File Nos. 33-7496
811-4764
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N‑1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | [X] |
| |
Pre‑Effective Amendment No | [_] |
| |
Post‑Effective Amendment No. 41 | [X] |
| |
and/or | |
| |
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | [X] |
| |
Amendment No. 41 | [X] |
(Check appropriate box or boxes.)
DREYFUS MUNICIPAL BOND OPPORTUNITY FUND
(Exact Name of Registrant as Specified in Charter)
c/o The Dreyfus Corporation
200 Park Avenue, New York, New York 10166
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including Area Code: (212) 922-6000
Michael A. Rosenberg, Esq.
200 Park Avenue
New York, New York 10166
(Name and Address of Agent for Service)
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
Explanatory Note
This Post-Effective Amendment consists of the following:
1. Facing Sheet of the Registration Statement.
2. Part C to the Registration Statement (including signature page).
3. Exhibit (n) to Item 28 to the Registration Statement.
This Post-Effective Amendment is being filed solely to file a revised Rule 18f-3 Plan as Exhibit (n) to Item 28 to this Registration Statement on Form N-1A.
Parts A and B of Post-Effective Amendment No. 39 to the Registration Statement on Form N-1A, filed on August 26, 2011, pursuant to Rule 485(b) under the Securities Act of 1933, as amended, are incorporated by reference herein.
DREYFUS MUNICIPAL BOND OPPORTUNITY FUND
PART C. OTHER INFORMATION
_________________________
Item 28. Exhibits
_______ __________
(a)(i) Registrant's Amended and Restated Agreement and Declaration of Trust is incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 13 to the Registration Statement on Form N-1A, filed on July 12, 1995, and Exhibit (1)(b) of Post-Effective Amendment No. 18 to the Registration Statement on Form N‑1A, filed on August 13, 1997.
(a)(ii) Articles of Amendment are incorporated by reference to Exhibit (a) (ii) of Post-Effective Amendment No. 35 to the Registration Statement on Form N-1A, filed on August 27, 2009.
(b) Registrant's By‑Laws are incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 39 to the Registration Statement on Form N-1A, filed on August 26, 2011.
(d) Management Agreement is incorporated by reference to Exhibit (5) of Post-Effective Amendment No. 13 to the Registration Statement on Form N-1A, filed on July 12, 1995.
(e)(i) Distribution Agreement is incorporated by reference to Exhibit (e) (i) of Post-Effective Amendment No. 39 to the Registration Statement on Form N-1A, filed on August 26, 2011.
(e)(ii) Forms of Service Agreements are incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 22 to the Registration Statement on Form N-1A, filed on August 3, 2000.
(e)(iii) Forms of Supplemental Sales Agreement are incorporated by reference to Exhibit (e)(iii) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on March 2, 2007.
(g) Amended and Restated Custody Agreement is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 39 to the Registration Statement on Form N-1A, filed on August 26, 2011.
(h)(i) Shareholder Services Plan is incorporated by reference to Exhibit (h) of Post-Effective Amendment No. 26 to the Registration Statement on Form N-1A, filed on March 9, 2004.
(h)(ii) Amended and Restated Transfer Agency Agreement is incorporated by reference to Exhibit (h)(2) of Post-Effective Amendment No. 34 to the Registration Statement on Form N-1A, filed on August 27, 2008.
(i) Opinion and consent of Registrant's counsel is incorporated by reference to Exhibit (10) of Post-Effective Amendment No. 13 to the Registration Statement on Form N-1A, filed on July 12, 1995.
(j) Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 39 to the Registration Statement on Form N-1A, filed on August 26, 2011.
(m) Rule 12b-1 Distribution Plan is incorporated by reference to Exhibit (m) of Post-Effective Amendment No. 26 to the Registration Statement on Form N-1A, filed on March 9, 2004.
(n) Registrant's Rule 18f-3 Plan, amended as of March 13, 2012.*
(p)(i) Code of Ethics adopted by Registrant’s Adviser and Registrant’s Distributor is incorporated by reference to Exhibit (p) of Post-Effective Amendment No. 34 to the Registration Statement on Form N-1A, filed on August 27, 2008.
(p)(ii) Code of Ethics for the Non-management Board Members of the Dreyfus Family of Funds is incorporated by reference to Exhibit (p) (ii) of Post-Effective Amendment No. 36 to the Registration Statement on Form N-1A, filed on June 24, 2010 ("Post-Effective Amendment No. 36").
* Filed herewith.
OTHER EXHIBITS
(a)(1) Power of Attorney of the Board Members is incorporated by reference to Other Exhibits (a)(1) of Post-Effective Amendment No. 36.
(a)(2) Power of Attorney of the Officers is incorporated by reference to Other Exhibits (a)(2) of Post-Effective Amendment No. 36.
(b) Certificate of Assistant Secretary is incorporated by reference to Other Exhibits (b) of Post-Effective Amendment No. 36.
Item 29. Persons Controlled by or under Common Control with Registrant.
_______ ______________________________________________________________
Not Applicable.
Item 30. Indemnification.
_______ _______________
The Registrant’s charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant. The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys’ fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant. These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office.
Reference is made to Article VIII of the Registrant's Amended and Restated Declaration of Trust incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 13 to the Registration Statement on Form N-1A, filed on July 12, 1995. The application of these provisions is limited by Article 10 of the Registrant's By-Laws, filed as Exhibit (b) of Post-Effective Amendment No. 31 to the Registration Statement on Form N-1A, filed on August 28, 2006, and by the following undertaking set forth in the rules promulgated by the Securities and Exchange Commission (the “SEC”):
Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to trustees, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in such Act and is, therefore, unenforceable. In the event that a claim for indemnification is against such liabilities (other than the payment by the registrant of expenses incurred or paid by a trustee, officer or controlling person of the registrant in the successful defense of any such action, suit or proceeding) is asserted by such trustee, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in such Act and will be governed by the final adjudication of such issue.
Reference is also made to the Distribution Agreement filed as Exhibit (e)(i) of Post-Effective Amendment No. 39 to the Registration Statement on Form N-1A, filed on August 26, 2011.
Item 31. Business and Other Connections of Investment Adviser.
_______ ____________________________________________________
The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of investment companies sponsored by Dreyfus and of other investment companies for which Dreyfus acts as investment adviser, sub-investment adviser or administrator.
Item 31. Business and Other Connections of Investment Adviser (continued)
Officers and Directors of Investment Adviser
| | | |
Name and Position With Dreyfus | Other Businesses | Position Held | Dates |
| | | |
Jonathan Baum Chief Executive Officer and Chair of the Board | MBSC Securities Corporation++ | Chief Executive Officer Chairman of the Board
| 3/08 - Present 3/08 - Present |
| | | |
J. Charles Cardona President and Director | MBSC Securities Corporation++ | Director Executive Vice President | 6/07 – Present 6/07 - Present |
| | | |
| Universal Liquidity Funds plc+ | Director | 4/06 - Present |
| | | |
Diane P. Durnin Vice Chair and Director | None | | |
| | | |
Robert G. Capone Director | MBSC Securities Corporation++ | Executive Vice President Director | 4/07 - Present 4/07 - Present
|
| The Bank of New York Mellon***** | Vice President | 2/06 - Present |
| | | |
Mitchell E. Harris Director | Standish Mellon Asset Management Company LLC Mellon Financial Center 201 Washington Street Boston, MA 02108-4408 | Chairman Chief Executive Officer Member, Board of Managers | 2/05 – Present 8/04 – Present 10/04 - Present |
| | | |
| Alcentra NY, LLC++ | Manager | 1/08 - Present |
| | | |
| Alcentra US, Inc. ++ | Director | 1/08 - Present |
| | | |
| Alcentra, Inc. ++ | Director | 1/08 - Present |
| | | |
| BNY Alcentra Group Holdings, Inc. ++ | Director | 10/07 - Present |
| | | |
| Pareto New York LLC++ | Manager | 11/07 - Present |
| | | |
| Standish Ventures LLC Mellon Financial Center 201 Washington Street Boston, MA 02108-4408 | President Manager | 12/05 - Present 12/05 - Present |
| | | |
| Palomar Management London, England | Director | 12/97 - Present |
| | | |
| Palomar Management Holdings Limited London, England | Director | 12/97 - Present |
| | | |
| | | |
Name and Position With Dreyfus | Other Businesses | Position Held | Dates |
| Pareto Investment Management Limited London, England | Director | 9/04 - Present |
| | | |
Jeffrey D. Landau Executive Vice President and Director | The Bank of New York Mellon+ | Executive Vice President | 4/07 - Present |
| Allomon Corporation+ | Treasurer | 12/07 - Present |
| | | |
| APT Holdings Corporation+ | Treasurer | 12/07 - Present |
| | | |
| BNY Mellon, N.A.+ | Treasurer | 7/07 - 1/10 |
| Mellon Funding Corporation+
| Treasurer | 12/07 - 12/09 |
| The Bank of New York Mellon Corporation+ | Treasurer | 7/07 - 1/10 |
| MBSC Securities Corporation++ | Executive Vice President Director | 1/10 – Present 1/10 – Present |
| | | |
Cyrus Taraporevala Director | Urdang Capital Management, Inc. 630 West Germantown Pike, Suite 300 Plymouth Meeting, PA 19462 | Director | 10/07 - Present |
| | | |
| Urdang Securities Management, Inc. 630 West Germantown Pike, Suite 300 Plymouth Meeting, PA 19462 | Director | 10/07 - Present |
| | | |
| The Boston Company Asset Management NY, LLC* | Manager | 8/06 - Present |
| | | |
| The Boston Company Asset Management LLC* | Manager | 1/08 - Present |
| | | |
| BNY Mellon, National Association+ | Senior Vice President | 7/06 - Present |
| | | |
| The Bank of New York Mellon***** | Senior Vice President | 7/06 - Present |
| | | |
Christopher E. Sheldon Chief Investment Officer and Director | Mellon Global Investing Corp. +
| Senior Vice President | 5/08 - Present |
| BNY Mellon, National Association+ | Managing Director | 7/09 – Present |
| The Bank of New York Mellon***** | Managing Director | 7/09 - Present |
| | | |
Bradley J. Skapyak Chief Operating Officer and Director | MBSC Securities Corporation++ | Executive Vice President | 6/07 - Present |
| The Bank of New York Mellon**** | Senior Vice President | 4/07 - Present |
| | | |
Name and Position With Dreyfus | Other Businesses | Position Held | Dates |
| | | |
| The Dreyfus Family of Funds++ | President | 1/10 - Present |
| | | |
| Dreyfus Transfer, Inc. ++ | Chairman Director Senior Vice President | 5/11 - Present 5/10 - Present 5/10 - 5/11 |
| | | |
Dwight Jacobsen Executive Vice President and Director | MBSC Securities Corporation++ | Executive Vice President Director | 6/08 – Present 6/08 – Present |
| | | |
Patrice M. Kozlowski Senior Vice President – Corporate Communications | None | | |
| | | |
Gary Pierce Controller | The Bank of New York Mellon ***** | Vice President | 7/08 - Present |
| | | |
| BNY Mellon, National Association + | Vice President | 7/08 - Present |
| | | |
| Laurel Capital Advisors, LLP+ | Chief Financial Officer | 5/07 - Present |
| | | |
| MBSC Securities Corporation++ | Director Chief Financial Officer | 6/07 – Present 6/07 - Present |
| | | |
| Founders Asset Management, LLC**** | Assistant Treasurer | 7/06 - 12/09
|
| Dreyfus Consumer Credit Corporation ++ | Treasurer | 7/05 - 8/10 |
| | | |
| Dreyfus Transfer, Inc. ++ | Chief Financial Officer Treasurer | 7/05 - Present 5/11- Present |
| | | |
| Dreyfus Service Organization, Inc.++ | Treasurer | 7/05 – Present |
| | | |
| Seven Six Seven Agency, Inc. ++ | Treasurer | 4/99 - Present |
| | | |
Joseph W. Connolly Chief Compliance Officer | The Dreyfus Family of Funds++ | Chief Compliance Officer | 10/04 - Present |
| Laurel Capital Advisors, LLP+ | Chief Compliance Officer | 4/05 - Present |
| BNY Mellon Funds Trust++ | Chief Compliance Officer | 10/04 - Present |
| MBSC Securities Corporation++ | Chief Compliance Officer | 6/07 – Present |
| | | |
| | | |
Name and Position With Dreyfus | Other Businesses | Position Held | Dates |
Gary E. Abbs Vice President – Tax | The Bank of New York Mellon+ | First Vice President and Manager of Tax Compliance | 12/96 - Present |
| | | |
| Dreyfus Service Organization++ | Vice President – Tax | 1/09 - Present |
| | | |
| Dreyfus Consumer Credit Corporation++ | Chairman President | 1/09 – 8/10 1/09 – 8/10 |
| | | |
| MBSC Securities Corporation++ | Vice President – Tax | 1/09 - Present |
| | | |
Jill Gill Vice President – Human Resources | MBSC Securities Corporation++ | Vice President | 6/07 – Present |
| The Bank of New York Mellon ***** | Vice President | 7/08 – Present |
| | | |
| BNY Mellon, National Association + | Vice President | 7/08 - Present |
| | | |
Joanne S. Huber Vice President – Tax | The Bank of New York Mellon+ | State & Local Compliance Manager | 7/07 - Present |
| | | |
| Dreyfus Service Organization++ | Vice President – Tax | 1/09 – Present |
| | | |
| Dreyfus Consumer Credit Corporation++ | Vice President – Tax | 1/09 – 8/10 |
| | | |
| MBSC Securities Corporation++ | Vice President – Tax | 1/09 – Present |
| | | |
Anthony Mayo Vice President – Information Systems | None | | |
| | | |
John E. Lane Vice President | A P Colorado, Inc. + | Vice President – Real Estate and Leases | 8/07 - Present |
| A P East, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| A P Management, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| A P Properties, Inc. + | Vice President – Real Estate and Leases | 8/07 - Present |
| Allomon Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present |
| AP Residential Realty, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| AP Wheels, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| BNY Mellon, National Association + | Vice President – Real Estate and Leases | 7/08 - Present |
| Citmelex Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present |
| | | |
Name and Position With Dreyfus | Other Businesses | Position Held | Dates |
| Eagle Investment Systems LLC 65 LaSalle Road West Hartford, CT 06107 | Vice President– Real Estate and Leases | 8/07 - Present |
| East Properties Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| FSFC, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| Holiday Properties, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| MBC Investments Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present |
| MBSC Securities Corporation++ | Vice President– Real Estate and Leases | 8/07 - Present |
| MELDEL Leasing Corporation Number 2, Inc. + | Vice President– Real Estate and Leases | 7/07 - Present |
| Mellon Bank Community Development Corporation+ | Vice President– Real Estate and Leases | 11/07 - Present |
| Mellon Capital Management Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present |
| Mellon Financial Services Corporation #1+ | Vice President– Real Estate and Leases | 8/07 - Present |
| Mellon Financial Services Corporation #4+ | Vice President – Real Estate and Leases | 7/07 - Present |
| Mellon Funding Corporation+ | Vice President– Real Estate and Leases | 12/07 - Present |
| Mellon Holdings, LLC+ | Vice President– Real Estate and Leases | 12/07 - Present |
| Mellon International Leasing Company+ | Vice President– Real Estate and Leases | 7/07 - Present |
| Mellon Leasing Corporation+ | Vice President– Real Estate and Leases | 7/07 - Present |
| Mellon Ventures, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| Melnamor Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present |
| MFS Leasing Corp. + | Vice President– Real Estate and Leases | 7/07 - Present |
| MMIP, LLC+ | Vice President– Real Estate and Leases | 8/07 - Present |
| Pareto New York LLC++ | Vice President– Real Estate and Leases | 10/07 - Present |
| Pontus, Inc. + | Vice President– Real Estate and Leases | 7/07 - Present |
| Promenade, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| RECR, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| Technology Services Group, Inc.***** | Senior Vice President | 6/06 - Present |
| | | |
| | | |
Name and Position With Dreyfus | Other Businesses | Position Held | Dates |
| Tennesee Processing Center LLC***** | Managing Director | 5/08 - Present |
| | | |
| Texas AP, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| The Bank of New York Mellon***** | Vice President – Real Estate and Leases | 7/08 - Present |
| The Bank of New York Mellon Corporation***** | Executive Vice President | 8/07 - Present |
| | | |
| Trilem, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
| | | |
Kathleen Geis President | BNY Mellon, National Association+ | Managing Director | 7/09 - Present |
| BNY Mellon Distributors Holdings, Inc. + | Vice President - Real Estate | 7/11 - Present |
| BNY Mellon Investment Servicing (US) Inc. + | Vice President - Real Estate | 7/11 - Present |
| BNY Mellon Performance & Risk Analytics, LLC+ | Vice President - Real Estate | 7/11 - Present |
| BNY Mellon Trust Company of Illinois+ | Vice President - Real Estate | 7/11 - Present |
| BNY Mellon Trust of Delaware+ | Vice President - Real Estate | 7/11 - Present |
| Eagle Investment Systems LLC+ | Vice President - Real Estate | 7/11 - Present |
| Ivy Asset Management LLC+ | Vice President - Real Estate | 7/11 - Present |
| Mellon Capital Management Corporation*** | Vice President - Real Estate | 7/11 - Present |
| Mellon Financial Services Corporation #1+ | Vice President - Real Estate | 7/11 - Present |
| Mellon Holdings LLC+ | Vice President - Real Estate | 7/11 - Present |
| Mellon Investor Services LLC+ | Vice President - Real Estate | 7/11 - Present |
| Pareto New York LLC***** | Vice President - Real Estate | 7/11 - Present |
| SourceNet Solutions, Inc. + | Vice President - Real Estate | 7/11 - Present |
| Technology Services Group, Inc. + | Vice President - Real Estate | 7/11 - Present |
| Tennessee Processing Center LLC+ | Vice President - Real Estate | 7/11 - Present |
| The Bank of New York Mellon Trust Company, National Association+ | Vice President - Real Estate | 7/11 - Present |
| Alcentra US, Inc. ++ | Vice President - Real Estate | 7/11 - Present |
| | | |
Name and Position With Dreyfus | Other Businesses | Position Held | Dates |
| BNY Mellon Capital Markets LLC++ | Vice President - Real Estate | 7/11 - Present |
| Pershing LLC***** | Vice President - Real Estate | 7/11 - Present |
| The Bank of New York Mellon+ | Managing Director | 7/09 - Present |
| MBNA Institutional PA Services, LLC+ | Managing Director Senior Vice President
| 7/09 - Present 10/06 - 7/09 |
| | | |
Dean M. Steigauf Vice President | BNY Mellon, National Association+ | Vice President | 7/09 - Present |
| BNY Mellon Distributors Holdings, Inc. + | Vice President - Real Estate | 7/11 - Present |
| BNY Mellon Investment Servicing (US) Inc. + | Vice President - Real Estate | 7/11 - Present |
| BNY Mellon Performance & Risk Analytics, LLC+ | Vice President - Real Estate | 7/11 - Present |
| BNY Mellon Trust Company of Illinois+ | Vice President - Real Estate | 7/11 - Present |
| BNY Mellon Trust of Delaware+ | Vice President - Real Estate | 7/11 - Present |
| Eagle Investment Systems LLC+ | Vice President - Real Estate | 7/11 - Present |
| Ivy Asset Management LLC+ | Vice President - Real Estate | 7/11 - Present |
| Mellon Capital Management Corporation*** | Vice President - Real Estate | 7/11 - Present |
| Mellon Financial Services Corporation #1+ | Vice President - Real Estate | 7/11 - Present |
| Mellon Holdings LLC+ | Vice President - Real Estate | 7/11 - Present |
| Mellon Investor Services LLC+ | Vice President - Real Estate | 7/11 - Present |
| Pareto New York LLC***** | Vice President - Real Estate | 7/11 - Present |
| SourceNet Solutions, Inc. + | Vice President - Real Estate | 7/11 - Present |
| Technology Services Group, Inc. + | Vice President - Real Estate | 7/11 - Present |
| Tennessee Processing Center LLC+ | Vice President - Real Estate | 7/11 - Present |
| The Bank of New York Mellon Trust Company, National Association+ | Vice President - Real Estate | 7/11 - Present |
| Alcentra US, Inc. ++ | Vice President - Real Estate | 7/11 - Present |
| BNY Mellon Capital Markets LLC++ | Vice President - Real Estate | 7/11 - Present |
| Pershing LLC***** | Vice President - Real Estate | 7/11 - Present |
| | | |
Name and Position With Dreyfus | Other Businesses | Position Held | Dates |
| The Bank of New York Mellon+ | Vice President | 12/02 - Present |
| | | |
James Bitetto Secretary | The Dreyfus Family of Funds++ | Vice President and Assistant Secretary | 8/05 - Present |
| | | |
| MBSC Securities Corporation++ | Assistant Secretary | 6/07 - Present |
| | | |
| Dreyfus Service Organization, Inc.++ | Secretary | 8/05 - Present |
| | | |
| The Dreyfus Consumer Credit Corporation++ | Vice President | 2/02 - 8/10 |
| | | |
| Founders Asset Management LLC**** | Assistant Secretary | 3/09 - 12/09 |
| |
* | The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108. |
** | The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104. |
*** | The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94104. |
**** | The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206. |
***** | The address of the business so indicated is One Wall Street, New York, New York 10286. |
+ | The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258. |
++ | The address of the business so indicated is 200 Park Avenue, New York, New York 10166. |
+++ | The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144. |
++++ | The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711. |
+++++ | The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804. |
| | |
Item 32. Principal Underwriters |
(a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor: |
1. | Advantage Funds, Inc. | |
2. | BNY Mellon Funds Trust | |
3. | CitizensSelect Funds | |
4. | Dreyfus Appreciation Fund, Inc. | |
5. | Dreyfus BASIC Money Market Fund, Inc. | |
6. | Dreyfus BASIC U.S. Government Money Market Fund | |
7. | Dreyfus BASIC U.S. Mortgage Securities Fund | |
8. | Dreyfus Bond Funds, Inc. | |
9. | Dreyfus Cash Management | |
10. | Dreyfus Cash Management Plus, Inc. | |
11. | Dreyfus Connecticut Municipal Money Market Fund, Inc. | |
12. | Dreyfus Dynamic Alternatives Fund, Inc. | |
13. | Dreyfus Funds, Inc. | |
14. | The Dreyfus Fund Incorporated | |
15. | Dreyfus Government Cash Management Funds | |
| |
16. | Dreyfus Growth and Income Fund, Inc. |
17. | Dreyfus Index Funds, Inc. |
18. | Dreyfus Institutional Cash Advantage Funds |
19. | Dreyfus Institutional Preferred Money Market Funds |
20. | Dreyfus Institutional Reserves Funds |
21. | Dreyfus Intermediate Municipal Bond Fund, Inc. |
22. | Dreyfus International Funds, Inc. |
23. | Dreyfus Investment Funds |
24. | Dreyfus Investment Grade Funds, Inc. |
25. | Dreyfus Investment Portfolios |
26. | The Dreyfus/Laurel Funds, Inc. |
27. | The Dreyfus/Laurel Funds Trust |
28. | The Dreyfus/Laurel Tax-Free Municipal Funds |
29. | Dreyfus LifeTime Portfolios, Inc. |
30. | Dreyfus Liquid Assets, Inc. |
31. | Dreyfus Manager Funds I |
32. | Dreyfus Manager Funds II |
33. | Dreyfus Massachusetts Municipal Money Market Fund |
34. | Dreyfus Midcap Index Fund, Inc. |
35. | Dreyfus Money Market Instruments, Inc. |
36. | Dreyfus Municipal Bond Opportunity Fund |
37. | Dreyfus Municipal Cash Management Plus |
38. | Dreyfus Municipal Funds, Inc. |
39. | Dreyfus Municipal Money Market Fund, Inc. |
40. | Dreyfus New Jersey Municipal Bond Fund, Inc. |
41. | Dreyfus New Jersey Municipal Money Market Fund, Inc. |
42. | Dreyfus New York AMT-Free Municipal Bond Fund |
43. | Dreyfus New York AMT-Free Municipal Money Market Fund |
44. | Dreyfus New York Municipal Cash Management |
45. | Dreyfus New York Tax Exempt Bond Fund, Inc. |
46. | Dreyfus Opportunity Funds |
47. | Dreyfus Pennsylvania Municipal Money Market Fund |
48. | Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc. |
49. | Dreyfus Premier GNMA Fund, Inc. |
50. | Dreyfus Premier Investment Funds, Inc. |
51. | Dreyfus Premier Short-Intermediate Municipal Bond Fund |
52. | Dreyfus Premier Worldwide Growth Fund, Inc. |
53. | Dreyfus Research Growth Fund, Inc. |
54. | Dreyfus State Municipal Bond Funds |
55. | Dreyfus Stock Funds |
56. | Dreyfus Short-Intermediate Government Fund |
57. | The Dreyfus Socially Responsible Growth Fund, Inc. |
58. | Dreyfus Stock Index Fund, Inc. |
59. | Dreyfus Tax Exempt Cash Management Funds |
60. | The Dreyfus Third Century Fund, Inc. |
61. | Dreyfus Treasury & Agency Cash Management |
62. | Dreyfus Treasury Prime Cash Management |
63. | Dreyfus U.S. Treasury Intermediate Term Fund |
64. | Dreyfus U.S. Treasury Long Term Fund |
65. | Dreyfus 100% U.S. Treasury Money Market Fund |
66. | Dreyfus Variable Investment Fund |
67. | Dreyfus Worldwide Dollar Money Market Fund, Inc. |
| |
68. | General California Municipal Money Market Fund |
69. | General Government Securities Money Market Funds, Inc. |
70. | General Money Market Fund, Inc. |
71. | General Municipal Money Market Funds, Inc. |
72. | General New York Municipal Money Market Fund |
73. | Strategic Funds, Inc. |
| | |
(b) | | |
Name and principal Business address | Positions and offices with the Distributor | Positions and Offices with Registrant |
Jon R. Baum* | Chief Executive Officer and Chairman of the Board | None |
Ken Bradle** | President and Director | None |
Robert G. Capone**** | Executive Vice President and Director | None |
J. Charles Cardona* | Executive Vice President and Director | Executive Vice President (Money Market Funds Only) |
Sue Ann Cormack** | Executive Vice President | None |
John M. Donaghey*** | Executive Vice President and Director | None |
Dwight D. Jacobsen* | Executive Vice President and Director | None |
Mark A. Keleher***** | Executive Vice President | None |
James D. Kohley*** | Executive Vice President | None |
Jeffrey D. Landau* | Executive Vice President and Director | None |
William H. Maresca* | Executive Vice President and Director | None |
Timothy M. McCormick* | Executive Vice President | None |
David K. Mossman*** | Executive Vice President | None |
Irene Papadoulis** | Executive Vice President | None |
Matthew Perrone** | Executive Vice President | None |
Bradley J. Skapyak* | Executive Vice President | President |
Gary Pierce* | Chief Financial Officer and Director | None |
Tracy Hopkins* | Senior Vice President | None |
Mercedez Katz** | Senior Vice President | None |
Mary T. Lomasney**** | Senior Vice President | None |
Barbara A. McCann**** | Senior Vice President | None |
Christopher D. O' Connor* | Senior Vice President | None |
Christine Carr Smith***** | Senior Vice President | None |
Ronald Jamison* | Chief Legal Officer and Secretary | None |
Joseph W. Connolly* | Chief Compliance Officer (Investment Advisory Business) | Chief Compliance Officer |
Stephen Storen* | Chief Compliance Officer | Anti-Money Laundering Compliance Officer |
Maria Georgopoulos* | Vice President – Facilities Management | None |
Stewart Rosen* | Vice President – Facilities Management | None |
Karin L. Waldmann* | Privacy Officer | None |
Gary E. Abbs*** | Vice President – Tax | None |
Timothy I. Barrett** | Vice President | None |
Gina DiChiara* | Vice President | None |
Jill Gill* | Vice President | None |
Joanne S. Huber*** | Vice President – Tax | None |
John E. Lane****** | Vice President | None |
Kathleen Geis****** | Vice President | None |
| | |
(b) | | |
Name and principal Business address | Positions and offices with the Distributor | Positions and Offices with Registrant |
Dean M. Steigauf****** | Vice President | None |
Donna M. Impagliazzo** | Vice President – Compliance and Anti-Money Laundering Officer | None |
Edward A. Markward* | Vice President – Compliance | None |
Anthony Nunez* | Vice President – Finance | None |
William Schalda* | Vice President | None |
John Shea* | Vice President – Finance | None |
Christopher A. Stallone** | Vice President | None |
Susan Verbil* | Vice President – Finance | None |
William Verity* | Vice President – Finance | None |
James Windels* | Vice President | Treasurer |
James Bitetto* | Assistant Secretary | Vice President and Assistant Secretary |
James D. Muir* | Assistant Secretary | None |
Barbara J. Parrish*** | Assistant Secretary | None |
Cristina Rice*** | Assistant Secretary | None |
| |
* | Principal business address is 200 Park Avenue, New York, NY 10166. |
** | Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144. |
*** | Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258. |
**** | Principal business address is One Boston Place, Boston, MA 02108. |
***** | Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94104. |
****** | Principal business address is 101 Barclay Street, New York 10286. |
Item 33. Location of Accounts and Records
1. The Bank of New York Mellon
One Wall Street
New York, New York 10286
2. The Bank of New York Mellon
One Mellon Bank Center
Pittsburgh, Pennsylvania 15258
3. DST Systems, Inc.
1055 Broadway
Kansas City, MO 64105
4. The Dreyfus Corporation
200 Park Avenue
New York, New York 10166
Item 34. Management Services
Not Applicable
Item 35. Undertakings
None
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and to the Investment Company Act of 1940, the Registrant has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 7th day of December, 2011.
DREYFUS MUNICIPAL BOND OPPORTUNITY FUND |
|
BY:/s/ Bradley J. Skapyak* BRADLEY J. SKAPYAK, PRESIDENT |
Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
Signatures | Title | Date |
| | |
/s/ Bradley J. Skapyak* Bradley J. Skapyak | President (Principal Executive Officer) | 12/7/11 |
| | |
/s/James Windels* James Windels | Treasurer (Principal Financial and Accounting Officer) | 12/7/11 |
| | |
/s/Joseph S. DiMartino* Joseph S. DiMartino | Trustee | 12/7/11 |
| | |
/s/Clifford L. Alexander, Jr.* Clifford L. Alexander, Jr. | Trustee | 12/7/11 |
| | |
/s/ David W. Burke* David W. Burke | Trustee | 12/7/11 |
| | |
/s/Peggy C. Davis* Peggy C. Davis | Trustee | 12/7/11 |
| | |
/s/Diane Dunst* Diane Dunst | Trustee | 12/7/11 |
| | |
/s/ Ernest Kafka* Ernest Kafka | Trustee | 12/7/11 |
| | |
/s/ Nathan Leventhal* Nathan Leventhal | Trustee | 12/7/11 |
| | |
*BY:/s/ Janette E. Farragher Janette E. Farragher, Attorney-in-Fact | | |
| | |
DREYFUS MUNICIPAL BOND OPPORTUNITY FUND
EXHIBIT INDEX
(n) Registrant's Rule 18f-3 Plan