UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04719
The TETON Westwood Funds
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Teton Advisors, Inc.
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
There is no proxy voting activity for the Teton Westwood Intermediate Bond Fund, which did not hold any votable positions during the reporting period.
| ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 TETON Westwood Equity Fund | Report Date: 08/21/2020 1 |
| Investment Company Report |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | ||||||||||||
| Security | 099502106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAH | Meeting Date | 25-Jul-2019 | |||||||||
| ISIN | US0995021062 | Agenda | 935049850 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Melody C. Barnes | Management | For | For | ||||||||
| 1b. | Election of Director: Ellen Jewett | Management | For | For | ||||||||
| 1c. | Election of Director: Arthur E. Johnson | Management | For | For | ||||||||
| 1d. | Election of Director: Charles O. Rossotti | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's registered independent public accountants for fiscal year 2020. | Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 4. | Approval of the adoption of the Fourth Amended and Restated Certificate of Incorporation to eliminate the Company's Class B non-voting common stock, Class C restricted common stock, and Class E special voting common stock. | Management | For | For | ||||||||
| GENERAL MILLS, INC. | ||||||||||||
| Security | 370334104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GIS | Meeting Date | 24-Sep-2019 | |||||||||
| ISIN | US3703341046 | Agenda | 935070362 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||
| 1B. | Election of Director: David M. Cordani | Management | For | For | ||||||||
| 1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||
| 1E. | Election of Director: Maria G. Henry | Management | For | For | ||||||||
| 1F. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||
| 1G. | Election of Director: Diane L. Neal | Management | For | For | ||||||||
| 1H. | Election of Director: Steve Odland | Management | For | For | ||||||||
| 1I. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||
| 1J. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||
| 1K. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| CACI INTERNATIONAL INC | ||||||||||||
| Security | 127190304 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CACI | Meeting Date | 14-Nov-2019 | |||||||||
| ISIN | US1271903049 | Agenda | 935085301 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Michael A. Daniels | Management | For | For | ||||||||
| 1B. | Election of Director: William L. Jews | Management | For | For | ||||||||
| 1C. | Election of Director: Gregory G. Johnson | Management | For | For | ||||||||
| 1D. | Election of Director: J. Phillip London | Management | For | For | ||||||||
| 1E. | Election of Director: John S. Mengucci | Management | For | For | ||||||||
| 1F. | Election of Director: James L. Pavitt | Management | For | For | ||||||||
| 1G. | Election of Director: Warren R. Phillips | Management | For | For | ||||||||
| 1H. | Election of Director: Debora A. Plunkett | Management | For | For | ||||||||
| 1I. | Election of Director: Charles P. Revoile | Management | For | For | ||||||||
| 1J. | Election of Director: William S. Wallace | Management | For | For | ||||||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
| 3. | Approval of Amendment of the Company's 2002 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 4. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |||||||||
| ISIN | US5949181045 | Agenda | 935092849 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: William H. Gates III | Management | For | For | ||||||||
| 1B. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||
| 1C. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||
| 1D. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||
| 1E. | Election of Director: Satya Nadella | Management | For | For | ||||||||
| 1F. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||
| 1G. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1I. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||
| 1J. | Election of Director: John W. Stanton | Management | For | For | ||||||||
| 1K. | Election of Director: John W. Thompson | Management | For | For | ||||||||
| 1L. | Election of Director: Emma Walmsley | Management | For | For | ||||||||
| 1M. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Abstain | Against | ||||||||
| MEDTRONIC PLC | ||||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDT | Meeting Date | 06-Dec-2019 | |||||||||
| ISIN | IE00BTN1Y115 | Agenda | 935094336 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Richard H. Anderson | Management | For | For | ||||||||
| 1B. | Election of Director: Craig Arnold | Management | For | For | ||||||||
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | ||||||||
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For | ||||||||
| 1F. | Election of Director: Omar Ishrak | Management | For | For | ||||||||
| 1G. | Election of Director: Michael O. Leavitt | Management | For | For | ||||||||
| 1H. | Election of Director: James T. Lenehan | Management | For | For | ||||||||
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For | ||||||||
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | ||||||||
| 1K. | Election of Director: Denise M. O'Leary | Management | For | For | ||||||||
| 1L. | Election of Director: Kendall J. Powell | Management | For | For | ||||||||
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | ||||||||
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | ||||||||
| 4. | To renew the Board's authority to issue shares. | Management | For | For | ||||||||
| 5. | To renew the Board's authority to opt out of pre-emption rights. | Management | Against | Against | ||||||||
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | ||||||||
| HORMEL FOODS CORPORATION | ||||||||||||
| Security | 440452100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HRL | Meeting Date | 28-Jan-2020 | |||||||||
| ISIN | US4404521001 | Agenda | 935115356 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Prama Bhatt | Management | For | For | ||||||||
| 1B. | Election of Director: Gary C. Bhojwani | Management | For | For | ||||||||
| 1C. | Election of Director: Terrell K. Crews | Management | For | For | ||||||||
| 1D. | Election of Director: Stephen M. Lacy | Management | For | For | ||||||||
| 1E. | Election of Director: Elsa A. Murano, Ph.D. | Management | For | For | ||||||||
| 1F. | Election of Director: Susan K. Nestegard | Management | For | For | ||||||||
| 1G. | Election of Director: William A. Newlands | Management | For | For | ||||||||
| 1H. | Election of Director: Dakota A. Pippins | Management | For | For | ||||||||
| 1I. | Election of Director: Christopher J. Policinski | Management | For | For | ||||||||
| 1J. | Election of Director: Jose Luis Prado | Management | For | For | ||||||||
| 1K. | Election of Director: Sally J. Smith | Management | For | For | ||||||||
| 1L. | Election of Director: James P. Snee | Management | For | For | ||||||||
| 1M. | Election of Director: Steven A. White | Management | For | For | ||||||||
| 2. | Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 25, 2020. | Management | For | For | ||||||||
| 3. | Approve the Named Executive Officer compensation as disclosed in the Company's 2020 annual meeting proxy statement. | Management | For | For | ||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BDX | Meeting Date | 28-Jan-2020 | |||||||||
| ISIN | US0758871091 | Agenda | 935116322 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Catherine M. Burzik | Management | For | For | ||||||||
| 1B. | Election of Director: R. Andrew Eckert | Management | For | For | ||||||||
| 1C. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||||||
| 1D. | Election of Director: Claire M. Fraser | Management | For | For | ||||||||
| 1E. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||||
| 1F. | Election of Director: Christopher Jones | Management | For | For | ||||||||
| 1G. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||
| 1H. | Election of Director: David F. Melcher | Management | For | For | ||||||||
| 1I. | Election of Director: Thomas E. Polen | Management | For | For | ||||||||
| 1J. | Election of Director: Claire Pomeroy | Management | For | For | ||||||||
| 1K. | Election of Director: Rebecca W. Rimel | Management | For | For | ||||||||
| 1L. | Election of Director: Timothy M. Ring | Management | For | For | ||||||||
| 1M. | Election of Director: Bertram L. Scott | Management | For | For | ||||||||
| 2. | Ratification of selection of independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 4. | Approval of amendment to BD's 2004 Employee and Director Equity-Based Compensation Plan. | Management | For | For | ||||||||
| 5. | Approval of French Addendum to BD'S 2004 Employee and Director Equity-Based Compensation Plan. | Management | For | For | ||||||||
| 6. | Shareholder proposal regarding special shareholder meetings. | Shareholder | Against | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 26-Feb-2020 | |||||||||
| ISIN | US0378331005 | Agenda | 935121563 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: James Bell | Management | For | For | ||||||||
| 1B. | Election of Director: Tim Cook | Management | For | For | ||||||||
| 1C. | Election of Director: Al Gore | Management | For | For | ||||||||
| 1D. | Election of Director: Andrea Jung | Management | For | For | ||||||||
| 1E. | Election of Director: Art Levinson | Management | For | For | ||||||||
| 1F. | Election of Director: Ron Sugar | Management | For | For | ||||||||
| 1G. | Election of Director: Sue Wagner | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For | ||||||||
| 5. | A shareholder proposal relating to sustainability and executive compensation | Shareholder | Against | For | ||||||||
| 6. | A shareholder proposal relating to policies on freedom of expression | Shareholder | Abstain | Against | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 11-Mar-2020 | |||||||||
| ISIN | US2546871060 | Agenda | 935125648 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||
| 1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||
| 1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||
| 1D. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||
| 1E. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||
| 1F. | Election of Director: Robert A. Iger | Management | For | For | ||||||||
| 1G. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||
| 1H. | Election of Director: Mark G. Parker | Management | For | For | ||||||||
| 1I. | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | Management | For | For | ||||||||
| 3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||
| 4. | To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. | Management | Against | Against | ||||||||
| 5. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | For | ||||||||
| U.S. BANCORP | ||||||||||||
| Security | 902973304 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USB | Meeting Date | 21-Apr-2020 | |||||||||
| ISIN | US9029733048 | Agenda | 935137085 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Warner L. Baxter | Management | For | For | ||||||||
| 1B. | Election of Director: Dorothy J. Bridges | Management | For | For | ||||||||
| 1C. | Election of Director: Elizabeth L. Buse | Management | For | For | ||||||||
| 1D. | Election of Director: Marc N. Casper | Management | For | For | ||||||||
| 1E. | Election of Director: Andrew Cecere | Management | For | For | ||||||||
| 1F. | Election of Director: Kimberly J. Harris | Management | For | For | ||||||||
| 1G. | Election of Director: Roland A. Hernandez | Management | For | For | ||||||||
| 1H. | Election of Director: Olivia F. Kirtley | Management | For | For | ||||||||
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||
| 1J. | Election of Director: Richard P. McKenney | Management | For | For | ||||||||
| 1K. | Election of Director: Yusuf I. Mehdi | Management | For | For | ||||||||
| 1L. | Election of Director: John P. Wiehoff | Management | For | For | ||||||||
| 1M. | Election of Director: Scott W. Wine | Management | For | For | ||||||||
| 2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2020 fiscal year. | Management | For | For | ||||||||
| 3. | An advisory vote to approve the compensation of our executives disclosed in this proxy statement. | Management | For | For | ||||||||
| PUBLIC STORAGE | ||||||||||||
| Security | 74460D109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PSA | Meeting Date | 21-Apr-2020 | |||||||||
| ISIN | US74460D1090 | Agenda | 935138152 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | ||||||||
| 1B. | Election of Trustee: Tamara Hughes Gustavson | Management | For | For | ||||||||
| 1C. | Election of Trustee: Uri P. Harkham | Management | For | For | ||||||||
| 1D. | Election of Trustee: Leslie S. Heisz | Management | For | For | ||||||||
| 1E. | Election of Trustee: B. Wayne Hughes, Jr. | Management | For | For | ||||||||
| 1F. | Election of Trustee: Avedick B. Poladian | Management | For | For | ||||||||
| 1G. | Election of Trustee: Gary E. Pruitt | Management | For | For | ||||||||
| 1H. | Election of Trustee: John Reyes | Management | For | For | ||||||||
| 1I. | Election of Trustee: Joseph D. Russell, Jr. | Management | For | For | ||||||||
| 1J. | Election of Trustee: Tariq M. Shaukat | Management | For | For | ||||||||
| 1K. | Election of Trustee: Ronald P. Spogli | Management | For | For | ||||||||
| 1L. | Election of Trustee: Daniel C. Staton | Management | For | For | ||||||||
| 2. | Advisory vote to approve the compensation of Named Executive Officers. | Management | For | For | ||||||||
| 3. | Ratification of appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAC | Meeting Date | 22-Apr-2020 | |||||||||
| ISIN | US0605051046 | Agenda | 935139825 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||
| 1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||
| 1E. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||
| 1F. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||
| 1G. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
| 1I. | Election of Director: Thomas J. May | Management | For | For | ||||||||
| 1J. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||
| 1K. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1L. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||
| 1M. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||
| 1N. | Election of Director: Michael D. White | Management | For | For | ||||||||
| 1O. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||
| 1P. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1Q. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution). | Management | For | For | ||||||||
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||
| 4. | Make Shareholder Proxy Access More Accessible. | Shareholder | Against | For | ||||||||
| 5. | Adopt a New Shareholder Right - Written Consent | Shareholder | Against | For | ||||||||
| 6. | Report Concerning Gender/Racial Pay Equity. | Shareholder | Abstain | Against | ||||||||
| 7. | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | Shareholder | Against | For | ||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 23-Apr-2020 | |||||||||
| ISIN | US4781601046 | Agenda | 935137934 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||
| 1B. | Election Of Director: D. Scott Davis | Management | For | For | ||||||||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1G. | Election of Director: Hubert Joly | Management | For | For | ||||||||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||
| 1J. | Election of Director: Charles Prince | Management | For | For | ||||||||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||||
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||
| 4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | For | For | ||||||||
| 5. | Independent Board Chair | Shareholder | Against | For | ||||||||
| 6. | Report on Governance of Opioids-Related Risks | Shareholder | Abstain | Against | ||||||||
| AT&T INC. | ||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | T | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | US00206R1023 | Agenda | 935138140 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||
| 1D. | Election of Director: Scott T. Ford | Management | For | For | ||||||||
| 1E. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||
| 1F. | Election of Director: William E. Kennard | Management | For | For | ||||||||
| 1G. | Election of Director: Debra L. Lee | Management | For | For | ||||||||
| 1H. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||
| 1I. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||
| 1J. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||
| 1K. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||
| 1L. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||
| 1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| 4. | Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 5. | Employee Representative Director. | Shareholder | Against | For | ||||||||
| 6. | Improve Guiding Principles of Executive Compensation. | Shareholder | Against | For | ||||||||
| ABBOTT LABORATORIES | ||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABT | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | US0028241000 | Agenda | 935138570 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | R.J. Alpern | For | For | |||||||||
| 2 | R.S. Austin | For | For | |||||||||
| 3 | S.E. Blount | For | For | |||||||||
| 4 | R.B. Ford | For | For | |||||||||
| 5 | M.A. Kumbier | For | For | |||||||||
| 6 | E.M. Liddy | For | For | |||||||||
| 7 | D.W. McDew | For | For | |||||||||
| 8 | N. McKinstry | For | For | |||||||||
| 9 | P.N. Novakovic | For | For | |||||||||
| 10 | W.A. Osborn | For | For | |||||||||
| 11 | D.J. Starks | For | For | |||||||||
| 12 | J.G. Stratton | For | For | |||||||||
| 13 | G.F. Tilton | For | For | |||||||||
| 14 | M.D. White | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | For | ||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder Proposal - Non-GAAP Financial Performance Metrics Disclosure. | Shareholder | Against | For | ||||||||
| 6. | Shareholder Proposal - Shareholder Voting on By-Law Amendments. | Shareholder | Against | For | ||||||||
| 7. | Shareholder Proposal - Simple Majority Vote. | Shareholder | Against | For | ||||||||
| L3HARRIS TECHNOLOGIES INC. | ||||||||||||
| Security | 502431109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LHX | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | US5024311095 | Agenda | 935144852 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | ||||||||
| 1B. | Election of Director: William M. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | ||||||||
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | ||||||||
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | ||||||||
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | ||||||||
| 1G. | Election of Director: Lewis Hay III | Management | For | For | ||||||||
| 1H. | Election of Director: Lewis Kramer | Management | For | For | ||||||||
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | ||||||||
| 1J. | Election of Director: Rita S. Lane | Management | For | For | ||||||||
| 1K. | Election of Director: Robert B. Millard | Management | For | For | ||||||||
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | ||||||||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Management | For | For | ||||||||
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | Management | For | For | ||||||||
| 4. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Supermajority Voting and "Fair Price" Requirements for Business Combinations Involving Interested Shareholders | Management | For | For | ||||||||
| 5. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the "Anti-Greenmail" Provision | Management | For | For | ||||||||
| 6. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Cumulative Voting Provision that Applies When We Have a 40% Shareholder | Management | Against | Against | ||||||||
| 7. | Shareholder Proposal to Permit the Ability of Shareholders to Act by Written Consent | Shareholder | Against | For | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 27-Apr-2020 | |||||||||
| ISIN | US4385161066 | Agenda | 935137794 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1F. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||
| 1G. | Election of Director: Deborah Flint | Management | For | For | ||||||||
| 1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||
| 1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1K. | Election of Director: Raymond T. Odierno | Management | For | For | ||||||||
| 1L. | Election of Director: George Paz | Management | For | For | ||||||||
| 1M. | Election of Director: Robin L. Washington | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | ||||||||
| 4. | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Against | For | ||||||||
| 5. | Report on Lobbying Activities and Expenditures. | Shareholder | Abstain | Against | ||||||||
| THE BOEING COMPANY | ||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BA | Meeting Date | 27-Apr-2020 | |||||||||
| ISIN | US0970231058 | Agenda | 935140575 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||
| 1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||||
| 1C. | Election of Director: Arthur D. Collins Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Lynn J. Good | Management | For | For | ||||||||
| 1F. | Election of Director: Nikki R. Haley | Management | Abstain | Against | ||||||||
| 1G. | Election of Director: Akhil Johri | Management | For | For | ||||||||
| 1H. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||
| 1I. | Election of Director: Caroline B. Kennedy | Management | For | For | ||||||||
| 1J. | Election of Director: Steven M. Mollenkopf | Management | For | For | ||||||||
| 1K. | Election of Director: John M. Richardson | Management | For | For | ||||||||
| 1L. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2020. | Management | For | For | ||||||||
| 4. | Disclosure of Director Skills, Ideological Perspectives, and Experience and Minimum Director Qualifications. | Shareholder | Against | For | ||||||||
| 5. | Additional Report on Lobbying Activities. | Shareholder | Abstain | Against | ||||||||
| 6. | Policy Requiring Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 7. | Written Consent. | Shareholder | Against | For | ||||||||
| 8. | Mandatory Retention of Significant Stock by Executives. | Shareholder | Against | For | ||||||||
| 9. | Additional Disclosure of Compensation Adjustments. | Shareholder | Against | For | ||||||||
| WELLS FARGO & COMPANY | ||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WFC | Meeting Date | 28-Apr-2020 | |||||||||
| ISIN | US9497461015 | Agenda | 935145183 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||
| 1B. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
| 1C. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||
| 1E. | Election of Director: Donald M. James | Management | For | For | ||||||||
| 1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
| 1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||
| 1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||
| 1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||
| 1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||
| 1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Shareholder Approval of By-Law Amendments. | Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | ||||||||
| 6. | Shareholder Proposal - Report on Global Median Pay Gap. | Shareholder | Abstain | Against | ||||||||
| EOG RESOURCES, INC. | ||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EOG | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US26875P1012 | Agenda | 935145272 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Janet F. Clark | Management | For | For | ||||||||
| 1B. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||
| 1C. | Election of Director: Robert P. Daniels | Management | For | For | ||||||||
| 1D. | Election of Director: James C. Day | Management | For | For | ||||||||
| 1E. | Election of Director: C. Christopher Gaut | Management | For | For | ||||||||
| 1F. | Election of Director: Julie J. Robertson | Management | For | For | ||||||||
| 1G. | Election of Director: Donald F. Textor | Management | For | For | ||||||||
| 1H. | Election of Director: William R. Thomas | Management | For | For | ||||||||
| 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||
| 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||
| Security | 14040H105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COF | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US14040H1059 | Agenda | 935149080 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||||||
| 1B. | Election of Director: Aparna Chennapragada | Management | For | For | ||||||||
| 1C. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||||||
| 1D. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||||||
| 1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||||||
| 1F. | Election of Director: Pierre E. Leroy | Management | For | For | ||||||||
| 1G. | Election of Director: Francois Locoh-Donou | Management | For | For | ||||||||
| 1H. | Election of Director: Peter E. Raskind | Management | For | For | ||||||||
| 1I. | Election of Director: Eileen Serra | Management | For | For | ||||||||
| 1J. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||||
| 1K. | Election of Director: Bradford H. Warner | Management | For | For | ||||||||
| 1L. | Election of Director: Catherine G. West | Management | For | For | ||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2020. | Management | For | For | ||||||||
| 3. | Advisory approval of Capital One's 2019 Named Executive Officer compensation. | Management | For | For | ||||||||
| 4. | Approval of amendments to Capital One's Restated Certificate of Incorporation to allow stockholder to act by written consent. | Management | For | For | ||||||||
| 5. | Stockholder proposal regarding an independent Board chairman, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| CHURCH & DWIGHT CO., INC. | ||||||||||||
| Security | 171340102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CHD | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US1713401024 | Agenda | 935150223 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: James R. Craigie | Management | For | For | ||||||||
| 1B. | Election of Director: Bradley C. Irwin | Management | For | For | ||||||||
| 1C. | Election of Director: Penry W. Price | Management | For | For | ||||||||
| 1D. | Election of Director: Janet S. Vergis | Management | For | For | ||||||||
| 1E. | Election of Director: Arthur B. Winkleblack | Management | For | For | ||||||||
| 2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to give holders of 25% of Company stock that meet certain requirements the right to request a special meeting. | Management | For | For | ||||||||
| 4. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements to amend certain of its provisions. | Management | For | For | ||||||||
| 5. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to move certain advance notice requirements with respect to director nominees and other proposals submitted by stockholders to the Company's Bylaws (such requirements to be updated). | Management | Abstain | Against | ||||||||
| 6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| CMS ENERGY CORPORATION | ||||||||||||
| Security | 125896100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMS | Meeting Date | 01-May-2020 | |||||||||
| ISIN | US1258961002 | Agenda | 935142719 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Jon E. Barfield | Management | For | For | ||||||||
| 1B. | Election of Director: Deborah H. Butler | Management | For | For | ||||||||
| 1C. | Election of Director: Kurt L. Darrow | Management | For | For | ||||||||
| 1D. | Election of Director: William D. Harvey | Management | For | For | ||||||||
| 1E. | Election of Director: Patricia K. Poppe | Management | For | For | ||||||||
| 1F. | Election of Director: John G. Russell | Management | For | For | ||||||||
| 1G. | Election of Director: Suzanne F. Shank | Management | For | For | ||||||||
| 1H. | Election of Director: Myrna M. Soto | Management | For | For | ||||||||
| 1I. | Election of Director: John G. Sznewajs | Management | For | For | ||||||||
| 1J. | Election of Director: Ronald J. Tanski | Management | For | For | ||||||||
| 1K. | Election of Director: Laura H. Wright | Management | For | For | ||||||||
| 2. | Approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||
| 3. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | ||||||||
| 4. | Approve the 2020 Performance Incentive Stock Plan. | Management | For | For | ||||||||
| 5. | Shareholder Proposal - Political Contributions Disclosure. | Shareholder | Abstain | Against | ||||||||
| WEC ENERGY GROUP, INC. | ||||||||||||
| Security | 92939U106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WEC | Meeting Date | 06-May-2020 | |||||||||
| ISIN | US92939U1060 | Agenda | 935145501 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Patricia W. Chadwick | Management | For | For | ||||||||
| 1B. | Election of Director: Curt S. Culver | Management | For | For | ||||||||
| 1C. | Election of Director: Danny L. Cunningham | Management | For | For | ||||||||
| 1D. | Election of Director: William M. Farrow III | Management | For | For | ||||||||
| 1E. | Election of Director: Thomas J. Fischer | Management | For | For | ||||||||
| 1F. | Election of Director: J. Kevin Fletcher | Management | For | For | ||||||||
| 1G. | Election of Director: Maria C. Green | Management | For | For | ||||||||
| 1H. | Election of Director: Gale E. Klappa | Management | For | For | ||||||||
| 1I. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||||
| 1J. | Election of Director: Thomas K. Lane | Management | For | For | ||||||||
| 1K. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||
| 1L. | Election of Director: Mary Ellen Stanek | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Compensation of the Named Executive Officers. | Management | For | For | ||||||||
| 3. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2020 | Management | For | For | ||||||||
| PEPSICO, INC. | ||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PEP | Meeting Date | 06-May-2020 | |||||||||
| ISIN | US7134481081 | Agenda | 935148901 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Shona L. Brown | Management | For | For | ||||||||
| 1B. | Election of Director: Cesar Conde | Management | For | For | ||||||||
| 1C. | Election of Director: Ian Cook | Management | For | For | ||||||||
| 1D. | Election of Director: Dina Dublon | Management | For | For | ||||||||
| 1E. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||
| 1F. | Election of Director: Michelle Gass | Management | For | For | ||||||||
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||||||
| 1H. | Election of Director: David C. Page | Management | For | For | ||||||||
| 1I. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||
| 1J. | Election of Director: Daniel Vasella | Management | For | For | ||||||||
| 1K. | Election of Director: Darren Walker | Management | For | For | ||||||||
| 1L. | Election of Director: Alberto Weisser | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Against | For | ||||||||
| DTE ENERGY COMPANY | ||||||||||||
| Security | 233331107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DTE | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US2333311072 | Agenda | 935150184 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gerard M. Anderson | For | For | |||||||||
| 2 | David A. Brandon | For | For | |||||||||
| 3 | Charles G. McClure, Jr. | For | For | |||||||||
| 4 | Gail J. McGovern | For | For | |||||||||
| 5 | Mark A. Murray | For | For | |||||||||
| 6 | Gerardo Norcia | For | For | |||||||||
| 7 | Ruth G. Shaw | For | For | |||||||||
| 8 | Robert C. Skaggs, Jr. | For | For | |||||||||
| 9 | David A. Thomas | For | For | |||||||||
| 10 | Gary H. Torgow | For | For | |||||||||
| 11 | James H. Vandenberghe | For | For | |||||||||
| 12 | Valerie M. Williams | For | For | |||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors | Management | For | For | ||||||||
| 3. | Provide a nonbinding vote to approve the Company's executive compensation | Management | For | For | ||||||||
| 4. | Vote on a shareholder proposal relating to additional disclosure of political contributions | Shareholder | Abstain | Against | ||||||||
| ASSURANT, INC. | ||||||||||||
| Security | 04621X108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIZ | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US04621X1081 | Agenda | 935151477 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Elaine D. Rosen | Management | For | For | ||||||||
| 1B. | Election of Director: Paget L. Alves | Management | For | For | ||||||||
| 1C. | Election of Director: Juan N. Cento | Management | For | For | ||||||||
| 1D. | Election of Director: Alan B. Colberg | Management | For | For | ||||||||
| 1E. | Election of Director: Harriet Edelman | Management | For | For | ||||||||
| 1F. | Election of Director: Lawrence V. Jackson | Management | For | For | ||||||||
| 1G. | Election of Director: Jean-Paul L. Montupet | Management | For | For | ||||||||
| 1H. | Election of Director: Debra J. Perry | Management | For | For | ||||||||
| 1I. | Election of Director: Ognjen (Ogi) Redzic | Management | For | For | ||||||||
| 1J. | Election of Director: Paul J. Reilly | Management | For | For | ||||||||
| 1K. | Election of Director: Robert W. Stein | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| 3. | Advisory approval of the 2019 compensation of the Company's named executive officers. | Management | For | For | ||||||||
| EQUIFAX INC. | ||||||||||||
| Security | 294429105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EFX | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US2944291051 | Agenda | 935157001 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Mark W. Begor | Management | For | For | ||||||||
| 1B. | Election of Director: Mark L. Feidler | Management | For | For | ||||||||
| 1C. | Election of Director: G. Thomas Hough | Management | For | For | ||||||||
| 1D. | Election of Director: Robert D. Marcus | Management | For | For | ||||||||
| 1E. | Election of Director: Siri S. Marshall | Management | For | For | ||||||||
| 1F. | Election of Director: Scott A. McGregor | Management | For | For | ||||||||
| 1G. | Election of Director: John A. McKinley | Management | For | For | ||||||||
| 1H. | Election of Director: Robert W. Selander | Management | For | For | ||||||||
| 1I. | Election of Director: Elane B. Stock | Management | For | For | ||||||||
| 1J. | Election of Director: Heather H. Wilson | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 4. | Approval of Employee Stock Purchase Plan. | Management | For | For | ||||||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CL | Meeting Date | 08-May-2020 | |||||||||
| ISIN | US1941621039 | Agenda | 935151352 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||
| 1b. | Election of Director: John T. Cahill | Management | For | For | ||||||||
| 1c. | Election of Director: Lisa M. Edwards | Management | For | For | ||||||||
| 1d. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||
| 1e. | Election of Director: C. Martin Harris | Management | For | For | ||||||||
| 1f. | Election of Director: Martina Hund-Mejean | Management | For | For | ||||||||
| 1g. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||
| 1h. | Election of Director: Michael B. Polk | Management | For | For | ||||||||
| 1i. | Election of Director: Stephen I. Sadove | Management | For | For | ||||||||
| 1j. | Election of Director: Noel R. Wallace | Management | For | For | ||||||||
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 4. | Stockholder proposal on independent Board Chairman. | Shareholder | Against | For | ||||||||
| 5. | Stockholder proposal to reduce the ownership threshold to call special stockholder meetings to 10%. | Shareholder | Against | For | ||||||||
| MOTOROLA SOLUTIONS, INC. | ||||||||||||
| Security | 620076307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSI | Meeting Date | 11-May-2020 | |||||||||
| ISIN | US6200763075 | Agenda | 935152227 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a One-Year Term: Gregory Q. Brown | Management | For | For | ||||||||
| 1B. | Election of Director for a One-Year Term: Kenneth D. Denman | Management | For | For | ||||||||
| 1C. | Election of Director for a One-Year Term: Egon P. Durban | Management | For | For | ||||||||
| 1D. | Election of Director for a One-Year Term: Clayton M. Jones | Management | For | For | ||||||||
| 1E. | Election of Director for a One-Year Term: Judy C. Lewent | Management | For | For | ||||||||
| 1F. | Election of Director for a One-Year Term: Gregory K. Mondre | Management | For | For | ||||||||
| 1G. | Election of Director for a One-Year Term: Anne R. Pramaggiore | Management | For | For | ||||||||
| 1H. | Election of Director for a One-Year Term: Joseph M. Tucci | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder Proposal re: Political Spending Disclosure. | Shareholder | Abstain | Against | ||||||||
| CONOCOPHILLIPS | ||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COP | Meeting Date | 12-May-2020 | |||||||||
| ISIN | US20825C1045 | Agenda | 935151679 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
| 1B. | Election of Director: Caroline Maury Devine | Management | For | For | ||||||||
| 1C. | Election of Director: John V. Faraci | Management | For | For | ||||||||
| 1D. | Election of Director: Jody Freeman | Management | For | For | ||||||||
| 1E. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||
| 1F. | Election of Director: Jeffrey A. Joerres | Management | For | For | ||||||||
| 1G. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||
| 1H. | Election of Director: William H. McRaven | Management | For | For | ||||||||
| 1I. | Election of Director: Sharmila Mulligan | Management | For | For | ||||||||
| 1J. | Election of Director: Arjun N. Murti | Management | For | For | ||||||||
| 1K. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||
| 1L. | Election of Director: David T. Seaton | Management | For | For | ||||||||
| 1M. | Election of Director: R.A. Walker | Management | For | For | ||||||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||
| Security | 808513105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SCHW | Meeting Date | 12-May-2020 | |||||||||
| ISIN | US8085131055 | Agenda | 935165565 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: William S. Haraf | Management | For | For | ||||||||
| 1B. | Election of Director: Frank C. Herringer | Management | For | For | ||||||||
| 1C. | Election of Director: Roger O. Walther | Management | For | For | ||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||
| 4. | Approve the 2013 Stock Incentive Plan as Amended and Restated | Management | For | For | ||||||||
| 5. | Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | Management | For | For | ||||||||
| 6. | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying | Shareholder | Abstain | Against | ||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIG | Meeting Date | 13-May-2020 | |||||||||
| ISIN | US0268747849 | Agenda | 935159877 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: W. DON CORNWELL | Management | For | For | ||||||||
| 1B. | Election of Director: BRIAN DUPERREAULT | Management | For | For | ||||||||
| 1C. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | ||||||||
| 1D. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | ||||||||
| 1E. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | ||||||||
| 1F. | Election of Director: HENRY S. MILLER | Management | For | For | ||||||||
| 1G. | Election of Director: LINDA A. MILLS | Management | For | For | ||||||||
| 1H. | Election of Director: THOMAS F. MOTAMED | Management | For | For | ||||||||
| 1I. | Election of Director: PETER R. PORRINO | Management | For | For | ||||||||
| 1J. | Election of Director: AMY L. SCHIOLDAGER | Management | For | For | ||||||||
| 1K. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | ||||||||
| 1L. | Election of Director: THERESE M. VAUGHAN | Management | For | For | ||||||||
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | For | For | ||||||||
| 3. | To act upon a proposal to amend and restate AIG's Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG's tax attributes. | Management | For | For | ||||||||
| 4. | To act upon a proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan. | Management | For | For | ||||||||
| 5. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 6. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. | Shareholder | Against | For | ||||||||
| UNION PACIFIC CORPORATION | ||||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNP | Meeting Date | 14-May-2020 | |||||||||
| ISIN | US9078181081 | Agenda | 935158407 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Andrew H. Card Jr. | Management | For | For | ||||||||
| 1B. | Election of Director: William J. DeLaney | Management | For | For | ||||||||
| 1C. | Election of Director: David B. Dillon | Management | For | For | ||||||||
| 1D. | Election of Director: Lance M. Fritz | Management | For | For | ||||||||
| 1E. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||
| 1F. | Election of Director: Jane H. Lute | Management | For | For | ||||||||
| 1G. | Election of Director: Michael R. McCarthy | Management | For | For | ||||||||
| 1H. | Election of Director: Thomas F. McLarty III | Management | For | For | ||||||||
| 1I. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||
| 1J. | Election of Director: Jose H. Villarreal | Management | For | For | ||||||||
| 1K. | Election of Director: Christopher J. Williams | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2020. | Management | For | For | ||||||||
| 3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal regarding Climate Assessment Report if properly presented at the Annual Meeting. | Shareholder | Abstain | Against | ||||||||
| CVS HEALTH CORPORATION | ||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVS | Meeting Date | 14-May-2020 | |||||||||
| ISIN | US1266501006 | Agenda | 935159322 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||
| 1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||
| 1E. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1F. | Election of Director: Roger N. Farah | Management | For | For | ||||||||
| 1G. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||
| 1H. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||
| 1I. | Election of Director: Larry J. Merlo | Management | For | For | ||||||||
| 1J. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||
| 1K. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
| 1L. | Election of Director: William C. Weldon | Management | For | For | ||||||||
| 1M. | Election of Director: Tony L. White | Management | For | For | ||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Management | For | For | ||||||||
| 5. | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Management | For | For | ||||||||
| 6. | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Against | For | ||||||||
| 7. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||
| JPMORGAN CHASE & CO. | ||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JPM | Meeting Date | 19-May-2020 | |||||||||
| ISIN | US46625H1005 | Agenda | 935170833 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||
| 1C. | Election of Director: Todd A. Combs | Management | For | For | ||||||||
| 1D. | Election of Director: James S. Crown | Management | For | For | ||||||||
| 1E. | Election of Director: James Dimon | Management | For | For | ||||||||
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1G. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
| 1H. | Election of Director: Michael A. Neal | Management | For | For | ||||||||
| 1I. | Election of Director: Lee R. Raymond | Management | For | For | ||||||||
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||
| 3. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||
| 4. | Independent board chairman | Shareholder | Against | For | ||||||||
| 5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Abstain | Against | ||||||||
| 6. | Climate change risk reporting | Shareholder | Abstain | Against | ||||||||
| 7. | Amend shareholder written consent provisions | Shareholder | Against | For | ||||||||
| 8. | Charitable contributions disclosure | Shareholder | Against | For | ||||||||
| 9. | Gender/Racial pay equity | Shareholder | Abstain | Against | ||||||||
| CHUBB LIMITED | ||||||||||||
| Security | H1467J104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CB | Meeting Date | 20-May-2020 | |||||||||
| ISIN | CH0044328745 | Agenda | 935169931 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | Management | For | For | ||||||||
| 2A | Allocation of disposable profit | Management | For | For | ||||||||
| 2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | ||||||||
| 3 | Discharge of the Board of Directors | Management | For | For | ||||||||
| 4A | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | ||||||||
| 4B | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | ||||||||
| 4C | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | ||||||||
| 5A | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||
| 5B | Election of Director: Michael G. Atieh | Management | For | For | ||||||||
| 5C | Election of Director: Sheila P. Burke | Management | For | For | ||||||||
| 5D | Election of Director: James I. Cash | Management | For | For | ||||||||
| 5E | Election of Director: Mary Cirillo | Management | For | For | ||||||||
| 5F | Election of Director: Michael P. Connors | Management | For | For | ||||||||
| 5G | Election of Director: John A. Edwardson | Management | For | For | ||||||||
| 5H | Election of Director: Robert J. Hugin | Management | For | For | ||||||||
| 5I | Election of Director: Robert W. Scully | Management | For | For | ||||||||
| 5J | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||
| 5K | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||
| 5L | Election of Director: David H. Sidwell | Management | For | For | ||||||||
| 5M | Election of Director: Olivier Steimer | Management | For | For | ||||||||
| 5N | Election of Director: Frances F. Townsend | Management | For | For | ||||||||
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | ||||||||
| 7A | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | ||||||||
| 7B | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | For | For | ||||||||
| 7C | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | ||||||||
| 7D | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | ||||||||
| 8 | Election of Homburger AG as independent proxy | Management | For | For | ||||||||
| 9 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | For | For | ||||||||
| 10 | Reduction of share capital | Management | For | For | ||||||||
| 11A | Compensation of the Board of Directors until the next annual general meeting | Management | For | For | ||||||||
| 11B | Compensation of Executive Management for the next calendar year | Management | For | For | ||||||||
| 12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | ||||||||
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | Against | ||||||||
| NORTHROP GRUMMAN CORPORATION | ||||||||||||
| Security | 666807102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOC | Meeting Date | 20-May-2020 | |||||||||
| ISIN | US6668071029 | Agenda | 935175162 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||
| 1B. | Election of Director: Marianne C. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Donald E. Felsinger | Management | For | For | ||||||||
| 1D. | Election of Director: Ann M. Fudge | Management | For | For | ||||||||
| 1E. | Election of Director: Bruce S. Gordon | Management | For | For | ||||||||
| 1F. | Election of Director: William H. Hernandez | Management | For | For | ||||||||
| 1G. | Election of Director: Madeleine A. Kleiner | Management | For | For | ||||||||
| 1H. | Election of Director: Karl J. Krapek | Management | For | For | ||||||||
| 1I. | Election of Director: Gary Roughead | Management | For | For | ||||||||
| 1J. | Election of Director: Thomas M. Schoewe | Management | For | For | ||||||||
| 1K. | Election of Director: James S. Turley | Management | For | For | ||||||||
| 1L. | Election of Director: Mark A. Welsh III | Management | For | For | ||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2020. | Management | For | For | ||||||||
| 4. | Shareholder proposal that the Company assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas. | Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder proposal to move to a 3% ownership threshold for shareholders to request action by written consent. | Shareholder | Against | For | ||||||||
| MCDONALD'S CORPORATION | ||||||||||||
| Security | 580135101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MCD | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US5801351017 | Agenda | 935171190 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a one-year term expiring in 2021: Lloyd Dean | Management | For | For | ||||||||
| 1B. | Election of Director for a one-year term expiring in 2021: Robert Eckert | Management | For | For | ||||||||
| 1C. | Election of Director for a one-year term expiring in 2021: Catherine Engelbert | Management | For | For | ||||||||
| 1D. | Election of Director for a one-year term expiring in 2021: Margaret Georgiadis | Management | For | For | ||||||||
| 1E. | Election of Director for a one-year term expiring in 2021: Enrique Hernandez, Jr. | Management | For | For | ||||||||
| 1F. | Election of Director for a one-year term expiring in 2021: Christopher Kempczinski | Management | For | For | ||||||||
| 1G. | Election of Director for a one-year term expiring in 2021: Richard Lenny | Management | For | For | ||||||||
| 1H. | Election of Director for a one-year term expiring in 2021: John Mulligan | Management | For | For | ||||||||
| 1I. | Election of Director for a one-year term expiring in 2021: Sheila Penrose | Management | For | For | ||||||||
| 1J. | Election of Director for a one-year term expiring in 2021: John Rogers, Jr. | Management | For | For | ||||||||
| 1K. | Election of Director for a one-year term expiring in 2021: Paul Walsh | Management | For | For | ||||||||
| 1L. | Election of Director for a one-year term expiring in 2021: Miles White | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2020. | Management | For | For | ||||||||
| 4. | Vote to approve the Company's Amended and Restated 2012 Omnibus Stock Ownership Plan. | Management | For | For | ||||||||
| 5. | Advisory vote on a shareholder proposal requesting to change the thresholds to call special shareholder meetings, if properly presented. | Shareholder | Against | For | ||||||||
| 6. | Advisory vote on a shareholder proposal requesting the Board issue a report on sugar and public health, if properly presented. | Shareholder | Against | For | ||||||||
| THE HOME DEPOT, INC. | ||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HD | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US4370761029 | Agenda | 935172130 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||
| 1B. | Election of Director: Ari Bousbib | Management | For | For | ||||||||
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||
| 1E. | Election of Director: J. Frank Brown | Management | For | For | ||||||||
| 1F. | Election of Director: Albert P. Carey | Management | For | For | ||||||||
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||||
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||
| 1J. | Election of Director: Manuel Kadre | Management | For | For | ||||||||
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||
| 1L. | Election of Director: Craig A. Menear | Management | For | For | ||||||||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | ||||||||
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Against | For | ||||||||
| 7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Abstain | Against | ||||||||
| NEXTERA ENERGY, INC. | ||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEE | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US65339F1012 | Agenda | 935172661 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||
| 1B. | Election of Director: James L. Camaren | Management | For | For | ||||||||
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||
| 1F. | Election of Director: Toni Jennings | Management | For | For | ||||||||
| 1G. | Election of Director: Amy B. Lane | Management | For | For | ||||||||
| 1H. | Election of Director: David L. Porges | Management | For | For | ||||||||
| 1I. | Election of Director: James L. Robo | Management | For | For | ||||||||
| 1J. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||||
| 1K. | Election of Director: John L. Skolds | Management | For | For | ||||||||
| 1L. | Election of Director: William H. Swanson | Management | For | For | ||||||||
| 1M. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2020 | Management | For | For | ||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | ||||||||
| 4. | A proposal entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Against | For | ||||||||
| 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders | Shareholder | Against | For | ||||||||
| CHEVRON CORPORATION | ||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVX | Meeting Date | 27-May-2020 | |||||||||
| ISIN | US1667641005 | Agenda | 935183979 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: W. M. Austin | Management | For | For | ||||||||
| 1B. | Election of Director: J. B. Frank | Management | For | For | ||||||||
| 1C. | Election of Director: A. P. Gast | Management | For | For | ||||||||
| 1D. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: C. W. Moorman IV | Management | For | For | ||||||||
| 1F. | Election of Director: D. F. Moyo | Management | For | For | ||||||||
| 1G. | Election of Director: D. Reed-Klages | Management | For | For | ||||||||
| 1H. | Election of Director: R. D. Sugar | Management | For | For | ||||||||
| 1I. | Election of Director: D. J. Umpleby III | Management | For | For | ||||||||
| 1J. | Election of Director: M. K. Wirth | Management | For | For | ||||||||
| 2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||
| 4. | Report on Lobbying | Shareholder | Abstain | Against | ||||||||
| 5. | Create a Board Committee on Climate Risk | Shareholder | Against | For | ||||||||
| 6. | Report on Climate Lobbying | Shareholder | Abstain | Against | ||||||||
| 7. | Report on Petrochemical Risk | Shareholder | Abstain | Against | ||||||||
| 8. | Report on Human Rights Practices | Shareholder | Abstain | Against | ||||||||
| 9. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||||||||
| 10. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | ||||||||
| STORE CAPITAL CORPORATION | ||||||||||||
| Security | 862121100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STOR | Meeting Date | 28-May-2020 | |||||||||
| ISIN | US8621211007 | Agenda | 935184135 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph M. Donovan | For | For | |||||||||
| 2 | Mary Fedewa | For | For | |||||||||
| 3 | Morton H. Fleischer | For | For | |||||||||
| 4 | William F. Hipp | For | For | |||||||||
| 5 | Tawn Kelley | For | For | |||||||||
| 6 | Catherine D. Rice | For | For | |||||||||
| 7 | Einar A. Seadler | For | For | |||||||||
| 8 | Quentin P. Smith, Jr. | For | For | |||||||||
| 9 | Christopher H. Volk | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNH | Meeting Date | 01-Jun-2020 | |||||||||
| ISIN | US91324P1021 | Agenda | 935188931 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | ||||||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | ||||||||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | ||||||||
| 1H. | Election of Director: Glenn M. Renwick | Management | For | For | ||||||||
| 1I. | Election of Director: David S. Wichmann | Management | For | For | ||||||||
| 1J. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||
| 4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||
| 5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. | Shareholder | Against | For | ||||||||
| ALPHABET INC. | ||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2020 | |||||||||
| ISIN | US02079K3059 | Agenda | 935196762 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Larry Page | For | For | |||||||||
| 2 | Sergey Brin | For | For | |||||||||
| 3 | Sundar Pichai | For | For | |||||||||
| 4 | John L. Hennessy | For | For | |||||||||
| 5 | Frances H. Arnold | For | For | |||||||||
| 6 | L. John Doerr | For | For | |||||||||
| 7 | Roger W. Ferguson, Jr. | For | For | |||||||||
| 8 | Ann Mather | For | For | |||||||||
| 9 | Alan R. Mulally | For | For | |||||||||
| 10 | K. Ram Shriram | For | For | |||||||||
| 11 | Robin L. Washington | For | For | |||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
| 3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | For | For | ||||||||
| 4. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| 6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 8. | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| 9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| 12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | Abstain | Against | ||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||
| Security | 808513105 | Meeting Type | Special | |||||||||
| Ticker Symbol | SCHW | Meeting Date | 04-Jun-2020 | |||||||||
| ISIN | US8085131055 | Agenda | 935219091 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Approve the issuance of Schwab common shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade. | Management | For | For | ||||||||
| 2. | Approve an amendment to the Schwab charter to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock. | Management | For | For | ||||||||
| 3. | Approve a proposal that will give the Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting. | Management | For | For | ||||||||
| ACTIVISION BLIZZARD, INC. | ||||||||||||
| Security | 00507V109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ATVI | Meeting Date | 11-Jun-2020 | |||||||||
| ISIN | US00507V1098 | Agenda | 935196483 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Reveta Bowers | Management | For | For | ||||||||
| 1B. | Election of Director: Robert Corti | Management | For | For | ||||||||
| 1C. | Election of Director: Hendrik Hartong III | Management | For | For | ||||||||
| 1D. | Election of Director: Brian Kelly | Management | For | For | ||||||||
| 1E. | Election of Director: Robert Kotick | Management | For | For | ||||||||
| 1F. | Election of Director: Barry Meyer | Management | For | For | ||||||||
| 1G. | Election of Director: Robert Morgado | Management | For | For | ||||||||
| 1H. | Election of Director: Peter Nolan | Management | For | For | ||||||||
| 1I. | Election of Director: Dawn Ostroff | Management | For | For | ||||||||
| 1J. | Election of Director: Casey Wasserman | Management | For | For | ||||||||
| 2. | To provide advisory approval of our executive compensation. | Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 4. | Stockholder proposal regarding political disclosures. | Shareholder | Abstain | Against | ||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||
| Security | 112585104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAM | Meeting Date | 12-Jun-2020 | |||||||||
| ISIN | CA1125851040 | Agenda | 935218025 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | M. Elyse Allan | For | For | |||||||||
| 2 | Angela F. Braly | For | For | |||||||||
| 3 | Murilo Ferreira | For | For | |||||||||
| 4 | Janice Fukakusa | For | For | |||||||||
| 5 | Frank J. McKenna | For | For | |||||||||
| 6 | Rafael Miranda | For | For | |||||||||
| 7 | Seek Ngee Huat | For | For | |||||||||
| 8 | Diana L. Taylor | For | For | |||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||||||
| 3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 27, 2020 (the "Circular"). | Management | For | For | ||||||||
| 4 | The Shareholder Proposal One set out in the Circular. | Shareholder | Against | For | ||||||||
| 5 | The Shareholder Proposal Two set out in the Circular. | Shareholder | Against | For | ||||||||
| ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 TETON Westwood Balanced Fund | Report Date: 08/21/2020 1 |
| Investment Company Report |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | ||||||||||||
| Security | 099502106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAH | Meeting Date | 25-Jul-2019 | |||||||||
| ISIN | US0995021062 | Agenda | 935049850 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Melody C. Barnes | Management | For | For | ||||||||
| 1b. | Election of Director: Ellen Jewett | Management | For | For | ||||||||
| 1c. | Election of Director: Arthur E. Johnson | Management | For | For | ||||||||
| 1d. | Election of Director: Charles O. Rossotti | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's registered independent public accountants for fiscal year 2020. | Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 4. | Approval of the adoption of the Fourth Amended and Restated Certificate of Incorporation to eliminate the Company's Class B non-voting common stock, Class C restricted common stock, and Class E special voting common stock. | Management | For | For | ||||||||
| GENERAL MILLS, INC. | ||||||||||||
| Security | 370334104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GIS | Meeting Date | 24-Sep-2019 | |||||||||
| ISIN | US3703341046 | Agenda | 935070362 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||
| 1B. | Election of Director: David M. Cordani | Management | For | For | ||||||||
| 1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||
| 1E. | Election of Director: Maria G. Henry | Management | For | For | ||||||||
| 1F. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||
| 1G. | Election of Director: Diane L. Neal | Management | For | For | ||||||||
| 1H. | Election of Director: Steve Odland | Management | For | For | ||||||||
| 1I. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||
| 1J. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||
| 1K. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| CACI INTERNATIONAL INC | ||||||||||||
| Security | 127190304 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CACI | Meeting Date | 14-Nov-2019 | |||||||||
| ISIN | US1271903049 | Agenda | 935085301 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Michael A. Daniels | Management | For | For | ||||||||
| 1B. | Election of Director: William L. Jews | Management | For | For | ||||||||
| 1C. | Election of Director: Gregory G. Johnson | Management | For | For | ||||||||
| 1D. | Election of Director: J. Phillip London | Management | For | For | ||||||||
| 1E. | Election of Director: John S. Mengucci | Management | For | For | ||||||||
| 1F. | Election of Director: James L. Pavitt | Management | For | For | ||||||||
| 1G. | Election of Director: Warren R. Phillips | Management | For | For | ||||||||
| 1H. | Election of Director: Debora A. Plunkett | Management | For | For | ||||||||
| 1I. | Election of Director: Charles P. Revoile | Management | For | For | ||||||||
| 1J. | Election of Director: William S. Wallace | Management | For | For | ||||||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
| 3. | Approval of Amendment of the Company's 2002 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 4. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |||||||||
| ISIN | US5949181045 | Agenda | 935092849 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: William H. Gates III | Management | For | For | ||||||||
| 1B. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||
| 1C. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||
| 1D. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||
| 1E. | Election of Director: Satya Nadella | Management | For | For | ||||||||
| 1F. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||
| 1G. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1I. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||
| 1J. | Election of Director: John W. Stanton | Management | For | For | ||||||||
| 1K. | Election of Director: John W. Thompson | Management | For | For | ||||||||
| 1L. | Election of Director: Emma Walmsley | Management | For | For | ||||||||
| 1M. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Abstain | Against | ||||||||
| MEDTRONIC PLC | ||||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDT | Meeting Date | 06-Dec-2019 | |||||||||
| ISIN | IE00BTN1Y115 | Agenda | 935094336 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Richard H. Anderson | Management | For | For | ||||||||
| 1B. | Election of Director: Craig Arnold | Management | For | For | ||||||||
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | ||||||||
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For | ||||||||
| 1F. | Election of Director: Omar Ishrak | Management | For | For | ||||||||
| 1G. | Election of Director: Michael O. Leavitt | Management | For | For | ||||||||
| 1H. | Election of Director: James T. Lenehan | Management | For | For | ||||||||
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For | ||||||||
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | ||||||||
| 1K. | Election of Director: Denise M. O'Leary | Management | For | For | ||||||||
| 1L. | Election of Director: Kendall J. Powell | Management | For | For | ||||||||
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | ||||||||
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | ||||||||
| 4. | To renew the Board's authority to issue shares. | Management | For | For | ||||||||
| 5. | To renew the Board's authority to opt out of pre-emption rights. | Management | Against | Against | ||||||||
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | ||||||||
| HORMEL FOODS CORPORATION | ||||||||||||
| Security | 440452100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HRL | Meeting Date | 28-Jan-2020 | |||||||||
| ISIN | US4404521001 | Agenda | 935115356 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Prama Bhatt | Management | For | For | ||||||||
| 1B. | Election of Director: Gary C. Bhojwani | Management | For | For | ||||||||
| 1C. | Election of Director: Terrell K. Crews | Management | For | For | ||||||||
| 1D. | Election of Director: Stephen M. Lacy | Management | For | For | ||||||||
| 1E. | Election of Director: Elsa A. Murano, Ph.D. | Management | For | For | ||||||||
| 1F. | Election of Director: Susan K. Nestegard | Management | For | For | ||||||||
| 1G. | Election of Director: William A. Newlands | Management | For | For | ||||||||
| 1H. | Election of Director: Dakota A. Pippins | Management | For | For | ||||||||
| 1I. | Election of Director: Christopher J. Policinski | Management | For | For | ||||||||
| 1J. | Election of Director: Jose Luis Prado | Management | For | For | ||||||||
| 1K. | Election of Director: Sally J. Smith | Management | For | For | ||||||||
| 1L. | Election of Director: James P. Snee | Management | For | For | ||||||||
| 1M. | Election of Director: Steven A. White | Management | For | For | ||||||||
| 2. | Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 25, 2020. | Management | For | For | ||||||||
| 3. | Approve the Named Executive Officer compensation as disclosed in the Company's 2020 annual meeting proxy statement. | Management | For | For | ||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BDX | Meeting Date | 28-Jan-2020 | |||||||||
| ISIN | US0758871091 | Agenda | 935116322 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Catherine M. Burzik | Management | For | For | ||||||||
| 1B. | Election of Director: R. Andrew Eckert | Management | For | For | ||||||||
| 1C. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||||||
| 1D. | Election of Director: Claire M. Fraser | Management | For | For | ||||||||
| 1E. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||||
| 1F. | Election of Director: Christopher Jones | Management | For | For | ||||||||
| 1G. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||
| 1H. | Election of Director: David F. Melcher | Management | For | For | ||||||||
| 1I. | Election of Director: Thomas E. Polen | Management | For | For | ||||||||
| 1J. | Election of Director: Claire Pomeroy | Management | For | For | ||||||||
| 1K. | Election of Director: Rebecca W. Rimel | Management | For | For | ||||||||
| 1L. | Election of Director: Timothy M. Ring | Management | For | For | ||||||||
| 1M. | Election of Director: Bertram L. Scott | Management | For | For | ||||||||
| 2. | Ratification of selection of independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 4. | Approval of amendment to BD's 2004 Employee and Director Equity-Based Compensation Plan. | Management | For | For | ||||||||
| 5. | Approval of French Addendum to BD'S 2004 Employee and Director Equity-Based Compensation Plan. | Management | For | For | ||||||||
| 6. | Shareholder proposal regarding special shareholder meetings. | Shareholder | Against | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 26-Feb-2020 | |||||||||
| ISIN | US0378331005 | Agenda | 935121563 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: James Bell | Management | For | For | ||||||||
| 1B. | Election of Director: Tim Cook | Management | For | For | ||||||||
| 1C. | Election of Director: Al Gore | Management | For | For | ||||||||
| 1D. | Election of Director: Andrea Jung | Management | For | For | ||||||||
| 1E. | Election of Director: Art Levinson | Management | For | For | ||||||||
| 1F. | Election of Director: Ron Sugar | Management | For | For | ||||||||
| 1G. | Election of Director: Sue Wagner | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For | ||||||||
| 5. | A shareholder proposal relating to sustainability and executive compensation | Shareholder | Against | For | ||||||||
| 6. | A shareholder proposal relating to policies on freedom of expression | Shareholder | Abstain | Against | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 11-Mar-2020 | |||||||||
| ISIN | US2546871060 | Agenda | 935125648 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||
| 1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||
| 1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||
| 1D. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||
| 1E. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||
| 1F. | Election of Director: Robert A. Iger | Management | For | For | ||||||||
| 1G. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||
| 1H. | Election of Director: Mark G. Parker | Management | For | For | ||||||||
| 1I. | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | Management | For | For | ||||||||
| 3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||
| 4. | To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. | Management | Against | Against | ||||||||
| 5. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | For | ||||||||
| U.S. BANCORP | ||||||||||||
| Security | 902973304 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USB | Meeting Date | 21-Apr-2020 | |||||||||
| ISIN | US9029733048 | Agenda | 935137085 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Warner L. Baxter | Management | For | For | ||||||||
| 1B. | Election of Director: Dorothy J. Bridges | Management | For | For | ||||||||
| 1C. | Election of Director: Elizabeth L. Buse | Management | For | For | ||||||||
| 1D. | Election of Director: Marc N. Casper | Management | For | For | ||||||||
| 1E. | Election of Director: Andrew Cecere | Management | For | For | ||||||||
| 1F. | Election of Director: Kimberly J. Harris | Management | For | For | ||||||||
| 1G. | Election of Director: Roland A. Hernandez | Management | For | For | ||||||||
| 1H. | Election of Director: Olivia F. Kirtley | Management | For | For | ||||||||
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||
| 1J. | Election of Director: Richard P. McKenney | Management | For | For | ||||||||
| 1K. | Election of Director: Yusuf I. Mehdi | Management | For | For | ||||||||
| 1L. | Election of Director: John P. Wiehoff | Management | For | For | ||||||||
| 1M. | Election of Director: Scott W. Wine | Management | For | For | ||||||||
| 2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2020 fiscal year. | Management | For | For | ||||||||
| 3. | An advisory vote to approve the compensation of our executives disclosed in this proxy statement. | Management | For | For | ||||||||
| PUBLIC STORAGE | ||||||||||||
| Security | 74460D109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PSA | Meeting Date | 21-Apr-2020 | |||||||||
| ISIN | US74460D1090 | Agenda | 935138152 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | ||||||||
| 1B. | Election of Trustee: Tamara Hughes Gustavson | Management | For | For | ||||||||
| 1C. | Election of Trustee: Uri P. Harkham | Management | For | For | ||||||||
| 1D. | Election of Trustee: Leslie S. Heisz | Management | For | For | ||||||||
| 1E. | Election of Trustee: B. Wayne Hughes, Jr. | Management | For | For | ||||||||
| 1F. | Election of Trustee: Avedick B. Poladian | Management | For | For | ||||||||
| 1G. | Election of Trustee: Gary E. Pruitt | Management | For | For | ||||||||
| 1H. | Election of Trustee: John Reyes | Management | For | For | ||||||||
| 1I. | Election of Trustee: Joseph D. Russell, Jr. | Management | For | For | ||||||||
| 1J. | Election of Trustee: Tariq M. Shaukat | Management | For | For | ||||||||
| 1K. | Election of Trustee: Ronald P. Spogli | Management | For | For | ||||||||
| 1L. | Election of Trustee: Daniel C. Staton | Management | For | For | ||||||||
| 2. | Advisory vote to approve the compensation of Named Executive Officers. | Management | For | For | ||||||||
| 3. | Ratification of appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAC | Meeting Date | 22-Apr-2020 | |||||||||
| ISIN | US0605051046 | Agenda | 935139825 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||
| 1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||
| 1E. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||
| 1F. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||
| 1G. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
| 1I. | Election of Director: Thomas J. May | Management | For | For | ||||||||
| 1J. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||
| 1K. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1L. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||
| 1M. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||
| 1N. | Election of Director: Michael D. White | Management | For | For | ||||||||
| 1O. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||
| 1P. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1Q. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution). | Management | For | For | ||||||||
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||
| 4. | Make Shareholder Proxy Access More Accessible. | Shareholder | Against | For | ||||||||
| 5. | Adopt a New Shareholder Right - Written Consent | Shareholder | Against | For | ||||||||
| 6. | Report Concerning Gender/Racial Pay Equity. | Shareholder | Abstain | Against | ||||||||
| 7. | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | Shareholder | Against | For | ||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 23-Apr-2020 | |||||||||
| ISIN | US4781601046 | Agenda | 935137934 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||
| 1B. | Election Of Director: D. Scott Davis | Management | For | For | ||||||||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1G. | Election of Director: Hubert Joly | Management | For | For | ||||||||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||
| 1J. | Election of Director: Charles Prince | Management | For | For | ||||||||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||||
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||
| 4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | For | For | ||||||||
| 5. | Independent Board Chair | Shareholder | Against | For | ||||||||
| 6. | Report on Governance of Opioids-Related Risks | Shareholder | Abstain | Against | ||||||||
| AT&T INC. | ||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | T | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | US00206R1023 | Agenda | 935138140 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||
| 1D. | Election of Director: Scott T. Ford | Management | For | For | ||||||||
| 1E. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||
| 1F. | Election of Director: William E. Kennard | Management | For | For | ||||||||
| 1G. | Election of Director: Debra L. Lee | Management | For | For | ||||||||
| 1H. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||
| 1I. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||
| 1J. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||
| 1K. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||
| 1L. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||
| 1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| 4. | Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 5. | Employee Representative Director. | Shareholder | Against | For | ||||||||
| 6. | Improve Guiding Principles of Executive Compensation. | Shareholder | Against | For | ||||||||
| ABBOTT LABORATORIES | ||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABT | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | US0028241000 | Agenda | 935138570 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | R.J. Alpern | For | For | |||||||||
| 2 | R.S. Austin | For | For | |||||||||
| 3 | S.E. Blount | For | For | |||||||||
| 4 | R.B. Ford | For | For | |||||||||
| 5 | M.A. Kumbier | For | For | |||||||||
| 6 | E.M. Liddy | For | For | |||||||||
| 7 | D.W. McDew | For | For | |||||||||
| 8 | N. McKinstry | For | For | |||||||||
| 9 | P.N. Novakovic | For | For | |||||||||
| 10 | W.A. Osborn | For | For | |||||||||
| 11 | D.J. Starks | For | For | |||||||||
| 12 | J.G. Stratton | For | For | |||||||||
| 13 | G.F. Tilton | For | For | |||||||||
| 14 | M.D. White | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | For | ||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder Proposal - Non-GAAP Financial Performance Metrics Disclosure. | Shareholder | Against | For | ||||||||
| 6. | Shareholder Proposal - Shareholder Voting on By-Law Amendments. | Shareholder | Against | For | ||||||||
| 7. | Shareholder Proposal - Simple Majority Vote. | Shareholder | Against | For | ||||||||
| L3HARRIS TECHNOLOGIES INC. | ||||||||||||
| Security | 502431109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LHX | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | US5024311095 | Agenda | 935144852 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | ||||||||
| 1B. | Election of Director: William M. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | ||||||||
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | ||||||||
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | ||||||||
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | ||||||||
| 1G. | Election of Director: Lewis Hay III | Management | For | For | ||||||||
| 1H. | Election of Director: Lewis Kramer | Management | For | For | ||||||||
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | ||||||||
| 1J. | Election of Director: Rita S. Lane | Management | For | For | ||||||||
| 1K. | Election of Director: Robert B. Millard | Management | For | For | ||||||||
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | ||||||||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Management | For | For | ||||||||
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | Management | For | For | ||||||||
| 4. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Supermajority Voting and "Fair Price" Requirements for Business Combinations Involving Interested Shareholders | Management | For | For | ||||||||
| 5. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the "Anti-Greenmail" Provision | Management | For | For | ||||||||
| 6. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Cumulative Voting Provision that Applies When We Have a 40% Shareholder | Management | Against | Against | ||||||||
| 7. | Shareholder Proposal to Permit the Ability of Shareholders to Act by Written Consent | Shareholder | Against | For | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 27-Apr-2020 | |||||||||
| ISIN | US4385161066 | Agenda | 935137794 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1F. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||
| 1G. | Election of Director: Deborah Flint | Management | For | For | ||||||||
| 1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||
| 1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1K. | Election of Director: Raymond T. Odierno | Management | For | For | ||||||||
| 1L. | Election of Director: George Paz | Management | For | For | ||||||||
| 1M. | Election of Director: Robin L. Washington | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | ||||||||
| 4. | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Against | For | ||||||||
| 5. | Report on Lobbying Activities and Expenditures. | Shareholder | Abstain | Against | ||||||||
| THE BOEING COMPANY | ||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BA | Meeting Date | 27-Apr-2020 | |||||||||
| ISIN | US0970231058 | Agenda | 935140575 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||
| 1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||||
| 1C. | Election of Director: Arthur D. Collins Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Lynn J. Good | Management | For | For | ||||||||
| 1F. | Election of Director: Nikki R. Haley | Management | Abstain | Against | ||||||||
| 1G. | Election of Director: Akhil Johri | Management | For | For | ||||||||
| 1H. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||
| 1I. | Election of Director: Caroline B. Kennedy | Management | For | For | ||||||||
| 1J. | Election of Director: Steven M. Mollenkopf | Management | For | For | ||||||||
| 1K. | Election of Director: John M. Richardson | Management | For | For | ||||||||
| 1L. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2020. | Management | For | For | ||||||||
| 4. | Disclosure of Director Skills, Ideological Perspectives, and Experience and Minimum Director Qualifications. | Shareholder | Against | For | ||||||||
| 5. | Additional Report on Lobbying Activities. | Shareholder | Abstain | Against | ||||||||
| 6. | Policy Requiring Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 7. | Written Consent. | Shareholder | Against | For | ||||||||
| 8. | Mandatory Retention of Significant Stock by Executives. | Shareholder | Against | For | ||||||||
| 9. | Additional Disclosure of Compensation Adjustments. | Shareholder | Against | For | ||||||||
| WELLS FARGO & COMPANY | ||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WFC | Meeting Date | 28-Apr-2020 | |||||||||
| ISIN | US9497461015 | Agenda | 935145183 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||
| 1B. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
| 1C. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||
| 1E. | Election of Director: Donald M. James | Management | For | For | ||||||||
| 1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
| 1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||
| 1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||
| 1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||
| 1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||
| 1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Shareholder Approval of By-Law Amendments. | Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | ||||||||
| 6. | Shareholder Proposal - Report on Global Median Pay Gap. | Shareholder | Abstain | Against | ||||||||
| EOG RESOURCES, INC. | ||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EOG | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US26875P1012 | Agenda | 935145272 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Janet F. Clark | Management | For | For | ||||||||
| 1B. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||
| 1C. | Election of Director: Robert P. Daniels | Management | For | For | ||||||||
| 1D. | Election of Director: James C. Day | Management | For | For | ||||||||
| 1E. | Election of Director: C. Christopher Gaut | Management | For | For | ||||||||
| 1F. | Election of Director: Julie J. Robertson | Management | For | For | ||||||||
| 1G. | Election of Director: Donald F. Textor | Management | For | For | ||||||||
| 1H. | Election of Director: William R. Thomas | Management | For | For | ||||||||
| 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||
| 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||
| Security | 14040H105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COF | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US14040H1059 | Agenda | 935149080 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||||||
| 1B. | Election of Director: Aparna Chennapragada | Management | For | For | ||||||||
| 1C. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||||||
| 1D. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||||||
| 1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||||||
| 1F. | Election of Director: Pierre E. Leroy | Management | For | For | ||||||||
| 1G. | Election of Director: Francois Locoh-Donou | Management | For | For | ||||||||
| 1H. | Election of Director: Peter E. Raskind | Management | For | For | ||||||||
| 1I. | Election of Director: Eileen Serra | Management | For | For | ||||||||
| 1J. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||||
| 1K. | Election of Director: Bradford H. Warner | Management | For | For | ||||||||
| 1L. | Election of Director: Catherine G. West | Management | For | For | ||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2020. | Management | For | For | ||||||||
| 3. | Advisory approval of Capital One's 2019 Named Executive Officer compensation. | Management | For | For | ||||||||
| 4. | Approval of amendments to Capital One's Restated Certificate of Incorporation to allow stockholder to act by written consent. | Management | For | For | ||||||||
| 5. | Stockholder proposal regarding an independent Board chairman, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| CHURCH & DWIGHT CO., INC. | ||||||||||||
| Security | 171340102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CHD | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US1713401024 | Agenda | 935150223 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: James R. Craigie | Management | For | For | ||||||||
| 1B. | Election of Director: Bradley C. Irwin | Management | For | For | ||||||||
| 1C. | Election of Director: Penry W. Price | Management | For | For | ||||||||
| 1D. | Election of Director: Janet S. Vergis | Management | For | For | ||||||||
| 1E. | Election of Director: Arthur B. Winkleblack | Management | For | For | ||||||||
| 2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to give holders of 25% of Company stock that meet certain requirements the right to request a special meeting. | Management | For | For | ||||||||
| 4. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements to amend certain of its provisions. | Management | For | For | ||||||||
| 5. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to move certain advance notice requirements with respect to director nominees and other proposals submitted by stockholders to the Company's Bylaws (such requirements to be updated). | Management | Abstain | Against | ||||||||
| 6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| CMS ENERGY CORPORATION | ||||||||||||
| Security | 125896100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMS | Meeting Date | 01-May-2020 | |||||||||
| ISIN | US1258961002 | Agenda | 935142719 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Jon E. Barfield | Management | For | For | ||||||||
| 1B. | Election of Director: Deborah H. Butler | Management | For | For | ||||||||
| 1C. | Election of Director: Kurt L. Darrow | Management | For | For | ||||||||
| 1D. | Election of Director: William D. Harvey | Management | For | For | ||||||||
| 1E. | Election of Director: Patricia K. Poppe | Management | For | For | ||||||||
| 1F. | Election of Director: John G. Russell | Management | For | For | ||||||||
| 1G. | Election of Director: Suzanne F. Shank | Management | For | For | ||||||||
| 1H. | Election of Director: Myrna M. Soto | Management | For | For | ||||||||
| 1I. | Election of Director: John G. Sznewajs | Management | For | For | ||||||||
| 1J. | Election of Director: Ronald J. Tanski | Management | For | For | ||||||||
| 1K. | Election of Director: Laura H. Wright | Management | For | For | ||||||||
| 2. | Approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||
| 3. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | ||||||||
| 4. | Approve the 2020 Performance Incentive Stock Plan. | Management | For | For | ||||||||
| 5. | Shareholder Proposal - Political Contributions Disclosure. | Shareholder | Abstain | Against | ||||||||
| WEC ENERGY GROUP, INC. | ||||||||||||
| Security | 92939U106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WEC | Meeting Date | 06-May-2020 | |||||||||
| ISIN | US92939U1060 | Agenda | 935145501 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Patricia W. Chadwick | Management | For | For | ||||||||
| 1B. | Election of Director: Curt S. Culver | Management | For | For | ||||||||
| 1C. | Election of Director: Danny L. Cunningham | Management | For | For | ||||||||
| 1D. | Election of Director: William M. Farrow III | Management | For | For | ||||||||
| 1E. | Election of Director: Thomas J. Fischer | Management | For | For | ||||||||
| 1F. | Election of Director: J. Kevin Fletcher | Management | For | For | ||||||||
| 1G. | Election of Director: Maria C. Green | Management | For | For | ||||||||
| 1H. | Election of Director: Gale E. Klappa | Management | For | For | ||||||||
| 1I. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||||
| 1J. | Election of Director: Thomas K. Lane | Management | For | For | ||||||||
| 1K. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||
| 1L. | Election of Director: Mary Ellen Stanek | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Compensation of the Named Executive Officers. | Management | For | For | ||||||||
| 3. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2020 | Management | For | For | ||||||||
| PEPSICO, INC. | ||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PEP | Meeting Date | 06-May-2020 | |||||||||
| ISIN | US7134481081 | Agenda | 935148901 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Shona L. Brown | Management | For | For | ||||||||
| 1B. | Election of Director: Cesar Conde | Management | For | For | ||||||||
| 1C. | Election of Director: Ian Cook | Management | For | For | ||||||||
| 1D. | Election of Director: Dina Dublon | Management | For | For | ||||||||
| 1E. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||
| 1F. | Election of Director: Michelle Gass | Management | For | For | ||||||||
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||||||
| 1H. | Election of Director: David C. Page | Management | For | For | ||||||||
| 1I. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||
| 1J. | Election of Director: Daniel Vasella | Management | For | For | ||||||||
| 1K. | Election of Director: Darren Walker | Management | For | For | ||||||||
| 1L. | Election of Director: Alberto Weisser | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Against | For | ||||||||
| DTE ENERGY COMPANY | ||||||||||||
| Security | 233331107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DTE | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US2333311072 | Agenda | 935150184 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gerard M. Anderson | For | For | |||||||||
| 2 | David A. Brandon | For | For | |||||||||
| 3 | Charles G. McClure, Jr. | For | For | |||||||||
| 4 | Gail J. McGovern | For | For | |||||||||
| 5 | Mark A. Murray | For | For | |||||||||
| 6 | Gerardo Norcia | For | For | |||||||||
| 7 | Ruth G. Shaw | For | For | |||||||||
| 8 | Robert C. Skaggs, Jr. | For | For | |||||||||
| 9 | David A. Thomas | For | For | |||||||||
| 10 | Gary H. Torgow | For | For | |||||||||
| 11 | James H. Vandenberghe | For | For | |||||||||
| 12 | Valerie M. Williams | For | For | |||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors | Management | For | For | ||||||||
| 3. | Provide a nonbinding vote to approve the Company's executive compensation | Management | For | For | ||||||||
| 4. | Vote on a shareholder proposal relating to additional disclosure of political contributions | Shareholder | Abstain | Against | ||||||||
| ASSURANT, INC. | ||||||||||||
| Security | 04621X108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIZ | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US04621X1081 | Agenda | 935151477 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Elaine D. Rosen | Management | For | For | ||||||||
| 1B. | Election of Director: Paget L. Alves | Management | For | For | ||||||||
| 1C. | Election of Director: Juan N. Cento | Management | For | For | ||||||||
| 1D. | Election of Director: Alan B. Colberg | Management | For | For | ||||||||
| 1E. | Election of Director: Harriet Edelman | Management | For | For | ||||||||
| 1F. | Election of Director: Lawrence V. Jackson | Management | For | For | ||||||||
| 1G. | Election of Director: Jean-Paul L. Montupet | Management | For | For | ||||||||
| 1H. | Election of Director: Debra J. Perry | Management | For | For | ||||||||
| 1I. | Election of Director: Ognjen (Ogi) Redzic | Management | For | For | ||||||||
| 1J. | Election of Director: Paul J. Reilly | Management | For | For | ||||||||
| 1K. | Election of Director: Robert W. Stein | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| 3. | Advisory approval of the 2019 compensation of the Company's named executive officers. | Management | For | For | ||||||||
| EQUIFAX INC. | ||||||||||||
| Security | 294429105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EFX | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US2944291051 | Agenda | 935157001 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Mark W. Begor | Management | For | For | ||||||||
| 1B. | Election of Director: Mark L. Feidler | Management | For | For | ||||||||
| 1C. | Election of Director: G. Thomas Hough | Management | For | For | ||||||||
| 1D. | Election of Director: Robert D. Marcus | Management | For | For | ||||||||
| 1E. | Election of Director: Siri S. Marshall | Management | For | For | ||||||||
| 1F. | Election of Director: Scott A. McGregor | Management | For | For | ||||||||
| 1G. | Election of Director: John A. McKinley | Management | For | For | ||||||||
| 1H. | Election of Director: Robert W. Selander | Management | For | For | ||||||||
| 1I. | Election of Director: Elane B. Stock | Management | For | For | ||||||||
| 1J. | Election of Director: Heather H. Wilson | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 4. | Approval of Employee Stock Purchase Plan. | Management | For | For | ||||||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CL | Meeting Date | 08-May-2020 | |||||||||
| ISIN | US1941621039 | Agenda | 935151352 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||
| 1b. | Election of Director: John T. Cahill | Management | For | For | ||||||||
| 1c. | Election of Director: Lisa M. Edwards | Management | For | For | ||||||||
| 1d. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||
| 1e. | Election of Director: C. Martin Harris | Management | For | For | ||||||||
| 1f. | Election of Director: Martina Hund-Mejean | Management | For | For | ||||||||
| 1g. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||
| 1h. | Election of Director: Michael B. Polk | Management | For | For | ||||||||
| 1i. | Election of Director: Stephen I. Sadove | Management | For | For | ||||||||
| 1j. | Election of Director: Noel R. Wallace | Management | For | For | ||||||||
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 4. | Stockholder proposal on independent Board Chairman. | Shareholder | Against | For | ||||||||
| 5. | Stockholder proposal to reduce the ownership threshold to call special stockholder meetings to 10%. | Shareholder | Against | For | ||||||||
| MOTOROLA SOLUTIONS, INC. | ||||||||||||
| Security | 620076307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSI | Meeting Date | 11-May-2020 | |||||||||
| ISIN | US6200763075 | Agenda | 935152227 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a One-Year Term: Gregory Q. Brown | Management | For | For | ||||||||
| 1B. | Election of Director for a One-Year Term: Kenneth D. Denman | Management | For | For | ||||||||
| 1C. | Election of Director for a One-Year Term: Egon P. Durban | Management | For | For | ||||||||
| 1D. | Election of Director for a One-Year Term: Clayton M. Jones | Management | For | For | ||||||||
| 1E. | Election of Director for a One-Year Term: Judy C. Lewent | Management | For | For | ||||||||
| 1F. | Election of Director for a One-Year Term: Gregory K. Mondre | Management | For | For | ||||||||
| 1G. | Election of Director for a One-Year Term: Anne R. Pramaggiore | Management | For | For | ||||||||
| 1H. | Election of Director for a One-Year Term: Joseph M. Tucci | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder Proposal re: Political Spending Disclosure. | Shareholder | Abstain | Against | ||||||||
| CONOCOPHILLIPS | ||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COP | Meeting Date | 12-May-2020 | |||||||||
| ISIN | US20825C1045 | Agenda | 935151679 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
| 1B. | Election of Director: Caroline Maury Devine | Management | For | For | ||||||||
| 1C. | Election of Director: John V. Faraci | Management | For | For | ||||||||
| 1D. | Election of Director: Jody Freeman | Management | For | For | ||||||||
| 1E. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||
| 1F. | Election of Director: Jeffrey A. Joerres | Management | For | For | ||||||||
| 1G. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||
| 1H. | Election of Director: William H. McRaven | Management | For | For | ||||||||
| 1I. | Election of Director: Sharmila Mulligan | Management | For | For | ||||||||
| 1J. | Election of Director: Arjun N. Murti | Management | For | For | ||||||||
| 1K. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||
| 1L. | Election of Director: David T. Seaton | Management | For | For | ||||||||
| 1M. | Election of Director: R.A. Walker | Management | For | For | ||||||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||
| Security | 808513105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SCHW | Meeting Date | 12-May-2020 | |||||||||
| ISIN | US8085131055 | Agenda | 935165565 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: William S. Haraf | Management | For | For | ||||||||
| 1B. | Election of Director: Frank C. Herringer | Management | For | For | ||||||||
| 1C. | Election of Director: Roger O. Walther | Management | For | For | ||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||
| 4. | Approve the 2013 Stock Incentive Plan as Amended and Restated | Management | For | For | ||||||||
| 5. | Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | Management | For | For | ||||||||
| 6. | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying | Shareholder | Abstain | Against | ||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIG | Meeting Date | 13-May-2020 | |||||||||
| ISIN | US0268747849 | Agenda | 935159877 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: W. DON CORNWELL | Management | For | For | ||||||||
| 1B. | Election of Director: BRIAN DUPERREAULT | Management | For | For | ||||||||
| 1C. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | ||||||||
| 1D. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | ||||||||
| 1E. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | ||||||||
| 1F. | Election of Director: HENRY S. MILLER | Management | For | For | ||||||||
| 1G. | Election of Director: LINDA A. MILLS | Management | For | For | ||||||||
| 1H. | Election of Director: THOMAS F. MOTAMED | Management | For | For | ||||||||
| 1I. | Election of Director: PETER R. PORRINO | Management | For | For | ||||||||
| 1J. | Election of Director: AMY L. SCHIOLDAGER | Management | For | For | ||||||||
| 1K. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | ||||||||
| 1L. | Election of Director: THERESE M. VAUGHAN | Management | For | For | ||||||||
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | For | For | ||||||||
| 3. | To act upon a proposal to amend and restate AIG's Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG's tax attributes. | Management | For | For | ||||||||
| 4. | To act upon a proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan. | Management | For | For | ||||||||
| 5. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 6. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. | Shareholder | Against | For | ||||||||
| UNION PACIFIC CORPORATION | ||||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNP | Meeting Date | 14-May-2020 | |||||||||
| ISIN | US9078181081 | Agenda | 935158407 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Andrew H. Card Jr. | Management | For | For | ||||||||
| 1B. | Election of Director: William J. DeLaney | Management | For | For | ||||||||
| 1C. | Election of Director: David B. Dillon | Management | For | For | ||||||||
| 1D. | Election of Director: Lance M. Fritz | Management | For | For | ||||||||
| 1E. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||
| 1F. | Election of Director: Jane H. Lute | Management | For | For | ||||||||
| 1G. | Election of Director: Michael R. McCarthy | Management | For | For | ||||||||
| 1H. | Election of Director: Thomas F. McLarty III | Management | For | For | ||||||||
| 1I. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||
| 1J. | Election of Director: Jose H. Villarreal | Management | For | For | ||||||||
| 1K. | Election of Director: Christopher J. Williams | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2020. | Management | For | For | ||||||||
| 3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal regarding Climate Assessment Report if properly presented at the Annual Meeting. | Shareholder | Abstain | Against | ||||||||
| CVS HEALTH CORPORATION | ||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVS | Meeting Date | 14-May-2020 | |||||||||
| ISIN | US1266501006 | Agenda | 935159322 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||
| 1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||
| 1E. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1F. | Election of Director: Roger N. Farah | Management | For | For | ||||||||
| 1G. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||
| 1H. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||
| 1I. | Election of Director: Larry J. Merlo | Management | For | For | ||||||||
| 1J. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||
| 1K. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
| 1L. | Election of Director: William C. Weldon | Management | For | For | ||||||||
| 1M. | Election of Director: Tony L. White | Management | For | For | ||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Management | For | For | ||||||||
| 5. | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Management | For | For | ||||||||
| 6. | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Against | For | ||||||||
| 7. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||
| JPMORGAN CHASE & CO. | ||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JPM | Meeting Date | 19-May-2020 | |||||||||
| ISIN | US46625H1005 | Agenda | 935170833 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||
| 1C. | Election of Director: Todd A. Combs | Management | For | For | ||||||||
| 1D. | Election of Director: James S. Crown | Management | For | For | ||||||||
| 1E. | Election of Director: James Dimon | Management | For | For | ||||||||
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1G. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
| 1H. | Election of Director: Michael A. Neal | Management | For | For | ||||||||
| 1I. | Election of Director: Lee R. Raymond | Management | For | For | ||||||||
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||
| 3. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||
| 4. | Independent board chairman | Shareholder | Against | For | ||||||||
| 5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Abstain | Against | ||||||||
| 6. | Climate change risk reporting | Shareholder | Abstain | Against | ||||||||
| 7. | Amend shareholder written consent provisions | Shareholder | Against | For | ||||||||
| 8. | Charitable contributions disclosure | Shareholder | Against | For | ||||||||
| 9. | Gender/Racial pay equity | Shareholder | Abstain | Against | ||||||||
| CHUBB LIMITED | ||||||||||||
| Security | H1467J104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CB | Meeting Date | 20-May-2020 | |||||||||
| ISIN | CH0044328745 | Agenda | 935169931 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | Management | For | For | ||||||||
| 2A | Allocation of disposable profit | Management | For | For | ||||||||
| 2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | ||||||||
| 3 | Discharge of the Board of Directors | Management | For | For | ||||||||
| 4A | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | ||||||||
| 4B | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | ||||||||
| 4C | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | ||||||||
| 5A | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||
| 5B | Election of Director: Michael G. Atieh | Management | For | For | ||||||||
| 5C | Election of Director: Sheila P. Burke | Management | For | For | ||||||||
| 5D | Election of Director: James I. Cash | Management | For | For | ||||||||
| 5E | Election of Director: Mary Cirillo | Management | For | For | ||||||||
| 5F | Election of Director: Michael P. Connors | Management | For | For | ||||||||
| 5G | Election of Director: John A. Edwardson | Management | For | For | ||||||||
| 5H | Election of Director: Robert J. Hugin | Management | For | For | ||||||||
| 5I | Election of Director: Robert W. Scully | Management | For | For | ||||||||
| 5J | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||
| 5K | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||
| 5L | Election of Director: David H. Sidwell | Management | For | For | ||||||||
| 5M | Election of Director: Olivier Steimer | Management | For | For | ||||||||
| 5N | Election of Director: Frances F. Townsend | Management | For | For | ||||||||
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | ||||||||
| 7A | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | ||||||||
| 7B | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | For | For | ||||||||
| 7C | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | ||||||||
| 7D | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | ||||||||
| 8 | Election of Homburger AG as independent proxy | Management | For | For | ||||||||
| 9 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | For | For | ||||||||
| 10 | Reduction of share capital | Management | For | For | ||||||||
| 11A | Compensation of the Board of Directors until the next annual general meeting | Management | For | For | ||||||||
| 11B | Compensation of Executive Management for the next calendar year | Management | For | For | ||||||||
| 12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | ||||||||
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | Against | ||||||||
| NORTHROP GRUMMAN CORPORATION | ||||||||||||
| Security | 666807102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOC | Meeting Date | 20-May-2020 | |||||||||
| ISIN | US6668071029 | Agenda | 935175162 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||
| 1B. | Election of Director: Marianne C. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Donald E. Felsinger | Management | For | For | ||||||||
| 1D. | Election of Director: Ann M. Fudge | Management | For | For | ||||||||
| 1E. | Election of Director: Bruce S. Gordon | Management | For | For | ||||||||
| 1F. | Election of Director: William H. Hernandez | Management | For | For | ||||||||
| 1G. | Election of Director: Madeleine A. Kleiner | Management | For | For | ||||||||
| 1H. | Election of Director: Karl J. Krapek | Management | For | For | ||||||||
| 1I. | Election of Director: Gary Roughead | Management | For | For | ||||||||
| 1J. | Election of Director: Thomas M. Schoewe | Management | For | For | ||||||||
| 1K. | Election of Director: James S. Turley | Management | For | For | ||||||||
| 1L. | Election of Director: Mark A. Welsh III | Management | For | For | ||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2020. | Management | For | For | ||||||||
| 4. | Shareholder proposal that the Company assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas. | Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder proposal to move to a 3% ownership threshold for shareholders to request action by written consent. | Shareholder | Against | For | ||||||||
| MCDONALD'S CORPORATION | ||||||||||||
| Security | 580135101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MCD | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US5801351017 | Agenda | 935171190 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a one-year term expiring in 2021: Lloyd Dean | Management | For | For | ||||||||
| 1B. | Election of Director for a one-year term expiring in 2021: Robert Eckert | Management | For | For | ||||||||
| 1C. | Election of Director for a one-year term expiring in 2021: Catherine Engelbert | Management | For | For | ||||||||
| 1D. | Election of Director for a one-year term expiring in 2021: Margaret Georgiadis | Management | For | For | ||||||||
| 1E. | Election of Director for a one-year term expiring in 2021: Enrique Hernandez, Jr. | Management | For | For | ||||||||
| 1F. | Election of Director for a one-year term expiring in 2021: Christopher Kempczinski | Management | For | For | ||||||||
| 1G. | Election of Director for a one-year term expiring in 2021: Richard Lenny | Management | For | For | ||||||||
| 1H. | Election of Director for a one-year term expiring in 2021: John Mulligan | Management | For | For | ||||||||
| 1I. | Election of Director for a one-year term expiring in 2021: Sheila Penrose | Management | For | For | ||||||||
| 1J. | Election of Director for a one-year term expiring in 2021: John Rogers, Jr. | Management | For | For | ||||||||
| 1K. | Election of Director for a one-year term expiring in 2021: Paul Walsh | Management | For | For | ||||||||
| 1L. | Election of Director for a one-year term expiring in 2021: Miles White | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2020. | Management | For | For | ||||||||
| 4. | Vote to approve the Company's Amended and Restated 2012 Omnibus Stock Ownership Plan. | Management | For | For | ||||||||
| 5. | Advisory vote on a shareholder proposal requesting to change the thresholds to call special shareholder meetings, if properly presented. | Shareholder | Against | For | ||||||||
| 6. | Advisory vote on a shareholder proposal requesting the Board issue a report on sugar and public health, if properly presented. | Shareholder | Against | For | ||||||||
| THE HOME DEPOT, INC. | ||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HD | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US4370761029 | Agenda | 935172130 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||
| 1B. | Election of Director: Ari Bousbib | Management | For | For | ||||||||
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||
| 1E. | Election of Director: J. Frank Brown | Management | For | For | ||||||||
| 1F. | Election of Director: Albert P. Carey | Management | For | For | ||||||||
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||||
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||
| 1J. | Election of Director: Manuel Kadre | Management | For | For | ||||||||
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||
| 1L. | Election of Director: Craig A. Menear | Management | For | For | ||||||||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | ||||||||
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Against | For | ||||||||
| 7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Abstain | Against | ||||||||
| NEXTERA ENERGY, INC. | ||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEE | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US65339F1012 | Agenda | 935172661 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||
| 1B. | Election of Director: James L. Camaren | Management | For | For | ||||||||
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||
| 1F. | Election of Director: Toni Jennings | Management | For | For | ||||||||
| 1G. | Election of Director: Amy B. Lane | Management | For | For | ||||||||
| 1H. | Election of Director: David L. Porges | Management | For | For | ||||||||
| 1I. | Election of Director: James L. Robo | Management | For | For | ||||||||
| 1J. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||||
| 1K. | Election of Director: John L. Skolds | Management | For | For | ||||||||
| 1L. | Election of Director: William H. Swanson | Management | For | For | ||||||||
| 1M. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2020 | Management | For | For | ||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | ||||||||
| 4. | A proposal entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Against | For | ||||||||
| 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders | Shareholder | Against | For | ||||||||
| CHEVRON CORPORATION | ||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVX | Meeting Date | 27-May-2020 | |||||||||
| ISIN | US1667641005 | Agenda | 935183979 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: W. M. Austin | Management | For | For | ||||||||
| 1B. | Election of Director: J. B. Frank | Management | For | For | ||||||||
| 1C. | Election of Director: A. P. Gast | Management | For | For | ||||||||
| 1D. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: C. W. Moorman IV | Management | For | For | ||||||||
| 1F. | Election of Director: D. F. Moyo | Management | For | For | ||||||||
| 1G. | Election of Director: D. Reed-Klages | Management | For | For | ||||||||
| 1H. | Election of Director: R. D. Sugar | Management | For | For | ||||||||
| 1I. | Election of Director: D. J. Umpleby III | Management | For | For | ||||||||
| 1J. | Election of Director: M. K. Wirth | Management | For | For | ||||||||
| 2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||
| 4. | Report on Lobbying | Shareholder | Abstain | Against | ||||||||
| 5. | Create a Board Committee on Climate Risk | Shareholder | Against | For | ||||||||
| 6. | Report on Climate Lobbying | Shareholder | Abstain | Against | ||||||||
| 7. | Report on Petrochemical Risk | Shareholder | Abstain | Against | ||||||||
| 8. | Report on Human Rights Practices | Shareholder | Abstain | Against | ||||||||
| 9. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||||||||
| 10. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | ||||||||
| STORE CAPITAL CORPORATION | ||||||||||||
| Security | 862121100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STOR | Meeting Date | 28-May-2020 | |||||||||
| ISIN | US8621211007 | Agenda | 935184135 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph M. Donovan | For | For | |||||||||
| 2 | Mary Fedewa | For | For | |||||||||
| 3 | Morton H. Fleischer | For | For | |||||||||
| 4 | William F. Hipp | For | For | |||||||||
| 5 | Tawn Kelley | For | For | |||||||||
| 6 | Catherine D. Rice | For | For | |||||||||
| 7 | Einar A. Seadler | For | For | |||||||||
| 8 | Quentin P. Smith, Jr. | For | For | |||||||||
| 9 | Christopher H. Volk | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNH | Meeting Date | 01-Jun-2020 | |||||||||
| ISIN | US91324P1021 | Agenda | 935188931 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | ||||||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | ||||||||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | ||||||||
| 1H. | Election of Director: Glenn M. Renwick | Management | For | For | ||||||||
| 1I. | Election of Director: David S. Wichmann | Management | For | For | ||||||||
| 1J. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||
| 4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||
| 5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. | Shareholder | Against | For | ||||||||
| ALPHABET INC. | ||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2020 | |||||||||
| ISIN | US02079K3059 | Agenda | 935196762 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Larry Page | For | For | |||||||||
| 2 | Sergey Brin | For | For | |||||||||
| 3 | Sundar Pichai | For | For | |||||||||
| 4 | John L. Hennessy | For | For | |||||||||
| 5 | Frances H. Arnold | For | For | |||||||||
| 6 | L. John Doerr | For | For | |||||||||
| 7 | Roger W. Ferguson, Jr. | For | For | |||||||||
| 8 | Ann Mather | For | For | |||||||||
| 9 | Alan R. Mulally | For | For | |||||||||
| 10 | K. Ram Shriram | For | For | |||||||||
| 11 | Robin L. Washington | For | For | |||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
| 3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | For | For | ||||||||
| 4. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| 6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 8. | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| 9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| 12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | Abstain | Against | ||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||
| Security | 808513105 | Meeting Type | Special | |||||||||
| Ticker Symbol | SCHW | Meeting Date | 04-Jun-2020 | |||||||||
| ISIN | US8085131055 | Agenda | 935219091 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Approve the issuance of Schwab common shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade. | Management | For | For | ||||||||
| 2. | Approve an amendment to the Schwab charter to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock. | Management | For | For | ||||||||
| 3. | Approve a proposal that will give the Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting. | Management | For | For | ||||||||
| ACTIVISION BLIZZARD, INC. | ||||||||||||
| Security | 00507V109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ATVI | Meeting Date | 11-Jun-2020 | |||||||||
| ISIN | US00507V1098 | Agenda | 935196483 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Reveta Bowers | Management | For | For | ||||||||
| 1B. | Election of Director: Robert Corti | Management | For | For | ||||||||
| 1C. | Election of Director: Hendrik Hartong III | Management | For | For | ||||||||
| 1D. | Election of Director: Brian Kelly | Management | For | For | ||||||||
| 1E. | Election of Director: Robert Kotick | Management | For | For | ||||||||
| 1F. | Election of Director: Barry Meyer | Management | For | For | ||||||||
| 1G. | Election of Director: Robert Morgado | Management | For | For | ||||||||
| 1H. | Election of Director: Peter Nolan | Management | For | For | ||||||||
| 1I. | Election of Director: Dawn Ostroff | Management | For | For | ||||||||
| 1J. | Election of Director: Casey Wasserman | Management | For | For | ||||||||
| 2. | To provide advisory approval of our executive compensation. | Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 4. | Stockholder proposal regarding political disclosures. | Shareholder | Abstain | Against | ||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||
| Security | 112585104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAM | Meeting Date | 12-Jun-2020 | |||||||||
| ISIN | CA1125851040 | Agenda | 935218025 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | M. Elyse Allan | For | For | |||||||||
| 2 | Angela F. Braly | For | For | |||||||||
| 3 | Murilo Ferreira | For | For | |||||||||
| 4 | Janice Fukakusa | For | For | |||||||||
| 5 | Frank J. McKenna | For | For | |||||||||
| 6 | Rafael Miranda | For | For | |||||||||
| 7 | Seek Ngee Huat | For | For | |||||||||
| 8 | Diana L. Taylor | For | For | |||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||||||
| 3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 27, 2020 (the "Circular"). | Management | For | For | ||||||||
| 4 | The Shareholder Proposal One set out in the Circular. | Shareholder | Against | For | ||||||||
| 5 | The Shareholder Proposal Two set out in the Circular. | Shareholder | Against | For | ||||||||
| ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 The TETON Westwood SmallCap Equity Fund | Report Date: 07/01/2020 1 |
| Investment Company Report |
| STEELCASE INC. | ||||||||||||||
| Security | 858155203 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCS | Meeting Date | 10-Jul-2019 | |||||||||||
| ISIN | US8581552036 | Agenda | 935034873 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Lawrence J. Blanford | Management | For | For | ||||||||||
| 1b. | Election of Director: Timothy C. E. Brown | Management | For | For | ||||||||||
| 1c. | Election of Director: Connie K. Duckworth | Management | For | For | ||||||||||
| 1d. | Election of Director: James P. Keane | Management | For | For | ||||||||||
| 1e. | Election of Director: Todd P. Kelsey | Management | For | For | ||||||||||
| 1f. | Election of Director: Jennifer C. Niemann | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert C. Pew III | Management | For | For | ||||||||||
| 1h. | Election of Director: Cathy D. Ross | Management | For | For | ||||||||||
| 1i. | Election of Director: Peter M. Wege II | Management | For | For | ||||||||||
| 1j. | Election of Director: Kate Pew Wolters | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
| 3. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||||
| COLUMBUS MCKINNON CORPORATION | ||||||||||||||
| Security | 199333105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMCO | Meeting Date | 22-Jul-2019 | |||||||||||
| ISIN | US1993331057 | Agenda | 935050586 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard H. Fleming | For | For | |||||||||||
| 2 | Ernest R. Verebelyi | For | For | |||||||||||
| 3 | Mark D. Morelli | For | For | |||||||||||
| 4 | Nicholas T. Pinchuk | For | For | |||||||||||
| 5 | Liam G. McCarthy | For | For | |||||||||||
| 6 | R. Scott Trumbull | For | For | |||||||||||
| 7 | Heath A. Mitts | For | For | |||||||||||
| 8 | Kathryn V. Roedel | For | For | |||||||||||
| 9 | Aziz S. Aghili | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||||||||||
| 3. | To conduct a shareholder advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To vote upon the approval and adoption of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated, effective June 5, 2019. | Management | Against | Against | ||||||||||
| OAKTREE CAPITAL GROUP, LLC | ||||||||||||||
| Security | 674001201 | Meeting Type | Consent | |||||||||||
| Ticker Symbol | OAK | Meeting Date | 23-Jul-2019 | |||||||||||
| ISIN | US6740012017 | Agenda | 935057198 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Adoption of the Agreement and Plan of Merger, by and among Oaktree, Brookfield, Oslo Holdings LLC, a Delaware limited liability company ("SellerCo"), Oslo Holdings Merger Sub LLC, a Delaware limited liability company ("Seller MergerCo"), and Berlin Merger Sub, LLC, a Delaware limited liability company ("Berlin Merger Sub"), pursuant to which (i) Berlin Merger Sub will merge with and into Oaktree (the "initial merger"), with Oaktree surviving such merger and (ii) SellerCo will merge with and into Seller MergerCo. | Management | For | For | ||||||||||
| 2. | Adoption of following resolution, on a non-binding, advisory basis: "RESOLVED, that the compensation that will or may be made to Oaktree's named executive officers in connection with mergers, & agreements or understandings pursuant to which such compensation will or may be made, in each case, as disclosed pursuant to Item 402(t) of Regulation S-K under heading "Special Factors-Interests of Oaktree Directors & Executive Officers in the Mergers" beginning on page 97 of the consent solicitation statement/prospectus, which is part of Registration Statement. | Management | For | For | ||||||||||
| PENN VIRGINIA CORPORATION | ||||||||||||||
| Security | 70788V102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PVAC | Meeting Date | 31-Jul-2019 | |||||||||||
| ISIN | US70788V1026 | Agenda | 935059205 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John A. Brooks | For | For | |||||||||||
| 2 | Darin G. Holderness | For | For | |||||||||||
| 3 | V. Frank Pottow | For | For | |||||||||||
| 4 | Jerry Schuyler | For | For | |||||||||||
| 5 | Brian Steck | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2019. | Management | For | For | ||||||||||
| 4. | To approve the Penn Virginia 2019 Management Incentive Plan. | Management | For | For | ||||||||||
| HERITAGE COMMERCE CORP | ||||||||||||||
| Security | 426927109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HTBK | Meeting Date | 27-Aug-2019 | |||||||||||
| ISIN | US4269271098 | Agenda | 935063975 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the merger and issuance of common stock of Heritage Commerce Corp to shareholders of Presidio Bank pursuant to the Agreement and Plan of Merger and Reorganization, dated as of May 16, 2019, by and among Heritage Commerce Corp., Heritage Bank of Commerce and Presidio Bank. | Management | For | For | ||||||||||
| 2. | Amendment to the Company's Articles of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | ||||||||||
| 3. | Adjournment of the Heritage Commerce Corp Special Meeting, if necessary or appropriate, and if a quorum is present, to solicit additional votes in favor of Proposal 1 and Proposal 2. | Management | For | For | ||||||||||
| CYPRESS SEMICONDUCTOR CORPORATION | ||||||||||||||
| Security | 232806109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CY | Meeting Date | 27-Aug-2019 | |||||||||||
| ISIN | US2328061096 | Agenda | 935063987 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of June 3, 2019, as it may be amended or modified from time to time, among Cypress Semiconductor Corporation ("Cypress"), Infineon Technologies AG and IFX Merger Sub Inc. (the "merger agreement") and the merger described therein. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Cypress to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
| 3. | To approve any proposal to adjourn the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger agreement. | Management | For | For | ||||||||||
| NETSCOUT SYSTEMS, INC. | ||||||||||||||
| Security | 64115T104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NTCT | Meeting Date | 12-Sep-2019 | |||||||||||
| ISIN | US64115T1043 | Agenda | 935065107 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Anil K. Singhal | For | For | |||||||||||
| 2 | John R. Egan | For | For | |||||||||||
| 3 | Robert E. Donahue | For | For | |||||||||||
| 2. | To approve the NetScout Systems, Inc. 2019 Equity Incentive Plan as described in Proposal 2 in the proxy statement. | Management | Against | Against | ||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as NetScout's independent registered public accounting firm for the fiscal year ended March 31, 2020. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the compensation of NetScout's named executive officers as disclosed in the proxy statement in accordance with Securities and Exchange Commission rules. | Management | For | For | ||||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PDCO | Meeting Date | 16-Sep-2019 | |||||||||||
| ISIN | US7033951036 | Agenda | 935065462 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: John D. Buck | Management | For | For | ||||||||||
| 1b. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||||
| 1c. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||||
| 1e. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||||
| 1f. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||||
| 1g. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||||
| 1h. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||||
| 2. | Approval of amendment to Amended and Restated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
| 4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 25, 2020. | Management | For | For | ||||||||||
| AAR CORP. | ||||||||||||||
| Security | 000361105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AIR | Meeting Date | 24-Sep-2019 | |||||||||||
| ISIN | US0003611052 | Agenda | 935068519 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: James E. Goodwin | Management | For | For | ||||||||||
| 1B. | Election of Director: John M. Holmes | Management | For | For | ||||||||||
| 1C. | Election of Director: Marc J. Walfish | Management | For | For | ||||||||||
| 2. | Advisory proposal to approve our Fiscal 2019 executive compensation. | Management | For | For | ||||||||||
| 3. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2020. | Management | For | For | ||||||||||
| UNITED FINANCIAL BANCORP, INC. | ||||||||||||||
| Security | 910304104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | UBNK | Meeting Date | 22-Oct-2019 | |||||||||||
| ISIN | US9103041045 | Agenda | 935079384 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of July 15, 2019, by and between United Financial Bancorp, Inc. and People's United Financial, Inc., as such agreement may be amended from time to time, which is referred to as the merger agreement, and the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, compensation that certain executive officers of United Financial Bancorp, Inc. may receive that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting one or more times if necessary, advisable or appropriate to solicit additional proxies in favor of Proposal 1. | Management | For | For | ||||||||||
| PCSB FINANCIAL CORPORATION | ||||||||||||||
| Security | 69324R104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PCSB | Meeting Date | 23-Oct-2019 | |||||||||||
| ISIN | US69324R1041 | Agenda | 935077835 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Joseph D. Roberto | For | For | |||||||||||
| 2 | William V. Cuddy, Jr. | For | For | |||||||||||
| 3 | Kevin B. Dwyer | For | For | |||||||||||
| 4 | Willard I. Hill, Jr. | For | For | |||||||||||
| 2. | To ratify the appointment of Crowe LLP to serve as the independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
| NANOMETRICS INCORPORATED | ||||||||||||||
| Security | 630077105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | NANO | Meeting Date | 24-Oct-2019 | |||||||||||
| ISIN | US6300771051 | Agenda | 935080161 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the issuance of shares of Nanometrics common stock to stockholders of Rudolph Technologies, Inc. ("Rudolph"), pursuant to the Agreement and Plan of Merger, dated as of June 23, 2019, by and among Nanometrics, PV Equipment Inc., a wholly owned subsidiary of Nanometrics and Rudolph (the "Nanometrics Share Issuance Proposal"). | Management | For | For | ||||||||||
| 2. | To approve, amending and restating, the certificate of incorporation of Nanometrics to increase the authorized shares of Nanometrics common stock from 47,000,000 shares of common stock to 97,000,000 shares of common stock (the "Nanometrics Charter Proposal 1"). | Management | For | For | ||||||||||
| 3. | To approve, amending and restating, the certificate of incorporation of Nanometrics to provide that directors of Nanometrics will not be liable to Nanometrics or Nanometrics stockholders for a breach of fiduciary duty as a director, subject to any limitation under Delaware General Corporation Law (the "Nanometrics Charter Proposal 2" and together with the Nanometrics Charter Proposal 1, the "Nanometrics Charter Proposals"). | Management | For | For | ||||||||||
| 4. | To approve the adjournment of the Nanometrics Special Meeting to solicit additional proxies if there are not sufficient votes at the time of the Nanometrics Special Meeting to approve the Nanometrics Share Issuance Proposal and the Nanometrics Charter Proposals or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to Nanometrics stockholders. | Management | For | For | ||||||||||
| CHICKEN SOUP FOR THE SOUL ENT INC. | ||||||||||||||
| Security | 16842Q100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CSSE | Meeting Date | 24-Oct-2019 | |||||||||||
| ISIN | US16842Q1004 | Agenda | 935085426 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William J. Rouhana, Jr. | For | For | |||||||||||
| 2 | Scott W. Seaton | For | For | |||||||||||
| 3 | Amy L. Newmark | For | For | |||||||||||
| 4 | Fred M. Cohen | For | For | |||||||||||
| 5 | Cosmo DeNicola | For | For | |||||||||||
| 6 | Martin Pompadur | For | For | |||||||||||
| 7 | Christina Weiss Lurie | For | For | |||||||||||
| 8 | Diana Wilkin | For | For | |||||||||||
| 2. | Ratification of the appointment of Rosenfield and Company, PLLC as our independent registered public accounting firm. | Management | For | For | ||||||||||
| LEGACYTEXAS FINANCIAL GROUP, INC. | ||||||||||||||
| Security | 52471Y106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LTXB | Meeting Date | 28-Oct-2019 | |||||||||||
| ISIN | US52471Y1064 | Agenda | 935083749 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Legacy Texas Financial Group, Inc. ("Legacy") and Prosperity Bancshares, Inc. ("Prosperity"), as it may be amended, supplemented or modified from time to time, pursuant to which Legacy will merge with and into Prosperity (the "merger") (which we refer to as the "Legacy merger proposal"). | Management | For | For | ||||||||||
| 2. | Approval, on an advisory (non-binding) basis, of the compensation that certain executive officers of Legacy may receive in connection with the merger pursuant to existing agreements or arrangements with Legacy. | Management | For | For | ||||||||||
| 3. | Approval of the adjournment of the special meeting to a later date or dates, if the board of directors of Legacy determines such an adjournment is necessary or appropriate, including adjournments to permit solicitation of additional proxies in favor of the Legacy merger proposal. | Management | For | For | ||||||||||
| EXTREME NETWORKS, INC. | ||||||||||||||
| Security | 30226D106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EXTR | Meeting Date | 07-Nov-2019 | |||||||||||
| ISIN | US30226D1063 | Agenda | 935084828 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles P. Carinalli | For | For | |||||||||||
| 2 | Kathleen M. Holmgren | For | For | |||||||||||
| 3 | Rajendra Khanna | For | For | |||||||||||
| 4 | Edward H. Kennedy | For | For | |||||||||||
| 5 | Edward B. Meyercord | For | For | |||||||||||
| 6 | John C. Shoemaker | For | For | |||||||||||
| 7 | Ingrid J. Burton | For | For | |||||||||||
| 2. | Advisory vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 3. | Ratify the Appointment of Independent Auditors for the Fiscal Year ending June 30, 2020. | Management | For | For | ||||||||||
| 4. | Ratify Amendment No. 7 to the Company's Amended and Restated Rights Agreement to extend the agreement until May 31, 2020. | Management | For | For | ||||||||||
| 5. | Approval of amendment and restatement of the Extreme Networks, Inc. 2013 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| LUMENTUM HOLDINGS INC | ||||||||||||||
| Security | 55024U109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LITE | Meeting Date | 14-Nov-2019 | |||||||||||
| ISIN | US55024U1097 | Agenda | 935084587 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Penelope A. Herscher | Management | For | For | ||||||||||
| 1B. | Election of Director: Harold L. Covert | Management | For | For | ||||||||||
| 1C. | Election of Director: Julia S. Johnson | Management | For | For | ||||||||||
| 1D. | Election of Director: Brian J. Lillie | Management | For | For | ||||||||||
| 1E. | Election of Director: Alan S. Lowe | Management | For | For | ||||||||||
| 1F. | Election of Director: Ian S. Small | Management | For | For | ||||||||||
| 1G. | Election of Director: Samuel F. Thomas | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 27, 2020. | Management | For | For | ||||||||||
| ORITANI FINANCIAL CORP | ||||||||||||||
| Security | 68633D103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ORIT | Meeting Date | 14-Nov-2019 | |||||||||||
| ISIN | US68633D1037 | Agenda | 935085022 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the Agreement and Plan of Merger, dated as of June 25, 2019, between Valley National Bancorp and Oritani Financial Corp. pursuant to which Oritani Financial Corp. will merge with and into Valley National Bancorp. | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, of the compensation that will or may become payable to the named executive officers of Oritani Financial Corp. based on or related to the merger. | Management | For | For | ||||||||||
| 3. | Approval of a proposal to authorize the Oritani Financial Corp. Board of Directors to adjourn or postpone the Oritani Financial Corp. special meeting to a later date, if necessary or appropriate, to solicit additional proxies in favor of approval of the merger agreement or to vote on other matters properly before such special meeting. | Management | For | For | ||||||||||
| VALLEY NATIONAL BANCORP | ||||||||||||||
| Security | 919794107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | VLY | Meeting Date | 14-Nov-2019 | |||||||||||
| ISIN | US9197941076 | Agenda | 935086024 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the issuance of up to 75,711,589 shares of Valley National Bancorp common stock in connection with the merger with Oritani Financial Corp. | Management | For | For | ||||||||||
| 2. | Approval of a proposal to authorize the Board of Directors to adjourn or postpone the special meeting to a later date, if necessary or appropriate, to solicit additional proxies in favor of approval of the issuance of up to 75,711,589 shares of Valley National Bancorp common stock in connection with the merger with Oritani Financial Corp., or to vote on other matters properly before such special meeting. | Management | For | For | ||||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HAIN | Meeting Date | 19-Nov-2019 | |||||||||||
| ISIN | US4052171000 | Agenda | 935092394 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Richard A. Beck | Management | For | For | ||||||||||
| 1B. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
| 1C. | Election of Director: Dean Hollis | Management | For | For | ||||||||||
| 1D. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||||
| 1E. | Election of Director: Roger Meltzer | Management | For | For | ||||||||||
| 1F. | Election of Director: Mark L. Schiller | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael B. Sims | Management | For | For | ||||||||||
| 1H. | Election of Director: Glenn W. Welling | Management | For | For | ||||||||||
| 1I. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
| BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||||||||||||
| Security | 101388106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EPAY | Meeting Date | 21-Nov-2019 | |||||||||||
| ISIN | US1013881065 | Agenda | 935094348 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jennifer M. Gray | For | For | |||||||||||
| 2 | Paul H. Hough | For | For | |||||||||||
| 3 | Benjamin E Robinson III | For | For | |||||||||||
| 2. | Non-binding advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of the Company's 2019 Stock Incentive Plan and the authorization to issue 1,000,000 shares of common stock thereunder. | Management | For | For | ||||||||||
| 4. | Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| FABRINET | ||||||||||||||
| Security | G3323L100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FN | Meeting Date | 12-Dec-2019 | |||||||||||
| ISIN | KYG3323L1005 | Agenda | 935093980 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Dr. Homa Bahrami | For | For | |||||||||||
| 2 | Gregory P. Dougherty | For | For | |||||||||||
| 3 | Rollance E. Olson | For | For | |||||||||||
| 2. | Approval of the Fabrinet 2020 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers ABAS Ltd. as Fabrinet's independent registered public accounting firm for the fiscal year ending June 26, 2020. | Management | For | For | ||||||||||
| 4. | Approval, on an advisory basis, of the compensation paid to Fabrinet's named executive officers. | Management | For | For | ||||||||||
| WINNEBAGO INDUSTRIES, INC. | ||||||||||||||
| Security | 974637100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WGO | Meeting Date | 17-Dec-2019 | |||||||||||
| ISIN | US9746371007 | Agenda | 935096974 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert M. Chiusano | For | For | |||||||||||
| 2 | Richard (Rick) D. Moss | For | For | |||||||||||
| 3 | John M. Murabito | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accountant for Fiscal 2020. | Management | For | For | ||||||||||
| THE GREENBRIER COMPANIES, INC. | ||||||||||||||
| Security | 393657101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GBX | Meeting Date | 08-Jan-2020 | |||||||||||
| ISIN | US3936571013 | Agenda | 935102424 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Wanda F. Felton | For | For | |||||||||||
| 2 | Graeme A. Jack | For | For | |||||||||||
| 3 | David L. Starling | For | For | |||||||||||
| 4 | Wendy L. Teramoto | For | For | |||||||||||
| 2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent auditors for 2020. | Management | For | For | ||||||||||
| PARSLEY ENERGY, INC. | ||||||||||||||
| Security | 701877102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PE | Meeting Date | 09-Jan-2020 | |||||||||||
| ISIN | US7018771029 | Agenda | 935111942 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve the issuance of shares of Class A common stock, par value $0.01 per share, of Parsley Energy, Inc. in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 14, 2019, as amended from time to time. | Management | For | For | ||||||||||
| WASHINGTON FEDERAL, INC. | ||||||||||||||
| Security | 938824109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WAFD | Meeting Date | 22-Jan-2020 | |||||||||||
| ISIN | US9388241096 | Agenda | 935114140 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen M. Graham | For | For | |||||||||||
| 2 | David K. Grant | For | For | |||||||||||
| 3 | Randall H. Talbot | For | For | |||||||||||
| 2. | ADOPTION OF THE WASHINGTON FEDERAL, INC. 2020 INCENTIVE PLAN. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE ON THE COMPENSATION OF WASHINGTON FEDERAL'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||||
| WOODWARD, INC. | ||||||||||||||
| Security | 980745103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WWD | Meeting Date | 29-Jan-2020 | |||||||||||
| ISIN | US9807451037 | Agenda | 935114897 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Election of Director: Paul Donovan | Management | For | For | ||||||||||
| 1B | Election of Director: Mary L. Petrovich | Management | For | For | ||||||||||
| 1C | Election of Director: James R. Rulseh | Management | For | For | ||||||||||
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2020. | Management | For | For | ||||||||||
| 3. | PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 4. | PROPOSAL FOR THE APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED WOODWARD, INC. 2017 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | ||||||||||
| MUELLER WATER PRODUCTS, INC. | ||||||||||||||
| Security | 624758108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MWA | Meeting Date | 29-Jan-2020 | |||||||||||
| ISIN | US6247581084 | Agenda | 935114936 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||||
| 1B. | Election of Director: Scott Hall | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
| 1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||||
| 1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||||
| 1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
| 1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||||
| 1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||||
| 1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| EVOQUA WATER TECHNOLOGIES | ||||||||||||||
| Security | 30057T105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AQUA | Meeting Date | 18-Feb-2020 | |||||||||||
| ISIN | US30057T1051 | Agenda | 935120597 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ron C. Keating | For | For | |||||||||||
| 2 | Martin J. Lamb | For | For | |||||||||||
| 3 | Peter M. Wilver | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the amendment and restatement of the Evoqua Water Technologies Corp. 2017 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance and incorporate other changes. | Management | Against | Against | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| CABOT MICROELECTRONICS CORPORATION | ||||||||||||||
| Security | 12709P103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCMP | Meeting Date | 04-Mar-2020 | |||||||||||
| ISIN | US12709P1030 | Agenda | 935124646 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Paul J. Reilly | For | For | |||||||||||
| 2 | Geoffrey Wild | For | For | |||||||||||
| 2. | Non-binding stockholder advisory approval of our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditors for fiscal year 2020. | Management | For | For | ||||||||||
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC | ||||||||||||||
| Security | 55405Y100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTSI | Meeting Date | 05-Mar-2020 | |||||||||||
| ISIN | US55405Y1001 | Agenda | 935123694 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles Bland | For | For | |||||||||||
| 2 | Stephen Daly | For | For | |||||||||||
| 3 | Susan Ocampo | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation paid to our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending October 2, 2020. | Management | For | For | ||||||||||
| LOGMEIN, INC | ||||||||||||||
| Security | 54142L109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LOGM | Meeting Date | 12-Mar-2020 | |||||||||||
| ISIN | US54142L1098 | Agenda | 935129824 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated December 17, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among LogMeIn, Inc., a Delaware corporation, Logan Parent LLC, a Delaware limited liability company, and Logan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Logan Parent, LLC. | Management | For | For | ||||||||||
| 2. | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| 3. | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to the Company's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| ABM INDUSTRIES INCORPORATED | ||||||||||||||
| Security | 000957100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABM | Meeting Date | 25-Mar-2020 | |||||||||||
| ISIN | US0009571003 | Agenda | 935129343 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Donald F. Colleran | Management | For | For | ||||||||||
| 1B. | Election of Director: Thomas M. Gartland | Management | For | For | ||||||||||
| 1C. | Election of Director: Winifred (Wendy) M. Webb | Management | For | For | ||||||||||
| 2. | To approve an amendment to ABM Industries Incorporated's Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as ABM Industries Incorporated's independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | ||||||||||
| UMPQUA HOLDINGS CORPORATION | ||||||||||||||
| Security | 904214103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UMPQ | Meeting Date | 20-Apr-2020 | |||||||||||
| ISIN | US9042141039 | Agenda | 935137946 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Board of Director: Peggy Fowler | Management | For | For | ||||||||||
| 1B. | Election of Board of Director: Stephen Gambee | Management | For | For | ||||||||||
| 1C. | Election of Board of Director: James Greene | Management | For | For | ||||||||||
| 1D. | Election of Board of Director: Luis Machuca | Management | For | For | ||||||||||
| 1E. | Election of Board of Director: Maria Pope | Management | For | For | ||||||||||
| 1F. | Election of Board of Director: Cort O'Haver | Management | For | For | ||||||||||
| 1G. | Election of Board of Director: John Schultz | Management | For | For | ||||||||||
| 1H. | Election of Board of Director: Susan Stevens | Management | For | For | ||||||||||
| 1I. | Election of Board of Director: Hilliard Terry | Management | For | For | ||||||||||
| 1J. | Election of Board of Director: Bryan Timm | Management | For | For | ||||||||||
| 1K. | Election of Board of Director: Anddria Varnado | Management | For | For | ||||||||||
| 2. | RATIFICATION OF SELECTION OF REGISTERED PUBLIC ACCOUNTING FIRM: The Audit and Compliance Committee has selected Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY): We are requesting your vote on the following resolution: "RESOLVED, that the shareholders approve the compensation of the named executive officers as described in the Compensation Discussion and Analysis and the tabular and accompanying narrative disclosure of named executive officer compensation in the Proxy Statement for the 2020 Annual Meeting of Shareholders." | Management | For | For | ||||||||||
| AMN HEALTHCARE SERVICES, INC. | ||||||||||||||
| Security | 001744101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMN | Meeting Date | 22-Apr-2020 | |||||||||||
| ISIN | US0017441017 | Agenda | 935140688 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mark G. Foletta | Management | For | For | ||||||||||
| 1B. | Election of Director: Teri G. Fontenot | Management | For | For | ||||||||||
| 1C. | Election of Director: R. Jeffrey Harris | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael M.E. Johns, M.D. | Management | For | For | ||||||||||
| 1E. | Election of Director: Daphne E. Jones | Management | For | For | ||||||||||
| 1F. | Election of Director: Martha H. Marsh | Management | For | For | ||||||||||
| 1G. | Election of Director: Susan R. Salka | Management | For | For | ||||||||||
| 1H. | Election of Director: Douglas D. Wheat | Management | For | For | ||||||||||
| 2. | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 4. | To reduce the threshold necessary to call a Special Meeting of Shareholders. | Management | For | For | ||||||||||
| 5. | A shareholder proposal entitled: "Make Shareholder Right to Call Special Meeting More Accessible". | Shareholder | Against | For | ||||||||||
| CENTERSTATE BANK CORPORATION | ||||||||||||||
| Security | 15201P109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CSFL | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US15201P1093 | Agenda | 935138974 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James H. Bingham | For | For | |||||||||||
| 2 | Michael J. Brown, Sr. | For | For | |||||||||||
| 3 | C. Dennis Carlton | For | For | |||||||||||
| 4 | Michael F. Ciferri | For | For | |||||||||||
| 5 | John C. Corbett | For | For | |||||||||||
| 6 | Jody J. Dreyer | For | For | |||||||||||
| 7 | Griffin A. Greene | For | For | |||||||||||
| 8 | John H. Holcomb, III | For | For | |||||||||||
| 9 | Charles W. McPherson | For | For | |||||||||||
| 10 | Richard Murray, IV | For | For | |||||||||||
| 11 | G. Tierso Nunez, II | For | For | |||||||||||
| 12 | Thomas E. Oakley | For | For | |||||||||||
| 13 | G. Ruffner Page, Jr. | For | For | |||||||||||
| 14 | Ernest S. Pinner | For | For | |||||||||||
| 15 | William K. Pou, Jr. | For | For | |||||||||||
| 16 | Daniel R. Richey | For | For | |||||||||||
| 17 | David G. Salyers | For | For | |||||||||||
| 18 | Joshua A. Snively | For | For | |||||||||||
| 19 | Mark W. Thompson | For | For | |||||||||||
| 2. | Approval of the advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the proposal to ratify the appointment of the independent registered public accounting firm. | Management | For | For | ||||||||||
| MYR GROUP INC | ||||||||||||||
| Security | 55405W104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYRG | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US55405W1045 | Agenda | 935141161 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director to serve a term of three years: Kenneth M. Hartwick | Management | For | For | ||||||||||
| 1B. | Election of Class I Director to serve a term of three years: Jennifer E. Lowry | Management | For | For | ||||||||||
| 1C. | Election of Class I Director to serve a term of three years: Richard S. Swartz | Management | For | For | ||||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | APPROVAL OF THE MYR GROUP INC. 2017 LONG- TERM INCENTIVE PLAN (AMENDED AND RESTATED AS OF APRIL 23, 2020). | Management | Against | Against | ||||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
| WASHINGTON TRUST BANCORP, INC. | ||||||||||||||
| Security | 940610108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WASH | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US9406101082 | Agenda | 935142959 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John J. Bowen | For | For | |||||||||||
| 2 | Robert A. DiMuccio, CPA | For | For | |||||||||||
| 3 | Sandra Glaser Parrillo | For | For | |||||||||||
| 2. | The ratification of the selection of Crowe LLP to serve as the Corporation's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | A non-binding advisory resolution to approve the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||
| HANESBRANDS INC. | ||||||||||||||
| Security | 410345102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HBI | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US4103451021 | Agenda | 935143014 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Geralyn R. Breig | Management | For | For | ||||||||||
| 1B. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Bobby J. Griffin | Management | For | For | ||||||||||
| 1D. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
| 1E. | Election of Director: Franck J. Moison | Management | For | For | ||||||||||
| 1F. | Election of Director: Robert F. Moran | Management | For | For | ||||||||||
| 1G. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||||
| 1H. | Election of Director: Ann E. Ziegler | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2020 fiscal year | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting | Management | For | For | ||||||||||
| 4. | To approve the Hanesbrands Inc. 2020 Omnibus Incentive Plan | Management | For | For | ||||||||||
| CENTENNIAL RESOURCE DEVELOPMENT, INC. | ||||||||||||||
| Security | 15136A102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CDEV | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US15136A1025 | Agenda | 935146274 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director for a term of three years: Maire A. Baldwin | Management | For | For | ||||||||||
| 1B. | Election of Class I Director for a term of three years: Steven J. Shapiro | Management | For | For | ||||||||||
| 1C. | Election of Class I Director for a term of three years: Robert M. Tichio | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding advisory vote, the Company's named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To approve and adopt an amendment and restatement of the Centennial Resource Development, Inc. 2016 Long Term Incentive Plan. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| GLACIER BANCORP, INC. | ||||||||||||||
| Security | 37637Q105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GBCI | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US37637Q1058 | Agenda | 935150160 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David C. Boyles | For | For | |||||||||||
| 2 | Randall M. Chesler | For | For | |||||||||||
| 3 | Sherry L. Cladouhos | For | For | |||||||||||
| 4 | James M. English | For | For | |||||||||||
| 5 | Annie M. Goodwin | For | For | |||||||||||
| 6 | Craig A. Langel | For | For | |||||||||||
| 7 | Douglas J. McBride | For | For | |||||||||||
| 8 | John W. Murdoch | For | For | |||||||||||
| 9 | George R. Sutton | For | For | |||||||||||
| 2. | To vote on an advisory (non-binding) resolution to approve the compensation of Glacier Bancorp, Inc.'s named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of BKD, LLP as Glacier Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| ENTEGRIS, INC. | ||||||||||||||
| Security | 29362U104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENTG | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US29362U1043 | Agenda | 935153003 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Michael A. Bradley | Management | For | For | ||||||||||
| 1B. | Election of Director: R. Nicholas Burns | Management | For | For | ||||||||||
| 1C. | Election of Director: James F. Gentilcore | Management | For | For | ||||||||||
| 1D. | Election of Director: James P. Lederer | Management | For | For | ||||||||||
| 1E. | Election of Director: Bertrand Loy | Management | For | For | ||||||||||
| 1F. | Election of Director: Paul L. H. Olson | Management | For | For | ||||||||||
| 1G. | Election of Director: Azita Saleki-Gerhardt | Management | For | For | ||||||||||
| 1H. | Election of Director: Brian F. Sullivan | Management | For | For | ||||||||||
| 2. | Ratify Appointment of KPMG LLP as Entegris, Inc.'s Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding vote, of the compensation paid to Entegris, Inc.'s named executive officers (advisory vote). | Management | For | For | ||||||||||
| 4. | Approval of the Entegris, Inc. 2020 Stock Plan. | Management | For | For | ||||||||||
| ADVANCED ENERGY INDUSTRIES, INC. | ||||||||||||||
| Security | 007973100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AEIS | Meeting Date | 30-Apr-2020 | |||||||||||
| ISIN | US0079731008 | Agenda | 935144117 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Grant H. Beard | For | For | |||||||||||
| 2 | Frederick A. Ball | For | For | |||||||||||
| 3 | Tina M. Donikowski | For | For | |||||||||||
| 4 | Ronald C. Foster | For | For | |||||||||||
| 5 | Edward C. Grady | For | For | |||||||||||
| 6 | Thomas M. Rohrs | For | For | |||||||||||
| 7 | John A. Roush | For | For | |||||||||||
| 8 | Yuval Wasserman | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Advanced Energy's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | Advisory approval of Advanced Energy's compensation of its named executive officers. | Management | For | For | ||||||||||
| CARETRUST REIT | ||||||||||||||
| Security | 14174T107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CTRE | Meeting Date | 30-Apr-2020 | |||||||||||
| ISIN | US14174T1079 | Agenda | 935144927 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Allen C. Barbieri | Management | For | For | ||||||||||
| 1B. | Election of Director: Jon D. Kline | Management | For | For | ||||||||||
| 1C. | Election of Director: Diana M. Laing | Management | For | For | ||||||||||
| 1D. | Election of Director: Spencer G. Plumb | Management | For | For | ||||||||||
| 1E. | Election of Director: Gregory K. Stapley | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| FERRO CORPORATION | ||||||||||||||
| Security | 315405100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FOE | Meeting Date | 30-Apr-2020 | |||||||||||
| ISIN | US3154051003 | Agenda | 935175136 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David A. Lorber | For | For | |||||||||||
| 2 | Marran H. Ogilvie | For | For | |||||||||||
| 3 | Andrew M. Ross | For | For | |||||||||||
| 4 | Allen A. Spizzo | For | For | |||||||||||
| 5 | Peter T. Thomas | For | For | |||||||||||
| 6 | Ronald P. Vargo | For | For | |||||||||||
| 2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| VALLEY NATIONAL BANCORP | ||||||||||||||
| Security | 919794107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VLY | Meeting Date | 01-May-2020 | |||||||||||
| ISIN | US9197941076 | Agenda | 935149698 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Andrew B. Abramson | Management | For | For | ||||||||||
| 1B. | Election of Director: Peter J. Baum | Management | For | For | ||||||||||
| 1C. | Election of Director: Eric P. Edelstein | Management | For | For | ||||||||||
| 1D. | Election of Director: Graham O. Jones | Management | For | For | ||||||||||
| 1E. | Election of Director: Marc J. Lenner | Management | For | For | ||||||||||
| 1F. | Election of Director: Kevin J. Lynch | Management | For | For | ||||||||||
| 1G. | Election of Director: Peter V. Maio | Management | For | For | ||||||||||
| 1H. | Election of Director: Ira Robbins | Management | For | For | ||||||||||
| 1I. | Election of Director: Suresh L. Sani | Management | For | For | ||||||||||
| 1J. | Election of Director: Lisa J. Schultz | Management | For | For | ||||||||||
| 1K. | Election of Director: Jennifer W. Steans | Management | For | For | ||||||||||
| 1L. | Election of Director: Jeffrey S. Wilks | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | An amendment to the Restated Certificate of Incorporation of Valley National Bancorp to increase the number of authorized shares of common stock. | Management | For | For | ||||||||||
| 5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||||
| MAGNOLIA OIL & GAS CORPORATION | ||||||||||||||
| Security | 559663109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGY | Meeting Date | 04-May-2020 | |||||||||||
| ISIN | US5596631094 | Agenda | 935150300 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||||||
| 1B. | Election of Director: Arcilia C. Acosta | Management | For | For | ||||||||||
| 1C. | Election of Director: Angela M. Busch | Management | For | For | ||||||||||
| 1D. | Election of Director: Edward P. Djerejian | Management | For | For | ||||||||||
| 1E. | Election of Director: James R. Larson | Management | For | For | ||||||||||
| 1F. | Election of Director: Dan F. Smith | Management | For | For | ||||||||||
| 1G. | Election of Director: John B. Walker | Management | For | For | ||||||||||
| 2. | Advisory, non-binding resolution regarding the compensation of our named executive officers for 2019 ("say-on-pay vote") | Management | For | For | ||||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year | Management | For | For | ||||||||||
| PENN VIRGINIA CORPORATION | ||||||||||||||
| Security | 70788V102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PVAC | Meeting Date | 04-May-2020 | |||||||||||
| ISIN | US70788V1026 | Agenda | 935184109 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: John A. Brooks | Management | For | For | ||||||||||
| 1B. | Election of Director: Tiffany Thom Cepak | Management | For | For | ||||||||||
| 1C. | Election of Director: Darin G. Holderness | Management | For | For | ||||||||||
| 1D. | Election of Director: Brian Steck | Management | For | For | ||||||||||
| 1E. | Election of Director: Jeffrey E. Wojahn | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
| ATLANTIC UNION BANKSHARES CORPORATION | ||||||||||||||
| Security | 04911A107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AUB | Meeting Date | 05-May-2020 | |||||||||||
| ISIN | US04911A1079 | Agenda | 935146313 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class III Director to serve until the 2023 Annual meeting: Frank Russell Ellett | Management | For | For | ||||||||||
| 1.2 | Election of Class III Director to serve until the 2023 Annual meeting: Gregory L. Fisher | Management | For | For | ||||||||||
| 1.3 | Election of Class III Director to serve until the 2023 Annual meeting: Patrick J. McCann | Management | For | For | ||||||||||
| 1.4 | Election of Class III Director to serve until the 2023 Annual meeting: Alan W. Myers | Management | For | For | ||||||||||
| 1.5 | Election of Class III Director to serve until the 2023 Annual meeting: Linda V. Schreiner | Management | For | For | ||||||||||
| 2. | To approve an amendment to the Company's articles of incorporation to eliminate the classified structure of the Board of Directors and provide for the annual election of directors. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the Company's articles of incorporation to update the provisions regarding indemnification of directors and officers of the Company. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 5. | To approve, on an advisory (non-binding) basis, the Company's executive compensation. | Management | For | For | ||||||||||
| TERADATA CORPORATION | ||||||||||||||
| Security | 88076W103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TDC | Meeting Date | 05-May-2020 | |||||||||||
| ISIN | US88076W1036 | Agenda | 935151530 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Daniel R. Fishback | Management | For | For | ||||||||||
| 1B. | Election of Director: David E. Kepler | Management | For | For | ||||||||||
| 1C. | Election of Director: Kimberly K. Nelson | Management | For | For | ||||||||||
| 2. | An advisory (non-binding) vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of the ratification of the appointment of independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| DARLING INGREDIENTS INC. | ||||||||||||||
| Security | 237266101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAR | Meeting Date | 05-May-2020 | |||||||||||
| ISIN | US2372661015 | Agenda | 935153801 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Randall C. Stuewe | Management | For | For | ||||||||||
| 1B. | Election of Director: Charles Adair | Management | For | For | ||||||||||
| 1C. | Election of Director: Beth Albright | Management | For | For | ||||||||||
| 1D. | Election of Director: Linda Goodspeed | Management | For | For | ||||||||||
| 1E. | Election of Director: Dirk Kloosterboer | Management | For | For | ||||||||||
| 1F. | Election of Director: Mary R. Korby | Management | For | For | ||||||||||
| 1G. | Election of Director: Charles Macaluso | Management | For | For | ||||||||||
| 1H. | Election of Director: Gary W. Mize | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael E. Rescoe | Management | For | For | ||||||||||
| 1J. | Election of Director: Nicole M. Ringenberg | Management | For | For | ||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending January 2, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| BROWN & BROWN, INC. | ||||||||||||||
| Security | 115236101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BRO | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US1152361010 | Agenda | 935154978 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | J. Hyatt Brown | For | For | |||||||||||
| 2 | Samuel P. Bell, III | For | For | |||||||||||
| 3 | Hugh M. Brown | For | For | |||||||||||
| 4 | J. Powell Brown | For | For | |||||||||||
| 5 | Lawrence L. Gellerstedt | For | For | |||||||||||
| 6 | James C. Hays | For | For | |||||||||||
| 7 | Theodore J. Hoepner | For | For | |||||||||||
| 8 | James S. Hunt | For | For | |||||||||||
| 9 | Toni Jennings | For | For | |||||||||||
| 10 | Timothy R.M. Main | For | For | |||||||||||
| 11 | H. Palmer Proctor, Jr. | For | For | |||||||||||
| 12 | Wendell S. Reilly | For | For | |||||||||||
| 13 | Chilton D. Varner | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of named executive officers. | Management | For | For | ||||||||||
| TTM TECHNOLOGIES, INC. | ||||||||||||||
| Security | 87305R109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TTMI | Meeting Date | 07-May-2020 | |||||||||||
| ISIN | US87305R1095 | Agenda | 935148634 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kenton K. Alder | For | For | |||||||||||
| 2 | Julie S. England | For | For | |||||||||||
| 3 | Philip G. Franklin | For | For | |||||||||||
| 2. | To approve a proposed amendment to the TTM Technologies, Inc. 2014 Incentive Compensation Plan. | Management | Against | Against | ||||||||||
| 3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| 5. | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 28, 2020. | Management | For | For | ||||||||||
| CADENCE BANCORPORATION | ||||||||||||||
| Security | 12739A100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CADE | Meeting Date | 07-May-2020 | |||||||||||
| ISIN | US12739A1007 | Agenda | 935155689 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Election of Class III Director: William B. Harrison, Jr. | Management | For | For | ||||||||||
| 1B | Election of Class III Director: Joseph W. Evans | Management | For | For | ||||||||||
| 2. | Approval of an amendment to the Second Amended and Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
| 3. | Approval of an amendment to the Second Amended and Restated Certificate of Incorporation to eliminate a supermajority vote provision. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to the Second Amended and Restated Certificate of Incorporation to eliminate obsolete provisions. | Management | For | For | ||||||||||
| 5. | Approval (on an advisory basis) of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 6. | Ratification of the appointment of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
| OCEANEERING INTERNATIONAL, INC. | ||||||||||||||
| Security | 675232102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OII | Meeting Date | 08-May-2020 | |||||||||||
| ISIN | US6752321025 | Agenda | 935169599 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: William B. Berry | Management | For | For | ||||||||||
| 1B. | Election of Director: T. Jay Collins | Management | For | For | ||||||||||
| 1C. | Election of Director: Jon Erik Reinhardsen | Management | For | For | ||||||||||
| 2. | Approval of the 2020 Incentive Plan. | Management | For | For | ||||||||||
| 3. | Advisory vote on a resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditors for the year ending December 31, 2020. | Management | For | For | ||||||||||
| APERGY CORPORATION | ||||||||||||||
| Security | 03755L104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APY | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US03755L1044 | Agenda | 935158952 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gary P. Luquette | For | For | |||||||||||
| 2 | Daniel W. Rabun | For | For | |||||||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve the Compensation of Apergy's Named Executive Officers for 2019 | Management | For | For | ||||||||||
| 4. | Advisory Vote to Approve the Frequency of the Advisory Vote on the Compensation of Named Executive Officers. | Management | 1 Year | For | ||||||||||
| 5. | Approval of the Amended and Restated 2018 Equity and Cash Incentive Plan | Management | Against | Against | ||||||||||
| ONTO INNOVATION INC. | ||||||||||||||
| Security | 683344105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ONTO | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US6833441057 | Agenda | 935164400 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jeffrey A. Aukerman | Management | For | For | ||||||||||
| 1B. | Election of Director: Leo Berlinghieri | Management | For | For | ||||||||||
| 1C. | Election of Director: Edward J. Brown, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Vita A. Cassese | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert G. Deuster | Management | For | For | ||||||||||
| 1F. | Election of Director: David B. Miller | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael P. Plisinski | Management | For | For | ||||||||||
| 1H. | Election of Director: Bruce C. Rhine | Management | For | For | ||||||||||
| 1I. | Election of Director: Christopher A. Seams | Management | For | For | ||||||||||
| 1J. | Election of Director: Christine A. Tsingos | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 3. | To approve the Onto Innovation Inc. 2020 Stock Plan. | Management | For | For | ||||||||||
| 4. | To approve the Onto Innovation Inc. 2020 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 26, 2020. | Management | For | For | ||||||||||
| RUSH ENTERPRISES, INC. | ||||||||||||||
| Security | 781846209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RUSHA | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US7818462092 | Agenda | 935165945 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | W.M. Rusty Rush | For | For | |||||||||||
| 2 | Thomas A. Akin | For | For | |||||||||||
| 3 | James C. Underwood | For | For | |||||||||||
| 4 | Raymond J. Chess | For | For | |||||||||||
| 5 | William H. Cary | For | For | |||||||||||
| 6 | Dr. Kennon H. Guglielmo | For | For | |||||||||||
| 7 | Elaine Mendoza | For | For | |||||||||||
| 2. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||||||||
| 3. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||
| 4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 5. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2020 FISCAL YEAR. | Management | For | For | ||||||||||
| LIVE OAK BANCSHARES INC | ||||||||||||||
| Security | 53803X105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LOB | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US53803X1054 | Agenda | 935195099 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William H. Cameron | For | For | |||||||||||
| 2 | Diane B. Glossman | For | For | |||||||||||
| 3 | Glen F. Hoffsis | For | For | |||||||||||
| 4 | Howard K. Landis III | For | For | |||||||||||
| 5 | James S. Mahan III | For | For | |||||||||||
| 6 | Miltom E. Petty | For | For | |||||||||||
| 7 | David G. Salyers | For | For | |||||||||||
| 8 | Neil L. Underwood | For | For | |||||||||||
| 9 | William L. Williams III | For | For | |||||||||||
| 2. | Say-on-Pay Vote. Advisory proposal to approve compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of Independent Auditors. Proposal to ratify Dixon Hughes Goodman LLP as the Company's independent auditors for 2020. | Management | For | For | ||||||||||
| MERCURY GENERAL CORPORATION | ||||||||||||||
| Security | 589400100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCY | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US5894001008 | Agenda | 935160907 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | George Joseph | For | For | |||||||||||
| 2 | Martha E. Marcon | For | For | |||||||||||
| 3 | Joshua E. Little | For | For | |||||||||||
| 4 | Gabriel Tirador | For | For | |||||||||||
| 5 | James G. Ellis | For | For | |||||||||||
| 6 | George G. Braunegg | For | For | |||||||||||
| 7 | Ramona L. Cappello | For | For | |||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of selection of independent registered public accounting firm. | Management | For | For | ||||||||||
| MINERALS TECHNOLOGIES INC. | ||||||||||||||
| Security | 603158106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTX | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US6031581068 | Agenda | 935165351 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Joseph C. Breunig | Management | For | For | ||||||||||
| 1B. | Election of Director: Alison A. Deans | Management | For | For | ||||||||||
| 1C. | Election of Director: Duane R. Dunham | Management | For | For | ||||||||||
| 1D. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve 2019 named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Approval of an Amendment of the 2015 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
| ICU MEDICAL, INC. | ||||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICUI | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US44930G1076 | Agenda | 935185959 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Vivek Jain | For | For | |||||||||||
| 2 | George A. Lopez, M.D | For | For | |||||||||||
| 3 | Robert S. Swinney, M.D | For | For | |||||||||||
| 4 | David C. Greenberg | For | For | |||||||||||
| 5 | Elisha W. Finney | For | For | |||||||||||
| 6 | David F. Hoffmeister | For | For | |||||||||||
| 7 | Donald M. Abbey | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
| POLYONE CORPORATION | ||||||||||||||
| Security | 73179P106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | POL | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US73179P1066 | Agenda | 935158508 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert E. Abernathy | For | For | |||||||||||
| 2 | Richard H. Fearon | For | For | |||||||||||
| 3 | Gregory J. Goff | For | For | |||||||||||
| 4 | William R. Jellison | For | For | |||||||||||
| 5 | Sandra Beach Lin | For | For | |||||||||||
| 6 | Kim Ann Mink | For | For | |||||||||||
| 7 | Robert M. Patterson | For | For | |||||||||||
| 8 | Kerry J. Preete | For | For | |||||||||||
| 9 | Patricia Verduin | For | For | |||||||||||
| 10 | William A. Wulfsohn | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Approval of the PolyOne Corporation 2020 Equity and Incentive Compensation Plan. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| BANC OF CALIFORNIA, INC. | ||||||||||||||
| Security | 05990K106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BANC | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US05990K1060 | Agenda | 935161769 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| I.A | Election of Director for a term of one year: James "Conan" Barker | Management | For | For | ||||||||||
| I.B | Election of Director for a term of one year: Mary A. Curran | Management | For | For | ||||||||||
| I.C | Election of Director for a term of one year: B.A. Fallon- Walsh | Management | For | For | ||||||||||
| I.D | Election of Director for a term of one year: Bonnie G. Hill | Management | For | For | ||||||||||
| I.E | Election of Director for a term of one year: Richard J. Lashley | Management | For | For | ||||||||||
| I.F | Election of Director for a term of one year: Jonah F. Schnel | Management | For | For | ||||||||||
| I.G | Election of Director for a term of one year: Robert D. Sznewajs | Management | For | For | ||||||||||
| I.H | Election of Director for a term of one year: Andrew Thau | Management | For | For | ||||||||||
| I.I | Election of Director for a term of one year: Jared M. Wolff | Management | For | For | ||||||||||
| I.J | Election of Director for a term of one year: W. Kirk Wycoff | Management | For | For | ||||||||||
| II | Ratification of the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| III | Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting. | Management | For | For | ||||||||||
| BERKSHIRE HILLS BANCORP, INC. | ||||||||||||||
| Security | 084680107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BHLB | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US0846801076 | Agenda | 935163333 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Baye Adofo-Wilson | For | For | |||||||||||
| 2 | Rheo A. Brouillard | For | For | |||||||||||
| 3 | David M. Brunelle | For | For | |||||||||||
| 4 | Robert M. Curley | For | For | |||||||||||
| 5 | John B. Davies | For | For | |||||||||||
| 6 | J. Williar Dunlaevy | For | For | |||||||||||
| 7 | William H. Hughes III | For | For | |||||||||||
| 8 | Cornelius D. Mahoney | For | For | |||||||||||
| 9 | Richard M. Marotta | For | For | |||||||||||
| 10 | Sylvia Maxfield | For | For | |||||||||||
| 11 | Laurie Norton Moffatt | For | For | |||||||||||
| 12 | Jonathan I. Shulman | For | For | |||||||||||
| 13 | D. Jeffrey Templeton | For | For | |||||||||||
| 2. | To consider a non-binding proposal to give advisory approval of Berkshire's executive compensation as described in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Crowe LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| PROGRESS SOFTWARE CORPORATION | ||||||||||||||
| Security | 743312100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRGS | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US7433121008 | Agenda | 935171241 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Paul T. Dacier | For | For | |||||||||||
| 2 | John R. Egan | For | For | |||||||||||
| 3 | Rainer Gawlick | For | For | |||||||||||
| 4 | Yogesh Gupta | For | For | |||||||||||
| 5 | Charles F. Kane | For | For | |||||||||||
| 6 | Samskriti Y. King | For | For | |||||||||||
| 7 | David A. Krall | For | For | |||||||||||
| 8 | Angela T. Tucci | For | For | |||||||||||
| 9 | Vivian Vitale | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of Progress Software Corporation's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| STIFEL FINANCIAL CORP. | ||||||||||||||
| Security | 860630102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SF | Meeting Date | 15-May-2020 | |||||||||||
| ISIN | US8606301021 | Agenda | 935164599 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Adam Berlew | For | For | |||||||||||
| 2 | Kathleen Brown | For | For | |||||||||||
| 3 | Michael W. Brown | For | For | |||||||||||
| 4 | Robert E. Grady | For | For | |||||||||||
| 5 | Ronald J. Kruszewski | For | For | |||||||||||
| 6 | Daniel J. Ludeman | For | For | |||||||||||
| 7 | Maura A. Markus | For | For | |||||||||||
| 8 | James M. Oates | For | For | |||||||||||
| 9 | David A. Peacock | For | For | |||||||||||
| 10 | Thomas W. Weisel | For | For | |||||||||||
| 11 | Michael J. Zimmerman | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers (say on pay). | Management | For | For | ||||||||||
| 3. | To approve authorization of amendments to the 2001 Incentive Stock Plan (2018 Restatement) to increase capacity by 4,000,000 shares, including 25,000 shares to be reserved for non-employee directors. | Management | Against | Against | ||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| FORMFACTOR, INC. | ||||||||||||||
| Security | 346375108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FORM | Meeting Date | 15-May-2020 | |||||||||||
| ISIN | US3463751087 | Agenda | 935165274 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Raymond A. Link | Management | For | For | ||||||||||
| 1b. | Election of Director: Michael D. Slessor | Management | For | For | ||||||||||
| 1c. | Election of Director: Thomas St. Dennis | Management | For | For | ||||||||||
| 1d. | Election of Director: Rebeca Obregon-Jimenez | Management | For | For | ||||||||||
| 1e. | Election of Director: Sheri Rhodes | Management | For | For | ||||||||||
| 2. | Advisory approval of FormFactor's executive compensation. | Management | For | For | ||||||||||
| 3. | Amendment and restatement of the Company's 2012 Equity Incentive Plan to increase the number of shares reserved for issuance under the 2012 Equity Incentive Plan by 3,500,000 shares and to extend the term of the 2012 Equity Incentive Plan to 2030. | Management | Against | Against | ||||||||||
| 4. | Ratification of the selection of KPMG LLP as FormFactor's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| BANKUNITED, INC. | ||||||||||||||
| Security | 06652K103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BKU | Meeting Date | 15-May-2020 | |||||||||||
| ISIN | US06652K1034 | Agenda | 935190811 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Rajinder P. Singh | For | For | |||||||||||
| 2 | Tere Blanca | For | For | |||||||||||
| 3 | John N. DiGiacomo | For | For | |||||||||||
| 4 | Michael J. Dowling | For | For | |||||||||||
| 5 | Douglas J. Pauls | For | For | |||||||||||
| 6 | A. Gail Prudenti | For | For | |||||||||||
| 7 | William S. Rubenstein | For | For | |||||||||||
| 8 | Sanjiv Sobti, Ph.D. | For | For | |||||||||||
| 9 | Lynne Wines | For | For | |||||||||||
| 2. | To ratify the Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | Amending the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. | Management | For | For | ||||||||||
| COASTAL FINANCIAL CORPORATION | ||||||||||||||
| Security | 19046P209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCB | Meeting Date | 18-May-2020 | |||||||||||
| ISIN | US19046P2092 | Agenda | 935162418 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Andrew P. Skotdal | For | For | |||||||||||
| 2 | Gregory A. Tisdel | For | For | |||||||||||
| 2. | Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
| INVESTORS BANCORP, INC. | ||||||||||||||
| Security | 46146L101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ISBC | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US46146L1017 | Agenda | 935171328 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Dennis M. Bone | For | For | |||||||||||
| 2 | Doreen R. Byrnes | For | For | |||||||||||
| 3 | William V. Cosgrove | For | For | |||||||||||
| 2. | The approval of a non-binding, advisory proposal to approve the compensation paid to our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm for Investors Bancorp, Inc. for the year ending December 31, 2020. | Management | For | For | ||||||||||
| VERITEX HOLDINGS INC. | ||||||||||||||
| Security | 923451108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VBTX | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US9234511080 | Agenda | 935200369 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | C. Malcolm Holland, III | For | For | |||||||||||
| 2 | Pat S. Bolin | For | For | |||||||||||
| 3 | April Box | For | For | |||||||||||
| 4 | Blake Bozman | For | For | |||||||||||
| 5 | William D. Ellis | For | For | |||||||||||
| 6 | William E. Fallon | For | For | |||||||||||
| 7 | Ned N. Fleming, III | For | For | |||||||||||
| 8 | Mark C. Griege | For | For | |||||||||||
| 9 | Gordon Huddleston | For | For | |||||||||||
| 10 | Steven D. Lerner | For | For | |||||||||||
| 11 | Manuel J. Mehos | For | For | |||||||||||
| 12 | Gregory B. Morrison | For | For | |||||||||||
| 13 | John T. Sughrue | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Grant Thronton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | Management | For | For | ||||||||||
| PROASSURANCE CORPORATION | ||||||||||||||
| Security | 74267C106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRA | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US74267C1062 | Agenda | 935166606 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Samuel A. DiPiazza, Jr. | For | For | |||||||||||
| 2 | Robert E. Flowers | For | For | |||||||||||
| 3 | Edward L. Rand, Jr. | For | For | |||||||||||
| 4 | Katisha T. Vance | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as independent auditor. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| IROBOT CORPORATION | ||||||||||||||
| Security | 462726100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IRBT | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US4627261005 | Agenda | 935171152 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class III Director: Andrew Miller | Management | For | For | ||||||||||
| 1B. | Election of Class III Director: Elisha Finney | Management | For | For | ||||||||||
| 1C. | Election of Class III Director: Michelle V. Stacy | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
| 3. | To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
| 4. | To approve amendments to our amended and restated certificate of incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
| 5. | To approve amendments to our amended and restated certificate of incorporation to eliminate the prohibition on stockholders' ability to call a special meeting. | Management | For | For | ||||||||||
| 6. | To approve an amendment to the iRobot Corporation 2018 Stock Option and Incentive Plan (the "2018 Plan") to increase the maximum number of shares reserved and issuable under the 2018 Plan. | Management | Against | Against | ||||||||||
| 7. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| OCEANFIRST FINANCIAL CORP. | ||||||||||||||
| Security | 675234108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OCFC | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US6752341080 | Agenda | 935195087 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Angelo J. Catania | For | For | |||||||||||
| 2 | Anthony R. Coscia | For | For | |||||||||||
| 3 | Michael D. Devlin | For | For | |||||||||||
| 4 | Jack M. Farris | For | For | |||||||||||
| 5 | Kimberly M. Guadagno | For | For | |||||||||||
| 6 | Nicos Katsoulis | For | For | |||||||||||
| 7 | John K. Lloyd | For | For | |||||||||||
| 8 | Christopher D. Maher | For | For | |||||||||||
| 9 | William D. Moss | For | For | |||||||||||
| 10 | Joseph M. Murphy, Jr. | For | For | |||||||||||
| 11 | Steven M. Scopellite | For | For | |||||||||||
| 12 | Grace C. Torres | For | For | |||||||||||
| 13 | Grace M. Vallacchi | For | For | |||||||||||
| 14 | John E. Walsh | For | For | |||||||||||
| 2. | Advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the OceanFirst Financial Corp. 2020 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| PARSLEY ENERGY, INC. | ||||||||||||||
| Security | 701877102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PE | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US7018771029 | Agenda | 935169640 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: A.R. Alameddine | Management | For | For | ||||||||||
| 1B. | Election of Director: Matt Gallagher | Management | For | For | ||||||||||
| 1C. | Election of Director: Karen Hughes | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding advisory basis, the Company's named executive officer compensation for the fiscal year ended December 31, 2019. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| HEMISPHERE MEDIA GROUP, INC. | ||||||||||||||
| Security | 42365Q103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HMTV | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US42365Q1031 | Agenda | 935175201 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peter M. Kern | For | For | |||||||||||
| 2 | Leo Hindery, Jr. | For | For | |||||||||||
| 2. | The ratification of the appointment by the Board of Directors of RSM US LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| 3. | The approval of the non-binding advisory resolution approving the compensation of our named executive officers. | Management | For | For | ||||||||||
| TRUSTCO BANK CORP NY | ||||||||||||||
| Security | 898349105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRST | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US8983491056 | Agenda | 935177142 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a one-year term expiring at the 2021 Annual Meeting of Shareholders: Anthony J. Marinello, M.D., Ph.D. | Management | For | For | ||||||||||
| 2. | Approval of a nonbinding advisory resolution on the compensation of TrustCo's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Crowe LLP as Independent Auditors for 2020. | Management | For | For | ||||||||||
| ATLANTIC CAPITAL BANCSHARES, INC. | ||||||||||||||
| Security | 048269203 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACBI | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US0482692037 | Agenda | 935185911 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Walter M. Deriso, Jr. | For | For | |||||||||||
| 2 | Shantella E. Cooper | For | For | |||||||||||
| 3 | Henchy R. Enden | For | For | |||||||||||
| 4 | James H. Graves | For | For | |||||||||||
| 5 | Douglas J. Hertz | For | For | |||||||||||
| 6 | Thomas M. Holder | For | For | |||||||||||
| 7 | Lizanne Thomas | For | For | |||||||||||
| 8 | Douglas L. Williams | For | For | |||||||||||
| 9 | Marietta Edmunds Zakas | For | For | |||||||||||
| 2. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| INFINERA CORPORATION | ||||||||||||||
| Security | 45667G103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INFN | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US45667G1031 | Agenda | 935192497 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director to serve until the 2023 Annual Meeting of Stockholders: Thomas J. Fallon | Management | For | For | ||||||||||
| 1B. | Election of Class I Director to serve until the 2023 Annual Meeting of Stockholders: Kambiz Y. Hooshmand | Management | For | For | ||||||||||
| 1C. | Election of Class I Director to serve until the 2023 Annual Meeting of Stockholders: Amy H. Rice | Management | For | For | ||||||||||
| 2. | To approve an amendment to the Infinera Corporation 2016 Equity Incentive Plan to (i) increase the number of shares authorized for issuance thereunder by 8,100,000 shares and (ii) effect minor technical revisions and improvements. | Management | Against | Against | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of Infinera's named executive officers, as described in the Proxy Statement. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as Infinera's independent registered public accounting firm for the fiscal year ending December 26, 2020. | Management | For | For | ||||||||||
| CENTERSTATE BANK CORPORATION | ||||||||||||||
| Security | 15201P109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CSFL | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US15201P1093 | Agenda | 935206690 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the Agreement and Plan of Merger dated January 25, 2020 (the "Merger Agreement"), by and between CenterState and South State Corporation ("South State") and the transactions contemplated thereby, including the merger of CenterState with and into South State (the "Merger Proposal"). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to CenterState's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To approve a proposal to adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes present at the Special Meeting to approve the merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of CenterState common stock. | Management | For | For | ||||||||||
| OMNICELL, INC. | ||||||||||||||
| Security | 68213N109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OMCL | Meeting Date | 26-May-2020 | |||||||||||
| ISIN | US68213N1090 | Agenda | 935175338 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class I Director: Joanne B. Bauer | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director: Robin G. Seim | Management | For | For | ||||||||||
| 1.3 | Election of Class I Director: Sara J. White | Management | For | For | ||||||||||
| 2. | Say on Pay - An advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| FIRST FOUNDATION INC. | ||||||||||||||
| Security | 32026V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FFWM | Meeting Date | 26-May-2020 | |||||||||||
| ISIN | US32026V1044 | Agenda | 935197219 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Max Briggs | For | For | |||||||||||
| 2 | John Hakopian | For | For | |||||||||||
| 3 | Scott F. Kavanaugh | For | For | |||||||||||
| 4 | Ulrich E. Keller, Jr. | For | For | |||||||||||
| 5 | David Lake | For | For | |||||||||||
| 6 | Elizabeth A. Pagliarini | For | For | |||||||||||
| 7 | Mitchell M. Rosenberg | For | For | |||||||||||
| 8 | Diane M. Rubin | For | For | |||||||||||
| 9 | Jacob Sonenshine | For | For | |||||||||||
| 2. | To ratify the appointment of Eide Bailly LLP as the Company's independent registered public accountants for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2019. | Management | For | For | ||||||||||
| COLUMBIA BANKING SYSTEM,INC. | ||||||||||||||
| Security | 197236102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COLB | Meeting Date | 27-May-2020 | |||||||||||
| ISIN | US1972361026 | Agenda | 935182220 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Craig D. Eerkes | Management | For | For | ||||||||||
| 1B. | Election of Director: Ford Elsaesser | Management | For | For | ||||||||||
| 1C. | Election of Director: Mark A. Finkelstein | Management | For | For | ||||||||||
| 1D. | Election of Director: Eric S. Forrest | Management | For | For | ||||||||||
| 1E. | Election of Director: Thomas M. Hulbert | Management | For | For | ||||||||||
| 1F. | Election of Director: Michelle M. Lantow | Management | For | For | ||||||||||
| 1G. | Election of Director: Randal L. Lund | Management | For | For | ||||||||||
| 1H. | Election of Director: S. Mae Fujita Numata | Management | For | For | ||||||||||
| 1I. | Election of Director: Elizabeth W. Seaton | Management | For | For | ||||||||||
| 1J. | Election of Director: Clint E. Stein | Management | For | For | ||||||||||
| 1K. | Election of Director: Janine T. Terrano | Management | For | For | ||||||||||
| 2. | To vote on an advisory (non-binding) resolution to approve the compensation of Columbia's named executive officers. | Management | For | For | ||||||||||
| 3. | To vote on an advisory (non-binding) resolution to appoint Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| STERLING BANCORP | ||||||||||||||
| Security | 85917A100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STL | Meeting Date | 27-May-2020 | |||||||||||
| ISIN | US85917A1007 | Agenda | 935185428 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John P. Cahill | For | For | |||||||||||
| 2 | Navy E. Djonovic | For | For | |||||||||||
| 3 | Fernando Ferrer | For | For | |||||||||||
| 4 | Robert Giambrone | For | For | |||||||||||
| 5 | Mona Aboelnaga Kanaan | For | For | |||||||||||
| 6 | Jack Kopnisky | For | For | |||||||||||
| 7 | James J. Landy | For | For | |||||||||||
| 8 | Maureen Mitchell | For | For | |||||||||||
| 9 | Patricia M. Nazemetz | For | For | |||||||||||
| 10 | Richard O'Toole | For | For | |||||||||||
| 11 | Ralph F. Palleschi | For | For | |||||||||||
| 12 | Burt Steinberg | For | For | |||||||||||
| 13 | William E. Whiston | For | For | |||||||||||
| 2. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay) | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| TEXTAINER GROUP HOLDINGS LIMITED | ||||||||||||||
| Security | G8766E109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TGH | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | BMG8766E1093 | Agenda | 935199706 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class I Director: David M. Nurek | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director: Robert D. Pedersen | Management | For | For | ||||||||||
| 2. | Proposal to approve the Company's annual audited financial statements for the fiscal year ended December 31, 2019 | Management | For | For | ||||||||||
| 3. | Proposal to approve the re-appointment of KPMG LLP, an independent registered public accounting firm, to act as the Company's independent auditors for the fiscal year ending December 31, 2020 and the authorization for the Board of Directors, acting through the Audit Committee to fix the remuneration of the independent auditors for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| APERGY CORPORATION | ||||||||||||||
| Security | 03755L104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | APY | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US03755L1044 | Agenda | 935213378 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the issuance of Apergy Corporation common stock, pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019 (the "Share Issuance Proposal"). | Management | For | For | ||||||||||
| 2. | To approve adjournment or postponement of the Apergy Corporation special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | For | For | ||||||||||
| FARO TECHNOLOGIES, INC. | ||||||||||||||
| Security | 311642102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FARO | Meeting Date | 29-May-2020 | |||||||||||
| ISIN | US3116421021 | Agenda | 935189262 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael D. Burger | For | For | |||||||||||
| 2 | Stephen R. Cole | For | For | |||||||||||
| 2. | The ratification of Grant Thornton LLP as the Company's independent registered public accounting firm for 2020 | Management | For | For | ||||||||||
| 3. | Non-binding resolution to approve the compensation of the Company's named executive officers | Management | For | For | ||||||||||
| OFG BANCORP | ||||||||||||||
| Security | 67103X102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OFG | Meeting Date | 01-Jun-2020 | |||||||||||
| ISIN | PR67103X1020 | Agenda | 935138669 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Julian S. Inclán | For | For | |||||||||||
| 2 | José Rafael Fernández | For | For | |||||||||||
| 3 | Juan C. Aguayo | For | For | |||||||||||
| 4 | Jorge Colón-Gerena | For | For | |||||||||||
| 5 | Néstor de Jesús | For | For | |||||||||||
| 6 | Susan Harnett | For | For | |||||||||||
| 7 | Pedro Morazzani | For | For | |||||||||||
| 8 | Edwin Pérez | For | For | |||||||||||
| 9 | Christa Steele | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Statement. | Management | For | For | ||||||||||
| 3. | To approve the amendment to replenish shares reserved for issuance under the 2007 Omnibus Performance Incentive Plan. | Management | For | For | ||||||||||
| 4. | To ratify the selection of the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| HEXCEL CORPORATION | ||||||||||||||
| Security | 428291108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HXL | Meeting Date | 01-Jun-2020 | |||||||||||
| ISIN | US4282911084 | Agenda | 935202907 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Nick L. Stanage | Management | For | For | ||||||||||
| 1B. | Election of Director: Joel S. Beckman | Management | For | For | ||||||||||
| 1C. | Election of Director: Jeffrey C. Campbell | Management | For | For | ||||||||||
| 1D. | Election of Director: Cynthia M. Egnotovich | Management | For | For | ||||||||||
| 1E. | Election of Director: Thomas A. Gendron | Management | For | For | ||||||||||
| 1F. | Election of Director: Jeffrey A. Graves | Management | For | For | ||||||||||
| 1G. | Election of Director: Guy C. Hachey | Management | For | For | ||||||||||
| 1H. | Election of Director: Catherine A. Suever | Management | For | For | ||||||||||
| 2. | Advisory non-binding vote to approve 2019 executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| FTI CONSULTING, INC. | ||||||||||||||
| Security | 302941109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FCN | Meeting Date | 03-Jun-2020 | |||||||||||
| ISIN | US3029411093 | Agenda | 935182028 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Brenda J. Bacon | Management | For | For | ||||||||||
| 1B. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||||
| 1C. | Election of Director: Claudio Costamagna | Management | For | For | ||||||||||
| 1D. | Election of Director: Vernon Ellis | Management | For | For | ||||||||||
| 1E. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||||
| 1F. | Election of Director: Steven H. Gunby | Management | For | For | ||||||||||
| 1G. | Election of Director: Gerard E. Holthaus | Management | For | For | ||||||||||
| 1H. | Election of Director: Laureen E. Seeger | Management | For | For | ||||||||||
| 2. | Approve the amendment to the FTI Consulting, Inc. 2017 Omnibus Incentive Compensation Plan to increase the number of authorized shares of common stock issuable by an additional 145,000 shares and extend the expiration date to June 3, 2030. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of KPMG LLP as FTI Consulting, Inc.'s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 4. | Vote on an advisory (non-binding) resolution to approve the compensation of the named executive officers for the year ended December 31, 2019, as described in the Proxy Statement for the 2020 Annual Meeting of Shareholders. | Management | For | For | ||||||||||
| MCGRATH RENTCORP | ||||||||||||||
| Security | 580589109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGRC | Meeting Date | 03-Jun-2020 | |||||||||||
| ISIN | US5805891091 | Agenda | 935210675 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kimberly A. Box | For | For | |||||||||||
| 2 | William J. Dawson | For | For | |||||||||||
| 3 | Elizabeth A. Fetter | For | For | |||||||||||
| 4 | Joseph F. Hanna | For | For | |||||||||||
| 5 | Bradley M. Shuster | For | For | |||||||||||
| 6 | M. Richard Smith | For | For | |||||||||||
| 7 | Dennis P. Stradford | For | For | |||||||||||
| 8 | Ronald H. Zech | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as the independent auditors for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To hold non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| PATTERSON-UTI ENERGY, INC. | ||||||||||||||
| Security | 703481101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PTEN | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US7034811015 | Agenda | 935184197 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Tiffany (TJ) Thom Cepak | For | For | |||||||||||
| 2 | Michael W. Conlon | For | For | |||||||||||
| 3 | William A. Hendricks Jr | For | For | |||||||||||
| 4 | Curtis W. Huff | For | For | |||||||||||
| 5 | Terry H. Hunt | For | For | |||||||||||
| 6 | Janeen S. Judah | For | For | |||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Patterson-UTI for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval of an advisory resolution on Patterson-UTI's compensation of its named executive officers. | Management | For | For | ||||||||||
| NLIGHT, INC. | ||||||||||||||
| Security | 65487K100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LASR | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US65487K1007 | Agenda | 935185769 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class II Director: Bandel Carano | Management | For | For | ||||||||||
| 1.2 | Election of Class II Director: Raymond Link | Management | For | For | ||||||||||
| 1.3 | Election of Class II Director: Geoffrey Moore | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| AMERICAN EAGLE OUTFITTERS, INC. | ||||||||||||||
| Security | 02553E106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AEO | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US02553E1064 | Agenda | 935193021 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Sujatha Chandrasekaran | Management | For | For | ||||||||||
| 1.2 | Election of Director: Jay L. Schottenstein | Management | For | For | ||||||||||
| 2. | Proposal Two. Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Management | For | For | ||||||||||
| 3. | Proposal Three. Approve the Company's 2020 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
| 4. | Proposal Four. Hold an advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
| MATADOR RESOURCES COMPANY | ||||||||||||||
| Security | 576485205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTDR | Meeting Date | 05-Jun-2020 | |||||||||||
| ISIN | US5764852050 | Agenda | 935192613 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Joseph Wm. Foran | Management | For | For | ||||||||||
| 1B. | Election of Director: Reynald A. Baribault | Management | For | For | ||||||||||
| 1C. | Election of Director: Monika U. Ehrman | Management | For | For | ||||||||||
| 1D. | Election of Director: Timothy E. Parker | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| CHICKEN SOUP FOR THE SOUL ENT INC. | ||||||||||||||
| Security | 16842Q100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CSSE | Meeting Date | 10-Jun-2020 | |||||||||||
| ISIN | US16842Q1004 | Agenda | 935214205 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William J. Rouhana, Jr. | For | For | |||||||||||
| 2 | Scott W. Seaton | For | For | |||||||||||
| 3 | Amy L. Newmark | For | For | |||||||||||
| 4 | Fred M. Cohen | For | For | |||||||||||
| 5 | Cosmo DeNicola | For | For | |||||||||||
| 6 | Martin Pompadur | For | For | |||||||||||
| 7 | Christina Weiss Lurie | For | For | |||||||||||
| 8 | Diana Wilkin | For | For | |||||||||||
| 2. | Ratification of the appointment of Rosenfield and Company, PLLC as our independent registered public accounting firm. | Management | For | For | ||||||||||
| EMCOR GROUP, INC. | ||||||||||||||
| Security | 29084Q100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EME | Meeting Date | 11-Jun-2020 | |||||||||||
| ISIN | US29084Q1004 | Agenda | 935196344 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: John W. Altmeyer | Management | For | For | ||||||||||
| 1B. | Election of Director: Anthony J. Guzzi | Management | For | For | ||||||||||
| 1C. | Election of Director: Richard F. Hamm, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: David H. Laidley | Management | For | For | ||||||||||
| 1E. | Election of Director: Carol P. Lowe | Management | For | For | ||||||||||
| 1F. | Election of Director: M. Kevin McEvoy | Management | For | For | ||||||||||
| 1G. | Election of Director: William P. Reid | Management | For | For | ||||||||||
| 1H. | Election of Director: Steven B. Schwarzwaelder | Management | For | For | ||||||||||
| 1I. | Election of Director: Robin Walker-Lee | Management | For | For | ||||||||||
| 2. | Approval, by non-binding advisory vote, of named executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as independent auditors for 2020. | Management | For | For | ||||||||||
| 4. | Approval of the Amended and Restated 2010 Incentive Plan. | Management | For | For | ||||||||||
| 5. | Stockholder proposal regarding written consent. | Shareholder | Against | For | ||||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CIR | Meeting Date | 12-Jun-2020 | |||||||||||
| ISIN | US17273K1097 | Agenda | 935200016 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to implement a majority voting standard for uncontested director elections to first take effect at the Annual Meeting of Stockholders in 2021. | Management | For | For | ||||||||||
| 2. | To amend the Certificate of Incorporation to declassify the Board of Directors of the Company. | Management | For | For | ||||||||||
| 3. | DIRECTOR | Management | ||||||||||||
| 1 | John (Andy) O'Donnell* | For | For | |||||||||||
| 2 | Scott Buckhout* | For | For | |||||||||||
| 4. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| SWITCH INC | ||||||||||||||
| Security | 87105L104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SWCH | Meeting Date | 12-Jun-2020 | |||||||||||
| ISIN | US87105L1044 | Agenda | 935203404 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Rob Roy | For | For | |||||||||||
| 2 | Zareh Sarrafian | For | For | |||||||||||
| 3 | Kim Sheehy | For | For | |||||||||||
| 4 | Donald D. Snyder | For | For | |||||||||||
| 5 | Tom Thomas | For | For | |||||||||||
| 6 | Bryan Wolf | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Switch, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| 3. | To vote on an advisory (non-binding) proposal to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
| 4. | To vote on an advisory (non-binding) proposal on how frequently stockholders should vote to approve the compensation of the named executive officers. | Management | 1 Year | For | ||||||||||
| SUPERNUS PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 868459108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SUPN | Meeting Date | 15-Jun-2020 | |||||||||||
| ISIN | US8684591089 | Agenda | 935198300 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Frederick M. Hudson | For | For | |||||||||||
| 2 | Charles W. Newhall, III | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 4. | To act upon a proposal to amend and restate the Supernus Pharmaceuticals, Inc. 2012 Equity Incentive Plan to increase the number of shares available under the plan. | Management | Against | Against | ||||||||||
| 5. | To act upon a proposal to amend and restate the Supernus Pharmaceuticals, Inc. 2012 Employee Stock Purchase Plan to increase the number of shares available under the plan and to make certain technical and administrative changes | Management | For | For | ||||||||||
| OXFORD INDUSTRIES, INC. | ||||||||||||||
| Security | 691497309 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OXM | Meeting Date | 16-Jun-2020 | |||||||||||
| ISIN | US6914973093 | Agenda | 935207591 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Dennis M. Love | Management | For | For | ||||||||||
| 1.2 | Election of Director: Clyde C. Tuggle | Management | For | For | ||||||||||
| 1.3 | Election of Director: E. Jenner Wood III | Management | For | For | ||||||||||
| 2. | Ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | �� | For | |||||||||
| 3. | Proposal to approve, by a non-binding, advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| FINANCIAL INSTITUTIONS, INC. | ||||||||||||||
| Security | 317585404 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FISI | Meeting Date | 17-Jun-2020 | |||||||||||
| ISIN | US3175854047 | Agenda | 935196546 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Donald K. Boswell | For | For | |||||||||||
| 2 | Andrew W. Dorn, Jr. | For | For | |||||||||||
| 3 | Robert M. Glaser | For | For | |||||||||||
| 4 | Susan R. Holliday | For | For | |||||||||||
| 2. | Advisory Vote to Approve Compensation of Our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratification of Appointment of Independent Registered Accounting Firm. | Management | For | For | ||||||||||
| NATUS MEDICAL INCORPORATED | ||||||||||||||
| Security | 639050103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NTUS | Meeting Date | 17-Jun-2020 | |||||||||||
| ISIN | US6390501038 | Agenda | 935214875 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jonathan A. Kennedy | Management | For | For | ||||||||||
| 1B. | Election of Director: Barbara R. Paul | Management | For | For | ||||||||||
| 1C. | Election of Director: Alice D. Schroeder | Management | For | For | ||||||||||
| 1D. | Election of Director: Thomas J. Sullivan | Management | For | For | ||||||||||
| 1E. | Election of Director: Ilan Daskal | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| ALPINE INCOME PROPERTY TRUST, INC. | ||||||||||||||
| Security | 02083X103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PINE | Meeting Date | 24-Jun-2020 | |||||||||||
| ISIN | US02083X1037 | Agenda | 935205561 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: John P. Albright | Management | For | For | ||||||||||
| 1.2 | Election of Director: Mark O. Decker, Jr. | Management | For | For | ||||||||||
| 1.3 | Election of Director: M. Carson Good | Management | For | For | ||||||||||
| 1.4 | Election of Director: Andrew C. Richardson | Management | For | For | ||||||||||
| 1.5 | Election of Director: Jeffrey S. Yarckin | Management | For | For | ||||||||||
| 2. | Ratify selection of Grant Thornton as the Company's Auditors | Management | For | For | ||||||||||
| CLOUDERA, INC. | ||||||||||||||
| Security | 18914U100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CLDR | Meeting Date | 24-Jun-2020 | |||||||||||
| ISIN | US18914U1007 | Agenda | 935214849 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert Bearden | For | For | |||||||||||
| 2 | Paul Cormier | For | �� | For | ||||||||||
| 2. | Ratification of independent registered public accounting firm, Ernst & Young LLP, for the fiscal year ending January 31, 2021. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 The TETON Westwood Mighty Mites Fund | Report Date: 07/01/2020 1 |
| Investment Company Report |
| AZZ INC. | ||||||||||||||
| Security | 002474104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AZZ | Meeting Date | 09-Jul-2019 | |||||||||||
| ISIN | US0024741045 | Agenda | 935034532 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Daniel E. Berce | For | For | |||||||||||
| 2 | Paul Eisman | For | For | |||||||||||
| 3 | Daniel R. Feehan | For | For | |||||||||||
| 4 | Thomas E. Ferguson | For | For | |||||||||||
| 5 | Kevern R. Joyce | For | For | |||||||||||
| 6 | Venita McCellon-Allen | For | For | |||||||||||
| 7 | Ed McGough | For | For | |||||||||||
| 8 | Stephen E. Pirnat | For | For | |||||||||||
| 9 | Steven R. Purvis | For | For | |||||||||||
| 2. | Approval of advisory vote on AZZ's executive compensation program. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Grant Thornton LLP as AZZ's independent registered public accounting firm for the fiscal year ending February 29, 2020. | Management | For | For | ||||||||||
| CAVCO INDUSTRIES, INC. | ||||||||||||||
| Security | 149568107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVCO | Meeting Date | 09-Jul-2019 | |||||||||||
| ISIN | US1495681074 | Agenda | 935052150 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David A. Greenblatt | For | For | |||||||||||
| 2 | Richard A. Kerley | For | For | |||||||||||
| 3 | Julia W. Sze | For | For | |||||||||||
| 2. | Ratification of the appointment of independent auditor for fiscal 2020. | Management | For | For | ||||||||||
| 3. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||
| CADIZ INC. | ||||||||||||||
| Security | 127537207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CDZI | Meeting Date | 10-Jul-2019 | |||||||||||
| ISIN | US1275372076 | Agenda | 935050055 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Keith Brackpool | For | For | |||||||||||
| 2 | John A. Bohn | For | For | |||||||||||
| 3 | Jeffrey J. Brown | For | For | |||||||||||
| 4 | Stephen E. Courter | For | For | |||||||||||
| 5 | Maria Echaveste | For | For | |||||||||||
| 6 | Geoffrey Grant | For | For | |||||||||||
| 7 | Winston H. Hickox | For | For | |||||||||||
| 8 | Murray H. Hutchison | For | For | |||||||||||
| 9 | Richard Nevins | For | For | |||||||||||
| 10 | Scott S. Slater | For | For | |||||||||||
| 11 | Carolyn Webb de Macías | For | For | |||||||||||
| 2. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | The approval of the Cadiz Inc. 2019 Equity Incentive Plan to serve as the successor of the Cadiz Inc. 2014 Equity Incentive Plan. | Management | For | For | ||||||||||
| 4. | To vote on a non-binding, advisory resolution approving the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 5. | To vote on a stockholder proposal to amend the Bylaws to expand the notice requirements for stockholder business to be timely brought before an annual meeting, if properly presented. | Shareholder | Against | For | ||||||||||
| PROGENICS PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 743187106 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | PGNX | Meeting Date | 11-Jul-2019 | |||||||||||
| ISIN | US7431871067 | Agenda | 935045042 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Peter J. Crowley | Management | For | For | ||||||||||
| 1b. | Election of Director: Mark R. Baker | Management | For | For | ||||||||||
| 1c. | Election of Director: Bradley L. Campbell | Management | For | For | ||||||||||
| 1d. | Election of Director: Karen J. Ferrante | Management | For | For | ||||||||||
| 1e. | Election of Director: Michael D. Kishbauch | Management | For | For | ||||||||||
| 1f. | Election of Director: David A. Scheinberg | Management | For | For | ||||||||||
| 1g. | Election of Director: Nicole S. Williams | Management | For | For | ||||||||||
| 2. | Company Proposal: Ratifying the Board of Directors' election of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||||||||
| 3. | Company Proposal: Approving, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| EVINE LIVE INC. | ||||||||||||||
| Security | 300487105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EVLV | Meeting Date | 12-Jul-2019 | |||||||||||
| ISIN | US3004871055 | Agenda | 935041246 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael Friedman | For | For | |||||||||||
| 2 | Neal S. Grabell | For | For | |||||||||||
| 3 | Landel C. Hobbs | For | For | |||||||||||
| 4 | Benoit Jamar | For | For | |||||||||||
| 5 | Eyal Lalo | For | For | |||||||||||
| 6 | Lisa A. Letizio | For | For | |||||||||||
| 7 | Aaron P. Reitkopf | For | For | |||||||||||
| 8 | Robert J. Rosenblatt | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the 2018 compensation of the Company's named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 3. | To re-approve the Shareholders Rights Plan. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 1, 2020. | Management | For | For | ||||||||||
| WILLAMETTE VALLEY VINEYARDS, INC. | ||||||||||||||
| Security | 969136100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WVVI | Meeting Date | 14-Jul-2019 | |||||||||||
| ISIN | US9691361003 | Agenda | 935035116 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James Ellis | For | For | |||||||||||
| 2 | Heather Westing | For | For | |||||||||||
| 2. | Ratification of appointment of Moss-Adams, LLP as the independent registered public accounting firm of Willamette Valley Vineyards, Inc. for the year ending December 31, 2019. | Management | For | For | ||||||||||
| PARK ELECTROCHEMICAL CORP. | ||||||||||||||
| Security | 700416209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PKE | Meeting Date | 16-Jul-2019 | |||||||||||
| ISIN | US7004162092 | Agenda | 935053075 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Dale Blanchfield | Management | For | For | ||||||||||
| 1b. | Election of Director: Emily J. Groehl | Management | For | For | ||||||||||
| 1c. | Election of Director: Brian E. Shore | Management | For | For | ||||||||||
| 1d. | Election of Director: Carl W. Smith | Management | For | For | ||||||||||
| 1e. | Election of Director: Steven T. Warshaw | Management | For | For | ||||||||||
| 2. | Approval, on an advisory (non-binding) basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of an amendment of the Restated Certificate of Incorporation of the Company, dated March 28, 1989, as amended, to change the name of the Company from "Park Electrochemical Corp." to "Park Aerospace Corp.". | Management | For | For | ||||||||||
| 4. | Ratification of appointment of CohnReznick LLP as the Company's independent registered public accounting firm for the fiscal year ending March 1, 2020. | Management | For | For | ||||||||||
| SAFECHARGE INTERNATIONAL GROUP LIMITED | ||||||||||||||
| Security | G7740U106 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Jul-2019 | ||||||||||||
| ISIN | GG00BYMK4250 | Agenda | 711329424 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | THAT THE SCHEME BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS, A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND, FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN HEREOF IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY SAFECHARGE AND NUVEI BIDCO, BE APPROVED | Management | For | For | ||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||||
| SAFECHARGE INTERNATIONAL GROUP LIMITED | ||||||||||||||
| Security | G7740U106 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Jul-2019 | ||||||||||||
| ISIN | GG00BYMK4250 | Agenda | 711329436 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | THAT FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME: A. THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF INCORPORATION OF THE COMPANY BE AMENDED ON THE TERMS DESCRIBED IN THE NOTICE OF THIS GENERAL MEETING | Management | For | For | ||||||||||
| CHINA AUTOMOTIVE SYSTEMS, INC. | ||||||||||||||
| Security | 16936R105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CAAS | Meeting Date | 18-Jul-2019 | |||||||||||
| ISIN | US16936R1059 | Agenda | 935045129 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Hanlin Chen | For | For | |||||||||||
| 2 | Qizhou Wu | For | For | |||||||||||
| 3 | Guangxun Xu | For | For | |||||||||||
| 4 | Heng Henry Lu | For | For | |||||||||||
| 5 | Tong Kooi Teo | For | For | |||||||||||
| 2. | To approve an advisory (non-binding) proposal concerning the Company's named executive officer compensation program. | Management | For | For | ||||||||||
| 3. | To approve an advisory (non-binding) vote concerning the frequency of holding future advisory votes on executive compensation. | Management | 2 Years | For | ||||||||||
| 4. | To ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP as the Company's independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| FARMERS & MERCHANTS BANK OF LONG BEACH | ||||||||||||||
| Security | 308243104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FMBL | Meeting Date | 18-Jul-2019 | |||||||||||
| ISIN | US3082431046 | Agenda | 935056057 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | JoAnn M. Bourne | For | For | |||||||||||
| 2 | Richard W. Darling | For | For | |||||||||||
| 3 | Walter M. Florie | For | For | |||||||||||
| 4 | Lawrence J. McLaughlin | For | For | |||||||||||
| 5 | Christine A. Scheuneman | For | For | |||||||||||
| 6 | Daniel K. Walker | For | For | |||||||||||
| 7 | Timothy M. Wilson | For | For | |||||||||||
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE BANK'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | Management | For | For | ||||||||||
| 3. | APPROVAL OF POTENTIAL FUTURE SHARE REPURCHASES BY THE BANK FOR AN AGGREGATE AMOUNT NOT TO EXCEED $20.0 MILLION. | Management | For | For | ||||||||||
| COLUMBUS MCKINNON CORPORATION | ||||||||||||||
| Security | 199333105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMCO | Meeting Date | 22-Jul-2019 | |||||||||||
| ISIN | US1993331057 | Agenda | 935050586 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard H. Fleming | For | For | |||||||||||
| 2 | Ernest R. Verebelyi | For | For | |||||||||||
| 3 | Mark D. Morelli | For | For | |||||||||||
| 4 | Nicholas T. Pinchuk | For | For | |||||||||||
| 5 | Liam G. McCarthy | For | For | |||||||||||
| 6 | R. Scott Trumbull | For | For | |||||||||||
| 7 | Heath A. Mitts | For | For | |||||||||||
| 8 | Kathryn V. Roedel | For | For | |||||||||||
| 9 | Aziz S. Aghili | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||||||||||
| 3. | To conduct a shareholder advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To vote upon the approval and adoption of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated, effective June 5, 2019. | Management | Against | Against | ||||||||||
| BLACK EARTH FARMING LTD | ||||||||||||||
| Security | G11445114 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jul-2019 | ||||||||||||
| ISIN | SE0010219774 | Agenda | 711379253 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 265135 DUE TO RECEIPT OF- RESOLUTION 11 IS A SPLIT VOTING ITEM. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN FOR THE MEETING: THE BOARD OF DIRECTORS PROPOSES THAT-PER AHLGREN IS ELECTED AS CHAIRMAN FOR THE MEETING | Non-Voting | ||||||||||||
| 2 | PREPARATION AND APPROVAL OF VOTING LIST | Non-Voting | ||||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND SIGN THE MINUTES | Non-Voting | ||||||||||||
| 5 | RESOLUTION THAT THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 6 | PRESENTATION BY THE MANAGING DIRECTOR | Non-Voting | ||||||||||||
| 7 | PRESENTATION OF THE COMPANY'S STAND-ALONE FINANCIAL STATEMENTS AND THE-AUDITOR'S REPORT | Non-Voting | ||||||||||||
| 8.A | ORDINARY RESOLUTION IN RESPECT OF: THE ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET | Management | No Action | |||||||||||
| 8.B | ORDINARY RESOLUTION IN RESPECT OF: THE APPROPRIATION OF THE COMPANY'S RESULTS ACCORDING TO THE ADOPTED BALANCE SHEET: NO DIVIDEND | Management | No Action | |||||||||||
| 9 | ORDINARY RESOLUTION TO DETERMINE THE NUMBER OF DIRECTORS AND AUDITORS: THE BOARD OF DIRECTORS PROPOSES THAT THE BOARD SHALL CONSIST OF THREE DIRECTORS WITHOUT DEPUTIES | Management | No Action | |||||||||||
| 10 | ORDINARY RESOLUTION TO DETERMINE THE REMUNERATION TO THE DIRECTORS AND THE AUDITORS | Management | No Action | |||||||||||
| 11.A | RE-ELECT FRANCO DANESI AS A DIRECTOR | Management | No Action | |||||||||||
| 11.B | RE-ELECT PER AHLGREN AS A DIRECTOR | Management | No Action | |||||||||||
| 11.C | RE-ELECT RICHARD WARBURTON AS A DIRECTOR | Management | No Action | |||||||||||
| 11.D | RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR | Management | No Action | |||||||||||
| 12 | ORDINARY RESOLUTION REGARDING NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 13 | ORDINARY RESOLUTION REGARDING REMUNERATION PRINCIPLES FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 14 | SPECIAL RESOLUTION TO WIND UP THE COMPANY | Management | No Action | |||||||||||
| 15 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| MITCHAM INDUSTRIES, INC. | ||||||||||||||
| Security | 606501104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MIND | Meeting Date | 23-Jul-2019 | |||||||||||
| ISIN | US6065011040 | Agenda | 935051401 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peter H. Blum | For | For | |||||||||||
| 2 | Robert P. Capps | For | For | |||||||||||
| 3 | R. Dean Lewis | For | For | |||||||||||
| 4 | Robert J. Albers | For | For | |||||||||||
| 5 | Thomas S. Glanville | For | For | |||||||||||
| 6 | Marcus Rowland | For | For | |||||||||||
| 2. | APPROVAL OF THE SECOND AMENDMENT TO THE STOCK AWARDS PLAN. | Management | Against | Against | ||||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||
| 4. | RATIFICATION OF THE SELECTION OF MOSS ADAMS LLP AS MITCHAM INDUSTRIES, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2020. | Management | For | For | ||||||||||
| ULTRALIFE CORPORATION | ||||||||||||||
| Security | 903899102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ULBI | Meeting Date | 24-Jul-2019 | |||||||||||
| ISIN | US9038991025 | Agenda | 935048757 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Steven M. Anderson | For | For | |||||||||||
| 2 | Michael D. Popielec | For | For | |||||||||||
| 3 | Thomas L. Saeli | For | For | |||||||||||
| 4 | Robert W. Shaw II | For | For | |||||||||||
| 5 | Ranjit C. Singh | For | For | |||||||||||
| 6 | Bradford T. Whitmore | For | For | |||||||||||
| 2. | Ratification of the selection of Freed Maxick CPAs, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| STEEL CONNECT, INC. | ||||||||||||||
| Security | 858098106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STCN | Meeting Date | 24-Jul-2019 | |||||||||||
| ISIN | US8580981061 | Agenda | 935056437 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Warren G. Lichtenstein | For | For | |||||||||||
| 2 | Glen M. Kassan | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| 4. | To approve the Board Declassification Proposal. | Management | For | For | ||||||||||
| ROCK FIELD CO.,LTD. | ||||||||||||||
| Security | J65275109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jul-2019 | ||||||||||||
| ISIN | JP3984200000 | Agenda | 711376283 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2 | Amend Articles to: Increase Capital Shares to be issued to 60,000,000 shares | Management | For | For | ||||||||||
| 3.1 | Appoint a Director Iwata, Kozo | Management | For | For | ||||||||||
| 3.2 | Appoint a Director Furutsuka, Takashi | Management | For | For | ||||||||||
| 3.3 | Appoint a Director Hosomi, Toshihiro | Management | For | For | ||||||||||
| 3.4 | Appoint a Director Izawa, Osamu | Management | For | For | ||||||||||
| 3.5 | Appoint a Director Endo, Hiroshi | Management | For | For | ||||||||||
| 3.6 | Appoint a Director Nakano, Kanji | Management | For | For | ||||||||||
| 3.7 | Appoint a Director Kadokami, Takeshi | Management | For | For | ||||||||||
| 3.8 | Appoint a Director Matsumura, Harumi | Management | For | For | ||||||||||
| 4.1 | Appoint a Corporate Auditor Oka, Goro | Management | For | For | ||||||||||
| 4.2 | Appoint a Corporate Auditor Mito, Kazuya | Management | For | For | ||||||||||
| MODINE MANUFACTURING COMPANY | ||||||||||||||
| Security | 607828100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MOD | Meeting Date | 25-Jul-2019 | |||||||||||
| ISIN | US6078281002 | Agenda | 935056033 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Mr. David G. Bills | Management | For | For | ||||||||||
| 1b. | Election of Director: Mr. Thomas A. Burke | Management | For | For | ||||||||||
| 1c. | Election of Director: Mr. Charles P. Cooley | Management | For | For | ||||||||||
| 2. | Advisory vote to approve of the Company's named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| CRIMSON WINE GROUP, LTD. | ||||||||||||||
| Security | 22662X100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CWGL | Meeting Date | 26-Jul-2019 | |||||||||||
| ISIN | US22662X1000 | Agenda | 935044951 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John D. Cumming | For | For | |||||||||||
| 2 | Joseph S. Steinberg | For | For | |||||||||||
| 3 | Avraham M. Neikrug | For | For | |||||||||||
| 4 | Douglas M. Carlson | For | For | |||||||||||
| 5 | Craig D. Williams | For | For | |||||||||||
| 6 | Colby A. Rollins | For | For | |||||||||||
| 7 | Luanne D. Tierney | For | For | |||||||||||
| 2. | Ratification of the selection of BPM LLP as independent auditors of the Company for the year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers ("say-on-pay"). | Management | For | For | ||||||||||
| 4. | To vote, on an advisory basis, on the frequency of future say-on-pay votes ("say-on-frequency"). | Management | 2 Years | For | ||||||||||
| SKYLINE CHAMPION | ||||||||||||||
| Security | 830830105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SKY | Meeting Date | 30-Jul-2019 | |||||||||||
| ISIN | US8308301055 | Agenda | 935053621 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Keith Anderson | For | For | |||||||||||
| 2 | Timothy Bernlohr | For | For | |||||||||||
| 3 | Michael Berman | For | For | |||||||||||
| 4 | John C. Firth | For | For | |||||||||||
| 5 | Michael Kaufman | For | For | |||||||||||
| 6 | Gary E. Robinette | For | For | |||||||||||
| 7 | Mark Yost | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Skyline Champion's independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To consider a non-binding advisory vote on fiscal 2019 compensation paid to Skyline Champion's named executive officers. | Management | For | For | ||||||||||
| DU-ART FILM LABORATORIES, INC. | ||||||||||||||
| Security | 262507106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAFL | Meeting Date | 30-Jul-2019 | |||||||||||
| ISIN | US2625071061 | Agenda | 935058633 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael Hausman | For | For | |||||||||||
| 2 | Irwin Young | For | For | |||||||||||
| 3 | Linda Young | For | For | |||||||||||
| 4 | Anthony Kliphuis | For | For | |||||||||||
| 5 | Robert M. Young | For | For | |||||||||||
| 6 | Andrew Young | For | For | |||||||||||
| 7 | Charles Jablonski | For | For | |||||||||||
| TRANS-LUX CORPORATION | ||||||||||||||
| Security | 893247304 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TNLX | Meeting Date | 30-Jul-2019 | |||||||||||
| ISIN | US8932473049 | Agenda | 935060739 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Yantao Yu | For | For | |||||||||||
| 2 | Salvatore J. Zizza | For | For | |||||||||||
| 2. | To ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| BRAEMAR HOTELS & RESORTS INC. | ||||||||||||||
| Security | 10482B101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BHR | Meeting Date | 31-Jul-2019 | |||||||||||
| ISIN | US10482B1017 | Agenda | 935059142 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Monty J. Bennett | For | For | |||||||||||
| 2 | Stefani D. Carter | For | For | |||||||||||
| 3 | Candace Evans | For | For | |||||||||||
| 4 | Kenneth H. Fearn | For | For | |||||||||||
| 5 | Curtis B. McWilliams | For | For | |||||||||||
| 6 | Matthew D. Rinaldi | For | For | |||||||||||
| 7 | Abteen Vaziri | For | For | |||||||||||
| 2. | To ratify the appointment of BDO USA, LLP, a national public accounting firm, as our independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| HAWKINS, INC. | ||||||||||||||
| Security | 420261109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HWKN | Meeting Date | 01-Aug-2019 | |||||||||||
| ISIN | US4202611095 | Agenda | 935057390 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John S. McKeon | For | For | |||||||||||
| 2 | Patrick H. Hawkins | For | For | |||||||||||
| 3 | James A. Faulconbridge | For | For | |||||||||||
| 4 | Duane M. Jergenson | For | For | |||||||||||
| 5 | Mary J. Schumacher | For | For | |||||||||||
| 6 | Daniel J. Stauber | For | For | |||||||||||
| 7 | James T. Thompson | For | For | |||||||||||
| 8 | Jeffrey L. Wright | For | For | |||||||||||
| 2. | To approve the Hawkins, Inc. 2019 Equity Incentive Plan. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote to approve executive compensation ("say-on-pay"). | Management | For | For | ||||||||||
| BIOSCRIP, INC. | ||||||||||||||
| Security | 09069N108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BIOS | Meeting Date | 02-Aug-2019 | |||||||||||
| ISIN | US09069N1081 | Agenda | 935058924 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve the issuance of BioScrip's Common Stock to HC Group Holdings I, LLC ("Omega Parent"), pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 14, 2019, by and among BioScrip, Omega Parent, HC Group Holdings II, Inc., HC Group Holdings III, Inc., Beta Sub, Inc. and Beta Sub, LLC. | Management | For | For | ||||||||||
| 2. | Approve BioScrip's third amended and restated certificate of incorporation in the form attached as Annex B to the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Approve an amendment to BioScrip's certificate of designations of Series A Preferred Stock in the form attached as Annex C to the Proxy Statement. | Management | For | For | ||||||||||
| 4. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to certain BioScrip named executive officers in connection with the mergers contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 5. | Adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposals 1, 2 or 3. | Management | For | For | ||||||||||
| BIOSCRIP, INC. | ||||||||||||||
| Security | 09069N207 | Meeting Type | Special | |||||||||||
| Ticker Symbol | Meeting Date | 02-Aug-2019 | ||||||||||||
| ISIN | US09069N2071 | Agenda | 935058924 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve the issuance of BioScrip's Common Stock to HC Group Holdings I, LLC ("Omega Parent"), pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 14, 2019, by and among BioScrip, Omega Parent, HC Group Holdings II, Inc., HC Group Holdings III, Inc., Beta Sub, Inc. and Beta Sub, LLC. | Management | For | For | ||||||||||
| 2. | Approve BioScrip's third amended and restated certificate of incorporation in the form attached as Annex B to the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Approve an amendment to BioScrip's certificate of designations of Series A Preferred Stock in the form attached as Annex C to the Proxy Statement. | Management | For | For | ||||||||||
| 4. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to certain BioScrip named executive officers in connection with the mergers contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 5. | Adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposals 1, 2 or 3. | Management | For | For | ||||||||||
| GRAHAM CORPORATION | ||||||||||||||
| Security | 384556106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GHM | Meeting Date | 07-Aug-2019 | |||||||||||
| ISIN | US3845561063 | Agenda | 935055132 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James J. Malvaso | For | For | |||||||||||
| 2 | Jonathan W. Painter | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||||||||||
| GP STRATEGIES CORPORATION | ||||||||||||||
| Security | 36225V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GPX | Meeting Date | 07-Aug-2019 | |||||||||||
| ISIN | US36225V1044 | Agenda | 935055423 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Tamar Elkeles | Management | For | For | ||||||||||
| 1B. | Election of Director: Marshall S. Geller | Management | For | For | ||||||||||
| 1C. | Election of Director: Scott N. Greenberg | Management | For | For | ||||||||||
| 1D. | Election of Director: Steven E. Koonin | Management | For | For | ||||||||||
| 1E. | Election of Director: Jacques Manardo | Management | For | For | ||||||||||
| 1F. | Election of Director: Richard C. Pfenniger | Management | For | For | ||||||||||
| 1G. | Election of Director: Samuel D. Robinson | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the 2011 Stock Incentive Plan to increase the authorized number of shares available for future issuance under the plan. | Management | For | For | ||||||||||
| THESTREET, INC. | ||||||||||||||
| Security | 88368Q202 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TST | Meeting Date | 07-Aug-2019 | |||||||||||
| ISIN | US88368Q2021 | Agenda | 935062505 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of June 11, 2019, as amended by Amendment No. 1, dated July 12, 2019 (as may be amended from time to time, the "Merger Agreement"), by and among TheStreet, Inc., Maven, Inc. and TST Acquisition Co., Inc. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to certain of TheStreet, Inc.'s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To approve an adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the Merger Agreement at the time of the special meeting. | Management | For | For | ||||||||||
| NII HOLDINGS, INC. | ||||||||||||||
| Security | 62913F508 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NIHD | Meeting Date | 20-Aug-2019 | |||||||||||
| ISIN | US62913F5089 | Agenda | 935063254 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kevin L. Beebe | Management | For | For | ||||||||||
| 1B. | Election of Director: James V. Continenza | Management | For | For | ||||||||||
| 1C. | Election of Director: Howard S. Hoffmann | Management | For | For | ||||||||||
| 1D. | Election of Director: Ricardo Knoepfelmacher | Management | For | For | ||||||||||
| 1E. | Election of Director: Christopher T. Rogers | Management | For | For | ||||||||||
| 1F. | Election of Director: Robert A. Schriesheim | Management | For | For | ||||||||||
| 1G. | Election of Director: Steven M. Shindler | Management | For | For | ||||||||||
| 2. | Advisory Vote to approve Executive Compensation. | Management | For | For | ||||||||||
| 3. | Amendment of the Company's 2015 Incentive Compensation Plan to increase the authorized shares available for issuance. | Management | Against | Against | ||||||||||
| 4. | Amendment of the Company's Restated Certificate of Incorporation and Restated Bylaws to reduce the minimum number of directors of the Company from three to one. | Management | For | For | ||||||||||
| 5. | Ratification of KPMG LLP as our Independent Registered Public Accounting Firm for fiscal year 2019. | Management | For | For | ||||||||||
| AMERICAN SOFTWARE, INC. | ||||||||||||||
| Security | 029683109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMSWA | Meeting Date | 21-Aug-2019 | |||||||||||
| ISIN | US0296831094 | Agenda | 935064864 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: W. Dennis Hogue | Management | For | For | ||||||||||
| 1b. | Election of Director: James B. Miller, Jr. | Management | For | For | ||||||||||
| 2. | To ratify the appointment by the Board of Directors, upon the recommendation of the Audit Committee, of KPMG LLP to serve as the independent registered public accounting audit firm for the Company for the fiscal year ending April 30, 2020. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve the adoption of the American Software, Inc. 2020 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| ASCENT CAPITAL GROUP, INC. | ||||||||||||||
| Security | 043632108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ASCMA | Meeting Date | 21-Aug-2019 | |||||||||||
| ISIN | US0436321089 | Agenda | 935066642 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated as of May 24, 2019 (as may be amended from time to time), by and among Monitronics International, Inc. (MONI) and Ascent Capital Group, Inc. (Ascent), pursuant to which Ascent will merge with and into MONI substantially concurrently with the restructuring (as defined in the accompanying proxy statement/prospectus) of MONI (the merger), with MONI continuing as the surviving company (the merger proposal) | Management | For | For | ||||||||||
| 2. | A proposal to approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the named executive officers of Ascent in connection with the merger. | Management | For | For | ||||||||||
| 3. | A proposal to authorize the adjournment of the special meeting by Ascent to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the special meeting to approve the merger proposal. | Management | For | For | ||||||||||
| KLX ENERGY SERVICES HOLDINGS, INC. | ||||||||||||||
| Security | 48253L106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KLXE | Meeting Date | 22-Aug-2019 | |||||||||||
| ISIN | US48253L1061 | Agenda | 935059382 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard G. Hamermesh | For | For | |||||||||||
| 2 | Theodore L. Weise | For | For | |||||||||||
| 3 | John T. Whates, Esq. | For | For | |||||||||||
| 2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||||||||
| LA-Z-BOY INCORPORATED | ||||||||||||||
| Security | 505336107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LZB | Meeting Date | 27-Aug-2019 | |||||||||||
| ISIN | US5053361078 | Agenda | 935061161 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kurt L. Darrow | For | For | |||||||||||
| 2 | Sarah M. Gallagher | For | For | |||||||||||
| 3 | Edwin J. Holman | For | For | |||||||||||
| 4 | Janet E. Kerr | For | For | |||||||||||
| 5 | Michael T. Lawton | For | For | |||||||||||
| 6 | H. George Levy, MD | For | For | |||||||||||
| 7 | W. Alan McCollough | For | For | |||||||||||
| 8 | Rebecca L. O'Grady | For | For | |||||||||||
| 9 | Lauren B. Peters | For | For | |||||||||||
| 10 | Dr. Nido R. Qubein | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| 3. | To approve, through a non-binding advisory vote, the compensation of the company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| HERITAGE COMMERCE CORP | ||||||||||||||
| Security | 426927109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HTBK | Meeting Date | 27-Aug-2019 | |||||||||||
| ISIN | US4269271098 | Agenda | 935063975 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the merger and issuance of common stock of Heritage Commerce Corp to shareholders of Presidio Bank pursuant to the Agreement and Plan of Merger and Reorganization, dated as of May 16, 2019, by and among Heritage Commerce Corp., Heritage Bank of Commerce and Presidio Bank. | Management | For | For | ||||||||||
| 2. | Amendment to the Company's Articles of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | ||||||||||
| 3. | Adjournment of the Heritage Commerce Corp Special Meeting, if necessary or appropriate, and if a quorum is present, to solicit additional votes in favor of Proposal 1 and Proposal 2. | Management | For | For | ||||||||||
| VITASOY INTERNATIONAL HOLDINGS LTD | ||||||||||||||
| Security | Y93794108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-Sep-2019 | ||||||||||||
| ISIN | HK0345001611 | Agenda | 711431231 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0716/ltn20190716307.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0716/ltn20190716297.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
| 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST MARCH, 2019 | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND OF HK38.0 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||
| 3.A.I | TO RE-ELECT MR. WINSTON YAU-LAI LO AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 3.AII | TO RE-ELECT MR. PAUL JEREMY BROUGH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | Against | Against | ||||||||||
| 3AIII | TO RE-ELECT MR. ROBERTO GUIDETTI AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 3.B | TO DETERMINE THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||||
| 4 | TO APPOINT AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION: KPMG AUDITORS | Management | Against | Against | ||||||||||
| 5.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | Against | Against | ||||||||||
| 5.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | For | For | ||||||||||
| 5.C | TO ADD THE NUMBER OF SHARES BOUGHT-BACK PURSUANT TO RESOLUTION 5B TO THE NUMBER OF SHARES AVAILABLE PURSUANT TO RESOLUTION 5A | Management | Against | Against | ||||||||||
| DAKTRONICS, INC. | ||||||||||||||
| Security | 234264109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAKT | Meeting Date | 04-Sep-2019 | |||||||||||
| ISIN | US2342641097 | Agenda | 935061630 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kevin P. McDermott | Withheld | Against | |||||||||||
| 2 | James B. Morgan | Withheld | Against | |||||||||||
| 2. | Advisory (non-binding) approval of the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche, LLP as our independent registered public accounting firm for the Company for fiscal 2020. | Management | For | For | ||||||||||
| MOTORCAR PARTS OF AMERICA, INC. | ||||||||||||||
| Security | 620071100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MPAA | Meeting Date | 05-Sep-2019 | |||||||||||
| ISIN | US6200711009 | Agenda | 935067238 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Selwyn Joffe | Management | For | For | ||||||||||
| 1.2 | Election of Director: Scott J. Adelson | Management | For | For | ||||||||||
| 1.3 | Election of Director: David Bryan | Management | For | For | ||||||||||
| 1.4 | Election of Director: Rudolph J. Borneo | Management | For | For | ||||||||||
| 1.5 | Election of Director: Joseph Ferguson | Management | For | For | ||||||||||
| 1.6 | Election of Director: Philip Gay | Management | For | For | ||||||||||
| 1.7 | Election of Director: Duane Miller | Management | For | For | ||||||||||
| 1.8 | Election of Director: Jeffrey Mirvis | Management | For | For | ||||||||||
| 1.9 | Election of Director: Barbara L. Whittaker | Management | For | For | ||||||||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the fiscal year ending March 31, 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
| PLAYAGS, INC. | ||||||||||||||
| Security | 72814N104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AGS | Meeting Date | 10-Sep-2019 | |||||||||||
| ISIN | US72814N1046 | Agenda | 935065474 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Adam Chibib | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| MIX TELEMATICS LIMITED | ||||||||||||||
| Security | 60688N102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MIXT | Meeting Date | 11-Sep-2019 | |||||||||||
| ISIN | US60688N1028 | Agenda | 935063937 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| S1 | Repurchases of securities | Management | For | |||||||||||
| S2 | Financial assistance to related and inter-related companies | Management | For | |||||||||||
| S3A | Approval of fees payable to non-executive directors: Director's fee - current directors and future SA resident directors - R363 000 | Management | For | |||||||||||
| S3B | Approval of fees payable to non-executive directors: Director's fee - future US resident director - Up to $100000 | Management | For | |||||||||||
| S3C | Approval of fees payable to non-executive directors: Board - R396 000 (Chairperson (in addition to director's fee)) | Management | For | |||||||||||
| S3D | Approval of fees payable to non-executive directors: Lead Independent Director - R264 000 (Chairperson (in addition to director's fee)) | Management | For | |||||||||||
| S3E | Approval of fees payable to non-executive directors: Audit and Risk - R264 000 (Chairperson (in addition to director's fee)) | Management | For | |||||||||||
| S3F | Approval of fees payable to non-executive directors: Nomination and remuneration - R115 500 (Chairperson (in addition to director's fee)) | Management | For | |||||||||||
| S3G | Approval of fees payable to non-executive directors: Social and ethics - R110 000 (Chairperson (in addition to director's fee)) | Management | For | |||||||||||
| S3H | Approval of fees payable to non-executive directors: Audit and risk - R187 000 (Committee fees (in addition to director's fee)) | Management | For | |||||||||||
| S3I | Approval of fees payable to non-executive directors: Nomination and remuneration - R77 000 (Committee fees (in addition to director's fee)) | Management | For | |||||||||||
| S3J | Approval of fees payable to non-executive directors: Social and ethics - R60 500 (Committee fees (in addition to director's fee)) | Management | For | |||||||||||
| 1 | Endorsement of Remuneration Policy (non-binding resolution) | Management | For | |||||||||||
| 2 | Endorsement of Remuneration Implementation Report (non-binding resolution) | Management | For | |||||||||||
| O1 | Adoption of annual financial statements | Management | For | |||||||||||
| O2 | Placing shares under the control of directors | Management | For | |||||||||||
| O3 | Confirmation of J Granara as a director of the Company | Management | For | |||||||||||
| O4 | Re-election of R Frew as a director of the Company | Management | Against | |||||||||||
| O5 | Re-election of F Roji-Maplanka as a director of the Company | Management | For | |||||||||||
| O6 | Not filling the vacancy created by the pending retirement of A Welton | Management | For | |||||||||||
| O7A | Re-appointment of members of the Audit and Risk Committee: A Welton (Chairperson and member of the Audit and Risk Committee until his retirement on 30 September 2019) | Management | For | |||||||||||
| O7B | Re-appointment of members of the Audit and Risk Committee: R Bruyns | Management | For | |||||||||||
| O7C | Re-appointment of members of the Audit and Risk Committee: F Roji-Maplanka (Chairperson of the Audit and Risk Committee with effect from 1 October 2019), subject to the passing of ordinary resolution 5 above | Management | For | |||||||||||
| O7D | Re-appointment of members of the Audit and Risk Committee: F Futwa | Management | For | |||||||||||
| 8 | Re-appointment of External Auditors | Management | For | |||||||||||
| 9 | General authority to issue shares for cash | Management | For | |||||||||||
| 10 | Signature of documentation | Management | For | |||||||||||
| METHODE ELECTRONICS, INC. | ||||||||||||||
| Security | 591520200 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MEI | Meeting Date | 12-Sep-2019 | |||||||||||
| ISIN | US5915202007 | Agenda | 935064155 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Walter J. Aspatore | Management | For | For | ||||||||||
| 1b. | Election of Director: Brian J. Cadwallader | Management | For | For | ||||||||||
| 1c. | Election of Director: Bruce K. Crowther | Management | For | For | ||||||||||
| 1d. | Election of Director: Darren M. Dawson | Management | For | For | ||||||||||
| 1e. | Election of Director: Donald W. Duda | Management | For | For | ||||||||||
| 1f. | Election of Director: Isabelle C. Goossen | Management | For | For | ||||||||||
| 1g. | Election of Director: Mark D. Schwabero | Management | For | For | ||||||||||
| 1h. | Election of Director: Lawrence B. Skatoff | Management | For | For | ||||||||||
| 2. | The ratification of the Audit Committee's selection of Ernst & Young LLP to serve as our independent registered public accounting firm for the fiscal year ending May 2, 2020. | Management | For | For | ||||||||||
| 3. | The advisory approval of Methode's named executive officer compensation. | Management | For | For | ||||||||||
| ITERIS, INC. | ||||||||||||||
| Security | 46564T107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ITI | Meeting Date | 12-Sep-2019 | |||||||||||
| ISIN | US46564T1079 | Agenda | 935068191 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: JOE BERGERA | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: KEVIN C. DALY, PH.D. | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: SCOTT E. DEETER | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: GERARD M. MOONEY | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: LAURA L. SIEGAL | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: THOMAS L. THOMAS | Management | For | For | ||||||||||
| 1.7 | ELECTION OF DIRECTOR: MIKEL H. WILLIAMS | Management | For | For | ||||||||||
| 2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | TO APPROVE, BY ADVISORY VOTE, THE FREQUENCY OF CONDUCTING FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | ||||||||||
| 4. | TO APPROVE, BY ADVISORY VOTE, THE STOCKHOLDER PROPOSAL ON LONG-TERM INCENTIVE COMPENSATION POLICY. | Shareholder | Abstain | |||||||||||
| 5. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2020. | Management | For | For | ||||||||||
| ARCHER LTD | ||||||||||||||
| Security | G0451H117 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-Sep-2019 | ||||||||||||
| ISIN | BMG0451H1170 | Agenda | 711498003 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | ||||||||||||
| 1 | TO SET THE MAXIMUM NUMBER OF DIRECTORS TO BE NOT MORE THAN EIGHT | Management | No Action | |||||||||||
| 2 | TO RESOLVE THAT VACANCIES IN THE NUMBER OF DIRECTORS BE DESIGNATED CASUAL VACANCIES AND THAT THE BOARD OF DIRECTORS BE AUTHORISED TO FILL SUCH CASUAL VACANCIES AS AND WHEN IT DEEMS FIT | Management | No Action | |||||||||||
| 3 | TO RE-ELECT GIOVANNI DELL'ORTO AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 4 | TO RE-ELECT JOHN REYNOLDS AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 5 | TO RE-ELECT JAMES O'SHAUGHNESSY AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 6 | TO ELECT KJELL-ERIK OSTDAHL AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 7 | TO RE-ELECT KRISTIAN MELHUUS AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | No Action | |||||||||||
| 9 | TO APPROVE THE REMUNERATION OF THE COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED USD 500,000 FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | No Action | |||||||||||
| GTY TECHNOLOGY HOLDINGS INC. | ||||||||||||||
| Security | 362409104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTYH | Meeting Date | 16-Sep-2019 | |||||||||||
| ISIN | US3624091043 | Agenda | 935067896 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Election of Class I Director: Randolph Cowen | Management | For | For | ||||||||||
| 1B | Election of Class I Director: Stephen Rohleder | Management | For | For | ||||||||||
| 2 | To ratify the appointment by the Company's audit committee of WithumSmith+Brown, PC to serve as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||||||
| RUBICON LTD | ||||||||||||||
| Security | Q8186H103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Sep-2019 | ||||||||||||
| ISIN | NZRBCE0001S3 | Agenda | 711501901 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL "2" AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO-EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") FOR-THE RELEVANT PROPOSAL ITEMS | Non-Voting | ||||||||||||
| 1 | TO ELECT GEORGE ADAMS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 2 | SUBJECT TO THE ELECTION OF MR ADAMS AS A DIRECTOR OF THE COMPANY, TO AUTHORISE THAT NZD 150,000 OF THE NZD 800,000 MAXIMUM AGGREGATE REMUNERATION ABLE TO BE PAID IN 2019, SHALL BE PAYABLE TO MR ADAMS BY WAY OF AN ISSUE OF SHARES IN THE COMPANY (AND NOT IN CASH) IN COMPLIANCE WITH LISTING RULE 4.7.1 AND ON THE TERMS SET OUT IN THE EXPLANATORY NOTES IN THE NOTICE OF MEETING | Management | For | For | ||||||||||
| 3 | TO AUTHORISE THE DIRECTORS TO FIX DELOITTE'S FEES AND EXPENSES AS THE COMPANY'S AUDITOR FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||
| 4 | TO APPROVE THE ADOPTION OF A NEW CONSTITUTION FOR THE COMPANY | Management | For | For | ||||||||||
| NATHAN'S FAMOUS, INC. | ||||||||||||||
| Security | 632347100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NATH | Meeting Date | 18-Sep-2019 | |||||||||||
| ISIN | US6323471002 | Agenda | 935066503 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert J. Eide | For | For | |||||||||||
| 2 | Eric Gatoff | For | For | |||||||||||
| 3 | Brian S. Genson | For | For | |||||||||||
| 4 | Barry Leistner | For | For | |||||||||||
| 5 | Howard M. Lorber | For | For | |||||||||||
| 6 | Wayne Norbitz | For | For | |||||||||||
| 7 | A.F. Petrocelli | For | For | |||||||||||
| 8 | Charles Raich | For | For | |||||||||||
| 2. | The adoption of the Nathan's Famous. Inc. 2019 Stock Incentive Plan. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Marcum LLP as the independent registered public accounting firm of Nathan's Famous, Inc. for fiscal 2020. | Management | For | For | ||||||||||
| 4. | A non-binding stockholder proposal to request that the Board of Directors initiate the appropriate processes to amend Nathan's Famous, Inc.'s certificate of incorporation and/or by-laws to require a majority vote in uncontested elections of directors of Nathan's Famous, Inc. | Shareholder | Abstain | For | ||||||||||
| ALITHYA GROUP INC. | ||||||||||||||
| Security | 01643B106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALYA | Meeting Date | 18-Sep-2019 | |||||||||||
| ISIN | CA01643B1067 | Agenda | 935069319 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Dana Ades-Landy | For | For | |||||||||||
| 2 | Robert Comeau | For | For | |||||||||||
| 3 | Fredrick DiSanto | For | For | |||||||||||
| 4 | Lucie Martel | For | For | |||||||||||
| 5 | Paul Raymond | For | For | |||||||||||
| 6 | Ghyslain Rivard | For | For | |||||||||||
| 7 | Jeffrey Rutherford | For | For | |||||||||||
| 8 | C. Lee Thomas | For | For | |||||||||||
| 9 | Pierre Turcotte | For | For | |||||||||||
| 2 | To appoint Raymond Chabot Grant Thornton LLP as auditors of the Company and authorize the Board to fix their remuneration. | Management | For | For | ||||||||||
| DISH TV INDIA | ||||||||||||||
| Security | 25471A401 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DTTVY | Meeting Date | 19-Sep-2019 | |||||||||||
| ISIN | US25471A4013 | Agenda | 935074702 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| O1 | Adoption of the Audited Standalone and Consolidated Financial Statements and Report of the Board of Directors and Auditors thereon. | Management | For | |||||||||||
| O2 | Re-appointment of Mr. Ashok Mathai Kurien (DIN- 00034035), Director liable to retire by rotation. | Management | Against | |||||||||||
| O3 | To confirm the Interim Dividend paid on Equity Shares for the Financial Year 2018-19. | Management | For | |||||||||||
| S4 | Ratification of remuneration of Cost Auditors for the financial year 2019-20. | Management | For | |||||||||||
| S5 | Appointment of Mr. Shankar Aggarwal (DIN - 02116442) as an Independent Director of the Company | Management | For | |||||||||||
| S6 | Appointment of Mr. Anil Kumar Dua (DIN - 03640948) as a Director of the Company | Management | For | |||||||||||
| S7 | Appointment of Mr. Anil Kumar Dua (DIN - 03640948) as a Whole Time Director of the Company. | Management | For | |||||||||||
| S8 | Continuation of directorship of Mr. Bhagwan Das Narang (DIN - 00826573) as an Non Executive Independent Director of the Company. | Management | Against | |||||||||||
| TETRAPHASE PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 88165N105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TTPH | Meeting Date | 25-Sep-2019 | |||||||||||
| ISIN | US88165N1054 | Agenda | 935069535 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve an amendment to our certificate of incorporation to effect a reverse stock split at a ratio of not less than 1-for-5 and not greater than 1-for-20, with the exact ratio to be set within that range at the discretion of our board of directors prior to our 2020 annual meeting of stockholders without further approval or authorization of our stockholders and with our board of directors able to elect to abandon such proposed amendment and not effect the reverse stock split authorized by stockholders, in its sole discretion. | Management | For | For | ||||||||||
| NAVIGATOR HOLDINGS LTD | ||||||||||||||
| Security | Y62132108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NVGS | Meeting Date | 26-Sep-2019 | |||||||||||
| ISIN | MHY621321089 | Agenda | 935071352 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David J. Butters | For | For | |||||||||||
| 2 | Dr. Henry Deans | For | For | |||||||||||
| 3 | Dr. Heiko Fischer | For | For | |||||||||||
| 4 | David Kenwright | For | For | |||||||||||
| 5 | Harold Malone | For | For | |||||||||||
| 6 | Alexander Oetker | For | For | |||||||||||
| 7 | Florian Weidinger | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP, as the Company's independent public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| NEOGEN CORPORATION | ||||||||||||||
| Security | 640491106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEOG | Meeting Date | 03-Oct-2019 | |||||||||||
| ISIN | US6404911066 | Agenda | 935075552 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | JOHN E. ADENT | For | For | |||||||||||
| 2 | WILLIAM T. BOEHM | For | For | |||||||||||
| 3 | JAMES P. TOBIN | For | For | |||||||||||
| 2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
| VALUE LINE, INC. | ||||||||||||||
| Security | 920437100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VALU | Meeting Date | 07-Oct-2019 | |||||||||||
| ISIN | US9204371002 | Agenda | 935072405 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | H.A. Brecher | For | For | |||||||||||
| 2 | S.R. Anastasio | For | For | |||||||||||
| 3 | M. Bernstein | For | For | |||||||||||
| 4 | A.R. Fiore | For | For | |||||||||||
| 5 | S.P. Davis | For | For | |||||||||||
| 6 | G.J. Muenzer | For | For | |||||||||||
| STRATTEC SECURITY CORPORATION | ||||||||||||||
| Security | 863111100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STRT | Meeting Date | 08-Oct-2019 | |||||||||||
| ISIN | US8631111007 | Agenda | 935079081 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Frank J. Krejci | For | For | |||||||||||
| 2. | To approve the non-binding advisory proposal on executive compensation. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the Amended and Restated Articles of Incorporation to provide for a majority voting standard for election of directors in uncontested elections of directors. | Management | For | For | ||||||||||
| FREQUENCY ELECTRONICS, INC. | ||||||||||||||
| Security | 358010106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FEIM | Meeting Date | 10-Oct-2019 | |||||||||||
| ISIN | US3580101067 | Agenda | 935078039 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Martin B. Bloch | For | For | |||||||||||
| 2 | Joel Girsky | For | For | |||||||||||
| 3 | Jonathan Brolin | For | For | |||||||||||
| 4 | Richard Schwartz | For | For | |||||||||||
| 5 | Dr. Stanton D. Sloane | For | For | |||||||||||
| 6 | Russell Sarachek | For | For | |||||||||||
| 7 | Lance Lord | For | For | |||||||||||
| 2. | Ratification of the appointment of BDO USA, LLP as independent registered public accounting firm for the fiscal year ending April 30, 2020. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | Non-binding advisory vote on the frequency of holding future non-binding advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| OMNOVA SOLUTIONS INC. | ||||||||||||||
| Security | 682129101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OMN | Meeting Date | 10-Oct-2019 | |||||||||||
| ISIN | US6821291019 | Agenda | 935080224 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 3, 2019 (as may be amended from time to time, the "merger agreement"), by and among OMNOVA, Synthomer plc, Spirit USA Holdings Inc. and Synthomer USA LLC, thereby approving the transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to OMNOVA's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting to a later date or time, if necessary or appropriate, including if there are insufficient votes at the time of the special meeting to obtain the OMNOVA shareholder approval. | Management | For | For | ||||||||||
| THE L.S. STARRETT COMPANY | ||||||||||||||
| Security | 855668109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCX | Meeting Date | 16-Oct-2019 | |||||||||||
| ISIN | US8556681091 | Agenda | 935080034 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard B. Kennedy# | For | For | |||||||||||
| 2 | Terry A. Piper* | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| KIMBALL INTERNATIONAL, INC. | ||||||||||||||
| Security | 494274103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KBAL | Meeting Date | 22-Oct-2019 | |||||||||||
| ISIN | US4942741038 | Agenda | 935076201 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | ELECTION OF DIRECTOR: PATRICK E. CONNOLLY | Management | For | For | ||||||||||
| 1B. | ELECTION OF DIRECTOR: KIMBERLY K. RYAN | Management | For | For | ||||||||||
| 2. | APPROVE, BY A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020. | Management | For | For | ||||||||||
| STANDEX INTERNATIONAL CORPORATION | ||||||||||||||
| Security | 854231107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SXI | Meeting Date | 22-Oct-2019 | |||||||||||
| ISIN | US8542311076 | Agenda | 935078445 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Thomas E. Chorman | Management | For | For | ||||||||||
| 1.2 | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
| 2. | To conduct an advisory vote on the total compensation paid to the named executive officers of the Company. | Management | For | For | ||||||||||
| 3. | To ratify the appointment by the Audit Committee of Grant Thornton LLP as independent auditors. | Management | For | For | ||||||||||
| UNITED FINANCIAL BANCORP, INC. | ||||||||||||||
| Security | 910304104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | UBNK | Meeting Date | 22-Oct-2019 | |||||||||||
| ISIN | US9103041045 | Agenda | 935079384 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of July 15, 2019, by and between United Financial Bancorp, Inc. and People's United Financial, Inc., as such agreement may be amended from time to time, which is referred to as the merger agreement, and the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, compensation that certain executive officers of United Financial Bancorp, Inc. may receive that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting one or more times if necessary, advisable or appropriate to solicit additional proxies in favor of Proposal 1. | Management | For | For | ||||||||||
| WRIGHT INVESTORS' SERVICE HOLDINGS, INC. | ||||||||||||||
| Security | 982345100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WISH | Meeting Date | 22-Oct-2019 | |||||||||||
| ISIN | US9823451003 | Agenda | 935085262 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Harvey P. Eisen | For | For | |||||||||||
| 2 | Dort A. Cameron III | For | For | |||||||||||
| 3 | Lawrence G. Schafran | For | For | |||||||||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratifying the appointment of EisnerAmper LLP as independent auditors for fiscal 2019. | Management | For | For | ||||||||||
| MERCURY SYSTEMS, INC. | ||||||||||||||
| Security | 589378108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MRCY | Meeting Date | 23-Oct-2019 | |||||||||||
| ISIN | US5893781089 | Agenda | 935079548 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James K. Bass# | For | For | |||||||||||
| 2 | Michael A. Daniels# | For | For | |||||||||||
| 3 | Lisa S. Disbrow# | For | For | |||||||||||
| 4 | Barry R. Nearhos* | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
| OLD LINE BANCSHARES, INC. | ||||||||||||||
| Security | 67984M100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OLBK | Meeting Date | 29-Oct-2019 | |||||||||||
| ISIN | US67984M1009 | Agenda | 935086935 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Proposal 1 - To approve the merger of Old Line Bancshares, Inc. with and into WesBanco, Inc., with WesBanco, Inc. as the surviving entity, pursuant to the Agreement and Plan of Merger dated as of July 23, 2019, as the agreement may be amended from time to time, by and among Wesbanco, Inc., Wesbanco Bank, Inc., Old Line Bancshares, Inc. and Old Line Bank. | Management | For | For | ||||||||||
| 2. | Proposal 2 - To approve, in a non-binding advisory vote, the compensation payable to the named executive officers of the Company in connection with the merger. | Management | For | For | ||||||||||
| 3. | Proposal 3 - To adjourn the meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the meeting to approve the proposal to approve the merger. | Management | For | For | ||||||||||
| JOHN B. SANFILIPPO & SON, INC. | ||||||||||||||
| Security | 800422107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JBSS | Meeting Date | 30-Oct-2019 | |||||||||||
| ISIN | US8004221078 | Agenda | 935080109 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Governor Jim Edgar | For | For | |||||||||||
| 2 | Ellen C. Taaffe | For | For | |||||||||||
| 3 | Daniel M. Wright | For | For | |||||||||||
| 2. | Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the 2020 fiscal year. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| TWIN DISC, INCORPORATED | ||||||||||||||
| Security | 901476101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TWIN | Meeting Date | 31-Oct-2019 | |||||||||||
| ISIN | US9014761012 | Agenda | 935079562 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John H. Batten | For | For | |||||||||||
| 2 | Harold M. Stratton II | For | For | |||||||||||
| 3 | Michael C. Smiley | For | For | |||||||||||
| 2. | Advise approval of the compensation of the Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of RSM US LLP as our independent auditors for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
| MESA LABORATORIES, INC. | ||||||||||||||
| Security | 59064R109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MLAB | Meeting Date | 05-Nov-2019 | |||||||||||
| ISIN | US59064R1095 | Agenda | 935082709 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | J. Sullivan | For | For | |||||||||||
| 2 | G. Owens | For | For | |||||||||||
| 3 | J. Schmieder | For | For | |||||||||||
| 4 | R. Dwyer | For | For | |||||||||||
| 5 | E. Guillemin | For | For | |||||||||||
| 6 | D. Kelly | For | For | |||||||||||
| 7 | D. Perez | For | For | |||||||||||
| 8 | J. Alltoft | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Compensation Discussion and Analysis section and the Executive Compensation section of our Proxy Statement. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Plante & Moran, PLCC ("The Audit Firm") as the Company's independent registered public accounting firm for the year ending March 31, 2020 (the "Ratification of Auditors Proposal"). | Management | For | For | ||||||||||
| 4. | Non-binding, advisory vote regarding the frequency of voting on the compensation paid to the Company's named executive officers. | Management | 1 Year | For | ||||||||||
| CORBY SPIRIT AND WINE LTD, TORONTO | ||||||||||||||
| Security | 218349108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-Nov-2019 | ||||||||||||
| ISIN | CA2183491083 | Agenda | 711586086 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND 2. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF DIRECTOR: CLAUDE BOULAY | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: PAUL C. DUFFY | Management | Against | Against | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: ROBERT L. LLEWELLYN | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: DONALD V. LUSSIER | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: EDWARD MAYLE | Management | Against | Against | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: GEORGE F. MCCARTHY | Management | For | For | ||||||||||
| 1.7 | ELECTION OF DIRECTOR: PATRICIA L. NIELSEN | Management | For | For | ||||||||||
| 1.8 | ELECTION OF DIRECTOR: PATRICK O'DRISCOLL | Management | For | For | ||||||||||
| 1.9 | ELECTION OF DIRECTOR: KATE THOMPSON | Management | For | For | ||||||||||
| 2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS AND THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| KIMBALL ELECTRONICS, INC. | ||||||||||||||
| Security | 49428J109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KE | Meeting Date | 07-Nov-2019 | |||||||||||
| ISIN | US49428J1097 | Agenda | 935080438 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Holly A. Van Deursen | For | For | |||||||||||
| 2 | Michele M. Holcomb, PhD | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte and Touche LLP as the Company's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
| 3. | To approve, by a non-binding, advisory vote, the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 4. | To approve the Company's 2014 Stock Option and Incentive Plan. | Management | For | For | ||||||||||
| 5. | To approve the Company's 2019 Profit Sharing Incentive Bonus Plan. | Management | For | For | ||||||||||
| 6. | To approve the amendment of the Company's Articles of Incorporation to provide for elimination of a supermajority voting requirement for the Articles of Incorporation amendment under certain circumstances. | Management | For | For | ||||||||||
| 7. | To approve the amendment of the Company's Articles of Incorporation to provide for majority voting in uncontested director elections. | Management | For | For | ||||||||||
| EXTREME NETWORKS, INC. | ||||||||||||||
| Security | 30226D106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EXTR | Meeting Date | 07-Nov-2019 | |||||||||||
| ISIN | US30226D1063 | Agenda | 935084828 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles P. Carinalli | For | For | |||||||||||
| 2 | Kathleen M. Holmgren | For | For | |||||||||||
| 3 | Rajendra Khanna | For | For | |||||||||||
| 4 | Edward H. Kennedy | For | For | |||||||||||
| 5 | Edward B. Meyercord | For | For | |||||||||||
| 6 | John C. Shoemaker | For | For | |||||||||||
| 7 | Ingrid J. Burton | For | For | |||||||||||
| 2. | Advisory vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 3. | Ratify the Appointment of Independent Auditors for the Fiscal Year ending June 30, 2020. | Management | For | For | ||||||||||
| 4. | Ratify Amendment No. 7 to the Company's Amended and Restated Rights Agreement to extend the agreement until May 31, 2020. | Management | For | For | ||||||||||
| 5. | Approval of amendment and restatement of the Extreme Networks, Inc. 2013 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| LEGACY HOUSING CORPORATION | ||||||||||||||
| Security | 52472M101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LEGH | Meeting Date | 08-Nov-2019 | |||||||||||
| ISIN | US52472M1018 | Agenda | 935088232 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Curtis D. Hodgson | For | For | |||||||||||
| 2 | Kenneth E. Shipley | For | For | |||||||||||
| 3 | Mark E. Bennett | For | For | |||||||||||
| 4 | John A. lsakson | For | For | |||||||||||
| 5 | Stephen L. Crawford | For | For | |||||||||||
| 2. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval of the reincorporation of the Company from the state of Delaware to the state of Texas. | Management | For | For | ||||||||||
| ETHAN ALLEN INTERIORS INC. | ||||||||||||||
| Security | 297602104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ETH | Meeting Date | 13-Nov-2019 | |||||||||||
| ISIN | US2976021046 | Agenda | 935085680 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: M. Farooq Kathwari | Management | For | For | ||||||||||
| 1B. | Election of Director: James B. Carlson | Management | For | For | ||||||||||
| 1C. | Election of Director: John J. Dooner, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Domenick J. Esposito | Management | For | For | ||||||||||
| 1E. | Election of Director: Mary Garrett | Management | For | For | ||||||||||
| 1F. | Election of Director: James W. Schmotter | Management | For | For | ||||||||||
| 1G. | Election of Director: Tara I. Stacom | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding advisory vote, Named Executive Officer compensation, as described in the proxy statement. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
| CARDIOVASCULAR SYSTEMS, INC. | ||||||||||||||
| Security | 141619106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CSII | Meeting Date | 13-Nov-2019 | |||||||||||
| ISIN | US1416191062 | Agenda | 935085692 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class II Director: Scott R. Ward | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation paid to our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| EMPIRE RESORTS, INC. | ||||||||||||||
| Security | 292052305 | Meeting Type | Special | |||||||||||
| Ticker Symbol | NYNY | Meeting Date | 13-Nov-2019 | |||||||||||
| ISIN | US2920523055 | Agenda | 935092976 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of August 18, 2019 (as it may be amended), by and among Empire Resorts, Inc., Hercules Topco LLC and Hercules Merger Subsidiary Inc. (the "Merger Agreement"). | Management | For | For | ||||||||||
| 2. | Approval, on an advisory (non-binding) basis, of certain items of compensation that are based on or otherwise related to the merger under the Merger Agreement and that may become payable to named executive officers under existing agreements with Empire Resorts, Inc. | Management | For | For | ||||||||||
| 3. | Approval of the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement. | Management | For | For | ||||||||||
| ORITANI FINANCIAL CORP | ||||||||||||||
| Security | 68633D103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ORIT | Meeting Date | 14-Nov-2019 | |||||||||||
| ISIN | US68633D1037 | Agenda | 935085022 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the Agreement and Plan of Merger, dated as of June 25, 2019, between Valley National Bancorp and Oritani Financial Corp. pursuant to which Oritani Financial Corp. will merge with and into Valley National Bancorp. | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, of the compensation that will or may become payable to the named executive officers of Oritani Financial Corp. based on or related to the merger. | Management | For | For | ||||||||||
| 3. | Approval of a proposal to authorize the Oritani Financial Corp. Board of Directors to adjourn or postpone the Oritani Financial Corp. special meeting to a later date, if necessary or appropriate, to solicit additional proxies in favor of approval of the merger agreement or to vote on other matters properly before such special meeting. | Management | For | For | ||||||||||
| CARRIZO OIL & GAS, INC. | ||||||||||||||
| Security | 144577103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CRZO | Meeting Date | 14-Nov-2019 | |||||||||||
| ISIN | US1445771033 | Agenda | 935092318 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended from time to time, the "merger agreement"), by and between Callon Petroleum Company and Carrizo Oil & Gas, Inc. | Management | For | For | ||||||||||
| 2. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Carrizo's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | Approve any motion to adjourn the Carrizo special meeting, if necessary to solicit additional proxies if there are not sufficient votes of holders of Carrizo's common stock to approve Proposal 1 at the time of the Carrizo special meeting. | Management | For | For | ||||||||||
| ELECTROMED, INC. | ||||||||||||||
| Security | 285409108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ELMD | Meeting Date | 15-Nov-2019 | |||||||||||
| ISIN | US2854091087 | Agenda | 935081923 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen H. Craney | For | For | |||||||||||
| 2 | John L. Erb | For | For | |||||||||||
| 3 | Stan K. Erickson | For | For | |||||||||||
| 4 | Gregory J. Fluet | For | For | |||||||||||
| 5 | Lee A. Jones | For | For | |||||||||||
| 6 | Kathleen S. Skarvan | For | For | |||||||||||
| 7 | George H. Winn | For | For | |||||||||||
| 2. | To ratify appointment of RSM US LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding and advisory basis, our executive compensation. | Management | For | For | ||||||||||
| 4. | To recommend, on a non-binding and advisory basis, whether executive compensation votes should occur every year, every two years or every three years. | Management | 1 Year | For | ||||||||||
| ACCURAY INCORPORATED | ||||||||||||||
| Security | 004397105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ARAY | Meeting Date | 15-Nov-2019 | |||||||||||
| ISIN | US0043971052 | Agenda | 935085212 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Richard Pettingill | Management | For | For | ||||||||||
| 1.2 | Election of Director: Joseph E. Whitters | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
| ELDORADO RESORTS, INC. | ||||||||||||||
| Security | 28470R102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ERI | Meeting Date | 15-Nov-2019 | |||||||||||
| ISIN | US28470R1023 | Agenda | 935092596 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | APPROVAL OF THE ISSUANCE OF ELDORADO RESORTS, INC. COMMON STOCK IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT (THE "SHARE ISSUANCE"). | Management | For | For | ||||||||||
| 2. | APPROVAL, SUBJECT TO AND PROMPTLY FOLLOWING THE CONSUMMATION OF THE MERGER, OF THE REINCORPORATION OF ELDORADO RESORTS, INC. FROM NEVADA TO DELAWARE (THE "DELAWARE CONVERSION"). | Management | For | For | ||||||||||
| 3. | APPROVAL OF THE SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION OF ELDORADO RESORTS, INC., TO BE EFFECTIVE UPON CONSUMMATION OF THE MERGER IF (AND ONLY IF) THE DELAWARE CONVERSION IS NOT APPROVED. | Management | For | For | ||||||||||
| 4. | APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING IF APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE THE SHARE ISSUANCE. | Management | For | For | ||||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HAIN | Meeting Date | 19-Nov-2019 | |||||||||||
| ISIN | US4052171000 | Agenda | 935092394 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Richard A. Beck | Management | For | For | ||||||||||
| 1B. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
| 1C. | Election of Director: Dean Hollis | Management | For | For | ||||||||||
| 1D. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||||
| 1E. | Election of Director: Roger Meltzer | Management | For | For | ||||||||||
| 1F. | Election of Director: Mark L. Schiller | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael B. Sims | Management | For | For | ||||||||||
| 1H. | Election of Director: Glenn W. Welling | Management | For | For | ||||||||||
| 1I. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
| TUESDAY MORNING CORPORATION | ||||||||||||||
| Security | 899035505 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TUES | Meeting Date | 20-Nov-2019 | |||||||||||
| ISIN | US8990355054 | Agenda | 935089272 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Steven R. Becker | For | For | |||||||||||
| 2 | Terry Burman | For | For | |||||||||||
| 3 | James T. Corcoran | For | For | |||||||||||
| 4 | Barry S. Gluck | For | For | |||||||||||
| 5 | Frank M. Hamlin | For | For | |||||||||||
| 6 | Reuben E. Slone | For | For | |||||||||||
| 7 | Sherry M. Smith | For | For | |||||||||||
| 8 | Richard S Willis | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
| AINSWORTH GAME TECHNOLOGY LTD | ||||||||||||||
| Security | Q01694100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-Nov-2019 | ||||||||||||
| ISIN | AU000000AGI3 | Agenda | 711703670 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||
| 1 | RE-ELECTION OF MR COLIN JOHN HENSON, AS DIRECTOR | Management | For | For | ||||||||||
| 2 | RE-ELECTION OF MR DANIEL ERIC GLADSTONE, AS DIRECTOR | Management | For | For | ||||||||||
| 3 | APPROVAL OF REMUNERATION REPORT | Management | For | For | ||||||||||
| TANAMI GOLD NL | ||||||||||||||
| Security | Q8842Y102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Nov-2019 | ||||||||||||
| ISIN | AU000000TAM8 | Agenda | 711649218 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 1 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||||
| 2 | THAT FOR ALL PURPOSES, MR GERARD MCMAHON, WHO CEASES TO HOLD OFFICE IN ACCORDANCE WITH CLAUSE 13.2 OF THE COMPANY'S CONSTITUTION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR REELECTION, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 3 | THAT FOR ALL PURPOSES, MR BRETT MONTGOMERY, WHO CEASES TO HOLD OFFICE IN ACCORDANCE WITH CLAUSE 13.2 OF THE COMPANY'S CONSTITUTION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR REELECTION, BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 4 | THAT, MR BRETT SMITH, WHO WAS APPOINTED A NON-EXECUTIVE DIRECTOR OF THE COMPANY PRIOR TO THE ANNUAL GENERAL MEETING AND WHO WILL RETIRE IN ACCORDANCE WITH CLAUSE 13.4 OF THE COMPANY'S CONSTITUTION AND, BEING ELIGIBLE, WILL OFFER HIMSELF FOR ELECTION, BE ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| COLLECTORS UNIVERSE, INC. | ||||||||||||||
| Security | 19421R200 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CLCT | Meeting Date | 03-Dec-2019 | |||||||||||
| ISIN | US19421R2004 | Agenda | 935093574 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Deborah A. Farrington | For | For | |||||||||||
| 2 | Joseph R. Martin | For | For | |||||||||||
| 3 | A.J. "Bert" Moyer | For | For | |||||||||||
| 4 | Joseph J. Orlando | For | For | |||||||||||
| 5 | Bruce A. Stevens | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
| 3. | To approve, by a non-binding advisory vote, the compensation of the Company's Named Executive Officers in 2019. | Management | For | For | ||||||||||
| IMEDIA BRANDS, INC. | ||||||||||||||
| Security | 452465107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | IMBI | Meeting Date | 03-Dec-2019 | |||||||||||
| ISIN | US4524651076 | Agenda | 935100773 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve an amendment to Section A of Article 3 of our Articles of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | ||||||||||
| 2. | Approve an amendment to our Articles of Incorporation to delete Section D of Article 3 which is described in the proxy statement. | Management | For | For | ||||||||||
| 3. | Approve an amendment to our Articles of Incorporation to delete Section E of Article 3 which is described in the proxy statement. | Management | For | For | ||||||||||
| 4. | Approve an amendment to our Articles of Incorporation to delete Article 7 which provides that no officer or director of the Company may be an alien or a representative of a foreign government. | Management | For | For | ||||||||||
| 5. | Approve one or more adjournments of the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve any of the proposals at the time of the Special Meeting or in the absence of a quorum. | Management | For | For | ||||||||||
| COMTECH TELECOMMUNICATIONS CORP. | ||||||||||||||
| Security | 205826209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMTL | Meeting Date | 03-Dec-2019 | |||||||||||
| ISIN | US2058262096 | Agenda | 935105735 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Fred Kornberg | Management | For | For | ||||||||||
| 1B. | Election of Director: Edwin Kantor | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to our 2000 Stock Incentive Plan (the "Plan") to increase the number of shares of Common Stock under the Plan. | Management | Against | Against | ||||||||||
| A10 NETWORKS, INC. | ||||||||||||||
| Security | 002121101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATEN | Meeting Date | 04-Dec-2019 | |||||||||||
| ISIN | US0021211018 | Agenda | 935093473 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Tor R. Braham | Management | For | For | ||||||||||
| 1b. | Election of Director: Peter Y. Chung | Management | For | For | ||||||||||
| 1c. | Election of Director: Dr. Phillip J. Salsbury | Management | For | For | ||||||||||
| 1d. | Election of Director: Eric Singer | Management | For | For | ||||||||||
| 2a. | To approve our Amended and Restated Certificate of Incorporation to eliminate supermajority voting provisions relating to: Amendments to the Certificate of Incorporation and Bylaws | Management | For | For | ||||||||||
| 2b. | To approve our Amended and Restated Certificate of Incorporation to eliminate supermajority voting provisions relating to: Removal of directors | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Armanino LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | For | For | ||||||||||
| SCHMITT INDUSTRIES, INC. | ||||||||||||||
| Security | 806870200 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SMIT | Meeting Date | 05-Dec-2019 | |||||||||||
| ISIN | US8068702005 | Agenda | 935098827 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles Davidson | For | For | |||||||||||
| 2 | Steven Strom | For | For | |||||||||||
| 2. | To approve an amendment to the Company's Second Restated Articles of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
| 3. | To approve a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | To approve the amendment and restatement of the 2014 Equity Incentive Plan, as amended, to increase the shares of common stock issuable from 500,000 to 700,000. | Management | Against | Against | ||||||||||
| 5. | To approve a non-binding advisory vote on the frequency of shareholder advice on executive compensation. | Management | 1 Year | For | ||||||||||
| 6. | To ratify the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending May 31, 2020. | Management | For | For | ||||||||||
| 1-800-FLOWERS.COM, INC. | ||||||||||||||
| Security | 68243Q106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLWS | Meeting Date | 09-Dec-2019 | |||||||||||
| ISIN | US68243Q1067 | Agenda | 935095148 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Geralyn R. Breig | For | For | |||||||||||
| 2 | Celia R. Brown | For | For | |||||||||||
| 3 | James A. Cannavino | For | For | |||||||||||
| 4 | Eugene F. DeMark | For | For | |||||||||||
| 5 | Leonard J. Elmore | For | For | |||||||||||
| 6 | Adam Hanft | For | For | |||||||||||
| 7 | Sean Hegarty | For | For | |||||||||||
| 8 | Christopher G. McCann | For | For | |||||||||||
| 9 | James F. McCann | For | For | |||||||||||
| 10 | Katherine Oliver | For | For | |||||||||||
| 11 | Larry Zarin | For | For | |||||||||||
| 2. | To ratify the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending June 28, 2020. | Management | For | For | ||||||||||
| CONNECTONE BANCORP, INC. | ||||||||||||||
| Security | 20786W107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CNOB | Meeting Date | 09-Dec-2019 | |||||||||||
| ISIN | US20786W1071 | Agenda | 935095782 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of August 15, 2019, by and between ConnectOne Bancorp, Inc. and Bancorp of New Jersey, Inc. and the transactions contemplated thereby (the "ConnectOne merger proposal"). | Management | For | For | ||||||||||
| 2. | Proposal to adjourn the ConnectOne Special Meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to constitute a quorum or to approve the ConnectOne merger proposal (the "ConnectOne adjournment proposal"). | Management | For | For | ||||||||||
| FARMER BROS. CO. | ||||||||||||||
| Security | 307675108 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | FARM | Meeting Date | 10-Dec-2019 | |||||||||||
| ISIN | US3076751086 | Agenda | 935097419 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles F. Marcy | For | For | |||||||||||
| 2 | D. Deverl Maserang II | For | For | |||||||||||
| 3 | Christopher P. Mottern | For | For | |||||||||||
| 2. | Ratification of selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
| 3. | Non-binding, advisory vote to approve compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | Approval of a management proposal to amend the Company's Amended and Restated Certificate of Incorporation to provide for the phased-in declassification of the Board of Directors, beginning at the 2020 annual meeting. | Management | For | For | ||||||||||
| 5. | Non-binding stockholder proposal urging the Board of Directors to provide for the phased-in declassification of the Board of Directors. | Shareholder | Abstain | For | ||||||||||
| OIL-DRI CORPORATION OF AMERICA | ||||||||||||||
| Security | 677864100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ODC | Meeting Date | 11-Dec-2019 | |||||||||||
| ISIN | US6778641000 | Agenda | 935094932 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ellen-Blair Chube | For | For | |||||||||||
| 2 | Paul M. Hindsley | For | For | |||||||||||
| 3 | Daniel S. Jaffee | For | For | |||||||||||
| 4 | Joseph C. Miller | For | For | |||||||||||
| 5 | Michael A. Nemeroff | For | For | |||||||||||
| 6 | George C. Roeth | For | For | |||||||||||
| 7 | Allan H. Selig | For | For | |||||||||||
| 8 | Paul E. Suckow | For | For | |||||||||||
| 9 | Lawrence E. Washow | For | For | |||||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval of the amendment of the Oil-Dri Corporation of America 2006 Long Term Incentive Plan. | Management | For | For | ||||||||||
| IDT CORPORATION | ||||||||||||||
| Security | 448947507 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IDT | Meeting Date | 12-Dec-2019 | |||||||||||
| ISIN | US4489475073 | Agenda | 935105468 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Michael Chenkin | Management | For | For | ||||||||||
| 1.2 | Election of Director: Eric F. Cosentino | Management | For | For | ||||||||||
| 1.3 | Election of Director: Howard S. Jonas | Management | For | For | ||||||||||
| 1.4 | Election of Director: Bill Pereira | Management | For | For | ||||||||||
| 1.5 | Election of Director: Judah Schorr | Management | For | For | ||||||||||
| 2. | Approve an amendment to the IDT Corporation 2015 Stock Option and Incentive Plan that will: (a) increase the number of shares of Class B common stock available for the grant of awards thereunder by 425,000 (b) change the automatic annual grant to independent, non- employee directors from 4,000 fully vested restricted shares of Class B common stock to a number of fully vested restricted shares of Company's Class B common stock with a value of $50,000 based on the average of the high and the low stock trading price of Class B common stock. | Management | For | For | ||||||||||
| VILLAGE SUPER MARKET, INC. | ||||||||||||||
| Security | 927107409 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VLGEA | Meeting Date | 13-Dec-2019 | |||||||||||
| ISIN | US9271074091 | Agenda | 935095681 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert Sumas | For | For | |||||||||||
| 2 | William Sumas | For | For | |||||||||||
| 3 | John P. Sumas | For | For | |||||||||||
| 4 | Nicholas Sumas | For | For | |||||||||||
| 5 | John J. Sumas | For | For | |||||||||||
| 6 | Kevin Begley | For | For | |||||||||||
| 7 | Steven Crystal | For | For | |||||||||||
| 8 | Peter R. Lavoy | For | For | |||||||||||
| 9 | Stephen F. Rooney | For | For | |||||||||||
| 2. | Ratification of KPMG LLP as the independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
| 3. | Shareholder proposal to change from a plurality to a majority voting standard for uncontested director nominees. | Shareholder | Against | For | ||||||||||
| WINNEBAGO INDUSTRIES, INC. | ||||||||||||||
| Security | 974637100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WGO | Meeting Date | 17-Dec-2019 | |||||||||||
| ISIN | US9746371007 | Agenda | 935096974 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert M. Chiusano | For | For | |||||||||||
| 2 | Richard (Rick) D. Moss | For | For | |||||||||||
| 3 | John M. Murabito | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accountant for Fiscal 2020. | Management | For | For | ||||||||||
| CANTEL MEDICAL CORP. | ||||||||||||||
| Security | 138098108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMD | Meeting Date | 18-Dec-2019 | |||||||||||
| ISIN | US1380981084 | Agenda | 935108705 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Charles M. Diker | Management | For | For | ||||||||||
| 1B. | Election of Director: Alan R. Batkin | Management | For | For | ||||||||||
| 1C. | Election of Director: Ann E. Berman | Management | For | For | ||||||||||
| 1D. | Election of Director: Mark N. Diker | Management | For | For | ||||||||||
| 1E. | Election of Director: Anthony B. Evnin | Management | For | For | ||||||||||
| 1F. | Election of Director: Laura L. Forese | Management | For | For | ||||||||||
| 1G. | Election of Director: George L. Fotiades | Management | For | For | ||||||||||
| 1H. | Election of Director: Ronnie Myers | Management | For | For | ||||||||||
| 1I. | Election of Director: Karen N. Prange | Management | For | For | ||||||||||
| 1J. | Election of Director: Peter J. Pronovost | Management | For | For | ||||||||||
| 2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||||||||
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||||||||
| T.HASEGAWA CO.,LTD. | ||||||||||||||
| Security | J83238105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Dec-2019 | ||||||||||||
| ISIN | JP3768500005 | Agenda | 711833067 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Hasegawa, Tokujiro | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Umino, Takao | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Chino, Yoshiaki | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Narushima, Makiyo | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Nakamura, Minoru | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Kato, Takumi | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Okado, Shingo | Management | For | For | ||||||||||
| 1.8 | Appoint a Director Yuhara, Takao | Management | For | For | ||||||||||
| 2.1 | Appoint a Corporate Auditor Kataoka, Koji | Management | For | For | ||||||||||
| 2.2 | Appoint a Corporate Auditor Arita, Tomoyoshi | Management | For | For | ||||||||||
| 2.3 | Appoint a Corporate Auditor Yamamura, Kazuhito | Management | For | For | ||||||||||
| 2.4 | Appoint a Corporate Auditor Imura, Junko | Management | For | For | ||||||||||
| 3 | Appoint a Substitute Corporate Auditor Matsumoto, Takehiro | Management | For | For | ||||||||||
| CALLON PETROLEUM COMPANY | ||||||||||||||
| Security | 13123X102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CPE | Meeting Date | 20-Dec-2019 | |||||||||||
| ISIN | US13123X1028 | Agenda | 935091847 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve and adopt the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended from time to time, the "merger agreement"), with Carrizo Oil & Gas, Inc. ("Carrizo"). | Management | For | For | ||||||||||
| 2. | Approve the issuance of shares of Callon common stock to shareholders of Carrizo in connection with the merger contemplated by the merger agreement (the "merger"). | Management | For | For | ||||||||||
| 3. | Approve and adopt an amendment to Callon's certificate of incorporation to increase Callon's authorized shares of common stock to 525 million shares. | Management | For | For | ||||||||||
| 4. | Omitted. | Management | For | |||||||||||
| 5. | Approve any motion to adjourn the Callon special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve Proposals 1, 2 and 3. | Management | For | For | ||||||||||
| CARRIZO OIL & GAS, INC. | ||||||||||||||
| Security | 144577103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CRZO | Meeting Date | 20-Dec-2019 | |||||||||||
| ISIN | US1445771033 | Agenda | 935107703 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended by Amendment No. 1 thereto, dated as of August 19, 2019, and Amendment No. 2 thereto, dated as of November 13, 2019, as it may be further amended from time to time, the "merger agreement"), by and between Callon Petroleum Company and Carrizo Oil & Gas, Inc. | Management | For | For | ||||||||||
| 2. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Carrizo's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | Approve any motion to adjourn the Carrizo special meeting, if necessary to solicit additional proxies if there are not sufficient votes of holders of Carrizo's common stock to approve Proposal 1 at the time of the Carrizo special meeting. | Management | For | For | ||||||||||
| CARRIZO OIL & GAS, INC. | ||||||||||||||
| Security | 144577103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CRZO | Meeting Date | 20-Dec-2019 | |||||||||||
| ISIN | US1445771033 | Agenda | 935113390 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended by Amendment No. 1 thereto, dated as of August 19, 2019, and Amendment No. 2 thereto, dated as of November 13, 2019, as it may be further amended from time to time, the "merger agreement"), by and between Callon Petroleum Company and Carrizo Oil & Gas, Inc. | Management | For | For | ||||||||||
| 2. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Carrizo's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | Approve any motion to adjourn the Carrizo special meeting, if necessary to solicit additional proxies if there are not sufficient votes of holders of Carrizo's common stock to approve Proposal 1 at the time of the Carrizo special meeting. | Management | For | For | ||||||||||
| STRATASYS LTD | ||||||||||||||
| Security | M85548101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SSYS | Meeting Date | 31-Dec-2019 | |||||||||||
| ISIN | IL0011267213 | Agenda | 935113566 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Re-Election of Director: Elchanan Jaglom | Management | For | For | ||||||||||
| 1B. | Re-Election of Director: S. Scott Crump | Management | For | For | ||||||||||
| 1C. | Re-Election of Director: Victor Leventhal | Management | For | For | ||||||||||
| 1D. | Re-Election of Director: John J. McEleney | Management | For | For | ||||||||||
| 1E. | Re-Election of Director: Dov Ofer | Management | For | For | ||||||||||
| 1F. | Re-Election of Director: Ziva Patir | Management | For | For | ||||||||||
| 1G. | Re-Election of Director: David Reis | Management | For | For | ||||||||||
| 1H. | Re-Election of Director: Yair Seroussi | Management | For | For | ||||||||||
| 1I. | Re-Election of Director: Adina Shorr | Management | For | For | ||||||||||
| 2. | Approval of additional performance-based grant of 10,000 RSUs and additional $200,000 cash payment to each of David Reis (Vice Chairman and Executive Director) and Dov Ofer (Director) for continuing additional services on oversight committee of the Board | Management | For | For | ||||||||||
| 3. | Approval of $150,000 bonus for S. Scott Crump (Chairman of Executive Committee and CIO) in respect of (i) 2018 year and (ii) service on oversight committee of the Board | Management | For | For | ||||||||||
| 4. | Reappointment of Kesselman & Kesselman, a member of PricewaterhouseCoopers International Limited, as the Company's independent auditors for the year ending December 31, 2019 and additional period until next annual general meeting | Management | For | For | ||||||||||
| LINDSAY CORPORATION | ||||||||||||||
| Security | 535555106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LNN | Meeting Date | 07-Jan-2020 | |||||||||||
| ISIN | US5355551061 | Agenda | 935110255 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael N. Christodolou | For | For | |||||||||||
| 2 | David B. Rayburn | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending August 31, 2020. | Management | For | For | ||||||||||
| 3. | Non-binding vote on resolution to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| S&W SEED COMPANY | ||||||||||||||
| Security | 785135104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SANW | Meeting Date | 15-Jan-2020 | |||||||||||
| ISIN | US7851351046 | Agenda | 935112677 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David A. Fischhoff | For | For | |||||||||||
| 2 | Mark J. Harvey | For | For | |||||||||||
| 3 | Consuelo E. Madere | For | For | |||||||||||
| 4 | Alexander C. Matina | For | For | |||||||||||
| 5 | Charles B. Seidler | For | For | |||||||||||
| 6 | Robert D. Straus | For | For | |||||||||||
| 7 | Alan D. Willits | For | For | |||||||||||
| 8 | Mark W. Wong | For | For | |||||||||||
| 2. | To ratify the selection of Crowe LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote on compensation of named executive officers. | Management | For | For | ||||||||||
| 4. | Frequency of advisory vote on the compensation of named executive officers. | Management | 1 Year | For | ||||||||||
| INNOPHOS HOLDINGS, INC. | ||||||||||||||
| Security | 45774N108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | IPHS | Meeting Date | 15-Jan-2020 | |||||||||||
| ISIN | US45774N1081 | Agenda | 935114607 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of October 20, 2019 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Iris Parent LLC, a Delaware limited liability company, Iris Merger Sub 2019, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Innophos Holdings, Inc., a Delaware corporation (the "Company"). | Management | For | For | ||||||||||
| 2. | To approve, on a nonbinding, advisory basis, the compensation that may be paid or may become payable to the Company's named executive officers in connection with, or following, the consummation of the transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the adoption of the merger agreement. | Management | For | For | ||||||||||
| TINGYI (CAYMAN ISLANDS) HOLDING CORP | ||||||||||||||
| Security | G8878S103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Jan-2020 | ||||||||||||
| ISIN | KYG8878S1030 | Agenda | 711911607 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1223/2019122300419.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1223/2019122300443.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO APPROVE THE SUPPLY AGREEMENT, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE RELEVANT ANNUAL CAPS | Management | For | For | ||||||||||
| CAPITOL FEDERAL FINANCIAL, INC. | ||||||||||||||
| Security | 14057J101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CFFN | Meeting Date | 28-Jan-2020 | |||||||||||
| ISIN | US14057J1016 | Agenda | 935115178 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Election of Director for three-year term: Michel' Philipp Cole | Management | For | For | ||||||||||
| 1B | Election of Director for three-year term: Jeffrey M. Johnson | Management | For | For | ||||||||||
| 1C | Election of Director for three-year term: Michael T. McCoy, M.D. | Management | For | For | ||||||||||
| 2 | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3 | The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent auditors for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| MUELLER WATER PRODUCTS, INC. | ||||||||||||||
| Security | 624758108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MWA | Meeting Date | 29-Jan-2020 | |||||||||||
| ISIN | US6247581084 | Agenda | 935114936 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||||
| 1B. | Election of Director: Scott Hall | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
| 1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||||
| 1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||||
| 1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
| 1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||||
| 1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||||
| 1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| DIGI INTERNATIONAL INC. | ||||||||||||||
| Security | 253798102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DGII | Meeting Date | 29-Jan-2020 | |||||||||||
| ISIN | US2537981027 | Agenda | 935116106 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Satbir Khanuja, Ph.D. | Management | For | For | ||||||||||
| 1B. | Election of Director: Ronald E. Konezny | Management | For | For | ||||||||||
| 2. | Company proposal to approve, on a non-binding advisory basis, the compensation paid to named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Grant Thornton LLP as independent registered public accounting firm of the company for the 2020 fiscal year. | Management | For | For | ||||||||||
| 4. | Company proposal to approve the Digi International Inc. 2020 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | Company proposal to approve the Amended and Restated Digi International Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| MERIDIAN BIOSCIENCE, INC. | ||||||||||||||
| Security | 589584101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VIVO | Meeting Date | 29-Jan-2020 | |||||||||||
| ISIN | US5895841014 | Agenda | 935116132 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | JAMES M. ANDERSON | For | For | |||||||||||
| 2 | DWIGHT E. ELLINGWOOD | For | For | |||||||||||
| 3 | JACK KENNY | For | For | |||||||||||
| 4 | JOHN C. MCILWRAITH | For | For | |||||||||||
| 5 | DAVID C. PHILLIPS | For | For | |||||||||||
| 6 | JOHN M. RICE, JR. | For | For | |||||||||||
| 7 | CATHERINE A. SAZDANOFF | For | For | |||||||||||
| 8 | FELICIA WILLIAMS | For | For | |||||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as Meridian's independent registered public accountants for fiscal year 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve compensation of named executive officers, as disclosed in the Proxy Statement ("Say-on-Pay" Proposal). | Management | For | For | ||||||||||
| PATRIOT TRANSPORTATION HOLDING, INC. | ||||||||||||||
| Security | 70338W105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PATI | Meeting Date | 29-Jan-2020 | |||||||||||
| ISIN | US70338W1053 | Agenda | 935117956 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John E. Anderson | For | For | |||||||||||
| 2 | Edward L. Baker | For | For | |||||||||||
| 3 | Thompson S. Baker II | For | For | |||||||||||
| 4 | Luke E. Fichthorn III | For | For | |||||||||||
| 5 | Charles D. Hyman | For | For | |||||||||||
| 2. | Ratification of Hancock Askew & Co., LLP, as the Independent Registered Public Accounting Firm (auditors) for Fiscal 2020. | Management | For | For | ||||||||||
| 3. | Advisory approval of Executive Compensation. | Management | For | For | ||||||||||
| CRAZY WOMAN CREEK BANCORP INCORPORATED | ||||||||||||||
| Security | 225233105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CRZY | Meeting Date | 29-Jan-2020 | |||||||||||
| ISIN | US2252331051 | Agenda | 935119215 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard Reimann | Withheld | Against | |||||||||||
| 2 | Sandra K. Todd | Withheld | Against | |||||||||||
| 3 | Paul M. Brunkhorst | Withheld | Against | |||||||||||
| 2. | The ratification of the appointment of Anderson Zurmuehlen, CPA as independent auditors of Crazy Woman Creek Bancorp Incorporated for the fiscal year ending September 30, 2019. | Management | For | For | ||||||||||
| GRIFFON CORPORATION | ||||||||||||||
| Security | 398433102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GFF | Meeting Date | 30-Jan-2020 | |||||||||||
| ISIN | US3984331021 | Agenda | 935116144 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas J. Brosig | For | For | |||||||||||
| 2 | Robert G. Harrison | For | For | |||||||||||
| 3 | Lacy M. Johnson | For | For | |||||||||||
| 4 | James W. Sight | For | For | |||||||||||
| 5 | Samanta Hegedus Stewart | For | For | |||||||||||
| 2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Approval of the amendment to the Griffon Corporation 2016 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| TREATT PLC | ||||||||||||||
| Security | G9026D113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-Jan-2020 | ||||||||||||
| ISIN | GB00BKS7YK08 | Agenda | 711753740 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | ANNUAL ACCOUNTS AND DIRECTORS' REPORT | Management | For | For | ||||||||||
| 2 | DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | FINAL DIVIDEND | Management | For | For | ||||||||||
| 4 | TO RE-ELECT TIM JONES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 5 | TO RE-ELECT DAEMMON REEVE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 6 | TO RE-ELECT RICHARD HOPE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 7 | TO RE-ELECT DAVID JOHNSTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | TO RE-ELECT JEFF ILIFFE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 9 | TO RE-ELECT RICHARD ILLEK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 10 | TO RE-ELECT YETUNDE HOFMANN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 11 | TO RE-ELECT LYNNE WEEDALL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 12 | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||||||||
| 13 | AUDITORS REMUNERATION | Management | For | For | ||||||||||
| 14 | INCREASE IN AGGREGATE FEES OF NON- EXECUTIVE DIRECTORS | Management | For | For | ||||||||||
| 15 | AUTHORITY TO ALLOT SECURITIES | Management | For | For | ||||||||||
| 16 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||||
| 17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | Abstain | Against | ||||||||||
| 18 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
| 19 | NOTICE OF GENERAL MEETINGS | Management | For | For | ||||||||||
| RGC RESOURCES, INC. | ||||||||||||||
| Security | 74955L103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RGCO | Meeting Date | 03-Feb-2020 | |||||||||||
| ISIN | US74955L1035 | Agenda | 935114417 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Nancy Howell Agee | For | For | |||||||||||
| 2 | Jacqueline L. Archer | For | For | |||||||||||
| 3 | J. Allen Layman | For | For | |||||||||||
| 2. | Ratify the selection of Brown, Edwards & Company, L.L.P. as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approve an amendment to the Articles of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | ||||||||||
| 4. | A non-binding shareholder advisory vote on executive compensation. | Management | For | For | ||||||||||
| CHASE CORPORATION | ||||||||||||||
| Security | 16150R104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCF | Meeting Date | 04-Feb-2020 | |||||||||||
| ISIN | US16150R1041 | Agenda | 935113770 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Adam P. Chase | For | For | |||||||||||
| 2 | Peter R. Chase | For | For | |||||||||||
| 3 | Mary Claire Chase | For | For | |||||||||||
| 4 | Thomas D. DeByle | For | For | |||||||||||
| 5 | John H. Derby III | For | For | |||||||||||
| 6 | Lewis P. Gack | For | For | |||||||||||
| 7 | Chad A. McDaniel | For | For | |||||||||||
| 8 | Dana Mohler-Faria | For | For | |||||||||||
| 9 | Thomas Wroe, Jr. | For | For | |||||||||||
| 2. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the corporation's independent registered public accounting firm for the fiscal year ending August 31, 2020. | Management | For | For | ||||||||||
| INDEPENDENCE CONTRACT DRILLING, INC. | ||||||||||||||
| Security | 453415309 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ICD | Meeting Date | 06-Feb-2020 | |||||||||||
| ISIN | US4534153097 | Agenda | 935119746 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to effect a one- time reverse stock split (the "Reverse Split Amendment") of common stock at a ratio of 1 share-for-10 shares up to a ratio of 1 share-for-20 shares, which ratio will be selected by the Company's Board of Directors and set forth in a public announcement, together with a reduction in the authorized number of shares of the Company's common stock from 200,000,000 shares to 50,000,000 shares (the "Reverse Split Proposal"). | Management | For | For | ||||||||||
| 2. | The adjournment or postponement of the Special Meeting, if necessary, to solicit additional proxies in the event that there are not sufficient votes at the time of the Special Meeting to approve Proposal 1 (the "Reverse Split Proposal"). | Management | For | For | ||||||||||
| MTS SYSTEMS CORPORATION | ||||||||||||||
| Security | 553777103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTSC | Meeting Date | 11-Feb-2020 | |||||||||||
| ISIN | US5537771033 | Agenda | 935117817 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David J. Anderson | For | For | |||||||||||
| 2 | Jeffrey A. Graves | For | For | |||||||||||
| 3 | Nancy Altobello | For | For | |||||||||||
| 4 | David D. Johnson | For | For | |||||||||||
| 5 | Randy J. Martinez | For | For | |||||||||||
| 6 | Michael V. Schrock | For | For | |||||||||||
| 7 | Chun Hung (Kenneth) Yu | For | For | |||||||||||
| 8 | Linda Zukauckas | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending October 3, 2020. | Management | For | For | ||||||||||
| 3. | To approve a 500,000 share increase in the number of shares authorized under the Company's 2017 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| INGLES MARKETS, INCORPORATED | ||||||||||||||
| Security | 457030104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IMKTA | Meeting Date | 11-Feb-2020 | |||||||||||
| ISIN | US4570301048 | Agenda | 935117881 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ernest E. Ferguson | For | For | |||||||||||
| 2 | John R. Lowden | For | For | |||||||||||
| J & J SNACK FOODS CORP. | ||||||||||||||
| Security | 466032109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JJSF | Meeting Date | 11-Feb-2020 | |||||||||||
| ISIN | US4660321096 | Agenda | 935119253 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gerald B. Shreiber | For | For | |||||||||||
| 2. | Advisory vote on Approval of the Company's Executive Compensation Programs | Management | For | For | ||||||||||
| SANDY SPRING BANCORP, INC. | ||||||||||||||
| Security | 800363103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SASR | Meeting Date | 11-Feb-2020 | |||||||||||
| ISIN | US8003631038 | Agenda | 935121640 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Approval of the issuance of shares of Sandy Spring Bancorp, Inc. common stock in connection with the merger of Revere Bank with and into Sandy Spring Bank. | Management | For | For | ||||||||||
| 2. | Approval of the adjournment of the Sandy Spring Bancorp, Inc. special meeting, if necessary or appropriate, to solicit additional proxies in favor of the Sandy Spring Bancorp, Inc. share issuance proposal. | Management | For | For | ||||||||||
| NORTH STATE TELECOMMUNICATIONS CORP. | ||||||||||||||
| Security | 662642107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | NORSA | Meeting Date | 12-Feb-2020 | |||||||||||
| ISIN | US6626421076 | Agenda | 935122743 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of 12-8- 19, by and among North State Telecommunications Corporation ("NorthState"), Panther Parent Inc. ("Parent"), a direct, wholly-owned subsidiary of MTN Infrastructure TopCo, Inc. ("Segra"), Panther Merger Sub Inc. ("Merger Sub"), a direct, wholly-owned subsidiary of Parent, and Segra, pursuant to which Merger Sub will merge with and into NorthState, with NorthState continuing as the surviving corporation and as an indirect, wholly-owned subsidiary of Segra (the "merger proposal"). | Management | For | For | ||||||||||
| 2. | To approve any adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies to vote in favor of the merger proposal. | Management | For | For | ||||||||||
| SURMODICS, INC. | ||||||||||||||
| Security | 868873100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SRDX | Meeting Date | 13-Feb-2020 | |||||||||||
| ISIN | US8688731004 | Agenda | 935118794 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | José H. Bedoya | For | For | |||||||||||
| 2 | Susan E. Knight | For | For | |||||||||||
| 2. | Set the number of directors at seven (7). | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as Surmodics' independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| 4. | Approve, in a non-binding advisory vote, the Company's executive compensation. | Management | For | For | ||||||||||
| POWELL INDUSTRIES, INC. | ||||||||||||||
| Security | 739128106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | POWL | Meeting Date | 19-Feb-2020 | |||||||||||
| ISIN | US7391281067 | Agenda | 935121323 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | CHRISTOPHER E. CRAGG | For | For | |||||||||||
| 2 | PERRY L. ELDERS | For | For | |||||||||||
| 3 | KATHERYN B. CURTIS | For | For | |||||||||||
| 2. | Resolved, that the stockholders approve the compensation of executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the compensation discussion and analysis, the compensation tables and any related material disclosed in this proxy statement. | Management | For | For | ||||||||||
| MARINEMAX, INC. | ||||||||||||||
| Security | 567908108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HZO | Meeting Date | 20-Feb-2020 | |||||||||||
| ISIN | US5679081084 | Agenda | 935118299 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve for a three-year term expiring in 2023.: Clint Moore | Management | For | For | ||||||||||
| 1B. | Election of Director to serve for a three-year term expiring in 2023: Evelyn V. Follit | Management | For | For | ||||||||||
| 1C. | Election of Director to serve for a three-year term expiring in 2023: William Brett McGill | Management | For | For | ||||||||||
| 1D. | Election of Director to serve for a three-year term expiring in 2023: Michael H. McLamb | Management | For | For | ||||||||||
| 2. | To approve (on an advisory basis) our executive compensation ("say-on-pay"). | Management | For | For | ||||||||||
| 3. | To approve an amendment to our 2011 Stock - Based Compensation Plan to increase the number of shares available for issuance under that plan by 1,000,000 shares. | Management | Against | Against | ||||||||||
| 4. | To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditor of our Company for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||||
| Security | 577128101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MATW | Meeting Date | 20-Feb-2020 | |||||||||||
| ISIN | US5771281012 | Agenda | 935125650 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory S. Babe | For | For | |||||||||||
| 2 | Don W. Quigley | For | For | |||||||||||
| 3 | David A. Schawk | For | For | |||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| 3. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
| Security | 85814R107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SPLP | Meeting Date | 20-Feb-2020 | |||||||||||
| ISIN | US85814R1077 | Agenda | 935127402 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the adoption of the Eighth Amended and Restated Agreement of Limited Partnership (the "Amended LP Agreement") to provide for a three-year extension of the provision designed to protect the tax benefits of the net operating loss carryforwards of our subsidiaries and portfolio companies (the "Tax Benefits Extension Proposal"). | Management | For | For | ||||||||||
| 2. | Subject to the approval and adoption of the Tax Benefits Extension Proposal, to approve the adoption of the Amended LP Agreement with an expanded definition of "stock ownership," as contained in the provision designed to protect the tax benefits of the net operating loss carryforwards of our subsidiaries and portfolio companies. | Management | For | For | ||||||||||
| NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||||
| Security | 63934E108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NAV | Meeting Date | 25-Feb-2020 | |||||||||||
| ISIN | US63934E1082 | Agenda | 935121828 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Troy A. Clarke | For | For | |||||||||||
| 2 | José María Alapont | For | For | |||||||||||
| 3 | Stephen R. D'Arcy | For | For | |||||||||||
| 4 | Vincent J. Intrieri | For | For | |||||||||||
| 5 | Raymond T. Miller | For | For | |||||||||||
| 6 | Mark H. Rachesky, M.D. | For | For | |||||||||||
| 7 | Andreas H. Renschler | For | For | |||||||||||
| 8 | Christian Schulz | For | For | |||||||||||
| 9 | Kevin M. Sheehan | For | For | |||||||||||
| 10 | Dennis A. Suskind | For | For | |||||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 3. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| JOHNSON OUTDOORS INC. | ||||||||||||||
| Security | 479167108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JOUT | Meeting Date | 27-Feb-2020 | |||||||||||
| ISIN | US4791671088 | Agenda | 935121501 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Terry E. London | For | For | |||||||||||
| 2 | John M. Fahey, Jr. | For | For | |||||||||||
| 3 | William (Bill) D. Perez | For | For | |||||||||||
| 2. | To ratify the appointment of RSM US LLP, an independent registered public accounting firm, as auditors of the Company for its fiscal year ending October 2, 2020. | Management | For | For | ||||||||||
| 3. | To approve a non-binding advisory proposal on executive compensation. | Management | For | For | ||||||||||
| 4. | To approve and adopt the Johnson Outdoors Inc. 2020 Long-Term Stock Incentive Plan (the "JOI 2020 LTIP"). | Management | For | For | ||||||||||
| GENCOR INDUSTRIES, INC. | ||||||||||||||
| Security | 368678108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GENC | Meeting Date | 27-Feb-2020 | |||||||||||
| ISIN | US3686781085 | Agenda | 935126094 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gen John G Coburn (Ret) | For | For | |||||||||||
| 2. | Ratification of Independent registered public accounting firm - Moore Stephens Lovelace, P.A. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve Executive Compensation. | Management | For | For | ||||||||||
| UNIVERSAL TECHNICAL INSTITUTE, INC. | ||||||||||||||
| Security | 913915104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UTI | Meeting Date | 27-Feb-2020 | |||||||||||
| ISIN | US9139151040 | Agenda | 935127565 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: David A. Blaskiewicz | Management | For | For | ||||||||||
| 1.2 | Election of Director: Robert T. DeVincenzi | Management | For | For | ||||||||||
| 1.3 | Election of Director: Jerome A. Grant | Management | For | For | ||||||||||
| 1.4 | Election of Director: Kimberly J. McWaters | Management | For | For | ||||||||||
| 2. | Ratification of Appointment of Deloitte & Touche LLP as Independent Registered Public Accounting firm for the year ending September 30, 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote on Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 4. | Approval of the Series A Conversion and Voting Proposal. | Management | For | For | ||||||||||
| I3 VERTICALS, INC. | ||||||||||||||
| Security | 46571Y107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IIIV | Meeting Date | 28-Feb-2020 | |||||||||||
| ISIN | US46571Y1073 | Agenda | 935126614 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory Daily | For | For | |||||||||||
| 2 | Clay Whitson | For | For | |||||||||||
| 3 | Elizabeth S. Courtney | For | For | |||||||||||
| 4 | John Harrison | For | For | |||||||||||
| 5 | Burton Harvey | For | For | |||||||||||
| 6 | Timothy McKenna | For | For | |||||||||||
| 7 | David Morgan | For | For | |||||||||||
| 8 | David Wilds | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| NOBILITY HOMES, INC. | ||||||||||||||
| Security | 654892108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOBH | Meeting Date | 28-Feb-2020 | |||||||||||
| ISIN | US6548921088 | Agenda | 935129038 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Terry E. Trexler | For | For | |||||||||||
| 2 | Thomas W. Trexler | For | For | |||||||||||
| 3 | Arthur L. Havener, Jr. | For | For | |||||||||||
| 4 | Robert P. Saltsman | For | For | |||||||||||
| 2. | To determine whether an advisory vote on executive compensation will occur for every 1, 2 or 3 years. | Management | 3 Years | For | ||||||||||
| 3. | To approve on advisory resolution on executive compensation for fiscal year 2019. | Management | For | For | ||||||||||
| KOPIN CORPORATION | ||||||||||||||
| Security | 500600101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | KOPN | Meeting Date | 02-Mar-2020 | |||||||||||
| ISIN | US5006001011 | Agenda | 935125840 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | PROPOSAL TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF OUR ISSUED AND OUTSTANDING SHARES OF OUR COMMON STOCK, PAR VALUE $.01 PER SHARE, BY A RATIO OF BETWEEN ONE-FOR-TWO AND ONE- FOR-TWENTY, INCLUSIVE, WITH THE EXACT RATIO TO BE SET AT A WHOLE NUMBER TO BE DETERMINED BY OUR BOARD OF DIRECTORS OR A DULY AUTHORIZED COMMITTEE THEREOF IN ITS DISCRETION, AT ANY TIME AFTER APPROVAL OF THE AMENDMENT. | Management | For | For | ||||||||||
| 2. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For | ||||||||||
| BERRY GLOBAL GROUP, INC. | ||||||||||||||
| Security | 08579W103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BERY | Meeting Date | 04-Mar-2020 | |||||||||||
| ISIN | US08579W1036 | Agenda | 935125636 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: B. Evan Bayh | Management | For | For | ||||||||||
| 1B. | Election of Director: Jonathan F. Foster | Management | For | For | ||||||||||
| 1C. | Election of Director: Idalene F. Kesner | Management | For | For | ||||||||||
| 1D. | Election of Director: Carl J. Rickertsen | Management | For | For | ||||||||||
| 1E. | Election of Director: Ronald S. Rolfe | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas E. Salmon | Management | For | For | ||||||||||
| 1G. | Election of Director: Paula A. Sneed | Management | For | For | ||||||||||
| 1H. | Election of Director: Robert A. Steele | Management | For | For | ||||||||||
| 1I. | Election of Director: Stephen E. Sterrett | Management | For | For | ||||||||||
| 1J. | Election of Director: Scott B. Ullem | Management | For | For | ||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as Berry's independent registered public accountants for the fiscal year ending September 26, 2020. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory, non-binding basis, our executive compensation. | Management | For | For | ||||||||||
| 4. | To consider a stockholder proposal requesting the Board to take steps necessary to permit stockholders to act by written consent. | Shareholder | Against | For | ||||||||||
| MITEK SYSTEMS, INC. | ||||||||||||||
| Security | 606710200 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MITK | Meeting Date | 04-Mar-2020 | |||||||||||
| ISIN | US6067102003 | Agenda | 935127628 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William K. "Bill" Aulet | For | For | |||||||||||
| 2 | Scipio "Max" Carnecchia | For | For | |||||||||||
| 3 | James C. Hale | For | For | |||||||||||
| 4 | Bruce E. Hansen | For | For | |||||||||||
| 5 | Alex W. "Pete" Hart | For | For | |||||||||||
| 6 | Jane J. Thompson | For | For | |||||||||||
| 7 | Donna C. Wells | For | For | |||||||||||
| 2. | To approve the adoption of the Mitek Systems, Inc. 2020 Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | To ratify the selection of Mayer Hoffman McCann P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers as presented in the Proxy Statement. | Management | For | For | ||||||||||
| AMTECH SYSTEMS, INC. | ||||||||||||||
| Security | 032332504 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASYS | Meeting Date | 04-Mar-2020 | |||||||||||
| ISIN | US0323325045 | Agenda | 935127630 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jong S. Whang | For | For | |||||||||||
| 2 | Robert M. Averick | For | For | |||||||||||
| 3 | Michael Garnreiter | For | For | |||||||||||
| 4 | Robert F. King | For | For | |||||||||||
| 5 | Sukesh Mohan | For | For | |||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||
| 3. | ADVISORY (NON-BINDING) VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||
| 4. | VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN | Management | For | For | ||||||||||
| BELLRING BRANDS, INC. | ||||||||||||||
| Security | 079823100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BRBR | Meeting Date | 06-Mar-2020 | |||||||||||
| ISIN | US0798231009 | Agenda | 935125737 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Elliot H Stein, Jr. | For | For | |||||||||||
| 2 | Darcy H. Davenport | For | For | |||||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| 3. | Approval of Deferred Compensation Plan for Directors. | Management | For | For | ||||||||||
| BASSETT FURNITURE INDUSTRIES, INC. | ||||||||||||||
| Security | 070203104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BSET | Meeting Date | 11-Mar-2020 | |||||||||||
| ISIN | US0702031040 | Agenda | 935129646 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John R. Belk | For | For | |||||||||||
| 2 | Kristina Cashman | For | For | |||||||||||
| 3 | Virginia W. Hamlet | For | For | |||||||||||
| 4 | J. Walter McDowell | For | For | |||||||||||
| 5 | Robert H. Spilman, Jr. | For | For | |||||||||||
| 6 | William C. Wampler, Jr. | For | For | |||||||||||
| 7 | William C. Warden, Jr. | For | For | |||||||||||
| 2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending November 28, 2020. | Management | For | For | ||||||||||
| 3. | PROPOSAL to consider and act on an advisory vote regarding the approval of compensation paid to certain executive officers. | Management | For | For | ||||||||||
| BRIDGFORD FOODS CORPORATION | ||||||||||||||
| Security | 108763103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BRID | Meeting Date | 11-Mar-2020 | |||||||||||
| ISIN | US1087631032 | Agenda | 935131538 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William L. Bridgford | For | For | |||||||||||
| 2 | Allan L. Bridgford, Sr. | For | For | |||||||||||
| 3 | Allan L. Bridgford, Jr. | For | For | |||||||||||
| 4 | Todd C. Andrews | For | For | |||||||||||
| 5 | Raymond F. Lancy | For | For | |||||||||||
| 6 | Keith A. Ross | For | For | |||||||||||
| 7 | Mary Schott | For | For | |||||||||||
| 8 | D. Gregory Scott | For | For | |||||||||||
| 9 | John V. Simmons | For | For | |||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF SQUAR MILNER LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING ON OCTOBER 30, 2020. | Management | For | For | ||||||||||
| 3. | PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||
| AQUAVENTURE HOLDINGS LTD. | ||||||||||||||
| Security | G0443N107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | WAAS | Meeting Date | 16-Mar-2020 | |||||||||||
| ISIN | VGG0443N1078 | Agenda | 935131994 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a wholly-owned subsidiary of Parent, and AquaVenture Holdings Limited, a business company incorporated under the laws of the British Virgin Islands (as it may be amended from time to time, the "merger agreement"). | Management | For | For | ||||||||||
| 2. | To approve one or more adjournments of the special meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||||||||
| LIMONEIRA COMPANY | ||||||||||||||
| Security | 532746104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LMNR | Meeting Date | 24-Mar-2020 | |||||||||||
| ISIN | US5327461043 | Agenda | 935131831 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Elizabeth B. Chess | For | For | |||||||||||
| 2 | Donald R. Rudkin | For | For | |||||||||||
| 3 | Robert M. Sawyer | For | For | |||||||||||
| 2. | TO VOTE ON A PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT AUDITOR FOR LIMONEIRA COMPANY FOR THE FISCAL YEAR ENDING OCTOBER 31, 2020 ("PROPOSAL 2"). | Management | For | For | ||||||||||
| 3. | To hold an advisory vote to approve the compensation of the Named Executive Officers as disclosed in this proxy statement ("Proposal 3"). | Management | For | For | ||||||||||
| BURKE & HERBERT BANK & TRUST COMPANY | ||||||||||||||
| Security | 121331102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BHRB | Meeting Date | 26-Mar-2020 | |||||||||||
| ISIN | US1213311020 | Agenda | 935132213 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mark G. Anderson | Management | For | For | ||||||||||
| 1B. | Election of Director: Julian F. Barnwell, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Katherine D. Bonnafé | Management | For | For | ||||||||||
| 1D. | Election of Director: David P. Boyle | Management | For | For | ||||||||||
| 1E. | Election of Director: Tyrone B. Bradley | Management | For | For | ||||||||||
| 1F. | Election of Director: E. Hunt Burke | Management | For | For | ||||||||||
| 1G. | Election of Director: James M. Burke | Management | For | For | ||||||||||
| 1H. | Election of Director: Nicholas Carosi III | Management | For | For | ||||||||||
| 1I. | Election of Director: Kathleen K. Diamond | Management | For | For | ||||||||||
| 1J. | Election of Director: S. Laing Hinson | Management | For | For | ||||||||||
| 1K. | Election of Director: Michael D. Lubeley | Management | For | For | ||||||||||
| 1L. | Election of Director: Shawn P. McLaughlin | Management | For | For | ||||||||||
| 1M. | Election of Director: Jose D. Riojas | Management | For | For | ||||||||||
| 1N. | Election of Director: Jeffrey L. Stryker | Management | For | For | ||||||||||
| 1O. | Election of Director: Kenneth L. Wainstein | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Yount, Hyde & Barbour, P.C. as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| RWC, INC. | ||||||||||||||
| Security | 749904108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RWCI | Meeting Date | 26-Mar-2020 | |||||||||||
| ISIN | US7499041082 | Agenda | 935146692 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard W. Glenn | For | For | |||||||||||
| 2. | A proposal to confirm the appointment of Weinlander Fitzhugh as independent Certified Public Accountants for the year ending October 31, 2020. | Management | For | For | ||||||||||
| NORTH STATE TELECOMMUNICATIONS CORP. | ||||||||||||||
| Security | 662642107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NORSA | Meeting Date | 01-Apr-2020 | |||||||||||
| ISIN | US6626421076 | Agenda | 935139130 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | J. Patrick Harman | For | For | |||||||||||
| 2 | Coulson S. Mucher | For | For | |||||||||||
| 3 | Lizbeth W. Privette | For | For | |||||||||||
| 2. | Proposal to ratify the appointment of Dixon Hughes Goodman LLP as independent auditors of the Company for 2020. | Management | For | For | ||||||||||
| ZEALAND PHARMA A/S | ||||||||||||||
| Security | K9898X127 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-Apr-2020 | ||||||||||||
| ISIN | DK0060257814 | Agenda | 712254387 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | RECEIVE REPORT OF BOARD | Non-Voting | ||||||||||||
| 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 3 | APPROVE TREATMENT OF NET LOSS | Management | No Action | |||||||||||
| 4.1 | RE-ELECT MARTIN NICKLASSON AS DIRECTOR | Management | No Action | |||||||||||
| 4.2 | RE-ELECT KIRSTEN AARUP DREJER AS DIRECTOR | Management | No Action | |||||||||||
| 4.3 | RE-ELECT ALAIN MUNOZ AS DIRECTOR | Management | No Action | |||||||||||
| 4.4 | RE-ELECT JEFFREY BERKOWITZ AS DIRECTOR | Management | No Action | |||||||||||
| 4.5 | RE-ELECT MICHAEL OWEN AS DIRECTOR | Management | No Action | |||||||||||
| 4.6 | RE-ELECT LEONARD KRUIMER AS DIRECTOR | Management | No Action | |||||||||||
| 4.7 | RE-ELECT BERNADETTE CONNAUGHTON AS DIRECTOR | Management | No Action | |||||||||||
| 5 | RATIFY ERNST YOUNG AS AUDITORS | Management | No Action | |||||||||||
| 6 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||||
| 7 | APPROVE GUIDELINES FOR INCENTIVE BASED COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF DKK 750,000 FOR CHAIRMAN, DKK 500,000 FOR VICE CHAIRMAN AND DKK 400,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||||
| 9 | APPROVE CREATION OF DKK 9 MILLION POOL OF CAPITAL WITHOUT PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 10 | APPROVE CREATION OF DKK 3.6 MILLION POOL OF CAPITAL WITHOUT PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 11 | APPROVE CREATION OF DKK 18 MILLION POOL OF CAPITAL WITH PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 12 | APPROVE ISSUANCE OF WARRANTS WITHOUT PRE- EMPTIVE RIGHTS APPROVE CREATION OF DKK 821,544 POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||||
| 13 | OTHER BUSINESS | Non-Voting | ||||||||||||
| CMMT | 18 MAR 2020: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR-'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 4.1 TO 4.7 AND 5. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 18 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF VOTING-OPTION COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CAROLINA FINANCIAL CORPORATION | ||||||||||||||
| Security | 143873107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CARO | Meeting Date | 02-Apr-2020 | |||||||||||
| ISIN | US1438731077 | Agenda | 935132112 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of November 17, 2019, by and between United Bankshares, Inc. ("United") and Carolina Financial Corporation ("Carolina Financial"), as may be amended from time to time, under which Carolina Financial will merge with and into United, a copy of which is included as Appendix A to the prospectus and joint proxy statement. | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, of certain compensation that may become payable to Carolina Financial's named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | Approval of the adjournment, postponement or continuance of the special meeting on one or more occasions, if necessary or appropriate, in order to further solicit additional proxies, in the event that there are not sufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||||||||||
| SUBSEA 7 S.A. | ||||||||||||||
| Security | 864323100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SUBCY | Meeting Date | 07-Apr-2020 | |||||||||||
| ISIN | US8643231009 | Agenda | 935144977 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 2. | To approve the statutory financial statements of the Company for the financial year ended 31 December 2019, as published on 6 March 2020 which are available on the Company's website at www.subsea7.com. | Management | For | For | ||||||||||
| 3. | To approve the consolidated financial statements of the Company for the financial year ended 31 December 2019, as published on 6 March 2020 which are available on the Company's website at www.subsea7.com. | Management | For | For | ||||||||||
| 4. | To approve the allocation of results of the Company for the fiscal year ended 31 December 2019, as recommended by the Board of Directors of the Company, and to affect the amount of the legal reserve in excess of the legal requirement in the amount of USD 5.5 million to the profit (or loss) account. | Management | For | For | ||||||||||
| 5. | To discharge the Directors of the Company in respect of the proper performance of their duties for the financial year ended 31 December 2019. | Management | For | For | ||||||||||
| 6. | To re-appoint Ernst & Young S.A., Luxembourg, as authorised statutory auditor ("réviseur d'entreprises agréé") to audit the statutory and consolidated financial statements of the Company, for a term to expire at the next Annual General Meeting. | Management | For | For | ||||||||||
| 7. | To re-elect Mr Jean Cahuzac as a Non-Executive Director of the Company to hold office until the Annual General Meeting to be held in 2022 or until his successor has been duly elected. | Management | For | For | ||||||||||
| 8. | To re-elect Mr Niels Kirk as a Non-Executive Director of the Company to hold office until the Annual General Meeting to be held in 2022 or until his successor has been duly elected. | Management | For | For | ||||||||||
| 9. | To re-elect Mr David Mullen as a Non-Executive Director of the Company to hold office until the Annual General Meeting to be held in 2022 or until his successor has been duly elected. | Management | For | For | ||||||||||
| HESKA CORPORATION | ||||||||||||||
| Security | 42805E306 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HSKA | Meeting Date | 08-Apr-2020 | |||||||||||
| ISIN | US42805E3062 | Agenda | 935137960 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mark F. Furlong | For | For | |||||||||||
| 2 | Scott W. Humphrey | For | For | |||||||||||
| 3 | Sharon J. Larson | For | For | |||||||||||
| 4 | David E. Sveen | For | For | |||||||||||
| 5 | Bonnie J. Trowbridge | For | For | |||||||||||
| 6 | Kevin S. Wilson | For | For | |||||||||||
| 2. | To ratify the appointment of Plante & Moran, PLLC as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of each class of our common stock by 3,000,000. | Management | For | For | ||||||||||
| 4. | To approve our 2020 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 5. | To amend the Heska Corporation Stock Incentive Plan, as amended and restated, to, among other things, increase the number of shares authorized for issuance thereunder by 300,000 shares. | Management | Against | Against | ||||||||||
| 6. | To approve our executive compensation in a non-binding advisory vote. | Management | For | For | ||||||||||
| THE MONARCH CEMENT COMPANY | ||||||||||||||
| Security | 609031307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCEM | Meeting Date | 08-Apr-2020 | |||||||||||
| ISIN | US6090313072 | Agenda | 935146349 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | DAVID L. DEFFNER | For | For | |||||||||||
| 2 | GALE C. MCMILLEN | For | For | |||||||||||
| 3 | STEVE W. SLOAN | For | For | |||||||||||
| BOYD GAMING CORPORATION | ||||||||||||||
| Security | 103304101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BYD | Meeting Date | 09-Apr-2020 | |||||||||||
| ISIN | US1033041013 | Agenda | 935139976 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John R. Bailey | For | For | |||||||||||
| 2 | Robert L. Boughner | For | For | |||||||||||
| 3 | William R. Boyd | For | For | |||||||||||
| 4 | William S. Boyd | For | For | |||||||||||
| 5 | Marianne Boyd Johnson | For | For | |||||||||||
| 6 | Keith E. Smith | For | For | |||||||||||
| 7 | Christine J. Spadafor | For | For | |||||||||||
| 8 | A. Randall Thoman | For | For | |||||||||||
| 9 | Peter M. Thomas | For | For | |||||||||||
| 10 | Paul W. Whetsell | For | For | |||||||||||
| 11 | Veronica J. Wilson | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of the Boyd Gaming Corporation 2020 Stock Incentive Plan. | Management | For | For | ||||||||||
| CORNING NATURAL GAS HOLDING CORPORATION | ||||||||||||||
| Security | 219387107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNIG | Meeting Date | 14-Apr-2020 | |||||||||||
| ISIN | US2193871074 | Agenda | 935141971 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Henry B. Cook, Jr. | For | For | |||||||||||
| 2 | Michael I. German | For | For | |||||||||||
| 3 | Ted W. Gibson | For | For | |||||||||||
| 4 | Robert B. Johnston | For | For | |||||||||||
| 5 | Joseph P. Mirabito | For | For | |||||||||||
| 6 | William Mirabito | For | For | |||||||||||
| 7 | George J. Welch | For | For | |||||||||||
| 8 | John B. Williamson III | For | For | |||||||||||
| 2. | Non-binding advisory vote to approve the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Freed Maxick CPAs, P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||||||||||
| KAMAN CORPORATION | ||||||||||||||
| Security | 483548103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KAMN | Meeting Date | 15-Apr-2020 | |||||||||||
| ISIN | US4835481031 | Agenda | 935132528 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: George E. Minnich | Management | For | For | ||||||||||
| 1.2 | Election of Director: Thomas W. Rabaut | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| INNOVATIVE SOLUTIONS AND SUPPORT,INC. | ||||||||||||||
| Security | 45769N105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ISSC | Meeting Date | 16-Apr-2020 | |||||||||||
| ISIN | US45769N1054 | Agenda | 935133544 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a term of one year: Geoffrey S. M. Hedrick | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of one year: Winston J. Churchill | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of one year: Roger A. Carolin | Management | For | For | ||||||||||
| 1D. | Election of Director for a term of one year: Robert E. Mittelstaedt, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director for a term of one year: Glen R. Bressner | Management | For | For | ||||||||||
| 2. | Advisory vote on named executive officer compensation as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended September 30, 2020. | Management | For | For | ||||||||||
| CITIZENS & NORTHERN CORPORATION | ||||||||||||||
| Security | 172922106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CZNC | Meeting Date | 16-Apr-2020 | |||||||||||
| ISIN | US1729221069 | Agenda | 935133873 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Timothy E. Schoener | For | For | |||||||||||
| 2 | J. Bradley Scovill | For | For | |||||||||||
| 3 | Aaron K.Singer | For | For | |||||||||||
| 2. | TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF THE FIRM OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
| FARMERS NATIONAL BANC CORP. | ||||||||||||||
| Security | 309627107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FMNB | Meeting Date | 16-Apr-2020 | |||||||||||
| ISIN | US3096271073 | Agenda | 935148468 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory C. Bestic* | For | For | |||||||||||
| 2 | Kevin J. Helmick* | For | For | |||||||||||
| 3 | Terry A. Moore* | For | For | |||||||||||
| 4 | Edward W. Muransky** | For | For | |||||||||||
| 2. | To consider and vote upon a non-binding advisory resolution to approve the compensation of the Company's named executive officers | Management | For | For | ||||||||||
| 3. | To consider and vote upon a proposal to ratify the appointment of CliftonLarsonAllen LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| ACME UNITED CORPORATION | ||||||||||||||
| Security | 004816104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACU | Meeting Date | 20-Apr-2020 | |||||||||||
| ISIN | US0048161048 | Agenda | 935155300 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Walter C. Johnsen | For | For | |||||||||||
| 2 | Richmond Y. Holden, Jr. | For | For | |||||||||||
| 3 | Brian S. Olschan | For | For | |||||||||||
| 4 | Stevenson E. Ward III | For | For | |||||||||||
| 5 | Susan H. Murphy | For | For | |||||||||||
| 6 | Rex L. Davidson | For | For | |||||||||||
| 7 | Brian K. Barker | For | For | |||||||||||
| 2. | Approval of an amendment to the 2012 Employee Stock Option Plan to increase the number of shares authorized for issuance | Management | Against | Against | ||||||||||
| 3. | Approval of an amendment to the 2017 Plan Non- Salaried Director Stock Option Plan to increase the number of shares authorized for issuance | Management | Against | Against | ||||||||||
| 4. | Approval, by non-binding advisory vote, of the compensation of the named executive officers of the Company as described in the Proxy Statement | Management | For | For | ||||||||||
| 5. | Ratification of the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||||||||||||
| Security | 82312B106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SHEN | Meeting Date | 21-Apr-2020 | |||||||||||
| ISIN | US82312B1061 | Agenda | 935133885 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election Of Director: Tracy Fitzsimmons | Management | For | For | ||||||||||
| 1B. | Election Of Director: John W. Flora | Management | For | For | ||||||||||
| 1C. | Election Of Director: Kenneth L. Quaglio | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. | Management | For | For | ||||||||||
| FEDERAL SIGNAL CORPORATION | ||||||||||||||
| Security | 313855108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FSS | Meeting Date | 21-Apr-2020 | |||||||||||
| ISIN | US3138551086 | Agenda | 935137201 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Eugene J. Lowe, III | For | For | |||||||||||
| 2 | Dennis J. Martin | For | For | |||||||||||
| 3 | Patrick E. Miller | For | For | |||||||||||
| 4 | Richard R. Mudge | For | For | |||||||||||
| 5 | William F. Owens | For | For | |||||||||||
| 6 | Brenda L. Reichelderfer | For | For | |||||||||||
| 7 | Jennifer L. Sherman | For | For | |||||||||||
| 8 | John L. Workman | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as Federal Signal Corporation's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| CHURCHILL DOWNS INCORPORATED | ||||||||||||||
| Security | 171484108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CHDN | Meeting Date | 21-Apr-2020 | |||||||||||
| ISIN | US1714841087 | Agenda | 935138772 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert L. Fealy | For | For | |||||||||||
| 2 | Douglas C. Grissom | For | For | |||||||||||
| 3 | Daniel P. Harrington | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the Company's executive compensation as disclosed in the proxy statement. | Management | For | For | ||||||||||
| HUTTIG BUILDING PRODUCTS, INC. | ||||||||||||||
| Security | 448451104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HBP | Meeting Date | 21-Apr-2020 | |||||||||||
| ISIN | US4484511047 | Agenda | 935139952 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ms. Gina G. Hoagland | For | For | |||||||||||
| 2 | Mr. J. Keith Matheney | For | For | |||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| DHI GROUP, INC. | ||||||||||||||
| Security | 23331S100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DHX | Meeting Date | 21-Apr-2020 | |||||||||||
| ISIN | US23331S1006 | Agenda | 935149395 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Carol Carpenter | Management | For | For | ||||||||||
| 1.2 | Election of Director: Jennifer Deason | Management | For | For | ||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote with respect to the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Approval of a Second Amendment to the 2012 Equity Plan. | Management | Against | Against | ||||||||||
| 5. | Approval of the DHI Group, Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| MASSIMO ZANETTI BEVERAGE GROUP S.P.A. | ||||||||||||||
| Security | T6S62K106 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2020 | ||||||||||||
| ISIN | IT0005042467 | Agenda | 712261849 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| O.1.1 | TO APPROVE BALANCE SHEET AS OF 31 DECEMBER 2019, TOGETHER WITH BOARD OF DIRECTORS REPORT ON MANAGEMENT, INTERNAL AND EXTERNAL AUDITORS' REPORTS AND MANAGER'S CERTIFICATION. RESOLUTION RELATED THERETO. TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019 AND CONSOLIDATED NO FINANCIAL DECLARATION AS PER ART 254/2016 OF THE LEGISLATIVE DECREE | Management | For | For | ||||||||||
| O.1.2 | NET INCOME ALLOCATION AND DIVIDEND DISTRIBUTION TO SHAREHOLDERS | Management | For | For | ||||||||||
| O.2.1 | BINDING RESOLUTION ON THE FIRST SECTION OF REMUNERATION POLICY AS PER ART 123-TER, ITEM 3, OF LEGISLATIVE DECREE OF 24 FEBRUARY 1998, N. 58 | Management | For | For | ||||||||||
| O.2.2 | NON-BINDING RESOLUTION ON THE SECOND SECTION OF PAID EMOLUMENT AS PER ART 123- TER, ITEM 4, OF LEGISLATIVE DECREE OF 24 FEBRUARY 1998, N. 58 | Management | Against | Against | ||||||||||
| O.3.1 | TO STATE BOARD OF DIRECTORS MEMBERS' NUMBER | Management | For | For | ||||||||||
| O.3.2 | TO STATE BOARD OF DIRECTORS' TERM OF OFFICE | Management | For | For | ||||||||||
| O.3.3 | TO APPOINT DIRECTORS | Management | For | For | ||||||||||
| O.3.4 | TO APPOINT BOARD OF DIRECTORS' CHAIRMAN | Management | Abstain | Against | ||||||||||
| O.3.5 | TO STATE DIRECTORS' EMOLUMENT | Management | Abstain | Against | ||||||||||
| O.4.1 | TO APPOINT THREE INTERNAL AUDITORS AND THREE ALTERNATES FOR FINANCIAL YEARS 2020- 2021-2022 | Management | For | For | ||||||||||
| O.4.2 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN | Management | For | For | ||||||||||
| O.4.3 | TO STATE AUDITORS' EMOLUMENT | Management | Abstain | Against | ||||||||||
| E.1 | TO ADJUST THE BY LAWS REGARDING GENDER BALANCE AND, IN PARTICULAR, TO AMEND ARTICLES 13.9 (COMPOSITION OF BOARD OF DIRECTORS' LISTS) AND 24.5 (COMPOSITION OF INTERNAL AUDITORS' LISTS) | Management | For | For | ||||||||||
| DANA INCORPORATED | ||||||||||||||
| Security | 235825205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAN | Meeting Date | 22-Apr-2020 | |||||||||||
| ISIN | US2358252052 | Agenda | 935138811 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Rachel A. Gonzalez | For | For | |||||||||||
| 2 | James K. Kamsickas | For | For | |||||||||||
| 3 | Virginia A. Kamsky | For | For | |||||||||||
| 4 | Bridget E. Karlin | For | For | |||||||||||
| 5 | Raymond E. Mabus, Jr. | For | For | |||||||||||
| 6 | Michael J. Mack, Jr. | For | For | |||||||||||
| 7 | R. Bruce McDonald | For | For | |||||||||||
| 8 | Diarmuid B. O'Connell | For | For | |||||||||||
| 9 | Keith E. Wandell | For | For | |||||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 4. | A shareholder proposal regarding a non-binding shareholder vote for Board-adopted Bylaw amendments. | Shareholder | Against | For | ||||||||||
| CALAVO GROWERS, INC. | ||||||||||||||
| Security | 128246105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVGW | Meeting Date | 22-Apr-2020 | |||||||||||
| ISIN | US1282461052 | Agenda | 935143800 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Lecil E. Cole | For | For | |||||||||||
| 2 | Steven Hollister | For | For | |||||||||||
| 3 | James D. Helin | For | For | |||||||||||
| 4 | Donald M. Sanders | For | For | |||||||||||
| 5 | Marc L. Brown | For | For | |||||||||||
| 6 | Michael A. DiGregorio | For | For | |||||||||||
| 7 | Scott Van Der Kar | For | For | |||||||||||
| 8 | J. Link Leavens | For | For | |||||||||||
| 9 | Dorcas H. Thille | For | For | |||||||||||
| 10 | John M. Hunt | For | For | |||||||||||
| 11 | Egidio Carbone, Jr. | For | For | |||||||||||
| 12 | Harold Edwards | For | For | |||||||||||
| 13 | Kathleen M. Holmgren | For | For | |||||||||||
| 2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2020. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | ||||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR REPRESENTATION. | Shareholder | Against | For | ||||||||||
| WESBANCO, INC. | ||||||||||||||
| Security | 950810101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WSBC | Meeting Date | 22-Apr-2020 | |||||||||||
| ISIN | US9508101014 | Agenda | 935150526 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael J. Crawford* | For | For | |||||||||||
| 2 | Todd F. Clossin* | For | For | |||||||||||
| 3 | Abigail M. Feinknopf* | For | For | |||||||||||
| 4 | Denise Knouse-Snyder* | For | For | |||||||||||
| 5 | Jay T. McCamic* | For | For | |||||||||||
| 6 | F. Eric Nelson, Jr.* | For | For | |||||||||||
| 7 | James W. Cornelsen# | For | For | |||||||||||
| 8 | Gregory S. Proctor Jr.$ | For | For | |||||||||||
| 2. | To approve an advisory (non-binding) vote on executive compensation paid to Wesbanco's named executive officers. | Management | For | For | ||||||||||
| 3. | To approve an advisory (non-binding) vote ratifying the appointment of Ernst & Young, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| ORBCOMM INC. | ||||||||||||||
| Security | 68555P100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ORBC | Meeting Date | 22-Apr-2020 | |||||||||||
| ISIN | US68555P1003 | Agenda | 935152330 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marc Eisenberg | For | For | |||||||||||
| 2 | Timothy Kelleher | For | For | |||||||||||
| 3 | John Major | For | For | |||||||||||
| 2. | Ratification of the appointment of the independent registered public accounting firm | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| CAPITAL CITY BANK GROUP, INC. | ||||||||||||||
| Security | 139674105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCBG | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US1396741050 | Agenda | 935136401 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas A. Barron | For | For | |||||||||||
| 2 | Stanley W. Connally, Jr | For | For | |||||||||||
| 3 | J. Everitt Drew | For | For | |||||||||||
| 4 | W. Eric Grant | For | For | |||||||||||
| 2. | Non-binding approval of executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered certified public accounting firm for the current fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| LITHIA MOTORS, INC. | ||||||||||||||
| Security | 536797103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LAD | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US5367971034 | Agenda | 935137768 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Sidney B. DeBoer | Management | For | For | ||||||||||
| 1.2 | Election of Director: Bryan B. DeBoer | Management | For | For | ||||||||||
| 1.3 | Election of Director: Susan O. Cain | Management | For | For | ||||||||||
| 1.4 | Election of Director: Shauna F. McIntyre | Management | For | For | ||||||||||
| 1.5 | Election of Director: Louis P. Miramontes | Management | For | For | ||||||||||
| 1.6 | Election of Director: Kenneth E. Roberts | Management | For | For | ||||||||||
| 1.7 | Election of Director: David J. Robino | Management | For | For | ||||||||||
| 2. | Approval by advisory vote, of the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratification of Appointment of KPMG LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
| LITTELFUSE, INC. | ||||||||||||||
| Security | 537008104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LFUS | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US5370081045 | Agenda | 935138633 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kristina Cerniglia | Management | For | For | ||||||||||
| 1B. | Election of Director: Tzau-Jin Chung | Management | For | For | ||||||||||
| 1C. | Election of Director: Cary Fu | Management | For | For | ||||||||||
| 1D. | Election of Director: Maria Green | Management | For | For | ||||||||||
| 1E. | Election of Director: Anthony Grillo | Management | For | For | ||||||||||
| 1F. | Election of Director: David Heinzmann | Management | For | For | ||||||||||
| 1G. | Election of Director: Gordon Hunter | Management | For | For | ||||||||||
| 1H. | Election of Director: John Major | Management | For | For | ||||||||||
| 1I. | Election of Director: William Noglows | Management | For | For | ||||||||||
| 1J. | Election of Director: Nathan Zommer | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2020. | Management | For | For | ||||||||||
| CENTERSTATE BANK CORPORATION | ||||||||||||||
| Security | 15201P109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CSFL | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US15201P1093 | Agenda | 935138974 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James H. Bingham | For | For | |||||||||||
| 2 | Michael J. Brown, Sr. | For | For | |||||||||||
| 3 | C. Dennis Carlton | For | For | |||||||||||
| 4 | Michael F. Ciferri | For | For | |||||||||||
| 5 | John C. Corbett | For | For | |||||||||||
| 6 | Jody J. Dreyer | For | For | |||||||||||
| 7 | Griffin A. Greene | For | For | |||||||||||
| 8 | John H. Holcomb, III | For | For | |||||||||||
| 9 | Charles W. McPherson | For | For | |||||||||||
| 10 | Richard Murray, IV | For | For | |||||||||||
| 11 | G. Tierso Nunez, II | For | For | |||||||||||
| 12 | Thomas E. Oakley | For | For | |||||||||||
| 13 | G. Ruffner Page, Jr. | For | For | |||||||||||
| 14 | Ernest S. Pinner | For | For | |||||||||||
| 15 | William K. Pou, Jr. | For | For | |||||||||||
| 16 | Daniel R. Richey | For | For | |||||||||||
| 17 | David G. Salyers | For | For | |||||||||||
| 18 | Joshua A. Snively | For | For | |||||||||||
| 19 | Mark W. Thompson | For | For | |||||||||||
| 2. | Approval of the advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the proposal to ratify the appointment of the independent registered public accounting firm. | Management | For | For | ||||||||||
| MYR GROUP INC | ||||||||||||||
| Security | 55405W104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYRG | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US55405W1045 | Agenda | 935141161 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director to serve a term of three years: Kenneth M. Hartwick | Management | For | For | ||||||||||
| 1B. | Election of Class I Director to serve a term of three years: Jennifer E. Lowry | Management | For | For | ||||||||||
| 1C. | Election of Class I Director to serve a term of three years: Richard S. Swartz | Management | For | For | ||||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | APPROVAL OF THE MYR GROUP INC. 2017 LONG- TERM INCENTIVE PLAN (AMENDED AND RESTATED AS OF APRIL 23, 2020). | Management | Against | Against | ||||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
| ALLEGIANCE BANCSHARES, INC. | ||||||||||||||
| Security | 01748H107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABTX | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US01748H1077 | Agenda | 935143189 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Denise Castillo-Rhodes | For | For | |||||||||||
| 2 | Robert Ivany | For | For | |||||||||||
| 3 | George Martinez | For | For | |||||||||||
| 4 | Janet S. Wong | For | For | |||||||||||
| 2. | To approve the amendment to the Allegiance Bancshares, Inc. Certificate of Formation to remove the plurality voting standard for the election of directors (the Charter Amendment). | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| THE GORMAN-RUPP COMPANY | ||||||||||||||
| Security | 383082104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GRC | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US3830821043 | Agenda | 935149167 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Donald H. Bullock | For | For | |||||||||||
| 2 | Jeffrey S. Gorman | For | For | |||||||||||
| 3 | M. Ann Harlan | For | For | |||||||||||
| 4 | Christopher H. Lake | For | For | |||||||||||
| 5 | Sonja K. McClelland | For | For | |||||||||||
| 6 | Vincent K. Petrella | For | For | |||||||||||
| 7 | Kenneth R. Reynolds | For | For | |||||||||||
| 8 | Rick R. Taylor | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the compensation of the Company's named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as independent registered public accountants for the Company during the year ending December 31, 2020. | Management | For | For | ||||||||||
| SIMMONS FIRST NATIONAL CORPORATION | ||||||||||||||
| Security | 828730200 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SFNC | Meeting Date | 23-Apr-2020 | |||||||||||
| ISIN | US8287302009 | Agenda | 935149193 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To fix the number of directors at fifteen (15). | Management | For | For | ||||||||||
| 2A. | Election of Director: Jay D. Burchfield | Management | For | For | ||||||||||
| 2B. | Election of Director: Marty D. Casteel | Management | For | For | ||||||||||
| 2C. | Election of Director: William E. Clark, II | Management | For | For | ||||||||||
| 2D. | Election of Director: Steven A. Cossé | Management | For | For | ||||||||||
| 2E. | Election of Director: Mark C. Doramus | Management | For | For | ||||||||||
| 2F. | Election of Director: Edward Drilling | Management | For | For | ||||||||||
| 2G. | Election of Director: Eugene Hunt | Management | For | For | ||||||||||
| 2H. | Election of Director: Jerry Hunter | Management | For | For | ||||||||||
| 2I. | Election of Director: Susan Lanigan | Management | For | For | ||||||||||
| 2J. | Election of Director: George A. Makris, Jr. | Management | For | For | ||||||||||
| 2K. | Election of Director: W. Scott McGeorge | Management | For | For | ||||||||||
| 2L. | Election of Director: Tom E. Purvis | Management | For | For | ||||||||||
| 2M. | Election of Director: Robert L. Shoptaw | Management | For | For | ||||||||||
| 2N. | Election of Director: Russell Teubner | Management | For | For | ||||||||||
| 2O. | Election of Director: Mindy West | Management | For | For | ||||||||||
| 3. | To adopt the following non-binding resolution approving the compensation of the named executive officers of the Company: "RESOLVED, that the compensation paid to the Company's named executive officers, as disclosed in the proxy statement pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, the compensation tables, and narrative discussion, is hereby APPROVED." | Management | For | For | ||||||||||
| 4. | To ratify the Audit Committee's selection of the accounting firm BKD, LLP as independent auditors of the Company and its subsidiaries for the year ended December 31, 2020. | Management | For | For | ||||||||||
| 5. | To amend the First Amended and Restated Simmons First National Corporation 2015 Incentive Plan to increase the number of shares reserved for issuance thereunder and extend the term thereof. | Management | For | For | ||||||||||
| LYDALL, INC. | ||||||||||||||
| Security | 550819106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LDL | Meeting Date | 24-Apr-2020 | |||||||||||
| ISIN | US5508191062 | Agenda | 935147125 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: David G. Bills | Management | For | For | ||||||||||
| 1B. | Election of Director: Kathleen Burdett | Management | For | For | ||||||||||
| 1C. | Election of Director: James J. Cannon | Management | For | For | ||||||||||
| 1D. | Election of Director: Matthew T. Farrell | Management | For | For | ||||||||||
| 1E. | Election of Director: Marc T. Giles | Management | For | For | ||||||||||
| 1F. | Election of Director: Sara A. Greenstein | Management | For | For | ||||||||||
| 1G. | Election of Director: Suzanne Hammett | Management | For | For | ||||||||||
| 1H. | Election of Director: S. Carl Soderstrom, Jr. | Management | For | For | ||||||||||
| 2. | Approving the Amended and Restated 2012 Stock Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | Approving an advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | Ratifying the appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal year 2020. | Management | For | For | ||||||||||
| BADGER METER, INC. | ||||||||||||||
| Security | 056525108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BMI | Meeting Date | 24-Apr-2020 | |||||||||||
| ISIN | US0565251081 | Agenda | 935150110 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Todd A. Adams | For | For | |||||||||||
| 2 | Kenneth C. Bockhorst | For | For | |||||||||||
| 3 | Gale E. Klappa | For | For | |||||||||||
| 4 | Gail A. Lione | For | For | |||||||||||
| 5 | James W. McGill | For | For | |||||||||||
| 6 | Tessa M. Myers | For | For | |||||||||||
| 7 | James F. Stern | For | For | |||||||||||
| 8 | Glen E. Tellock | For | For | |||||||||||
| 2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2020. | Management | For | For | ||||||||||
| 4. | EMPLOYEE REPRESENTATION ON THE BOARD OF DIRECTORS. | Shareholder | Against | For | ||||||||||
| CONSOLIDATED COMMUNICATIONS HLDGS, INC. | ||||||||||||||
| Security | 209034107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNSL | Meeting Date | 27-Apr-2020 | |||||||||||
| ISIN | US2090341072 | Agenda | 935140741 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert J. Currey | For | For | |||||||||||
| 2 | Maribeth S. Rahe | For | For | |||||||||||
| 3 | C. Robert Udell, Jr. | For | For | |||||||||||
| 2. | Approval of Ernst & Young LLP, as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers. | Management | For | For | ||||||||||
| CONFORMIS, INC. | ||||||||||||||
| Security | 20717E101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CFMS | Meeting Date | 27-Apr-2020 | |||||||||||
| ISIN | US20717E1010 | Agenda | 935144179 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Philip W. Johnston | For | For | |||||||||||
| 2 | Michael D. Milligan | For | For | |||||||||||
| 2. | To ratify the selection of Grant Thornton LLP as Conformis' independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| BURNHAM HOLDINGS, INC. | ||||||||||||||
| Security | 122295108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BURCA | Meeting Date | 27-Apr-2020 | |||||||||||
| ISIN | US1222951089 | Agenda | 935157330 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William F. Dodge II | For | For | |||||||||||
| 2 | John W. Lyman | For | For | |||||||||||
| 3 | E. Philip Wenger | For | For | |||||||||||
| 2. | The appointment of Baker Tilly Virchow Krause, LLP or other auditing firm as the Board may select, as independent auditors for the ensuing year. | Management | For | For | ||||||||||
| NATIONAL CINEMEDIA, INC. | ||||||||||||||
| Security | 635309107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NCMI | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US6353091076 | Agenda | 935138190 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mark B. Segall | For | For | |||||||||||
| 2 | David E. Glazek | For | For | |||||||||||
| 3 | Lawrence A. Goodman | For | For | |||||||||||
| 4 | David R. Haas | Withheld | Against | |||||||||||
| 5 | Kurt C. Hall | For | For | |||||||||||
| 6 | Thomas F. Lesinski | For | For | |||||||||||
| 7 | Lee Roy Mitchell | For | For | |||||||||||
| 8 | Donna Reisman | For | For | |||||||||||
| 9 | Renana Teperberg | For | For | |||||||||||
| 2. | To approve, on an advisory basis, our executive compensation. | Management | For | For | ||||||||||
| 3. | To approve the National CineMedia, Inc. 2020 Omnibus Plan. | Management | Against | Against | ||||||||||
| 4. | To ratify certain 2019 equity grants to Thomas F. Lesinski. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of Deloitte & Touche LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| INTRICON CORPORATION | ||||||||||||||
| Security | 46121H109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IIN | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US46121H1095 | Agenda | 935139344 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert N. Masucci | For | For | |||||||||||
| 2 | Philip I. Smith | For | For | |||||||||||
| 2. | An advisory vote to approve executive compensation, as described in the Proxy Statement, referred to as "say-on- pay." | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as IntriCon Corporation's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| RENASANT CORPORATION | ||||||||||||||
| Security | 75970E107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RNST | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US75970E1073 | Agenda | 935139938 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gary D. Butler | For | For | |||||||||||
| 2 | Marshall H. Dickerson | For | For | |||||||||||
| 3 | R. Rick Hart | For | For | |||||||||||
| 4 | Richard L. Heyer, Jr. | For | For | |||||||||||
| 5 | Michael D. Shmerling | For | For | |||||||||||
| 2. | Approval of the Renasant Corporation 2020 Long-Term Incentive Compensation Plan. | Management | For | For | ||||||||||
| 3. | Adoption, in a non-binding advisory vote, of a resolution approving the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of HORNE LLP as Renasant's independent registered public accountants for 2020. | Management | For | For | ||||||||||
| WASHINGTON TRUST BANCORP, INC. | ||||||||||||||
| Security | 940610108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WASH | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US9406101082 | Agenda | 935142959 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John J. Bowen | For | For | |||||||||||
| 2 | Robert A. DiMuccio, CPA | For | For | |||||||||||
| 3 | Sandra Glaser Parrillo | For | For | |||||||||||
| 2. | The ratification of the selection of Crowe LLP to serve as the Corporation's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | A non-binding advisory resolution to approve the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||
| FIRST COMMUNITY BANKSHARES, INC. | ||||||||||||||
| Security | 31983A103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FCBC | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US31983A1034 | Agenda | 935144270 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | C. William Davis* | Withheld | Against | |||||||||||
| 2 | Gary R. Mills** | Withheld | Against | |||||||||||
| 3 | M. Adam Sarver** | Withheld | Against | |||||||||||
| 2. | To approve, on a non binding advisory basis, the Corporation's executive compensation program for fiscal year 2019. | Management | For | For | ||||||||||
| 3. | To recommend, on a non-binding advisory basis, the frequency of future stockholder advisory votes on the Corporation's executive compensation program. | Management | 3 Years | For | ||||||||||
| 4. | The ratification of Dixon Hughes Goodman LLP as independent registered public accountants. | Management | For | For | ||||||||||
| BOK FINANCIAL CORPORATION | ||||||||||||||
| Security | 05561Q201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BOKF | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US05561Q2012 | Agenda | 935147062 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Alan S. Armstrong | For | For | |||||||||||
| 2 | C. Fred Ball, Jr. | For | For | |||||||||||
| 3 | Steven Bangert | For | For | |||||||||||
| 4 | Peter C. Boylan, III | For | For | |||||||||||
| 5 | Steven G. Bradshaw | For | For | |||||||||||
| 6 | Chester E. Cadieux, III | For | For | |||||||||||
| 7 | Gerard P. Clancy | For | For | |||||||||||
| 8 | John W. Coffey | For | For | |||||||||||
| 9 | Joseph W. Craft, III | For | For | |||||||||||
| 10 | Jack E. Finley | For | For | |||||||||||
| 11 | David F. Griffin | For | For | |||||||||||
| 12 | V. Burns Hargis | For | For | |||||||||||
| 13 | Douglas D. Hawthorne | For | For | |||||||||||
| 14 | Kimberley D. Henry | For | For | |||||||||||
| 15 | E. Carey Joullian, IV | For | For | |||||||||||
| 16 | George B. Kaiser | For | For | |||||||||||
| 17 | Stanley A. Lybarger | For | For | |||||||||||
| 18 | Steven J. Malcolm | For | For | |||||||||||
| 19 | Steven E. Nell | For | For | |||||||||||
| 20 | E. C. Richards | For | For | |||||||||||
| 21 | Claudia San Pedro | For | For | |||||||||||
| 22 | Michael C. Turpen | For | For | |||||||||||
| 23 | R. A. Walker | For | For | |||||||||||
| 24 | Rose M. Washington | For | For | |||||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as BOK Financial Corporation's independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval of the compensation of the Company's named executive officers as disclosed in the Proxy statement. | Management | For | For | ||||||||||
| SECURITY NATIONAL CORPORATION | ||||||||||||||
| Security | 814784104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SNLC | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US8147841048 | Agenda | 935148329 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1) | Fixing the number of Directors to be elected at eight (8), and the election of the eight (8) persons listed in the proxy Statement dated March 9, 2020, accompanying the notice meeting. | Management | For | For | ||||||||||
| 2) | Whatever other business may be brought before the meeting or any adjournment thereof. | Management | Against | Against | ||||||||||
| MARINE PRODUCTS CORPORATION | ||||||||||||||
| Security | 568427108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MPX | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US5684271084 | Agenda | 935149078 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R. Randall Rollins | For | For | |||||||||||
| 2 | Henry B. Tippie | For | For | |||||||||||
| 3 | James B. Williams | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To hold a nonbinding vote on executive compensation, as discussed in the proxy statement. | Management | For | For | ||||||||||
| CAPITAL PROPERTIES, INC. | ||||||||||||||
| Security | 140430109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPTP | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US1404301095 | Agenda | 935149220 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Alfred J. Corso | For | For | |||||||||||
| 2 | Robert H. Eder | For | For | |||||||||||
| 3 | Steven G. Triedman | For | For | |||||||||||
| RPC, INC. | ||||||||||||||
| Security | 749660106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RES | Meeting Date | 28-Apr-2020 | |||||||||||
| ISIN | US7496601060 | Agenda | 935151821 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R. Randall Rollins | For | For | |||||||||||
| 2 | Henry B. Tippie | For | For | |||||||||||
| 3 | James B. Williams | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To hold a nonbinding vote on executive compensation, as discussed in the proxy statement. | Management | For | For | ||||||||||
| THE EASTERN COMPANY | ||||||||||||||
| Security | 276317104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EML | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US2763171046 | Agenda | 935138239 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Fredrick D. DiSanto | For | For | |||||||||||
| 2 | John W. Everets | For | For | |||||||||||
| 3 | Charles W. Henry | For | For | |||||||||||
| 4 | Michael A. McManus, Jr. | For | For | |||||||||||
| 5 | James A. Mitarotonda | For | For | |||||||||||
| 6 | Peggy B. Scott | For | For | |||||||||||
| 7 | August M. Vlak | For | For | |||||||||||
| 2. | Approve and adopt The Eastern Company 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | Advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
| 4. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2020. | Management | For | For | ||||||||||
| TENNANT COMPANY | ||||||||||||||
| Security | 880345103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TNC | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US8803451033 | Agenda | 935142644 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I director for three-year term: Carol S. Eicher | Management | For | For | ||||||||||
| 1B. | Election of Class I director for three-year term: Maria C. Green | Management | For | For | ||||||||||
| 1C. | Election of Class I director for three-year term: Donal L. Mulligan | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of the Tennant Company 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||||
| SONIC AUTOMOTIVE, INC. | ||||||||||||||
| Security | 83545G102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SAH | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US83545G1022 | Agenda | 935145195 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: O. Bruton Smith | Management | For | For | ||||||||||
| 1B. | Election of Director: David Bruton Smith | Management | For | For | ||||||||||
| 1C. | Election of Director: Jeff Dyke | Management | For | For | ||||||||||
| 1D. | Election of Director: William I. Belk | Management | For | For | ||||||||||
| 1E. | Election of Director: William R. Brooks | Management | For | For | ||||||||||
| 1F. | Election of Director: Victor H. Doolan | Management | For | For | ||||||||||
| 1G. | Election of Director: John W. Harris III | Management | For | For | ||||||||||
| 1H. | Election of Director: Robert Heller | Management | For | For | ||||||||||
| 1I. | Election of Director: Marcus G. Smith | Management | For | For | ||||||||||
| 1J. | Election of Director: R. Eugene Taylor | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP to serve as Sonic's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve Sonic's named executive officer compensation in fiscal 2019. | Management | For | For | ||||||||||
| 4. | Approval of the amendment and restatement of the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | ||||||||||
| HANCOCK WHITNEY CORPORATION | ||||||||||||||
| Security | 410120109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HWC | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US4101201097 | Agenda | 935145880 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Frank E. Bertucci | For | For | |||||||||||
| 2 | Constantine S. Liollio | For | For | |||||||||||
| 3 | Thomas H. Olinde | For | For | |||||||||||
| 4 | Joan C. Teofilo | For | For | |||||||||||
| 5 | C. Richard Wilkins | For | For | |||||||||||
| 2A. | To approve amendments to the Company's Amended and Restated Articles of Incorporation to: Eliminate the business combination supermajority vote provisions. | Management | For | For | ||||||||||
| 2B. | To approve amendments to the Company's Amended and Restated Articles of Incorporation to: Eliminate the prohibition on non- cumulative preferred dividends. | Management | For | For | ||||||||||
| 2C. | To approve amendments to the Company's Amended and Restated Articles of Incorporation to: Remove the Series A Preferred stock provisions. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve the Hancock Whitney Corporation 2020 Long Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the books of the Company and its subsidiaries for 2020. | Management | For | For | ||||||||||
| SJW GROUP | ||||||||||||||
| Security | 784305104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SJW | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US7843051043 | Agenda | 935150261 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: K. Armstrong | Management | For | For | ||||||||||
| 1B. | Election of Director: W. J. Bishop | Management | For | For | ||||||||||
| 1C. | Election of Director: M. Hanley | Management | For | For | ||||||||||
| 1D. | Election of Director: H. Hunt | Management | For | For | ||||||||||
| 1E. | Election of Director: G. P. Landis | Management | For | For | ||||||||||
| 1F. | Election of Director: D. C. Man | Management | For | For | ||||||||||
| 1G. | Election of Director: D. B. More | Management | For | For | ||||||||||
| 1H. | Election of Director: E. W. Thornburg | Management | For | For | ||||||||||
| 1I. | Election of Director: R. A. Van Valer | Management | For | For | ||||||||||
| 1J. | Election of Director: C. P. Wallace | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for fiscal year 2020. | Management | For | For | ||||||||||
| ENTEGRIS, INC. | ||||||||||||||
| Security | 29362U104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENTG | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US29362U1043 | Agenda | 935153003 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Michael A. Bradley | Management | For | For | ||||||||||
| 1B. | Election of Director: R. Nicholas Burns | Management | For | For | ||||||||||
| 1C. | Election of Director: James F. Gentilcore | Management | For | For | ||||||||||
| 1D. | Election of Director: James P. Lederer | Management | For | For | ||||||||||
| 1E. | Election of Director: Bertrand Loy | Management | For | For | ||||||||||
| 1F. | Election of Director: Paul L. H. Olson | Management | For | For | ||||||||||
| 1G. | Election of Director: Azita Saleki-Gerhardt | Management | For | For | ||||||||||
| 1H. | Election of Director: Brian F. Sullivan | Management | For | For | ||||||||||
| 2. | Ratify Appointment of KPMG LLP as Entegris, Inc.'s Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding vote, of the compensation paid to Entegris, Inc.'s named executive officers (advisory vote). | Management | For | For | ||||||||||
| 4. | Approval of the Entegris, Inc. 2020 Stock Plan. | Management | For | For | ||||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYE | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US6284641098 | Agenda | 935156984 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | SARAH R. COFFIN | For | For | |||||||||||
| 2 | RONALD M. DE FEO | For | For | |||||||||||
| 3 | WILLIAM A. FOLEY | For | For | |||||||||||
| 4 | F. JACK LIEBAU, JR. | For | For | |||||||||||
| 5 | BRUCE M. LISMAN | For | For | |||||||||||
| 6 | LORI LUTEY | For | For | |||||||||||
| 7 | MICHAEL MCGAUGH | For | For | |||||||||||
| 8 | JANE SCACCETTI | For | For | |||||||||||
| 9 | ROBERT A. STEFANKO | For | For | |||||||||||
| 2. | Advisory approval of the compensation of the named executive officers | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| GOGO INC. | ||||||||||||||
| Security | 38046C109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GOGO | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US38046C1099 | Agenda | 935163294 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Hugh W. Jones | For | For | |||||||||||
| 2 | Oakleigh Thorne | For | For | |||||||||||
| 2. | Advisory vote approving executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of an amendment to the Gogo Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | Approval of a stock option exchange program. | Management | Against | Against | ||||||||||
| 5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| DOVER MOTORSPORTS, INC. | ||||||||||||||
| Security | 260174107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DVD | Meeting Date | 29-Apr-2020 | |||||||||||
| ISIN | US2601741075 | Agenda | 935169424 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Denis McGlynn | For | For | |||||||||||
| 2 | Jeffrey W. Rollins | For | For | |||||||||||
| INTERPUMP GROUP SPA | ||||||||||||||
| Security | T5513W107 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2020 | ||||||||||||
| ISIN | IT0001078911 | Agenda | 712426217 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| O.1 | TO APPROVE BALANCE SHEET AS OF 31 DECEMBER 2019, TOGETHER WITH BOARD OF DIRECTORS' REPORT ON MANAGEMENT, INTERNAL AUDITORS' REPORT AND ADDITIONAL DOCUMENTS REQUIRED BY CURRENT PROVISIONS, TO PRESENT CONSOLIDATED BALANCE SHEET OF THE GROUP AS OF 31 DECEMBER 2019, TOGETHER WITH BOARD OF DIRECTORS' REPORT AND ADDITIONAL DOCUMENTS REQUIRED BY CURRENT DISPOSITIONS | Management | No Action | |||||||||||
| O.2 | TO PRESENT REPORT ON NON-FINANCIAL INFORMATION AS PER LEGISLATIVE DECREE 254- OF 30 DECEMBER 2016 | Non-Voting | ||||||||||||
| O.3 | NET INCOME ALLOCATION, RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.4.1 | REWARDING POLICY REPORT AND EMOLUMENTS PAID AS PER ART. 123-TER OF THE LEGISLATIVE DECREE NO.58 OF 1998: TO APPROVE THE FIRST SECTION OF THE REWARDING POLICIES AND EMOLUMENT'S REPORT, AS PER ART. 123-TER, ITEM 3, OF THE LEGISLATIVE DECREE NO 58 OF 1998 | Management | No Action | |||||||||||
| O.4.2 | REWARDING POLICY REPORT AND EMOLUMENTS PAID AS PER ART. 123-TER OF THE LEGISLATIVE DECREE NO.58 OF 1998: TO VOTE ON THE SECOND SECTION OF THE REWARDING POLICIES AND EMOLUMENT'S PAID REPORT, AS PER ART. 123- TER, ITEM 4, OF THE LEGISLATIVE DECREE NO 58 OF 1998 | Management | No Action | |||||||||||
| O.5.1 | TO STATE BOARD OF DIRECTORS' MEMBERS' NUMBER | Management | No Action | |||||||||||
| O.5.2 | TO STATE THE TERM OF OFFICE | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | ||||||||||||
| O.531 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY GRUPPO IPG HOLDING S.P.A., REPRESENTING 23.3348PCT OF THE SHARE CAPITAL: MARCELLO MARGOTTO, FULVIO MONTIPO', GIOVANNI TAMBURI, VICTOR GOTTARDI, PAOLA TAGLIAVINI, STEFANIA PETRUCCIOLI, FEDERICA MENICHETTI, ANTONIA DI BELLA, FABIO MARASI AND CLAUDIO BERRETTI | Shareholder | No Action | |||||||||||
| O.532 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD FUND MANAGERS LIMITED - STANDARD LIFE INVESTMENTS GLOBAL SICAV; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING FUNDS: AMUNDI RISPARMIO ITALIA; AMUNDI SVILUPPO ITALIA, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI VALORE ITALIA; ARCA FONDI SGR S.P.A. MANAGING FUNDS ARCA ECONOMIA REALE EQUITY ITALIA, ARCA ECONOMIA REALE BILANCIATO ITALIA 30; EURIZON CAPITAL S.A. MANAGING FUND EURIZON FUND DIVISION ITALIAN EQUITY OPPORTUNITIES, EQUITY ITALY SMART VOLATILITY; EURIZON CAPITAL SGR S.P.A. MANAGING FUNDS: EURIZON PROGETTO ITALIA 20, EURIZON PIR ITALIA 30, EURIZON RENDITA, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON AZIONI PMI ITALIA, EURIZON PROGETTO ITALIA 40; EPSILON SGR S.P.A. MANAGING FUNDS: EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON FLESSIBILE AZIONI EURO FEBBRAIO 2021, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON QEQUITY, EPSILON QRETURN; FIDELITY INTERNATIONAL- FID FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50, PIANO BILANCIATO ITALIA 30; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING FUND GIP ALLEANZA OBBL; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING FUNDS MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE | Shareholder | No Action | |||||||||||
| SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SGR S.P.A MANAGING FUNDS PRAMERICA MITO 25 E MITO 50, REPRESENTING 6.7005PCT OF THE SHARE CAPITAL: ANGELO BUSANI AND FRANCA BRUSCO | ||||||||||||||
| O.5.4 | TO STATE BOARD OF DIRECTORS' CHAIRMAN | Management | No Action | |||||||||||
| O.6 | TO STATE DIRECTORS' EMOLUMENT REGARDING YEAR 2020 AND THE TOTAL AMOUNT OF THE EMOLUMENT OF DIRECTORS PERFORMING SPECIFIC TASKS, RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | ||||||||||||
| O.711 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THREE EFFECTIVE AND TWO ALTERNATES INTERNAL AUDITORS FOR EXERCISES 2020-2021-2022: LIST PRESENTED BY GRUPPO IPG HOLDING S.P.A., REPRESENTING 23.3348PCT OF THE SHARE CAPITAL: EFFECTIVE AUDITORS: MARIO TAGLIAFERRI, ROBERTA DE SIMONE, ACHILLE DELMONTE . ALTERNATE AUDITORS: ANDREA ROMERSA AND VALERIA GASPARINI | Shareholder | No Action | |||||||||||
| O.712 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THREE EFFECTIVE AND TWO ALTERNATES INTERNAL AUDITORS FOR EXERCISES 2020-2021-2022: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS - ABERDEEN STANDARD FUND MANAGERS LIMITED - STANDARD LIFE INVESTMENTS GLOBAL SICAV; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING FUNDS: AMUNDI RISPARMIO ITALIA; AMUNDI SVILUPPO ITALIA, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI VALORE ITALIA; ARCA FONDI SGR S.P.A. MANAGING FUNDS ARCA ECONOMIA REALE EQUITY ITALIA, ARCA ECONOMIA REALE BILANCIATO ITALIA 30; EURIZON CAPITAL S.A. MANAGING FUND EURIZON FUND DIVISION ITALIAN EQUITY OPPORTUNITIES, EQUITY ITALY SMART VOLATILITY; EURIZON CAPITAL SGR S.P.A. MANAGING FUNDS: EURIZON PROGETTO ITALIA 20, EURIZON PIR ITALIA 30, EURIZON RENDITA, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON AZIONI PMI ITALIA, EURIZON PROGETTO ITALIA 40; EPSILON SGR S.P.A. MANAGING FUNDS: EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON FLESSIBILE AZIONI | Shareholder | No Action | |||||||||||
| EURO FEBBRAIO 2021, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON QEQUITY, EPSILON QRETURN; FIDELITY INTERNATIONAL- FID FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50, PIANO BILANCIATO ITALIA 30; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING FUND GIP ALLEANZA OBBL; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING FUNDS MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SGR S.P.A MANAGING FUNDS PRAMERICA MITO 25 E MITO 50, REPRESENTING 6.7005PCT OF THE SHARE CAPITAL: EFFECTIVE AUDITOR: ANNA MARIA ALLIEVI . ALTERNATE AUDITOR: ROBERTA SENNI | ||||||||||||||
| O.7.2 | TO STATE INTERNAL AUDITORS' EMOLUMENT | Management | No Action | |||||||||||
| O.8 | AUTHORIZATION, AS PER ARTICLES 2357 AND 2357- TER OF THE ITALIAN CIVIL CODE, TO PURCHASE OWN SHARES AND TO FURTHER POSSIBLE DISPOSAL OF OWN SHARES IN PORTFOLIO OR PURCHASED, RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| E.1 | TO EMPOWER THE BOARD OF DIRECTORS TO INCREASE THE STOCK CAPITAL WITHOUT OF OPTION RIGHT, AS PER ART. 2443 AND 2441, ITEM 4, FIRST AND SECOND SENTENCE OF THE ITALIAN CIVIL CODE, TO AMEND ACCORDINGLY THE ART. 5 (STOCK CAPITAL) OF THE BY-LAWS, RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 388703 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE | Non-Voting | ||||||||||||
| CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | ||||||||||||||
| CMMT | 21 APR 2020: PLEASE NOTE THAT AS PER ART. 106, ITEM 4, OF THE LEGISLATIVE-DECREE COVID19 THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN.-THANK YOU | Non-Voting | ||||||||||||
| CMMT | 21 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| ASTEC INDUSTRIES, INC. | ||||||||||||||
| Security | 046224101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASTE | Meeting Date | 30-Apr-2020 | |||||||||||
| ISIN | US0462241011 | Agenda | 935142923 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William D. Gehl | For | For | |||||||||||
| 2 | William G. Dorey | For | For | |||||||||||
| 3 | Charles F. Potts | For | For | |||||||||||
| 4 | Barry A. Ruffalo | For | For | |||||||||||
| 2. | To approve the Compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| AVID TECHNOLOGY, INC. | ||||||||||||||
| Security | 05367P100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AVID | Meeting Date | 30-Apr-2020 | |||||||||||
| ISIN | US05367P1003 | Agenda | 935144143 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Christian A. Asmar | Management | For | For | ||||||||||
| 1B. | Election of Director: Elizabeth M. Daley | Management | For | For | ||||||||||
| 1C. | Election of Director: Daniel B. Silvers | Management | For | For | ||||||||||
| 1D. | Election of Director: John P. Wallace | Management | For | For | ||||||||||
| 2. | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the Company's 2014 Stock Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||||||||
| FERRO CORPORATION | ||||||||||||||
| Security | 315405100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FOE | Meeting Date | 30-Apr-2020 | |||||||||||
| ISIN | US3154051003 | Agenda | 935175136 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David A. Lorber | For | For | |||||||||||
| 2 | Marran H. Ogilvie | For | For | |||||||||||
| 3 | Andrew M. Ross | For | For | |||||||||||
| 4 | Allen A. Spizzo | For | For | |||||||||||
| 5 | Peter T. Thomas | For | For | |||||||||||
| 6 | Ronald P. Vargo | For | For | |||||||||||
| 2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| ARC DOCUMENT SOLUTIONS INC | ||||||||||||||
| Security | 00191G103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ARC | Meeting Date | 30-Apr-2020 | |||||||||||
| ISIN | US00191G1031 | Agenda | 935180404 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | K. Suriyakumar | For | For | |||||||||||
| 2 | Bradford L. Brooks | For | For | |||||||||||
| 3 | Cheryl Cook | For | For | |||||||||||
| 4 | Tracey Luttrell | For | For | |||||||||||
| 5 | Dewitt Kerry McCluggage | For | For | |||||||||||
| 6 | Mark W. Mealy | For | For | |||||||||||
| 2. | Ratify the appointment of Armanino LLP as ARC Document Solutions, Inc.'s independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | Approve advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||||
| 4. | Approve an amendment to the ARC Document Solutions 2005 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
| Security | 253651103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DBD | Meeting Date | 01-May-2020 | |||||||||||
| ISIN | US2536511031 | Agenda | 935137922 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
| 1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||||||||
| 1C. | Election of Director: Reynolds C. Bish | Management | For | For | ||||||||||
| 1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
| 1E. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||||
| 1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||||
| 1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
| 1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||||
| 1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||||
| 1J. | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
| 1K. | Election of Director: Lauren C. States | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For | ||||||||||
| VALLEY NATIONAL BANCORP | ||||||||||||||
| Security | 919794107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VLY | Meeting Date | 01-May-2020 | |||||||||||
| ISIN | US9197941076 | Agenda | 935149698 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Andrew B. Abramson | Management | For | For | ||||||||||
| 1B. | Election of Director: Peter J. Baum | Management | For | For | ||||||||||
| 1C. | Election of Director: Eric P. Edelstein | Management | For | For | ||||||||||
| 1D. | Election of Director: Graham O. Jones | Management | For | For | ||||||||||
| 1E. | Election of Director: Marc J. Lenner | Management | For | For | ||||||||||
| 1F. | Election of Director: Kevin J. Lynch | Management | For | For | ||||||||||
| 1G. | Election of Director: Peter V. Maio | Management | For | For | ||||||||||
| 1H. | Election of Director: Ira Robbins | Management | For | For | ||||||||||
| 1I. | Election of Director: Suresh L. Sani | Management | For | For | ||||||||||
| 1J. | Election of Director: Lisa J. Schultz | Management | For | For | ||||||||||
| 1K. | Election of Director: Jennifer W. Steans | Management | For | For | ||||||||||
| 1L. | Election of Director: Jeffrey S. Wilks | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | An amendment to the Restated Certificate of Incorporation of Valley National Bancorp to increase the number of authorized shares of common stock. | Management | For | For | ||||||||||
| 5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||||
| THE YORK WATER COMPANY | ||||||||||||||
| Security | 987184108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | YORW | Meeting Date | 04-May-2020 | |||||||||||
| ISIN | US9871841089 | Agenda | 935148002 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Joseph T. Hand | For | For | |||||||||||
| 2 | Erin C. McGlaughlin | For | For | |||||||||||
| 3 | Robert P. Newcomer | For | For | |||||||||||
| 4 | Ernest J. Waters | For | For | |||||||||||
| 2. | To ratify the appointment of Baker Tilly Virchow Krause, LLP as auditors. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| THE E.W. SCRIPPS COMPANY | ||||||||||||||
| Security | 811054402 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SSP | Meeting Date | 04-May-2020 | |||||||||||
| ISIN | US8110544025 | Agenda | 935151605 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Lauren Rich Fine | Management | Abstain | Against | ||||||||||
| 1B. | Election of Director: Wonya Y. Lucas | Management | Abstain | Against | ||||||||||
| 1C. | Election of Director: Kim Williams | Management | Abstain | Against | ||||||||||
| ATLANTIC UNION BANKSHARES CORPORATION | ||||||||||||||
| Security | 04911A107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AUB | Meeting Date | 05-May-2020 | |||||||||||
| ISIN | US04911A1079 | Agenda | 935146313 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class III Director to serve until the 2023 Annual meeting: Frank Russell Ellett | Management | For | For | ||||||||||
| 1.2 | Election of Class III Director to serve until the 2023 Annual meeting: Gregory L. Fisher | Management | For | For | ||||||||||
| 1.3 | Election of Class III Director to serve until the 2023 Annual meeting: Patrick J. McCann | Management | For | For | ||||||||||
| 1.4 | Election of Class III Director to serve until the 2023 Annual meeting: Alan W. Myers | Management | For | For | ||||||||||
| 1.5 | Election of Class III Director to serve until the 2023 Annual meeting: Linda V. Schreiner | Management | For | For | ||||||||||
| 2. | To approve an amendment to the Company's articles of incorporation to eliminate the classified structure of the Board of Directors and provide for the annual election of directors. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the Company's articles of incorporation to update the provisions regarding indemnification of directors and officers of the Company. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 5. | To approve, on an advisory (non-binding) basis, the Company's executive compensation. | Management | For | For | ||||||||||
| PRIMO WATER CORPORATION | ||||||||||||||
| Security | 74167P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRMW | Meeting Date | 05-May-2020 | |||||||||||
| ISIN | CA74167P1080 | Agenda | 935149701 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Britta Bomhard | For | For | |||||||||||
| 2 | Susan E. Cates | For | For | |||||||||||
| 3 | Jerry Fowden | For | For | |||||||||||
| 4 | Stephen H. Halperin | For | For | |||||||||||
| 5 | Thomas J. Harrington | For | For | |||||||||||
| 6 | Betty Jane Hess | For | For | |||||||||||
| 7 | Gregory Monahan | For | For | |||||||||||
| 8 | Mario Pilozzi | For | For | |||||||||||
| 9 | Billy D. Prim | For | For | |||||||||||
| 10 | Eric Rosenfeld | For | For | |||||||||||
| 11 | Graham W. Savage | For | For | |||||||||||
| 12 | Steven P. Stanbrook | For | For | |||||||||||
| 2. | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation's named executive officers.. | Management | For | For | ||||||||||
| ENTERCOM COMMUNICATIONS CORP. | ||||||||||||||
| Security | 293639100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ETM | Meeting Date | 05-May-2020 | |||||||||||
| ISIN | US2936391000 | Agenda | 935150552 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David J. Field | For | For | |||||||||||
| 2 | Joseph M. Field | For | For | |||||||||||
| 3 | David J. Berkman | For | For | |||||||||||
| 2. | Approval of the following advisory resolution regarding the Company's Executive Compensation: "RESOLVED, that the compensation paid to the Company's Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion, is hereby APPROVED." | Management | For | For | ||||||||||
| 3. | To ratify the Selection of the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| PREFORMED LINE PRODUCTS COMPANY | ||||||||||||||
| Security | 740444104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PLPC | Meeting Date | 05-May-2020 | |||||||||||
| ISIN | US7404441047 | Agenda | 935156542 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mr. Glenn Corlett | For | For | |||||||||||
| 2 | Mr. Michael Gibbons | For | For | |||||||||||
| 3 | Mr. R. Steven Kestner | For | For | |||||||||||
| 4 | Mr. J. Ryan Ruhlman | For | For | |||||||||||
| 2. | Approval of the compensation of the Company's named executive officers on a non-binding advisory basis. | Management | For | For | ||||||||||
| 3. | Approval of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| OPUS BANK | ||||||||||||||
| Security | 684000102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OPB | Meeting Date | 05-May-2020 | |||||||||||
| ISIN | US6840001027 | Agenda | 935180137 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Proposal to approve the Agreement and Plan of Reorganization, dated as of January 31, 2020, by and among Pacific Premier Bancorp, Inc., Pacific Premier Bank and Opus Bank (including the Agreement of Merger incorporated therein), pursuant to which Opus Bank will merge with and into Pacific Premier Bank, with Pacific Premier Bank as the surviving institution (such transaction, the "Merger"), and the Merger. | Management | For | For | ||||||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that certain named executive officers of Opus Bank may receive that is based on or otherwise relates to the Merger. | Management | For | For | ||||||||||
| 3. | Proposal to adjourn the Opus Bank Special Meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the meeting to approve Proposal 1. | Management | For | For | ||||||||||
| AVIO S.P.A. | ||||||||||||||
| Security | T0R27R125 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2020 | ||||||||||||
| ISIN | IT0005119810 | Agenda | 712437056 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY HAS ANNOUNCED THAT AS PER ART. 106, ITEM 4, OF- THE LEGISLATIVE DECREE COVID19 THE PHYSICAL PARTICIPATION TO THE MEETING IS-NOT FORESEEN. THANK YOU | Non-Voting | ||||||||||||
| 1 | BALANCE SHEET AS OF 31 DECEMBER 2019. TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS. PROFIT ALLOCATION. RESOLUTIONS RELATED THERETO | Management | For | For | ||||||||||
| 2.1 | REWARDING POLICY AND EMOLUMENT'S REPORT AS PER ART. 123-TER, ITEM 3-BIS AND 6 OF THE LEGISLATIVE DECREE 58/98, FIRST SECTION: REWARDING POLICY'S REPORT. BINDING RESOLUTION | Management | For | For | ||||||||||
| 2.2 | REWARDING POLICY AND EMOLUMENT'S REPORT AS PER ART. 123-TER, ITEM 3-BIS AND 6 OF THE LEGISLATIVE DECREE 58/98, SECOND SECTION: PAID EMOLUMENT'S REPORT: NON-BINDING RESOLUTION | Management | For | For | ||||||||||
| 3.1 | TO STATE BOARD OF DIRECTORS' MEMBERS' NUMBER, RESOLUTIONS RELATED THERETO | Management | For | For | ||||||||||
| 3.2 | TO STATE BOARD OF DIRECTORS' TERM OF OFFICE, RESOLUTIONS RELATED THERETO | Management | For | For | ||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF | Non-Voting | ||||||||||||
| 3.3.1 | TO STATE BOARD OF DIRECTORS' MEMBERS' NUMBER, RESOLUTIONS RELATED THERETO: TO APPOINT BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY THE BOARD OF DIRECTORS: ROBERTO ITALIA; GIULIO RANZO; ELENA PISONERO; LUIGI PASQUALI; DONATELLA SCIUTO; GIOVANNI GORNO TEMPINI; MONICA AUTERI; STEFANO RATTI; LETIZIA COLUCCI; GAELE WINTERS; MARIA ROSARIA BONIFACIO | Management | For | For | ||||||||||
| 3.3.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI VALORE ITALIA PIR, SECONDA PENSIONE PRUDENTE ESG; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: ARCA ECONOMIA REALE EQUITY ITALIA, ARCA AZIONI ITALIA; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUNDS: EURIZON AZIONI ITALIA, EURIZON AZIONI PMI ITALIA; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUNDS: MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY, REPRESENTING TOGETHER 5.38543PCT OF THE STOCK CAPITAL; RAFFAELLE CAPPIELLO; DONATELLA ISAIA; STEFANO PAREGLIO | Shareholder | No Action | |||||||||||
| 3.4 | TO STATE BOARD OF DIRECTORS' EMOLUMENT | Management | For | For | ||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 3 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 3 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | ||||||||||||
| 4.1.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THREE EFFECTIVE AUDITORS AND TWO ALTERNATES AUDITORS FOR EXERCISES 2020-2022, RESOLUTIONS RELATED THERETO: LIST PRESENTED BY LEONARDO S.P.A., REPRESENTING 25.88PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITORS: MARIO MATTEO BUSSO; MICHELA ZEME; MAURIZIO DE MAGISTRIS; ALTERNATE AUDITORS: SARA FORNASIERO, CLAUDIO COEN | Shareholder | Abstain | |||||||||||
| 4.1.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THREE EFFECTIVE AUDITORS AND TWO ALTERNATES AUDITORS FOR EXERCISES 2020-2022, RESOLUTIONS RELATED THERETO: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR | Shareholder | For | |||||||||||
| S.P.A. MANAGING OF THE FUNDS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI VALORE ITALIA PIR, SECONDA PENSIONE PRUDENTE ESG; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: ARCA ECONOMIA REALE EQUITY ITALIA, ARCA AZIONI ITALIA; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUNDS: EURIZON AZIONI ITALIA, EURIZON AZIONI PMI ITALIA; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUNDS: MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY, REPRESENTING TOGETHER 5.38543PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITOR: - VITO DI BATTISTA ALTERNATE AUDITOR: - ROBERTO CASSADER | ||||||||||||||
| 4.1.3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THREE EFFECTIVE AUDITORS AND TWO ALTERNATES AUDITORS FOR EXERCISES 2020-2022, RESOLUTIONS RELATED THERETO: LIST PRESENTED BY SPACE HOLDING SRL, REPRESENTING 5.60PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITOR: RICCARDO RAUL BAUER; ALTERNATE AUDITOR: GIULIA DE MARTINO | Shareholder | Abstain | |||||||||||
| 4.2 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN. RESOLUTIONS RELATED THERETO | Management | For | For | ||||||||||
| 4.3 | TO STATE INTERNAL AUDITORS' MEMBERS EMOLUMENT. RESOLUTIONS RELATED THERETO | Management | For | For | ||||||||||
| TIMKENSTEEL CORPORATION | ||||||||||||||
| Security | 887399103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMST | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US8873991033 | Agenda | 935142024 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Randall H. Edwards | For | For | |||||||||||
| 2 | Leila L. Vespoli | For | For | |||||||||||
| 3 | Randall A. Wotring | For | For | |||||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as the company's independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of the company's named executive officers. | Management | For | For | ||||||||||
| 4. | Approval of the TimkenSteel Corporation 2020 Equity and Incentive Compensation Plan. | Management | Against | Against | ||||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
| Security | 007800105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AJRD | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US0078001056 | Agenda | 935147810 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gen Kevin P. Chilton | For | For | |||||||||||
| 2 | Thomas A. Corcoran | For | For | |||||||||||
| 3 | Eileen P. Drake | For | For | |||||||||||
| 4 | James R. Henderson | For | For | |||||||||||
| 5 | Warren G. Lichtenstein | For | For | |||||||||||
| 6 | Gen L W Lord USAF (Ret) | For | For | |||||||||||
| 7 | Martin Turchin | For | For | |||||||||||
| 2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| MONEYGRAM INTERNATIONAL, INC. | ||||||||||||||
| Security | 60935Y208 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGI | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US60935Y2081 | Agenda | 935151364 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: J. Coley Clark | Management | For | For | ||||||||||
| 1B. | Election of Director: Victor W. Dahir | Management | For | For | ||||||||||
| 1C. | Election of Director: Antonio O. Garza | Management | For | For | ||||||||||
| 1D. | Election of Director: W. Alexander Holmes | Management | For | For | ||||||||||
| 1E. | Election of Director: Michael P. Rafferty | Management | For | For | ||||||||||
| 1F. | Election of Director: W. Bruce Turner | Management | For | For | ||||||||||
| 1G. | Election of Director: Peggy Vaughan | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | Approval of an advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of an Amendment and Restatement of the MoneyGram International, Inc. 2005 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| DUCOMMUN INCORPORATED | ||||||||||||||
| Security | 264147109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DCO | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US2641471097 | Agenda | 935151453 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard A. Baldridge | For | For | |||||||||||
| 2 | Stephen G. Oswald | For | For | |||||||||||
| 2. | Advisory resolution on executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of the Company's 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||
| SALEM MEDIA GROUP, INC. | ||||||||||||||
| Security | 794093104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SALM | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US7940931048 | Agenda | 935153849 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Stuart W. Epperson | Management | For | For | ||||||||||
| 1B. | Election of Director: Edward G. Atsinger III | Management | For | For | ||||||||||
| 1C. | Election of Director: Richard A. Riddle (independent director) | Management | For | For | ||||||||||
| 1D. | Election of Director: Eric H. Halvorson (independent director) | Management | For | For | ||||||||||
| 1E. | Election of Director: Heather W. Grizzle | Management | For | For | ||||||||||
| 2. | Proposal to ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| FRP HOLDINGS, INC. | ||||||||||||||
| Security | 30292L107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FRPH | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US30292L1070 | Agenda | 935155499 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John D. Baker II | For | For | |||||||||||
| 2 | Charles E Commander III | For | For | |||||||||||
| 3 | H. W. Shad III | For | For | |||||||||||
| 4 | Martin E. Stein, Jr. | For | For | |||||||||||
| 5 | William H. Walton III | For | For | |||||||||||
| 6 | Margaret B. Wetherbee | For | For | |||||||||||
| 2. | Ratification of the audit committee's selection of FRP's independent independent registered public accounting firm, Hancock Askew & Co., LLP (the "Auditor Proposal"). | Management | For | For | ||||||||||
| 3. | Approval of, on an advisory basis, the compensation of FRP's named executive officers (the "Compensation Proposal"). | Management | For | For | ||||||||||
| GRAY TELEVISION, INC. | ||||||||||||||
| Security | 389375205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTNA | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US3893752051 | Agenda | 935157570 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Hilton H. Howell, Jr. | For | For | |||||||||||
| 2 | Howell W. Newton | For | For | |||||||||||
| 3 | Richard L. Boger | For | For | |||||||||||
| 4 | T. L. Elder | For | For | |||||||||||
| 5 | Luis A. Garcia | For | For | |||||||||||
| 6 | Richard B. Hare | For | For | |||||||||||
| 7 | Robin R. Howell | For | For | |||||||||||
| 8 | Donald P. LaPlatney | For | For | |||||||||||
| 9 | Paul H. McTear | For | For | |||||||||||
| 2. | The approval, on a non-binding advisory basis, of the compensation of Gray Television, Inc.'s named executive officers. | Management | For | For | ||||||||||
| 3. | The ratification of the appointment of RSM US LLP as Gray Television, Inc.'s independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| GRAY TELEVISION, INC. | ||||||||||||||
| Security | 389375106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTN | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US3893751061 | Agenda | 935157570 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Hilton H. Howell, Jr. | For | For | |||||||||||
| 2 | Howell W. Newton | For | For | |||||||||||
| 3 | Richard L. Boger | For | For | |||||||||||
| 4 | T. L. Elder | For | For | |||||||||||
| 5 | Luis A. Garcia | For | For | |||||||||||
| 6 | Richard B. Hare | For | For | |||||||||||
| 7 | Robin R. Howell | For | For | |||||||||||
| 8 | Donald P. LaPlatney | For | For | |||||||||||
| 9 | Paul H. McTear | For | For | |||||||||||
| 2. | The approval, on a non-binding advisory basis, of the compensation of Gray Television, Inc.'s named executive officers. | Management | For | For | ||||||||||
| 3. | The ratification of the appointment of RSM US LLP as Gray Television, Inc.'s independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| GIBRALTAR INDUSTRIES, INC. | ||||||||||||||
| Security | 374689107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROCK | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US3746891072 | Agenda | 935174413 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Mark G. Barberio | Management | For | For | ||||||||||
| 1B. | Election of Director: William T. Bosway | Management | For | For | ||||||||||
| 1C. | Election of Director: Sharon M. Brady | Management | For | For | ||||||||||
| 1D.�� | Election of Director: Craig A. Hindman | Management | For | For | ||||||||||
| 1E. | Election of Director: Vinod M. Khilnani | Management | For | For | ||||||||||
| 1F. | Election of Director: Linda K. Myers | Management | For | For | ||||||||||
| 1G. | Election of Director: William P. Montague | Management | For | For | ||||||||||
| 1H. | Election of Director: James B. Nish | Management | For | For | ||||||||||
| 1I. | Election of Director: Atlee Valentine Pope | Management | For | For | ||||||||||
| 2. | Advisory approval on the company's executive compensation (Say- On-Pay). | Management | For | For | ||||||||||
| 3. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| ALLIED MOTION TECHNOLOGIES INC. | ||||||||||||||
| Security | 019330109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMOT | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US0193301092 | Agenda | 935180480 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: L.P. Duch | Management | For | For | ||||||||||
| 1B. | Election of Director: R.B. Engel | Management | For | For | ||||||||||
| 1C. | Election of Director: R.D. Federico | Management | For | For | ||||||||||
| 1D. | Election of Director: G.J. Laber | Management | For | For | ||||||||||
| 1E. | Election of Director: J.J. Tanous | Management | For | For | ||||||||||
| 1F. | Election of Director: R.S. Warzala | Management | For | For | ||||||||||
| 1G. | Election of Director: M.R. Winter | Management | For | For | ||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2020. | Management | For | For | ||||||||||
| THE MARCUS CORPORATION | ||||||||||||||
| Security | 566330106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCS | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | US5663301068 | Agenda | 935185656 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen H. Marcus | For | For | |||||||||||
| 2 | Diane Marcus Gershowitz | For | For | |||||||||||
| 3 | Allan H. Selig | For | For | |||||||||||
| 4 | Timothy E. Hoeksema | For | For | |||||||||||
| 5 | Bruce J. Olson | For | For | |||||||||||
| 6 | Philip L. Milstein | For | For | |||||||||||
| 7 | Gregory S. Marcus | For | For | |||||||||||
| 8 | Brian J. Stark | For | For | |||||||||||
| 9 | Katherine M. Gehl | For | For | |||||||||||
| 10 | David M. Baum | For | For | |||||||||||
| 2. | To approve, by advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| POLLARD BANKNOTE LTD | ||||||||||||||
| Security | 73150R105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||
| ISIN | CA73150R1055 | Agenda | 712360798 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE FAVOR' OR 'ABSTAIN' ONLY- FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF DIRECTOR: DAVE BROWN | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: JERRY GRAY | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: GARRY LEACH | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: GORDON POLLARD | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: JOHN POLLARD | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: DOUGLAS POLLARD | Management | For | For | ||||||||||
| 2 | TO APPOINT KPMG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| COHEN & STEERS, INC. | ||||||||||||||
| Security | 19247A100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNS | Meeting Date | 07-May-2020 | |||||||||||
| ISIN | US19247A1007 | Agenda | 935147771 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Martin Cohen | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert H. Steers | Management | For | For | ||||||||||
| 1C. | Election of Director: Joseph Harvey | Management | For | For | ||||||||||
| 1D. | Election of Director: Peter L. Rhein | Management | For | For | ||||||||||
| 1E. | Election of Director: Richard P. Simon | Management | For | For | ||||||||||
| 1F. | Election of Director: Edmond D. Villani | Management | For | For | ||||||||||
| 1G. | Election of Director: Frank T. Connor | Management | For | For | ||||||||||
| 1H. | Election of Director: Reena Aggarwal | Management | For | For | ||||||||||
| 1I. | Election of Director: Dasha Smith | Management | For | For | ||||||||||
| 2. | Ratification of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding vote, of the compensation of the company's named executive officers. | Management | For | For | ||||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AP | Meeting Date | 07-May-2020 | |||||||||||
| ISIN | US0320371034 | Agenda | 935150437 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James J. Abel | For | For | |||||||||||
| 2 | William K. Lieberman | For | For | |||||||||||
| 3 | Stephen E. Paul | For | For | |||||||||||
| 4 | Carl H Pforzheimer, III | For | For | |||||||||||
| 2. | To approve, in a non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| CADENCE BANCORPORATION | ||||||||||||||
| Security | 12739A100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CADE | Meeting Date | 07-May-2020 | |||||||||||
| ISIN | US12739A1007 | Agenda | 935155689 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A | Election of Class III Director: William B. Harrison, Jr. | Management | For | For | ||||||||||
| 1B | Election of Class III Director: Joseph W. Evans | Management | For | For | ||||||||||
| 2. | Approval of an amendment to the Second Amended and Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
| 3. | Approval of an amendment to the Second Amended and Restated Certificate of Incorporation to eliminate a supermajority vote provision. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to the Second Amended and Restated Certificate of Incorporation to eliminate obsolete provisions. | Management | For | For | ||||||||||
| 5. | Approval (on an advisory basis) of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 6. | Ratification of the appointment of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
| GRIFFIN INDUSTRIAL REALTY INC. | ||||||||||||||
| Security | 398231100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GRIF | Meeting Date | 07-May-2020 | |||||||||||
| ISIN | US3982311009 | Agenda | 935176506 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: David R. Bechtel | Management | For | For | ||||||||||
| 1B. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Edgar M. Cullman, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Frederick M. Danziger | Management | For | For | ||||||||||
| 1D. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Gordon F. DuGan | Management | For | For | ||||||||||
| 1E. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Michael S. Gamzon | Management | For | For | ||||||||||
| 1F. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Jonathan P. May | Management | For | For | ||||||||||
| 1G. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Molly North | Management | For | For | ||||||||||
| 1H. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Amy Rose Silverman | Management | For | For | ||||||||||
| 1I. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Albert H. Small, Jr. | Management | For | For | ||||||||||
| 2. | The ratification of the selection of RSM US LLP as Griffin's independent registered public accountants for fiscal 2020. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory (non-binding) basis, of the compensation of Griffin's named executive officers as presented in Griffin's Proxy Statement. | Management | For | For | ||||||||||
| 4. | The approval of an amendment to Griffin's amended and restated certificate of incorporation to impose certain ownership and transfer restrictions. | Management | For | For | ||||||||||
| 5. | The approval of Griffin's reincorporation as a Maryland corporation, through and including a merger with and into our wholly owned subsidiary. | Management | For | For | ||||||||||
| 6. | The approval of the Griffin Industrial Realty, Inc. and Griffin Industrial, LLC 2020 Incentive Award Plan. | Management | For | For | ||||||||||
| CHESAPEAKE UTILITIES CORPORATION | ||||||||||||||
| Security | 165303108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPK | Meeting Date | 07-May-2020 | |||||||||||
| ISIN | US1653031088 | Agenda | 935182155 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Lila A. Jaber | Management | For | For | ||||||||||
| 1B. | Election of Director: Thomas J. Bresnan | Management | For | For | ||||||||||
| 1C. | Election of Director: Ronald G. Forsythe, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Dianna F. Morgan | Management | For | For | ||||||||||
| 1E. | Election of Director: John R. Schimkaitis | Management | For | For | ||||||||||
| 2. | Cast a non-binding advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Cast a non-binding advisory vote to ratify the appointment of the Company's independent registered public accounting firm, Baker Tilly Virchow Krause, LLP. | Management | For | For | ||||||||||
| SPROTT INC | ||||||||||||||
| Security | 852066109 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 08-May-2020 | ||||||||||||
| ISIN | CA8520661098 | Agenda | 712379278 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 TO 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.6 AND 2. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF DIRECTOR: RONALD DEWHURST | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: GRAHAM BIRCH | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: PETER GROSSKOPF | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: SHARON RANSON | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: ARTHUR RICHARDS RULE IV | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: ROSEMARY ZIGROSSI | Management | For | For | ||||||||||
| 2 | RE-APPOINTMENT OF KPMG LLP, CHARTED ACCOUNTANTS AS AUDITORS OF THE CORPORATION, AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION AND TERMS OF ENGAGEMENT | Management | For | For | ||||||||||
| 3 | TO CONSIDER AND, IF DEEMED ADVISABLE, PASS A SPECIAL RESOLUTION APPROVING AN AMENDMENT TO THE ARTICLES OF THE CORPORATION FOR THE FUTURE CONSOLIDATION OF THE CORPORATION'S ISSUED AND OUTSTANDING COMMON SHARES ON THE BASIS OF ONE (1) POST CONSOLIDATION COMMON SHARE FOR UP TO TEN (10) PRE-CONSOLIDATION COMMON SHARES, IF, AND AT SUCH TIME FOLLOWING THE DATE OF THE MEETING, AS MAY BE DETERMINED BY THE BOARD IN ITS SOLE DISCRETION | Management | For | For | ||||||||||
| 4 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT AMENDMENT, AN ORDINARY RESOLUTION TO APPROVE, CONFIRM AND RATIFY THE 2020 AMENDED AND RESTATED STOCK OPTION PLAN OF THE CORPORATION | Management | For | For | ||||||||||
| 5 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT AMENDMENT, AN ORDINARY RESOLUTION TO APPROVE, CONFIRM AND RATIFY THE 2020 AMENDED AND RESTATED EMPLOYEE PROFIT SHARING PLAN FOR NON-U.S. EMPLOYEES OF THE CORPORATION AND ITS AFFILIATED ENTITIES | Management | Against | Against | ||||||||||
| 6 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT AMENDMENT, AN ORDINARY RESOLUTION TO APPROVE, CONFIRM AND RATIFY THE 2020 AMENDED AND RESTATED EQUITY INCENTIVE PLAN FOR U.S. SERVICE PROVIDERS OF THE CORPORATION AND ITS AFFILIATED ENTITIES | Management | For | For | ||||||||||
| BIOTELEMETRY, INC. | ||||||||||||||
| Security | 090672106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BEAT | Meeting Date | 08-May-2020 | |||||||||||
| ISIN | US0906721065 | Agenda | 935155348 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director until 2023 Annual Meeting: Joseph H. Capper | Management | For | For | ||||||||||
| 1B. | Election of Class I Director until 2023 Annual Meeting: Joseph A. Frick | Management | For | For | ||||||||||
| 1C. | Election of Class I Director until 2023 Annual Meeting: Colin Hill | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the BioTelemetry, Inc. Amended and Restated 2017 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| KEWEENAW LAND ASSOCIATION, LIMITED | ||||||||||||||
| Security | 493026108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KEWL | Meeting Date | 11-May-2020 | |||||||||||
| ISIN | US4930261080 | Agenda | 935184630 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James A. Mai | For | For | |||||||||||
| 2 | Ian D. Haft | For | For | |||||||||||
| 3 | Paul D. Sonkin | For | For | |||||||||||
| 4 | Steven Winch | For | For | |||||||||||
| 5 | John D. Enlow | For | For | |||||||||||
| 6 | Peter C. Madden | For | For | |||||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
| CALLAWAY GOLF COMPANY | ||||||||||||||
| Security | 131193104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ELY | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US1311931042 | Agenda | 935154877 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Oliver G. Brewer III | For | For | |||||||||||
| 2 | Samuel H. Armacost | For | For | |||||||||||
| 3 | Scott H. Baxter | For | For | |||||||||||
| 4 | John C. Cushman, III | For | For | |||||||||||
| 5 | Laura J. Flanagan | For | For | |||||||||||
| 6 | Russell L. Fleischer | For | For | |||||||||||
| 7 | John F. Lundgren | For | For | |||||||||||
| 8 | Adebayo O. Ogunlesi | For | For | |||||||||||
| 9 | Linda B. Segre | For | For | |||||||||||
| 10 | Anthony S. Thornley | For | For | |||||||||||
| 2. | Ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | Approve an amendment to the Certificate of Incorporation to eliminate cumulative voting in the election of directors. | Management | Against | Against | ||||||||||
| WABASH NATIONAL CORPORATION | ||||||||||||||
| Security | 929566107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WNC | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US9295661071 | Agenda | 935155336 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Therese M. Bassett | Management | For | For | ||||||||||
| 1B. | Election of Director: John G. Boss | Management | For | For | ||||||||||
| 1C. | Election of Director: John E. Kunz | Management | For | For | ||||||||||
| 1D. | Election of Director: Larry J. Magee | Management | For | For | ||||||||||
| 1E. | Election of Director: Ann D. Murtlow | Management | For | For | ||||||||||
| 1F. | Election of Director: Scott K. Sorensen | Management | For | For | ||||||||||
| 1G. | Election of Director: Stuart A. Taylor II | Management | For | For | ||||||||||
| 1H. | Election of Director: Brent L. Yeagy | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as Wabash National Corporation's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
| LANDS' END, INC. | ||||||||||||||
| Security | 51509F105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LE | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US51509F1057 | Agenda | 935155677 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert Galvin | For | For | |||||||||||
| 2 | Jerome S. Griffith | For | For | |||||||||||
| 3 | Elizabeth Leykum | For | For | |||||||||||
| 4 | Josephine Linden | For | For | |||||||||||
| 5 | John T. McClain | For | For | |||||||||||
| 6 | Maureen Mullen | For | For | |||||||||||
| 7 | Jignesh Patel | For | For | |||||||||||
| 8 | Jonah Staw | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| LAWSON PRODUCTS, INC. | ||||||||||||||
| Security | 520776105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LAWS | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US5207761058 | Agenda | 935159144 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | J. Bryan King | For | For | |||||||||||
| 2 | Charles D. Hale | For | For | |||||||||||
| 2. | Ratification of the Appointment of BDO USA, LLP | Management | For | For | ||||||||||
| 3. | To approve, in a non-binding vote, the compensation of our named executive officers | Management | For | For | ||||||||||
| 4. | To approve an amendment to our Certificate of Incorporation to declassify the Board of Directors | Management | For | For | ||||||||||
| 5. | To approve an amendment to our Certificate of Incorporation to remove current supermajority voting requirements for future amendments to our By-laws | Management | For | For | ||||||||||
| 6. | To approve an amendment to our Certificate of Incorporation to remove current supermajority voting requirements for removal of directors | Management | For | For | ||||||||||
| 7. | To approve an amendment to our Certificate of Incorporation to remove current supermajority voting requirements for future amendments to our Certificate of Incorporation | Management | For | For | ||||||||||
| 8. | To approve an amendment to our Certificate of Incorporation to remove limits on the number of directors | Management | For | For | ||||||||||
| 9. | To approve an amendment to our Certificate of Incorporation to remove cumulative voting | Management | Against | Against | ||||||||||
| 10 | To approve an amendment to our Certificate of Incorporation to modify stockholder proposal procedures | Management | Against | Against | ||||||||||
| 11. | To approve an amendment to our Certificate of Incorporation to allow stockholders to call special meetings of stockholders | Management | For | For | ||||||||||
| 12. | To approve an amendment to our Certificate of Incorporation to eliminate supermajority voting requirements for specific transactions and to opt out of Section 203 of the Delaware General Corporate Law | Management | For | For | ||||||||||
| 13. | To amend the Certificate of Incorporation to eliminate current Article Seventeenth regarding combination proposals | Management | For | For | ||||||||||
| 14. | To amend the Certificate of Incorporation and authorize the Integration and Restatement of the Certificate of Incorporation | Management | For | For | ||||||||||
| WESTERN NEW ENGLAND BANCORP INC | ||||||||||||||
| Security | 958892101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WNEB | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US9588921018 | Agenda | 935160755 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Laura J. Benoit | For | For | |||||||||||
| 2 | Donna J. Damon | For | For | |||||||||||
| 3 | Lisa G. McMahon | For | For | |||||||||||
| 4 | Steven G. Richter | For | For | |||||||||||
| 2. | Consideration and approval of a non-binding advisory resolution on the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Wolf & Company, P.C., as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| SOUTHERN FIRST BANCSHARES, INC. | ||||||||||||||
| Security | 842873101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SFST | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US8428731017 | Agenda | 935165729 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Andrew B Cajka | For | For | |||||||||||
| 2 | Anne S Ellefson | For | For | |||||||||||
| 3 | Tecumseh Hooper, Jr. | For | For | |||||||||||
| 2. | To conduct an advisory vote on the compensation of our named executive officers as disclosed in this proxy statement (this is a non-binding, advisory vote). | Management | For | For | ||||||||||
| 3. | To approve the Southern First Bancshares, Inc. 2020 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | To ratify the appointment of Elliott Davis, LLC as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| RUSH ENTERPRISES, INC. | ||||||||||||||
| Security | 781846308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RUSHB | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US7818463082 | Agenda | 935165945 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | W.M. Rusty Rush | For | For | |||||||||||
| 2 | Thomas A. Akin | For | For | |||||||||||
| 3 | James C. Underwood | For | For | |||||||||||
| 4 | Raymond J. Chess | For | For | |||||||||||
| 5 | William H. Cary | For | For | |||||||||||
| 6 | Dr. Kennon H. Guglielmo | For | For | |||||||||||
| 7 | Elaine Mendoza | For | For | |||||||||||
| 2. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||||||||
| 3. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||
| 4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 5. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2020 FISCAL YEAR. | Management | For | For | ||||||||||
| RUSH ENTERPRISES, INC. | ||||||||||||||
| Security | 781846209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RUSHA | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US7818462092 | Agenda | 935165945 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | W.M. Rusty Rush | For | For | |||||||||||
| 2 | Thomas A. Akin | For | For | |||||||||||
| 3 | James C. Underwood | For | For | |||||||||||
| 4 | Raymond J. Chess | For | For | |||||||||||
| 5 | William H. Cary | For | For | |||||||||||
| 6 | Dr. Kennon H. Guglielmo | For | For | |||||||||||
| 7 | Elaine Mendoza | For | For | |||||||||||
| 2. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||||||||
| 3. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||
| 4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 5. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2020 FISCAL YEAR. | Management | For | For | ||||||||||
| MSA SAFETY INCORPORATED | ||||||||||||||
| Security | 553498106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSA | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US5534981064 | Agenda | 935166656 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William M. Lambert | For | For | |||||||||||
| 2 | Diane M. Pearse | For | For | |||||||||||
| 3 | Nishan J. Vartanian | For | For | |||||||||||
| 2. | Selection of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To provide an advisory vote to approve the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| TYLER TECHNOLOGIES, INC. | ||||||||||||||
| Security | 902252105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TYL | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US9022521051 | Agenda | 935189325 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Donald R. Brattain | Management | For | For | ||||||||||
| 1B. | Election of Director: Glenn A. Carter | Management | For | For | ||||||||||
| 1C. | Election of Director: Brenda A. Cline | Management | For | For | ||||||||||
| 1D. | Election of Director: J. Luther King Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director: Mary L. Landrieu | Management | For | For | ||||||||||
| 1F. | Election of Director: John S. Marr Jr. | Management | For | For | ||||||||||
| 1G. | Election of Director: H. Lynn Moore Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director: Daniel M. Pope | Management | For | For | ||||||||||
| 1I. | Election of Director: Dustin R. Womble | Management | For | For | ||||||||||
| 2. | Ratification of Ernst & Young LLP as independent auditors. | Management | For | For | ||||||||||
| 3. | Approval of an advisory resolution on executive compensation. | Management | For | For | ||||||||||
| QUIDEL CORPORATION | ||||||||||||||
| Security | 74838J101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QDEL | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US74838J1016 | Agenda | 935195037 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Douglas C. Bryant | For | For | |||||||||||
| 2 | Kenneth F. Buechler | For | For | |||||||||||
| 3 | Edward L. Michael | For | For | |||||||||||
| 4 | Kathy P. Ordoñez | For | For | |||||||||||
| 5 | Mary Lake Polan | For | For | |||||||||||
| 6 | Jack W. Schuler | For | For | |||||||||||
| 7 | Charles P. Slacik | For | For | |||||||||||
| 8 | Matthew W. Strobeck | For | For | |||||||||||
| 9 | Kenneth J. Widder | For | For | |||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| INSPIRED ENTERTAINMENT, INC. | ||||||||||||||
| Security | 45782N108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INSE | Meeting Date | 12-May-2020 | |||||||||||
| ISIN | US45782N1081 | Agenda | 935195859 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | A. Lorne Weil | For | For | |||||||||||
| 2 | Michael R. Chambrello | For | For | |||||||||||
| 3 | M. Alexander Hoye | For | For | |||||||||||
| 4 | Ira H. Raphaelson | For | For | |||||||||||
| 5 | Desirée G. Rogers | For | For | |||||||||||
| 6 | Steven M. Saferin | For | For | |||||||||||
| 7 | John M. Vandemore | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive Officers (Say-on-Pay). | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the frequency of the advisory Vote on Say-on-Pay in future years (Say-on- Frequency). | Management | 3 Years | For | ||||||||||
| 4. | To ratify the appointment of Marcum LLP as the independent auditor of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| F.N.B. CORPORATION | ||||||||||||||
| Security | 302520101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FNB | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US3025201019 | Agenda | 935152102 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Pamela A. Bena | For | For | |||||||||||
| 2 | William B. Campbell | For | For | |||||||||||
| 3 | James D. Chiafullo | For | For | |||||||||||
| 4 | Vincent J. Delie, Jr. | For | For | |||||||||||
| 5 | Mary Jo Dively | For | For | |||||||||||
| 6 | Robert A. Hormell | For | For | |||||||||||
| 7 | David J. Malone | For | For | |||||||||||
| 8 | Frank C. Mencini | For | For | |||||||||||
| 9 | David L. Motley | For | For | |||||||||||
| 10 | Heidi A. Nicholas | For | For | |||||||||||
| 11 | John S. Stanik | For | For | |||||||||||
| 12 | William J. Strimbu | For | For | |||||||||||
| 2. | Approval and adoption of an Amendment and Restatement of the 2007 F.N.B. Corporation Incentive Compensation Plan. | Management | For | For | ||||||||||
| 3. | Advisory approval of the 2019 named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Ratification of appointment of Ernst & Young LLP as F.N.B.'s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
| MATERION CORPORATION | ||||||||||||||
| Security | 576690101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTRN | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US5766901012 | Agenda | 935158647 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Vinod M. Khilnani | For | For | |||||||||||
| 2 | Emily M. Liggett | For | For | |||||||||||
| 3 | Robert J. Phillippy | For | For | |||||||||||
| 4 | Patrick Prevost | For | For | |||||||||||
| 5 | N. Mohan Reddy | For | For | |||||||||||
| 6 | Craig S. Shular | For | For | |||||||||||
| 7 | Darlene J. S. Solomon | For | For | |||||||||||
| 8 | Robert B. Toth | For | For | |||||||||||
| 9 | Jugal K. Vijayvargiya | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding vote, named executive officer compensation. | Management | For | For | ||||||||||
| MINERALS TECHNOLOGIES INC. | ||||||||||||||
| Security | 603158106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTX | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US6031581068 | Agenda | 935165351 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Joseph C. Breunig | Management | For | For | ||||||||||
| 1B. | Election of Director: Alison A. Deans | Management | For | For | ||||||||||
| 1C. | Election of Director: Duane R. Dunham | Management | For | For | ||||||||||
| 1D. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve 2019 named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Approval of an Amendment of the 2015 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
| SOUTHSIDE BANCSHARES, INC. | ||||||||||||||
| Security | 84470P109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBSI | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US84470P1093 | Agenda | 935167177 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Lawrence Anderson, M.D# | For | For | |||||||||||
| 2 | Melvin B Lovelady, CPA# | For | For | |||||||||||
| 3 | John F. Sammons, Jr.# | For | For | |||||||||||
| 4 | H. J. Shands, III# | For | For | |||||||||||
| 5 | William Sheehy# | For | For | |||||||||||
| 6 | Preston L. Smith# | For | For | |||||||||||
| 7 | Shannon Dacus* | For | For | |||||||||||
| 2. | Approve a non-binding advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment by our Audit Committee of Ernst & Young LLP to serve as the independent registered public accounting firm for the Company for the year ended December 31, 2020. | Management | For | For | ||||||||||
| SALISBURY BANCORP, INC. | ||||||||||||||
| Security | 795226109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SAL | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US7952261094 | Agenda | 935172546 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | George E. Banta# | For | For | |||||||||||
| 2 | Richard J Cantele, Jr.# | For | For | |||||||||||
| 3 | Grace E. Schalkwyk# | For | For | |||||||||||
| 4 | Nancy F. Humphreys* | For | For | |||||||||||
| 5 | Neila B. Radin* | For | For | |||||||||||
| 6 | Charles M. Andola** | For | For | |||||||||||
| 2. | To ratify the appointment of Baker Newman & Noyes, P.A., LLC as independent auditors for Salisbury for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve, on a Non-binding Advisory Basis, the Compensation of Named Executive Officers. | Management | For | For | ||||||||||
| INTEVAC, INC. | ||||||||||||||
| Security | 461148108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IVAC | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US4611481080 | Agenda | 935178954 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David S. Dury | For | For | |||||||||||
| 2 | Wendell T. Blonigan | For | For | |||||||||||
| 3 | Kevin D. Barber | For | For | |||||||||||
| 4 | Dorothy D. Hayes | For | For | |||||||||||
| 5 | Stephen A. Jamison | For | For | |||||||||||
| 6 | Michele F. Klein | For | For | |||||||||||
| 7 | Mark P. Popovich | For | For | |||||||||||
| 8 | Thomas M. Rohrs | For | For | |||||||||||
| 2. | Proposal to approve an amendment to increase the maximum number of shares of Common Stock authorized for issuance under the Company's 2003 Employee Stock Purchase Plan by 500,000 shares. | Management | For | For | ||||||||||
| 3. | Proposal to approve the Company's 2020 Equity Incentive Plan and the reservation of shares thereunder. | Management | Against | Against | ||||||||||
| 4. | Proposal to ratify the appointment of BPM LLP as independent public accountants of Intevac for the fiscal year ending January 2, 2021. | Management | For | For | ||||||||||
| 5. | Proposal to approve, on a non-binding, advisory basis, the, executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| ICU MEDICAL, INC. | ||||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICUI | Meeting Date | 13-May-2020 | |||||||||||
| ISIN | US44930G1076 | Agenda | 935185959 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Vivek Jain | For | For | |||||||||||
| 2 | George A. Lopez, M.D | For | For | |||||||||||
| 3 | Robert S. Swinney, M.D | For | For | |||||||||||
| 4 | David C. Greenberg | For | For | |||||||||||
| 5 | Elisha W. Finney | For | For | |||||||||||
| 6 | David F. Hoffmeister | For | For | |||||||||||
| 7 | Donald M. Abbey | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
| UNI-SELECT INC | ||||||||||||||
| Security | 90457D100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 14-May-2020 | ||||||||||||
| ISIN | CA90457D1006 | Agenda | 712343285 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF DIRECTOR: MICHELLE CORMIER | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: STEPHANE GONTHIER | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: MATTHEW B. KUNICA | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: CHANTEL E. LENARD | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: FREDERICK J. MIFFLIN | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: ROBERT MOLENAAR | Management | For | For | ||||||||||
| 1.7 | ELECTION OF DIRECTOR: PIERRE A. RAYMOND | Management | For | For | ||||||||||
| 1.8 | ELECTION OF DIRECTOR: RICHARD G. ROY | Management | For | For | ||||||||||
| 1.9 | ELECTION OF DIRECTOR: DAVID G. SAMUEL | Management | For | For | ||||||||||
| 1.10 | ELECTION OF DIRECTOR: BRENT WINDOM | Management | For | For | ||||||||||
| 2 | APPOINTMENT OF ERNST & YOUNG AS AUDITOR OF THE CORPORATION | Management | For | For | ||||||||||
| 3 | TO APPROVE A RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN SECTION 3.4 OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED APRIL 1, 2020 RATIFYING THE AMENDMENTS TO THE GENERAL BY-LAW OF UNI- SELECT INC. RELATED TO THE HOLDING OF VIRTUAL-ONLY SHAREHOLDER MEETINGS AND CERTAIN OTHER MATTERS, ALL AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR | Management | For | For | ||||||||||
| HERC HOLDINGS INC. | ||||||||||||||
| Security | 42704L104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HRI | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US42704L1044 | Agenda | 935150045 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||||||
| 1B. | Election of Director: Lawrence H. Silber | Management | For | For | ||||||||||
| 1C. | Election of Director: James H. Browning | Management | For | For | ||||||||||
| 1D. | Election of Director: Patrick D. Campbell | Management | For | For | ||||||||||
| 1E. | Election of Director: Jonathan Frates | Management | For | For | ||||||||||
| 1F. | Election of Director: Nicholas F. Graziano | Management | For | For | ||||||||||
| 1G. | Election of Director: Jean K. Holley | Management | For | For | ||||||||||
| 1H. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael A. Kelly | Management | For | For | ||||||||||
| 1J. | Election of Director: Andrew Langham | Management | For | For | ||||||||||
| 1K. | Election of Director: Mary Pat Salomone | Management | For | For | ||||||||||
| 2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| CTS CORPORATION | ||||||||||||||
| Security | 126501105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CTS | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US1265011056 | Agenda | 935152049 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | P. K. Collawn | For | For | |||||||||||
| 2 | G. Hunter | For | For | |||||||||||
| 3 | W. S. Johnson | For | For | |||||||||||
| 4 | Y.J. Li | For | For | |||||||||||
| 5 | K. O'Sullivan | For | For | |||||||||||
| 6 | R. A. Profusek | For | For | |||||||||||
| 7 | A. G. Zulueta | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of CTS' named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Grant Thornton LLP as CTS's independent auditor for 2020. | Management | For | For | ||||||||||
| 4. | Approval of Amendments to the CTS Articles of Incorporation Principally to Allow Shareholders to Amend CTS' By-Laws. | Management | For | For | ||||||||||
| THE BOSTON BEER COMPANY, INC. | ||||||||||||||
| Security | 100557107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SAM | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US1005571070 | Agenda | 935152784 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Meghan V. Joyce | For | For | |||||||||||
| 2 | Michael Spillane | For | For | |||||||||||
| 3 | Jean-Michel Valette | For | For | |||||||||||
| 2. | Advisory vote to approve our Named Executive Officers' executive compensation. | Management | For | For | ||||||||||
| BRAEMAR HOTELS & RESORTS INC. | ||||||||||||||
| Security | 10482B101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BHR | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US10482B1017 | Agenda | 935155932 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Monty J. Bennett | For | For | |||||||||||
| 2 | Stefani D. Carter | For | For | |||||||||||
| 3 | Candace Evans | For | For | |||||||||||
| 4 | Kenneth H. Fearn, Jr. | For | For | |||||||||||
| 5 | Curtis B. McWilliams | For | For | |||||||||||
| 6 | Matthew D. Rinaldi | For | For | |||||||||||
| 7 | Abteen Vaziri | For | For | |||||||||||
| 2. | To obtain advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | To recommend, on an advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of BDO USA, LLP, a national public accounting firm, as the Company's independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| IRIDIUM COMMUNICATIONS INC. | ||||||||||||||
| Security | 46269C102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IRDM | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US46269C1027 | Agenda | 935159283 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert H. Niehaus | For | For | |||||||||||
| 2 | Thomas C. Canfield | For | For | |||||||||||
| 3 | Matthew J. Desch | For | For | |||||||||||
| 4 | Thomas J. Fitzpatrick | For | For | |||||||||||
| 5 | Jane L. Harman | For | For | |||||||||||
| 6 | Alvin B. Krongard | For | For | |||||||||||
| 7 | Suzanne E. McBride | For | For | |||||||||||
| 8 | Admiral Eric T. Olson | For | For | |||||||||||
| 9 | Steven B. Pfeiffer | For | For | |||||||||||
| 10 | Parker W. Rush | For | For | |||||||||||
| 11 | Henrik O. Schliemann | For | For | |||||||||||
| 12 | Barry J. West | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
| Security | 55608B105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MIC | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US55608B1052 | Agenda | 935160363 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Amanda Brock | Management | For | For | ||||||||||
| 1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Christopher Frost | Management | For | For | ||||||||||
| 1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | ||||||||||
| 1E. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
| 1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||||
| 1G. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||||
| 2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
| BERKSHIRE HILLS BANCORP, INC. | ||||||||||||||
| Security | 084680107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BHLB | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | US0846801076 | Agenda | 935163333 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Baye Adofo-Wilson | For | For | |||||||||||
| 2 | Rheo A. Brouillard | For | For | |||||||||||
| 3 | David M. Brunelle | For | For | |||||||||||
| 4 | Robert M. Curley | For | For | |||||||||||
| 5 | John B. Davies | For | For | |||||||||||
| 6 | J. Williar Dunlaevy | For | For | |||||||||||
| 7 | William H. Hughes III | For | For | |||||||||||
| 8 | Cornelius D. Mahoney | For | For | |||||||||||
| 9 | Richard M. Marotta | For | For | |||||||||||
| 10 | Sylvia Maxfield | For | For | |||||||||||
| 11 | Laurie Norton Moffatt | For | For | |||||||||||
| 12 | Jonathan I. Shulman | For | For | |||||||||||
| 13 | D. Jeffrey Templeton | For | For | |||||||||||
| 2. | To consider a non-binding proposal to give advisory approval of Berkshire's executive compensation as described in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Crowe LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| WILLIAM HILL PLC | ||||||||||||||
| Security | G9645P117 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-May-2020 | ||||||||||||
| ISIN | GB0031698896 | Agenda | 712415252 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 6.A | TO ELECT MATT ASHLEY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| DMG MORI AKTIENGESELLSCHAFT | ||||||||||||||
| Security | D2251X105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-May-2020 | ||||||||||||
| ISIN | DE0005878003 | Agenda | 712481972 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | ||||||||||||
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | No Action | |||||||||||
| 4 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 5 | AMEND ARTICLES RE PARTICIPATION RIGHT | Management | No Action | |||||||||||
| 6 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL 2020 | Management | No Action | |||||||||||
| WILLIAM HILL PLC | ||||||||||||||
| Security | G9645P117 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-May-2020 | ||||||||||||
| ISIN | GB0031698896 | Agenda | 712500378 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 391473 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
| 1 | TO RECEIVE THE 2019 ANNUAL REPORT AND ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON FOR THE 52 WEEKS ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
| 2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE 52 WEEKS ENDED 31 DECEMBER 2019 SET OUT ON PAGES 93 TO 111 (INCLUSIVE) IN THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 112 TO 119 (INCLUSIVE) IN THE 2019 ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||
| 4 | TO ELECT ULRIK BENGTSSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 5 | TO ELECT JANE HANSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 6 | TO ELECT LYNNE WEEDALL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 7 | TO RE-ELECT ROGER DEVLIN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | TO RE-ELECT RUTH PRIOR AS A DIRECTOR OF THE COMPANY | Management | Abstain | Against | ||||||||||
| 9 | TO RE-ELECT MARK BROOKER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 10 | TO RE-ELECT ROBIN TERRELL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 11 | TO RE-ELECT GORDON WILSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 12 | TO AUTHORISE THE AUDIT AND RISK MANAGEMENT COMMITTEE OF THE COMPANY TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AT WHICH THE ACCOUNTS ARE LAID | Management | For | For | ||||||||||
| 13 | TO AUTHORISE THE AUDIT AND RISK MANAGEMENT COMMITTEE OF THE COMPANY TO DETERMINE THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 14 | TO CONSIDER THE FOLLOWING AS AN ORDINARY RESOLUTION: THAT IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006 (CA 2006), THE COMPANY AND ALL THE COMPANIES THAT ARE THE COMPANY'S SUBSIDIARIES AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT BE AUTHORISED IN AGGREGATE TO: A. MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL TO: (I) POLITICAL PARTIES; (II) POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES; AND/OR (III) INDEPENDENT ELECTION CANDIDATES; B. INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 50,000 IN TOTAL, C. PROVIDED THAT THE AGGREGATE AMOUNT OF ANY SUCH DONATIONS AND EXPENDITURE SHALL NOT EXCEED GBP 100,000, IN EACH CASE, DURING THE PERIOD BEGINNING WITH THE DATE OF PASSING THIS RESOLUTION AND ENDING AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2021. FOR THE PURPOSES OF THIS RESOLUTION 14, THE TERMS "POLITICAL DONATION", "POLITICAL PARTIES", "INDEPENDENT ELECTION CANDIDATES", "POLITICAL ORGANISATION" AND "POLITICAL EXPENDITURE" SHALL HAVE THE MEANINGS GIVEN BY SECTIONS 363 TO 365 OF THE CA 2006 | Management | For | For | ||||||||||
| 15 | TO CONSIDER THE FOLLOWING AS AN ORDINARY RESOLUTION: THAT THE DIRECTORS ARE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 551 OF THE CA 2006, TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITIES INTO, SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT (WITHIN THE MEANING OF SECTION 551(3) AND (6) OF THE CA 2006) OF GBP 29,723,948, THIS AUTHORISATION TO EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2021, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER SUCH EXPIRY AND THE | Management | For | For | ||||||||||
| DIRECTORS MAY ALLOT SHARES, OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITIES INTO SHARES, IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORISATION CONFERRED HEREBY HAD NOT EXPIRED | ||||||||||||||
| 16 | TO CONSIDER THE FOLLOWING AS A SPECIAL RESOLUTION: THAT, IF RESOLUTION 16 GRANTING AUTHORITY TO ALLOT SHARES IS PASSED, THE DIRECTORS ARE EMPOWERED PURSUANT TO SECTIONS 570 AND 573 OF THE CA 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE CA 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE CA 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A. TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES IN CONNECTION WITH ANY RIGHTS ISSUE OR OPEN OFFER OR ANY OTHER PRE-EMPTIVE OFFER THAT IS OPEN FOR ACCEPTANCE FOR A PERIOD DETERMINED BY THE DIRECTORS TO THE HOLDERS OF ORDINARY SHARES ON THE REGISTER ON ANY FIXED RECORD DATE IN PROPORTION TO THEIR HOLDINGS OF ORDINARY SHARES (AND, IF APPLICABLE, TO THE HOLDERS OF ANY OTHER CLASS OF EQUITY SECURITY IN ACCORDANCE WITH THE RIGHTS ATTACHED TO SUCH CLASS), SUBJECT IN EACH CASE TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONS OF SUCH SECURITIES, THE USE OF MORE THAN ONE CURRENCY FOR MAKING PAYMENTS IN RESPECT OF SUCH OFFER, TREASURY SHARES, ANY LEGAL OR PRACTICAL PROBLEMS IN RELATION TO ANY TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR ANY STOCK EXCHANGE OR ANY OTHER MATTER; B. TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 4,503,629, SUCH POWER TO EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2021, BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED | Management | For | For | ||||||||||
| 17 | TO CONSIDER THE FOLLOWING AS A SPECIAL RESOLUTION: THAT THE COMPANY BE AND IS GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE CA 2006) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY (ORDINARY SHARES) PROVIDED THAT: A. THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES OF THE COMPANY AUTHORISED TO BE PURCHASED IS 90,072,571; B. THE MINIMUM PRICE (EXCLUSIVE OF ALL EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 10P (BEING THE NOMINAL VALUE OF AN ORDINARY SHARE); C. THE MAXIMUM PRICE (EXCLUSIVE OF ALL EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF: I. 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS PURCHASED; AND II. THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, D. THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2021, SAVE THAT THE COMPANY MAY, BEFORE THE EXPIRY OF THIS AUTHORITY, ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WOULD, OR MIGHT, BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THIS AUTHORITY AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | Management | For | For | ||||||||||
| 18 | TO CONSIDER THE FOLLOWING AS A SPECIAL RESOLUTION: THAT WITH EFFECT FROM THE END OF THE MEETING THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND, FOR THE PURPOSE OF IDENTIFICATION, SIGNED BY THE CHAIRMAN, BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE COMPANY'S EXISTING ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 19 | TO CONSIDER THE FOLLOWING AS A SPECIAL RESOLUTION: THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
| JOHN BEAN TECHNOLOGIES CORPORATION | ||||||||||||||
| Security | 477839104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JBT | Meeting Date | 15-May-2020 | |||||||||||
| ISIN | US4778391049 | Agenda | 935163244 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Barbara L. Brasier | Management | For | For | ||||||||||
| 1B. | Election of Director: Thomas W. Giacomini | Management | For | For | ||||||||||
| 1C. | Election of Director: Polly B. Kawalek | Management | For | For | ||||||||||
| 2. | Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| FORMFACTOR, INC. | ||||||||||||||
| Security | 346375108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FORM | Meeting Date | 15-May-2020 | |||||||||||
| ISIN | US3463751087 | Agenda | 935165274 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Raymond A. Link | Management | For | For | ||||||||||
| 1b. | Election of Director: Michael D. Slessor | Management | For | For | ||||||||||
| 1c. | Election of Director: Thomas St. Dennis | Management | For | For | ||||||||||
| 1d. | Election of Director: Rebeca Obregon-Jimenez | Management | For | For | ||||||||||
| 1e. | Election of Director: Sheri Rhodes | Management | For | For | ||||||||||
| 2. | Advisory approval of FormFactor's executive compensation. | Management | For | For | ||||||||||
| 3. | Amendment and restatement of the Company's 2012 Equity Incentive Plan to increase the number of shares reserved for issuance under the 2012 Equity Incentive Plan by 3,500,000 shares and to extend the term of the 2012 Equity Incentive Plan to 2030. | Management | Against | Against | ||||||||||
| 4. | Ratification of the selection of KPMG LLP as FormFactor's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| GNC HOLDINGS, INC. | ||||||||||||||
| Security | 36191G107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GNC | Meeting Date | 18-May-2020 | |||||||||||
| ISIN | US36191G1076 | Agenda | 935169068 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Hsing Chow | For | For | |||||||||||
| 2 | Alan D. Feldman | For | For | |||||||||||
| 3 | Michael F. Hines | For | For | |||||||||||
| 4 | Amy B. Lane | For | For | |||||||||||
| 5 | Rachel Lau | For | For | |||||||||||
| 6 | Philip E. Mallott | For | For | |||||||||||
| 7 | Kenneth A. Martindale | For | For | |||||||||||
| 8 | Michele S. Meyer | For | For | |||||||||||
| 9 | Robert F. Moran | For | For | |||||||||||
| 10 | Alan Wan | For | For | |||||||||||
| 11 | Yong Kai Wong | For | For | |||||||||||
| 2. | The adoption, by non-binding vote, of the advisory resolution to approve the compensation paid to the Company's named executive officers in 2019, as disclosed in the proxy materials. | Management | Abstain | Against | ||||||||||
| 3. | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company's 2020 fiscal year. | Management | For | For | ||||||||||
| STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
| Security | 85814R107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPLP | Meeting Date | 18-May-2020 | |||||||||||
| ISIN | US85814R1077 | Agenda | 935170984 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John P. McNiff | For | For | |||||||||||
| 2 | Joseph L. Mullen | For | For | |||||||||||
| 3 | General Richard I. Neal | For | For | |||||||||||
| 4 | Lon Rosen | For | For | |||||||||||
| 5 | Eric P. Karros | For | For | |||||||||||
| 6 | James Benenson III | For | For | |||||||||||
| 7 | Rory H. Tahari | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 4. | To approve the amendment and restatement of the 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 500,000. | Management | For | For | ||||||||||
| FIRST INTERNET BANCORP | ||||||||||||||
| Security | 320557101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INBK | Meeting Date | 18-May-2020 | |||||||||||
| ISIN | US3205571017 | Agenda | 935171621 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David B. Becker | For | For | |||||||||||
| 2 | Ana Dutra | For | For | |||||||||||
| 3 | John K. Keach, Jr. | For | For | |||||||||||
| 4 | David R. Lovejoy | For | For | |||||||||||
| 5 | Michael L. Smith | For | For | |||||||||||
| 6 | Ralph R. Whitney, Jr. | For | For | |||||||||||
| 7 | Jerry Williams | For | For | |||||||||||
| 8 | Jean L. Wojtowicz | For | For | |||||||||||
| 2. | To approve, in an advisory (non-binding) vote, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of BKD, LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 4. | To approve an amendment to our Articles of Incorporation to allow shareholders to amend our Bylaws. | Management | For | For | ||||||||||
| ATLANTIC AMERICAN CORPORATION | ||||||||||||||
| Security | 048209100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAME | Meeting Date | 18-May-2020 | |||||||||||
| ISIN | US0482091008 | Agenda | 935178562 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Hilton H. Howell, Jr. | For | For | |||||||||||
| 2 | Robin R. Howell | For | For | |||||||||||
| 3 | Mark E. Preisinger | For | For | |||||||||||
| 4 | Joseph M. Scheerer | For | For | |||||||||||
| 5 | Scott G. Thompson | For | For | |||||||||||
| 6 | D. Keehln Wheeler | For | For | |||||||||||
| 2. | To ratify the appointment of Dixon Hughes Goodman LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| PZENA INVESTMENT MANAGEMENT, INC. | ||||||||||||||
| Security | 74731Q103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PZN | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US74731Q1031 | Agenda | 935157013 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard S. Pzena | For | For | |||||||||||
| 2 | John P. Goetz | For | For | |||||||||||
| 3 | William L. Lipsey | For | For | |||||||||||
| 4 | Steven M. Galbraith | For | For | |||||||||||
| 5 | Joel M. Greenblatt | For | For | |||||||||||
| 6 | Richard P. Meyerowich | For | For | |||||||||||
| 7 | Charles D. Johnston | For | For | |||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for our Company for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Vote on an advisory basis to approve the compensation of our Company's named executive officers. | Management | For | For | ||||||||||
| MGE ENERGY, INC. | ||||||||||||||
| Security | 55277P104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGEE | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US55277P1049 | Agenda | 935166618 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James G. Berbee | For | For | |||||||||||
| 2 | Londa J. Dewey | For | For | |||||||||||
| 3 | Thomas R. Stolper | For | For | |||||||||||
| 2. | Approve the MGE Energy 2021 long-term incentive plan. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2020. | Management | For | For | ||||||||||
| 4. | Advisory Vote: Approval of the compensation of the named executive officers as disclosed in the proxy statement under the heading "Executive Compensation". | Management | For | For | ||||||||||
| 5. | Advisory Vote: Shareholder Proposal - Nominate Environmental Expert to the MGE Energy Board of Directors. | Shareholder | Against | For | ||||||||||
| WATERSTONE FINANCIAL, INC. | ||||||||||||||
| Security | 94188P101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WSBF | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US94188P1012 | Agenda | 935167432 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael Hansen | For | For | |||||||||||
| 2 | Stephen Schmidt | For | For | |||||||||||
| 2. | Approving our 2020 Omnibus Equity Incentive Plan as described in the Proxy Statement. | Management | Abstain | Against | ||||||||||
| 3. | Ratifying the selection of RSM US LLP as Waterstone Financial, Inc.'s independent registered public accounting firm. | Management | For | For | ||||||||||
| 4. | Approving an advisory, non-binding resolution to approve the executive compensation described in the Proxy Statement. | Management | For | For | ||||||||||
| 5. | Approving an advisory, non-binding vote with respect to the frequency of voting for our executive compensation. | Management | 1 Year | For | ||||||||||
| TWIN RIVER WORLDWIDE HOLDINGS, INC. | ||||||||||||||
| Security | 90171V204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRWH | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US90171V2043 | Agenda | 935167937 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | George T. Papanier | For | For | |||||||||||
| 2 | Jeffrey W. Rollins | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| STONERIDGE, INC. | ||||||||||||||
| Security | 86183P102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SRI | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US86183P1021 | Agenda | 935168737 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jonathan B. DeGaynor | For | For | |||||||||||
| 2 | Jeffrey P. Draime | For | For | |||||||||||
| 3 | Douglas C. Jacobs | For | For | |||||||||||
| 4 | Ira C. Kaplan | For | For | |||||||||||
| 5 | Kim Korth | For | For | |||||||||||
| 6 | William M. Lasky | For | For | |||||||||||
| 7 | George S. Mayes, Jr. | For | For | |||||||||||
| 8 | Paul J. Schlather | For | For | |||||||||||
| 2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | Approval, on advisory basis, of the 2019 compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to the 2016 Long-Term Incentive Plan to increase common shares available for issuance. | Management | Against | Against | ||||||||||
| VIAD CORP | ||||||||||||||
| Security | 92552R406 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VVI | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US92552R4065 | Agenda | 935171037 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Edward E. Mace | Management | For | For | ||||||||||
| 1B. | Election of Director: Joshua E. Schechter | Management | For | For | ||||||||||
| 2. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| MIDDLESEX WATER COMPANY | ||||||||||||||
| Security | 596680108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSEX | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US5966801087 | Agenda | 935171835 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James F. Cosgrove Jr. | For | For | |||||||||||
| 2. | To provide a non-binding advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Baker Tilly Virchow Krause, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| HYSTER-YALE MATERIALS HANDLING,INC. | ||||||||||||||
| Security | 449172105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HY | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US4491721050 | Agenda | 935172558 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Alfred M. Rankin, Jr. | Management | For | For | ||||||||||
| 1B. | Election of Director: James B. Bemowski | Management | For | For | ||||||||||
| 1C. | Election of Director: J.C. Butler, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Carolyn Corvi | Management | For | For | ||||||||||
| 1E. | Election of Director: Edward T. Eliopoulos | Management | For | For | ||||||||||
| 1F. | Election of Director: John P. Jumper | Management | For | For | ||||||||||
| 1G. | Election of Director: Dennis W. LaBarre | Management | For | For | ||||||||||
| 1H. | Election of Director: H. Vincent Poor | Management | For | For | ||||||||||
| 1I. | Election of Director: Claiborne R. Rankin | Management | For | For | ||||||||||
| 1J. | Election of Director: Britton T. Taplin | Management | For | For | ||||||||||
| 1K. | Election of Director: David B.H. Williams | Management | For | For | ||||||||||
| 1L. | Election of Director: Eugene Wong | Management | For | For | ||||||||||
| 2. | To approve on an advisory basis the Company's Named Executive Officer compensation. | Management | For | For | ||||||||||
| 3. | To approve the Company's Long-Term Equity Incentive Plan. | Management | For | For | ||||||||||
| 4. | To confirm the appointment of Ernst & Young LLP, as the independent registered public accounting firm of the Company, for the current fiscal year. | Management | For | For | ||||||||||
| CARRIAGE SERVICES, INC. | ||||||||||||||
| Security | 143905107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CSV | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US1439051079 | Agenda | 935172990 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Douglas B. Meehan | For | For | |||||||||||
| 2 | Donald D. Patteson, Jr. | For | For | |||||||||||
| 2. | Approve, on an advisory basis, our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Grant Thornton LLP as Carriage Services, Inc.'s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| STANDARD MOTOR PRODUCTS, INC. | ||||||||||||||
| Security | 853666105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SMP | Meeting Date | 19-May-2020 | |||||||||||
| ISIN | US8536661056 | Agenda | 935196813 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John P. Gethin | For | For | |||||||||||
| 2 | Pamela Forbes Lieberman | For | For | |||||||||||
| 3 | Patrick S. McClymont | For | For | |||||||||||
| 4 | Joseph W. McDonnell | For | For | |||||||||||
| 5 | Alisa C. Norris | For | For | |||||||||||
| 6 | Eric P. Sills | For | For | |||||||||||
| 7 | Lawrence I. Sills | For | For | |||||||||||
| 8 | William H. Turner | For | For | |||||||||||
| 9 | Richard S. Ward | For | For | |||||||||||
| 10 | Roger M. Widmann | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval of non-binding, advisory resolution on the compensation of our named executive officers. | Management | For | For | ||||||||||
| 5N PLUS INC | ||||||||||||||
| Security | 33833X101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2020 | ||||||||||||
| ISIN | CA33833X1015 | Agenda | 712480881 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR- ALL RESOLUTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF DIRECTOR: ARJANG J. (AJ) ROSHAN | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: JEAN-MARIE BOURASSA | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: GERVAIS JACQUES | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: JAMES T. FAHEY | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: NATHALIE LE PROHON | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: LUC BERTRAND | Management | For | For | ||||||||||
| 2 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION | Management | For | For | ||||||||||
| DENNY'S CORPORATION | ||||||||||||||
| Security | 24869P104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DENN | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US24869P1049 | Agenda | 935171001 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Bernadette S. Aulestia | Management | For | For | ||||||||||
| 1B. | Election of Director: Gregg R. Dedrick | Management | For | For | ||||||||||
| 1C. | Election of Director: José M. Gutiérrez | Management | For | For | ||||||||||
| 1D. | Election of Director: Brenda J. Lauderback | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert E. Marks | Management | For | For | ||||||||||
| 1F. | Election of Director: John C. Miller | Management | For | For | ||||||||||
| 1G. | Election of Director: Donald C. Robinson | Management | For | For | ||||||||||
| 1H. | Election of Director: Laysha Ward | Management | For | For | ||||||||||
| 1I. | Election of Director: F. Mark Wolfinger | Management | For | For | ||||||||||
| 2. | A proposal to ratify the selection of KPMG LLP as the independent registered public accounting firm of Denny's Corporation and its subsidiaries for the fiscal year ending December 30, 2020. | Management | For | For | ||||||||||
| 3. | An advisory resolution to approve the executive compensation of the Company. | Management | For | For | ||||||||||
| ICC HOLDINGS, INC. | ||||||||||||||
| Security | 44931Q104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICCH | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US44931Q1040 | Agenda | 935171316 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R. Kevin Clinton | For | For | |||||||||||
| 2 | Joel K. Heriford | For | For | |||||||||||
| 3 | Daniel H. Portes | For | For | |||||||||||
| 4 | Mark J. Schwab | For | For | |||||||||||
| 2. | Ratify the appointment of Johnson Lambert, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| EXELIXIS, INC. | ||||||||||||||
| Security | 30161Q104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EXEL | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US30161Q1040 | Agenda | 935178827 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Charles Cohen, Ph.D. | Management | For | For | ||||||||||
| 1B. | Election of Director: Carl B. Feldbaum, Esq. | Management | For | For | ||||||||||
| 1C. | Election of Director: Maria C. Freire, Ph.D. | Management | For | For | ||||||||||
| 1D. | Election of Director: Alan M. Garber, M.D., Ph.D. | Management | For | For | ||||||||||
| 1E. | Election of Director: Vincent T. Marchesi, M.D., Ph.D. | Management | For | For | ||||||||||
| 1F. | Election of Director: Michael M. Morrissey, Ph.D. | Management | For | For | ||||||||||
| 1G. | Election of Director: Stelios Papadopoulos, Ph.D. | Management | For | For | ||||||||||
| 1H. | Election of Director: George Poste, DVM, Ph.D., FRS | Management | For | For | ||||||||||
| 1I. | Election of Director: Julie Anne Smith | Management | For | For | ||||||||||
| 1J. | Election of Director: Lance Willsey, M.D. | Management | For | For | ||||||||||
| 1K. | Election of Director: Jack L. Wyszomierski | Management | For | For | ||||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as Exelixis' independent registered public accounting firm for the fiscal year ending January 1, 2021. | Management | For | For | ||||||||||
| 3. | To amend and restate the Exelixis 2017 Equity Incentive Plan to, among other things, increase the number of shares authorized for issuance by 21,000,000 shares. | Management | Against | Against | ||||||||||
| 4. | To approve, on an advisory basis, the compensation of Exelixis' named executive officers, as disclosed in the accompanying Proxy Statement. | Management | For | For | ||||||||||
| INFUSYSTEM HOLDINGS, INC. | ||||||||||||||
| Security | 45685K102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INFU | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US45685K1025 | Agenda | 935179312 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard DiIorio | For | For | |||||||||||
| 2 | Paul Gendron | For | For | |||||||||||
| 3 | Gregg Lehman | For | For | |||||||||||
| 4 | Darrell Montgomery | For | For | |||||||||||
| 5 | Christopher Sansone | For | For | |||||||||||
| 6 | Scott Shuda | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis of the frequency, in future years, of holding an advisory vote on compensation of our named executive officers | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of BDO USA, LLP as the registered independent public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| COLLEGIUM PHARMACEUTICAL, INC. | ||||||||||||||
| Security | 19459J104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COLL | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US19459J1043 | Agenda | 935179538 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class II Director: Joseph Ciaffoni | Management | For | For | ||||||||||
| 1.2 | Election of Class II Director: Michael Heffernan, R.Ph. | Management | For | For | ||||||||||
| 1.3 | Election of Class II Director: Gino Santini | Management | For | For | ||||||||||
| 2. | Approval of, on an advisory basis, the compensation of the Company's named executive officers | Management | For | For | ||||||||||
| 3. | Approval of a proposed amendment and restatement of the Company's Second Amended and Restated Articles of Incorporation to declassify the Company's Board of Directors | Management | For | For | ||||||||||
| 4. | Approval of a proposed amendment and restatement of the Company's Second Amended and Restated Articles of Incorporation to eliminate the supermajority voting requirement for amendments to the Company's Amended and Restated Bylaws | Management | For | For | ||||||||||
| 5. | Ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| RAVEN INDUSTRIES, INC. | ||||||||||||||
| Security | 754212108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RAVN | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US7542121089 | Agenda | 935180377 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Jason M. Andringa | Management | For | For | ||||||||||
| 1B. | Election of Director: Thomas S. Everist | Management | For | For | ||||||||||
| 1C. | Election of Director: Janet M. Holloway | Management | For | For | ||||||||||
| 1D. | Election of Director: Kevin T. Kirby | Management | For | For | ||||||||||
| 1E. | Election of Director: Marc E. LeBaron | Management | For | For | ||||||||||
| 1F. | Election of Director: Lois M. Martin | Management | For | For | ||||||||||
| 1G. | Election of Director: Richard W. Parod | Management | For | For | ||||||||||
| 1H. | Election of Director: Daniel A. Rykhus | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation of our executive officers disclosed in the proxy statement. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending January 31, 2021. | Management | For | For | ||||||||||
| 4. | To approve the authorization of indebtedness. | Management | For | For | ||||||||||
| TEJON RANCH CO. | ||||||||||||||
| Security | 879080109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRC | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US8790801091 | Agenda | 935182636 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory S. Bielli | For | For | |||||||||||
| 2 | Anthony L. Leggio | For | For | |||||||||||
| 3 | Norman J. Metcalfe | For | For | |||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as the Company's Independent Registered public accounting firm for fiscal year 2020 | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
| 4A. | Amendments to Certificate of Incorporation: Amendment to Declassify the Board and Provide for Annual Election of Directors | Management | For | For | ||||||||||
| 4B. | Amendments to Certificate of Incorporation: Amendment to remove Certificate of Provisions on the Submission of Nominations and Other Business at Shareholder meetings, which would be Governed Exclusively by the Bylaws | Management | Against | Against | ||||||||||
| 4C. | Amendments to Certificate of Incorporation: Amendments to make Non-Substantive Changes to the Certificate of Incorporation (Proposal 4c. is conditioned on the approval of both Proposal 4a. and Proposal 4b. Therefore, unless shareholders approve both Proposal 4a. and Proposal 4b., Proposal 4c. will fail, even if it receives enough affirmative votes to pass independently. Proposal 4a. and Proposal 4b. are not conditioned on the approval of each other.) | Management | For | For | ||||||||||
| UNITED-GUARDIAN, INC. | ||||||||||||||
| Security | 910571108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UG | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US9105711082 | Agenda | 935186785 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert S. Rubinger | For | For | |||||||||||
| 2 | Kenneth H. Globus | For | For | |||||||||||
| 3 | Lawrence F. Maietta | For | For | |||||||||||
| 4 | Arthur M. Dresner | For | For | |||||||||||
| 5 | Andrew A. Boccone | For | For | |||||||||||
| 6 | S. Ari Papoulias | For | For | |||||||||||
| 2. | APPROVAL ON AN ADVISORY BASIS TO HOLD A VOTE EVERY YEAR ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||
| 3. | APPROVAL ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 4. | PROPOSAL TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||||||
| KOPIN CORPORATION | ||||||||||||||
| Security | 500600101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KOPN | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US5006001011 | Agenda | 935188171 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: John C.C. Fan | Management | For | For | ||||||||||
| 1B. | Election of Director: Scott L. Anchin | Management | For | For | ||||||||||
| 1C. | Election of Director: James K. Brewington | Management | For | For | ||||||||||
| 1D. | Election of Director: David E. Brook | Management | For | For | ||||||||||
| 1E. | Election of Director: Morton Collins | Management | For | For | ||||||||||
| 1F. | Election of Director: Chi Chia Hsieh | Management | For | For | ||||||||||
| 1G. | Election of Director: Richard H. Osgood | Management | For | For | ||||||||||
| 2. | PROPOSAL TO APPROVE THE COMPANY'S 2020 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF RSM LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||||||
| 4. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| INTEGER HOLDINGS CORPORATION | ||||||||||||||
| Security | 45826H109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ITGR | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US45826H1095 | Agenda | 935188183 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Pamela G. Bailey | For | For | |||||||||||
| 2 | Joseph W. Dziedzic | For | For | |||||||||||
| 3 | James F. Hinrichs | For | For | |||||||||||
| 4 | Jean Hobby | For | For | |||||||||||
| 5 | M. Craig Maxwell | For | For | |||||||||||
| 6 | Filippo Passerini | For | For | |||||||||||
| 7 | Bill R. Sanford | For | For | |||||||||||
| 8 | Donald J. Spence | For | For | |||||||||||
| 9 | William B. Summers, Jr. | For | For | |||||||||||
| 2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGER HOLDINGS CORPORATION FOR FISCAL YEAR 2020. | Management | For | For | ||||||||||
| 3. | APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF INTEGER HOLDINGS CORPORATION NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| RICHMOND MUTUAL BANCORPORATION, INC. | ||||||||||||||
| Security | 76525P100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RMBI | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US76525P1003 | Agenda | 935191077 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Harold T. Hanley, III* | For | For | |||||||||||
| 2 | Lindley S. Mann** | For | For | |||||||||||
| 3 | W. Ray Stevens, III** | For | For | |||||||||||
| 4 | Kathryn Girten** | For | For | |||||||||||
| 2. | Ratification of the appointment of BKD LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| OCEANFIRST FINANCIAL CORP. | ||||||||||||||
| Security | 675234108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OCFC | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | US6752341080 | Agenda | 935195087 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Angelo J. Catania | For | For | |||||||||||
| 2 | Anthony R. Coscia | For | For | |||||||||||
| 3 | Michael D. Devlin | For | For | |||||||||||
| 4 | Jack M. Farris | For | For | |||||||||||
| 5 | Kimberly M. Guadagno | For | For | |||||||||||
| 6 | Nicos Katsoulis | For | For | |||||||||||
| 7 | John K. Lloyd | For | For | |||||||||||
| 8 | Christopher D. Maher | For | For | |||||||||||
| 9 | William D. Moss | For | For | |||||||||||
| 10 | Joseph M. Murphy, Jr. | For | For | |||||||||||
| 11 | Steven M. Scopellite | For | For | |||||||||||
| 12 | Grace C. Torres | For | For | |||||||||||
| 13 | Grace M. Vallacchi | For | For | |||||||||||
| 14 | John E. Walsh | For | For | |||||||||||
| 2. | Advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the OceanFirst Financial Corp. 2020 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| TREDEGAR CORPORATION | ||||||||||||||
| Security | 894650100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TG | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US8946501009 | Agenda | 935167519 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: George C. Freeman, III | Management | For | For | ||||||||||
| 1B. | Election of Director: John D. Gottwald | Management | For | For | ||||||||||
| 1C. | Election of Director: William M. Gottwald | Management | For | For | ||||||||||
| 1D. | Election of Director: Kenneth R. Newsome | Management | For | For | ||||||||||
| 1E. | Election of Director: Gregory A. Pratt | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas G. Snead, Jr. | Management | For | For | ||||||||||
| 1G. | Election of Director: John M. Steitz | Management | For | For | ||||||||||
| 1H. | Election of Director: Carl E. Tack, III | Management | For | For | ||||||||||
| 1I. | Election of Director: Anne G. Waleski | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| TRIBUNE PUBLISHING COMPANY | ||||||||||||||
| Security | 89609W107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TPCO | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US89609W1071 | Agenda | 935169878 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Carol Crenshaw | For | For | |||||||||||
| 2 | Philip G. Franklin | For | For | |||||||||||
| 3 | Terry Jimenez | For | For | |||||||||||
| 4 | Christopher Minnetian | For | For | |||||||||||
| 5 | D. Goldsmith Needleman | For | For | |||||||||||
| 6 | Richard A. Reck | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the compensation of the Company's named executive officers for 2019 | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 27, 2020 | Management | For | For | ||||||||||
| NUVERA COMMUNICATIONS INC | ||||||||||||||
| Security | 67075V100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NUVR | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US67075V1008 | Agenda | 935170845 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James Seifert | For | For | |||||||||||
| 2 | Colleen Skillings | For | For | |||||||||||
| 2. | To ratify the selection of Olsen Thielen & Co., Ltd. as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| PEOPLE'S UNITED FINANCIAL, INC. | ||||||||||||||
| Security | 712704105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PBCT | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US7127041058 | Agenda | 935170922 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: John P. Barnes | Management | For | For | ||||||||||
| 1B. | Election of Director: Collin P. Baron | Management | For | For | ||||||||||
| 1C. | Election of Director: George P. Carter | Management | For | For | ||||||||||
| 1D. | Election of Director: Jane Chwick | Management | For | For | ||||||||||
| 1E. | Election of Director: William F. Cruger, Jr. | Management | For | For | ||||||||||
| 1F. | Election of Director: John K. Dwight | Management | For | For | ||||||||||
| 1G. | Election of Director: Jerry Franklin | Management | For | For | ||||||||||
| 1H. | Election of Director: Janet M. Hansen | Management | For | For | ||||||||||
| 1I. | Election of Director: Nancy McAllister | Management | For | For | ||||||||||
| 1J. | Election of Director: Mark W. Richards | Management | For | For | ||||||||||
| 1K. | Election of Director: Kirk W. Walters | Management | For | For | ||||||||||
| 2. | Approve the advisory (non-binding) resolution relating to the compensation of the named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 3. | Ratify KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| ELANCO ANIMAL HEALTH INCORPORATED | ||||||||||||||
| Security | 28414H103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ELAN | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US28414H1032 | Agenda | 935174691 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Michael J. Harrington | Management | For | For | ||||||||||
| 1b. | Election of Director: Deborah T. Kochevar | Management | For | For | ||||||||||
| 1c. | Election of Director: Kirk P. McDonald | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's principal independent auditor for 2020. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| VISHAY PRECISION GROUP,INC. | ||||||||||||||
| Security | 92835K103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VPG | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US92835K1034 | Agenda | 935174982 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marc Zandman | For | For | |||||||||||
| 2 | Janet Clarke | For | For | |||||||||||
| 3 | Wesley Cummins | For | For | |||||||||||
| 4 | Bruce Lerner | For | For | |||||||||||
| 5 | Saul Reibstein | For | For | |||||||||||
| 6 | Ziv Shoshani | For | For | |||||||||||
| 7 | Timothy Talbert | For | For | |||||||||||
| 2. | To approve the ratification of Brightman Almagor Zohar & Co., a firm in the Deloitte Global Network, as Vishay Precision Group, Inc.'s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve the non-binding resolution relating to the executive compensation. | Management | For | For | ||||||||||
| TRUSTCO BANK CORP NY | ||||||||||||||
| Security | 898349105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRST | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US8983491056 | Agenda | 935177142 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director for a one-year term expiring at the 2021 Annual Meeting of Shareholders: Anthony J. Marinello, M.D., Ph.D. | Management | For | For | ||||||||||
| 2. | Approval of a nonbinding advisory resolution on the compensation of TrustCo's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Crowe LLP as Independent Auditors for 2020. | Management | For | For | ||||||||||
| ASTRONICS CORPORATION | ||||||||||||||
| Security | 046433108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATRO | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US0464331083 | Agenda | 935179514 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Raymond W. Boushie | For | For | |||||||||||
| 2 | Robert T. Brady | For | For | |||||||||||
| 3 | Tonit M. Calaway | �� | For | For | ||||||||||
| 4 | Jeffry D. Frisby | For | For | |||||||||||
| 5 | Peter J. Gundermann | For | For | |||||||||||
| 6 | Warren C. Johnson | For | For | |||||||||||
| 7 | Robert S. Keane | For | For | |||||||||||
| 8 | Neil Kim | For | For | |||||||||||
| 9 | Mark Moran | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve the executive compensation programs as described in the Compensation Discussion and Analysis section of the Proxy Statement. | Management | For | For | ||||||||||
| ASTRONICS CORPORATION | ||||||||||||||
| Security | 046433207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATROB | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US0464332073 | Agenda | 935179514 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Raymond W. Boushie | For | For | |||||||||||
| 2 | Robert T. Brady | For | For | |||||||||||
| 3 | Tonit M. Calaway | For | For | |||||||||||
| 4 | Jeffry D. Frisby | For | For | |||||||||||
| 5 | Peter J. Gundermann | For | For | |||||||||||
| 6 | Warren C. Johnson | For | For | |||||||||||
| 7 | Robert S. Keane | For | For | |||||||||||
| 8 | Neil Kim | For | For | |||||||||||
| 9 | Mark Moran | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve the executive compensation programs as described in the Compensation Discussion and Analysis section of the Proxy Statement. | Management | For | For | ||||||||||
| ATLANTIC CAPITAL BANCSHARES, INC. | ||||||||||||||
| Security | 048269203 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACBI | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US0482692037 | Agenda | 935185911 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Walter M. Deriso, Jr. | For | For | |||||||||||
| 2 | Shantella E. Cooper | For | For | |||||||||||
| 3 | Henchy R. Enden | For | For | |||||||||||
| 4 | James H. Graves | For | For | |||||||||||
| 5 | Douglas J. Hertz | For | For | |||||||||||
| 6 | Thomas M. Holder | For | For | |||||||||||
| 7 | Lizanne Thomas | For | For | |||||||||||
| 8 | Douglas L. Williams | For | For | |||||||||||
| 9 | Marietta Edmunds Zakas | For | For | |||||||||||
| 2. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| HERITAGE COMMERCE CORP | ||||||||||||||
| Security | 426927109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HTBK | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US4269271098 | Agenda | 935186646 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | J. M. Biagini-Komas | For | For | |||||||||||
| 2 | Frank G. Bisceglia | For | For | |||||||||||
| 3 | Bruce H. Cabral | For | For | |||||||||||
| 4 | Jack W. Conner | For | For | |||||||||||
| 5 | Jason DiNapoli | For | For | |||||||||||
| 6 | Stephen G. Heitel | For | For | |||||||||||
| 7 | Walter T. Kaczmarek | For | For | |||||||||||
| 8 | Robert T. Moles | For | For | |||||||||||
| 9 | Laura Roden | For | For | |||||||||||
| 10 | Marina Park Sutton | For | For | |||||||||||
| 11 | Ranson W. Webster | For | For | |||||||||||
| 12 | Keith A. Wilton | For | For | |||||||||||
| 2. | Approval of Amendment to Heritage Commerce Corp 2013 Equity Incentive Plan. | Management | For | For | ||||||||||
| 3. | Advisory proposal on executive compensation. | Management | For | For | ||||||||||
| 4. | Ratification of selection of independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| SOUTHERN NATIONAL BANCORP OF VA, INC. | ||||||||||||||
| Security | 843395104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SONA | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US8433951048 | Agenda | 935188359 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | W. Rand Cook | For | For | |||||||||||
| 2 | Eric A. Johnson | For | For | |||||||||||
| 3 | Dennis J. Zember, Jr. | For | For | |||||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. To ratify the appointment of Dixon Hughes Goodman LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. To conduct an advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| TEAM, INC. | ||||||||||||||
| Security | 878155100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TISI | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US8781551002 | Agenda | 935189349 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Louis A. Waters* | For | For | |||||||||||
| 2 | Gary G. Yesavage# | For | For | |||||||||||
| 3 | Jeffery G. Davis# | For | For | |||||||||||
| 4 | Robert C. Skaggs, Jr# | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||||||||||
| NAPCO SECURITY TECHNOLOGIES, INC. | ||||||||||||||
| Security | 630402105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NSSC | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US6304021057 | Agenda | 935191736 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard L. Soloway | For | For | |||||||||||
| 2 | Kevin S. Buchel | For | For | |||||||||||
| 2. | RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE COMPANY'S 2020 INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | For | For | ||||||||||
| 3. | APPROVAL OF ADOPTION OF THE 2020 NON- EMPLOYEE STOCK OPTION PLAN | Management | For | For | ||||||||||
| 4. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS | Management | For | For | ||||||||||
| 5. | ADVISORY RESOLUTION TO DETERMINE THE FREQUENCY OF AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE EXECUTIVE OFFICERS | Management | 3 Years | For | ||||||||||
| CONNECTONE BANCORP, INC. | ||||||||||||||
| Security | 20786W107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNOB | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US20786W1071 | Agenda | 935197055 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Frank Sorrentino III | For | For | |||||||||||
| 2 | Frank W. Baier | For | For | |||||||||||
| 3 | Alexander A. Bol | For | For | |||||||||||
| 4 | Stephen T. Boswell | For | For | |||||||||||
| 5 | Katherin Nukk-Freeman | For | For | |||||||||||
| 6 | Frank Huttle III | For | For | |||||||||||
| 7 | Michael Kempner | For | For | |||||||||||
| 8 | Nicholas Minoia | For | For | |||||||||||
| 9 | Joseph Parisi Jr. | For | For | |||||||||||
| 10 | Daniel Rifkin | For | For | |||||||||||
| 11 | William A. Thompson | For | For | |||||||||||
| 12 | Mark Sokolich | For | For | |||||||||||
| 2. | To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named executive officers, as described in the proxy statement. | Management | For | For | ||||||||||
| 3. | To authorize an amendment to the Restated Certificate of Incorporation of the Company to implement a majority voting standard for certain corporate actions. | Management | For | For | ||||||||||
| 4. | To authorize the adoption of the Company's Amended and Restated Certificate of Incorporation, so as to delete inapplicable legacy provisions. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of Crowe LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| GENTHERM INCORPORATED | ||||||||||||||
| Security | 37253A103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | THRM | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US37253A1034 | Agenda | 935199542 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Sophie Desormière | For | For | |||||||||||
| 2 | Phillip M. Eyler | For | For | |||||||||||
| 3 | Yvonne Hao | For | For | |||||||||||
| 4 | Ronald Hundzinski | For | For | |||||||||||
| 5 | Charles Kummeth | For | For | |||||||||||
| 6 | Byron Shaw II | For | For | |||||||||||
| 7 | John Stacey | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP to act as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Advisory (non-binding) approval of the 2019 compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | Approval of the Amendment to the Gentherm Incorporated 2013 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| SOUTH STATE CORPORATION | ||||||||||||||
| Security | 840441109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SSB | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US8404411097 | Agenda | 935201602 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of January 25, 2020, by and between South State Corporation ("South State") and CenterState Bank Corporation (as amended from time to time) (the "South State merger proposal"). | Management | For | For | ||||||||||
| 2. | Proposal to approve an amendment to South State's articles of incorporation to increase the number of authorized shares of South State common stock from 80 million shares to 160 million shares (the "South State authorized share count proposal"). | Management | For | For | ||||||||||
| 3. | Proposal to approve, on an advisory (non-binding) basis, the merger-related named executive officer compensation that will or may be paid to South State's named executive officers in connection with the merger (the "South State compensation proposal"). | Management | For | For | ||||||||||
| 4. | Proposal to adjourn or postpone the South State special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there are not sufficient votes to approve the South State merger proposal or the South State authorized share count proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of South State common stock (the "South State adjournment proposal"). | Management | For | For | ||||||||||
| HOMESTREET, INC. | ||||||||||||||
| Security | 43785V102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HMST | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US43785V1026 | Agenda | 935205903 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: James R. Mitchell, Jr. | Management | For | For | ||||||||||
| 1B. | Election of Director: Nancy D. Pellegrino | Management | For | For | ||||||||||
| 2. | Approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| CENTERSTATE BANK CORPORATION | ||||||||||||||
| Security | 15201P109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CSFL | Meeting Date | 21-May-2020 | |||||||||||
| ISIN | US15201P1093 | Agenda | 935206690 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To approve the Agreement and Plan of Merger dated January 25, 2020 (the "Merger Agreement"), by and between CenterState and South State Corporation ("South State") and the transactions contemplated thereby, including the merger of CenterState with and into South State (the "Merger Proposal"). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to CenterState's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To approve a proposal to adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes present at the Special Meeting to approve the merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of CenterState common stock. | Management | For | For | ||||||||||
| OPTION CARE HEALTH INC | ||||||||||||||
| Security | 68404L201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OPCH | Meeting Date | 22-May-2020 | |||||||||||
| ISIN | US68404L2016 | Agenda | 935176467 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John J. Arlotta | For | For | |||||||||||
| 2 | Elizabeth Q. Betten | For | For | |||||||||||
| 3 | David W. Golding | For | For | |||||||||||
| 4 | Harry M J Kraemer, Jr | For | For | |||||||||||
| 5 | Alan Nielsen | For | For | |||||||||||
| 6 | R. Carter Pate | For | For | |||||||||||
| 7 | John C. Rademacher | For | For | |||||||||||
| 8 | Nitin Sahney | For | For | |||||||||||
| 9 | Timothy Sullivan | For | For | |||||||||||
| 10 | Mark Vainisi | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To hold a non-binding advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| GOODBABY INTERNATIONAL HOLDINGS LTD | ||||||||||||||
| Security | G39814101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-May-2020 | ||||||||||||
| ISIN | KYG398141013 | Agenda | 712481150 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0422/2020042200041.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0422/2020042200063.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
| 2.A | TO RE-ELECT MR. MARTIN POS AS EXECUTIVE DIRECTOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
| 2.B | TO RE-ELECT MR. LIU TONGYOU AS EXECUTIVE DIRECTOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
| 2.C | TO RE-ELECT MS. CHIANG YUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HER REMUNERATION | Management | For | For | ||||||||||
| 2.D | TO RE-ELECT MR. JIN PENG AS INDEPENDENT NON- EXECUTIVE DIRECTOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
| 3 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE OTHER DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
| 4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Against | Against | ||||||||||
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES BOUGHT BACK BY THE COMPANY PURSUANT TO THE MANDATE BY RESOLUTION NO. 5 AS SET OUT IN THE NOTICE OF THE AGM | Management | Against | Against | ||||||||||
| 8 | TO APPROVE AND ADOPT THE NEW SHARE OPTION SCHEME OF THE COMPANY | Management | Against | Against | ||||||||||
| HAULOTTE GROUP | ||||||||||||||
| Security | F4752U109 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 26-May-2020 | ||||||||||||
| ISIN | FR0000066755 | Agenda | 712425847 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202004172000957-47 | Non-Voting | ||||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF THE EXPENSES AND COSTS REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Management | For | For | ||||||||||
| O.2 | DISCHARGE GRANTED TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER, THE DEPUTY CHIEF EXECUTIVE OFFICER AND TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE PAST FINANCIAL YEAR | Management | For | For | ||||||||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| O.4 | DISTRIBUTION OF A DIVIDEND TO SHAREHOLDERS FROM THE ISSUE PREMIUM ACCOUNT | Management | For | For | ||||||||||
| O.5 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
| O.6 | REVIEW OF THE AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | Abstain | Against | ||||||||||
| O.7 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER, TO THE DEPUTY CHIEF EXECUTIVE OFFICER AND TO THE DIRECTORS FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2020 | Management | Against | Against | ||||||||||
| O.8 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||
| O.9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. PIERRE SAUBOT IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
| O.10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. ALEXANDRE SAUBOT IN HIS CAPACITY AS DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
| O.11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
| E.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF SHARES | Management | For | For | ||||||||||
| E.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS PURSUANT TO ARTICLES L.225-197- 1 TO L.225-197-6 OF THE FRENCH COMMERCIAL CODE IN ORDER TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF ALL OR PART OF THE EMPLOYEES AND/OR CORPORATE OFFICERS REFERRED TO IN ARTICLE L.225-197-1 OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | ||||||||||
| E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A SHARE CAPITAL INCREASE BY ISSUING, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL FOR THE BENEFIT OF EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN OR A GROUP SAVINGS PLAN, EITHER EXISTING OR TO BE CREATED | Management | Against | Against | ||||||||||
| E.15 | LIMITATION OF THE OVERALL NOMINAL AMOUNT OF THE CAPITAL INCREASES THAT MAY BE CARRIED OUT PURSUANT TO THE DELEGATIONS OF AUTHORITY GRANTED UNDER (I) THE TWELFTH TO THE FOURTEENTH AND THE SIXTEENTH RESOLUTIONS ADOPTED BY THE COMBINED GENERAL MEETING OF 28 MAY 2019 (II) THE THIRTEENTH AND THE FOURTEENTH RESOLUTIONS ABOVE | Management | For | For | ||||||||||
| E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR OTHER | Management | For | For | ||||||||||
| E.17 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
| BEASLEY BROADCAST GROUP, INC. | ||||||||||||||
| Security | 074014101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BBGI | Meeting Date | 26-May-2020 | |||||||||||
| ISIN | US0740141017 | Agenda | 935164397 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael J. Fiorile | For | For | |||||||||||
| 2 | Mark S. Fowler | For | For | |||||||||||
| 3 | Brian E. Beasley | For | For | |||||||||||
| 4 | Bruce G. Beasley | For | For | |||||||||||
| 5 | Caroline Beasley | For | For | |||||||||||
| 6 | George G. Beasley | For | For | |||||||||||
| 7 | Peter A. Bordes, Jr. | For | For | |||||||||||
| 8 | Leslie Godridge | For | For | |||||||||||
| 9 | Allen B. Shaw | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| OMNICELL, INC. | ||||||||||||||
| Security | 68213N109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OMCL | Meeting Date | 26-May-2020 | |||||||||||
| ISIN | US68213N1090 | Agenda | 935175338 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Class I Director: Joanne B. Bauer | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director: Robin G. Seim | Management | For | For | ||||||||||
| 1.3 | Election of Class I Director: Sara J. White | Management | For | For | ||||||||||
| 2. | Say on Pay - An advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| FLUSHING FINANCIAL CORPORATION | ||||||||||||||
| Security | 343873105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FFIC | Meeting Date | 26-May-2020 | |||||||||||
| ISIN | US3438731057 | Agenda | 935179754 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class A Director for a term expiring in 2023: John J. McCabe | Management | For | For | ||||||||||
| 1B. | Election of Class A Director for a term expiring in 2023: Donna M. O'Brien | Management | For | For | ||||||||||
| 1C. | Election of Class A Director for a term expiring in 2023: Michael J. Russo | Management | For | For | ||||||||||
| 1D. | Election of Class A Director for a term expiring in 2023: Caren C. Yoh | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of BDO USA, LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| TRANSACT TECHNOLOGIES INCORPORATED | ||||||||||||||
| Security | 892918103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TACT | Meeting Date | 26-May-2020 | |||||||||||
| ISIN | US8929181035 | Agenda | 935195695 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Thomas R. Schwarz | Management | For | For | ||||||||||
| 1B. | Election of Director: Bart C. Shuldman | Management | For | For | ||||||||||
| 2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. | Management | For | For | ||||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 4. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2014 EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||||||||
| SEACOAST BANKING CORPORATION OF FLORIDA | ||||||||||||||
| Security | 811707801 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBCF | Meeting Date | 27-May-2020 | |||||||||||
| ISIN | US8117078019 | Agenda | 935179134 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Julie H. Daum | For | For | |||||||||||
| 2 | Dennis S. Hudson, III | For | For | |||||||||||
| 3 | Alvaro J. Monserrat | For | For | |||||||||||
| 2. | Ratification of Appointment of Crowe LLP as Independent Auditor for 2020 | Management | For | For | ||||||||||
| 3. | Advisory (Non-binding) Vote on Compensation of Named Executive Officers | Management | For | For | ||||||||||
| A10 NETWORKS, INC. | ||||||||||||||
| Security | 002121101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATEN | Meeting Date | 27-May-2020 | |||||||||||
| ISIN | US0021211018 | Agenda | 935184161 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve until the 2021 annual meeting of stockholders and until their successors are duly elected and qualified: Tor R. Braham | Management | For | For | ||||||||||
| 1B. | Election of Director to serve until the 2021 annual meeting of stockholders and until their successors are duly elected and qualified: Peter Y. Chung | Management | For | For | ||||||||||
| 1C. | Election of Director to serve until the 2021 annual meeting of stockholders and until their successors are duly elected and qualified: J. Michael Dodson | Management | For | For | ||||||||||
| 1D. | Election of Director to serve until the 2021 annual meeting of stockholders and until their successors are duly elected and qualified: Eric Singer | Management | For | For | ||||||||||
| 1E. | Election of Director to serve until the 2021 annual meeting of stockholders and until their successors are duly elected and qualified: Dhrupad Trivedi | Management | For | For | ||||||||||
| 2. | To approve, on an advisory and non-binding basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To provide an advisory vote regarding the frequency of holding future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Armanino LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| STERLING BANCORP | ||||||||||||||
| Security | 85917A100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STL | Meeting Date | 27-May-2020 | |||||||||||
| ISIN | US85917A1007 | Agenda | 935185428 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John P. Cahill | For | For | |||||||||||
| 2 | Navy E. Djonovic | For | For | |||||||||||
| 3 | Fernando Ferrer | For | For | |||||||||||
| 4 | Robert Giambrone | For | For | |||||||||||
| 5 | Mona Aboelnaga Kanaan | For | For | |||||||||||
| 6 | Jack Kopnisky | For | For | |||||||||||
| 7 | James J. Landy | For | For | |||||||||||
| 8 | Maureen Mitchell | For | For | |||||||||||
| 9 | Patricia M. Nazemetz | For | For | |||||||||||
| 10 | Richard O'Toole | For | For | |||||||||||
| 11 | Ralph F. Palleschi | For | For | |||||||||||
| 12 | Burt Steinberg | For | For | |||||||||||
| 13 | William E. Whiston | For | For | |||||||||||
| 2. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay) | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||
| CALIFORNIA WATER SERVICE GROUP | ||||||||||||||
| Security | 130788102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CWT | Meeting Date | 27-May-2020 | |||||||||||
| ISIN | US1307881029 | Agenda | 935195126 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Gregory E. Aliff | Management | For | For | ||||||||||
| 1B. | Election of Director: Terry P. Bayer | Management | For | For | ||||||||||
| 1C. | Election of Director: Shelly M. Esque | Management | For | For | ||||||||||
| 1D. | Election of Director: Martin A. Kropelnicki | Management | For | For | ||||||||||
| 1E. | Election of Director: Thomas M. Krummel, M.D. | Management | For | For | ||||||||||
| 1F. | Election of Director: Richard P. Magnuson | Management | For | For | ||||||||||
| 1G. | Election of Director: Scott L. Morris | Management | For | For | ||||||||||
| 1H. | Election of Director: Peter C. Nelson | Management | For | For | ||||||||||
| 1I. | Election of Director: Carol M. Pottenger | Management | For | For | ||||||||||
| 1J. | Election of Director: Lester A. Snow | Management | For | For | ||||||||||
| 1K. | Election of Director: Patricia K. Wagner | Management | For | For | ||||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 3. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE GROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. | Management | For | For | ||||||||||
| BOIRON SA | ||||||||||||||
| Security | F10626103 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||||
| ISIN | FR0000061129 | Agenda | 712425885 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202004172000930-47 | Non-Voting | ||||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 -APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management | For | For | ||||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND | Management | For | For | ||||||||||
| O.4 | STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS AND APPROVAL OF THESE AGREEMENTS | Management | Against | Against | ||||||||||
| O.5 | RENEWAL OF THE TERM OF OFFICE OF MR. THIERRY BOIRON AS DIRECTOR | Management | For | For | ||||||||||
| O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. VALERIE LORENTZ-POINSOT AS DIRECTOR | Management | For | For | ||||||||||
| O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. MICHELE BOIRON AS DIRECTOR | Management | For | For | ||||||||||
| O.8 | RENEWAL OF THE TERM OF OFFICE OF MR. JACKY ABECASSIS AS DIRECTOR | Management | For | For | ||||||||||
| O.9 | RENEWAL OF THE TERM OF OFFICE OF MR. BRUNO GRANGE AS DIRECTOR | Management | For | For | ||||||||||
| O.10 | RENEWAL OF THE TERM OF OFFICE OF MR. GREGORY WALTER AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | For | For | ||||||||||
| O.11 | APPOINTMENT OF MRS. ANABELLE FLORY-BOIRON AS DIRECTOR | Management | For | For | ||||||||||
| O.12 | APPOINTMENT OF MRS. LAURENCE BOIRON AS DIRECTOR | Management | Against | Against | ||||||||||
| O.13 | APPROVAL OF INFORMATION REFERRED TO IN SECTION 1 OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||
| O.14 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND, PAID DURING THE PAST FINANCIAL YEAR OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR THIERRY BOIRON, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| O.15 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND, PAID DURING THE PAST FINANCIAL YEAR OR AWARDED FOR THE SAME FINANCIAL YEAR TO MRS. VALERIE LORENTZ-POINSOT, CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
| O.16 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND, PAID DURING THE PAST FINANCIAL YEAR OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-CHRISTOPHE BAYSSAT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||
| O.17 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| O.18 | APPROVAL OF THE COMPENSATION POLICY OF THE CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | ||||||||||
| O.19 | APPROVAL OF THE COMPENSATION POLICY OF THE DEPUTY CHIEF EXECUTIVE OFFICERS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | ||||||||||
| O.20 | APPROVAL OF THE COMPENSATION POLICY OF THE DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||
| O.21 | ANNUAL FIXED AMOUNT TO BE ALLOCATED TO DIRECTORS | Management | For | For | ||||||||||
| O.22 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO BUY BACK ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE, DURATION OF AUTHORISATION, PURPOSES, TERMS, CEILING | Management | For | For | ||||||||||
| E.23 | AMENDMENT TO ARTICLE 33 OF THE BY-LAWS IN ORDER TO ALLOW SHAREHOLDERS TO VOTE REMOTELY BY ELECTRONIC MEANS IN MEETINGS | Management | For | For | ||||||||||
| E.24 | AMENDMENT TO ARTICLE 20 OF THE BY-LAWS IN ORDER TO ALLOW CERTAIN DECISIONS OF THE BOARD OF DIRECTORS TO BE MADE BY WRITTEN CONSULTATION | Management | For | For | ||||||||||
| E.25 | AMENDMENT TO ARTICLE 43 OF THE BY-LAWS IN ORDER TO PROVIDE FOR THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO DELEGATE THE POWER TO ANSWER WRITTEN QUESTIONS OF SHAREHOLDERS | Management | For | For | ||||||||||
| E.26 | HARMONISATION OF THE BYLAWS WITH THE REGULATIONS IN FORCE | Management | For | For | ||||||||||
| E.27 | TEXTUAL REFERENCES APPLICABLE IN THE EVENT OF A CHANGE IN CODIFICATION | Management | For | For | ||||||||||
| E.28 | POWERS FOR FORMALITIES | Management | For | For | ||||||||||
| L.B. FOSTER COMPANY | ||||||||||||||
| Security | 350060109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FSTR | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US3500601097 | Agenda | 935166846 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert P. Bauer | For | For | |||||||||||
| 2 | Lee B. Foster II | For | For | |||||||||||
| 3 | Dirk Jungé | For | For | |||||||||||
| 4 | Diane B. Owen | For | For | |||||||||||
| 5 | Robert S. Purgason | For | For | |||||||||||
| 6 | William H. Rackoff | For | For | |||||||||||
| 7 | Suzanne B. Rowland | For | For | |||||||||||
| 8 | Bradley S. Vizi | For | For | |||||||||||
| 2. | Ratify appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | Advisory approval of the compensation paid to the Company's named executive officers in 2019. | Management | For | For | ||||||||||
| NEOGENOMICS, INC. | ||||||||||||||
| Security | 64049M209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEO | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US64049M2098 | Agenda | 935174211 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Douglas M. VanOort | Management | For | For | ||||||||||
| 1B. | Election of Director: Steven C. Jones | Management | For | For | ||||||||||
| 1C. | Election of Director: Kevin C. Johnson | Management | For | For | ||||||||||
| 1D. | Election of Director: Raymond R. Hipp | Management | For | For | ||||||||||
| 1E. | Election of Director: Bruce K. Crowther | Management | For | For | ||||||||||
| 1F. | Election of Director: Lynn A. Tetrault | Management | For | For | ||||||||||
| 1G. | Election of Director: Alison L. Hannah | Management | For | For | ||||||||||
| 1H. | Election of Director: Stephen M. Kanovsky | Management | For | For | ||||||||||
| 1I. | Election of Director: Rachel A. Stahler | Management | For | For | ||||||||||
| 2. | Advisory Vote on the Compensation Paid to our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| NEW SENIOR INVESTMENT GROUP INC. | ||||||||||||||
| Security | 648691103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SNR | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US6486911034 | Agenda | 935178269 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stuart A. McFarland | For | For | |||||||||||
| 2 | Robert F. Savage | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for New Senior Investment Group Inc. for fiscal year 2020. | Management | For | For | ||||||||||
| 3. | Approval of an advisory vote on 2019 executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of an advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | Approval of amendments to our Certificate of Incorporation and Bylaws to provide for the annual election of all directors. | Management | For | For | ||||||||||
| 6. | Approval of amendments to our Bylaws to implement majority voting in uncontested director elections. | Management | For | For | ||||||||||
| 7A. | Approval of an amendment to our Certificate of Incorporation to eliminate the supermajority voting requirement to amend certain provisions of our Certificate of Incorporation. | Management | For | For | ||||||||||
| 7B. | Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements to amend our Bylaws. | Management | For | For | ||||||||||
| 7C. | Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements to remove directors for cause and appoint directors in the event the entire Board of Directors is removed. | Management | For | For | ||||||||||
| THE CHEESECAKE FACTORY INCORPORATED | ||||||||||||||
| Security | 163072101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CAKE | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US1630721017 | Agenda | 935182523 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: David Overton | Management | For | For | ||||||||||
| 1B. | Election of Director: Edie A. Ames | Management | For | For | ||||||||||
| 1C. | Election of Director: Alexander L. Cappello | Management | For | For | ||||||||||
| 1D. | Election of Director: Jerome I. Kransdorf | Management | For | For | ||||||||||
| 1E. | Election of Director: Janice L. Meyer | Management | For | For | ||||||||||
| 1F. | Election of Director: Laurence B. Mindel | Management | For | For | ||||||||||
| 1G. | Election of Director: David B. Pittaway | Management | For | For | ||||||||||
| 1H. | Election of Director: Herbert Simon | Management | For | For | ||||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020, ending December 29, 2020. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation of the Company's Named Executive Officers as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission. | Management | For | For | ||||||||||
| DIME COMMUNITY BANCSHARES, INC. | ||||||||||||||
| Security | 253922108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DCOM | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US2539221083 | Agenda | 935183967 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Steven D. Cohn | For | For | |||||||||||
| 2 | Barbara G. Koster | For | For | |||||||||||
| 3 | Kenneth J. Mahon | For | For | |||||||||||
| 2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval, by a non-binding advisory vote, of the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Approval of the Dime Community Bancshares, Inc. 2020 Equity Incentive Plan. | Management | For | For | ||||||||||
| ICF INTERNATIONAL, INC. | ||||||||||||||
| Security | 44925C103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICFI | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US44925C1036 | Agenda | 935185012 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mr. Sudhakar Kesavan | For | For | |||||||||||
| 2 | Mr. Michael Van Handel | For | For | |||||||||||
| 2. | APPROVAL OF AMENDMENT TO 2018 INCENTIVE PLAN: Approve the amendment to the Company's 2018 Omnibus Incentive Plan to increase the number of shares available for issuance by 415,000. | Management | Against | Against | ||||||||||
| 3. | ADVISORY VOTE REGARDING ICF INTERNATIONAL'S OVERALL PAY-FOR- PERFORMANCE NAMED EXECUTIVE OFFICER COMPENSATION PROGRAM - Approve, by non-binding vote, the Company's overall pay-for- performance executive compensation program, as described in the Compensation Discussion and Analysis, the compensation tables and the related narratives and other materials in the Proxy Statement. | Management | For | For | ||||||||||
| 4. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM - Ratify the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| FS BANCORP, INC. | ||||||||||||||
| Security | 30263Y104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FSBW | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US30263Y1047 | Agenda | 935194061 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael J. Mansfield | For | For | |||||||||||
| 2 | Margaret R. Piesik | For | For | |||||||||||
| 2. | Advisory (non-binding) approval of the compensation of FS Bancorp, Inc.'s named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the Audit Committee's appointment of Moss Adams LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| PARK-OHIO HOLDINGS CORP. | ||||||||||||||
| Security | 700666100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PKOH | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US7006661000 | Agenda | 935205535 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Patrick V. Auletta | For | For | |||||||||||
| 2 | Howard W. Hanna IV | For | For | |||||||||||
| 3 | Dan T. Moore III | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent auditors for fiscal year 2020. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| NORTHRIM BANCORP, INC. | ||||||||||||||
| Security | 666762109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NRIM | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US6667621097 | Agenda | 935207337 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Larry S. Cash | For | For | |||||||||||
| 2 | Anthony Drabek | For | For | |||||||||||
| 3 | Karl L. Hanneman | For | For | |||||||||||
| 4 | David W. Karp | For | For | |||||||||||
| 5 | David J. McCambridge | For | For | |||||||||||
| 6 | Krystal M. Nelson | For | For | |||||||||||
| 7 | Joseph M. Schierhorn | For | For | |||||||||||
| 8 | Aaron M. Schutt | For | For | |||||||||||
| 9 | John C. Swalling | For | For | |||||||||||
| 10 | Linda C. Thomas | For | For | |||||||||||
| 11 | David G. Wight | For | For | |||||||||||
| 2. | APPROVAL OF THE 2020 STOCK INCENTIVE PLAN. To approve the Northrim BanCorp, Inc. 2020 Stock Incentive Plan. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. To approve, by nonbinding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 4. | RATIFY THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. To ratify the selection of Moss Adams LLP as the independent registered accounting firm for Northrim BanCorp, Inc. for the fiscal year 2020. | Management | For | For | ||||||||||
| ENTRAVISION COMMUNICATIONS CORPORATION | ||||||||||||||
| Security | 29382R107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EVC | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | US29382R1077 | Agenda | 935210904 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Walter F. Ulloa | For | For | |||||||||||
| 2 | Paul A. Zevnik | For | For | |||||||||||
| 3 | Gilbert R. Vasquez | For | For | |||||||||||
| 4 | Patricia Diaz Dennis | For | For | |||||||||||
| 5 | Juan S. von Wuthenau | For | For | |||||||||||
| 6 | Martha Elena Diaz | For | For | |||||||||||
| 7 | Fehmi Zeko | For | For | |||||||||||
| 2. | Approval of the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||
| TRISTATE CAPITAL HOLDINGS, INC. | ||||||||||||||
| Security | 89678F100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TSC | Meeting Date | 29-May-2020 | |||||||||||
| ISIN | US89678F1003 | Agenda | 935200523 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Anthony J. Buzzelli | For | For | |||||||||||
| 2 | Helen Hanna Casey | For | For | |||||||||||
| 3 | Brian S. Fetterolf | For | For | |||||||||||
| 2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||
| 4. | AMEND OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED | Management | For | For | ||||||||||
| CARDLYTICS, INC. | ||||||||||||||
| Security | 14161W105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CDLX | Meeting Date | 02-Jun-2020 | |||||||||||
| ISIN | US14161W1053 | Agenda | 935178512 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Lynne M. Laube | For | For | |||||||||||
| 2 | John Klinck | For | For | |||||||||||
| 3 | Tony Weisman | For | For | |||||||||||
| 2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| CASELLA WASTE SYSTEMS, INC. | ||||||||||||||
| Security | 147448104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CWST | Meeting Date | 02-Jun-2020 | |||||||||||
| ISIN | US1474481041 | Agenda | 935199871 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael L. Battles | For | For | |||||||||||
| 2 | Joseph G. Doody | For | For | |||||||||||
| 3 | Emily Nagle Green | For | For | |||||||||||
| 2. | To approve, in an advisory "say-on-pay" vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| ULTRA CLEAN HOLDINGS, INC. | ||||||||||||||
| Security | 90385V107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UCTT | Meeting Date | 02-Jun-2020 | |||||||||||
| ISIN | US90385V1070 | Agenda | 935205422 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Clarence L. Granger | Management | For | For | ||||||||||
| 1B. | Election of Director: James P. Scholhamer | Management | For | For | ||||||||||
| 1C. | Election of Director: David T. ibnAle | Management | For | For | ||||||||||
| 1D. | Election of Director: Emily M. Liggett | Management | For | For | ||||||||||
| 1E. | Election of Director: Thomas T. Edman | Management | For | For | ||||||||||
| 1F. | Election of Director: Barbara V. Scherer | Management | For | For | ||||||||||
| 1G. | Election of Director: Ernest E. Maddock | Management | For | For | ||||||||||
| 1H. | Election of Director: Jacqueline A. Seto | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2020. | Management | For | For | ||||||||||
| 3. | Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.'s named executive officers for fiscal 2019 as disclosed in our proxy statement for the 2020 Annual Meeting of Stockholders. | Management | For | For | ||||||||||
| A. H. BELO CORPORATION | ||||||||||||||
| Security | 001282102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AHC | Meeting Date | 02-Jun-2020 | |||||||||||
| ISIN | US0012821023 | Agenda | 935217679 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John A. Beckert | For | For | |||||||||||
| 2 | Louis E. Caldera | For | For | |||||||||||
| 3 | Robert W. Decherd | For | For | |||||||||||
| 4 | Ronald D. McCray | For | For | |||||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval of the advisory resolution on executive compensation (say-on-pay). | Management | For | For | ||||||||||
| MATERIALISE NV | ||||||||||||||
| Security | 57667T100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTLS | Meeting Date | 02-Jun-2020 | |||||||||||
| ISIN | US57667T1007 | Agenda | 935225412 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 3. | Approval of the statutory annual accounts of Materialise NV: Proposed resolution: approval of the statutory annual accounts of Materialise NV relating to the financial year ended on 31 December 2019. | Management | For | For | ||||||||||
| 4. | Appropriation of the result: Proposed resolution: approval to carry forward the loss of the financial year (Euro 5.519.577), together with the carried forward loss of the previous financial year (Euro 17.825.920), being in the aggregate Euro 23.345.497, in its entirety. | Management | For | For | ||||||||||
| 5. | Discharge to the directors: Proposed resolution: granting discharge to the directors for the performance of their mandate during the financial year ended on 31 December 2019. | Management | For | For | ||||||||||
| 6. | Discharge to the auditors: Proposed resolution: granting discharge to the auditors for the performance of their mandate during the financial year ended on 31 December 2019. | Management | For | For | ||||||||||
| 7. | Approval of the budget (currently under negotiation) of the auditors, and, in function thereof, confirmation of the ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| 8A. | Proposed resolution: Renewing the appointment as director of Mr Wilfried Vancraen, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | Against | Against | ||||||||||
| 8B. | Proposed resolution: Renewing the appointment as director of Mr Peter Leys, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | For | For | ||||||||||
| 8C. | Proposed resolution: Renewing the appointment as director of A TRE C cvoa, represented by Mr Johan De Lille, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | Against | Against | ||||||||||
| 8D. | Proposed resolution: Renewing the appointment as director of Ms Hilde Ingelaere, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | For | For | ||||||||||
| 8E. | Proposed resolution: Renewing the appointment as director of Mr Jürgen Ingels, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | Against | Against | ||||||||||
| 8F. | Proposed resolution: Renewing the appointment as director of Mr Jos Van der Sloten, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | For | For | ||||||||||
| 8G. | Proposed resolution: Renewing the appointment as director of Ms Godelieve Verplancke, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | Against | Against | ||||||||||
| 8H. | Proposed resolution: Renewing the appointment as director Mr Bart Luyten, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | For | For | ||||||||||
| 8I. | Proposed resolution: Renewing the appointment as director Mr Volker Hammes, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | For | For | ||||||||||
| 8J. | Proposed resolution: Approval of the appointment as director Mr Sander Vancraen as of the date of the shareholders' meeting, for a period of one year after the shareholders' meeting which will be asked to approve the accounts for the year 2020. | Management | For | For | ||||||||||
| 9. | Powers: Proposed resolution: granting powers to Carla Van Steenbergen, Felix Theus and Ben Schepers, each with power to act alone and with power of substitution and without prejudice to other delegations of power to the extent applicable, for any filings and publication formalities in relation to the above resolutions. | Management | For | For | ||||||||||
| GENESIS HEALTHCARE, INC. | ||||||||||||||
| Security | 37185X106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GEN | Meeting Date | 03-Jun-2020 | |||||||||||
| ISIN | US37185X1063 | Agenda | 935190455 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James H. Bloem | For | For | |||||||||||
| 2 | John F. DePodesta | For | For | |||||||||||
| 3 | Terry Allison Rappuhn | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To approve the Genesis Healthcare, Inc. 2020 Omnibus Incentive Plan. | Management | For | For | ||||||||||
| 4. | To approve the Fourth Amended and Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
| 5. | To approve the Fourth Amended and Restated Certificate of Incorporation to lower the stock ownership threshold required to call a special meeting. | Management | For | For | ||||||||||
| 6. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| GOLDEN ENTERTAINMENT, INC. | ||||||||||||||
| Security | 381013101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GDEN | Meeting Date | 03-Jun-2020 | |||||||||||
| ISIN | US3810131017 | Agenda | 935190520 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Blake L. Sartini | For | For | |||||||||||
| 2 | Lyle A. Berman | For | For | |||||||||||
| 3 | Ann Dozier | For | For | |||||||||||
| 4 | Mark A. Lipparelli | For | For | |||||||||||
| 5 | Anthony A. Marnell III | For | For | |||||||||||
| 6 | Robert L. Miodunski | For | For | |||||||||||
| 7 | Terrence L. Wright | For | For | |||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
| SILVERCREST ASSET MGMT GROUP INC | ||||||||||||||
| Security | 828359109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SAMG | Meeting Date | 03-Jun-2020 | |||||||||||
| ISIN | US8283591092 | Agenda | 935202729 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Brian D. Dunn | For | For | |||||||||||
| 2. | Approval of executive compensation in an advisory, non- binding vote. | Management | For | For | ||||||||||
| 3. | The ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| IMAX CORPORATION | ||||||||||||||
| Security | 45245E109 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | IMAX | Meeting Date | 03-Jun-2020 | |||||||||||
| ISIN | CA45245E1097 | Agenda | 935213796 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Neil S. Braun | For | For | |||||||||||
| 2 | Eric A. Demirian | For | For | |||||||||||
| 3 | Kevin Douglas | For | For | |||||||||||
| 4 | Richard L. Gelfond | For | For | |||||||||||
| 5 | David W. Leebron | For | For | |||||||||||
| 6 | Michael MacMillan | For | For | |||||||||||
| 7 | Dana Settle | For | For | |||||||||||
| 8 | Darren Throop | For | For | |||||||||||
| 9 | Bradley J. Wechsler | For | For | |||||||||||
| 2 | Note: Voting Withhold is the equivalent to voting Abstain. In respect of the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | Note: Voting Abstain is the equivalent to voting Withhold. Advisory resolution to approve the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Circular and Proxy Statement. | Management | For | For | ||||||||||
| 4 | Note: Voting Withhold is the equivalent to voting Abstain. In respect of the approval of the Second Amended and Restated Long-Term Incentive Plan as set forth in Appendix "A" to the Proxy Circular and Proxy Statement. | Management | Against | Against | ||||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
| Security | 829226109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBGI | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US8292261091 | Agenda | 935185531 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David D. Smith | For | For | |||||||||||
| 2 | Frederick G. Smith | For | For | |||||||||||
| 3 | J. Duncan Smith | For | For | |||||||||||
| 4 | Robert E. Smith | For | For | |||||||||||
| 5 | Howard E. Friedman | For | For | |||||||||||
| 6 | Lawrence E. McCanna | For | For | |||||||||||
| 7 | Daniel C. Keith | For | For | |||||||||||
| 8 | Martin R. Leader | For | For | |||||||||||
| 9 | Benson E. Legg | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote on our executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal relating to the voting basis used in the election of the Board of Directors. | Shareholder | Against | For | ||||||||||
| AMBASE CORPORATION | ||||||||||||||
| Security | 023164106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABCP | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US0231641061 | Agenda | 935190861 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard A. Bianco | Withheld | Against | |||||||||||
| 2 | Kenneth M. Schmidt | Withheld | Against | |||||||||||
| 2. | Approval of the appointment of Marcum LLP as the Company's Independent Registered Public Accounting Firm for the calendar year 2020. | Management | For | For | ||||||||||
| 3. | Approval, on a non-binding advisory basis, of a resolution approving the compensation of our Named Executive Officers, as such compensation is described under the "Compensation Narrative" and "Executive Compensation" sections of the Company's 2020 Proxy Statement. | Management | For | For | ||||||||||
| KAR AUCTION SERVICES, INC | ||||||||||||||
| Security | 48238T109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KAR | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US48238T1097 | Agenda | 935191306 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: David DiDomenico | Management | For | For | ||||||||||
| 1B. | Election of Director: Carmel Galvin | Management | For | For | ||||||||||
| 1C. | Election of Director: James P. Hallett | Management | For | For | ||||||||||
| 1D. | Election of Director: Mark E. Hill | Management | For | For | ||||||||||
| 1E. | Election of Director: J. Mark Howell | Management | For | For | ||||||||||
| 1F. | Election of Director: Stefan Jacoby | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael T. Kestner | Management | For | For | ||||||||||
| 1H. | Election of Director: Mary Ellen Smith | Management | For | For | ||||||||||
| 1I. | Election of Director: Stephen E. Smith | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the KAR Auction Services, Inc. Employee Stock Purchase Plan to increase the total number of shares reserved for issuance under the plan by 1,500,000 shares. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| LIMELIGHT NETWORKS, INC. | ||||||||||||||
| Security | 53261M104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LLNW | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US53261M1045 | Agenda | 935192512 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Walter D. Amaral | For | For | |||||||||||
| 2 | Scott Genereux | For | For | |||||||||||
| 3 | Patricia Hadden | For | For | |||||||||||
| 2. | Ratification of Ernst & Young LLP as independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To vote for and approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company. | Management | For | For | ||||||||||
| KRATOS DEFENSE & SEC SOLUTIONS, INC. | ||||||||||||||
| Security | 50077B207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KTOS | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US50077B2079 | Agenda | 935192663 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Scott Anderson | For | For | |||||||||||
| 2 | Eric DeMarco | For | For | |||||||||||
| 3 | William Hoglund | For | For | |||||||||||
| 4 | Scot Jarvis | For | For | |||||||||||
| 5 | Jane Judd | For | For | |||||||||||
| 6 | Samuel Liberatore | For | For | |||||||||||
| 7 | Amy Zegart | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the Company's 2014 Equity Incentive Plan to increase the aggregate number of shares that may be issued under the Plan by 4,700,000 shares. | Management | Against | Against | ||||||||||
| 4. | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | Management | For | For | ||||||||||
| SANDY SPRING BANCORP, INC. | ||||||||||||||
| Security | 800363103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SASR | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US8003631038 | Agenda | 935193564 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mark E. Friis | For | For | |||||||||||
| 2 | Brian J. Lemek | For | For | |||||||||||
| 3 | Pamela A. Little | For | For | |||||||||||
| 4 | James J. Maiwurm | For | For | |||||||||||
| 5 | Craig A. Ruppert | For | For | |||||||||||
| 6 | Walter Clayton Martz II | For | For | |||||||||||
| 7 | Christina B. O'Meara | For | For | |||||||||||
| 2. | A non-binding resolution to approve the compensation for the named executive officers. | Management | For | For | ||||||||||
| 3. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the year 2020. | Management | For | For | ||||||||||
| INTERSECT ENT, INC. | ||||||||||||||
| Security | 46071F103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XENT | Meeting Date | 04-Jun-2020 | |||||||||||
| ISIN | US46071F1030 | Agenda | 935208721 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kieran T. Gallahue | For | For | |||||||||||
| 2 | Thomas A. West | For | For | |||||||||||
| 3 | Teresa L. Kline | For | For | |||||||||||
| 4 | Cynthia L. Lucchese | For | For | |||||||||||
| 5 | Dana G. Mead, Jr. | For | For | |||||||||||
| 6 | Frederic H. Moll, M.D. | For | For | |||||||||||
| 7 | W. Anthony Vernon | For | For | |||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To amend our Certificate of Incorporation to add a federal forum selection provision. | Management | For | For | ||||||||||
| 4. | To provide an advisory vote on executive compensation, as described in the Proxy Statement accompanying this Proxy Card. | Management | For | For | ||||||||||
| ARMSTRONG FLOORING, INC. | ||||||||||||||
| Security | 04238R106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AFI | Meeting Date | 05-Jun-2020 | |||||||||||
| ISIN | US04238R1068 | Agenda | 935195380 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Michael F. Johnston | Management | For | For | ||||||||||
| 1B. | Election of Director: Kathleen S. Lane | Management | For | For | ||||||||||
| 1C. | Election of Director: Jeffrey Liaw | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael W. Malone | Management | For | For | ||||||||||
| 1E. | Election of Director: Larry S. McWilliams | Management | For | For | ||||||||||
| 1F. | Election of Director: James C. Melville | Management | For | For | ||||||||||
| 1G. | Election of Director: Michel S. Vermette | Management | For | For | ||||||||||
| 2. | Advisory, Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of KPMG LLP Company's Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| BIG 5 SPORTING GOODS CORPORATION | ||||||||||||||
| Security | 08915P101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BGFV | Meeting Date | 05-Jun-2020 | |||||||||||
| ISIN | US08915P1012 | Agenda | 935209103 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class C Director: Jennifer H. Dunbar | Management | For | For | ||||||||||
| 1B. | Election of Class C Director: Steven G. Miller | Management | For | For | ||||||||||
| 2. | Approval of the compensation of the Company's named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| TINGYI (CAYMAN ISLANDS) HOLDING CORP | ||||||||||||||
| Security | G8878S103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-Jun-2020 | ||||||||||||
| ISIN | KYG8878S1030 | Agenda | 712415733 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0416/2020041600214.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0416/2020041600198.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
| 2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019:US4.24 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||
| 3 | TO APPROVE THE PAYMENT OF A SPECIAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019: US4.24 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||
| 4 | TO RE-ELECT MR. JUNICHIRO IDA AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
| 5 | TO RE-ELECT MR. YUKO TAKAHASHI AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
| 6 | TO RE-ELECT MS. TSENG CHIEN AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HER REMUNERATION | Management | For | For | ||||||||||
| 7 | TO RE-ELECT MR. HIROMU FUKADA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
| 8 | TO RE-APPOINT AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION: MAZARS CPA LIMITED | Management | For | For | ||||||||||
| 9 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO ISSUE SHARES | Management | Against | Against | ||||||||||
| 10 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO BUY BACK SHARES OF THE COMPANY | Management | For | For | ||||||||||
| 11 | TO CONSIDER AND APPROVE THAT THE TOTAL NUMBER OF SHARES WHICH ARE BOUGHT BACK BY THE COMPANY SHALL BE ADDED TO THE TOTAL NUMBER OF SHARES WHICH MAY BE ALLOTED PURSUANT TO THE GENERAL MANDATE FOR ISSUE OF SHARES | Management | Against | Against | ||||||||||
| TITAN MACHINERY INC. | ||||||||||||||
| Security | 88830R101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TITN | Meeting Date | 08-Jun-2020 | |||||||||||
| ISIN | US88830R1014 | Agenda | 935191166 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Tony Christianson | For | For | |||||||||||
| 2 | Christine Hamilton | For | For | |||||||||||
| 2. | To approve, by non-binding vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for the fiscal year ending January 31, 2021. | Management | For | For | ||||||||||
| 4. | To approve the Amended and Restated Titan Machinery Inc. 2014 Equity Incentive Plan. | Management | For | For | ||||||||||
| ORTHOFIX MEDICAL INC. | ||||||||||||||
| Security | 68752M108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OFIX | Meeting Date | 08-Jun-2020 | |||||||||||
| ISIN | US68752M1080 | Agenda | 935196584 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jason M. Hannon | For | For | |||||||||||
| 2 | James F. Hinrichs | For | For | |||||||||||
| 3 | Alexis V. Lukianov | For | For | |||||||||||
| 4 | Lilly Marks | For | For | |||||||||||
| 5 | Ronald Matricaria | For | For | |||||||||||
| 6 | Michael E. Paolucci | For | For | |||||||||||
| 7 | Maria Sainz | For | For | |||||||||||
| 8 | Jon C. Serbousek | For | For | |||||||||||
| 9 | John Sicard | For | For | |||||||||||
| 2. | Advisory vote on compensation of named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of Amendment No. 1 to the Amended and Restated 2012 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| CALLON PETROLEUM COMPANY | ||||||||||||||
| Security | 13123X102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPE | Meeting Date | 08-Jun-2020 | |||||||||||
| ISIN | US13123X1028 | Agenda | 935196863 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Matthew R. Bob | For | For | |||||||||||
| 2 | Anthony J. Nocchiero | For | For | |||||||||||
| 3 | James M. Trimble | For | For | |||||||||||
| 2. | The approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | The approval of the Company's 2020 Omnibus Incentive Plan. | Management | For | For | ||||||||||
| 4. | The ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 5. | The approval of an amendment to the Company's certificate of incorporation in the form attached to the accompanying Proxy Statement as Appendix C to effect a reverse stock split of our issued and outstanding common stock at a ratio that will be determined by the Board of Directors and that will be within a range of 1-for- 10 to 1-for-50, if the Board determines, in its sole discretion, at any time prior to the first anniversary of the Annual Meeting that the reverse stock split is in the best interests of the Company and its shareholders. | Management | For | For | ||||||||||
| 6. | The approval of an amendment to the Company's certificate of incorporation in the form attached to the accompanying Proxy Statement as Appendix C to reduce the number of authorized shares of our common stock by the reverse stock split ratio determined by the Board. | Management | For | For | ||||||||||
| THE MIDDLEBY CORPORATION | ||||||||||||||
| Security | 596278101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MIDD | Meeting Date | 08-Jun-2020 | |||||||||||
| ISIN | US5962781010 | Agenda | 935205030 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Sarah Palisi Chapin | For | For | |||||||||||
| 2 | Timothy J. FitzGerald | For | For | |||||||||||
| 3 | Cathy L. McCarthy | For | For | |||||||||||
| 4 | John R. Miller III | For | For | |||||||||||
| 5 | Robert A. Nerbonne | For | For | |||||||||||
| 6 | Gordon O'Brien | For | For | |||||||||||
| 7 | Nassem Ziyad | For | For | |||||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending January 2, 2021 | Management | For | For | ||||||||||
| 3. | Approval, by an advisory vote, of the 2019 compensation of the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("SEC") | Management | For | For | ||||||||||
| INVITAE CORPORATION | ||||||||||||||
| Security | 46185L103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NVTA | Meeting Date | 08-Jun-2020 | |||||||||||
| ISIN | US46185L1035 | Agenda | 935205410 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Geoffrey S. Crouse | For | For | |||||||||||
| 2 | Christine M. Gorjanc | For | For | |||||||||||
| 2. | The approval, on a non-binding advisory basis, of the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | The selection, on a non-binding advisory basis, of the frequency of holding an advisory vote on named executive officer compensation. | Management | 1 Year | For | ||||||||||
| 4. | The ratification of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| DAWSON GEOPHYSICAL COMPANY | ||||||||||||||
| Security | 239360100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DWSN | Meeting Date | 09-Jun-2020 | |||||||||||
| ISIN | US2393601008 | Agenda | 935200725 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Craig W. Cooper | For | For | |||||||||||
| 2 | Stephen C. Jumper | For | For | |||||||||||
| 3 | Michael L. Klofas | For | For | |||||||||||
| 4 | Ted R. North | For | For | |||||||||||
| 5 | Mark A. Vander Ploeg | For | For | |||||||||||
| 2. | Proposal to approve an amendment to the Company's 2016 Stock and Performance Incentive Plan. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 4. | Proposal to approve a non-binding advisory resolution on the compensation of the named executive officers as disclosed in the Proxy Statement of the Company for the 2020 Annual Meeting of Shareholders. | Management | For | For | ||||||||||
| MONARCH CASINO & RESORT, INC. | ||||||||||||||
| Security | 609027107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCRI | Meeting Date | 09-Jun-2020 | |||||||||||
| ISIN | US6090271072 | Agenda | 935205270 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: John Farahi | Management | For | For | ||||||||||
| 1.2 | Election of Director: Craig F. Sullivan | Management | For | For | ||||||||||
| 1.3 | Election of Director: Paul Andrews | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. | Management | For | For | ||||||||||
| WILLIAMS INDUSTRIAL SERVICES GROUP INC | ||||||||||||||
| Security | 96951A104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WLMS | Meeting Date | 09-Jun-2020 | |||||||||||
| ISIN | US96951A1043 | Agenda | 935212643 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles Macaluso | For | For | |||||||||||
| 2 | David A. B. Brown | For | For | |||||||||||
| 3 | Steven D. Davis | For | For | |||||||||||
| 4 | Robert B. Mills | For | For | |||||||||||
| 5 | Nelson Obus | For | For | |||||||||||
| 6 | Tracy D. Pagliara | For | For | |||||||||||
| 2. | To ratify the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| HOPE BANCORP INC | ||||||||||||||
| Security | 43940T109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HOPE | Meeting Date | 09-Jun-2020 | |||||||||||
| ISIN | US43940T1097 | Agenda | 935223216 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Donald D. Byun | For | For | |||||||||||
| 2 | Jinho Doo | For | For | |||||||||||
| 3 | Daisy Y. Ha | For | For | |||||||||||
| 4 | James U. Hwang | For | For | |||||||||||
| 5 | Jin Chul Jhung | For | For | |||||||||||
| 6 | Joon K. Kim | For | For | |||||||||||
| 7 | Kevin S. Kim | For | For | |||||||||||
| 8 | Steven S. Koh | For | For | |||||||||||
| 9 | Chung Hyun Lee | For | For | |||||||||||
| 10 | William J. Lewis | For | For | |||||||||||
| 11 | David P. Malone | For | For | |||||||||||
| 12 | John R. Taylor | For | For | |||||||||||
| 13 | Scott Yoon-Suk Whang | For | For | |||||||||||
| 14 | Dale S. Zuehls | For | For | |||||||||||
| 2. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory and nonbinding basis, of the compensation paid to our "Named Executive Officers" as described in the Proxy Statement. | Management | For | For | ||||||||||
| BEL FUSE INC. | ||||||||||||||
| Security | 077347201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BELFA | Meeting Date | 10-Jun-2020 | |||||||||||
| ISIN | US0773472016 | Agenda | 935175198 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas E. Dooley | For | For | |||||||||||
| 2 | Rita V. Smith | For | For | |||||||||||
| 2. | With respect to the ratification of the designation of Deloitte & Touche LLP to audit Bel's books and accounts for 2020 | Management | For | For | ||||||||||
| 3. | With respect to the approval, on an advisory basis, of the executive compensation of Bel's named executive officers as described in the proxy statement | Management | For | For | ||||||||||
| 4. | With respect to the approval of the Bel Fuse Inc. 2020 Equity Compensation Plan | Management | Against | Against | ||||||||||
| 5. | With respect to a shareholder proposal requesting that our board of directors take all necessary steps to provide the holders of Class A Common Stock with the right to convert their shares into Class B Common Stock at their option at any time, if properly presented at the Annual Meeting. | Shareholder | For | Against | ||||||||||
| PARATEK PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 699374302 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRTK | Meeting Date | 10-Jun-2020 | |||||||||||
| ISIN | US6993743029 | Agenda | 935187751 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael F. Bigham | For | For | |||||||||||
| 2 | Robert S. Radie | For | For | |||||||||||
| 2. | To approve a non-binding advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| AMERICAN AIRLINES GROUP INC. | ||||||||||||||
| Security | 02376R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAL | Meeting Date | 10-Jun-2020 | |||||||||||
| ISIN | US02376R1023 | Agenda | 935199059 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: James F. Albaugh | Management | For | For | ||||||||||
| 1B. | Election of Director: Jeffrey D. Benjamin | Management | For | For | ||||||||||
| 1C. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael J. Embler | Management | For | For | ||||||||||
| 1E. | Election of Director: Matthew J. Hart | Management | For | For | ||||||||||
| 1F. | Election of Director: Susan D. Kronick | Management | For | For | ||||||||||
| 1G. | Election of Director: Martin H. Nesbitt | Management | For | For | ||||||||||
| 1H. | Election of Director: Denise M. O'Leary | Management | For | For | ||||||||||
| 1I. | Election of Director: W. Douglas Parker | Management | For | For | ||||||||||
| 1J. | Election of Director: Ray M. Robinson | Management | For | For | ||||||||||
| 2. | A proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of American Airlines Group Inc. for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | A proposal to consider and approve, on a non-binding, advisory basis, executive compensation of American Airlines Group Inc. as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 4. | A stockholder proposal to provide a report on political contributions and expenditures. | Shareholder | Abstain | Against | ||||||||||
| LENDINGTREE INC | ||||||||||||||
| Security | 52603B107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TREE | Meeting Date | 10-Jun-2020 | |||||||||||
| ISIN | US52603B1070 | Agenda | 935209230 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Courtnee Chun | Management | For | For | ||||||||||
| 1B. | Election of Director: Gabriel Dalporto | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas Davidson | Management | For | For | ||||||||||
| 1D. | Election of Director: Robin Henderson | Management | For | For | ||||||||||
| 1E. | Election of Director: Douglas Lebda | Management | For | For | ||||||||||
| 1F. | Election of Director: Steven Ozonian | Management | For | For | ||||||||||
| 1G. | Election of Director: Saras Sarasvathy | Management | For | For | ||||||||||
| 1H. | Election of Director: G. Kennedy Thompson | Management | For | For | ||||||||||
| 1I. | Election of Director: Jennifer Witz | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year | Management | For | For | ||||||||||
| 3. | To make an advisory vote to approve LendingTree, Inc.'s executive compensation (say-on-pay) | Management | For | For | ||||||||||
| STAMPS.COM INC. | ||||||||||||||
| Security | 852857200 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STMP | Meeting Date | 10-Jun-2020 | |||||||||||
| ISIN | US8528572006 | Agenda | 935213760 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kenneth T. McBride | For | For | |||||||||||
| 2 | Theodore R. Samuels, II | For | For | |||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as independent auditors of the Company for 2020. | Management | For | For | ||||||||||
| AMERIS BANCORP | ||||||||||||||
| Security | 03076K108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABCB | Meeting Date | 11-Jun-2020 | |||||||||||
| ISIN | US03076K1088 | Agenda | 935194225 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Rodney D. Bullard* | For | For | |||||||||||
| 2 | James B. Miller, Jr.* | For | For | |||||||||||
| 3 | William I. Bowen, Jr.# | For | For | |||||||||||
| 4 | Wm. Millard Choate# | For | For | |||||||||||
| 5 | Robert P. Lynch# | For | For | |||||||||||
| 6 | Elizabeth A. McCague# | For | For | |||||||||||
| 7 | Gloria A. O'Neal+ | For | For | |||||||||||
| 8 | H. Palmer Proctor, Jr.+ | For | For | |||||||||||
| 2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 4. | Approval of the amendment of the Company's articles of incorporation to increase the number of authorized shares of common stock from 100 million shares to 200 million shares. | Management | For | For | ||||||||||
| 5. | Approval of the amendment of the Company's articles of incorporation to eliminate the supermajority vote required to amend certain provisions of the Company's articles of incorporation and bylaws. | Management | For | For | ||||||||||
| 6. | Approval of the amendment of the Company's articles of incorporation and bylaws to declassify the Company's Board of Directors. | Management | For | For | ||||||||||
| WILLDAN GROUP, INC. | ||||||||||||||
| Security | 96924N100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WLDN | Meeting Date | 11-Jun-2020 | |||||||||||
| ISIN | US96924N1000 | Agenda | 935198211 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas D. Brisbin | For | For | |||||||||||
| 2 | Steven A. Cohen | For | For | |||||||||||
| 3 | Debra Coy | For | For | |||||||||||
| 4 | Raymond W. Holdsworth | For | For | |||||||||||
| 5 | Douglas J. McEachern | For | For | |||||||||||
| 6 | Dennis V. McGinn | For | For | |||||||||||
| 7 | Keith W. Renken | For | For | |||||||||||
| 8 | Mohammad Shahidehpour | For | For | |||||||||||
| 2. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the year ending January 1, 2021. | Management | For | For | ||||||||||
| 3. | Approval, on a non-binding advisory basis, of named executive officer compensation. | Management | For | For | ||||||||||
| TITAN INTERNATIONAL, INC. | ||||||||||||||
| Security | 88830M102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TWI | Meeting Date | 11-Jun-2020 | |||||||||||
| ISIN | US88830M1027 | Agenda | 935199756 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard M. Cashin Jr. | For | For | |||||||||||
| 2 | Gary L. Cowger | For | For | |||||||||||
| 3 | Max A. Guinn | For | For | |||||||||||
| 4 | Mark H. Rachesky, M.D. | For | For | |||||||||||
| 5 | Paul G. Reitz | For | For | |||||||||||
| 6 | Anthony L. Soave | For | For | |||||||||||
| 7 | Maurice M. Taylor, Jr. | For | For | |||||||||||
| 2. | To ratify the selection of Grant Thornton LLP by the Board of Directors as the independent registered public accounting firm to audit the Company's financial statements for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve, in a non-binding advisory vote, the 2019 compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
| ZAGG INC | ||||||||||||||
| Security | 98884U108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZAGG | Meeting Date | 11-Jun-2020 | |||||||||||
| ISIN | US98884U1088 | Agenda | 935205840 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Chris Ahern | For | For | |||||||||||
| 2 | Michael T. Birch | For | For | |||||||||||
| 3 | Cheryl A. Larabee | For | For | |||||||||||
| 4 | Daniel R. Maurer | For | For | |||||||||||
| 5 | P. Scott Stubbs | For | For | |||||||||||
| 6 | Ronald G. Garriques | For | For | |||||||||||
| 7 | Edward Terino | For | For | |||||||||||
| 2. | Ratification of the Appointment of KPMG LLP as independent registered public accounting firm for the Company. | Management | For | For | ||||||||||
| 3. | Non-advisory vote to approve the compensation of our named executive officers in 2019. | Management | For | For | ||||||||||
| FULL HOUSE RESORTS, INC. | ||||||||||||||
| Security | 359678109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLL | Meeting Date | 11-Jun-2020 | |||||||||||
| ISIN | US3596781092 | Agenda | 935216312 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Kenneth R. Adams | Management | For | For | ||||||||||
| 1B. | Election of Director: Carl G. Braunlich | Management | For | For | ||||||||||
| 1C. | Election of Director: Lewis A. Fanger | Management | For | For | ||||||||||
| 1D. | Election of Director: Daniel R. Lee | Management | For | For | ||||||||||
| 1E. | Election of Director: Kathleen Marshall | Management | For | For | ||||||||||
| 1F. | Election of Director: Bradley M. Tirpak | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CIR | Meeting Date | 12-Jun-2020 | |||||||||||
| ISIN | US17273K1097 | Agenda | 935200016 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to implement a majority voting standard for uncontested director elections to first take effect at the Annual Meeting of Stockholders in 2021. | Management | For | For | ||||||||||
| 2. | To amend the Certificate of Incorporation to declassify the Board of Directors of the Company. | Management | For | For | ||||||||||
| 3. | DIRECTOR | Management | ||||||||||||
| 1 | John (Andy) O'Donnell* | For | For | |||||||||||
| 2 | Scott Buckhout* | For | For | |||||||||||
| 4. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| INDEPENDENCE CONTRACT DRILLING, INC. | ||||||||||||||
| Security | 453415606 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICD | Meeting Date | 12-Jun-2020 | |||||||||||
| ISIN | US4534156066 | Agenda | 935209595 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | J. Anthony Gallegos, Jr | For | For | |||||||||||
| 2 | Matthew D. Fitzgerald | For | For | |||||||||||
| 3 | Daniel F. McNease | For | For | |||||||||||
| 4 | James G. Minmier | For | For | |||||||||||
| 5 | Adam J. Piekarski | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, whether future votes to approve executive compensation should occur every one, two or three years. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of BDO USA, LLP as the Company's Independent Auditors for Fiscal 2020. | Management | For | For | ||||||||||
| CORE MOLDING TECHNOLOGIES, INC. | ||||||||||||||
| Security | 218683100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMT | Meeting Date | 15-Jun-2020 | |||||||||||
| ISIN | US2186831002 | Agenda | 935208125 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David L. Duvall | For | For | |||||||||||
| 2 | Thomas R. Cellitti | For | For | |||||||||||
| 3 | James F. Crowley | For | For | |||||||||||
| 4 | Ralph O. Hellmold | For | For | |||||||||||
| 5 | Matthew E. Jauchius | For | For | |||||||||||
| 6 | Andrew O. Smith | For | For | |||||||||||
| 2. | An advisory vote on the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Crowe, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||
| CUTERA, INC. | ||||||||||||||
| Security | 232109108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CUTR | Meeting Date | 15-Jun-2020 | |||||||||||
| ISIN | US2321091082 | Agenda | 935210396 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory A. Barrett | For | For | |||||||||||
| 2 | David H. Mowry | For | For | |||||||||||
| 3 | Timothy J. O'Shea | For | For | |||||||||||
| 4 | J. Daniel Plants | For | For | |||||||||||
| 5 | Joseph E. Whitters | For | For | |||||||||||
| 6 | Katherine S. Zanotti | For | For | |||||||||||
| 2. | Ratification of BDO USA, LLP as the Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote on the compensation of Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Approval of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total number of shares available for issuance under the 2019 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| KINDRED BIOSCIENCES, INC. | ||||||||||||||
| Security | 494577109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KIN | Meeting Date | 15-Jun-2020 | |||||||||||
| ISIN | US4945771099 | Agenda | 935211829 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Ernest Mario, Ph.D. | Management | Against | Against | ||||||||||
| 1B. | Election of Director: Herbert D. Montgomery | Management | Against | Against | ||||||||||
| 2. | To approve, on an advisory basis, our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KMJ Corbin & Company LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Kindred Biosciences, Inc. 2018 Equity Incentive Plan to increase the number of shares authorized for issuance by 1,600,000 shares. | Management | Abstain | Against | ||||||||||
| FRANKLIN FINANCIAL NETWORK, INC. | ||||||||||||||
| Security | 35352P104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | FSB | Meeting Date | 15-Jun-2020 | |||||||||||
| ISIN | US35352P1049 | Agenda | 935215485 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | Merger Proposal. To consider and vote on a proposal to approve the Agreement and Plan of Merger, dated January 21, 2020, as it may be amended from time to time, by and among FB Financial Corporation ("FB Financial"), Paisley Acquisition Corporation, a wholly- owned subsidiary of FB Financial, and Franklin Financial Network, Inc. ("FSB"), and the transactions contemplated thereby. | Management | For | For | ||||||||||
| 2. | Compensation Proposal. To consider and vote on a proposal to approve, on a non-binding, advisory basis, the compensation to be paid to FSB's named executive officers that is based on or otherwise related to the merger. | Management | For | For | ||||||||||
| 3. | Adjournment Proposal. To consider and vote on a proposal to approve the adjournment of the FSB special meeting, if necessary or appropriate, to permit further solicitation of proxies in favor of the merger proposal. | Management | For | For | ||||||||||
| ANIKA THERAPEUTICS, INC. | ||||||||||||||
| Security | 035255108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ANIK | Meeting Date | 16-Jun-2020 | |||||||||||
| ISIN | US0352551081 | Agenda | 935205701 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Susan N. Vogt | For | For | |||||||||||
| 2. | Approval of the amendment to the Anika Therapeutics, Inc. 2017 Omnibus Incentive Plan | Management | Against | Against | ||||||||||
| 3. | Ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm | Management | For | For | ||||||||||
| 4. | Advisory vote on the compensation of the Company's named executive officers | Management | For | For | ||||||||||
| PROGENICS PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 743187106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PGNX | Meeting Date | 16-Jun-2020 | |||||||||||
| ISIN | US7431871067 | Agenda | 935223355 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To consider and vote on a proposal to adopt the Amended and Restated Agreement and Plan of Merger, dated as of February 20, 2020, as it maybe further amended from time to time, among Lantheus Holdings, Inc., Plato Merger Sub, Inc., a wholly-owned subsidiary of Lantheus Holdings, Inc., and Progenics Pharmaceuticals, Inc., pursuant to which Plato Merger Sub, Inc. will be merged with & into Progenics Pharmaceuticals, Inc., with Progenics Pharmaceuticals, Inc. surviving the merger as a wholly-owned subsidiary of Lantheus Holdings, Inc. | Management | For | For | ||||||||||
| 2. | To consider and vote on a proposal to approve the adjournment from time to time of the special meeting of stockholders of Progenics Pharmaceuticals, Inc., if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the special meeting of stockholders of Progenics Pharmaceuticals, Inc. or any adjournment or postponement thereof. | Management | For | For | ||||||||||
| 3. | To consider and vote on a proposal to approve, on an advisory (non-binding) basis, the compensation that will or may be paid or provided by Progenics Pharmaceuticals, Inc. to its named executive officers in connection with the merger. | Management | For | For | ||||||||||
| EVERI HOLDINGS INC. | ||||||||||||||
| Security | 30034T103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EVRI | Meeting Date | 16-Jun-2020 | |||||||||||
| ISIN | US30034T1034 | Agenda | 935225296 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Linster W. Fox | For | For | |||||||||||
| 2 | Maureen T. Mullarkey | For | For | |||||||||||
| 2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| IAA, INC | ||||||||||||||
| Security | 449253103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IAA | Meeting Date | 17-Jun-2020 | |||||||||||
| ISIN | US4492531037 | Agenda | 935198893 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class I Director: John W. Kett | Management | For | For | ||||||||||
| 1B. | Election of Class I Director: Peter H. Kamin | Management | For | For | ||||||||||
| 1C. | Election of Class I Director: Lynn Jolliffe | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For | ||||||||||
| CADIZ INC. | ||||||||||||||
| Security | 127537207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CDZI | Meeting Date | 17-Jun-2020 | |||||||||||
| ISIN | US1275372076 | Agenda | 935202666 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Keith Brackpool | For | For | |||||||||||
| 2 | Stephen E. Courter | For | For | |||||||||||
| 3 | Maria Echaveste | For | For | |||||||||||
| 4 | Geoffrey Grant | For | For | |||||||||||
| 5 | Winston Hickox | For | For | |||||||||||
| 6 | Murray H. Hutchison | For | For | |||||||||||
| 7 | Richard Nevins | For | For | |||||||||||
| 8 | Scott S. Slater | For | For | |||||||||||
| 9 | Carolyn Webb de Macías | For | For | |||||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as independent auditor. | Management | For | For | ||||||||||
| 3. | Advisory vote on executive compensation as disclosed in the proxy materials. | Management | For | For | ||||||||||
| COMMUNICATIONS SYSTEMS INC. | ||||||||||||||
| Security | 203900105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JCS | Meeting Date | 17-Jun-2020 | |||||||||||
| ISIN | US2039001050 | Agenda | 935204709 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roger H.D. Lacey | For | For | |||||||||||
| 2 | Richard A. Primuth | For | For | |||||||||||
| 3 | Randall D. Sampson | For | For | |||||||||||
| 4 | Steven C. Webster | For | For | |||||||||||
| 5 | Michael R. Zapata | For | For | |||||||||||
| 2. | To ratify the appointment of Baker Tilly Virchow Krause, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| CAREDX, INC. | ||||||||||||||
| Security | 14167L103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CDNA | Meeting Date | 17-Jun-2020 | |||||||||||
| ISIN | US14167L1035 | Agenda | 935209610 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael D. Goldberg | For | For | |||||||||||
| 2 | Peter Maag, Ph.D. | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Approval, on an advisory basis, of the frequency of advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| 5. | To approve an amendment to the Company's 2014 Equity Incentive Plan (the 2014 Plan) to increase the number of shares of common stock that may be issued under the 2014 Plan by 400,000 shares. | Management | Against | Against | ||||||||||
| PETIQ, INC. | ||||||||||||||
| Security | 71639T106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PETQ | Meeting Date | 18-Jun-2020 | |||||||||||
| ISIN | US71639T1060 | Agenda | 935209444 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of class III director to serve until the third annual meeting: McCord Christensen | Management | For | For | ||||||||||
| 2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| PRGX GLOBAL, INC. | ||||||||||||||
| Security | 69357C503 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRGX | Meeting Date | 18-Jun-2020 | |||||||||||
| ISIN | US69357C5031 | Agenda | 935211069 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kevin S. Costello# | For | For | |||||||||||
| 2 | William F. Kimble# | For | For | |||||||||||
| 3 | Matthew A. Drapkin* | For | For | |||||||||||
| 2. | Ratification of appointment of BDO USA, LLP as PRGX's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
| PLAYMATES HOLDINGS LTD | ||||||||||||||
| Security | G7130P220 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Jun-2020 | ||||||||||||
| ISIN | BMG7130P2206 | Agenda | 712308609 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0325/2020032500560.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0325/2020032500574.pdf | Non-Voting | ||||||||||||
| CMMT | 13 APR 2020: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR-'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||
| 2.A | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MS. CHAN, HELEN | Management | For | For | ||||||||||
| 2.B | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MR. LEE KA SZE, CARMELO | Management | Against | Against | ||||||||||
| 2.C | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MR. TANG WING YUNG, THOMAS | Management | For | For | ||||||||||
| 2.D | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MR. TSIM TAK LUNG | Management | Against | Against | ||||||||||
| 3 | TO APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
| 4.A | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S OWN SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For | ||||||||||
| 4.B | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | Against | Against | ||||||||||
| 4.C | TO EXTEND THE MANDATE GRANTED UNDER RESOLUTION NO. 4B BY INCLUDING THE NUMBER OF SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 4A | Management | Against | Against | ||||||||||
| CMMT | 13 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| MEDALLION FINANCIAL CORP. | ||||||||||||||
| Security | 583928106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MFIN | Meeting Date | 19-Jun-2020 | |||||||||||
| ISIN | US5839281061 | Agenda | 935199718 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Alvin Murstein | For | For | |||||||||||
| 2 | John Everets | For | For | |||||||||||
| 3 | Cynthia A. Hallenbeck | For | For | |||||||||||
| 2. | Proposal to ratify the appointment of Mazars USA LLP as Medallion Financial Corp.'s independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||
| 3. | Proposal to approve a non-binding advisory resolution to approve the 2019 compensation of Medallion Financial Corp.'s named executive officers, as described in the proxy statement | Management | For | For | ||||||||||
| 4. | Proposal to approve the amendment to Medallion Financial Corp.'s 2018 Equity Incentive Plan, to increase the number of shares of Common Stock authorized for issuance thereunder as described in the proxy statement | Management | For | For | ||||||||||
| OSISKO GOLD ROYALTIES LTD | ||||||||||||||
| Security | 68827L101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2020 | ||||||||||||
| ISIN | CA68827L1013 | Agenda | 712694579 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 TO 7 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.9 AND 2. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF DIRECTOR: THE HONORABLE JOHN R. BAIRD | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: FRANCOISE BERTRAND | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: JOHN BURZYNSKI | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: CHRISTOPHER C. CURFMAN | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: JOANNE FERSTMAN | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: WILLIAM MURRAY JOHN | Management | For | For | ||||||||||
| 1.7 | ELECTION OF DIRECTOR: PIERRE LABBE | Management | For | For | ||||||||||
| 1.8 | ELECTION OF DIRECTOR: CHARLES E. PAGE | Management | For | For | ||||||||||
| 1.9 | ELECTION OF DIRECTOR: SEAN ROOSEN | Management | For | For | ||||||||||
| 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT AUDITOR FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||
| 3 | TO APPROVE THE UNALLOCATED OPTIONS AND AMENDMENTS TO THE STOCK OPTION PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR | Management | For | For | ||||||||||
| 4 | TO APPROVE THE AMENDMENTS TO THE EMPLOYEE SHARE PURCHASE PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR | Management | For | For | ||||||||||
| 5 | TO APPROVE THE AMENDMENTS TO THE RESTRICTED SHARE UNIT PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR | Management | For | For | ||||||||||
| 6 | TO APPROVE THE CONTINUATION OF THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR | Management | Against | Against | ||||||||||
| 7 | ADVISORY RESOLUTION ACCEPTING OSISKO'S APPROACH TO EXECUTIVE COMPENSATION, THE FULL TEXT OF WHICH IS REPRODUCED IN THE ACCOMPANYING CIRCULAR | Management | For | For | ||||||||||
| SUPERIOR INDUSTRIES INTERNATIONAL, INC. | ||||||||||||||
| Security | 868168105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SUP | Meeting Date | 22-Jun-2020 | |||||||||||
| ISIN | US8681681057 | Agenda | 935234182 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Majdi Abulaban | For | For | |||||||||||
| 2 | Michael R. Bruynesteyn | Withheld | Against | |||||||||||
| 3 | Richard J. Giromini | Withheld | Against | |||||||||||
| 4 | Paul J. Humphries | Withheld | Against | |||||||||||
| 5 | Ransom A. Langford | Withheld | Against | |||||||||||
| 6 | James S. McElya | Withheld | Against | |||||||||||
| 7 | Timothy C. McQuay | Withheld | Against | |||||||||||
| 8 | Ellen B. Richstone | Withheld | Against | |||||||||||
| 9 | Francisco S. Uranga | Withheld | Against | |||||||||||
| 2. | To approve, in a non-binding advisory vote, the executive compensation of the Company's named executive officers for the fiscal year ended December 31, 2019. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| TERAOKA SEISAKUSHO CO.,LTD. | ||||||||||||||
| Security | J83130104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2020 | ||||||||||||
| ISIN | JP3546000005 | Agenda | 712768982 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2 | Amend Articles to: Approve Minor Revisions | Management | For | For | ||||||||||
| 3.1 | Appoint a Director Teraoka, Keishiro | Management | Against | Against | ||||||||||
| 3.2 | Appoint a Director Tsuji, Kenichi | Management | For | For | ||||||||||
| 3.3 | Appoint a Director Naito, Masakazu | Management | For | For | ||||||||||
| 3.4 | Appoint a Director Namekawa, Taiji | Management | For | For | ||||||||||
| 3.5 | Appoint a Director Ishizaki, Nobuhisa | Management | For | For | ||||||||||
| 3.6 | Appoint a Director Kubo, Tatsuya | Management | For | For | ||||||||||
| 3.7 | Appoint a Director Kamikawa, Tatsuya | Management | Against | Against | ||||||||||
| 3.8 | Appoint a Director Shiraishi, Noriyoshi | Management | For | For | ||||||||||
| 3.9 | Appoint a Director Hatta, Keiko | Management | For | For | ||||||||||
| 4 | Appoint a Corporate Auditor Sakai, Harushige | Management | Against | Against | ||||||||||
| 5 | Appoint a Substitute Corporate Auditor Sugaya, Masayuki | Management | Against | Against | ||||||||||
| GTY TECHNOLOGY HOLDINGS INC. | ||||||||||||||
| Security | 362409104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTYH | Meeting Date | 23-Jun-2020 | |||||||||||
| ISIN | US3624091043 | Agenda | 935213001 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Class II Director for a three-year term: William D. Green | Management | For | For | ||||||||||
| 1B. | Election of Class II Director for a three-year term: Joseph Tucci | Management | For | For | ||||||||||
| 1C. | Election of Class II Director for a three-year term: Harry L. You | Management | For | For | ||||||||||
| 2. | To ratify the appointment by the Company's audit committee of WithumSmith+Brown, PC to serve as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||
| 3. | To approve the GTY Technology Holdings Inc. Amended and Restated 2019 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| TAKASAGO INTERNATIONAL CORPORATION | ||||||||||||||
| Security | J80937113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2020 | ||||||||||||
| ISIN | JP3454400007 | Agenda | 712759779 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Masumura, Satoshi | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director Noyori, Ryoji | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Fujiwara, Hisaya | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Yamagata, Tatsuya | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Somekawa, Kenichi | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Yanaka, Fumihiro | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Matsuda, Komei | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Mizuno, Naoki | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Isono, Hirokazu | Management | For | For | ||||||||||
| 2.10 | Appoint a Director Kawabata, Shigeki | Management | For | For | ||||||||||
| 3.1 | Appoint a Corporate Auditor Ono, Akira | Management | For | For | ||||||||||
| 3.2 | Appoint a Corporate Auditor Nakae, Yasuo | Management | For | For | ||||||||||
| IWATSUKA CONFECTIONERY CO.,LTD. | ||||||||||||||
| Security | J25575101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2020 | ||||||||||||
| ISIN | JP3152200006 | Agenda | 712779567 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Maki, Haruo | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Hoshino, Tadahiko | Management | For | For | ||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Maki, Daisuke | Management | For | For | ||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Abe, Masaei | Management | For | For | ||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Masamitsu | Management | For | For | ||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Haruhito | Management | For | For | ||||||||||
| 3 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Hosokai, Iwao | Management | For | For | ||||||||||
| MAEZAWA KYUSO INDUSTRIES CO.,LTD. | ||||||||||||||
| Security | J39466107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||||
| ISIN | JP3860300007 | Agenda | 712773402 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Yamamoto, Haruki | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director Taniai, Yuichi | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Murata, Hideaki | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Maeda, Chikashi | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Sugimoto, Hiroshi | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Taniguchi, Yoichiro | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Yoshikawa, Akihiro | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Iijima, Yasuo | Management | For | For | ||||||||||
| 3 | Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) | Management | Against | Against | ||||||||||
| OPKO HEALTH, INC. | ||||||||||||||
| Security | 68375N103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OPK | Meeting Date | 25-Jun-2020 | |||||||||||
| ISIN | US68375N1037 | Agenda | 935207060 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Phillip Frost, M.D. | For | For | |||||||||||
| 2 | Jane H. Hsiao, PhD, MBA | For | For | |||||||||||
| 3 | Steven D. Rubin | For | For | |||||||||||
| 4 | Robert S. Fishel, M.D. | For | For | |||||||||||
| 5 | Richard M. Krasno, Ph.D | For | For | |||||||||||
| 6 | Richard A. Lerner, M.D. | For | For | |||||||||||
| 7 | John A. Paganelli | For | For | |||||||||||
| 8 | Richard C Pfenniger Jr. | For | For | |||||||||||
| 9 | Alice L. Yu M.D., Ph.D. | For | For | |||||||||||
| 2. | A non-binding advisory vote to approve the compensation paid to named executive officers of the Company ("Say on Pay"). | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| LIFETIME BRANDS, INC. | ||||||||||||||
| Security | 53222Q103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LCUT | Meeting Date | 25-Jun-2020 | |||||||||||
| ISIN | US53222Q1031 | Agenda | 935207983 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jeffrey Siegel | For | For | |||||||||||
| 2 | Robert B. Kay | For | For | |||||||||||
| 3 | Rachael A. Jarosh | For | For | |||||||||||
| 4 | John Koegel | For | For | |||||||||||
| 5 | Cherrie Nanninga | For | For | |||||||||||
| 6 | Craig Phillips | For | For | |||||||||||
| 7 | Veronique Gabai-Pinsky | For | For | |||||||||||
| 8 | Bruce G. Pollack | For | For | |||||||||||
| 9 | Michael J. Regan | For | For | |||||||||||
| 10 | Michael Schnabel | For | For | |||||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2020. | Management | For | For | ||||||||||
| 3. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S AMENDED AND RESTATED 2000 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||||||||
| TRINITY PLACE HOLDINGS INC. | ||||||||||||||
| Security | 89656D101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TPHS | Meeting Date | 25-Jun-2020 | |||||||||||
| ISIN | US89656D1019 | Agenda | 935214964 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Alexander C. Matina | For | For | |||||||||||
| 2 | Jeffrey B. Citrin | For | For | |||||||||||
| 2. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| MOVADO GROUP, INC. | ||||||||||||||
| Security | 624580106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MOV | Meeting Date | 25-Jun-2020 | |||||||||||
| ISIN | US6245801062 | Agenda | 935215017 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peter A. Bridgman | For | For | |||||||||||
| 2 | Alex Grinberg | For | For | |||||||||||
| 3 | Efraim Grinberg | For | For | |||||||||||
| 4 | Alan H. Howard | For | For | |||||||||||
| 5 | Richard Isserman | For | For | |||||||||||
| 6 | Ann Kirschner | For | For | |||||||||||
| 7 | Stephen Sadove | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the proxy statement under "Executive Compensation". | Management | For | For | ||||||||||
| CANTERBURY PARK HOLDING CORPORATION | ||||||||||||||
| Security | 13811E101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPHC | Meeting Date | 25-Jun-2020 | |||||||||||
| ISIN | US13811E1010 | Agenda | 935215738 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Maureen H. Bausch | For | For | |||||||||||
| 2 | John S. Himle | For | For | |||||||||||
| 3 | Carin J. Offerman | For | For | |||||||||||
| 4 | Randall D. Sampson | For | For | |||||||||||
| 5 | Dale H. Schenian | For | For | |||||||||||
| 2. | To ratify the appointment of Wipfli LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| MDC PARTNERS INC. | ||||||||||||||
| Security | 552697104 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | MDCA | Meeting Date | 25-Jun-2020 | |||||||||||
| ISIN | CA5526971042 | Agenda | 935225234 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | MARK J. PENN | For | For | |||||||||||
| 2 | CHARLENE BARSHEFSKY | For | For | |||||||||||
| 3 | ASHA DANIERE | For | For | |||||||||||
| 4 | BRADLEY J. GROSS | For | For | |||||||||||
| 5 | WADE OOSTERMAN | For | For | |||||||||||
| 6 | DESIRÉE ROGERS | For | For | |||||||||||
| 7 | IRWIN D. SIMON | For | For | |||||||||||
| 2 | THE RECOMMENDATION PUT FORTH BY MANAGEMENT IS FOR THE APPROVAL OF A NON- BINDING ADVISORY RESOLUTION ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 3 | THE RECOMMENDATION PUT FORTH BY MANAGEMENT IS FOR THE APPROVAL OF THE AMENDMENT TO THE 2016 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||
| 4 | THE AUDITOR NOMINATION PROPOSED BY MANAGEMENT IS BDO USA, LLP, TO ACT AS AUDITORS OF MDC PARTNERS AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THEIR REMUNERATION. | Management | For | For | ||||||||||
| BIGLARI HOLDINGS INC. | ||||||||||||||
| Security | 08986R408 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BHA | Meeting Date | 25-Jun-2020 | |||||||||||
| ISIN | US08986R4083 | Agenda | 935230045 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Sardar Biglari | Withheld | Against | |||||||||||
| 2 | Philip L. Cooley | Withheld | Against | |||||||||||
| 3 | Kenneth R. Cooper | Withheld | Against | |||||||||||
| 4 | John G. Cardwell | For | For | |||||||||||
| 5 | Ruth J. Person | Withheld | Against | |||||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||
| SPORTECH PLC | ||||||||||||||
| Security | G83678113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||
| ISIN | GB00B28ZPV64 | Agenda | 712766279 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1 | TO RECEIVE AND ADOPT THE COMPANY'S AUDITED ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE ASSOCIATED REPORTS OF THE DIRECTORS AND THE AUDITOR | Management | For | For | ||||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (AS THAT TERM IS USED IN SECTION 439 OF THE COMPANIES ACT 2006), OTHER THAN THE PART CONTAINING THE DIRECTORS REMUNERATION POLICY, IN THE FORM SET OUT IN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Against | Against | ||||||||||
| 3 | TO RE-ELECT RICHARD MCGUIRE AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO RE-ELECT GILES VARDEY AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT THOMAS HEARNE AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT CHRISTIAN RIGG AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO ELECT BEN WARN AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO RE-APPOINT BDO LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
| 9 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | ||||||||||
| 10 | THAT, IN ACCORDANCE WITH SECTION 366 OF THE COMPANIES ACT 2006 (THE "ACT"), THE COMPANY AND ITS SUBSIDIARIES BE AND ARE HEREBY AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES; AND (C) INCUR POLITICAL EXPENDITURE, UP TO AN AGGREGATE AMOUNT OF GBP 50,000.00 (AND THE AMOUNT AUTHORISED UNDER EACH OF PARAGRAPHS (A) TO (C) SHALL ALSO BE LIMITED TO SUCH AN AMOUNT) WITH SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2021 OR THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021. | Management | For | For | ||||||||||
| FOR THE PURPOSES OF THIS RESOLUTION THE TERMS "POLITICAL DONATION", "POLITICAL PARTIES", "INDEPENDENT ELECTION CANDIDATES", "POLITICAL ORGANISATION" AND "POLITICAL EXPENDITURE" HAVE THE MEANINGS GIVEN BY SECTIONS 363 TO 365 OF THE ACT | ||||||||||||||
| 11 | THAT: (A) THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED, PURSUANT TO SECTION 551 OF THE ACT, TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE CAPITAL OF THE COMPANY AND GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE CAPITAL OF THE COMPANY ("RIGHTS"): (I) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 12,583,417; AND (II) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 25,166,834 (SUCH AMOUNT TO BE REDUCED BY ANY SHARES ALLOTTED, OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES GRANTED, UNDER PARAGRAPH (A)(I) OF THIS RESOLUTION) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE TO: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER (INCLUDING ANY SUCH PROBLEMS ARISING BY VIRTUE OF EQUITY SECURITIES BEING REPRESENTED BY DEPOSITARY RECEIPTS); AND (B) SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2021 OR THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY BUT SO THAT, IN EACH CASE UNTIL SUCH TIME, THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER THE AUTHORITY HAS EXPIRED AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THAT THIS AUTHORITY HAS EXPIRED | Management | For | For | ||||||||||
| 12 | THAT: (A) SUBJECT TO THE PASSING OF RESOLUTION 11 ABOVE, THE DIRECTORS SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) (INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITIES INTO, EQUITY SECURITIES) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 11 ABOVE AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO: (I) THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OR ISSUE OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A)(II) OF RESOLUTION 11, BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER (INCLUDING ANY SUCH PROBLEMS ARISING BY VIRTUE OF EQUITY SECURITIES BEING REPRESENTED BY DEPOSITARY RECEIPTS); AND (II) THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A)(I) OF THIS RESOLUTION) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,887,512.40; AND (B) THIS POWER SHALL CEASE TO HAVE EFFECT WHEN THE AUTHORITY GIVEN BY RESOLUTION 11 IS REVOKED OR EXPIRES, BUT UNTIL SUCH TIME THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND/OR TREASURY SHARES TO BE SOLD AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL TREASURY SHARES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE AUTHORITY HAS EXPIRED | Management | For | For | ||||||||||
| 13 | THAT: (A) SUBJECT TO THE PASSING OF RESOLUTION 11 ABOVE, AND IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 12 ABOVE, THE DIRECTORS OF THE COMPANY SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) (INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITIES INTO, EQUITY SECURITIES) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 11 ABOVE AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO: (I) THE ALLOTMENT OF EQUITY SECURITIES AND THE SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,887,512.40; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE PASSING OF THIS RESOLUTION; AND (B) THIS POWER SHALL CEASE TO HAVE EFFECT WHEN THE AUTHORITY GIVEN BY RESOLUTION 11 IS REVOKED OR EXPIRES, BUT UNTIL SUCH TIME THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND/OR TREASURY SHARES TO BE SOLD AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL TREASURY SHARES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE AUTHORITY HAS EXPIRED | Management | For | For | ||||||||||
| 14 | THAT THE COMPANY BE, AND IT IS HEREBY, GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTIONS 693 AND 701 OF THE ACT, TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY UPON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY SHALL DETERMINE, PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 28,312,688; (B) THE MINIMUM PRICE WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS AN AMOUNT EQUAL TO THE NOMINAL VALUE OF SUCH SHARE(S) (EXCLUSIVE OF EXPENSES); (C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE | Management | For | For | ||||||||||
| CANNOT BE MORE THAN AN AMOUNT EQUAL TO THE HIGHER OF: (I) 105% OF THE AVERAGE OF THE CLOSING MIDDLE MARKET PRICE FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE TRADING DAYS IMMEDIATELY PRIOR TO THE DAY ON WHICH A SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE OR VENUES WHERE THE MARKET PURCHASES BY THE COMPANY PURSUANT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION WILL BE CARRIED OUT; (D) SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2021 OR THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; AND THE COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY PRIOR TO THE EXPIRY OF SUCH AUTHORITY, WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE (E) EXPIRY OF SUCH AUTHORITY AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT OR CONTRACTS | ||||||||||||||
| 15 | THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 | Management | For | For | ||||||||||
| VICOR CORPORATION | ||||||||||||||
| Security | 925815102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VICR | Meeting Date | 26-Jun-2020 | |||||||||||
| ISIN | US9258151029 | Agenda | 935215055 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Samuel J. Anderson | For | For | |||||||||||
| 2 | Estia J. Eichten | For | For | |||||||||||
| 3 | Philip D. Davies | For | For | |||||||||||
| 4 | James A. Simms | For | For | |||||||||||
| 5 | Claudio Tuozzolo | For | For | |||||||||||
| 6 | Jason L. Carlson | For | For | |||||||||||
| 7 | Michael S. McNamara | For | For | |||||||||||
| 8 | Patrizio Vinciarelli | For | For | |||||||||||
| 2. | Say on Pay - An advisory vote on the compensation of Vicor Corporation's named executive officers. | Management | For | For | ||||||||||
| ELDORADO RESORTS, INC. | ||||||||||||||
| Security | 28470R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ERI | Meeting Date | 29-Jun-2020 | |||||||||||
| ISIN | US28470R1023 | Agenda | 935222062 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gary L. Carano | For | For | |||||||||||
| 2 | Bonnie Biumi | For | For | |||||||||||
| 3 | Frank J. Fahrenkopf | For | For | |||||||||||
| 4 | James B. Hawkins | For | For | |||||||||||
| 5 | Gregory J. Kozicz | For | For | |||||||||||
| 6 | Michael E. Pegram | For | For | |||||||||||
| 7 | Thomas R. Reeg | For | For | |||||||||||
| 8 | David P. Tomick | For | For | |||||||||||
| 9 | Roger P. Wagner | For | For | |||||||||||
| 2. | COMPANY PROPOSAL: RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR DECEMBER 31, 2020. | Management | For | For | ||||||||||
| 3. | COMPANY PROPOSAL: ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||
| DREAM UNLIMITED CORP | ||||||||||||||
| Security | 26153M200 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2020 | ||||||||||||
| ISIN | CA26153M2004 | Agenda | 712684388 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.A TO 1.H AND 2. THANK YOU | Non-Voting | ||||||||||||
| 1.A | ELECTION OF DIRECTOR: MICHAEL J. COOPER | Management | For | For | ||||||||||
| 1.B | ELECTION OF DIRECTOR: JAMES EATON | Management | For | For | ||||||||||
| 1.C | ELECTION OF DIRECTOR: JOANNE FERSTMAN | Management | For | For | ||||||||||
| 1.D | ELECTION OF DIRECTOR: RICHARD N. GATEMAN | Management | For | For | ||||||||||
| 1.E | ELECTION OF DIRECTOR: JANE GAVAN | Management | For | For | ||||||||||
| 1.F | ELECTION OF DIRECTOR: DUNCAN JACKMAN | Management | Against | Against | ||||||||||
| 1.G | ELECTION OF DIRECTOR: JENNIFER LEE KOSS | Management | For | For | ||||||||||
| 1.H | ELECTION OF DIRECTOR: VINCENZA SERA | Management | For | For | ||||||||||
| 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE CORPORATION AND AUTHORIZING THE DIRECTORS OF THE CORPORATION TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 3 | TO PASS A SPECIAL RESOLUTION AUTHORIZING AND APPROVING AN AMENDMENT TO DREAM UNLIMITED CORP.'S ARTICLES TO EFFECT A CONSOLIDATION OF: (I) THE ISSUED AND OUTSTANDING SUBORDINATE VOTING SHARES ON THE BASIS OF ONE (1) POST-CONSOLIDATION SUBORDINATE VOTING SHARE FOR EVERY TWO (2) PRE-CONSOLIDATION SUBORDINATE VOTING SHARES, AND (II) THE ISSUED AND OUTSTANDING COMMON SHARES ON THE BASIS OF ONE (1) POST- CONSOLIDATION COMMON SHARE FOR EVERY TWO (2) PRE-CONSOLIDATION COMMON SHARES, AS MORE PARTICULARLY SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF DREAM UNLIMITED CORP. DATED MAY 15, 2020 | Management | For | For | ||||||||||
| MGP INGREDIENTS INC | ||||||||||||||
| Security | 55303J106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGPI | Meeting Date | 30-Jun-2020 | |||||||||||
| ISIN | US55303J1060 | Agenda | 935220020 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: James L. Bareuther | Management | For | For | ||||||||||
| 1B. | Election of Director: Terrence P. Dunn | Management | For | For | ||||||||||
| 1C. | Election of Director: Anthony P. Foglio | Management | For | For | ||||||||||
| 1D. | Election of Director: Kerry A. Walsh Skelly | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To adopt an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| PFSWEB, INC. | ||||||||||||||
| Security | 717098206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PFSW | Meeting Date | 30-Jun-2020 | |||||||||||
| ISIN | US7170982067 | Agenda | 935221313 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: David I. Beatson | Management | For | For | ||||||||||
| 1.2 | Election of Director: Monica Luechtefeld | Management | For | For | ||||||||||
| 1.3 | Election of Director: Shinichi Nagakura | Management | For | For | ||||||||||
| 1.4 | Election of Director: Benjamin Rosenzweig | Management | For | For | ||||||||||
| 1.5 | Election of Director: Peter J. Stein | Management | For | For | ||||||||||
| 1.6 | Election of Director: Robert Frankfurt | Management | For | For | ||||||||||
| 1.7 | Election of Director: G. Mercedes De Luca | Management | For | For | ||||||||||
| 1.8 | Election of Director: Michael C. Willoughby | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 3. | To approve the Company's 2020 Stock and Incentive Plan. | Management | Against | Against | ||||||||||
| ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 The TETON Convertible Securities Fund | Report Date: 07/01/2020 1 |
| Investment Company Report |
| ALIBABA GROUP HOLDING LIMITED | ||||||||||||
| Security | 01609W102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BABA | Meeting Date | 15-Jul-2019 | |||||||||
| ISIN | US01609W1027 | Agenda | 935052302 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. | Management | For | For | ||||||||
| 2.1 | Election of Director for a three year term: DANIEL ZHANG | Management | For | For | ||||||||
| 2.2 | Election of Director for a three year term: CHEE HWA TUNG | Management | For | For | ||||||||
| 2.3 | Election of Director for a three year term: JERRY YANG | Management | For | For | ||||||||
| 2.4 | Election of Director for a three year term: WAN LING MARTELLO | Management | For | For | ||||||||
| 3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The TETON Westwood Funds |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, Principal Executive Officer |
| Date | August 28, 2020 |
*Print the name and title of each signing officer under his or her signature.