TETON
Westwood
Mighty
Mites
Fund
Schedule
of
Investments—December
31,
2023
(Unaudited)
1
Shares
Market
Value
COMMON
STOCKS
—
99
.6
%
Aerospace
and
Defense
—
1
.8
%
120,500
Allient
Inc.
..........................................................
$
3,640,305
102,518
Avio
SpA
†
..........................................................
957,458
100,000
Innovative
Solutions
and
Support
Inc.
†
...........
853,000
7,000
Kratos
Defense
&
Security
Solutions
Inc.
†
......
142,030
60,600
Park
Aerospace
Corp.
........................................
890,820
6,483,613
Agriculture
—
1
.0
%
215
J.G.
Boswell
Co.
..................................................
131,150
156,000
Limoneira
Co.
....................................................
3,218,280
195,500
S&W
Seed
Co.
†
..................................................
136,850
3,486,280
Automotive
—
2
.1
%
27,000
Rush
Enterprises
Inc.
,
Cl. A
..............................
1,358,100
90,500
Rush
Enterprises
Inc.
,
Cl. B
...............................
4,794,690
51,200
Wabash
National
Corp.
.....................................
1,311,744
7,464,534
Automotive:
Parts
and
Accessories
—
3
.7
%
215,928
Commercial
Vehicle
Group
Inc.
†
......................
1,513,655
47,500
Dana
Inc.
............................................................
693,975
50,000
Garrett
Motion
Inc.
†
..........................................
483,500
6,560
Gentherm
Inc.
†
..................................................
343,482
84,000
Modine
Manufacturing
Co.
†
............................
5,014,800
11,500
Motorcar
Parts
of
America
Inc.
†
.......................
107,410
80,000
Puradyn
Filter
Technologies
Inc.
†
....................
0
40,000
Standard
Motor
Products
Inc.
..........................
1,592,400
114,060
Strattec
Security
Corp.
†
.....................................
2,864,047
20,500
Titan
International
Inc.
†
....................................
305,040
12,918,309
Aviation:
Parts
and
Services
—
4
.2
%
198,000
Astronics
Corp.
†
................................................
3,449,160
23,896
Astronics
Corp.
,
Cl. B
†
......................................
416,746
165,540
Ducommun
Inc.
†
...............................................
8,618,012
43,000
Heroux-Devtek
Inc.
†
.........................................
493,265
75,000
Kaman
Corp.
......................................................
1,796,250
14,773,433
Broadcasting
—
1
.5
%
190,000
Beasley
Broadcast
Group
Inc.
,
Cl. A
†
...............
166,820
314,000
Corus
Entertainment
Inc.
,
Cl. B
........................
168,250
30,280
Dish
TV
India
Ltd.
,
GDR
†
.................................
4,603
239,620
Gray
Television
Inc.
...........................................
2,146,995
87,000
Gray
Television
Inc.
,
Cl. A
................................
745,181
32,000
Sinclair
Inc.
.........................................................
416,960
144,000
Townsquare
Media
Inc.
,
Cl. A
..........................
1,520,640
5,169,449
Building
and
Construction
—
4
.0
%
59,059
Armstrong
Flooring
Inc.
†
..................................
6
75,000
Gibraltar
Industries
Inc.
†
..................................
5,923,500
5,000
Granite
Construction
Inc.
..................................
254,300
5,000
Herc
Holdings
Inc.
.............................................
744,450
13,000
MYR
Group
Inc.
†
...............................................
1,880,190
33,465
The
Monarch
Cement
Co.
.................................
5,337,667
14,140,113
Business
Services
—
1
.7
%
100,000
AdTheorent
Holding
Co.
Inc.
†
.........................
145,000
23,000
Diebold
Nixdorf
Inc.
†
........................................
0
36,900
Du-Art
Film
Laboratories
Inc.
†
(a)
....................
159,998
4,100
Du-Art
Film
Laboratories
Inc.
†
(a)
....................
17,778
Shares
Market
Value
5,000
ICF
International
Inc.
........................................
$
670,450
31,400
OPENLANE
Inc.
†
..............................................
465,034
2,299,900
Trans-Lux
Corp.
†
(b)
..........................................
1,839,920
35,000
Viad
Corp.
†
........................................................
1,267,000
57,000
Willdan
Group
Inc.
†
..........................................
1,225,500
5,790,680
Communications
—
0
.4
%
104,000
Comtech
Telecommunications
Corp.
...............
876,720
40,000
Ooma
Inc.
†
.........................................................
429,200
1,305,920
Communications
Equipment
—
0
.5
%
53,000
Anterix
Inc.
†
.......................................................
1,765,960
Computer
Software
and
Services
—
1
.5
%
4,000
Agilysys
Inc.
†
.....................................................
339,280
625,000
Alithya
Group
Inc.
,
Cl. A
†
................................
818,750
124,000
American
Software
Inc.
,
Cl. A
..........................
1,401,200
4,000
Cardlytics
Inc.
†
..................................................
36,840
45,000
DHI
Group
Inc.
†
................................................
116,550
10,000
Digi
International
Inc.
†
.....................................
260,000
10,000
Materialise
NV
,
ADR
†
.......................................
65,650
137,000
Mitek
Systems
Inc.
†
...........................................
1,786,480
24,600
Playstudios
Inc.
†
................................................
66,666
1,000
Tyler
Technologies
Inc.
†
....................................
418,120
5,309,536
Consumer
Products
—
2
.8
%
51,000
Acme
United
Corp.
............................................
2,185,860
27,700
Bassett
Furniture
Industries
Inc.
.......................
459,820
770,000
Goodbaby
International
Holdings
Ltd.
†
..........
70,999
5,000
Johnson
Outdoors
Inc.
,
Cl. A
............................
267,100
226,000
Lifetime
Brands
Inc.
..........................................
1,516,460
322,000
Marine
Products
Corp.
......................................
3,670,800
14,000
MarineMax
Inc.
†
................................................
544,600
13,500
Oil-Dri
Corp.
of
America
..................................
905,580
5,700
PC
Group
Inc.
†
(a)
..............................................
1
2,200,000
Playmates
Holdings
Ltd.
...................................
157,777
9,778,997
Consumer
Services
—
0
.6
%
168,000
1-800-Flowers.com
Inc.
,
Cl. A
†
.........................
1,811,040
63,400
Bowlin
Travel
Centers
Inc.
†
..............................
270,718
3,500
Carriage
Services
Inc.
........................................
87,535
2,169,293
Diversified
Industrial
—
12
.7
%
181,000
American
Outdoor
Brands
Inc.
†
.......................
1,520,400
145,000
Ampco-Pittsburgh
Corp.
†
.................................
395,850
202,000
Burnham
Holdings
Inc.
,
Cl. A
(b)
......................
2,373,500
64,000
Columbus
McKinnon
Corp.
..............................
2,497,280
220,782
Distribution
Solutions
Group
Inc.
†
..................
6,967,880
134,000
Graham
Corp.
†
..................................................
2,541,980
1,500
Griffon
Corp.
......................................................
91,425
17,000
Haulotte
Group
SA
†
..........................................
47,481
700
Hyster-Yale
Materials
Handling
Inc.
................
43,533
300,500
Intevac
Inc.
†
.......................................................
1,298,160
10,000
John
Bean
Technologies
Corp.
..........................
994,500
171,760
L.B.
Foster
Co.
,
Cl. A
†
........................................
3,777,002
7,000
MSA
Safety
Inc.
..................................................
1,181,810
567,870
Myers
Industries
Inc.
.........................................
11,101,859
189,000
Park-Ohio
Holdings
Corp.
................................
5,095,440
19,300
RWC
Inc.
†
...........................................................
135,100
8,500
Standex
International
Corp.
..............................
1,346,230
TETON
Westwood
Mighty
Mites
Fund
Schedule
of
Investments
(Continued)—December
31,
2023
(Unaudited)
2
Shares
Market
Value
COMMON
STOCKS
(Continued)
Diversified
Industrial
(Continued)
10,200
Steel
Partners
Holdings
LP
†
.............................
$
408,000
167,000
Tredegar
Corp.
...................................................
903,470
110,000
Twin
Disc
Inc.
....................................................
1,777,600
44,498,500
Educational
Services
—
0
.3
%
81,500
Universal
Technical
Institute
Inc.
†
...................
1,020,380
Electronics
—
6
.3
%
112,000
Arlo
Technologies
Inc.
†
.....................................
1,066,240
6,000
Badger
Meter
Inc.
..............................................
926,220
80,300
Bel
Fuse
Inc.
,
Cl. A
.............................................
5,148,836
139,000
CTS
Corp.
...........................................................
6,079,860
59,500
Daktronics
Inc.
†
.................................................
504,560
30,000
IMAX
Corp.
†
......................................................
450,600
34,000
Kimball
Electronics
Inc.
†
...................................
916,300
3,000
Mesa
Laboratories
Inc.
......................................
314,310
7,890
Methode
Electronics
Inc.
...................................
179,340
62,000
Stoneridge
Inc.
†
.................................................
1,213,340
77,000
Ultra
Clean
Holdings
Inc.
†
...............................
2,628,780
129,000
Ultralife
Corp.
†
..................................................
879,780
54,012
Vishay
Precision
Group
Inc.
†
...........................
1,840,189
22,148,355
Energy
and
Utilities:
Natural
Gas
—
0
.6
%
86,010
RGC
Resources
Inc.
...........................................
1,749,443
3,500
Unitil
Corp.
........................................................
183,995
1,933,438
Energy
and
Utilities:
Services
—
0
.5
%
205,000
Alvopetro
Energy
Ltd.
......................................
1,021,094
24,000
Dawson
Geophysical
Co.
†
................................
43,920
8,000
Dril-Quip
Inc.
†
...................................................
186,160
58,000
RPC
Inc.
..............................................................
422,240
6,500
Subsea
7
SA
,
ADR
..............................................
94,302
1,767,716
Energy
and
Utilities:
Water
—
1
.8
%
31,820
Artesian
Resources
Corp.
,
Cl. A
.......................
1,318,939
9,000
Cadiz
Inc.
†
..........................................................
25,200
22,200
California
Water
Service
Group
.......................
1,151,514
45,000
Consolidated
Water
Co.
Ltd.
............................
1,602,000
29,200
Energy
Recovery
Inc.
†
.......................................
550,128
5,000
Middlesex
Water
Co.
.........................................
328,100
37,660
The
York
Water
Co.
............................................
1,454,429
6,430,310
Entertainment
—
0
.5
%
83,307
Borussia
Dortmund
GmbH
&
Co.
KGaA
†
.......
331,080
1,500
Canterbury
Park
Holding
Corp.
.......................
30,660
53,000
Sportech
plc
........................................................
56,748
14,500
TKO
Group
Holdings
Inc.
.................................
1,182,910
1,601,398
Environmental
Control
—
0
.7
%
27,100
Casella
Waste
Systems
Inc.
,
Cl. A
†
...................
2,315,966
15,000
Primo
Water
Corp.
.............................................
225,750
2,541,716
Equipment
and
Supplies
—
6
.1
%
14,000
AZZ
Inc.
.............................................................
813,260
133,500
Core
Molding
Technologies
Inc.
†
.....................
2,473,755
43,000
Federal
Signal
Corp.
..........................................
3,299,820
33,000
Interpump
Group
SpA
......................................
1,707,490
Shares
Market
Value
34,200
Maezawa
Kyuso
Industries
Co.
Ltd.
................
$
321,383
50,000
Pitney
Bowes
Inc.
...............................................
220,000
284,500
The
Eastern
Co.
..................................................
6,259,000
79,500
The
Gorman-Rupp
Co.
......................................
2,824,635
70,000
The
L.S.
Starrett
Co.
,
Cl. A
†
...............................
847,000
17,500
The
Manitowoc
Co.
Inc.
†
..................................
292,075
71,000
Titan
Machinery
Inc.
†
........................................
2,050,480
32,500
TransAct
Technologies
Inc.
†
.............................
226,850
21,335,748
Financial
Services
—
12
.8
%
2,000
Ameris
Bancorp
.................................................
106,100
20,000
Atlantic
American
Corp.
...................................
47,600
27,500
Atlantic
Union
Bankshares
Corp.
.....................
1,004,850
11,300
Bank7
Corp.
........................................................
309,055
9,660
Berkshire
Hills
Bancorp
Inc.
.............................
239,858
2,200
Burke
&
Herbert
Financial
Services
Corp.
.......
138,380
7,200
Cadence
Bank
....................................................
213,048
79,800
Capital
City
Bank
Group
Inc.
...........................
2,348,514
8,000
Capitol
Federal
Financial
Inc.
...........................
51,600
14,000
Citizens
&
Northern
Corp.
................................
314,020
5,000
ConnectOne
Bancorp
Inc.
.................................
114,550
19,600
Crazy
Woman
Creek
Bancorp
Inc.
...................
449,820
1,014
Farmers
&
Merchants
Bank
of
Long
Beach
.....
5,197,764
40,000
Farmers
National
Banc
Corp.
...........................
578,000
20,000
First
Internet
Bancorp
........................................
483,800
378,800
Flushing
Financial
Corp.
...................................
6,242,624
74,000
FNB
Corp.
..........................................................
1,018,980
32,116
FS
Bancorp
Inc.
..................................................
1,187,007
10
Guaranty
Corp.
,
Cl. A
†
(a)
.................................
55,000
15,000
Hanover
Bancorp
Inc.
........................................
264,600
12,600
HomeStreet
Inc.
.................................................
129,780
9,030
Hope
Bancorp
Inc.
.............................................
109,082
79,791
I3
Verticals
Inc.
,
Cl. A
†
......................................
1,689,176
17,000
ICC
Holdings
Inc.
†
............................................
259,420
50,000
KKR
&
Co.
Inc.
...................................................
4,142,500
75,700
Legacy
Housing
Corp.
†
.....................................
1,909,154
700
LendingTree
Inc.
†
..............................................
21,224
94,700
Medallion
Financial
Corp.
................................
932,795
4,197
Northrim
BanCorp
Inc.
.....................................
240,110
9,000
Pacific
Premier
Bancorp
Inc.
.............................
261,990
15,000
Primis
Financial
Corp.
.......................................
189,900
30,530
Renasant
Corp.
...................................................
1,028,250
31,800
Sandy
Spring
Bancorp
Inc.
................................
866,232
3,000
Seacoast
Banking
Corp.
of
Florida
...................
85,380
3,600
Security
National
Corp.
.....................................
504,000
68,500
Silvercrest
Asset
Management
Group
Inc.
,
Cl. A
.................................................................
1,164,500
38,000
Southern
First
Bancshares
Inc.
†
........................
1,409,800
4,500
Southside
Bancshares
Inc.
.................................
140,940
8,900
SouthState
Corp.
................................................
751,605
21,500
Sprott
Inc.
...........................................................
728,214
64,000
Stellar
Bancorp
Inc.
............................................
1,781,760
4,500
Territorial
Bancorp
Inc.
.....................................
50,175
5,500
Thomasville
Bancshares
Inc.
.............................
341,000
4,500
Towne
Bank
.......................................................
133,920
10,010
TrustCo
Bank
Corp.
NY
....................................
310,811
8,000
United
Bankshares
Inc.
.....................................
300,400
44,000
Valley
National
Bancorp
...................................
477,840
31,800
Value
Line
Inc.
...................................................
1,550,250
40,410
Washington
Trust
Bancorp
Inc.
........................
1,308,476
63,000
Waterstone
Financial
Inc.
..................................
894,600
75,000
Western
New
England
Bancorp
Inc.
................
675,000
TETON
Westwood
Mighty
Mites
Fund
Schedule
of
Investments
(Continued)—December
31,
2023
(Unaudited)
3
Shares
Market
Value
COMMON
STOCKS
(Continued)
Financial
Services
(Continued)
115,000
Wright
Investors'
Service
Holdings
Inc.
†
........
$
17,250
44,770,704
Food
and
Beverage
—
2
.5
%
84,600
Andrew
Peller
Ltd.
,
Cl. A
..................................
294,333
15,000
BellRing
Brands
Inc.
†
........................................
831,450
1,900
Bridgford
Foods
Corp.
†
....................................
20,805
39,200
Calavo
Growers
Inc.
..........................................
1,152,872
133,000
Corby
Spirit
and
Wine
Ltd.
,
Cl. A
....................
1,311,883
307,200
Crimson
Wine
Group
Ltd.
†
..............................
1,811,251
475,809
Farmer
Brothers
Co.
†
........................................
1,455,975
1,350
Hanover
Foods
Corp.
,
Cl. A
..............................
87,750
300
Hanover
Foods
Corp.
,
Cl. B
..............................
18,516
21,000
Iwatsuka
Confectionery
Co.
Ltd.
......................
753,617
1,000
J
&
J
Snack
Foods
Corp.
.....................................
167,140
70,000
Premier
Foods
plc
..............................................
120,990
1,510
Rock
Field
Co.
Ltd.
............................................
17,274
4,600
Scheid
Vineyards
Inc.
,
Cl. A
†
............................
41,345
4,000
T.
Hasegawa
Co.
Ltd.
........................................
88,085
235,200
Tingyi
(Cayman
Islands)
Holding
Corp.
.........
286,752
207,400
Vitasoy
International
Holdings
Ltd.
................
206,643
23,000
Willamette
Valley
Vineyards
Inc.
†
....................
121,900
8,788,581
Health
Care
—
4
.6
%
65,000
Accuray
Inc.
†
.....................................................
183,950
5,500
Boiron
SA
...........................................................
244,205
9,000
CareDx
Inc.
†
.......................................................
108,000
3,000
Collegium
Pharmaceutical
Inc.
†
.......................
92,340
137,660
Cutera
Inc.
†
........................................................
485,251
35,142
Electromed
Inc.
†
................................................
383,399
60,500
Exelixis
Inc.
†
......................................................
1,451,395
195,000
InfuSystem
Holdings
Inc.
†
................................
2,055,300
17,000
Integer
Holdings
Corp.
†
...................................
1,684,360
5,500
LeMaitre
Vascular
Inc.
.......................................
312,180
199,660
Neogen
Corp.
†
...................................................
4,015,163
60,500
NeoGenomics
Inc.
†
............................................
978,890
18,000
Neuronetics
Inc.
†
...............................................
52,200
1,500
Omnicell
Inc.
†
....................................................
56,445
170,000
OPKO
Health
Inc.
†
............................................
256,700
21,000
Option
Care
Health
Inc.
†
..................................
707,490
22,500
Orthofix
Medical
Inc.
†
.......................................
303,300
2,500
QuidelOrtho
Corp.
†
..........................................
184,250
1,300
STERIS
plc
..........................................................
285,805
33,500
SurModics
Inc.
†
.................................................
1,217,725
67,761
United-Guardian
Inc.
........................................
487,879
1,000
Utah
Medical
Products
Inc.
...............................
84,220
7,200
Zealand
Pharma
A/S
†
........................................
397,921
16,028,368
Hotels
and
Gaming
—
5
.4
%
1,944
Bally's
Corp.
†
.....................................................
27,099
4,000
Boyd
Gaming
Corp.
...........................................
250,440
20,200
Caesars
Entertainment
Inc.
†
.............................
946,976
2,000
Churchill
Downs
Inc.
........................................
269,860
1,211,119
Full
House
Resorts
Inc.
†
....................................
6,503,709
121,000
Gambling.com
Group
Ltd.
†
..............................
1,179,750
20,000
Genius
Sports
Ltd.
†
...........................................
123,600
116,000
Golden
Entertainment
Inc.
................................
4,631,880
245,221
Inspired
Entertainment
Inc.
†
............................
2,422,784
194,300
PlayAGS
Inc.
†
....................................................
1,637,949
10,900
Rush
Street
Interactive
Inc.
†
.............................
48,941
Shares
Market
Value
70,000
The
Marcus
Corp.
..............................................
$
1,020,600
19,063,588
Machinery
—
5
.0
%
165,000
Astec
Industries
Inc.
..........................................
6,138,000
4,400
DMG
Mori
AG
...................................................
212,268
461,000
Gencor
Industries
Inc.
†
.....................................
7,440,540
18,700
Tennant
Co.
........................................................
1,733,303
14,820
The
Middleby
Corp.
†
........................................
2,181,059
17,705,170
Manufactured
Housing
and
Recreational
Vehicles
—
2
.9
%
3,400
Cavco
Industries
Inc.
†
.......................................
1,178,508
106,350
Nobility
Homes
Inc.
..........................................
3,668,543
42,300
Skyline
Champion
Corp.
†
.................................
3,141,198
32,000
Winnebago
Industries
Inc.
................................
2,332,160
10,320,409
Metals
and
Mining
—
0
.1
%
36,000
Osisko
Gold
Royalties
Ltd.
...............................
513,762
400,000
Tanami
Gold
NL
†
..............................................
9,540
523,302
Paper
and
Forest
Products
—
0.0
%
50
Keweenaw
Land
Association
Ltd.
†
..................
1,175
Publishing
—
0
.8
%
8,000
DallasNews
Corp.
..............................................
34,160
26,500
Lee
Enterprises
Inc.
†
.........................................
208,555
339,800
The
E.W.
Scripps
Co.
,
Cl. A
†
.............................
2,715,002
2,957,717
Real
Estate
—
1
.9
%
112,000
AmBase
Corp.
†
..................................................
16,800
115,800
Capital
Properties
Inc.
,
Cl. A
............................
1,386,705
28,000
DREAM
Unlimited
Corp.
,
Cl. A
.......................
478,623
19,000
FRP
Holdings
Inc.
†
............................................
1,194,720
15,940
Gyrodyne
LLC
†
.................................................
151,032
6,025
Holobeam
Inc.
†
..................................................
198,825
237,000
Reading
International
Inc.
,
Cl. A
†
....................
452,670
74,400
Reading
International
Inc.
,
Cl. B
†
.....................
1,047,552
2,508
Royalty
LLC
†
(a)
.................................................
765
94,000
Tejon
Ranch
Co.
†
...............................................
1,616,800
205,000
Trinity
Place
Holdings
Inc.
†
.............................
22,755
6,567,247
Restaurants
—
4
.2
%
55,000
Denny's
Corp.
†
..................................................
598,400
180,600
Nathan's
Famous
Inc.
........................................
14,088,606
14,687,006
Retail
—
1
.2
%
16,000
Big
5
Sporting
Goods
Corp.
..............................
101,440
4,000
Ingles
Markets
Inc.
,
Cl. A
..................................
345,480
24,000
Lands'
End
Inc.
†
................................................
229,440
8,000
La-Z-Boy
Inc.
......................................................
295,360
24,100
Movado
Group
Inc.
...........................................
726,615
16,000
Natural
Grocers
by
Vitamin
Cottage
Inc.
........
256,000
60,000
Sportsman's
Warehouse
Holdings
Inc.
†
..........
255,600
72,000
Village
Super
Market
Inc.
,
Cl. A
.......................
1,888,560
4,098,495
Semiconductors
—
0
.2
%
62,427
SkyWater
Technology
Inc.
†
...............................
600,548
Specialty
Chemicals
—
2
.2
%
63,280
Hawkins
Inc.
......................................................
4,456,178
TETON
Westwood
Mighty
Mites
Fund
Schedule
of
Investments
(Continued)—December
31,
2023
(Unaudited)
4
__________
Shares
Market
Value
COMMON
STOCKS
(Continued)
Specialty
Chemicals
(Continued)
5,000
Minerals
Technologies
Inc.
................................
$
356,550
100,000
Navigator
Holdings
Ltd.
...................................
1,455,000
10,800
Neo
Performance
Materials
Inc.
.......................
62,189
25,000
Teraoka
Seisakusho
Co.
Ltd.
.............................
99,646
66,900
The
General
Chemical
Group
Inc.
†
(a)
.............
0
193,194
Treatt
plc
.............................................................
1,238,661
7,668,224
Telecommunications
—
0
.5
%
51,000
A10
Networks
Inc.
.............................................
671,670
10,000
Frequency
Electronics
Inc.
................................
109,500
230,000
INNOVATE
Corp.
†
............................................
282,900
30,000
Nuvera
Communications
Inc.
...........................
301,500
2,800
Preformed
Line
Products
Co.
...........................
374,808
3,000
Shenandoah
Telecommunications
Co.
.............
64,860
1,805,238
TOTAL
COMMON
STOCKS
.........................
349,419,450
PREFERRED
STOCKS
—
0
.1
%
Automotive:
Parts
and
Accessories
—
0
.1
%
8,000
Jungheinrich
AG
................................................
293,386
RIGHTS
—
0.0
%
Energy
and
Utilities:
Services
—
0.0
%
85,500
Pineapple
Energy
Inc.
,
CVR
†
............................
90,220
Health
Care
—
0.0
%
25,000
Paratek
Pharmaceuticals
Inc.
,
CVR
†
................
500
200,000
Teva
Pharmaceutical
Industries
Ltd.
,
CCCP
,
expire
01/02/24
†
(a)
.........................................
0
500
Metals
and
Mining
—
0.0
%
60,000
Pan
American
Silver
Corp.
,
CVR
†
....................
30,900
TOTAL
RIGHTS
...............................................
121,620
WARRANTS
—
0.0
%
Business
Services
—
0.0
%
1
Internap
Corp.
,
expire
05/08/24
†
(a)
..................
652
Computer
Software
and
Services
—
0.0
%
9,000
Otonomo
Technologies
Ltd.
,
expire
08/13/26
†
424
Diversified
Industrial
—
0.0
%
47,000
Ampco-Pittsburgh
Corp.
,
expire
08/01/25
†
.....
5,640
Health
Care
—
0.0
%
8,737
Option
Care
Health
Inc.
,
Cl. A
,
expire
07/27/25
†
.........................................................
32,228
8,737
Option
Care
Health
Inc.
,
Cl. B
,
expire
07/27/25
†
.........................................................
22,678
54,906
TOTAL
WARRANTS
.......................................
61,622
TOTAL
MISCELLANEOUS
INVESTMENTS
—
0
.3
%
(c)
..........................
905,141
TOTAL
INVESTMENTS
—
100.0%
(Cost
$
202,066,011
)
.........................................
$
350,801,219
(a)
Security
is
valued
using
significant
unobservable
inputs
and
is
classified
as
Level
3
in
the
fair
value
hierarchy.
(b)
Security
considered
an
affiliated
holding
because
the
Fund
owns
at
least
5%
of
its
outstanding
shares.
(c)
Represents
undisclosed,
unrestricted
securities
which
the
Fund
has
held
for
less
than
one
year.
†
Non-income
producing
security.
ADR
American
Depositary
Receipt
CCCP
Contingent
Cash
Consideration
Payment
CVR
Contingent
Value
Right
GDR
Global
Depositary
Receipt