Bruce N. Alpert
Teton Advisors, Inc.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| | Vote Summary |
| | | CACI INTERNATIONAL INC | | |
| | Security | 127190304 | | Meeting Type | Annual |
| | Ticker Symbol | CACI | | Meeting Date | 12-Nov-2020 | |
| | ISIN | US1271903049 | | Agenda | 935274198 - Management |
| | Record Date | 16-Sep-2020 | | Holding Recon Date | 16-Sep-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 11-Nov-2020 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Michael A. Daniels | Management | | For | | For | |
| | 1B. | Election of Director: Susan M. Gordon | Management | | For | | For | |
| | 1C. | Election of Director: William L. Jews | Management | | For | | For | |
| | 1D. | Election of Director: Gregory G. Johnson | Management | | For | | For | |
| | 1E. | Election of Director: J. Phillip London | Management | | For | | For | |
| | 1F. | Election of Director: John S. Mengucci | Management | | For | | For | |
| | 1G. | Election of Director: James L. Pavitt | Management | | For | | For | |
| | 1H. | Election of Director: Warren R. Phillips | Management | | For | | For | |
| | 1I. | Election of Director: Debora A. Plunkett | Management | | For | | For | |
| | 1J. | Election of Director: Charles P. Revoile | Management | | For | | For | |
| | 1K. | Election of Director: William S. Wallace | Management | | For | | For | |
| | 2. | To approve on a non-binding, advisory basis the compensation of our named executive officers. | Management | | For | | For | |
| | 3. | To approve an amendment of the Company's 2016 Amended and Restated Incentive Compensation Plan to authorize an additional 1,200,000 shares for issuance. | Management | | For | | For | |
| | 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | |
| | | MICROSOFT CORPORATION | | |
| | Security | 594918104 | | Meeting Type | Annual |
| | Ticker Symbol | MSFT | | Meeting Date | 02-Dec-2020 | |
| | ISIN | US5949181045 | | Agenda | 935284478 - Management |
| | Record Date | 08-Oct-2020 | | Holding Recon Date | 08-Oct-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 01-Dec-2020 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Reid G. Hoffman | Management | | For | | For | |
| | 1B. | Election of Director: Hugh F. Johnston | Management | | For | | For | |
| | 1C. | Election of Director: Teri L. List-Stoll | Management | | For | | For | |
| | 1D. | Election of Director: Satya Nadella | Management | | For | | For | |
| | 1E. | Election of Director: Sandra E. Peterson | Management | | For | | For | |
| | 1F. | Election of Director: Penny S. Pritzker | Management | | For | | For | |
| | 1G. | Election of Director: Charles W. Scharf | Management | | For | | For | |
| | 1H. | Election of Director: Arne M. Sorenson | Management | | For | | For | |
| | 1I. | Election of Director: John W. Stanton | Management | | For | | For | |
| | 1J. | Election of Director: John W. Thompson | Management | | For | | For | |
| | 1K. | Election of Director: Emma N. Walmsley | Management | | For | | For | |
| | 1L. | Election of Director: Padmasree Warrior | Management | | For | | For | |
| | 2. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | |
| | 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | | For | | For | |
| | 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | | Against | | For | |
| | | CISCO SYSTEMS, INC. | | |
| | Security | 17275R102 | | Meeting Type | Annual |
| | Ticker Symbol | CSCO | | Meeting Date | 10-Dec-2020 | |
| | ISIN | US17275R1023 | | Agenda | 935287498 - Management |
| | Record Date | 12-Oct-2020 | | Holding Recon Date | 12-Oct-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 09-Dec-2020 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: M. Michele Burns | Management | | For | | For | |
| | 1b. | Election of Director: Wesley G. Bush | Management | | For | | For | |
| | 1c. | Election of Director: Michael D. Capellas | Management | | For | | For | |
| | 1d. | Election of Director: Mark Garrett | Management | | For | | For | |
| | 1e. | Election of Director: Dr. Kristina M. Johnson | Management | | For | | For | |
| | 1f. | Election of Director: Roderick C. McGeary | Management | | For | | For | |
| | 1g. | Election of Director: Charles H. Robbins | Management | | For | | For | |
| | 1h. | Election of Director: Arun Sarin | Management | | Abstain | | Against | |
| | 1i. | Election of Director: Brenton L. Saunders | Management | | For | | For | |
| | 1j. | Election of Director: Dr. Lisa T. Su | Management | | For | | For | |
| | 2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | | For | | For | |
| | 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | | For | | For | |
| | 4. | Approval, on an advisory basis, of executive compensation. | Management | | For | | For | |
| | 5. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Management | | For | | For | |
| | 6. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | | For | | Against | |
| | | MEDTRONIC PLC | | |
| | Security | G5960L103 | | Meeting Type | Annual |
| | Ticker Symbol | MDT | | Meeting Date | 11-Dec-2020 | |
| | ISIN | IE00BTN1Y115 | | Agenda | 935288286 - Management |
| | Record Date | 15-Oct-2020 | | Holding Recon Date | 15-Oct-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 10-Dec-2020 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Richard H. Anderson | Management | | For | | For | |
| | 1B. | Election of Director: Craig Arnold | Management | | For | | For | |
| | 1C. | Election of Director: Scott C. Donnelly | Management | | For | | For | |
| | 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | | For | | For | |
| | 1E. | Election of Director: Randall J. Hogan, III | Management | | For | | For | |
| | 1F. | Election of Director: Michael O. Leavitt | Management | | For | | For | |
| | 1G. | Election of Director: James T. Lenehan | Management | | For | | For | |
| | 1H. | Election of Director: Kevin E. Lofton | Management | | For | | For | |
| | 1I. | Election of Director: Geoffrey S. Martha | Management | | For | | For | |
| | 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | | For | | For | |
| | 1K. | Election of Director: Denise M. O'Leary | Management | | For | | For | |
| | 1L. | Election of Director: Kendall J. Powell | Management | | Against | | Against | |
| | 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | | For | | For | |
| | 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | | For | | For | |
| | 4. | To renew the Board's authority to issue shares. | Management | | For | | For | |
| | 5. | To renew the Board's authority to opt out of pre-emption rights. | Management | | For | | For | |
| | 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | | For | | For | |
| | | MICRON TECHNOLOGY, INC. | | |
| | Security | 595112103 | | Meeting Type | Annual |
| | Ticker Symbol | MU | | Meeting Date | 14-Jan-2021 | |
| | ISIN | US5951121038 | | Agenda | 935308975 - Management |
| | Record Date | 18-Nov-2020 | | Holding Recon Date | 18-Nov-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 13-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Richard M. Beyer | Management | | For | | For | |
| | 1b. | Election of Director: Lynn A. Dugle | Management | | For | | For | |
| | 1c. | Election of Director: Steven J. Gomo | Management | | For | | For | |
| | 1d. | Election of Director: Mary Pat McCarthy | Management | | For | | For | |
| | 1e. | Election of Director: Sanjay Mehrotra | Management | | For | | For | |
| | 1f. | Election of Director: Robert E. Switz | Management | | For | | For | |
| | 1g. | Election of Director: MaryAnn Wright | Management | | For | | For | |
| | 2. | PROPOSAL BY THE COMPANY TO APPROVE A NON- BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | | Against | | Against | |
| | 3. | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Management | | For | | For | |
| | 4. | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2021. | Management | | For | | For | |
| | | CONOCOPHILLIPS | | |
| | Security | 20825C104 | | Meeting Type | Special |
| | Ticker Symbol | COP | | Meeting Date | 15-Jan-2021 | |
| | ISIN | US20825C1045 | | Agenda | 935317962 - Management |
| | Record Date | 11-Dec-2020 | | Holding Recon Date | 11-Dec-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 14-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Management | | For | | For | |
| | | HORMEL FOODS CORPORATION | | |
| | Security | 440452100 | | Meeting Type | Annual |
| | Ticker Symbol | HRL | | Meeting Date | 26-Jan-2021 | |
| | ISIN | US4404521001 | | Agenda | 935315564 - Management |
| | Record Date | 27-Nov-2020 | | Holding Recon Date | 27-Nov-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Prama Bhatt | Management | | For | | For | |
| | 1b. | Election of Director: Gary C. Bhojwani | Management | | For | | For | |
| | 1c. | Election of Director: Terrell K. Crews | Management | | For | | For | |
| | 1d. | Election of Director: Stephen M. Lacy | Management | | For | | For | |
| | 1e. | Election of Director: Elsa A. Murano, Ph.D. | Management | | For | | For | |
| | 1f. | Election of Director: Susan K. Nestegard | Management | | For | | For | |
| | 1g. | Election of Director: William A. Newlands | Management | | For | | For | |
| | 1h. | Election of Director: Christopher J. Policinski | Management | | For | | For | |
| | 1i. | Election of Director: Jose Luis Prado | Management | | For | | For | |
| | 1j. | Election of Director: Sally J. Smith | Management | | For | | For | |
| | 1k. | Election of Director: James P. Snee | Management | | For | | For | |
| | 1l. | Election of Director: Steven A. White | Management | | For | | For | |
| | 2. | Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | | For | | For | |
| | 3. | Approve the Named Executive Officer compensation as disclosed in the Company's 2021 annual meeting proxy statement. | Management | | For | | For | |
| | | VISA INC. | | |
| | Security | 92826C839 | | Meeting Type | Annual |
| | Ticker Symbol | V | | Meeting Date | 26-Jan-2021 | |
| | ISIN | US92826C8394 | | Agenda | 935315576 - Management |
| | Record Date | 27-Nov-2020 | | Holding Recon Date | 27-Nov-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Lloyd A. Carney | Management | | For | | For | |
| | 1B. | Election of Director: Mary B. Cranston | Management | | For | | For | |
| | 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | | For | | For | |
| | 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | | For | | For | |
| | 1E. | Election of Director: Ramon Laguarta | Management | | For | | For | |
| | 1F. | Election of Director: John F. Lundgren | Management | | For | | For | |
| | 1G. | Election of Director: Robert W. Matschullat | Management | | For | | For | |
| | 1H. | Election of Director: Denise M. Morrison | Management | | For | | For | |
| | 1I. | Election of Director: Suzanne Nora Johnson | Management | | For | | For | |
| | 1J. | Election of Director: Linda J. Rendle | Management | | For | | For | |
| | 1K. | Election of Director: John A. C. Swainson | Management | | For | | For | |
| | 1L. | Election of Director: Maynard G. Webb, Jr. | Management | | For | | For | |
| | 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | | For | | For | |
| | 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | |
| | 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | | For | | For | |
| | 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | | For | | For | |
| | 6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | | Against | | For | |
| | 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | | Against | | For | |
| | | BECTON, DICKINSON AND COMPANY | | |
| | Security | 075887109 | | Meeting Type | Annual |
| | Ticker Symbol | BDX | | Meeting Date | 26-Jan-2021 | |
| | ISIN | US0758871091 | | Agenda | 935316845 - Management |
| | Record Date | 07-Dec-2020 | | Holding Recon Date | 07-Dec-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Catherine M. Burzik | Management | | For | | For | |
| | 1B. | Election of Director: R. Andrew Eckert | Management | | For | | For | |
| | 1C. | Election of Director: Vincent A. Forlenza | Management | | For | | For | |
| | 1D. | Election of Director: Claire M. Fraser | Management | | For | | For | |
| | 1E. | Election of Director: Jeffrey W. Henderson | Management | | For | | For | |
| | 1F. | Election of Director: Christopher Jones | Management | | For | | For | |
| | 1G. | Election of Director: Marshall O. Larsen | Management | | For | | For | |
| | 1H. | Election of Director: David F. Melcher | Management | | For | | For | |
| | 1I. | Election of Director: Thomas E. Polen | Management | | For | | For | |
| | 1J. | Election of Director: Claire Pomeroy | Management | | For | | For | |
| | 1K. | Election of Director: Rebecca W. Rimel | Management | | For | | For | |
| | 1L. | Election of Director: Timothy M. Ring | Management | | For | | For | |
| | 1M. | Election of Director: Bertram L. Scott | Management | | For | | For | |
| | 2. | Ratification of the selection of the independent registered public accounting firm. | Management | | For | | For | |
| | 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | |
| | 4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | | For | | Against | |
| | | ACCENTURE PLC | | |
| | Security | G1151C101 | | Meeting Type | Annual |
| | Ticker Symbol | ACN | | Meeting Date | 03-Feb-2021 | |
| | ISIN | IE00B4BNMY34 | | Agenda | 935318128 - Management |
| | Record Date | 07-Dec-2020 | | Holding Recon Date | 07-Dec-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 02-Feb-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Appointment of Director: Jaime Ardila | Management | | For | | For | |
| | 1B. | Appointment of Director: Herbert Hainer | Management | | For | | For | |
| | 1C. | Appointment of Director: Nancy McKinstry | Management | | For | | For | |
| | 1D. | Appointment of Director: Beth E. Mooney | Management | | For | | For | |
| | 1E. | Appointment of Director: Gilles C. Pélisson | Management | | For | | For | |
| | 1F. | Appointment of Director: Paula A. Price | Management | | For | | For | |
| | 1G. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | | For | | For | |
| | 1H. | Appointment of Director: David Rowland | Management | | For | | For | |
| | 1I. | Appointment of Director: Arun Sarin | Management | | For | | For | |
| | 1J. | Appointment of Director: Julie Sweet | Management | | For | | For | |
| | 1K. | Appointment of Director: Frank K. Tang | Management | | For | | For | |
| | 1L. | Appointment of Director: Tracey T. Travis | Management | | For | | For | |
| | 2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | | For | | For | |
| | 3. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | | For | | For | |
| | 4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | | For | | For | |
| | 5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | | For | | For | |
| | 6. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. | Management | | For | | For | |
| | | APPLE INC. | | |
| | Security | 037833100 | | Meeting Type | Annual |
| | Ticker Symbol | AAPL | | Meeting Date | 23-Feb-2021 | |
| | ISIN | US0378331005 | | Agenda | 935323167 - Management |
| | Record Date | 28-Dec-2020 | | Holding Recon Date | 28-Dec-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Feb-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: James Bell | Management | | For | | For | |
| | 1B. | Election of Director: Tim Cook | Management | | For | | For | |
| | 1C. | Election of Director: Al Gore | Management | | For | | For | |
| | 1D. | Election of Director: Andrea Jung | Management | | For | | For | |
| | 1E. | Election of Director: Art Levinson | Management | | For | | For | |
| | 1F. | Election of Director: Monica Lozano | Management | | For | | For | |
| | 1G. | Election of Director: Ron Sugar | Management | | For | | For | |
| | 1H. | Election of Director: Sue Wagner | Management | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | | For | | For | |
| | 3. | Advisory vote to approve executive compensation. | Management | | For | | For | |
| | 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | | Against | | For | |
| | 5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | | Against | | For | |
| | | THE WALT DISNEY COMPANY | | |
| | Security | 254687106 | | Meeting Type | Annual |
| | Ticker Symbol | DIS | | Meeting Date | 09-Mar-2021 | |
| | ISIN | US2546871060 | | Agenda | 935328206 - Management |
| | Record Date | 11-Jan-2021 | | Holding Recon Date | 11-Jan-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 08-Mar-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Susan E. Arnold | Management | | For | | For | |
| | 1B. | Election of Director: Mary T. Barra | Management | | For | | For | |
| | 1C. | Election of Director: Safra A. Catz | Management | | For | | For | |
| | 1D. | Election of Director: Robert A. Chapek | Management | | For | | For | |
| | 1E. | Election of Director: Francis A. deSouza | Management | | For | | For | |
| | 1F. | Election of Director: Michael B.G. Froman | Management | | For | | For | |
| | 1G. | Election of Director: Robert A. Iger | Management | | For | | For | |
| | 1H. | Election of Director: Maria Elena Lagomasino | Management | | For | | For | |
| | 1I. | Election of Director: Mark G. Parker | Management | | For | | For | |
| | 1J. | Election of Director: Derica W. Rice | Management | | For | | For | |
| | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | | For | | For | |
| | 3. | To approve the advisory resolution on executive compensation. | Management | | For | | For | |
| | 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | | Against | | For | |
| | 5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | | Against | | For | |
| | | BANK OF AMERICA CORPORATION | | |
| | Security | 060505104 | | Meeting Type | Annual |
| | Ticker Symbol | BAC | | Meeting Date | 20-Apr-2021 | |
| | ISIN | US0605051046 | | Agenda | 935345670 - Management |
| | Record Date | 01-Mar-2021 | | Holding Recon Date | 01-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 19-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Sharon L. Allen | Management | | For | | For | |
| | 1B. | Election of Director: Susan S. Bies | Management | | For | | For | |
| | 1C. | Election of Director: Frank P. Bramble, Sr. | Management | | For | | For | |
| | 1D. | Election of Director: Pierre J.P. de Weck | Management | | For | | For | |
| | 1E. | Election of Director: Arnold W. Donald | Management | | For | | For | |
| | 1F. | Election of Director: Linda P. Hudson | Management | | For | | For | |
| | 1G. | Election of Director: Monica C. Lozano | Management | | For | | For | |
| | 1H. | Election of Director: Thomas J. May | Management | | For | | For | |
| | 1I. | Election of Director: Brian T. Moynihan | Management | | For | | For | |
| | 1J. | Election of Director: Lionel L. Nowell III | Management | | For | | For | |
| | 1K. | Election of Director: Denise L. Ramos | Management | | For | | For | |
| | 1L. | Election of Director: Clayton S. Rose | Management | | For | | For | |
| | 1M. | Election of Director: Michael D. White | Management | | For | | For | |
| | 1N. | Election of Director: Thomas D. Woods | Management | | For | | For | |
| | 1O. | Election of Director: R. David Yost | Management | | For | | For | |
| | 1P. | Election of Director: Maria T. Zuber | Management | | Against | | Against | |
| | 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | | For | | For | |
| | 3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | | For | | For | |
| | 5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | | Against | | For | |
| | 6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | | Against | | For | |
| | 7. | Shareholder proposal requesting a change in organizational form. | Shareholder | | Against | | For | |
| | 8. | Shareholder proposal requesting a racial equity audit. | Shareholder | | For | | Against | |
| | | JOHNSON & JOHNSON | | |
| | Security | 478160104 | | Meeting Type | Annual |
| | Ticker Symbol | JNJ | | Meeting Date | 22-Apr-2021 | |
| | ISIN | US4781601046 | | Agenda | 935345214 - Management |
| | Record Date | 23-Feb-2021 | | Holding Recon Date | 23-Feb-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 21-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Mary C. Beckerle | Management | | For | | For | |
| | 1B. | Election of Director: D. Scott Davis | Management | | For | | For | |
| | 1C. | Election of Director: Ian E. L. Davis | Management | | For | | For | |
| | 1D. | Election of Director: Jennifer A. Doudna | Management | | For | | For | |
| | 1E. | Election of Director: Alex Gorsky | Management | | For | | For | |
| | 1F. | Election of Director: Marillyn A. Hewson | Management | | For | | For | |
| | 1G. | Election of Director: Hubert Joly | Management | | For | | For | |
| | 1H. | Election of Director: Mark B. McClellan | Management | | For | | For | |
| | 1I. | Election of Director: Anne M. Mulcahy | Management | | For | | For | |
| | 1J. | Election of Director: Charles Prince | Management | | Against | | Against | |
| | 1K. | Election of Director: A. Eugene Washington | Management | | For | | For | |
| | 1L. | Election of Director: Mark A. Weinberger | Management | | For | | For | |
| | 1M. | Election of Director: Nadja Y. West | Management | | For | | For | |
| | 1N. | Election of Director: Ronald A. Williams | Management | | For | | For | |
| | 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | Against | | Against | |
| | 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | | For | | For | |
| | 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | | Against | | For | |
| | 5. | Independent Board Chair. | Shareholder | | For | | Against | |
| | 6. | Civil Rights Audit. | Shareholder | | For | | Against | |
| | 7. | Executive Compensation Bonus Deferral. | Shareholder | | For | | Against | |
| | | ABBOTT LABORATORIES | | |
| | Security | 002824100 | | Meeting Type | Annual |
| | Ticker Symbol | ABT | | Meeting Date | 23-Apr-2021 | |
| | ISIN | US0028241000 | | Agenda | 935345125 - Management |
| | Record Date | 24-Feb-2021 | | Holding Recon Date | 24-Feb-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | R.J. Alpern | | For | | For | |
| | 2 | R.S. Austin | | For | | For | |
| | 3 | S.E. Blount | | For | | For | |
| | 4 | R.B. Ford | | For | | For | |
| | 5 | M.A. Kumbier | | For | | For | |
| | 6 | D.W. McDew | | For | | For | |
| | 7 | N. McKinstry | | For | | For | |
| | 8 | W.A. Osborn | | For | | For | |
| | 9 | M.F. Roman | | For | | For | |
| | 10 | D.J. Starks | | For | | For | |
| | 11 | J.G. Stratton | | For | | For | |
| | 12 | G.F. Tilton | | For | | For | |
| | 13 | M.D. White | | For | | For | |
| | 2. | Ratification of Ernst & Young LLP as Auditors. | Management | | For | | For | |
| | 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | | For | | For | |
| | 4A. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. | Management | | For | | For | |
| | 4B. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. | Management | | For | | For | |
| | 5. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | | For | | Against | |
| | 6. | Shareholder Proposal - Report on Racial Justice. | Shareholder | | Against | | For | |
| | 7. | Shareholder Proposal - Independent Board Chairman. | Shareholder | | For | | Against | |
| | | L3HARRIS TECHNOLOGIES INC. | | |
| | Security | 502431109 | | Meeting Type | Annual |
| | Ticker Symbol | LHX | | Meeting Date | 23-Apr-2021 | |
| | ISIN | US5024311095 | | Agenda | 935345694 - Management |
| | Record Date | 26-Feb-2021 | | Holding Recon Date | 26-Feb-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Sallie B. Bailey | Management | | For | | For | |
| | 1B. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: William M. Brown | Management | | For | | For | |
| | 1C. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli | Management | | For | | For | |
| | 1D. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran | Management | | For | | For | |
| | 1E. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo | Management | | For | | For | |
| | 1F. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Roger B. Fradin | Management | | For | | For | |
| | 1G. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Hay III | Management | | For | | For | |
| | 1H. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Kramer | Management | | For | | For | |
| | 1I. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik | Management | | For | | For | |
| | 1J. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Rita S. Lane | Management | | For | | For | |
| | 1K. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Robert B. Millard | Management | | For | | For | |
| | 1L. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lloyd W. Newton | Management | | For | | For | |
| | 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. | Management | | For | | For | |
| | 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | | For | | For | |
| | | PUBLIC STORAGE | | |
| | Security | 74460D109 | | Meeting Type | Annual |
| | Ticker Symbol | PSA | | Meeting Date | 26-Apr-2021 | |
| �� | ISIN | US74460D1090 | | Agenda | 935350912 - Management |
| | Record Date | 23-Feb-2021 | | Holding Recon Date | 23-Feb-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 23-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | | For | | For | |
| | 1B. | Election of Trustee: Tamara Hughes Gustavson | Management | | For | | For | |
| | 1C. | Election of Trustee: Leslie S. Heisz | Management | | For | | For | |
| | 1D. | Election of Trustee: Michelle Millstone-Shroff | Management | | For | | For | |
| | 1E. | Election of Trustee: Shankh S. Mitra | Management | | For | | For | |
| | 1F. | Election of Trustee: David J. Neithercut | Management | | For | | For | |
| | 1G. | Election of Trustee: Rebecca Owen | Management | | For | | For | |
| | 1H. | Election of Trustee: Kristy M. Pipes | Management | | For | | For | |
| | 1I. | Election of Trustee: Avedick B. Poladian | Management | | For | | For | |
| | 1J. | Election of Trustee: John Reyes | Management | | For | | For | |
| | 1K. | Election of Trustee: Joseph D. Russell, Jr. | Management | | For | | For | |
| | 1L. | Election of Trustee: Tariq M. Shaukat | Management | | For | | For | |
| | 1M. | Election of Trustee: Ronald P. Spogli | Management | | For | | For | |
| | 1N. | Election of Trustee: Paul S. Williams | Management | | For | | For | |
| | 2. | Advisory vote to approve the compensation of Named Executive Officers. | Management | | For | | For | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 4. | Approval of the 2021 Equity and Performance-Based Incentive Compensation Plan. | Management | | For | | For | |
| | 5. | Approval of the amendment to the Declaration of Trust to eliminate cumulative voting. | Management | | For | | For | |
| | | EATON CORPORATION PLC | | |
| | Security | G29183103 | | Meeting Type | Annual |
| | Ticker Symbol | ETN | | Meeting Date | 28-Apr-2021 | |
| | ISIN | IE00B8KQN827 | | Agenda | 935349692 - Management |
| | Record Date | 01-Mar-2021 | | Holding Recon Date | 01-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 27-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Craig Arnold | Management | | For | | For | |
| | 1B. | Election of Director: Christopher M. Connor | Management | | For | | For | |
| | 1C. | Election of Director: Olivier Leonetti | Management | | For | | For | |
| | 1D. | Election of Director: Deborah L. McCoy | Management | | For | | For | |
| | 1E. | Election of Director: Silvio Napoli | Management | | For | | For | |
| | 1F. | Election of Director: Gregory R. Page | Management | | For | | For | |
| | 1G. | Election of Director: Sandra Pianalto | Management | | For | | For | |
| | 1H. | Election of Director: Lori J. Ryerkerk | Management | | For | | For | |
| | 1I. | Election of Director: Gerald B. Smith | Management | | For | | For | |
| | 1J. | Election of Director: Dorothy C. Thompson | Management | | For | | For | |
| | 2. | Approving the appointment of Ernst & Young as independent auditor for 2021 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | | For | | For | |
| | 3. | Advisory approval of the Company's executive compensation. | Management | | For | | For | |
| | 4. | Approving a proposal to grant the Board authority to issue shares. | Management | | For | | For | |
| | 5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | | For | | For | |
| | 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | | For | | For | |
| | | CHURCH & DWIGHT CO., INC. | | |
| | Security | 171340102 | | Meeting Type | Annual |
| | Ticker Symbol | CHD | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US1713401024 | | Agenda | 935348753 - Management |
| | Record Date | 02-Mar-2021 | | Holding Recon Date | 02-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 28-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director for a term of one year: James R. Craigie | Management | | For | | For | |
| | 1B. | Election of Director for a term of one year: Matthew T. Farrell | Management | | For | | For | |
| | 1C. | Election of Director for a term of one year: Bradley C. Irwin | Management | | For | | For | |
| | 1D. | Election of Director for a term of one year: Penry W. Price | Management | | For | | For | |
| | 1E. | Election of Director for a term of one year: Susan G. Saideman | Management | | For | | For | |
| | 1F. | Election of Director for a term of one year: Ravichandra K. Saligram | Management | | For | | For | |
| | 1G. | Election of Director for a term of one year: Robert K. Shearer | Management | | For | | For | |
| | 1H. | Election of Director for a term of one year: Janet S. Vergis | Management | | For | | For | |
| | 1I. | Election of Director for a term of one year: Arthur B. Winkleblack | Management | | For | | For | |
| | 1J. | Election of Director for a term of one year: Laurie J. Yoler | Management | | For | | For | |
| | 2. | An advisory vote to approve compensation of our named executive officers. | Management | | For | | For | |
| | 3. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement for holders of two- thirds of our outstanding stock to fill vacancies on the Board of Directors. | Management | | For | | For | |
| | 4. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement to have holders of two-thirds of our outstanding stock approve certain mergers, consolidations or dispositions of substantial assets. | Management | | For | | For | |
| | 5. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove certain procedural provisions that will no longer be required once the Board is fully declassified. | Management | | For | | For | |
| | 6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | |
| | | THE GOLDMAN SACHS GROUP, INC. | | |
| | Security | 38141G104 | | Meeting Type | Annual |
| | Ticker Symbol | GS | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US38141G1040 | | Agenda | 935349351 - Management |
| | Record Date | 01-Mar-2021 | | Holding Recon Date | 01-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 28-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: M. Michele Burns | Management | | For | | For | |
| | 1B. | Election of Director: Drew G. Faust | Management | | For | | For | |
| | 1C. | Election of Director: Mark A. Flaherty | Management | | For | | For | |
| | 1D. | Election of Director: Ellen J. Kullman | Management | | For | | For | |
| | 1E. | Election of Director: Lakshmi N. Mittal | Management | | For | | For | |
| | 1F. | Election of Director: Adebayo O. Ogunlesi | Management | | For | | For | |
| | 1G. | Election of Director: Peter Oppenheimer | Management | | For | | For | |
| | 1H. | Election of Director: David M. Solomon | Management | | For | | For | |
| | 1I. | Election of Director: Jan E. Tighe | Management | | For | | For | |
| | 1J. | Election of Director: Jessica R. Uhl | Management | | For | | For | |
| | 1K. | Election of Director: David A. Viniar | Management | | For | | For | |
| | 1L. | Election of Director: Mark O. Winkelman | Management | | For | | For | |
| | 2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | | For | | For | |
| | 3. | Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Management | | For | | For | |
| | 4. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Management | | For | | For | |
| | 5. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | | For | | Against | |
| | 6. | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Shareholder | | For | | Against | |
| | 7. | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Shareholder | | Against | | For | |
| | 8. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | | For | | Against | |
| | | EOG RESOURCES, INC. | | |
| | Security | 26875P101 | | Meeting Type | Annual |
| | Ticker Symbol | EOG | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US26875P1012 | | Agenda | 935350835 - Management |
| | Record Date | 05-Mar-2021 | | Holding Recon Date | 05-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 28-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to hold office until the 2022 annual meeting: Janet F. Clark | Management | | For | | For | |
| | 1B. | Election of Director to hold office until the 2022 annual meeting: Charles R. Crisp | Management | | For | | For | |
| | 1C. | Election of Director to hold office until the 2022 annual meeting: Robert P. Daniels | Management | | For | | For | |
| | 1D. | Election of Director to hold office until the 2022 annual meeting: James C. Day | Management | | For | | For | |
| | 1E. | Election of Director to hold office until the 2022 annual meeting: C. Christopher Gaut | Management | | For | | For | |
| | 1F. | Election of Director to hold office until the 2022 annual meeting: Michael T. Kerr | Management | | For | | For | |
| | 1G. | Election of Director to hold office until the 2022 annual meeting: Julie J. Robertson | Management | | For | | For | |
| | 1H. | Election of Director to hold office until the 2022 annual meeting: Donald F. Textor | Management | | For | | For | |
| | 1I. | Election of Director to hold office until the 2022 annual meeting: William R. Thomas | Management | | For | | For | |
| | 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2021. | Management | | For | | For | |
| | 3. | To approve the EOG Resources, Inc. 2021 Omnibus Equity Compensation Plan. | Management | | For | | For | |
| | 4. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | | For | | For | |
| | | PROLOGIS, INC. | | |
| | Security | 74340W103 | | Meeting Type | Annual |
| | Ticker Symbol | PLD | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US74340W1036 | | Agenda | 935354299 - Management |
| | Record Date | 08-Mar-2021 | | Holding Recon Date | 08-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 28-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Hamid R. Moghadam | Management | | For | | For | |
| | 1B. | Election of Director: Cristina G. Bita | Management | | For | | For | |
| | 1C. | Election of Director: George L. Fotiades | Management | | For | | For | |
| | 1D. | Election of Director: Lydia H. Kennard | Management | | For | | For | |
| | 1E. | Election of Director: Irving F. Lyons III | Management | | For | | For | |
| | 1F. | Election of Director: Avid Modjtabai | Management | | For | | For | |
| | 1G. | Election of Director: David P. O'Connor | Management | | For | | For | |
| | 1H. | Election of Director: Olivier Piani | Management | | For | | For | |
| | 1I. | Election of Director: Jeffrey L. Skelton | Management | | For | | For | |
| | 1J. | Election of Director: Carl B. Webb | Management | | For | | For | |
| | 1K. | Election of Director: William D. Zollars | Management | | For | | For | |
| | 2. | Advisory Vote to Approve the Company's Executive Compensation for 2020. | Management | | Against | | Against | |
| | 3. | Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2021. | Management | | For | | For | |
| | | BERKSHIRE HATHAWAY INC. | | |
| | Security | 084670702 | | Meeting Type | Annual |
| | Ticker Symbol | BRKB | | Meeting Date | 01-May-2021 | |
| | ISIN | US0846707026 | | Agenda | 935351128 - Management |
| | Record Date | 03-Mar-2021 | | Holding Recon Date | 03-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 30-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Warren E. Buffett | | For | | For | |
| | 2 | Charles T. Munger | | For | | For | |
| | 3 | Gregory E. Abel | | For | | For | |
| | 4 | Howard G. Buffett | | For | | For | |
| | 5 | Stephen B. Burke | | For | | For | |
| | 6 | Kenneth I. Chenault | | For | | For | |
| | 7 | Susan L. Decker | | For | | For | |
| | 8 | David S. Gottesman | | For | | For | |
| | 9 | Charlotte Guyman | | For | | For | |
| | 10 | Ajit Jain | | For | | For | |
| | 11 | Thomas S. Murphy | | Withheld | | Against | |
| | 12 | Ronald L. Olson | | For | | For | |
| | 13 | Walter Scott, Jr. | | For | | For | |
| | 14 | Meryl B. Witmer | | For | | For | |
| | 2. | Shareholder proposal regarding the reporting of climate- related risks and opportunities. | Shareholder | | For | | Against | |
| | 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | | For | | Against | |
| | | PEPSICO, INC. | | |
| | Security | 713448108 | | Meeting Type | Annual |
| | Ticker Symbol | PEP | | Meeting Date | 05-May-2021 | |
| | ISIN | US7134481081 | | Agenda | 935355342 - Management |
| | Record Date | 01-Mar-2021 | | Holding Recon Date | 01-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 04-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Segun Agbaje | Management | | For | | For | |
| | 1B. | Election of Director: Shona L. Brown | Management | | For | | For | |
| | 1C. | Election of Director: Cesar Conde | Management | | For | | For | |
| | 1D. | Election of Director: Ian Cook | Management | | For | | For | |
| | 1E. | Election of Director: Dina Dublon | Management | | For | | For | |
| | 1F. | Election of Director: Michelle Gass | Management | | For | | For | |
| | 1G. | Election of Director: Ramon L. Laguarta | Management | | For | | For | |
| | 1H. | Election of Director: Dave Lewis | Management | | For | | For | |
| | 1I. | Election of Director: David C. Page | Management | | For | | For | |
| | 1J. | Election of Director: Robert C. Pohlad | Management | | For | | For | |
| | 1K. | Election of Director: Daniel Vasella | Management | | For | | For | |
| | 1L. | Election of Director: Darren Walker | Management | | For | | For | |
| | 1M. | Election of Director: Alberto Weisser | Management | | For | | For | |
| | 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | |
| | 3. | Advisory approval of the Company's executive compensation. | Management | | For | | For | |
| | 4. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | | For | | Against | |
| | 5. | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | | Against | | For | |
| | 6. | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | | Against | | For | |
| | | CAPITAL ONE FINANCIAL CORPORATION | | |
| | Security | 14040H105 | | Meeting Type | Annual |
| | Ticker Symbol | COF | | Meeting Date | 06-May-2021 | |
| | ISIN | US14040H1059 | | Agenda | 935353730 - Management |
| | Record Date | 10-Mar-2021 | | Holding Recon Date | 10-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 05-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Richard D. Fairbank | Management | | For | | For | |
| | 1B. | Election of Director: Ime Archibong | Management | | For | | For | |
| | 1C. | Election of Director: Ann Fritz Hackett | Management | | For | | For | |
| | 1D. | Election of Director: Peter Thomas Killalea | Management | | For | | For | |
| | 1E. | Election of Director: Cornelis "Eli" Leenaars | Management | | For | | For | |
| | 1F. | Election of Director: François Locoh-Donou | Management | | For | | For | |
| | 1G. | Election of Director: Peter E. Raskind | Management | | For | | For | |
| | 1H. | Election of Director: Eileen Serra | Management | | For | | For | |
| | 1I. | Election of Director: Mayo A. Shattuck III | Management | | For | | For | |
| | 1J. | Election of Director: Bradford H. Warner | Management | | For | | For | |
| | 1K. | Election of Director: Catherine G. West | Management | | For | | For | |
| | 1L. | Election of Director: Craig Anthony Williams | Management | | For | | For | |
| | 2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021. | Management | | For | | For | |
| | 3. | Advisory approval of Capital One's 2020 Named Executive Officer compensation. | Management | | For | | For | |
| | 4. | Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan. | Management | | For | | For | |
| | | CADENCE DESIGN SYSTEMS, INC. | | |
| | Security | 127387108 | | Meeting Type | Annual |
| | Ticker Symbol | CDNS | | Meeting Date | 06-May-2021 | |
| | ISIN | US1273871087 | | Agenda | 935363375 - Management |
| | Record Date | 08-Mar-2021 | | Holding Recon Date | 08-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 05-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A | Election of Director: Mark W. Adams | Management | | Against | | Against | |
| | 1B | Election of Director: Ita Brennan | Management | | For | | For | |
| | 1C | Election of Director: Lewis Chew | Management | | For | | For | |
| | 1D | Election of Director: Julia Liuson | Management | | For | | For | |
| | 1E | Election of Director: James D. Plummer | Management | | For | | For | |
| | 1F | Election of Director: Alberto Sangiovanni-Vincentelli | Management | | For | | For | |
| | 1G | Election of Director: John B. Shoven | Management | | For | | For | |
| | 1H | Election of Director: Young K. Sohn | Management | | For | | For | |
| | 1I | Election of Director: Lip-Bu Tan | Management | | For | | For | |
| | 2. | Advisory resolution to approve named executive officer compensation. | Management | | For | | For | |
| | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending January 1, 2022. | Management | | For | | For | |
| | 4. | Stockholder proposal regarding written consent. | Shareholder | | Against | | For | |
| | | THE MIDDLEBY CORPORATION | | |
| | Security | 596278101 | | Meeting Type | Annual |
| | Ticker Symbol | MIDD | | Meeting Date | 10-May-2021 | |
| | ISIN | US5962781010 | | Agenda | 935367866 - Management |
| | Record Date | 19-Mar-2021 | | Holding Recon Date | 19-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 07-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Sarah Palisi Chapin | | For | | For | |
| | 2 | Timothy J. FitzGerald | | For | | For | |
| | 3 | Cathy L. McCarthy | | For | | For | |
| | 4 | John R. Miller III | | For | | For | |
| | 5 | Robert A. Nerbonne | | For | | For | |
| | 6 | Gordon O'Brien | | For | | For | |
| | 7 | Nassem Ziyad | | For | | For | |
| | 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | |
| | 3. | Approval of the adoption of the Company's 2021 Long- Term Incentive Plan. | Management | | For | | For | |
| | 4. | Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending January 1, 2022. | Management | | For | | For | |
| | | CONOCOPHILLIPS | | |
| | Security | 20825C104 | | Meeting Type | Annual |
| | Ticker Symbol | COP | | Meeting Date | 11-May-2021 | |
| | ISIN | US20825C1045 | | Agenda | 935367602 - Management |
| | Record Date | 15-Mar-2021 | | Holding Recon Date | 15-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 10-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | | For | | For | |
| | 1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | | For | | For | |
| | 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 3. | Advisory Approval of Executive Compensation. | Management | | For | | For | |
| | 4. | Simple Majority Vote Standard. | Management | | For | | For | |
| | 5. | Emission Reduction Targets. | Shareholder | | Against | | For | |
| | | AMERICAN INTERNATIONAL GROUP, INC. | | |
| | Security | 026874784 | | Meeting Type | Annual |
| | Ticker Symbol | AIG | | Meeting Date | 12-May-2021 | |
| | ISIN | US0268747849 | | Agenda | 935359136 - Management |
| | Record Date | 17-Mar-2021 | | Holding Recon Date | 17-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 11-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: JAMES COLE, JR. | Management | | For | | For | |
| | 1b. | Election of Director: W. DON CORNWELL | Management | | For | | For | |
| | 1c. | Election of Director: BRIAN DUPERREAULT | Management | | For | | For | |
| | 1d. | Election of Director: JOHN H. FITZPATRICK | Management | | For | | For | |
| | 1e. | Election of Director: WILLIAM G. JURGENSEN | Management | | For | | For | |
| | 1f. | Election of Director: CHRISTOPHER S. LYNCH | Management | | Against | | Against | |
| | 1g. | Election of Director: LINDA A. MILLS | Management | | For | | For | |
| | 1h. | Election of Director: THOMAS F. MOTAMED | Management | | For | | For | |
| | 1i. | Election of Director: PETER R. PORRINO | Management | | For | | For | |
| | 1j. | Election of Director: AMY L. SCHIOLDAGER | Management | | For | | For | |
| | 1k. | Election of Director: DOUGLAS M. STEENLAND | Management | | For | | For | |
| | 1l. | Election of Director: THERESE M. VAUGHAN | Management | | For | | For | |
| | 1m. | Election of Director: PETER S. ZAFFINO | Management | | For | | For | |
| | 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | | Against | | Against | |
| | 3. | To vote on a proposal to approve the American International Group, Inc. 2021 Omnibus Incentive Plan. | Management | | For | | For | |
| | 4. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 5. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. | Shareholder | | For | | Against | |
| | | O'REILLY AUTOMOTIVE, INC. | | |
| | Security | 67103H107 | | Meeting Type | Annual |
| | Ticker Symbol | ORLY | | Meeting Date | 13-May-2021 | |
| | ISIN | US67103H1077 | | Agenda | 935362121 - Management |
| | Record Date | 04-Mar-2021 | | Holding Recon Date | 04-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 12-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: David O'Reilly | Management | | For | | For | |
| | 1B. | Election of Director: Larry O'Reilly | Management | | For | | For | |
| | 1C. | Election of Director: Greg Henslee | Management | | For | | For | |
| | 1D. | Election of Director: Jay D. Burchfield | Management | | For | | For | |
| | 1E. | Election of Director: Thomas T. Hendrickson | Management | | For | | For | |
| | 1F. | Election of Director: John R. Murphy | Management | | For | | For | |
| | 1G. | Election of Director: Dana M. Perlman | Management | | For | | For | |
| | 1H. | Election of Director: Maria A. Sastre | Management | | For | | For | |
| | 1I. | Election of Director: Andrea M. Weiss | Management | | For | | For | |
| | 2. | Advisory vote to approve executive compensation. | Management | | For | | For | |
| | 3. | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 4. | Shareholder proposal entitled "Improve Our Catch-22 Proxy Access." | Shareholder | | Against | | For | |
| | | UNION PACIFIC CORPORATION | | |
| | Security | 907818108 | | Meeting Type | Annual |
| | Ticker Symbol | UNP | | Meeting Date | 13-May-2021 | |
| | ISIN | US9078181081 | | Agenda | 935364947 - Management |
| | Record Date | 16-Mar-2021 | | Holding Recon Date | 16-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 12-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Andrew H. Card Jr. | Management | | For | | For | |
| | 1B. | Election of Director: William J. DeLaney | Management | | For | | For | |
| | 1C. | Election of Director: David B. Dillon | Management | | For | | For | |
| | 1D. | Election of Director: Lance M. Fritz | Management | | For | | For | |
| | 1E. | Election of Director: Deborah C. Hopkins | Management | | For | | For | |
| | 1F. | Election of Director: Jane H. Lute | Management | | For | | For | |
| | 1G. | Election of Director: Michael R. McCarthy | Management | | For | | For | |
| | 1H. | Election of Director: Thomas F. McLarty III | Management | | For | | For | |
| | 1I. | Election of Director: Jose H. Villarreal | Management | | For | | For | |
| | 1J. | Election of Director: Christopher J. Williams | Management | | For | | For | |
| | 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Management | | For | | For | |
| | 3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | | For | | For | |
| | 4. | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Management | | For | | For | |
| | 5. | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Management | | For | | For | |
| | 6. | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | Shareholder | | For | | Against | |
| | 7. | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | Shareholder | | For | | Against | |
| | 8. | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | Shareholder | | Against | | For | |
| | | CVS HEALTH CORPORATION | | |
| | Security | 126650100 | | Meeting Type | Annual |
| | Ticker Symbol | CVS | | Meeting Date | 13-May-2021 | |
| | ISIN | US1266501006 | | Agenda | 935366927 - Management |
| | Record Date | 17-Mar-2021 | | Holding Recon Date | 17-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 12-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Fernando Aguirre | Management | | For | | For | |
| | 1B. | Election of Director: C. David Brown II | Management | | For | | For | |
| | 1C. | Election of Director: Alecia A. DeCoudreaux | Management | | For | | For | |
| | 1D. | Election of Director: Nancy-Ann M. DeParle | Management | | For | | For | |
| | 1E. | Election of Director: David W. Dorman | Management | | For | | For | |
| | 1F. | Election of Director: Roger N. Farah | Management | | For | | For | |
| | 1G. | Election of Director: Anne M. Finucane | Management | | For | | For | |
| | 1H. | Election of Director: Edward J. Ludwig | Management | | For | | For | |
| | 1I. | Election of Director: Karen S. Lynch | Management | | For | | For | |
| | 1J. | Election of Director: Jean-Pierre Millon | Management | | For | | For | |
| | 1K. | Election of Director: Mary L. Schapiro | Management | | For | | For | |
| | 1L. | Election of Director: William C. Weldon | Management | | For | | For | |
| | 1M. | Election of Director: Tony L. White | Management | | For | | For | |
| | 2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | | For | | For | |
| | 4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | | Against | | For | |
| | 5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | | Against | | For | |
| | | THE CHARLES SCHWAB CORPORATION | | |
| | Security | 808513105 | | Meeting Type | Annual |
| | Ticker Symbol | SCHW | | Meeting Date | 13-May-2021 | |
| | ISIN | US8085131055 | | Agenda | 935378302 - Management |
| | Record Date | 15-Mar-2021 | | Holding Recon Date | 15-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 12-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Walter W. Bettinger II | Management | | For | | For | |
| | 1B. | Election of Director: Joan T. Dea | Management | | For | | For | |
| | 1C. | Election of Director: Christopher V. Dodds | Management | | For | | For | |
| | 1D. | Election of Director: Mark A. Goldfarb | Management | | For | | For | |
| | 1E. | Election of Director: Bharat B. Masrani | Management | | For | | For | |
| | 1F. | Election of Director: Charles A. Ruffel | Management | | For | | For | |
| | 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | | For | | For | |
| | 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | |
| | 4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | | For | | Against | |
| | 5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shareholder | | For | | Against | |
| | | JPMORGAN CHASE & CO. | | |
| | Security | 46625H100 | | Meeting Type | Annual |
| | Ticker Symbol | JPM | | Meeting Date | 18-May-2021 | |
| | ISIN | US46625H1005 | | Agenda | 935372285 - Management |
| | Record Date | 19-Mar-2021 | | Holding Recon Date | 19-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 17-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Linda B. Bammann | Management | | For | | For | |
| | 1B. | Election of Director: Stephen B. Burke | Management | | For | | For | |
| | 1C. | Election of Director: Todd A. Combs | Management | | For | | For | |
| | 1D. | Election of Director: James S. Crown | Management | | For | | For | |
| | 1E. | Election of Director: James Dimon | Management | | For | | For | |
| | 1F. | Election of Director: Timothy P. Flynn | Management | | For | | For | |
| | 1G. | Election of Director: Mellody Hobson | Management | | For | | For | |
| | 1H. | Election of Director: Michael A. Neal | Management | | For | | For | |
| | 1I. | Election of Director: Phebe N. Novakovic | Management | | For | | For | |
| | 1J. | Election of Director: Virginia M. Rometty | Management | | For | | For | |
| | 2. | Advisory resolution to approve executive compensation. | Management | | For | | For | |
| | 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | | For | | For | |
| | 4. | Ratification of independent registered public accounting firm. | Management | | For | | For | |
| | 5. | Improve shareholder written consent. | Shareholder | | For | | Against | |
| | 6. | Racial equity audit and report. | Shareholder | | For | | Against | |
| | 7. | Independent board chairman. | Shareholder | | For | | Against | |
| | 8. | Political and electioneering expenditure congruency report. | Shareholder | | Against | | For | |
| | | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | | |
| | Security | 929740108 | | Meeting Type | Annual |
| | Ticker Symbol | WAB | | Meeting Date | 19-May-2021 | |
| | ISIN | US9297401088 | | Agenda | 935373516 - Management |
| | Record Date | 22-Mar-2021 | | Holding Recon Date | 22-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 18-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Linda Harty | | For | | For | |
| | 2 | Brian Hehir | | For | | For | |
| | 3 | Michael Howell | | For | | For | |
| | 2. | Approve an advisory (non-binding) resolution relating to the approval of 2020 named executive officer compensation. | Management | | For | | For | |
| | 3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | |
| | | FISERV, INC. | | |
| | Security | 337738108 | | Meeting Type | Annual |
| | Ticker Symbol | FISV | | Meeting Date | 19-May-2021 | |
| | ISIN | US3377381088 | | Agenda | 935377893 - Management |
| | Record Date | 22-Mar-2021 | | Holding Recon Date | 22-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 18-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Frank J. Bisignano | | For | | For | |
| | 2 | Alison Davis | | For | | For | |
| | 3 | Henrique de Castro | | For | | For | |
| | 4 | Harry F. DiSimone | | For | | For | |
| | 5 | Dennis F. Lynch | | For | | For | |
| | 6 | Heidi G. Miller | | For | | For | |
| | 7 | Scott C. Nuttall | | For | | For | |
| | 8 | Denis J. O'Leary | | For | | For | |
| | 9 | Doyle R. Simons | | For | | For | |
| | 10 | Kevin M. Warren | | For | | For | |
| | 2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | | For | | For | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. | Management | | For | | For | |
| | | AMPHENOL CORPORATION | | |
| | Security | 032095101 | | Meeting Type | Annual |
| | Ticker Symbol | APH | | Meeting Date | 19-May-2021 | |
| | ISIN | US0320951017 | | Agenda | 935397782 - Management |
| | Record Date | 22-Mar-2021 | | Holding Recon Date | 22-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 18-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Stanley L. Clark | Management | | For | | For | |
| | 1.2 | Election of Director: John D. Craig | Management | | For | | For | |
| | 1.3 | Election of Director: David P. Falck | Management | | For | | For | |
| | 1.4 | Election of Director: Edward G. Jepsen | Management | | For | | For | |
| | 1.5 | Election of Director: Rita S. Lane | Management | | For | | For | |
| | 1.6 | Election of Director: Robert A. Livingston | Management | | For | | For | |
| | 1.7 | Election of Director: Martin H. Loeffler | Management | | For | | For | |
| | 1.8 | Election of Director: R. Adam Norwitt | Management | | For | | For | |
| | 1.9 | Election of Director: Anne Clarke Wolff | Management | | For | | For | |
| | 2. | Ratify the Selection of Deloitte & Touche LLP as Independent Public Accountants. | Management | | For | | For | |
| | 3. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | | For | | For | |
| | 4. | Ratify and Approve the Amended and Restated 2017 Stock Purchase Option Plan for Key Employees of Amphenol and Subsidiaries. | Management | | For | | For | |
| | 5. | Approve an Amendment to the Company's Certificate of Incorporation to Increase the Number of Authorized Shares. | Management | | For | | For | |
| | 6. | Stockholder Proposal: Improve Our Catch-22 Proxy Access. | Shareholder | | Against | | For | |
| | | THE HOME DEPOT, INC. | | |
| | Security | 437076102 | | Meeting Type | Annual |
| | Ticker Symbol | HD | | Meeting Date | 20-May-2021 | |
| | ISIN | US4370761029 | | Agenda | 935365874 - Management |
| | Record Date | 22-Mar-2021 | | Holding Recon Date | 22-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 19-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Gerard J. Arpey | Management | | For | | For | |
| | 1B. | Election of Director: Ari Bousbib | Management | | For | | For | |
| | 1C. | Election of Director: Jeffery H. Boyd | Management | | For | | For | |
| | 1D. | Election of Director: Gregory D. Brenneman | Management | | For | | For | |
| | 1E. | Election of Director: J. Frank Brown | Management | | For | | For | |
| | 1F. | Election of Director: Albert P. Carey | Management | | For | | For | |
| | 1G. | Election of Director: Helena B. Foulkes | Management | | For | | For | |
| | 1H. | Election of Director: Linda R. Gooden | Management | | For | | For | |
| | 1I. | Election of Director: Wayne M. Hewett | Management | | For | | For | |
| | 1J. | Election of Director: Manuel Kadre | Management | | For | | For | |
| | 1K. | Election of Director: Stephanie C. Linnartz | Management | | For | | For | |
| | 1L. | Election of Director: Craig A. Menear | Management | | For | | For | |
| | 2. | Ratification of the Appointment of KPMG LLP. | Management | | For | | For | |
| | 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | | For | | For | |
| | 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | | Against | | For | |
| | 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | | Against | | For | |
| | 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | | Against | | For | |
| | | NEXTERA ENERGY, INC. | | |
| | Security | 65339F101 | | Meeting Type | Annual |
| | Ticker Symbol | NEE | | Meeting Date | 20-May-2021 | |
| | ISIN | US65339F1012 | | Agenda | 935378201 - Management |
| | Record Date | 23-Mar-2021 | | Holding Recon Date | 23-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 19-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Sherry S. Barrat | Management | | For | | For | |
| | 1B. | Election of Director: James L. Camaren | Management | | For | | For | |
| | 1C. | Election of Director: Kenneth B. Dunn | Management | | For | | For | |
| | 1D. | Election of Director: Naren K. Gursahaney | Management | | For | | For | |
| | 1E. | Election of Director: Kirk S. Hachigian | Management | | For | | For | |
| | 1F. | Election of Director: Amy B. Lane | Management | | For | | For | |
| | 1G. | Election of Director: David L. Porges | Management | | For | | For | |
| | 1H. | Election of Director: James L. Robo | Management | | For | | For | |
| | 1I. | Election of Director: Rudy E. Schupp | Management | | For | | For | |
| | 1J. | Election of Director: John L. Skolds | Management | | For | | For | |
| | 1K. | Election of Director: Lynn M. Utter | Management | | For | | For | |
| | 1L. | Election of Director: Darryl L. Wilson | Management | | For | | For | |
| | 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | | For | | For | |
| | 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | | For | | For | |
| | 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | | For | | Against | |
| | | DTE ENERGY COMPANY | | |
| | Security | 233331107 | | Meeting Type | Annual |
| | Ticker Symbol | DTE | | Meeting Date | 20-May-2021 | |
| | ISIN | US2333311072 | | Agenda | 935381260 - Management |
| | Record Date | 23-Mar-2021 | | Holding Recon Date | 23-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 19-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Gerard M. Anderson | | For | | For | |
| | 2 | David A. Brandon | | For | | For | |
| | 3 | Charles G. McClure, Jr. | | For | | For | |
| | 4 | Gail J. McGovern | | For | | For | |
| | 5 | Mark A. Murray | | For | | For | |
| | 6 | Gerardo Norcia | | For | | For | |
| | 7 | Ruth G. Shaw | | For | | For | |
| | 8 | Robert C. Skaggs, Jr. | | For | | For | |
| | 9 | David A. Thomas | | For | | For | |
| | 10 | Gary H. Torgow | | For | | For | |
| | 11 | James H. Vandenberghe | | For | | For | |
| | 12 | Valerie M. Williams | | For | | For | |
| | 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. | Management | | For | | For | |
| | 3. | Provide a nonbinding vote to approve the Company's executive compensation. | Management | | For | | For | |
| | 4. | Vote on a management proposal to amend and restate the Long-Term Incentive Plan to authorize additional shares. | Management | | For | | For | |
| | 5. | Vote on a shareholder proposal to make additional disclosure of political contributions. | Shareholder | | Against | | For | |
| | 6. | Vote on a shareholder proposal to publish a greenwashing audit. | Shareholder | | Against | | For | |
| | | HONEYWELL INTERNATIONAL INC. | | |
| | Security | 438516106 | | Meeting Type | Annual |
| | Ticker Symbol | HON | | Meeting Date | 21-May-2021 | |
| | ISIN | US4385161066 | | Agenda | 935374861 - Management |
| | Record Date | 26-Mar-2021 | | Holding Recon Date | 26-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 20-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Darius Adamczyk | Management | | For | | For | |
| | 1B. | Election of Director: Duncan B. Angove | Management | | For | | For | |
| | 1C. | Election of Director: William S. Ayer | Management | | For | | For | |
| | 1D. | Election of Director: Kevin Burke | Management | | For | | For | |
| | 1E. | Election of Director: D. Scott Davis | Management | | For | | For | |
| | 1F. | Election of Director: Deborah Flint | Management | | For | | For | |
| | 1G. | Election of Director: Judd Gregg | Management | | For | | For | |
| | 1H. | Election of Director: Grace D. Lieblein | Management | | For | | For | |
| | 1I. | Election of Director: Raymond T. Odierno | Management | | For | | For | |
| | 1J. | Election of Director: George Paz | Management | | For | | For | |
| | 1K. | Election of Director: Robin L. Washington | Management | | For | | For | |
| | 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | |
| | 3. | Approval of Independent Accountants. | Management | | For | | For | |
| | 4. | Shareholder Right To Act By Written Consent. | Shareholder | | Against | | For | |
| | | DOLLAR GENERAL CORPORATION | | |
| | Security | 256677105 | | Meeting Type | Annual |
| | Ticker Symbol | DG | | Meeting Date | 26-May-2021 | |
| | ISIN | US2566771059 | | Agenda | 935374924 - Management |
| | Record Date | 18-Mar-2021 | | Holding Recon Date | 18-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Warren F. Bryant | Management | | For | | For | |
| | 1B. | Election of Director: Michael M. Calbert | Management | | For | | For | |
| | 1C. | Election of Director: Patricia D. Fili-Krushel | Management | | For | | For | |
| | 1D. | Election of Director: Timothy I. McGuire | Management | | For | | For | |
| | 1E. | Election of Director: William C. Rhodes, III | Management | | For | | For | |
| | 1F. | Election of Director: Debra A. Sandler | Management | | For | | For | |
| | 1G. | Election of Director: Ralph E. Santana | Management | | For | | For | |
| | 1H. | Election of Director: Todd J. Vasos | Management | | For | | For | |
| | 2. | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | Management | | For | | For | |
| | 3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021. | Management | | For | | For | |
| | 4. | To approve the Dollar General Corporation 2021 Stock Incentive Plan. | Management | | For | | For | |
| | 5. | To approve an amendment to the amended and restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. | Management | | Abstain | | Against | |
| | 6. | To vote on a shareholder proposal regarding shareholders' ability to call special meetings of shareholders. | Shareholder | | For | | Against | |
| | | CHEVRON CORPORATION | | |
| | Security | 166764100 | | Meeting Type | Annual |
| | Ticker Symbol | CVX | | Meeting Date | 26-May-2021 | |
| | ISIN | US1667641005 | | Agenda | 935390132 - Management |
| | Record Date | 29-Mar-2021 | | Holding Recon Date | 29-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Wanda M. Austin | Management | | For | | For | |
| | 1B. | Election of Director: John B. Frank | Management | | For | | For | |
| | 1C. | Election of Director: Alice P. Gast | Management | | For | | For | |
| | 1D. | Election of Director: Enrique Hernandez, Jr. | Management | | For | | For | |
| | 1E. | Election of Director: Marillyn A. Hewson | Management | | For | | For | |
| | 1F. | Election of Director: Jon M. Huntsman Jr. | Management | | For | | For | |
| | 1G. | Election of Director: Charles W. Moorman IV | Management | | For | | For | |
| | 1H. | Election of Director: Dambisa F. Moyo | Management | | For | | For | |
| | 1I. | Election of Director: Debra Reed-Klages | Management | | For | | For | |
| | 1J. | Election of Director: Ronald D. Sugar | Management | | For | | For | |
| | 1K. | Election of Director: D. James Umpleby III | Management | | For | | For | |
| | 1L. | Election of Director: Michael K. Wirth | Management | | For | | For | |
| | 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | | For | | For | |
| | 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | For | | For | |
| | 4. | Reduce Scope 3 Emissions. | Shareholder | | Against | | For | |
| | 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | | For | | Against | |
| | 6. | Shift to Public Benefit Corporation. | Shareholder | | Against | | For | |
| | 7. | Report on Lobbying. | Shareholder | | For | | Against | |
| | 8. | Independent Chair. | Shareholder | | For | | Against | |
| | 9. | Special Meetings. | Shareholder | | Against | | For | |
| | | FACEBOOK, INC. | | |
| | Security | 30303M102 | | Meeting Type | Annual |
| | Ticker Symbol | FB | | Meeting Date | 26-May-2021 | |
| | ISIN | US30303M1027 | | Agenda | 935395891 - Management |
| | Record Date | 01-Apr-2021 | | Holding Recon Date | 01-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Peggy Alford | | Withheld | | Against | |
| | 2 | Marc L. Andreessen | | Withheld | | Against | |
| | 3 | Andrew W. Houston | | For | | For | |
| | 4 | Nancy Killefer | | For | | For | |
| | 5 | Robert M. Kimmitt | | For | | For | |
| | 6 | Sheryl K. Sandberg | | For | | For | |
| | 7 | Peter A. Thiel | | For | | For | |
| | 8 | Tracey T. Travis | | For | | For | |
| | 9 | Mark Zuckerberg | | For | | For | |
| | 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 3. | To approve an amendment to the director compensation policy. | Management | | Against | | Against | |
| | 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | | For | | Against | |
| | 5. | A shareholder proposal regarding an independent chair. | Shareholder | | For | | Against | |
| | 6. | A shareholder proposal regarding child exploitation. | Shareholder | | For | | Against | |
| | 7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | | For | | Against | |
| | 8. | A shareholder proposal regarding platform misuse. | Shareholder | | For | | Against | |
| | 9. | A shareholder proposal regarding public benefit corporation. | Shareholder | | Against | | For | |
| | | AMAZON.COM, INC. | | |
| | Security | 023135106 | | Meeting Type | Annual |
| | Ticker Symbol | AMZN | | Meeting Date | 26-May-2021 | |
| | ISIN | US0231351067 | | Agenda | 935397592 - Management |
| | Record Date | 01-Apr-2021 | | Holding Recon Date | 01-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Jeffrey P. Bezos | Management | | For | | For | |
| | 1B. | Election of Director: Keith B. Alexander | Management | | For | | For | |
| | 1C. | Election of Director: Jamie S. Gorelick | Management | | For | | For | |
| | 1D. | Election of Director: Daniel P. Huttenlocher | Management | | For | | For | |
| | 1E. | Election of Director: Judith A. McGrath | Management | | For | | For | |
| | 1F. | Election of Director: Indra K. Nooyi | Management | | For | | For | |
| | 1G. | Election of Director: Jonathan J. Rubinstein | Management | | For | | For | |
| | 1H. | Election of Director: Thomas O. Ryder | Management | | For | | For | |
| | 1I. | Election of Director: Patricia Q. Stonesifer | Management | | For | | For | |
| | 1J. | Election of Director: Wendell P. Weeks | Management | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | | For | | Against | |
| | 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | | For | | Against | |
| | 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | | Against | | For | |
| | 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | | For | | Against | |
| | 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | | Against | | For | |
| | 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | | For | | Against | |
| | 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | | Against | | For | |
| | 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | | For | | Against | |
| | 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | | For | | Against | |
| | 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | | For | | Against | |
| | 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | | For | | Against | |
| | | WALMART INC. | | |
| | Security | 931142103 | | Meeting Type | Annual |
| | Ticker Symbol | WMT | | Meeting Date | 02-Jun-2021 | |
| | ISIN | US9311421039 | | Agenda | 935404866 - Management |
| | Record Date | 09-Apr-2021 | | Holding Recon Date | 09-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 01-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Cesar Conde | Management | | For | | For | |
| | 1B. | Election of Director: Timothy P. Flynn | Management | | For | | For | |
| | 1C. | Election of Director: Sarah J. Friar | Management | | For | | For | |
| | 1D. | Election of Director: Carla A. Harris | Management | | For | | For | |
| | 1E. | Election of Director: Thomas W. Horton | Management | | For | | For | |
| | 1F. | Election of Director: Marissa A. Mayer | Management | | For | | For | |
| | 1G. | Election of Director: C. Douglas McMillon | Management | | For | | For | |
| | 1H. | Election of Director: Gregory B. Penner | Management | | For | | For | |
| | 1I. | Election of Director: Steven S Reinemund | Management | | For | | For | |
| | 1J. | Election of Director: Randall L. Stephenson | Management | | For | | For | |
| | 1K. | Election of Director: S. Robson Walton | Management | | For | | For | |
| | 1L. | Election of Director: Steuart L. Walton | Management | | For | | For | |
| | 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | Against | | Against | |
| | 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | | For | | For | |
| | 4. | Report on Refrigerants Released from Operations. | Shareholder | | Against | | For | |
| | 5. | Report on Lobbying Disclosures. | Shareholder | | For | | Against | |
| | 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | | Against | | For | |
| | 7. | Create a Pandemic Workforce Advisory Council. | Shareholder | | Against | | For | |
| | 8. | Report on Statement of the Purpose of a Corporation. | Shareholder | | Against | | For | |
| | | ALPHABET INC. | | |
| | Security | 02079K305 | | Meeting Type | Annual |
| | Ticker Symbol | GOOGL | | Meeting Date | 02-Jun-2021 | |
| | ISIN | US02079K3059 | | Agenda | 935406264 - Management |
| | Record Date | 06-Apr-2021 | | Holding Recon Date | 06-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 01-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Larry Page | Management | | For | | For | |
| | 1B. | Election of Director: Sergey Brin | Management | | For | | For | |
| | 1C. | Election of Director: Sundar Pichai | Management | | For | | For | |
| | 1D. | Election of Director: John L. Hennessy | Management | | For | | For | |
| | 1E. | Election of Director: Frances H. Arnold | Management | | For | | For | |
| | 1F. | Election of Director: L. John Doerr | Management | | Against | | Against | |
| | 1G. | Election of Director: Roger W. Ferguson Jr. | Management | | For | | For | |
| | 1H. | Election of Director: Ann Mather | Management | | Against | | Against | |
| | 1I. | Election of Director: Alan R. Mulally | Management | | For | | For | |
| | 1J. | Election of Director: K. Ram Shriram | Management | | For | | For | |
| | 1K. | Election of Director: Robin L. Washington | Management | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 3. | Approval of Alphabet's 2021 Stock Plan. | Management | | Against | | Against | |
| | 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | | For | | Against | |
| | 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | | For | | Against | |
| | 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | | T-MOBILE US, INC. | | |
| | Security | 872590104 | | Meeting Type | Annual |
| | Ticker Symbol | TMUS | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US8725901040 | | Agenda | 935400921 - Management |
| | Record Date | 07-Apr-2021 | | Holding Recon Date | 07-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 02-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Marcelo Claure | | For | | For | |
| | 2 | Srikant M. Datar | | For | | For | |
| | 3 | Bavan M. Holloway | | For | | For | |
| | 4 | Timotheus Höttges | | For | | For | |
| | 5 | Christian P. Illek | | For | | For | |
| | 6 | Raphael Kübler | | For | | For | |
| | 7 | Thorsten Langheim | | For | | For | |
| | 8 | Dominique Leroy | | For | | For | |
| | 9 | G. Michael Sievert | | For | | For | |
| | 10 | Teresa A. Taylor | | For | | For | |
| | 11 | Omar Tazi | | For | | For | |
| | 12 | Kelvin R. Westbrook | | For | | For | |
| | 13 | Michael Wilkens | | For | | For | |
| | 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | | For | | For | |
| | | NVIDIA CORPORATION | | |
| | Security | 67066G104 | | Meeting Type | Annual |
| | Ticker Symbol | NVDA | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US67066G1040 | | Agenda | 935402343 - Management |
| | Record Date | 05-Apr-2021 | | Holding Recon Date | 05-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 02-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Robert K. Burgess | Management | | For | | For | |
| | 1B. | Election of Director: Tench Coxe | Management | | For | | For | |
| | 1C. | Election of Director: John O. Dabiri | Management | | For | | For | |
| | 1D. | Election of Director: Persis S. Drell | Management | | For | | For | |
| | 1E. | Election of Director: Jen-Hsun Huang | Management | | For | | For | |
| | 1F. | Election of Director: Dawn Hudson | Management | | For | | For | |
| | 1G. | Election of Director: Harvey C. Jones | Management | | For | | For | |
| | 1H. | Election of Director: Michael G. McCaffery | Management | | For | | For | |
| | 1I. | Election of Director: Stephen C. Neal | Management | | For | | For | |
| | 1J. | Election of Director: Mark L. Perry | Management | | For | | For | |
| | 1K. | Election of Director: A. Brooke Seawell | Management | | For | | For | |
| | 1L. | Election of Director: Aarti Shah | Management | | For | | For | |
| | 1M. | Election of Director: Mark A. Stevens | Management | | For | | For | |
| | 2. | Approval of our executive compensation. | Management | | For | | For | |
| | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | | For | | For | |
| | 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Management | | For | | For | |
| | | UNITEDHEALTH GROUP INCORPORATED | | |
| | Security | 91324P102 | | Meeting Type | Annual |
| | Ticker Symbol | UNH | | Meeting Date | 07-Jun-2021 | |
| | ISIN | US91324P1021 | | Agenda | 935414879 - Management |
| | Record Date | 09-Apr-2021 | | Holding Recon Date | 09-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 04-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Richard T. Burke | Management | | For | | For | |
| | 1B. | Election of Director: Timothy P. Flynn | Management | | For | | For | |
| | 1C. | Election of Director: Stephen J. Hemsley | Management | | For | | For | |
| | 1D. | Election of Director: Michele J. Hooper | Management | | For | | For | |
| | 1E. | Election of Director: F. William McNabb III | Management | | For | | For | |
| | 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | | For | | For | |
| | 1G. | Election of Director: John H. Noseworthy, M.D. | Management | | For | | For | |
| | 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | | For | | For | |
| | 1I. | Election of Director: Andrew Witty | Management | | For | | For | |
| | 2. | Advisory approval of the Company's executive compensation. | Management | | For | | For | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | | For | | For | |
| | 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | | For | | For | |
| | 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | | Against | | For | |
| | | FORTIVE CORPORATION | | |
| | Security | 34959J108 | | Meeting Type | Annual |
| | Ticker Symbol | FTV | | Meeting Date | 08-Jun-2021 | |
| | ISIN | US34959J1088 | | Agenda | 935402292 - Management |
| | Record Date | 12-Apr-2021 | | Holding Recon Date | 12-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 07-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Daniel L. Comas | Management | | For | | For | |
| | 1B. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Feroz Dewan | Management | | For | | For | |
| | 1C. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Sharmistha Dubey | Management | | For | | For | |
| | 1D. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Rejji P. Hayes | Management | | For | | For | |
| | 1E. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: James A. Lico | Management | | For | | For | |
| | 1F. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Kate D. Mitchell | Management | | For | | For | |
| | 1G. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Jeannine P. Sargent | Management | | For | | For | |
| | 1H. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Alan G. Spoon | Management | | For | | For | |
| | 2. | To ratify the selection of Ernst & Young LLP as Fortive's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | |
| | 3. | To approve on an advisory basis Fortive's named executive officer compensation. | Management | | Against | | Against | |
| | 4. | To approve Fortive's Amendment to Amended and Restated Certificate of Incorporation to allow holders of at least 25% of Fortive's outstanding shares of common stock to call a special meeting of the shareholders. | Management | | For | | For | |
| | 5. | To consider and act upon a shareholder proposal regarding shareholders' ability to act by written consent. | Shareholder | | For | | Against | |
| | | FREEPORT-MCMORAN INC. | | |
| | Security | 35671D857 | | Meeting Type | Annual |
| | Ticker Symbol | FCX | | Meeting Date | 08-Jun-2021 | |
| | ISIN | US35671D8570 | | Agenda | 935412762 - Management |
| | Record Date | 12-Apr-2021 | | Holding Recon Date | 12-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 07-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: David P. Abney | Management | | For | | For | |
| | 1.2 | Election of Director: Richard C. Adkerson | Management | | For | | For | |
| | 1.3 | Election of Director: Robert W. Dudley | Management | | For | | For | |
| | 1.4 | Election of Director: Lydia H. Kennard | Management | | Against | | Against | |
| | 1.5 | Election of Director: Dustan E. McCoy | Management | | For | | For | |
| | 1.6 | Election of Director: John J. Stephens | Management | | For | | For | |
| | 1.7 | Election of Director: Frances Fragos Townsend | Management | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | |
| | | MONOLITHIC POWER SYSTEMS, INC. | | |
| | Security | 609839105 | | Meeting Type | Annual |
| | Ticker Symbol | MPWR | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US6098391054 | | Agenda | 935418966 - Management |
| | Record Date | 19-Apr-2021 | | Holding Recon Date | 19-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 09-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Eugen Elmiger | | For | | For | |
| | 2 | Jeff Zhou | | For | | For | |
| | 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 3. | Approve, on an advisory basis, the 2020 executive compensation. | Management | | Against | | Against | |
| | | GENERAL MOTORS COMPANY | | |
| | Security | 37045V100 | | Meeting Type | Annual |
| | Ticker Symbol | GM | | Meeting Date | 14-Jun-2021 | |
| | ISIN | US37045V1008 | | Agenda | 935420632 - Management |
| | Record Date | 15-Apr-2021 | | Holding Recon Date | 15-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 11-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Mary T. Barra | Management | | For | | For | |
| | 1B. | Election of Director: Wesley G. Bush | Management | | For | | For | |
| | 1C. | Election of Director: Linda R. Gooden | Management | | For | | For | |
| | 1D. | Election of Director: Joseph Jimenez | Management | | For | | For | |
| | 1E. | Election of Director: Jane L. Mendillo | Management | | For | | For | |
| | 1F. | Election of Director: Judith A. Miscik | Management | | For | | For | |
| | 1G. | Election of Director: Patricia F. Russo | Management | | For | | For | |
| | 1H. | Election of Director: Thomas M. Schoewe | Management | | For | | For | |
| | 1I. | Election of Director: Carol M. Stephenson | Management | | For | | For | |
| | 1J. | Election of Director: Mark A. Tatum | Management | | For | | For | |
| | 1K. | Election of Director: Devin N. Wenig | Management | | For | | For | |
| | 1L. | Election of Director: Margaret C. Whitman | Management | | For | | For | |
| | 2. | Advisory Approval of Named Executive Officer Compensation. | Management | | For | | For | |
| | 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | | For | | For | |
| | 4. | Shareholder Proposal Regarding Shareholder Written Consent. | Shareholder | | For | | Against | |
| | 5. | Shareholder Proposal Regarding a Report on Greenhouse Gas Emissions Targets as a Performance Element of Executive Compensation. | Shareholder | | For | | Against | |
| | | WESTERN ALLIANCE BANCORPORATION | | |
| | Security | 957638109 | | Meeting Type | Annual |
| | Ticker Symbol | WAL | | Meeting Date | 15-Jun-2021 | |
| | ISIN | US9576381092 | | Agenda | 935419146 - Management |
| | Record Date | 16-Apr-2021 | | Holding Recon Date | 16-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 14-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Bruce Beach | Management | | For | | For | |
| | 1B. | Election of Director: Juan Figuereo | Management | | For | | For | |
| | 1C. | Election of Director: Howard Gould | Management | | For | | For | |
| | 1D. | Election of Director: Steven Hilton | Management | | For | | For | |
| | 1E. | Election of Director: Marianne Boyd Johnson | Management | | For | | For | |
| | 1F. | Election of Director: Robert Latta | Management | | For | | For | |
| | 1G. | Election of Director: Adriane McFetridge | Management | | For | | For | |
| | 1H. | Election of Director: Michael Patriarca | Management | | For | | For | |
| | 1I. | Election of Director: Robert Sarver | Management | | For | | For | |
| | 1J. | Election of Director: Bryan Segedi | Management | | For | | For | |
| | 1K. | Election of Director: Donald Snyder | Management | | For | | For | |
| | 1L. | Election of Director: Sung Won Sohn, Ph.D. | Management | | For | | For | |
| | 1M. | Election of Director: Kenneth A. Vecchione | Management | | For | | For | |
| | 2. | Approve, on a non-binding advisory basis, executive compensation. | Management | | For | | For | |
| | 3. | Ratify the appointment of RSM US LLP as the Company's independent auditor. | Management | | For | | For | |
| | | ACTIVISION BLIZZARD, INC. | | |
| | Security | 00507V109 | | Meeting Type | Annual |
| | Ticker Symbol | ATVI | | Meeting Date | 21-Jun-2021 | |
| | ISIN | US00507V1098 | | Agenda | 935427749 - Management |
| | Record Date | 19-Apr-2021 | | Holding Recon Date | 19-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 18-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Reveta Bowers | Management | | For | | For | |
| | 1B. | Election of Director: Robert Corti | Management | | For | | For | |
| | 1C. | Election of Director: Hendrik Hartong III | Management | | For | | For | |
| | 1D. | Election of Director: Brian Kelly | Management | | For | | For | |
| | 1E. | Election of Director: Robert Kotick | Management | | For | | For | |
| | 1F. | Election of Director: Barry Meyer | Management | | For | | For | |
| | 1G. | Election of Director: Robert Morgado | Management | | For | | For | |
| | 1H. | Election of Director: Peter Nolan | Management | | For | | For | |
| | 1I. | Election of Director: Dawn Ostroff | Management | | For | | For | |
| | 1J. | Election of Director: Casey Wasserman | Management | | For | | For | |
| | 2. | To provide advisory approval of our executive compensation. | Management | | Against | | Against | |
| | 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | |
| | Vote Summary |
| | | CACI INTERNATIONAL INC | | |
| | Security | 127190304 | | Meeting Type | Annual |
| | Ticker Symbol | CACI | | Meeting Date | 12-Nov-2020 | |
| | ISIN | US1271903049 | | Agenda | 935274198 - Management |
| | Record Date | 16-Sep-2020 | | Holding Recon Date | 16-Sep-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 11-Nov-2020 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Michael A. Daniels | Management | | For | | For | |
| | 1B. | Election of Director: Susan M. Gordon | Management | | For | | For | |
| | 1C. | Election of Director: William L. Jews | Management | | For | | For | |
| | 1D. | Election of Director: Gregory G. Johnson | Management | | For | | For | |
| | 1E. | Election of Director: J. Phillip London | Management | | For | | For | |
| | 1F. | Election of Director: John S. Mengucci | Management | | For | | For | |
| | 1G. | Election of Director: James L. Pavitt | Management | | For | | For | |
| | 1H. | Election of Director: Warren R. Phillips | Management | | For | | For | |
| | 1I. | Election of Director: Debora A. Plunkett | Management | | For | | For | |
| | 1J. | Election of Director: Charles P. Revoile | Management | | For | | For | |
| | 1K. | Election of Director: William S. Wallace | Management | | For | | For | |
| | 2. | To approve on a non-binding, advisory basis the compensation of our named executive officers. | Management | | For | | For | |
| | 3. | To approve an amendment of the Company's 2016 Amended and Restated Incentive Compensation Plan to authorize an additional 1,200,000 shares for issuance. | Management | | For | | For | |
| | 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | |
| | | MICROSOFT CORPORATION | | |
| | Security | 594918104 | | Meeting Type | Annual |
| | Ticker Symbol | MSFT | | Meeting Date | 02-Dec-2020 | |
| | ISIN | US5949181045 | | Agenda | 935284478 - Management |
| | Record Date | 08-Oct-2020 | | Holding Recon Date | 08-Oct-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 01-Dec-2020 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Reid G. Hoffman | Management | | For | | For | |
| | 1B. | Election of Director: Hugh F. Johnston | Management | | For | | For | |
| | 1C. | Election of Director: Teri L. List-Stoll | Management | | For | | For | |
| | 1D. | Election of Director: Satya Nadella | Management | | For | | For | |
| | 1E. | Election of Director: Sandra E. Peterson | Management | | For | | For | |
| | 1F. | Election of Director: Penny S. Pritzker | Management | | For | | For | |
| | 1G. | Election of Director: Charles W. Scharf | Management | | For | | For | |
| | 1H. | Election of Director: Arne M. Sorenson | Management | | For | | For | |
| | 1I. | Election of Director: John W. Stanton | Management | | For | | For | |
| | 1J. | Election of Director: John W. Thompson | Management | | For | | For | |
| | 1K. | Election of Director: Emma N. Walmsley | Management | | For | | For | |
| | 1L. | Election of Director: Padmasree Warrior | Management | | For | | For | |
| | 2. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | |
| | 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | | For | | For | |
| | 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | | Against | | For | |
| | | CISCO SYSTEMS, INC. | | |
| | Security | 17275R102 | | Meeting Type | Annual |
| | Ticker Symbol | CSCO | | Meeting Date | 10-Dec-2020 | |
| | ISIN | US17275R1023 | | Agenda | 935287498 - Management |
| | Record Date | 12-Oct-2020 | | Holding Recon Date | 12-Oct-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 09-Dec-2020 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: M. Michele Burns | Management | | For | | For | |
| | 1b. | Election of Director: Wesley G. Bush | Management | | For | | For | |
| | 1c. | Election of Director: Michael D. Capellas | Management | | For | | For | |
| | 1d. | Election of Director: Mark Garrett | Management | | For | | For | |
| | 1e. | Election of Director: Dr. Kristina M. Johnson | Management | | For | | For | |
| | 1f. | Election of Director: Roderick C. McGeary | Management | | For | | For | |
| | 1g. | Election of Director: Charles H. Robbins | Management | | For | | For | |
| | 1h. | Election of Director: Arun Sarin | Management | | Abstain | | Against | |
| | 1i. | Election of Director: Brenton L. Saunders | Management | | For | | For | |
| | 1j. | Election of Director: Dr. Lisa T. Su | Management | | For | | For | |
| | 2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | | For | | For | |
| | 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | | For | | For | |
| | 4. | Approval, on an advisory basis, of executive compensation. | Management | | For | | For | |
| | 5. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Management | | For | | For | |
| | 6. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | | For | | Against | |
| | | MEDTRONIC PLC | | |
| | Security | G5960L103 | | Meeting Type | Annual |
| | Ticker Symbol | MDT | | Meeting Date | 11-Dec-2020 | |
| | ISIN | IE00BTN1Y115 | | Agenda | 935288286 - Management |
| | Record Date | 15-Oct-2020 | | Holding Recon Date | 15-Oct-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 10-Dec-2020 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Richard H. Anderson | Management | | For | | For | |
| | 1B. | Election of Director: Craig Arnold | Management | | For | | For | |
| | 1C. | Election of Director: Scott C. Donnelly | Management | | For | | For | |
| | 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | | For | | For | |
| | 1E. | Election of Director: Randall J. Hogan, III | Management | | For | | For | |
| | 1F. | Election of Director: Michael O. Leavitt | Management | | For | | For | |
| | 1G. | Election of Director: James T. Lenehan | Management | | For | | For | |
| | 1H. | Election of Director: Kevin E. Lofton | Management | | For | | For | |
| | 1I. | Election of Director: Geoffrey S. Martha | Management | | For | | For | |
| | 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | | For | | For | |
| | 1K. | Election of Director: Denise M. O'Leary | Management | | For | | For | |
| | 1L. | Election of Director: Kendall J. Powell | Management | | Against | | Against | |
| | 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | | For | | For | |
| | 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | | For | | For | |
| | 4. | To renew the Board's authority to issue shares. | Management | | For | | For | |
| | 5. | To renew the Board's authority to opt out of pre-emption rights. | Management | | For | | For | |
| | 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | | For | | For | |
| | | MICRON TECHNOLOGY, INC. | | |
| | Security | 595112103 | | Meeting Type | Annual |
| | Ticker Symbol | MU | | Meeting Date | 14-Jan-2021 | |
| | ISIN | US5951121038 | | Agenda | 935308975 - Management |
| | Record Date | 18-Nov-2020 | | Holding Recon Date | 18-Nov-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 13-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Richard M. Beyer | Management | | For | | For | |
| | 1b. | Election of Director: Lynn A. Dugle | Management | | For | | For | |
| | 1c. | Election of Director: Steven J. Gomo | Management | | For | | For | |
| | 1d. | Election of Director: Mary Pat McCarthy | Management | | For | | For | |
| | 1e. | Election of Director: Sanjay Mehrotra | Management | | For | | For | |
| | 1f. | Election of Director: Robert E. Switz | Management | | For | | For | |
| | 1g. | Election of Director: MaryAnn Wright | Management | | For | | For | |
| | 2. | PROPOSAL BY THE COMPANY TO APPROVE A NON- BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | | Against | | Against | |
| | 3. | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Management | | For | | For | |
| | 4. | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2021. | Management | | For | | For | |
| | | CONOCOPHILLIPS | | |
| | Security | 20825C104 | | Meeting Type | Special |
| | Ticker Symbol | COP | | Meeting Date | 15-Jan-2021 | |
| | ISIN | US20825C1045 | | Agenda | 935317962 - Management |
| | Record Date | 11-Dec-2020 | | Holding Recon Date | 11-Dec-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 14-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Management | | For | | For | |
| | | HORMEL FOODS CORPORATION | | |
| | Security | 440452100 | | Meeting Type | Annual |
| | Ticker Symbol | HRL | | Meeting Date | 26-Jan-2021 | |
| | ISIN | US4404521001 | | Agenda | 935315564 - Management |
| | Record Date | 27-Nov-2020 | | Holding Recon Date | 27-Nov-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Prama Bhatt | Management | | For | | For | |
| | 1b. | Election of Director: Gary C. Bhojwani | Management | | For | | For | |
| | 1c. | Election of Director: Terrell K. Crews | Management | | For | | For | |
| | 1d. | Election of Director: Stephen M. Lacy | Management | | For | | For | |
| | 1e. | Election of Director: Elsa A. Murano, Ph.D. | Management | | For | | For | |
| | 1f. | Election of Director: Susan K. Nestegard | Management | | For | | For | |
| | 1g. | Election of Director: William A. Newlands | Management | | For | | For | |
| | 1h. | Election of Director: Christopher J. Policinski | Management | | For | | For | |
| | 1i. | Election of Director: Jose Luis Prado | Management | | For | | For | |
| | 1j. | Election of Director: Sally J. Smith | Management | | For | | For | |
| | 1k. | Election of Director: James P. Snee | Management | | For | | For | |
| | 1l. | Election of Director: Steven A. White | Management | | For | | For | |
| | 2. | Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | | For | | For | |
| | 3. | Approve the Named Executive Officer compensation as disclosed in the Company's 2021 annual meeting proxy statement. | Management | | For | | For | |
| | | VISA INC. | | |
| | Security | 92826C839 | | Meeting Type | Annual |
| | Ticker Symbol | V | | Meeting Date | 26-Jan-2021 | |
| | ISIN | US92826C8394 | | Agenda | 935315576 - Management |
| | Record Date | 27-Nov-2020 | | Holding Recon Date | 27-Nov-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Lloyd A. Carney | Management | | For | | For | |
| | 1B. | Election of Director: Mary B. Cranston | Management | | For | | For | |
| | 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | | For | | For | |
| | 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | | For | | For | |
| | 1E. | Election of Director: Ramon Laguarta | Management | | For | | For | |
| | 1F. | Election of Director: John F. Lundgren | Management | | For | | For | |
| | 1G. | Election of Director: Robert W. Matschullat | Management | | For | | For | |
| | 1H. | Election of Director: Denise M. Morrison | Management | | For | | For | |
| | 1I. | Election of Director: Suzanne Nora Johnson | Management | | For | | For | |
| | 1J. | Election of Director: Linda J. Rendle | Management | | For | | For | |
| | 1K. | Election of Director: John A. C. Swainson | Management | | For | | For | |
| | 1L. | Election of Director: Maynard G. Webb, Jr. | Management | | For | | For | |
| | 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | | For | | For | |
| | 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | |
| | 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | | For | | For | |
| | 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | | For | | For | |
| | 6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | | Against | | For | |
| | 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | | Against | | For | |
| | | BECTON, DICKINSON AND COMPANY | | |
| | Security | 075887109 | | Meeting Type | Annual |
| | Ticker Symbol | BDX | | Meeting Date | 26-Jan-2021 | |
| | ISIN | US0758871091 | | Agenda | 935316845 - Management |
| | Record Date | 07-Dec-2020 | | Holding Recon Date | 07-Dec-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-Jan-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Catherine M. Burzik | Management | | For | | For | |
| | 1B. | Election of Director: R. Andrew Eckert | Management | | For | | For | |
| | 1C. | Election of Director: Vincent A. Forlenza | Management | | For | | For | |
| | 1D. | Election of Director: Claire M. Fraser | Management | | For | | For | |
| | 1E. | Election of Director: Jeffrey W. Henderson | Management | | For | | For | |
| | 1F. | Election of Director: Christopher Jones | Management | | For | | For | |
| | 1G. | Election of Director: Marshall O. Larsen | Management | | For | | For | |
| | 1H. | Election of Director: David F. Melcher | Management | | For | | For | |
| | 1I. | Election of Director: Thomas E. Polen | Management | | For | | For | |
| | 1J. | Election of Director: Claire Pomeroy | Management | | For | | For | |
| | 1K. | Election of Director: Rebecca W. Rimel | Management | | For | | For | |
| | 1L. | Election of Director: Timothy M. Ring | Management | | For | | For | |
| | 1M. | Election of Director: Bertram L. Scott | Management | | For | | For | |
| | 2. | Ratification of the selection of the independent registered public accounting firm. | Management | | For | | For | |
| | 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | |
| | 4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | | For | | Against | |
| | | ACCENTURE PLC | | |
| | Security | G1151C101 | | Meeting Type | Annual |
| | Ticker Symbol | ACN | | Meeting Date | 03-Feb-2021 | |
| | ISIN | IE00B4BNMY34 | | Agenda | 935318128 - Management |
| | Record Date | 07-Dec-2020 | | Holding Recon Date | 07-Dec-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 02-Feb-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Appointment of Director: Jaime Ardila | Management | | For | | For | |
| | 1B. | Appointment of Director: Herbert Hainer | Management | | For | | For | |
| | 1C. | Appointment of Director: Nancy McKinstry | Management | | For | | For | |
| | 1D. | Appointment of Director: Beth E. Mooney | Management | | For | | For | |
| | 1E. | Appointment of Director: Gilles C. Pélisson | Management | | For | | For | |
| | 1F. | Appointment of Director: Paula A. Price | Management | | For | | For | |
| | 1G. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | | For | | For | |
| | 1H. | Appointment of Director: David Rowland | Management | | For | | For | |
| | 1I. | Appointment of Director: Arun Sarin | Management | | For | | For | |
| | 1J. | Appointment of Director: Julie Sweet | Management | | For | | For | |
| | 1K. | Appointment of Director: Frank K. Tang | Management | | For | | For | |
| | 1L. | Appointment of Director: Tracey T. Travis | Management | | For | | For | |
| | 2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | | For | | For | |
| | 3. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | | For | | For | |
| | 4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | | For | | For | |
| | 5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | | For | | For | |
| | 6. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. | Management | | For | | For | |
| | | APPLE INC. | | |
| | Security | 037833100 | | Meeting Type | Annual |
| | Ticker Symbol | AAPL | | Meeting Date | 23-Feb-2021 | |
| | ISIN | US0378331005 | | Agenda | 935323167 - Management |
| | Record Date | 28-Dec-2020 | | Holding Recon Date | 28-Dec-2020 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Feb-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: James Bell | Management | | For | | For | |
| | 1B. | Election of Director: Tim Cook | Management | | For | | For | |
| | 1C. | Election of Director: Al Gore | Management | | For | | For | |
| | 1D. | Election of Director: Andrea Jung | Management | | For | | For | |
| | 1E. | Election of Director: Art Levinson | Management | | For | | For | |
| | 1F. | Election of Director: Monica Lozano | Management | | For | | For | |
| | 1G. | Election of Director: Ron Sugar | Management | | For | | For | |
| | 1H. | Election of Director: Sue Wagner | Management | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | | For | | For | |
| | 3. | Advisory vote to approve executive compensation. | Management | | For | | For | |
| | 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | | Against | | For | |
| | 5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | | Against | | For | |
| | | THE WALT DISNEY COMPANY | | |
| | Security | 254687106 | | Meeting Type | Annual |
| | Ticker Symbol | DIS | | Meeting Date | 09-Mar-2021 | |
| | ISIN | US2546871060 | | Agenda | 935328206 - Management |
| | Record Date | 11-Jan-2021 | | Holding Recon Date | 11-Jan-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 08-Mar-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Susan E. Arnold | Management | | For | | For | |
| | 1B. | Election of Director: Mary T. Barra | Management | | For | | For | |
| | 1C. | Election of Director: Safra A. Catz | Management | | For | | For | |
| | 1D. | Election of Director: Robert A. Chapek | Management | | For | | For | |
| | 1E. | Election of Director: Francis A. deSouza | Management | | For | | For | |
| | 1F. | Election of Director: Michael B.G. Froman | Management | | For | | For | |
| | 1G. | Election of Director: Robert A. Iger | Management | | For | | For | |
| | 1H. | Election of Director: Maria Elena Lagomasino | Management | | For | | For | |
| | 1I. | Election of Director: Mark G. Parker | Management | | For | | For | |
| | 1J. | Election of Director: Derica W. Rice | Management | | For | | For | |
| | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | | For | | For | |
| | 3. | To approve the advisory resolution on executive compensation. | Management | | For | | For | |
| | 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | | Against | | For | |
| | 5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | | Against | | For | |
| | | BANK OF AMERICA CORPORATION | | |
| | Security | 060505104 | | Meeting Type | Annual |
| | Ticker Symbol | BAC | | Meeting Date | 20-Apr-2021 | |
| | ISIN | US0605051046 | | Agenda | 935345670 - Management |
| | Record Date | 01-Mar-2021 | | Holding Recon Date | 01-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 19-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Sharon L. Allen | Management | | For | | For | |
| | 1B. | Election of Director: Susan S. Bies | Management | | For | | For | |
| | 1C. | Election of Director: Frank P. Bramble, Sr. | Management | | For | | For | |
| | 1D. | Election of Director: Pierre J.P. de Weck | Management | | For | | For | |
| | 1E. | Election of Director: Arnold W. Donald | Management | | For | | For | |
| | 1F. | Election of Director: Linda P. Hudson | Management | | For | | For | |
| | 1G. | Election of Director: Monica C. Lozano | Management | | For | | For | |
| | 1H. | Election of Director: Thomas J. May | Management | | For | | For | |
| | 1I. | Election of Director: Brian T. Moynihan | Management | | For | | For | |
| | 1J. | Election of Director: Lionel L. Nowell III | Management | | For | | For | |
| | 1K. | Election of Director: Denise L. Ramos | Management | | For | | For | |
| | 1L. | Election of Director: Clayton S. Rose | Management | | For | | For | |
| | 1M. | Election of Director: Michael D. White | Management | | For | | For | |
| | 1N. | Election of Director: Thomas D. Woods | Management | | For | | For | |
| | 1O. | Election of Director: R. David Yost | Management | | For | | For | |
| | 1P. | Election of Director: Maria T. Zuber | Management | | Against | | Against | |
| | 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | | For | | For | |
| | 3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | | For | | For | |
| | 5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | | Against | | For | |
| | 6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | | Against | | For | |
| | 7. | Shareholder proposal requesting a change in organizational form. | Shareholder | | Against | | For | |
| | 8. | Shareholder proposal requesting a racial equity audit. | Shareholder | | For | | Against | |
| | | JOHNSON & JOHNSON | | |
| | Security | 478160104 | | Meeting Type | Annual |
| | Ticker Symbol | JNJ | | Meeting Date | 22-Apr-2021 | |
| | ISIN | US4781601046 | | Agenda | 935345214 - Management |
| | Record Date | 23-Feb-2021 | | Holding Recon Date | 23-Feb-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 21-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Mary C. Beckerle | Management | | For | | For | |
| | 1B. | Election of Director: D. Scott Davis | Management | | For | | For | |
| | 1C. | Election of Director: Ian E. L. Davis | Management | | For | | For | |
| | 1D. | Election of Director: Jennifer A. Doudna | Management | | For | | For | |
| | 1E. | Election of Director: Alex Gorsky | Management | | For | | For | |
| | 1F. | Election of Director: Marillyn A. Hewson | Management | | For | | For | |
| | 1G. | Election of Director: Hubert Joly | Management | | For | | For | |
| | 1H. | Election of Director: Mark B. McClellan | Management | | For | | For | |
| | 1I. | Election of Director: Anne M. Mulcahy | Management | | For | | For | |
| | 1J. | Election of Director: Charles Prince | Management | | Against | | Against | |
| | 1K. | Election of Director: A. Eugene Washington | Management | | For | | For | |
| | 1L. | Election of Director: Mark A. Weinberger | Management | | For | | For | |
| | 1M. | Election of Director: Nadja Y. West | Management | | For | | For | |
| | 1N. | Election of Director: Ronald A. Williams | Management | | For | | For | |
| | 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | Against | | Against | |
| | 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | | For | | For | |
| | 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | | Against | | For | |
| | 5. | Independent Board Chair. | Shareholder | | For | | Against | |
| | 6. | Civil Rights Audit. | Shareholder | | For | | Against | |
| | 7. | Executive Compensation Bonus Deferral. | Shareholder | | For | | Against | |
| | | ABBOTT LABORATORIES | | |
| | Security | 002824100 | | Meeting Type | Annual |
| | Ticker Symbol | ABT�� | | Meeting Date | 23-Apr-2021 | |
| | ISIN | US0028241000 | | Agenda | 935345125 - Management |
| | Record Date | 24-Feb-2021 | | Holding Recon Date | 24-Feb-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | R.J. Alpern | | For | | For | |
| | 2 | R.S. Austin | | For | | For | |
| | 3 | S.E. Blount | | For | | For | |
| | 4 | R.B. Ford | | For | | For | |
| | 5 | M.A. Kumbier | | For | | For | |
| | 6 | D.W. McDew | | For | | For | |
| | 7 | N. McKinstry | | For | | For | |
| | 8 | W.A. Osborn | | For | | For | |
| | 9 | M.F. Roman | | For | | For | |
| | 10 | D.J. Starks | | For | | For | |
| | 11 | J.G. Stratton | | For | | For | |
| | 12 | G.F. Tilton | | For | | For | |
| | 13 | M.D. White | | For | | For | |
| | 2. | Ratification of Ernst & Young LLP as Auditors. | Management | | For | | For | |
| | 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | | For | | For | |
| | 4A. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. | Management | | For | | For | |
| | 4B. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. | Management | | For | | For | |
| | 5. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | | For | | Against | |
| | 6. | Shareholder Proposal - Report on Racial Justice. | Shareholder | | Against | | For | |
| | 7. | Shareholder Proposal - Independent Board Chairman. | Shareholder | | For | | Against | |
| | | L3HARRIS TECHNOLOGIES INC. | | |
| | Security | 502431109 | | Meeting Type | Annual |
| | Ticker Symbol | LHX | | Meeting Date | 23-Apr-2021 | |
| | ISIN | US5024311095 | | Agenda | 935345694 - Management |
| | Record Date | 26-Feb-2021 | | Holding Recon Date | 26-Feb-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Sallie B. Bailey | Management | | For | | For | |
| | 1B. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: William M. Brown | Management | | For | | For | |
| | 1C. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli | Management | | For | | For | |
| | 1D. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran | Management | | For | | For | |
| | 1E. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo | Management | | For | | For | |
| | 1F. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Roger B. Fradin | Management | | For | | For | |
| | 1G. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Hay III | Management | | For | | For | |
| | 1H. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Kramer | Management | | For | | For | |
| | 1I. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik | Management | | For | | For | |
| | 1J. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Rita S. Lane | Management | | For | | For | |
| | 1K. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Robert B. Millard | Management | | For | | For | |
| | 1L. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lloyd W. Newton | Management | | For | | For | |
| | 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. | Management | | For | | For | |
| | 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | | For | | For | |
| | | PUBLIC STORAGE | | |
| | Security | 74460D109 | | Meeting Type | Annual |
| | Ticker Symbol | PSA | | Meeting Date | 26-Apr-2021 | |
| | ISIN | US74460D1090 | | Agenda | 935350912 - Management |
| | Record Date | 23-Feb-2021 | | Holding Recon Date | 23-Feb-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 23-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | | For | | For | |
| | 1B. | Election of Trustee: Tamara Hughes Gustavson | Management | | For | | For | |
| | 1C. | Election of Trustee: Leslie S. Heisz | Management | | For | | For | |
| | 1D. | Election of Trustee: Michelle Millstone-Shroff | Management | | For | | For | |
| | 1E. | Election of Trustee: Shankh S. Mitra | Management | | For | | For | |
| | 1F. | Election of Trustee: David J. Neithercut | Management | | For | | For | |
| | 1G. | Election of Trustee: Rebecca Owen | Management | | For | | For | |
| | 1H. | Election of Trustee: Kristy M. Pipes | Management | | For | | For | |
| | 1I. | Election of Trustee: Avedick B. Poladian | Management | | For | | For | |
| | 1J. | Election of Trustee: John Reyes | Management | | For | | For | |
| | 1K. | Election of Trustee: Joseph D. Russell, Jr. | Management | | For | | For | |
| | 1L. | Election of Trustee: Tariq M. Shaukat | Management | | For | | For | |
| | 1M. | Election of Trustee: Ronald P. Spogli | Management | | For | | For | |
| | 1N. | Election of Trustee: Paul S. Williams | Management | | For | | For | |
| | 2. | Advisory vote to approve the compensation of Named Executive Officers. | Management | | For | | For | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 4. | Approval of the 2021 Equity and Performance-Based Incentive Compensation Plan. | Management | | For | | For | |
| | 5. | Approval of the amendment to the Declaration of Trust to eliminate cumulative voting. | Management | | For | | For | |
| | | EATON CORPORATION PLC | | |
| | Security | G29183103 | | Meeting Type | Annual |
| | Ticker Symbol | ETN | | Meeting Date | 28-Apr-2021 | |
| | ISIN | IE00B8KQN827 | | Agenda | 935349692 - Management |
| | Record Date | 01-Mar-2021 | | Holding Recon Date | 01-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 27-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Craig Arnold | Management | | For | | For | |
| | 1B. | Election of Director: Christopher M. Connor | Management | | For | | For | |
| | 1C. | Election of Director: Olivier Leonetti | Management | | For | | For | |
| | 1D. | Election of Director: Deborah L. McCoy | Management | | For | | For | |
| | 1E. | Election of Director: Silvio Napoli | Management | | For | | For | |
| | 1F. | Election of Director: Gregory R. Page | Management | | For | | For | |
| | 1G. | Election of Director: Sandra Pianalto | Management | | For | | For | |
| | 1H. | Election of Director: Lori J. Ryerkerk | Management | | For | | For | |
| | 1I. | Election of Director: Gerald B. Smith | Management | | For | | For | |
| | 1J. | Election of Director: Dorothy C. Thompson | Management | | For | | For | |
| | 2. | Approving the appointment of Ernst & Young as independent auditor for 2021 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | | For | | For | |
| | 3. | Advisory approval of the Company's executive compensation. | Management | | For | | For | |
| | 4. | Approving a proposal to grant the Board authority to issue shares. | Management | | For | | For | |
| | 5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | | For | | For | |
| | 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | | For | | For | |
| | | CHURCH & DWIGHT CO., INC. | | |
| | Security | 171340102 | | Meeting Type | Annual |
| | Ticker Symbol | CHD | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US1713401024 | | Agenda | 935348753 - Management |
| | Record Date | 02-Mar-2021 | | Holding Recon Date | 02-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 28-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director for a term of one year: James R. Craigie | Management | | For | | For | |
| | 1B. | Election of Director for a term of one year: Matthew T. Farrell | Management | | For | | For | |
| | 1C. | Election of Director for a term of one year: Bradley C. Irwin | Management | | For | | For | |
| | 1D. | Election of Director for a term of one year: Penry W. Price | Management | | For | | For | |
| | 1E. | Election of Director for a term of one year: Susan G. Saideman | Management | | For | | For | |
| | 1F. | Election of Director for a term of one year: Ravichandra K. Saligram | Management | | For | | For | |
| | 1G. | Election of Director for a term of one year: Robert K. Shearer | Management | | For | | For | |
| | 1H. | Election of Director for a term of one year: Janet S. Vergis | Management | | For | | For | |
| | 1I. | Election of Director for a term of one year: Arthur B. Winkleblack | Management | | For | | For | |
| | 1J. | Election of Director for a term of one year: Laurie J. Yoler | Management | | For | | For | |
| | 2. | An advisory vote to approve compensation of our named executive officers. | Management | | For | | For | |
| | 3. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement for holders of two- thirds of our outstanding stock to fill vacancies on the Board of Directors. | Management | | For | | For | |
| | 4. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement to have holders of two-thirds of our outstanding stock approve certain mergers, consolidations or dispositions of substantial assets. | Management | | For | | For | |
| | 5. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove certain procedural provisions that will no longer be required once the Board is fully declassified. | Management | | For | | For | |
| | 6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | |
| | | THE GOLDMAN SACHS GROUP, INC. | | |
| | Security | 38141G104 | | Meeting Type | Annual |
| | Ticker Symbol | GS | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US38141G1040 | | Agenda | 935349351 - Management |
| | Record Date | 01-Mar-2021 | | Holding Recon Date | 01-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 28-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: M. Michele Burns | Management | | For | | For | |
| | 1B. | Election of Director: Drew G. Faust | Management | | For | | For | |
| | 1C. | Election of Director: Mark A. Flaherty | Management | | For | | For | |
| | 1D. | Election of Director: Ellen J. Kullman | Management | | For | | For | |
| | 1E. | Election of Director: Lakshmi N. Mittal | Management | | For | | For | |
| | 1F. | Election of Director: Adebayo O. Ogunlesi | Management | | For | | For | |
| | 1G. | Election of Director: Peter Oppenheimer | Management | | For | | For | |
| | 1H. | Election of Director: David M. Solomon | Management | | For | | For | |
| | 1I. | Election of Director: Jan E. Tighe | Management | | For | | For | |
| | 1J. | Election of Director: Jessica R. Uhl | Management | | For | | For | |
| | 1K. | Election of Director: David A. Viniar | Management | | For | | For | |
| | 1L. | Election of Director: Mark O. Winkelman | Management | | For | | For | |
| | 2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | | For | | For | |
| | 3. | Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Management | | For | | For | |
| | 4. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Management | | For | | For | |
| | 5. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | | For | | Against | |
| | 6. | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Shareholder | | For | | Against | |
| | 7. | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Shareholder | | Against | | For | |
| | 8. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | | For | | Against | |
| | | EOG RESOURCES, INC. | | |
| | Security | 26875P101 | | Meeting Type | Annual |
| | Ticker Symbol | EOG | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US26875P1012 | | Agenda | 935350835 - Management |
| | Record Date | 05-Mar-2021 | | Holding Recon Date | 05-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 28-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to hold office until the 2022 annual meeting: Janet F. Clark | Management | | For | | For | |
| | 1B. | Election of Director to hold office until the 2022 annual meeting: Charles R. Crisp | Management | | For | | For | |
| | 1C. | Election of Director to hold office until the 2022 annual meeting: Robert P. Daniels | Management | | For | | For | |
| | 1D. | Election of Director to hold office until the 2022 annual meeting: James C. Day | Management | | For | | For | |
| | 1E. | Election of Director to hold office until the 2022 annual meeting: C. Christopher Gaut | Management | | For | | For | |
| | 1F. | Election of Director to hold office until the 2022 annual meeting: Michael T. Kerr | Management | | For | | For | |
| | 1G. | Election of Director to hold office until the 2022 annual meeting: Julie J. Robertson | Management | | For | | For | |
| | 1H. | Election of Director to hold office until the 2022 annual meeting: Donald F. Textor | Management | | For | | For | |
| | 1I. | Election of Director to hold office until the 2022 annual meeting: William R. Thomas | Management | | For | | For | |
| | 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2021. | Management | | For | | For | |
| | 3. | To approve the EOG Resources, Inc. 2021 Omnibus Equity Compensation Plan. | Management | | For | | For | |
| | 4. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | | For | | For | |
| | | PROLOGIS, INC. | | |
| | Security | 74340W103 | | Meeting Type | Annual |
| | Ticker Symbol | PLD | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US74340W1036 | | Agenda | 935354299 - Management |
| | Record Date | 08-Mar-2021 | | Holding Recon Date | 08-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 28-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Hamid R. Moghadam | Management | | For | | For | |
| | 1B. | Election of Director: Cristina G. Bita | Management | | For | | For | |
| | 1C. | Election of Director: George L. Fotiades | Management | | For | | For | |
| | 1D. | Election of Director: Lydia H. Kennard | Management | | For | | For | |
| | 1E. | Election of Director: Irving F. Lyons III | Management | | For | | For | |
| | 1F. | Election of Director: Avid Modjtabai | Management | | For | | For | |
| | 1G. | Election of Director: David P. O'Connor | Management | | For | | For | |
| | 1H. | Election of Director: Olivier Piani | Management | | For | | For | |
| | 1I. | Election of Director: Jeffrey L. Skelton | Management | | For | | For | |
| | 1J. | Election of Director: Carl B. Webb | Management | | For | | For | |
| | 1K. | Election of Director: William D. Zollars | Management | | For | | For | |
| | 2. | Advisory Vote to Approve the Company's Executive Compensation for 2020. | Management | | Against | | Against | |
| | 3. | Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2021. | Management | | For | | For | |
| | | BERKSHIRE HATHAWAY INC. | | |
| | Security | 084670702 | | Meeting Type | Annual |
| | Ticker Symbol | BRKB | | Meeting Date | 01-May-2021 | |
| | ISIN | US0846707026 | | Agenda | 935351128 - Management |
| | Record Date | 03-Mar-2021 | | Holding Recon Date | 03-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 30-Apr-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Warren E. Buffett | | For | | For | |
| | 2 | Charles T. Munger | | For | | For | |
| | 3 | Gregory E. Abel | | For | | For | |
| | 4 | Howard G. Buffett | | For | | For | |
| | 5 | Stephen B. Burke | | For | | For | |
| | 6 | Kenneth I. Chenault | | For | | For | |
| | 7 | Susan L. Decker | | For | | For | |
| | 8 | David S. Gottesman | | For | | For | |
| | 9 | Charlotte Guyman | | For | | For | |
| | 10 | Ajit Jain | | For | | For | |
| | 11 | Thomas S. Murphy | | Withheld | | Against | |
| | 12 | Ronald L. Olson | | For | | For | |
| | 13 | Walter Scott, Jr. | | For | | For | |
| | 14 | Meryl B. Witmer | | For | | For | |
| | 2. | Shareholder proposal regarding the reporting of climate- related risks and opportunities. | Shareholder | | For | | Against | |
| | 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | | For | | Against | |
| | | PEPSICO, INC. | | |
| | Security | 713448108 | | Meeting Type | Annual |
| | Ticker Symbol | PEP | | Meeting Date | 05-May-2021 | |
| | ISIN | US7134481081 | | Agenda | 935355342 - Management |
| | Record Date | 01-Mar-2021 | | Holding Recon Date | 01-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 04-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Segun Agbaje | Management | | For | | For | |
| | 1B. | Election of Director: Shona L. Brown | Management | | For | | For | |
| | 1C. | Election of Director: Cesar Conde | Management | | For | | For | |
| | 1D. | Election of Director: Ian Cook | Management | | For | | For | |
| | 1E. | Election of Director: Dina Dublon | Management | | For | | For | |
| | 1F. | Election of Director: Michelle Gass | Management | | For | | For | |
| | 1G. | Election of Director: Ramon L. Laguarta | Management | | For | | For | |
| | 1H. | Election of Director: Dave Lewis | Management | | For | | For | |
| | 1I. | Election of Director: David C. Page | Management | | For | | For | |
| | 1J. | Election of Director: Robert C. Pohlad | Management | | For | | For | |
| | 1K. | Election of Director: Daniel Vasella | Management | | For | | For | |
| | 1L. | Election of Director: Darren Walker | Management | | For | | For | |
| | 1M. | Election of Director: Alberto Weisser | Management | | For | | For | |
| | 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | |
| | 3. | Advisory approval of the Company's executive compensation. | Management | | For | | For | |
| | 4. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | | For | | Against | |
| | 5. | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | | Against | | For | |
| | 6. | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | | Against | | For | |
| | | CAPITAL ONE FINANCIAL CORPORATION | | |
| | Security | 14040H105 | | Meeting Type | Annual |
| | Ticker Symbol | COF | | Meeting Date | 06-May-2021 | |
| | ISIN | US14040H1059 | | Agenda | 935353730 - Management |
| | Record Date | 10-Mar-2021 | | Holding Recon Date | 10-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 05-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Richard D. Fairbank | Management | | For | | For | |
| | 1B. | Election of Director: Ime Archibong | Management | | For | | For | |
| | 1C. | Election of Director: Ann Fritz Hackett | Management | | For | | For | |
| | 1D. | Election of Director: Peter Thomas Killalea | Management | | For | | For | |
| | 1E. | Election of Director: Cornelis "Eli" Leenaars | Management | | For | | For | |
| | 1F. | Election of Director: François Locoh-Donou | Management | | For | | For | |
| | 1G. | Election of Director: Peter E. Raskind | Management | | For | | For | |
| | 1H. | Election of Director: Eileen Serra | Management | | For | | For | |
| | 1I. | Election of Director: Mayo A. Shattuck III | Management | | For | | For | |
| | 1J. | Election of Director: Bradford H. Warner | Management | | For | | For | |
| | 1K. | Election of Director: Catherine G. West | Management | | For | | For | |
| | 1L. | Election of Director: Craig Anthony Williams | Management | | For | | For | |
| | 2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021. | Management | | For | | For | |
| | 3. | Advisory approval of Capital One's 2020 Named Executive Officer compensation. | Management | | For | | For | |
| | 4. | Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan. | Management | | For | | For | |
| | | CADENCE DESIGN SYSTEMS, INC. | | |
| | Security | 127387108 | | Meeting Type | Annual |
| | Ticker Symbol | CDNS | | Meeting Date | 06-May-2021 | |
| | ISIN | US1273871087 | | Agenda | 935363375 - Management |
| | Record Date | 08-Mar-2021 | | Holding Recon Date | 08-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 05-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A | Election of Director: Mark W. Adams | Management | | Against | | Against | |
| | 1B | Election of Director: Ita Brennan | Management | | For | | For | |
| | 1C | Election of Director: Lewis Chew | Management | | For | | For | |
| | 1D | Election of Director: Julia Liuson | Management | | For | | For | |
| | 1E | Election of Director: James D. Plummer | Management | | For | | For | |
| | 1F | Election of Director: Alberto Sangiovanni-Vincentelli | Management | | For | | For | |
| | 1G | Election of Director: John B. Shoven | Management | | For | | For | |
| | 1H | Election of Director: Young K. Sohn | Management | | For | | For | |
| | 1I | Election of Director: Lip-Bu Tan | Management | | For | | For | |
| | 2. | Advisory resolution to approve named executive officer compensation. | Management | | For | | For | |
| | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending January 1, 2022. | Management | | For | | For | |
| | 4. | Stockholder proposal regarding written consent. | Shareholder | | Against | | For | |
| | | THE MIDDLEBY CORPORATION | | |
| | Security | 596278101 | | Meeting Type | Annual |
| | Ticker Symbol | MIDD | | Meeting Date | 10-May-2021 | |
| | ISIN | US5962781010 | | Agenda | 935367866 - Management |
| | Record Date | 19-Mar-2021 | | Holding Recon Date | 19-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 07-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Sarah Palisi Chapin | | For | | For | |
| | 2 | Timothy J. FitzGerald | | For | | For | |
| | 3 | Cathy L. McCarthy | | For | | For | |
| | 4 | John R. Miller III | | For | | For | |
| | 5 | Robert A. Nerbonne | | For | | For | |
| | 6 | Gordon O'Brien | | For | | For | |
| | 7 | Nassem Ziyad | | For | | For | |
| | 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | |
| | 3. | Approval of the adoption of the Company's 2021 Long- Term Incentive Plan. | Management | | For | | For | |
| | 4. | Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending January 1, 2022. | Management | | For | | For | |
| | | CONOCOPHILLIPS | | |
| | Security | 20825C104 | | Meeting Type | Annual |
| | Ticker Symbol | COP | | Meeting Date | 11-May-2021 | |
| | ISIN | US20825C1045 | | Agenda | 935367602 - Management |
| | Record Date | 15-Mar-2021 | | Holding Recon Date | 15-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 10-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | | For | | For | |
| | 1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | | For | | For | |
| | 1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | | For | | For | |
| | 1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | | For | | For | |
| | 1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | | For | | For | |
| | 1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | | For | | For | |
| | 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 3. | Advisory Approval of Executive Compensation. | Management | | For | | For | |
| | 4. | Simple Majority Vote Standard. | Management | | For | | For | |
| | 5. | Emission Reduction Targets. | Shareholder | | Against | | For | |
| | | AMERICAN INTERNATIONAL GROUP, INC. | | |
| | Security | 026874784 | | Meeting Type | Annual |
| | Ticker Symbol | AIG | | Meeting Date | 12-May-2021 | |
| | ISIN | US0268747849 | | Agenda | 935359136 - Management |
| | Record Date | 17-Mar-2021 | | Holding Recon Date | 17-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 11-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: JAMES COLE, JR. | Management | | For | | For | |
| | 1b. | Election of Director: W. DON CORNWELL | Management | | For | | For | |
| | 1c. | Election of Director: BRIAN DUPERREAULT | Management | | For | | For | |
| | 1d. | Election of Director: JOHN H. FITZPATRICK | Management | | For | | For | |
| | 1e. | Election of Director: WILLIAM G. JURGENSEN | Management | | For | | For | |
| | 1f. | Election of Director: CHRISTOPHER S. LYNCH | Management | | Against | | Against | |
| | 1g. | Election of Director: LINDA A. MILLS | Management | | For | | For | |
| | 1h. | Election of Director: THOMAS F. MOTAMED | Management | | For | | For | |
| | 1i. | Election of Director: PETER R. PORRINO | Management | | For | | For | |
| | 1j. | Election of Director: AMY L. SCHIOLDAGER | Management | | For | | For | |
| | 1k. | Election of Director: DOUGLAS M. STEENLAND | Management | | For | | For | |
| | 1l. | Election of Director: THERESE M. VAUGHAN | Management | | For | | For | |
| | 1m. | Election of Director: PETER S. ZAFFINO | Management | | For | | For | |
| | 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | | Against | | Against | |
| | 3. | To vote on a proposal to approve the American International Group, Inc. 2021 Omnibus Incentive Plan. | Management | | For | | For | |
| | 4. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 5. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. | Shareholder | | For | | Against | |
| | | O'REILLY AUTOMOTIVE, INC. | | |
| | Security | 67103H107 | | Meeting Type | Annual |
| | Ticker Symbol | ORLY | | Meeting Date | 13-May-2021 | |
| | ISIN | US67103H1077 | | Agenda | 935362121 - Management |
| | Record Date | 04-Mar-2021 | | Holding Recon Date | 04-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 12-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: David O'Reilly | Management | | For | | For | |
| | 1B. | Election of Director: Larry O'Reilly | Management | | For | | For | |
| | 1C. | Election of Director: Greg Henslee | Management | | For | | For | |
| | 1D. | Election of Director: Jay D. Burchfield | Management | | For | | For | |
| | 1E. | Election of Director: Thomas T. Hendrickson | Management | | For | | For | |
| | 1F. | Election of Director: John R. Murphy | Management | | For | | For | |
| | 1G. | Election of Director: Dana M. Perlman | Management | | For | | For | |
| | 1H. | Election of Director: Maria A. Sastre | Management | | For | | For | |
| | 1I. | Election of Director: Andrea M. Weiss | Management | | For | | For | |
| | 2. | Advisory vote to approve executive compensation. | Management | | For | | For | |
| | 3. | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 4. | Shareholder proposal entitled "Improve Our Catch-22 Proxy Access." | Shareholder | | Against | | For | |
| | | UNION PACIFIC CORPORATION | | |
| | Security | 907818108 | | Meeting Type | Annual |
| | Ticker Symbol | UNP | | Meeting Date | 13-May-2021 | |
| | ISIN | US9078181081 | | Agenda | 935364947 - Management |
| | Record Date | 16-Mar-2021 | | Holding Recon Date | 16-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 12-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Andrew H. Card Jr. | Management | | For | | For | |
| | 1B. | Election of Director: William J. DeLaney | Management | | For | | For | |
| | 1C. | Election of Director: David B. Dillon | Management | | For | | For | |
| | 1D. | Election of Director: Lance M. Fritz | Management | | For | | For | |
| | 1E. | Election of Director: Deborah C. Hopkins | Management | | For | | For | |
| | 1F. | Election of Director: Jane H. Lute | Management | | For | | For | |
| | 1G. | Election of Director: Michael R. McCarthy | Management | | For | | For | |
| | 1H. | Election of Director: Thomas F. McLarty III | Management | | For | | For | |
| | 1I. | Election of Director: Jose H. Villarreal | Management | | For | | For | |
| | 1J. | Election of Director: Christopher J. Williams | Management | | For | | For | |
| | 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Management | | For | | For | |
| | 3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | | For | | For | |
| | 4. | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Management | | For | | For | |
| | 5. | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Management | | For | | For | |
| | 6. | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | Shareholder | | For | | Against | |
| | 7. | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | Shareholder | | For | | Against | |
| | 8. | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | Shareholder | | Against | | For | |
| | | CVS HEALTH CORPORATION | | |
| | Security | 126650100 | | Meeting Type | Annual |
| | Ticker Symbol | CVS | | Meeting Date | 13-May-2021 | |
| | ISIN | US1266501006 | | Agenda | 935366927 - Management |
| | Record Date | 17-Mar-2021 | | Holding Recon Date | 17-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 12-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Fernando Aguirre | Management | | For | | For | |
| | 1B. | Election of Director: C. David Brown II | Management | | For | | For | |
| | 1C. | Election of Director: Alecia A. DeCoudreaux | Management | | For | | For | |
| | 1D. | Election of Director: Nancy-Ann M. DeParle | Management | | For | | For | |
| | 1E. | Election of Director: David W. Dorman | Management | | For | �� | For | |
| | 1F. | Election of Director: Roger N. Farah | Management | | For | | For | |
| | 1G. | Election of Director: Anne M. Finucane | Management | | For | | For | |
| | 1H. | Election of Director: Edward J. Ludwig | Management | | For | | For | |
| | 1I. | Election of Director: Karen S. Lynch | Management | | For | | For | |
| | 1J. | Election of Director: Jean-Pierre Millon | Management | | For | | For | |
| | 1K. | Election of Director: Mary L. Schapiro | Management | | For | | For | |
| | 1L. | Election of Director: William C. Weldon | Management | | For | | For | |
| | 1M. | Election of Director: Tony L. White | Management | | For | | For | |
| | 2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | | For | | For | |
| | 4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | | Against | | For | |
| | 5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | | Against | | For | |
| | | THE CHARLES SCHWAB CORPORATION | | |
| | Security | 808513105 | | Meeting Type | Annual |
| | Ticker Symbol | SCHW | | Meeting Date | 13-May-2021 | |
| | ISIN | US8085131055 | | Agenda | 935378302 - Management |
| | Record Date | 15-Mar-2021 | | Holding Recon Date | 15-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 12-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Walter W. Bettinger II | Management | | For | | For | |
| | 1B. | Election of Director: Joan T. Dea | Management | | For | | For | |
| | 1C. | Election of Director: Christopher V. Dodds | Management | | For | | For | |
| | 1D. | Election of Director: Mark A. Goldfarb | Management | | For | | For | |
| | 1E. | Election of Director: Bharat B. Masrani | Management | | For | | For | |
| | 1F. | Election of Director: Charles A. Ruffel | Management | | For | | For | |
| | 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | | For | | For | |
| | 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | |
| | 4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | | For | | Against | |
| | 5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shareholder | | For | | Against | |
| | | JPMORGAN CHASE & CO. | | |
| | Security | 46625H100 | | Meeting Type | Annual |
| | Ticker Symbol | JPM | | Meeting Date | 18-May-2021 | |
| | ISIN | US46625H1005 | | Agenda | 935372285 - Management |
| | Record Date | 19-Mar-2021 | | Holding Recon Date | 19-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 17-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Linda B. Bammann | Management | | For | | For | |
| | 1B. | Election of Director: Stephen B. Burke | Management | | For | | For | |
| | 1C. | Election of Director: Todd A. Combs | Management | | For | | For | |
| | 1D. | Election of Director: James S. Crown | Management | | For | | For | |
| | 1E. | Election of Director: James Dimon | Management | | For | | For | |
| | 1F. | Election of Director: Timothy P. Flynn | Management | | For | | For | |
| | 1G. | Election of Director: Mellody Hobson | Management | | For | | For | |
| | 1H. | Election of Director: Michael A. Neal | Management | | For | | For | |
| | 1I. | Election of Director: Phebe N. Novakovic | Management | | For | | For | |
| | 1J. | Election of Director: Virginia M. Rometty | Management | | For | | For | |
| | 2. | Advisory resolution to approve executive compensation. | Management | | For | | For | |
| | 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | | For | | For | |
| | 4. | Ratification of independent registered public accounting firm. | Management | | For | | For | |
| | 5. | Improve shareholder written consent. | Shareholder | | For | | Against | |
| | 6. | Racial equity audit and report. | Shareholder | | For | | Against | |
| | 7. | Independent board chairman. | Shareholder | | For | | Against | |
| | 8. | Political and electioneering expenditure congruency report. | Shareholder | | Against | | For | |
| | | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | | |
| | Security | 929740108 | | Meeting Type | Annual |
| | Ticker Symbol | WAB | | Meeting Date | 19-May-2021 | |
| | ISIN | US9297401088 | | Agenda | 935373516 - Management |
| | Record Date | 22-Mar-2021 | | Holding Recon Date | 22-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 18-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Linda Harty | | For | | For | |
| | 2 | Brian Hehir | | For | | For | |
| | 3 | Michael Howell | | For | | For | |
| | 2. | Approve an advisory (non-binding) resolution relating to the approval of 2020 named executive officer compensation. | Management | | For | | For | |
| | 3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | |
| | | FISERV, INC. | | |
| | Security | 337738108 | | Meeting Type | Annual |
| | Ticker Symbol | FISV | | Meeting Date | 19-May-2021 | |
| | ISIN | US3377381088 | | Agenda | 935377893 - Management |
| | Record Date | 22-Mar-2021 | | Holding Recon Date | 22-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 18-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Frank J. Bisignano | | For | | For | |
| | 2 | Alison Davis | | For | | For | |
| | 3 | Henrique de Castro | | For | | For | |
| | 4 | Harry F. DiSimone | | For | | For | |
| | 5 | Dennis F. Lynch | | For | | For | |
| | 6 | Heidi G. Miller | | For | | For | |
| | 7 | Scott C. Nuttall | | For | | For | |
| | 8 | Denis J. O'Leary | | For | | For | |
| | 9 | Doyle R. Simons | | For | | For | |
| | 10 | Kevin M. Warren | | For | | For | |
| | 2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | | For | | For | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. | Management | | For | | For | |
| | | AMPHENOL CORPORATION | | |
| | Security | 032095101 | | Meeting Type | Annual |
| | Ticker Symbol | APH | | Meeting Date | 19-May-2021 | |
| | ISIN | US0320951017 | | Agenda | 935397782 - Management |
| | Record Date | 22-Mar-2021 | | Holding Recon Date | 22-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 18-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Stanley L. Clark | Management | | For | | For | |
| | 1.2 | Election of Director: John D. Craig | Management | | For | | For | |
| | 1.3 | Election of Director: David P. Falck | Management | | For | | For | |
| | 1.4 | Election of Director: Edward G. Jepsen | Management | | For | | For | |
| | 1.5 | Election of Director: Rita S. Lane | Management | | For | | For | |
| | 1.6 | Election of Director: Robert A. Livingston | Management | | For | | For | |
| | 1.7 | Election of Director: Martin H. Loeffler | Management | | For | | For | |
| | 1.8 | Election of Director: R. Adam Norwitt | Management | | For | | For | |
| | 1.9 | Election of Director: Anne Clarke Wolff | Management | | For | | For | |
| | 2. | Ratify the Selection of Deloitte & Touche LLP as Independent Public Accountants. | Management | | For | | For | |
| | 3. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | | For | | For | |
| | 4. | Ratify and Approve the Amended and Restated 2017 Stock Purchase Option Plan for Key Employees of Amphenol and Subsidiaries. | Management | | For | | For | |
| | 5. | Approve an Amendment to the Company's Certificate of Incorporation to Increase the Number of Authorized Shares. | Management | | For | | For | |
| | 6. | Stockholder Proposal: Improve Our Catch-22 Proxy Access. | Shareholder | | Against | | For | |
| | | THE HOME DEPOT, INC. | | |
| | Security | 437076102 | | Meeting Type | Annual |
| | Ticker Symbol | HD | | Meeting Date | 20-May-2021 | |
| | ISIN | US4370761029 | | Agenda | 935365874 - Management |
| | Record Date | 22-Mar-2021 | | Holding Recon Date | 22-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 19-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Gerard J. Arpey | Management | | For | | For | |
| | 1B. | Election of Director: Ari Bousbib | Management | | For | | For | |
| | 1C. | Election of Director: Jeffery H. Boyd | Management | | For | | For | |
| | 1D. | Election of Director: Gregory D. Brenneman | Management | | For | | For | |
| | 1E. | Election of Director: J. Frank Brown | Management | | For | | For | |
| | 1F. | Election of Director: Albert P. Carey | Management | | For | | For | |
| | 1G. | Election of Director: Helena B. Foulkes | Management | | For | | For | |
| | 1H. | Election of Director: Linda R. Gooden | Management | | For | | For | |
| | 1I. | Election of Director: Wayne M. Hewett | Management | | For | | For | |
| | 1J. | Election of Director: Manuel Kadre | Management | | For | | For | |
| | 1K. | Election of Director: Stephanie C. Linnartz | Management | | For | | For | |
| | 1L. | Election of Director: Craig A. Menear | Management | | For | | For | |
| | 2. | Ratification of the Appointment of KPMG LLP. | Management | | For | | For | |
| | 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | | For | | For | |
| | 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | | Against | | For | |
| | 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | | Against | | For | |
| | 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | | Against | | For | |
| | | NEXTERA ENERGY, INC. | | |
| | Security | 65339F101 | | Meeting Type | Annual |
| | Ticker Symbol | NEE | | Meeting Date | 20-May-2021 | |
| | ISIN | US65339F1012 | | Agenda | 935378201 - Management |
| | Record Date | 23-Mar-2021 | | Holding Recon Date | 23-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 19-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Sherry S. Barrat | Management | | For | | For | |
| | 1B. | Election of Director: James L. Camaren | Management | | For | | For | |
| | 1C. | Election of Director: Kenneth B. Dunn | Management | | For | | For | |
| | 1D. | Election of Director: Naren K. Gursahaney | Management | | For | | For | |
| | 1E. | Election of Director: Kirk S. Hachigian | Management | | For | | For | |
| | 1F. | Election of Director: Amy B. Lane | Management | | For | | For | |
| | 1G. | Election of Director: David L. Porges | Management | | For | | For | |
| | 1H. | Election of Director: James L. Robo | Management | | For | | For | |
| | 1I. | Election of Director: Rudy E. Schupp | Management | | For | | For | |
| | 1J. | Election of Director: John L. Skolds | Management | | For | | For | |
| | 1K. | Election of Director: Lynn M. Utter | Management | | For | | For | |
| | 1L. | Election of Director: Darryl L. Wilson | Management | | For | | For | |
| | 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | | For | | For | |
| | 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | | For | | For | |
| | 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | | For | | Against | |
| | | DTE ENERGY COMPANY | | |
| | Security | 233331107 | | Meeting Type | Annual |
| | Ticker Symbol | DTE | | Meeting Date | 20-May-2021 | |
| | ISIN | US2333311072 | | Agenda | 935381260 - Management |
| | Record Date | 23-Mar-2021 | | Holding Recon Date | 23-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 19-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Gerard M. Anderson | | For | | For | |
| | 2 | David A. Brandon | | For | | For | |
| | 3 | Charles G. McClure, Jr. | | For | | For | |
| | 4 | Gail J. McGovern | | For | | For | |
| | 5 | Mark A. Murray | | For | | For | |
| | 6 | Gerardo Norcia | | For | | For | |
| | 7 | Ruth G. Shaw | | For | | For | |
| | 8 | Robert C. Skaggs, Jr. | | For | | For | |
| | 9 | David A. Thomas | | For | | For | |
| | 10 | Gary H. Torgow | | For | | For | |
| | 11 | James H. Vandenberghe | | For | | For | |
| | 12 | Valerie M. Williams | | For | | For | |
| | 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. | Management | | For | | For | |
| | 3. | Provide a nonbinding vote to approve the Company's executive compensation. | Management | | For | | For | |
| | 4. | Vote on a management proposal to amend and restate the Long-Term Incentive Plan to authorize additional shares. | Management | | For | | For | |
| | 5. | Vote on a shareholder proposal to make additional disclosure of political contributions. | Shareholder | | Against | | For | |
| | 6. | Vote on a shareholder proposal to publish a greenwashing audit. | Shareholder | | Against | | For | |
| | | HONEYWELL INTERNATIONAL INC. | | |
| | Security | 438516106 | | Meeting Type | Annual |
| | Ticker Symbol | HON | | Meeting Date | 21-May-2021 | |
| | ISIN | US4385161066 | | Agenda | 935374861 - Management |
| | Record Date | 26-Mar-2021 | | Holding Recon Date | 26-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 20-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Darius Adamczyk | Management | | For | | For | |
| | 1B. | Election of Director: Duncan B. Angove | Management | | For | | For | |
| | 1C. | Election of Director: William S. Ayer | Management | | For | | For | |
| | 1D. | Election of Director: Kevin Burke | Management | | For | | For | |
| | 1E. | Election of Director: D. Scott Davis | Management | | For | | For | |
| | 1F. | Election of Director: Deborah Flint | Management | | For | | For | |
| | 1G. | Election of Director: Judd Gregg | Management | | For | | For | |
| | 1H. | Election of Director: Grace D. Lieblein | Management | | For | | For | |
| | 1I. | Election of Director: Raymond T. Odierno | Management | | For | | For | |
| | 1J. | Election of Director: George Paz | Management | | For | | For | |
| | 1K. | Election of Director: Robin L. Washington | Management | | For | | For | |
| | 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | |
| | 3. | Approval of Independent Accountants. | Management | | For | | For | |
| | 4. | Shareholder Right To Act By Written Consent. | Shareholder | | Against | | For | |
| | | DOLLAR GENERAL CORPORATION | | |
| | Security | 256677105 | | Meeting Type | Annual |
| | Ticker Symbol | DG | | Meeting Date | 26-May-2021 | |
| | ISIN | US2566771059 | | Agenda | 935374924 - Management |
| | Record Date | 18-Mar-2021 | | Holding Recon Date | 18-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Warren F. Bryant | Management | | For | | For | |
| | 1B. | Election of Director: Michael M. Calbert | Management | | For | | For | |
| | 1C. | Election of Director: Patricia D. Fili-Krushel | Management | | For | | For | |
| | 1D. | Election of Director: Timothy I. McGuire | Management | | For | | For | |
| | 1E. | Election of Director: William C. Rhodes, III | Management | | For | | For | |
| | 1F. | Election of Director: Debra A. Sandler | Management | | For | | For | |
| | 1G. | Election of Director: Ralph E. Santana | Management | | For | | For | |
| | 1H. | Election of Director: Todd J. Vasos | Management | | For | | For | |
| | 2. | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | Management | | For | | For | |
| | 3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021. | Management | | For | | For | |
| | 4. | To approve the Dollar General Corporation 2021 Stock Incentive Plan. | Management | | For | | For | |
| | 5. | To approve an amendment to the amended and restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. | Management | | Abstain | | Against | |
| | 6. | To vote on a shareholder proposal regarding shareholders' ability to call special meetings of shareholders. | Shareholder | | For | | Against | |
| | | CHEVRON CORPORATION | | |
| | Security | 166764100 | | Meeting Type | Annual |
| | Ticker Symbol | CVX | | Meeting Date | 26-May-2021 | |
| | ISIN | US1667641005 | | Agenda | 935390132 - Management |
| | Record Date | 29-Mar-2021 | | Holding Recon Date | 29-Mar-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Wanda M. Austin | Management | | For | | For | |
| | 1B. | Election of Director: John B. Frank | Management | | For | | For | |
| | 1C. | Election of Director: Alice P. Gast | Management | | For | | For | |
| | 1D. | Election of Director: Enrique Hernandez, Jr. | Management | | For | | For | |
| | 1E. | Election of Director: Marillyn A. Hewson | Management | | For | | For | |
| | 1F. | Election of Director: Jon M. Huntsman Jr. | Management | | For | | For | |
| | 1G. | Election of Director: Charles W. Moorman IV | Management | | For | | For | |
| | 1H. | Election of Director: Dambisa F. Moyo | Management | | For | | For | |
| | 1I. | Election of Director: Debra Reed-Klages | Management | | For | | For | |
| | 1J. | Election of Director: Ronald D. Sugar | Management | | For | | For | |
| | 1K. | Election of Director: D. James Umpleby III | Management | | For | | For | |
| | 1L. | Election of Director: Michael K. Wirth | Management | | For | | For | |
| | 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | | For | | For | |
| | 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | For | | For | |
| | 4. | Reduce Scope 3 Emissions. | Shareholder | | Against | | For | |
| | 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | | For | | Against | |
| | 6. | Shift to Public Benefit Corporation. | Shareholder | | Against | | For | |
| | 7. | Report on Lobbying. | Shareholder | | For | | Against | |
| | 8. | Independent Chair. | Shareholder | | For | | Against | |
| | 9. | Special Meetings. | Shareholder | | Against | | For | |
| | | FACEBOOK, INC. | | |
| | Security | 30303M102 | | Meeting Type | Annual |
| | Ticker Symbol | FB | | Meeting Date | 26-May-2021 | |
| | ISIN | US30303M1027 | | Agenda | 935395891 - Management |
| | Record Date | 01-Apr-2021 | | Holding Recon Date | 01-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Peggy Alford | | Withheld | | Against | |
| | 2 | Marc L. Andreessen | | Withheld | | Against | |
| | 3 | Andrew W. Houston | | For | | For | |
| | 4 | Nancy Killefer | | For | | For | |
| | 5 | Robert M. Kimmitt | | For | | For | |
| | 6 | Sheryl K. Sandberg | | For | | For | |
| | 7 | Peter A. Thiel | | For | | For | |
| | 8 | Tracey T. Travis | | For | | For | |
| | 9 | Mark Zuckerberg | | For | | For | |
| | 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 3. | To approve an amendment to the director compensation policy. | Management | | Against | | Against | |
| | 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | | For | | Against | |
| | 5. | A shareholder proposal regarding an independent chair. | Shareholder | | For | | Against | |
| | 6. | A shareholder proposal regarding child exploitation. | Shareholder | | For | | Against | |
| | 7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | | For | | Against | |
| | 8. | A shareholder proposal regarding platform misuse. | Shareholder | | For | | Against | |
| | 9. | A shareholder proposal regarding public benefit corporation. | Shareholder | | Against | | For | |
| | | AMAZON.COM, INC. | | |
| | Security | 023135106 | | Meeting Type | Annual |
| | Ticker Symbol | AMZN | | Meeting Date | 26-May-2021 | |
| | ISIN | US0231351067 | | Agenda | 935397592 - Management |
| | Record Date | 01-Apr-2021 | | Holding Recon Date | 01-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-May-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Jeffrey P. Bezos | Management | | For | | For | |
| | 1B. | Election of Director: Keith B. Alexander | Management | | For | | For | |
| | 1C. | Election of Director: Jamie S. Gorelick | Management | | For | | For | |
| | 1D. | Election of Director: Daniel P. Huttenlocher | Management | | For | | For | |
| | 1E. | Election of Director: Judith A. McGrath | Management | | For | | For | |
| | 1F. | Election of Director: Indra K. Nooyi | Management | | For | | For | |
| | 1G. | Election of Director: Jonathan J. Rubinstein | Management | | For | | For | |
| | 1H. | Election of Director: Thomas O. Ryder | Management | | For | | For | |
| | 1I. | Election of Director: Patricia Q. Stonesifer | Management | | For | | For | |
| | 1J. | Election of Director: Wendell P. Weeks | Management | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | | For | |
| | 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | | For | | Against | |
| | 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | | For | | Against | |
| | 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | | Against | | For | |
| | 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | | For | | Against | |
| | 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | | Against | | For | |
| | 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | | For | | Against | |
| | 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | | Against | | For | |
| | 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | | For | | Against | |
| | 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | | For | | Against | |
| | 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | | For | | Against | |
| | 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | | For | | Against | |
| | | WALMART INC. | | |
| | Security | 931142103 | | Meeting Type | Annual |
| | Ticker Symbol | WMT | | Meeting Date | 02-Jun-2021 | |
| | ISIN | US9311421039 | | Agenda | 935404866 - Management |
| | Record Date | 09-Apr-2021 | | Holding Recon Date | 09-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 01-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Cesar Conde | Management | | For | | For | |
| | 1B. | Election of Director: Timothy P. Flynn | Management | | For | | For | |
| | 1C. | Election of Director: Sarah J. Friar | Management | | For | | For | |
| | 1D. | Election of Director: Carla A. Harris | Management | | For | | For | |
| | 1E. | Election of Director: Thomas W. Horton | Management | | For | | For | |
| | 1F. | Election of Director: Marissa A. Mayer | Management | | For | | For | |
| | 1G. | Election of Director: C. Douglas McMillon | Management | | For | | For | |
| | 1H. | Election of Director: Gregory B. Penner | Management | | For | | For | |
| | 1I. | Election of Director: Steven S Reinemund | Management | | For | | For | |
| | 1J. | Election of Director: Randall L. Stephenson | Management | | For | | For | |
| | 1K. | Election of Director: S. Robson Walton | Management | | For | | For | |
| | 1L. | Election of Director: Steuart L. Walton | Management | | For | | For | |
| | 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | Against | | Against | |
| | 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | | For | | For | |
| | 4. | Report on Refrigerants Released from Operations. | Shareholder | | Against | | For | |
| | 5. | Report on Lobbying Disclosures. | Shareholder | | For | | Against | |
| | 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | | Against | | For | |
| | 7. | Create a Pandemic Workforce Advisory Council. | Shareholder | | Against | | For | |
| | 8. | Report on Statement of the Purpose of a Corporation. | Shareholder | | Against | | For | |
| | | ALPHABET INC. | | |
| | Security | 02079K305 | | Meeting Type | Annual |
| | Ticker Symbol | GOOGL | | Meeting Date | 02-Jun-2021 | |
| | ISIN | US02079K3059 | | Agenda | 935406264 - Management |
| | Record Date | 06-Apr-2021 | | Holding Recon Date | 06-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 01-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Larry Page | Management | | For | | For | |
| | 1B. | Election of Director: Sergey Brin | Management | | For | | For | |
| | 1C. | Election of Director: Sundar Pichai | Management | | For | | For | |
| | 1D. | Election of Director: John L. Hennessy | Management | | For | | For | |
| | 1E. | Election of Director: Frances H. Arnold | Management | | For | | For | |
| | 1F. | Election of Director: L. John Doerr | Management | | Against | | Against | |
| | 1G. | Election of Director: Roger W. Ferguson Jr. | Management | | For | | For | |
| | 1H. | Election of Director: Ann Mather | Management | | Against | | Against | |
| | 1I. | Election of Director: Alan R. Mulally | Management | | For | | For | |
| | 1J. | Election of Director: K. Ram Shriram | Management | | For | | For | |
| | 1K. | Election of Director: Robin L. Washington | Management | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 3. | Approval of Alphabet's 2021 Stock Plan. | Management | | Against | | Against | |
| | 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | | For | | Against | |
| | 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | | For | | Against | |
| | 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | | T-MOBILE US, INC. | | |
| | Security | 872590104 | | Meeting Type | Annual |
| | Ticker Symbol | TMUS | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US8725901040 | | Agenda | 935400921 - Management |
| | Record Date | 07-Apr-2021 | | Holding Recon Date | 07-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 02-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Marcelo Claure | | For | | For | |
| | 2 | Srikant M. Datar | | For | | For | |
| | 3 | Bavan M. Holloway | | For | | For | |
| | 4 | Timotheus Höttges | | For | | For | |
| | 5 | Christian P. Illek | | For | | For | |
| | 6 | Raphael Kübler | | For | | For | |
| | 7 | Thorsten Langheim | | For | | For | |
| | 8 | Dominique Leroy | | For | | For | |
| | 9 | G. Michael Sievert | | For | | For | |
| | 10 | Teresa A. Taylor | | For | | For | |
| | 11 | Omar Tazi | | For | | For | |
| | 12 | Kelvin R. Westbrook | | For | | For | |
| | 13 | Michael Wilkens | | For | | For | |
| | 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | | For | | For | |
| | | NVIDIA CORPORATION | | |
| | Security | 67066G104 | | Meeting Type | Annual |
| | Ticker Symbol | NVDA | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US67066G1040 | | Agenda | 935402343 - Management |
| | Record Date | 05-Apr-2021 | | Holding Recon Date | 05-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 02-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Robert K. Burgess | Management | | For | | For | |
| | 1B. | Election of Director: Tench Coxe | Management | | For | | For | |
| | 1C. | Election of Director: John O. Dabiri | Management | | For | | For | |
| | 1D. | Election of Director: Persis S. Drell | Management | | For | | For | |
| | 1E. | Election of Director: Jen-Hsun Huang | Management | | For | | For | |
| | 1F. | Election of Director: Dawn Hudson | Management | | For | | For | |
| | 1G. | Election of Director: Harvey C. Jones | Management | | For | | For | |
| | 1H. | Election of Director: Michael G. McCaffery | Management | | For | | For | |
| | 1I. | Election of Director: Stephen C. Neal | Management | | For | | For | |
| | 1J. | Election of Director: Mark L. Perry | Management | | For | | For | |
| | 1K. | Election of Director: A. Brooke Seawell | Management | | For | | For | |
| | 1L. | Election of Director: Aarti Shah | Management | | For | | For | |
| | 1M. | Election of Director: Mark A. Stevens | Management | | For | | For | |
| | 2. | Approval of our executive compensation. | Management | | For | | For | |
| | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | | For | | For | |
| | 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Management | | For | | For | |
| | | UNITEDHEALTH GROUP INCORPORATED | | |
| | Security | 91324P102 | | Meeting Type | Annual |
| | Ticker Symbol | UNH | | Meeting Date | 07-Jun-2021 | |
| | ISIN | US91324P1021 | | Agenda | 935414879 - Management |
| | Record Date | 09-Apr-2021 | | Holding Recon Date | 09-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 04-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Richard T. Burke | Management | | For | | For | |
| | 1B. | Election of Director: Timothy P. Flynn | Management | | For | | For | |
| | 1C. | Election of Director: Stephen J. Hemsley | Management | | For | | For | |
| | 1D. | Election of Director: Michele J. Hooper | Management | | For | | For | |
| | 1E. | Election of Director: F. William McNabb III | Management | | For | | For | |
| | 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | | For | | For | |
| | 1G. | Election of Director: John H. Noseworthy, M.D. | Management | | For | | For | |
| | 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | | For | | For | |
| | 1I. | Election of Director: Andrew Witty | Management | | For | | For | |
| | 2. | Advisory approval of the Company's executive compensation. | Management | | For | | For | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | | For | | For | |
| | 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | | For | | For | |
| | 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | | Against | | For | |
| | | FORTIVE CORPORATION | | |
| | Security | 34959J108 | | Meeting Type | Annual |
| | Ticker Symbol | FTV | | Meeting Date | 08-Jun-2021 | |
| | ISIN | US34959J1088 | | Agenda | 935402292 - Management |
| | Record Date | 12-Apr-2021 | | Holding Recon Date | 12-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 07-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Daniel L. Comas | Management | | For | | For | |
| | 1B. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Feroz Dewan | Management | | For | | For | |
| | 1C. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Sharmistha Dubey | Management | | For | | For | |
| | 1D. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Rejji P. Hayes | Management | | For | | For | |
| | 1E. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: James A. Lico | Management | | For | | For | |
| | 1F. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Kate D. Mitchell | Management | | For | | For | |
| | 1G. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Jeannine P. Sargent | Management | | For | | For | |
| | 1H. | Election of Director to serve for a one-year term expiring at the 2022 annual meeting: Alan G. Spoon | Management | | For | | For | |
| | 2. | To ratify the selection of Ernst & Young LLP as Fortive's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | |
| | 3. | To approve on an advisory basis Fortive's named executive officer compensation. | Management | | Against | | Against | |
| | 4. | To approve Fortive's Amendment to Amended and Restated Certificate of Incorporation to allow holders of at least 25% of Fortive's outstanding shares of common stock to call a special meeting of the shareholders. | Management | | For | | For | |
| | 5. | To consider and act upon a shareholder proposal regarding shareholders' ability to act by written consent. | Shareholder | | For | | Against | |
| | | FREEPORT-MCMORAN INC. | | |
| | Security | 35671D857 | | Meeting Type | Annual |
| | Ticker Symbol | FCX | | Meeting Date | 08-Jun-2021 | |
| | ISIN | US35671D8570 | | Agenda | 935412762 - Management |
| | Record Date | 12-Apr-2021 | | Holding Recon Date | 12-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 07-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: David P. Abney | Management | | For | | For | |
| | 1.2 | Election of Director: Richard C. Adkerson | Management | | For | | For | |
| | 1.3 | Election of Director: Robert W. Dudley | Management | | For | | For | |
| | 1.4 | Election of Director: Lydia H. Kennard | Management | | Against | | Against | |
| | 1.5 | Election of Director: Dustan E. McCoy | Management | | For | | For | |
| | 1.6 | Election of Director: John J. Stephens | Management | | For | | For | |
| | 1.7 | Election of Director: Frances Fragos Townsend | Management | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | |
| | 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | |
| | | MONOLITHIC POWER SYSTEMS, INC. | | |
| | Security | 609839105 | | Meeting Type | Annual |
| | Ticker Symbol | MPWR | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US6098391054 | | Agenda | 935418966 - Management |
| | Record Date | 19-Apr-2021 | | Holding Recon Date | 19-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 09-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Eugen Elmiger | | For | | For | |
| | 2 | Jeff Zhou | | For | | For | |
| | 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | |
| | 3. | Approve, on an advisory basis, the 2020 executive compensation. | Management | | Against | | Against | |
| | | GENERAL MOTORS COMPANY | | |
| | Security | 37045V100 | | Meeting Type | Annual |
| | Ticker Symbol | GM | | Meeting Date | 14-Jun-2021 | |
| | ISIN | US37045V1008 | | Agenda | 935420632 - Management |
| | Record Date | 15-Apr-2021 | | Holding Recon Date | 15-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 11-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Mary T. Barra | Management | | For | | For | |
| | 1B. | Election of Director: Wesley G. Bush | Management | | For | | For | |
| | 1C. | Election of Director: Linda R. Gooden | Management | | For | | For | |
| | 1D. | Election of Director: Joseph Jimenez | Management | | For | | For | |
| | 1E. | Election of Director: Jane L. Mendillo | Management | | For | | For | |
| | 1F. | Election of Director: Judith A. Miscik | Management | | For | | For | |
| | 1G. | Election of Director: Patricia F. Russo | Management | | For | | For | |
| | 1H. | Election of Director: Thomas M. Schoewe | Management | | For | | For | |
| | 1I. | Election of Director: Carol M. Stephenson | Management | | For | | For | |
| | 1J. | Election of Director: Mark A. Tatum | Management | | For | | For | |
| | 1K. | Election of Director: Devin N. Wenig | Management | | For | | For | |
| | 1L. | Election of Director: Margaret C. Whitman | Management | | For | | For | |
| | 2. | Advisory Approval of Named Executive Officer Compensation. | Management | | For | | For | |
| | 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | | For | | For | |
| | 4. | Shareholder Proposal Regarding Shareholder Written Consent. | Shareholder | | For | | Against | |
| | 5. | Shareholder Proposal Regarding a Report on Greenhouse Gas Emissions Targets as a Performance Element of Executive Compensation. | Shareholder | | For | | Against | |
| | | WESTERN ALLIANCE BANCORPORATION | | |
| | Security | 957638109 | | Meeting Type | Annual |
| | Ticker Symbol | WAL | | Meeting Date | 15-Jun-2021 | |
| | ISIN | US9576381092 | | Agenda | 935419146 - Management |
| | Record Date | 16-Apr-2021 | | Holding Recon Date | 16-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 14-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Bruce Beach | Management | | For | | For | |
| | 1B. | Election of Director: Juan Figuereo | Management | | For | | For | |
| | 1C. | Election of Director: Howard Gould | Management | | For | | For | |
| | 1D. | Election of Director: Steven Hilton | Management | | For | | For | |
| | 1E. | Election of Director: Marianne Boyd Johnson | Management | | For | | For | |
| | 1F. | Election of Director: Robert Latta | Management | | For | | For | |
| | 1G. | Election of Director: Adriane McFetridge | Management | | For | | For | |
| | 1H. | Election of Director: Michael Patriarca | Management | | For | | For | |
| | 1I. | Election of Director: Robert Sarver | Management | | For | | For | |
| | 1J. | Election of Director: Bryan Segedi | Management | | For | | For | |
| | 1K. | Election of Director: Donald Snyder | Management | | For | | For | |
| | 1L. | Election of Director: Sung Won Sohn, Ph.D. | Management | | For | | For | |
| | 1M. | Election of Director: Kenneth A. Vecchione | Management | | For | | For | |
| | 2. | Approve, on a non-binding advisory basis, executive compensation. | Management | | For | | For | |
| | 3. | Ratify the appointment of RSM US LLP as the Company's independent auditor. | Management | | For | | For | |
| | | ACTIVISION BLIZZARD, INC. | | |
| | Security | 00507V109 | | Meeting Type | Annual |
| | Ticker Symbol | ATVI | | Meeting Date | 21-Jun-2021 | |
| | ISIN | US00507V1098 | | Agenda | 935427749 - Management |
| | Record Date | 19-Apr-2021 | | Holding Recon Date | 19-Apr-2021 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 18-Jun-2021 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Reveta Bowers | Management | | For | | For | |
| | 1B. | Election of Director: Robert Corti | Management | | For | | For | |
| | 1C. | Election of Director: Hendrik Hartong III | Management | | For | | For | |
| | 1D. | Election of Director: Brian Kelly | Management | | For | | For | |
| | 1E. | Election of Director: Robert Kotick | Management | | For | | For | |
| | 1F. | Election of Director: Barry Meyer | Management | | For | | For | |
| | 1G. | Election of Director: Robert Morgado | Management | | For | | For | |
| | 1H. | Election of Director: Peter Nolan | Management | | For | | For | |
| | 1I. | Election of Director: Dawn Ostroff | Management | | For | | For | |
| | 1J. | Election of Director: Casey Wasserman | Management | | For | | For | |
| | 2. | To provide advisory approval of our executive compensation. | Management | | Against | | Against | |
| | 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | |
| Investment Company Report |
| | STEELCASE INC. | | |
| | Security | 858155203 | | | | Meeting Type | Annual |
| | Ticker Symbol | SCS | | | | Meeting Date | 15-Jul-2020 | |
| | ISIN | US8581552036 | | | | Agenda | 935229662 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Lawrence J. Blanford | Management | | For | | For | | |
| | 1B. | Election of Director: Timothy C. E. Brown | Management | | For | | For | | |
| | 1C. | Election of Director: Connie K. Duckworth | Management | | For | | For | | |
| | 1D. | Election of Director: James P. Keane | Management | | For | | For | | |
| | 1E. | Election of Director: Todd P. Kelsey | Management | | For | | For | | |
| | 1F. | Election of Director: Jennifer C. Niemann | Management | | For | | For | | |
| | 1G. | Election of Director: Robert C. Pew III | Management | | For | | For | | |
| | 1H. | Election of Director: Cathy D. Ross | Management | | For | | For | | |
| | 1I. | Election of Director: Catherine C. B. Schmelter | Management | | For | | For | | |
| | 1J. | Election of Director: Peter M. Wege II | Management | | For | | For | | |
| | 1K. | Election of Director: Kate Pew Wolters | Management | | For | | For | | |
| | 2. | Advisory vote to approve named executive officer compensation | Management | | For | | For | | |
| | 3. | Ratification of independent registered public accounting firm | Management | | For | | For | | |
| | MARVELL TECHNOLOGY GROUP LTD. | | |
| | Security | G5876H105 | | | | Meeting Type | Annual |
| | Ticker Symbol | MRVL | | | | Meeting Date | 23-Jul-2020 | |
| | ISIN | BMG5876H1051 | | | | Agenda | 935232126 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Tudor Brown | Management | | For | | For | | |
| | 1B. | Election of Director: Brad Buss | Management | | For | | For | | |
| | 1C. | Election of Director: Edward Frank | Management | | For | | For | | |
| | 1D. | Election of Director: Richard S. Hill | Management | | For | | For | | |
| | 1E. | Election of Director: Bethany Mayer | Management | | For | | For | | |
| | 1F. | Election of Director: Matthew J. Murphy | Management | | For | | For | | |
| | 1G. | Election of Director: Michael Strachan | Management | | For | | For | | |
| | 1H. | Election of Director: Robert E. Switz | Management | | For | | For | | |
| | 2. | An advisory (non-binding) vote to approve compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | The appointment of Deloitte & Touche LLP as our auditors and independent registered public accounting firm, and authorization of the audit committee, acting on behalf of our board of directors, to fix the remuneration of the firm for the fiscal year ending January 30, 2021. | Management | | For | | For | | |
| | PLANTRONICS, INC. | | |
| | Security | 727493108 | | | | Meeting Type | Annual |
| | Ticker Symbol | PLT | | | | Meeting Date | 27-Jul-2020 | |
| | ISIN | US7274931085 | | | | Agenda | 935235285 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Robert Hagerty | Management | | For | | For | | |
| | 1B. | Election of Director: Marv Tseu | Management | | For | | For | | |
| | 1C. | Election of Director: Frank Baker | Management | | For | | For | | |
| | 1D. | Election of Director: Kathy Crusco | Management | | For | | For | | |
| | 1E. | Election of Director: Brian Dexheimer | Management | | For | | For | | |
| | 1F. | Election of Director: Gregg Hammann | Management | | For | | For | | |
| | 1G. | Election of Director: John Hart | Management | | For | | For | | |
| | 1H. | Election of Director: Guido Jouret | Management | | For | | For | | |
| | 1I. | Election of Director: Marshall Mohr | Management | | For | | For | | |
| | 1J. | Election of Director: Daniel Moloney | Management | | For | | For | | |
| | 2. | Approve the amendment and restatement of the Plantronics, Inc. 2002 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 3. | Approve the amendment and restatement of the Plantronics, Inc. 2003 Stock Plan. | Management | | Against | | Against | | |
| | 4. | Ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Plantronics, Inc. for fiscal year 2021. | Management | | For | | For | | |
| | 5. | Approve, on an advisory basis, the compensation of Plantronics Inc.'s named executive officers. | Management | | For | | For | | |
| | NETSCOUT SYSTEMS, INC. | | |
| | Security | 64115T104 | | | | Meeting Type | Annual |
| | Ticker Symbol | NTCT | | | | Meeting Date | 10-Sep-2020 | |
| | ISIN | US64115T1043 | | | | Agenda | 935252736 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Joseph G. Hadzima, Jr. | | | | For | | For | | |
| | | | 2 | Christopher Perretta | | | | For | | For | | |
| | | | 3 | Susan L. Spradley | | | | For | | For | | |
| | 2. | To approve an amendment and restatement of the NetScout Systems, Inc. 2019 Equity Incentive Plan as described in Proposal 2 in the proxy statement. | Management | | Against | | Against | | |
| | 3. | To ratify the appointment of PricewaterhouseCoopers LLP as NetScout's independent registered public accounting firm for the fiscal year ended March 31, 2021. | Management | | For | | For | | |
| | 4. | To approve, on an advisory basis, the compensation of NetScout's named executive officers as disclosed in the proxy statement in accordance with Securities and Exchange Commission rules. | Management | | For | | For | | |
| | PATTERSON COMPANIES, INC. | | |
| | Security | 703395103 | | | | Meeting Type | Annual |
| | Ticker Symbol | PDCO | | | | Meeting Date | 14-Sep-2020 | |
| | ISIN | US7033951036 | | | | Agenda | 935253384 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: John D. Buck | Management | | For | | For | | |
| | 1B. | Election of Director: Alex N. Blanco | Management | | For | | For | | |
| | 1C. | Election of Director: Jody H. Feragen | Management | | For | | For | | |
| | 1D. | Election of Director: Robert C. Frenzel | Management | | For | | For | | |
| | 1E. | Election of Director: Francis J. Malecha | Management | | For | | For | | |
| | 1F. | Election of Director: Ellen A. Rudnick | Management | | For | | For | | |
| | 1G. | Election of Director: Neil A. Schrimsher | Management | | For | | For | | |
| | 1H. | Election of Director: Mark S. Walchirk | Management | | For | | For | | |
| | 2. | Advisory approval of executive compensation. | Management | | For | | For | | |
| | 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. | Management | | For | | For | | |
| | AAR CORP. | | |
| | Security | 000361105 | | | | Meeting Type | Annual |
| | Ticker Symbol | AIR | | | | Meeting Date | 07-Oct-2020 | |
| | ISIN | US0003611052 | | | | Agenda | 935264058 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: H. John Gilbertson, Jr. | Management | | For | | For | | |
| | 1B. | Election of Director: Robert F. Leduc | Management | | For | | For | | |
| | 1C. | Election of Director: Duncan J. McNabb | Management | | For | | For | | |
| | 1D. | Election of Director: Peter Pace | Management | | For | | For | | |
| | 2. | Advisory proposal to approve our Fiscal 2020 executive compensation. | Management | | For | | For | | |
| | 3. | Approve amendments to the AAR CORP. 2013 Stock Plan. | Management | | Against | | Against | | |
| | 4. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2021. | Management | | For | | For | | |
| | KENNAMETAL INC. | | |
| | Security | 489170100 | | | | Meeting Type | Annual |
| | Ticker Symbol | KMT | | | | Meeting Date | 27-Oct-2020 | |
| | ISIN | US4891701009 | | | | Agenda | 935269844 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Joseph Alvarado | | | | For | | For | | |
| | | | 2 | Cindy L. Davis | | | | For | | For | | |
| | | | 3 | William J. Harvey | | | | For | | For | | |
| | | | 4 | William M. Lambert | | | | For | | For | | |
| | | | 5 | Lorraine M. Martin | | | | For | | For | | |
| | | | 6 | Sagar A. Patel | | | | For | | For | | |
| | | | 7 | Christopher Rossi | | | | For | | For | | |
| | | | 8 | Lawrence W Stranghoener | | | | For | | For | | |
| | | | 9 | Steven H. Wunning | | | | For | | For | | |
| | 2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2021. | Management | | For | | For | | |
| | 3. | Non-Binding (Advisory) Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | Management | | For | | For | | |
| | 4. | Approval of the Kennametal Inc. 2020 Stock and Incentive Plan. | Management | | Against | | Against | | |
| | PCSB FINANCIAL CORPORATION | | |
| | Security | 69324R104 | | | | Meeting Type | Annual |
| | Ticker Symbol | PCSB | | | | Meeting Date | 28-Oct-2020 | |
| | ISIN | US69324R1041 | | | | Agenda | 935275203 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard F. Weiss | | | | For | | For | | |
| | | | 2 | Karl A. Thimm | | | | For | | For | | |
| | | | 3 | Michael T. Weber | | | | For | | For | | |
| | | | 4 | Dr. Marsha Gordon | | | | For | | For | | |
| | 2. | To ratify the appointment of Crowe Howarth LLP to serve as the independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | | |
| | SOUTH STATE CORPORATION | | |
| | Security | 840441109 | | | | Meeting Type | Annual |
| | Ticker Symbol | SSB | | | | Meeting Date | 29-Oct-2020 | |
| | ISIN | US8404411097 | | | | Agenda | 935267054 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert R. Hill, Jr. | | | | For | | For | | |
| | | | 2 | Jean E. Davis | | | | For | | For | | |
| | | | 3 | Martin B. Davis | | | | For | | For | | |
| | | | 4 | John H. Holcomb III | | | | For | | For | | |
| | | | 5 | Charles. W. McPherson | | | | For | | For | | |
| | | | 6 | Ernest S. Pinner | | | | For | | For | | |
| | | | 7 | G. Ruffner Page, Jr. | | | | For | | For | | |
| | | | 8 | Joshua A. Snively | | | | For | | For | | |
| | | | 9 | John C. Corbett | | | | For | | For | | |
| | | | 10 | William K. Pou, Jr. | | | | For | | For | | |
| | | | 11 | David G. Salyers | | | | For | | For | | |
| | 2. | Approval of an amendment to South State Corporation's Articles of Incorporation to eliminate the classified structure of the Board of Directors. | Management | | For | | For | | |
| | 3. | Approval of the amendment and restatement of South State Corporation's Employee Stock Purchase Plan to increase the number of shares of our common stock that may be issued under the plan by up to 1,400,000 shares. | Management | | For | | For | | |
| | 4. | Approval of the 2020 Omnibus Incentive Plan. | Management | | For | | For | | |
| | 5. | Approval, as an advisory, non-binding vote, of the compensation of our named executive officers. | Management | | For | | For | | |
| | 6. | Ratification, as an advisory, non-binding vote, of the appointment of Dixon Hughes Goodman LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | EXTREME NETWORKS, INC. | | |
| | Security | 30226D106 | | | | Meeting Type | Annual |
| | Ticker Symbol | EXTR | | | | Meeting Date | 05-Nov-2020 | |
| | ISIN | US30226D1063 | | | | Agenda | 935275607 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Charles P. Carinalli | | | | For | | For | | |
| | | | 2 | Kathleen M. Holmgren | | | | For | | For | | |
| | | | 3 | Rajendra Khanna | | | | For | | For | | |
| | | | 4 | Edward H. Kennedy | | | | For | | For | | |
| | | | 5 | Edward B. Meyercord | | | | For | | For | | |
| | | | 6 | John C. Shoemaker | | | | For | | For | | |
| | | | 7 | Ingrid J. Burton | | | | For | | For | | |
| | 2. | Advisory vote to Approve Executive Compensation. | Management | | For | | For | | |
| | 3. | Ratify the Appointment of Independent Auditors for the Fiscal Year ending June 30, 2021. | Management | | For | | For | | |
| | 4. | Ratify Amendment No. 8 to the Company's Amended and Restated Rights Agreement to extend the agreement until May 31, 2021. | Management | | For | | For | | |
| | MEREDITH CORPORATION | | |
| | Security | 589433101 | | | | Meeting Type | Annual |
| | Ticker Symbol | MDP | | | | Meeting Date | 11-Nov-2020 | |
| | ISIN | US5894331017 | | | | Agenda | 935277764 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Elizabeth E. Tallett# | | | | For | | For | | |
| | | | 2 | Donald A. Baer* | | | | For | | For | | |
| | | | 3 | Gregory G. Coleman* | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To vote on a proposed amendment and restatement of the Meredith Corporation Employee Stock Purchase Plan of 2002. | Management | | For | | For | | |
| | 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending June 30, 2021. | Management | | For | | For | | |
| | 5. | To approve an amendment to our Restated Articles of Incorporation to clarify our ability to make distributions to our shareholders in separate classes of stock of our subsidiaries comparable to the classes of common stock and Class B stock held by them. | Management | | For | | For | | |
| | ETHAN ALLEN INTERIORS INC. | | |
| | Security | 297602104 | | | | Meeting Type | Annual |
| | Ticker Symbol | ETH | | | | Meeting Date | 12-Nov-2020 | |
| | ISIN | US2976021046 | | | | Agenda | 935277675 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: M. Farooq Kathwari | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: James B. Carlson | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: John J. Dooner, Jr. | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Domenick J. Esposito | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Mary Garrett | Management | | For | | For | | |
| | 1F. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: James W. Schmotter | Management | | For | | For | | |
| | 1G. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Tara I. Stacom | Management | | For | | For | | |
| | 2. | To approve by a non-binding advisory vote, executive compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2021 fiscal year | Management | | For | | For | | |
| | LUMENTUM HOLDINGS INC. | | |
| | Security | 55024U109 | | | | Meeting Type | Annual |
| | Ticker Symbol | LITE | | | | Meeting Date | 19-Nov-2020 | |
| | ISIN | US55024U1097 | | | | Agenda | 935276875 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Penelope A. Herscher | Management | | For | | For | | |
| | 1B. | Election of Director: Harold L. Covert | Management | | For | | For | | |
| | 1C. | Election of Director: Julia S. Johnson | Management | | For | | For | | |
| | 1D. | Election of Director: Brian J. Lillie | Management | | For | | For | | |
| | 1E. | Election of Director: Alan S. Lowe | Management | | For | | For | | |
| | 1F. | Election of Director: Ian S. Small | Management | | For | | For | | |
| | 1G. | Election of Director: Janet S. Wong | Management | | For | | For | | |
| | 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 3, 2021. | Management | | For | | For | | |
| | BOTTOMLINE TECHNOLOGIES (DE), INC. | | |
| | Security | 101388106 | | | | Meeting Type | Annual |
| | Ticker Symbol | EPAY | | | | Meeting Date | 19-Nov-2020 | |
| | ISIN | US1013881065 | | | | Agenda | 935286131 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Keneth J. D'Amato | | | | For | | For | | |
| | | | 2 | Robert A. Eberle | | | | For | | For | | |
| | | | 3 | Jeffrey C. Leathe | | | | For | | For | | |
| | 2. | Non-binding advisory vote to approve executive compensation. | Management | | For | | For | | |
| | 3. | Approval of the amendment to the Company's 2019 Stock Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder by 2,200,000. | Management | | Against | | Against | | |
| | 4. | Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. | Management | | For | | For | | |
| | THE HAIN CELESTIAL GROUP, INC. | | |
| | Security | 405217100 | | | | Meeting Type | Annual |
| | Ticker Symbol | HAIN | | | | Meeting Date | 24-Nov-2020 | |
| | ISIN | US4052171000 | | | | Agenda | 935283630 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Richard A. Beck | Management | | For | | For | | |
| | 1b. | Election of Director: Celeste A. Clark | Management | | For | | For | | |
| | 1c. | Election of Director: Dean Hollis | Management | | For | | For | | |
| | 1d. | Election of Director: Shervin J. Korangy | Management | | For | | For | | |
| | 1e. | Election of Director: Mark L. Schiller | Management | | For | | For | | |
| | 1f. | Election of Director: Michael B. Sims | Management | | For | | For | | |
| | 1g. | Election of Director: Glenn W. Welling | Management | | For | | For | | |
| | 1h. | Election of Director: Dawn M. Zier | Management | | For | | For | | |
| | 2. | To approve, on an advisory basis, named executive officer compensation. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2021. | Management | | For | | For | | |
| | COMTECH TELECOMMUNICATIONS CORP. | | |
| | Security | 205826209 | | | | Meeting Type | Annual |
| | Ticker Symbol | CMTL | | | | Meeting Date | 08-Dec-2020 | |
| | ISIN | US2058262096 | | | | Agenda | 935305789 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Ira S. Kaplan | Management | | For | | For | | |
| | 1b. | Election of Director: Lisa Lesavoy | Management | | For | | For | | |
| | 1c. | Election of Director: Dr. Yacov A. Shamash | Management | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | | For | | For | | |
| | WINNEBAGO INDUSTRIES, INC. | | |
| | Security | 974637100 | | | | Meeting Type | Annual |
| | Ticker Symbol | WGO | | | | Meeting Date | 15-Dec-2020 | |
| | ISIN | US9746371007 | | | | Agenda | 935291396 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Sara E. Armbruster | | | | For | | For | | |
| | | | 2 | William C. Fisher | | | | For | | For | | |
| | | | 3 | Michael J. Happe | | | | For | | For | | |
| | 2. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accountant for Fiscal 2021. | Management | | For | | For | | |
| | 4. | Amend the Company's Articles of Incorporation to increase the authorized common stock. | Management | | For | | For | | |
| | THE GREENBRIER COMPANIES, INC. | | |
| | Security | 393657101 | | | | Meeting Type | Annual |
| | Ticker Symbol | GBX | | | | Meeting Date | 06-Jan-2021 | |
| | ISIN | US3936571013 | | | | Agenda | 935300486 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: William A. Furman | Management | | For | | For | | |
| | 1b. | Election of Director: Charles J. Swindells | Management | | For | | For | | |
| | 1c. | Election of Director: Kelly M. Williams | Management | | For | | For | | |
| | 2. | Advisory approval of the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Approval of the Company's 2021 Stock Incentive Plan. | Management | | For | | For | | |
| | 4. | Ratification of the appointment of KPMG LLP as the Company's independent auditors for 2021. | Management | | For | | For | | |
| | 5. | A shareholder proposal entitled "Independent Board Chair". | Shareholder | | Against | | For | | |
| | WASHINGTON FEDERAL, INC. | | |
| | Security | 938824109 | | | | Meeting Type | Annual |
| | Ticker Symbol | WAFD | | | | Meeting Date | 26-Jan-2021 | |
| | ISIN | US9388241096 | | | | Agenda | 935315069 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Mark N. Tabbutt | | | | For | | For | | |
| | | | 2 | Brent J. Beardall | | | | For | | For | | |
| | | | 3 | S. Steven Singh | | | | For | | For | | |
| | 2. | ADVISORY VOTE ON THE COMPENSATION OF WASHINGTON FEDERAL'S NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | | For | | For | | |
| | MUELLER WATER PRODUCTS, INC. | | |
| | Security | 624758108 | | | | Meeting Type | Annual |
| | Ticker Symbol | MWA | | | | Meeting Date | 09-Feb-2021 | |
| | ISIN | US6247581084 | | | | Agenda | 935318180 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Shirley C. Franklin | Management | | For | | For | | |
| | 1B. | Election of Director: Scott Hall | Management | | For | | For | | |
| | 1C. | Election of Director: Thomas J. Hansen | Management | | For | | For | | |
| | 1D. | Election of Director: Jerry W. Kolb | Management | | For | | For | | |
| | 1E. | Election of Director: Mark J. O'Brien | Management | | For | | For | | |
| | 1F. | Election of Director: Christine Ortiz | Management | | For | | For | | |
| | 1G. | Election of Director: Bernard G. Rethore | Management | | For | | For | | |
| | 1H. | Election of Director: Lydia W. Thomas | Management | | For | | For | | |
| | 1I. | Election of Director: Michael T. Tokarz | Management | | For | | For | | |
| | 1J. | Election of Director: Stephen C. Van Arsdell | Management | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | | For | | For | | |
| | EVOQUA WATER TECHNOLOGIES CORP. | | |
| | Security | 30057T105 | | | | Meeting Type | Annual |
| | Ticker Symbol | AQUA | | | | Meeting Date | 16-Feb-2021 | |
| | ISIN | US30057T1051 | | | | Agenda | 935320882 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gary A. Cappeline | | | | For | | For | | |
| | | | 2 | Lisa Glatch | | | | For | | For | | |
| | | | 3 | Brian R. Hoesterey | | | | For | | For | | |
| | | | 4 | Vinay Kumar | | | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of our named executive officers; and | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | | For | | For | | |
| | CMC MATERIALS, INC. | | |
| | Security | 12571T100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CCMP | | | | Meeting Date | 03-Mar-2021 | |
| | ISIN | US12571T1007 | | | | Agenda | 935326264 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Barbara A. Klein | | | | For | | For | | |
| | | | 2 | David H. Li | | | | For | | For | | |
| | | | 3 | William P. Noglows | | | | For | | For | | |
| | 2. | Non-binding stockholder advisory approval of our named executive officer compensation. | Management | | For | | For | | |
| | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditors for fiscal year 2021. | Management | | For | | For | | |
| | 4. | Approval of the CMC Materials, Inc. 2021 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| | ABM INDUSTRIES INCORPORATED | | |
| | Security | 000957100 | | | | Meeting Type | Annual |
| | Ticker Symbol | ABM | | | | Meeting Date | 24-Mar-2021 | |
| | ISIN | US0009571003 | | | | Agenda | 935333409 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Linda Chavez | Management | | For | | For | | |
| | 1B. | Election of Director: Art A. Garcia | Management | | For | | For | | |
| | 1C. | Election of Director: Jill M. Golder | Management | | For | | For | | |
| | 1D. | Election of Director: Scott Salmirs | Management | | For | | For | | |
| | 2. | To approve the ABM 2021 Equity and Incentive Compensation Plan. | Management | | For | | For | | |
| | 3. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| | 4. | To ratify the appointment of KPMG LLP as ABM Industries Incorporated's independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | | For | | For | | |
| | MARVELL TECHNOLOGY GROUP LTD. | | |
| | Security | G5876H105 | | | | Meeting Type | Special |
| | Ticker Symbol | MRVL | | | | Meeting Date | 15-Apr-2021 | |
| | ISIN | BMG5876H1051 | | | | Agenda | 935353475 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To approve an amendment to Marvell's Fourth Amended and Restated Bye-Laws to reduce the shareholder vote required to approve a merger with any other company from the affirmative vote of 75% of the votes cast at a general meeting of the shareholders, the statutory default under Bermuda law, to a simple majority of the votes cast at a general meeting of the shareholders. | Management | | For | | For | | |
| | 2. | THE MARVELL MERGER PROPOSAL. To approve: (i) the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020, by and among Marvell, Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"). | Management | | For | | For | | |
| | 3. | THE MARVELL ADJOURNMENT PROPOSAL: To approve the adjournment of the Marvell shareholder meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Marvell shareholder meeting to approve the Marvell Bye-Law Amendment Proposal or the Marvell Merger Proposal. | Management | | For | | For | | |
| | VALLEY NATIONAL BANCORP | | |
| | Security | 919794107 | | | | Meeting Type | Annual |
| | Ticker Symbol | VLY | | | | Meeting Date | 19-Apr-2021 | |
| | ISIN | US9197941076 | | | | Agenda | 935341266 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Andrew B. Abramson | Management | | For | | For | | |
| | 1B. | Election of Director: Peter J. Baum | Management | | For | | For | | |
| | 1C. | Election of Director: Eric P. Edelstein | Management | | For | | For | | |
| | 1D. | Election of Director: Marc J. Lenner | Management | | For | | For | | |
| | 1E. | Election of Director: Peter V. Maio | Management | | For | | For | | |
| | 1F. | Election of Director: Ira Robbins | Management | | For | | For | | |
| | 1G. | Election of Director: Suresh L. Sani | Management | | For | | For | | |
| | 1H. | Election of Director: Lisa J. Schultz | Management | | For | | For | | |
| | 1I. | Election of Director: Jennifer W. Steans | Management | | For | | For | | |
| | 1J. | Election of Director: Jeffrey S. Wilks | Management | | For | | For | | |
| | 1K. | Election of Director: Dr. Sidney S. Williams, Jr. | Management | | For | | For | | |
| | 2. | An advisory vote on named executive officer compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | Adoption of the Valley National Bancorp 2021 Incentive Compensation Plan. | Management | | For | | For | | |
| | 5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | | Against | | For | | |
| | UMPQUA HOLDINGS CORPORATION | | |
| | Security | 904214103 | | | | Meeting Type | Annual |
| | Ticker Symbol | UMPQ | | | | Meeting Date | 20-Apr-2021 | |
| | ISIN | US9042141039 | | | | Agenda | 935340454 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to Serve until 2022 Annual General Meeting: Peggy Fowler | Management | | For | | For | | |
| | 1B. | Election of Director to Serve until 2022 Annual General Meeting: Stephen Gambee | Management | | For | | For | | |
| | 1C. | Election of Director to Serve until 2022 Annual General Meeting: James Greene | Management | | For | | For | | |
| | 1D. | Election of Director to Serve until 2022 Annual General Meeting: Luis Machuca | Management | | For | | For | | |
| | 1E. | Election of Director to Serve until 2022 Annual General Meeting: Maria Pope | Management | | For | | For | | |
| | 1F. | Election of Director to Serve until 2022 Annual General Meeting: Cort O'Haver | Management | | For | | For | | |
| | 1G. | Election of Director to Serve until 2022 Annual General Meeting: John Schultz | Management | | For | | For | | |
| | 1H. | Election of Director to Serve until 2022 Annual General Meeting: Susan Stevens | Management | | For | | For | | |
| | 1I. | Election of Director to Serve until 2022 Annual General Meeting: Hilliard Terry | Management | | For | | For | | |
| | 1J. | Election of Director to Serve until 2022 Annual General Meeting: Bryan Timm | Management | | For | | For | | |
| | 1K. | Election of Director to Serve until 2022 Annual General Meeting: Anddria Varnado | Management | | For | | For | | |
| | 2. | RATIFICATION OF SELECTION OF REGISTERED PUBLIC ACCOUNTING FIRM: The Audit and Compliance Committee has selected Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY): We are requesting a vote on the following resolution: "RESOLVED, that the shareholders approve the compensation of the named executive officers as described in the Compensation Discussion and Analysis and the tabular and accompanying narrative disclosure of named executive officer compensation in the Proxy Statement for the 2021 Annual Meeting of Shareholders". | Management | | For | | For | | |
| | AMN HEALTHCARE SERVICES, INC. | | |
| | Security | 001744101 | | | | Meeting Type | Annual |
| | Ticker Symbol | AMN | | | | Meeting Date | 21-Apr-2021 | |
| | ISIN | US0017441017 | | | | Agenda | 935346331 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Mark G. Foletta | Management | | For | | For | | |
| | 1B. | Election of Director: Teri G. Fontenot | Management | | For | | For | | |
| | 1C. | Election of Director: R. Jeffrey Harris | Management | | For | | For | | |
| | 1D. | Election of Director: Daphne E. Jones | Management | | For | | For | | |
| | 1E. | Election of Director: Martha H. Marsh | Management | | For | | For | | |
| | 1F. | Election of Director: Susan R. Salka | Management | | For | | For | | |
| | 1G. | Election of Director: Sylvia Trent-Adams | Management | | For | | For | | |
| | 1H. | Election of Director: Douglas D. Wheat | Management | | For | | For | | |
| | 2. | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To recommend, by non-binding vote, the frequency of the advisory vote on the compensation of the Company's named executive officers. | Management | | 1 Year | | For | | |
| | 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 5. | A shareholder proposal entitled: "Improve Our Catch-22 Proxy Access". | Shareholder | | Abstain | | Against | | |
| | MYR GROUP INC | | |
| | Security | 55405W104 | | | | Meeting Type | Annual |
| | Ticker Symbol | MYRG | | | | Meeting Date | 22-Apr-2021 | |
| | ISIN | US55405W1045 | | | | Agenda | 935344274 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Donald C.I. Lucky | Management | | For | | For | | |
| | 1B. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Maurice E. Moore | Management | | For | | For | | |
| | 1C. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Shirin O'Connor | Management | | For | | For | | |
| | 2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | For | | |
| | HANESBRANDS INC. | | |
| | Security | 410345102 | | | | Meeting Type | Annual |
| | Ticker Symbol | HBI | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US4103451021 | | | | Agenda | 935343474 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Cheryl K. Beebe | Management | | For | | For | | |
| | 1B. | Election of Director: Stephen B. Bratspies | Management | | For | | For | | |
| | 1C. | Election of Director: Geralyn R. Breig | Management | | For | | For | | |
| | 1D. | Election of Director: Bobby J. Griffin | Management | | For | | For | | |
| | 1E. | Election of Director: James C. Johnson | Management | | For | | For | | |
| | 1F. | Election of Director: Franck J. Moison | Management | | For | | For | | |
| | 1G. | Election of Director: Robert F. Moran | Management | | For | | For | | |
| | 1H. | Election of Director: Ronald L. Nelson | Management | | For | | For | | |
| | 1I. | Election of Director: Ann E. Ziegler | Management | | For | | For | | |
| | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2021 fiscal year. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting. | Management | | For | | For | | |
| | WASHINGTON TRUST BANCORP, INC. | | |
| | Security | 940610108 | | | | Meeting Type | Annual |
| | Ticker Symbol | WASH | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US9406101082 | | | | Agenda | 935348171 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Constance A. Howes, Esq | | | | For | | For | | |
| | | | 2 | Joseph J. MarcAurele | | | | For | | For | | |
| | | | 3 | Edwin J. Santos | | | | For | | For | | |
| | | | 4 | Lisa M. Stanton | | | | For | | For | | |
| | 2. | The approval of an amendment to the Corporation's Restated Articles of Incorporation creating a new class of capital stock which shall be designated as "Undesignated Preferred Stock". | Management | | Against | | Against | | |
| | 3. | The ratification of the selection of Crowe LLP to serve as the Corporation's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | A non-binding advisory resolution to approve the compensation of the Corporation's named executive officers. | Management | | For | | For | | |
| | DELUXE CORPORATION | | |
| | Security | 248019101 | | | | Meeting Type | Annual |
| | Ticker Symbol | DLX | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US2480191012 | | | | Agenda | 935346052 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | William C. Cobb | | | | For | | For | | |
| | | | 2 | Paul R. Garcia | | | | For | | For | | |
| | | | 3 | C.E. Mayberry McKissack | | | | For | | For | | |
| | | | 4 | Barry C. McCarthy | | | | For | | For | | |
| | | | 5 | Don J. McGrath | | | | For | | For | | |
| | | | 6 | Thomas J. Reddin | | | | For | | For | | |
| | | | 7 | Martyn R. Redgrave | | | | For | | For | | |
| | | | 8 | John L. Stauch | | | | For | | For | | |
| | | | 9 | Victoria A. Treyger | | | | For | | For | | |
| | 2. | Advisory vote (non-binding) on compensation of our Named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | SOUTH STATE CORPORATION | | |
| | Security | 840441109 | | | | Meeting Type | Annual |
| | Ticker Symbol | SSB | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US8404411097 | | | | Agenda | 935347294 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: John C. Corbett | Management | | For | | For | | |
| | 1B. | Election of Director: Jean E. Davis | Management | | For | | For | | |
| | 1C. | Election of Director: Martin B. Davis | Management | | For | | For | | |
| | 1D. | Election of Director: Robert H. Demere, Jr. | Management | | For | | For | | |
| | 1E. | Election of Director: Cynthia A. Hartley | Management | | For | | For | | |
| | 1F. | Election of Director: Robert R. Hill, Jr. | Management | | For | | For | | |
| | 1G. | Election of Director: John H. Holcomb III | Management | | For | | For | | |
| | 1H. | Election of Director: Robert R. Horger | Management | | For | | For | | |
| | 1I. | Election of Director: Charles W. McPherson | Management | | For | | For | | |
| | 1J. | Election of Director: G. Ruffner Page, Jr. | Management | | For | | For | | |
| | 1K. | Election of Director: Ernest S. Pinner | Management | | For | | For | | |
| | 1L. | Election of Director: John C. Pollok | Management | | For | | For | | |
| | 1M. | Election of Director: William Knox Pou, Jr. | Management | | For | | For | | |
| | 1N. | Election of Director: David G. Salyers | Management | | For | | For | | |
| | 1O. | Election of Director: Joshua A. Snively | Management | | For | | For | | |
| | 1P. | Election of Director: Kevin P. Walker | Management | | For | | For | | |
| | 2. | Approval, as an advisory, non-binding vote, of the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | Ratification, as an advisory, non-binding vote, of the appointment of Dixon Hughes Goodman LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | OFG BANCORP | | |
| | Security | 67103X102 | | | | Meeting Type | Annual |
| | Ticker Symbol | OFG | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | PR67103X1020 | | | | Agenda | 935348133 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Julian S. Inclán | | | | For | | For | | |
| | | | 2 | José Rafael Fernández | | | | For | | For | | |
| | | | 3 | Jorge Colón-Gerena | | | | For | | For | | |
| | | | 4 | Néstor de Jesús | | | | For | | For | | |
| | | | 5 | Susan Harnett | | | | For | | For | | |
| | | | 6 | Pedro Morazzani | | | | For | | For | | |
| | | | 7 | Edwin Pérez | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Statement. | Management | | For | | For | | |
| | 3. | To ratify the selection of the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | GLACIER BANCORP, INC. | | |
| | Security | 37637Q105 | | | | Meeting Type | Annual |
| | Ticker Symbol | GBCI | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US37637Q1058 | | | | Agenda | 935354011 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David C. Boyles | | | | For | | For | | |
| | | | 2 | Robert A. Cashell, Jr. | | | | For | | For | | |
| | | | 3 | Randall M. Chesler | | | | For | | For | | |
| | | | 4 | Sherry L. Cladouhos | | | | For | | For | | |
| | | | 5 | James M. English | | | | For | | For | | |
| | | | 6 | Annie M. Goodwin | | | | For | | For | | |
| | | | 7 | Kristen L. Heck | | | | For | | For | | |
| | | | 8 | Craig A. Langel | | | | For | | For | | |
| | | | 9 | Douglas J. McBride | | | | For | | For | | |
| | | | 10 | George R. Sutton | | | | For | | For | | |
| | 2. | To approve an amendment to the amended and restated articles of incorporation of Glacier Bancorp, Inc. (the "Company") to provide for indemnification of directors and officers of the Company. | Management | | For | | For | | |
| | 3. | To vote on an advisory (non-binding) resolution to approve the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 4. | To ratify the appointment of BKD, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | OLD NATIONAL BANCORP | | |
| | Security | 680033107 | | | | Meeting Type | Annual |
| | Ticker Symbol | ONB | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US6800331075 | | | | Agenda | 935347256 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Andrew E. Goebel | | | | For | | For | | |
| | | | 2 | Jerome F. Henry, Jr. | | | | For | | For | | |
| | | | 3 | Daniel S. Hermann | | | | For | | For | | |
| | | | 4 | Ryan C. Kitchell | | | | For | | For | | |
| | | | 5 | Phelps L. Lambert | | | | For | | For | | |
| | | | 6 | Austin M. Ramirez | | | | For | | For | | |
| | | | 7 | James C. Ryan, III | | | | For | | For | | |
| | | | 8 | Thomas E. Salmon | | | | For | | For | | |
| | | | 9 | Randall T. Shepard | | | | For | | For | | |
| | | | 10 | Rebecca S. Skillman | | | | For | | For | | |
| | | | 11 | Derrick J. Stewart | | | | For | | For | | |
| | | | 12 | Katherine E. White | | | | For | | For | | |
| | | | 13 | Linda E. White | | | | For | | For | | |
| | 2. | Approval of amendment to the Old National Bancorp Amended and Restated 2008 Incentive Compensation Plan. | Management | | For | | For | | |
| | 3. | Ratification of prior awards made under the Old National Bancorp Amended and Restated 2008 Incentive Compensation Plan. | Management | | For | | For | | |
| | 4. | Approval of a non-binding advisory proposal on Executive Compensation. | Management | | For | | For | | |
| | 5. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | ENTEGRIS, INC. | | |
| | Security | 29362U104 | | | | Meeting Type | Annual |
| | Ticker Symbol | ENTG | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US29362U1043 | | | | Agenda | 935357930 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Michael A. Bradley | Management | | For | | For | | |
| | 1B. | Election of Director: R. Nicholas Burns | Management | | For | | For | | |
| | 1C. | Election of Director: Rodney Clark | Management | | For | | For | | |
| | 1D. | Election of Director: James F. Gentilcore | Management | | For | | For | | |
| | 1E. | Election of Director: Yvette Kanouff | Management | | For | | For | | |
| | 1F. | Election of Director: James P. Lederer | Management | | For | | For | | |
| | 1G. | Election of Director: Bertrand Loy | Management | | For | | For | | |
| | 1H. | Election of Director: Paul L. H. Olson | Management | | For | | For | | |
| | 1I. | Election of Director: Azita Saleki-Gerhardt | Management | | For | | For | | |
| | 1J. | Election of Director: Brian F. Sullivan | Management | | For | | For | | |
| | 2. | Approval, by non-binding vote, of the compensation paid to Entegris, Inc.'s named executive officers (advisory vote). | Management | | For | | For | | |
| | 3. | Ratify the appointment of KPMG LLP as Entegris, Inc.'s Independent Registered Public Firm for 2021. | Management | | For | | For | | |
| | FERRO CORPORATION | | |
| | Security | 315405100 | | | | Meeting Type | Annual |
| | Ticker Symbol | FOE | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US3154051003 | | | | Agenda | 935367664 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David A. Lorber | | | | For | | For | | |
| | | | 2 | Marran H. Ogilvie | | | | For | | For | | |
| | | | 3 | Andrew M. Ross | | | | For | | For | | |
| | | | 4 | Allen A. Spizzo | | | | For | | For | | |
| | | | 5 | Peter T. Thomas | | | | For | | For | | |
| | | | 6 | Ronald P. Vargo | | | | For | | For | | |
| | 2. | Advisory vote on the compensation for named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Accounting Firm. | Management | | For | | For | | |
| | 4. | Shareholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | CARETRUST REIT, INC | | |
| | Security | 14174T107 | | | | Meeting Type | Annual |
| | Ticker Symbol | CTRE | | | | Meeting Date | 30-Apr-2021 | |
| | ISIN | US14174T1079 | | | | Agenda | 935349565 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Allen C. Barbieri | Management | | For | | For | | |
| | 1B. | Election of Director: Jon D. Kline | Management | | For | | For | | |
| | 1C. | Election of Director: Diana M. Laing | Management | | For | | For | | |
| | 1D. | Election of Director: Spencer G. Plumb | Management | | For | | For | | |
| | 1E. | Election of Director: Gregory K. Stapley | Management | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | ADVANCED ENERGY INDUSTRIES, INC. | | |
| | Security | 007973100 | | | | Meeting Type | Annual |
| | Ticker Symbol | AEIS | | | | Meeting Date | 30-Apr-2021 | |
| | ISIN | US0079731008 | | | | Agenda | 935350784 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Grant H. Beard | | | | For | | For | | |
| | | | 2 | Frederick A. Ball | | | | For | | For | | |
| | | | 3 | Anne T. DelSanto | | | | For | | For | | |
| | | | 4 | Tina M. Donikowski | | | | For | | For | | |
| | | | 5 | Ronald C. Foster | | | | For | | For | | |
| | | | 6 | Edward C. Grady | | | | For | | For | | |
| | | | 7 | Stephen D. Kelley | | | | For | | For | | |
| | | | 8 | Lanesha T. Minnix | | | | For | | For | | |
| | | | 9 | Thomas M. Rohrs | | | | For | | For | | |
| | | | 10 | John A. Roush | | | | For | | For | | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as Advanced Energy's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | Advisory approval of Advanced Energy's compensation of its named executive officers. | Management | | For | | For | | |
| | 4. | Approval of an increase in the total number of shares of common stock authorized for issuance under the Employee Stock Purchase Plan from 1,000,000 shares to 1,500,000 shares. | Management | | For | | For | | |
| | TERADATA CORPORATION | | |
| | Security | 88076W103 | | | | Meeting Type | Annual |
| | Ticker Symbol | TDC | | | | Meeting Date | 04-May-2021 | |
| | ISIN | US88076W1036 | | | | Agenda | 935350847 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Class II Director: Lisa R. Bacus | Management | | For | | For | | |
| | 1B. | Election of Class II Director: Timothy C.K. Chou | Management | | For | | For | | |
| | 1C. | Election of Class II Director: John G. Schwarz | Management | | For | | For | | |
| | 1D. | Election of Class I Director: Stephen McMillan | Management | | For | | For | | |
| | 2. | An advisory (non-binding) vote to approve executive compensation. | Management | | For | | For | | |
| | 3. | Approval of the amended and restated Teradata 2012 Stock Incentive Plan. | Management | | Against | | Against | | |
| | 4. | Approval of the amended and restated Teradata Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 5. | Approval of the ratification of the appointment of the independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | MAGNOLIA OIL & GAS CORPORATION | | |
| | Security | 559663109 | | | | Meeting Type | Annual |
| | Ticker Symbol | MGY | | | | Meeting Date | 04-May-2021 | |
| | ISIN | US5596631094 | | | | Agenda | 935354504 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Stephen I. Chazen | Management | | For | | For | | |
| | 1B. | Election of Director: Arcilia C. Acosta | Management | | For | | For | | |
| | 1C. | Election of Director: Angela M. Busch | Management | | For | | For | | |
| | 1D. | Election of Director: Edward P. Djerejian | Management | | For | | For | | |
| | 1E. | Election of Director: James R. Larson | Management | | For | | For | | |
| | 1F. | Election of Director: Dan F. Smith | Management | | For | | For | | |
| | 1G. | Election of Director: John B. Walker | Management | | For | | For | | |
| | 2. | Approval of the advisory, non-binding resolution regarding the compensation of our named executive officers for 2020 ("say-on- pay vote"). | Management | | For | | For | | |
| | 3. | Approval of an amendment to the Magnolia Oil & Gas Corporation Long Term Incentive Plan to increase the number of shares available for issuance thereunder. | Management | | For | | For | | |
| | 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | | |
| | ATLANTIC UNION BANKSHARES CORPORATION | | |
| | Security | 04911A107 | | | | Meeting Type | Annual |
| | Ticker Symbol | AUB | | | | Meeting Date | 04-May-2021 | |
| | ISIN | US04911A1079 | | | | Agenda | 935356205 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director to serve until the 2022 Annual Meeting: Thomas P. Rohman | Management | | For | | For | | |
| | 1.2 | Election of Director to serve until the 2022 Annual Meeting: Thomas G. Snead, Jr. | Management | | For | | For | | |
| | 1.3 | Election of Director to serve until the 2022 Annual Meeting: Ronald L. Tillett | Management | | For | | For | | |
| | 1.4 | Election of Director to serve until the 2022 Annual Meeting: Keith L. Wampler | Management | | For | | For | | |
| | 1.5 | Election of Director to serve until the 2022 Annual Meeting: F. Blair Wimbush | Management | | For | | For | | |
| | 2. | To approve the amendment and restatement of the Atlantic Union Bankshares Corporation Stock and Incentive Plan. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | To approve, on an advisory (non-binding) basis, the Company's executive compensation. | Management | | For | | For | | |
| | BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | | |
| | Security | 101119105 | | | | Meeting Type | Contested-Special |
| | Ticker Symbol | BPFH | | | | Meeting Date | 04-May-2021 | |
| | ISIN | US1011191053 | | | | Agenda | 935364276 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Approve the Agreement and Plan of Merger, dated as of January 4, 2021, as it may be amended from time to time, by and between SVB Financial Group, a Delaware corporation, and Boston Private Financial Holdings, Inc., a Massachusetts corporation (the "merger agreement"). | Management | | For | | For | | |
| | 2. | Approve, on an advisory (non-binding) basis, certain compensation arrangements for Boston Private's named executive officers in connection with the merger contemplated by the merger agreement. | Management | | For | | For | | |
| | 3. | Adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement thereof to approve the merger agreement. | Management | | For | | For | | |
| | BROWN & BROWN, INC. | | |
| | Security | 115236101 | | | | Meeting Type | Annual |
| | Ticker Symbol | BRO | | | | Meeting Date | 05-May-2021 | |
| | ISIN | US1152361010 | | | | Agenda | 935355772 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | J. Hyatt Brown | | | | For | | For | | |
| | | | 2 | Hugh M. Brown | | | | For | | For | | |
| | | | 3 | J. Powell Brown | | | | For | | For | | |
| | | | 4 | L. L. Gellerstedt III | | | | For | | For | | |
| | | | 5 | James C. Hays | | | | For | | For | | |
| | | | 6 | Theodore J. Hoepner | | | | For | | For | | |
| | | | 7 | James S. Hunt | | | | For | | For | | |
| | | | 8 | Toni Jennings | | | | For | | For | | |
| | | | 9 | Timothy R.M. Main | | | | For | | For | | |
| | | | 10 | H. Palmer Proctor, Jr. | | | | For | | For | | |
| | | | 11 | Wendell S. Reilly | | | | For | | For | | |
| | | | 12 | Chilton D. Varner | | | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the compensation of named executive officers. | Management | | For | | For | | |
| | OCEANEERING INTERNATIONAL, INC. | | |
| | Security | 675232102 | | | | Meeting Type | Annual |
| | Ticker Symbol | OII | | | | Meeting Date | 07-May-2021 | |
| | ISIN | US6752321025 | | | | Agenda | 935372413 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Karen H. Beachy | Management | | For | | For | | |
| | 1B. | Election of Director: Deanna L. Goodwin | Management | | For | | For | | |
| | 1C. | Election of Director: Kavitha Velusamy | Management | | For | | For | | |
| | 1D. | Election of Director: Steven A. Webster | Management | | For | | For | | |
| | 2. | Advisory vote on a resolution to approve the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditors for the year ended December 31, 2021. | Management | | For | | For | | |
| | HEXCEL CORPORATION | | |
| | Security | 428291108 | | | | Meeting Type | Annual |
| | Ticker Symbol | HXL | | | | Meeting Date | 10-May-2021 | |
| | ISIN | US4282911084 | | | | Agenda | 935369973 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Nick L. Stanage | Management | | For | | For | | |
| | 1B. | Election of Director: Jeffrey C. Campbell | Management | | For | | For | | |
| | 1C. | Election of Director: Cynthia M. Egnotovich | Management | | For | | For | | |
| | 1D. | Election of Director: Thomas A. Gendron | Management | | For | | For | | |
| | 1E. | Election of Director: Dr. Jeffrey A. Graves | Management | | For | | For | | |
| | 1F. | Election of Director: Guy C. Hachey | Management | | For | | For | | |
| | 1G. | Election of Director: Dr. Marilyn L. Minus | Management | | For | | For | | |
| | 1H. | Election of Director: Catherine A. Suever | Management | | For | | For | | |
| | 2. | Advisory non-binding vote to approve 2020 executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 4. | Approval of the amendment and restatement of the 2016 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | DARLING INGREDIENTS INC. | | |
| | Security | 237266101 | | | | Meeting Type | Annual |
| | Ticker Symbol | DAR | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US2372661015 | | | | Agenda | 935355708 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Randall C. Stuewe | Management | | For | | For | | |
| | 1B. | Election of Director: Charles Adair | Management | | For | | For | | |
| | 1C. | Election of Director: Beth Albright | Management | | For | | For | | |
| | 1D. | Election of Director: Linda Goodspeed | Management | | For | | For | | |
| | 1E. | Election of Director: Dirk Kloosterboer | Management | | For | | For | | |
| | 1F. | Election of Director: Mary R. Korby | Management | | For | | For | | |
| | 1G. | Election of Director: Gary W. Mize | Management | | For | | For | | |
| | 1H. | Election of Director: Michael E. Rescoe | Management | | For | | For | | |
| | 1I. | Election of Director: Nicole M. Ringenberg | Management | | For | | For | | |
| | 2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | | For | | For | | |
| | 3. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| | ONTO INNOVATION INC. | | |
| | Security | 683344105 | | | | Meeting Type | Annual |
| | Ticker Symbol | ONTO | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US6833441057 | | | | Agenda | 935362513 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Leo Berlinghieri | Management | | For | | For | | |
| | 1.2 | Election of Director: Edward J. Brown, Jr. | Management | | For | | For | | |
| | 1.3 | Election of Director: David B. Miller | Management | | For | | For | | |
| | 1.4 | Election of Director: Michael P. Plisinski | Management | | For | | For | | |
| | 1.5 | Election of Director: Bruce C. Rhine | Management | | For | | For | | |
| | 1.6 | Election of Director: Christopher A. Seams | Management | | For | | For | | |
| | 1.7 | Election of Director: Christine A. Tsingos | Management | | For | | For | | |
| | 2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | | For | | For | | |
| | ICU MEDICAL, INC. | | |
| | Security | 44930G107 | | | | Meeting Type | Annual |
| | Ticker Symbol | ICUI | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US44930G1076 | | | | Agenda | 935383276 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Vivek Jain | | | | For | | For | | |
| | | | 2 | George A. Lopez, M.D. | | | | For | | For | | |
| | | | 3 | Robert S. Swinney, M.D. | | | | For | | For | | |
| | | | 4 | David C. Greenberg | | | | For | | For | | |
| | | | 5 | Elisha W. Finney | | | | For | | For | | |
| | | | 6 | David F. Hoffmeister | | | | For | | For | | |
| | | | 7 | Donald M. Abbey | | | | For | | For | | |
| | 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve named executive officer compensation on an advisory basis. | Management | | For | | For | | |
| | TTM TECHNOLOGIES, INC. | | |
| | Security | 87305R109 | | | | Meeting Type | Annual |
| | Ticker Symbol | TTMI | | | | Meeting Date | 12-May-2021 | |
| | ISIN | US87305R1095 | | | | Agenda | 935356077 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John G. Mayer | | | | For | | For | | |
| | | | 2 | Rex D. Geveden | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending January 3, 2022. | Management | | For | | For | | |
| | PENSKE AUTOMOTIVE GROUP, INC. | | |
| | Security | 70959W103 | | | | Meeting Type | Annual |
| | Ticker Symbol | PAG | | | | Meeting Date | 12-May-2021 | |
| | ISIN | US70959W1036 | | | | Agenda | 935359249 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: John D. Barr | Management | | For | | For | | |
| | 1B. | Election of Director: Lisa Davis | Management | | For | | For | | |
| | 1C. | Election of Director: Wolfgang Dürheimer | Management | | For | | For | | |
| | 1D. | Election of Director: Michael R. Eisenson | Management | | For | | For | | |
| | 1E. | Election of Director: Robert H. Kurnick, Jr. | Management | | For | | For | | |
| | 1F. | Election of Director: Kimberly J. McWaters | Management | | For | | For | | |
| | 1G. | Election of Director: Greg Penske | Management | | For | | For | | |
| | 1H. | Election of Director: Roger S. Penske | Management | | For | | For | | |
| | 1I. | Election of Director: Sandra E. Pierce | Management | | For | | For | | |
| | 1J. | Election of Director: Greg C. Smith | Management | | For | | For | | |
| | 1K. | Election of Director: Ronald G. Steinhart | Management | | For | | For | | |
| | 1L. | Election of Director: H. Brian Thompson | Management | | For | | For | | |
| | 1M. | Election of Director: Masashi Yamanaka | Management | | For | | For | | |
| | 2. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent auditing firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval, by non-binding vote, of executive compensation. | Management | | For | | For | | |
| | CHAMPIONX CORPORATION | | |
| | Security | 15872M104 | | | | Meeting Type | Annual |
| | Ticker Symbol | CHX | | | | Meeting Date | 12-May-2021 | |
| | ISIN | US15872M1045 | | | | Agenda | 935367513 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | S. Somasundaram | | | | For | | For | | |
| | | | 2 | Stephen K. Wagner | | | | For | | For | | |
| | 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Registered Public Accounting Firm for 2021. | Management | | For | | For | | |
| | 3. | Advisory Vote to Approve the Compensation of ChampionX's Named Executive Officers for 2020. | Management | | For | | For | | |
| | 4. | Approval of the Amended and Restated 2018 Equity and Cash Incentive Plan. | Management | | Against | | Against | | |
| | MERCURY GENERAL CORPORATION | | |
| | Security | 589400100 | | | | Meeting Type | Annual |
| | Ticker Symbol | MCY | | | | Meeting Date | 12-May-2021 | |
| | ISIN | US5894001008 | | | | Agenda | 935370560 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | George Joseph | | | | For | | For | | |
| | | | 2 | Martha E. Marcon | | | | For | | For | | |
| | | | 3 | Joshua E. Little | | | | For | | For | | |
| | | | 4 | Gabriel Tirador | | | | For | | For | | |
| | | | 5 | James G. Ellis | | | | For | | For | | |
| | | | 6 | George G. Braunegg | | | | For | | For | | |
| | | | 7 | Ramona L. Cappello | | | | For | | For | | |
| | 2. | Advisory vote on executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of selection of independent registered public accounting firm. | Management | | For | | For | | |
| | BANC OF CALIFORNIA, INC. | | |
| | Security | 05990K106 | | | | Meeting Type | Annual |
| | Ticker Symbol | BANC | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US05990K1060 | | | | Agenda | 935363440 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director for a term of one year: James "Conan" Barker | Management | | For | | For | | |
| | 1B. | Election of Director for a term of one year: Mary A. Curran | Management | | For | | For | | |
| | 1C. | Election of Director for a term of one year: B.A. Fallon- Walsh | Management | | For | | For | | |
| | 1D. | Election of Director for a term of one year: Bonnie G. Hill | Management | | For | | For | | |
| | 1E. | Election of Director for a term of one year: Richard J. Lashley | Management | | For | | For | | |
| | 1F. | Election of Director for a term of one year: Jonah F. Schnel | Management | | For | | For | | |
| | 1G. | Election of Director for a term of one year: Robert D. Sznewajs | Management | | For | | For | | |
| | 1H. | Election of Director for a term of one year: Andrew Thau | Management | | For | | For | | |
| | 1I. | Election of Director for a term of one year: Jared M. Wolff | Management | | For | | For | | |
| | 1J. | Election of Director for a term of one year: W. Kirk Wycoff | Management | | For | | For | | |
| | 2. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting. | Management | | For | | For | | |
| | ALBANY INTERNATIONAL CORP. | | |
| | Security | 012348108 | | | | Meeting Type | Annual |
| | Ticker Symbol | AIN �� | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US0123481089 | | | | Agenda | 935364000 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Christine L. Standish | | | | For | | For | | |
| | | | 2 | Erland E. Kailbourne | | | | For | | For | | |
| | | | 3 | John R. Scannell | | | | For | | For | | |
| | | | 4 | Katharine L. Plourde | | | | For | | For | | |
| | | | 5 | A. William Higgins | | | | For | | For | | |
| | | | 6 | Kenneth W Krueger | | | | For | | For | | |
| | | | 7 | Lee C. Wortham | | | | For | | For | | |
| | | | 8 | Mark J. Murphy | | | | For | | For | | |
| | | | 9 | J. Michael McQuade | | | | For | | For | | |
| | 2. | Ratify the Appointment of KPMG LLP as our independent auditor. | Management | | For | | For | | |
| | 3. | To approve, by non-binding vote, executive compensation. | Management | | For | | For | | |
| | AVIENT CORPORATION | | |
| | Security | 05368V106 | | | | Meeting Type | Annual |
| | Ticker Symbol | AVNT | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US05368V1061 | | | | Agenda | 935372475 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert E. Abernathy | | | | For | | For | | |
| | | | 2 | Richard H. Fearon | | | | For | | For | | |
| | | | 3 | Gregory J. Goff | | | | For | | For | | |
| | | | 4 | William R. Jellison | | | | For | | For | | |
| | | | 5 | Sandra Beach Lin | | | | For | | For | | |
| | | | 6 | Kim Ann Mink Ph.D. | | | | For | | For | | |
| | | | 7 | Robert M. Patterson | | | | For | | For | | |
| | | | 8 | Kerry J. Preete | | | | For | | For | | |
| | | | 9 | Patricia Verduin Ph.D. | | | | For | | For | | |
| | | | 10 | William A. Wulfsohn | | | | For | | For | | |
| | 2. | Approval, on an advisory basis, of named executive officer compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | FORMFACTOR, INC. | | |
| | Security | 346375108 | | | | Meeting Type | Annual |
| | Ticker Symbol | FORM | | | | Meeting Date | 14-May-2021 | |
| | ISIN | US3463751087 | | | | Agenda | 935369923 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Rebeca Obregon-Jimenez | Management | | For | | For | | |
| | 1B. | Election of Director: Kelley Steven-Waiss | Management | | For | | For | | |
| | 2. | Advisory approval of FormFactor's executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the selection of KPMG LLP as FormFactor's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | RUSH ENTERPRISES, INC. | | |
| | Security | 781846209 | | | | Meeting Type | Annual |
| | Ticker Symbol | RUSHA | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US7818462092 | | | | Agenda | 935385698 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | W.M. Rusty Rush | | | | For | | For | | |
| | | | 2 | Thomas A. Akin | | | | For | | For | | |
| | | | 3 | James C. Underwood | | | | For | | For | | |
| | | | 4 | Raymond J. Chess | | | | For | | For | | |
| | | | 5 | William H. Cary | | | | For | | For | | |
| | | | 6 | Dr. Kennon H. Guglielmo | | | | For | | For | | |
| | | | 7 | Elaine Mendoza | | | | For | | For | | |
| | 2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting firm for the 2021 Fiscal Year. | Management | | For | | For | | |
| | PROGRESS SOFTWARE CORPORATION | | |
| | Security | 743312100 | | | | Meeting Type | Annual |
| | Ticker Symbol | PRGS | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US7433121008 | | | | Agenda | 935409020 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Paul T. Dacier | | | | For | | For | | |
| | | | 2 | John R. Egan | | | | For | | For | | |
| | | | 3 | Rainer Gawlick | | | | For | | For | | |
| | | | 4 | Yogesh Gupta | | | | For | | For | | |
| | | | 5 | Charles F. Kane | | | | For | | For | | |
| | | | 6 | Samskriti Y. King | | | | For | | For | | |
| | | | 7 | David A. Krall | | | | For | | For | | |
| | | | 8 | Angela T. Tucci | | | | For | | For | | |
| | | | 9 | Vivian Vitale | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of Progress Software Corporation's named executive officers. | Management | | For | | For | | |
| | 3. | To approve an increase in the number of shares authorized for issuance under the 2008 Stock Option and Incentive Plan, as amended and restated. | Management | | Against | | Against | | |
| | 4. | To approve an increase in the number of shares authorized for issuance under the 1991 Employee Stock Purchase Plan, as amended and restated. | Management | | For | | For | | |
| | 5. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | VERITEX HOLDINGS INC. | | |
| | Security | 923451108 | | | | Meeting Type | Annual |
| | Ticker Symbol | VBTX | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US9234511080 | | | | Agenda | 935417229 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | C. Malcolm Holland, III | | | | For | | For | | |
| | | | 2 | Arcilia Acosta | | | | For | | For | | |
| | | | 3 | Pat S. Bolin | | | | For | | For | | |
| | | | 4 | April Box | | | | For | | For | | |
| | | | 5 | Blake Bozman | | | | For | | For | | |
| | | | 6 | William D. Ellis | | | | For | | For | | |
| | | | 7 | William E. Fallon | | | | For | | For | | |
| | | | 8 | Mark C. Griege | | | | For | | For | | |
| | | | 9 | Gordon Huddleston | | | | For | | For | | |
| | | | 10 | Steven D. Lerner | | | | For | | For | | |
| | | | 11 | Manuel J. Mehos | | | | Withheld | | Against | | |
| | | | 12 | Gregory B. Morrison | | | | For | | For | | |
| | | | 13 | John T. Sughrue | | | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Grant Thronton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | MINERALS TECHNOLOGIES INC. | | |
| | Security | 603158106 | | | | Meeting Type | Annual |
| | Ticker Symbol | MTX | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US6031581068 | | | | Agenda | 935366698 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: John J. Carmola | Management | | For | | For | | |
| | 1B. | Election of Director: Robert L. Clark, Jr. | Management | | For | | For | | |
| | 1C. | Election of Director: Marc E. Robinson | Management | | For | | For | | |
| | 2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | | |
| | 3. | Advisory vote to approve 2020 named executive officer compensation. | Management | | For | | For | | |
| | OCEANFIRST FINANCIAL CORP. | | |
| | Security | 675234108 | | | | Meeting Type | Annual |
| | Ticker Symbol | OCFC | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US6752341080 | | | | Agenda | 935409056 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Angelo J. Catania | | | | For | | For | | |
| | | | 2 | Anthony R. Coscia | | | | For | | For | | |
| | | | 3 | Michael D. Devlin | | | | For | | For | | |
| | | | 4 | Jack M. Farris | | | | For | | For | | |
| | | | 5 | Kimberly M. Guadagno | | | | For | | For | | |
| | | | 6 | Nicos Katsoulis | | | | For | | For | | |
| | | | 7 | John K. Lloyd | | | | For | | For | | |
| | | | 8 | Christopher D. Maher | | | | For | | For | | |
| | | | 9 | William D. Moss | | | | For | | For | | |
| | | | 10 | Joseph M. Murphy, Jr. | | | | For | | For | | |
| | | | 11 | Steven M. Scopellite | | | | For | | For | | |
| | | | 12 | Grace C. Torres | | | | For | | For | | |
| | | | 13 | Patricia L. Turner | | | | For | | For | | |
| | | | 14 | Grace M. Vallacchi | | | | For | | For | | |
| | | | 15 | John E. Walsh | | | | For | | For | | |
| | 2. | Advisory vote on the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Approval of Amendment No. 1 of the OceanFirst Financial Corp. 2020 Stock Incentive Plan. | Management | | Against | | Against | | |
| | 4. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | BABCOCK & WILCOX ENTERPRISES, INC. | | |
| | Security | 05614L209 | | | | Meeting Type | Annual |
| | Ticker Symbol | BW | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US05614L2097 | | | | Agenda | 935376334 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Approval of amendment to Certificate of Incorporation to declassify Board of Directors and provide for annual elections of all directors beginning in 2023. | Management | | For | | For | | |
| | 2A. | If proposal 1 is approved, the election of the nominee listed as Class I director for a term of two years: Henry E. Bartoli | Management | | For | | For | | |
| | 2B. | If proposal 1 is approved, the election of the nominee listed as Class I director for a term of two years: Philip D. Moeller | Management | | For | | For | | |
| | 3A. | If proposal 1 is not approved, the election of the nominee listed as Class III director for a term of three years: Henry E. Bartoli | Management | | For | | For | | |
| | 3B. | If proposal 1 is not approved, the election of the nominee listed as Class III director for a term of three years: Philip D. Moeller | Management | | For | | For | | |
| | 4. | Approval of amendment to Certificate of Incorporation to remove provisions requiring affirmative vote of at least 80% of voting power for certain amendments to the Company's Certificate of Incorporation and Bylaws. | Management | | For | | For | | |
| | 5. | Ratification of Appointment of Deloitte & Touche LLP as Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 6. | Approval, on a non-binding advisory basis, of executive compensation. | Management | | For | | For | | |
| | 7. | Approval of the 2021 Long-Term Incentive Plan. | Management | | For | | For | | |
| | TRUSTCO BANK CORP NY | | |
| | Security | 898349105 | | | | Meeting Type | Annual |
| | Ticker Symbol | TRST | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US8983491056 | | | | Agenda | 935378237 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Lisa M. Lucarelli | Management | | For | | For | | |
| | 1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Thomas O. Maggs | Management | | For | | For | | |
| | 1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Anthony J. Marinello, M.D., Ph.D. | Management | | For | | For | | |
| | 1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Robert J. McCormick | Management | | For | | For | | |
| | 1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Kimberly A. Russell | Management | | For | | For | | |
| | 1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Frank B. Silverman | Management | | For | | For | | |
| | 2. | Approval of a non-binding advisory resolution on the compensation of TrustCo's named executive officers. | Management | | For | | For | | |
| | 3. | Approval of reverse stock split of TrustCo's Common Stock at a ratio of 1 for 5 and an amendment to TrustCo's Amended and Restated Certificate of Incorporation to effect a reverse stock split of TrustCo Common Stock at a ratio of 1 for 5 and a corresponding proportionate reduction in TrustCo's authorized Common Stock. | Management | | For | | For | | |
| | 4. | Ratification of the appointment of Crowe LLP as TrustCo's independent auditors for 2021. | Management | | For | | For | | |
| | FLOWSERVE CORPORATION | | |
| | Security | 34354P105 | | | | Meeting Type | Annual |
| | Ticker Symbol | FLS | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US34354P1057 | | | | Agenda | 935382589 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: R. Scott Rowe | Management | | For | | For | | |
| | 1B. | Election of Director: Sujeet Chand | Management | | For | | For | | |
| | 1C. | Election of Director: Ruby R. Chandy | Management | | For | | For | | |
| | 1D. | Election of Director: Gayla J. Delly | Management | | For | | For | | |
| | 1E. | Election of Director: Roger L. Fix | Management | | For | | For | | |
| | 1F. | Election of Director: John R. Friedery | Management | | For | | For | | |
| | 1G. | Election of Director: John L. Garrison | Management | | For | | For | | |
| | 1H. | Election of Director: Michael C. McMurray | Management | | For | | For | | |
| | 1I. | Election of Director: David E. Roberts | Management | | For | | For | | |
| | 1J. | Election of Director: Carlyn R. Taylor | Management | | For | | For | | |
| | 2. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2021. | Management | | For | | For | | |
| | 4. | Management proposal to amend the Company's Restated Certificate of Incorporation to delete Article Tenth regarding supermajority approval of business combinations with certain interested parties. | Management | | For | | For | | |
| | ATLANTIC CAPITAL BANCSHARES, INC. | | |
| | Security | 048269203 | | | | Meeting Type | Annual |
| | Ticker Symbol | ACBI | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US0482692037 | | | | Agenda | 935395497 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Walter M. Deriso, Jr. | | | | For | | For | | |
| | | | 2 | Shantella E. Cooper | | | | For | | For | | |
| | | | 3 | David H. Eidson | | | | For | | For | | |
| | | | 4 | Henchy R. Enden | | | | For | | For | | |
| | | | 5 | James H. Graves | | | | For | | For | | |
| | | | 6 | Douglas J. Hertz | | | | For | | For | | |
| | | | 7 | Thomas M. Holder | | | | For | | For | | |
| | | | 8 | Lizanne Thomas | | | | For | | For | | |
| | | | 9 | Douglas L. Williams | | | | For | | For | | |
| | | | 10 | Marietta Edmunds Zakas | | | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, the compensation of our Named Executive Officers. | Management | | For | | For | | |
| | 4. | To approve, on a non-binding advisory basis, the frequency of future shareholder advisory votes on the compensation of our Named Executive Officers. | Management | | 1 Year | | For | | |
| | INFINERA CORPORATION | | |
| | Security | 45667G103 | | | | Meeting Type | Annual |
| | Ticker Symbol | INFN | | | | Meeting Date | 21-May-2021 | |
| | ISIN | US45667G1031 | | | | Agenda | 935388997 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Class II Director to serve until the 2024 Annual Meeting of Stockholders: Gregory P. Dougherty | Management | | For | | For | | |
| | 1B. | Election of Class II Director to serve until the 2024 Annual Meeting of Stockholders: David W. Heard | Management | | For | | For | | |
| | 1C. | Election of Class II Director to serve until the 2024 Annual Meeting of Stockholders: Paul J. Milbury | Management | | For | | For | | |
| | 1D. | Election of Class II Director to serve until the 2024 Annual Meeting of Stockholders: David F. Welch, Ph.D. | Management | | For | | For | | |
| | 2. | To approve an amendment to the Infinera Corporation 2016 Equity Incentive Plan to (i) increase the number of shares authorized for issuance thereunder by 4,350,000 shares. | Management | | Against | | Against | | |
| | 3. | To approve, on an advisory basis, the compensation of Infinera's named executive officers, as described in the Proxy Statement. | Management | | For | | For | | |
| | 4. | To ratify the appointment of Ernst & Young LLP as Infinera's independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | | For | | For | | |
| | PROASSURANCE CORPORATION | | |
| | Security | 74267C106 | | | | Meeting Type | Annual |
| | Ticker Symbol | PRA | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US74267C1062 | | | | Agenda | 935382414 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | M. James Gorrie | | | | For | | For | | |
| | | | 2 | Ziad R. Haydar, M.D. | | | | For | | For | | |
| | | | 3 | Frank A. Spinosa, D.P.M | | | | For | | For | | |
| | | | 4 | Thomas A.S Wilson Jr MD | | | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as independent auditor. | Management | | For | | For | | |
| | 3. | Advisory vote on executive compensation. | Management | | For | | For | | |
| | CIRCOR INTERNATIONAL, INC. | | |
| | Security | 17273K109 | | | | Meeting Type | Annual |
| | Ticker Symbol | CIR | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US17273K1097 | | | | Agenda | 935391526 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Scott Buckhout | Management | | For | | For | | |
| | 1B | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Samuel R. Chapin | Management | | For | | For | | |
| | 1C | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: David F. Dietz | Management | | For | | For | | |
| | 1D | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Tina M. Donikowski | Management | | For | | For | | |
| | 1E | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Bruce Lisman | Management | | For | | For | | |
| | 1F | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: John (Andy) O'Donnell | Management | | For | | For | | |
| | 2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 4. | To approve an amendment to the Company's 2019 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000. | Management | | For | | For | | |
| | INVESTORS BANCORP, INC. | | |
| | Security | 46146L101 | | | | Meeting Type | Annual |
| | Ticker Symbol | ISBC | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US46146L1017 | | | | Agenda | 935392681 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Kevin Cummings | | | | For | | For | | |
| | | | 2 | John E. Harmon, Sr. | | | | For | | For | | |
| | | | 3 | Michele N. Siekerka | | | | For | | For | | |
| | | | 4 | Paul N. Stathoulopoulos | | | | For | | For | | |
| | | | 5 | Kim Wales | | | | For | | For | | |
| | 2. | The approval of a non-binding, advisory proposal to approve the compensation paid to our Named Executive Officers. | Management | | For | | For | | |
| | 3. | The approval of a non-binding, advisory proposal to vote on the frequency of stockholder voting on executive compensation. | Management | | 1 Year | | For | | |
| | 4. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm for Investors Bancorp, Inc. for the year ending December 31, 2021. | Management | | For | | For | | |
| | OMNICELL, INC. | | |
| | Security | 68213N109 | | | | Meeting Type | Annual |
| | Ticker Symbol | OMCL | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US68213N1090 | | | | Agenda | 935395776 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Randall A. Lipps | | | | For | | For | | |
| | | | 2 | Vance B. Moore | | | | For | | For | | |
| | | | 3 | Mark W. Parrish | | | | For | | For | | |
| | 2. | Say on Pay - An advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| | 3. | Proposal to approve Omnicell's 2009 Equity Incentive Plan, as amended, to among other items, add an additional 1,100,000 shares of common stock to the number of shares authorized for issuance under the plan. | Management | | Against | | Against | | |
| | 4. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | HEMISPHERE MEDIA GROUP, INC. | | |
| | Security | 42365Q103 | | | | Meeting Type | Annual |
| | Ticker Symbol | HMTV | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US42365Q1031 | | | | Agenda | 935398544 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | James M. McNamara | | | | For | | For | | |
| | | | 2 | Eric C. Neuman | | | | For | | For | | |
| | | | 3 | John Engelman | | | | For | | For | | |
| | | | 4 | Adam Reiss | | | | For | | For | | |
| | 2. | The ratification of the appointment by the Board of Directors of RSM US LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | The approval of the non-binding advisory resolution approving the compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | The approval of an amendment to the Hemisphere Media Group, Inc. Amended and Restated 2013 Equity Incentive Plan. | Management | | Against | | Against | | |
| | FIRST FOUNDATION INC. | | |
| | Security | 32026V104 | | | | Meeting Type | Annual |
| | Ticker Symbol | FFWM | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US32026V1044 | | | | Agenda | 935413106 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Max Briggs | | | | For | | For | | |
| | | | 2 | John Hakopian | | | | For | | For | | |
| | | | 3 | Scott F. Kavanaugh | | | | For | | For | | |
| | | | 4 | Ulrich E. Keller, Jr. | | | | For | | For | | |
| | | | 5 | David Lake | | | | For | | For | | |
| | | | 6 | Elizabeth A. Pagliarini | | | | For | | For | | |
| | | | 7 | Mitchell M. Rosenberg | | | | For | | For | | |
| | | | 8 | Diane M. Rubin | | | | For | | For | | |
| | | | 9 | Jacob Sonenshine | | | | For | | For | | |
| | 2. | To ratify the appointment of Eide Bailly LLP as the Company's independent registered public accountants for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2020. | Management | | For | | For | | |
| | HORACE MANN EDUCATORS CORPORATION | | |
| | Security | 440327104 | | | | Meeting Type | Annual |
| | Ticker Symbol | HMN | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US4403271046 | | | | Agenda | 935380787 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Mark S. Casady | Management | | For | | For | | |
| | 1B. | Election of Director: Daniel A. Domenech | Management | | For | | For | | |
| | 1C. | Election of Director: Perry G. Hines | Management | | For | | For | | |
| | 1D. | Election of Director: Mark E. Konen | Management | | For | | For | | |
| | 1E. | Election of Director: Beverley J. McClure | Management | | For | | For | | |
| | 1F. | Election of Director: H. Wade Reece | Management | | For | | For | | |
| | 1G. | Election of Director: Elaine A. Sarsynski | Management | | For | | For | | |
| | 1H. | Election of Director: Robert Stricker | Management | | For | | For | | |
| | 1I. | Election of Director: Steven O. Swyers | Management | | For | | For | | |
| | 1J. | Election of Director: Marita Zuraitis | Management | | For | | For | | |
| | 2. | Approve the Horace Mann Educators Corporation 2010 Comprehensive Executive Compensation Plan as amended and restated. | Management | | Against | | Against | | |
| | 3. | Approve the advisory resolution to approve Named Executive Officers' compensation. | Management | | For | | For | | |
| | 4. | Ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the company's auditors for the year ending December 31, 2021. | Management | | For | | For | | |
| | STIFEL FINANCIAL CORP. | | |
| | Security | 860630102 | | | | Meeting Type | Annual |
| | Ticker Symbol | SF | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US8606301021 | | | | Agenda | 935388036 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Adam Berlew | | | | For | | For | | |
| | | | 2 | Kathleen Brown | | | | For | | For | | |
| | | | 3 | Michael W. Brown | | | | For | | For | | |
| | | | 4 | Robert E. Grady | | | | For | | For | | |
| | | | 5 | Ronald J. Kruszewski | | | | For | | For | | |
| | | | 6 | Daniel J. Ludeman | | | | For | | For | | |
| | | | 7 | Maura A. Markus | | | | For | | For | | |
| | | | 8 | David A. Peacock | | | | For | | For | | |
| | | | 9 | Thomas W. Weisel | | | | For | | For | | |
| | | | 10 | Michael J. Zimmerman | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of our named executive officers (say on pay). | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | COLUMBIA BANKING SYSTEM,INC. | | |
| | Security | 197236102 | | | | Meeting Type | Annual |
| | Ticker Symbol | COLB | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US1972361026 | | | | Agenda | 935390106 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Craig D. Eerkes | Management | | For | | For | | |
| | 1B. | Election of Director: Laura Alvarez Schrag | Management | | For | | For | | |
| | 1C. | Election of Director: Ford Elsaesser | Management | | For | | For | | |
| | 1D. | Election of Director: Mark A. Finkelstein | Management | | For | | For | | |
| | 1E. | Election of Director: Eric S. Forrest | Management | | For | | For | | |
| | 1F. | Election of Director: Thomas M. Hulbert | Management | | For | | For | | |
| | 1G. | Election of Director: Michelle M. Lantow | Management | | For | | For | | |
| | 1H. | Election of Director: Randal L. Lund | Management | | For | | For | | |
| | 1I. | Election of Director: Tracy Mack-Askew | Management | | For | | For | | |
| | 1J. | Election of Director: S. Mae Fujita Numata | Management | | For | | For | | |
| | 1K. | Election of Director: Elizabeth W. Seaton | Management | | For | | For | | |
| | 1L. | Election of Director: Clint E. Stein | Management | | For | | For | | |
| | 1M. | Election of Director: Janine T. Terrano | Management | | For | | For | | |
| | 2. | To vote on an advisory (non-binding) resolution to approve the compensation of Columbia's named executive officers. | Management | | For | | For | | |
| | 3. | To vote on an advisory (non-binding) resolution to appoint Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | STERLING BANCORP | | |
| | Security | 85917A100 | | | | Meeting Type | Annual |
| | Ticker Symbol | STL | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US85917A1007 | | | | Agenda | 935397376 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John P. Cahill | | | | For | | For | | |
| | | | 2 | Navy E. Djonovic | | | | For | | For | | |
| | | | 3 | Fernando Ferrer | | | | For | | For | | |
| | | | 4 | Robert Giambrone | | | | For | | For | | |
| | | | 5 | Mona Aboelnaga Kanaan | | | | For | | For | | |
| | | | 6 | Jack Kopnisky | | | | For | | For | | |
| | | | 7 | James J. Landy | | | | For | | For | | |
| | | | 8 | Maureen Mitchell | | | | For | | For | | |
| | | | 9 | Patricia M. Nazemetz | | | | For | | For | | |
| | | | 10 | Richard O'Toole | | | | For | | For | | |
| | | | 11 | Ralph F. Palleschi | | | | For | | For | | |
| | | | 12 | William E. Whiston | | | | For | | For | | |
| | 2. | Approval of Amendment to the Sterling Bancorp Amended and Restated 2015 Omnibus Equity and Incentive Plan to increase the number of shares reserved for issuance thereunder by 3,500,000 shares (for an aggregate 10,500,000 shares). | Management | | For | | For | | |
| | 3. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay). | Management | | For | | For | | |
| | 4. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | TEXTAINER GROUP HOLDINGS LIMITED | | |
| | Security | G8766E109 | | | | Meeting Type | Annual |
| | Ticker Symbol | TGH | | | | Meeting Date | 26-May-2021 | |
| | ISIN | BMG8766E1093 | | | | Agenda | 935424907 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Class II Director: Olivier Ghesquiere | Management | | For | | For | | |
| | 1.2 | Election of Class II Director: James Earl | Management | | For | | For | | |
| | 1.3 | Election of Class II Director: Cynthia Hostetler | Management | | For | | For | | |
| | 2. | Proposal to approve the Company's annual audited financial statements for the fiscal year ended December 31, 2020. | Management | | For | | For | | |
| | 3. | Proposal to approve the re-appointment of KPMG LLP, an independent registered public accounting firm, to act as the Company's independent auditors for the fiscal year ending December 31, 2021 and the authorization for the Board of Directors, acting through the Audit Committee to fix the remuneration of the independent auditors for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | HEIDRICK & STRUGGLES INTERNATIONAL, INC. | | |
| | Security | 422819102 | | | | Meeting Type | Annual |
| | Ticker Symbol | HSII | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US4228191023 | | | | Agenda | 935410415 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Elizabeth L. Axelrod | | | | For | | For | | |
| | | | 2 | Laszlo Bock | | | | For | | For | | |
| | | | 3 | Lyle Logan | | | | For | | For | | |
| | | | 4 | T. Willem Mesdag | | | | For | | For | | |
| | | | 5 | Krishnan Rajagopalan | | | | For | | For | | |
| | | | 6 | Stacey Rauch | | | | For | | For | | |
| | | | 7 | Adam Warby | | | | For | | For | | |
| | 2. | Advisory vote to approve Named Executive Officer compensation. | Management | | For | | For | | |
| | 3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | FARO TECHNOLOGIES, INC. | | |
| | Security | 311642102 | | | | Meeting Type | Annual |
| | Ticker Symbol | FARO | | | | Meeting Date | 28-May-2021 | |
| | ISIN | US3116421021 | | | | Agenda | 935395473 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Lynn Brubaker | | | | For | | For | | |
| | | | 2 | Jeroen van Rotterdam | | | | For | | For | | |
| | 2. | The ratification of Grant Thornton LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | Non-binding resolution to approve the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | FTI CONSULTING, INC. | | |
| | Security | 302941109 | | | | Meeting Type | Annual |
| | Ticker Symbol | FCN | | | | Meeting Date | 02-Jun-2021 | |
| | ISIN | US3029411093 | | | | Agenda | 935380345 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Brenda J. Bacon | Management | | For | | For | | |
| | 1B. | Election of Director: Mark S. Bartlett | Management | | For | | For | | |
| | 1C. | Election of Director: Claudio Costamagna | Management | | For | | For | | |
| | 1D. | Election of Director: Vernon Ellis | Management | | For | | For | | |
| | 1E. | Election of Director: Nicholas C. Fanandakis | Management | | For | | For | | |
| | 1F. | Election of Director: Steven H. Gunby | Management | | For | | For | | |
| | 1G. | Election of Director: Gerard E. Holthaus | Management | | For | | For | | |
| | 1H. | Election of Director: Laureen E. Seeger | Management | | For | | For | | |
| | 2. | Ratify the appointment of KPMG LLP as FTI Consulting, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Vote on an advisory (non-binding) resolution to approve the compensation of the named executive officers for the year ended December 31, 2020 at the 2021 Annual Meeting of Shareholders. | Management | | For | | For | | |
| | AMERICAN EAGLE OUTFITTERS, INC. | | |
| | Security | 02553E106 | | | | Meeting Type | Annual |
| | Ticker Symbol | AEO | | | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US02553E1064 | | | | Agenda | 935402759 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Janice E. Page | Management | | For | | For | | |
| | 1.2 | Election of Director: David M. Sable | Management | | For | | For | | |
| | 1.3 | Election of Director: Noel J. Spiegel | Management | | For | | For | | |
| | 2. | Proposal Two. Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | | For | | For | | |
| | 3. | Proposal Three. Hold an advisory vote on the compensation of our named executive officers. | Management | | For | | For | | |
| | PATTERSON-UTI ENERGY, INC. | | |
| | Security | 703481101 | | | | Meeting Type | Annual |
| | Ticker Symbol | PTEN | | | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US7034811015 | | | | Agenda | 935404145 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Tiffany (TJ) Thom Cepak | | | | For | | For | | |
| | | | 2 | Michael W. Conlon | | | | For | | For | | |
| | | | 3 | William A Hendricks, Jr | | | | For | | For | | |
| | | | 4 | Curtis W. Huff | | | | For | | For | | |
| | | | 5 | Terry H. Hunt | | | | For | | For | | |
| | | | 6 | Janeen S. Judah | | | | For | | For | | |
| | 2. | Approval of the Patterson-UTI Energy, Inc. 2021 Long- Term Incentive Plan. | Management | | For | | For | | |
| | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Patterson- UTI for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | Approval of an advisory resolution on Patterson-UTI's compensation of its named executive officers. | Management | | For | | For | | |
| | DIAMONDBACK ENERGY, INC. | | |
| | Security | 25278X109 | | | | Meeting Type | Annual |
| | Ticker Symbol | FANG | | | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US25278X1090 | | | | Agenda | 935407444 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Steven E. West | Management | | For | | For | | |
| | 1.2 | Election of Director: Travis D. Stice | Management | | For | | For | | |
| | 1.3 | Election of Director: Vincent K. Brooks | Management | | For | | For | | |
| | 1.4 | Election of Director: Michael P. Cross | Management | | For | | For | | |
| | 1.5 | Election of Director: David L. Houston | Management | | For | | For | | |
| | 1.6 | Election of Director: Stephanie K. Mains | Management | | For | | For | | |
| | 1.7 | Election of Director: Mark L. Plaumann | Management | | For | | For | | |
| | 1.8 | Election of Director: Melanie M. Trent | Management | | For | | For | | |
| | 2. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Proposal to approve an amendment to the Company's amended and restated certificate of incorporation to increase the total number of authorized shares of common stock from 200,000,000 shares to 400,000,000 shares. | Management | | For | | For | | |
| | 4. | Proposal to approve the Company's 2021 Amended and Restated Equity Incentive Plan. | Management | | Against | | Against | | |
| | 5. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | KAR AUCTION SERVICES, INC. | | |
| | Security | 48238T109 | | | | Meeting Type | Annual |
| | Ticker Symbol | KAR | | | | Meeting Date | 04-Jun-2021 | |
| | ISIN | US48238T1097 | | | | Agenda | 935410869 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 2A. | Election of Director: Carmel Galvin | Management | | For | | For | | |
| | 2B. | Election of Director: James P. Hallett | Management | | For | | For | | |
| | 2C. | Election of Director: Mark E. Hill | Management | | For | | For | | |
| | 2D. | Election of Director: J. Mark Howell | Management | | For | | For | | |
| | 2E. | Election of Director: Stefan Jacoby | Management | | For | | For | | |
| | 2F. | Election of Director: Peter Kelly | Management | | For | | For | | |
| | 2G. | Election of Director: Michael T. Kestner | Management | | For | | For | | |
| | 2H. | Election of Director: Mary Ellen Smith | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, executive compensation. | Management | | For | | For | | |
| | 4. | To approve an amendment and restatement of the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan, as amended. | Management | | For | | For | | |
| | 5. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | MATADOR RESOURCES COMPANY | | |
| | Security | 576485205 | | | | Meeting Type | Annual |
| | Ticker Symbol | MTDR | | | | Meeting Date | 04-Jun-2021 | |
| | ISIN | US5764852050 | | | | Agenda | 935411190 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: William M. Byerley | Management | | For | | For | | |
| | 1B. | Election of Director: Monika U. Ehrman | Management | | For | | For | | |
| | 1C. | Election of Director: Julia P. Forrester Rogers | Management | | For | | For | | |
| | 1D. | Election of Director: James M. Howard | Management | | For | | For | | |
| | 1E. | Election of Director: Kenneth L. Stewart | Management | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | CLOUDERA, INC. | | |
| | Security | 18914U100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CLDR | | | | Meeting Date | 09-Jun-2021 | |
| | ISIN | US18914U1007 | | | | Agenda | 935412724 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gary Hu | | | | For | | For | | |
| | | | 2 | Kevin Klausmeyer | | | | For | | For | | |
| | | | 3 | Michael A. Stankey | | | | For | | For | | |
| | 2. | Ratification of independent registered public accounting firm, Ernst & Young LLP, for the fiscal year ending January 31, 2022. | Management | | For | | For | | |
| | 3. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| | LUXFER HOLDINGS PLC | | |
| | Security | G5698W116 | | | | Meeting Type | Annual |
| | Ticker Symbol | LXFR | | | | Meeting Date | 09-Jun-2021 | |
| | ISIN | GB00BNK03D49 | | | | Agenda | 935417281 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To re-elect Alok Maskara as a Director of the Company. | Management | | For | | For | | |
| | 2. | To re-elect David Landless as a Director of the Company. | Management | | For | | For | | |
| | 3. | To re-elect Clive Snowdon as a Director of the Company. | Management | | For | | For | | |
| | 4. | To re-elect Richard Hipple as a Director of the Company. | Management | | For | | For | | |
| | 5. | To re-elect Allisha Elliott as a Director of the Company. | Management | | For | | For | | |
| | 6. | To re-elect Lisa Trimberger as a Director of the Company. | Management | | For | | For | | |
| | 7. | To approve the Directors' Remuneration Policy (the "Directors' Remuneration Policy"). | Management | | For | | For | | |
| | 8. | To approve, by non-binding advisory vote, the Directors' Remuneration Report for the year ended December 31, 2020 (the "Directors' Remuneration Report"), excluding the part containing the Directors' Remuneration Policy. | Management | | For | | For | | |
| | 9. | To approve, by non-binding advisory vote, the compensation of Luxfer's Named Executive Officers (the "Named Executive Officers"). | Management | | For | | For | | |
| | 10. | To approve, by non-binding advisory vote, the frequency of "Say-On-Pay" votes. | Management | | 1 Year | | For | | |
| | 11. | To ratify the re-appointment of PricewaterhouseCoopers LLP as the independent auditors (the "Independent Auditors") of Luxfer Holdings PLC until conclusion of the 2022 Annual General Meeting. | Management | | For | | For | | |
| | 12. | To authorize the Audit Committee of the Board of Directors to set the Independent Auditors' remuneration. | Management | | For | | For | | |
| | MCGRATH RENTCORP | | |
| | Security | 580589109 | | | | Meeting Type | Annual |
| | Ticker Symbol | MGRC | | | | Meeting Date | 09-Jun-2021 | |
| | ISIN | US5805891091 | | | | Agenda | 935424440 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Kimberly A. Box | | | | For | | For | | |
| | | | 2 | Smita Conjeevaram | | | | For | | For | | |
| | | | 3 | William J. Dawson | | | | For | | For | | |
| | | | 4 | Elizabeth A. Fetter | | | | For | | For | | |
| | | | 5 | Joseph F. Hanna | | | | For | | For | | |
| | | | 6 | Bradley M. Shuster | | | | For | | For | | |
| | | | 7 | M. Richard Smith | | | | For | | For | | |
| | | | 8 | Dennis P. Stradford | | | | For | | For | | |
| | 2. | To ratify the appointment of Grant Thornton LLP as the independent auditors for the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | EMCOR GROUP, INC. | | |
| | Security | 29084Q100 | | | | Meeting Type | Annual |
| | Ticker Symbol | EME | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US29084Q1004 | | | | Agenda | 935410528 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: John W. Altmeyer | Management | | For | | For | | |
| | 1B. | Election of Director: Anthony J. Guzzi | Management | | For | | For | | |
| | 1C. | Election of Director: Ronald L. Johnson | Management | | For | | For | | |
| | 1D. | Election of Director: David H. Laidley | Management | | For | | For | | |
| | 1E. | Election of Director: Carol P. Lowe | Management | | For | | For | | |
| | 1F. | Election of Director: M. Kevin McEvoy | Management | | For | | For | | |
| | 1G. | Election of Director: William P. Reid | Management | | For | | For | | |
| | 1H. | Election of Director: Steven B. Schwarzwaelder | Management | | For | | For | | |
| | 1I. | Election of Director: Robin Walker-Lee | Management | | For | | For | | |
| | 2. | Approval, by non-binding advisory vote, of named executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as independent auditors for 2021. | Management | | For | | For | | |
| | 4. | Stockholder proposal regarding written consent. | Shareholder | | Against | | For | | |
| | NLIGHT, INC. | | |
| | Security | 65487K100 | | | | Meeting Type | Annual |
| | Ticker Symbol | LASR | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US65487K1007 | | | | Agenda | 935412712 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Douglas Carlisle | | | | For | | For | | |
| | | | 2 | Bill Gossman | | | | For | | For | | |
| | | | 3 | Gary Locke | | | | For | | For | | |
| | 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | To approve, on an advisory, non-binding basis, the frequency of future stockholder advisory non-binding votes on the compensation of our named executive officers. | Management | | 1 Year | | For | | |
| | ATN INTERNATIONAL, INC. | | |
| | Security | 00215F107 | | | | Meeting Type | Annual |
| | Ticker Symbol | ATNI | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US00215F1075 | | | | Agenda | 935416986 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Bernard J. Bulkin | Management | | For | | For | | |
| | 1B. | Election of Director: James S. Eisenstein | Management | | For | | For | | |
| | 1C. | Election of Director: Richard J. Ganong | Management | | For | | For | | |
| | 1D. | Election of Director: John C. Kennedy | Management | | For | | For | | |
| | 1E. | Election of Director: Pamela F. Lenehan | Management | | For | | For | | |
| | 1F. | Election of Director: Liane J. Pelletier | Management | | For | | For | | |
| | 1G. | Election of Director: Michael T. Prior | Management | | For | | For | | |
| | 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | SUPERNUS PHARMACEUTICALS, INC. | | |
| | Security | 868459108 | | | | Meeting Type | Annual |
| | Ticker Symbol | SUPN | | | | Meeting Date | 15-Jun-2021 | |
| | ISIN | US8684591089 | | | | Agenda | 935425478 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Georges Gemayel, Ph.D. | | | | For | | For | | |
| | | | 2 | John Siebert, Ph.D. | | | | For | | For | | |
| | 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding basis, the compensation paid to our named executive officers. | Management | | For | | For | | |
| | 4. | To act upon a proposal to adopt the Supernus Pharmaceuticals, Inc. 2021 Equity Incentive Plan. | Management | | Against | | Against | | |
| | OXFORD INDUSTRIES, INC. | | |
| | Security | 691497309 | | | | Meeting Type | Annual |
| | Ticker Symbol | OXM | | | | Meeting Date | 15-Jun-2021 | |
| | ISIN | US6914973093 | | | | Agenda | 935426622 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Class II Director: Thomas C. Chubb III | Management | | For | | For | | |
| | 1.2 | Election of Class II Director: John R. Holder | Management | | For | | For | | |
| | 1.3 | Election of Class II Director: Stephen S. Lanier | Management | | For | | For | | |
| | 1.4 | Election of Class II Director: Clarence H. Smith | Management | | For | | For | | |
| | 1.5 | Election of Class III Director: Milford W. McGuirt | Management | | For | | For | | |
| | 2. | Ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for fiscal 2021. | Management | | For | | For | | |
| | 3. | Proposal to approve, by a non-binding, advisory vote, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | NATUS MEDICAL INCORPORATED | | |
| | Security | 639050103 | | | | Meeting Type | Annual |
| | Ticker Symbol | NTUS | | | | Meeting Date | 16-Jun-2021 | |
| | ISIN | US6390501038 | | | | Agenda | 935417077 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve until 2022 Annual meeting: Ilan Daskal | Management | | For | | For | | |
| | 1B. | Election of Director to serve until 2022 Annual meeting: Lisa Wipperman Heine | Management | | For | | For | | |
| | 1C. | Election of Director to serve until 2022 Annual meeting: Jonathan A. Kennedy | Management | | For | | For | | |
| | 1D. | Election of Director to serve until 2022 Annual meeting: Joshua H. Levine | Management | | For | | For | | |
| | 1E. | Election of Director to serve until 2022 Annual meeting: Barbara R. Paul | Management | | For | | For | | |
| | 1F. | Election of Director to serve until 2022 Annual meeting: Alice D. Schroeder | Management | | For | | For | | |
| | 1G. | Election of Director to serve until 2022 Annual meeting: Thomas J. Sullivan | Management | | For | | For | | |
| | 2. | Approval of the Natus Medical Incorporated 2021 Equity Incentive Plan. | Management | | Against | | Against | | |
| | 3. | Approval, on an advisory basis, of the named executive officer compensation disclosed in the attached Proxy Statement. | Management | | For | | For | | |
| | 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31 , 2021. | Management | | For | | For | | |
| | CHICKEN SOUP FOR THE SOUL ENT INC. | | |
| | Security | 16842Q100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CSSE | | | | Meeting Date | 22-Jun-2021 | |
| | ISIN | US16842Q1004 | | | | Agenda | 935445660 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | William J. Rouhana, Jr. | | | | For | | For | | |
| | | | 2 | Christopher Mitchell | | | | For | | For | | |
| | | | 3 | Amy L. Newmark | | | | For | | For | | |
| | | | 4 | Fred M. Cohen | | | | For | | For | | |
| | | | 5 | Cosmo DeNicola | | | | For | | For | | |
| | | | 6 | Martin Pompadur | | | | For | | For | | |
| | | | 7 | Christina Weiss Lurie | | | | For | | For | | |
| | | | 8 | Diana Wilkin | | | | For | | For | | |
| | 2. | Approval of Plan Increase Proposal. | Management | | Against | | Against | | |
| | 3. | Approval of the Company's 2021 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 4. | Ratification of the appointment of Rosenfield and Company, PLLC as our independent registered public accounting firm. | Management | | For | | For | | |
| | ALPINE INCOME PROPERTY TRUST, INC. | | |
| | Security | 02083X103 | | | | Meeting Type | Annual |
| | Ticker Symbol | PINE | | | | Meeting Date | 23-Jun-2021 | |
| | ISIN | US02083X1037 | | | | Agenda | 935423133 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John P. Albright | | | | For | | For | | |
| | | | 2 | Mark O. Decker, Jr. | | | | For | | For | | |
| | | | 3 | Rachel Elias Wein | | | | For | | For | | |
| | | | 4 | M. Carson Good | | | | For | | For | | |
| | | | 5 | Andrew C. Richardson | | | | For | | For | | |
| | | | 6 | Jeffrey S. Yarckin | | | | For | | For | | |
| | 2. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | APOGEE ENTERPRISES, INC. | | |
| | Security | 037598109 | | | | Meeting Type | Annual |
| | Ticker Symbol | APOG | | | | Meeting Date | 23-Jun-2021 | |
| | ISIN | US0375981091 | | | | Agenda | 935433653 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Class II Director: Christina M. Alvord | Management | | For | | For | | |
| | 1B. | Election of Class II Director: Herbert K. Parker | Management | | For | | For | | |
| | 1C. | Election of Class II Director: Ty R. Silberhorn | Management | | For | | For | | |
| | 2. | ADVISORY VOTE TO APPROVE APOGEE'S EXECUTIVE COMPENSATION. | Management | | For | | For | | |
| | 3. | APPROVAL OF THE APOGEE ENTERPRISES, INC. 2019 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED (2021) TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR AWARDS FROM 1,150,000 TO 2,150,000. | Management | | Abstain | | Against | | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS APOGEE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2022. | Management | | For | | For | | |
| | BANC OF CALIFORNIA, INC. | | |
| | Security | 05990K106 | | | | Meeting Type | Special |
| | Ticker Symbol | BANC | | | | Meeting Date | 23-Jun-2021 | |
| | ISIN | US05990K1060 | | | | Agenda | 935439605 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | BOC Merger Proposal: To approve the merger pursuant to the terms of the Agreement and Plan of Merger, dated as of March 22, 2021, by and between BOC and Pacific Mercantile Bancorp, as such agreement may be amended from time to time. | Management | | For | | For | | |
| | 2. | BOC Stock Issuance Proposal: To approve the issuance of common stock of BOC in connection with the merger. | Management | | For | | For | | |
| | 3. | BOC Adjournment Proposal: To approve one or more adjournments of the BOC special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies if there are insufficient votes at the time of the BOC special meeting to approve the BOC merger proposal or the BOC stock issuance proposal. | Management | | For | | For | | |
| Investment Company Report |
| | PLAYAGS, INC. | | |
| | Security | 72814N104 | | | | Meeting Type | Annual |
| | Ticker Symbol | AGS | | | | Meeting Date | 01-Jul-2020 | |
| | ISIN | US72814N1046 | | | | Agenda | 935221349 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Anna Massion | | | | For | | For | | |
| | | | 2 | David Sambur | | | | For | | For | | |
| | | | 3 | David Lopez | | | | For | | For | | |
| | 2. | To conduct an advisory vote to approve the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To approve an amendment to the Company's 2018 Omnibus Incentive Plan to increase the number of shares of stock authorized for issuance thereunder. | Management | | Against | | Against | | |
| | 4. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | ARLO TECHNOLOGIES, INC. | | |
| | Security | 04206A101 | | | | Meeting Type | Annual |
| | Ticker Symbol | ARLO | | | | Meeting Date | 01-Jul-2020 | |
| | ISIN | US04206A1016 | | | | Agenda | 935221705 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Prashant Aggarwal | | | | For | | For | | |
| | | | 2 | Amy Rothstein | | | | For | | For | | |
| | | | 3 | Grady Summers | | | | For | | For | | |
| | 2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | AZZ INC. | | |
| | Security | 002474104 | | | | Meeting Type | Annual |
| | Ticker Symbol | AZZ | | | | Meeting Date | 08-Jul-2020 | |
| | ISIN | US0024741045 | | | | Agenda | 935219469 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | DIRECTOR | Management | | | | | | |
| | | | 1 | Daniel E. Berce | | | | For | | For | | |
| | | | 2 | Paul Eisman | | | | For | | For | | |
| | | | 3 | Daniel R. Feehan | | | | For | | For | | |
| | | | 4 | Thomas E. Ferguson | | | | For | | For | | |
| | | | 5 | Kevern R. Joyce | | | | For | | For | | |
| | | | 6 | Venita McCellon-Allen | | | | For | | For | | |
| | | | 7 | Ed McGough | | | | For | | For | | |
| | | | 8 | Steven R. Purvis | | | | For | | For | | |
| | 2. | Approval of advisory vote on AZZ's executive compensation program. | Management | | For | | For | | |
| | 3. | Ratification of appointment of Grant Thornton LLP to serve as AZZ's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | | For | | For | | |
| | TOWNEBANK | | |
| | Security | 89214P109 | | | | Meeting Type | Annual |
| | Ticker Symbol | TOWN | | | | Meeting Date | 15-Jul-2020 | |
| | ISIN | US89214P1093 | | | | Agenda | 935236720 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jeffrey F. Benson | | | | For | | For | | |
| | | | 2 | Douglas D. Ellis | | | | For | | For | | |
| | | | 3 | John W. Failes | | | | For | | For | | |
| | | | 4 | William I. Foster, III | | | | For | | For | | |
| | | | 5 | Robert C. Hatley | | | | For | | For | | |
| | | | 6 | Howard J. Jung | | | | For | | For | | |
| | | | 7 | Stephanie Marioneaux MD | | | | For | | For | | |
| | | | 8 | Juan M. Montero, II, MD | | | | For | | For | | |
| | | | 9 | Thomas K. Norment, Jr. | | | | For | | For | | |
| | | | 10 | Brad E. Schwartz | | | | For | | For | | |
| | | | 11 | Alan S. Witt | | | | For | | For | | |
| | 2. | To ratify the selection of Dixon Hughes Goodman LLP, certified public accountants, as independent auditors of TowneBank for 2020. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, TowneBank's named executive officer compensation. | Management | | For | | For | | |
| | MVC CAPITAL, INC. | | |
| | Security | 553829102 | | | | Meeting Type | Annual |
| | Ticker Symbol | MVC | | | | Meeting Date | 15-Jul-2020 | |
| | ISIN | US5538291023 | | | | Agenda | 935237227 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ron Avni | | | | For | | For | | |
| | | | 2 | John Chapman | | | | For | | For | | |
| | | | 3 | Phillip Goldstein | | | | For | | For | | |
| | | | 4 | Gerald Hellerman | | | | For | | For | | |
| | | | 5 | Douglas Kass | | | | For | | For | | |
| | | | 6 | Robert Knapp | | | | For | | For | | |
| | | | 7 | Scott Krase | | | | For | | For | | |
| | | | 8 | Arthur Lipson | | | | For | | For | | |
| | | | 9 | Michael Tokarz | | | | For | | For | | |
| | 2. | To ratify the selection of Grant Thornton LLP as the Fund's independent registered public accounting firm for fiscal year 2020. | Management | | For | | For | | |
| | THOMASVILLE BANCSHARES, INC. | | |
| | Security | 884608100 | | | | Meeting Type | Annual |
| | Ticker Symbol | THVB | | | | Meeting Date | 15-Jul-2020 | |
| | ISIN | US8846081003 | | | | Agenda | 935241024 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Charles A. Balfour, Jr. | | | | For | | For | | |
| | | | 2 | Joel W. Barrett | | | | For | | For | | |
| | | | 3 | Stephen H. Cheney | | | | For | | For | | |
| | | | 4 | Richard L Singletary Jr | | | | For | | For | | |
| | | | 5 | Van Champion | | | | For | | For | | |
| | 2. | Proposal to ratify the appointment of Mauldin & Jenkins CPA, LLC as the Company's principal independent public accountant for the 2020 fiscal year. | Management | | For | | For | | |
| | RTI SURGICAL HOLDINGS, INC. | | |
| | Security | 74975N105 | | | | Meeting Type | Annual |
| | Ticker Symbol | RTIX | | | | Meeting Date | 15-Jul-2020 | |
| | ISIN | US74975N1054 | | | | Agenda | 935241795 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve the Contemplated Transactions, as disclosed in the proxy statement. | Management | | For | | For | | |
| | 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to certain of RTI's named executive officers as a result of the consummation of the Contemplated Transactions, as disclosed in the proxy statement. | Management | | For | | For | | |
| | 3. | DIRECTOR | Management | | | | | | |
| | | | 1 | Camille I. Farhat | | | | For | | For | | |
| | | | 2 | Jeffrey C. Lightcap | | | | For | | For | | |
| | | | 3 | Thomas A. McEachin | | | | For | | For | | |
| | | | 4 | Mark D. Stolper | | | | For | | For | | |
| | | | 5 | Paul G. Thomas | | | | For | | For | | |
| | | | 6 | Nicholas J. Valeriani | | | | For | | For | | |
| | | | 7 | Shirley A. Weis | | | | For | | For | | |
| | | | 8 | Stuart F. Simpson | | | | For | | For | | |
| | 4. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers for 2019, as disclosed in the proxy statement. | Management | | For | | For | | |
| | 5. | To adjourn the Annual Meeting, if necessary or appropriate, including to permit further solicitation of proxies in favor of the Contemplated Transactions if there are insufficient votes at the time of the Annual Meeting to approve the Contemplated Transactions. | Management | | For | | For | | |
| | WORLD WRESTLING ENTERTAINMENT, INC. | | |
| | Security | 98156Q108 | | | | Meeting Type | Annual |
| | Ticker Symbol | WWE | | | | Meeting Date | 16-Jul-2020 | |
| | ISIN | US98156Q1085 | | | | Agenda | 935139623 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Vincent K. McMahon | | | | For | | For | | |
| | | | 2 | Stephanie M. Levesque | | | | For | | For | | |
| | | | 3 | Paul Levesque | | | | For | | For | | |
| | | | 4 | Stuart U. Goldfarb | | | | For | | For | | |
| | | | 5 | Laureen Ong | | | | For | | For | | |
| | | | 6 | Robyn W. Peterson | | | | For | | For | | |
| | | | 7 | Frank A. Riddick, III | | | | For | | For | | |
| | | | 8 | Man Jit Singh | | | | For | | For | | |
| | | | 9 | Jeffrey R. Speed | | | | For | | For | | |
| | | | 10 | Alan M. Wexler | | | | For | | For | | |
| | 2. | Ratification of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm. | Management | | For | | For | | |
| | 3. | Advisory vote to approve Executive Compensation. | Management | | For | | For | | |
| | ENERGY RECOVERY, INC. | | |
| | Security | 29270J100 | | | | Meeting Type | Annual |
| | Ticker Symbol | ERII | | | | Meeting Date | 16-Jul-2020 | |
| | ISIN | US29270J1007 | | | | Agenda | 935232619 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Alexander J. Buehler | | | | For | | For | | |
| | | | 2 | Robert Yu Lang Mao | | | | For | | For | | |
| | 2. | To approve the Energy Recovery, Inc. 2020 Incentive Plan. | Management | | Against | | Against | | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | 4. | To approve, on an advisory basis, our executive compensation for the fiscal year ended December 31, 2019 as described in the Proxy Statement. | Management | | For | | For | | |
| | WILLAMETTE VALLEY VINEYARDS, INC. | | |
| | Security | 969136100 | | | | Meeting Type | Annual |
| | Ticker Symbol | WVVI | | | | Meeting Date | 17-Jul-2020 | |
| | ISIN | US9691361003 | | | | Agenda | 935232203 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | James W. Bernau | | | | For | | For | | |
| | | | 2 | Sean M. Cary | | | | For | | For | | |
| | 2. | Ratification of appointment of Moss-Adams, LLP as the independent registered public accounting firm of Willamette Valley Vineyards, Inc. for the year ending December 31, 2020. | Management | | For | | For | | |
| | 3. | Advisory (non-binding) approval of the Company's executive compensation. | Management | | For | | For | | |
| | 4. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | | 3 Years | | For | | |
| | COLUMBUS MCKINNON CORPORATION | | |
| | Security | 199333105 | | | | Meeting Type | Annual |
| | Ticker Symbol | CMCO | | | | Meeting Date | 20-Jul-2020 | |
| | ISIN | US1993331057 | | | | Agenda | 935236047 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard H. Fleming | | | | For | | For | | |
| | | | 2 | David J. Wilson | | | | For | | For | | |
| | | | 3 | Nicholas T. Pinchuk | | | | For | | For | | |
| | | | 4 | Liam G. McCarthy | | | | For | | For | | |
| | | | 5 | R. Scott Trumbull | | | | For | | For | | |
| | | | 6 | Heath A. Mitts | | | | For | | For | | |
| | | | 7 | Kathryn V. Roedel | | | | For | | For | | |
| | | | 8 | Aziz Aghili | | | | For | | For | | |
| | | | 9 | Jeanne Beliveau-Dunn | | | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | | For | | For | | |
| | 3. | To conduct a shareholder advisory vote on the compensation of our named executive officers. | Management | | For | | For | | |
| | PARK AEROSPACE CORP. | | |
| | Security | 70014A104 | | | | Meeting Type | Annual |
| | Ticker Symbol | PKE | | | | Meeting Date | 21-Jul-2020 | |
| | ISIN | US70014A1043 | | | | Agenda | 935240452 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Dale Blanchfield | Management | | For | | For | | |
| | 1B. | Election of Director: Emily J. Groehl | Management | | For | | For | | |
| | 1C. | Election of Director: Brian E. Shore | Management | | For | | For | | |
| | 1D. | Election of Director: Carl W. Smith | Management | | For | | For | | |
| | 1E. | Election of Director: Steven T. Warshaw | Management | | For | | For | | |
| | 2. | Approval, on an advisory (non-binding) basis, of the compensation of the named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of appointment of CohnReznick LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | | For | | For | | |
| | ULTRALIFE CORPORATION | | |
| | Security | 903899102 | | | | Meeting Type | Annual |
| | Ticker Symbol | ULBI | | | | Meeting Date | 22-Jul-2020 | |
| | ISIN | US9038991025 | | | | Agenda | 935234992 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Michael D. Popielec | | | | For | | For | | |
| | | | 2 | Thomas L. Saeli | | | | For | | For | | |
| | | | 3 | Robert W. Shaw II | | | | For | | For | | |
| | | | 4 | Ranjit C. Singh | | | | For | | For | | |
| | | | 5 | Bradford T. Whitmore | | | | For | | For | | |
| | 2. | Ratification of the selection of Freed Maxick CPAs, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | 3. | To approve an advisory resolution on executive compensation. | Management | | For | | For | | |
| | 4. | To approve an advisory resolution on the frequency of future advisory votes on executive compensation. | Management | | 3 Years | | For | | |
| | 5. | To vote on a shareholder proposal entitled "Directors to be Elected by Majority Vote". | Shareholder | | Against | | For | | |
| | GYRODYNE, LLC | | |
| | Security | 403829104 | | | | Meeting Type | Annual |
| | Ticker Symbol | GYRO | | | | Meeting Date | 22-Jul-2020 | |
| | ISIN | US4038291047 | | | | Agenda | 935243989 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Philip F. Palmedo | | | | For | | For | | |
| | | | 2 | Nader G.M. Salour | | | | For | | For | | |
| | 2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement. | Management | | For | | For | | |
| | 3. | To ratify the engagement of Baker Tilly Virchow Krause, LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | | For | | For | | |
| | MODINE MANUFACTURING COMPANY | | |
| | Security | 607828100 | | | | Meeting Type | Annual |
| | Ticker Symbol | MOD | | | | Meeting Date | 23-Jul-2020 | |
| | ISIN | US6078281002 | | | | Agenda | 935242874 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Mr. Eric D. Ashleman | Management | | For | | For | | |
| | 1B. | Election of Director: Mr. Larry O. Moore | Management | | For | | For | | |
| | 1C. | Election of Director: Ms. Marsha C. Williams | Management | | For | | For | | |
| | 2. | Approval of the Modine Manufacturing Company 2020 Incentive Compensation Plan. | Management | | Against | | Against | | |
| | 3. | Advisory vote to approve of the Company's named executive officer compensation. | Management | | For | | For | | |
| | 4. | Ratification of the appointment of the Company's independent registered public accounting firm. | Management | | For | | For | | |
| | STEEL CONNECT, INC. | | |
| | Security | 858098106 | | | | Meeting Type | Annual |
| | Ticker Symbol | STCN | | | | Meeting Date | 23-Jul-2020 | |
| | ISIN | US8580981061 | | | | Agenda | 935245402 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jack L. Howard | | | | For | | For | | |
| | | | 2 | Maria U. Molland | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | | For | | For | | |
| | 4. | To approve an amendment to the Company's Certificate of Incorporation to declassify the Board. | Management | | For | | For | | |
| | 5. | To approve the 2020 Stock Incentive Compensation Plan. | Management | | For | | For | | |
| | HOLOBEAM, INC. | | |
| | Security | 436434104 | | | | Meeting Type | Annual |
| | Ticker Symbol | HOOB | | | | Meeting Date | 27-Jul-2020 | |
| | ISIN | US4364341044 | | | | Agenda | 935248523 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Melvin S. Cook | | | | For | | For | | |
| | 2. | Ratification of Leaf, Miele, Manganelli, Fortunato & Engel, LLC as independent certified public accountants for the current year. | Management | | For | | For | | |
| | CAVCO INDUSTRIES, INC. | | |
| | Security | 149568107 | | | | Meeting Type | Annual |
| | Ticker Symbol | CVCO | | | | Meeting Date | 28-Jul-2020 | |
| | ISIN | US1495681074 | | | | Agenda | 935239396 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Susan L. Blount | Management | | For | | For | | |
| | 1B. | Election of Director: William C. Boor | Management | | For | | For | | |
| | 2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of RSM US LLP as the independent registered public accounting firm for fiscal 2021. | Management | | For | | For | | |
| | DU-ART FILM LABORATORIES, INC. | | |
| | Security | 262507106 | | | | Meeting Type | Annual |
| | Ticker Symbol | DAFL | | | | Meeting Date | 28-Jul-2020 | |
| | ISIN | US2625071061 | | | | Agenda | 935244171 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Michael Hausman | | | | For | | For | | |
| | | | 2 | Irwin Young | | | | For | | For | | |
| | | | 3 | Linda Young | | | | For | | For | | |
| | | | 4 | Anthony Kliphuis | | | | For | | For | | |
| | | | 5 | Robert M. Young | | | | For | | For | | |
| | | | 6 | Andrew Young | | | | For | | For | | |
| | | | 7 | Charles Jablonski | | | | For | | For | | |
| | ROCK FIELD CO.,LTD. | | |
| | Security | J65275109 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 29-Jul-2020 | |
| | ISIN | JP3984200000 | | | | Agenda | 712917775 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| | 2.1 | Appoint a Director Iwata, Kozo | Management | | For | | For | | |
| | 2.2 | Appoint a Director Furutsuka, Takashi | Management | | For | | For | | |
| | 2.3 | Appoint a Director Hosomi, Toshihiro | Management | | For | | For | | |
| | 2.4 | Appoint a Director Endo, Hiroshi | Management | | For | | For | | |
| | 2.5 | Appoint a Director Nakano, Kanji | Management | | For | | For | | |
| | 2.6 | Appoint a Director Kadokami, Takeshi | Management | | For | | For | | |
| | 2.7 | Appoint a Director Matsumura, Harumi | Management | | For | | For | | |
| | SKYLINE CHAMPION | | |
| | Security | 830830105 | | | | Meeting Type | Annual |
| | Ticker Symbol | SKY | | | | Meeting Date | 29-Jul-2020 | |
| | ISIN | US8308301055 | | | | Agenda | 935239714 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Keith Anderson | | | | For | | For | | |
| | | | 2 | Michael Berman | | | | For | | For | | |
| | | | 3 | Timothy Bernlohr | | | | For | | For | | |
| | | | 4 | Eddie Capel | | | | For | | For | | |
| | | | 5 | John C. Firth | | | | For | | For | | |
| | | | 6 | Michael Kaufman | | | | For | | For | | |
| | | | 7 | Erin Mulligan Nelson | | | | For | | For | | |
| | | | 8 | Gary E. Robinette | | | | For | | For | | |
| | | | 9 | Mark Yost | | | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as Skyline Champion's independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | To consider a non-binding advisory vote on fiscal 2020 compensation paid to Skyline Champion's named executive officers. | Management | | For | | For | | |
| | HC2 HOLDINGS, INC. | | |
| | Security | 404139107 | | | | Meeting Type | Annual |
| | Ticker Symbol | HCHC | | | | Meeting Date | 30-Jul-2020 | |
| | ISIN | US4041391073 | | | | Agenda | 935229775 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Avram A. Glazer | Management | | For | | For | | |
| | 1.2 | Election of Director: Wayne Barr, Jr. | Management | | For | | For | | |
| | 1.3 | Election of Director: Kenneth S. Courtis | Management | | For | | For | | |
| | 1.4 | No longer up for re-election | Management | | Abstain | | Against | | |
| | 1.5 | Election of Director: Warren H. Gfeller | Management | | For | | For | | |
| | 1.6 | Election of Director: Michael Gorzynski | Management | | For | | For | | |
| | 1.7 | Election of Director: Shelly C. Lombard | Management | | For | | For | | |
| | 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | LEMAITRE VASCULAR, INC. | | |
| | Security | 525558201 | | | | Meeting Type | Annual |
| | Ticker Symbol | LMAT | | | | Meeting Date | 30-Jul-2020 | |
| | ISIN | US5255582018 | | | | Agenda | 935242204 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Bridget A. Ross | | | | For | | For | | |
| | | | 2 | John A. Roush | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To ratify Grant Thornton LLP as our independent registered public accounting firm for 2020. | Management | | For | | For | | |
| | HAWKINS, INC. | | |
| | Security | 420261109 | | | | Meeting Type | Annual |
| | Ticker Symbol | HWKN | | | | Meeting Date | 30-Jul-2020 | |
| | ISIN | US4202611095 | | | | Agenda | 935242797 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | James A. Faulconbridge | | | | For | | For | | |
| | | | 2 | Patrick H. Hawkins | | | | For | | For | | |
| | | | 3 | John S. McKeon | | | | For | | For | | |
| | | | 4 | Mary J. Schumacher | | | | For | | For | | |
| | | | 5 | Daniel J. Stauber | | | | For | | For | | |
| | | | 6 | James T. Thompson | | | | For | | For | | |
| | | | 7 | Jeffrey L. Wright | | | | For | | For | | |
| | 2. | Non-binding advisory vote to approve executive compensation ("say-on-pay"). | Management | | For | | For | | |
| | PETMED EXPRESS, INC. | | |
| | Security | 716382106 | | | | Meeting Type | Annual |
| | Ticker Symbol | PETS | | | | Meeting Date | 31-Jul-2020 | |
| | ISIN | US7163821066 | | | | Agenda | 935237695 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Menderes Akdag | Management | | For | | For | | |
| | 1B. | Election of Director: Leslie C.G. Campbell | Management | | For | | For | | |
| | 1C. | Election of Director: Frank J. Formica | Management | | For | | For | | |
| | 1D. | Election of Director: Gian M. Fulgoni | Management | | For | | For | | |
| | 1E. | Election of Director: Ronald J. Korn | Management | | For | | For | | |
| | 1F. | Election of Director: Robert C. Schweitzer | Management | | For | | For | | |
| | 2. | An advisory (non-binding) vote on executive compensation. | Management | | For | | For | | |
| | 3. | To ratify the appointment of RSM US LLP as the independent registered public accounting firm for the Company to serve for the 2021 fiscal year. | Management | | For | | For | | |
| | TOWNSQUARE MEDIA, INC. | | |
| | Security | 892231101 | | | | Meeting Type | Annual |
| | Ticker Symbol | TSQ | | | | Meeting Date | 06-Aug-2020 | |
| | ISIN | US8922311019 | | | | Agenda | 935248509 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Stephen Kaplan | | | | For | | For | | |
| | | | 2 | Bill Wilson | | | | For | | For | | |
| | 2. | The Ratification of BDO USA, LLP as the Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | 3. | Advisory (non-binding) approval of the 2019 compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 4. | Advisory approval of the frequency of the advisory vote on named executive officer compensation. | Management | | 3 Years | | For | | |
| | 5. | A stockholder proposal requesting that the Company initiate the appropriate process to adopt a majority voting standard in uncontested director elections. | Shareholder | | Against | | For | | |
| | UTAH MEDICAL PRODUCTS, INC. | | |
| | Security | 917488108 | | | | Meeting Type | Annual |
| | Ticker Symbol | UTMD | | | | Meeting Date | 07-Aug-2020 | |
| | ISIN | US9174881089 | | | | Agenda | 935241783 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ernst G. Hoyer | | | | For | | For | | |
| | | | 2 | James H. Beeson | | | | For | | For | | |
| | 2. | To ratify the selection of Haynie & Co. as the Company's independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | To approve, by advisory vote, the Company's executive compensation program. | Management | | For | | For | | |
| | GRAHAM CORPORATION | | |
| | Security | 384556106 | | | | Meeting Type | Annual |
| | Ticker Symbol | GHM | | | | Meeting Date | 11-Aug-2020 | |
| | ISIN | US3845561063 | | | | Agenda | 935243509 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | James J. Barber | | | | For | | For | | |
| | | | 2 | Gerard T. Mazurkiewicz | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To approve the 2020 Graham Corporation Equity Incentive Plan. | Management | | For | | For | | |
| | 4. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | | For | | For | | |
| | PREMIER FOODS PLC | | |
| | Security | G7S17N124 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 12-Aug-2020 | |
| | ISIN | GB00B7N0K053 | | | | Agenda | 712918967 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO RECEIVE THE 2019/20 ANNUAL REPORT | Management | | For | | For | | |
| | 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | | For | | For | | |
| | 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | | For | | For | | |
| | 4 | TO ELECT COLIN DAY AS A DIRECTOR | Management | | For | | For | | |
| | 5 | TO ELECT ALEX WHITEHOUSE AS A DIRECTOR | Management | | For | | For | | |
| | 6 | TO ELECT DUNCAN LEGGETT AS A DIRECTOR | Management | | For | | For | | |
| | 7 | TO ELECT HELEN JONES AS A DIRECTOR | Management | | For | | For | | |
| | 8 | TO ELECT TIM ELLIOTT AS A DIRECTOR | Management | | For | | For | | |
| | 9 | TO RE-ELECT RICHARD HODGSON AS A DIRECTOR | Management | | For | | For | | |
| | 10 | TO RE-ELECT SIMON BENTLEY AS A DIRECTOR | Management | | For | | For | | |
| | 11 | TO RE-ELECT PAM POWELL AS A DIRECTOR | Management | | For | | For | | |
| | 12 | TO RE-ELECT SHINJI HONDA AS A DIRECTOR | Management | | For | | For | | |
| | 13 | TO RE-ELECT DANIEL WOSNER AS A DIRECTOR | Management | | For | | For | | |
| | 14 | TO RE-ELECT ORKUN KILIC AS A DIRECTOR | Management | | For | | For | | |
| | 15 | TO RE-APPOINT KPMG LLP AS AUDITOR | Management | | For | | For | | |
| | 16 | TO APPROVE THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | |
| | 17 | TO APPROVE THE PREMIER FOODS PLC LONG TERM INCENTIVE PLAN 2020 | Management | | For | | For | | |
| | 18 | TO APPROVE THE AUTHORITY TO MAKE POLITICAL DONATIONS | Management | | For | | For | | |
| | 19 | TO APPROVE THE AUTHORITY TO ALLOT SHARES | Management | | For | | For | | |
| | 20 | TO APPROVE THE AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | | For | | For | | |
| | 21 | TO APPROVE THE AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS FOR AN ACQUISITION OR A SPECIFIED CAPITAL INVESTMENT | Management | | For | | For | | |
| | 22 | TO APPROVE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | | For | | For | | |
| | VITASOY INTERNATIONAL HOLDINGS LTD | | |
| | Security | Y93794108 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 18-Aug-2020 | |
| | ISIN | HK0345001611 | | | | Agenda | 712957248 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0716/2020071600526.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0716/2020071600542.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST MARCH, 2020 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND: HK28.4 CENTS PER ORDINARY SHARE | Management | | For | | For | | |
| | 3.A.I | TO RE-ELECT DR. ROY CHI-PING CHUNG AS AN INDEPENDENT NONEXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.AII | TO RE-ELECT MS. YVONNE MO-LING LO AS A NON- EXECUTIVE DIRECTOR | Management | | Against | | Against | | |
| | 3AIII | TO RE-ELECT MR. PETER TAK-SHING LO AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.AIV | TO RE-ELECT MS. MAY LO AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.A.V | TO RE-ELECT MR. EUGENE LYE AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.B | TO DETERMINE THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 4 | TO APPOINT AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION: KPMG | Management | | For | | For | | |
| | 5.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | | Against | | Against | | |
| | 5.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION | Management | | For | | For | | |
| | 5.C | TO ADD THE NUMBER OF SHARES BOUGHT-BACK PURSUANT TO RESOLUTION 5B TO THE NUMBER OF SHARES AVAILABLE PURSUANT TO RESOLUTION 5A | Management | | Against | | Against | | |
| | AMERICAN SOFTWARE, INC. | | |
| | Security | 029683109 | | | | Meeting Type | Annual |
| | Ticker Symbol | AMSWA | | | | Meeting Date | 19-Aug-2020 | |
| | ISIN | US0296831094 | | | | Agenda | 935254627 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Lizanne Thomas | Management | | For | | For | | |
| | 1b. | Election of Director: James B. Miller, Jr. | Management | | For | | For | | |
| | 2. | To ratify the appointment by the Board of Directors, upon the recommendation of the Audit Committee, of KPMG LLP to serve as the independent registered public accounting audit firm for the Company for the fiscal year ending April 30, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | CRIMSON WINE GROUP, LTD. | | |
| | Security | 22662X100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CWGL | | | | Meeting Date | 25-Aug-2020 | |
| | ISIN | US22662X1000 | | | | Agenda | 935245399 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John D. Cumming | | | | For | | For | | |
| | | | 2 | Joseph S. Steinberg | | | | For | | For | | |
| | | | 3 | Avraham M. Neikrug | | | | For | | For | | |
| | | | 4 | Douglas M. Carlson | | | | For | | For | | |
| | | | 5 | Craig D. Williams | | | | For | | For | | |
| | | | 6 | Colby A. Rollins | | | | For | | For | | |
| | | | 7 | Luanne D. Tierney | | | | For | | For | | |
| | 2. | Ratification of the selection of BPM LLP as independent auditors of the Company for the year ending December 31, 2020. | Management | | For | | For | | |
| | MESA LABORATORIES, INC. | | |
| | Security | 59064R109 | | | | Meeting Type | Annual |
| | Ticker Symbol | MLAB | | | | Meeting Date | 28-Aug-2020 | |
| | ISIN | US59064R1095 | | | | Agenda | 935248535 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | J. Alltoft | | | | For | | For | | |
| | | | 2 | E. Guillemin | | | | For | | For | | |
| | | | 3 | S. Hall | | | | For | | For | | |
| | | | 4 | D. Kelly | | | | For | | For | | |
| | | | 5 | G. Owens | | | | For | | For | | |
| | | | 6 | D. Perez | | | | For | | For | | |
| | | | 7 | J. Schmieder | | | | For | | For | | |
| | | | 8 | J. Sullivan | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Compensation Discussion and Analysis section and the Executive Compensation section of our Proxy Statement. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Plante & Moran, PLLC ("The Audit Firm") as the Company's independent registered public accounting firm for the year ending March 31, 2021 (the "Ratification of Auditors Proposal"). | Management | | For | | For | | |
| | LA-Z-BOY INCORPORATED | | |
| | Security | 505336107 | | | | Meeting Type | Annual |
| | Ticker Symbol | LZB | | | | Meeting Date | 01-Sep-2020 | |
| | ISIN | US5053361078 | | | | Agenda | 935250489 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Kurt L. Darrow | | | | For | | For | | |
| | | | 2 | Sarah M. Gallagher | | | | For | | For | | |
| | | | 3 | Janet E. Kerr | | | | For | | For | | |
| | | | 4 | Michael T. Lawton | | | | For | | For | | |
| | | | 5 | H. George Levy, MD | | | | For | | For | | |
| | | | 6 | W. Alan McCollough | | | | For | | For | | |
| | | | 7 | Rebecca L. O'Grady | | | | For | | For | | |
| | | | 8 | Lauren B. Peters | | | | For | | For | | |
| | | | 9 | Dr. Nido R. Qubein | | | | For | | For | | |
| | 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | 3. | To approve, through a non-binding advisory vote, the compensation of the company's named executive officers as disclosed in the Proxy Statement. | Management | | For | | For | | |
| | GP STRATEGIES CORPORATION | | |
| | Security | 36225V104 | | | | Meeting Type | Annual |
| | Ticker Symbol | GPX | | | | Meeting Date | 01-Sep-2020 | |
| | ISIN | US36225V1044 | | | | Agenda | 935250768 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Tamar Elkeles | Management | | For | | For | | |
| | 1b. | Election of Director: Marshall S. Geller | Management | | For | | For | | |
| | 1c. | Election of Director: Scott N. Greenberg | Management | | For | | For | | |
| | 1d. | Election of Director: Steven E. Koonin | Management | | For | | For | | |
| | 1e. | Election of Director: Jacques Manardo | Management | | For | | For | | |
| | 1f. | Election of Director: Richard C. Pfenniger | Management | | For | | For | | |
| | 1g. | Election of Director: Samuel D. Robinson | Management | | For | | For | | |
| | 1h. | Election of Director: Adam H. Stedham | Management | | For | | For | | |
| | 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | 3. | Advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | To approve an amendment to the 2011 Stock Incentive Plan to increase the authorized number of shares available for future issuance under the plan, to prohibit stock awards under the plan from receiving dividends prior to vesting and to extend the life of the plan to 2024. | Management | | Against | | Against | | |
| | DAKTRONICS, INC. | | |
| | Security | 234264109 | | | | Meeting Type | Annual |
| | Ticker Symbol | DAKT | | | | Meeting Date | 02-Sep-2020 | |
| | ISIN | US2342641097 | | | | Agenda | 935247874 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert G. Dutcher | | | | Withheld | | Against | | |
| | | | 2 | Dr José-Marie Griffiths | | | | For | | For | | |
| | 2. | Advisory vote on the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche, LLP as our independent registered public accounting firm for fiscal 2021. | Management | | For | | For | | |
| | 4. | To approve the 2020 Stock Incentive Plan, including providing for 3,500,000 shares as available for issuance under the 2020 Stock Incentive Plan. | Management | | Against | | Against | | |
| | MOTORCAR PARTS OF AMERICA, INC. | | |
| | Security | 620071100 | | | | Meeting Type | Annual |
| | Ticker Symbol | MPAA | | | | Meeting Date | 02-Sep-2020 | |
| | ISIN | US6200711009 | | | | Agenda | 935252318 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Selwyn Joffe | Management | | For | | For | | |
| | 1B. | Election of Director: Scott J. Adelson | Management | | For | | For | | |
| | 1C. | Election of Director: Dr. David Bryan | Management | | For | | For | | |
| | 1D. | Election of Director: Rudolph J. Borneo | Management | | For | | For | | |
| | 1E. | Election of Director: Joseph Ferguson | Management | | For | | For | | |
| | 1F. | Election of Director: Philip Gay | Management | | For | | For | | |
| | 1G. | Election of Director: Duane Miller | Management | | For | | For | | |
| | 1H. | Election of Director: Jeffrey Mirvis | Management | | For | | For | | |
| | 1I. | Election of Director: Barbara L. Whittaker | Management | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the fiscal year ended March 31, 2021. | Management | | For | | For | | |
| | 3. | To vote on an advisory (non-binding) proposal to approve the compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | The Fourth Amended and Restated 2010 Incentive Award Plan. | Management | | Against | | Against | | |
| | NATHAN'S FAMOUS, INC. | | |
| | Security | 632347100 | | | | Meeting Type | Annual |
| | Ticker Symbol | NATH | | | | Meeting Date | 15-Sep-2020 | |
| | ISIN | US6323471002 | | | | Agenda | 935253889 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert J. Eide | | | | For | | For | | |
| | | | 2 | Eric Gatoff | | | | For | | For | | |
| | | | 3 | Brian S. Genson | | | | For | | For | | |
| | | | 4 | Barry Leistner | | | | For | | For | | |
| | | | 5 | Andrew Levine | | | | For | | For | | |
| | | | 6 | Howard M. Lorber | | | | For | | For | | |
| | | | 7 | Wayne Norbitz | | | | For | | For | | |
| | | | 8 | A.F. Petrocelli | | | | For | | For | | |
| | | | 9 | Charles Raich | | | | For | | For | | |
| | 2. | Adoption, on an advisory basis, of a resolution approving the compensation of the Company's Named Executive Officers, as described in the Proxy Statement under "Executive Compensation". | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Marcum LLP as the independent registered public accounting firm of Nathan's Famous, Inc. for fiscal 2021. | Management | | For | | For | | |
| | 4. | Adoption of a non-binding stockholder proposal to request that the Board of Directors initiate the appropriate processes to amend Nathan's Famous, Inc.'s certificate of incorporation and/or by-laws to require a majority vote in uncontested elections of directors of Nathan's Famous, Inc. | Shareholder | | Abstain | | For | | |
| | RICHMOND MUTUAL BANCORPORATION, INC. | | |
| | Security | 76525P100 | | | | Meeting Type | Special |
| | Ticker Symbol | RMBI | | | | Meeting Date | 15-Sep-2020 | |
| | ISIN | US76525P1003 | | | | Agenda | 935254021 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Approval of the Richmond Mutual Bancorporation, Inc. 2020 Equity Incentive Plan. | Management | | Against | | Against | | |
| | METHODE ELECTRONICS, INC. | | |
| | Security | 591520200 | | | | Meeting Type | Annual |
| | Ticker Symbol | MEI | | | | Meeting Date | 16-Sep-2020 | |
| | ISIN | US5915202007 | | | | Agenda | 935253598 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Walter J. Aspatore | Management | | For | | For | | |
| | 1B. | Election of Director: David P. Blom | Management | | For | | For | | |
| | 1C. | Election of Director: Therese M. Bobek | Management | | For | | For | | |
| | 1D. | Election of Director: Brian J. Cadwallader | Management | | For | | For | | |
| | 1E. | Election of Director: Bruce K. Crowther | Management | | For | | For | | |
| | 1F. | Election of Director: Darren M. Dawson | Management | | For | | For | | |
| | 1G. | Election of Director: Donald W. Duda | Management | | For | | For | | |
| | 1H. | Election of Director: Mary A. Lindsey | Management | | For | | For | | |
| | 1I. | Election of Director: Angelo V. Pantaleo | Management | | For | | For | | |
| | 1J. | Election of Director: Mark D. Schwabero | Management | | For | | For | | |
| | 1K. | Election of Director: Lawrence B. Skatoff | Management | | For | | For | | |
| | 2. | The ratification of the Audit Committee's selection of Ernst & Young LLP to serve as our independent registered public accounting firm for the fiscal year ending May 1, 2021. | Management | | For | | For | | |
| | 3. | The advisory approval of Methode's named executive officer compensation. | Management | | For | | For | | |
| | ALITHYA GROUP INC. | | |
| | Security | 01643B106 | | | | Meeting Type | Annual |
| | Ticker Symbol | ALYA | | | | Meeting Date | 16-Sep-2020 | |
| | ISIN | CA01643B1067 | | | | Agenda | 935258865 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | DIRECTOR | Management | | | | | | |
| | | | 1 | Dana Ades-Landy | | | | For | | For | | |
| | | | 2 | Robert Comeau | | | | For | | For | | |
| | | | 3 | Fredrick DiSanto | | | | For | | For | | |
| | | | 4 | Lucie Martel | | | | For | | For | | |
| | | | 5 | Paul Raymond | | | | For | | For | | |
| | | | 6 | James B. Renacci | | | | For | | For | | |
| | | | 7 | Ghyslain Rivard | | | | For | | For | | |
| | | | 8 | C. Lee Thomas | | | | For | | For | | |
| | | | 9 | Pierre Turcotte | | | | For | | For | | |
| | 2 | To appoint Raymond Chabot Grant Thornton LLP as auditors of the Company and authorize the Board to fix their remuneration. | Management | | For | | For | | |
| | TRANS-LUX CORPORATION | | |
| | Security | 893247304 | | | | Meeting Type | Annual |
| | Ticker Symbol | TNLX | | | | Meeting Date | 17-Sep-2020 | |
| | ISIN | US8932473049 | | | | Agenda | 935264971 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Approve the advisory resolution on executive compensation. | Management | | For | | For | | |
| | 1B. | Approve the advisory resolution on the frequency of future advisory votes on executive compensation. | Management | | 3 Years | | For | | |
| | 2. | DIRECTOR | Management | | | | | | |
| | | | 1 | Yang Liu | | | | For | | For | | |
| | 3. | To ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | ALVOPETRO ENERGY LTD | | |
| | Security | 02255Q100 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 23-Sep-2020 | |
| | ISIN | CA02255Q1000 | | | | Agenda | 713038924 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.6 AND 2. THANK YOU | Non-Voting | | | | | | |
| | 1.1 | ELECTION OF DIRECTOR: COREY C. RUTTAN | Management | | For | | For | | |
| | 1.2 | ELECTION OF DIRECTOR: FIROZ TALAKSHI | Management | | For | | For | | |
| | 1.3 | ELECTION OF DIRECTOR: GEIR YTRELAND | Management | | For | | For | | |
| | 1.4 | ELECTION OF DIRECTOR: JOHN D. WRIGHT | Management | | For | | For | | |
| | 1.5 | ELECTION OF DIRECTOR: KENNETH R. MCKINNON | Management | | For | | For | | |
| | 1.6 | ELECTION OF DIRECTOR: RODERICK L. FRASER | Management | | For | | For | | |
| | 2 | APPOINTMENT OF DELOITTE LLP, CHARTERED ACCOUNTANTS AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 3 | SHAREHOLDERS ARE BEING ASKED TO APPROVE THE CURRENT OPTION PLAN IN ACCORDANCE WITH POLICY 4.4 OF THE TSXV. THE TERMS OF THE OPTION PLAN ARE MORE FULLY DESCRIBED IN THIS CIRCULAR UNDER THE HEADING "OPTION PLAN" | Management | | For | | For | | |
| | DISH TV INDIA | | |
| | Security | 25471A401 | | | | Meeting Type | Annual |
| | Ticker Symbol | DTTVY | | | | Meeting Date | 29-Sep-2020 | |
| | ISIN | US25471A4013 | | | | Agenda | 935272435 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | O1. | Adoption of the Audited Standalone and Consolidated Financial Statements and Report of the Board of Directors and Auditors thereon. | Management | | Against | | | | |
| | O2. | Re-appointment of Mr. Anil Kumar Dua (DIN- 03640948), Director liable to retire by rotation. | Management | | For | | | | |
| | S3. | Ratification of remuneration of Cost Auditors for the financial year 2020-21. | Management | | For | | | | |
| | S4. | Re-Appointment of Mr. Jawahar Lal Goel (DIN - 00076462) as the Managing Director of the Company for the period from December 17, 2019 to March 31, 2020. | Management | | Against | | | | |
| | S5. | Re-Appointment of Mr. Jawahar Lal Goel (DIN - 00076462) as the Managing Director of the Company from April 1, 2020 to March 31, 2022. | Management | | Against | | | | |
| | INVITAE CORPORATION | | |
| | Security | 46185L103 | | | | Meeting Type | Special |
| | Ticker Symbol | NVTA | | | | Meeting Date | 01-Oct-2020 | |
| | ISIN | US46185L1035 | | | | Agenda | 935268335 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To vote on a proposal to adopt the Agreement and Plan of Merger and Plan of Reorganization, dated as of June 21, 2020, by and among Invitae Corporation, Apollo Merger Sub A Inc., Apollo Merger Sub B LLC, ArcherDX, Inc. and Kyle Lefkoff, solely in his capacity as holders' representative, and approve the merger contemplated thereby. | Management | | For | | For | | |
| | 2. | To vote on a proposal to approve, for the purpose of complying with the applicable provisions of NYSE Listing Rule 312.03, the issuance of up to an aggregate of approximately 16.3 million shares of Invitae common stock in a private placement and the issuance of warrants to purchase 1.0 million shares of Invitae common stock in connection with a senior secured term loan facility. | Management | | For | | For | | |
| | 3. | To vote on a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the merger proposal. | Management | | For | | For | | |
| | STRATTEC SECURITY CORPORATION | | |
| | Security | 863111100 | | | | Meeting Type | Annual |
| | Ticker Symbol | STRT | | | | Meeting Date | 06-Oct-2020 | |
| | ISIN | US8631111007 | | | | Agenda | 935268020 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Michael J. Koss | | | | For | | For | | |
| | | | 2 | David R. Zimmer | | | | For | | For | | |
| | 2. | To approve the non-binding advisory proposal on executive compensation. | Management | | For | | For | | |
| | 3. | To ratify and approve the Amended and Restated STRATTEC SECURITY CORPORATION Stock Incentive Plan. | Management | | Against | | Against | | |
| | CPI AEROSTRUCTURES, INC. | | |
| | Security | 125919308 | | | | Meeting Type | Annual |
| | Ticker Symbol | CVU | | | | Meeting Date | 06-Oct-2020 | |
| | ISIN | US1259193084 | | | | Agenda | 935269870 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Terry Stinson | | | | For | | For | | |
| | 2. | Approval of an amendment to the 2016 Long-Term Incentive Plan to increase the shares available for issuance by 800,000 shares. | Management | | Against | | Against | | |
| | 3. | Advisory approval of the compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 4. | Ratification of appointment of CohnReznick LLP as the Company's independent registered public accounting firm. | Management | | For | | For | | |
| | FREQUENCY ELECTRONICS, INC. | | |
| | Security | 358010106 | | | | Meeting Type | Annual |
| | Ticker Symbol | FEIM | | | | Meeting Date | 07-Oct-2020 | |
| | ISIN | US3580101067 | | | | Agenda | 935268727 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jonathan Brolin | | | | For | | For | | |
| | | | 2 | Richard Schwartz | | | | For | | For | | |
| | | | 3 | Dr. Stanton D. Sloane | | | | For | | For | | |
| | | | 4 | Russell Sarachek | | | | For | | For | | |
| | | | 5 | Lance Lord | | | | For | | For | | |
| | 2. | Ratification of the appointment of BDO USA, LLP as the independent registered public accounting firm for the fiscal year ending April 30, 2021. | Management | | For | | For | | |
| | 3. | Approval of the non-binding vote on executive compensation. | Management | | For | | For | | |
| | VIAD CORP | | |
| | Security | 92552R406 | | | | Meeting Type | Special |
| | Ticker Symbol | VVI | | | | Meeting Date | 07-Oct-2020 | |
| | ISIN | US92552R4065 | | | | Agenda | 935271522 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve, for purposes of Section 312.03 of the NYSE Listed Company Manual (including Section 312.03(b)), the issuance of the Subsequent Closing Shares to the Crestview Parties in the Subsequent Closings, including the issuance of shares of the Company's Common Stock upon conversion of such Subsequent Closing Shares (capitalized terms have the meanings set forth in the accompanying proxy statement). | Management | | For | | For | | |
| | 2. | Approve, for purposes of Section 312.03 of NYSE Listed Company Manual (including Sections 312.03(d), 312.03(b) and 312.03(c), respectively), the following technical features of the Preferred Stock: (i) issuance of additional shares of the Company's Common Stock upon conversion of Purchased Shares in accordance with Certificate of Designations, (ii) the preemptive rights to participate in certain future Company issuances of new equity securities on a pro rata basis & (iii) certain anti- dilution adjustments of the Conversion Price of the Purchased Shares. | Management | | For | | For | | |
| | 3. | To approve the adjournment of the Special Meeting to solicit additional proxies if there are insufficient proxies at the Special Meeting to approve the foregoing proposals. | Management | | For | | For | | |
| | NEOGEN CORPORATION | | |
| | Security | 640491106 | | | | Meeting Type | Annual |
| | Ticker Symbol | NEOG | | | | Meeting Date | 08-Oct-2020 | |
| | ISIN | US6404911066 | | | | Agenda | 935268032 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | G. Bruce Papesh | | | | For | | For | | |
| | | | 2 | Ralph A. Rodriguez | | | | For | | For | | |
| | | | 3 | Catherine E Woteki, PhD | | | | For | | For | | |
| | 2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF EXECUTIVES. | Management | | For | | For | | |
| | 3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | | For | | For | | |
| | VALUE LINE, INC. | | |
| | Security | 920437100 | | | | Meeting Type | Annual |
| | Ticker Symbol | VALU | | | | Meeting Date | 09-Oct-2020 | |
| | ISIN | US9204371002 | | | | Agenda | 935264553 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | H.A. Brecher | | | | For | | For | | |
| | | | 2 | S.R. Anastasio | | | | For | | For | | |
| | | | 3 | M. Bernstein | | | | For | | For | | |
| | | | 4 | A.R. Fiore | | | | For | | For | | |
| | | | 5 | S.P. Davis | | | | For | | For | | |
| | | | 6 | G.J. Muenzer | | | | For | | For | | |
| | 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | For | | For | | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | | 3 Years | | For | | |
| | J.G. BOSWELL COMPANY | | |
| | Security | 101205102 | | | | Meeting Type | Annual |
| | Ticker Symbol | BWEL | | | | Meeting Date | 15-Oct-2020 | |
| | ISIN | US1012051025 | | | | Agenda | 935265048 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: James W. Boswell | Management | | For | | For | | |
| | 1B. | Election of Director: William K. Doyle | Management | | For | | For | | |
| | 1C. | Election of Director: James G. Ellis | Management | | For | | For | | |
| | 1D. | Election of Director: Mitchell J. Milias | Management | | For | | For | | |
| | 1E. | Election of Director: Charles L. Harrington | Management | | For | | For | | |
| | 1F. | Election of Director: R. Sherman Railsback | Management | | For | | For | | |
| | 1G. | Election of Director: George W. Wurzel | Management | | For | | For | | |
| | STANDEX INTERNATIONAL CORPORATION | | |
| | Security | 854231107 | | | | Meeting Type | Annual |
| | Ticker Symbol | SXI | | | | Meeting Date | 20-Oct-2020 | |
| | ISIN | US8542311076 | | | | Agenda | 935269387 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director for three year term expiring in 2023: David Dunbar | Management | | For | | For | | |
| | 1.2 | Election of Director for three year term expiring in 2023: Michael A. Hickey | Management | | For | | For | | |
| | 2. | To conduct an advisory vote on the total compensation paid to the executives of the Company. | Management | | For | | For | | |
| | 3. | To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as independent auditors. | Management | | For | | For | | |
| | KIMBALL INTERNATIONAL, INC. | | |
| | Security | 494274103 | | | | Meeting Type | Annual |
| | Ticker Symbol | KBAL | | | | Meeting Date | 27-Oct-2020 | |
| | ISIN | US4942741038 | | | | Agenda | 935268626 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | SUSAN B. FRAMPTON | | | | For | | For | | |
| | | | 2 | SCOTT M. SETTERSTEN | | | | For | | For | | |
| | 2. | APPROVE, BY A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Management | | For | | For | | |
| | JOHN B. SANFILIPPO & SON, INC. | | |
| | Security | 800422107 | | | | Meeting Type | Annual |
| | Ticker Symbol | JBSS | | | | Meeting Date | 28-Oct-2020 | |
| | ISIN | US8004221078 | | | | Agenda | 935272283 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Governor Jim Edgar | | | | For | | For | | |
| | | | 2 | Pamela Forbes Lieberman | | | | For | | For | | |
| | | | 3 | Ellen C. Taaffe | | | | For | | For | | |
| | 2. | Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the 2021 fiscal year. | Management | | For | | For | | |
| | 3. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| | SOUTH STATE CORPORATION | | |
| | Security | 840441109 | | | | Meeting Type | Annual |
| | Ticker Symbol | SSB | | | | Meeting Date | 29-Oct-2020 | |
| | ISIN | US8404411097 | | | | Agenda | 935267054 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert R. Hill, Jr. | | | | For | | For | | |
| | | | 2 | Jean E. Davis | | | | For | | For | | |
| | | | 3 | Martin B. Davis | | | | For | | For | | |
| | | | 4 | John H. Holcomb III | | | | For | | For | | |
| | | | 5 | Charles. W. McPherson | | | | For | | For | | |
| | | | 6 | Ernest S. Pinner | | | | For | | For | | |
| | | | 7 | G. Ruffner Page, Jr. | | | | For | | For | | |
| | | | 8 | Joshua A. Snively | | | | For | | For | | |
| | | | 9 | John C. Corbett | | | | For | | For | | |
| | | | 10 | William K. Pou, Jr. | | | | For | | For | | |
| | | | 11 | David G. Salyers | | | | For | | For | | |
| | 2. | Approval of an amendment to South State Corporation's Articles of Incorporation to eliminate the classified structure of the Board of Directors. | Management | | For | | For | | |
| | 3. | Approval of the amendment and restatement of South State Corporation's Employee Stock Purchase Plan to increase the number of shares of our common stock that may be issued under the plan by up to 1,400,000 shares. | Management | | For | | For | | |
| | 4. | Approval of the 2020 Omnibus Incentive Plan. | Management | | For | | For | | |
| | 5. | Approval, as an advisory, non-binding vote, of the compensation of our named executive officers. | Management | | For | | For | | |
| | 6. | Ratification, as an advisory, non-binding vote, of the appointment of Dixon Hughes Goodman LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | TWIN DISC, INCORPORATED | | |
| | Security | 901476101 | | | | Meeting Type | Annual |
| | Ticker Symbol | TWIN | | | | Meeting Date | 29-Oct-2020 | |
| | ISIN | US9014761012 | | | | Agenda | 935268652 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | MICHAEL DOAR | | | | For | | For | | |
| | | | 2 | MICHAEL C. SMILEY | | | | For | | For | | |
| | 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 3. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2021. | Management | | For | | For | | |
| | 4. | APPROVAL OF THE TWIN DISC, INCORPORATED 2020 STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | | Against | | Against | | |
| | 5. | APPROVAL OF AMENDMENT TO THE ARTICLES OF INCORPORATION REGARDING THE MINIMUM NUMBER OF DIRECTORS. | Management | | For | | For | | |
| | THE L.S. STARRETT COMPANY | | |
| | Security | 855668109 | | | | Meeting Type | Annual |
| | Ticker Symbol | SCX | | | | Meeting Date | 02-Nov-2020 | |
| | ISIN | US8556681091 | | | | Agenda | 935281232 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Thomas J. Riordan* | | | | Withheld | | Against | | |
| | | | 2 | Russell D. Carreker@ | | | | Withheld | | Against | | |
| | | | 3 | Christopher C. Gahagan@ | | | | Withheld | | Against | | |
| | 2. | Advisory vote on executive compensation. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | EXTREME NETWORKS, INC. | | |
| | Security | 30226D106 | | | | Meeting Type | Annual |
| | Ticker Symbol | EXTR | | | | Meeting Date | 05-Nov-2020 | |
| | ISIN | US30226D1063 | | | | Agenda | 935275607 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Charles P. Carinalli | | | | For | | For | | |
| | | | 2 | Kathleen M. Holmgren | | | | For | | For | | |
| | | | 3 | Rajendra Khanna | | | | For | | For | | |
| | | | 4 | Edward H. Kennedy | | | | For | | For | | |
| | | | 5 | Edward B. Meyercord | | | | For | | For | | |
| | | | 6 | John C. Shoemaker | | | | For | | For | | |
| | | | 7 | Ingrid J. Burton | | | | For | | For | | |
| | 2. | Advisory vote to Approve Executive Compensation. | Management | | For | | For | | |
| | 3. | Ratify the Appointment of Independent Auditors for the Fiscal Year ending June 30, 2021. | Management | | For | | For | | |
| | 4. | Ratify Amendment No. 8 to the Company's Amended and Restated Rights Agreement to extend the agreement until May 31, 2021. | Management | | For | | For | | |
| | MATERIALISE NV | | |
| | Security | 57667T100 | | | | Meeting Type | Special |
| | Ticker Symbol | MTLS | | | | Meeting Date | 05-Nov-2020 | |
| | ISIN | US57667T1007 | | | | Agenda | 935286838 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | S1. | Dismissal and appointment statutory auditor | Management | | For | | For | | |
| | E2. | Amendment of the object and the purposes of the Company, as well as the responsibilities of the Board of Directors, following the acquisition of the B-Corp label. | Management | | For | | For | | |
| | E4. | Renewal of the authorisation to the Board of Directors to increase the capital in the context of the authorised capital. | Management | | Against | | Against | | |
| | E5. | Authorisation to the Board of Directors to (a) acquire own shares and (b) acquire or dispose of own shares when this is necessary to prevent an imminent serious disadvantage for the Company. | Management | | Against | | Against | | |
| | E6. | Amendment and restatement of the articles of association of the Company to bring these in line with the Belgian Companies and Associations Code | Management | | For | | For | | |
| | KIMBALL ELECTRONICS, INC. | | |
| | Security | 49428J109 | | | | Meeting Type | Annual |
| | Ticker Symbol | KE | | | | Meeting Date | 10-Nov-2020 | |
| | ISIN | US49428J1097 | | | | Agenda | 935268563 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert J. Phillippy | | | | For | | For | | |
| | | | 2 | Gregory A. Thaxton | | | | For | | For | | |
| | 2. | To ratify the selection of Deloitte and Touche LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | | For | | For | | |
| | 3. | To approve, by a non-binding, advisory vote, the compensation paid to the Company's Named Executive Officers. | Management | | For | | For | | |
| | CARDIOVASCULAR SYSTEMS, INC. | | |
| | Security | 141619106 | | | | Meeting Type | Annual |
| | Ticker Symbol | CSII | | | | Meeting Date | 11-Nov-2020 | |
| | ISIN | US1416191062 | | | | Agenda | 935276128 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Martha Goldberg Aronson | Management | | For | | For | | |
| | 1B. | Election of Director: William Cohn, M.D. | Management | | For | | For | | |
| | 1C. | Election of Director: Stephen Stenbeck | Management | | For | | For | | |
| | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending June 30, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the compensation paid to our named executive officers as disclosed in the proxy statement. | Management | | For | | For | | |
| | CORBY SPIRIT AND WINE LTD, TORONTO | | |
| | Security | 218349108 | | | | Meeting Type | MIX |
| | Ticker Symbol | | | | | Meeting Date | 12-Nov-2020 | |
| | ISIN | CA2183491083 | | | | Agenda | 713150340 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.9 AND 2. THANK YOU | Non-Voting | | | | | | |
| | 1.1 | ELECTION OF DIRECTOR: CLAUDE BOULAY | Management | | For | | For | | |
| | 1.2 | ELECTION OF DIRECTOR: PAUL HOLUB | Management | | Against | | Against | | |
| | 1.3 | ELECTION OF DIRECTOR: NICOLAS KRANTZ | Management | | For | | For | | |
| | 1.4 | ELECTION OF DIRECTOR: ROBERT L. LLEWELLYN | Management | | For | | For | | |
| | 1.5 | ELECTION OF DIRECTOR: DONALD V. LUSSIER | Management | | For | | For | | |
| | 1.6 | ELECTION OF DIRECTOR: EDWARD MAYLE | Management | | Against | | Against | | |
| | 1.7 | ELECTION OF DIRECTOR: GEORGE F. MCCARTHY | Management | | For | | For | | |
| | 1.8 | ELECTION OF DIRECTOR: PATRICIA L. NIELSEN | Management | | For | | For | | |
| | 1.9 | ELECTION OF DIRECTOR: KATE THOMPSON | Management | | For | | For | | |
| | 2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS AND THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 3 | TO PASS A RESOLUTION (THE FULL TEXT OF WHICH IS SET OUT IN APPENDIX "A" TO THIS MANAGEMENT PROXY CIRCULAR) CONFIRMING AND APPROVING THE CORPORATION'S BY-LAW ALLOWING FOR MEETINGS OF SHAREHOLDERS OF THE CORPORATION TO BE HELD VIRTUALLY BY MEANS OF TELEPHONIC, ELECTRONIC OR OTHER COMMUNICATIONS FACILITY (THE "VIRTUAL MEETING BY-LAWS") | Management | | For | | For | | |
| | ETHAN ALLEN INTERIORS INC. | | |
| | Security | 297602104 | | | | Meeting Type | Annual |
| | Ticker Symbol | ETH | | | | Meeting Date | 12-Nov-2020 | |
| | ISIN | US2976021046 | | | | Agenda | 935277675 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: M. Farooq Kathwari | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: James B. Carlson | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: John J. Dooner, Jr. | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Domenick J. Esposito | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Mary Garrett | Management | | For | | For | | |
| | 1F. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: James W. Schmotter | Management | | For | | For | | |
| | 1G. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Tara I. Stacom | Management | | For | | For | | |
| | 2. | To approve by a non-binding advisory vote, executive compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2021 fiscal year | Management | | For | | For | | |
| | FARMERS & MERCHANTS BANK OF LONG BEACH | | |
| | Security | 308243104 | | | | Meeting Type | Annual |
| | Ticker Symbol | FMBL | | | | Meeting Date | 12-Nov-2020 | |
| | ISIN | US3082431046 | | | | Agenda | 935285874 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | JoAnn M. Bourne | | | | For | | For | | |
| | | | 2 | Richard W. Darling | | | | For | | For | | |
| | | | 3 | Walter M. Florie | | | | For | | For | | |
| | | | 4 | Lawrence J. McLaughlin | | | | For | | For | | |
| | | | 5 | Christine A. Scheuneman | | | | For | | For | | |
| | | | 6 | Daniel K. Walker | | | | For | | For | | |
| | | | 7 | Timothy M. Wilson | | | | For | | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE BANK'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | | For | | For | | |
| | NAVIGATOR HOLDINGS LTD | | |
| | Security | Y62132108 | | | | Meeting Type | Annual |
| | Ticker Symbol | NVGS | | | | Meeting Date | 12-Nov-2020 | |
| | ISIN | MHY621321089 | | | | Agenda | 935286597 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David J Butters | | | | For | | For | | |
| | | | 2 | Dr. Henry Deans | | | | For | | For | | |
| | | | 3 | Dr. Heiko Fischer | | | | For | | For | | |
| | | | 4 | David Kenwright | | | | For | | For | | |
| | | | 5 | Harold Malone | | | | For | | For | | |
| | | | 6 | Alexander Oetker | | | | For | | For | | |
| | | | 7 | Florian Weidinger | | | | For | | For | | |
| | ELECTROMED, INC. | | |
| | Security | 285409108 | | | | Meeting Type | Annual |
| | Ticker Symbol | ELMD | | | | Meeting Date | 13-Nov-2020 | |
| | ISIN | US2854091087 | | | | Agenda | 935276281 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Stephen H. Craney | | | | For | | For | | |
| | | | 2 | Stan K. Erickson | | | | For | | For | | |
| | | | 3 | Gregory J. Fluet | | | | For | | For | | |
| | | | 4 | Lee A. Jones | | | | For | | For | | |
| | | | 5 | Kathleen S. Skarvan | | | | For | | For | | |
| | | | 6 | Andrea M. Walsh | | | | For | | For | | |
| | | | 7 | George H. Winn | | | | For | | For | | |
| | 2. | To ratify appointment of RSM US LLP as our independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding and advisory basis, our executive compensation. | Management | | For | | For | | |
| | INTERPUMP GROUP SPA | | |
| | Security | T5513W107 | | | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 16-Nov-2020 | |
| | ISIN | IT0001078911 | | | | Agenda | 713234259 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| | O.1 | TO AUTHORIZE, AS PER ARTICLES 2357 AND 2357- TER OF THE ITALIAN CIVIL CODE, THE PURCHASE OF OWN SHARES AND THE FURTHER POSSIBLE DISPOSAL OF OWN SHARES IN PORTFOLIO OR PURCHASED SHARES; RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| | CMMT | 23 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS AND MEETING TYPE CHANGED FROM AGM TO OGM. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | SANDY SPRING BANCORP, INC. | | |
| | Security | 800363103 | | | | Meeting Type | Special |
| | Ticker Symbol | SASR | | | | Meeting Date | 18-Nov-2020 | |
| | ISIN | US8003631038 | | | | Agenda | 935281167 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve the Sandy Spring Bancorp, Inc. Employee Stock Purchase Plan as Amended and Restated. | Management | | For | | For | | |
| | CONSOLIDATED WATER CO. LTD. | | |
| | Security | G23773107 | | | | Meeting Type | Annual |
| | Ticker Symbol | CWCO | | | | Meeting Date | 18-Nov-2020 | |
| | ISIN | KYG237731073 | | | | Agenda | 935281991 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Carson K. Ebanks | | | | For | | For | | |
| | | | 2 | Richard L. Finlay | | | | For | | For | | |
| | | | 3 | Clarence B. Flowers, Jr | | | | For | | For | | |
| | | | 4 | Frederick W. McTaggart | | | | For | | For | | |
| | 2. | An advisory vote on executive compensation. | Management | | For | | For | | |
| | 3.�� | The ratification of the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020, at the remuneration to be determined by the Audit Committee of the Board of Directors. | Management | | For | | For | | |
| | WILLIAM HILL PLC | | |
| | Security | G9645P117 | | | | Meeting Type | Court Meeting |
| | Ticker Symbol | | | | | Meeting Date | 19-Nov-2020 | |
| | ISIN | GB0031698896 | | | | Agenda | 713281690 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | APPROVE SCHEME OF ARRANGEMENT | Management | | Against | | Against | | |
| | CMMT | 05 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | | | | | | |
| | CMMT | 05 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | WILLIAM HILL PLC | | |
| | Security | G9645P117 | | | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 19-Nov-2020 | |
| | ISIN | GB0031698896 | | | | Agenda | 713281703 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | Against | | Against | | |
| | AGILYSYS, INC. | | |
| | Security | 00847J105 | | | | Meeting Type | Annual |
| | Ticker Symbol | AGYS | | | | Meeting Date | 19-Nov-2020 | |
| | ISIN | US00847J1051 | | | | Agenda | 935289935 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Donald A. Colvin | | | | For | | For | | |
| | | | 2 | Dana Jones | | | | For | | For | | |
| | | | 3 | Jerry Jones | | | | For | | For | | |
| | | | 4 | Michael A. Kaufman | | | | For | | For | | |
| | | | 5 | Melvin L. Keating | | | | For | | For | | |
| | | | 6 | John Mutch | | | | For | | For | | |
| | | | 7 | Ramesh Srinivasan | | | | For | | For | | |
| | 2. | Approval of the issuance of common stock and additional Series A Convertible Preferred Stock (the "Convertible Preferred Stock") issuable pursuant to the terms of the Convertible Preferred Stock to the holders of Convertible Preferred Stock in accordance with NASDAQ Listing Rule 5635(b) | Management | | For | | For | | |
| | 3. | Approval of the Agilysys, Inc. 2020 Equity Incentive Plan | Management | | Against | | Against | | |
| | 4. | Approval of the Agilysys, Inc. Employee Stock Purchase Plan | Management | | For | | For | | |
| | 5. | Approval, on a non-binding advisory basis, of the compensation of our named executive officers set forth in the attached Proxy Statement | Management | | For | | For | | |
| | 6. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2021 | Management | | For | | For | | |
| | ACCURAY INCORPORATED | | |
| | Security | 004397105 | | | | Meeting Type | Annual |
| | Ticker Symbol | ARAY | | | | Meeting Date | 20-Nov-2020 | |
| | ISIN | US0043971052 | | | | Agenda | 935279958 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Beverly Huss | Management | | For | | For | | |
| | 1B. | Election of Director: Louis J. Lavigne, Jr. | Management | | For | | For | | |
| | 2. | To approve an amendment to our 2016 Equity Incentive Plan to increase the number of shares of common stock authorized for issuance under such plan. | Management | | Against | | Against | | |
| | 3. | To approve an amendment to our 2007 Employee Stock Purchase Plan to increase the number of shares of common stock authorized for issuance under such plan. | Management | | For | | For | | |
| | 4. | Advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| | 5. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | | For | | For | | |
| | HC2 HOLDINGS, INC. | | |
| | Security | 404139107 | | | | Meeting Type | Special |
| | Ticker Symbol | HCHC | | | | Meeting Date | 20-Nov-2020 | |
| | ISIN | US4041391073 | | | | Agenda | 935287943 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve an amendment to the Company's Second Amended and Restated Certificate of Incorporation, as amended, in substantially the form attached to the proxy statement as Appendix A, to increase the number of authorized shares of the Company's common stock, par value $0.001 per share (the "Common Stock") to 160,000,000 shares. | Management | | For | | For | | |
| | 2. | To approve the conversion of up to 35,000 shares of the Series B Non-Voting Convertible Participating Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock") into Common Stock in connection with the Rights Offering, to the extent that the issuance of Common Stock upon conversion of such shares of Series B Preferred Stock requires approval under the rules and regulations of the New York Stock Exchange. | Management | | For | | For | | |
| | TANAMI GOLD NL | | |
| | Security | Q8842Y102 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 25-Nov-2020 | |
| | ISIN | AU000000TAM8 | | | | Agenda | 713258817 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 1 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION | Non-Voting | | | | | | |
| | 1 | ADOPT REMUNERATION REPORT | Management | | For | | For | | |
| | 2 | RE-ELECTION OF MR ARTHUR DEW | Management | | For | | For | | |
| | 3 | ELECTION OF MR CARLISLE PROCTER | Management | | For | | For | | |
| | STRATASYS LTD | | |
| | Security | M85548101 | | | | Meeting Type | Annual |
| | Ticker Symbol | SSYS | | | | Meeting Date | 30-Nov-2020 | |
| | ISIN | IL0011267213 | | | | Agenda | 935289670 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election or re-election of Director: Dov Ofer | Management | | For | | For | | |
| | 1b. | Election or re-election of Director: Zeev Holtzman | Management | | For | | For | | |
| | 1c. | Election or re-election of Director: John J. McEleney | Management | | For | | For | | |
| | 1d. | Election or re-election of Director: Ziva Patir | Management | | For | | For | | |
| | 1e. | Election or re-election of Director: David Reis | Management | | For | | For | | |
| | 1f. | Election or re-election of Director: Michael Schoellhorn | Management | | For | | For | | |
| | 1g. | Election or re-election of Director: Yair Seroussi | Management | | For | | For | | |
| | 1h. | Election or re-election of Director: Adina Shorr | Management | | For | | For | | |
| | 2. | Approval of the continuation of the payment of the current annual compensation packages (consisting of annual cash fees for Board and committee service, annual option grants and per meeting cash fees) to the non-employee directors of the Company in respect of their directorship services on the Company's Board of Directors (the "Board"). | Management | | For | | For | | |
| | 3. | Approval of compensation for the Company's new Chairman of the Board, Dov Ofer. | Management | | For | | For | | |
| | 4. | Approval of an increase by 500,000 in the number of ordinary shares available for issuance under the Company's 2012 Omnibus Equity Incentive Plan. | Management | | Against | | Against | | |
| | 5. | Approval of amendment to Compensation Policy to amend D&O insurance coverage and premium/deductible parameters. | Management | | For | | For | | |
| | 5a. | The undersigned hereby confirms that he, she or it is not a "controlling shareholder" (under the Israeli Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Israeli Companies Law, as described in the Proxy Statement) in the approval of Proposal 5 [MUST COMPLETE]. | Management | | For | | | | |
| | 6. | Reappointment of Kesselman & Kesselman, a member of PricewaterhouseCoopers International Limited, as the Company's independent auditors for the year ending December 31, 2020 and until the Company's next annual general meeting of shareholders, and authorization of the Board (upon recommendation of the audit committee of the Board) to fix their remuneration. | Management | | For | | For | | |
| | LEGACY HOUSING CORPORATION | | |
| | Security | 52472M101 | | | | Meeting Type | Annual |
| | Ticker Symbol | LEGH | | | | Meeting Date | 02-Dec-2020 | |
| | ISIN | US52472M1018 | | | | Agenda | 935293910 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Curtis D. Hodgson | | | | For | | For | | |
| | | | 2 | Kenneth E. Shipley | | | | For | | For | | |
| | | | 3 | Robert D. Bates | | | | For | | For | | |
| | | | 4 | Jeffrey K. Stonder | | | | For | | For | | |
| | | | 5 | Stephen L. Crawford | | | | For | | For | | |
| | 2. | Ratification of independent registered public accounting firm. | Management | | For | | For | | |
| | DIME COMMUNITY BANCSHARES, INC. | | |
| | Security | 253922108 | | | | Meeting Type | Special |
| | Ticker Symbol | DCOM | | | | Meeting Date | 03-Dec-2020 | |
| | ISIN | US2539221083 | | | | Agenda | 935288654 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve the Agreement and Plan of Merger, dated as of July 1, 2020, which we refer to as the "merger agreement," by and between Bridge Bancorp, Inc. ("Bridge") and Dime Community Bancshares, Inc. ("Dime") and the merger, pursuant to which Dime will merge with and into Bridge, which we refer to as the "merger proposal." A copy of the merger agreement is included as Annex A to the accompanying joint proxy statement/prospectus. | Management | | For | | For | | |
| | 2. | To approve, on a non-binding advisory basis, the compensation that may become payable to certain named executive officers of Dime in connection with the merger, which we refer to as the "Dime merger-related compensation proposal." | Management | | For | | For | | |
| | 3. | To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the merger agreement and the merger, which we refer to as the "Dime adjournment proposal." | Management | | For | | For | | |
| | OIL-DRI CORPORATION OF AMERICA | | |
| | Security | 677864100 | | | | Meeting Type | Annual |
| | Ticker Symbol | ODC | | | | Meeting Date | 08-Dec-2020 | |
| | ISIN | US6778641000 | | | | Agenda | 935288301 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | DIRECTOR | Management | | | | | | |
| | | | 1 | Ellen-Blair Chube | | | | For | | For | | |
| | | | 2 | Paul M. Hindsley | | | | For | | For | | |
| | | | 3 | Daniel S. Jaffee | | | | For | | For | | |
| | | | 4 | Michael A. Nemeroff | | | | For | | For | | |
| | | | 5 | George C. Roeth | | | | For | | For | | |
| | | | 6 | Allan H. Selig | | | | For | | For | | |
| | | | 7 | Paul E. Suckow | | | | For | | For | | |
| | | | 8 | Lawrence E. Washow | | | | For | | For | | |
| | 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2021. | Management | | For | | For | | |
| | 3. | Approval on an advisory basis of the compensation of the named executive officers disclosed in the proxy statement. | Management | | For | | For | | |
| | READING INTERNATIONAL, INC. | | |
| | Security | 755408200 | | | | Meeting Type | Annual |
| | Ticker Symbol | RDIB | | | | Meeting Date | 08-Dec-2020 | |
| | ISIN | US7554082005 | | | | Agenda | 935290077 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ellen M. Cotter | | | | For | | For | | |
| | | | 2 | Guy W. Adams | | | | For | | For | | |
| | | | 3 | Dr. Judy Codding | | | | For | | For | | |
| | | | 4 | Margaret Cotter | | | | For | | For | | |
| | | | 5 | Edward L. Kane | | | | For | | For | | |
| | | | 6 | Douglas J. McEachern | | | | For | | For | | |
| | | | 7 | Michael Wrotniak | | | | For | | For | | |
| | 2. | To approve the adoption of the Company's 2020 Stock Incentive Plan. | Management | | Against | | Against | | |
| | 3. | To ratify the appointment of Grant Thornton LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | | For | | For | | |
| | 4. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. | Management | | For | | For | | |
| | NAPCO SECURITY TECHNOLOGIES, INC. | | |
| | Security | 630402105 | | | | Meeting Type | Annual |
| | Ticker Symbol | NSSC | | | | Meeting Date | 08-Dec-2020 | |
| | ISIN | US6304021057 | | | | Agenda | 935294621 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Andrew J. Wilder | | | | For | | For | | |
| | | | 2 | Robert A. Ungar | | | | For | | For | | |
| | 2. | RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE COMPANY'S 2021 INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | | For | | For | | |
| | COMTECH TELECOMMUNICATIONS CORP. | | |
| | Security | 205826209 | | | | Meeting Type | Annual |
| | Ticker Symbol | CMTL | | | | Meeting Date | 08-Dec-2020 | |
| | ISIN | US2058262096 | | | | Agenda | 935305789 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Ira S. Kaplan | Management | | For | | For | | |
| | 1b. | Election of Director: Lisa Lesavoy | Management | | For | | For | | |
| | 1c. | Election of Director: Dr. Yacov A. Shamash | Management | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | | For | | For | | |
| | FARMER BROS. CO. | | |
| | Security | 307675108 | | | | Meeting Type | Annual |
| | Ticker Symbol | FARM | | | | Meeting Date | 09-Dec-2020 | |
| | ISIN | US3076751086 | | | | Agenda | 935288402 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Allison M. Boersma | | | | For | | For | | |
| | | | 2 | Alfred Poe | | | | For | | For | | |
| | 2. | To ratify the selection of Deloitte & Touche LLP ("Deloitte") as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | | For | | For | | |
| | 3. | To hold an advisory (non-binding) vote to approve the compensation paid to the Company's Named Executive Officers. | Management | | For | | For | | |
| | 4. | To approve the Farmer Bros. Co. Amended and Restated 2017 Long-Term Incentive Plan (the "Amended and Restated 2017 Plan"), which includes an increase in the number of shares of stock authorized for issuance under the plan and certain technical and administrative updates. | Management | | Against | | Against | | |
| | 1-800-FLOWERS.COM, INC. | | |
| | Security | 68243Q106 | | | | Meeting Type | Annual |
| | Ticker Symbol | FLWS | | | | Meeting Date | 09-Dec-2020 | |
| | ISIN | US68243Q1067 | | | | Agenda | 935288565 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Geralyn R. Breig | | | | For | | For | | |
| | | | 2 | Celia R. Brown | | | | For | | For | | |
| | | | 3 | James A. Cannavino | | | | For | | For | | |
| | | | 4 | Eugene F. DeMark | | | | For | | For | | |
| | | | 5 | Leonard J. Elmore | | | | For | | For | | |
| | | | 6 | Adam Hanft | | | | For | | For | | |
| | | | 7 | Stephanie R. Hofmann | | | | For | | For | | |
| | | | 8 | Christopher G. McCann | | | | For | | For | | |
| | | | 9 | James F. McCann | | | | For | | For | | |
| | | | 10 | Katherine Oliver | | | | For | | For | | |
| | | | 11 | Larry Zarin | | | | For | | For | | |
| | 2. | To ratify the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending June 27, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the Company's executive compensation. | Management | | For | | For | | |
| | 4. | To approve the 2003 Long Term Incentive and Share Award Plan, as Amended and Restated October 15, 2020. | Management | | For | | For | | |
| | COLLECTORS UNIVERSE, INC. | | |
| | Security | 19421R200 | | | | Meeting Type | Annual |
| | Ticker Symbol | CLCT | | | | Meeting Date | 10-Dec-2020 | |
| | ISIN | US19421R2004 | | | | Agenda | 935288919 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | A. J. "Bert" Moyer | | | | For | | For | | |
| | | | 2 | Joseph J. Orlando | | | | For | | For | | |
| | | | 3 | Bruce A. Stevens | | | | For | | For | | |
| | | | 4 | Kate W. Duchene | | | | For | | For | | |
| | | | 5 | Vina M. Leite | | | | For | | For | | |
| | | | 6 | Jon M. Sullivan | | | | For | | For | | |
| | | | 7 | Lorraine G. Bardeen | | | | For | | For | | |
| | | | 8 | Jennifer H. Leuer | | | | For | | For | | |
| | 2. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers for fiscal year 2020. | Management | | For | | For | | |
| | SCHMITT INDUSTRIES, INC. | | |
| | Security | 806870200 | | | | Meeting Type | Annual |
| | Ticker Symbol | SMIT | | | | Meeting Date | 10-Dec-2020 | |
| | ISIN | US8068702005 | | | | Agenda | 935300498 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Lillian Tung | | | | For | | For | | |
| | | | 2 | Steven Strom | | | | For | | For | | |
| | 2. | To approve an amendment to the Company's Second Restated Articles of Incorporation to declassify the Board of Directors. | Management | | For | | For | | |
| | 3. | To approve a non-binding advisory vote on executive compensation. | Management | | For | | For | | |
| | 4. | To ratify the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending May 31, 2021. | Management | | For | | For | | |
| | VILLAGE SUPER MARKET, INC. | | |
| | Security | 927107409 | | | | Meeting Type | Annual |
| | Ticker Symbol | VLGEA | | | | Meeting Date | 11-Dec-2020 | |
| | ISIN | US9271074091 | | | | Agenda | 935289618 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert Sumas | | | | For | | For | | |
| | | | 2 | William Sumas | | | | For | | For | | |
| | | | 3 | John P. Sumas | | | | For | | For | | |
| | | | 4 | Nicholas Sumas | | | | For | | For | | |
| | | | 5 | John J. Sumas | | | | For | | For | | |
| | | | 6 | Kevin Begley | | | | For | | For | | |
| | | | 7 | Steven Crystal | | | | For | | For | | |
| | | | 8 | Peter R. Lavoy | | | | For | | For | | |
| | | | 9 | Stephen F. Rooney | | | | For | | For | | |
| | 2. | Ratification of KPMG LLP as the independent registered public accounting firm for fiscal 2021. | Management | | For | | For | | |
| | 3. | Advisory vote on Executive Compensation. | Management | | For | | For | | |
| | WINNEBAGO INDUSTRIES, INC. | | |
| | Security | 974637100 | | | | Meeting Type | Annual |
| | Ticker Symbol | WGO | | | | Meeting Date | 15-Dec-2020 | |
| | ISIN | US9746371007 | | | | Agenda | 935291396 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Sara E. Armbruster | | | | For | | For | | |
| | | | 2 | William C. Fisher | | | | For | | For | | |
| | | | 3 | Michael J. Happe | | | | For | | For | | |
| | 2. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accountant for Fiscal 2021. | Management | | For | | For | | |
| | 4. | Amend the Company's Articles of Incorporation to increase the authorized common stock. | Management | | For | | For | | |
| | S&W SEED COMPANY | | |
| | Security | 785135104 | | | | Meeting Type | Annual |
| | Ticker Symbol | SANW | | | | Meeting Date | 16-Dec-2020 | |
| | ISIN | US7851351046 | | | | Agenda | 935292499 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: David A. Fischhoff | Management | | For | | For | | |
| | 1.2 | Election of Director: Mark J. Harvey | Management | | For | | For | | |
| | 1.3 | Election of Director: Consuelo E. Madere | Management | | For | | For | | |
| | 1.4 | Election of Director: Alexander C. Matina | Management | | For | | For | | |
| | 1.5 | Election of Director: Charles (Chip) B. Seidler | Management | | For | | For | | |
| | 1.6 | Election of Director: Robert D. Straus | Management | | For | | For | | |
| | 1.7 | Election of Director: Alan D. Willits | Management | | For | | For | | |
| | 1.8 | Election of Director: Mark W. Wong | Management | | For | | For | | |
| | 2. | To ratify the selection of Crowe LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending June 30, 2021. | Management | | For | | For | | |
| | 3. | To approve an amendment to the Company's Articles of Incorporation to increase the authorized number of shares of common stock from 50,000,000 shares to 75,000,000 shares. | Management | | For | | For | | |
| | 4. | To approve an amendment to the Company's 2019 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 4,000,000 shares. | Management | | Against | | Against | | |
| | 5. | Advisory vote on compensation of named executive officers. | Management | | For | | For | | |
| | CANTEL MEDICAL CORP. | | |
| | Security | 138098108 | | | | Meeting Type | Annual |
| | Ticker Symbol | CMD | | | | Meeting Date | 16-Dec-2020 | |
| | ISIN | US1380981084 | | | | Agenda | 935304903 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Charles M. Diker | Management | | For | | For | | |
| | 1b. | Election of Director: Alan R. Batkin | Management | | For | | For | | |
| | 1c. | Election of Director: Ann E. Berman | Management | | For | | For | | |
| | 1d. | Election of Director: Mark N. Diker | Management | | For | | For | | |
| | 1e. | Election of Director: Anthony B. Evnin | Management | | For | | For | | |
| | 1f. | Election of Director: Laura L. Forese | Management | | For | | For | | |
| | 1g. | Election of Director: George L. Fotiades | Management | | For | | For | | |
| | 1h. | Election of Director: Ronnie Myers | Management | | For | | For | | |
| | 1i. | Election of Director: Karen N. Prange | Management | | For | | For | | |
| | 1j. | Election of Director: Peter J. Pronovost | Management | | For | | For | | |
| | 2. | Advisory vote to approve Named Executive Officer compensation. | Management | | For | | For | | |
| | 3. | Consider and approve the Cantel Medical Corp. 2020 Equity Incentive Plan. | Management | | For | | For | | |
| | 4. | Ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | | For | | For | | |
| | T.HASEGAWA CO.,LTD. | | |
| | Security | J83238105 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 17-Dec-2020 | |
| | ISIN | JP3768500005 | | | | Agenda | 713421244 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | | Please reference meeting materials. | Non-Voting | | | | | | |
| | 1.1 | Appoint a Director Hasegawa, Tokujiro | Management | | For | | For | | |
| | 1.2 | Appoint a Director Umino, Takao | Management | | For | | For | | |
| | 1.3 | Appoint a Director Chino, Yoshiaki | Management | | For | | For | | |
| | 1.4 | Appoint a Director Nakamura, Minoru | Management | | For | | For | | |
| | 1.5 | Appoint a Director Kato, Takumi | Management | | For | | For | | |
| | 1.6 | Appoint a Director Okado, Shingo | Management | | For | | For | | |
| | 1.7 | Appoint a Director Yuhara, Takao | Management | | For | | For | | |
| | HALLMARK FINANCIAL SERVICES, INC. | | |
| | Security | 40624Q203 | | | | Meeting Type | Annual |
| | Ticker Symbol | HALL | | | | Meeting Date | 22-Dec-2020 | |
| | ISIN | US40624Q2030 | | | | Agenda | 935304383 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Mark E. Schwarz | | | | For | | For | | |
| | | | 2 | Scott T. Berlin | | | | For | | For | | |
| | | | 3 | James H. Graves | | | | For | | For | | |
| | | | 4 | Mark E. Pape | | | | For | | For | | |
| | 2. | ADVISORY VOTE ON RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | | For | | |
| | MVC CAPITAL, INC. | | |
| | Security | 553829102 | | | | Meeting Type | Special |
| | Ticker Symbol | MVC | | | | Meeting Date | 23-Dec-2020 | |
| | ISIN | US5538291023 | | | | Agenda | 935310627 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Adoption of the Agreement and Plan of Merger, dated as of August 10, 2020 (the "Merger Agreement"), by and among Barings BDC, Inc., a Maryland corporation, Mustang Acquisition Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of Barings BDC, Inc., MVC Capital, Inc. and Barings LLC, a Delaware limited liability company and the external investment adviser to Barings BDC, Inc., the Merger and the other transactions contemplated by the Merger Agreement (such proposal, the "Merger Proposal"). | Management | | For | | For | | |
| | 2. | Approval of the adjournment of the MVC Special Meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes at the time of the MVC Special Meeting to approve the Merger Proposal. | Management | | For | | For | | |
| | SPORTECH PLC | | |
| | Security | G83678113 | | | | Meeting Type | Special General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 24-Dec-2020 | |
| | ISIN | GB00B28ZPV64 | | | | Agenda | 713444850 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | THAT THE PROPOSED DISPOSAL, ON THE TERMS SET OUT IN THE TRANSACTION AGREEMENTS AND THE ASSOCIATED DOCUMENTS AND ARRANGEMENTS RELATED THERETO BE APPROVED | Management | | For | | For | | |
| | CMMT | 10 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | DMY TECHNOLOGY GROUP, INC. | | |
| | Security | 233253202 | | | | Meeting Type | Special |
| | Ticker Symbol | DMYTU | | | | Meeting Date | 29-Dec-2020 | |
| | ISIN | US2332532025 | | | | Agenda | 935317974 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | The Business Combination Proposal: To approve and adopt the Business Combination Agreement by and among dMY, Rush Street Interactive, LP, a Delaware limited partnership, the sellers set forth on the signature pages thereto, the Sponsor and Rush Street Interactive GP, LLC, a Delaware limited liability company. | Management | | For | | For | | |
| | 2. | The Charter Amendment Proposal: To approve and adopt, assuming the Business Combination Proposal is approved and adopted, the Proposed Charter. | Management | | For | | For | | |
| | 3A. | Advisory Charter Proposal A: to change the total number of shares and classes of stock that dMY is authorized to issue to 951,000,000 shares, consisting of (i) 1,000,000 shares of preferred stock, (ii) 750,000,000 shares of Class A Common Stock, and (iii) 200,000,000 shares of Class V Voting Stock; | Management | | For | | For | | |
| | 3B | Advisory Charter Proposal B: to change the stockholder vote required for approval to the affirmative vote of the holders of at least 66 2/3% of the total voting power of all the then outstanding shares of stock of dMY entitled to vote generally in the election of directors voting together as a single class. | Management | | Abstain | | Against | | |
| | 3C. | Advisory Charter Proposal C: to absolve any Seller, the Sponsor, Non-Employee Directors or any of their affiliates or affiliated entities (collectively, the "Identified Persons") from the duty to refrain from directly or indirectly (1) engaging in and possessing interests in other business ventures of every type and description or (2) competing with dMY or any of its subsidiaries, on its own account, or in partnership with, or as an employee, officer, director or shareholder of any other person. | Management | | For | | For | | |
| | 3D. | Advisory Charter Proposal D: to require any stockholder or an affiliate thereof that fails to comply with applicable gaming laws to be subject to mandatory sale and transfer, subject to the terms and conditions set forth therein, in such number and class(es)/series of equity interests as determined by the Board in good faith (following consultation with reputable outside and independent gaming regulatory counsel) pursuant to a resolution adopted by a majority of the directors of the Board; | Management | | For | | For | | |
| | 3E. | Advisory Charter Proposal E: to elect not to be governed by Section 203 of the DGCL. | Management | | For | | For | | |
| | 3F. | Advisory Charter Proposal F: to require that the proposed bylaws of dMY may be amended, altered, changed, added to or repealed by (x) the Board or (y) (i) the affirmative vote of the holders of at least a majority of the total voting power of dMY's capital stock entitled to vote generally in the election of directors, voting as a single class and (ii) the affirmative vote of the holders of at least 66 2/3% of the total voting power of dMY's capital stock. | Management | | Abstain | | Against | | |
| | 3G. | Advisory Charter Proposal G: to provide that any director may be removed from the board upon a good faith finding by the Board that such director is an Unsuitable Person. | Management | | For | | For | | |
| | 3H. | Advisory Charter Proposal H: to provide that any action required or permitted to be taken by dMY's stockholders may be taken by written consent at any time that the Sellers and their Permitted Transferees beneficially own, in the aggregate, 40% or more of the voting power of dMY's outstanding capital stock. | Management | | Abstain | | Against | | |
| | 3I. | Advisory Charter Proposal I: to provide that if the Delaware Court of Chancery lacks subject matter jurisdiction over a claim brought against or on behalf of dMY or any of its directors, officers, employees or stockholders, then the sole and exclusive forum for such action shall be another state or federal court located within the state of Delaware, unless the Court of Chancery (or such other state or federal court located within the state of Delaware, as applicable) has dismissed a prior action. | Management | | Abstain | | Against | | |
| | 3J. | Advisory Charter Proposal J: to provide for certain additional changes, including, among other things, (i) changing the post- business combination company's corporate name from "dMY Technology Group, Inc." to "Rush Street Interactive, Inc." and (ii) removing certain provisions related to our status as a blank check company that will no longer apply upon consummation of the business combination, all of which our Board believes are necessary to adequately address the needs of the post-business combination company. | Management | | For | | For | | |
| | 4. | The NYSE Proposal: To approve, assuming the Business Combination Proposal and the Charter Amendment Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of the NYSE, the issuance of more than 20% of our issued and outstanding common stock. | Management | | For | | For | | |
| | 5. | The Incentive Plan Proposal: To approve and adopt, assuming the Business Combination Proposal, the Charter Amendment Proposal and the NYSE Proposal are approved and adopted, the Rush Street Interactive, Inc. 2020 Omnibus Equity Incentive Plan (collectively with the Business Combination Proposal, the Charter Amendment Proposal and the NYSE Proposal, the "Condition Precedent Proposals"). | Management | | Abstain | | Against | | |
| | 6. | DIRECTOR | Management | | | | | | |
| | | | 1 | Judith Gold | | | | For | | For | | |
| | | | 2 | Paul Wierbicki | | | | For | | For | | |
| | | | 3 | Harry You | | | | For | | For | | |
| | | | 4 | Leslie Bluhm | | | | For | | For | | |
| | | | 5 | James Gordon | | | | For | | For | | |
| | | | 6 | Sheli Rosenberg | | | | For | | For | | |
| | | | 7 | Neil Bluhm | | | | For | | For | | |
| | | | 8 | Greg Carlin | | | | For | | For | | |
| | | | 9 | Niccolo de Massi | | | | For | | For | | |
| | 7. | The Adjournment Proposal: To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the condition precedent proposals or the incentive plan proposal. | Management | | For | | For | | |
| | MATERIALISE NV | | |
| | Security | 57667T100 | | | | Meeting Type | Special |
| | Ticker Symbol | MTLS | | | | Meeting Date | 31-Dec-2020 | |
| | ISIN | US57667T1007 | | | | Agenda | 935313572 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 2. | I. Decision to merge, in accordance with the aforementioned merger proposal, by absorption of the limited liability company "AILANTHUS", with its registered office at Huldenberg (B-3040 Huldenberg), Jan Van der Vorstlaan 19, with company number 0461.745. 338 RPR Leuven ("company being absorbed"), by way of transfer under universal title, whereby all assets and liabilities, both rights and obligations, resulting from the dissolution without liquidation are transferred to the limited ...(due to space limits, see proxy material for full proposal). | Management | | For | | For | | |
| | LINDSAY CORPORATION | | |
| | Security | 535555106 | | | | Meeting Type | Annual |
| | Ticker Symbol | LNN | | | | Meeting Date | 05-Jan-2021 | |
| | ISIN | US5355551061 | | | | Agenda | 935307808 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert E. Brunner | | | | For | | For | | |
| | | | 2 | Randy A. Wood | | | | For | | For | | |
| | 2. | Approval of the 2021 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending August 31, 2021. | Management | | For | | For | | |
| | 4. | Non-binding vote on resolution to approve the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | PREMIER FOODS PLC | | |
| | Security | G7S17N124 | | | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 11-Jan-2021 | |
| | ISIN | GB00B7N0K053 | | | | Agenda | 713451057 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 01 | THAT THE SHARE PREMIUM ACCOUNT OF THE COMPANY BE CANCELLED | Management | | For | | For | | |
| | CAPITOL FEDERAL FINANCIAL, INC. | | |
| | Security | 14057J101 | | | | Meeting Type | Annual |
| | Ticker Symbol | CFFN | | | | Meeting Date | 26-Jan-2021 | |
| | ISIN | US14057J1016 | | | | Agenda | 935315627 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A | Election of Director: Morris J. Huey, II | Management | | For | | For | | |
| | 1B | Election of Director: Carlton A. Ricketts | Management | | For | | For | | |
| | 2 | Advisory vote on executive compensation. | Management | | For | | For | | |
| | 3 | The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent auditors for the fiscal year ending September 30, 2021. | Management | | For | | For | | |
| | MERIDIAN BIOSCIENCE, INC. | | |
| | Security | 589584101 | | | | Meeting Type | Annual |
| | Ticker Symbol | VIVO | | | | Meeting Date | 27-Jan-2021 | |
| | ISIN | US5895841014 | | | | Agenda | 935316150 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | JAMES M. ANDERSON | | | | For | | For | | |
| | | | 2 | ANTHONY P. BIHL III | | | | For | | For | | |
| | | | 3 | DWIGHT E. ELLINGWOOD | | | | For | | For | | |
| | | | 4 | JACK KENNY | | | | For | | For | | |
| | | | 5 | JOHN C. MCILWRAITH | | | | For | | For | | |
| | | | 6 | DAVID C. PHILLIPS | | | | For | | For | | |
| | | | 7 | JOHN M. RICE, JR. | | | | For | | For | | |
| | | | 8 | CATHERINE A. SAZDANOFF | | | | For | | For | | |
| | | | 9 | FELICIA WILLIAMS | | | | For | | For | | |
| | 2. | Ratification of the appointment of Grant Thornton LLP as Meridian's independent registered public accountants for fiscal year 2021. | Management | | For | | For | | |
| | 3. | Approval of the 2021 Omnibus Award Plan. | Management | | Against | | Against | | |
| | 4. | Approval on an advisory basis of the compensation of named executive officers, as disclosed in the Proxy Statement ("Say-on -Pay" Proposal). | Management | | For | | For | | |
| | CRAZY WOMAN CREEK BANCORP INCORPORATED | | |
| | Security | 225233105 | | | | Meeting Type | Annual |
| | Ticker Symbol | CRZY | | | | Meeting Date | 27-Jan-2021 | |
| | ISIN | US2252331051 | | | | Agenda | 935320503 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Deane D. Bjerke | | | | Withheld | | Against | | |
| | | | 2 | Thomas J. Berry | | | | Withheld | | Against | | |
| | 2. | The ratification of the appointment of Anderson Zurmuehlen, CPA as independent auditors of Crazy Woman Creek Bancorp Incorporated for the fiscal year ending September 30, 2020. | Management | | For | | For | | |
| | GRIFFON CORPORATION | | |
| | Security | 398433102 | | | | Meeting Type | Annual |
| | Ticker Symbol | GFF | | | | Meeting Date | 28-Jan-2021 | |
| | ISIN | US3984331021 | | | | Agenda | 935317265 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Henry A. Alpert | | | | For | | For | | |
| | | | 2 | Jerome L. Coben | | | | For | | For | | |
| | | | 3 | Ronald J. Kramer | | | | For | | For | | |
| | | | 4 | Victor Eugene Renuart | | | | For | | For | | |
| | | | 5 | Kevin F. Sullivan | | | | For | | For | | |
| | 2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | Management | | For | | For | | |
| | 3. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | TREATT PLC | | |
| | Security | G9026D113 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 29-Jan-2021 | |
| | ISIN | GB00BKS7YK08 | | | | Agenda | 713445004 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO RECEIVE THE AUDITED ACCOUNTS AND RELATED REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | | For | | For | | |
| | 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | | For | | For | | |
| | 3 | TO APPROVE A FINAL DIVIDEND OF 4.16P PER SHARE ON THE ORDINARY SHARES OF THE COMPANY FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | | For | | For | | |
| | 4 | TO RE-ELECT TIM JONES AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 5 | TO RE-ELECT DAEMMON REEVE AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 6 | TO RE-ELECT RICHARD HOPE AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO RE-ELECT DAVID JOHNSON AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 8 | TO RE-ELECT JEFF ILIFFE AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 9 | TO RE-ELECT RICHARD ILLEK AS A DIRECTOR OF THE COMPANY | Management | | Against | | Against | | |
| | 10 | TO RE-ELECT YETUNDE HOFMANN AS A DIRECTOR OF THE COMPANY | Management | | Against | | Against | | |
| | 11 | TO RE-ELECT LYNNE WEEDALL AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 12 | TO RE-ELECT VIJAY THAKRAR AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 13 | TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY, TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT AGM | Management | | For | | For | | |
| | 14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | | For | | For | | |
| | 15 | THAT THE REMUNERATION POLICY BE AND IS HERBY APPROVED | Management | | For | | For | | |
| | 16 | AUTHORITY TO ALLOT SECURITIES | Management | | For | | For | | |
| | 17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | | For | | For | | |
| | 18 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | | For | | For | | |
| | 19 | AUTHROITY TO PURCHASE OWN SHARES | Management | | For | | For | | |
| | 20 | THAT A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) OF THE COMPANY MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | | For | | For | | |
| | 21 | THAT THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | For | | For | | |
| | DIGI INTERNATIONAL INC. | | |
| | Security | 253798102 | | | | Meeting Type | Annual |
| | Ticker Symbol | DGII | | | | Meeting Date | 29-Jan-2021 | |
| | ISIN | US2537981027 | | | | Agenda | 935318243 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Christopher D. Heim | Management | | For | | For | | |
| | 1B. | Election of Director: Sally J. Smith | Management | | For | | For | | |
| | 2. | Company proposal to approve, on a non-binding advisory basis, the compensation paid to named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Grant Thornton LLP as independent registered public accounting firm of the company for the 2021 fiscal year. | Management | | For | | For | | |
| | 4. | Company proposal to approve the Digi International Inc. 2021 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| | RGC RESOURCES, INC. | | |
| | Security | 74955L103 | | | | Meeting Type | Annual |
| | Ticker Symbol | RGCO | | | | Meeting Date | 01-Feb-2021 | |
| | ISIN | US74955L1035 | | | | Agenda | 935313748 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | T. Joe Crawford | | | | For | | For | | |
| | | | 2 | Maryellen F. Goodlatte | | | | For | | For | | |
| | | | 3 | Paul W. Nester | | | | For | | For | | |
| | 2. | Ratify the selection of Brown, Edwards & Company, L.L.P. as the independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | A non-binding shareholder advisory vote on executive compensation. | Management | | For | | For | | |
| | CHASE CORPORATION | | |
| | Security | 16150R104 | | | | Meeting Type | Annual |
| | Ticker Symbol | CCF | | | | Meeting Date | 02-Feb-2021 | |
| | ISIN | US16150R1041 | | | | Agenda | 935312835 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Adam P. Chase | | | | For | | For | | |
| | | | 2 | Peter R. Chase | | | | For | | For | | |
| | | | 3 | Mary Claire Chase | | | | For | | For | | |
| | | | 4 | Thomas D. DeByle | | | | For | | For | | |
| | | | 5 | John H. Derby III | | | | For | | For | | |
| | | | 6 | Chad A. McDaniel | | | | For | | For | | |
| | | | 7 | Dana Mohler-Faria | | | | For | | For | | |
| | | | 8 | Joan Wallace-Benjamin | | | | For | | For | | |
| | | | 9 | Thomas Wroe, Jr. | | | | For | | For | | |
| | 2. | Advisory vote on the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Grant Thornton LLP as the corporation's independent registered public accounting firm for the fiscal year ending August 31, 2021. | Management | | For | | For | | |
| | PATRIOT TRANSPORTATION HOLDING, INC. | | |
| | Security | 70338W105 | | | | Meeting Type | Annual |
| | Ticker Symbol | PATI | | | | Meeting Date | 03-Feb-2021 | |
| | ISIN | US70338W1053 | | | | Agenda | 935319423 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John E. Anderson | | | | For | | For | | |
| | | | 2 | Edward L. Baker | | | | For | | For | | |
| | | | 3 | Thompson S. Baker II | | | | For | | For | | |
| | | | 4 | Luke E. Fichthorn III | | | | For | | For | | |
| | | | 5 | Charles D. Hyman | | | | For | | For | | |
| | 2. | Ratification of Hancock Askew & Co., LLP, as the Independent Registered Public Accounting Firm (auditors) for Fiscal 2021. | Management | | For | | For | | |
| | 3. | Advisory approval of Executive Compensation. | Management | | For | | For | | |
| | INGLES MARKETS, INCORPORATED | | |
| | Security | 457030104 | | | | Meeting Type | Annual |
| | Ticker Symbol | IMKTA | | | | Meeting Date | 09-Feb-2021 | |
| | ISIN | US4570301048 | | | | Agenda | 935320096 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ernest E. Ferguson | | | | For | | For | | |
| | | | 2 | John R. Lowden | | | | For | | For | | |
| | 2. | To approve, by non-binding vote, executive compensation, as disclosed in the Proxy Statement. | Management | | For | | For | | |
| | 3. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | | 1 Year | | For | | |
| | 4. | Stockholder proposal concerning equal voting rights for each share. | Shareholder | | Against | | For | | |
| | J & J SNACK FOODS CORP. | | |
| | Security | 466032109 | | | | Meeting Type | Annual |
| | Ticker Symbol | JJSF | | | | Meeting Date | 10-Feb-2021 | |
| | ISIN | US4660321096 | | | | Agenda | 935320490 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Peter G. Stanley | | | | For | | For | | |
| | 2. | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF EXECUTIVES. | Management | | For | | For | | |
| | 3. | VOTE ON APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Management | | For | | For | | |
| | SURMODICS, INC. | | |
| | Security | 868873100 | | | | Meeting Type | Annual |
| | Ticker Symbol | SRDX | | | | Meeting Date | 11-Feb-2021 | |
| | ISIN | US8688731004 | | | | Agenda | 935318508 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David R. Dantzker, M.D. | | | | For | | For | | |
| | | | 2 | Lisa W. Heine | | | | For | | For | | |
| | | | 3 | Gary R. Maharaj | | | | For | | For | | |
| | 2. | Set the number of directors at six (6). | Management | | For | | For | | |
| | 3. | Ratify the appointment of Deloitte & Touche LLP as Surmodics' independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | 4. | Approve, in a non-binding advisory vote, the Company's executive compensation. | Management | | For | | For | | |
| | POWELL INDUSTRIES, INC. | | |
| | Security | 739128106 | | | | Meeting Type | Annual |
| | Ticker Symbol | POWL | | | | Meeting Date | 17-Feb-2021 | |
| | ISIN | US7391281067 | | | | Agenda | 935324323 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | James W. McGill | | | | For | | For | | |
| | | | 2 | John D. White | | | | For | | For | | |
| | 2. | Resolved, that the stockholders approve the compensation of executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the compensation discussion and analysis, the compensation tables and any related material disclosed in this proxy statement. | Management | | For | | For | | |
| | UNIVERSAL TECHNICAL INSTITUTE, INC. | | |
| | Security | 913915104 | | | | Meeting Type | Annual |
| | Ticker Symbol | UTI | | | | Meeting Date | 24-Feb-2021 | |
| | ISIN | US9139151040 | | | | Agenda | 935327622 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Linda J. Srere | | | | For | | For | | |
| | | | 2 | William J. Lennox, Jr. | | | | For | | For | | |
| | | | 3 | George W. Brochick | | | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending September 30, 2021. | Management | | For | | For | | |
| | 3. | To amend and restate our Restated Certificate of Incorporation to authorize and empower our stockholders to amend our Bylaws by a majority vote. | Management | | For | | For | | |
| | 4. | To approve the Universal Technical Institute, Inc. 2021 Equity Incentive Plan. | Management | | Against | | Against | | |
| | MARINEMAX, INC. | | |
| | Security | 567908108 | | | | Meeting Type | Annual |
| | Ticker Symbol | HZO | | | | Meeting Date | 25-Feb-2021 | |
| | ISIN | US5679081084 | | | | Agenda | 935320399 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director to serve for a three-year term expiring in 2024: William H. McGill Jr. | Management | | For | | For | | |
| | 1b. | Election of Director to serve for a three-year term expiring in 2024: Charles R. Oglesby | Management | | For | | For | | |
| | 1c. | Election of Director to serve for a three-year term expiring in 2024: Rebecca White | Management | | For | | For | | |
| | 2. | To approve (on an advisory basis) our executive compensation ("say-on-pay"). | Management | | For | | For | | |
| | 3. | To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditor of our Company for the fiscal year ending September 30, 2021. | Management | | For | | For | | |
| | JOHNSON OUTDOORS INC. | | |
| | Security | 479167108 | | | | Meeting Type | Annual |
| | Ticker Symbol | JOUT | | | | Meeting Date | 25-Feb-2021 | |
| | ISIN | US4791671088 | | | | Agenda | 935323939 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Terry E. London | | | | For | | For | �� | |
| | | | 2 | John M. Fahey, Jr. | | | | For | | For | | |
| | | | 3 | William D. Perez | | | | For | | For | | |
| | 2. | To ratify the appointment of RSM US LLP, an independent registered public accounting firm, as auditors of the Company for its fiscal year ending October 1, 2021. | Management | | For | | For | | |
| | 3. | To approve a non-binding advisory proposal on executive compensation. | Management | | For | | For | | |
| | I3 VERTICALS, INC. | | |
| | Security | 46571Y107 | | | | Meeting Type | Annual |
| | Ticker Symbol | IIIV | | | | Meeting Date | 26-Feb-2021 | |
| | ISIN | US46571Y1073 | | | | Agenda | 935329309 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gregory Daily | | | | For | | For | | |
| | | | 2 | Clay Whitson | | | | For | | For | | |
| | | | 3 | Elizabeth S. Courtney | | | | For | | For | | |
| | | | 4 | John Harrison | | | | For | | For | | |
| | | | 5 | Burton Harvey | | | | For | | For | | |
| | | | 6 | Timothy McKenna | | | | For | | For | | |
| | | | 7 | David Morgan | | | | For | | For | | |
| | | | 8 | David Wilds | | | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | | For | | For | | |
| | NOBILITY HOMES, INC. | | |
| | Security | 654892108 | | | | Meeting Type | Annual |
| | Ticker Symbol | NOBH | | | | Meeting Date | 26-Feb-2021 | |
| | ISIN | US6548921088 | | | | Agenda | 935332279 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Terry E. Trexler | | | | For | | For | | |
| | | | 2 | Thomas W. Trexler | | | | For | | For | | |
| | | | 3 | Arthur L. Havener, Jr. | | | | For | | For | | |
| | | | 4 | Robert P. Saltsman | | | | For | | For | | |
| | NAVISTAR INTERNATIONAL CORPORATION | | |
| | Security | 63934E108 | | | | Meeting Type | Annual |
| | Ticker Symbol | NAV | | | | Meeting Date | 02-Mar-2021 | |
| | ISIN | US63934E1082 | | | | Agenda | 935333081 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To adopt the Merger Agreement and transactions contemplated thereby. | Management | | For | | For | | |
| | 2. | To approve certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | | For | | For | | |
| | 3. | DIRECTOR | Management | | | | | | |
| | | | 1 | Troy A. Clarke | | | | For | | For | | |
| | | | 2 | José María Alapont | | | | For | | For | | |
| | | | 3 | Stephen R. D'Arcy | | | | For | | For | | |
| | | | 4 | Vincent J. Intrieri | | | | For | | For | | |
| | | | 5 | Mark H. Rachesky, M.D. | | | | For | | For | | |
| | | | 6 | Christian Schulz | | | | For | | For | | |
| | | | 7 | Kevin M. Sheehan | | | | For | | For | | |
| | | | 8 | Dennis A. Suskind | | | | For | | For | | |
| | | | 9 | Janet T. Yeung | | | | For | | For | | |
| | 4. | Advisory Vote on Executive Compensation. | Management | | For | | For | | |
| | 5. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. | Management | | For | | For | | |
| | 6. | To approve the adjournment or postponement of the Annual Meeting, if necessary, to continue to solicit votes for the Merger Proposal. | Management | | For | | For | | |
| | BELLRING BRANDS, INC. | | |
| | Security | 079823100 | | | | Meeting Type | Annual |
| | Ticker Symbol | BRBR | | | | Meeting Date | 03-Mar-2021 | |
| | ISIN | US0798231009 | | | | Agenda | 935325488 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jennifer Kuperman | | | | For | | For | | |
| | | | 2 | Thomas P. Erickson | | | | For | | For | | |
| | 2. | Ratification of PricewaterhouseCoopers LLP as the Company's independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. | Management | | For | | For | | |
| | MITEK SYSTEMS, INC. | | |
| | Security | 606710200 | | | | Meeting Type | Annual |
| | Ticker Symbol | MITK | | | | Meeting Date | 03-Mar-2021 | |
| | ISIN | US6067102003 | | | | Agenda | 935331366 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | William K. "Bill" Aulet | | | | For | | For | | |
| | | | 2 | Scipio "Max" Carnecchia | | | | For | | For | | |
| | | | 3 | James C. Hale | | | | For | | For | | |
| | | | 4 | Bruce E. Hansen | | | | For | | For | | |
| | | | 5 | Alex W. "Pete" Hart | | | | For | | For | | |
| | | | 6 | Kim S. Stevenson | | | | For | | For | | |
| | | | 7 | Donna C. Wells | | | | For | | For | | |
| | 2. | To ratify the selection of Mayer Hoffman McCann P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers as presented in the Proxy Statement. | Management | | For | | For | | |
| | CALLAWAY GOLF COMPANY | | |
| | Security | 131193104 | | | | Meeting Type | Special |
| | Ticker Symbol | ELY | | | | Meeting Date | 03-Mar-2021 | |
| | ISIN | US1311931042 | | | | Agenda | 935332015 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Approval of the issuance of shares of common stock of Callaway Golf Company to stockholders of Topgolf International, Inc., pursuant to the terms of the Merger Agreement, a copy of which is attached as Annex A to the accompanying proxy statement/prospectus/consent solicitation. | Management | | For | | For | | |
| | 2. | Approval of an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposal No. 1. | Management | | For | | For | | |
| | AEROJET ROCKETDYNE HOLDINGS, INC. | | |
| | Security | 007800105 | | | | Meeting Type | Special |
| | Ticker Symbol | AJRD | | | | Meeting Date | 09-Mar-2021 | |
| | ISIN | US0078001056 | | | | Agenda | 935333966 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | | For | | For | | |
| | 2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | | For | | For | | |
| | 3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | | For | | For | | |
| | COMSCORE, INC. | | |
| | Security | 20564W105 | | | | Meeting Type | Special |
| | Ticker Symbol | SCOR | | | | Meeting Date | 09-Mar-2021 | |
| | ISIN | US20564W1053 | | | | Agenda | 935338574 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | The approval of the issuance of the Series B Convertible Preferred Stock, par value $0.001 per share, of the Company ("Convertible Preferred Stock") to each of Charter Communications Holding Company, LLC ("Charter"), Qurate Retail, Inc. ("Qurate"), and Pine Investor, LLC ("Pine" and together with Charter and Qurate, collectively, the "Investors"), in accordance with the terms of the Series B Convertible Preferred Stock Purchase Agreements by and between the Company and each of the Investors (the "Share Issuance") | Management | | For | | For | | |
| | 2. | The adoption of an amendment to the Company's Amended and Restated Certificate of Incorporation to permit the creation of Convertible Preferred Stock and other preferred stock and, in order to permit the Share Issuance, authorize a sufficient number of shares of preferred stock, par value $0.001 per share, and common stock, par value $0.001 per share, of the Company (the "Common Stock") into which such shares of Convertible Preferred Stock may be converted (the "Charter Amendment"). | Management | | Against | | Against | | |
| | 3. | The approval of an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Share Issuance and/or the Charter Amendment. | Management | | For | | For | | |
| | BASSETT FURNITURE INDUSTRIES, INC. | | |
| | Security | 070203104 | | | | Meeting Type | Annual |
| | Ticker Symbol | BSET | | | | Meeting Date | 10-Mar-2021 | |
| | ISIN | US0702031040 | | | | Agenda | 935334158 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Emma S. Battle | | | | For | | For | | |
| | | | 2 | John R. Belk | | | | For | | For | | |
| | | | 3 | Kristina Cashman | | | | For | | For | | |
| | | | 4 | Virginia W. Hamlet | | | | For | | For | | |
| | | | 5 | J. Walter McDowell | | | | For | | For | | |
| | | | 6 | Robert H. Spilman, Jr. | | | | For | | For | | |
| | | | 7 | William C. Wampler, Jr. | | | | For | | For | | |
| | | | 8 | William C. Warden, Jr. | | | | For | | For | | |
| | 2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending November 27, 2021. | Management | | For | | For | | |
| | 3. | PROPOSAL to consider and act on an advisory vote regarding the approval of compensation paid to certain executive officers. | Management | | For | | For | | |
| | 4. | PROPOSAL to approve the Company's 2021 Stock Incentive Plan. | Management | | For | | For | | |
| | GENCOR INDUSTRIES, INC. | | |
| | Security | 368678108 | | | | Meeting Type | Annual |
| | Ticker Symbol | GENC | | | | Meeting Date | 11-Mar-2021 | |
| | ISIN | US3686781085 | | | | Agenda | 935335061 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gen. John G. Coburn | | | | For | | For | | |
| | 2. | Ratification of the independent registered public accounting firm of MSL, P.A. | Management | | For | | For | | |
| | LIMONEIRA COMPANY | | |
| | Security | 532746104 | | | | Meeting Type | Annual |
| | Ticker Symbol | LMNR | | | | Meeting Date | 23-Mar-2021 | |
| | ISIN | US5327461043 | | | | Agenda | 935335794 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Harold S. Edwards | | | | For | | For | | |
| | | | 2 | John W.H. Merriman | | | | For | | For | | |
| | | | 3 | Edgar A. Terry | | | | For | | For | | |
| | 2. | To vote on a proposal to ratify the selection of Deloitte & Touche LLP to serve as the independent auditor for Limoneira Company for the fiscal year ending October 31, 2021 ("Proposal 2"). | Management | | For | | For | | |
| | 3. | To hold an advisory vote to approve the compensation of the Named Executive Officers as disclosed in this proxy statement ("Proposal 3"). | Management | | For | | For | | |
| | RWC, INC. | | |
| | Security | 749904108 | | | | Meeting Type | Annual |
| | Ticker Symbol | RWCI | | | | Meeting Date | 25-Mar-2021 | |
| | ISIN | US7499041082 | | | | Agenda | 935344616 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jeffrey M. Herr | | | | For | | For | | |
| | | | 2 | Richard W. Glenn | | | | For | | For | | |
| | 2. | To confirm the appointment of Weinlander Fitzhugh as independent Certified Public Accountants for the year ending October, 31, 2021. | Management | | For | | For | | |
| | KAMAN CORPORATION | | |
| | Security | 483548103 | | | | Meeting Type | Annual |
| | Ticker Symbol | KAMN | | | | Meeting Date | 14-Apr-2021 | |
| | ISIN | US4835481031 | | | | Agenda | 935337837 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A | Election of Director: Aisha M. Barry | Management | | For | | For | | |
| | 1B | Election of Director: E. Reeves Callaway III | Management | | For | | For | | |
| | 1C | Election of Director: A. William Higgins | Management | | For | | For | | |
| | 1D | Election of Director: Michelle J. Lohmeier | Management | | For | | For | | |
| | 1E | Election of Director: George E. Minnich | Management | | For | | For | | |
| | 1F | Election of Director: Ian K. Walsh | Management | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | | For | | For | | |
| | 4. | Advisory vote on a shareholder proposal seeking to change the threshold percentage of shares needed to call a special meeting. | Shareholder | | Abstain | | Against | | |
| | SUBSEA 7 S.A. | | |
| | Security | 864323100 | | | | Meeting Type | Annual |
| | Ticker Symbol | SUBCY | | | | Meeting Date | 14-Apr-2021 | |
| | ISIN | US8643231009 | | | | Agenda | 935351976 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | A2. | To approve the statutory financial statements of the Company for the financial year ended 31 December 2020, as published on 10 March 2021 which are available on the Company's website at www.subsea7.com. | Management | | For | | | | |
| | A3. | To approve the consolidated financial statements of the Company for the financial year ended 31 December 2020, as published on 10 March 2021 which are available on the Company's website at www.subsea7.com. | Management | | For | | | | |
| | A4. | To approve the allocation of results of the Company for the fiscal year ended 31 December 2020, including the payment of a dividend in the amount of NOK 2.00 per common share, payable on 7 May 2021 to the holders of Common Shares and on 14 May 2021 to the holders of American Depositary Receipts, as recommended by the Board of Directors of the Company. | Management | | For | | | | |
| | A5. | To discharge the Directors of the Company in respect of the proper performance of their duties for the financial year ended 31 December 2020. | Management | | For | | | | |
| | A6. | To re-appoint Ernst & Young S.A., Luxembourg, as authorised statutory auditor ("réviseur d'entreprises agréé") to audit the statutory and consolidated financial statements of the Company, for a term to expire at the next Annual General Meeting. | Management | | For | | | | |
| | A7. | To re-elect Mr Kristian Siem as a Director of the Company to hold office until the Annual General Meeting to be held in 2023 or until his successor has been duly elected. | Management | | For | | | | |
| | A8. | To re-elect Mr Dod Fraser as a Non-Executive Director of the Company to hold office until the Annual General Meeting to be held in 2023 or until his successor has been duly elected. | Management | | For | | | | |
| | A9. | To elect Mr Eldar Saetre as a Non-Executive Director of the Company with effect from 1 June 2021, to hold office until the Annual General Meeting to be held in 2023 or until his/her successor has been duly elected. | Management | | For | | | | |
| | E1. | Renewal of authorisation for a period of two years to the Board of Directors to issue new shares and to limit or suppress preferential subscription rights, for up to 10% of the issued share capital. | Management | | For | | | | |
| | E2. | Authorisation to the Board to repurchase shares and to cancel such repurchased shares by way of share capital reduction. | Management | | For | | | | |
| | E3. | Amendment of Article 3 of the articles of association of the Company. | Management | | For | | | | |
| | E4. | Amendment of Articles 12 and 16 of the articles of association of the Company. | Management | | For | | | | |
| | THE MONARCH CEMENT COMPANY | | |
| | Security | 609031307 | | | | Meeting Type | Annual |
| | Ticker Symbol | MCEM | | | | Meeting Date | 14-Apr-2021 | |
| | ISIN | US6090313072 | | | | Agenda | 935355998 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | BYRON J. RADCLIFF | | | | For | | For | | |
| | | | 2 | MICHAEL R. WACHTER | | | | For | | For | | |
| | | | 3 | WALTER H. WULF, JR. | | | | For | | For | | |
| | | | 4 | WALTER H. WULF, III | | | | For | | For | | |
| | ZEALAND PHARMA A/S | | |
| | Security | K9898X127 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 15-Apr-2021 | |
| | ISIN | DK0060257814 | | | | Agenda | 713697083 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | | | | | | |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| | 1 | MANAGEMENT'S REPORT ON THE COMPANY'S ACTIVITIES DURING THE PAST FINANCIAL-YEAR | Non-Voting | | | | | | |
| | 2 | APPROVAL OF THE AUDITED ANNUAL REPORT 2020 | Management | | No Action | | | | |
| | 3 | RESOLUTION ON THE COVER OF LOSS IN ACCORDANCE WITH THE APPROVED ANNUAL REPORT 2020 | Management | | No Action | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 4.1 TO 4.7 AND 5. THANK YOU. | Non-Voting | | | | | | |
| | 4.1 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ALF GUNNAR MARTIN NICKLASSON | Management | | No Action | | | | |
| | 4.2 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: KIRSTEN AARUP DREJER | Management | | No Action | | | | |
| | 4.3 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ALAIN MUNOZ | Management | | No Action | | | | |
| | 4.4 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: JEFFREY BERKOWITZ | Management | | No Action | | | | |
| | 4.5 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: MICHAEL JOHN OWEN | Management | | No Action | | | | |
| | 4.6 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LEONARD KRUIMER | Management | | No Action | | | | |
| | 4.7 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BERNADETTE MARY CONNAUGHTON | Management | | No Action | | | | |
| | 5 | ELECTION OF THE AUDITOR. THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF EY GODKENDT REVISIONSPARTNERSELSKAB | Management | | No Action | | | | |
| | 6 | AUTHORIZATION FOR THE COMPANY TO ACQUIRE TREASURY SHARES DIRECTLY AND/OR ACQUIRE AMERICAN DEPOSITARY SHARES | Management | | No Action | | | | |
| | 7.A | PROPOSAL FROM THE BOARD OF DIRECTORS TO AMEND THE COMPANY'S REMUNERATION POLICY: ADOPTION OF A REVISED REMUNERATION POLICY INCLUDING PROPOSED AMENDMENTS RELATING TO THE REMUNERATION OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | Management | | No Action | | | | |
| | 7.B | PROPOSAL FROM THE BOARD OF DIRECTORS TO AMEND THE COMPANY'S REMUNERATION POLICY: ADOPTION OF A REVISED REMUNERATION POLICY INCLUDING PROPOSED AMENDMENTS RELATING TO THE REMUNERATION OF THE EXECUTIVE MANAGEMENT | Management | | No Action | | | | |
| | 8 | PROPOSAL FROM THE BOARD OF DIRECTORS TO APPROVE THE COMPANY'S REMUNERATION REPORT | Management | | No Action | | | | |
| | 9.A | PROPOSAL FROM THE BOARD OF DIRECTORS TO APPROVE THE FEES FOR THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021: APPROVAL OF FEES FOR THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021 IN ACCORDANCE WITH THE PROPOSED NEW REMUNERATION POLICY SET FORTH IN AGENDA ITEM 7A | Management | | No Action | | | | |
| | 9.B | PROPOSAL FROM THE BOARD OF DIRECTORS TO APPROVE THE FEES FOR THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021: APPROVAL OF FEES FOR THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021 IN ACCORDANCE WITH THE PROPOSED NEW REMUNERATION POLICY SET FORTH IN AGENDA ITEM 7B | Management | | No Action | | | | |
| | 10 | ADOPTION OF A REVISED REMUNERATION POLICY INCLUDING PROPOSED AMENDMENTS RELATING TO THE REMUNERATION OF THE EXECUTIVE MANAGEMENT | Management | | No Action | | | | |
| | 11 | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | | | | | | |
| | CMMT | 18 MAR 2021: PLEASE NOTE THAT TO VOTE ON BOTH AGENDA ITEMS 7.A AND 7.B AS-AGENDA ITEMS 7.A AND 7.B ARE RANKED IN PRIORITY, SUCH THAT ITEM 7.B-AUTOMATICALLY LAPSES IF ITEM 7.A IS ADOPTED BY THE GENERAL MEETING. THANK YOU | Non-Voting | | | | | | |
| | CMMT | 18 MAR 2021: PLEASE NOTE THAT TO VOTE ON BOTH AGENDA ITEMS 9.A AND 9.B AS-AGENDA ITEMS 9.A AND 9.B ARE RANKED IN PRIORITY SUBJECT TO AGENDA ITEMS 7.A-AND 7.B, SUCH THAT ITEM 9.B AUTOMATICALLY LAPSES IF ITEM 7.A IS ADOPTED BY-THE GENERAL MEETING, AND THAT ITEM 9.A AUTOMATICALLY LAPSES IF ITEM 7.A IS- NOT ADOPTED BY THE GENERAL MEETING. THANK YOU | Non-Voting | | | | | | |
| | CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | INNOVATIVE SOLUTIONS AND SUPPORT,INC. | | |
| | Security | 45769N105 | | | | Meeting Type | Annual |
| | Ticker Symbol | ISSC | | | | Meeting Date | 15-Apr-2021 | |
| | ISIN | US45769N1054 | | | | Agenda | 935338992 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Geoffrey S. M. Hedrick | Management | | For | | For | | |
| | 1B. | Election of Director: Winston J. Churchill | Management | | For | | For | | |
| | 1C. | Election of Director: Roger A. Carolin | Management | | For | | For | | |
| | 1D. | Election of Director: Robert E. Mittelstaedt, Jr. | Management | | For | | For | | |
| | 1E. | Election of Director: Glen R. Bressner | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended September 30, 2021. | Management | | For | | For | | |
| | FARMERS NATIONAL BANC CORP. | | |
| | Security | 309627107 | | | | Meeting Type | Annual |
| | Ticker Symbol | FMNB | | | | Meeting Date | 15-Apr-2021 | |
| | ISIN | US3096271073 | | | | Agenda | 935353172 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Anne Fredrick Crawford | | | | For | | For | | |
| | | | 2 | David Z. Paull | | | | For | | For | | |
| | | | 3 | James R. Smail | | | | For | | For | | |
| | 2. | To consider and vote upon a non-binding advisory resolution to approve the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To consider and vote upon a proposal to ratify the appointment of CliftonLarsonAllen LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | DMY TECHNOLOGY GROUP, INC. II | | |
| | Security | 233277102 | | | | Meeting Type | Special |
| | Ticker Symbol | DMYD | | | | Meeting Date | 16-Apr-2021 | |
| | ISIN | US2332771029 | | | | Agenda | 935374556 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | The Business Combination Proposal - To approve and adopt the Business Combination Agreement dated as of October 27, 2020, by and among dMY Technology Group, Inc. II ("dMY"), Maven TopCo Limited ("TopCo"), Maven Midco Limited ("MidCo"), Galileo NewCo Limited ("NewCo"), Genius Merger Sub, Inc. ("Merger Sub") and dMY Sponsor II, LLC (the "Sponsor"). Please see proxy statement for full proposal language | Management | | For | | For | | |
| | 2. | the Adjournment Proposal - to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. | Management | | For | | For | | |
| | DMY TECHNOLOGY GROUP, INC. II | | |
| | Security | 233277201 | | | | Meeting Type | Special |
| | Ticker Symbol | DMYDU | | | | Meeting Date | 16-Apr-2021 | |
| | ISIN | US2332772019 | | | | Agenda | 935374556 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | The Business Combination Proposal - To approve and adopt the Business Combination Agreement dated as of October 27, 2020, by and among dMY Technology Group, Inc. II ("dMY"), Maven TopCo Limited ("TopCo"), Maven Midco Limited ("MidCo"), Galileo NewCo Limited ("NewCo"), Genius Merger Sub, Inc. ("Merger Sub") and dMY Sponsor II, LLC (the "Sponsor"). Please see proxy statement for full proposal language | Management | | For | | For | | |
| | 2. | the Adjournment Proposal - to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. | Management | | For | | For | | |
| | VALLEY NATIONAL BANCORP | | |
| | Security | 919794107 | | | | Meeting Type | Annual |
| | Ticker Symbol | VLY | | | | Meeting Date | 19-Apr-2021 | |
| | ISIN | US9197941076 | | | | Agenda | 935341266 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Andrew B. Abramson | Management | | For | | For | | |
| | 1B. | Election of Director: Peter J. Baum | Management | | For | | For | | |
| | 1C. | Election of Director: Eric P. Edelstein | Management | | For | | For | | |
| | 1D. | Election of Director: Marc J. Lenner | Management | | For | | For | | |
| | 1E. | Election of Director: Peter V. Maio | Management | | For | | For | | |
| | 1F. | Election of Director: Ira Robbins | Management | | For | | For | | |
| | 1G. | Election of Director: Suresh L. Sani | Management | | For | | For | | |
| | 1H. | Election of Director: Lisa J. Schultz | Management | | For | | For | | |
| | 1I. | Election of Director: Jennifer W. Steans | Management | | For | | For | | |
| | 1J. | Election of Director: Jeffrey S. Wilks | Management | | For | | For | | |
| | 1K. | Election of Director: Dr. Sidney S. Williams, Jr. | Management | | For | | For | | |
| | 2. | An advisory vote on named executive officer compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | Adoption of the Valley National Bancorp 2021 Incentive Compensation Plan. | Management | | For | | For | | |
| | 5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | | Against | | For | | |
| | LYDALL, INC. | | |
| | Security | 550819106 | | | | Meeting Type | Annual |
| | Ticker Symbol | LDL | | | | Meeting Date | 20-Apr-2021 | |
| | ISIN | US5508191062 | | | | Agenda | 935341406 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: David G. Bills | Management | | For | | For | | |
| | 1B. | Election of Director: James J. Cannon | Management | | For | | For | | |
| | 1C. | Election of Director: Marc T. Giles | Management | | For | | For | | |
| | 1D. | Election of Director: Paul Graves | Management | | For | | For | | |
| | 1E. | Election of Director: Sara A. Greenstein | Management | | For | | For | | |
| | 1F. | Election of Director: Suzanne Hammett | Management | | For | | For | | |
| | 1G. | Election of Director: Katherine Harper | Management | | For | | For | | |
| | 2. | Approving an advisory vote on executive compensation. | Management | | For | | For | | |
| | 3. | Ratifying the appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal year 2021. | Management | | For | | For | | |
| | SHENANDOAH TELECOMMUNICATIONS COMPANY | | |
| | Security | 82312B106 | | | | Meeting Type | Annual |
| | Ticker Symbol | SHEN | | | | Meeting Date | 20-Apr-2021 | |
| | ISIN | US82312B1061 | | | | Agenda | 935341836 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Thomas A. Beckett | Management | | For | | For | | |
| | 1B. | Election of Director: Richard L. Koontz, Jr. | Management | | For | | For | | |
| | 1C. | Election of Director: Leigh Ann Schultz | Management | | For | | For | | |
| | 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. | Management | | For | | For | | |
| | CHURCHILL DOWNS INCORPORATED | | |
| | Security | 171484108 | | | | Meeting Type | Annual |
| | Ticker Symbol | CHDN | | | | Meeting Date | 20-Apr-2021 | |
| | ISIN | US1714841087 | | | | Agenda | 935343400 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Willam C. Carstanjen | | | | For | | For | | |
| | | | 2 | Karole F. Lloyd | | | | For | | For | | |
| | | | 3 | Paul C. Varga | | | | For | | For | | |
| | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, the Company's executive compensation as disclosed in the proxy statement. | Management | | For | | For | | |
| | ACME UNITED CORPORATION | | |
| | Security | 004816104 | | | | Meeting Type | Annual |
| | Ticker Symbol | ACU | | | | Meeting Date | 20-Apr-2021 | |
| | ISIN | US0048161048 | | | | Agenda | 935377805 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Walter C. Johnsen | | | | For | | For | | |
| | | | 2 | Richmond Y. Holden, Jr. | | | | For | | For | | |
| | | | 3 | Brian S. Olschan | | | | For | | For | | |
| | | | 4 | Stevenson E. Ward III | | | | For | | For | | |
| | | | 5 | Susan H. Murphy | | | | For | | For | | |
| | | | 6 | Rex L. Davidson | | | | For | | For | | |
| | | | 7 | Brian K. Barker | | | | For | | For | | |
| | 2. | Approval of an amendment to the 2012 Employee Stock Option Plan to increase the number of shares authorized for issuance | Management | | Against | | Against | | |
| | 3. | Approval, by non-binding advisory vote, of the compensation of the named executive officers of the Company as described in the Proxy Statement. | Management | | For | | For | | |
| | 4. | Ratification of the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | CALAVO GROWERS, INC. | | |
| | Security | 128246105 | | | | Meeting Type | Annual |
| | Ticker Symbol | CVGW | | | | Meeting Date | 21-Apr-2021 | |
| | ISIN | US1282461052 | | | | Agenda | 935341432 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Farha Aslam | | | | For | | For | | |
| | | | 2 | Marc L. Brown | | | | For | | For | | |
| | | | 3 | Michael A. DiGregorio | | | | For | | For | | |
| | | | 4 | Harold Edwards | | | | For | | For | | |
| | | | 5 | James D. Helin | | | | For | | For | | |
| | | | 6 | Steven Hollister | | | | For | | For | | |
| | | | 7 | Kathleen M. Holmgren | | | | For | | For | | |
| | | | 8 | John M. Hunt | | | | For | | For | | |
| | | | 9 | J. Link Leavens | | | | For | | For | | |
| | | | 10 | Donald M. Sanders | | | | For | | For | | |
| | | | 11 | Scott Van Der Kar | | | | For | | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2021. | Management | | For | | For | | |
| | 3. | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | | For | | For | | |
| | 4. | APPROVAL OF THE CALAVO GROWERS, INC. 2020 EQUITY INCENTIVE PLAN. | Management | | For | | For | | |
| | DANA INCORPORATED | | |
| | Security | 235825205 | | | | Meeting Type | Annual |
| | Ticker Symbol | DAN | | | | Meeting Date | 21-Apr-2021 | |
| | ISIN | US2358252052 | | | | Agenda | 935342268 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Rachel A. Gonzalez | | | | For | | For | | |
| | | | 2 | James K. Kamsickas | | | | For | | For | | |
| | | | 3 | Virginia A. Kamsky | | | | For | | For | | |
| | | | 4 | Bridget E. Karlin | | | | For | | For | | |
| | | | 5 | Raymond E. Mabus, Jr. | | | | For | | For | | |
| | | | 6 | Michael J. Mack, Jr. | | | | For | | For | | |
| | | | 7 | R. Bruce McDonald | | | | For | | For | | |
| | | | 8 | Diarmuid B. O'Connell | | | | For | | For | | |
| | | | 9 | Keith E. Wandell | | | | For | | For | | |
| | 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | | For | | For | | |
| | 4. | Approval of the Dana Incorporated 2021 Omnibus Incentive Plan. | Management | | For | | For | | |
| | DUCOMMUN INCORPORATED | | |
| | Security | 264147109 | | | | Meeting Type | Annual |
| | Ticker Symbol | DCO | | | | Meeting Date | 21-Apr-2021 | |
| | ISIN | US2641471097 | | | | Agenda | 935344250 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Shirley G. Drazba | | | | For | | For | | |
| | 2. | Advisory resolution to approve executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | | For | | For | | |
| | ORBCOMM INC. | | |
| | Security | 68555P100 | | | | Meeting Type | Annual |
| | Ticker Symbol | ORBC | | | | Meeting Date | 21-Apr-2021 | |
| | ISIN | US68555P1003 | | | | Agenda | 935354352 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jerome B. Eisenberg | | | | For | | For | | |
| | | | 2 | Marco Fuchs | | | | For | | For | | |
| | 2. | To ratify the appointment by the Audit Committee of our board of directors of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | 3. | Proposal to amend and restate the 2016 Long Term Incentive Plan. | Management | | Against | | Against | | |
| | 4. | To cast an advisory vote to approve the Company's executive compensation. | Management | | For | | For | | |
| | MYR GROUP INC | | |
| | Security | 55405W104 | | | | Meeting Type | Annual |
| | Ticker Symbol | MYRG | | | | Meeting Date | 22-Apr-2021 | |
| | ISIN | US55405W1045 | | | | Agenda | 935344274 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Donald C.I. Lucky | Management | | For | | For | | |
| | 1B. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Maurice E. Moore | Management | | For | | For | | |
| | 1C. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Shirin O'Connor | Management | | For | | For | | |
| | 2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | For | | |
| | CITIZENS & NORTHERN CORPORATION | | |
| | Security | 172922106 | | | | Meeting Type | Annual |
| | Ticker Symbol | CZNC | | | | Meeting Date | 22-Apr-2021 | |
| | ISIN | US1729221069 | | | | Agenda | 935344476 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Bobbi J. Kilmer | | | | For | | For | | |
| | | | 2 | Terry L. Lehman | | | | For | | For | | |
| | | | 3 | Robert G. Loughery | | | | For | | For | | |
| | | | 4 | Frank G. Pellegrino | | | | For | | For | | |
| | 2. | TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | | For | | For | | |
| | ALLEGIANCE BANCSHARES, INC. | | |
| | Security | 01748H107 | | | | Meeting Type | Annual |
| | Ticker Symbol | ABTX | | | | Meeting Date | 22-Apr-2021 | |
| | ISIN | US01748H1077 | | | | Agenda | 935348537 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | William S. Nichols III# | | | | For | | For | | |
| | | | 2 | Steven F. Retzloff# | | | | For | | For | | |
| | | | 3 | Fred S. Robertson# | | | | For | | For | | |
| | | | 4 | Ramon A. Vitulli, III# | | | | For | | For | | |
| | | | 5 | Louis A. Waters Jr.# | | | | For | | For | | |
| | | | 6 | Raimundo Riojas A.@ | | | | For | | For | | |
| | | | 7 | Jon-Al Duplantier* | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the CD&A, tabular disclosures and related narrative in the proxy statement ("Say-On-Pay"). | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the preferred frequency of shareholder advisory votes on executive compensation ("Say-On-Frequency"). | Management | | 1 Year | | For | | |
| | 4. | To ratify the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | BURKE & HERBERT BANK & TRUST COMPANY | | |
| | Security | 121331102 | | | | Meeting Type | Annual |
| | Ticker Symbol | BHRB | | | | Meeting Date | 22-Apr-2021 | |
| | ISIN | US1213311020 | | | | Agenda | 935356609 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Mark G. Anderson | Management | | For | | For | | |
| | 1B. | Election of Director: Julian F. Barnwell, Jr. | Management | | For | | For | | |
| | 1C. | Election of Director: Katherine D. Bonnafé | Management | | For | | For | | |
| | 1D. | Election of Director: David P. Boyle | Management | | For | | For | | |
| | 1E. | Election of Director: Tyrone B. Bradley | Management | | For | | For | | |
| | 1F. | Election of Director: E. Hunt Burke | Management | | For | | For | | |
| | 1G. | Election of Director: James M. Burke | Management | | For | | For | | |
| | 1H. | Election of Director: Nicholas Carosi III | Management | | For | | For | | |
| | 1I. | Election of Director: Kathleen K. Diamond | Management | | For | | For | | |
| | 1J. | Election of Director: S. Laing Hinson | Management | | For | | For | | |
| | 1K. | Election of Director: Michael D. Lubeley | Management | | For | | For | | |
| | 1L. | Election of Director: Shawn P. McLaughlin | Management | | For | | For | | |
| | 1M. | Election of Director: Jose D. Riojas | Management | | For | | For | | |
| | 1N. | Election of Director: Kenneth L. Wainstein | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Yount, Hyde & Barbour, P.C. as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | THE GORMAN-RUPP COMPANY | | |
| | Security | 383082104 | | | | Meeting Type | Annual |
| | Ticker Symbol | GRC | | | | Meeting Date | 22-Apr-2021 | |
| | ISIN | US3830821043 | | | | Agenda | 935362854 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Donald H. Bullock, Jr. | | | | For | | For | | |
| | | | 2 | Jeffrey S. Gorman | | | | For | | For | | |
| | | | 3 | M. Ann Harlan | | | | For | | For | | |
| | | | 4 | Scott A. King | | | | For | | For | | |
| | | | 5 | Christopher H. Lake | | | | For | | For | | |
| | | | 6 | Sonja K. McClelland | | | | For | | For | | |
| | | | 7 | Vincent K. Petrella | | | | For | | For | | |
| | | | 8 | Kenneth R. Reynolds | | | | For | | For | | |
| | | | 9 | Rick R. Taylor | | | | For | | For | | |
| | 2. | Approve, on an advisory basis, the compensation of the Company's named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | CONSOLIDATED COMMUNICATIONS HLDGS, INC. | | |
| | Security | 209034107 | | | | Meeting Type | Annual |
| | Ticker Symbol | CNSL | | | | Meeting Date | 26-Apr-2021 | |
| | ISIN | US2090341072 | | | | Agenda | 935344426 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David G. Fuller | | | | For | | For | | |
| | 2. | Approval of Ernst & Young LLP, as the independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | Approval of an amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock to 150,000,000 shares. | Management | | For | | For | | |
| | 5. | Approval of an amendment to our Certificate of Incorporation to eliminate our classified Board structure. | Management | | For | | For | | |
| | 6. | Approval of the issuance to Searchlight Capital Partners of additional shares of our common stock equal to 20% or more of the Company's outstanding common stock. | Management | | For | | For | | |
| | 7. | Approval of a share increase under the Consolidated Communications Holdings, Inc. Long - Term Incentive Plan, as amended. | Management | | For | | For | | |
| | BURNHAM HOLDINGS, INC. | | |
| | Security | 122295108 | | | | Meeting Type | Annual |
| | Ticker Symbol | BURCA | | | | Meeting Date | 26-Apr-2021 | |
| | ISIN | US1222951089 | | | | Agenda | 935363793 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Douglas S. Brossman | | | | For | | For | | |
| | | | 2 | Christopher R. Drew | | | | For | | For | | |
| | | | 3 | Laura T. Wand | | | | For | | For | | |
| | 2. | Proposal to approve the appointment of Baker Tilly Virchow Krause, LLP, or other auditing firm as the Board may select, as independent auditors for the ensuing year. | Management | | For | | For | | |
| | RENASANT CORPORATION | | |
| | Security | 75970E107 | | | | Meeting Type | Annual |
| | Ticker Symbol | RNST | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US75970E1073 | | | | Agenda | 935339932 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Donald Clark, Jr. * | | | | For | | For | | |
| | | | 2 | Albert J. Dale, III * | | | | For | | For | | |
| | | | 3 | Connie L. Engel * | | | | For | | For | | |
| | | | 4 | C. Mitchell Waycaster * | | | | For | | For | | |
| | | | 5 | John T. Foy # | | | | For | | For | | |
| | 3. | Adoption, in a non-binding advisory vote, of a resolution approving the compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | Ratification of the appointment of HORNE LLP as Renasant's independent registered public accountants for 2021. | Management | | For | | For | | |
| | FEDERAL SIGNAL CORPORATION | | |
| | Security | 313855108 | | | | Meeting Type | Annual |
| | Ticker Symbol | FSS | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US3138551086 | | | | Agenda | 935346026 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Eugene J. Lowe, III | | | | For | | For | | |
| | | | 2 | Dennis J. Martin | | | | For | | For | | |
| | | | 3 | William F. Owens | | | | For | | For | | |
| | | | 4 | Brenda L. Reichelderfer | | | | For | | For | | |
| | | | 5 | Jennifer L. Sherman | | | | For | | For | | |
| | | | 6 | John L. Workman | | | | For | | For | | |
| | 2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | Approve the Second Amendment to the Federal Signal Corporation 2015 Executive Incentive Compensation Plan. | Management | | Against | | Against | | |
| | 4. | Ratify the appointment of Deloitte & Touche LLP as Federal Signal Corporation's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | CAPITAL CITY BANK GROUP, INC. | | |
| | Security | 139674105 | | | | Meeting Type | Annual |
| | Ticker Symbol | CCBG | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US1396741050 | | | | Agenda | 935346494 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Approval of Amended and Restated Articles of Incorporation to Declassify the Board and Provide for Annual Election of Directors. | Management | | For | | For | | |
| | 2. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert Antoine | | | | For | | For | | |
| | | | 2 | Marshall M Criser III | | | | For | | For | | |
| | | | 3 | Laura L. Johnson | | | | For | | For | | |
| | | | 4 | Thomas A. Barron | | | | For | | For | | |
| | | | 5 | Stanley W. Connally, Jr | | | | For | | For | | |
| | | | 6 | J. Everitt Drew | | | | For | | For | | |
| | | | 7 | Eric Grant | | | | For | | For | | |
| | | | 8 | Allan G. Bense | | | | For | | For | | |
| | | | 9 | Cader B. Cox, III | | | | For | | For | | |
| | | | 10 | John G. Sample, Jr. | | | | For | | For | | |
| | | | 11 | William G. Smith, Jr. | | | | For | | For | | |
| | 3. | To adopt the 2021 Director Stock Purchase Plan. | Management | | For | | For | | |
| | 4. | To adopt the 2021 Associate Stock Purchase Plan. | Management | | For | | For | | |
| | 5. | To adopt the 2021 Associate Incentive Plan. | Management | | For | | For | | |
| | 6. | To ratify the appointment of Ernst & Young LLP as our independent registered certified public accounting firm for the current fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | WASHINGTON TRUST BANCORP, INC. | | |
| | Security | 940610108 | | | | Meeting Type | Annual |
| | Ticker Symbol | WASH | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US9406101082 | | | | Agenda | 935348171 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Constance A. Howes, Esq | | | | For | | For | | |
| | | | 2 | Joseph J. MarcAurele | | | | For | | For | | |
| | | | 3 | Edwin J. Santos | | | | For | | For | | |
| | | | 4 | Lisa M. Stanton | | | | For | | For | | |
| | 2. | The approval of an amendment to the Corporation's Restated Articles of Incorporation creating a new class of capital stock which shall be designated as "Undesignated Preferred Stock". | Management | | Against | | Against | | |
| | 3. | The ratification of the selection of Crowe LLP to serve as the Corporation's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | A non-binding advisory resolution to approve the compensation of the Corporation's named executive officers. | Management | | For | | For | | |
| | ASTEC INDUSTRIES, INC. | | |
| | Security | 046224101 | | | | Meeting Type | Annual |
| | Ticker Symbol | ASTE | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US0462241011 | | | | Agenda | 935348258 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | James B. Baker | | | | For | | For | | |
| | | | 2 | Glen E. Tellock | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the Compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To approve the Company's 2021 Equity Incentive Plan. | Management | | For | | For | | |
| | 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for calendar year 2021. | Management | | For | | For | | |
| | MARINE PRODUCTS CORPORATION | | |
| | Security | 568427108 | | | | Meeting Type | Annual |
| | Ticker Symbol | MPX | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US5684271084 | | | | Agenda | 935348676 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gary W. Rollins | | | | For | | For | | |
| | | | 2 | Richard A. Hubbell | | | | For | | For | | |
| | | | 3 | Harry J. Cynkus | | | | For | | For | | |
| | 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | RPC, INC. | | |
| | Security | 749660106 | | | | Meeting Type | Annual |
| | Ticker Symbol | RES | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US7496601060 | | | | Agenda | 935348688 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gary W. Rollins | | | | For | | For | | |
| | | | 2 | Richard A. Hubbell | | | | For | | For | | |
| | | | 3 | Harry J. Cynkus | | | | For | | For | | |
| | 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | HUTTIG BUILDING PRODUCTS, INC. | | |
| | Security | 448451104 | | | | Meeting Type | Annual |
| | Ticker Symbol | HBP | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US4484511047 | | | | Agenda | 935350063 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Mr. Delbert H. Tanner | | | | For | | For | | |
| | | | 2 | Mr. Donald L. Glass | | | | For | | For | | |
| | 2. | To approve, by a non-binding advisory vote, the compensation paid to our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | SECURITY NATIONAL CORPORATION | | |
| | Security | 814784104 | | | | Meeting Type | Annual |
| | Ticker Symbol | SNLC | | | | Meeting Date | 27-Apr-2021 | |
| | ISIN | US8147841048 | | | | Agenda | 935356623 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1) | Fixing the number of Directors to be elected at eight (8), and the election of the eight (8) persons listed in the Proxy Statement dated March 8, 2021, accompanying the notice of meeting. | Management | | For | | For | | |
| | 2) | Whatever other business may be brought before the meeting or any adjournment thereof. | Management | | Against | | Against | | |
| | SOUTH STATE CORPORATION | | |
| | Security | 840441109 | | | | Meeting Type | Annual |
| | Ticker Symbol | SSB | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US8404411097 | | | | Agenda | 935347294 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: John C. Corbett | Management | | For | | For | | |
| | 1B. | Election of Director: Jean E. Davis | Management | | For | | For | | |
| | 1C. | Election of Director: Martin B. Davis | Management | | For | | For | | |
| | 1D. | Election of Director: Robert H. Demere, Jr. | Management | | For | | For | | |
| | 1E. | Election of Director: Cynthia A. Hartley | Management | | For | | For | | |
| | 1F. | Election of Director: Robert R. Hill, Jr. | Management | | For | | For | | |
| | 1G. | Election of Director: John H. Holcomb III | Management | | For | | For | | |
| | 1H. | Election of Director: Robert R. Horger | Management | | For | | For | | |
| | 1I. | Election of Director: Charles W. McPherson | Management | | For | | For | | |
| | 1J. | Election of Director: G. Ruffner Page, Jr. | Management | | For | | For | | |
| | 1K. | Election of Director: Ernest S. Pinner | Management | | For | | For | | |
| | 1L. | Election of Director: John C. Pollok | Management | | For | | For | | |
| | 1M. | Election of Director: William Knox Pou, Jr. | Management | | For | | For | | |
| | 1N. | Election of Director: David G. Salyers | Management | | For | | For | | |
| | 1O. | Election of Director: Joshua A. Snively | Management | | For | | For | | |
| | 1P. | Election of Director: Kevin P. Walker | Management | | For | | For | | |
| | 2. | Approval, as an advisory, non-binding vote, of the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | Ratification, as an advisory, non-binding vote, of the appointment of Dixon Hughes Goodman LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | SONIC AUTOMOTIVE, INC. | | |
| | Security | 83545G102 | | | | Meeting Type | Annual |
| | Ticker Symbol | SAH | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US83545G1022 | | | | Agenda | 935348119 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: O. Bruton Smith | Management | | For | | For | | |
| | 1B. | Election of Director: David Bruton Smith | Management | | For | | For | | |
| | 1C. | Election of Director: Jeff Dyke | Management | | For | | For | | |
| | 1D. | Election of Director: William I. Belk | Management | | For | | For | | |
| | 1E. | Election of Director: William R. Brooks | Management | | For | | For | | |
| | 1F. | Election of Director: Victor H. Doolan | Management | | For | | For | | |
| | 1G. | Election of Director: John W. Harris III | Management | | For | | For | | |
| | 1H. | Election of Director: Robert Heller | Management | | For | | For | | |
| | 1I. | Election of Director: Keri A. Kaiser | Management | | For | | For | | |
| | 1J. | Election of Director: Marcus G. Smith | Management | | For | | For | | |
| | 1K. | Election of Director: R. Eugene Taylor | Management | | For | | For | | |
| | 2. | Ratification of the appointment of KPMG LLP to serve as Sonic's independent registered public accounting firm for fiscal 2021. | Management | | For | | For | | |
| | 3. | Advisory vote to approve Sonic's named executive officer compensation in fiscal 2020. | Management | | For | | For | | |
| | 4. | Approval of the amendment to Sonic's Amended and Restated Certificate of Incorporation to add a provision designating the state and federal courts of the State of Delaware as the exclusive forums in which certain claims may be brought against Sonic. | Management | | For | | For | | |
| | 5. | Approval of the amendment and restatement of the Sonic Automotive, Inc. 2012 Stock Incentive Plan to increase the number of shares of Sonic's Class A Common Stock authorized for issuance thereunder from 6,000,000 to 8,000,000. | Management | | Against | | Against | | |
| | SANDY SPRING BANCORP, INC. | | |
| | Security | 800363103 | | | | Meeting Type | Annual |
| | Ticker Symbol | SASR | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US8003631038 | | | | Agenda | 935348412 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ralph F. Boyd, Jr. | | | | For | | For | | |
| | | | 2 | Walter C. Martz II | | | | For | | For | | |
| | | | 3 | Mark C. Michael | | | | For | | For | | |
| | | | 4 | Robert L. Orndorff | | | | For | | For | | |
| | | | 5 | Daniel J. Schrider | | | | For | | For | | |
| | 2. | A non-binding resolution to approve the compensation for the named executive officers. | Management | | For | | For | | |
| | 3. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the year 2021. | Management | | For | | For | | |
| | TENNANT COMPANY | | |
| | Security | 880345103 | | | | Meeting Type | Annual |
| | Ticker Symbol | TNC | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US8803451033 | | | | Agenda | 935350811 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Azita Arvani | Management | | For | | For | | |
| | 1B. | Election of Director: Timothy R. Morse | Management | | For | | For | | |
| | 1C. | Election of Director: Steven A. Sonnenberg | Management | | For | | For | | |
| | 1D. | Election of Director: David W. Huml | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Advisory approval of executive compensation. | Management | | For | | For | | |
| | SJW GROUP | | |
| | Security | 784305104 | | | | Meeting Type | Annual |
| | Ticker Symbol | SJW | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US7843051043 | | | | Agenda | 935351116 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: K. Armstrong | Management | | For | | For | | |
| | 1B. | Election of Director: W. J. Bishop | Management | | For | | For | | |
| | 1C. | Election of Director: C. Guardino | Management | | For | | For | | |
| | 1D. | Election of Director: M. Hanley | Management | | For | | For | | |
| | 1E. | Election of Director: H. Hunt | Management | | For | | For | | |
| | 1F. | Election of Director: G. P. Landis | Management | | For | | For | | |
| | 1G. | Election of Director: D. C. Man | Management | | For | | For | | |
| | 1H. | Election of Director: D. B. More | Management | | For | | For | | |
| | 1I. | Election of Director: E. W. Thornburg | Management | | For | | For | | |
| | 1J. | Election of Director: C. P. Wallace | Management | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the accompanying proxy statement. | Management | | For | | For | | |
| | 3. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for fiscal year 2021. | Management | | For | | For | | |
| | THE EASTERN COMPANY | | |
| | Security | 276317104 | | | | Meeting Type | Annual |
| | Ticker Symbol | EML | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US2763171046 | | | | Agenda | 935353069 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Fredrick D. DiSanto | | | | For | | For | | |
| | | | 2 | John W. Everets | | | | For | | For | | |
| | | | 3 | Charles W. Henry | | | | For | | For | | |
| | | | 4 | Michael A. McManus, Jr. | | | | For | | For | | |
| | | | 5 | James A. Mitarotonda | | | | For | | For | | |
| | | | 6 | Peggy B. Scott | | | | For | | For | | |
| | | | 7 | August M. Vlak | | | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of the named executive officers. | Management | | For | | For | | |
| | 3. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2021. | Management | | For | | For | | |
| | CAPITAL PROPERTIES, INC. | | |
| | Security | 140430109 | | | | Meeting Type | Annual |
| | Ticker Symbol | CPTP | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US1404301095 | | | | Agenda | 935375609 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert H. Eder | | | | For | | For | | |
| | | | 2 | Daniel T. Noreck | | | | For | | For | | |
| | | | 3 | Steven G. Triedman | | | | For | | For | | |
| | DOVER MOTORSPORTS, INC. | | |
| | Security | 260174107 | | | | Meeting Type | Annual |
| | Ticker Symbol | DVD | | | | Meeting Date | 28-Apr-2021 | |
| | ISIN | US2601741075 | | | | Agenda | 935379099 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Henry B. Tippie | | | | For | | For | | |
| | AVIO S.P.A. | | |
| | Security | T0R27R125 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | IT0005119810 | | | | Agenda | 713738978 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| | O.1.1 | BALANCE SHEET AS OF 31 DECEMBER 2020: TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS | Management | | No Action | | | | |
| | O.1.2 | BALANCE SHEET AS OF 31 DECEMBER 2020: NET INCOME ALLOCATION. RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| | O.2.1 | REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE ART. 123-TER, ITEMS 3-BIS AND 6 OF THE LEGISLATIVE DECREE NO. 58/98: SECTION I: REWARDING POLICY REPORT. BINDING RESOLUTION | Management | | No Action | | | | |
| | O.2.2 | REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE ART. 123-TER, ITEMS 3-BIS AND 6 OF THE LEGISLATIVE DECREE NO. 58/98: SECTION II: EMOLUMENTS PAID REPORT. NON-BINDING RESOLUTION | Management | | No Action | | | | |
| | O.3 | TO APPROVE THE AUTHORIZATION TO PURCHASE OWN SHARES ACCORDING TO THE ART. 2357 OF THE CIVIL CODE | Management | | No Action | | | | |
| | CMMT | 1 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| | CMMT | 01 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | MYERS INDUSTRIES, INC. | | |
| | Security | 628464109 | | | | Meeting Type | Annual |
| | Ticker Symbol | MYE | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US6284641098 | | | | Agenda | 935349539 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | YVETTE DAPREMONT BRIGHT | | | | For | | For | | |
| | | | 2 | SARAH R. COFFIN | | | | For | | For | | |
| | | | 3 | RONALD M. DE FEO | | | | For | | For | | |
| | | | 4 | WILLIAM A. FOLEY | | | | For | | For | | |
| | | | 5 | JEFFREY KRAMER | | | | For | | For | | |
| | | | 6 | F. JACK LIEBAU, JR. | | | | For | | For | | |
| | | | 7 | BRUCE M. LISMAN | | | | For | | For | | |
| | | | 8 | LORI LUTEY | | | | For | | For | | |
| | | | 9 | MICHAEL MCGAUGH | | | | For | | For | | |
| | | | 10 | WILLIAM SANDBROOK | | | | Withheld | | Against | | |
| | | | 11 | ROBERT A. STEFANKO | | | | For | | For | | |
| | 2. | Amend Article VII of the Articles to provide for majority voting for directors in uncontested elections. | Management | | For | | For | | |
| | 3. | Amend Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. | Management | | For | | For | | |
| | 4. | Adopt the Myers Industries, Inc. 2021 Long-Term Incentive Plan. | Management | | For | | For | | |
| | 5. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | |
| | 6. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | | For | | For | | |
| | A10 NETWORKS, INC. | | |
| | Security | 002121101 | | | | Meeting Type | Annual |
| | Ticker Symbol | ATEN | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US0021211018 | | | | Agenda | 935349969 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve until the 2022 annual meeting of stockholder: Tor R. Braham. (Abstain vote is treated as a Withhold) | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the 2022 annual meeting of stockholder: Peter Y. Chung. (Abstain vote is treated as a Withhold) | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the 2022 annual meeting of stockholder: Mary Dotz. (Abstain vote is treated as a Withhold) | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the 2022 annual meeting of stockholder: Eric Singer. (Abstain vote is treated as a Withhold) | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the 2022 annual meeting of stockholder: Dhrupad Trivedi. (Abstain vote is treated as a Withhold) | Management | | For | | For | | |
| | 2. | To approve, on an advisory and non-binding basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Armanino LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | DHI GROUP, INC. | | |
| | Security | 23331S100 | | | | Meeting Type | Annual |
| | Ticker Symbol | DHX | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US23331S1006 | | | | Agenda | 935362309 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Jim Friedlich | Management | | For | | For | | |
| | 1.2 | Election of Director: Elizabeth Salomon | Management | | For | | For | | |
| | 1.3 | Election of Director: Kathleen Swann | Management | | For | | For | | |
| | 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | Advisory vote with respect to the compensation of our named executive officers. | Management | | For | | For | | |
| | FERRO CORPORATION | | |
| | Security | 315405100 | | | | Meeting Type | Annual |
| | Ticker Symbol | FOE | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US3154051003 | | | | Agenda | 935367664 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David A. Lorber | | | | For | | For | | |
| | | | 2 | Marran H. Ogilvie | | | | For | | For | | |
| | | | 3 | Andrew M. Ross | | | | For | | For | | |
| | | | 4 | Allen A. Spizzo | | | | For | | For | | |
| | | | 5 | Peter T. Thomas | | | | For | | For | | |
| | | | 6 | Ronald P. Vargo | | | | For | | For | | |
| | 2. | Advisory vote on the compensation for named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Accounting Firm. | Management | | For | | For | | |
| | 4. | Shareholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | ARC DOCUMENT SOLUTIONS INC | | |
| | Security | 00191G103 | | | | Meeting Type | Annual |
| | Ticker Symbol | ARC | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US00191G1031 | | | | Agenda | 935372893 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | K. Suriyakumar | | | | For | | For | | |
| | | | 2 | Bradford L. Brooks | | | | For | | For | | |
| | | | 3 | Cheryl Cook | | | | For | | For | | |
| | | | 4 | Tracey Luttrell | | | | For | | For | | |
| | | | 5 | Dewitt Kerry McCluggage | | | | For | | For | | |
| | | | 6 | Mark W. Mealy | | | | For | | For | | |
| | 2. | Ratify the appointment of Armanino LLP as ARC Document Solutions, Inc.'s independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | Approve advisory, non-binding vote on executive compensation. | Management | | For | | For | | |
| | 4. | Approve a new incentive plan, the ARC Document Solutions, Inc. 2021 Incentive Plan. | Management | | Against | | Against | | |
| | CANTEL MEDICAL CORP. | | |
| | Security | 138098108 | | | | Meeting Type | Special |
| | Ticker Symbol | CMD | | | | Meeting Date | 29-Apr-2021 | |
| | ISIN | US1380981084 | | | | Agenda | 935389280 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Proposal No. 1: Cantel Merger Proposal. To adopt the Agreement and Plan of Merger, dated as of January 12, 2021, as such agreement may be amended from time to time, among Cantel, and STERIS plc, Solar New US Holding Co, LLC, which is referred to as US Holdco, and Crystal Merger Sub 1, LLC, which is referred to as Crystal Merger Sub, as amended on March 1, 2021. | Management | | For | | For | | |
| | 2. | Proposal No. 2: Compensation Proposal. To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Cantel's named executive officers that is based on or otherwise relates to the Mergers. | Management | | For | | For | | |
| | INTERPUMP GROUP SPA | | |
| | Security | T5513W107 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 30-Apr-2021 | |
| | ISIN | IT0001078911 | | | | Agenda | 713837889 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 539542 DUE TO RECEIPT OF-CHANGE IN VOTING STATUS FOR RESOLUTION O.2. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | | | | | |
| | O.1 | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020, TOGETHER WITH THE BOARD OF DIRECTORS' REPORT ON MANAGEMENT, THE INTERNAL AUDITORS' REPORT AND THE ADDITIONAL ACCOMPANYING DOCUMENTATION REQUIRED BY LAW; TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020, TOGETHER WITH THE BOARD OF DIRECTORS' REPORT AND THE ADDITIONAL ACCOMPANYING DOCUMENTATION REQUIRED BY LAW; RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| | O.2 | TO PRESENT THE NON-FINANCIAL STATEMENT ACCORDING TO THE LEGISLATIVE DECREE-254 OF 30 DECEMBER 2016 | Non-Voting | | | | | | |
| | O.3 | NET INCOME ALLOCATION; RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| | O.4.1 | TO APPROVE THE FIRST SECTION OF THE REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE EX ART. 123-TER, ITEM 3, OF THE LEGISLATIVE DECREE NO. 58 OF 1998 | Management | | No Action | | | | |
| | O.4.2 | TO VOTE THE SECOND SECTION OF THE REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE EX ART. 123-TER, ITEM 4, OF THE LEGISLATIVE DECREE NO. 58 OF 1998 | Management | | No Action | | | | |
| | O.5 | TO STATE DIRECTORS' EMOLUMENTS FOR THE YEAR 2021 AND THE TOTAL AMOUNT OF EMOLUMENT OF DIRECTORS EMPOWERED WITH SPECIFIC DUTIES; RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| | O.6 | TO APPOINT THE EXTERNAL AUDITORS FOR THE YEARS 2023-2031; RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| | O.7 | AUTHORIZATION, ACCORDING TO THE ARTICLES 2357 AND 2357-TER OF THE CIVIL CODE, TO THE PURCHASE OF OWN SHARES AND THE EVENTUALLY SUBSEQUENT DISPOSAL OF OWN SHARES HOLD OR PURCHASED; RESOLUTIONS RELATED THERETO | Management | | No Action | | | | |
| | DIEBOLD NIXDORF, INCORPORATED | | |
| | Security | 253651103 | | | | Meeting Type | Annual |
| | Ticker Symbol | DBD | | | | Meeting Date | 30-Apr-2021 | |
| | ISIN | US2536511031 | | | | Agenda | 935346343 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Arthur F. Anton | Management | | For | | For | | |
| | 1B. | Election of Director: Bruce H. Besanko | Management | | For | | For | | |
| | 1C. | Election of Director: Reynolds C. Bish | Management | | For | | For | | |
| | 1D. | Election of Director: Ellen M. Costello | Management | | For | | For | | |
| | 1E. | Election of Director: Phillip R. Cox | Management | | For | | For | | |
| | 1F. | Election of Director: Dr. Alexander Dibelius | Management | | For | | For | | |
| | 1G. | Election of Director: Matthew Goldfarb | Management | | For | | For | | |
| | 1H. | Election of Director: Gary G. Greenfield | Management | | For | | For | | |
| | 1I. | Election of Director: Gerrard B. Schmid | Management | | For | | For | | |
| | 1J. | Election of Director: Kent M. Stahl | Management | | For | | For | | |
| | 1K. | Election of Director: Lauren C. States | Management | | For | | For | | |
| | 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, named executive officer compensation. | Management | | For | | For | | |
| | 4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | | For | | For | | |
| | BADGER METER, INC. | | |
| | Security | 056525108 | | | | Meeting Type | Annual |
| | Ticker Symbol | BMI | | | | Meeting Date | 30-Apr-2021 | |
| | ISIN | US0565251081 | | | | Agenda | 935355520 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Todd A. Adams | | | | For | | For | | |
| | | | 2 | Kenneth C. Bockhorst | | | | For | | For | | |
| | | | 3 | Gale E. Klappa | | | | For | | For | | |
| | | | 4 | Gail A. Lione | | | | For | | For | | |
| | | | 5 | James W. McGill | | | | For | | For | | |
| | | | 6 | Tessa M. Myers | | | | For | | For | | |
| | | | 7 | James F. Stern | | | | For | | For | | |
| | | | 8 | Glen E. Tellock | | | | For | | For | | |
| | 2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2021. | Management | | For | | For | | |
| | 4. | APPROVE BADGER METER, INC. 2021 OMNIBUS INCENTIVE PLAN. | Management | | For | | For | | |
| | 5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD DIVERSITY. | Shareholder | | Abstain | | Against | | |
| | THE YORK WATER COMPANY | | |
| | Security | 987184108 | | | | Meeting Type | Annual |
| | Ticker Symbol | YORW | | | | Meeting Date | 03-May-2021 | |
| | ISIN | US9871841089 | | | | Agenda | 935345151 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Michael W. Gang, Esq. | | | | For | | For | | |
| | | | 2 | Jeffrey R. Hines, P.E. | | | | For | | For | | |
| | | | 3 | George W. Hodges | | | | For | | For | | |
| | | | 4 | George Hay Kain III | | | | For | | For | | |
| | 2. | To ratify the appointment of Baker Tilly US, LLP as auditors. | Management | | For | | For | | |
| | THE E.W. SCRIPPS COMPANY | | |
| | Security | 811054402 | | | | Meeting Type | Annual |
| | Ticker Symbol | SSP | | | | Meeting Date | 03-May-2021 | |
| | ISIN | US8110544025 | | | | Agenda | 935355607 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Lauren Rich Fine | Management | | For | | For | | |
| | 1b. | Election of Director: Wonya Y. Lucas | Management | | For | | For | | |
| | 1c. | Election of Director: Kim Williams | Management | | For | | For | | |
| | FRP HOLDINGS, INC. | | |
| | Security | 30292L107 | | | | Meeting Type | Annual |
| | Ticker Symbol | FRPH | | | | Meeting Date | 03-May-2021 | |
| | ISIN | US30292L1070 | | | | Agenda | 935379227 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John D. Baker II | | | | For | | For | | |
| | | | 2 | Charles E Commander III | | | | For | | For | | |
| | | | 3 | H. W. Shad III | | | | For | | For | | |
| | | | 4 | Martin E. Stein, Jr. | | | | For | | For | | |
| | | | 5 | William H. Walton III | | | | For | | For | | |
| | | | 6 | Margaret B. Wetherbee | | | | For | | For | | |
| | 2. | Ratification of the audit committee's selection of FRP's independent registered public accounting firm, Hancock Askew & Co., LLP (the "Auditor Proposal"). | Management | | For | | For | | |
| | 3. | Approval of, on an advisory basis, the compensation of FRP's named executive officers (the "Compensation Proposal"). | Management | | For | | For | | |
| | PRIMO WATER CORPORATION | | |
| | Security | 74167P108 | | | | Meeting Type | Annual |
| | Ticker Symbol | PRMW | | | | Meeting Date | 04-May-2021 | |
| | ISIN | CA74167P1080 | | | | Agenda | 935355481 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Britta Bomhard | | | | For | | For | | |
| | | | 2 | Susan E. Cates | | | | For | | For | | |
| | | | 3 | Jerry Fowden | | | | For | | For | | |
| | | | 4 | Stephen H. Halperin | | | | For | | For | | |
| | | | 5 | Thomas J. Harrington | | | | For | | For | | |
| | | | 6 | Betty Jane Hess | | | | For | | For | | |
| | | | 7 | Gregory Monahan | | | | For | | For | | |
| | | | 8 | Mario Pilozzi | | | | For | | For | | |
| | | | 9 | Billy D. Prim | | | | For | | For | | |
| | | | 10 | Eric Rosenfeld | | | | For | | For | | |
| | | | 11 | Graham W. Savage | | | | For | | For | | |
| | | | 12 | Steven P. Stanbrook | | | | For | | For | | |
| | 2. | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation's named executive officers. | Management | | For | | For | | |
| | 4. | Approval of Primo's Shareholder Rights Plan. Confirmation, ratification and approval of Primo's Shareholder Rights Plan. | Management | | Against | | Against | | |
| | 5. | Approval of the Continuance. Approval of the continuance of Primo under the Business Corporations Act (Ontario). | Management | | Against | | Against | | |
| | ATLANTIC UNION BANKSHARES CORPORATION | | |
| | Security | 04911A107 | | | | Meeting Type | Annual |
| | Ticker Symbol | AUB | | | | Meeting Date | 04-May-2021 | |
| | ISIN | US04911A1079 | | | | Agenda | 935356205 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director to serve until the 2022 Annual Meeting: Thomas P. Rohman | Management | | For | | For | | |
| | 1.2 | Election of Director to serve until the 2022 Annual Meeting: Thomas G. Snead, Jr. | Management | | For | | For | | |
| | 1.3 | Election of Director to serve until the 2022 Annual Meeting: Ronald L. Tillett | Management | | For | | For | | |
| | 1.4 | Election of Director to serve until the 2022 Annual Meeting: Keith L. Wampler | Management | | For | | For | | |
| | 1.5 | Election of Director to serve until the 2022 Annual Meeting: F. Blair Wimbush | Management | | For | | For | | |
| | 2. | To approve the amendment and restatement of the Atlantic Union Bankshares Corporation Stock and Incentive Plan. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | To approve, on an advisory (non-binding) basis, the Company's executive compensation. | Management | | For | | For | | |
| | INTRICON CORPORATION | | |
| | Security | 46121H109 | | | | Meeting Type | Annual |
| | Ticker Symbol | IIN | | | | Meeting Date | 04-May-2021 | |
| | ISIN | US46121H1095 | | | | Agenda | 935359287 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Nicholas A. Giordano | | | | For | | For | | |
| | | | 2 | Raymond Huggenberger | | | | For | | For | | |
| | 2. | An advisory vote to approve executive compensation, as described in the Proxy Statement, referred to as "say-on- pay." | Management | | For | | For | | |
| | 3. | To approve an amendment to Intricon Corporation's Amended and Restated 2015 Equity Incentive Plan to, among other matters, increase the number of shares of common stock authorized for issuance under that plan by 500,000 shares, as more fully described in the Proxy Statement. | Management | | Against | | Against | | |
| | 4. | To ratify the appointment of Deloitte & Touche LLP as Intricon Corporation's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | PREFORMED LINE PRODUCTS COMPANY | | |
| | Security | 740444104 | | | | Meeting Type | Annual |
| | Ticker Symbol | PLPC | | | | Meeting Date | 04-May-2021 | |
| | ISIN | US7404441047 | | | | Agenda | 935369149 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Mr. Robert G. Ruhlman | | | | For | | For | | |
| | | | 2 | Ms. Maegan A. R. Cross | | | | For | | For | | |
| | | | 3 | Mr. Matthew D. Frymier | | | | For | | For | | |
| | | | 4 | Mr. Richard R Gascoigne | | | | For | | For | | |
| | 2. | Approval of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | SURGALIGN HOLDINGS, INC. | | |
| | Security | 86882C105 | | | | Meeting Type | Annual |
| | Ticker Symbol | SRGA | | | | Meeting Date | 04-May-2021 | |
| | ISIN | US86882C1053 | | | | Agenda | 935385737 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Sheryl L. Conley | | | | For | | For | | |
| | | | 2 | Paul Lewicki | | | | For | | For | | |
| | | | 3 | Jeffrey C. Lightcap | | | | For | | For | | |
| | | | 4 | Thomas A. McEachin | | | | For | | For | | |
| | | | 5 | Terry M. Rich | | | | For | | For | | |
| | | | 6 | Stuart F. Simpson | | | | For | | For | | |
| | | | 7 | Mark D. Stolper | | | | For | | For | | |
| | | | 8 | Paul G. Thomas | | | | For | | For | | |
| | | | 9 | Nicholas J. Valeriani | | | | For | | For | | |
| | 2. | To approve an amendment to Surgalign's Amended and Restated Certificate of Incorporation, as amended, to increase the total number of shares authorized for issuance from 150,000,000 shares of common stock to 300,000,000 shares of common stock. | Management | | For | | For | | |
| | 3. | To approve and adopt the Surgalign Holdings, Inc. Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 4. | To approve and adopt the Surgalign Holdings, Inc. 2021 Incentive Compensation Plan. | Management | | For | | For | | |
| | 5. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers for 2020, as disclosed in the proxy statement. | Management | | For | | For | | |
| | 6. | To ratify the appointment of Deloitte & Touche LLP as Surgalign's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | Abstain | | Against | | |
| | AEROJET ROCKETDYNE HOLDINGS, INC. | | |
| | Security | 007800105 | | | | Meeting Type | Annual |
| | Ticker Symbol | AJRD | | | | Meeting Date | 05-May-2021 | |
| | ISIN | US0078001056 | | | | Agenda | 935353780 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | DIRECTOR | Management | | | | | | |
| | | | 1 | Gen Kevin P. Chilton | | | | For | | For | | |
| | | | 2 | Thomas A. Corcoran | | | | For | | For | | |
| | | | 3 | Eileen P. Drake | | | | For | | For | | |
| | | | 4 | James R. Henderson | | | | For | | For | | |
| | | | 5 | Warren G. Lichtenstein | | | | For | | For | | |
| | | | 6 | Gen Lance W. Lord | | | | For | | For | | |
| | | | 7 | Audrey A. McNiff | | | | For | | For | | |
| | | | 8 | Martin Turchin | | | | For | | For | | |
| | 2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | GRAY TELEVISION, INC. | | |
| | Security | 389375106 | | | | Meeting Type | Annual |
| | Ticker Symbol | GTN | | | | Meeting Date | 05-May-2021 | |
| | ISIN | US3893751061 | | | | Agenda | 935356217 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Hilton H. Howell, Jr. | | | | For | | For | | |
| | | | 2 | Howell W. Newton | | | | For | | For | | |
| | | | 3 | Richard L. Boger | | | | For | | For | | |
| | | | 4 | T. L. Elder | | | | For | | For | | |
| | | | 5 | Luis A. Garcia | | | | For | | For | | |
| | | | 6 | Richard B. Hare | | | | For | | For | | |
| | | | 7 | Robin R. Howell | | | | For | | For | | |
| | | | 8 | Donald P. LaPlatney | | | | For | | For | | |
| | | | 9 | Paul H. McTear | | | | For | | For | | |
| | | | 10 | Sterling A Spainhour Jr | | | | For | | For | | |
| | 2. | The ratification of the appointment of RSM US LLP as Gray Television, Inc.'s independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | GRAY TELEVISION, INC. | | |
| | Security | 389375205 | | | | Meeting Type | Annual |
| | Ticker Symbol | GTNA | | | | Meeting Date | 05-May-2021 | |
| | ISIN | US3893752051 | | | | Agenda | 935356217 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Hilton H. Howell, Jr. | | | | For | | For | | |
| | | | 2 | Howell W. Newton | | | | For | | For | | |
| | | | 3 | Richard L. Boger | | | | For | | For | | |
| | | | 4 | T. L. Elder | | | | For | | For | | |
| | | | 5 | Luis A. Garcia | | | | For | | For | | |
| | | | 6 | Richard B. Hare | | | | For | | For | | |
| | | | 7 | Robin R. Howell | | | | For | | For | | |
| | | | 8 | Donald P. LaPlatney | | | | For | | For | | |
| | | | 9 | Paul H. McTear | | | | For | | For | | |
| | | | 10 | Sterling A Spainhour Jr | | | | For | | For | | |
| | 2. | The ratification of the appointment of RSM US LLP as Gray Television, Inc.'s independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | MONEYGRAM INTERNATIONAL, INC. | | |
| | Security | 60935Y208 | | | | Meeting Type | Annual |
| | Ticker Symbol | MGI | | | | Meeting Date | 05-May-2021 | |
| | ISIN | US60935Y2081 | | | | Agenda | 935361460 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Antonio O. Garza | Management | | For | | For | | |
| | 1B. | Election of Director: Alka Gupta | Management | | For | | For | | |
| | 1C. | Election of Director: W. Alexander Holmes | Management | | For | | For | | |
| | 1D. | Election of Director: Francisco Lorca | Management | | For | | For | | |
| | 1E. | Election of Director: Michael P. Rafferty | Management | | For | | For | | |
| | 1F. | Election of Director: Julie E. Silcock | Management | | For | | For | | |
| | 1G. | Election of Director: W. Bruce Turner | Management | | For | | For | | |
| | 1H. | Election of Director: Peggy Vaughan | Management | | For | | For | | |
| | 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | Advisory vote on frequency of holding advisory vote on executive compensation. | Management | | 1 Year | | For | | |
| | 4. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| | HESKA CORPORATION | | |
| | Security | 42805E306 | | | | Meeting Type | Annual |
| | Ticker Symbol | HSKA | | | | Meeting Date | 05-May-2021 | |
| | ISIN | US42805E3062 | | | | Agenda | 935362082 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert L. Antin | | | | For | | For | | |
| | | | 2 | Stephen L. Davis | | | | For | | For | | |
| | | | 3 | Mark F. Furlong | | | | For | | For | | |
| | | | 4 | Joachim A. Hasenmaier | | | | For | | For | | |
| | | | 5 | Scott W. Humphrey | | | | For | | For | | |
| | | | 6 | Sharon J. Larson | | | | For | | For | | |
| | | | 7 | David E. Sveen | | | | For | | For | | |
| | | | 8 | Kevin S. Wilson | | | | For | | For | | |
| | 2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve the Heska Corporation Equity Incentive Plan. | Management | | Against | | Against | | |
| | 4. | To approve our executive compensation in a non-binding advisory vote. | Management | | For | | For | | |
| | CHESAPEAKE UTILITIES CORPORATION | | |
| | Security | 165303108 | | | | Meeting Type | Annual |
| | Ticker Symbol | CPK | | | | Meeting Date | 05-May-2021 | |
| | ISIN | US1653031088 | | | | Agenda | 935362842 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director for three-years term: Thomas P. Hill, Jr. | Management | | For | | For | | |
| | 1B. | Election of Director for three-years term: Dennis S. Hudson, III | Management | | For | | For | | |
| | 1C. | Election of Director for two-years term: Calvert A. Morgan, Jr. | Management | | For | | For | | |
| | 2. | Cast a non-binding advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 3. | Cast a non-binding advisory vote to ratify the appointment of the Company's independent registered public accounting firm, Baker Tilly US, LLP. | Management | | For | | For | | |
| | GIBRALTAR INDUSTRIES, INC. | | |
| | Security | 374689107 | | | | Meeting Type | Annual |
| | Ticker Symbol | ROCK | | | | Meeting Date | 05-May-2021 | |
| | ISIN | US3746891072 | | | | Agenda | 935382539 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Mark G. Barberio | Management | | For | | For | | |
| | 1B. | Election of Director: William T. Bosway | Management | | For | | For | | |
| | 1C. | Election of Director: Craig A. Hindman | Management | | For | | For | | |
| | 1D. | Election of Director: Gwendolyn G. Mizell | Management | | For | | For | | |
| | 1E. | Election of Director: William P. Montague | Management | | For | | For | | |
| | 1F. | Election of Director: Linda K. Myers | Management | | For | | For | | |
| | 1G. | Election of Director: James B. Nish | Management | | For | | For | | |
| | 1H. | Election of Director: Atlee Valentine Pope | Management | | For | | For | | |
| | 1I. | Election of Director: Manish H. Shah | Management | | For | | For | | |
| | 2. | Approval of an Amendment to the Company's Certificate of Incorporation of Gibraltar Industries, Inc. to increase the number of authorized shares of common stock from 50,000,000 to 100,000,000, and to correspondingly increase the total authorized shares of stock from 60,000,000 to 110,000,000. | Management | | For | | For | | |
| | 3. | Advisory approval on the Company's executive compensation (Say- On-Pay). | Management | | For | | For | | |
| | 4. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm. | Management | | For | | For | | |
| | ALLIED MOTION TECHNOLOGIES INC. | | |
| | Security | 019330109 | | | | Meeting Type | Annual |
| | Ticker Symbol | AMOT | | | | Meeting Date | 05-May-2021 | |
| | ISIN | US0193301092 | | | | Agenda | 935387767 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. B. Engel | Management | | For | | For | | |
| | 1B. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. D. Federico | Management | | For | | For | | |
| | 1C. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: S. C. Finch | Management | | For | | For | | |
| | 1D. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: J. J. Tanous | Management | | For | | For | | |
| | 1E. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: N. R. Tzetzo | Management | | For | | For | | |
| | 1F. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. S. Warzala | Management | | For | | For | | |
| | 1G. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: M. R. Winter | Management | | For | | For | | |
| | 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2021. | Management | | For | | For | | |
| | THE MARCUS CORPORATION | | |
| | Security | 566330106 | | | | Meeting Type | Annual |
| | Ticker Symbol | MCS | | | | Meeting Date | 06-May-2021 | |
| | ISIN | US5663301068 | | | | Agenda | 935351091 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Stephen H. Marcus | | | | For | | For | | |
| | | | 2 | Gregory S. Marcus | | | | For | | For | | |
| | | | 3 | Diane Marcus Gershowitz | | | | For | | For | | |
| | | | 4 | Allan H. Selig | | | | For | | For | | |
| | | | 5 | Timothy E. Hoeksema | | | | For | | For | | |
| | | | 6 | Bruce J. Olson | | | | For | | For | | |
| | | | 7 | Philip L. Milstein | | | | For | | For | | |
| | | | 8 | Brian J. Stark | | | | For | | For | | |
| | | | 9 | Katherine M. Gehl | | | | For | | For | | |
| | | | 10 | David M. Baum | | | | For | | For | | |
| | 2. | To approve the amendment and restatement of our 2004 Equity and Incentive Awards Plan. | Management | | Against | | Against | | |
| | 3. | To approve, by advisory vote, the compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | To ratify the selection of Deloitte & Touche LLP as our independent auditor for our fiscal year ending December 30, 2021. | Management | | For | | For | | |
| | TREDEGAR CORPORATION | | |
| | Security | 894650100 | | | | Meeting Type | Annual |
| | Ticker Symbol | TG | | | | Meeting Date | 06-May-2021 | |
| | ISIN | US8946501009 | | | | Agenda | 935356332 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: George C. Freeman, III | Management | | For | | For | | |
| | 1.2 | Election of Director: John D. Gottwald | Management | | For | | For | | |
| | 1.3 | Election of Director: William M. Gottwald | Management | | For | | For | | |
| | 1.4 | Election of Director: Kenneth R. Newsome | Management | | For | | For | | |
| | 1.5 | Election of Director: Gregory A. Pratt | Management | | For | | For | | |
| | 1.6 | Election of Director: Thomas G. Snead, Jr. | Management | | For | | For | | |
| | 1.7 | Election of Director: John M. Steitz | Management | | For | | For | | |
| | 1.8 | Election of Director: Carl E. Tack, III | Management | | For | | For | | |
| | 1.9 | Election of Director: Anne G. Waleski | Management | | For | | For | | |
| | 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | For | | For | | |
| | 3. | Advisory Vote on the Frequency of the Vote on Executive Compensation. | Management | | 1 Year | | For | | |
| | 4. | Approval of the Tredegar Corporation Amended and Restated 2018 Equity Incentive Plan. | Management | | Against | | Against | | |
| | 5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | COHEN & STEERS, INC. | | |
| | Security | 19247A100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CNS | | | | Meeting Date | 06-May-2021 | |
| | ISIN | US19247A1007 | | | | Agenda | 935359124 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Martin Cohen | Management | | For | | For | | |
| | 1B. | Election of Director: Robert H. Steers | Management | | For | | For | | |
| | 1C. | Election of Director: Joseph M. Harvey | Management | | For | | For | | |
| | 1D. | Election of Director: Reena Aggarwal | Management | | For | | For | | |
| | 1E. | Election of Director: Frank T. Connor | Management | | For | | For | | |
| | 1F. | Election of Director: Peter L. Rhein | Management | | For | | For | | |
| | 1G. | Election of Director: Richard P. Simon | Management | | For | | For | | |
| | 1H. | Election of Director: Dasha Smith | Management | | For | | For | | |
| | 1I. | Election of Director: Edmond D. Villani | Management | | For | | For | | |
| | 2. | Ratification of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval, by non-binding vote, of the compensation of the company's named executive officers. | Management | | For | | For | | |
| | BOYD GAMING CORPORATION | | |
| | Security | 103304101 | | | | Meeting Type | Annual |
| | Ticker Symbol | BYD | | | | Meeting Date | 06-May-2021 | |
| | ISIN | US1033041013 | | | | Agenda | 935359869 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John R. Bailey | | | | For | | For | | |
| | | | 2 | Robert L. Boughner | | | | For | | For | | |
| | | | 3 | William R. Boyd | | | | For | | For | | |
| | | | 4 | William S. Boyd | | | | For | | For | | |
| | | | 5 | Marianne Boyd Johnson | | | | For | | For | | |
| | | | 6 | Keith E. Smith | | | | For | | For | | |
| | | | 7 | Christine J. Spadafor | | | | For | | For | | |
| | | | 8 | A. Randall Thoman | | | | For | | For | | |
| | | | 9 | Peter M. Thomas | | | | For | | For | | |
| | | | 10 | Paul W. Whetsell | | | | For | | For | | |
| | | | 11 | Veronica J. Wilson | | | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | CADENCE BANCORPORATION | | |
| | Security | 12739A100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CADE | | | | Meeting Date | 06-May-2021 | |
| | ISIN | US12739A1007 | | | | Agenda | 935362260 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Paul B. Murphy, Jr. | | | | For | | For | | |
| | | | 2 | Precious W. Owodunni | | | | For | | For | | |
| | | | 3 | Marc J. Shapiro | | | | For | | For | | |
| | | | 4 | J. Thomas Wiley, Jr. | | | | For | | For | | |
| | 2. | Approval (on an advisory basis) of the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | MACQUARIE INFRASTRUCTURE CORPORATION | | |
| | Security | 55608B105 | | | | Meeting Type | Special |
| | Ticker Symbol | MIC | | | | Meeting Date | 06-May-2021 | |
| | ISIN | US55608B1052 | | | | Agenda | 935394407 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Merger Proposal: To adopt the agreement and plan of merger, dated as of March 30, 2021 (as it may be amended from time to time), by and among Macquarie Infrastructure Corporation, Macquarie Infrastructure Holdings, LLC, and Plum Merger Sub, Inc. | Management | | For | | For | | |
| | 2. | Adjournment Proposal: To adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal. | Management | | For | | For | | |
| | DMG MORI AKTIENGESELLSCHAFT | | |
| | Security | D2251X105 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 07-May-2021 | |
| | ISIN | DE0005878003 | | | | Agenda | 713740733 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | | | | | | |
| | CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | | | | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | | | | | | |
| | 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | | No Action | | | | |
| | 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | | No Action | | | | |
| | 4 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | | No Action | | | | |
| | 5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | | No Action | | | | |
| | SPROTT INC | | |
| | Security | 852066208 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 07-May-2021 | |
| | ISIN | CA8520662088 | | | | Agenda | 713833134 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.A TO 1.F AND 2. THANK YOU | Non-Voting | | | | | | |
| | 1.A | ELECTION OF DIRECTOR: RONALD DEWHURST | Management | | For | | For | | |
| | 1.B | ELECTION OF DIRECTOR: GRAHAM BIRCH | Management | | For | | For | | |
| | 1.C | ELECTION OF DIRECTOR: PETER GROSSKOPF | Management | | For | | For | | |
| | 1.D | ELECTION OF DIRECTOR: SHARON RANSON | Management | | For | | For | | |
| | 1.E | ELECTION OF DIRECTOR: ARTHUR RICHARDS RULE IV | Management | | For | | For | | |
| | 1.F | ELECTION OF DIRECTOR: ROSEMARY ZIGROSSI | Management | | For | | For | | |
| | 2 | RE-APPOINTMENT OF KPMG LLP AS AUDITORS OF THE CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION AND TERMS OF ENGAGEMENT | Management | | For | | For | | |
| | UTAH MEDICAL PRODUCTS, INC. | | |
| | Security | 917488108 | | | | Meeting Type | Annual |
| | Ticker Symbol | UTMD | | | | Meeting Date | 07-May-2021 | |
| | ISIN | US9174881089 | | | | Agenda | 935395093 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Kevin L. Cornwell | | | | For | | For | | |
| | | | 2 | Paul O. Richins | | | | For | | For | | |
| | 2. | To ratify the selection of Haynie & Co. as the Company's independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | To approve, by advisory vote, the Company's executive compensation program. | Management | | For | | For | | |
| | THE MIDDLEBY CORPORATION | | |
| | Security | 596278101 | | | | Meeting Type | Annual |
| | Ticker Symbol | MIDD | | | | Meeting Date | 10-May-2021 | |
| | ISIN | US5962781010 | | | | Agenda | 935367866 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Sarah Palisi Chapin | | | | For | | For | | |
| | | | 2 | Timothy J. FitzGerald | | | | For | | For | | |
| | | | 3 | Cathy L. McCarthy | | | | For | | For | | |
| | | | 4 | John R. Miller III | | | | For | | For | | |
| | | | 5 | Robert A. Nerbonne | | | | For | | For | | |
| | | | 6 | Gordon O'Brien | | | | For | | For | | |
| | | | 7 | Nassem Ziyad | | | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | Approval of the adoption of the Company's 2021 Long- Term Incentive Plan. | Management | | For | | For | | |
| | 4. | Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending January 1, 2022. | Management | | For | | For | | |
| | KEWEENAW LAND ASSOCIATION, LIMITED | | |
| | Security | 493026108 | | | | Meeting Type | Annual |
| | Ticker Symbol | KEWL | | | | Meeting Date | 10-May-2021 | |
| | ISIN | US4930261080 | | | | Agenda | 935386094 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John D. Enlow, Sr. | | | | For | | For | | |
| | | | 2 | Peter C. Madden | | | | For | | For | | |
| | | | 3 | James A. Mai | | | | For | | For | | |
| | | | 4 | Eric H. Speron | | | | For | | For | | |
| | | | 5 | Steven Winch | | | | For | | For | | |
| | 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | WABASH NATIONAL CORPORATION | | |
| | Security | 929566107 | | | | Meeting Type | Annual |
| | Ticker Symbol | WNC | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US9295661071 | | | | Agenda | 935355746 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | �� | Vote | For/Against Management | | |
| | 1A. | Election of Director: Therese M. Bassett | Management | | For | | For | | |
| | 1B. | Election of Director: John G. Boss | Management | | For | | For | | |
| | 1C. | Election of Director: John E. Kunz | Management | | For | | For | | |
| | 1D. | Election of Director: Larry J. Magee | Management | | For | | For | | |
| | 1E. | Election of Director: Ann D. Murtlow | Management | | For | | For | | |
| | 1F. | Election of Director: Scott K. Sorensen | Management | | For | | For | | |
| | 1G. | Election of Director: Stuart A. Taylor II | Management | | For | | For | | |
| | 1H. | Election of Director: Brent L. Yeagy | Management | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as Wabash National Corporation's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | F.N.B. CORPORATION | | |
| | Security | 302520101 | | | | Meeting Type | Annual |
| | Ticker Symbol | FNB | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US3025201019 | | | | Agenda | 935359302 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Pamela A. Bena | | | | For | | For | | |
| | | | 2 | William B. Campbell | | | | For | | For | | |
| | | | 3 | James D. Chiafullo | | | | For | | For | | |
| | | | 4 | Vincent J. Delie, Jr. | | | | For | | For | | |
| | | | 5 | Mary Jo Dively | | | | For | | For | | |
| | | | 6 | Robert A. Hormell | | | | For | | For | | |
| | | | 7 | David J. Malone | | | | For | | For | | |
| | | | 8 | Frank C. Mencini | | | | For | | For | | |
| | | | 9 | David L. Motley | | | | For | | For | | |
| | | | 10 | Heidi A. Nicholas | | | | For | | For | | |
| | | | 11 | John S. Stanik | | | | For | | For | | |
| | | | 12 | William J. Strimbu | | | | For | | For | | |
| | 2. | Advisory approval of the 2020 named executive officer compensation. | Management | | For | | For | | |
| | 3. | Ratification of appointment of Ernst & Young LLP as F.N.B.'s independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | | |
| | WESTERN NEW ENGLAND BANCORP INC | | |
| | Security | 958892101 | | | | Meeting Type | Annual |
| | Ticker Symbol | WNEB | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US9588921018 | | | | Agenda | 935362222 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | James C. Hagan | | | | For | | For | | |
| | | | 2 | William D. Masse | | | | For | | For | | |
| | | | 3 | Gregg F. Orlen | | | | For | | For | | |
| | | | 4 | Phillip R. Smith | | | | For | | For | | |
| | 2. | Consideration and approval of a non-binding advisory resolution on the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Wolf & Company, P.C., as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | Consideration and approval of the Company's 2021 Omnibus Incentive Plan. | Management | | For | | For | | |
| | TOWNSQUARE MEDIA, INC. | | |
| | Security | 892231101 | | | | Meeting Type | Annual |
| | Ticker Symbol | TSQ | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US8922311019 | | | | Agenda | 935365634 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | B. James Ford | | | | For | | For | | |
| | | | 2 | David Lebow | | | | For | | For | | |
| | 2. | The Ratification of BDO USA, LLP as the Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | STONERIDGE, INC. | | |
| | Security | 86183P102 | | | | Meeting Type | Annual |
| | Ticker Symbol | SRI | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US86183P1021 | | | | Agenda | 935366674 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jonathan B. DeGaynor | | | | For | | For | | |
| | | | 2 | Jeffrey P. Draime | | | | For | | For | | |
| | | | 3 | Douglas C. Jacobs | | | | For | | For | | |
| | | | 4 | Ira C. Kaplan | | | | For | | For | | |
| | | | 5 | Kim Korth | | | | For | | For | | |
| | | | 6 | William M. Lasky | | | | For | | For | | |
| | | | 7 | George S. Mayes, Jr. | | | | For | | For | | |
| | | | 8 | Paul J. Schlather | | | | For | | For | | |
| | | | 9 | Frank S. Sklarsky | | | | For | | For | | |
| | 2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | Approval, on advisory basis, of the 2020 compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 4. | Approval of the Company's Annual Incentive Plan. | Management | | For | | For | | |
| | LAWSON PRODUCTS, INC. | | |
| | Security | 520776105 | | | | Meeting Type | Annual |
| | Ticker Symbol | LAWS | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US5207761058 | | | | Agenda | 935368010 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Andrew B. Albert | | | | For | | For | | |
| | | | 2 | I. Steven Edelson | | | | For | | For | | |
| | | | 3 | J. Bryan King | | | | For | | For | | |
| | | | 4 | Bianca A. Rhodes | | | | For | | For | | |
| | 2. | Ratification of the Appointment of BDO USA, LLP. | Management | | For | | For | | |
| | 3. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | | For | | For | | |
| | DAWSON GEOPHYSICAL COMPANY | | |
| | Security | 239360100 | | | | Meeting Type | Annual |
| | Ticker Symbol | DWSN | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US2393601008 | | | | Agenda | 935375560 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Craig W. Cooper | | | | Withheld | | Against | | |
| | | | 2 | Stephen C. Jumper | | | | For | | For | | |
| | | | 3 | Michael L. Klofas | | | | For | | For | | |
| | | | 4 | Ted R. North | | | | For | | For | | |
| | | | 5 | Mark A. Vander Ploeg | | | | Withheld | | Against | | |
| | 2. | Proposal to ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Proposal to approve a non-binding advisory resolution on the compensation of the named executive officers as disclosed in the Proxy Statement of the Company for the 2021 Annual Meeting of Shareholders. | Management | | For | | For | | |
| | TYLER TECHNOLOGIES, INC. | | |
| | Security | 902252105 | | | | Meeting Type | Annual |
| | Ticker Symbol | TYL | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US9022521051 | | | | Agenda | 935397388 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Glenn A. Carter | Management | | For | | For | | |
| | 1B. | Election of Director: Brenda A. Cline | Management | | For | | For | | |
| | 1C. | Election of Director: Ronnie D. Hawkins, Jr. | Management | | For | | For | | |
| | 1D. | Election of Director: Mary L. Landrieu | Management | | For | | For | | |
| | 1E. | Election of Director: John S. Marr, Jr. | Management | | For | | For | | |
| | 1F. | Election of Director: H. Lynn Moore, Jr. | Management | | For | | For | | |
| | 1G. | Election of Director: Daniel M. Pope | Management | | For | | For | | |
| | 1H. | Election of Director: Dustin R. Womble | Management | | For | | For | | |
| | 2. | Ratification of Ernst & Young LLP as independent auditors. | Management | | For | | For | | |
| | 3. | Approval of an advisory resolution on executive compensation. | Management | | For | | For | | |
| | INSPIRED ENTERTAINMENT, INC. | | |
| | Security | 45782N108 | | | | Meeting Type | Annual |
| | Ticker Symbol | INSE | | | | Meeting Date | 11-May-2021 | |
| | ISIN | US45782N1081 | | | | Agenda | 935403547 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | A. Lorne Weil | | | | For | | For | | |
| | | | 2 | Michael R. Chambrello | | | | For | | For | | |
| | | | 3 | Ira H. Raphaelson | | | | For | | For | | |
| | | | 4 | Desirée G. Rogers | | | | For | | For | | |
| | | | 5 | Steven M. Saferin | | | | For | | For | | |
| | | | 6 | Katja Tautscher | | | | For | | For | | |
| | | | 7 | John M. Vandemore | | | | For | | For | | |
| | 2. | To approve the adoption of the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| | 3. | To ratify the appointment of Marcum LLP as the independent auditor of the Company for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | OSISKO GOLD ROYALTIES LTD | | |
| | Security | 68827L101 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 12-May-2021 | |
| | ISIN | CA68827L1013 | | | | Agenda | 713855661 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.9 AND 2. THANK YOU | Non-Voting | | | | | | |
| | 1.1 | ELECTION OF DIRECTOR: THE HONORABLE JOHN R. BAIRD | Management | | For | | For | | |
| | 1.2 | ELECTION OF DIRECTOR: CHRISTOPHER C. CURFMAN | Management | | For | | For | | |
| | 1.3 | ELECTION OF DIRECTOR: JOANNE FERSTMAN | Management | | For | | For | | |
| | 1.4 | ELECTION OF DIRECTOR: WILLIAM MURRAY JOHN | Management | | For | | For | | |
| | 1.5 | ELECTION OF DIRECTOR: PIERRE LABBE | Management | | For | | For | | |
| | 1.6 | ELECTION OF DIRECTOR: CANDACE MACGIBBON | Management | | For | | For | | |
| | 1.7 | ELECTION OF DIRECTOR: CHARLES E. PAGE | Management | | For | | For | | |
| | 1.8 | ELECTION OF DIRECTOR: SEAN ROOSEN | Management | | For | | For | | |
| | 1.9 | ELECTION OF DIRECTOR: SANDEEP SINGH | Management | | For | | For | | |
| | 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT AUDITOR FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION | Management | | For | | For | | |
| | 3 | ORDINARY RESOLUTION TO APPROVE THE UNALLOCATED RIGHTS AND ENTITLEMENTS UNDER THE EMPLOYEE SHARE PURCHASE PLAN, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR | Management | | For | | For | | |
| | 4 | ORDINARY RESOLUTION TO APPROVE AMENDMENTS TO THE RESTRICTED SHARE UNIT PLAN AND APPROVE THE UNALLOCATED RIGHTS END ENTITLEMENTS UNDER THE PLAN, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING CIRCULAR | Management | | For | | For | | |
| | 5 | ADVISORY RESOLUTION SUPPORTING OSISKO'S APPROACH TO EXECUTIVE COMPENSATION, THE FULL TEXT OF WHICH IS REPRODUCED IN THE ACCOMPANYING CIRCULAR | Management | | For | | For | | |
| | UNITED BANKSHARES, INC. | | |
| | Security | 909907107 | | | | Meeting Type | Annual |
| | Ticker Symbol | UBSI | | | | Meeting Date | 12-May-2021 | |
| | ISIN | US9099071071 | | | | Agenda | 935356180 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard M. Adams | | | | For | | For | | |
| | | | 2 | Charles L. Capito, Jr. | | | | For | | For | | |
| | | | 3 | Peter A. Converse | | | | For | | For | | |
| | | | 4 | Michael P. Fitzgerald | | | | For | | For | | |
| | | | 5 | Theodore J. Georgelas | | | | For | | For | | |
| | | | 6 | Dr. Patrice A. Harris | | | | For | | For | | |
| | | | 7 | J. Paul McNamara | | | | For | | For | | |
| | | | 8 | Mark R. Nesselroad | | | | For | | For | | |
| | | | 9 | Jerold L Rexroad | | | | For | | For | | |
| | | | 10 | Albert H. Small, Jr. | | | | For | | For | | |
| | | | 11 | Mary K. Weddle | | | | For | | For | | |
| | | | 12 | Gary G. White | | | | For | | For | | |
| | | | 13 | P. Clinton Winter | | | | For | | For | | |
| | 2. | To ratify the selection of Ernst & Young LLP to act as the independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the compensation of United's named executive officers. | Management | | For | | For | | |
| | SOUTHSIDE BANCSHARES, INC. | | |
| | Security | 84470P109 | | | | Meeting Type | Annual |
| | Ticker Symbol | SBSI | | | | Meeting Date | 12-May-2021 | |
| | ISIN | US84470P1093 | | | | Agenda | 935365242 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | S. Elaine Anderson, CPA | | | | For | | For | | |
| | | | 2 | Herbert C. Buie | | | | For | | For | | |
| | | | 3 | Patricia A. Callan | | | | For | | For | | |
| | | | 4 | John R. (Bob) Garrett | | | | For | | For | | |
| | | | 5 | Tony K. Morgan, CPA | | | | For | | For | | |
| | 2. | Approve a non-binding advisory vote on the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Ratify the appointment by our Audit Committee of Ernst & Young LLP to serve as the independent registered certified public accounting firm for the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | HYSTER-YALE MATERIALS HANDLING,INC. | | |
| | Security | 449172105 | | | | Meeting Type | Annual |
| | Ticker Symbol | HY | | | | Meeting Date | 12-May-2021 | |
| | ISIN | US4491721050 | | | | Agenda | 935365610 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: James B. Bemowski | Management | | For | | For | | |
| | 1B. | Election of Director: J.C. Butler, Jr. | Management | | For | | For | | |
| | 1C. | Election of Director: Carolyn Corvi | Management | | For | | For | | |
| | 1D. | Election of Director: Edward T. Eliopoulos | Management | | For | | For | | |
| | 1E. | Election of Director: John P. Jumper | Management | | For | | For | | |
| | 1F. | Election of Director: Dennis W. LaBarre | Management | | For | | For | | |
| | 1G. | Election of Director: H. Vincent Poor | Management | | For | | For | | |
| | 1H. | Election of Director: Alfred M. Rankin, Jr. | Management | | For | | For | | |
| | 1I. | Election of Director: Claiborne R. Rankin | Management | | For | | For | | |
| | 1J. | Election of Director: Britton T. Taplin | Management | | For | | For | | |
| | 1K. | Election of Director: David B.H. Williams | Management | | For | | For | | |
| | 1L. | Election of Director: Eugene Wong | Management | | For | | For | | |
| | 2. | To approve on an advisory basis the Company's Named Executive Officer compensation. | Management | | For | | For | | |
| | 3. | To confirm the appointment of Ernst & Young LLP, as the independent registered public accounting firm for the Company. | Management | | For | | For | | |
| | MACQUARIE INFRASTRUCTURE CORPORATION | | |
| | Security | 55608B105 | | | | Meeting Type | Annual |
| | Ticker Symbol | MIC | | | | Meeting Date | 12-May-2021 | |
| | ISIN | US55608B1052 | | | | Agenda | 935366509 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Amanda Brock | Management | | For | | For | | |
| | 1B. | Election of Director: Norman H. Brown, Jr. | Management | | For | | For | | |
| | 1C. | Election of Director: Christopher Frost | Management | | For | | For | | |
| | 1D. | Election of Director: Maria Jelescu-Dreyfus | Management | | For | | For | | |
| | 1E. | Election of Director: Ronald Kirk | Management | | For | | For | | |
| | 1F. | Election of Director: H.E. (Jack) Lentz | Management | | For | | For | | |
| | 1G. | Election of Director: Ouma Sananikone | Management | | For | | For | | |
| | 2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | The approval, on an advisory basis, of executive compensation. | Management | | For | | For | | |
| | IRIDIUM COMMUNICATIONS INC. | | |
| | Security | 46269C102 | | | | Meeting Type | Annual |
| | Ticker Symbol | IRDM | | | | Meeting Date | 12-May-2021 | |
| | ISIN | US46269C1027 | | | | Agenda | 935368971 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert H. Niehaus | | | | For | | For | | |
| | | | 2 | Thomas C. Canfield | | | | For | | For | | |
| | | | 3 | Matthew J. Desch | | | | For | | For | | |
| | | | 4 | Thomas J. Fitzpatrick | | | | For | | For | | |
| | | | 5 | L. Anthony Frazier | | | | For | | For | | |
| | | | 6 | Jane L. Harman | | | | For | | For | | |
| | | | 7 | Alvin B. Krongard | | | | For | | For | | |
| | | | 8 | Suzanne E. McBride | | | | For | | For | | |
| | | | 9 | Admiral Eric T. Olson | | | | For | | For | | |
| | | | 10 | Steven B. Pfeiffer | | | | For | | For | | |
| | | | 11 | Parker W. Rush | | | | For | | For | | |
| | | | 12 | Henrik O. Schliemann | | | | For | | For | | |
| | | | 13 | Barry J. West | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 5N PLUS INC | | |
| | Security | 33833X101 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 13-May-2021 | |
| | ISIN | CA33833X1015 | | | | Agenda | 713938198 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU | Non-Voting | | | | | | |
| | 1.1 | ELECTION OF DIRECTOR: ARJANG J. (AJ) ROSHAN | Management | | For | | For | | |
| | 1.2 | ELECTION OF DIRECTOR: JEAN-MARIE BOURASSA | Management | | For | | For | | |
| | 1.3 | ELECTION OF DIRECTOR: GERVAIS JACQUES | Management | | For | | For | | |
| | 1.4 | ELECTION OF DIRECTOR: JAMES T. FAHEY | Management | | For | | For | | |
| | 1.5 | ELECTION OF DIRECTOR: NATHALIE LE PROHON | Management | | For | | For | | |
| | 1.6 | ELECTION OF DIRECTOR: LUC BERTRAND | Management | | For | | For | | |
| | 2 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION | Management | | For | | For | | |
| | HERC HOLDINGS INC. | | |
| | Security | 42704L104 | | | | Meeting Type | Annual |
| | Ticker Symbol | HRI | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US42704L1044 | | | | Agenda | 935355493 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the next Annual Meeting: Jonathan Frates | Management | | For | | For | | |
| | 1F. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | | For | | For | | |
| | 1G. | Election of Director to serve until the next Annual Meeting: Jacob M. Katz | Management | | For | | For | | |
| | 1H. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | | For | | For | | |
| | 1I. | Election of Director to serve until the next Annual Meeting: Andrew N. Langham | Management | | For | | For | | |
| | 1J. | Election of Director to serve until the next Annual Meeting: Mary Pat Salomone | Management | | For | | For | | |
| | 1K. | Election of Director to serve until the next Annual Meeting: Andrew J. Teno | Management | | For | | For | | |
| | 2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | | For | | For | | |
| | 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | A. H. BELO CORPORATION | | |
| | Security | 001282102 | | | | Meeting Type | Annual |
| | Ticker Symbol | AHC | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US0012821023 | | | | Agenda | 935366787 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John A. Beckert | | | | For | | For | | |
| | | | 2 | Louis E. Caldera | | | | For | | For | | |
| | | | 3 | Robert W. Decherd | | | | For | | For | | |
| | | | 4 | Ronald D. McCray | | | | For | | For | | |
| | 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval of an amendment to the Company's Certificate of Formation to change the name of the Company to DallasNews Corporation. | Management | | For | | For | | |
| | 4. | Approval of a proposal to authorize the Board of Directors to, in its discretion prior to December 31, 2021, effectuate a reverse split of the Company's common stock at a ratio of between 1-for-3 and 1-for-5 and amend the Certificate of Formation to effectuate the reverse split and reduce proportionately the total number of authorized shares of the Company's common stock. | Management | | For | | For | | |
| | CTS CORPORATION | | |
| | Security | 126501105 | | | | Meeting Type | Annual |
| | Ticker Symbol | CTS | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US1265011056 | | | | Agenda | 935366903 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | D. M. Costello | | | | For | | For | | |
| | | | 2 | G. Hunter | | | | For | | For | | |
| | | | 3 | W. S. Johnson | | | | For | | For | | |
| | | | 4 | Y.J. Li | | | | For | | For | | |
| | | | 5 | K. O'Sullivan | | | | For | | For | | |
| | | | 6 | R. A. Profusek | | | | For | | For | | |
| | | | 7 | A. G. Zulueta | | | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of CTS' named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Grant Thornton LLP as CTS' independent auditor for 2021. | Management | | For | | For | | |
| | LANDS' END, INC. | | |
| | Security | 51509F105 | | | | Meeting Type | Annual |
| | Ticker Symbol | LE | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US51509F1057 | | | | Agenda | 935367400 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert Galvin | | | | For | | For | | |
| | | | 2 | Jerome Griffith | | | | For | | For | | |
| | | | 3 | Elizabeth Leykum | | | | For | | For | | |
| | | | 4 | Josephine Linden | | | | For | | For | | |
| | | | 5 | John T. McClain | | | | For | | For | | |
| | | | 6 | Maureen Mullen Murphy | | | | For | | For | | |
| | | | 7 | Jignesh Patel | | | | For | | For | | |
| | | | 8 | Jonah Staw | | | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | AMPCO-PITTSBURGH CORPORATION | | |
| | Security | 032037103 | | | | Meeting Type | Annual |
| | Ticker Symbol | AP | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US0320371034 | | | | Agenda | 935377386 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Michael I. German | | | | For | | For | | |
| | | | 2 | J. Brett McBrayer | | | | For | | For | | |
| | | | 3 | Carl H Pforzheimer, III | | | | For | | For | | |
| | 2. | To approve, in a non-binding, advisory vote, the compensation of the named executive officers. | Management | | For | | For | | |
| | 3. | To approve the amendment and restatement of the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| | 4. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | TERRITORIAL BANCORP INC | | |
| | Security | 88145X108 | | | | Meeting Type | Annual |
| | Ticker Symbol | TBNK | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US88145X1081 | | | | Agenda | 935397441 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Allan S. Kitagawa | | | | For | | For | | |
| | | | 2 | John M. Ohama | | | | For | | For | | |
| | 2. | The ratification of the appointment of Moss Adams LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | An advisory (non-binding) resolution to approve our executive compensation as described in the proxy statement. | Management | | For | | For | | |
| | TEAM, INC. | | |
| | Security | 878155100 | | | | Meeting Type | Annual |
| | Ticker Symbol | TISI | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US8781551002 | | | | Agenda | 935400793 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Amerino Gatti | | | | For | | For | | |
| | | | 2 | Brian K. Ferraioli | | | | For | | For | | |
| | | | 3 | Michael A. Lucas | | | | For | | For | | |
| | 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Advisory vote on Named Executive Officer compensation. | Management | | For | | For | | |
| | 4. | Approval of an amendment and restatement to the Team, Inc. 2018 Equity Incentive Plan. | Management | | Against | | Against | | |
| | CORE MOLDING TECHNOLOGIES, INC. | | |
| | Security | 218683100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CMT | | | | Meeting Date | 13-May-2021 | |
| | ISIN | US2186831002 | | | | Agenda | 935401567 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David L. Duvall | | | | For | | For | | |
| | | | 2 | Thomas R. Cellitti | | | | For | | For | | |
| | | | 3 | James F. Crowley | | | | For | | For | | |
| | | | 4 | Ralph O. Hellmold | | | | For | | For | | |
| | | | 5 | Matthew E. Jauchius | | | | For | | For | | |
| | | | 6 | Sandra L. Kowaleski | | | | For | | For | | |
| | | | 7 | Andrew O. Smith | | | | For | | For | | |
| | 2. | To approve the Long-Term Equity Incentive Plan of Core Molding Technologies, Inc. | Management | | For | | For | | |
| | 3. | An advisory vote on the compensation of the named executive officers. | Management | | For | | For | | |
| | 4. | To ratify the appointment of Crowe, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | JOHN BEAN TECHNOLOGIES CORPORATION | | |
| | Security | 477839104 | | | | Meeting Type | Annual |
| | Ticker Symbol | JBT | | | | Meeting Date | 14-May-2021 | |
| | ISIN | US4778391049 | | | | Agenda | 935363096 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: C. Maury Devine | Management | | For | | For | | |
| | 1B. | Election of Director: Emmanuel Lagarrigue | Management | | For | | For | | |
| | 1C. | Election of Director: James M. Ringler | Management | | For | | For | | |
| | 2. | Approve, on an advisory basis, a non-binding resolution regarding the compensation of named executive officers. | Management | | For | | For | | |
| | 3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | VIAD CORP | | |
| | Security | 92552R406 | | | | Meeting Type | Annual |
| | Ticker Symbol | VVI | | | | Meeting Date | 14-May-2021 | |
| | ISIN | US92552R4065 | | | | Agenda | 935366826 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Richard H. Dozer | Management | | For | | For | | |
| | 1B. | Election of Director: Virginia L. Henkels | Management | | For | | For | | |
| | 2. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| | ENTERCOM COMMUNICATIONS CORP. | | |
| | Security | 293639100 | | | | Meeting Type | Annual |
| | Ticker Symbol | ETM | | | | Meeting Date | 14-May-2021 | |
| | ISIN | US2936391000 | | | | Agenda | 935367626 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David Levy# | | | | For | | For | | |
| | | | 2 | Louise C. Kramer* | | | | For | | For | | |
| | | | 3 | Susan K. Neely* | | | | For | | For | | |
| | 3. | To ratify the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | AVID TECHNOLOGY, INC. | | |
| | Security | 05367P100 | | | | Meeting Type | Annual |
| | Ticker Symbol | AVID | | | | Meeting Date | 17-May-2021 | |
| | ISIN | US05367P1003 | | | | Agenda | 935372552 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve until the 2022 Annual Meeting: Christian A. Asmar | Management | | For | | For | | |
| | 1B. | Election of Director to serve until the 2022 Annual Meeting: Elizabeth M. Daley | Management | | For | | For | | |
| | 1C. | Election of Director to serve until the 2022 Annual Meeting: Nancy Hawthorne | Management | | For | | For | | |
| | 1D. | Election of Director to serve until the 2022 Annual Meeting: Michelle Munson | Management | | For | | For | | |
| | 1E. | Election of Director to serve until the 2022 Annual Meeting: Daniel B. Silvers | Management | | For | | For | | |
| | 1F. | Election of Director to serve until the 2022 Annual Meeting: John P. Wallace | Management | | For | | For | | |
| | 1G. | Election of Director to serve until the 2022 Annual Meeting: Peter M. Westley | Management | | For | | For | | |
| | 2. | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | | For | | For | | |
| | 3. | To approve an amendment to the Company's 2014 Stock Incentive Plan. | Management | | Against | | Against | | |
| | 4. | To approve, by non-binding vote, executive compensation. | Management | | For | | For | | |
| | PACIFIC PREMIER BANCORP, INC. | | |
| | Security | 69478X105 | | | | Meeting Type | Annual |
| | Ticker Symbol | PPBI | | | | Meeting Date | 17-May-2021 | |
| | ISIN | US69478X1054 | | | | Agenda | 935375192 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Ayad A. Fargo | Management | | For | | For | | |
| | 1B. | Election of Director: Steven R. Gardner | Management | | For | | For | | |
| | 1C. | Election of Director: Joseph L. Garrett | Management | | For | | For | | |
| | 1D. | Election of Director: Jeffrey C. Jones | Management | | For | | For | | |
| | 1E. | Election of Director: M. Christian Mitchell | Management | | For | | For | | |
| | 1F. | Election of Director: Barbara S. Polsky | Management | | For | | For | | |
| | 1G. | Election of Director: Zareh H. Sarrafian | Management | | For | | For | | |
| | 1H. | Election of Director: Jaynie M. Studenmund | Management | | For | | For | | |
| | 1I. | Election of Director: Cora M. Tellez | Management | | For | | For | | |
| | 1J. | Election of Director: Richard C. Thomas | Management | | For | | For | | |
| | 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 3. | TO RATIFY THE APPOINTMENT OF CROWE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | | For | | For | | |
| | FIRST INTERNET BANCORP | | |
| | Security | 320557101 | | | | Meeting Type | Annual |
| | Ticker Symbol | INBK | | | | Meeting Date | 17-May-2021 | |
| | ISIN | US3205571017 | | | | Agenda | 935378047 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Aasif M. Bade | | | | For | | For | | |
| | | | 2 | David B. Becker | | | | For | | For | | |
| | | | 3 | Ana Dutra | | | | For | | For | | |
| | | | 4 | John K. Keach, Jr. | | | | For | | For | | |
| | | | 5 | David R. Lovejoy | | | | For | | For | | |
| | | | 6 | Ralph R. Whitney, Jr. | | | | For | | For | | |
| | | | 7 | Jerry Williams | | | | For | | For | | |
| | | | 8 | Jean L. Wojtowicz | | | | For | | For | | |
| | 2. | To approve, in an advisory (non-binding) vote, the compensation paid to our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of BKD, LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | BALLY'S CORPORATION | | |
| | Security | 05875B106 | | | | Meeting Type | Annual |
| | Ticker Symbol | BALY | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US05875B1061 | | | | Agenda | 935369579 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to hold office for a term of three years: Terrence Downey | Management | | For | | For | | |
| | 1B. | Election of Director to hold office for a term of three years: Jaymin B. Patel | Management | | For | | For | | |
| | 1C. | Election of Director to hold office for a term of three years: Wanda Y. Wilson | Management | | For | | For | | |
| | 2. | Approve an increase in number of authorized shares of common stock. | Management | | For | | For | | |
| | 3. | Approve the creation of a new class of preferred stock. | Management | | Against | | Against | | |
| | 4. | Approve the addition of provisions in our charter required by New Jersey regulators. | Management | | For | | For | | |
| | 5. | Approve the 2021 equity compensation plan. | Management | | Against | | Against | | |
| | 6. | Ratify the independent auditors for 2021. | Management | | For | | For | | |
| | FLUSHING FINANCIAL CORPORATION | | |
| | Security | 343873105 | | | | Meeting Type | Annual |
| | Ticker Symbol | FFIC | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US3438731057 | | | | Agenda | 935373922 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Class B Director for a term expiring in 2024: Michael A. Azarian | Management | | For | | For | | |
| | 1B. | Election of Class B Director for a term expiring in 2024: Steven J. D'Iorio | Management | | For | | For | | |
| | 1C. | Election of Class B Director for a term expiring in 2024: Louis C. Grassi | Management | | For | | For | | |
| | 1D. | Election of Class B Director for a term expiring in 2024: Sam S. Han | Management | | For | | For | | |
| | 2. | Approve an amendment to the 2014 Omnibus Incentive Plan. | Management | | For | | For | | |
| | 3. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| | 4. | Ratification of appointment of BDO USA, LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | CARRIAGE SERVICES, INC. | | |
| | Security | 143905107 | | | | Meeting Type | Annual |
| | Ticker Symbol | CSV | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US1439051079 | | | | Agenda | 935373958 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Melvin C. Payne | | | | For | | For | | |
| | | | 2 | James R. Schenck | | | | Withheld | | Against | | |
| | 2. | Approve, on an advisory basis, our 2020 named executive officer compensation. | Management | | For | | For | | |
| | 3. | Approve our proposed Third Amendment to the Amended and Restated Carriage Services, Inc. 2007 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 4. | Approve our proposed First Amendment to the Carriage Services, Inc. 2017 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| | 5. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ended 2021. | Management | | For | | For | | |
| | ICC HOLDINGS, INC. | | |
| | Security | 44931Q104 | | | | Meeting Type | Annual |
| | Ticker Symbol | ICCH | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US44931Q1040 | | | | Agenda | 935381032 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | James R. Dingman | | | | For | | For | | |
| | | | 2 | John R. Klockau | | | | For | | For | | |
| | | | 3 | Gerald J. Pepping | | | | For | | For | | |
| | 2. | Ratify the appointment of Johnson Lambert, LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | | For | | For | | |
| | WATERSTONE FINANCIAL, INC. | | |
| | Security | 94188P101 | | | | Meeting Type | Annual |
| | Ticker Symbol | WSBF | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US94188P1012 | | | | Agenda | 935383492 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Douglas Gordon | | | | For | | For | | |
| | | | 2 | Patrick Lawton | | | | For | | For | | |
| | 2. | Ratifying the selection of RSM US LLP as Waterstone Financial, Inc.'s independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | Approving an advisory, non-binding resolution to approve the executive compensation described in the Proxy Statement. | Management | | For | | For | | |
| | RUSH ENTERPRISES, INC. | | |
| | Security | 781846209 | | | | Meeting Type | Annual |
| | Ticker Symbol | RUSHA | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US7818462092 | | | | Agenda | 935385698 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | W.M. Rusty Rush | | | | For | | For | | |
| | | | 2 | Thomas A. Akin | | | | For | | For | | |
| | | | 3 | James C. Underwood | | | | For | | For | | |
| | | | 4 | Raymond J. Chess | | | | For | | For | | |
| | | | 5 | William H. Cary | | | | For | | For | | |
| | | | 6 | Dr. Kennon H. Guglielmo | | | | For | | For | | |
| | | | 7 | Elaine Mendoza | | | | For | | For | | |
| | 2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting firm for the 2021 Fiscal Year. | Management | | For | | For | | |
| | RUSH ENTERPRISES, INC. | | |
| | Security | 781846308 | | | | Meeting Type | Annual |
| | Ticker Symbol | RUSHB | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US7818463082 | | | | Agenda | 935385698 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | W.M. Rusty Rush | | | | For | | For | | |
| | | | 2 | Thomas A. Akin | | | | For | | For | | |
| | | | 3 | James C. Underwood | | | | For | | For | | |
| | | | 4 | Raymond J. Chess | | | | For | | For | | |
| | | | 5 | William H. Cary | | | | For | | For | | |
| | | | 6 | Dr. Kennon H. Guglielmo | | | | For | | For | | |
| | | | 7 | Elaine Mendoza | | | | For | | For | | |
| | 2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting firm for the 2021 Fiscal Year. | Management | | For | | For | | |
| | BEL FUSE INC. | | |
| | Security | 077347201 | | | | Meeting Type | Annual |
| | Ticker Symbol | BELFA | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US0773472016 | | | | Agenda | 935386208 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John F. Tweedy | | | | For | | For | | |
| | | | 2 | Mark B. Segall | | | | For | | For | | |
| | | | 3 | Eric Nowling | | | | For | | For | | |
| | 2. | With respect to the ratification of the designation of Grant Thornton LLP to audit Bel's books and accounts for 2021. | Management | | For | | For | | |
| | 3. | With respect to the approval, on an advisory basis, of the executive compensation of Bel's named executive officers as described in the proxy statement. | Management | | For | | For | | |
| | ATLANTIC AMERICAN CORPORATION | | |
| | Security | 048209100 | | | | Meeting Type | Annual |
| | Ticker Symbol | AAME | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US0482091008 | | | | Agenda | 935387882 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Hilton H. Howell, Jr. | | | | For | | For | | |
| | | | 2 | Robin R. Howell | | | | For | | For | | |
| | | | 3 | Mark E. Preisinger | | | | For | | For | | |
| | | | 4 | Joseph M. Scheerer | | | | For | | For | | |
| | | | 5 | Scott G. Thompson | | | | For | | For | | |
| | | | 6 | D. Keehln Wheeler | | | | For | | For | | |
| | 2. | To ratify the appointment of Dixon Hughes Goodman LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | INFUSYSTEM HOLDINGS, INC. | | |
| | Security | 45685K102 | | | | Meeting Type | Annual |
| | Ticker Symbol | INFU | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US45685K1025 | | | | Agenda | 935390752 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard DiIorio | | | | For | | For | | |
| | | | 2 | Paul Gendron | | | | For | | For | | |
| | | | 3 | Carrie Lachance | | | | For | | For | | |
| | | | 4 | Gregg Lehman | | | | For | | For | | |
| | | | 5 | Darrell Montgomery | | | | For | | For | | |
| | | | 6 | Christopher Sansone | | | | For | | For | | |
| | | | 7 | Scott Shuda | | | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the Company's executive compensation. | Management | | For | | For | | |
| | 3. | Approval of the 2021 Equity Incentive Plan. | Management | | Against | | Against | | |
| | 4. | Ratification of the appointment of BDO USA, LLP as the registered independent public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | SOUTHERN FIRST BANCSHARES, INC. | | |
| | Security | 842873101 | | | | Meeting Type | Annual |
| | Ticker Symbol | SFST | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US8428731017 | | | | Agenda | 935393001 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Mark A Cothran* | | | | For | | For | | |
| | | | 2 | R. G Johnstone III* | | | | For | | For | | |
| | | | 3 | R Arthur Seaver Jr* | | | | For | | For | | |
| | | | 4 | Anna T Locke* | | | | For | | For | | |
| | | | 5 | Tecumseh Hooper Jr# | | | | For | | For | | |
| | 2. | To conduct an advisory vote on the compensation of our named executive officers as disclosed in this proxy statement (this is a non-binding, advisory vote). | Management | | For | | For | | |
| | 3. | To ratify the appointment of Elliott Davis, LLC as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | UNITED-GUARDIAN, INC. | | |
| | Security | 910571108 | | | | Meeting Type | Annual |
| | Ticker Symbol | UG | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US9105711082 | | | | Agenda | 935401668 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ken Globus | | | | For | | For | | |
| | | | 2 | Lawrence F. Maietta | | | | For | | For | | |
| | | | 3 | Arthur M. Dresner | | | | For | | For | | |
| | | | 4 | Andrew A. Boccone | | | | For | | For | | |
| | | | 5 | S. Ari Papoulias | | | | For | | For | | |
| | 2. | APPROVAL ON AN ADVISORY BASIS TO HOLD A VOTE EVERY YEAR ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 3. | APPROVAL ON AN ADVISORY BASIS, OF THE COMPENSATlON OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 4. | PROPOSAL TO RATIFY THE APPOINTMENT OF BAKER TILLY US, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | | For | | For | | |
| | THOMASVILLE BANCSHARES, INC. | | |
| | Security | 884608100 | | | | Meeting Type | Annual |
| | Ticker Symbol | THVB | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US8846081003 | | | | Agenda | 935410972 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Mills Herndon | | | | For | | For | | |
| | | | 2 | Charles H. Hodges, III | | | | For | | For | | |
| | | | 3 | Haile Parker McCollum | | | | For | | For | | |
| | | | 4 | Dale R. Powell, Jr. | | | | For | | For | | |
| | 2. | Proposal to ratify the appointment of Mauldin & Jenkins CPA, LLC as the Company's principal independent public accountant for the 2021 fiscal year. | Management | | For | | For | | |
| | QUIDEL CORPORATION | | |
| | Security | 74838J101 | | | | Meeting Type | Annual |
| | Ticker Symbol | QDEL | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US74838J1016 | | | | Agenda | 935412750 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Douglas C. Bryant | | | | For | | For | | |
| | | | 2 | Kenneth F. Buechler | | | | For | | For | | |
| | | | 3 | Edward L. Michael | | | | For | | For | | |
| | | | 4 | Kathy P. Ordoñez | | | | For | | For | | |
| | | | 5 | Mary Lake Polan | | | | For | | For | | |
| | | | 6 | Ann D. Rhoads | | | | For | | For | | |
| | | | 7 | Charles P. Slacik | | | | For | | For | | |
| | | | 8 | Matthew W. Strobeck | | | | For | | For | | |
| | | | 9 | Kenneth J. Widder | | | | For | | For | | |
| | | | 10 | Joseph D. Wilkins Jr. | | | | For | | For | | |
| | 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | HOLOBEAM, INC. | | |
| | Security | 436434104 | | | | Meeting Type | Annual |
| | Ticker Symbol | HOOB | | | | Meeting Date | 18-May-2021 | |
| | ISIN | US4364341044 | | | | Agenda | 935419867 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Cynthia R. Cook | | | | For | | For | | |
| | | | 2 | Ralph A. Fredericks | | | | For | | For | | |
| | 3. | Ratification of Leaf, Miele, Manganelli, Fortunato & Engel, LLC as independent certified public accountants for the current year. | Management | | For | | For | | |
| | MSA SAFETY INCORPORATED | | |
| | Security | 553498106 | | | | Meeting Type | Annual |
| | Ticker Symbol | MSA | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US5534981064 | | | | Agenda | 935352663 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Sandra Phillips Rogers | | | | For | | For | | |
| | | | 2 | John T. Ryan III | | | | For | | For | | |
| | 2. | Selection of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | To provide an advisory vote to approve the executive compensation of the Company's named executive officers. | Management | | For | | For | | |
| | MINERALS TECHNOLOGIES INC. | | |
| | Security | 603158106 | | | | Meeting Type | Annual |
| | Ticker Symbol | MTX | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US6031581068 | | | | Agenda | 935366698 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: John J. Carmola | Management | | For | | For | | |
| | 1B. | Election of Director: Robert L. Clark, Jr. | Management | | For | | For | | |
| | 1C. | Election of Director: Marc E. Robinson | Management | | For | | For | | |
| | 2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | | |
| | 3. | Advisory vote to approve 2020 named executive officer compensation. | Management | | For | | For | | |
| | PZENA INVESTMENT MANAGEMENT, INC. | | |
| | Security | 74731Q103 | | | | Meeting Type | Annual |
| | Ticker Symbol | PZN | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US74731Q1031 | | | | Agenda | 935367133 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard S. Pzena | | | | For | | For | | |
| | | | 2 | John P. Goetz | | | | For | | For | | |
| | | | 3 | William L. Lipsey | | | | For | | For | | |
| | | | 4 | Steven M. Galbraith | | | | For | | For | | |
| | | | 5 | Joel M. Greenblatt | | | | For | | For | | |
| | | | 6 | Richard P. Meyerowich | | | | For | | For | | |
| | | | 7 | Charles D. Johnston | | | | For | | For | | |
| | | | 8 | Shavar D. Jeffries | | | | For | | For | | |
| | 2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for our Company for our fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | OPTION CARE HEALTH, INC. | | |
| | Security | 68404L201 | | | | Meeting Type | Annual |
| | Ticker Symbol | OPCH | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US68404L2016 | | | | Agenda | 935367157 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John J. Arlotta | | | | For | | For | | |
| | | | 2 | Elizabeth Q. Betten | | | | For | | For | | |
| | | | 3 | David W. Golding | | | | For | | For | | |
| | | | 4 | Harry M.J. Kraemer, Jr. | | | | For | | For | | |
| | | | 5 | Alan Nielsen | | | | For | | For | | |
| | | | 6 | R. Carter Pate | | | | For | | For | | |
| | | | 7 | John C. Rademacher | | | | For | | For | | |
| | | | 8 | Nitin Sahney | | | | For | | For | | |
| | | | 9 | Timothy Sullivan | | | | For | | For | | |
| | | | 10 | Mark Vainisi | | | | For | | For | | |
| | 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, our executive compensation. | Management | | For | | For | | |
| | 4. | To approve an amendment to the Option Care Health, Inc. 2018 Equity Incentive Plan for the reservation of an additional 5,000,000 shares of Common Stock for future issuance under such plan. | Management | | For | | For | | |
| | CALLAWAY GOLF COMPANY | | |
| | Security | 131193104 | | | | Meeting Type | Annual |
| | Ticker Symbol | ELY | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US1311931042 | | | | Agenda | 935367739 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Oliver G. (Chip) Brewer III | Management | | For | | For | | |
| | 1b. | Election of Director: Erik J Anderson | Management | | For | | For | | |
| | 1c. | Election of Director: Samuel H. Armacost | Management | | For | | For | | |
| | 1d. | Election of Director: Scott H. Baxter | Management | | For | | For | | |
| | 1e. | Election of Director: Thomas G. Dundon | Management | | For | | For | | |
| | 1f. | Election of Director: Laura J. Flanagan | Management | | For | | For | | |
| | 1g. | Election of Director: Russell L. Fleischer | Management | | For | | For | | |
| | 1h. | Election of Director: John F. Lundgren | Management | | For | | For | | |
| | 1i. | Election of Director: Scott M. Marimow | Management | | For | | For | | |
| | 1j. | Election of Director: Adebayo O. Ogunlesi | Management | | For | | For | | |
| | 1k. | Election of Director: Linda B. Segre | Management | | For | | For | | |
| | 1l. | Election of Director: Anthony S. Thornley | Management | | For | | For | | |
| | 2. | To ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 4. | To approve an amendment to the Company's Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 240,000,000 to 360,000,000. | Management | | For | | For | | |
| | TEJON RANCH CO. | | |
| | Security | 879080109 | | | | Meeting Type | Annual |
| | Ticker Symbol | TRC | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US8790801091 | | | | Agenda | 935373390 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Jean Fuller | Management | | For | | For | | |
| | 1B. | Election of Director: Geoffrey L. Stack | Management | | For | | For | | |
| | 1C. | Election of Director: Michael H. Winer | Management | | For | | For | | |
| | 2. | Ratification of appointment of Deloitte & Touche LLP as the Company's Independent Registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| | 4. | Amendment to Restated Certificate of Incorporation to increase the number of authorized shares of our Common Stock. | Management | | For | | For | | |
| | ELANCO ANIMAL HEALTH INCORPORATED | | |
| | Security | 28414H103 | | | | Meeting Type | Annual |
| | Ticker Symbol | ELAN | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US28414H1032 | | | | Agenda | 935374885 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: William F. Doyle | Management | | For | | For | | |
| | 1B. | Election of Director: Art A. Garcia | Management | | For | | For | | |
| | 1C. | Election of Director: Denise Scots-Knight | Management | | For | | For | | |
| | 1D. | Election of Director: Jeffrey N. Simmons | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as the company's principal independent auditor for 2021. | Management | | For | | For | | |
| | 3. | Non-binding vote on the compensation of named executive officers. | Management | | For | | For | | |
| | 4. | To approve the Amended and Restated 2018 Elanco Stock Plan, including an amendment to increase the number of shares of Elanco common stock authorized for issuance thereunder by 9,000,000. | Management | | For | | For | | |
| | DENNY'S CORPORATION | | |
| | Security | 24869P104 | | | | Meeting Type | Annual |
| | Ticker Symbol | DENN | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US24869P1049 | | | | Agenda | 935377425 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Bernadette S. Aulestia | Management | | For | | For | | |
| | 1B. | Election of Director: Olu Beck | Management | | For | | For | | |
| | 1C. | Election of Director: Gregg R. Dedrick | Management | | For | | For | | |
| | 1D. | Election of Director: José M. Gutiérrez | Management | | For | | For | | |
| | 1E. | Election of Director: Brenda J. Lauderback | Management | | For | | For | | |
| | 1F. | Election of Director: John C. Miller | Management | | For | | For | | |
| | 1G. | Election of Director: Donald C. Robinson | Management | | For | | For | | |
| | 1H. | Election of Director: Laysha Ward | Management | | For | | For | | |
| | 1I. | Election of Director: F. Mark Wolfinger | Management | | For | | For | | |
| | 2. | A proposal to ratify the selection of KPMG LLP as the independent registered public accounting firm of Denny's Corporation and its subsidiaries for the fiscal year ending December 29, 2021. | Management | | For | | For | | |
| | 3. | An advisory resolution to approve the executive compensation of the Company. | Management | | For | | For | | |
| | 4. | A proposal to approve the Denny's Corporation 2021 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| | SALISBURY BANCORP, INC. | | |
| | Security | 795226109 | | | | Meeting Type | Annual |
| | Ticker Symbol | SAL | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US7952261094 | | | | Agenda | 935378908 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Arthur J. Bassin | | | | For | | For | | |
| | | | 2 | Paul S. Hoffner | | | | For | | For | | |
| | | | 3 | Holly J. Nelson | | | | For | | For | | |
| | 2. | To ratify the appointment of Baker Newman & Noyes, P.A., LLC as independent auditors for Salisbury for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on a Non-binding Advisory Basis, the Compensation of Named Executive Officers. | Management | | For | | For | | |
| | INTEGER HOLDINGS CORPORATION | | |
| | Security | 45826H109 | | | | Meeting Type | Annual |
| | Ticker Symbol | ITGR | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US45826H1095 | | | | Agenda | 935384139 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Sheila Antrum | | | | For | | For | | |
| | | | 2 | Pamela G. Bailey | | | | For | | For | | |
| | | | 3 | Cheryl C. Capps | | | | For | | For | | |
| | | | 4 | Joseph W. Dziedzic | | | | For | | For | | |
| | | | 5 | James F. Hinrichs | | | | For | | For | | |
| | | | 6 | Jean Hobby | | | | For | | For | | |
| | | | 7 | Tyrone Jeffers | | | | For | | For | | |
| | | | 8 | M. Craig Maxwell | | | | For | | For | | |
| | | | 9 | Filippo Passerini | | | | For | | For | | |
| | | | 10 | Bill R. Sanford | | | | For | | For | | |
| | | | 11 | Donald J. Spence | | | | For | | For | | |
| | | | 12 | William B. Summers, Jr. | | | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for Integer Holdings Corporation for fiscal year 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | To approve the adoption of the Integer Holdings Corporation 2021 Omnibus Incentive Plan. | Management | | For | | For | | |
| | INTEVAC, INC. | | |
| | Security | 461148108 | | | | Meeting Type | Annual |
| | Ticker Symbol | IVAC | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US4611481080 | | | | Agenda | 935398493 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: David S. Dury | Management | | For | | For | | |
| | 1.2 | Election of Director: Wendell T. Blonigan | Management | | For | | For | | |
| | 1.3 | Election of Director: Kevin D. Barber | Management | | For | | For | | |
| | 1.4 | Election of Director: Dorothy D. Hayes | Management | | For | | For | | |
| | 1.5 | Election of Director: Stephen A. Jamison | Management | | For | | For | | |
| | 1.6 | Election of Director: Michele F. Klein | Management | | For | | For | | |
| | 1.7 | Election of Director: Mark P. Popovich | Management | | For | | For | | |
| | 1.8 | Election of Director: Thomas M. Rohrs | Management | | For | | For | | |
| | 2. | Proposal to approve an amendment to increase the maximum number of shares of Common Stock authorized for issuance under the Company's 2003 Employee Stock Purchase Plan by 500,000 shares. | Management | | For | | For | | |
| | 3. | Proposal to ratify the appointment of BPM LLP as independent public accountants of Intevac for the fiscal year ending January 1, 2022. | Management | | For | | For | | |
| | 4. | Proposal to approve, on a non-binding, advisory basis, the, executive compensation of the Company's named executive officers. | Management | | For | | For | | |
| | FULL HOUSE RESORTS, INC. | | |
| | Security | 359678109 | | | | Meeting Type | Annual |
| | Ticker Symbol | FLL | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US3596781092 | | | | Agenda | 935404828 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Kenneth R. Adams | Management | | For | | For | | |
| | 1B. | Election of Director: Carl G. Braunlich | Management | | For | | For | | |
| | 1C. | Election of Director: Lewis A. Fanger | Management | | For | | For | | |
| | 1D. | Election of Director: Eric J. Green | Management | | For | | For | | |
| | 1E. | Election of Director: Michael A. Hartmeier | Management | | For | | For | | |
| | 1F. | Election of Director: Daniel R. Lee | Management | | For | | For | | |
| | 1G. | Election of Director: Kathleen Marshall | Management | | For | | For | | |
| | 1H. | Election of Director: Michael P. Shaunnessy | Management | | For | | For | | |
| | 2. | Approval of an amendment to our 2015 Equity Incentive Plan (the "2015 Plan") to increase the number of shares available for issuance under the 2015 Plan. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 4. | Advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| | OCEANFIRST FINANCIAL CORP. | | |
| | Security | 675234108 | | | | Meeting Type | Annual |
| | Ticker Symbol | OCFC | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US6752341080 | | | | Agenda | 935409056 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Angelo J. Catania | | | | For | | For | | |
| | | | 2 | Anthony R. Coscia | | | | For | | For | | |
| | | | 3 | Michael D. Devlin | | | | For | | For | | |
| | | | 4 | Jack M. Farris | | | | For | | For | | |
| | | | 5 | Kimberly M. Guadagno | | | | For | | For | | |
| | | | 6 | Nicos Katsoulis | | | | For | | For | | |
| | | | 7 | John K. Lloyd | | | | For | | For | | |
| | | | 8 | Christopher D. Maher | | | | For | | For | | |
| | | | 9 | William D. Moss | | | | For | | For | | |
| | | | 10 | Joseph M. Murphy, Jr. | | | | For | | For | | |
| | | | 11 | Steven M. Scopellite | | | | For | | For | | |
| | | | 12 | Grace C. Torres | | | | For | | For | | |
| | | | 13 | Patricia L. Turner | | | | For | | For | | |
| | | | 14 | Grace M. Vallacchi | | | | For | | For | | |
| | | | 15 | John E. Walsh | | | | For | | For | | |
| | 2. | Advisory vote on the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Approval of Amendment No. 1 of the OceanFirst Financial Corp. 2020 Stock Incentive Plan. | Management | | Against | | Against | | |
| | 4. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | RICHMOND MUTUAL BANCORPORATION, INC. | | |
| | Security | 76525P100 | | | | Meeting Type | Annual |
| | Ticker Symbol | RMBI | | | | Meeting Date | 19-May-2021 | |
| | ISIN | US76525P1003 | | | | Agenda | 935418815 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jeffrey A. Jackson | | | | For | | For | | |
| | | | 2 | M. Lynn Wetzel | | | | For | | For | | |
| | 2. | Ratification of the appointment of BKD LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | BARINGS BDC, INC. | | |
| | Security | 06759L103 | | | | Meeting Type | Annual |
| | Ticker Symbol | BBDC | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US06759L1035 | | | | Agenda | 935375104 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Class III Director to serve until the 2024 Annual Meeting: David Mihalick | Management | | For | | For | | |
| | 1B. | Election of Class III Director to serve until the 2024 Annual Meeting: Thomas W. Okel | Management | | For | | For | | |
| | 1C. | Election of Class III Director to serve until the 2024 Annual Meeting: Jill Olmstead | Management | | For | | For | | |
| | 2. | To authorize the Company, with subsequent approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 30% of its then outstanding common stock immediately prior to each such offering). | Management | | For | | For | | |
| | GENTHERM INCORPORATED | | |
| | Security | 37253A103 | | | | Meeting Type | Annual |
| | Ticker Symbol | THRM | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US37253A1034 | | | | Agenda | 935375332 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Sophie Desormière | | | | For | | For | | |
| | | | 2 | Phillip M. Eyler | | | | For | | For | | |
| | | | 3 | Yvonne Hao | | | | For | | For | | |
| | | | 4 | David Heinzmann | | | | For | | For | | |
| | | | 5 | Ronald Hundzinski | | | | For | | For | | |
| | | | 6 | Charles Kummeth | | | | For | | For | | |
| | | | 7 | Betsy Meter | | | | For | | For | | |
| | | | 8 | Byron Shaw II | | | | For | | For | | |
| | | | 9 | John Stacey | | | | For | | For | | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval (on an advisory basis) of the 2020 compensation of the Company's named executive officers. | Management | | For | | For | | |
| | TRUSTCO BANK CORP NY | | |
| | Security | 898349105 | | | | Meeting Type | Annual |
| | Ticker Symbol | TRST | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US8983491056 | | | | Agenda | 935378237 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Lisa M. Lucarelli | Management | | For | | For | | |
| | 1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Thomas O. Maggs | Management | | For | | For | | |
| | 1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Anthony J. Marinello, M.D., Ph.D. | Management | | For | | For | | |
| | 1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Robert J. McCormick | Management | | For | | For | | |
| | 1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Kimberly A. Russell | Management | | For | | For | | |
| | 1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Frank B. Silverman | Management | | For | | For | | |
| | 2. | Approval of a non-binding advisory resolution on the compensation of TrustCo's named executive officers. | Management | | For | | For | | |
| | 3. | Approval of reverse stock split of TrustCo's Common Stock at a ratio of 1 for 5 and an amendment to TrustCo's Amended and Restated Certificate of Incorporation to effect a reverse stock split of TrustCo Common Stock at a ratio of 1 for 5 and a corresponding proportionate reduction in TrustCo's authorized Common Stock. | Management | | For | | For | | |
| | 4. | Ratification of the appointment of Crowe LLP as TrustCo's independent auditors for 2021. | Management | | For | | For | | |
| | BERKSHIRE HILLS BANCORP, INC. | | |
| | Security | 084680107 | | | | Meeting Type | Annual |
| | Ticker Symbol | BHLB | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US0846801076 | | | | Agenda | 935380600 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Baye Adofo-Wilson | | | | For | | For | | |
| | | | 2 | Deborah P. Bailey | | | | For | | For | | |
| | | | 3 | Rheo A. Brouillard | | | | For | | For | | |
| | | | 4 | David M. Brunelle | | | | For | | For | | |
| | | | 5 | Robert M. Curley | | | | For | | For | | |
| | | | 6 | John B. Davies | | | | For | | For | | |
| | | | 7 | J. Williar Dunlaevy | | | | For | | For | | |
| | | | 8 | William H. Hughes III | | | | For | | For | | |
| | | | 9 | Sylvia Maxfield | | | | For | | For | | |
| | | | 10 | Nitin J. Mhatre | | | | For | | For | | |
| | | | 11 | Laurie Norton Moffatt | | | | For | | For | | |
| | | | 12 | Jonathan I. Shulman | | | | For | | For | | |
| | | | 13 | Michael A. Zaitzeff | | | | For | | For | | |
| | 2. | To consider a non-binding proposal to give advisory approval of Berkshire's executive compensation as described in the Proxy Statement. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Crowe LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | COLLEGIUM PHARMACEUTICAL, INC. | | |
| | Security | 19459J104 | | | | Meeting Type | Annual |
| | Ticker Symbol | COLL | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US19459J1043 | | | | Agenda | 935386450 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Rita Balice-Gordon, Ph.D. | Management | | For | | For | | |
| | 1b. | Election of Director: Garen Bohlin | Management | | For | | For | | |
| | 1c. | Election of Director: Gwen Melincoff | Management | | For | | For | | |
| | 1d. | Election of Director: Theodore Schroeder | Management | | For | | For | | |
| | 2. | Approval of, on an advisory basis, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | ATLANTIC CAPITAL BANCSHARES, INC. | | |
| | Security | 048269203 | | | | Meeting Type | Annual |
| | Ticker Symbol | ACBI | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US0482692037 | | | | Agenda | 935395497 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Walter M. Deriso, Jr. | | | | For | | For | | |
| | | | 2 | Shantella E. Cooper | | | | For | | For | | |
| | | | 3 | David H. Eidson | | | | For | | For | | |
| | | | 4 | Henchy R. Enden | | | | For | | For | | |
| | | | 5 | James H. Graves | | | | For | | For | | |
| | | | 6 | Douglas J. Hertz | | | | For | | For | | |
| | | | 7 | Thomas M. Holder | | | | For | | For | | |
| | | | 8 | Lizanne Thomas | | | | For | | For | | |
| | | | 9 | Douglas L. Williams | | | | For | | For | | |
| | | | 10 | Marietta Edmunds Zakas | | | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, the compensation of our Named Executive Officers. | Management | | For | | For | | |
| | 4. | To approve, on a non-binding advisory basis, the frequency of future shareholder advisory votes on the compensation of our Named Executive Officers. | Management | | 1 Year | | For | | |
| | SIMMONS FIRST NATIONAL CORPORATION | | |
| | Security | 828730200 | | | | Meeting Type | Annual |
| | Ticker Symbol | SFNC | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US8287302009 | | | | Agenda | 935406581 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To fix the number of directors at sixteen (16). | Management | | For | | For | | |
| | 2A. | Election of Director: Jay Burchfield | Management | | For | | For | | |
| | 2B. | Election of Director: Marty Casteel | Management | | For | | For | | |
| | 2C. | Election of Director: William Clark, II | Management | | For | | For | | |
| | 2D. | Election of Director: Steven Cossé | Management | | For | | For | | |
| | 2E. | Election of Director: Mark Doramus | Management | | For | | For | | |
| | 2F. | Election of Director: Edward Drilling | Management | | For | | For | | |
| | 2G. | Election of Director: Eugene Hunt | Management | | For | | For | | |
| | 2H. | Election of Director: Jerry Hunter | Management | | For | | For | | |
| | 2I. | Election of Director: Susan Lanigan | Management | | For | | For | | |
| | 2J. | Election of Director: W. Scott McGeorge | Management | | For | | For | | |
| | 2K. | Election of Director: George Makris, Jr. | Management | | For | | For | | |
| | 2L. | Election of Director: Tom Purvis | Management | | For | | For | | |
| | 2M. | Election of Director: Robert Shoptaw | Management | | For | | For | | |
| | 2N. | Election of Director: Julie Stackhouse | Management | | For | | For | | |
| | 2O. | Election of Director: Russell Teubner | Management | | For | | For | | |
| | 2P. | Election of Director: Mindy West | Management | | For | | For | | |
| | 3. | To adopt the following non-binding resolution approving the compensation of the named executive officers of the Company: "RESOLVED, that the compensation paid to the Company's named executive officers, as disclosed in the proxy statement pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, the compensation tables, and narrative discussion, is hereby APPROVED." | Management | | For | | For | | |
| | 4. | To ratify the Audit Committee's selection of the accounting firm BKD, LLP as independent auditors of the Company and its subsidiaries for the year ended December 31, 2021. | Management | | For | | For | | |
| | 5. | To revise outdated information in the Amended and Restated Articles of Incorporation. | Management | | For | | For | | |
| | 6. | To include provisions in the Amended and Restated Articles of Incorporation to provide for majority voting in uncontested elections of directors. | Management | | For | | For | | |
| | HOPE BANCORP INC | | |
| | Security | 43940T109 | | | | Meeting Type | Annual |
| | Ticker Symbol | HOPE | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US43940T1097 | | | | Agenda | 935418839 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Kevin S. Kim | | | | For | | For | | |
| | | | 2 | Scott Yoon-Suk Whang | | | | For | | For | | |
| | | | 3 | Steven S. Koh | | | | For | | For | | |
| | | | 4 | Donald D. Byun | | | | For | | For | | |
| | | | 5 | Jinho Doo | | | | For | | For | | |
| | | | 6 | Daisy Y. Ha | | | | For | | For | | |
| | | | 7 | Joon Kyung Kim | | | | For | | For | | |
| | | | 8 | William J. Lewis | | | | For | | For | | |
| | | | 9 | David P. Malone | | | | For | | For | | |
| | | | 10 | Dale S. Zuehls | | | | For | | For | | |
| | 2. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval, on an advisory and nonbinding basis, of the compensation paid to the Company's 2020 Named Executive Officers (as identified in the Company's 2021 proxy statement). | Management | | For | | For | | |
| | ULTRA CLEAN HOLDINGS, INC. | | |
| | Security | 90385V107 | | | | Meeting Type | Annual |
| | Ticker Symbol | UCTT | | | | Meeting Date | 20-May-2021 | |
| | ISIN | US90385V1070 | | | | Agenda | 935419160 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Clarence L. Granger | Management | | For | | For | | |
| | 1B. | Election of Director: James P. Scholhamer | Management | | For | | For | | |
| | 1C. | Election of Director: David T. ibnAle | Management | | For | | For | | |
| | 1D. | Election of Director: Emily M. Liggett | Management | | For | | For | | |
| | 1E. | Election of Director: Thomas T. Edman | Management | | For | | For | | |
| | 1F. | Election of Director: Barbara V. Scherer | Management | | For | | For | | |
| | 1G. | Election of Director: Ernest E. Maddock | Management | | For | | For | | |
| | 1H. | Election of Director: Jacqueline A. Seto | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2021. | Management | | For | | For | | |
| | 3. | Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.'s named executive officers for fiscal 2020 as disclosed in our proxy statement for the 2021 Annual Meeting of Stockholders. | Management | | For | | For | | |
| | PLAYMATES HOLDINGS LTD | | |
| | Security | G7130P220 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 21-May-2021 | |
| | ISIN | BMG7130P2206 | | | | Agenda | 713725212 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0324/2021032400566.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0324/2021032400582.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | | For | | For | | |
| | 2.A.I | TO RE-ELECT THE RETIRING DIRECTOR OF THE COMPANY, INCLUDING: MR. CHENG BING KIN, ALAIN | Management | | For | | For | | |
| | 2.AII | TO RE-ELECT THE RETIRING DIRECTOR OF THE COMPANY, INCLUDING: MR. LO KAI YIU, ANTHONY | Management | | Abstain | | Against | | |
| | 2.B.I | TO APPROVE APPOINTMENT OF DIRECTOR OF THE COMPANY, INCLUDING: DR. OR CHING FAI, RAYMOND | Management | | For | | For | | |
| | 2.BII | TO APPROVE APPOINTMENT OF DIRECTOR OF THE COMPANY, INCLUDING: MR. CHAN KONG KEUNG, STEPHEN | Management | | For | | For | | |
| | 3 | TO APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY | Management | | For | | For | | |
| | 4.A | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S OWN SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | | For | | For | | |
| | 4.B | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | | Abstain | | Against | | |
| | 4.C | TO EXTEND THE MANDATE GRANTED UNDER RESOLUTION NO. 4B BY INCLUDING THE NUMBER OF SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 4A | Management | | Abstain | | Against | | |
| | CARDLYTICS, INC. | | |
| | Security | 14161W105 | | | | Meeting Type | Annual |
| | Ticker Symbol | CDLX | | | | Meeting Date | 21-May-2021 | |
| | ISIN | US14161W1053 | | | | Agenda | 935380371 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John V. Balen | | | | For | | For | | |
| | | | 2 | Aimée Lapic | | | | For | | For | | |
| | | | 3 | Jessica Jensen | | | | For | | For | | |
| | 2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Advisory vote to approve compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | Advisory vote to approve the preferred frequency of stockholder advisory votes on the compensation of our named executive officers. | Management | | 1 Year | | For | | |
| | STANDARD MOTOR PRODUCTS, INC. | | |
| | Security | 853666105 | | | | Meeting Type | Annual |
| | Ticker Symbol | SMP | | | | Meeting Date | 21-May-2021 | |
| | ISIN | US8536661056 | | | | Agenda | 935408802 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John P. Gethin | | | | For | | For | | |
| | | | 2 | Pamela Forbes Lieberman | | | | For | | For | | |
| | | | 3 | Patrick S. McClymont | | | | For | | For | | |
| | | | 4 | Joseph W. McDonnell | | | | For | | For | | |
| | | | 5 | Alisa C. Norris | | | | For | | For | | |
| | | | 6 | Eric P. Sills | | | | For | | For | | |
| | | | 7 | Lawrence I. Sills | | | | For | | For | | |
| | | | 8 | William H. Turner | | | | For | | For | | |
| | | | 9 | Richard S. Ward | | | | For | | For | | |
| | 2. | Approval of the Standard Motor Products, Inc. Amended & Restated 2016 Omnibus Incentive Plan. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | Approval of non-binding, advisory resolution on the compensation of our named executive officers. | Management | | For | | For | | |
| | GOODBABY INTERNATIONAL HOLDINGS LTD | | |
| | Security | G39814101 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 24-May-2021 | |
| | ISIN | KYG398141013 | | | | Agenda | 713975261 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042201305.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042201265.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | | For | | For | | |
| | 2.A | TO RE-ELECT MR. SONG ZHENGHUAN AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | | Abstain | | Against | | |
| | 2.B | TO RE-ELECT MR. XIA XINYUE AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | | For | | For | | |
| | 2.C | TO RE-ELECT MS. FU JINGQIU AS NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HER REMUNERATION | Management | | Abstain | | Against | | |
| | 2.D | TO RE-ELECT MR. HO KWOK YIN, ERIC AS NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | | For | | For | | |
| | 3 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE OTHER DIRECTORS OF THE COMPANY | Management | | For | | For | | |
| | 4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | | For | | |
| | 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | Abstain | | Against | | |
| | 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES BOUGHT BACK BY THE COMPANY PURSUANT TO THE MANDATE BY RESOLUTION NO. 5 AS SET OUT IN THE NOTICE OF THE AGM | Management | | Abstain | | Against | | |
| | CONSOLIDATED WATER CO. LTD. | | |
| | Security | G23773107 | | | | Meeting Type | Annual |
| | Ticker Symbol | CWCO | | | | Meeting Date | 24-May-2021 | |
| | ISIN | KYG237731073 | | | | Agenda | 935385472 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Wilmer F. Pergande | | | | For | | For | | |
| | | | 2 | Leonard J. Sokolow | | | | For | | For | | |
| | | | 3 | Raymond Whittaker | | | | For | | For | | |
| | 2. | An advisory vote on executive compensation. | Management | | For | | For | | |
| | 3. | The ratification of the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021, at the remuneration to be determined by the Audit Committee of the Board of Directors. | Management | | For | | For | | |
| | CONFORMIS, INC. | | |
| | Security | 20717E101 | | | | Meeting Type | Annual |
| | Ticker Symbol | CFMS | | | | Meeting Date | 24-May-2021 | |
| | ISIN | US20717E1010 | | | | Agenda | 935394166 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Kenneth P. Fallon III | | | | For | | For | | |
| | | | 2 | Bradley Langdale | | | | For | | For | | |
| | 2. | To approve an amendment to the 2015 Plan. | Management | | For | | For | | |
| | 3. | To approve an amendment to the Restated Certificate of Incorporation. | Management | | For | | For | | |
| | 4. | To approve the compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 5. | To recommend the frequency of future advisory votes on compensation. | Management | | 1 Year | | For | | |
| | 6. | To ratify the selection of Grant Thornton LLP as Conformis' Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | HAULOTTE GROUP | | |
| | Security | F4752U109 | | | | Meeting Type | MIX |
| | Ticker Symbol | | | | | Meeting Date | 25-May-2021 | |
| | ISIN | FR0000066755 | | | | Agenda | 713943757 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | | | | | |
| | CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | | | | | | |
| | CMMT | 10 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104192101027-47 AND-https://www.journal- | Non-Voting | | | | | | |
| | | officiel.gouv.fr/balo/document/202105102101543-56 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | | | | | | | | | |
| | 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31ST 2020, AS PRESENTED, SHOWING LOSS AMOUNTING TO EUR (31,297,512.08). THE SHAREHOLDERS' MEETING APPROVES THE NON-DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 121,869.00 AND THEIR CORRESPONDING TAX OF EUR 34,123.00 | Management | | No Action | | | | |
| | 2 | THE SHAREHOLDERS' MEETING GIVES PERMANENT DISCHARGE TO THE CEO, THE DEPUTY MANAGING DIRECTOR AND DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING SAID FISCAL YEAR | Management | | No Action | | | | |
| | 3 | THE SHAREHOLDERS' MEETING RESOLVES TO RECORD THE LOSS FOR THE YEAR OF EUR (31,297,512.08) AS A DEFICIT IN RETAINED EARNINGS, WHICH PREVIOUSLY AMOUNTED TO EUR 407,700.70 FOLLOWING THIS ALLOCATION, THE RETAINED EARNINGS ACCOUNT WILL SHOW A NEW BALANCE OF EUR (30,889,811.38). AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 6,507,391.22 FOR FISCAL YEAR 2017 EUR 6,495,638.38 FOR FISCAL YEAR 2018 EUR 6,493,979.58 FOR FISCAL YEAR 2019 | Management | | No Action | | | | |
| | 4 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING | Management | | No Action | | | | |
| | 5 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE, APPROVES THE SALE AGREEMENT OF HANDLING AND LIFTING GEAR ENTERED INTO BETWEEN THE COMPANY AND SOLEM COMPANY, WHICH HOLD A FRACTION OF THE VOTING RIGHTS GREATER THAN 10 PER CENT AND WHICH IS RUN BY MR PIERRE SAUBOT, CEO OF THE COMPANY AND ALEXANDRE SAUBOT, MANAGING DIRECTOR OF THE COMPANY | Management | | No Action | | | | |
| | 6 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CEO, THE DEPUTY MANAGING DIRECTOR AND THE DIRECTORS | Management | | No Action | | | | |
| | 7 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE | Management | | No Action | | | | |
| | 8 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO PIERRE SAUBOT, AS CEO FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 9 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO ALEXANDRE SAUBOT, AS DEPUTY MANAGING DIRECTOR FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 10 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF BMANDA COMPANY, AS JOINT STATUTORY AUDITORS FOR A 6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | | No Action | | | | |
| | 11 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR JEAN-LUC LOIR, AS JOINT ALTERNATE AUDITORS FOR A 6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | | No Action | | | | |
| | 12 | THE SHAREHOLDERS' MEETING RATIFIES THE DECISION OF THE BOARD OF DIRECTOR OF MAY 26TH 2020 TO TRANSFER THE HEAD OFFICE OF THE COMPANY, SINCE JULY 1ST 2020, FROM 'LA PERONNIERE-42152 L'HORME' TO 'RUE EMILE ZOLA- 42420 LORETTE' | Management | | No Action | | | | |
| | 13 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 25.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 30,000,000.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY | Management | | No Action | | | | |
| | | THE SHAREHOLDERS' MEETING OF MAY 26TH 2020 IN ITS RESOLUTION NUMBER 11. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | | | | | | | | | |
| | 14 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, UP TO EUR 1,300,000.00, BY ISSUANCE OF ORDINARY SHARES OF THE COMPANY AND ANY OTHER SECURITIES GIVING ACCESS BY ANY WAYS TO ORDINARY SHARES OF THE COMPANY, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THE ISSUANCE OF THOSE SECURITIES CAN BE DEBT SECURITIES, BE ASSOCIATED WITH THE ISSUANCE OF SUCH SECURITIES, PERMIT THE ISSUE OF THE SAME AS INTERMEDIATE SECURITIES THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 20,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF MAY 28TH 2019 IN ITS RESOLUTION NUMBER 12. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | | No Action | | | | |
| | 15 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 800,000.00, BY ISSUANCE BY WAY OF A PUBLIC OFFERING, WITH CANCELLATION OF PREFERRED SUBSCRIPTION RIGHTS, OF ORDINARY SHARES OF THE COMPANY AND ANY OTHER SECURITIES GIVING ACCESS BY ANY WAY TO ORDINARY SHARES OF THE COMPANY. THE ISSUANCE OF THOSE SECURITIES CAN BE DEBT SECURITIES, BE ASSOCIATED WITH THE ISSUANCE OF SUCH SECURITIES, PERMIT THE ISSUE OF THE SAME AS INTERMEDIATE SECURITIES THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 20,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF MAY 28TH 2019 IN ITS RESOLUTION NUMBER 13. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | | No Action | | | | |
| | 16 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 800,000.00, BY ISSUANCE BY WAY OF A PRIVATE OFFERING, WITH CANCELLATION OF PREFERRED SUBSCRIPTION RIGHTS, OF ORDINARY SHARES OF THE COMPANY AND ANY OTHER SECURITIES GIVING ACCESS BY ANY WAY TO ORDINARY SHARES OF THE COMPANY. THE ISSUANCE OF THOSE SECURITIES CAN BE DEBT SECURITIES, BE ASSOCIATED WITH THE ISSUANCE OF SUCH SECURITIES, PERMIT THE ISSUE OF THE SAME AS INTERMEDIATE SECURITIES THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 20,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF MAY 28TH 2019 IN ITS RESOLUTION NUMBER 14. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | | No Action | | | | |
| | 17 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS, FOR A PERIOD OF 12 MONTHS AND WITHIN THE LIMIT OF 10 PER CENT OF THE SHARE CAPITAL PER YEAR, TO SET THE ISSUE PRICE OF THE ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL TO BE ISSUED, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY RESOLUTIONS 15 AND 16 OF THE PRESENT THE SHAREHOLDERS' MEETING. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF MAY 28TH 2019 IN ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | | No Action | | | | |
| | 18 | THE SHAREHOLDERS' MEETING RESOLVES THAT THE BOARD OF DIRECTORS MAY DECIDE TO INCREASE THE NUMBER OF SHARES AND SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT OF SHAREHOLDERS IN CONNEXION WITH RESOLUTIONS 14 TO 16, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD, UP TO A MAXIMUM OF 15 PER CENT OF THE INITIAL ISSUE AND AT THE SAME PRICE. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS | Management | | No Action | | | | |
| | | AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF MAY 28TH 2019 IN ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | | | | | | | | | |
| | 19 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, IN FAVOR OF BENEFICIARIES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF ORDINARY SHARES OR SECURITIES GIVING ACCESS BY ANY MEANS TO ORDINARY SHARES OF THE COMPANY. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 122,348.00. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | | No Action | | | | |
| | 20 | THE SHAREHOLDERS' MEETING DECIDES THAT THE OVERALL NOMINAL AMOUNT PERTAINING TO: - THE CAPITAL INCREASES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 13 AND 14 OF THE SHAREHOLDERS' MEETING OF MAY 26TH 2020 AND RESOLUTIONS NUMBER 14 TO 16, 18 AND 19 OF THE PRESENT SHAREHOLDERS' MEETING SHALL NOT EXCEED EUR 1,200,000.00, - THE ISSUANCES OF DEBT SECURITIES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 13 AND 14 OF THE SHAREHOLDERS' MEETING OF MAY 26TH 2020 AND RESOLUTIONS NUMBER 14 TO 16 AND 18 OF THE PRESENT SHAREHOLDERS' MEETING SHALL NOT EXCEED EUR 20,000,000.00 | Management | | No Action | | | | |
| | 21 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO BRING THE ARTICLES OF THE BYLAWS INTO CONFORMITY WITH THE LEGAL AND REGULATORY PROVISIONS. SUBJECT TO THE RATIFICATION OF THOSE MODIFICATIONS BY THE NEXT EXTRAORDINARY GENERAL MEETING | Management | | No Action | | | | |
| | 22 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | | No Action | | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| | RAVEN INDUSTRIES, INC. | | |
| | Security | 754212108 | | | | Meeting Type | Annual |
| | Ticker Symbol | RAVN | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US7542121089 | | | | Agenda | 935388098 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Jason M. Andringa | Management | | For | | For | | |
| | 1.2 | Election of Director: Thomas S. Everist | Management | | For | | For | | |
| | 1.3 | Election of Director: Janet M. Holloway | Management | | For | | For | | |
| | 1.4 | Election of Director: Kevin T. Kirby | Management | | For | | For | | |
| | 1.5 | Election of Director: Marc E. LeBaron | Management | | For | | For | | |
| | 1.6 | Election of Director: Lois M. Martin | Management | | For | | For | | |
| | 1.7 | Election of Director: Richard W. Parod | Management | | For | | For | | |
| | 1.8 | Election of Director: Daniel A. Rykhus | Management | | For | | For | | |
| | 2. | To approve, by a non-binding advisory vote, the compensation of our executive officers disclosed in the proxy statement. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending January 31, 2022. | Management | | For | | For | | |
| | MIDDLESEX WATER COMPANY | | |
| | Security | 596680108 | | | | Meeting Type | Annual |
| | Ticker Symbol | MSEX | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US5966801087 | | | | Agenda | 935390310 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Dennis W. Doll | | | | For | | For | | |
| | | | 2 | Kim C. Hanemann | | | | For | | For | | |
| | | | 3 | Ann L. Noble | | | | For | | For | | |
| | | | 4 | Joshua Bershad, M.D. | | | | For | | For | | |
| | 2. | To provide a non-binding advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Baker Tilly US, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | CIRCOR INTERNATIONAL, INC. | | |
| | Security | 17273K109 | | | | Meeting Type | Annual |
| | Ticker Symbol | CIR | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US17273K1097 | | | | Agenda | 935391526 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Scott Buckhout | Management | | For | | For | | |
| | 1B | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Samuel R. Chapin | Management | | For | | For | | |
| | 1C | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: David F. Dietz | Management | | For | | For | | |
| | 1D | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Tina M. Donikowski | Management | | For | | For | | |
| | 1E | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Bruce Lisman | Management | | For | | For | | |
| | 1F | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: John (Andy) O'Donnell | Management | | For | | For | | |
| | 2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 4. | To approve an amendment to the Company's 2019 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000. | Management | | For | | For | | |
| | CONNECTONE BANCORP, INC. | | |
| | Security | 20786W107 | | | | Meeting Type | Annual |
| | Ticker Symbol | CNOB | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US20786W1071 | | | | Agenda | 935392706 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Frank Sorrentino III | | | | For | | For | | |
| | | | 2 | Frank W. Baier | | | | For | | For | | |
| | | | 3 | Stephen T. Boswell | | | | For | | For | | |
| | | | 4 | Katherin Nukk-Freeman | | | | For | | For | | |
| | | | 5 | Frank Huttle III | | | | For | | For | | |
| | | | 6 | Michael Kempner | | | | For | | For | | |
| | | | 7 | Nicholas Minoia | | | | For | | For | | |
| | | | 8 | Joseph Parisi Jr. | | | | For | | For | | |
| | | | 9 | Daniel Rifkin | | | | For | | For | | |
| | | | 10 | William A. Thompson | | | | For | | For | | |
| | | | 11 | Mark Sokolich | | | | For | | For | | |
| | | | 12 | Anson M. Moise | | | | For | | For | | |
| | 2. | To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named executive officers, as described in the proxy statement. | Management | | For | | For | | |
| | 3. | To authorize an amendment to the Certificate of Incorporation, as amended, to increase the number of authorized shares of our common stock, no par value per share, from 50,000,000 to 100,000,000. | Management | | For | | For | | |
| | 4. | To ratify the appointment of Crowe LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | ASTRONICS CORPORATION | | |
| | Security | 046433108 | | | | Meeting Type | Annual |
| | Ticker Symbol | ATRO | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US0464331083 | | | | Agenda | 935395221 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Raymond W. Boushie | | | | For | | For | | |
| | | | 2 | Robert T. Brady | | | | For | | For | | |
| | | | 3 | Tonit M. Calaway | | | | For | | For | | |
| | | | 4 | Jeffry D. Frisby | | | | For | | For | | |
| | | | 5 | Peter J. Gundermann | | | | For | | For | | |
| | | | 6 | Warren C. Johnson | | | | For | | For | | |
| | | | 7 | Robert S. Keane | | | | For | | For | | |
| | | | 8 | Neil Y. Kim | | | | For | | For | | |
| | | | 9 | Mark Moran | | | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve an amendment and restatement of the Astronics Corporation 2017 Long Term Incentive Plan. | Management | | Against | | Against | | |
| | ASTRONICS CORPORATION | | |
| | Security | 046433207 | | | | Meeting Type | Annual |
| | Ticker Symbol | ATROB | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US0464332073 | | | | Agenda | 935395221 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Raymond W. Boushie | | | | For | | For | | |
| | | | 2 | Robert T. Brady | | | | For | | For | | |
| | | | 3 | Tonit M. Calaway | | | | For | | For | | |
| | | | 4 | Jeffry D. Frisby | | | | For | | For | | |
| | | | 5 | Peter J. Gundermann | | | | For | | For | | |
| | | | 6 | Warren C. Johnson | | | | For | | For | | |
| | | | 7 | Robert S. Keane | | | | For | | For | | |
| | | | 8 | Neil Y. Kim | | | | For | | For | | |
| | | | 9 | Mark Moran | | | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve an amendment and restatement of the Astronics Corporation 2017 Long Term Incentive Plan. | Management | | Against | | Against | | |
| | OMNICELL, INC. | | |
| | Security | 68213N109 | | | | Meeting Type | Annual |
| | Ticker Symbol | OMCL | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US68213N1090 | | | | Agenda | 935395776 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Randall A. Lipps | | | | For | | For | | |
| | | | 2 | Vance B. Moore | | | | For | | For | | |
| | | | 3 | Mark W. Parrish | | | | For | | For | | |
| | 2. | Say on Pay - An advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| | 3. | Proposal to approve Omnicell's 2009 Equity Incentive Plan, as amended, to among other items, add an additional 1,100,000 shares of common stock to the number of shares authorized for issuance under the plan. | Management | | Against | | Against | | |
| | 4. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | | For | | For | | |
| | TRANSACT TECHNOLOGIES INCORPORATED | | |
| | Security | 892918103 | | | | Meeting Type | Annual |
| | Ticker Symbol | TACT | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US8929181035 | | | | Agenda | 935396538 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: John M. Dillon | Management | | For | | For | | |
| | 1B. | Election of Director: Randall S. Friedman | Management | | For | | For | | |
| | 2. | RATIFICATION OF THE SELECTION OF MARCUM LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. | Management | | For | | For | | |
| | 3. | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 4. | ADVISORY PROPOSAL REGARDING WHETHER TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS OF THE COMPANY. | Management | | Abstain | | | | |
| | PEOPLE'S UNITED FINANCIAL, INC. | | |
| | Security | 712704105 | | | | Meeting Type | Special |
| | Ticker Symbol | PBCT | | | | Meeting Date | 25-May-2021 | |
| | ISIN | US7127041058 | | | | Agenda | 935420226 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | Adoption of the Agreement and Plan of Merger, dated as of February 21, 2021 (as it may be amended from time to time), by and among People's United Financial, Inc. ("People's United"), M&T Bank Corporation ("M&T") and Bridge Merger Corp. ("Merger Sub"), pursuant to which Merger Sub will merge with and into People's United and, as soon as reasonably practicable thereafter, People's United will merge with and into M&T, with M&T as the surviving entity (the "People's United merger proposal"). | Management | | For | | For | | |
| | 2. | Approval of, on an advisory (non-binding) basis, the merger-related compensation payments that will or may be paid to the named executive officers of People's United in connection with the transactions contemplated by the merger agreement (the "People's United compensation proposal"). | Management | | For | | For | | |
| | 3. | Approval of the adjournment of the People's United special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the People's United merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to People's United shareholders (the "People's United adjournment proposal"). | Management | | For | | For | | |
| | SEACOAST BANKING CORPORATION OF FLORIDA | | |
| | Security | 811707801 | | | | Meeting Type | Annual |
| | Ticker Symbol | SBCF | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US8117078019 | | | | Agenda | 935393392 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jacqueline L. Bradley | | | | For | | For | | |
| | | | 2 | H. Gilbert Culbreth, Jr | | | | For | | For | | |
| | | | 3 | Christopher E. Fogal | | | | For | | For | | |
| | | | 4 | Charles M. Shaffer | | | | For | | For | | |
| | 2. | Approval and Adoption of the Company's 2021 Incentive Plan. | Management | | For | | For | | |
| | 3. | Amendment of Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 4. | Advisory (Non-binding) Vote on Compensation of Named Executive Officers. | Management | | For | | For | | |
| | 5. | Ratification of Appointment of Crowe LLP as Independent Auditor for 2021. | Management | | For | | For | | |
| | KRATOS DEFENSE & SEC SOLUTIONS, INC. | | |
| | Security | 50077B207 | | | | Meeting Type | Annual |
| | Ticker Symbol | KTOS | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US50077B2079 | | | | Agenda | 935395067 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Scott Anderson | | | | For | | For | | |
| | | | 2 | Eric DeMarco | | | | For | | For | | |
| | | | 3 | William Hoglund | | | | For | | For | | |
| | | | 4 | Scot Jarvis | | | | For | | For | | |
| | | | 5 | Jane Judd | | | | For | | For | | |
| | | | 6 | Samuel Liberatore | | | | For | | For | | |
| | | | 7 | Amy Zegart | | | | For | | For | | |
| | 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 26, 2021. | Management | | For | | For | | |
| | 3. | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | Management | | For | | For | | |
| | STERLING BANCORP | | |
| | Security | 85917A100 | | | | Meeting Type | Annual |
| | Ticker Symbol | STL | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US85917A1007 | | | | Agenda | 935397376 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John P. Cahill | | | | For | | For | | |
| | | | 2 | Navy E. Djonovic | | | | For | | For | | |
| | | | 3 | Fernando Ferrer | | | | For | | For | | |
| | | | 4 | Robert Giambrone | | | | For | | For | | |
| | | | 5 | Mona Aboelnaga Kanaan | | | | For | | For | | |
| | | | 6 | Jack Kopnisky | | | | For | | For | | |
| | | | 7 | James J. Landy | | | | For | | For | | |
| | | | 8 | Maureen Mitchell | | | | For | | For | | |
| | | | 9 | Patricia M. Nazemetz | | | | For | | For | | |
| | | | 10 | Richard O'Toole | | | | For | | For | | |
| | | | 11 | Ralph F. Palleschi | | | | For | | For | | |
| | | | 12 | William E. Whiston | | | | For | | For | | |
| | 2. | Approval of Amendment to the Sterling Bancorp Amended and Restated 2015 Omnibus Equity and Incentive Plan to increase the number of shares reserved for issuance thereunder by 3,500,000 shares (for an aggregate 10,500,000 shares). | Management | | For | | For | | |
| | 3. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay). | Management | | For | | For | | |
| | 4. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | EXELIXIS, INC. | | |
| | Security | 30161Q104 | | | | Meeting Type | Annual |
| | Ticker Symbol | EXEL | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US30161Q1040 | | | | Agenda | 935398405 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Charles Cohen, Ph.D. | Management | | For | | For | | |
| | 1B. | Election of Director: Carl B. Feldbaum, Esq. | Management | | For | | For | | |
| | 1C. | Election of Director: Maria C. Freire, Ph.D. | Management | | For | | For | | |
| | 1D. | Election of Director: Alan M. Garber, M.D., Ph.D. | Management | | For | | For | | |
| | 1E. | Election of Director: Vincent T. Marchesi, M.D., Ph.D. | Management | | For | | For | | |
| | 1F. | Election of Director: Michael M. Morrissey, Ph.D. | Management | | For | | For | | |
| | 1G. | Election of Director: Stelios Papadopoulos, Ph.D. | Management | | For | | For | | |
| | 1H. | Election of Director: George Poste, DVM, Ph.D., FRS | Management | | For | | For | | |
| | 1I. | Election of Director: Julie Anne Smith | Management | | For | | For | | |
| | 1J. | Election of Director: Lance Willsey, M.D. | Management | | For | | For | | |
| | 1K. | Election of Director: Jack L. Wyszomierski | Management | | For | | For | | |
| | 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as Exelixis' independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the compensation of Exelixis' named executive officers, as disclosed in the accompanying Proxy Statement. | Management | | For | | For | | |
| | CALIFORNIA WATER SERVICE GROUP | | |
| | Security | 130788102 | | | | Meeting Type | Annual |
| | Ticker Symbol | CWT | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US1307881029 | | | | Agenda | 935404094 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Gregory E. Aliff | Management | | For | | For | | |
| | 1B. | Election of Director: Terry P. Bayer | Management | | For | | For | | |
| | 1C. | Election of Director: Shelly M. Esque | Management | | For | | For | | |
| | 1D. | Election of Director: Martin A. Kropelnicki | Management | | For | | For | | |
| | 1E. | Election of Director: Thomas M. Krummel, M.D. | Management | | For | | For | | |
| | 1F. | Election of Director: Richard P. Magnuson | Management | | For | | For | | |
| | 1G. | Election of Director: Yvonne A. Maldonado, M.D. | Management | | For | | For | | |
| | 1H. | Election of Director: Scott L. Morris | Management | | For | | For | | |
| | 1I. | Election of Director: Peter C. Nelson | Management | | For | | For | | |
| | 1J. | Election of Director: Carol M. Pottenger | Management | | For | | For | | |
| | 1K. | Election of Director: Lester A. Snow | Management | | For | | For | | |
| | 1L. | Election of Director: Patricia K. Wagner | Management | | For | | For | | |
| | 2. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the selection of Deloitte & Touche LLP as the Group's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | COMMERCIAL VEHICLE GROUP, INC. | | |
| | Security | 202608105 | | | | Meeting Type | Annual |
| | Ticker Symbol | CVGI | | | | Meeting Date | 26-May-2021 | |
| | ISIN | US2026081057 | | | | Agenda | 935430417 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to hold office until the 2022 Annual Meeting: Harold C. Bevis | Management | | For | | For | | |
| | 1B. | Election of Director to hold office until the 2022 Annual Meeting: Roger L. Fix | Management | | For | | For | | |
| | 1C. | Election of Director to hold office until the 2022 Annual Meeting: Robert C. Griffin | Management | | For | | For | | |
| | 1D. | Election of Director to hold office until the 2022 Annual Meeting: Wayne M. Rancourt | Management | | For | | For | | |
| | 1E. | Election of Director to hold office until the 2022 Annual Meeting: James R. Ray | Management | | For | | For | | |
| | 1F. | Election of Director to hold office until the 2022 Annual Meeting: Janice E. Stipp | Management | | For | | For | | |
| | 2. | Adoption and approval of an amendment to the Company's Amended and Restated By-Laws to add a provision to designate Delaware Chancery Court as the exclusive forum for certain legal actions. | Management | | For | | For | | |
| | 3. | A proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company, for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | A non-binding advisory vote on the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | BOIRON SA | | |
| | Security | F10626103 | | | | Meeting Type | MIX |
| | Ticker Symbol | | | | | Meeting Date | 27-May-2021 | |
| | ISIN | FR0000061129 | | | | Agenda | 713954902 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | | | | | |
| | CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | | | | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | | | | |
| | CMMT | 10 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104192100999-47 AND-https://www.journal- officiel.gouv.fr/balo/document/202105102101588-56 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED, SHOWING EARNINGS AMOUNTING TO EUR 9,146,177.55. THE SHAREHOLDERS' MEETING APPROVES THE NON-DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 321,831.00 AND THEIR CORRESPONDING TAX | Management | | No Action | | | | |
| | 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING SHOWING EARNINGS (GROUP SHARE) AMOUNTING TO EUR 26,208,857.86 | Management | | No Action | | | | |
| | 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES THAT THE INCOME FOR THE 2020 FINANCIAL YEAR BE APPROPRIATED AS FOLLOWS: ORIGIN EARNINGS FOR THE FINANCIAL YEAR: EUR 9,146,177.55 RETAINED EARNINGS: EUR 20,918,650.34 DISTRIBUTABLE INCOME: EUR 30,064,827.89 ALLOCATION DIVIDEND: EUR 16,668,137.60 ( EUR 0.95 PER SHARE) RETAINED EARNINGS: 13,396,690.29 THE SHAREHOLDERS WILL BE GRANTED A GROSS DIVIDEND OF EUR 0.55 PER SHARE THAT WILL BE ELIGIBLE FOR THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. | Management | | No Action | | | | |
| | | AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS PAID, WERE PAID FOLLOWS: EUR 1,05 PER SHARE FOR FISCAL YEAR 2019 EUR 1.45 PER SHARE FOR FISCAL YEAR 2018 EUR 1.60 PER SHARE FOR FISCAL YEAR 2017 | | | | | | | | | |
| | 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS THAT WERE PRESENTED TO IT, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN | Management | | No Action | | | | |
| | 5 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS STEPHANIE CHESNOT AS DIRECTOR FOR A 3 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | | No Action | | | | |
| | 6 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS CHRISTINE BOYER BOIRON AS DIRECTOR FOR A 3 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | | No Action | | | | |
| | 7 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR JEAN-PIERRE BOYER AS DIRECTOR FOR A 3 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | | No Action | | | | |
| | 8 | THE SHAREHOLDERS' MEETING APPOINTS AS DIRECTOR, MR PHILIPPE BRUN FOR A 3 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | | No Action | | | | |
| | 9 | THE SHAREHOLDERS' MEETING APPOINTS AS DIRECTOR, MRS ANNE BORFIGA FOR A 3 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | | No Action | | | | |
| | 10 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE, FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 11 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR THIERRY BOIRON, AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 12 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MRS VALERIE LORENTZ POINSOT, AS MANAGING DIRECTOR FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 13 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR JEAN CHRISTOPHE BAYSSAT, AS DEPUTY MANAGING DIRECTOR FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 14 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 15 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 16 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE DEPUTY MANAGING DIRECTORS, FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 17 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE DIRECTORS, FOR THE 2020 FISCAL YEAR | Management | | No Action | | | | |
| | 18 | THE SHAREHOLDERS' MEETING RESOLVES TO AWARD TOTAL ANNUAL FEES OF EUR 317,000.00 TO THE BOARD OF DIRECTORS FOR THE 2021 FISCAL YEAR | Management | | No Action | | | | |
| | 19 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 50.00 MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 87,727,000.00 THIS AUTHORIZATION IS GIVEN FOR AN 18 MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING OF MAY 28TH 2020 IN RESOLUTION NR 22. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | | No Action | | | | |
| | 20 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN UNDER ARTICLE L22-10-62 OF THE FRENCH | Management | | No Action | | | | |
| | | COMMERCIAL CODE, UP TO 10 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 24 MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | | | | | | | | | |
| | 21 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | | No Action | | | | |
| | BEASLEY BROADCAST GROUP, INC. | | |
| | Security | 074014101 | | | | Meeting Type | Annual |
| | Ticker Symbol | BBGI | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US0740141017 | | | | Agenda | 935379203 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Michael J. Fiorile | | | | For | | For | | |
| | | | 2 | Allen B. Shaw | | | | For | | For | | |
| | | | 3 | Brian E. Beasley | | | | For | | For | | |
| | | | 4 | Bruce G. Beasley | | | | For | | For | | |
| | | | 5 | Caroline Beasley | | | | For | | For | | |
| | | | 6 | George G. Beasley | | | | For | | For | | |
| | | | 7 | Peter A. Bordes, Jr. | | | | For | | For | | |
| | | | 8 | Leslie V. Godridge | | | | For | | For | | |
| | | | 9 | Charles M. Warfield, Jr | | | | For | | For | | |
| | 2. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | NUVERA COMMUNICATIONS INC | | |
| | Security | 67075V100 | | | | Meeting Type | Annual |
| | Ticker Symbol | NUVR | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US67075V1008 | | | | Agenda | 935387527 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Dennis Miller | | | | For | | For | | |
| | | | 2 | Wesley Schultz | | | | For | | For | | |
| | | | 3 | Suzanne Spellacy | | | | For | | For | | |
| | 2. | To ratify the selection of Olsen Thielen & Co., Ltd. as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | NEW SENIOR INVESTMENT GROUP INC. | | |
| | Security | 648691103 | | | | Meeting Type | Annual |
| | Ticker Symbol | SNR | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US6486911034 | | | | Agenda | 935387678 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Norman K. Jenkins | Management | | For | | For | | |
| | 1B. | Election of Director: Cassia van der Hoof Holstein | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | 3. | Approval of an advisory vote on the compensation of the company's named executive officers. | Management | | For | | For | | |
| | NEOGENOMICS, INC. | | |
| | Security | 64049M209 | | | | Meeting Type | Annual |
| | Ticker Symbol | NEO | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US64049M2098 | | | | Agenda | 935389759 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director for a one (1) year term: Douglas M. VanOort | Management | | For | | For | | |
| | 1B. | Election of Director for a one (1) year term: Mark W. Mallon | Management | | For | | For | | |
| | 1C. | Election of Director for a one (1) year term: Lynn A. Tetrault | Management | | For | | For | | |
| | 1D. | Election of Director for a one (1) year term: Bruce K. Crowther | Management | | For | | For | | |
| | 1E. | Election of Director for a one (1) year term: Dr. Alison L. Hannah | Management | | For | | For | | |
| | 1F. | Election of Director for a one (1) year term: Kevin C. Johnson | Management | | For | | For | | |
| | 1G. | Election of Director for a one (1) year term: Stephen M. Kanovsky | Management | | For | | For | | |
| | 1H. | Election of Director for a one (1) year term: Michael A. Kelly | Management | | For | | For | | |
| | 1I. | Election of Director for a one (1) year term: Rachel A. Stahler | Management | | For | | For | | |
| | 2. | Advisory Vote on the Compensation Paid to our Named Executive Officers. | Management | | For | | For | | |
| | 3. | Second Amendment of the Amended and Restated Equity Incentive Plan. | Management | | For | | For | | |
| | 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | | For | | For | | |
| | L.B. FOSTER COMPANY | | |
| | Security | 350060109 | | | | Meeting Type | Annual |
| | Ticker Symbol | FSTR | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US3500601097 | | | | Agenda | 935389951 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert P. Bauer | | | | For | | For | | |
| | | | 2 | Lee B. Foster II | | | | For | | For | | |
| | | | 3 | Dirk Jungé | | | | For | | For | | |
| | | | 4 | Diane B. Owen | | | | For | | For | | |
| | | | 5 | Robert S. Purgason | | | | For | | For | | |
| | | | 6 | William H. Rackoff | | | | For | | For | | |
| | | | 7 | Suzanne B. Rowland | | | | For | | For | | |
| | | | 8 | Bradley S. Vizi | | | | For | | For | | |
| | | | 9 | Raymond T. Betler | | | | For | | For | | |
| | 2. | Ratify appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | Advisory approval of the compensation paid to the Company's named executive officers for 2020. | Management | | For | | For | | |
| | NEURONETICS, INC. | | |
| | Security | 64131A105 | | | | Meeting Type | Annual |
| | Ticker Symbol | STIM | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US64131A1051 | | | | Agenda | 935390043 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John Bakewell | | | | For | | For | | |
| | | | 2 | Robert Cascella | | | | For | | For | | |
| | | | 3 | Sheryl Conley | | | | For | | For | | |
| | | | 4 | Wilfred Jaeger | | | | For | | For | | |
| | | | 5 | Glenn Muir | | | | For | | For | | |
| | | | 6 | Bruce Shook | | | | For | | For | | |
| | | | 7 | Keith J. Sullivan | | | | For | | For | | |
| | 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm. | Management | | For | | For | | |
| | VISHAY PRECISION GROUP,INC. | | |
| | Security | 92835K103 | | | | Meeting Type | Annual |
| | Ticker Symbol | VPG | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US92835K1034 | | | | Agenda | 935390485 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Marc Zandman | | | | For | | For | | |
| | | | 2 | Janet Clarke | | | | For | | For | | |
| | | | 3 | Wesley Cummins | | | | For | | For | | |
| | | | 4 | Bruce Lerner | | | | For | | For | | |
| | | | 5 | Saul Reibstein | | | | For | | For | | |
| | | | 6 | Ziv Shoshani | | | | For | | For | | |
| | | | 7 | Timothy Talbert | | | | For | | For | | |
| | 2. | To approve the ratification of Brightman Almagor Zohar & Co., a firm in the Deloitte Global Network, as Vishay Precision Group, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve the non-binding resolution relating to the executive compensation. | Management | | For | | For | | |
| | DIME CMNTY BANCSHARES INC | | |
| | Security | 25432X102 | | | | Meeting Type | Annual |
| | Ticker Symbol | DCOM | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US25432X1028 | | | | Agenda | 935391374 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Kenneth J. Mahon | | | | For | | For | | |
| | | | 2 | Marcia Z. Hefter | | | | For | | For | | |
| | | | 3 | Rosemarie Chen | | | | For | | For | | |
| | | | 4 | Michael P. Devine | | | | For | | For | | |
| | | | 5 | Matthew Lindenbaum | | | | For | | For | | |
| | | | 6 | Albert E. McCoy, Jr. | | | | For | | For | | |
| | | | 7 | Raymond A. Nielsen | | | | For | | For | | |
| | | | 8 | Kevin M. O'Connor | | | | For | | For | | |
| | | | 9 | Vincent F. Palagiano | | | | For | | For | | |
| | | | 10 | Joseph J. Perry | | | | For | | For | | |
| | | | 11 | Kevin Stein | | | | For | | For | | |
| | | | 12 | Dennis A. Suskind | | | | For | | For | | |
| | 2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval, by a non-binding advisory vote, of the compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 4. | Approval of the Dime Community Bancshares, Inc. 2021 Equity Incentive Plan. | Management | | For | | For | | |
| | ICF INTERNATIONAL, INC. | | |
| | Security | 44925C103 | | | | Meeting Type | Annual |
| | Ticker Symbol | ICFI | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US44925C1036 | | | | Agenda | 935395409 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ms. Cheryl W. Grisé | | | | For | | For | | |
| | | | 2 | Mr. Randall Mehl | | | | For | | For | | |
| | | | 3 | Mr. Scott B. Salmirs | | | | For | | For | | |
| | 2. | ADVISORY VOTE REGARDING ICF INTERNATIONAL'S OVERALL PAY-FOR-PERFORMANCE NAMED EXECUTIVE OFFICER COMPENSATION PROGRAM: Approve, by non-binding vote, the Company's overall pay-for-performance executive compensation program, as described in the Compensation Discussion and Analysis, the compensation tables and the related narratives and other materials in the Proxy Statement. | Management | | For | | For | | |
| | 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: Ratify the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | WORLD WRESTLING ENTERTAINMENT, INC. | | |
| | Security | 98156Q108 | | | | Meeting Type | Annual |
| | Ticker Symbol | WWE | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US98156Q1085 | | | | Agenda | 935395803 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Vincent K. McMahon | | | | For | | For | | |
| | | | 2 | Nick Khan | | | | For | | For | | |
| | | | 3 | Stephanie M. Levesque | | | | For | | For | | |
| | | | 4 | Paul Levesque | | | | For | | For | | |
| | | | 5 | Steve Koonin | | | | For | | For | | |
| | | | 6 | Erika Nardini | | | | For | | For | | |
| | | | 7 | Laureen Ong | | | | For | | For | | |
| | | | 8 | Steve Pamon | | | | For | | For | | |
| | | | 9 | Frank A. Riddick, III | | | | For | | For | | |
| | | | 10 | Connor Schell | | | | For | | For | | |
| | | | 11 | Man Jit Singh | | | | For | | For | | |
| | | | 12 | Jeffrey R. Speed | | | | For | | For | | |
| | | | 13 | Alan M. Wexler | | | | For | | For | | |
| | 2. | Ratification of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm. | Management | | For | | For | | |
| | 3. | Advisory vote to approve Executive Compensation. | Management | | For | | For | | |
| | NORTHRIM BANCORP, INC. | | |
| | Security | 666762109 | | | | Meeting Type | Annual |
| | Ticker Symbol | NRIM �� | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US6667621097 | | | | Agenda | 935397972 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Larry S. Cash | | | | For | | For | | |
| | | | 2 | Anthony Drabek | | | | For | | For | | |
| | | | 3 | Karl L. Hanneman | | | | For | | For | | |
| | | | 4 | David W. Karp | | | | For | | For | | |
| | | | 5 | David J. McCambridge | | | | For | | For | | |
| | | | 6 | Joseph P. Marushack | | | | For | | For | | |
| | | | 7 | Krystal M. Nelson | | | | For | | For | | |
| | | | 8 | Joseph M. Schierhorn | | | | For | | For | | |
| | | | 9 | Aaron M. Schutt | | | | For | | For | | |
| | | | 10 | John C. Swalling | | | | For | | For | | |
| | | | 11 | Linda C. Thomas | | | | For | | For | | |
| | | | 12 | David G. Wight | | | | For | | For | | |
| | 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. To approve, by nonbinding vote, the compensation of the named executive officers. | Management | | For | | For | | |
| | 3. | RATIFY THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. To ratify the selection of Moss Adams LLP as the independent registered accounting firm for Northrim BanCorp, Inc. for the fiscal year 2021. | Management | | For | | For | | |
| | FS BANCORP, INC. | | |
| | Security | 30263Y104 | | | | Meeting Type | Annual |
| | Ticker Symbol | FSBW | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US30263Y1047 | | | | Agenda | 935398203 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Pamela Andrews | | | | For | | For | | |
| | | | 2 | Joseph C. Adams | | | | For | | For | | |
| | | | 3 | Joseph P. Zavaglia | | | | For | | For | | |
| | 2. | Advisory (non-binding) approval of the compensation of our named executive officers as disclosed in this proxy statement. | Management | | For | | For | | |
| | 3. | Ratification of the Audit Committee's appointment of Moss Adams LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | PRIMIS FINANCIAL CORP. | | |
| | Security | 74167B109 | | | | Meeting Type | Annual |
| | Ticker Symbol | FRST | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US74167B1098 | | | | Agenda | 935402014 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert Y. Clagett | | | | For | | For | | |
| | | | 2 | Deborah B. Diaz | | | | For | | For | | |
| | | | 3 | Charles A. Kabbash | | | | For | | For | | |
| | 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. To ratify the appointment of Dixon Hughes Goodman LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. To conduct an advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | HOMESTREET, INC. | | |
| | Security | 43785V102 | | | | Meeting Type | Annual |
| | Ticker Symbol | HMST | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US43785V1026 | | | | Agenda | 935415174 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Scott Boggs | Management | | For | | For | | |
| | 1B. | Election of Director: Jeff Green | Management | | For | | For | | |
| | 1C. | Election of Director: James R. Mitchell, Jr. | Management | | For | | For | | |
| | 1D. | Election of Director: Mark Patterson | Management | | For | | For | | |
| | 1E. | Election of Director: Nancy D. Pellegrino | Management | | For | | For | | |
| | 1F. | Election of Director: Doug Smith | Management | | For | | For | | |
| | 2. | Approval of the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | CORNING NATURAL GAS HOLDING CORPORATION | | |
| | Security | 219387305 | | | | Meeting Type | Annual |
| | Ticker Symbol | CNIGP | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US2193873054 | | | | Agenda | 935417178 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve a merger with companies affiliated with Argo Infrastructure Partners, LP and the other transactions contemplated by the merger agreement dated January 12, 2021 | Management | | For | | For | | |
| | CORNING NATURAL GAS HOLDING CORPORATION | | |
| | Security | 219387107 | | | | Meeting Type | Annual |
| | Ticker Symbol | CNIG | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US2193871074 | | | | Agenda | 935417180 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve a merger with companies affiliated with Argo Infrastructure Partners, LP and the other transactions contemplated by the merger agreement dated January 12, 2021. | Management | | For | | For | | |
| | 2. | DIRECTOR | Management | | | | | | |
| | | | 1 | Henry B. Cook | | | | For | | For | | |
| | | | 2 | Michael I. German | | | | For | | For | | |
| | | | 3 | Ted W. Gibson | | | | For | | For | | |
| | | | 4 | Robert B. Johnston | | | | For | | For | | |
| | | | 5 | Joseph P. Mirabito | | | | For | | For | | |
| | | | 6 | William Mirabito | | | | For | | For | | |
| | | | 7 | George J. Welch | | | | For | | For | | |
| | | | 8 | John B. Williamson III | | | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, the merger- related compensation of our senior executive officers. | Management | | For | | For | | |
| | 4. | To approve, on a non-binding, advisory basis, the fiscal 2020 compensation of our senior executive officers. | Management | | For | | For | | |
| | 5. | To ratify the appointment of Freed Maxick CPAs, P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | | For | | For | | |
| | 6. | To adjourn the meeting to a later date or time if necessary or appropriate. | Management | | For | | For | | |
| | PARK-OHIO HOLDINGS CORP. | | |
| | Security | 700666100 | | | | Meeting Type | Annual |
| | Ticker Symbol | PKOH | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US7006661000 | | | | Agenda | 935418877 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Matthew V. Crawford | | | | For | | For | | |
| | | | 2 | Ronna Romney | | | | For | | For | | |
| | | | 3 | James W. Wert | | | | For | | For | | |
| | 2. | To approve the Park-Ohio Holdings Corp. 2021 Equity and Incentive Compensation Plan, the terms of which are described in the accompanying Proxy. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as our independent auditors for fiscal year 2021. | Management | | For | | For | | |
| | HALLMARK FINANCIAL SERVICES, INC. | | |
| | Security | 40624Q203 | | | | Meeting Type | Annual |
| | Ticker Symbol | HALL | | | | Meeting Date | 27-May-2021 | |
| | ISIN | US40624Q2030 | | | | Agenda | 935435734 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Mark E. Schwarz | | | | For | | For | | |
| | | | 2 | Scott T. Berlin | | | | For | | For | | |
| | | | 3 | James H. Graves | | | | For | | For | | |
| | | | 4 | Mark E. Pape | | | | For | | For | | |
| | 2. | ADVISORY VOTE ON RESOLUTION TO APPROVE EXECUTIVE COMPENSATION (Item 2). | Management | | For | | For | | |
| | CASELLA WASTE SYSTEMS, INC. | | |
| | Security | 147448104 | | | | Meeting Type | Annual |
| | Ticker Symbol | CWST | | | | Meeting Date | 02-Jun-2021 | |
| | ISIN | US1474481041 | | | | Agenda | 935399053 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John W. Casella | | | | For | | For | | |
| | | | 2 | William P. Hulligan | | | | For | | For | | |
| | | | 3 | Rose Stuckey Kirk | | | | For | | For | | |
| | 2. | To approve, in an advisory "say-on-pay" vote, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | GRANITE CONSTRUCTION INCORPORATED | | |
| | Security | 387328107 | | | | Meeting Type | Annual |
| | Ticker Symbol | GVA | | | | Meeting Date | 02-Jun-2021 | |
| | ISIN | US3873281071 | | | | Agenda | 935407406 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: David C. Darnell | Management | | For | | For | | |
| | 1B. | Election of Director: Celeste B. Mastin | Management | | For | | For | | |
| | 1C. | Election of Director: Gaddi H. Vasquez | Management | | For | | For | | |
| | 1D. | Election of Director: Molly C. Campbell | Management | | For | | For | | |
| | 1E. | Election of Director: David H. Kelsey | Management | | For | | For | | |
| | 1F. | Election of Director: Michael F. McNally | Management | | For | | For | | |
| | 2. | Advisory vote to approve executive compensation of the named executive officers. | Management | | For | | For | | |
| | 3. | Proposal to approve the Granite Construction Incorporated 2021 Equity Incentive Plan. | Management | | For | | For | | |
| | 4. | To ratify the appointment by the Audit/Compliance Committee of PricewaterhouseCoopers LLP as Granite's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | TOWNEBANK | | |
| | Security | 89214P109 | | | | Meeting Type | Annual |
| | Ticker Symbol | TOWN | | | | Meeting Date | 02-Jun-2021 | |
| | ISIN | US89214P1093 | | | | Agenda | 935415237 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve for a three-year term: Jacqueline B. Amato | Management | | For | | For | | |
| | 1B. | Election of Director to serve for a three-year term: Richard S. Bray | Management | | For | | For | | |
| | 1C. | Election of Director to serve for a three-year term: Andrew S. Fine | Management | | For | | For | | |
| | 1D. | Election of Director to serve for a three-year term: John R. Lawson, II | Management | | For | | For | | |
| | 1E. | Election of Director to serve for a three-year term: W. Ashton Lewis | Management | | For | | For | | |
| | 1F. | Election of Director to serve for a three-year term: R. Scott Morgan | Management | | For | | For | | |
| | 1G. | Election of Director to serve for a three-year term: Robert M. Oman | Management | | For | | For | | |
| | 1H. | Election of Director to serve for a three-year term: R.V. Owens, III | Management | | For | | For | | |
| | 1I. | Election of Director to serve for a three-year term: Elizabeth T. Patterson | Management | | For | | For | | |
| | 2. | To ratify the selection of Dixon Hughes Goodman LLP, certified public accountants, as independent auditors of TowneBank for 2021. | Management | | For | | For | | |
| | 3. | To approve, on a non-binding advisory basis, TowneBank's named executive officer compensation. | Management | | For | | For | | |
| | SILVERCREST ASSET MGMT GROUP INC | | |
| | Security | 828359109 | | | | Meeting Type | Annual |
| | Ticker Symbol | SAMG | | | | Meeting Date | 02-Jun-2021 | |
| | ISIN | US8283591092 | | | | Agenda | 935421797 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard R. Hough III | | | | For | | For | | |
| | | | 2 | Darla M. Romfo | | | | For | | For | | |
| | 2. | Approval of executive compensation in an advisory, non- binding vote. | Management | | For | | For | | |
| | 3. | The ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | INTERSECT ENT, INC. | | |
| | Security | 46071F103 | | | | Meeting Type | Annual |
| | Ticker Symbol | XENT | | | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US46071F1030 | | | | Agenda | 935399320 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Kieran T. Gallahue | | | | For | | For | | |
| | | | 2 | Thomas A. West | | | | For | | For | | |
| | | | 3 | Teresa L. Kline | | | | For | | For | | |
| | | | 4 | Cynthia L. Lucchese | | | | For | | For | | |
| | | | 5 | Dana G. Mead, Jr. | | | | For | | For | | |
| | | | 6 | Neil A. Hattangadi, M.D | | | | For | | For | | |
| | | | 7 | Elisabeth S. Little | | | | For | | For | | |
| | 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To provide an advisory vote on executive compensation, as described in the Proxy Statement accompanying this Proxy Card. | Management | | For | | For | | |
| | LIMELIGHT NETWORKS, INC. | | |
| | Security | 53261M104 | | | | Meeting Type | Annual |
| | Ticker Symbol | LLNW | | | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US53261M1045 | | | | Agenda | 935402468 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Doug Bewsher | Management | | For | | For | | |
| | 1B. | Election of Director: Marc DeBevoise | Management | | For | | For | | |
| | 2. | Ratification of Ernst & Young LLP as independent registered public accounting firm. | Management | | For | | For | | |
| | CANTERBURY PARK HOLDING CORPORATION | | |
| | Security | 13811E101 | | | | Meeting Type | Annual |
| | Ticker Symbol | CPHC | | | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US13811E1010 | | | | Agenda | 935403927 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Maureen H. Bausch | | | | For | | For | | |
| | | | 2 | Mark Chronister | | | | For | | For | | |
| | | | 3 | John S. Himle | | | | For | | For | | |
| | | | 4 | Carin J. Offerman | | | | For | | For | | |
| | | | 5 | Randall D. Sampson | | | | For | | For | | |
| | | | 6 | Dale H. Schenian | | | | For | | For | | |
| | 2. | To approve an amendment to the Canterbury Park Holding Corporation Employee Stock Purchase Plan to increase the number of shares authorized for issuance by 100,000 shares. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Wipfli LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | AMBASE CORPORATION | | |
| | Security | 023164106 | | | | Meeting Type | Annual |
| | Ticker Symbol | ABCP | | | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US0231641061 | | | | Agenda | 935408799 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Alessandra F. Bianco | | | | For | | For | | |
| | | | 2 | Jerry Y. Carnegie | | | | For | | For | | |
| | 2. | Approval of the appointment of Marcum LLP as the Company's Independent Registered Public Accounting Firm for the calendar year 2021. | Management | | For | | For | | |
| | LEMAITRE VASCULAR, INC. | | |
| | Security | 525558201 | | | | Meeting Type | Annual |
| | Ticker Symbol | LMAT | | | | Meeting Date | 03-Jun-2021 | |
| | ISIN | US5255582018 | | | | Agenda | 935416227 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Lawrence J. Jasinski | | | | For | | For | | |
| | | | 2 | John J. O'Connor | | | | For | | For | | |
| | | | 3 | Joseph P. Pellegrino Jr | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To ratify Grant Thornton LLP as our independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | GOLDEN ENTERTAINMENT, INC. | | |
| | Security | 381013101 | | | | Meeting Type | Annual |
| | Ticker Symbol | GDEN | | | | Meeting Date | 04-Jun-2021 | |
| | ISIN | US3810131017 | | | | Agenda | 935400159 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Blake L. Sartini | | | | For | | For | | |
| | | | 2 | Lyle A. Berman | | | | For | | For | | |
| | | | 3 | Ann Dozier | | | | For | | For | | |
| | | | 4 | Mark A. Lipparelli | | | | For | | For | | |
| | | | 5 | Anthony A. Marnell III | | | | For | | For | | |
| | | | 6 | Robert L. Miodunski | | | | For | | For | | |
| | | | 7 | Terrence L. Wright | | | | For | | For | | |
| | 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | KAR AUCTION SERVICES, INC. | | |
| | Security | 48238T109 | | | | Meeting Type | Annual |
| | Ticker Symbol | KAR | | | | Meeting Date | 04-Jun-2021 | |
| | ISIN | US48238T1097 | | | | Agenda | 935410869 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 2A. | Election of Director: Carmel Galvin | Management | | For | | For | | |
| | 2B. | Election of Director: James P. Hallett | Management | | For | | For | | |
| | 2C. | Election of Director: Mark E. Hill | Management | | For | | For | | |
| | 2D. | Election of Director: J. Mark Howell | Management | | For | | For | | |
| | 2E. | Election of Director: Stefan Jacoby | Management | | For | | For | | |
| | 2F. | Election of Director: Peter Kelly | Management | | For | | For | | |
| | 2G. | Election of Director: Michael T. Kestner | Management | | For | | For | | |
| | 2H. | Election of Director: Mary Ellen Smith | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, executive compensation. | Management | | For | | For | | |
| | 4. | To approve an amendment and restatement of the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan, as amended. | Management | | For | | For | | |
| | 5. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | SUBSEA 7 S.A. | | |
| | Security | 864323100 | | | | Meeting Type | Annual |
| | Ticker Symbol | SUBCY | | | | Meeting Date | 04-Jun-2021 | |
| | ISIN | US8643231009 | | | | Agenda | 935436596 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To elect Ms Louisa Siem as a Non-Executive Director of the Company to hold office until the Annual General Meeting to be held in 2023 or until her successor has been duly elected. | Management | | For | | | | |
| | TINGYI (CAYMAN ISLANDS) HOLDING CORP | | |
| | Security | G8878S103 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 07-Jun-2021 | |
| | ISIN | KYG8878S1030 | | | | Agenda | 713931930 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0416/2021041600229.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0416/2021041600215.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | | For | | For | | |
| | 2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | | For | | For | | |
| | 3 | TO APPROVE THE PAYMENT OF A SPECIAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | | For | | For | | |
| | 4 | TO RE-ELECT MR. WEI HONG-CHEN AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | | For | | For | | |
| | 5 | TO RE-ELECT MR. KOJI SHINOHARA AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | | For | | For | | |
| | 6 | TO RE-ELECT MR. LEE TIONG-HOCK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | | Against | | Against | | |
| | 7 | TO RE-APPOINT AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION: MAZARS CPA LIMITED | Management | | For | | For | | |
| | 8 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO ISSUE SHARES | Management | | Against | | Against | | |
| | 9 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO BUY BACK SHARES OF THE COMPANY | Management | | For | | For | | |
| | 10 | TO CONSIDER AND APPROVE THAT THE TOTAL NUMBER OF SHARES WHICH ARE BOUGHT BACK BY THE COMPANY SHALL BE ADDED TO THE TOTAL NUMBER OF SHARES WHICH MAY BE ALLOTED PURSUANT TO THE GENERAL MANDATE FOR ISSUE OF SHARES | Management | | Against | | Against | | |
| | CMMT | 20 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | DREAM UNLIMITED CORP | | |
| | Security | 26153M507 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 07-Jun-2021 | |
| | ISIN | CA26153M5072 | | | | Agenda | 714052139 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.A TO 1.H AND 2. THANK YOU | Non-Voting | | | | | | |
| | 1.A | ELECTION OF DIRECTOR: MICHAEL J. COOPER | Management | | For | | For | | |
| | 1.B | ELECTION OF DIRECTOR: JAMES EATON | Management | | For | | For | | |
| | 1.C | ELECTION OF DIRECTOR: JOANNE FERSTMAN | Management | | For | | For | | |
| | 1.D | ELECTION OF DIRECTOR: RICHARD N. GATEMAN | Management | | For | | For | | |
| | 1.E | ELECTION OF DIRECTOR: JANE GAVAN | Management | | For | | For | | |
| | 1.F | ELECTION OF DIRECTOR: DUNCAN JACKMAN | Management | | Abstain | | Against | | |
| | 1.G | ELECTION OF DIRECTOR: JENNIFER LEE KOSS | Management | | For | | For | | |
| | 1.H | ELECTION OF DIRECTOR: VINCENZA SERA | Management | | For | | For | | |
| | 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE CORPORATION AND AUTHORIZING THE DIRECTORS OF THE CORPORATION TO FIX THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | |
| | 3 | TO VOTE ON A RESOLUTION TO AMEND DREAM UNLIMITED CORP.'S DEFERRED SHARE INCENTIVE PLAN TO INCREASE THE NUMBER OF DEFERRED SHARE UNITS AND INCOME DEFERRED SHARE UNITS THAT MAY BE GRANTED OR CREDITED UNDER THE PLAN BY A FURTHER 150,000 UNITS, AND TO RATIFY CERTAIN DEFERRED SHARE UNITS AND INCOME DEFERRED SHARE UNITS, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | | For | | For | | |
| | 4 | TO VOTE ON A RESOLUTION TO AUTHORIZE AND APPROVE THE ADOPTION OF THE DREAM UNLIMITED CORP. RESTRICTED SHARE & RESTRICTED SHARE UNIT PLAN, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | | For | | For | | |
| | INVITAE CORPORATION | | |
| | Security | 46185L103 | | | | Meeting Type | Annual |
| | Ticker Symbol | NVTA | | | | Meeting Date | 07-Jun-2021 | |
| | ISIN | US46185L1035 | | | | Agenda | 935412736 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Class II Director: Kimber D. Lockhart | Management | | For | | For | | |
| | 1B. | Election of Class II Director: Chitra Nayak | Management | | For | | For | | |
| | 2. | Approval of, on a non-binding advisory basis, the compensation paid by us to our named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | Stockholder proposal concerning proxy access. | Shareholder | | Abstain | | Against | | |
| | 5. | Stockholder proposal concerning majority voting in uncontested director elections. | Shareholder | | Against | | For | | |
| | TITAN MACHINERY INC. | | |
| | Security | 88830R101 | | | | Meeting Type | Annual |
| | Ticker Symbol | TITN | | | | Meeting Date | 07-Jun-2021 | |
| | ISIN | US88830R1014 | | | | Agenda | 935412774 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Stan Erickson | | | | For | | For | | |
| | | | 2 | Jody Horner | | | | For | | For | | |
| | | | 3 | Richard Mack | | | | For | | For | | |
| | 2. | To approve, by non-binding vote, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for the fiscal year ending January 31, 2022. | Management | | For | | For | | |
| | MONARCH CASINO & RESORT, INC. | | |
| | Security | 609027107 | | | | Meeting Type | Annual |
| | Ticker Symbol | MCRI | | | | Meeting Date | 08-Jun-2021 | |
| | ISIN | US6090271072 | | | | Agenda | 935408838 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Bob Farahi | Management | | For | | For | | |
| | 1B. | Election of Director: Yvette E. Landau | Management | | For | | For | | |
| | 2. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. | Management | | For | | For | | |
| | PARATEK PHARMACEUTICALS, INC. | | |
| | Security | 699374302 | | | | Meeting Type | Annual |
| | Ticker Symbol | PRTK | | | | Meeting Date | 09-Jun-2021 | |
| | ISIN | US6993743029 | | | | Agenda | 935410516 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Rolf K. Hoffmann | | | | For | | For | | |
| | | | 2 | Kristine Peterson | | | | For | | For | | |
| | | | 3 | Jeffrey Stein, Ph.D. | | | | For | | For | | |
| | 2. | To approve an amendment to our Amended and Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of our common stock from 100,000,000 shares to 200,000,000 shares. | Management | | For | | For | | |
| | 3. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | STEEL PARTNERS HOLDINGS L.P. | | |
| | Security | 85814R107 | | | | Meeting Type | Annual |
| | Ticker Symbol | SPLP | | | | Meeting Date | 09-Jun-2021 | |
| | ISIN | US85814R1077 | | | | Agenda | 935414108 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John P. McNiff | | | | For | | For | | |
| | | | 2 | General Richard I. Neal | | | | For | | For | | |
| | | | 3 | Lon Rosen | | | | For | | For | | |
| | | | 4 | Eric P. Karros | | | | For | | For | | |
| | | | 5 | James Benenson III | | | | For | | For | | |
| | | | 6 | Rory H. Tahari | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | To approve the amendment and restatement of the Amended & Restated 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 1,000,000. | Management | | For | | For | | |
| | LENDINGTREE INC | | |
| | Security | 52603B107 | | | | Meeting Type | Annual |
| | Ticker Symbol | TREE | | | | Meeting Date | 09-Jun-2021 | |
| | ISIN | US52603B1070 | | | | Agenda | 935415629 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Gabriel Dalporto | Management | | For | | For | | |
| | 1B. | Election of Director: Thomas Davidson | Management | | For | | For | | |
| | 1C. | Election of Director: Robin Henderson | Management | | For | | For | | |
| | 1D. | Election of Director: Douglas Lebda | Management | | For | | For | | |
| | 1E. | Election of Director: Steven Ozonian | Management | | For | | For | | |
| | 1F. | Election of Director: Saras Sarasvathy | Management | | For | | For | | |
| | 1G. | Election of Director: G. Kennedy Thompson | Management | | For | | For | | |
| | 1H. | Election of Director: Jennifer Witz | Management | | For | | For | | |
| | 2. | To approve our Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 3. | To approve an Amendment and Restatement to our Sixth Amended and Restated 2008 Stock and Annual Incentive Plan. | Management | | Against | | Against | | |
| | 4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | | For | | For | | |
| | IMAX CORPORATION | | |
| | Security | 45245E109 | | | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | IMAX | | | | Meeting Date | 09-Jun-2021 | |
| | ISIN | CA45245E1097 | | | | Agenda | 935424919 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | DIRECTOR | Management | | | | | | |
| | | | 1 | Eric A. Demirian | | | | For | | For | | |
| | | | 2 | Kevin Douglas | | | | For | | For | | |
| | | | 3 | Richard L. Gelfond | | | | For | | For | | |
| | | | 4 | David W. Leebron | | | | For | | For | | |
| | | | 5 | Michael MacMillan | | | | For | | For | | |
| | | | 6 | Steve Pamon | | | | For | | For | | |
| | | | 7 | Dana Settle | | | | For | | For | | |
| | | | 8 | Darren Throop | | | | For | | For | | |
| | 2 | Note: Voting Withhold is the equivalent to voting Abstain. In respect of the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the directors to fix their remuneration. | Management | | For | | For | | |
| | 3 | Advisory resolution to approve the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Circular and Proxy Statement. | Management | | For | | For | | |
| | 4 | In respect of the confirmation of amendments to By-Law No. 1 of the Company as set forth in Appendix "A" to the Proxy Circular and Proxy Statement. | Management | | Abstain | | Against | | |
| | STAMPS.COM INC. | | |
| | Security | 852857200 | | | | Meeting Type | Annual |
| | Ticker Symbol | STMP | | | | Meeting Date | 09-Jun-2021 | |
| | ISIN | US8528572006 | | | | Agenda | 935433641 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | G. Bradford Jones | | | | For | | For | | |
| | | | 2 | Kate Ann May | | | | For | | For | | |
| | 2. | To approve, on a non-binding advisory basis, the fiscal year 2020 compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as independent auditors of the Company for 2021. | Management | | For | | For | | |
| | ENERGY RECOVERY, INC. | | |
| | Security | 29270J100 | | | | Meeting Type | Annual |
| | Ticker Symbol | ERII | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US29270J1007 | | | | Agenda | 935408585 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to declassify our Board over a three-year phase out period, which when completed will allow for the election of all directors on an annual basis, beginning with the 2023 annual meeting of stockholders. | Management | | For | | For | | |
| | 2. | DIRECTOR | Management | | | | | | |
| | | | 1 | Olav Fjell | | | | For | | For | | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 4. | To approve, on an advisory basis, our executive compensation for the fiscal year ended December 31, 2020 as described in the Proxy Statement. | Management | | For | | For | | |
| | AMERIS BANCORP | | |
| | Security | 03076K108 | | | | Meeting Type | Annual |
| | Ticker Symbol | ABCB | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US03076K1088 | | | | Agenda | 935411138 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of director to serve until the Company 2022 Annual Meeting: William I. Bowen, Jr. | Management | | For | | For | | |
| | 1B. | Election of director to serve until the Company 2022 Annual Meeting: Rodney D. Bullard | Management | | For | | For | | |
| | 1C. | Election of director to serve until the Company 2022 Annual Meeting: Wm. Millard Choate | Management | | For | | For | | |
| | 1D. | Election of director to serve until the Company 2022 Annual Meeting: R. Dale Ezzell | Management | | For | | For | | |
| | 1E. | Election of director to serve until the Company 2022 Annual Meeting: Leo J. Hill | Management | | For | | For | | |
| | 1F. | Election of director to serve until the Company 2022 Annual Meeting: Daniel B. Jeter | Management | | For | | For | | |
| | 1G. | Election of director to serve until the Company 2022 Annual Meeting: Robert P. Lynch | Management | | For | | For | | |
| | 1H. | Election of director to serve until the Company 2022 Annual Meeting: Elizabeth A. McCague | Management | | For | | For | | |
| | 1I. | Election of director to serve until the Company 2022 Annual Meeting: James B. Miller, Jr. | Management | | For | | For | | |
| | 1J. | Election of director to serve until the Company 2022 Annual Meeting: Gloria A. O'Neal | Management | | For | | For | | |
| | 1K. | Election of director to serve until the Company 2022 Annual Meeting: H. Palmer Proctor, Jr. | Management | | For | | For | | |
| | 1L. | Election of director to serve until the Company 2022 Annual Meeting: William H. Stern | Management | | For | | For | | |
| | 1M. | Election of director to serve until the Company 2022 Annual Meeting: Jimmy D. Veal | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 4. | Approval of the Ameris Bancorp 2021 Omnibus Equity Incentive Plan. | Management | | For | | For | | |
| | TITAN INTERNATIONAL, INC. | | |
| | Security | 88830M102 | | | | Meeting Type | Annual |
| | Ticker Symbol | TWI | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US88830M1027 | | | | Agenda | 935414867 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard M. Cashin, Jr. | | | | For | | For | | |
| | | | 2 | Gary L. Cowger | | | | For | | For | | |
| | | | 3 | Max A. Guinn | | | | For | | For | | |
| | | | 4 | Mark H. Rachesky, M.D. | | | | For | | For | | |
| | | | 5 | Paul G. Reitz | | | | For | | For | | |
| | | | 6 | Anthony L. Soave | | | | For | | For | | |
| | | | 7 | Maurice M. Taylor, Jr. | | | | For | | For | | |
| | | | 8 | Laura K. Thompson | | | | For | | For | | |
| | 2. | To ratify the selection of Grant Thornton LLP by the Board of Directors as the independent registered public accounting firm to audit the Company's financial statements for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, in a non-binding advisory vote, the 2020 compensation paid to the Company's named executive officers. | Management | | For | | For | | |
| | 4. | To approve the Titan International, Inc. 2021 Equity Incentive Compensation Plan. | Management | | For | | For | | |
| | COMSCORE, INC. | | |
| | Security | 20564W105 | | | | Meeting Type | Annual |
| | Ticker Symbol | SCOR | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US20564W1053 | | | | Agenda | 935417801 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Irwin Gotlieb | | | | For | | For | | |
| | | | 2 | William Livek | | | | For | | For | | |
| | | | 3 | Brent Rosenthal | | | | For | | For | | |
| | 2. | The approval, on a non-binding advisory basis, of the compensation paid to the Company's named executive officers. | Management | | For | | For | | |
| | 3. | The ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | RUSH STREET INTERACTIVE, INC. | | |
| | Security | 782011100 | | | | Meeting Type | Annual |
| | Ticker Symbol | RSI | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US7820111000 | | | | Agenda | 935417813 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Judith Gold | | | | For | | For | | |
| | | | 2 | Paul Wierbicki | | | | For | | For | | |
| | | | 3 | Harry You | | | | For | | For | | |
| | 2. | Ratification of the appointment of WithumSmith+Brown, PC as our independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | WILLDAN GROUP, INC. | | |
| | Security | 96924N100 | | | | Meeting Type | Annual |
| | Ticker Symbol | WLDN | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US96924N1000 | | | | Agenda | 935417887 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Thomas D. Brisbin | | | | For | | For | | |
| | | | 2 | Steven A. Cohen | | | | For | | For | | |
| | | | 3 | Debra Coy | | | | For | | For | | |
| | | | 4 | Raymond W. Holdsworth | | | | For | | For | | |
| | | | 5 | Douglas J. McEachern | | | | For | | For | | |
| | | | 6 | Dennis V. McGinn | | | | For | | For | | |
| | | | 7 | Keith W. Renken | | | | For | | For | | |
| | | | 8 | Mohammad Shahidehpour | | | | For | | For | | |
| | 2. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | 3. | Approval, on a non-binding advisory basis, of named executive officer compensation. | Management | | For | | For | | |
| | BIG 5 SPORTING GOODS CORPORATION | | |
| | Security | 08915P101 | | | | Meeting Type | Annual |
| | Ticker Symbol | BGFV | | | | Meeting Date | 10-Jun-2021 | |
| | ISIN | US08915P1012 | | | | Agenda | 935428323 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Class A Director: Colleen B. Brown | Management | | For | | For | | |
| | 1B. | Election of Class A Director: Stephen E. Carley | Management | | For | | For | | |
| | 1C. | Election of Class A Director: David R. Jessick | Management | | For | | For | | |
| | 2. | Approval of the compensation of the Company's named executive officers as described in the proxy statement. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | | For | | For | | |
| | CUTERA, INC. | | |
| | Security | 232109108 | | | | Meeting Type | Annual |
| | Ticker Symbol | CUTR | | | | Meeting Date | 15-Jun-2021 | |
| | ISIN | US2321091082 | | | | Agenda | 935414778 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gregory A. Barrett | | | | For | | For | | |
| | | | 2 | David H. Mowry | | | | For | | For | | |
| | | | 3 | Timothy J. O'Shea | | | | For | | For | | |
| | | | 4 | J. Daniel Plants | | | | For | | For | | |
| | | | 5 | Joseph E. Whitters | | | | For | | For | | |
| | | | 6 | Katherine S. Zanotti | | | | For | | For | | |
| | 2. | Ratify the selection of BDO USA, LLP as the independent registered public accounting firm of the Company (the "Independent Registered Public Accounting Firm") for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Hold a non-binding advisory vote on the compensation of Named Executive Officers. | Management | | For | | For | | |
| | 4. | Approval of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total number of shares available for issuance under the 2019 Equity Incentive Plan by 600,000 shares of common stock. | Management | | For | | For | | |
| | 5. | Elect Sheila A. Hopkins to serve a one-year term that expires at the 2022 Annual Meeting of Stockholders and until her successor has been duly elected and qualified. | Management | | For | | For | | |
| | CAREDX, INC. | | |
| | Security | 14167L103 | | | | Meeting Type | Annual |
| | Ticker Symbol | CDNA | | | | Meeting Date | 15-Jun-2021 | |
| | ISIN | US14167L1035 | | | | Agenda | 935424325 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | G. W. Bickerstaff, III | | | | For | | For | | |
| | | | 2 | Grace E. Colón, Ph.D. | | | | For | | For | | |
| | | | 3 | Ralph Snyderman, M.D. | | | | For | | For | | |
| | 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | Approval of amendments to the Company's Certificate of Incorporation and Bylaws to eliminate certain supermajority voting requirements. | Management | | For | | For | | |
| | CAESARS ENTERTAINMENT, INC. | | |
| | Security | 12769G100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CZR | | | | Meeting Date | 15-Jun-2021 | |
| | ISIN | US12769G1004 | | | | Agenda | 935424438 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gary L. Carano | | | | For | | For | | |
| | | | 2 | Bonnie S. Biumi | | | | For | | For | | |
| | | | 3 | Jan Jones Blackhurst | | | | For | | For | | |
| | | | 4 | Frank J. Fahrenkopf | | | | For | | For | | |
| | | | 5 | Don R. Kornstein | | | | For | | For | | |
| | | | 6 | Courtney R. Mather | | | | For | | For | | |
| | | | 7 | Michael E. Pegram | | | | For | | For | | |
| | | | 8 | Thomas R. Reeg | | | | For | | For | | |
| | | | 9 | David P. Tomick | | | | For | | For | | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | | |
| | 3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | | |
| | 4. | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | | For | | For | | |
| | 5. | TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK TO 500,000,000. | Management | | For | | For | | |
| | 6. | TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE THE ISSUANCE OF 150,000,000 SHARES OF PREFERRED STOCK. | Management | | Against | | Against | | |
| | WILLIAMS INDUSTRIAL SERVICES GROUP INC | | |
| | Security | 96951A104 | | | | Meeting Type | Annual |
| | Ticker Symbol | WLMS | | | | Meeting Date | 15-Jun-2021 | |
| | ISIN | US96951A1043 | | | | Agenda | 935426610 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Robert B. Mills | | | | For | | For | | |
| | | | 2 | David A. B. Brown | | | | For | | For | | |
| | | | 3 | Steven D. Davis | | | | For | | For | | |
| | | | 4 | Nelson Obus | | | | For | | For | | |
| | | | 5 | Tracy D. Pagliara | | | | For | | For | | |
| | | | 6 | Mitchell I. Quain | | | | For | | For | | |
| | 2. | To ratify the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | IAA, INC | | |
| | Security | 449253103 | | | | Meeting Type | Annual |
| | Ticker Symbol | IAA | | | | Meeting Date | 16-Jun-2021 | |
| | ISIN | US4492531037 | | | | Agenda | 935412596 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve until our 2022 annual meeting: Bill Breslin | Management | | For | | For | | |
| | 1B. | Election of Director to serve until our 2022 annual meeting: Brian Bales | Management | | For | | For | | |
| | 1C. | Election of Director to serve until our 2022 annual meeting: Olaf Kastner | Management | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | | For | | For | | |
| | ANIKA THERAPEUTICS, INC. | | |
| | Security | 035255108 | | | | Meeting Type | Annual |
| | Ticker Symbol | ANIK | | | | Meeting Date | 16-Jun-2021 | |
| | ISIN | US0352551081 | | | | Agenda | 935419007 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Stephen O. Richard | Management | | For | | For | | |
| | 1B. | Election of Director: Jeffery S. Thompson | Management | | For | | For | | |
| | 2. | Approval of the amendment to the Anika Therapeutics, Inc. 2017 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| | 3. | Approval of the Anika Therapeutics, Inc. 2021 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 4. | Ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm. | Management | | For | | For | | |
| | 5. | Advisory vote on the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | INDUS REALTY TRUST INC | | |
| | Security | 45580R103 | | | | Meeting Type | Annual |
| | Ticker Symbol | INDT | | | | Meeting Date | 16-Jun-2021 | |
| | ISIN | US45580R1032 | | | | Agenda | 935433805 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: David R. Bechtel | Management | | For | | For | | |
| | 1B. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Frederick M. Danziger | Management | | For | | For | | |
| | 1C. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Gordon F. DuGan | Management | | For | | For | | |
| | 1D. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Michael S. Gamzon | Management | | For | | For | | |
| | 1E. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Jonathan P. May | Management | | For | | For | | |
| | 1F. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Molly North | Management | | For | | For | | |
| | 1G. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Amy Rose Silverman | Management | | For | | For | | |
| | 1H. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Albert H. Small, Jr. | Management | | For | | For | | |
| | 1I. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Ardevan Yaghoubi | Management | | For | | For | | |
| | 2. | The ratification of the selection of RSM US LLP as INDUS's independent registered public accountants for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | The approval, on an advisory (non-binding) basis, of the compensation of INDUS's named executive officers as presented in INDUS's Proxy Statement. | Management | | For | | For | | |
| | MEDALLION FINANCIAL CORP. | | |
| | Security | 583928106 | | | | Meeting Type | Annual |
| | Ticker Symbol | MFIN | | | | Meeting Date | 17-Jun-2021 | |
| | ISIN | US5839281061 | | | | Agenda | 935413776 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Frederick A. Menowitz | | | | For | | For | | |
| | | | 2 | David L. Rudnick | | | | For | | For | | |
| | 2. | Proposal to ratify the appointment of Mazars USA LLP as Medallion Financial Corp.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Proposal to approve a non-binding advisory resolution to approve the 2020 compensation of Medallion Financial Corp.'s named executive officers, as described in the proxy statement. | Management | | For | | For | | |
| | HC2 HOLDINGS, INC. | | |
| | Security | 404139107 | | | | Meeting Type | Annual |
| | Ticker Symbol | HCHC | | | | Meeting Date | 17-Jun-2021 | |
| | ISIN | US4041391073 | | | | Agenda | 935424452 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Avram A. Glazer | Management | | For | | For | | |
| | 1.2 | Election of Director: Wayne Barr, Jr. | Management | | For | | For | | |
| | 1.3 | Election of Director: Kenneth S. Courtis | Management | | For | | For | | |
| | 1.4 | Election of Director: Warren H. Gfeller | Management | | For | | For | | |
| | 1.5 | Election of Director: Michael Gorzynski | Management | | For | | For | | |
| | 1.6 | Election of Director: Shelly C. Lombard | Management | | For | | For | | |
| | 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers (the "Say on Pay Vote"). | Management | | For | | For | | |
| | 3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | CADIZ INC. | | |
| | Security | 127537207 | | | | Meeting Type | Annual |
| | Ticker Symbol | CDZI | | | | Meeting Date | 17-Jun-2021 | |
| | ISIN | US1275372076 | | | | Agenda | 935429476 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Keith Brackpool | | | | For | | For | | |
| | | | 2 | Stephen E. Courter | | | | For | | For | | |
| | | | 3 | Maria Echaveste | | | | For | | For | | |
| | | | 4 | Geoffrey Grant | | | | For | | For | | |
| | | | 5 | Winston Hickox | | | | For | | For | | |
| | | | 6 | Susan P. Kennedy | | | | For | | For | | |
| | | | 7 | Scott S. Slater | | | | For | | For | | |
| | | | 8 | Carolyn Webb de Macías | | | | For | | For | | |
| | 2. | Ratification of PricewaterhouseCoopers LLP as independent auditor. | Management | | For | | For | | |
| | 3. | Advisory vote on executive compensation as disclosed in the proxy materials. | Management | | For | | For | | |
| | ACIES ACQUISITION CORP. | | |
| | Security | G0103T121 | | | | Meeting Type | Special |
| | Ticker Symbol | ACACU | | | | Meeting Date | 17-Jun-2021 | |
| | ISIN | KYG0103T1215 | | | | Agenda | 935450229 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | The Business Combination Proposal-to consider and vote upon a proposal to approve by ordinary resolution and adopt the agreement and plan of merger, dated as of February 1, 2021 (as may be amended and/or restated from time to time, the "Merger Agreement"), by and among Acies, PlayStudios, Inc., a Delaware corporation ("PLAYSTUDIOS"), Catalyst Merger Sub I, Inc., a Delaware corporation ("First Merger Sub"), and Catalyst Merger Sub II, LLC, a Delaware limited liability company ("Second Merger Sub"). | Management | | For | | For | | |
| | 2. | The Domestication Proposal-to consider and vote upon a proposal to approve by special resolution, the change of Acies' jurisdiction of incorporation by deregistering as an exempted company in the Cayman Islands and continuing and domesticating as a corporation incorporated under the laws of the State of Delaware (the "Domestication", and together with the Mergers, and the other transactions contemplated by the Merger Agreement and the documents related thereto, the "Business Combination") (the "Domestication Proposal"). | Management | | For | | For | | |
| | 3A. | The Organizational Documents Proposal-to authorize the change in the authorized share capital of Acies. | Management | | For | | For | | |
| | 3B. | The Organizational Documents Proposal-to authorize the board of directors of New PLAYSTUDIOS (the "New PLAYSTUDIOS Board of Directors") to issue any or all shares of New PLAYSTUDIOS preferred stock in one or more classes or series, with such terms and conditions as may be expressly determined by New PLAYSTUDIOS Board of Directors and as may be permitted by the DGCL (the "Organizational Documents Proposal B"). | Management | | For | | For | | |
| | 3C. | The Organizational Documents Proposal-to provide that New PLAYSTUDIOS Board of Directors be declassified with all directors being elected each year for one-year terms (the "Organizational Documents Proposal C"). | Management | | For | | For | | |
| | 3D. | The Organizational Documents Proposal-to authorize, by way of special resolution, all other changes in connection with the amendment, restatement and replacement of the Cayman Constitutional Documents with the Proposed Certificate of Incorporation and Proposed Bylaws as part of the Domestication (copies of which are attached to the proxy statement/prospectus as Annex I and Annex J, respectively). | Management | | For | | For | | |
| | 4. | The Director Election Proposal-to consider and vote upon a proposal to approve by ordinary resolution, to elect six directors who, upon consummation of the Business Combination, will be the directors of New PLAYSTUDIOS (the "Director Election Proposal"). | Management | | For | | For | | |
| | 5. | The Merger Proposal-to consider and vote upon a proposal to approve by ordinary resolution, for the purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635, the issuance of New PLAYSTUDIOS common stock to the PLAYSTUDIOS stockholders pursuant to the terms of the Merger Agreement (the "Merger Proposal"). | Management | | For | | For | | |
| | 6. | The PIPE Issuance Proposal-to consider and vote upon a proposal to approve, for purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635, the issuance of New PLAYSTUDIOS common stock to certain investors (collectively, the "PIPE Investors"), for a total aggregate purchase price of up to $250.0 million (the "PIPE Investment") (the "PIPE Issuance Proposal"). | Management | | For | | For | | |
| | 7. | The Incentive Award Plan Proposal-to consider and vote upon a proposal to approve by ordinary resolution, the New PLAYSTUDIOS 2021 Equity Incentive Plan (the "Incentive Plan"), a copy of which is attached to the proxy statement/prospectus as Annex F, including the authorization of the initial share reserve under the Incentive Plan (the "Incentive Plan Proposal"). | Management | | For | | For | | |
| | 8. | The ESPP Proposal-to consider and vote upon a proposal to approve by ordinary resolution, the New PLAYSTUDIOS Employee Stock Purchase Plan (the "ESPP"), a copy of which is attached to the proxy statement/prospectus as Annex G, including the authorization of the initial share reserve under the ESPP (the "ESPP Proposal"). | Management | | For | | For | | |
| | 9. | The Auditor Ratification Proposal-to consider and vote upon a proposal to approve by ordinary resolution, the ratification of the appointment of Marcum LLP as the independent registered public accountants of Acies to audit and report upon Acies' consolidated financial statements for the fiscal year ending December 31, 2021 (the "Auditor Ratification Proposal"). | Management | | For | | For | | |
| | 10. | The Adjournment Proposal-to consider and vote upon a proposal to approve the adjournment of the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for the approval of one or more proposals at the extraordinary general meeting (the "Adjournment Proposal"). | Management | | For | | For | | |
| | ORTHOFIX MEDICAL INC. | | |
| | Security | 68752M108 | | | | Meeting Type | Annual |
| | Ticker Symbol | OFIX | | | | Meeting Date | 21-Jun-2021 | |
| | ISIN | US68752M1080 | | | | Agenda | 935424286 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1.1 | Election of Director: Catherine M. Burzik | Management | | For | | For | | |
| | 1.2 | Election of Director: Jason M. Hannon | Management | | For | | For | | |
| | 1.3 | Election of Director: James F. Hinrichs | Management | | For | | For | | |
| | 1.4 | Election of Director: Alexis V. Lukianov | Management | | For | | For | | |
| | 1.5 | Election of Director: Lilly Marks | Management | | For | | For | | |
| | 1.6 | Election of Director: Michael E. Paolucci | Management | | For | | For | | |
| | 1.7 | Election of Director: Jon C. Serbousek | Management | | For | | For | | |
| | 1.8 | Election of Director: John E. Sicard | Management | | For | | For | | |
| | 2. | Advisory vote on compensation of named executive officers. | Management | | For | | For | | |
| | 3. | Approval of Amendment No. 2 to the Amended and Restated 2012 Long-Term Incentive Plan. | Management | | Against | | Against | | |
| | 4. | Approval of Amendment No. 2 to the Second Amended and Restated Stock Purchase Plan. | Management | | For | | For | | |
| | 5. | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | TERAOKA SEISAKUSHO CO.,LTD. | | |
| | Security | J83130104 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 22-Jun-2021 | |
| | ISIN | JP3546000005 | | | | Agenda | 714246483 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| | 2.1 | Appoint a Director Asakura, Shinji | Management | | Against | | Against | | |
| | 2.2 | Appoint a Director Furuichi, Katsunori | Management | | For | | For | | |
| | 3 | Appoint a Substitute Corporate Auditor Sugaya, Masayuki | Management | | Against | | Against | | |
| | GTY TECHNOLOGY HOLDINGS INC. | | |
| | Security | 362409104 | | | | Meeting Type | Annual |
| | Ticker Symbol | GTYH | | | | Meeting Date | 22-Jun-2021 | |
| | ISIN | US3624091043 | | | | Agenda | 935406757 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Class III Director for three-year term: William D. Green | Management | | For | | For | | |
| | 1B. | Election of Class III Director for three-year term: Charles Wert | Management | | For | | For | | |
| | 2. | To ratify the appointment by the Company's audit committee of WithumSmith+Brown, PC to serve as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | KINDRED BIOSCIENCES, INC. | | |
| | Security | 494577109 | | | | Meeting Type | Annual |
| | Ticker Symbol | KIN | | | | Meeting Date | 22-Jun-2021 | |
| | ISIN | US4945771099 | | | | Agenda | 935431659 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Raymond Townsend, Pharm.D. | Management | | Abstain | | Against | | |
| | 1B. | Election of Director: Ervin Veszprémi | Management | | Abstain | | Against | | |
| | 2. | To approve, on an advisory basis, our named executive officer compensation. | Management | | For | | For | | |
| | 3. | To ratify the appointment of KMJ Corbin & Company LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | TAKASAGO INTERNATIONAL CORPORATION | | |
| | Security | J80937113 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 24-Jun-2021 | |
| | ISIN | JP3454400007 | | | | Agenda | 714250191 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | | Please reference meeting materials. | Non-Voting | | | | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| | 2.1 | Appoint a Director Masumura, Satoshi | Management | | Against | | Against | | |
| | 2.2 | Appoint a Director Noyori, Ryoji | Management | | For | | For | | |
| | 2.3 | Appoint a Director Fujiwara, Hisaya | Management | | For | | For | | |
| | 2.4 | Appoint a Director Yamagata, Tatsuya | Management | | For | | For | | |
| | 2.5 | Appoint a Director Somekawa, Kenichi | Management | | For | | For | | |
| | 2.6 | Appoint a Director Yanaka, Fumihiro | Management | | For | | For | | |
| | 2.7 | Appoint a Director Matsuda, Komei | Management | | For | | For | | |
| | 2.8 | Appoint a Director Mizuno, Naoki | Management | | For | | For | | |
| | 2.9 | Appoint a Director Isono, Hirokazu | Management | | For | | For | | |
| | 2.10 | Appoint a Director Kawabata, Shigeki | Management | | For | | For | | |
| | 3 | Appoint a Corporate Auditor Kawakami, Yukihiro | Management | | For | | For | | |
| | LIFETIME BRANDS, INC. | | |
| | Security | 53222Q103 | | | | Meeting Type | Annual |
| | Ticker Symbol | LCUT | | | | Meeting Date | 24-Jun-2021 | |
| | ISIN | US53222Q1031 | | | | Agenda | 935427321 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jeffrey Siegel | | | | For | | For | | |
| | | | 2 | Robert B. Kay | | | | For | | For | | |
| | | | 3 | Rachael A. Jarosh | | | | For | | For | | |
| | | | 4 | John Koegel | | | | For | | For | | |
| | | | 5 | Cherrie Nanninga | | | | For | | For | | |
| | | | 6 | Craig Phillips | | | | For | | For | | |
| | | | 7 | Veronique Gabai-Pinsky | | | | For | | For | | |
| | | | 8 | Bruce G. Pollack | | | | For | | For | | |
| | | | 9 | Michael J. Regan | | | | For | | For | | |
| | | | 10 | Michael Schnabel | | | | For | | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2021. | Management | | For | | For | | |
| | 3. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | OPKO HEALTH, INC. | | |
| | Security | 68375N103 | | | | Meeting Type | Annual |
| | Ticker Symbol | OPK | | | | Meeting Date | 24-Jun-2021 | |
| | ISIN | US68375N1037 | | | | Agenda | 935428397 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Phillip Frost, M.D. | | | | For | | For | | |
| | | | 2 | Jane H. Hsiao, PhD, MBA | | | | For | | For | | |
| | | | 3 | Steven D. Rubin | | | | For | | For | | |
| | | | 4 | Jon R. Cohen, M.D. | | | | For | | For | | |
| | | | 5 | Robert S. Fishel, M.D. | | | | For | | For | | |
| | | | 6 | Richard M. Krasno, Ph.D | | | | For | | For | | |
| | | | 7 | Prem A. Lachman, M.D. | | | | For | | For | | |
| | | | 8 | Richard A. Lerner, M.D. | | | | For | | For | | |
| | | | 9 | Roger J. Medel, M.D. | | | | For | | For | | |
| | | | 10 | John A. Paganelli | | | | For | | For | | |
| | | | 11 | Richard C Pfenniger, Jr | | | | For | | For | | |
| | | | 12 | A. Lin-Tsing Yu, MD PhD | | | | For | | For | | |
| | 2. | A non-binding advisory vote to approve the compensation paid to named executive officers of the Company ("Say on Pay"). | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | MOVADO GROUP, INC. | | |
| | Security | 624580106 | | | | Meeting Type | Annual |
| | Ticker Symbol | MOV | | | | Meeting Date | 24-Jun-2021 | |
| | ISIN | US6245801062 | | | | Agenda | 935430342 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Peter A. Bridgman | | | | For | | For | | |
| | | | 2 | Alex Grinberg | | | | For | | For | | |
| | | | 3 | Efraim Grinberg | | | | For | | For | | |
| | | | 4 | Alan H. Howard | | | | For | | For | | |
| | | | 5 | Richard Isserman | | | | For | | For | | |
| | | | 6 | Ann Kirschner | | | | For | | For | | |
| | | | 7 | Stephen Sadove | | | | For | | For | | |
| | 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement under "Executive Compensation". | Management | | For | | For | | |
| | MAEZAWA KYUSO INDUSTRIES CO.,LTD. | | |
| | Security | J39466107 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 25-Jun-2021 | |
| | ISIN | JP3860300007 | | | | Agenda | 714250379 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | | Please reference meeting materials. | Non-Voting | | | | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| | 2.1 | Appoint a Director Taniai, Yuichi | Management | | For | | For | | |
| | 2.2 | Appoint a Director Murata, Hideaki | Management | | For | | For | | |
| | 2.3 | Appoint a Director Sugimoto, Hiroshi | Management | | For | | For | | |
| | 2.4 | Appoint a Director Taniguchi, Yoichiro | Management | | For | | For | | |
| | 2.5 | Appoint a Director Yoshikawa, Akihiro | Management | | For | | For | | |
| | 2.6 | Appoint a Director Iijima, Yasuo | Management | | For | | For | | |
| | 3 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | Management | | For | | For | | |
| | IWATSUKA CONFECTIONERY CO.,LTD. | | |
| | Security | J25575101 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 25-Jun-2021 | |
| | ISIN | JP3152200006 | | | | Agenda | 714322536 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| | 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Maki, Haruo | Management | | Against | | Against | | |
| | 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Hoshino, Tadahiko | Management | | For | | For | | |
| | 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Maki, Daisuke | Management | | For | | For | | |
| | 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Abe, Masaei | Management | | For | | For | | |
| | 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Haruhito | Management | | For | | For | | |
| | 3.1 | Appoint a Director who is Audit and Supervisory Committee Member Ishikawa, Yutaka | Management | | For | | For | | |
| | 3.2 | Appoint a Director who is Audit and Supervisory Committee Member Sano, Yoshihide | Management | | For | | For | | |
| | 3.3 | Appoint a Director who is Audit and Supervisory Committee Member Fukai, Kazuo | Management | | For | | For | | |
| | 4 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Hosokai, Iwao | Management | | For | | For | | |
| | ARLO TECHNOLOGIES, INC. | | |
| | Security | 04206A101 | | | | Meeting Type | Annual |
| | Ticker Symbol | ARLO | | | | Meeting Date | 25-Jun-2021 | |
| | ISIN | US04206A1016 | | | | Agenda | 935422737 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Matthew McRae | | | | For | | For | | |
| | 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | CPI AEROSTRUCTURES, INC. | | |
| | Security | 125919308 | | | | Meeting Type | Annual |
| | Ticker Symbol | CVU | | | | Meeting Date | 25-Jun-2021 | |
| | ISIN | US1259193084 | | | | Agenda | 935432031 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard Caswell | | | | For | | For | | |
| | | | 2 | Walter Paulick | | | | For | | For | | |
| | | | 3 | Eric Rosenfeld | | | | For | | For | | |
| | 2. | Advisory approval of the compensation of the Company's Named Executive Officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of CohnReznick LLP as the Company's independent registered public accounting firm. | Management | | For | | For | | |
| | SINCLAIR BROADCAST GROUP, INC. | | |
| | Security | 829226109 | | | | Meeting Type | Annual |
| | Ticker Symbol | SBGI | | | | Meeting Date | 28-Jun-2021 | |
| | ISIN | US8292261091 | | | | Agenda | 935426672 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | David D. Smith* | | | | For | | For | | |
| | | | 2 | Frederick G. Smith* | | | | For | | For | | |
| | | | 3 | J. Duncan Smith* | | | | For | | For | | |
| | | | 4 | Robert E. Smith* | | | | For | | For | | |
| | | | 5 | Laurie R. Beyer* | | | | For | | For | | |
| | | | 6 | Howard E. Friedman* | | | | For | | For | | |
| | | | 7 | Lawrence E. McCanna* | | | | For | | For | | |
| | | | 8 | Daniel C. Keith* | | | | For | | For | | |
| | | | 9 | Martin R. Leader* | | | | For | | For | | |
| | | | 10 | Benson E. Legg* | | | | For | | For | | |
| | 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval of amended and restated Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 4. | Approval of an amendment to the Company's 1996 Long- Term Incentive Plan to increase the number of shares authorized for issuance thereunder. | Management | | Abstain | | Against | | |
| | SPORTECH PLC | | |
| | Security | G83678113 | | | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 29-Jun-2021 | |
| | ISIN | GB00B28ZPV64 | | | | Agenda | 714275030 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | APPROVE CANCELLATION OF LISTING OF ORDINARY SHARES ON THE PREMIUM SEGMENT OF THE OFFICIAL LIST AND APPLY FOR ADMISSION OF THE ORDINARY SHARES TO TRADING ON AIM | Management | | For | | For | | |
| | CMMT | DUE TO COVID-19 PANDEMIC, THE BOARD RESPECTFULLY SUGGESTS THAT SHAREHOLDERS- DO NOT MAKE PLANS TO ATTEND THE GENERAL MEETING IN PERSON. PROXY VOTING IS- ENCOURAGED | Non-Voting | | | | | | |
| | SPORTECH PLC | | |
| | Security | G83678113 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 29-Jun-2021 | |
| | ISIN | GB00B28ZPV64 | | | | Agenda | 714298660 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO RECEIVE AND ADOPT THE COMPANY'S AUDITED ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, TOGETHER WITH THE ASSOCIATED REPORTS OF THE DIRECTORS AND THE AUDITOR | Management | | For | | For | | |
| | 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (AS THAT TERM IS USED IN SECTION 439 OF THE COMPANIES ACT 2006), OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY, IN THE FORM SET OUT IN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | | For | | For | | |
| | 3 | TO RE-ELECT RICHARD MCGUIRE AS A DIRECTOR | Management | | For | | For | | |
| | 4 | TO RE-ELECT GILES VARDEY AS A DIRECTOR | Management | | For | | For | | |
| | 5 | TO RE-ELECT THOMAS HEARNE AS A DIRECTOR | Management | | For | | For | | |
| | 6 | TO RE-ELECT BEN WARN AS A DIRECTOR | Management | | For | | For | | |
| | 7 | TO RE-APPOINT BDO LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | | For | | For | | |
| | 8 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION | Management | | For | | For | | |
| | 9 | THAT, IN ACCORDANCE WITH SECTION 366 OF THE COMPANIES ACT 2006 (THE "ACT"), THE COMPANY AND ITS SUBSIDIARIES BE AND ARE HEREBY AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES; AND (C) INCUR POLITICAL EXPENDITURE, UP TO AN AGGREGATE AMOUNT OF GBP 50,000.00 (AND THE AMOUNT AUTHORISED UNDER EACH OF PARAGRAPHS (A) TO (C) SHALL ALSO BE LIMITED TO SUCH AN AMOUNT) WITH SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. FOR THE PURPOSES | Management | | For | | For | | |
| | | OF THIS RESOLUTION THE TERMS "POLITICAL DONATION", "POLITICAL PARTIES", "INDEPENDENT ELECTION CANDIDATES", "POLITICAL ORGANISATION" AND "POLITICAL EXPENDITURE" HAVE THE MEANINGS GIVEN BY SECTIONS 363 TO 365 OF THE ACT | | | | | | | | | |
| | 10 | THAT: (A) THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED, PURSUANT TO SECTION 551 OF THE ACT, TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE CAPITAL OF THE COMPANY AND GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE CAPITAL OF THE COMPANY ("RIGHTS"): (I) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 12,583,417; AND (II) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 25,166,834 (SUCH AMOUNT TO BE REDUCED BY ANY SHARES ALLOTTED, OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES GRANTED UNDER PARAGRAPH (A)(I) OF THIS RESOLUTION) IN CONNECTION WITH AN OFFER BY WAY OF RIGHTS ISSUE TO: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER (INCLUDING ANY SUCH PROBLEMS ARISING BY VIRTUE OF EQUITY SECURITIES BEING REPRESENTED BY DEPOSITARY RECEIPTS); AND (B) SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2022 OR, IF EARLIER, THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY BUT SO THAT, IN EACH CASE UNTIL SUCH TIME, THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER THE AUTHORITY HAS EXPIRED AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THAT THIS AUTHORITY HAS EXPIRED | Management | | For | | For | | |
| | 11 | THAT: (A) SUBJECT TO THE PASSING OF RESOLUTION 10 ABOVE, THE DIRECTORS SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) (INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITIES INTO, EQUITY SECURITIES) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 10 ABOVE AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO: (I) THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OR ISSUE OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A)(II) OF RESOLUTION 10, BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER (INCLUDING ANY SUCH PROBLEMS ARISING BY VIRTUE OF EQUITY SECURITIES BEING REPRESENTED BY DEPOSITARY RECEIPTS); AND (II) THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A)(I) OF THIS RESOLUTION) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,887,512.40; AND (B) THIS POWER SHALL CEASE TO HAVE EFFECT WHEN THE AUTHORITY GIVEN BY RESOLUTION 10 IS REVOKED OR EXPIRES, BUT UNTIL SUCH TIME THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND/OR TREASURY SHARES TO BE SOLD AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL TREASURY SHARES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE AUTHORITY HAS EXPIRED | Management | | For | | For | | |
| | 12 | THAT: (A) SUBJECT TO THE PASSING OF RESOLUTION 10 ABOVE, AND IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 11 ABOVE, THE DIRECTORS OF THE COMPANY SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) (INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITIES INTO, EQUITY SECURITIES) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 10 ABOVE AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO: (I) THE ALLOTMENT OF EQUITY SECURITIES AND THE SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,887,512.40; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE PASSING OF THIS RESOLUTION; AND (B) THIS POWER SHALL CEASE TO HAVE EFFECT WHEN THE AUTHORITY GIVEN BY RESOLUTION 10 IS REVOKED OR EXPIRES, BUT UNTIL SUCH TIME THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND/OR TREASURY SHARES TO BE SOLD AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL TREASURY SHARES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE AUTHORITY HAS EXPIRED | Management | | For | | For | | |
| | 13 | THAT THE COMPANY BE, AND IT IS HEREBY, GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTIONS 693 AND 701 OF THE ACT, TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY UPON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY SHALL DETERMINE, PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 28,312,688; (B) THE MINIMUM PRICE WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS AN AMOUNT EQUAL TO THE NOMINAL VALUE OF SUCH SHARE(S) (EXCLUSIVE OF EXPENSES); (C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE | Management | | For | | For | | |
| | | CANNOT BE MORE THAN AN AMOUNT EQUAL TO THE HIGHER OF: (I) 105% OF THE AVERAGE OF THE CLOSING MIDDLE MARKET PRICE FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE TRADING DAYS IMMEDIATELY PRIOR TO THE DAY ON WHICH A SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE OR VENUES WHERE THE MARKET PURCHASES BY THE COMPANY PURSUANT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION WILL BE CARRIED OUT; (D) SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; AND THE COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY PRIOR TO THE EXPIRY OF SUCH AUTHORITY, WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE (E) EXPIRY OF SUCH AUTHORITY AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT OR CONTRACTS | | | | | | | | | |
| | 14 | THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | | For | | For | | |
| | NEO PERFORMANCE MATERIALS INC | | |
| | Security | 64046G106 | | | | Meeting Type | MIX |
| | Ticker Symbol | | | | | Meeting Date | 29-Jun-2021 | |
| | ISIN | CA64046G1063 | | | | Agenda | 714302584 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.7 AND 2. THANK YOU | Non-Voting | | | | | | |
| | 1.1 | ELECTION OF DIRECTOR: CLAIRE M.C. KENNEDY | Management | | For | | For | | |
| | 1.2 | ELECTION OF DIRECTOR: ERIC NOYREZ | Management | | For | | For | | |
| | 1.3 | ELECTION OF DIRECTOR: C. E. KARAYANNOPOULOS | Management | | For | | For | | |
| | 1.4 | ELECTION OF DIRECTOR: BROOK HINCHMAN | Management | | For | | For | | |
| | 1.5 | ELECTION OF DIRECTOR: EDGAR LEE | Management | | For | | For | | |
| | 1.6 | ELECTION OF DIRECTOR: G. GAIL EDWARDS | Management | | For | | For | | |
| | 1.7 | ELECTION OF DIRECTOR: GREGORY SHARE | Management | | For | | For | | |
| | 2 | APPOINTMENT OF KPMG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 3 | APPROVE THE LTIP RESOLUTION, THE DETAILS OF WHICH ARE CONTAINED UNDER THE HEADING "MATTERS TO BE ACTED UPON - LTIP RESOLUTION" IN THE ACCOMPANYING INFORMATION CIRCULAR | Management | | Against | | Against | | |
| | TRINITY PLACE HOLDINGS INC. | | |
| | Security | 89656D101 | | | | Meeting Type | Annual |
| | Ticker Symbol | TPHS | | | | Meeting Date | 29-Jun-2021 | |
| | ISIN | US89656D1019 | | | | Agenda | 935430948 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Alan Cohen | Management | | For | | For | | |
| | 1B. | Election of Director: Matthew Messinger | Management | | For | | For | | |
| | 1C. | Election of Director: Keith Pattiz | Management | | For | | For | | |
| | 2. | Ratification of the appointment of BDO USA, LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | Approval of an amendment to the company's 2015 Stock Incentive Plan to increase the number of shares available for awards by 1,500,000 shares. | Management | | For | | For | | |
| | 4. | Approval, on an advisory basis, of the compensation of the company's named executive officers. | Management | | For | | For | | |
| | 5. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of the company's named executive officers. | Management | | 3 Years | | For | | |
| | PETIQ, INC. | | |
| | Security | 71639T106 | | | | Meeting Type | Annual |
| | Ticker Symbol | PETQ | | | | Meeting Date | 29-Jun-2021 | |
| | ISIN | US71639T1060 | | | | Agenda | 935437295 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of class I director to serve until the third annual meeting: Ronald Kennedy | Management | | For | | For | | |
| | 1B. | Election of class I director to serve until the third annual meeting: Sheryl Oloughlin | Management | | For | | For | | |
| | 2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | | For | | For | | |
| | 3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | 4. | To approve the amendment and restatement of our Amended and Restated 2017 Omnibus Incentive Plan. | Management | | Against | | Against | | |
| | 5. | To approve on an advisory, non-binding basis, the frequency of stockholder advisory approval on the compensation of our named executive officers. | Management | | 1 Year | | For | | |
| | MATERIALISE NV | | |
| | Security | 57667T100 | | | | Meeting Type | Annual |
| | Ticker Symbol | MTLS | | | | Meeting Date | 29-Jun-2021 | |
| | ISIN | US57667T1007 | | | | Agenda | 935460585 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 3. | Approval of the statutory annual accounts of Materialise NV: Proposed resolution: approval of the statutory annual accounts of Materialise NV relating to the financial year ended on 31 December 2020. | Management | | For | | For | | |
| | 4. | Appropriation of the result: Proposed resolution: approval to impute the net profit of the financial year 2020 (Euro 1.603.404) to the loss carried forward of the previous financial year (Euro 23.345.497), as a result of which the aggregate loss amounts to Euro 21.742.093. | Management | | For | | For | | |
| | 5. | Discharge to the directors: Proposed resolution: granting discharge to the directors for the performance of their mandate during the financial year ended on 31 December 2020, including discharge for the late convocation of this annual meeting. | Management | | For | | For | | |
| | 6. | Discharge to the auditor: Proposed resolution: granting discharge to the auditor for the performance of their mandate during the financial year ended on 31 December 2020, including, insofar as necessary, discharge for the late convocation of this annual meeting. | Management | | For | | For | | |
| | 7A. | Proposed resolution: renewing the appointment as director of Mr Wilfried Vancraen, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | Against | | Against | | |
| | 7B. | Proposed resolution: renewing the appointment as director of Mr Peter Leys, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | For | | For | | |
| | 7C. | Proposed resolution: renewing the appointment as director of A TRE C CVOA, permanently represented by Mr Johan De Lille, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | Against | | Against | | |
| | 7D. | Proposed resolution: renewing the appointment as director of Ms Hilde Ingelaere, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | For | | For | | |
| | 7E. | Proposed resolution: renewing the appointment as director of Mr Jürgen Ingels, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | Against | | Against | | |
| | 7F. | Proposed resolution: renewing the appointment as director of Mr Jos Vander Sloten, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | For | | For | | |
| | 7G. | Proposed resolution: renewing the appointment as director of Ms Godelieve Verplancke, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | Against | | Against | | |
| | 7H. | Proposed resolution: renewing the appointment as director Mr Bart Luyten, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | For | | For | | |
| | 7I. | Proposed resolution: renewing the appointment as director Mr Volker Hammes, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | For | | For | | |
| | 7J. | Proposed resolution: approval of the appointment as director Mr Sander Vancraen as of the date of the shareholders' meeting, for a period of one year after the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | | For | | For | | |
| | 8. | Powers: Proposed resolution: granting powers to Carla Van Steenbergen, Felix Theus and Ben Schepers, each with power to act alone and with power of substitution and without prejudice to other delegations of power to the extent applicable, for any filings and publication formalities in relation to the above resolutions. | Management | | For | | For | | |
| | BALLY'S CORPORATION | | |
| | Security | 05875B106 | | | | Meeting Type | Special |
| | Ticker Symbol | BALY | | | | Meeting Date | 30-Jun-2021 | |
| | ISIN | US05875B1061 | | | | Agenda | 935456916 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | | Vote | For/Against Management | | |
| | 1. | To approve the potential issuance of more than 19.9% of Bally's common stock in connection with the Acquisition of Gamesys. | Management | | For | | For | | |
| | 2. | To approve and adopt the Bally's Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 3. | To adjourn the special meeting to a later date or time, if necessary. | Management | | For | | For | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.
