-2014 |
| | ISIN | US7490631030 | | Agenda | 933985321 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SHERMAN L. BLACK | | For | For | |
| | | | 2 | LAWRENCE M. BENVENISTE | | For | For | |
| | | | 3 | DANIEL R. FISHBACK | | For | For | |
| | | | 4 | THOMAS F. MADISON | | For | For | |
| | | | 5 | KIMBERLY K. NELSON | | For | For | |
| | | | 6 | ROBERT F. OLSON | | For | For | |
| | | | 7 | JUSTIN A. ORLANDO | | For | For | |
| | | | 8 | STEVEN M. QUIST | | For | For | |
| | | | 9 | JAMES L. REISSNER | | For | For | |
| | 2. | TO APPROVE AN AMENDMENT TO THE
SECOND AMENDED AND RESTATED 2007
STOCK INCENTIVE PLAN TO INCREASE THE
AUTHORIZED SHARES BY 500,000. | Management | Against | | Against | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO RATIFY AND APPROVE THE
APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR RIMAGE
CORPORATION FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | OMNICELL, INC. |
| | Security | 68213N109 | | Meeting Type | Annual |
| | Ticker Symbol | OMCL | | Meeting Date | 20-May-2014 |
| | ISIN | US68213N1090 | | Agenda | 933987755 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RANDY D. LINDHOLM | | For | For | |
| | | | 2 | SARA J. WHITE | | For | For | |
| | | | 3 | JOANNE B. BAUER | | For | For | |
| | 2. | SAY ON PAY - AN ADVISORY VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE SELECTION OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | RUSH ENTERPRISES, INC. |
| | Security | 781846308 | | Meeting Type | Annual |
| | Ticker Symbol | RUSHB | | Meeting Date | 20-May-2014 |
| | ISIN | US7818463082 | | Agenda | 933989800 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1) | DIRECTOR | Management | | | | |
| | | | 1 | W.M. "RUSTY" RUSH | | For | For | |
| | | | 2 | W. MARVIN RUSH | | For | For | |
| | | | 3 | HAROLD D. MARSHALL | | For | For | |
| | | | 4 | THOMAS A. AKIN | | For | For | |
| | | | 5 | GERALD R. SZCZEPANSKI | | For | For | |
| | | | 6 | JAMES C. UNDERWOOD | | For | For | |
| | | | 7 | RAYMOND J. CHESS | | For | For | |
| | 2) | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | For | | For | |
| | 3) | PROPOSAL TO APPROVE THE AMENDMENT
AND RESTATEMENT OF THE RUSH
ENTERPRISES, INC. 2007 LONG-TERM
INCENTIVE PLAN. | Management | Against | | Against | |
| | 4) | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014
FISCAL YEAR. | Management | For | | For | |
| | RUSH ENTERPRISES, INC. |
| | Security | 781846209 | | Meeting Type | Annual |
| | Ticker Symbol | RUSHA | | Meeting Date | 20-May-2014 |
| | ISIN | US7818462092 | | Agenda | 933989800 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1) | DIRECTOR | Management | | | | |
| | | | 1 | W.M. "RUSTY" RUSH | | For | For | |
| | | | 2 | W. MARVIN RUSH | | For | For | |
| | | | 3 | HAROLD D. MARSHALL | | For | For | |
| | | | 4 | THOMAS A. AKIN | | For | For | |
| | | | 5 | GERALD R. SZCZEPANSKI | | For | For | |
| | | | 6 | JAMES C. UNDERWOOD | | For | For | |
| | | | 7 | RAYMOND J. CHESS | | For | For | |
| | 2) | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | For | | For | |
| | 3) | PROPOSAL TO APPROVE THE AMENDMENT
AND RESTATEMENT OF THE RUSH
ENTERPRISES, INC. 2007 LONG-TERM
INCENTIVE PLAN. | Management | Against | | Against | |
| | 4) | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014
FISCAL YEAR. | Management | For | | For | |
| | HOLOBEAM, INC. |
| | Security | 436434104 | | Meeting Type | Annual |
| | Ticker Symbol | HOOB | | Meeting Date | 20-May-2014 |
| | ISIN | US4364341044 | | Agenda | 933993912 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MELVIN S. COOK | | For | For | |
| | 2. | RATIFICATION OF SIMONTACCHI, MILLER &
DEANGELIS, PA AS INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS FOR THE
CURRENT YEAR. | Management | For | | For | |
| | CAMBIUM LEARNING GROUP, INC |
| | Security | 13201A107 | | Meeting Type | Annual |
| | Ticker Symbol | ABCD | | Meeting Date | 21-May-2014 |
| | ISIN | US13201A1079 | | Agenda | 933968995 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID BAINBRIDGE | | For | For | |
| | | | 2 | WALTER BUMPHUS | | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF THE THIRD AMENDED AND
RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY. | Management | For | | For | |
| | 5. | RATIFICATION OF THE APPOINTMENT OF
WHITLEY PENN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | SALEM COMMUNICATIONS CORPORATION |
| | Security | 794093104 | | Meeting Type | Annual |
| | Ticker Symbol | SALM | | Meeting Date | 21-May-2014 |
| | ISIN | US7940931048 | | Agenda | 933969783 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: STUART W.
EPPERSON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: EDWARD G.
ATSINGER III | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: DAVID
DAVENPORT | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ROLAND S. HINZ | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JAMES KEET
LEWIS | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: RICHARD A.
RIDDLE | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: JONATHAN
VENVERLOH | Management | For | | For | |
| | GRAY TELEVISION, INC. |
| | Security | 389375205 | | Meeting Type | Annual |
| | Ticker Symbol | GTNA | | Meeting Date | 21-May-2014 |
| | ISIN | US3893752051 | | Agenda | 933970419 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | HILTON H. HOWELL, JR | | For | For | |
| | | | 2 | WILLIAM E. MAYHER, III | | For | For | |
| | | | 3 | RICHARD L. BOGER | | For | For | |
| | | | 4 | T.L. ELDER | | For | For | |
| | | | 5 | ROBIN R. HOWELL | | For | For | |
| | | | 6 | HOWELL W. NEWTON | | For | For | |
| | | | 7 | HUGH E. NORTON | | For | For | |
| | | | 8 | HARRIETT J. ROBINSON | | For | For | |
| | 2. | THE APPROVAL, ON AN ADVISORY BASIS,
OF THE COMPENSATION OF GRAY
TELEVISION, INC.'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF MCGLADREY LLP AS GRAY TELEVISION,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | GRAY TELEVISION, INC. |
| | Security | 389375106 | | Meeting Type | Annual |
| | Ticker Symbol | GTN | | Meeting Date | 21-May-2014 |
| | ISIN | US3893751061 | | Agenda | 933970419 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | HILTON H. HOWELL, JR | | For | For | |
| | | | 2 | WILLIAM E. MAYHER, III | | For | For | |
| | | | 3 | RICHARD L. BOGER | | For | For | |
| | | | 4 | T.L. ELDER | | For | For | |
| | | | 5 | ROBIN R. HOWELL | | For | For | |
| | | | 6 | HOWELL W. NEWTON | | For | For | |
| | | | 7 | HUGH E. NORTON | | For | For | |
| | | | 8 | HARRIETT J. ROBINSON | | For | For | |
| | 2. | THE APPROVAL, ON AN ADVISORY BASIS,
OF THE COMPENSATION OF GRAY
TELEVISION, INC.'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF MCGLADREY LLP AS GRAY TELEVISION,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | MACQUARIE INFRASTRUCTURE CO. LLC |
| | Security | 55608B105 | | Meeting Type | Annual |
| | Ticker Symbol | MIC | | Meeting Date | 21-May-2014 |
| | ISIN | US55608B1052 | | Agenda | 933970940 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | NORMAN H. BROWN, JR. | | For | For | |
| | | | 2 | GEORGE W. CARMANY, III | | For | For | |
| | | | 3 | H.E. (JACK) LENTZ | | For | For | |
| | | | 4 | OUMA SANANIKONE | | For | For | |
| | | | 5 | WILLIAM H. WEBB | | For | For | |
| | 2. | THE RATIFICATION OF THE SELECTION OF
KPMG LLP AS OUR INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 3. | THE APPROVAL, ON AN ADVISORY BASIS,
OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | THE APPROVAL OF THE 2014 INDEPENDENT
DIRECTORS EQUITY PLAN. | Management | For | | For | |
| | DIGITAL RIVER, INC. |
| | Security | 25388B104 | | Meeting Type | Annual |
| | Ticker Symbol | DRIV | | Meeting Date | 21-May-2014 |
| | ISIN | US25388B1044 | | Agenda | 933972639 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: THOMAS F.
MADISON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: CHERYL F.
ROSNER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: EDMOND I. EGER
III | Management | For | | For | |
| | 2. | TO APPROVE THE 2014 EQUITY INCENTIVE
PLAN. | Management | Against | | Against | |
| | 3. | TO SUBMIT AN ADVISORY VOTE TO
APPROVE THE EXECUTIVE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | CTS CORPORATION |
| | Security | 126501105 | | Meeting Type | Annual |
| | Ticker Symbol | CTS | | Meeting Date | 21-May-2014 |
| | ISIN | US1265011056 | | Agenda | 933976473 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | W.S. CATLOW | | For | For | |
| | | | 2 | L.J. CIANCIA | | For | For | |
| | | | 3 | T.G. CODY | | For | For | |
| | | | 4 | P.K. COLLAWN | | For | For | |
| | | | 5 | M.A. HENNING | | For | For | |
| | | | 6 | G. HUNTER | | For | For | |
| | | | 7 | D.M. MURPHY | | For | For | |
| | | | 8 | K. O'SULLIVAN | | For | For | |
| | | | 9 | R.A. PROFUSEK | | For | For | |
| | 2. | APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF CTS' NAMED
EXECUTIVE OFFICERS. | Management | For | | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS CTS'
INDEPENDENT AUDITOR FOR 2014. | Management | For | | For | |
| | 4. | APPROVAL OF THE CTS CORPORATION 2014
PERFORMANCE AND INCENTIVE
COMPENSATION PLAN. | Management | For | | For | |
| | BUILDERS FIRSTSOURCE, INC. |
| | Security | 12008R107 | | Meeting Type | Annual |
| | Ticker Symbol | BLDR | | Meeting Date | 21-May-2014 |
| | ISIN | US12008R1077 | | Agenda | 933976966 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PAUL S. LEVY | | For | For | |
| | | | 2 | DAVID A. BARR | | For | For | |
| | | | 3 | CLEVELAND A. CHRISTOPHE | | For | For | |
| | | | 4 | CRAIG A. STEINKE | | For | For | |
| | 2 | APPROVAL OF BUILDERS FIRSTSOURCE
2014 INCENTIVE PLAN | Management | Against | | Against | |
| | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 4 | RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014 | Management | For | | For | |
| | INSIGNIA SYSTEMS, INC. |
| | Security | 45765Y105 | | Meeting Type | Annual |
| | Ticker Symbol | ISIG | | Meeting Date | 21-May-2014 |
| | ISIN | US45765Y1055 | | Agenda | 933977944 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID L. BOEHNEN | | For | For | |
| | | | 2 | EDWARD A. CORCORAN | | For | For | |
| | | | 3 | GLEN P. DALL | | For | For | |
| | | | 4 | REID V. MACDONALD | | For | For | |
| | | | 5 | GARY L. VARS | | For | For | |
| | | | 6 | STEVEN R. ZENZ | | For | For | |
| | 2. | TO APPROVE AN AMENDMENT TO THE
COMPANY'S 2013 OMNIBUS STOCK AND
INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR
ISSUANCE UNDER THE PLAN FROM 250,000
TO 900,000 SHARES. | Management | Against | | Against | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE, THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 4. | TO RATIFY THE APPOINTMENT OF BAKER
TILLY VIRCHOW KRAUSE, LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | BLUCORA INC |
| | Security | 095229100 | | Meeting Type | Annual |
| | Ticker Symbol | BCOR | | Meeting Date | 21-May-2014 |
| | ISIN | US0952291005 | | Agenda | 933994255 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ELIZABETH HUEBNER | | For | For | |
| | | | 2 | ANDREW SNYDER | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
2014. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | ULTRA CLEAN HOLDINGS, INC. |
| | Security | 90385V107 | | Meeting Type | Annual |
| | Ticker Symbol | UCTT | | Meeting Date | 21-May-2014 |
| | ISIN | US90385V1070 | | Agenda | 933997263 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CLARENCE L. GRANGER | | For | For | |
| | | | 2 | SUSAN H. BILLAT | | For | For | |
| | | | 3 | JOHN CHENAULT | | For | For | |
| | | | 4 | DAVID T. IBNALE | | For | For | |
| | | | 5 | LEONID MEZHVINSKY | | For | For | |
| | | | 6 | EMILY MADDOX LIGGETT | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ULTRA CLEAN
HOLDINGS, INC. FOR FISCAL 2014. | Management | For | | For | |
| | 3. | TO APPROVE, BY AN ADVISORY VOTE, THE
COMPENSATION OF ULTRA CLEAN'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR
2013 AS DISCLOSED IN OUR PROXY
STATEMENT FOR THE 2014 ANNUAL
MEETING OF STOCKHOLDERS. | Management | Abstain | | Against | |
| | TRUSTCO BANK CORP NY |
| | Security | 898349105 | | Meeting Type | Annual |
| | Ticker Symbol | TRST | | Meeting Date | 22-May-2014 |
| | ISIN | US8983491056 | | Agenda | 933964303 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | A.J. MARINELLO, MD, PHD | | For | For | |
| | | | 2 | WILLIAM D. POWERS | | For | For | �� |
| | 2. | APPROVAL OF A NONBINDING ADVISORY
RESOLUTION ON THE COMPENSATION OF
TRUSTCO'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
CROWE HORWATH LLP AS TRUSTCO'S
INDEPENDENT AUDITORS FOR 2014. | Management | For | | For | |
| | L.B. FOSTER COMPANY |
| | Security | 350060109 | | Meeting Type | Annual |
| | Ticker Symbol | FSTR | | Meeting Date | 22-May-2014 |
| | ISIN | US3500601097 | | Agenda | 933966066 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT P. BAUER | | For | For | |
| | | | 2 | LEE B. FOSTER II | | For | For | |
| | | | 3 | PETER MCILROY II | | For | For | |
| | | | 4 | G. THOMAS MCKANE | | For | For | |
| | | | 5 | DIANE B. OWEN | | For | For | |
| | | | 6 | WILLIAM H. RACKOFF | | For | For | |
| | | | 7 | SUZANNE B. ROWLAND | | For | For | |
| | 2 | RATIFY APPOINTMENT OF ERNST & YOUNG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 3 | ADVISORY APPROVAL OF THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN 2013. | Management | Abstain | | Against | |
| | DENNY'S CORPORATION |
| | Security | 24869P104 | | Meeting Type | Annual |
| | Ticker Symbol | DENN | | Meeting Date | 22-May-2014 |
| | ISIN | US24869P1049 | | Agenda | 933970938 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: GREGG R.
DEDRICK | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JOSE M.
GUTIERREZ | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: GEORGE W.
HAYWOOD | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: BRENDA J.
LAUDERBACK | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: ROBERT E. MARKS | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JOHN C. MILLER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: LOUIS P. NEEB | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DONALD C.
ROBINSON | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: DEBRA SMITHART-
OGLESBY | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: LAYSHA WARD | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: F. MARK
WOLFINGER | Management | For | | For | |
| | 2. | A PROPOSAL TO RATIFY THE SELECTION OF
KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
DENNY'S CORPORATION AND ITS
SUBSIDIARIES FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | AN ADVISORY RESOLUTION TO APPROVE
THE EXECUTIVE COMPENSATION OF THE
COMPANY. | Management | Abstain | | Against | |
| | ASCENT CAPITAL GROUP, INC. |
| | Security | 043632108 | | Meeting Type | Annual |
| | Ticker Symbol | ASCMA | | Meeting Date | 22-May-2014 |
| | ISIN | US0436321089 | | Agenda | 933973681 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM R. FITZGERALD | | For | For | |
| | | | 2 | MICHAEL J. POHL | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE SELECTION OF
KPMG LLP AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | THE SAY-ON-PAY PROPOSAL, TO APPROVE
THE ADVISORY RESOLUTION ON THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | DIME COMMUNITY BANCSHARES, INC. |
| | Security | 253922108 | | Meeting Type | Annual |
| | Ticker Symbol | DCOM | | Meeting Date | 22-May-2014 |
| | ISIN | US2539221083 | | Agenda | 933975522 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | KENNETH J. MAHON | | For | For | |
| | | | 2 | GEORGE L. CLARK, JR. | | For | For | |
| | | | 3 | STEVEN D. COHN | | For | For | |
| | | | 4 | ROBERT C. GOLDEN | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
CROWE HORWATH LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | APPROVAL, BY A NON-BINDING ADVISORY
VOTE, OF THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | BOULDER BRANDS, INC. |
| | Security | 101405108 | | Meeting Type | Annual |
| | Ticker Symbol | BDBD | | Meeting Date | 22-May-2014 |
| | ISIN | US1014051080 | | Agenda | 933975558 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BENJAMIN D. CHERESKIN | | For | For | |
| | | | 2 | GERALD J. LABER | | For | For | |
| | | | 3 | JAMES B. LEIGHTON | | For | For | |
| | 2. | PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, OUR NAMED EXECUTIVE OFFICER
COMPENSATION | Management | For | | For | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| | SAFEGUARD SCIENTIFICS, INC. |
| | Security | 786449207 | | Meeting Type | Annual |
| | Ticker Symbol | SFE | | Meeting Date | 22-May-2014 |
| | ISIN | US7864492076 | | Agenda | 933976156 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ANDREW E. LIETZ | | For | For | |
| | | | 2 | STEPHEN T. ZARRILLI | | For | For | |
| | | | 3 | JULIE A. DOBSON | | For | For | |
| | | | 4 | KEITH B. JARRETT | | For | For | |
| | | | 5 | GEORGE MACKENZIE | | For | For | |
| | | | 6 | GEORGE D. MCCLELLAND | | For | For | |
| | | | 7 | JACK L. MESSMAN | | For | For | |
| | | | 8 | JOHN J. ROBERTS | | For | For | |
| | | | 9 | ROBERT J. ROSENTHAL | | For | For | |
| | 2. | ADVISORY RESOLUTION TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | APPROVAL OF THE AMENDED AND
RESTATED 2004 EQUITY COMPENSATION
PLAN. | Management | Against | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | VISHAY PRECISION GROUP,INC. |
| | Security | 92835K103 | | Meeting Type | Annual |
| | Ticker Symbol | VPG | | Meeting Date | 22-May-2014 |
| | ISIN | US92835K1034 | | Agenda | 933978403 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARC ZANDMAN | | For | For | |
| | | | 2 | DR. SAMUEL BROYDO | | For | For | |
| | | | 3 | SAUL REIBSTEIN | | For | For | |
| | | | 4 | TIMOTHY TALBERT | | For | For | |
| | | | 5 | ZIV SHOSHANI | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS VISHAY PRECISION GROUP,
INC.'S REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | 3. | TO APPROVE THE NON-BINDING
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | RAVEN INDUSTRIES, INC. |
| | Security | 754212108 | | Meeting Type | Annual |
| | Ticker Symbol | RAVN | | Meeting Date | 22-May-2014 |
| | ISIN | US7542121089 | | Agenda | 933982868 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JASON M. ANDRINGA | | For | For | |
| | | | 2 | THOMAS S. EVERIST | | For | For | |
| | | | 3 | MARK E. GRIFFIN | | For | For | |
| | | | 4 | KEVIN T. KIRBY | | For | For | |
| | | | 5 | MARC E. LEBARON | | For | For | |
| | | | 6 | CYNTHIA H. MILLIGAN | | For | For | |
| | | | 7 | DANIEL A. RYKHUS | | For | For | |
| | 2. | TO APPROVE IN A NON-BINDING ADVISORY
VOTE THE COMPENSATION OF OUR
EXECUTIVE OFFICERS DISCLOSED IN THE
PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY'S CURRENT FISCAL
YEAR. | Management | For | | For | |
| | HERITAGE COMMERCE CORP |
| | Security | 426927109 | | Meeting Type | Annual |
| | Ticker Symbol | HTBK | | Meeting Date | 22-May-2014 |
| | ISIN | US4269271098 | | Agenda | 933983567 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | FRANK G. BISCEGLIA | | For | For | |
| | | | 2 | JACK W. CONNER | | For | For | |
| | | | 3 | JOHN M. EGGEMEYER | | For | For | |
| | | | 4 | CELESTE V. FORD | | For | For | |
| | | | 5 | STEVEN L. HALLGRIMSON | | For | For | |
| | | | 6 | WALTER T. KACZMAREK | | For | For | |
| | | | 7 | ROBERT T. MOLES | | For | For | |
| | | | 8 | HUMPHREY P. POLANEN | | For | For | |
| | | | 9 | LAURA RODEN | | For | For | |
| | | | 10 | C.J. TOENISKOETTER | | For | For | |
| | | | 11 | RANSON W. WEBSTER | | For | For | |
| | | | 12 | W. KIRK WYCOFF | | For | For | |
| | 2. | RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | MOCON, INC. |
| | Security | 607494101 | | Meeting Type | Annual |
| | Ticker Symbol | MOCO | | Meeting Date | 22-May-2014 |
| | ISIN | US6074941013 | | Agenda | 933987806 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT L. DEMOREST | | For | For | |
| | | | 2 | DONALD N. DEMORETT | | For | For | |
| | | | 3 | ROBERT F. GALLAGHER | | For | For | |
| | | | 4 | BRADLEY D. GOSKOWICZ | | For | For | |
| | | | 5 | DANIEL W. MAYER | | For | For | |
| | | | 6 | RICHARD A. PROULX | | For | For | |
| | | | 7 | TOM C. THOMAS | | For | For | |
| | | | 8 | DAVID J. WARD | | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFY THE SELECTION OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | THE WET SEAL, INC. |
| | Security | 961840105 | | Meeting Type | Annual |
| | Ticker Symbol | WTSL | | Meeting Date | 22-May-2014 |
| | ISIN | US9618401056 | | Agenda | 933993582 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: LYNDA J. DAVEY | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: JOHN D.
GOODMAN | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: NANCY LUBLIN | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: JOHN S. MILLS | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: KENNETH M.
REISS | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: ADAM L.
ROTHSTEIN | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: DEENA
VARSHAVSKAYA | Management | For | | For | |
| | 2 | APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF THE WET SEAL,
INC.'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3 | THE RATIFICATION OF THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE WET SEAL, INC.
FOR FISCAL 2014. | Management | For | | For | |
| | HALCON RESOURCES CORPORATION |
| | Security | 40537Q209 | | Meeting Type | Annual |
| | Ticker Symbol | HK | | Meeting Date | 22-May-2014 |
| | ISIN | US40537Q2093 | | Agenda | 933995663 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES W. CHRISTMAS | | For | For | |
| | | | 2 | THOMAS R. FULLER | | For | For | |
| | | | 3 | DAVID B. MILLER | | For | For | |
| | | | 4 | MICHAEL A. VLASIC | | For | For | |
| | 2. | TO APPROVE AN AMENDMENT TO ARTICLE
FOUR OF OUR AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE OUR AUTHORIZED COMMON
STOCK BY 670,000,000 SHARES TO A TOTAL
OF 1,340,000,000 SHARES. | Management | For | | For | |
| | 3. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM,
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | CUMULUS MEDIA INC. |
| | Security | 231082108 | | Meeting Type | Annual |
| | Ticker Symbol | CMLS | | Meeting Date | 22-May-2014 |
| | ISIN | US2310821085 | | Agenda | 933997605 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LEWIS W. DICKEY, JR. | | For | For | |
| | | | 2 | BRIAN CASSIDY | | For | For | |
| | | | 3 | RALPH B. EVERETT | | For | For | |
| | | | 4 | ALEXIS GLICK | | For | For | |
| | | | 5 | JEFFREY A. MARCUS | | For | For | |
| | | | 6 | ROBERT H. SHERIDAN, III | | For | For | |
| | | | 7 | DAVID M. TOLLEY | | For | For | |
| | 2. | PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | Abstain | | Against | |
| | MGP INGREDIENTS INC |
| | Security | 55303J106 | | Meeting Type | Annual |
| | Ticker Symbol | MGPI | | Meeting Date | 22-May-2014 |
| | ISIN | US55303J1060 | | Agenda | 934001481 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE AND ADOPT AN AMENDMENT
TO OUR ARTICLES OF INCORPORATION TO
DECLASSIFY OUR BOARD OF DIRECTORS
(THE "BOARD"). | Management | For | | For | |
| | 2. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN BRIDENDALL | | For | For | |
| | | | 2 | CLOUD L. CRAY, JR. | | For | For | |
| | | | 3 | TERRENCE DUNN | | For | For | |
| | | | 4 | ANTHONY FOGLIO | | For | For | |
| | | | 5 | GEORGE PAGE, JR. | | For | For | |
| | | | 6 | DARYL SCHALLER | | For | For | |
| | | | 7 | KAREN SEABERG | | For | For | |
| | | | 8 | JEANNINE STRANDJORD | | For | For | |
| | 3.1 | ELECTION OF DIRECTOR (IF PROPOSAL 1 IS
NOT APPROVED BY THE STOCKHOLDERS):
TERRENCE DUNN | Management | For | | For | |
| | 3.2 | ELECTION OF DIRECTOR (IF PROPOSAL 1 IS
NOT APPROVED BY THE STOCKHOLDERS):
ANTHONY FOGLIO | Management | For | | For | |
| | 3.3 | ELECTION OF DIRECTOR (IF PROPOSAL 1 IS
NOT APPROVED BY THE STOCKHOLDERS):
GEORGE PAGE, JR. | Management | For | | For | |
| | 3.4 | ELECTION OF DIRECTOR (IF PROPOSAL 1 IS
NOT APPROVED BY THE STOCKHOLDERS):
KAREN SEABERG | Management | For | | For | |
| | 4. | TO APPROVE AND ADOPT MGP
INGREDIENTS, INC. 2014 EQUITY INCENTIVE
PLAN. | Management | For | | For | |
| | 5. | TO APPROVE AND ADOPT MGP
INGREDIENTS, INC. 2014 NON-EMPLOYEE
DIRECTOR EQUITY INCENTIVE PLAN. | Management | For | | For | |
| | 6. | TO APPROVE AND ADOPT MGP
INGREDIENTS, INC. EMPLOYEE STOCK
PURCHASE PLAN. | Management | For | | For | |
| | 7. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 8. | TO CONDUCT AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 9. | TO POSTPONE OR ADJOURN THE 2014
ANNUAL MEETING OF STOCKHOLDERS (THE
"ANNUAL MEETING") FOR THE PURPOSE OF
SOLICITING ADDITIONAL PROXIES IN THE
EVENT THAT, AT THE ANNUAL MEETING,
THE AFFIRMATIVE VOTE IN FAVOR OF
PROPOSAL 1 AMENDMENT TO THE
COMPANY'S ARTICLES OF INCORPORATION
IS LESS THAN A MAJORITY OF OUR
OUTSTANDING SHARES OF COMMON
STOCK ENTITLED TO VOTE AT THE ANNUAL
MEETING. | Management | For | | For | |
| | KATY INDUSTRIES, INC. |
| | Security | 486026107 | | Meeting Type | Annual |
| | Ticker Symbol | KATY | | Meeting Date | 22-May-2014 |
| | ISIN | US4860261076 | | Agenda | 934005085 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DANIEL B. CARROLL | | For | For | |
| | | | 2 | PAMELA CARROLL CRIGLER | | For | For | |
| | | | 3 | DAVID J. FELDMAN | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF UHY LLP AS
THE INDEPENDENT PUBLIC ACCOUNTANTS
OF KATY. | Management | For | | For | |
| | ALVOPETRO ENERGY LTD. |
| | Security | 02255Q100 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | ALVOF | | Meeting Date | 26-May-2014 |
| | ISIN | CA02255Q1000 | | Agenda | 934008120 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | COREY C. RUTTAN | | For | For | |
| | | | 2 | FIROZ TALAKSHI | | For | For | |
| | | | 3 | GEIR YTRELAND | | For | For | |
| | | | 4 | JOHN D. WRIGHT | | For | For | |
| | | | 5 | KENNETH R. MCKINNON | | For | For | |
| | | | 6 | RODERICK L. FRASER | | For | For | |
| | 02 | APPOINTMENT OF DELOITTE LLP,
CHARTERED ACCOUNTANTS AS AUDITORS
OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION. | Management | For | | For | |
| | 03 | SHAREHOLDERS ARE BEING ASKED TO
APPROVE THE CURRENT OPTION PLAN IN
ACCORDANCE WITH POLICY 4.4 OF THE
TSXV. THE TERMS OF THE OPTION PLAN
ARE MORE FULLY DESCRIBED IN THIS
CIRCULAR UNDER THE HEADING "OPTION
PLAN". | Management | For | | For | |
| | STEEL EXCEL, INC. |
| | Security | 858122104 | | Meeting Type | Annual |
| | Ticker Symbol | SXCL | | Meeting Date | 27-May-2014 |
| | ISIN | US8581221046 | | Agenda | 933995699 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | JACK L. HOWARD | | For | For | |
| | | | 2 | WARREN G. LICHTENSTEIN | | For | For | |
| | | | 3 | JOHN MUTCH | | For | For | |
| | | | 4 | JOHN J. QUICKE | | For | For | |
| | | | 5 | GARY W. ULLMAN | | For | For | |
| | | | 6 | ROBERT J. VALENTINE | | For | For | |
| | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE APPOINTMENT OF BDO USA,
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 4 | TO APPROVE, SUBJECT TO FINAL ACTION
THAT MAY BE TAKEN BY THE BOARD AT ITS
SOLE DISCRETION, AN AMENDMENT TO THE
COMPANY'S CERTIFICATE OF
INCORPORATION TO EFFECT A 1-FOR-500
REVERSE STOCK SPLIT OF THE COMPANY'S
COMMON STOCK FOLLOWED BY A 500-FOR-
1 FORWARD STOCK SPLIT OF THE
COMPANY'S COMMON STOCK. | Management | For | | For | |
| | STEEL PARTNERS HLDGS L P |
| | Security | 85814R107 | | Meeting Type | Annual |
| | Ticker Symbol | SPLP | | Meeting Date | 27-May-2014 |
| | ISIN | US85814R1077 | | Agenda | 933995702 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ANTHONY BERGAMO | | For | For | |
| | | | 2 | JOHN P. MCNIFF | | For | For | |
| | | | 3 | JOSEPH L. MULLEN | | For | For | |
| | | | 4 | GENERAL RICHARD I. NEAL | | For | For | |
| | | | 5 | ALLAN R. TESSLER | | For | For | |
| | 2 | TO APPROVE AN ADVISORY RESOLUTION
REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE SELECTION OF BDO USA,
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | FALCONSTOR SOFTWARE, INC. |
| | Security | 306137100 | | Meeting Type | Annual |
| | Ticker Symbol | FALC | | Meeting Date | 28-May-2014 |
| | ISIN | US3061371007 | | Agenda | 933979203 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN R. FISCHER | | For | For | |
| | | | 2 | ELI OXENHORN | | For | For | |
| | 2. | TO APPROVE THE FOLLOWING NON-
BINDING ADVISORY PROPOSAL: RESOLVED,
THAT THE STOCKHOLDERS APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPENSATION
DISCLOSURE AND ANALYSIS, EXECUTIVE
COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION
IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE POTENTIAL ISSUANCE OF
MORE THAN 19.99% OF THE COMPANY'S
ISSUED AND OUTSTANDING COMMON
STOCK. | Management | For | | For | |
| | 4. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | SPARTAN STORES, INC. |
| | Security | 846822104 | | Meeting Type | Annual |
| | Ticker Symbol | SPTN | | Meeting Date | 28-May-2014 |
| | ISIN | US8468221044 | | Agenda | 933980597 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | M. SHAN ATKINS | | For | For | |
| | | | 2 | DENNIS EIDSON | | For | For | |
| | | | 3 | MICKEY P. FORET | | For | For | |
| | | | 4 | FRANK M. GAMBINO | | For | For | |
| | | | 5 | DOUGLAS A. HACKER | | For | For | |
| | | | 6 | YVONNE R. JACKSON | | For | For | |
| | | | 7 | ELIZABETH A. NICKELS | | For | For | |
| | | | 8 | TIMOTHY J. O'DONOVAN | | For | For | |
| | | | 9 | HAWTHORNE L. PROCTOR | | For | For | |
| | | | 10 | CRAIG C. STURKEN | | For | For | |
| | | | 11 | WILLIAM R. VOSS | | For | For | |
| | 2. | APPROVAL OF AN AMENDMENT TO THE
ARTICLES OF INCORPORATION TO CHANGE
THE NAME OF THE COMPANY TO
"SPARTANNASH COMPANY." | Management | For | | For | |
| | 3. | SAY ON PAY - ADVISORY APPROVAL OF THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | PROPOSAL TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR. | Management | For | | For | |
| | STATE BANK FINANCIAL CORPORATION |
| | Security | 856190103 | | Meeting Type | Annual |
| | Ticker Symbol | STBZ | | Meeting Date | 28-May-2014 |
| | ISIN | US8561901039 | | Agenda | 933980674 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JAMES R.
BALKCOM, JR. | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: KELLY H.
BARRETT | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ARCHIE L.
BRANSFORD, JR. | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: KIM M. CHILDERS | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: ANN Q. CURRY | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JOSEPH W. EVANS | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: VIRGINIA A.
HEPNER | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JOHN D. HOUSER | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: MAJOR GENERAL
(RETIRED) ROBERT H. MCMAHON | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: J. DANIEL
SPEIGHT, JR. | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: J. THOMAS WILEY,
JR. | Management | For | | For | |
| | 2. | PROPOSAL TO APPROVE THE COMPANY'S
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT
OF DIXON HUGHES GOODMAN LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| | XO GROUP INC. |
| | Security | 983772104 | | Meeting Type | Annual |
| | Ticker Symbol | XOXO | | Meeting Date | 28-May-2014 |
| | ISIN | US9837721045 | | Agenda | 933984090 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID LIU | | For | For | |
| | | | 2 | ELIZABETH SCHIMEL | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | APPROVAL OF AN AMENDMENT TO THE
COMPANY'S 2009 STOCK INCENTIVE PLAN
TO INCREASE THE NUMBER OF
AUTHORIZED SHARES. | Management | Against | | Against | |
| | 4. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | WILSHIRE BANCORP, INC. |
| | Security | 97186T108 | | Meeting Type | Annual |
| | Ticker Symbol | WIBC | | Meeting Date | 28-May-2014 |
| | ISIN | US97186T1088 | | Agenda | 933985888 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DONALD BYUN | | For | For | |
| | | | 2 | LAWRENCE JEON | | For | For | |
| | | | 3 | STEVEN KOH | | For | For | |
| | 2. | ADVISORY (NON-BINDING) PROPOSAL TO
APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE BOARD OF DIRECTORS'
SELECTION OF CROWE HORWATH LLP AS
WILSHIRE BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | CONSOLIDATED WATER COMPANY LIMITED |
| | Security | G23773107 | | Meeting Type | Annual |
| | Ticker Symbol | CWCO | | Meeting Date | 28-May-2014 |
| | ISIN | KYG237731073 | | Agenda | 933987488 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CARSON K. EBANKS | | For | For | |
| | | | 2 | RICHARD L. FINLAY | | For | For | |
| | | | 3 | CLARENCE B. FLOWERS, JR | | For | For | |
| | | | 4 | FREDERICK W. MCTAGGART | | For | For | |
| | 2. | AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE SELECTION OF
MARCUM LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014, AT THE
REMUNERATION TO BE DETERMINED BY
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS. | Management | For | | For | |
| | HERITAGE FINANCIAL GROUP INC |
| | Security | 42726X102 | | Meeting Type | Annual |
| | Ticker Symbol | HBOS | | Meeting Date | 28-May-2014 |
| | ISIN | US42726X1028 | | Agenda | 934005047 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOSEPH C. BURGER | | For | For | |
| | | | 2 | CAROL W. SLAPPEY | | For | For | |
| | 2. | THE ADVISORY (NON-BINDING) RESOLUTION
TO APPROVE OUR EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF MAULDIN & JENKINS, LLC AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR HERITAGE
FINANCIAL GROUP, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | SUNOPTA INC. |
| | Security | 8676EP108 | | Meeting Type | Annual |
| | Ticker Symbol | STKL | | Meeting Date | 29-May-2014 |
| | ISIN | CA8676EP1086 | | Agenda | 933980840 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JAY AMATO | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: STEVEN BROMLEY | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL
DETLEFSEN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: PETER FRASER | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: DOUGLAS
GREENE | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: VICTOR HEPBURN | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: KATRINA HOUDE | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JEREMY KENDALL | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: ALAN MURRAY | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: ALLAN ROUTH | Management | For | | For | |
| | 2. | APPOINTMENT OF DELOITTE LLP | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY AT
WHICH THE COMPANY SHOULD ASK FOR AN
ADVISORY VOTE REGARDING THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS | Management | Abstain | | | |
| | THE CHEESECAKE FACTORY INCORPORATED |
| | Security | 163072101 | | Meeting Type | Annual |
| | Ticker Symbol | CAKE | | Meeting Date | 29-May-2014 |
| | ISIN | US1630721017 | | Agenda | 933981119 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A | ELECTION OF DIRECTOR: DAVID OVERTON | Management | For | | For | |
| | 1B | ELECTION OF DIRECTOR: ALEXANDER L.
CAPPELLO | Management | For | | For | |
| | 1C | ELECTION OF DIRECTOR: JEROME I.
KRANSDORF | Management | For | | For | |
| | 1D | ELECTION OF DIRECTOR: LAURENCE B.
MINDEL | Management | For | | For | |
| | 1E | ELECTION OF DIRECTOR: DAVID B.
PITTAWAY | Management | For | | For | |
| | 1F | ELECTION OF DIRECTOR: DOUGLAS L.
SCHMICK | Management | For | | For | |
| | 1G | ELECTION OF DIRECTOR: HERBERT SIMON | Management | For | | For | |
| | 2 | TO APPROVE AN AMENDMENT TO THE 2010
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE BY 230,000 SHARES, FROM
6,550,000 SHARES TO 6,780,000 SHARES. | Management | Against | | Against | |
| | 3 | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2014, ENDING DECEMBER 30, 2014. | Management | For | | For | |
| | 4 | TO APPROVE, BY NON-BINDING VOTE, THE
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | DEXCOM, INC. |
| | Security | 252131107 | | Meeting Type | Annual |
| | Ticker Symbol | DXCM | | Meeting Date | 29-May-2014 |
| | ISIN | US2521311074 | | Agenda | 933981311 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JONATHAN T.
LORD, M.D. | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ERIC TOPOL, M.D. | Management | For | | For | |
| | 2. | TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF OUR BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | NEW ULM TELECOM INC |
| | Security | 649060100 | | Meeting Type | Annual |
| | Ticker Symbol | NULM | | Meeting Date | 29-May-2014 |
| | ISIN | US6490601001 | | Agenda | 933986056 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: DUANE D.
LAMBRECHT | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: COLLEEN R.
SKILLINGS | Management | For | | For | |
| | 2. | TO RATIFY THE SELECTION OF OLSEN
THIELEN & CO., LTD. AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | BEASLEY BROADCAST GROUP, INC. |
| | Security | 074014101 | | Meeting Type | Annual |
| | Ticker Symbol | BBGI | | Meeting Date | 29-May-2014 |
| | ISIN | US0740141017 | | Agenda | 933987705 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | GEORGE G. BEASLEY | | For | For | |
| | | | 2 | BRUCE G. BEASLEY | | For | For | |
| | | | 3 | CAROLINE BEASLEY | | For | For | |
| | | | 4 | BRIAN E. BEASLEY | | For | For | |
| | | | 5 | JOE B. COX | | For | For | |
| | | | 6 | ALLEN B. SHAW | | For | For | |
| | | | 7 | MARK S. FOWLER | | For | For | |
| | | | 8 | HERBERT W. MCCORD | | For | For | |
| | 2 | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | TITAN MACHINERY INC. |
| | Security | 88830R101 | | Meeting Type | Annual |
| | Ticker Symbol | TITN | | Meeting Date | 29-May-2014 |
| | ISIN | US88830R1014 | | Agenda | 934001342 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | TONY CHRISTIANSON | | For | For | |
| | | | 2 | JAMES IRWIN | | For | For | |
| | | | 3 | THEODORE WRIGHT | | For | For | |
| | 2. | AN ADVISORY NON-BINDING VOTE TO
APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | 3. | RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31,
2015 | Management | For | | For | |
| | 4. | APPROVAL OF 2014 EQUITY INCENTIVE
PLAN | Management | For | | For | |
| | ENTRAVISION COMMUNICATIONS CORPORATION |
| | Security | 29382R107 | | Meeting Type | Annual |
| | Ticker Symbol | EVC | | Meeting Date | 29-May-2014 |
| | ISIN | US29382R1077 | | Agenda | 934016951 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WALTER F. ULLOA | | For | For | |
| | | | 2 | PHILIP C. WILKINSON | | For | For | |
| | | | 3 | PAUL A. ZEVNIK | | For | For | |
| | | | 4 | ESTEBAN E. TORRES | | For | For | |
| | | | 5 | GILBERT R. VASQUEZ | | For | For | |
| | | | 6 | JULES G. BUENABENTA | | For | For | |
| | | | 7 | PATRICIA DIAZ DENNIS | | For | For | |
| | | | 8 | J.SALDIVAR VON WUTHENAU | | For | For | |
| | 2. | AMENDMENT OF THE 2004 EQUITY
INCENTIVE PLAN. | Management | Against | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS INDEPENDENT
AUDITOR OF THE COMPANY FOR THE 2014
FISCAL YEAR. | Management | For | | For | |
| | 04 | APPROVAL OF THE ADVISORY (NON-
BINDING) VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | INTERNAP NETWORK SERVICES CORPORATION |
| | Security | 45885A300 | | Meeting Type | Annual |
| | Ticker Symbol | INAP | | Meeting Date | 30-May-2014 |
| | ISIN | US45885A3005 | | Agenda | 933987919 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DANIEL C. STANZIONE | | For | For | |
| | | | 2 | DEBORA J. WILSON | | For | For | |
| | 2. | TO APPROVE THE INTERNAP NETWORK
SERVICES CORPORATION 2014 STOCK
INCENTIVE PLAN. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | 4. | TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION. | Management | For | | For | |
| | HALLMARK FINANCIAL SERVICES, INC. |
| | Security | 40624Q203 | | Meeting Type | Annual |
| | Ticker Symbol | HALL | | Meeting Date | 30-May-2014 |
| | ISIN | US40624Q2030 | | Agenda | 934016519 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARK E. SCHWARZ | | For | For | |
| | | | 2 | SCOTT T. BERLIN | | For | For | |
| | | | 3 | JAMES H. GRAVES | | For | For | |
| | | | 4 | JIM W. HENDERSON | | For | For | |
| | 2. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | CARBONITE, INC. |
| | Security | 141337105 | | Meeting Type | Annual |
| | Ticker Symbol | CARB | | Meeting Date | 02-Jun-2014 |
| | ISIN | US1413371055 | | Agenda | 933987729 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID FRIEND | | For | For | |
| | | | 2 | TODD KRASNOW | | For | For | |
| | | | 3 | JEFFRY FLOWERS | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS CARBONITE, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF CARBONITE, INC.'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | IMAX CORPORATION |
| | Security | 45245E109 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | IMAX | | Meeting Date | 02-Jun-2014 |
| | ISIN | CA45245E1097 | | Agenda | 934002091 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | NEIL S. BRAUN | | For | For | |
| | | | 2 | ERIC A. DEMIRIAN | | For | For | |
| | | | 3 | RICHARD L. GELFOND | | For | For | |
| | | | 4 | GARTH M. GIRVAN | | For | For | |
| | | | 5 | DAVID W. LEEBRON | | For | For | |
| | | | 6 | MICHAEL LYNNE | | For | For | |
| | | | 7 | MICHAEL MACMILLAN | | For | For | |
| | | | 8 | I. MARTIN POMPADUR | | For | For | |
| | | | 9 | MARC A. UTAY | | For | For | |
| | | | 10 | BRADLEY J. WECHSLER | | For | For | |
| | 02 | IN RESPECT OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION. NOTE: VOTING
WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN. | Management | For | | For | |
| | 03 | IN RESPECT OF THE CONFIRMATION OF
CERTAIN AMENDMENTS TO BY-LAW NO. 1
OF THE COMPANY AS OUTLINED IN
APPENDIX "A" TO THE PROXY CIRCULAR
AND PROXY STATEMENT. NOTE: VOTING
WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN. | Management | For | | For | |
| | JMP GROUP, INC. |
| | Security | 46629U107 | | Meeting Type | Annual |
| | Ticker Symbol | JMP | | Meeting Date | 02-Jun-2014 |
| | ISIN | US46629U1079 | | Agenda | 934008841 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOSEPH A. JOLSON | | For | For | |
| | | | 2 | CRAIG R. JOHNSON | | For | For | |
| | | | 3 | CARTER D. MACK | | For | For | |
| | | | 4 | MARK L. LEHMANN | | For | For | |
| | | | 5 | GLENN H. TONGUE | | For | For | |
| | | | 6 | KENNETH M. KARMIN | | For | For | |
| | | | 7 | H. MARK LUNENBURG | | For | For | |
| | | | 8 | DAVID M. DIPIETRO | | For | For | |
| | | | 9 | JONATHAN M. ORSZAG | | For | For | |
| | 2 | AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3 | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | ULTRALIFE CORPORATION |
| | Security | 903899102 | | Meeting Type | Annual |
| | Ticker Symbol | ULBI | | Meeting Date | 03-Jun-2014 |
| | ISIN | US9038991025 | | Agenda | 933992251 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN M. ANDERSON | | For | For | |
| | | | 2 | MICHAEL D. POPIELEC | | For | For | |
| | | | 3 | THOMAS L. SAELI | | For | For | |
| | | | 4 | ROBERT W. SHAW II | | For | For | |
| | | | 5 | RANJIT C. SINGH | | For | For | |
| | | | 6 | BRADFORD T. WHITMORE | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF BONADIO &
CO., LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE A NEW LONG-TERM INCENTIVE
PLAN AS THE SUCCESSOR PLAN TO THE
EXISTING RESTATED 2004 LONG-TERM
INCENTIVE PLAN, AS AMENDED, WHICH
EXPIRES ON JUNE 10, 2014. | Management | Against | | Against | |
| | MOSYS, INC. |
| | Security | 619718109 | | Meeting Type | Annual |
| | Ticker Symbol | MOSY | | Meeting Date | 03-Jun-2014 |
| | ISIN | US6197181091 | | Agenda | 934010276 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | TOMMY ENG | | For | For | |
| | | | 2 | CHI-PING HSU | | For | For | |
| | | | 3 | STEPHEN L. DOMENIK | | For | For | |
| | | | 4 | VICTOR K. LEE | | For | For | |
| | | | 5 | LEONARD PERHAM | | For | For | |
| | 2. | THE RATIFICATION OF THE APPOINTMENT
OF BURR PILGER MAYER, INC. AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE (NONBINDING) TO
APPROVE 2013 EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF THE AMENDMENT OF THE
2010 EQUITY INCENTIVE PLAN TO INCREASE
THE AVAILABLE SHARE RESERVE BY
1,500,000 SHARES AND APPROVE THE
MATERIAL TERMS OF THE 2010 EQUITY
INCENTIVE PLAN FOR PURPOSES OF
INTERNAL REVENUE CODE SECTION 162(M). | Management | Against | | Against | |
| | 5. | TO ACT UPON ALL OTHER BUSINESS THAT
MAY PROPERLY COME BEFORE THE
ANNUAL MEETING OF STOCKHOLDERS. | Management | For | | For | |
| | TGC INDUSTRIES, INC. |
| | Security | 872417308 | | Meeting Type | Annual |
| | Ticker Symbol | TGE | | Meeting Date | 03-Jun-2014 |
| | ISIN | US8724173088 | | Agenda | 934012016 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WAYNE A. WHITENER | | For | For | |
| | | | 2 | WILLIAM J. BARRETT | | For | For | |
| | | | 3 | HERBERT M. GARDNER | | For | For | |
| | | | 4 | ALLEN T. MCINNES | | For | For | |
| | | | 5 | EDWARD L. FLYNN | | For | For | |
| | | | 6 | STEPHANIE P. HURTT | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF SELECTION OF LANE
GORMAN TRUBITT, PLLC AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | AMERICAN RAILCAR INDUSTRIES, INC. |
| | Security | 02916P103 | | Meeting Type | Annual |
| | Ticker Symbol | ARII | | Meeting Date | 03-Jun-2014 |
| | ISIN | US02916P1030 | | Agenda | 934029883 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: CARL C. ICAHN | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: JAMES C.
PONTIOUS | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: J. MIKE LAISURE | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: HAROLD FIRST | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: HUNTER GARY | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: SUNGHWAN CHO | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: ANDREW
ROBERTO | Management | For | | For | |
| | 2. | TO APPROVE THE ADVISORY VOTE
REGARDING EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | THE BOSTON BEER COMPANY, INC. |
| | Security | 100557107 | | Meeting Type | Annual |
| | Ticker Symbol | SAM | | Meeting Date | 04-Jun-2014 |
| | ISIN | US1005571070 | | Agenda | 933989735 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID A. BURWICK | | For | For | |
| | | | 2 | PEARSON C. CUMMIN, III | | For | For | |
| | | | 3 | JEAN-MICHEL VALETTE | | For | For | |
| | 2. | TO APPROVE, BY NON-BINDING ADVISORY
VOTE, OUR EXECUTIVE OFFICERS'
COMPENSATION. | Management | Abstain | | Against | |
| | EDGEWATER TECHNOLOGY, INC. |
| | Security | 280358102 | | Meeting Type | Annual |
| | Ticker Symbol | EDGW | | Meeting Date | 04-Jun-2014 |
| | ISIN | US2803581022 | | Agenda | 933990738 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SHIRLEY SINGLETON | | For | For | |
| | | | 2 | WAYNE WILSON | | For | For | |
| | | | 3 | PAUL E. FLYNN | | For | For | |
| | | | 4 | PAUL GUZZI | | For | For | |
| | | | 5 | NANCY L. LEAMING | | For | For | |
| | | | 6 | MICHAEL R. LOEB | | For | For | |
| | 2. | SAY ON PAY - AN ADVISORY VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF BDO USA,
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY. | Management | For | | For | |
| | NEW YORK COMMUNITY BANCORP, INC. |
| | Security | 649445103 | | Meeting Type | Annual |
| | Ticker Symbol | NYCB | | Meeting Date | 04-Jun-2014 |
| | ISIN | US6494451031 | | Agenda | 933991970 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: DOMINICK CIAMPA | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MAX L.
KUPFERBERG | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: SPIROS J.
VOUTSINAS | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ROBERT WANN | Management | For | | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEW YORK
COMMUNITY BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE, AN
ADVISORY PROPOSAL ON COMPENSATION
FOR CERTAIN OF OUR EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | AMERICAN AIRLINES GROUP, INC. |
| | Security | 02376R102 | | Meeting Type | Annual |
| | Ticker Symbol | AAL | | Meeting Date | 04-Jun-2014 |
| | ISIN | US02376R1023 | | Agenda | 933997629 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JAMES F.
ALBAUGH | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JEFFREY D.
BENJAMIN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL J.
EMBLER | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: MATTHEW J. HART | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ALBERTO
IBARGUEN | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: RICHARD C.
KRAEMER | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DENISE M.
O'LEARY | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: W. DOUGLAS
PARKER | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: RAY M. ROBINSON | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: RICHARD P.
SCHIFTER | Management | For | | For | |
| | 2. | A PROPOSAL TO RATIFY THE APPOINTMENT
OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | A PROPOSAL TO CONSIDER AND APPROVE,
ON A NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF AMERICAN AIRLINES
GROUP INC.'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | SINCLAIR BROADCAST GROUP, INC. |
| | Security | 829226109 | | Meeting Type | Annual |
| | Ticker Symbol | SBGI | | Meeting Date | 05-Jun-2014 |
| | ISIN | US8292261091 | | Agenda | 933989747 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID D. SMITH | | For | For | |
| | | | 2 | FREDERICK G. SMITH | | For | For | |
| | | | 3 | J. DUNCAN SMITH | | For | For | |
| | | | 4 | ROBERT E. SMITH | | For | For | |
| | | | 5 | LAWRENCE E. MCCANNA | | For | For | |
| | | | 6 | DANIEL C. KEITH | | For | For | |
| | | | 7 | MARTIN R. LEADER | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | NON-BINDING ADVISORY VOTE ON OUR
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | CANTERBURY PARK HOLDING CORPORATION |
| | Security | 13811E101 | | Meeting Type | Annual |
| | Ticker Symbol | CPHC | | Meeting Date | 05-Jun-2014 |
| | ISIN | US13811E1010 | | Agenda | 933994356 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PATRICK R. CRUZEN | | For | For | |
| | | | 2 | BURTON F. DAHLBERG | | For | For | |
| | | | 3 | CARIN J. OFFERMAN | | For | For | |
| | | | 4 | CURTIS A. SAMPSON | | For | For | |
| | | | 5 | RANDALL D. SAMPSON | | For | For | |
| | | | 6 | DALE H. SCHENIAN | | For | For | |
| | AMBASE CORPORATION |
| | Security | 023164106 | | Meeting Type | Annual |
| | Ticker Symbol | ABCP | | Meeting Date | 05-Jun-2014 |
| | ISIN | US0231641061 | | Agenda | 933995550 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD A. BIANCO | | For | For | |
| | | | 2 | KENNETH M. SCHMIDT | | For | For | |
| | 2. | APPROVAL OF THE APPOINTMENT OF
MARCUM LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CALENDAR
YEAR 2014. | Management | For | | For | |
| | 3. | APPROVAL ON A NON-BINDING BASIS OF A
RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS SUCH
COMPENSATION IS DESCRIBED UNDER THE
"COMPENSATION NARRATIVE" AND
"EXECUTIVE COMPENSATION" SECTIONS OF
THE COMPANY'S 2014 PROXY STATEMENT. | Management | Abstain | | Against | |
| | BIG 5 SPORTING GOODS CORPORATION |
| | Security | 08915P101 | | Meeting Type | Annual |
| | Ticker Symbol | BGFV | | Meeting Date | 05-Jun-2014 |
| | ISIN | US08915P1012 | | Agenda | 934010199 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JENNIFER H. DUNBAR | | For | For | |
| | | | 2 | STEVEN G. MILLER | | For | For | |
| | 2. | APPROVAL OF THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF APPOINTMENT OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2014. | Management | For | | For | |
| | ICF INTERNATIONAL, INC. |
| | Security | 44925C103 | | Meeting Type | Annual |
| | Ticker Symbol | ICFI | | Meeting Date | 06-Jun-2014 |
| | ISIN | US44925C1036 | | Agenda | 933992326 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | EDWARD H. BERSOFF | | For | For | |
| | | | 2 | SUDHAKAR KESAVAN | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | APPROVE, BY NON-BINDING VOTE, THE
COMPANY'S OVERALL PAY-FOR-
PERFORMANCE EXECUTIVE
COMPENSATION PROGRAM, AS DESCRIBED
IN THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES
AND THE RELATED NARRATIVES AND
OTHER MATERIALS IN THE PROXY
STATEMENT. | Management | Abstain | | Against | |
| | MEDALLION FINANCIAL CORP. |
| | Security | 583928106 | | Meeting Type | Annual |
| | Ticker Symbol | TAXI | | Meeting Date | 06-Jun-2014 |
| | ISIN | US5839281061 | | Agenda | 934006974 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | HENRY L. AARON | | For | For | |
| | | | 2 | HENRY D. JACKSON | | For | For | |
| | | | 3 | ALVIN MURSTEIN | | For | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF WEISERMAZARS LLP AS MEDALLION
FINANCIAL CORP.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE A NON-BINDING
ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | NORDION INC. |
| | Security | 65563C105 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | NDZ | | Meeting Date | 06-Jun-2014 |
| | ISIN | CA65563C1059 | | Agenda | 934008156 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | THE SPECIAL RESOLUTION (THE
"ARRANGEMENT RESOLUTION"), THE FULL
TEXT OF WHICH IS SET FORTH IN APPENDIX
"B" TO THE CIRCULAR, APPROVING AN
ARRANGEMENT PURSUANT TO SECTION 192
OF THE CANADA BUSINESS CORPORATIONS
ACT TO EFFECT, AMONG OTHER THINGS,
THE EFFECTIVE ACQUISITION BY THE
PURCHASER OF ALL THE OUTSTANDING
COMMON SHARES OF NORDION INC., ALL AS
MORE PARTICULARLY DESCRIBED IN THE
CIRCULAR. | Management | For | | For | |
| | 02 | DIRECTOR | Management | | | | |
| | | | 1 | W. D. ANDERSON | | For | For | |
| | | | 2 | J. BROWN | | For | For | |
| | | | 3 | W. G. DEMPSEY | | For | For | |
| | | | 4 | S. MURPHY | | For | For | |
| | | | 5 | K. NEWPORT | | For | For | |
| | | | 6 | A. OLUKOTUN | | For | For | |
| | | | 7 | S. M. WEST | | For | For | |
| | | | 8 | J. WOODRUFF | | For | For | |
| | 03 | APPOINTMENT OF ERNST & YOUNG LLP AS
AUDITORS, AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | | For | |
| | NEOGENOMICS INC. |
| | Security | 64049M209 | | Meeting Type | Annual |
| | Ticker Symbol | NEO | | Meeting Date | 06-Jun-2014 |
| | ISIN | US64049M2098 | | Agenda | 934016571 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DOUGLAS M. VANOORT | | For | For | |
| | | | 2 | STEVEN C. JONES | | For | For | |
| | | | 3 | MICHAEL T. DENT, M.D. | | For | For | |
| | | | 4 | KEVIN C. JOHNSON | | For | For | |
| | | | 5 | RAYMOND R. HIPP | | For | For | |
| | | | 6 | WILLIAM J. ROBISON | | For | For | |
| | PULSE ELECTRONICS CORP |
| | Security | 74586W205 | | Meeting Type | Annual |
| | Ticker Symbol | PULS | | Meeting Date | 06-Jun-2014 |
| | ISIN | US74586W2052 | | Agenda | 934016583 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN G. CRANE | | For | For | |
| | | | 2 | RALPH E. FAISON | | For | For | |
| | | | 3 | DAVID W. HEINZMANN | | For | For | |
| | | | 4 | JOHN E. MAJOR | | For | For | |
| | | | 5 | GARY E. SUTTON | | For | For | |
| | | | 6 | ROBERT E. SWITZ | | For | For | |
| | | | 7 | KAJ VAZALES | | For | For | |
| | 2. | RATIFY THE SELECTION OF GRANT
THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| | 3. | APPROVE AN AMENDMENT OF THE 2012
OMNIBUS INCENTIVE COMPENSATION PLAN
TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK ISSUABLE TO ANY
PERSON IN A CALENDAR YEAR UNDER
SUCH PLAN | Management | For | | For | |
| | 4. | APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | TRINITY BIOTECH PLC |
| | Security | 896438306 | | Meeting Type | Annual |
| | Ticker Symbol | TRIB | | Meeting Date | 06-Jun-2014 |
| | ISIN | US8964383066 | | Agenda | 934018688 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | O1. | TO RECEIVE AND CONSIDER THE FINANCIAL
STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2013 TOGETHER WITH THE
REPORTS OF THE DIRECTORS' AND
AUDITOR'S THEREIN. | Management | For | | For | |
| | O2. | TO RE-ELECT AS A DIRECTOR MR. PETER
COYNE WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, OFFERS HIMSELF FOR RE-
ELECTION. | Management | For | | For | |
| | O3. | TO AUTHORISE THE BOARD OF DIRECTORS
TO FIX THE AUDITOR'S REMUNERATION. | Management | For | | For | |
| | O4. | THAT A FINAL DIVIDEND BE AND IS HEREBY
DECLARED IN RESPECT OF THE FINANCIAL
YEAR ENDED 31 DECEMBER 2013 AND SUCH
DIVIDEND IS TO BE PAID AT THE RATE OF
US$0.055 PER "A" ORDINARY SHARE (BEING
THE EQUIVALENT OF US$0.22 PER ADS) TO
THE HOLDERS OF "A" ORDINARY SHARES
ON THE REGISTER OF MEMBERS AT CLOSE
OF BUSINESS ON 10 JUNE 2014. | Management | For | | For | |
| | S5. | THAT THE COMPANY AND/OR A SUBSIDIARY
OF THE COMPANY BE GENERALLY
AUTHORISED TO MAKE ONE OR MORE
OVERSEAS MARKET PURCHASES ON THE
NATIONAL ASSOCIATION OF SECURITIES
DEALERS AUTOMATED QUOTATION MARKET
(NASDAQ), OF "A" ORDINARY SHARES OF
US$0.0109 EACH ("SHARE(S)"),
(REPRESENTED BY AMERICAN DEPOSITARY
SHARES ("ADS")), ON SUCH TERMS AND
CONDITIONS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY MATERIAL. | Management | For | | For | |
| | S6. | THAT, SUBJECT TO THE PASSING OF
RESOLUTION 5 ABOVE AND TO THE
PROVISIONS OF THE COMPANIES ACT 1990
(AS AMENDED), FOR THE PURPOSES OF
SECTION 209 OF THE COMPANIES ACT 1990,
THE RE-ISSUE PRICE RANGE AT WHICH A
TREASURY SHARE (AS DEFINED BY THE
SAID SECTION 209) FOR THE TIME BEING
HELD BY THE COMPANY MAY BE RE-ISSUED
OFF-MARKET, ALL AS MORE FULLY
DESCRIBED IN THE PROXY MATERIAL. | Management | For | | For | |
| | LAYNE CHRISTENSEN COMPANY |
| | Security | 521050104 | | Meeting Type | Annual |
| | Ticker Symbol | LAYN | | Meeting Date | 06-Jun-2014 |
| | ISIN | US5210501046 | | Agenda | 934020784 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | DAVID A.B. BROWN | | For | For | |
| | | | 2 | J. SAMUEL BUTLER | | For | For | |
| | | | 3 | ROBERT R. GILMORE | | For | For | |
| | | | 4 | JOHN T. NESSER III | | For | For | |
| | | | 5 | NELSON OBUS | | For | For | |
| | | | 6 | RENE J. ROBICHAUD | | For | For | |
| | 2 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3 | PROPOSAL TO AMEND AND RESTATE THE
COMPANY'S CERTIFICATE OF
INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF THE
COMPANY'S COMMON STOCK BY 30,000,000
SHARES AND DELETE OBSOLETE
PROVISIONS. | Management | For | | For | |
| | 4 | PROPOSAL TO AMEND THE COMPANY'S
2006 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE 2006 EQUITY
INCENTIVE PLAN, AUTHORIZE THE
ISSUANCE OF A NEW FORM OF AWARD AND
EXTEND THE EXPIRATION DATE OF THE
2006 EQUITY INCENTIVE PLAN TO JUNE 6,
2024. | Management | Against | | Against | |
| | 5 | PROPOSAL TO RATIFY THE SELECTION OF
THE ACCOUNTING FIRM OF DELOITTE &
TOUCHE LLP AS LAYNE CHRISTENSEN'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 31, 2015. | Management | For | | For | |
| | ICU MEDICAL, INC. |
| | Security | 44930G107 | | Meeting Type | Annual |
| | Ticker Symbol | ICUI | | Meeting Date | 09-Jun-2014 |
| | ISIN | US44930G1076 | | Agenda | 934009362 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE AN AMENDMENT TO THE
COMPANY'S CERTIFICATE OF
INCORPORATION TO PHASE OUT THE
COMPANY'S CLASSIFIED BOARD OF
DIRECTORS. | Management | For | | For | |
| | 2. | TO APPROVE AN AMENDMENT AND
RESTATEMENT OF THE COMPANY'S
CERTIFICATE OF INCORPORATION TO
UPDATE IT AND INTEGRATE PRIOR
AMENDMENTS INTO A SINGLE DOCUMENT. | Management | For | | For | |
| | 3. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN J. CONNORS | | For | For | |
| | | | 2 | JOSEPH R. SAUCEDO | | For | For | |
| | 4. | TO APPROVE THE AMENDMENT AND
RESTATEMENT OF THE 2011 STOCK
INCENTIVE PLAN. | Management | Against | | Against | |
| | 5. | TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS AUDITORS FOR THE
COMPANY. | Management | For | | For | |
| | 6. | TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION ON AN ADVISORY BASIS. | Management | Abstain | | Against | |
| | DULUTH METALS LIMITED |
| | Security | 26443R100 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | DULMF | | Meeting Date | 09-Jun-2014 |
| | ISIN | CA26443R1001 | | Agenda | 934011278 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | CHRISTOPHER C. DUNDAS | | For | For | |
| | | | 2 | ALAR SOEVER | | For | For | |
| | | | 3 | JAMES J. JACKSON | | For | For | |
| | | | 4 | BARRY D. SIMMONS | | For | For | |
| | | | 5 | THOMAS PUGSLEY | | For | For | |
| | | | 6 | MARK D. COWAN | | For | For | |
| | | | 7 | JOHN SATTLER | | For | For | |
| | 02 | THE APPOINTMENT OF AUDITORS AND THE
AUTHORIZATION OF THE DIRECTORS TO FIX
THE AUDITORS' REMUNERATION AS SET
FORTH IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR. | Management | For | | For | |
| | 03 | TO APPROVE, RATIFY AND CONFIRM THE
CORPORATION'S STOCK OPTION PLAN (THE
"PLAN"), ANY GRANTS MADE THEREUNDER
AND ALL UNALLOCATED OPTIONS, RIGHTS
AND OTHER ENTITLEMENTS UNDER THE
PLAN. | Management | For | | For | |
| | GSE SYSTEMS, INC. |
| | Security | 36227K106 | | Meeting Type | Annual |
| | Ticker Symbol | GVP | | Meeting Date | 10-Jun-2014 |
| | ISIN | US36227K1060 | | Agenda | 934001948 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SHELDON L. GLASHOW | | For | For | |
| | | | 2 | ROGER L. HAGENGRUBER | | For | For | |
| | 2 | TO VOTE ON A NON-BINDING RESOLUTION
TO APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3 | TO RATIFY THE APPOINTMENT OF BDO USA
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE CURRENT FISCAL
YEAR. | Management | For | | For | |
| | 4 | TO APPROVE THE COMPANY'S 1995 LONG-
TERM INCENTIVE PLAN (AS AMENDED AND
RESTATED EFFECTIVE MARCH 6, 2014). | Management | Against | | Against | |
| | KAR AUCTION SERVICES INC |
| | Security | 48238T109 | | Meeting Type | Annual |
| | Ticker Symbol | KAR | | Meeting Date | 10-Jun-2014 |
| | ISIN | US48238T1097 | | Agenda | 934005059 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RYAN M. BIRTWELL | | For | For | |
| | | | 2 | BRIAN T. CLINGEN | | For | For | |
| | | | 3 | DONNA R. ECTON | | For | For | |
| | | | 4 | PETER R. FORMANEK | | For | For | |
| | | | 5 | JAMES P. HALLETT | | For | For | |
| | | | 6 | MARK E. HILL | | For | For | |
| | | | 7 | LYNN JOLLIFFE | | For | For | |
| | | | 8 | MICHAEL T. KESTNER | | For | For | |
| | | | 9 | JOHN P. LARSON | | For | For | |
| | | | 10 | STEPHEN E. SMITH | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE AMENDMENT AND
RESTATEMENT OF THE KAR AUCTION
SERVICES, INC. 2009 OMNIBUS STOCK AND
INCENTIVE PLAN. | Management | Against | | Against | |
| | 4. | TO RATIFY THE AUDIT COMMITTEE'S
APPOINTMENT OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | CADIZ INC. |
| | Security | 127537207 | | Meeting Type | Annual |
| | Ticker Symbol | CDZI | | Meeting Date | 10-Jun-2014 |
| | ISIN | US1275372076 | | Agenda | 934013955 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | KEITH BRACKPOOL | | For | For | |
| | | | 2 | STEPHEN E. COURTER | | For | For | |
| | | | 3 | GEOFFREY GRANT | | For | For | |
| | | | 4 | WINSTON HICKOX | | For | For | |
| | | | 5 | MURRAY H. HUTCHISON | | For | For | |
| | | | 6 | RAYMOND J. PACINI | | For | For | |
| | | | 7 | BRYANT R. RILEY | | For | For | |
| | | | 8 | TIMOTHY J. SHAHEEN | | For | For | |
| | | | 9 | SCOTT S. SLATER | | For | For | |
| | 2. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR. | Management | For | | For | |
| | 3. | APPROVAL OF THE 2014 EQUITY INCENTIVE
PLAN. | Management | For | | For | |
| | 4. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
PROXY MATERIALS. | Management | Abstain | | Against | |
| | AARON'S INC. |
| | Security | 002535300 | | Meeting Type | Annual |
| | Ticker Symbol | AAN | | Meeting Date | 10-Jun-2014 |
| | ISIN | US0025353006 | | Agenda | 934027360 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1) | AN AMENDMENT TO AARON'S BYLAWS TO
DECLASSIFY THE BOARD OF DIRECTORS OF
AARON'S | Management | For | | For | |
| | 2) | DIRECTOR | Management | | | | |
| | | | 1 | RAY M. ROBINSON | | For | For | |
| | | | 2 | RONALD W. ALLEN | | For | For | |
| | | | 3 | BRIAN R. KAHN | | For | For | |
| | 3) | A NON-BINDING RESOLUTION TO APPROVE
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | TREE.COM, INC. |
| | Security | 894675107 | | Meeting Type | Annual |
| | Ticker Symbol | TREE | | Meeting Date | 11-Jun-2014 |
| | ISIN | US8946751075 | | Agenda | 933996134 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | NEAL DERMER | | For | For | |
| | | | 2 | PETER HORAN | | For | For | |
| | | | 3 | W. MAC LACKEY | | For | For | |
| | | | 4 | DOUGLAS LEBDA | | For | For | |
| | | | 5 | JOSEPH LEVIN | | For | For | |
| | | | 6 | STEVEN OZONIAN | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014
FISCAL YEAR. | Management | For | | For | |
| | 3. | APPROVAL OF AN AMENDMENT AND
RESTATEMENT OF THE THIRD AMENDED
AND RESTATED TREE.COM 2008 STOCK AND
ANNUAL INCENTIVE PLAN. | Management | Against | | Against | |
| | 4. | APPROVAL OF THE ADVISORY (NON-
BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | CALLIDUS SOFTWARE INC. |
| | Security | 13123E500 | | Meeting Type | Annual |
| | Ticker Symbol | CALD | | Meeting Date | 11-Jun-2014 |
| | ISIN | US13123E5006 | | Agenda | 933998924 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: WILLIAM B. BINCH | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: KEVIN M.
KLAUSMEYER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MICHELE VION | Management | For | | For | |
| | 2. | TO APPROVE OUR AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE
PLAN. | Management | For | | For | |
| | 3. | TO HOLD AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | THE PEP BOYS - MANNY, MOE & JACK |
| | Security | 713278109 | | Meeting Type | Annual |
| | Ticker Symbol | PBY | | Meeting Date | 11-Jun-2014 |
| | ISIN | US7132781094 | | Agenda | 934000148 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JANE SCACCETTI | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JOHN T.
SWEETWOOD | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: M. SHAN ATKINS | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ROBERT H. HOTZ | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JAMES A.
MITAROTONDA | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: NICK WHITE | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: MICHAEL R.
ODELL | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: ROBERT
ROSENBLATT | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: ANDREA M. WEISS | Management | For | | For | |
| | 2. | AN ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 4. | THE RE-APPROVAL OF OUR ANNUAL
INCENTIVE BONUS PLAN... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL) | Management | For | | For | |
| | 5. | THE AMENDMENT AND RESTATEMENT OF
OUR STOCK INCENTIVE PLAN TO EXTEND
ITS TERM THROUGH DECEMBER 31, 2019
AND TO PROVIDE AN ADDITIONAL 2,000,000
SHARES AVAILABLE FOR AWARD
ISSUANCES THEREUNDER | Management | For | | For | |
| | AMERICAN DG ENERGY INC. |
| | Security | 025398108 | | Meeting Type | Annual |
| | Ticker Symbol | ADGE | | Meeting Date | 11-Jun-2014 |
| | ISIN | US0253981080 | | Agenda | 934007560 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | CHARLES T. MAXWELL | | For | For | |
| | | | 2 | JOHN N. HATSOPOULOS | | For | For | |
| | | | 3 | FRANCIS A. MLYNARCZYK | | For | For | |
| | | | 4 | DEANNA M. PETERSEN | | For | For | |
| | | | 5 | CHRISTINE M. KLASKIN | | For | For | |
| | | | 6 | JOHN ROWE | | For | For | |
| | | | 7 | JOAN GIACINTI | | For | For | |
| | 2 | TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF OUR BOARD OF DIRECTORS
OF THE FIRM OF MCGLADREY LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3 | TO APPROVE AN AMENDMENT TO THE
COMPANY'S 2005 STOCK OPTION PLAN TO
INCREASE THE SHARES AUTHORIZED TO BE
ISSUED FROM 5,000,000 TO 8,000,000. | Management | Against | | Against | |
| | STAMPS.COM INC. |
| | Security | 852857200 | | Meeting Type | Annual |
| | Ticker Symbol | STMP | | Meeting Date | 11-Jun-2014 |
| | ISIN | US8528572006 | | Agenda | 934010175 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | KENNETH MCBRIDE | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR 2014. | Management | For | | For | |
| | MCGRATH RENTCORP |
| | Security | 580589109 | | Meeting Type | Annual |
| | Ticker Symbol | MGRC | | Meeting Date | 11-Jun-2014 |
| | ISIN | US5805891091 | | Agenda | 934013880 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM J. DAWSON | | For | For | |
| | | | 2 | ELIZABETH A. FETTER | | For | For | |
| | | | 3 | ROBERT C. HOOD | | For | For | |
| | | | 4 | DENNIS C. KAKURES | | For | For | |
| | | | 5 | M. RICHARD SMITH | | For | For | |
| | | | 6 | DENNIS P. STRADFORD | | For | For | |
| | | | 7 | RONALD H. ZECH | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS THE INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | TO HOLD A NON-BINDING, ADVISORY VOTE
TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | COMMUNICATIONS SYSTEMS INC. |
| | Security | 203900105 | | Meeting Type | Annual |
| | Ticker Symbol | JCS | | Meeting Date | 12-Jun-2014 |
| | ISIN | US2039001050 | | Agenda | 933995118 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO AMEND THE COMPANY'S ARTICLES OF
INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS BY ELIMINATING 3
CLASSES OF DIRECTORS TO PROVIDE FOR
THE ANNUAL ELECTION OF ALL DIRECTORS
BEGINNING AT THE 2014 ANNUAL MEETING
OF SHAREHOLDERS ("PROPOSAL NO. 1") | Management | For | | For | |
| | 2. | DIRECTOR | Management | | | | |
| | | | 1 | LUELLA G. GOLDBERG* | | For | For | |
| | | | 2 | ROGER H.D. LACEY* | | For | For | |
| | | | 3 | GERALD D. PINT* | | For | For | |
| | | | 4 | RICHARD A. PRIMUTH* | | For | For | |
| | | | 5 | CURTIS A. SAMPSON* | | For | For | |
| | | | 6 | RANDALL D. SAMPSON* | | For | For | |
| | | | 7 | LUELLA G. GOLDBERG# | | For | For | |
| | | | 8 | RANDALL D. SAMPSON# | | For | For | |
| | 4. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2014 | Management | For | | For | |
| | OPKO HEALTH, INC. |
| | Security | 68375N103 | | Meeting Type | Annual |
| | Ticker Symbol | OPK | | Meeting Date | 12-Jun-2014 |
| | ISIN | US68375N1037 | | Agenda | 933997100 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PHILLIP FROST, M.D. | | For | For | |
| | | | 2 | JANE H. HSIAO, PHD, MBA | | For | For | |
| | | | 3 | STEVEN D. RUBIN | | For | For | |
| | | | 4 | ROBERT A. BARON | | For | For | |
| | | | 5 | THOMAS E. BEIER | | For | For | |
| | | | 6 | DMITRY KOLOSOV | | For | For | |
| | | | 7 | RICHARD A. LERNER, M.D. | | For | For | |
| | | | 8 | JOHN A. PAGANELLI | | For | For | |
| | | | 9 | R.C. PFENNIGER, JR. | | For | For | |
| | | | 10 | A. LIN-TSING YU, MD PHD | | For | For | |
| | 2. | A NON-BINDING ADVISORY VOTE TO
APPROVE THE COMPENSATION PAID TO
NAMED EXECUTIVE OFFICERS OF THE
COMPANY ("SAY ON PAY"). | Management | Abstain | | Against | |
| | DAKOTA PLAINS HOLDINGS, INC. |
| | Security | 234255107 | | Meeting Type | Annual |
| | Ticker Symbol | DAKP | | Meeting Date | 12-Jun-2014 |
| | ISIN | US2342551072 | | Agenda | 933999837 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GARY L. ALVORD | | For | For | |
| | | | 2 | GABRIEL G. CLAYPOOL | | For | For | |
| | | | 3 | PAUL M. COWNIE | | For | For | |
| | | | 4 | DAVID J. FELLON | | For | For | |
| | | | 5 | CRAIG M. MCKENZIE | | For | For | |
| | | | 6 | TERRY H. RUST | | For | For | |
| | 2 | ADOPT THE 2014 OMNIBUS INCENTIVE PLAN. | Management | For | | For | |
| | 3 | RATIFY THE APPOINTMENT OF BDO USA,
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014
FISCAL YEAR. | Management | For | | For | |
| | LIFEWAY FOODS, INC. |
| | Security | 531914109 | | Meeting Type | Annual |
| | Ticker Symbol | LWAY | | Meeting Date | 12-Jun-2014 |
| | ISIN | US5319141090 | | Agenda | 934005833 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LUDMILA SMOLYANSKY | | For | For | |
| | | | 2 | JULIE SMOLYANSKY | | For | For | |
| | | | 3 | POL SIKAR | | For | For | |
| | | | 4 | RENZO BERNARDI | | For | For | |
| | | | 5 | GUSTAVO CARLOS VALLE | | For | For | |
| | | | 6 | PAUL LEE | | For | For | |
| | | | 7 | JASON SCHER | | For | For | |
| | 2 | THE RATIFICATION OF THE APPOINTMENT
OF PLANTE & MORAN, PLLC, AS
INDEPENDENT AUDITORS FOR THE NEXT
FISCAL YEAR. | Management | For | | For | |
| | PARK-OHIO HOLDINGS CORP. |
| | Security | 700666100 | | Meeting Type | Annual |
| | Ticker Symbol | PKOH | | Meeting Date | 12-Jun-2014 |
| | ISIN | US7006661000 | | Agenda | 934011963 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | KEVIN R. GREENE | | For | For | |
| | | | 2 | A. MALACHI MIXON III | | For | For | |
| | | | 3 | DAN T. MOORE III | | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF ERNST
& YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | For | | For | |
| | HC2 HLDGS INC. |
| | Security | 74443P104 | | Meeting Type | Annual |
| | Ticker Symbol | | | Meeting Date | 12-Jun-2014 |
| | ISIN | | | Agenda | 934015252 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT M. PONS | | For | For | |
| | | | 2 | WAYNE BARR, JR. | | For | For | |
| | | | 3 | PHILIP FALCONE | | For | For | |
| | 02 | TO APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-
K (ALSO KNOWN AS A "SAY ON PAY" VOTE). | Management | Abstain | | Against | |
| | 03 | TO APPROVE THE HC2 HOLDINGS, INC. 2014
OMNIBUS EQUITY AWARD PLAN. | Management | Against | | Against | |
| | 04 | TO APPROVE AN AMENDMENT OF OUR
SECOND AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION (THE
"CERTIFICATE OF INCORPORATION") TO
RENOUNCE THE COMPANY'S EXPECTANCY
REGARDING CERTAIN CORPORATE
OPPORTUNITIES AND CLARIFY THE DUTY
OF LOYALTY OF CERTAIN OVERLAP
PERSONS REGARDING CORPORATE
OPPORTUNITIES. | Management | Abstain | | Against | |
| | 05 | TO APPROVE AN AMENDMENT OF OUR
CERTIFICATE OF INCORPORATION TO
ELIMINATE THE RESTRICTION ON ISSUANCE
OF NONVOTING EQUITY SECURITIES. | Management | Against | | Against | |
| | GASTAR EXPLORATION INC. |
| | Security | 36729W202 | | Meeting Type | Annual |
| | Ticker Symbol | GST | | Meeting Date | 12-Jun-2014 |
| | ISIN | US36729W2026 | | Agenda | 934019666 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN H. CASSELS | | For | For | |
| | | | 2 | RANDOLPH C. COLEY | | For | For | |
| | | | 3 | ROBERT D. PENNER | | For | For | |
| | | | 4 | J. RUSSELL PORTER | | For | For | |
| | | | 5 | JOHN M. SELSER SR. | | For | For | |
| | 2. | RATIFY THE APPOINTMENT OF BDO USA,
LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | APPROVE ON A NON-BINDING ADVISORY
BASIS THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 4. | APPROVE THE AMENDED AND RESTATED
LONG-TERM INCENTIVE PLAN. | Management | Against | | Against | |
| | PENDRELL CORP |
| | Security | 70686R104 | | Meeting Type | Annual |
| | Ticker Symbol | PCO | | Meeting Date | 13-Jun-2014 |
| | ISIN | US70686R1041 | | Agenda | 934022360 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD P. EMERSON | | For | For | |
| | | | 2 | NICOLAS KAUSER | | For | For | |
| | | | 3 | CRAIG O. MCCAW | | For | For | |
| | | | 4 | LEE E. MIKLES | | For | For | |
| | | | 5 | R. GERARD SALEMME | | For | For | |
| | | | 6 | STUART M. SLOAN | | For | For | |
| | | | 7 | H. BRIAN THOMPSON | | For | For | |
| | | | 8 | BENJAMIN G. WOLFF | | For | For | |
| | 2. | APPROVAL OF AN ADVISORY (NON-BINDING)
RESOLUTION ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | ATLANTIC TELE-NETWORK, INC. |
| | Security | 049079205 | | Meeting Type | Annual |
| | Ticker Symbol | ATNI | | Meeting Date | 17-Jun-2014 |
| | ISIN | US0490792050 | | Agenda | 933999306 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARTIN L. BUDD | | For | For | |
| | | | 2 | MICHAEL T. FLYNN | | For | For | |
| | | | 3 | LIANE J. PELLETIER | | For | For | |
| | | | 4 | CORNELIUS B. PRIOR, JR. | | For | For | |
| | | | 5 | MICHAEL T. PRIOR | | For | For | |
| | | | 6 | CHARLES J. ROESSLEIN | | For | For | |
| | 2. | TO APPROVE, BY ADVISORY VOTE,
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR FOR 2014. | Management | For | | For | |
| | KRISPY KREME DOUGHNUTS, INC. |
| | Security | 501014104 | | Meeting Type | Annual |
| | Ticker Symbol | KKD | | Meeting Date | 17-Jun-2014 |
| | ISIN | US5010141043 | | Agenda | 934003106 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | C. STEPHEN LYNN | | For | For | |
| | | | 2 | MICHAEL H. SUTTON | | For | For | |
| | | | 3 | LIZANNE THOMAS | | For | For | |
| | 2. | ADVISORY APPROVAL OF THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN
OUR 2014 PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR ITS FISCAL YEAR ENDING FEBRUARY 1,
2015. | Management | For | | For | |
| | THE BON-TON STORES, INC. |
| | Security | 09776J101 | | Meeting Type | Annual |
| | Ticker Symbol | BONT | | Meeting Date | 17-Jun-2014 |
| | ISIN | US09776J1016 | | Agenda | 934011723 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LUCINDA M. BAIER | | For | For | |
| | | | 2 | PHILIP M. BROWNE | | For | For | |
| | | | 3 | MICHAEL L. GLEIM | | For | For | |
| | | | 4 | TIM GRUMBACHER | | For | For | |
| | | | 5 | BRENDAN L. HOFFMAN | | For | For | |
| | | | 6 | TODD C. MCCARTY | | For | For | |
| | | | 7 | JEFFREY B. SHERMAN | | For | For | |
| | | | 8 | STEVEN B. SILVERSTEIN | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY, AS
DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | LAKELAND INDUSTRIES, INC. |
| | Security | 511795106 | | Meeting Type | Annual |
| | Ticker Symbol | LAKE | | Meeting Date | 18-Jun-2014 |
| | ISIN | US5117951062 | | Agenda | 934001025 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CHRISTOPHER J. RYAN | | For | For | |
| | | | 2 | A. JOHN KREFT | | For | For | |
| | 2. | RATIFICATION OF SELECTION OF WARREN
AVERETT AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31,
2015. | Management | For | | For | |
| | CUTERA, INC. |
| | Security | 232109108 | | Meeting Type | Annual |
| | Ticker Symbol | CUTR | | Meeting Date | 18-Jun-2014 |
| | ISIN | US2321091082 | | Agenda | 934007849 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID A. GOLLNICK | | For | For | |
| | | | 2 | KEVIN P. CONNORS | | For | For | |
| | 2. | RATIFICATION OF BDO USA, LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | NON-BINDING ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | For | | For | |
| | VALUEVISION MEDIA, INC. |
| | Security | 92047K107 | | Meeting Type | Contested-Annual |
| | Ticker Symbol | VVTV | | Meeting Date | 18-Jun-2014 |
| | ISIN | US92047K1079 | | Agenda | 934022512 - Opposition |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS D. BEERS | | For | For | |
| | | | 2 | MARK BOZEK | | For | For | |
| | | | 3 | RONALD L. FRASCH | | For | For | |
| | | | 4 | THOMAS D. MOTTOLA | | For | For | |
| | | | 5 | ROBERT ROSENBLATT | | For | For | |
| | | | 6 | FRED SIEGEL | | For | For | |
| | 02 | TO ADOPT A RESOLUTION THAT WOULD
REPEAL ANY PROVISION OF THE THE BY-
LAWS OF THE COMPANY, AS AMENDED AND
RESTATED AS OF SEPTEMBER 21, 2010 (THE
"BY-LAWS") IN EFFECT AT THE TIME OF THE
ANNUAL MEETING THAT WAS NOT
INCLUDED IN THE BY-LAWS PUBLICLY FILED
WITH THE SECURITIES AND EXCHANGE
COMMISSION ON SEPTEMBER 27, 2010 AND
IS INCONSISTENT WITH OR
DISADVANTAGEOUS TO THE ELECTION OF
THE NOMINEES OR THE PRESENTATION OF
THE PROPOSALS AT THE ANNUAL MEETING. | Management | For | | For | |
| | 03 | TO DELETE SECTION 4.12 OF ARTICLE 4 OF
THE BY-LAWS IN ITS ENTIRETY. | Management | For | | For | |
| | 04 | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2015. | Management | For | | For | |
| | 05 | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | ZYGO CORPORATION |
| | Security | 989855101 | | Meeting Type | Special |
| | Ticker Symbol | ZIGO | | Meeting Date | 18-Jun-2014 |
| | ISIN | US9898551018 | | Agenda | 934030595 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | TO ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF APRIL 10, 2014 (AS
IT MAY BE AMENDED FROM TIME TO TIME,
THE "MERGER AGREEMENT"), BY AND
AMONG AMETEK, INC., AMETEK
MATTERHORN, INC. AND ZYGO
CORPORATION. | Management | For | | For | |
| | 2 | TO ADJOURN THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT. | Management | For | | For | |
| | 3 | TO APPROVE, BY NON-BINDING ADVISORY
VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR ZYGO
CORPORATION'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE
MERGER. | Management | Abstain | | Against | |
| | MOVADO GROUP, INC. |
| | Security | 624580106 | | Meeting Type | Annual |
| | Ticker Symbol | MOV | | Meeting Date | 19-Jun-2014 |
| | ISIN | US6245801062 | | Agenda | 934011836 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARGARET HAYES ADAME | | For | For | |
| | | | 2 | PETER A. BRIDGMAN | | For | For | |
| | | | 3 | RICHARD COTE | | For | For | |
| | | | 4 | ALEX GRINBERG | | For | For | |
| | | | 5 | EFRAIM GRINBERG | | For | For | |
| | | | 6 | ALAN H. HOWARD | | For | For | |
| | | | 7 | RICHARD ISSERMAN | | For | For | |
| | | | 8 | NATHAN LEVENTHAL | | For | For | |
| | | | 9 | MAURICE REZNIK | | For | For | |
| | 2. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING JANUARY 31,
2015. | Management | For | | For | |
| | 3. | TO APPROVE AN AMENDMENT AND
RESTATEMENT OF THE COMPANY'S
EXECUTIVE PERFORMANCE PLAN,
ORIGINALLY ESTABLISHED EFFECTIVE
FEBRUARY 1, 2001 AND SUBSEQUENTLY
AMENDED AND RESTATED EFFECTIVE
FEBRUARY 1, 2014. | Management | For | | For | |
| | 4. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT
UNDER "EXECUTIVE COMPENSATION". | Management | Abstain | | Against | |
| | DXP ENTERPRISES, INC. |
| | Security | 233377407 | | Meeting Type | Annual |
| | Ticker Symbol | DXPE | | Meeting Date | 19-Jun-2014 |
| | ISIN | US2333774071 | | Agenda | 934012713 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID R. LITTLE | | For | For | |
| | | | 2 | CLETUS DAVIS | | For | For | |
| | | | 3 | TIMOTHY P. HALTER | | For | For | |
| | | | 4 | BRYAN WIMBERLY | | For | For | |
| | 2. | APPROVE, AS NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | ORTHOFIX INTERNATIONAL N.V. |
| | Security | N6748L102 | | Meeting Type | Annual |
| | Ticker Symbol | OFIX | | Meeting Date | 19-Jun-2014 |
| | ISIN | ANN6748L1027 | | Agenda | 934018397 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES F. HINRICHS | | For | For | |
| | | | 2 | GUY J. JORDAN | | For | For | |
| | | | 3 | ANTHONY F. MARTIN | | For | For | |
| | | | 4 | BRADLEY R. MASON | | For | For | |
| | | | 5 | RONALD A. MATRICARIA | | For | For | |
| | | | 6 | KATHLEEN T. REGAN | | For | For | |
| | | | 7 | MARIA SAINZ | | For | For | |
| | | | 8 | DAVEY S. SCOON | | For | For | |
| | 2. | APPROVAL OF THE CONSOLIDATED
BALANCE SHEET AND CONSOLIDATED
STATEMENT OF OPERATIONS AT AND FOR
THE FISCAL YEAR ENDED DECEMBER 31,
2013. | Management | For | | For | |
| | 3. | RATIFICATION OF THE SELECTION OF
ERNST & YOUNG AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR ORTHOFIX AND ITS SUBSIDIARIES FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2014. | Management | For | | For | |
| | 4. | APPROVAL OF AN ADVISORY AND NON-
BINDING RESOLUTION ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | GLOBAL SOURCES LTD. |
| | Security | G39300101 | | Meeting Type | Annual |
| | Ticker Symbol | GSOL | | Meeting Date | 19-Jun-2014 |
| | ISIN | BMG393001018 | | Agenda | 934024136 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | RE-ELECTION OF DIRECTOR: MR. DAVID F.
JONES | Management | For | | For | |
| | 1.2 | RE-ELECTION OF DIRECTOR: MR. JAMES A.
WATKINS | Management | For | | For | |
| | 1.3 | RE-ELECTION OF DIRECTOR: MR. YAM KAM
HON PETER | Management | For | | For | |
| | 2. | TO FIX THE MAXIMUM NUMBER OF
DIRECTORS THAT COMPRISE THE WHOLE
BOARD AT NINE (9) PERSONS, DECLARE
ANY VACANCIES ON THE BOARD TO BE
CASUAL VACANCIES AND AUTHORIZE THE
BOARD TO FILL THESE VACANCIES ON THE
BOARD AS AND WHEN IT DEEMS FIT. | Management | For | | For | |
| | 3. | TO RE-APPOINT
PRICEWATERHOUSECOOPERS LLP, AN
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE
COMPANY. | Management | For | | For | |
| | GLOBAL SOURCES LTD. |
| | Security | G39300101 | | Meeting Type | Annual |
| | Ticker Symbol | GSOL | | Meeting Date | 19-Jun-2014 |
| | ISIN | BMG393001018 | | Agenda | 934048655 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | RE-ELECTION OF DIRECTOR: MR. DAVID F.
JONES | Management | For | | For | |
| | 1.2 | RE-ELECTION OF DIRECTOR: MR. JAMES A.
WATKINS | Management | For | | For | |
| | 1.3 | RE-ELECTION OF DIRECTOR: MR. YAM KAM
HON PETER | Management | For | | For | |
| | 2. | TO FIX THE MAXIMUM NUMBER OF
DIRECTORS THAT COMPRISE THE WHOLE
BOARD AT NINE (9) PERSONS, DECLARE
ANY VACANCIES ON THE BOARD TO BE
CASUAL VACANCIES AND AUTHORIZE THE
BOARD TO FILL THESE VACANCIES ON THE
BOARD AS AND WHEN IT DEEMS FIT. | Management | For | | For | |
| | 3. | TO RE-APPOINT
PRICEWATERHOUSECOOPERS LLP, AN
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE
COMPANY. | Management | For | | For | |
| | U.S. ENERGY CORP. |
| | Security | 911805109 | | Meeting Type | Annual |
| | Ticker Symbol | USEG | | Meeting Date | 20-Jun-2014 |
| | ISIN | US9118051096 | | Agenda | 934010086 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JERRY W. DANNI | | For | For | |
| | | | 2 | LEO A. HEATH | | For | For | |
| | | | 3 | JAMES B. FRASER | | For | For | |
| | 2. | RATIFY THE APPOINTMENT OF HEIN &
ASSOCIATES LLP AS OUR INDEPENDENT
AUDITOR FOR THE FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
2013 COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | PIER 1 IMPORTS, INC. |
| | Security | 720279108 | | Meeting Type | Annual |
| | Ticker Symbol | PIR | | Meeting Date | 20-Jun-2014 |
| | ISIN | US7202791080 | | Agenda | 934012256 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: CLAIRE H.
BABROWSKI | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: CHERYL A.
BACHELDER | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: HAMISH A. DODDS | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: BRENDAN L.
HOFFMAN | Management | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: TERRY E. LONDON | Management | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: CYNTHIA P.
MCCAGUE | Management | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: MICHAEL A. PEEL | Management | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: ANN M. SARDINI | Management | For | | For | |
| | 1.9 | ELECTION OF DIRECTOR: ALEXANDER W.
SMITH | Management | For | | For | |
| | 2. | THE APPROVAL OF AN AMENDMENT OF THE
PIER 1 IMPORTS, INC. STOCK PURCHASE
PLAN TO EXTEND THE TERM OF THE PLAN
FOR TEN YEARS. | Management | For | | For | |
| | 3. | A NON-BINDING, ADVISORY RESOLUTION TO
APPROVE THE COMPENSATION OF PIER 1
IMPORTS' NAMED EXECUTIVE OFFICERS. ...
(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL) | Management | Abstain | | Against | |
| | 4. | THE RATIFICATION OF THE AUDIT
COMMITTEE'S ENGAGEMENT OF ERNST &
YOUNG LLP AS PIER 1 IMPORTS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2015. | Management | For | | For | |
| | ENERGY RECOVERY INC |
| | Security | 29270J100 | | Meeting Type | Annual |
| | Ticker Symbol | ERII | | Meeting Date | 20-Jun-2014 |
| | ISIN | US29270J1007 | | Agenda | 934016482 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: MR. ROBERT YU
LANG MAO | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MR. THOMAS S.
ROONEY, JR. | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MR. DOMINIQUE
TREMPONT | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
BDO USA, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2014. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | VICOR CORPORATION |
| | Security | 925815102 | | Meeting Type | Annual |
| | Ticker Symbol | VICR | | Meeting Date | 20-Jun-2014 |
| | ISIN | US9258151029 | | Agenda | 934016797 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SAMUEL J. ANDERSON | | For | For | |
| | | | 2 | ESTIA J. EICHTEN | | For | For | |
| | | | 3 | BARRY KELLEHER | | For | For | |
| | | | 4 | DAVID T. RIDDIFORD | | For | For | |
| | | | 5 | JAMES A. SIMMS | | For | For | |
| | | | 6 | CLAUDIO TUOZZOLO | | For | For | |
| | | | 7 | PATRIZIO VINCIARELLI | | For | For | |
| | | | 8 | JASON L. CARLSON | | For | For | |
| | | | 9 | LIAM K. GRIFFIN | | For | For | |
| | 2. | SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | CAPITAL FINANCIAL HOLDINGS, INC |
| | Security | 140144205 | | Meeting Type | Annual |
| | Ticker Symbol | CPFH | | Meeting Date | 20-Jun-2014 |
| | ISIN | US1401442058 | | Agenda | 934026851 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | JOHN CARLSON | | For | For | |
| | | | 2 | GORDON DIHLE | | For | For | |
| | | | 3 | ELIZABETH REDDING | | For | For | |
| | 2 | TO RATIFY THE APPOINTMENT OF HEIN &
ASSOCIATES, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT, TO AUDIT THE COMPANY'S
FINANCIAL BOOKS AND RECORDS FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3 | TO APPROVE ABANDONMENT OF THE PLAN
TO CONVERT FROM A CORPORATION TO A
LIMITED LIABILITY COMPANY. | Management | For | | For | |
| | 4 | A NON-BINDING, ADVISORY VOTE TO
APPROVE THE COMPENSATION OF THE
NAMED EXECUTIVES. | Management | Abstain | | Against | |
| | 5 | A NON-BINDING, ADVISORY VOTE TO SET
THE FREQUENCY OF ADVISORY VOTING ON
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | PRGX GLOBAL, INC. |
| | Security | 69357C503 | | Meeting Type | Annual |
| | Ticker Symbol | PRGX | | Meeting Date | 24-Jun-2014 |
| | ISIN | US69357C5031 | | Agenda | 934009033 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | DAVID A. COLE* | | For | For | |
| | | | 2 | A. GEORGIOU FELDSHON* | | For | For | |
| | | | 3 | PHILIP J. MAZZILLI, JR# | | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF BDO
USA, LLP AS PRGX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | AMENDMENT OF THE 2008 EQUITY
INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN. | Management | Against | | Against | |
| | CROWN MEDIA HOLDINGS, INC. |
| | Security | 228411104 | | Meeting Type | Annual |
| | Ticker Symbol | CRWN | | Meeting Date | 25-Jun-2014 |
| | ISIN | US2284111042 | | Agenda | 934019503 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM J. ABBOTT | | For | For | |
| | | | 2 | DWIGHT C. ARN | | For | For | |
| | | | 3 | ROBERT C. BLOSS | | For | For | |
| | | | 4 | WILLIAM CELLA | | For | For | |
| | | | 5 | GLENN CURTIS | | For | For | |
| | | | 6 | STEPHEN DOYAL | | For | For | |
| | | | 7 | BRIAN E. GARDNER | | For | For | |
| | | | 8 | HERBERT A. GRANATH | | For | For | |
| | | | 9 | TIMOTHY GRIFFITH | | For | For | |
| | | | 10 | DONALD J. HALL JR. | | For | For | |
| | | | 11 | A. DRUE JENNINGS | | For | For | |
| | | | 12 | PETER A. LUND | | For | For | |
| | | | 13 | BRAD MOORE | | For | For | |
| | | | 14 | DEANNE R. STEDEM | | For | For | |
| | 2. | APPROVAL OF CHIEF EXECUTIVE OFFICER'S
AND OTHER EXECUTIVE OFFICERS'
PERFORMANCE BASED COMPENSATION
FOR IRS SECTION 162(M) PURPOSES. | Management | For | | For | |
| | 3. | TO CONDUCT AN ADVISORY VOTE
REGARDING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | GP STRATEGIES CORPORATION |
| | Security | 36225V104 | | Meeting Type | Annual |
| | Ticker Symbol | GPX | | Meeting Date | 25-Jun-2014 |
| | ISIN | US36225V1044 | | Agenda | 934021318 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | HARVEY P. EISEN | | For | For | |
| | | | 2 | MARSHALL S. GELLER | | For | For | |
| | | | 3 | DANIEL M. FRIEDBERG | | For | For | |
| | | | 4 | SCOTT N. GREENBERG | | For | For | |
| | | | 5 | SUE W. KELLY | | For | For | |
| | | | 6 | RICHARD C. PFENNIGER | | For | For | |
| | | | 7 | A. MARVIN STRAIT | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | ANY OTHER MATTERS PROPERLY BROUGHT
BEFORE THE MEETING OR ANY
ADJOURNMENTS OR POSTPONEMENTS
THEREOF. | Management | Abstain | | Against | |
| | BBCN BANCORP INC |
| | Security | 073295107 | | Meeting Type | Annual |
| | Ticker Symbol | BBCN | | Meeting Date | 26-Jun-2014 |
| | ISIN | US0732951076 | | Agenda | 934038200 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | LOUIS M. COSSO | | For | For | |
| | | | 2 | JIN CHUL JHUNG | | For | For | |
| | | | 3 | KEVIN S. KIM | | For | For | |
| | | | 4 | PETER Y.S. KIM | | For | For | |
| | | | 5 | SANG HOON KIM | | For | For | |
| | | | 6 | CHUNG HYUN LEE | | For | For | |
| | | | 7 | DAVID P. MALONE | | For | For | |
| | | | 8 | SCOTT YOON-SUK WHANG | | For | For | |
| | | | 9 | DALE S. ZUEHLS | | For | For | |
| | 02 | RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. TO RATIFY THE
APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014, AS
DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| | 03 | NONBINDING ADVISORY STOCKHOLDER
VOTE ON EXECUTIVE COMPENSATION. TO
APPROVE, ON AN ADVISORY AND NON
BINDING BASIS, THE COMPENSATION PAID
TO OUR "NAMED EXECUTIVE OFFICERS," AS
DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 04 | NONBINDING ADVISORY STOCKHOLDER
VOTE ON FREQUENCY OF FUTURE VOTES
ON EXECUTIVE COMPENSATION. TO
APPROVE, ON AN ADVISORY AND
NONBINDING BASIS, THE FREQUENCY OF
FUTURE VOTES, AS DESCRIBED IN THE
PROXY STATEMENT. | Management | Abstain | | Against | |
| | 05 | MEETING ADJOURNMENT. TO ADJOURN THE
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE IN THE
JUDGMENT OF THE BOARD OF DIRECTORS,
TO PERMIT FURTHER SOLICITATION OF
ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE
MATTERS TO BE CONSIDERED BY THE
SHAREHOLDERS AT THE MEETING. | Management | Abstain | | Against | |
| | WISDOMTREE INVESTMENTS, INC. |
| | Security | 97717P104 | | Meeting Type | Annual |
| | Ticker Symbol | WETF | | Meeting Date | 27-Jun-2014 |
| | ISIN | US97717P1049 | | Agenda | 934017117 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: R. JARRETT LILIEN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: FRANK SALERNO | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JONATHAN L.
STEINBERG | Management | For | | For | |
| | 2. | RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS WISDOMTREE
INVESTMENTS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014. | Management | For | | For | |
| | 3. | APPROVE THE COMPANY'S 2014 ANNUAL
INCENTIVE COMPENSATION PLAN. | Management | For | | For | |
| | PFSWEB, INC. |
| | Security | 717098206 | | Meeting Type | Annual |
| | Ticker Symbol | PFSW | | Meeting Date | 27-Jun-2014 |
| | ISIN | US7170982067 | | Agenda | 934035470 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: BENJAMIN
ROSENZWEIG | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: MONICA
LUECHTEFELD | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: MICHAEL C.
WILLOUGHBY | Management | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: SHINICHI
NAGAKURA | Management | For | | For | |
| | 2. | TO APPROVE AMENDMENTS TO THE
COMPANY'S 2005 EMPLOYEE STOCK AND
INCENTIVE PLAN | Management | Against | | Against | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF AUDITORS | Management | For | | For | |
| | QUMU CORPORATION |
| | Security | 749063103 | | Meeting Type | Special |
| | Ticker Symbol | QUMU | | Meeting Date | 27-Jun-2014 |
| | ISIN | US7490631030 | | Agenda | 934036078 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE SALE OF THE DISC
PUBLISHING ASSETS OF QUMU AS
CONTEMPLATED BY THE ASSET PURCHASE
AGREEMENT DATED APRIL 24,2014 BY &
AMONG EQUUS HOLDINGS, INC. AS PARENT,
REDWOOD ACQUISITION, INC. AS BUYER
AND QUMU CORPORATION AS SELLER (AS
IT MAY BE AMENDED FROM TIME TO TIME IN
ACCORDANCE WITH THE TERMS THEREOF).
WE REFER TO THIS PROPOSAL AS THE
"ASSET SALE PROPOSAL" | Management | For | | For | |
| | 2. | TO APPROVE THE ADJOURNMENT OR
POSTPONEMENT OF THE SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE
ASSET SALE PROPOSAL | Management | For | | For | |
| | SUBSEA 7 S.A. |
| | Security | 864323100 | | Meeting Type | Annual |
| | Ticker Symbol | SUBCY | | Meeting Date | 27-Jun-2014 |
| | ISIN | US8643231009 | | Agenda | 934043186 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 2. | TO APPROVE THE STATUTORY FINANCIAL
STATEMENTS OF THE COMPANY FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2013,
AS PUBLISHED ON MARCH 13, 2014 AND AS
ARE AVAILABLE ON THE COMPANY'S
WEBSITE AT WWW.SUBSEA7.COM. | Management | For | | For | |
| | 3. | TO APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FISCAL YEAR ENDED DECEMBER
31, 2013, AS PUBLISHED ON MARCH 13, 2014
AND AS ARE AVAILABLE ON THE COMPANY'S
WEBSITE AT WWW.SUBSEA7.COM. | Management | For | | For | |
| | 4. | TO APPROVE THE ALLOCATION OF RESULTS
INCLUDING THE PAYMENT OF A DIVIDEND
OF THE COMPANY FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2013, AS
RECOMMENDED BY THE BOARD OF
DIRECTORS OF THE COMPANY, NAMELY A
DIVIDEND OF NOK 3.60 PER COMMON
SHARE, PAYABLE ON JULY 10, 2014. | Management | For | | For | |
| | 5. | TO DISCHARGE THE DIRECTORS OF THE
COMPANY IN RESPECT OF THE PROPER
PERFORMANCE OF THEIR DUTIES FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2013. | Management | For | | For | |
| | 6. | TO ELECT ERNST & YOUNG S.A.,
LUXEMBOURG, AS AUTHORISED
STATUTORY AUDITOR ("REVISEUR
D'ENTREPRISES AGREE") TO AUDIT THE
STATUTORY AND CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY,
FOR A TERM TO EXPIRE AT THE NEXT
ANNUAL GENERAL MEETING OF
SHAREHOLDERS. | Management | For | | For | |
| | 7. | TO RE-ELECT MR KRISTIAN SIEM AS A
DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD
IN 2016 OR UNTIL HIS SUCCESSOR HAS
BEEN DULY ELECTED. | Management | For | | For | |
| | 8. | TO RE-ELECT SIR PETER MASON AS SENIOR
INDEPENDENT DIRECTOR OF THE COMPANY
TO HOLD OFFICE UNTIL THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS TO
BE HELD IN 2016 OR UNTIL HIS SUCCESSOR
HAS BEEN DULY ELECTED. | Management | For | | For | |
| | 9. | TO RE-ELECT MR EYSTEIN ERIKSRUD AS A
DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD
IN 2016 OR UNTIL HIS SUCCESSOR HAS
BEEN DULY ELECTED. | Management | For | | For | |
| | 10. | TO RE-ELECT MR JEAN CAHUZAC AS A
DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD
IN 2016 OR UNTIL HIS SUCCESSOR HAS
BEEN DULY ELECTED. | Management | For | | For | |
| | 11. | TO RE-ELECT MR ROBERT LONG AS AN
INDEPENDENT DIRECTOR OF THE COMPANY
TO HOLD OFFICE UNTIL THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS TO
BE HELD IN 2016 OR UNTIL HIS SUCCESSOR
HAS BEEN DULY ELECTED. | Management | For | | For | |
| | QUALSTAR CORPORATION |
| | Security | 74758R109 | | Meeting Type | Annual |
| | Ticker Symbol | QBAK | | Meeting Date | 27-Jun-2014 |
| | ISIN | US74758R1095 | | Agenda | 934045053 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEVEN N. BRONSON | | For | For | |
| | | | 2 | DAVID J. WOLENSKI | | For | For | |
| | | | 3 | SEAN M. LEDER | | For | For | |
| | | | 4 | DALE E. WALLIS | | For | For | |
| | | | 5 | NICK YARYMOVYCH | | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE APPOINTMENT OF
SINGERLEWAK LLP AS QUALSTAR'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014. | Management | For | | For | |
| | JA SOLAR HOLDINGS CO., LTD. |
| | Security | 466090206 | | Meeting Type | Annual |
| | Ticker Symbol | JASO | | Meeting Date | 30-Jun-2014 |
| | ISIN | US4660902069 | | Agenda | 934033147 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO RECEIVE AND CONSIDER THE AUDITED
FINANCIAL STATEMENTS AND THE
REPORTS OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER FOR THE YEAR ENDED
DECEMBER 31, 2013. | Management | For | | For | |
| | 2. | TO RE-ELECT ERYING JIA, THE RETIRING
DIRECTOR, AND AUTHORIZE THE BOARD OF
DIRECTORS TO FIX HIS REMUNERATION. | Management | For | | For | |
| | 3. | TO RE-ELECT YONG LIU, THE RETIRING
DIRECTOR, AND AUTHORIZE THE BOARD OF
DIRECTORS TO FIX HIS REMUNERATION. | Management | For | | For | |
| | 4. | TO TRANSACT SUCH OTHER BUSINESS AS
MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF. | Management | For | | For | |
| Investment Company Report |
| | VODAFONE GROUP PLC |
| | Security | 92857W209 | | Meeting Type | Annual |
| | Ticker Symbol | VOD | | Meeting Date | 23-Jul-2013 |
| | ISIN | US92857W2098 | | Agenda | 933848179 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO RECEIVE THE COMPANY'S ACCOUNTS
AND REPORTS OF THE DIRECTORS AND
THE AUDITOR FOR THE YEAR ENDED 31
MARCH 2013 | Management | For | | For | |
| | 2. | TO RE-ELECT GERARD KLEISTERLEE AS A
DIRECTOR (MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE) | Management | For | | For | |
| | 3. | TO RE-ELECT VITTORIO COLAO AS A
DIRECTOR | Management | For | | For | |
| | 4. | TO RE-ELECT ANDY HALFORD AS A
DIRECTOR | Management | For | | For | |
| | 5. | TO RE-ELECT STEPHEN PUSEY AS A
DIRECTOR | Management | For | | For | |
| | 6. | TO RE-ELECT RENEE JAMES AS A
DIRECTOR (MEMBER OF THE
REMUNERATION COMMITTEE) | Management | For | | For | |
| | 7. | TO RE-ELECT ALAN JEBSON AS A DIRECTOR
(MEMBER OF THE AUDIT AND RISK
COMMITTEE) | Management | For | | For | |
| | 8. | TO RE-ELECT SAMUEL JONAH AS A
DIRECTOR (MEMBER OF THE
REMUNERATION COMMITTEE) | Management | For | | For | |
| | 9. | TO ELECT OMID KORDESTANI AS A
DIRECTOR | Management | For | | For | |
| | 10. | TO RE-ELECT NICK LAND AS A DIRECTOR
(MEMBER OF THE AUDIT AND RISK
COMMITTEE) | Management | For | | For | |
| | 11. | TO RE-ELECT ANNE LAUVERGEON AS A
DIRECTOR (MEMBER OF THE AUDIT AND
RISK COMMITTEE) | Management | For | | For | |
| | 12. | TO RE-ELECT LUC VANDEVELDE AS A
DIRECTOR (MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE AND
MEMBER OF THE REMUNERATION
COMMITTEE) | Management | For | | For | |
| | 13. | TO RE-ELECT ANTHONY WATSON AS A
DIRECTOR (MEMBER OF THE AUDIT AND
RISK COMMITTEE AND MEMBER OF THE
NOMINATIONS AND GOVERNANCE
COMMITTEE) | Management | For | | For | |
| | 14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR
(MEMBER OF THE NOMINATIONS AND
GOVERNANCE COMMITTEE AND MEMBER
OF THE REMUNERATION COMMITTEE) | Management | For | | For | |
| | 15. | TO APPROVE A FINAL DIVIDEND OF 6.92
PENCE PER ORDINARY SHARE | Management | For | | For | |
| | 16. | TO APPROVE THE REMUNERATION REPORT
OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2013 | Management | For | | For | |
| | 17. | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | | For | |
| | 18. | TO AUTHORISE THE AUDIT AND RISK
COMMITTEE TO DETERMINE THE
REMUNERATION OF THE AUDITOR | Management | For | | For | |
| | 19. | TO AUTHORISE THE DIRECTORS TO ALLOT
SHARES | Management | For | | For | |
| | S20 | TO AUTHORISE THE DIRECTORS TO DIS-
APPLY PRE-EMPTION RIGHTS | Management | Against | | Against | |
| | S21 | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES (SECTION 701,
COMPANIES ACT 2006) | Management | For | | For | |
| | 22. | TO AUTHORISE POLITICAL DONATIONS AND
EXPENDITURE | Management | For | | For | |
| | S23 | TO AUTHORISE THE CALLING OF A
GENERAL MEETING OTHER THAN AN
ANNUAL GENERAL MEETING ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE | Management | For | | For | |
| | GENERAL MILLS, INC. |
| | Security | 370334104 | | Meeting Type | Annual |
| | Ticker Symbol | GIS | | Meeting Date | 24-Sep-2013 |
| | ISIN | US3703341046 | | Agenda | 933866103 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A) | ELECTION OF DIRECTOR: BRADBURY H.
ANDERSON | Management | For | | For | |
| | 1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | | For | |
| | 1C) | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | | For | |
| | 1D) | ELECTION OF DIRECTOR: WILLIAM T. ESREY | Management | For | | For | |
| | 1E) | ELECTION OF DIRECTOR: RAYMOND V.
GILMARTIN | Management | For | | For | |
| | 1F) | ELECTION OF DIRECTOR: JUDITH RICHARDS
HOPE | Management | For | | For | |
| | 1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | | For | |
| | 1H) | ELECTION OF DIRECTOR: HILDA OCHOA-
BRILLEMBOURG | Management | For | | For | |
| | 1I) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | | For | |
| | 1J) | ELECTION OF DIRECTOR: KENDALL J.
POWELL | Management | For | | For | |
| | 1K) | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | | For | |
| | 1L) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | | For | |
| | 1M) | ELECTION OF DIRECTOR: DOROTHY A.
TERRELL | Management | For | | For | |
| | 2) | CAST AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3) | RATIFY THE APPOINTMENT OF KPMG LLP AS
GENERAL MILLS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 4) | STOCKHOLDER PROPOSAL FOR REPORT
ON RESPONSIBILITY FOR POST-CONSUMER
PACKAGING. | Shareholder | Against | | For | |
| | CONAGRA FOODS, INC. |
| | Security | 205887102 | | Meeting Type | Annual |
| | Ticker Symbol | CAG | | Meeting Date | 27-Sep-2013 |
| | ISIN | US2058871029 | | Agenda | 933864832 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MOGENS C. BAY | | For | For | |
| | | | 2 | STEPHEN G. BUTLER | | For | For | |
| | | | 3 | STEVEN F. GOLDSTONE | | For | For | |
| | | | 4 | JOIE A. GREGOR | | For | For | |
| | | | 5 | RAJIVE JOHRI | | For | For | |
| | | | 6 | W.G. JURGENSEN | | For | For | |
| | | | 7 | RICHARD H. LENNY | | For | For | |
| | | | 8 | RUTH ANN MARSHALL | | For | For | |
| | | | 9 | GARY M. RODKIN | | For | For | |
| | | | 10 | ANDREW J. SCHINDLER | | For | For | |
| | | | 11 | KENNETH E. STINSON | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
INDEPENDENT AUDITOR | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 4. | STOCKHOLDER PROPOSAL REGARDING
BYLAW CHANGE IN REGARD TO VOTE-
COUNTING | Shareholder | Against | | For | |
| | NOBLE CORPORATION (DO NOT USE) |
| | Security | H5833N103 | | Meeting Type | Special |
| | Ticker Symbol | NE | | Meeting Date | 11-Oct-2013 |
| | ISIN | CH0033347318 | | Agenda | 933877295 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | APPROVAL OF THE MERGER AGREEMENT, A
COPY OF WHICH IS ATTACHED TO THE
ACCOMPANYING PROXY
STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | | For | |
| | NOBLE CORPORATION (DO NOT USE) |
| | Security | H5833N103 | | Meeting Type | Special |
| | Ticker Symbol | NE | | Meeting Date | 11-Oct-2013 |
| | ISIN | CH0033347318 | | Agenda | 933881864 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 01 | APPROVAL OF THE MERGER AGREEMENT, A
COPY OF WHICH IS ATTACHED TO THE
ACCOMPANYING PROXY
STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | | For | |
| | CISCO SYSTEMS, INC. |
| | Security | 17275R102 | | Meeting Type | Annual |
| | Ticker Symbol | CSCO | | Meeting Date | 19-Nov-2013 |
| | ISIN | US17275R1023 | | Agenda | 933882157 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: GREGORY Q.
BROWN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: M. MICHELE
BURNS | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL D.
CAPELLAS | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JOHN T.
CHAMBERS | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DR. JOHN L.
HENNESSY | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: DR. KRISTINA M.
JOHNSON | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: RODERICK C.
MCGEARY | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | | For | |
| | 2. | APPROVAL OF AMENDMENT AND
RESTATEMENT OF THE 2005 STOCK
INCENTIVE PLAN. | Management | Against | | Against | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
2014. | Management | For | | For | |
| | 5. | APPROVAL TO HAVE CISCO HOLD A
COMPETITION FOR GIVING PUBLIC ADVICE
ON THE VOTING ITEMS IN THE PROXY
FILING FOR CISCO'S 2014 ANNUAL
SHAREOWNERS MEETING. | Shareholder | Against | | For | |
| | AIR PRODUCTS AND CHEMICALS, INC. |
| | Security | 009158106 | | Meeting Type | Annual |
| | Ticker Symbol | APD | | Meeting Date | 23-Jan-2014 |
| | ISIN | US0091581068 | | Agenda | 933907656 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: CHADWICK C.
DEATON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: EDWARD L.
MONSER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MATTHEW H.
PAULL | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: LAWRENCE S.
SMITH | Management | For | | For | |
| | 2. | APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
RATIFICATION OF APPOINTMENT OF KPMG
LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE OFFICER
COMPENSATION. TO APPROVE THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF AMENDMENT OF THE
COMPANY'S CERTIFICATE OF
INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO
PHASE OUT AND ELIMINATE THE
CLASSIFIED BOARD. | Management | For | | For | |
| | VERIZON COMMUNICATIONS INC. |
| | Security | 92343V104 | | Meeting Type | Special |
| | Ticker Symbol | VZ | | Meeting Date | 28-Jan-2014 |
| | ISIN | US92343V1044 | | Agenda | 933908735 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | APPROVE THE ISSUANCE OF UP TO
APPROXIMATELY 1.28 BILLION SHARES OF
VERIZON COMMON STOCK TO VODAFONE
ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION
OF VODAFONE'S INDIRECT 45% INTEREST IN
VERIZON WIRELESS | Management | For | | For | |
| | 2. | APPROVE AN AMENDMENT TO ARTICLE 4(A)
OF VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK
BY 2 BILLION SHARES TO AN AGGREGATE
OF 6.25 BILLION AUTHORIZED SHARES OF
COMMON STOCK | Management | For | | For | |
| | 3. | APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING TO SOLICIT ADDITIONAL
VOTES AND PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE ABOVE
PROPOSALS | Management | For | | For | |
| | VODAFONE GROUP PLC |
| | Security | 92857W209 | | Meeting Type | Special |
| | Ticker Symbol | VOD | | Meeting Date | 28-Jan-2014 |
| | ISIN | US92857W2098 | | Agenda | 933909701 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | C1 | FOR THE COURT MEETING SCHEME. | Management | For | | For | |
| | G1 | TO APPROVE THE VERIZON WIRELESS
TRANSACTION AND THE VODAFONE ITALY
TRANSACTION. | Management | For | | For | |
| | G2 | TO APPROVE THE NEW ARTICLES OF
ASSOCIATION, THE CAPITAL REDUCTIONS,
THE RETURN OF VALUE AND THE SHARE
CONSOLIDATION AND CERTAIN RELATED
MATTERS PURSUANT TO THE SCHEME. | Management | For | | For | |
| | G3 | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES. | Management | For | | For | |
| | G4 | TO AUTHORISE THE DIRECTORS TO TAKE
ALL NECESSARY AND APPROPRIATE
ACTIONS IN RELATION TO RESOLUTIONS 1-
3. | Management | For | | For | |
| | APPLE INC. |
| | Security | 037833100 | | Meeting Type | Annual |
| | Ticker Symbol | AAPL | | Meeting Date | 28-Feb-2014 |
| | ISIN | US0378331005 | | Agenda | 933915564 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM CAMPBELL | | For | For | |
| | | | 2 | TIMOTHY COOK | | For | For | |
| | | | 3 | MILLARD DREXLER | | For | For | |
| | | | 4 | AL GORE | | For | For | |
| | | | 5 | ROBERT IGER | | For | For | |
| | | | 6 | ANDREA JUNG | | For | For | |
| | | | 7 | ARTHUR LEVINSON | | For | For | |
| | | | 8 | RONALD SUGAR | | For | For | |
| | 2. | THE AMENDMENT OF THE COMPANY'S
RESTATED ARTICLES OF INCORPORATION
(THE "ARTICLES") TO FACILITATE THE
IMPLEMENTATION OF MAJORITY VOTING
FOR THE ELECTION OF DIRECTORS IN AN
UNCONTESTED ELECTION BY ELIMINATING
ARTICLE VII, WHICH RELATES TO THE TERM
OF DIRECTORS AND THE TRANSITION FROM
A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE | Management | For | | For | |
| | 3. | THE AMENDMENT OF THE ARTICLES TO
ELIMINATE THE "BLANK CHECK" AUTHORITY
OF THE BOARD TO ISSUE PREFERRED
STOCK | Management | For | | For | |
| | 4. | THE AMENDMENT OF THE ARTICLES TO
ESTABLISH A PAR VALUE FOR THE
COMPANY'S COMMON STOCK OF $0.00001
PER SHARE | Management | For | | For | |
| | 5. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| | 6. | A NON-BINDING ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | 7. | THE APPROVAL OF THE APPLE INC. 2014
EMPLOYEE STOCK PLAN | Management | Against | | Against | |
| | 8. | A SHAREHOLDER PROPOSAL BY JOHN
HARRINGTON AND NORTHSTAR ASSET
MANAGEMENT INC. ENTITLED "BOARD
COMMITTEE ON HUMAN RIGHTS" TO AMEND
THE COMPANY'S BYLAWS | Shareholder | Against | | For | |
| | 9. | A SHAREHOLDER PROPOSAL BY THE
NATIONAL CENTER FOR PUBLIC POLICY
RESEARCH OF A NON-BINDING ADVISORY
RESOLUTION ENTITLED "REPORT ON
COMPANY MEMBERSHIP AND INVOLVEMENT
WITH CERTAIN TRADE ASSOCIATIONS AND
BUSINESS ORGANIZATIONS" | Shareholder | Against | | For | |
| | 10. | A SHAREHOLDER PROPOSAL BY CARL
ICAHN OF A NON-BINDING ADVISORY
RESOLUTION THAT THE COMPANY COMMIT
TO COMPLETING NOT LESS THAN $50
BILLION OF SHARE REPURCHASES DURING
ITS 2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL
RETURN PROGRAM ACCORDINGLY) | Shareholder | Against | | For | |
| | 11. | A SHAREHOLDER PROPOSAL BY JAMES
MCRITCHIE OF A NON-BINDING ADVISORY
RESOLUTION ENTITLED "PROXY ACCESS
FOR SHAREHOLDERS" | Shareholder | Against | | For | |
| | QUALCOMM INCORPORATED |
| | Security | 747525103 | | Meeting Type | Annual |
| | Ticker Symbol | QCOM | | Meeting Date | 04-Mar-2014 |
| | ISIN | US7475251036 | | Agenda | 933916150 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: BARBARA T.
ALEXANDER | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: DONALD G.
CRUICKSHANK | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: RAYMOND V.
DITTAMORE | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: SUSAN
HOCKFIELD | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS W.
HORTON | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: STEVEN M.
MOLLENKOPF | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: CLARK T. RANDT,
JR. | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: JONATHAN J.
RUBINSTEIN | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: BRENT
SCOWCROFT | Management | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | | For | |
| | 2. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 28,
2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | TYCO INTERNATIONAL LTD. |
| | Security | H89128104 | | Meeting Type | Annual |
| | Ticker Symbol | TYC | | Meeting Date | 05-Mar-2014 |
| | ISIN | CH0100383485 | | Agenda | 933916491 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO APPROVE THE ANNUAL REPORT, THE
PARENT COMPANY FINANCIAL STATEMENTS
OF TYCO INTERNATIONAL LTD AND THE
CONSOLIDATED FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDED SEPTEMBER
27, 2013 | Management | For | | For | |
| | 2. | TO DISCHARGE THE BOARD OF DIRECTORS
FROM LIABILITY FOR THE FINANCIAL YEAR
ENDED SEPTEMBER 27, 2013 | Management | For | | For | |
| | 3A. | ELECTION OF DIRECTOR: EDWARD D.
BREEN | Management | For | | For | |
| | 3B. | ELECTION OF DIRECTOR: HERMAN E. BULLS | Management | For | | For | |
| | 3C. | ELECTION OF DIRECTOR: MICHAEL E.
DANIELS | Management | For | | For | |
| | 3D. | ELECTION OF DIRECTOR: FRANK M.
DRENDEL | Management | For | | For | |
| | 3E. | ELECTION OF DIRECTOR: BRIAN
DUPERREAULT | Management | For | | For | |
| | 3F. | ELECTION OF DIRECTOR: RAJIV L. GUPTA | Management | For | | For | |
| | 3G. | ELECTION OF DIRECTOR: GEORGE OLIVER | Management | For | | For | |
| | 3H. | ELECTION OF DIRECTOR: BRENDAN R.
O'NEILL | Management | For | | For | |
| | 3I. | ELECTION OF DIRECTOR: JURGEN
TINGGREN | Management | For | | For | |
| | 3J. | ELECTION OF DIRECTOR: SANDRA S.
WIJNBERG | Management | For | | For | |
| | 3K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | | For | |
| | 4. | TO ELECT EDWARD D. BREEN AS CHAIR OF
THE BOARD OF DIRECTORS | Management | For | | For | |
| | 5A. | TO ELECT RAJIV L. GUPTA AS MEMBER OF
THE COMPENSATION AND HUMAN
RESOURCES COMMITTEE | Management | For | | For | |
| | 5B. | TO ELECT SANDRA S. WIJNBERG AS
MEMBER OF THE COMPENSATION AND
HUMAN RESOURCES COMMITTEE | Management | For | | For | |
| | 5C. | TO ELECT R. DAVID YOST AS MEMBER OF
THE COMPENSATION AND HUMAN
RESOURCES COMMITTEE | Management | For | | For | |
| | 6A. | TO ELECT DELOITTE AG (ZURICH) AS
STATUTORY AUDITORS UNTIL THE NEXT
ANNUAL GENERAL MEETING | Management | For | | For | |
| | 6B. | TO RATIFY APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR PURPOSES OF UNITED STATES
SECURITIES LAW REPORTING FOR THE
YEAR ENDING SEPTEMBER 26, 2014 | Management | For | | For | |
| | 6C. | TO ELECT PRICEWATERHOUSECOOPERS
AG (ZURICH) AS SPECIAL AUDITORS UNTIL
THE NEXT ANNUAL GENERAL MEETING | Management | For | | For | |
| | 7. | TO ELECT BRATSCHI, WIEDERKEHR & BUOB
AS THE INDEPENDENT PROXY | Management | For | | For | |
| | 8. | TO APPROVE THE ALLOCATION OF FISCAL
YEAR 2013 RESULTS | Management | For | | For | |
| | 9. | TO APPROVE THE PAYMENT OF AN
ORDINARY CASH DIVIDEND IN AN AMOUNT
OF UP TO $0.72 PER SHARE OUT OF TYCO'S
CAPITAL CONTRIBUTION RESERVE IN ITS
STATUTORY ACCOUNTS | Management | For | | For | |
| | 10. | TO CAST A NON-BINDING ADVISORY VOTE
TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | NAVISTAR INTERNATIONAL CORPORATION |
| | Security | 63934E108 | | Meeting Type | Annual |
| | Ticker Symbol | NAV | | Meeting Date | 10-Mar-2014 |
| | ISIN | US63934E1082 | | Agenda | 933918041 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | TROY A. CLARKE | | For | For | |
| | | | 2 | JOHN D. CORRENTI | | For | For | |
| | | | 3 | MICHAEL N. HAMMES | | For | For | |
| | | | 4 | VINCENT J. INTRIERI | | For | For | |
| | | | 5 | JAMES H. KEYES | | For | For | |
| | | | 6 | GENERAL S.A. MCCHRYSTAL | | For | For | |
| | | | 7 | SAMUEL J. MERKSAMER | | For | For | |
| | | | 8 | MARK H. RACHESKY | | For | For | |
| | | | 9 | MICHAEL F. SIRIGNANO | | For | For | |
| | 2. | VOTE TO RATIFY THE SELECTION OF KPMG
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | STOCKHOLDER PROPOSAL REQUESTING
THE BOARD OF DIRECTORS REDEEM THE
RIGHTS ISSUED PURSUANT TO THE RIGHTS
AGREEMENT DATED JUNE 19, 2012. | Shareholder | For | | | |
| | VALLEY NATIONAL BANCORP |
| | Security | 919794107 | | Meeting Type | Annual |
| | Ticker Symbol | VLY | | Meeting Date | 09-Apr-2014 |
| | ISIN | US9197941076 | | Agenda | 933940757 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: ANDREW B.
ABRAMSON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: PETER J. BAUM | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: PAMELA R.
BRONANDER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: PETER CROCITTO | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: ERIC P.
EDELSTEIN | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ALAN D. ESKOW | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: MARY J. STEELE
GUILFOILE | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: GRAHAM O.
JONES | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: WALTER H.
JONES, III | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: GERALD KORDE | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: MICHAEL L.
LARUSSO | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: MARC J. LENNER | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: GERALD H. LIPKIN | Management | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: BARNETT RUKIN | Management | For | | For | |
| | 1O. | ELECTION OF DIRECTOR: SURESH L. SANI | Management | For | | For | |
| | 1P. | ELECTION OF DIRECTOR: ROBERT C.
SOLDOVERI | Management | For | | For | |
| | 1Q. | ELECTION OF DIRECTOR: JEFFREY S. WILKS | Management | For | | For | |
| | 2. | AN ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE APPOINTMENT OF KPMG LLP
AS VALLEY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014 | Management | For | | For | |
| | U.S. BANCORP |
| | Security | 902973304 | | Meeting Type | Annual |
| | Ticker Symbol | USB | | Meeting Date | 15-Apr-2014 |
| | ISIN | US9029733048 | | Agenda | 933926593 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: DOUGLAS M.
BAKER, JR. | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: VICTORIA
BUYNISKI GLUCKMAN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ARTHUR D.
COLLINS, JR. | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ROLAND A.
HERNANDEZ | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DOREEN WOO HO | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: O'DELL M. OWENS,
M.D., M.P.H. | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: CRAIG D.
SCHNUCK | Management | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: PATRICK T.
STOKES | Management | For | | For | |
| | 2. | RATIFICATION OF SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
AUDITOR FOR THE 2014 FISCAL YEAR. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVES
DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | | Against | |
| | 4. | SHAREHOLDER PROPOSAL: ADOPTION OF A
POLICY REQUIRING THAT THE CHAIRMAN
OF THE BOARD BE AN INDEPENDENT
DIRECTOR. | Shareholder | Against | | For | |
| | SPECTRA ENERGY CORP |
| | Security | 847560109 | | Meeting Type | Annual |
| | Ticker Symbol | SE | | Meeting Date | 15-Apr-2014 |
| | ISIN | US8475601097 | | Agenda | 933927634 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: GREGORY L. EBEL | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: AUSTIN A. ADAMS | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JOSEPH
ALVARADO | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: PAMELA L.
CARTER | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: CLARENCE P.
CAZALOT, JR. | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: F. ANTHONY
COMPER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: PETER B.
HAMILTON | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: MICHAEL
MCSHANE | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: MICHAEL G.
MORRIS | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: MICHAEL E.J.
PHELPS | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS SPECTRA
ENERGY CORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | AN ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | SHAREHOLDER PROPOSAL CONCERNING
DISCLOSURE OF POLITICAL
CONTRIBUTIONS. | Shareholder | Against | | For | |
| | 5. | SHAREHOLDER PROPOSAL CONCERNING
METHANE EMISSIONS TARGET. | Shareholder | Against | | For | |
| | CITIGROUP INC. |
| | Security | 172967424 | | Meeting Type | Annual |
| | Ticker Symbol | C | | Meeting Date | 22-Apr-2014 |
| | ISIN | US1729674242 | | Agenda | 933933637 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: MICHAEL L.
CORBAT | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: DUNCAN P.
HENNES | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: EUGENE M.
MCQUADE | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL E.
O'NEILL | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: ANTHONY M.
SANTOMERO | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: WILLIAM S.
THOMPSON, JR. | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: ERNESTO
ZEDILLO PONCE DE LEON | Management | For | | For | |
| | 2. | PROPOSAL TO RATIFY THE SELECTION OF
KPMG LLP AS CITI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF CITI'S 2013
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF THE CITIGROUP 2014 STOCK
INCENTIVE PLAN. | Management | For | | For | |
| | 5. | STOCKHOLDER PROPOSAL REQUESTING
THAT EXECUTIVES RETAIN A SIGNIFICANT
PORTION OF THEIR STOCK UNTIL REACHING
NORMAL RETIREMENT AGE. | Shareholder | Against | | For | |
| | 6. | STOCKHOLDER PROPOSAL REQUESTING A
REPORT ON LOBBYING AND GRASSROOTS
LOBBYING CONTRIBUTIONS. | Shareholder | Against | | For | |
| | 7. | STOCKHOLDER PROPOSAL REQUESTING
THAT THE BOARD INSTITUTE A POLICY TO
MAKE IT MORE PRACTICAL TO DENY
INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | | For | |
| | 8. | STOCKHOLDER PROPOSAL REQUESTING
PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | | For | |
| | GENERAL ELECTRIC COMPANY |
| | Security | 369604103 | | Meeting Type | Annual |
| | Ticker Symbol | GE | | Meeting Date | 23-Apr-2014 |
| | ISIN | US3696041033 | | Agenda | 933932534 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | A1 | ELECTION OF DIRECTOR: W. GEOFFREY
BEATTIE | Management | For | | For | |
| | A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | | For | |
| | A3 | ELECTION OF DIRECTOR: JAMES I. CASH,
JR. | Management | For | | For | |
| | A4 | ELECTION OF DIRECTOR: FRANCISCO
D'SOUZA | Management | For | | For | |
| | A5 | ELECTION OF DIRECTOR: MARIJN E.
DEKKERS | Management | For | | For | |
| | A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | | For | |
| | A7 | ELECTION OF DIRECTOR: SUSAN J.
HOCKFIELD | Management | For | | For | |
| | A8 | ELECTION OF DIRECTOR: JEFFREY R.
IMMELT | Management | For | | For | |
| | A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | | For | |
| | A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | | For | |
| | A11 | ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS | Management | For | | For | |
| | A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | | For | |
| | A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | | For | |
| | A14 | ELECTION OF DIRECTOR: MARY L.
SCHAPIRO | Management | For | | For | |
| | A15 | ELECTION OF DIRECTOR: ROBERT J.
SWIERINGA | Management | For | | For | |
| | A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | | For | |
| | A17 | ELECTION OF DIRECTOR: DOUGLAS A.
WARNER III | Management | For | | For | |
| | B1 | ADVISORY APPROVAL OF OUR NAMED
EXECUTIVES' COMPENSATION | Management | Abstain | | Against | |
| | B2 | RATIFICATION OF SELECTION OF
INDEPENDENT AUDITOR FOR 2014 | Management | For | | For | |
| | C1 | CUMULATIVE VOTING | Shareholder | Against | | For | |
| | C2 | SENIOR EXECUTIVES HOLD OPTION
SHARES FOR LIFE | Shareholder | Against | | For | |
| | C3 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | | For | |
| | C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | | For | |
| | C5 | CESSATION OF ALL STOCK OPTIONS AND
BONUSES | Shareholder | Against | | For | |
| | C6 | SELL THE COMPANY | Shareholder | Against | | For | |
| | NEWMONT MINING CORPORATION |
| | Security | 651639106 | | Meeting Type | Annual |
| | Ticker Symbol | NEM | | Meeting Date | 23-Apr-2014 |
| | ISIN | US6516391066 | | Agenda | 933935225 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: B.R. BROOK | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: J.K. BUCKNOR | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: V.A. CALARCO | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: N. DOYLE | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: G.J. GOLDBERG | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: V.M. HAGEN | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: J. NELSON | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: D.C. ROTH | Management | For | | For | |
| | 2. | RATIFY APPOINTMENT OF INDEPENDENT
AUDITORS FOR 2014. | Management | For | | For | |
| | 3. | APPROVE, ON AN ADVISORY BASIS, NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 4. | STOCKHOLDER PROPOSAL REGARDING
POLITICAL SPENDING DISCLOSURE. | Shareholder | Against | | For | |
| | E. I. DU PONT DE NEMOURS AND COMPANY |
| | Security | 263534109 | | Meeting Type | Annual |
| | Ticker Symbol | DD | | Meeting Date | 23-Apr-2014 |
| | ISIN | US2635341090 | | Agenda | 933935338 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: LAMBERTO
ANDREOTTI | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: RICHARD H.
BROWN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ROBERT A.
BROWN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: BERTRAND P.
COLLOMB | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: CURTIS J.
CRAWFORD | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ALEXANDER M.
CUTLER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ELEUTHERE I. DU
PONT | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: MARILLYN A.
HEWSON | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | | For | |
| | 2. | ON RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| | 3. | TO APPROVE, BY ADVISORY VOTE,
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | 4. | ON POLITICAL SPENDING | Shareholder | Against | | For | |
| | 5. | ON HERBICIDE USE | Shareholder | Against | | For | |
| | 6. | ON PLANT CLOSURE | Shareholder | Against | | For | |
| | 7. | ON ACCELERATION OF EQUITY AWARDS | Shareholder | Against | | For | |
| | JOHNSON & JOHNSON |
| | Security | 478160104 | | Meeting Type | Annual |
| | Ticker Symbol | JNJ | | Meeting Date | 24-Apr-2014 |
| | ISIN | US4781601046 | | Agenda | 933933548 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: MARY SUE
COLEMAN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: SUSAN L.
LINDQUIST | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: MARK B.
MCCLELLAN | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ANNE M.
MULCAHY | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: A. EUGENE
WASHINGTON | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: RONALD A.
WILLIAMS | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| | 4. | SHAREHOLDER PROPOSAL - EXECUTIVES
TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | | For | |
| | PFIZER INC. |
| | Security | 717081103 | | Meeting Type | Annual |
| | Ticker Symbol | PFE | | Meeting Date | 24-Apr-2014 |
| | ISIN | US7170811035 | | Agenda | 933933738 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: DENNIS A.
AUSIELLO | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: W. DON
CORNWELL | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: FRANCES D.
FERGUSSON | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: CONSTANCE J.
HORNER | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: GEORGE A.
LORCH | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: SHANTANU
NARAYEN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: STEPHEN W.
SANGER | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: MARC TESSIER-
LAVIGNE | Management | For | | For | |
| | 2. | RATIFY THE SELECTION OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 4. | APPROVAL OF PFIZER INC. 2014 STOCK
PLAN | Management | Against | | Against | |
| | 5. | SHAREHOLDER PROPOSAL REGARDING
APPROVAL OF POLITICAL CONTRIBUTIONS
POLICY | Shareholder | Against | | For | |
| | 6. | SHAREHOLDER PROPOSAL REGARDING
LOBBYING ACTIVITIES | Shareholder | Against | | For | |
| | 7. | SHAREHOLDER PROPOSAL REGARDING
ACTION BY WRITTEN CONSENT | Shareholder | Against | | For | |
| | ASTRAZENECA PLC |
| | Security | 046353108 | | Meeting Type | Annual |
| | Ticker Symbol | AZN | | Meeting Date | 24-Apr-2014 |
| | ISIN | US0463531089 | | Agenda | 933945264 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | TO RECEIVE THE COMPANY'S ACCOUNTS
AND THE REPORTS OF THE DIRECTORS
AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013 | Management | For | | For | |
| | 2. | TO CONFIRM DIVIDENDS | Management | For | | For | |
| | 3. | TO APPOINT KPMG LLP, LONDON AS
AUDITOR | Management | For | | For | |
| | 4. | TO AUTHORISE THE DIRECTORS TO AGREE
TO THE REMUNERATION OF THE AUDITOR | Management | For | | For | |
| | 5A. | ELECTION OF DIRECTOR: LEIF JOHANSSON | Management | For | | For | |
| | 5B. | ELECTION OF DIRECTOR: PASCAL SORIOT | Management | For | | For | |
| | 5C. | ELECTION OF DIRECTOR: MARC DUNOYER | Management | For | | For | |
| | 5D. | ELECTION OF DIRECTOR: GENEVIEVE
BERGER | Management | For | | For | |
| | 5E. | ELECTION OF DIRECTOR: BRUCE
BURLINGTON | Management | For | | For | |
| | 5F. | ELECTION OF DIRECTOR: ANN CAIRNS | Management | For | | For | |
| | 5G. | ELECTION OF DIRECTOR: GRAHAM
CHIPCHASE | Management | For | | For | |
| | 5H. | ELECTION OF DIRECTOR: JEAN-PHILIPPE
COURTOIS | Management | For | | For | |
| | 5I. | ELECTION OF DIRECTOR: RUDY MARKHAM | Management | For | | For | |
| | 5J. | ELECTION OF DIRECTOR: NANCY
ROTHWELL | Management | For | | For | |
| | 5K. | ELECTION OF DIRECTOR: SHRITI VADERA | Management | For | | For | |
| | 5L. | ELECTION OF DIRECTOR: JOHN VARLEY | Management | For | | For | |
| | 5M. | ELECTION OF DIRECTOR: MARCUS
WALLENBERG | Management | For | | For | |
| | 6. | TO APPROVE THE ANNUAL REPORT ON
REMUNERATION FOR THE YEAR ENDED 31
DECEMBER 2013 | Management | For | | For | |
| | 7. | TO APPROVE THE DIRECTORS'
REMUNERATION POLICY | Management | For | | For | |
| | 8. | TO AUTHORISE LIMITED EU POLITICAL
DONATIONS | Management | For | | For | |
| | 9. | TO AUTHORISE THE DIRECTORS TO ALLOT
SHARES | Management | For | | For | |
| | 10. | TO AUTHORISE THE DIRECTORS TO
DISAPPLY PRE-EMPTION RIGHTS | Management | Against | | Against | |
| | 11. | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES | Management | For | | For | |
| | 12. | TO REDUCE THE NOTICE PERIOD FOR
GENERAL MEETINGS | Management | For | | For | |
| | 13. | TO APPROVE THE ASTRAZENECA 2014
PERFORMANCE SHARE PLAN | Management | For | | For | |
| | HONEYWELL INTERNATIONAL INC. |
| | Security | 438516106 | | Meeting Type | Annual |
| | Ticker Symbol | HON | | Meeting Date | 28-Apr-2014 |
| | ISIN | US4385161066 | | Agenda | 933934526 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: GORDON M.
BETHUNE | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JAIME CHICO
PARDO | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: GRACE D.
LIEBLEIN | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: BRADLEY T.
SHEARES | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: ROBIN L.
WASHINGTON | Management | For | | For | |
| | 2. | APPROVAL OF INDEPENDENT
ACCOUNTANTS. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | | For | |
| | 5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | | For | |
| | 6. | ELIMINATE ACCELERATED VESTING IN A
CHANGE IN CONTROL. | Shareholder | Against | | For | |
| | 7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | | For | |
| | WELLS FARGO & COMPANY |
| | Security | 949746101 | | Meeting Type | Annual |
| | Ticker Symbol | WFC | | Meeting Date | 29-Apr-2014 |
| | ISIN | US9497461015 | | Agenda | 933937089 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | | For | |
| | 1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | | For | |
| | 1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | | For | |
| | 1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | | For | |
| | 1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | | For | |
| | 1F) | ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR. | Management | For | | For | |
| | 1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | | For | |
| | 1H) | ELECTION OF DIRECTOR: CYNTHIA H.
MILLIGAN | Management | For | | For | |
| | 1I) | ELECTION OF DIRECTOR: FEDERICO F.
PENA | Management | For | | For | |
| | 1J) | ELECTION OF DIRECTOR: JAMES H.
QUIGLEY | Management | For | | For | |
| | 1K) | ELECTION OF DIRECTOR: JUDITH M.
RUNSTAD | Management | For | | For | |
| | 1L) | ELECTION OF DIRECTOR: STEPHEN W.
SANGER | Management | For | | For | |
| | 1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | | For | |
| | 1N) | ELECTION OF DIRECTOR: SUSAN G.
SWENSON | Management | For | | For | |
| | 2. | VOTE ON AN ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 4. | ADOPT A POLICY TO REQUIRE AN
INDEPENDENT CHAIRMAN. | Shareholder | Against | | For | |
| | 5. | REVIEW AND REPORT ON INTERNAL
CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES. | Shareholder | Against | | For | |
| | STARWOOD PROPERTY TRUST INC |
| | Security | 85571B105 | | Meeting Type | Annual |
| | Ticker Symbol | STWD | | Meeting Date | 30-Apr-2014 |
| | ISIN | US85571B1052 | | Agenda | 933963527 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD D. BRONSON | | For | For | |
| | | | 2 | JEFFREY F. DIMODICA | | For | For | |
| | | | 3 | JEFFREY G. DISHNER | | For | For | |
| | | | 4 | CAMILLE J. DOUGLAS | | For | For | |
| | | | 5 | BOYD W. FELLOWS | | For | For | |
| | | | 6 | BARRY S. STERNLICHT | | For | For | |
| | | | 7 | STRAUSS ZELNICK | | For | For | |
| | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT. | Management | Abstain | | Against | |
| | 3. | TO RATIFY THE AUDIT COMMITTEE'S
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS STARWOOD PROPERTY TRUST, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014. | Management | For | | For | |
| | 4. | THE STOCKHOLDER PROPOSAL
REGARDING AN INDEPENDENT CHAIRMAN
OF THE BOARD OF DIRECTORS AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT. | Shareholder | Against | | For | |
| | VERIZON COMMUNICATIONS INC. |
| | Security | 92343V104 | | Meeting Type | Annual |
| | Ticker Symbol | VZ | | Meeting Date | 01-May-2014 |
| | ISIN | US92343V1044 | | Agenda | 933936607 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: SHELLYE L.
ARCHAMBEAU | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: RICHARD L.
CARRION | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MELANIE L.
HEALEY | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: M. FRANCES
KEETH | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: LOWELL C.
MCADAM | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DONALD T.
NICOLAISEN | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: CLARENCE OTIS,
JR. | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: RODNEY E.
SLATER | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: KATHRYN A.
TESIJA | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: GREGORY D.
WASSON | Management | For | | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | | For | |
| | 5. | NETWORK NEUTRALITY | Shareholder | Against | | For | |
| | 6. | LOBBYING ACTIVITIES | Shareholder | Against | | For | |
| | 7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | | For | |
| | 8. | SHAREHOLDER RIGHT TO CALL A SPECIAL
MEETING | Shareholder | Against | | For | |
| | 9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN
CONSENT | Shareholder | Against | | For | |
| | 10. | PROXY VOTING AUTHORITY | Shareholder | Against | | For | |
| | ARCHER-DANIELS-MIDLAND COMPANY |
| | Security | 039483102 | | Meeting Type | Annual |
| | Ticker Symbol | ADM | | Meeting Date | 01-May-2014 |
| | ISIN | US0394831020 | | Agenda | 933952295 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: A.L. BOECKMANN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: M.H. CARTER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: T.K. CREWS | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: P. DUFOUR | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: D.E. FELSINGER | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: A. MACIEL | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: P.J. MOORE | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: T.F. O'NEILL | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: F. SANCHEZ | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: D. SHIH | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: K.R. WESTBROOK | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: P.A. WOERTZ | Management | For | | For | |
| | 2. | RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | | For | |
| | MEAD JOHNSON NUTRITION COMPANY |
| | Security | 582839106 | | Meeting Type | Annual |
| | Ticker Symbol | MJN | | Meeting Date | 01-May-2014 |
| | ISIN | US5828391061 | | Agenda | 933953766 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: STEVEN M.
ALTSCHULER, M.D. | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: HOWARD B.
BERNICK | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: KIMBERLY A.
CASIANO | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ANNA C.
CATALANO | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: CELESTE A.
CLARK, PH.D. | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JAMES M.
CORNELIUS | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: STEPHEN W.
GOLSBY | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: MICHAEL
GROBSTEIN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: PETER KASPER
JAKOBSEN | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: PETER G.
RATCLIFFE | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: ELLIOTT SIGAL,
M.D., PH.D. | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: ROBERT S.
SINGER | Management | For | | For | |
| | 2. | ADVISORY APPROVAL OF NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 3. | THE RATIFICATION OF THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | ELI LILLY AND COMPANY |
| | Security | 532457108 | | Meeting Type | Annual |
| | Ticker Symbol | LLY | | Meeting Date | 05-May-2014 |
| | ISIN | US5324571083 | | Agenda | 933931227 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: M. L. ESKEW | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: K. N. HORN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: W. G. KAELIN | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: J. C. LECHLEITER | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: M. S. RUNGE | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT BY
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR
2014. | Management | For | | For | |
| | 3. | APPROVE, BY NON-BINDING VOTE,
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | SANOFI |
| | Security | 80105N105 | | Meeting Type | Annual |
| | Ticker Symbol | SNY | | Meeting Date | 05-May-2014 |
| | ISIN | US80105N1054 | | Agenda | 933971500 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | APPROVAL OF THE INDIVIDUAL COMPANY
FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2013 | Management | For | | For | |
| | 2. | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2013 | Management | For | | For | |
| | 3. | APPROPRIATION OF PROFITS;
DECLARATION OF DIVIDEND | Management | For | | For | |
| | 4. | APPROVAL OF THE AGREEMENTS AND
UNDERTAKINGS REFERRED TO IN ARTICLES
L. 225-38 ET SEQ. OF THE FRENCH
COMMERCIAL CODE | Management | For | | For | |
| | 5. | RENEWAL OF A DIRECTOR (CHRISTOPHER
VIEHBACHER) | Management | For | | For | |
| | 6. | RENEWAL OF A DIRECTOR (ROBERT
CASTAIGNE) | Management | For | | For | |
| | 7. | RENEWAL OF A DIRECTOR (CHRISTIAN
MULLIEZ) | Management | For | | For | |
| | 8. | APPOINTMENT OF A DIRECTOR (PATRICK
KRON) | Management | For | | For | |
| | 9. | ADVISORY VOTE ON THE ELEMENTS OF
COMPENSATION DUE OR GRANTED TO MR.
SERGE WEINBERG, CHAIRMAN OF THE
BOARD OF DIRECTORS | Management | For | | For | |
| | 10. | ADVISORY VOTE ON THE ELEMENTS OF
COMPENSATION DUE OR GRANTED TO
CHRISTOPHER VIEHBACHER, CHIEF
EXECUTIVE OFFICER | Management | For | | For | |
| | 11. | AUTHORIZATION TO THE BOARD OF
DIRECTORS TO CARRY OUT TRANSACTIONS
IN SHARES ISSUED BY THE COMPANY | Management | For | | For | |
| | 12. | POWERS FOR FORMALITIES | Management | For | | For | |
| | BRISTOL-MYERS SQUIBB COMPANY |
| | Security | 110122108 | | Meeting Type | Annual |
| | Ticker Symbol | BMY | | Meeting Date | 06-May-2014 |
| | ISIN | US1101221083 | | Agenda | 933943462 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: L.B. CAMPBELL | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: J.M. CORNELIUS | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER,
M.D. | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR.,
M.D. | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | SIMPLE MAJORITY VOTE. | Shareholder | For | | | |
| | XYLEM INC. |
| | Security | 98419M100 | | Meeting Type | Annual |
| | Ticker Symbol | XYL | | Meeting Date | 06-May-2014 |
| | ISIN | US98419M1009 | | Agenda | 933943981 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: STEN E.
JAKOBSSON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: STEVEN R.
LORANGER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: EDWARD J.
LUDWIG | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JEROME A.
PERIBERE | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3. | TO APPROVE, IN A NON-BINDING VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | THE APPROVAL OF THE PERFORMANCE-
BASED PROVISIONS OF THE 2011 OMNIBUS
INCENTIVE PLAN. | Management | For | | For | |
| | 5. | THE APPROVAL OF THE PERFORMANCE-
BASED PROVISIONS OF THE XYLEM ANNUAL
INCENTIVE PLAN FOR EXECUTIVE
OFFICERS. | Management | For | | For | |
| | 6. | PROPOSED AMENDMENT TO OUR ARTICLES
OF INCORPORATION TO ALLOW
SHAREOWNERS TO CALL A SPECIAL
MEETING. | Management | For | | For | |
| | 7. | TO VOTE ON A SHAREOWNER PROPOSAL
TITLED "EXECUTIVES TO RETAIN
SIGNIFICANT STOCK". | Shareholder | Against | | For | |
| | PHILLIPS 66 |
| | Security | 718546104 | | Meeting Type | Annual |
| | Ticker Symbol | PSX | | Meeting Date | 07-May-2014 |
| | ISIN | US7185461040 | | Agenda | 933944010 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: WILLIAM R.
LOOMIS, JR. | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: GLENN F. TILTON | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MARNA C.
WHITTINGTON | Management | For | | For | |
| | 2. | PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR PHILLIPS 66 FOR 2014. | Management | For | | For | |
| | 3. | SAY ON PAY - AN ADVISORY (NON-BINDING)
VOTE ON THE APPROVAL OF EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | GREENHOUSE GAS REDUCTION GOALS. | Shareholder | Against | | For | |
| | PEPSICO, INC. |
| | Security | 713448108 | | Meeting Type | Annual |
| | Ticker Symbol | PEP | | Meeting Date | 07-May-2014 |
| | ISIN | US7134481081 | | Agenda | 933945860 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: GEORGE W.
BUCKLEY | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: RONA A.
FAIRHEAD | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ALBERTO
IBARGUEN | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: SHARON PERCY
ROCKEFELLER | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: LLOYD G.
TROTTER | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: ALBERTO
WEISSER | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS OF THE
PEPSICO, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN. | Management | For | | For | |
| | 5. | POLICY REGARDING APPROVAL OF
POLITICAL CONTRIBUTIONS. | Shareholder | Against | | For | |
| | 6. | POLICY REGARDING EXECUTIVE
RETENTION OF STOCK. | Shareholder | Against | | For | |
| | BANK OF AMERICA CORPORATION |
| | Security | 060505104 | | Meeting Type | Annual |
| | Ticker Symbol | BAC | | Meeting Date | 07-May-2014 |
| | ISIN | US0605051046 | | Agenda | 933948070 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JACK O.
BOVENDER, JR. | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: FRANK P.
BRAMBLE, SR. | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE
WECK | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ARNOLD W.
DONALD | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: CHARLES K.
GIFFORD | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: CHARLES O.
HOLLIDAY, JR. | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: MONICA C.
LOZANO | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: BRIAN T.
MOYNIHAN | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: LIONEL L.
NOWELL, III | Management | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: CLAYTON S. ROSE | Management | For | | For | |
| | 1O. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | | For | |
| | 2. | AN ADVISORY (NON-BINDING) RESOLUTION
TO APPROVE EXECUTIVE COMPENSATION
(SAY ON PAY). | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
OUR REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 4. | APPROVAL OF AMENDMENT TO THE SERIES
T PREFERRED STOCK. | Management | For | | For | |
| | 5. | STOCKHOLDER PROPOSAL - CUMULATIVE
VOTING IN DIRECTOR ELECTIONS. | Shareholder | Against | | For | |
| | 6. | STOCKHOLDER PROPOSAL - PROXY
ACCESS. | Shareholder | Against | | For | |
| | 7. | STOCKHOLDER PROPOSAL - CLIMATE
CHANGE REPORT. | Shareholder | Against | | For | |
| | 8. | STOCKHOLDER PROPOSAL - LOBBYING
REPORT. | Shareholder | Against | | For | |
| | CONSOL ENERGY INC. |
| | Security | 20854P109 | | Meeting Type | Annual |
| | Ticker Symbol | CNX | | Meeting Date | 07-May-2014 |
| | ISIN | US20854P1093 | | Agenda | 933958526 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | J. BRETT HARVEY | | For | For | |
| | | | 2 | NICHOLAS J. DEIULIIS | | For | For | |
| | | | 3 | PHILIP W. BAXTER | | For | For | |
| | | | 4 | JAMES E. ALTMEYER, SR. | | For | For | |
| | | | 5 | ALVIN R. CARPENTER | | For | For | |
| | | | 6 | WILLIAM E. DAVIS | | For | For | |
| | | | 7 | RAJ K. GUPTA | | For | For | |
| | | | 8 | DAVID C. HARDESTY, JR. | | For | For | |
| | | | 9 | MAUREEN E. LALLY-GREEN | | For | For | |
| | | | 10 | JOHN T. MILLS | | For | For | |
| | | | 11 | WILLIAM P. POWELL | | For | For | |
| | | | 12 | JOSEPH T. WILLIAMS | | For | For | |
| | 2 | RATIFICATION OF ANTICIPATED SELECTION
OF INDEPENDENT AUDITOR: ERNST &
YOUNG LLP. | Management | For | | For | |
| | 3 | APPROVAL OF COMPENSATION PAID IN 2013
TO CONSOL ENERGY INC.'S NAMED
EXECUTIVES. | Management | For | | For | |
| | 4 | A SHAREHOLDER PROPOSAL REGARDING
POLITICAL CONTRIBUTIONS. | Shareholder | Against | | For | |
| | 5 | A SHAREHOLDER PROPOSAL REGARDING A
CLIMATE CHANGE REPORT. | Shareholder | Against | | For | |
| | 6 | A SHAREHOLDER PROPOSAL REGARDING
AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | | For | |
| | ABBVIE INC. |
| | Security | 00287Y109 | | Meeting Type | Annual |
| | Ticker Symbol | ABBV | | Meeting Date | 09-May-2014 |
| | ISIN | US00287Y1091 | | Agenda | 933942725 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT J. ALPERN | | For | For | |
| | | | 2 | EDWARD M. LIDDY | | For | For | |
| | | | 3 | FREDERICK H. WADDELL | | For | For | |
| | 2. | RATIFICATION OF ERNST & YOUNG LLP AS
ABBVIE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | 3. | SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | AMERICAN WATER WORKS COMPANY, INC. |
| | Security | 030420103 | | Meeting Type | Annual |
| | Ticker Symbol | AWK | | Meeting Date | 09-May-2014 |
| | ISIN | US0304201033 | | Agenda | 933945909 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JULIE A. DOBSON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: PAUL J. EVANSON | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: MARTHA CLARK
GOSS | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: RICHARD R.
GRIGG | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JULIA L. JOHNSON | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: GEORGE
MACKENZIE | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: WILLIAM J.
MARRAZZO | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: SUSAN N. STORY | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDED DECEMBER 31, 2014. | Management | For | | For | |
| | 3. | AN ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | AMERICAN INTERNATIONAL GROUP, INC. |
| | Security | 026874784 | | Meeting Type | Annual |
| | Ticker Symbol | AIG | | Meeting Date | 12-May-2014 |
| | ISIN | US0268747849 | | Agenda | 933956217 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: ROBERT H.
BENMOSCHE | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: W. DON
CORNWELL | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JOHN H.
FITZPATRICK | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: WILLIAM G.
JURGENSEN | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: CHRISTOPHER S.
LYNCH | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ARTHUR C.
MARTINEZ | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: GEORGE L. MILES,
JR. | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: ROBERT S.
MILLER | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: RONALD A.
RITTENMEYER | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: DOUGLAS M.
STEENLAND | Management | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: THERESA M.
STONE | Management | For | | For | |
| | 2. | TO VOTE, ON A NON-BINDING ADVISORY
BASIS, TO APPROVE EXECUTIVE
COMPENSATION. | Management | For | | For | |
| | 3. | TO ACT UPON A PROPOSAL TO AMEND AND
RESTATE AIG'S RESTATED CERTIFICATE OF
INCORPORATION TO CONTINUE TO
RESTRICT CERTAIN TRANSFERS OF AIG
COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES. | Management | Against | | Against | |
| | 4. | TO ACT UPON A PROPOSAL TO RATIFY THE
AMENDMENT TO EXTEND THE EXPIRATION
OF THE AMERICAN INTERNATIONAL GROUP,
INC. TAX ASSET PROTECTION PLAN. | Management | Against | | Against | |
| | 5. | TO ACT UPON A PROPOSAL TO RATIFY THE
SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS AIG'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| | INTERNATIONAL PAPER COMPANY |
| | Security | 460146103 | | Meeting Type | Annual |
| | Ticker Symbol | IP | | Meeting Date | 12-May-2014 |
| | ISIN | US4601461035 | | Agenda | 933972362 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: DAVID J.
BRONCZEK | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: AHMET C.
DORDUNCU | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JAY L. JOHNSON | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: STACEY J.
MOBLEY | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JOHN L.
TOWNSEND, III | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: JOHN F. TURNER | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM G.
WALTER | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: J. STEVEN
WHISLER | Management | For | | For | |
| | 2 | RATIFICATION OF DELOITTE & TOUCHE LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014 | Management | For | | For | |
| | 3 | RE-APPROVAL OF MATERIAL TERMS OF
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS UNDER
THE INTERNATIONAL PAPER COMPANY
AMENDED AND RESTATED 2009 INCENTIVE
COMPENSATION PLAN | Management | For | | For | |
| | 4 | A NON-BINDING RESOLUTION TO APPROVE
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DISCUSSED UNDER THE HEADING
"COMPENSATION DISCUSSION & ANALYSIS" | Management | Abstain | | Against | |
| | 5 | SHAREOWNER PROPOSAL CONCERNING AN
INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | | For | |
| | WASTE MANAGEMENT, INC. |
| | Security | 94106L109 | | Meeting Type | Annual |
| | Ticker Symbol | WM | | Meeting Date | 13-May-2014 |
| | ISIN | US94106L1098 | | Agenda | 933944476 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: BRADBURY H.
ANDERSON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: FRANK M. CLARK,
JR. | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: PATRICK W.
GROSS | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: VICTORIA M. HOLT | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: W. ROBERT REUM | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: THOMAS H.
WEIDEMEYER | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 3. | APPROVAL OF OUR EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF OUR 2014 STOCK INCENTIVE
PLAN. | Management | For | | For | |
| | 5. | STOCKHOLDER PROPOSAL REGARDING
DISCLOSURE OF POLITICAL
CONTRIBUTIONS, IF PROPERLY PRESENTED
AT THE MEETING. | Shareholder | Against | | For | |
| | CONOCOPHILLIPS |
| | Security | 20825C104 | | Meeting Type | Annual |
| | Ticker Symbol | COP | | Meeting Date | 13-May-2014 |
| | ISIN | US20825C1045 | | Agenda | 933946305 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: RICHARD L.
ARMITAGE | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: RICHARD H.
AUCHINLECK | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: CHARLES E.
BUNCH | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR. | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: ROBERT A.
NIBLOCK | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE,
JR. | Management | For | | For | |
| | 2. | RATIFY APPOINTMENT OF ERNST & YOUNG
LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF 2014 OMNIBUS STOCK AND
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS. | Management | For | | For | |
| | 5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | | For | |
| | 6. | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | | For | |
| | ZOETIS INC. |
| | Security | 98978V103 | | Meeting Type | Annual |
| | Ticker Symbol | ZTS | | Meeting Date | 13-May-2014 |
| | ISIN | US98978V1035 | | Agenda | 933959504 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1.1 | ELECTION OF DIRECTOR: GREGORY
NORDEN | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: LOUISE M.
PARENT | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: ROBERT W.
SCULLY | Management | For | | For | |
| | 2. | SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 3. | FREQUENCY OF SAY ON PAY - AN
ADVISORY VOTE ON THE APPROVAL OF THE
FREQUENCY OF SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF THE ZOETIS INC. 2013
EQUITY AND INCENTIVE PLAN. | Management | For | | For | |
| | 5. | PROPOSAL TO RATIFY KPMG LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | STATOIL ASA |
| | Security | 85771P102 | | Meeting Type | Annual |
| | Ticker Symbol | STO | | Meeting Date | 14-May-2014 |
| | ISIN | US85771P1021 | | Agenda | 933994546 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 3 | ELECTION OF CHAIR FOR THE MEETING | Management | For | | | |
| | 4 | APPROVAL OF THE NOTICE AND THE
AGENDA | Management | For | | | |
| | 5 | ELECTION OF TWO PERSONS TO CO-SIGN
THE MINUTES TOGETHER WITH THE CHAIR
OF THE MEETING | Management | For | | | |
| | 6 | APPROVAL OF THE ANNUAL REPORT AND
ACCOUNTS FOR STATOIL ASA AND THE
STATOIL GROUP FOR 2013, INCLUDING THE
BOARD OF DIRECTORS' PROPOSAL FOR
DISTRIBUTION OF DIVIDEND | Management | For | | | |
| | 7 | PROPOSAL SUBMITTED BY A
SHAREHOLDER REGARDING STATOIL'S
ACTIVITIES IN CANADA | Shareholder | Abstain | | | |
| | 8 | PROPOSAL SUBMITTED BY A
SHAREHOLDER REGARDING STATOIL'S
ACTIVITIES IN THE ARCTIC | Shareholder | Abstain | | | |
| | 9 | REPORT ON CORPORATE GOVERNANCE | Management | For | | | |
| | 10 | DECLARATION ON STIPULATION OF SALARY
AND OTHER REMUNERATION FOR
EXECUTIVE MANAGEMENT | Management | For | | | |
| | 11 | APPROVAL OF REMUNERATION FOR THE
COMPANY'S EXTERNAL AUDITOR FOR 2013 | Management | For | | | |
| | 12 | NOMINATION COMMITTEE'S JOINT
PROPOSAL | Management | For | | | |
| | 12A | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER OLAUG SVARVA (RE-
ELECTION, NOMINATED AS CHAIR) | Management | For | | | |
| | 12B | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER IDAR KREUTZER (RE-
ELECTION, NOMINATED AS DEPUTY CHAIR) | Management | For | | | |
| | 12C | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER KARIN ASLAKSEN (RE-
ELECTION) | Management | For | | | |
| | 12D | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER GREGER MANNSVERK
(RE-ELECTION) | Management | For | | | |
| | 12E | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER STEINAR OLSEN (RE-
ELECTION) | Management | For | | | |
| | 12F | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER INGVALD STROMMEN
(RE-ELECTION) | Management | For | | | |
| | 12G | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER RUNE BJERKE (RE-
ELECTION) | Management | For | | | |
| | 12H | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER SIRI KALVIG (RE-
ELECTION) | Management | For | | | |
| | 12I | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER BARBRO HAETTA (RE-
ELECTION) | Management | For | | | |
| | 12J | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER TERJE VENOLD (NEW
ELECTION) | Management | For | | | |
| | 12K | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER TONE LUNDE BAKKER
(NEW ELECTION) | Management | For | | | |
| | 12L | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: MEMBER LINDA LITLEKALSOY
AASE (NEW ELECTION, FORMER 4. DEPUTY
MEMBER) | Management | For | | | |
| | 12M | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: DEPUTY MEMBER: ARTHUR
SLETTEBERG (RE-ELECTION) | Management | For | | | |
| | 12N | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ
(RE-ELECTION) | Management | For | | | |
| | 12O | ELECTION OF MEMBER TO THE CORPORATE
ASSEMBLY: DEPUTY MEMBER: NINA
KIVIJERVI JONASSEN (NEW ELECTION) | Management | For | | | |
| | 12P | ELECTION OF MEMBERS TO THE
CORPORATE ASSEMBLY: DEPUTY MEMBER:
BIRGITTE VARTDAL (NEW ELECTION) | Management | For | | | |
| | 13 | DETERMINATION OF REMUNERATION FOR
THE CORPORATE ASSEMBLY | Management | For | | | |
| | 14 | NOMINATION COMMITTEE'S JOINT
PROPOSAL | Management | For | | | |
| | 14A | ELECTION OF MEMBER TO THE NOMINATION
COMMITTEE: CHAIR OLAUG SVARVA (RE-
ELECTION) | Management | For | | | |
| | 14B | ELECTION OF MEMBER TO THE NOMINATION
COMMITTEE: MEMBER TOM RATHKE (RE-
ELECTION) | Management | For | | | |
| | 14C | ELECTION OF MEMBER TO THE NOMINATION
COMMITTEE: MEMBER ELISABETH BERGE
WITH PERSONAL DEPUTY MEMBER JOHAN
A. ALSTAD (RE-ELECTION) | Management | For | | | |
| | 14D | ELECTION OF MEMBER TO THE NOMINATION
COMMITTEE: MEMBER TONE LUNDE
BAKKER (NEW ELECTION) | Management | For | | | |
| | 15 | DETERMINATION OF REMUNERATION FOR
THE NOMINATION COMMITTEE | Management | For | | | |
| | 16 | AUTHORISATION TO DISTRIBUTE DIVIDEND
BASED ON APPROVED ANNUAL ACCOUNTS
FOR 2013 | Management | For | | | |
| | 17 | AUTHORISATION TO ACQUIRE STATOIL ASA
SHARES IN THE MARKET IN ORDER TO
CONTINUE OPERATION OF THE SHARE
SAVING PLAN FOR EMPLOYEES | Management | For | | | |
| | 18 | AUTHORISATION TO ACQUIRE STATOIL ASA
SHARES IN THE MARKET FOR SUBSEQUENT
ANNULMENT | Management | For | | | |
| | 19 | PROPOSAL SUBMITTED BY A
SHAREHOLDER REGARDING STATOIL'S
ACTIVITIES | Shareholder | Abstain | | | |
| | APACHE CORPORATION |
| | Security | 037411105 | | Meeting Type | Annual |
| | Ticker Symbol | APA | | Meeting Date | 15-May-2014 |
| | ISIN | US0374111054 | | Agenda | 933967486 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | ELECTION OF DIRECTOR: G. STEVEN
FARRIS | Management | For | | For | |
| | 2. | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | Management | For | | For | |
| | 3. | ELECTION OF DIRECTOR: AMY H. NELSON | Management | For | | For | |
| | 4. | RATIFICATION OF ERNST & YOUNG LLP AS
APACHE'S INDEPENDENT AUDITORS | Management | For | | For | |
| | 5. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF APACHE'S NAMED
EXECUTIVE OFFICERS | Management | Abstain | | Against | |
| | 6. | APPROVAL OF AMENDMENT TO APACHE'S
RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE APACHE'S
CLASSIFIED BOARD OF DIRECTORS | Management | For | | For | |
| | TRANSOCEAN, LTD. |
| | Security | H8817H100 | | Meeting Type | Annual |
| | Ticker Symbol | RIG | | Meeting Date | 16-May-2014 |
| | ISIN | CH0048265513 | | Agenda | 933991526 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | 2013 ANNUAL REPORT, INCLUDING
CONSOLIDATED FINANCIAL STATEMENTS
AND STATUTORY FINANCIAL STATEMENTS
OF TRANSOCEAN LTD | Management | For | | For | |
| | 2 | DISCHARGE OF BOARD OF DIRECTORS AND
EXECUTIVE MANAGEMENT FROM LIABILITY
FOR ACTIVITIES DURING FISCAL YEAR 2013 | Management | For | | For | |
| | 3 | APPROPRIATION OF AVAILABLE EARNINGS | Management | For | | For | |
| | 4 | DISTRIBUTION OF A DIVIDEND OUT OF
CAPITAL CONTRIBUTION RESERVES OF
US$3.00 PER OUTSTANDING SHARE | Management | For | | For | |
| | 5 | AUTHORIZED SHARE CAPITAL | Management | For | | For | |
| | 6 | REDUCTION OF THE MAXIMUM NUMBER OF
MEMBERS OF BOARD OF DIRECTORS TO 11
FROM 14 | Management | For | | For | |
| | 7A | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: AMENDMENTS REGARDING
ELECTIONS AND RELATED MATTERS | Management | For | | For | |
| | 7B | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: BINDING SHAREHOLDER
RATIFICATION OF THE COMPENSATION OF
THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| | 7C | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: SUPPLEMENTARY AMOUNT
FOR PERSONS ASSUMING AN EXECUTIVE
MANAGEMENT TEAM POSITION DURING A
COMPENSATION PERIOD FOR WHICH
SHAREHOLDER RATIFICATION HAS
ALREADY BEEN GRANTED | Management | For | | For | |
| | 7D | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: GENERAL PRINCIPLES AND
TERMS APPLICABLE TO THE
COMPENSATION OF THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| | 7E | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: MAXIMUM TERM AND
TERMINATION NOTICE PERIOD OF
MEMBERS OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE MANAGEMENT TEAM
AND NON-COMPETITION AGREEMENTS
WITH MEMBERS OF THE EXECUTIVE
MANAGEMENT TEAM | Management | For | | For | |
| | 7F | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: PERMISSIBLE MANDATES OF
MEMBERS OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| | 7G | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: LOANS AND POST-
RETIREMENT BENEFITS BEYOND
OCCUPATIONAL PENSIONS | Management | For | | For | |
| | 8 | AMENDMENT OF ARTICLES OF
ASSOCIATION REGARDING THE APPLICABLE
VOTE STANDARD FOR ELECTIONS OF
DIRECTORS, THE CHAIRMAN AND THE
MEMBERS OF THE COMPENSATION
COMMITTEE | Management | For | | For | |
| | 9 | AMENDMENT OF ARTICLES OF
ASSOCIATION REGARDING SHAREHOLDER
AGENDA ITEM REQUESTS PURSUANT TO
SWISS LAW | Management | For | | For | |
| | 10A | REELECTION OF DIRECTOR: IAN C.
STRACHAN | Management | For | | For | |
| | 10B | REELECTION OF DIRECTOR: GLYN A.
BARKER | Management | For | | For | |
| | 10C | REELECTION OF DIRECTOR: VANESSA C.L.
CHANG | Management | For | | For | |
| | 10D | REELECTION OF DIRECTOR: FREDERICO F.
CURADO | Management | For | | For | |
| | 10E | REELECTION OF DIRECTOR: CHAD DEATON | Management | For | | For | |
| | 10F | REELECTION OF DIRECTOR: MARTIN B.
MCNAMARA | Management | For | | For | |
| | 10G | REELECTION OF DIRECTOR: SAMUEL
MERKSAMER | Management | For | | For | |
| | 10H | REELECTION OF DIRECTOR: EDWARD R.
MULLER | Management | For | | For | |
| | 10I | REELECTION OF DIRECTOR: STEVEN L.
NEWMAN | Management | For | | For | |
| | 10J | REELECTION OF DIRECTOR: TAN EK KIA | Management | For | | For | |
| | 10K | ELECTION OF DIRECTOR: VINCENT J.
INTRIERI | Management | For | | For | |
| | 11 | ELECTION OF IAN C. STRACHAN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS
FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING | Management | For | | For | |
| | 12A | ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: FREDERICO
F. CURADO | Management | For | | For | |
| | 12B | ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: MARTIN B.
MCNAMARA | Management | For | | For | |
| | 12C | ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: TAN EK KIA | Management | For | | For | |
| | 12D | ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: VINCENT J.
INTRIERI | Management | For | | For | |
| | 13 | ELECTION OF SCHWEIGER ADVOKATUR /
NOTARIAT AS THE INDEPENDENT PROXY
FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING | Management | For | | For | |
| | 14 | APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014 AND REELECTION
OF ERNST & YOUNG LTD, ZURICH, AS THE
COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM | Management | For | | For | |
| | 15 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 16 | REAPPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS UNDER THE
LONG-TERM INCENTIVE PLAN OF
TRANSOCEAN LTD. | Management | For | | For | |
| | TRANSOCEAN, LTD. |
| | Security | H8817H100 | | Meeting Type | Annual |
| | Ticker Symbol | RIG | | Meeting Date | 16-May-2014 |
| | ISIN | CH0048265513 | | Agenda | 934010567 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | 2013 ANNUAL REPORT, INCLUDING
CONSOLIDATED FINANCIAL STATEMENTS
AND STATUTORY FINANCIAL STATEMENTS
OF TRANSOCEAN LTD | Management | For | | For | |
| | 2 | DISCHARGE OF BOARD OF DIRECTORS AND
EXECUTIVE MANAGEMENT FROM LIABILITY
FOR ACTIVITIES DURING FISCAL YEAR 2013 | Management | For | | For | |
| | 3 | APPROPRIATION OF AVAILABLE EARNINGS | Management | For | | For | |
| | 4 | DISTRIBUTION OF A DIVIDEND OUT OF
CAPITAL CONTRIBUTION RESERVES OF
US$3.00 PER OUTSTANDING SHARE | Management | For | | For | |
| | 5 | AUTHORIZED SHARE CAPITAL | Management | For | | For | |
| | 6 | REDUCTION OF THE MAXIMUM NUMBER OF
MEMBERS OF BOARD OF DIRECTORS TO 11
FROM 14 | Management | For | | For | |
| | 7A | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: AMENDMENTS REGARDING
ELECTIONS AND RELATED MATTERS | Management | For | | For | |
| | 7B | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: BINDING SHAREHOLDER
RATIFICATION OF THE COMPENSATION OF
THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| | 7C | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: SUPPLEMENTARY AMOUNT
FOR PERSONS ASSUMING AN EXECUTIVE
MANAGEMENT TEAM POSITION DURING A
COMPENSATION PERIOD FOR WHICH
SHAREHOLDER RATIFICATION HAS
ALREADY BEEN GRANTED | Management | For | | For | |
| | 7D | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: GENERAL PRINCIPLES AND
TERMS APPLICABLE TO THE
COMPENSATION OF THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| | 7E | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: MAXIMUM TERM AND
TERMINATION NOTICE PERIOD OF
MEMBERS OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE MANAGEMENT TEAM
AND NON-COMPETITION AGREEMENTS
WITH MEMBERS OF THE EXECUTIVE
MANAGEMENT TEAM | Management | For | | For | |
| | 7F | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: PERMISSIBLE MANDATES OF
MEMBERS OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | | For | |
| | 7G | AMENDMENTS TO ARTICLES OF
ASSOCIATION TO IMPLEMENT THE MINDER
ORDINANCE: LOANS AND POST-
RETIREMENT BENEFITS BEYOND
OCCUPATIONAL PENSIONS | Management | For | | For | |
| | 8 | AMENDMENT OF ARTICLES OF
ASSOCIATION REGARDING THE APPLICABLE
VOTE STANDARD FOR ELECTIONS OF
DIRECTORS, THE CHAIRMAN AND THE
MEMBERS OF THE COMPENSATION
COMMITTEE | Management | For | | For | |
| | 9 | AMENDMENT OF ARTICLES OF
ASSOCIATION REGARDING SHAREHOLDER
AGENDA ITEM REQUESTS PURSUANT TO
SWISS LAW | Management | For | | For | |
| | 10A | REELECTION OF DIRECTOR: IAN C.
STRACHAN | Management | For | | For | |
| | 10B | REELECTION OF DIRECTOR: GLYN A.
BARKER | Management | For | | For | |
| | 10C | REELECTION OF DIRECTOR: VANESSA C.L.
CHANG | Management | For | | For | |
| | 10D | REELECTION OF DIRECTOR: FREDERICO F.
CURADO | Management | For | | For | |
| | 10E | REELECTION OF DIRECTOR: CHAD DEATON | Management | For | | For | |
| | 10F | REELECTION OF DIRECTOR: MARTIN B.
MCNAMARA | Management | For | | For | |
| | 10G | REELECTION OF DIRECTOR: SAMUEL
MERKSAMER | Management | For | | For | |
| | 10H | REELECTION OF DIRECTOR: EDWARD R.
MULLER | Management | For | | For | |
| | 10I | REELECTION OF DIRECTOR: STEVEN L.
NEWMAN | Management | For | | For | |
| | 10J | REELECTION OF DIRECTOR: TAN EK KIA | Management | For | | For | |
| | 10K | ELECTION OF DIRECTOR: VINCENT J.
INTRIERI | Management | For | | For | |
| | 11 | ELECTION OF IAN C. STRACHAN AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS
FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING | Management | For | | For | |
| | 12A | ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: FREDERICO
F. CURADO | Management | For | | For | |
| | 12B | ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: MARTIN B.
MCNAMARA | Management | For | | For | |
| | 12C | ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: TAN EK KIA | Management | For | | For | |
| | 12D | ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: VINCENT J.
INTRIERI | Management | For | | For | |
| | 13 | ELECTION OF SCHWEIGER ADVOKATUR /
NOTARIAT AS THE INDEPENDENT PROXY
FOR A TERM EXTENDING UNTIL
COMPLETION OF THE NEXT ANNUAL
GENERAL MEETING | Management | For | | For | |
| | 14 | APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2014 AND REELECTION
OF ERNST & YOUNG LTD, ZURICH, AS THE
COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM | Management | For | | For | |
| | 15 | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 16 | REAPPROVAL OF THE MATERIAL TERMS OF
THE PERFORMANCE GOALS UNDER THE
LONG-TERM INCENTIVE PLAN OF
TRANSOCEAN LTD. | Management | For | | For | |
| | FIRSTENERGY CORP. |
| | Security | 337932107 | | Meeting Type | Annual |
| | Ticker Symbol | FE | | Meeting Date | 20-May-2014 |
| | ISIN | US3379321074 | | Agenda | 933954376 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | PAUL T. ADDISON | | For | For | |
| | | | 2 | ANTHONY J. ALEXANDER | | For | For | |
| | | | 3 | MICHAEL J. ANDERSON | | For | For | |
| | | | 4 | WILLIAM T. COTTLE | | For | For | |
| | | | 5 | ROBERT B. HEISLER, JR. | | For | For | |
| | | | 6 | JULIA L. JOHNSON | | For | For | |
| | | | 7 | TED J. KLEISNER | | For | For | |
| | | | 8 | DONALD T. MISHEFF | | For | For | |
| | | | 9 | ERNEST J. NOVAK, JR. | | For | For | |
| | | | 10 | CHRISTOPHER D. PAPPAS | | For | For | |
| | | | 11 | CATHERINE A. REIN | | For | For | |
| | | | 12 | LUIS A. REYES | | For | For | |
| | | | 13 | GEORGE M. SMART | | For | For | |
| | | | 14 | WES M. TAYLOR | | For | For | |
| | 2. | THE RATIFICATION OF THE APPOINTMENT
OF THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | Management | For | | For | |
| | 3. | AN ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 4. | SHAREHOLDER PROPOSAL: ADOPTION OF A
SPECIFIC PERFORMANCE POLICY | Shareholder | Against | | For | |
| | 5. | SHAREHOLDER PROPOSAL: RETIREMENT
BENEFITS | Shareholder | Against | | For | |
| | 6. | SHAREHOLDER PROPOSAL: VESTING OF
EQUITY AWARD POLICY | Shareholder | Against | | For | |
| | 7. | SHAREHOLDER PROPOSAL: DIRECTOR
ELECTION MAJORITY VOTE STANDARD | Shareholder | Against | | For | |
| | JPMORGAN CHASE & CO. |
| | Security | 46625H100 | | Meeting Type | Annual |
| | Ticker Symbol | JPM | | Meeting Date | 20-May-2014 |
| | ISIN | US46625H1005 | | Agenda | 933970089 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: LINDA B.
BAMMANN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: CRANDALL C.
BOWLES | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: STEPHEN B.
BURKE | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: LABAN P.
JACKSON, JR. | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: WILLIAM C.
WELDON | Management | For | | For | |
| | 2. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| | 4. | LOBBYING REPORT - REQUIRE ANNUAL
REPORT ON LOBBYING | Shareholder | Against | | For | |
| | 5. | SPECIAL SHAREOWNER MEETINGS -
REDUCE THRESHOLD TO 15% RATHER
THAN 20% AND REMOVE PROCEDURAL
PROVISIONS | Shareholder | Against | | For | |
| | 6. | CUMULATIVE VOTING - REQUIRE
CUMULATIVE VOTING FOR DIRECTORS
RATHER THAN ONE-SHARE ONE-VOTE | Shareholder | Against | | For | |
| | MONDELEZ INTERNATIONAL, INC. |
| | Security | 609207105 | | Meeting Type | Annual |
| | Ticker Symbol | MDLZ | | Meeting Date | 21-May-2014 |
| | ISIN | US6092071058 | | Agenda | 933952360 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: STEPHEN F.
BOLLENBACH | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: LEWIS W.K.
BOOTH | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: MARK D.
KETCHUM | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JORGE S.
MESQUITA | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: FREDRIC G.
REYNOLDS | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: IRENE B.
ROSENFELD | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: PATRICK T.
SIEWERT | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: JEAN-FRANCOIS
M.L. VAN BOXMEER | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 3. | APPROVE MONDELEZ INTERNATIONAL, INC.
AMENDED AND RESTATED 2005
PERFORMANCE INCENTIVE PLAN | Management | For | | For | |
| | 4. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING
DECEMBER 31, 2014 | Management | For | | For | |
| | 5. | SHAREHOLDER PROPOSAL: REPORT ON
PACKAGING | Shareholder | Against | | For | |
| | HALLIBURTON COMPANY |
| | Security | 406216101 | | Meeting Type | Annual |
| | Ticker Symbol | HAL | | Meeting Date | 21-May-2014 |
| | ISIN | US4062161017 | | Agenda | 933970786 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | | For | |
| | 1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | | For | |
| | 1C | ELECTION OF DIRECTOR: M. CARROLL | Management | For | | For | |
| | 1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | | For | |
| | 1E | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | | For | |
| | 1F | ELECTION OF DIRECTOR: J.C. GRUBISICH | Management | For | | For | |
| | 1G | ELECTION OF DIRECTOR: A.S. JUM'AH | Management | For | | For | |
| | 1H | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | | For | |
| | 1I | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | | For | |
| | 1J | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | | For | |
| | 1K | ELECTION OF DIRECTOR: D.L. REED | Management | For | | For | |
| | 2 | PROPOSAL FOR RATIFICATION OF THE
SELECTION OF AUDITORS. | Management | For | | For | |
| | 3 | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | Abstain | | Against | |
| | 4 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Against | | For | |
| | CME GROUP INC. |
| | Security | 12572Q105 | | Meeting Type | Annual |
| | Ticker Symbol | CME | | Meeting Date | 21-May-2014 |
| | ISIN | US12572Q1058 | | Agenda | 933975673 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: TERRENCE A.
DUFFY | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: PHUPINDER S.
GILL | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: TIMOTHY S.
BITSBERGER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: CHARLES P.
CAREY | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: DENNIS H.
CHOOKASZIAN | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: MARTIN J.
GEPSMAN | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: LARRY G. GERDES | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DANIEL R.
GLICKMAN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: J. DENNIS
HASTERT | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: LEO MELAMED | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: WILLIAM P. MILLER
II | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: JAMES E. OLIFF | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: EDEMIR PINTO | Management | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: ALEX J. POLLOCK | Management | For | | For | |
| | 1O. | ELECTION OF DIRECTOR: JOHN F. SANDNER | Management | For | | For | |
| | 1P. | ELECTION OF DIRECTOR: TERRY L. SAVAGE | Management | For | | For | |
| | 1Q. | ELECTION OF DIRECTOR: WILLIAM R.
SHEPARD | Management | For | | For | |
| | 1R. | ELECTION OF DIRECTOR: DENNIS A.
SUSKIND | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 3. | ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | | Against | |
| | 4. | APPROVAL OF AN AMENDMENT TO THE CME
GROUP INC. DIRECTOR STOCK PLAN. | Management | For | | For | |
| | 5. | APPROVAL OF AN AMENDMENT TO THE CME
GROUP INC. INCENTIVE PLAN FOR OUR
NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 6. | APPROVAL OF AN AMENDMENT TO THE CME
GROUP INC. CERTIFICATE OF
INCORPORATION TO MODIFY THE
DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE. | Management | For | | For | |
| | INTEL CORPORATION |
| | Security | 458140100 | | Meeting Type | Annual |
| | Ticker Symbol | INTC | | Meeting Date | 22-May-2014 |
| | ISIN | US4581401001 | | Agenda | 933962854 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: CHARLENE
BARSHEFSKY | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: BRIAN M.
KRZANICH | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: JAMES D.
PLUMMER | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DAVID S.
POTTRUCK | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | | For | |
| | 2. | RATIFICATION OF SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT YEAR | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | THE HOME DEPOT, INC. |
| | Security | 437076102 | | Meeting Type | Annual |
| | Ticker Symbol | HD | | Meeting Date | 22-May-2014 |
| | ISIN | US4370761029 | | Agenda | 933970382 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: F. DUANE
ACKERMAN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: GREGORY D.
BRENNEMAN | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ARMANDO
CODINA | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: HELENA B.
FOULKES | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: WAYNE M.
HEWETT | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: MARK VADON | Management | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 4. | SHAREHOLDER PROPOSAL REGARDING
SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | | For | |
| | 5. | SHAREHOLDER PROPOSAL REGARDING
EMPLOYMENT DIVERSITY REPORT | Shareholder | Against | | For | |
| | MERCK & CO., INC. |
| | Security | 58933Y105 | | Meeting Type | Annual |
| | Ticker Symbol | MRK | | Meeting Date | 27-May-2014 |
| | ISIN | US58933Y1055 | | Agenda | 933975180 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: KENNETH C.
FRAZIER | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: THOMAS H.
GLOCER | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: WILLIAM B.
HARRISON JR. | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: C. ROBERT
KIDDER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: CARLOS E.
REPRESAS | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: PATRICIA F.
RUSSO | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: CRAIG B.
THOMPSON | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: WENDELL P.
WEEKS | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: PETER C.
WENDELL | Management | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2014. | Management | For | | For | |
| | 4. | SHAREHOLDER PROPOSAL CONCERNING
SHAREHOLDERS' RIGHT TO ACT BY
WRITTEN CONSENT. | Shareholder | Against | | For | |
| | 5. | SHAREHOLDER PROPOSAL CONCERNING
SPECIAL SHAREOWNER MEETINGS. | Shareholder | Against | | For | |
| | CHEVRON CORPORATION |
| | Security | 166764100 | | Meeting Type | Annual |
| | Ticker Symbol | CVX | | Meeting Date | 28-May-2014 |
| | ISIN | US1667641005 | | Agenda | 933978011 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: E. HERNANDEZ,
JR. | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: J.M. HUNTSMAN,
JR. | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: C.W. MOORMAN | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: C. WARE | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | Management | Abstain | | Against | |
| | 4. | CHARITABLE CONTRIBUTIONS DISCLOSURE | Shareholder | Against | | For | |
| | 5. | LOBBYING DISCLOSURE | Shareholder | Against | | For | |
| | 6. | SHALE ENERGY OPERATIONS | Shareholder | Against | | For | |
| | 7. | INDEPENDENT CHAIRMAN | Shareholder | Against | | For | |
| | 8. | SPECIAL MEETINGS | Shareholder | Against | | For | |
| | 9. | INDEPENDENT DIRECTOR WITH
ENVIRONMENTAL EXPERTISE | Shareholder | Against | | For | |
| | 10. | COUNTRY SELECTION GUIDELINES | Shareholder | Against | | For | |
| | DEVON ENERGY CORPORATION |
| | Security | 25179M103 | | Meeting Type | Annual |
| | Ticker Symbol | DVN | | Meeting Date | 04-Jun-2014 |
| | ISIN | US25179M1036 | | Agenda | 933987375 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BARBARA M. BAUMANN | | For | For | |
| | | | 2 | JOHN E. BETHANCOURT | | For | For | |
| | | | 3 | ROBERT H. HENRY | | For | For | |
| | | | 4 | JOHN A. HILL | | For | For | |
| | | | 5 | MICHAEL M. KANOVSKY | | For | For | |
| | | | 6 | ROBERT A. MOSBACHER, JR | | For | For | |
| | | | 7 | J. LARRY NICHOLS | | For | For | |
| | | | 8 | DUANE C. RADTKE | | For | For | |
| | | | 9 | MARY P. RICCIARDELLO | | For | For | |
| | | | 10 | JOHN RICHELS | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | Abstain | | Against | |
| | 3. | RATIFY THE APPOINTMENT OF THE
COMPANY'S INDEPENDENT AUDITORS FOR
2014. | Management | For | | For | |
| | 4. | REPORT ON PLANS TO ADDRESS CLIMATE
CHANGE. | Shareholder | Against | | For | |
| | 5. | REPORT DISCLOSING LOBBYING POLICY
AND ACTIVITY. | Shareholder | Against | | For | |
| | 6. | REPORT ON LOBBYING ACTIVITIES RELATED
TO ENERGY POLICY AND CLIMATE CHANGE. | Shareholder | Against | | For | |
| | TIME WARNER CABLE INC |
| | Security | 88732J207 | | Meeting Type | Annual |
| | Ticker Symbol | TWC | | Meeting Date | 05-Jun-2014 |
| | ISIN | US88732J2078 | | Agenda | 934011610 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: CAROLE BLACK | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: GLENN A. BRITT | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: THOMAS H.
CASTRO | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: DAVID C. CHANG | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR. | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: PETER R. HAJE | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DONNA A. JAMES | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: DON LOGAN | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: ROBERT D.
MARCUS | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: WAYNE H. PACE | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: EDWARD D.
SHIRLEY | Management | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Management | For | | For | |
| | 2. | RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | | Against | |
| | 4. | STOCKHOLDER PROPOSAL ON DISCLOSURE
OF LOBBYING ACTIVITIES. | Shareholder | Against | | For | |
| | 5. | STOCKHOLDER PROPOSAL ON
ACCELERATED VESTING OF EQUITY
AWARDS IN A CHANGE IN CONTROL. | Shareholder | Against | | For | |
| | BEST BUY CO., INC. |
| | Security | 086516101 | | Meeting Type | Annual |
| | Ticker Symbol | BBY | | Meeting Date | 10-Jun-2014 |
| | ISIN | US0865161014 | | Agenda | 934000857 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: LISA M. CAPUTO | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: RUSSELL P.
FRADIN | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: KATHY J. HIGGINS
VICTOR | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: HUBERT JOLY | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: DAVID W. KENNY | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: THOMAS L.
MILLNER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: GERARD R.
VITTECOQ | Management | For | | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31,
2015. | Management | For | | For | |
| | 3. | TO APPROVE IN A NON-BINDING ADVISORY
VOTE OUR NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | Abstain | | Against | |
| | 4. | TO APPROVE THE 2014 OMNIBUS INCENTIVE
PLAN. | Management | Against | | Against | |
| | GENERAL MOTORS COMPANY |
| | Security | 37045V100 | | Meeting Type | Annual |
| | Ticker Symbol | GM | | Meeting Date | 10-Jun-2014 |
| | ISIN | US37045V1008 | | Agenda | 934003409 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1A. | ELECTION OF DIRECTOR: JOSEPH J.
ASHTON | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: ERROLL B. DAVIS,
JR. | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: STEPHEN J.
GIRSKY | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: KATHRYN V.
MARINELLO | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: MICHAEL G.
MULLEN | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: PATRICIA F.
RUSSO | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: THOMAS M.
SCHOEWE | Management | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: THEODORE M.
SOLSO | Management | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: CAROL M.
STEPHENSON | Management | For | | For | |
| | 2. | RATIFICATION OF THE SELECTION OF
DELOITTE & TOUCHE LLP AS GM'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 4. | ADVISORY VOTE TO APPROVE THE
FREQUENCY OF A STOCKHOLDER
ADVISORY VOTE ON EXECUTIVE
COMPENSATION | Management | Abstain | | Against | |
| | 5. | APPROVAL OF THE GENERAL MOTORS
COMPANY 2014 SHORT-TERM INCENTIVE
PLAN | Management | For | | For | |
| | 6. | APPROVAL OF THE GENERAL MOTORS
COMPANY 2014 LONG-TERM INCENTIVE
PLAN | Management | For | | For | |
| | 7. | CUMULATIVE VOTING | Shareholder | Against | | For | |
| | 8. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | | For | |
| | NOBLE CORPORATION |
| | Security | G65431101 | | Meeting Type | Annual |
| | Ticker Symbol | NE | | Meeting Date | 10-Jun-2014 |
| | ISIN | GB00BFG3KF26 | | Agenda | 934022978 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1. | SCOTT D. JOSEY BE ELECTED AS A
DIRECTOR OF THE COMPANY FOR A THREE-
YEAR TERM THAT WILL EXPIRE AT THE
ANNUAL GENERAL MEETING IN 2017 (OR IF
RESOLUTION 11 IS APPROVED BY THE
SHAREHOLDERS, TO A ONE-YEAR TERM
THAT WILL EXPIRE AT THE ANNUAL
GENERAL MEETING IN 2015) | Management | For | | For | |
| | 2. | JON A. MARSHALL BE RE-ELECTED AS A
DIRECTOR OF THE COMPANY FOR A THREE-
YEAR TERM THAT WILL EXPIRE AT THE
ANNUAL GENERAL MEETING IN 2017 (OR IF
RESOLUTION 11 IS APPROVED BY THE
SHAREHOLDERS, TO A ONE-YEAR TERM
THAT WILL EXPIRE AT THE ANNUAL
GENERAL MEETING IN 2015) | Management | For | | For | |
| | 3. | MARY P. RICCIARDELLO BE RE-ELECTED AS
A DIRECTOR OF THE COMPANY FOR A
THREE-YEAR TERM THAT WILL EXPIRE AT
THE ANNUAL GENERAL MEETING IN 2017
(OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL
GENERAL MEETING IN 2015) | Management | For | | For | |
| | 4. | RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | For | | For | |
| | 5. | RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S UK STATUTORY AUDITOR | Management | For | | For | |
| | 6. | AUTHORIZATION OF AUDIT COMMITTEE TO
DETERMINE UK STATUTORY AUDITORS'
COMPENSATION | Management | For | | For | |
| | 7. | AN ADVISORY VOTE ON THE COMPANY'S
EXECUTIVE COMPENSATION | Management | For | | For | |
| | 8. | AN ADVISORY VOTE ON THE COMPANY'S
DIRECTORS' COMPENSATION REPORT FOR
THE YEAR ENDED DECEMBER 31, 2013 | Management | For | | For | |
| | 9. | APPROVAL OF THE COMPANY'S DIRECTORS'
COMPENSATION POLICY | Management | For | | For | |
| | 10. | AMENDMENT TO THE COMPANY'S ARTICLES
OF ASSOCIATION TO PERMIT DIVIDENDS IN
SPECIE OF SHARES OF PARAGON
OFFSHORE LIMITED | Management | For | | For | |
| | 11. | AMENDMENT TO THE COMPANY'S ARTICLES
OF ASSOCIATION TO DECLASSIFY THE
BOARD OF DIRECTORS | Management | For | | For | |
| | FREEPORT-MCMORAN COPPER & GOLD INC. |
| | Security | 35671D857 | | Meeting Type | Annual |
| | Ticker Symbol | FCX | | Meeting Date | 17-Jun-2014 |
| | ISIN | US35671D8570 | | Agenda | 933999180 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against
Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD C. ADKERSON | | For | For | |
| | | | 2 | ROBERT J. ALLISON, JR. | | For | For | |
| | | | 3 | ALAN R. BUCKWALTER, III | | For | For | |
| | | | 4 | ROBERT A. DAY | | For | For | |
| | | | 5 | JAMES C. FLORES | | For | For | |
| | | | 6 | GERALD J. FORD | | For | For | |
| | | | 7 | THOMAS A. FRY, III | | For | For | |
| | | | 8 | H. DEVON GRAHAM, JR. | | For | For | |
| | | | 9 | LYDIA H. KENNARD | | For | For | |
| | | | 10 | CHARLES C. KRULAK | | For | For | |
| | | | 11 | BOBBY LEE LACKEY | | For | For | |
| | | | 12 | JON C. MADONNA | | For | For | |
| | | | 13 | DUSTAN E. MCCOY | | For | For | |
| | | | 14 | JAMES R. MOFFETT | | For | For | |
| | | | 15 | STEPHEN H. SIEGELE | | For | For | |
| | | | 16 | FRANCES FRAGOS TOWNSEND | | For | For | |
| | 2 | APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | For | | For | |
| | 3 | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | 4 | APPROVAL OF THE FREEPORT-MCMORAN
COPPER & GOLD INC. ANNUAL INCENTIVE
PLAN. | Management | For | | For | |
| | 5 | STOCKHOLDER PROPOSAL REGARDING
THE SELECTION OF A CANDIDATE WITH
ENVIRONMENTAL EXPERTISE TO BE
RECOMMENDED FOR ELECTION TO THE
BOARD OF DIRECTORS. | Shareholder | Against | | For | |
There is no proxy voting record for TETON Westwood Intermediate Bond Fund, as the Fund did not hold any votable positions during the reporting period.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bruce N. Alpert, Principal Executive Officer
*Print the name and title of each signing officer under his or her signature.
