UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | 811-04782 | |
| HSBC Funds |
| (Exact name of registrant as specified in charter) |
| |
| P.O. Box 219691, Kansas City, Missouri 64121-9691 |
| (Address of principal executive offices) (Zip code) |
| |
| |
| HSBC Global Asset Management (USA) Inc. |
| 452 Fifth Avenue, New York, New York 10018 |
| (Name and address of agent for service) |
| Registrant’s telephone number, including area code: | 1-800-782-8183 | |
| Date of fiscal year end: | October 31 | |
| Date of reporting period: | July 1, 2019 – June 30, 2020 | |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
=============== HSBC Asia ex-Japan Smaller Companies Equity Fund ===============
AARTI INDUSTRIES LIMITED
Ticker: 524208 Security ID: Y0000F133
Meeting Date: SEP 16, 2019 Meeting Type: Annual
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Renil R. Gogri as Director For For Management
4 Reelect Hetal Gogri Gala as Director For For Management
5 Approve Variation in Terms of For For Management
Remuneration Payable to Executive
Directors
6 Elect Vinay Gopal Nayak as Director For For Management
7 Elect Lalitkumar S. Naik as Director For For Management
8 Reelect P. A. Sethi as Director For For Management
9 Reelect KVS Shyam Sunder as Director For For Management
10 Reelect Bhavesh Rasiklal Vora as For For Management
Director
11 Approve Remuneration of Cost Auditors For For Management
12 Approve Issuance of Bonus Shares For For Management
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AARTI SURFACTANTS LIMITED
Ticker: Security ID: Y020CJ106
Meeting Date: OCT 21, 2019 Meeting Type: Annual
Record Date: OCT 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Gokhale & Sathe, Chartered For Did Not Vote Management
Accountants as Auditors and Authorize
Board to Fix Their Remuneration
3 Elect Chandrakant Vallabhaji Gogri as For Did Not Vote Management
Director
4 Elect Dattatray Sidram Galpalli as For Did Not Vote Management
Director
5 Elect Mulesh Manilal Savla as Director For Did Not Vote Management
6 Elect Misha Bharat Gala as Director For Did Not Vote Management
7 Elect Nikhil Parimal Desai as Director For Did Not Vote Management
8 Approve Appointment and Remuneration For Did Not Vote Management
of Nikhil Parimal Desai as Managing
Director
9 Elect Santosh Kakade as Director For Did Not Vote Management
10 Approve Appointment and Remuneration For Did Not Vote Management
of Santosh Kakade as Whole-time
Director Designated as Executive
Director
11 Increase Authorized Share Capital and For Did Not Vote Management
Amend Memorandum of Association
12 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Remuneration of Cost Auditors For Did Not Vote Management
14 Approve Increase in Borrowing Powers For Did Not Vote Management
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AHLUWALIA CONTRACTS (INDIA) LTD.
Ticker: 532811 Security ID: Y00273113
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Vikas Ahluwalia as Director For For Management
4 Elect Rajendra Prashad Gupta as For For Management
Director
5 Elect Sanjiv Sharma as Director and For For Management
Approve His Designation and
Remuneration of as Whole Time Director
6 Reelect Arun Kumar Gupta as Director For For Management
7 Reelect Sushil Chandra as Director For For Management
8 Approve Remuneration of Cost Auditors For For Management
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APOLLO HOSPITALS ENTERPRISE LIMITED
Ticker: 508869 Security ID: Y0187F138
Meeting Date: SEP 27, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Shobana Kamineni as Director For For Management
4 Elect Murali Doraiswamy as Director For For Management
5 Elect V. Kavitha Dutt as Director For For Management
6 Elect MBN Rao as Director For For Management
7 Reelect Vinayak Chatterjee as Director For For Management
8 Approve Payment of Commission to For Against Management
Non-Executive Directors
9 Approve Reappointment and Remuneration For For Management
of Shobana Kamineni as Wholetime
Director, Designated as Executive
Vice-Chairperson
10 Approve Continuation of Payment of For For Management
Remuneration to Executive Directors
11 Adopt New Memorandum of Association For For Management
12 Adopt New Articles of Association For For Management
13 Approve Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
14 Approve Remuneration of Cost Auditors For For Management
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APOLLO HOSPITALS ENTERPRISE LIMITED
Ticker: 508869 Security ID: Y0187F138
Meeting Date: OCT 21, 2019 Meeting Type: Court
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
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BERMAZ AUTO BHD.
Ticker: 5248 Security ID: Y0873J105
Meeting Date: OCT 04, 2019 Meeting Type: Annual
Record Date: SEP 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Approve Directors' Remuneration For For Management
(Excluding Directors' fees)
3 Elect Lee Kok Chuan as Director For For Management
4 Elect Hisham Bin Syed Wazir as Director For For Management
5 Elect Adibah Khairiah Binti Ismail @ For For Management
Daud as Director
6 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Ariff Fadzillah Bin Syed For For Management
Awalluddin to Continue Office as
Independent Non-Executive Directors
10 Approve Abdul Manap Bin Abd Wahab to For For Management
Continue Office as Independent
Non-Executive Directors
11 Approve Loh Chen Peng to Continue For For Management
Office as Independent Non-Executive
Directors
1 Adopt New Constitution For For Management
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CESC LTD.
Ticker: 500084 Security ID: Y12652189
Meeting Date: JUL 19, 2019 Meeting Type: Annual
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Pradip Kumar Khaitan as For For Management
Director
4 Reelect Pratip Chaudhuri as Director For For Management
5 Approve Pradip Kumar Khaitan to For For Management
Continue Office as Non-Executive Non
Independent Director
6 Approve Offer or Invitation to For For Management
Subscribe to Bonds/Debentures/Other
Debt Securities Whether Secured or
Unsecured, Listed or Unlisted, on
Private Placement Basis
7 Approve Pledging of Assets for Debt For For Management
8 Approve Remuneration of Cost Auditors For For Management
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CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED
Ticker: 1800 Security ID: Y1R36J108
Meeting Date: AUG 05, 2019 Meeting Type: Special
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Transfer, Capital For For Management
Increase Agreement and Related
Transactions
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DLF LIMITED
Ticker: 532868 Security ID: Y2089H105
Meeting Date: JUL 30, 2019 Meeting Type: Annual
Record Date: JUL 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Pia Singh as Director For For Management
4 Reelect Gurvirendra Singh Talwar as For For Management
Director
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Reappointment and Remuneration For For Management
of K.P. Singh as a Whole-time Director
designated as Chairman
7 Approve Reappointment and Remuneration For For Management
of Mohit Gujral as Chief Executive
Officer & Whole-time Director
8 Approve Reappointment and Remuneration For For Management
of Rajeev Talwar as Chief Executive
Officer & Whole-time Director
9 Approve Reappointment and Remuneration For Against Management
of Rajiv Singh as Whole-time Director
designated as Vice-Chairman
10 Elect Priya Paul as Director For For Management
11 Elect Aditya Singh as Director For For Management
12 Approve Commission to Non-Executive For Against Management
Directors
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DLF LIMITED
Ticker: 532868 Security ID: Y2089H105
Meeting Date: SEP 21, 2019 Meeting Type: Special
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve K. P. Singh to Continue Office For For Management
as Non-Executive Director, Designated
as Chairman
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FILA KOREA LTD.
Ticker: 081660 Security ID: Y2484W103
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: OCT 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Amend Articles of Incorporation For For Management
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GODAWARI POWER & ISPAT LIMITED
Ticker: 532734 Security ID: Y27343105
Meeting Date: AUG 10, 2019 Meeting Type: Annual
Record Date: AUG 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Siddharth Agrawal as Director For For Management
3 Reelect Biswajit Choudhuri as Director For For Management
4 Reelect Bhrigu Nath Ojha as Director For For Management
5 Reelect Shashi Kumar as Director For For Management
6 Reelect Harishankar Khandelwal as For For Management
Director
7 Reelect Bhavna Govindbhai Desai as For For Management
Director
8 Approve Revision in the Remuneration For For Management
of Bajrang Lal Agrawal as Managing
Director
9 Approve Revision in the Remuneration For For Management
of Abhishek Agrawal as Whole-Time
Director
10 Approve Revision in the Remuneration For For Management
of Dinesh Kumar Agrawal as Whole-Time
Director
11 Approve Revision in the Remuneration For For Management
of Vinod Pillai as Whole-Time Director
12 Approve Commission Payable to For Against Management
Non-Executive Directors and
Independent Directors
13 Approve Remuneration of Cost Auditors For For Management
14 Approve Charging of Fee for Delivery For For Management
of Documents
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GRANULES INDIA LIMITED
Ticker: 532482 Security ID: Y2849A135
Meeting Date: AUG 29, 2019 Meeting Type: Annual
Record Date: AUG 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend and Confirm For For Management
Interim Dividend
3 Reelect Uma Devi Chigurupati as For For Management
Director
4 Elect Arun Sawhney as Director For For Management
5 Elect Arun Sawhney as Non-executive For For Management
Independent Director for an Initial
Term
6 Elect Robert George Cunard as Director For For Management
7 Elect Robert George Cunard as For For Management
Non-executive Independent Director for
an Initial Term
8 Elect Jyothi Prasad as Additional For For Management
Director
9 Elect Jyothi Prasad as Non-executive For For Management
Independent Director for an Initial
Term
10 Reelect C. Parthasarathy as For For Management
Non-executive Independent Director for
an Second Term
11 Reelect A. Arun Rao as Non-executive For For Management
Independent Director for Second Term
12 Approve Reappointment and Remuneration For For Management
of Krishna Prasad Chigurupati as
Managing Director
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GRANULES INDIA LIMITED
Ticker: 532482 Security ID: Y2849A135
Meeting Date: OCT 10, 2019 Meeting Type: Special
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment and Remuneration For For Management
of Harsha Chigurupati as Executive
Director
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GUJARAT STATE PETRONET LIMITED
Ticker: 532702 Security ID: Y2947F101
Meeting Date: SEP 24, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect M M Srivastava as Director and For For Management
Chairman
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Shridevi Shukla as Director For For Management
6 Reelect Yogesh Singh as Director For For Management
7 Reelect Bakul Dholakia as Director For For Management
8 Approve Remuneration of Cost Auditors For For Management
9 Approve Payment of Remuneration to M M For Against Management
Srivastava as Non-Executive Chairman
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HIMADRI SPECIALITY CHEMICAL LTD.
Ticker: 500184 Security ID: Y3196Z129
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Vijay Kumar Choudhary as For For Management
Director
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Sucharita Basu De as Director For For Management
6 Reelect Santimoy Dey as Director For For Management
7 Reelect Hanuman Mal Choraria as For For Management
Director
8 Approve Reappointment and Remuneration For For Management
of Bankey Lal Choudhary as Whole-time
Director
9 Elect Anurag Choudhary as Director For For Management
10 Elect Amit Choudhary as Director For For Management
11 Elect Tushar Choudhary as Director For For Management
12 Approve Appointment and Remuneration For For Management
of Anurag Choudhary as Managing
Director & Chief Executive Officer
(CEO)
13 Approve Appointment and Remuneration For For Management
of Amit Choudhary as Whole-time
Director
14 Approve Appointment and Remuneration For For Management
of Tushar Choudhary as Whole-time
Director
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INDIAN BANK
Ticker: 532814 Security ID: Y39228112
Meeting Date: NOV 13, 2019 Meeting Type: Special
Record Date: OCT 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares to For Against Management
the Government of India on
Preferential Basis
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JACOBSON PHARMA CORPORATION LIMITED
Ticker: 2633 Security ID: G67729106
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: AUG 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Lam Sing Kwong, Simon as Director For For Management
4 Elect Lam Kwing Tong, Alan as Director For For Management
5 Elect Young Chun Man, Kenneth as For For Management
Director
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For For Management
Shares
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JK TYRE & INDUSTRIES LTD.
Ticker: 530007 Security ID: Y44455197
Meeting Date: AUG 14, 2019 Meeting Type: Annual
Record Date: AUG 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Anshuman Singhania as Director For For Management
4 Reelect Arvind Singh Mewar as Director For For Management
5 Reelect Bakul Jain as Director For For Management
6 Reelect Vimal Bhandari as Director For For Management
7 Reelect Kalpataru Tripathy as Director For For Management
8 Reelect Wolfgang Holzbach as Director For For Management
9 Approve Waiver of Recovery of Excess For Against Management
Remuneration Paid to Raghupati
Singhania as Chairman & Managing
Director
10 Approve Waiver of Recovery of Excess For Against Management
Remuneration Paid to Arun K. Bajoria
as Director & President -
International Operations
11 Approve Remuneration of Cost Auditors For For Management
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KEPPEL DC REIT
Ticker: AJBU Security ID: Y47230100
Meeting Date: OCT 23, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 99.0 Percent For For Management
Interest in the Company Which Holds
Keppel DC Singapore 4 and the Entry
into the Keppel Lease Agreement, the
Facility Management Agreement and the
LLP Agreement
2 Approve Acquisition of the Entire For For Management
Interest in the Company Which Holds
the Data Centre Located at 18
Riverside Road, Singapore
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KINGMAKER FOOTWEAR HOLDINGS LIMITED
Ticker: 1170 Security ID: G5256W102
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: AUG 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Special Dividend For For Management
3A Elect Chen Yi Wu, Ares as Director For For Management
3B Elect Chan Ho Man, Daniel as Director For For Management
3C Elect Chow Wing Kin, Anthony as For For Management
Director
3D Elect Chan Mei Bo, Mabel as Director For For Management
3E Approve Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
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MAGMA FINCORP LIMITED
Ticker: 524000 Security ID: Y5374W125
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUL 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Sanjay Chamria as Director For For Management
4 Elect Vijayalakshmi Rajaram Iyer as For For Management
Director
5 Reelect Narayan K Seshadri as Director For For Management
6 Approve Place of Keeping Registers and For For Management
Index of Members, Debenture holders
and Copies of Annual Returns
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MUTHOOT FINANCE LIMITED
Ticker: 533398 Security ID: Y6190C103
Meeting Date: SEP 28, 2019 Meeting Type: Annual
Record Date: SEP 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect M G George Muthoot as Director For For Management
3 Reelect George Jacob Muthoot as For For Management
Director
4 Approve Reappointment and Remuneration For For Management
of George Alexander Muthoot as
Managing Director
5 Approve Reappointment and Remuneration For For Management
of M G George Muthoot as Whole-time
Director
6 Approve Reappointment and Remuneration For For Management
of George Jacob Muthoot as Whole-time
Director
7 Approve Appointment and Remuneration For For Management
of George Thomas Muthoot as Whole-time
Director
8 Elect Ravindra Pisharody as Director For For Management
9 Elect Vadakkakara Antony George as For For Management
Director
10 Elect Pratip Chaudhuri as Director For For Management
11 Approve Payment of Remuneration to For Against Management
Non-Executive Directors
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PPDAI GROUP, INC.
Ticker: PPDF Security ID: 69354V108
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to FinVolution For For Management
Group
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PT PURADELTA LESTARI TBK
Ticker: DMAS Security ID: Y713A0109
Meeting Date: NOV 08, 2019 Meeting Type: Special
Record Date: OCT 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Elect Directors For Against Management
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PT XL AXIATA TBK
Ticker: EXCL Security ID: Y7125N107
Meeting Date: SEP 30, 2019 Meeting Type: Special
Record Date: SEP 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendment and Restated Long For Against Management
Term Incentive Plan 2016 - 2020
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SANDHAR TECHNOLOGIES LIMITED
Ticker: 541163 Security ID: Y7T98Y113
Meeting Date: SEP 09, 2019 Meeting Type: Annual
Record Date: SEP 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend and Confirm For For Management
Interim Dividend
3a Reelect Dharmendar Nath Davar as For For Management
Director
3b Reelect Monica Davar as Director For For Management
4 Reelect Krishan Lal Chugh as Director For For Management
5 Reelect Arvind Kapur as Director For For Management
6 Reelect Mohan Lal Bhagat as Director For For Management
7 Reelect Ravinder Nagpal as Director For For Management
8 Elect Archana Capoor as Director For For Management
9 Approve Remuneration of Cost Auditors For For Management
10 Amend Articles of Association - Board For For Management
Related
11 Elect Bharat Anand as Director For For Management
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SIMPLEX INFRASTRUCTURES LIMITED
Ticker: 523838 Security ID: Y7986X137
Meeting Date: SEP 30, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Dipak Narayan as Director For For Management
4 Approve H. S. Bhattacharjee & Co., For For Management
Chartered Accountants as Joint
Statutory Auditors and Authorize Board
to Fix Their Remuneration
5 Approve Chaturvedi & Co., Chartered For For Management
Accountants as Joint Statutory
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Remuneration of Cost Auditors For For Management
7 Approve Reappointment and Remuneration For For Management
of Dipak Narayan Basu as Whole-time
Director
8 Approve Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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SOBHA LIMITED
Ticker: 532784 Security ID: Y806AJ100
Meeting Date: AUG 09, 2019 Meeting Type: Annual
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Jagdish Chandra Sharma as For For Management
Director
4 Approve Remuneration of Cost Auditors For For Management
5 Approve Reappointment and Remuneration For For Management
of Jagdish Chandra Sharma as Vice
Chairman and Managing Director
6 Elect Seetharam Thettalil Parameswaran For For Management
Pillai as Director
7 Approve Appointment and Remuneration For For Management
of Seetharam Thettalil Parameswaran
Pillai as Whole-time Director
8 Elect Jagadish Nangineni as Director For For Management
9 Approve Appointment and Remuneration For For Management
of Jagadish Nangineni as Deputy
Managing Director
10 Approve Remuneration of Ravi PNC Menon For For Management
as Chairman
11 Reelect Ramachandra Venkatasubba Rao For For Management
as Director
12 Reelect Anup Sanmukh Shah as Director For For Management
13 Elect Sumeet Jagdish Puri as Director For For Management
14 Approve Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
15 Approve Remuneration to Non-Executive For Against Management
Directors
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SPANDANA SPHOORTY FINANCIAL LIMITED
Ticker: 542759 Security ID: Y8T89X106
Meeting Date: DEC 19, 2019 Meeting Type: Special
Record Date: NOV 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Spandana Employee Stock Option For For Management
Plan 2018 (ESOP Plan 2018) and
Spandana Employee Stock Option Scheme
2018 (ESOP Scheme 2018)
3 Approve Grant of Options Under ESOP For For Management
Plan 2018 and ESOP Scheme 2018 to
Employees of the Subsidiary Companies
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STAR CEMENT LIMITED
Ticker: 540575 Security ID: Y1R42U113
Meeting Date: SEP 27, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Pankaj Kejriwal as Director For For Management
3 Reelect Pramod Kumar Shah as Director For For Management
4 Approve Revision in the Remuneration For For Management
of Rajendra Chamaria as Managing
Director
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Material Related Party For Against Management
Transactions with Star Cement
Meghalaya Limited
7 Approve Material Related Party For Against Management
Transactions with Meghalaya Power
Limited
8 Approve Material Related Party For Against Management
Transactions with Megha Technical &
Engineers Private Limited
9 Approve Material Related Party For Against Management
Transactions with Shyam Century
Ferrous Limited
10 Approve Payment of Additional Tax on For For Management
Proposed Share Buyback
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THE FEDERAL BANK LIMITED (INDIA)
Ticker: 500469 Security ID: Y24781182
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: JUL 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Ashutosh Khajuria as Director For For Management
4 Approve B S R & Co. LLP, Chartered For For Management
Accountants, Mumbai and M M Nissim &
Co, Mumbai, Chartered Accountants as
Joint Central Statutory Auditors and
Authorize Board to Fix Their
Remuneration
5 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
6 Elect K Balakrishnan as Director For For Management
7 Elect Siddhartha Sengupta as Director For For Management
8 Elect Manoj Fadnis as Director For For Management
9 Approve Remuneration of Dilip For For Management
Sadarangani as Non-Executive
(Independent) Part-Time Chairman
10 Reelect C. Balagopal as Director For For Management
11 Approve Issuance of Non-Convertible For For Management
Debentures/Bonds on Private Placement
Basis
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TPI POLENE POWER PUBLIC COMPANY LIMITED
Ticker: TPIPP Security ID: Y8898K122
Meeting Date: AUG 01, 2019 Meeting Type: Special
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Amend Company's Objectives and Amend For For Management
Memorandum of Association
3 Other Business For Against Management
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VALUETRONICS HOLDINGS LTD.
Ticker: BN2 Security ID: G9316Y108
Meeting Date: JUL 22, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend and Special For For Management
Dividend
3 Elect Tse Chong Hing as Director For For Management
4 Elect Loo Cheng Guan as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Grant of Options and Awards For Against Management
and Issuance of Shares Under the
Valuetronics Employees Share Option
Scheme 2017 and Valuetronics
Performance Share Plan 2017
9 Authorize Share Repurchase Program For Against Management
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: NOV 14, 2019 Meeting Type: Special
Record Date: OCT 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Transfer Agreement and Related For For Management
Transactions
1b Approve Grant of Specific Mandates to For For Management
the Board to Allot and Issue
Consideration Shares to Zhaojin Group
Pursuant to the Transfer Agreement
1c Authorize Board to Deal With All For For Management
Matters in Relation to Transfer
Agreement and Its Amendment, Variation
or Modification of Terms and Conditions
2a Amend Articles of Association For For Management
2b Authorize Board to Deal With All For For Management
Matters in Relation to the Amendments
to the Articles of Association
3 Approve Registration and Issuance of For For Management
Renewal Bonds and Authorize Board to
Deal With All Related Matters
4 Approve Registration and Issuance of For For Management
Super Short-Term Notes and Authorize
Board to Deal With All Related Matters
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: NOV 14, 2019 Meeting Type: Special
Record Date: OCT 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Transfer Agreement and Related For For Management
Transactions
1b Approve Grant of Specific Mandates to For For Management
the Board to Allot and Issue
Consideration Shares to Zhaojin Group
Pursuant to the Transfer Agreement
1c Authorize Board to Deal With All For For Management
Matters in Relation to Transfer
Agreement and Its Amendment, Variation
or Modification of Terms and Conditions
======================= HSBC Emerging Markets Debt Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== HSBC Frontier Markets Fund ==========================
AYALA LAND, INC.
Ticker: ALI Security ID: Y0488F100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and Officers
4.1 Elect Fernando Zobel de Ayala as For For Management
Director
4.2 Elect Jaime Augusto Zobel de Ayala as For Against Management
Director
4.3 Elect Bernard Vincent O. Dy as Director For For Management
4.4 Elect Antonino T. Aquino as Director For Against Management
4.5 Elect Arturo G. Corpuz as Director For Against Management
4.6 Elect Rizalina G. Mantaring as Director For For Management
4.7 Elect Rex Ma. A. Mendoza as Director For For Management
4.8 Elect Sherisa P. Nuesa as Director For For Management
4.9 Elect Cesar V. Purisima as Director For For Management
5 Elect SyCip Gorres Velayo & Co. as For For Management
Independent Auditor and Fixing of Its
Remuneration
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
BRD GROUPE SOCIETE GENERALE SA (ROMANIA)
Ticker: BRD Security ID: X0300N100
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mariana Dinu to General Meeting For For Management
Secretariat
2 Approve Financial Statements and For For Management
Consolidated Financial Statements for
Fiscal Year 2019
3 Approve Discharge of Directors For For Management
4.1 Approve Allocation of Income and None Against Management
Dividends of RON 1.64 per Share
(Management Proposal)
4.2 Approve Allocation of Income and None For Shareholder
Absence of Dividends (Shareholder
Proposal Submitted by Societe Generale)
5 Approve Provisionary Budget and For For Management
Business Plan for Fiscal Year 2020
6 Approve Remuneration of Non-Executive For For Management
Directors for 2020 and General Limits
for Additional Remuneration of
Directors and Executives
7 Reelect Jean Pierre Georges Vigroux as For For Management
Director, Empower Chairman to Sign
Contract of Mandate
8 Appoint Jean Pierre Georges Vigroux as For For Management
Independent Director
9 Elect Valerie Marcelle Paule For For Management
Villafranca as Director, Empower
Chairman to Sign Contract of Mandate
10 Ratify Ernst & Young Assurance For For Management
Services SRL as Auditor
11 Approve Meeting's Ex-Date For For Management
12 Approve Meeting's Record Date For For Management
--------------------------------------------------------------------------------
BRD GROUPE SOCIETE GENERALE SA (ROMANIA)
Ticker: BRD Security ID: X0300N100
Meeting Date: APR 23, 2020 Meeting Type: Special
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mariana Dinu to General Meeting For For Management
Secretariat
2 Amend Bylaws and Empower CEO to Sign For For Management
Amended Bylaws
3 Approve Meeting's Ex-Date For For Management
4 Approve Meeting's Record Date For For Management
--------------------------------------------------------------------------------
CAIRO INVESTMENT & REAL ESTATE DEVELOPMENT
Ticker: CIRA Security ID: M2078K104
Meeting Date: SEP 01, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For Did Not Vote Management
Dividends for FY 2019
--------------------------------------------------------------------------------
CAIRO INVESTMENT & REAL ESTATE DEVELOPMENT
Ticker: CIRA Security ID: M2078K104
Meeting Date: NOV 28, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2019
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2019
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2019
4 Approve Discharge of Chairman and For Did Not Vote Management
Directors for FY 2019
5 Approve Remuneration of Directors for For Did Not Vote Management
FY 2019/2020
6 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2020
7 Approve Dividends for FY 2019 For Did Not Vote Management
8 Approve Corporate Governance Report For Did Not Vote Management
9 Approve Related Party Transactions for For Did Not Vote Management
FY 2020
--------------------------------------------------------------------------------
CLEOPATRA HOSPITAL CO.
Ticker: CLHO Security ID: M2R16W104
Meeting Date: AUG 01, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 4 of Bylaws For Did Not Vote Management
2 Amend Article 21 of Bylaws For Did Not Vote Management
3 Amend Article 46 of Bylaws For Did Not Vote Management
4 Authorize Chairman or Vice Chairman or For Did Not Vote Management
CEO to Ratify and Execute Approved
Resolution Above
--------------------------------------------------------------------------------
CLEOPATRA HOSPITAL CO.
Ticker: CLHO Security ID: M2R16W104
Meeting Date: AUG 01, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transactions Re: For Did Not Vote Management
Taaleem Management Services Co.
2 Authorize Delegated Person to Ratify For Did Not Vote Management
and Execute Approved Resolutions
3 Approve Sitting Fees and Travel For Did Not Vote Management
Allowances of Vice Chairman for FY 2019
--------------------------------------------------------------------------------
CLEOPATRA HOSPITAL CO.
Ticker: CLHO Security ID: M2R16W104
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations and Corporate Governance
Report for FY 2019
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2019
3 Accept Consolidated and Standalone For Did Not Vote Management
Financial Statements for FY 2019
4 Approve Distribution of Employee's For Did Not Vote Management
Share in the Profits for FY 2019
5 Discharge Directors for FY 2019 and For Did Not Vote Management
Fix their Remuneration for FY 2020
6 Reelect Directors (Bundled) For Did Not Vote Management
7 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2020
8 Approve Charitable Donations for FY For Did Not Vote Management
2020
9 Approve Related Party Transactions For Did Not Vote Management
--------------------------------------------------------------------------------
CLEOPATRA HOSPITAL CO.
Ticker: CLHO Security ID: M2R16W104
Meeting Date: APR 23, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 4 Bylaws For Did Not Vote Management
2 Authorize Chairman or CEO of the Board For Did Not Vote Management
to Ratify and Execute the Above
Approved Resolution
--------------------------------------------------------------------------------
COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE
Ticker: COMI Security ID: 201712205
Meeting Date: MAR 15, 2020 Meeting Type: Annual/Special
Record Date: FEB 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2019
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2019
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2019
4 Approve Allocation of Income for FY For Did Not Vote Management
2019 and Authorize Board to Fix and
Distribute Employees' Share in the
Company's Profits
5 Authorize Capital Issuances for Use in For Did Not Vote Management
Employee Stock Purchase Plan and Amend
Articles 6 and 7 of Bylaws Accordingly
6 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue Re: 1:3 and Amend
Articles 6 and 7 to reflect the
Increase of Capital
7 Approve Discharge of Directors for FY For Did Not Vote Management
2019
8 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2020
9.1 Elect Amin Al Arab as Director For Did Not Vote Management
9.2 Elect Hussein Abaza as Director For Did Not Vote Management
9.3 Elect Bijan Khosrowshahi as Director For Did Not Vote Management
9.4 Elect Amani Abou Zeid as Director For Did Not Vote Management
9.5 Elect Magda Habib as Director For Did Not Vote Management
9.6 Elect Paresh Sukthankar as Director For Did Not Vote Management
9.7 Elect Rajeev Kakar as Director For Did Not Vote Management
9.8 Elect Sherif Samy as Director For Did Not Vote Management
10 Approve Remuneration of Directors for For Did Not Vote Management
FY 2020
11 Approve Remuneration of Audit For Did Not Vote Management
Committee for FY 2020
12 Approve Charitable Donations for FY For Did Not Vote Management
2019 and 2020
1 Authorize Issuance of Bonds or For Did Not Vote Management
Subordinated Loans of EGP 15 Billion
--------------------------------------------------------------------------------
CREDIT AGRICOLE EGYPT
Ticker: CIEB Security ID: M2660N102
Meeting Date: MAR 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2019
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2019
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2019
4 Approve Allocation of Income and For Did Not Vote Management
Dividends for FY 2019
5 Approve Discharge of Chairman and For Did Not Vote Management
Directors fir FY 2019
6 Approve Related Party Transactions For Did Not Vote Management
7 Approve Remuneration of Chairman, For Did Not Vote Management
Directors and Committees for FY 2020
8 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2020
9 Approve Charitable Donations for FY For Did Not Vote Management
2019 and FY 2020
10 Ratify Changes in the Composition of For Did Not Vote Management
the Board
--------------------------------------------------------------------------------
CREDIT AGRICOLE EGYPT
Ticker: CIEB Security ID: M2660N102
Meeting Date: MAR 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 4 and 6 of Bylaws For Did Not Vote Management
--------------------------------------------------------------------------------
DANGOTE CEMENT PLC
Ticker: DANGCEM Security ID: V27546106
Meeting Date: JAN 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Insert Clause 10, 11 and 12 of Bylaws For For Management
Re: Alteration of Share Capital, Share
Repurchase and Cancellation
2 Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
--------------------------------------------------------------------------------
DP WORLD PLC
Ticker: DPW Security ID: M2851K107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Annual Accounts for For For Management
FY 2019 and Related Auditors Report
2 Approve Final Dividend of USD 0.40 per For For Management
Share for FY 2019
3 Reelect Sultan Ahmed Bin Sulayem as For For Management
Director
4 Reelect Yuvraj Narayan as Director For For Management
5 Reelect Deepak Parekh as Director For For Management
6 Reelect Robert Woods as Director For For Management
7 Reelect Mark Russell as Director For For Management
8 Reelect Abdulla Ghobash as Director For For Management
9 Reelect Nadya Kamali as Director For For Management
10 Reelect Mohamed Al Suwaidi as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorize Board to Fix Remuneration of For For Management
Auditors
13 Authorize Share Issuance with For For Management
Preemptive Rights
14 Authorize Share Repurchase Program For For Management
15 Eliminate Preemptive Rights Pursuant For Against Management
to Item 13 Above
16 Authorize Cancellation of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
DP WORLD PLC
Ticker: DPW Security ID: M2851K107
Meeting Date: APR 23, 2020 Meeting Type: Court
Record Date: MAR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
DP WORLD PLC
Ticker: DPW Security ID: M2851K107
Meeting Date: APR 23, 2020 Meeting Type: Special
Record Date: MAR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Recommended Cash Offer for DP World
plc by Port & Free Zone World FZE to
be Affected by Means of Scheme of
Arrangement
--------------------------------------------------------------------------------
EMIRATES NBD PJSC
Ticker: EMIRATESNBD Security ID: M4029Z107
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2019
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2019
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2019
4 Elect Sharia Supervisory Board Members For For Management
(Bundled)
5 Approve Dividends of AED 0.40 per Share For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Discharge of Directors for FY For For Management
2019
8 Approve Discharge of Auditors for FY For For Management
2019
9 Approve Suspension of Transfer to For For Management
Legal and Statutory Reserve
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2020
11 Approve Board Proposal Re: For For Management
Non-convertible Securities to be
Issued by the Company
12 Amend Article 7(a) of Association Re: For For Management
Stock Ownership to UAE Nationals
13 Amend Article 6 of Association Re: For For Management
Corporate Purpose
--------------------------------------------------------------------------------
GLOBANT SA
Ticker: GLOB Security ID: L44385109
Meeting Date: APR 03, 2020 Meeting Type: Annual/Special
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Income For For Management
5 Approve Discharge of Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers, For For Management
Societe Cooperative as Auditor for
Annual Accounts
8 Appoint Price Waterhouse & Co. S.R.L. For For Management
as Auditor for Consolidated Accounts
9 Reelect Martin Gonzalo Umaran as For For Management
Director
10 Reelect Guibert Andres Englebienne as For For Management
Director
11 Reelect Linda Rottenberg as Director For For Management
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Amend Article 10.2 of the Articles of For Against Management
Association
3 Amend Article 10.8 of the Articles of For For Management
Association
--------------------------------------------------------------------------------
HOA PHAT GROUP JSC
Ticker: HPG Security ID: Y3231H100
Meeting Date: MAR 23, 2020 Meeting Type: Special
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Project Investment in Hoa Phat For For Management
Dung Quat Alloy and Iron Manufacturing
Complex
--------------------------------------------------------------------------------
JUHAYNA FOOD INDUSTRIES
Ticker: JUFO Security ID: M62324104
Meeting Date: MAR 16, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2019
2 Approve Corporate Governance Report For Did Not Vote Management
for FY 2018 and FY 2019 and Auditors'
Report on Both of Them
3 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2019
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2019
5 Approve Allocation of Income and For Did Not Vote Management
Dividends for FY 2019
6 Approve Discharge of Chairman and For Did Not Vote Management
Directors for FY 2019
7 Approve Attendance and Travel For Did Not Vote Management
Allowances of Directors for FY 2020
8 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2020
9 Approve Charitable Donations of For Did Not Vote Management
Minimum EGP 1,000 for FY 2020
--------------------------------------------------------------------------------
MADINET NASR FOR HOUSING & DEVELOPMENT S.A.E.
Ticker: MNHD Security ID: M6879R101
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2019
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2019
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2019
4 Approve Allocation of Income and For Did Not Vote Management
Dividends for FY 2019
5 Approve Corporate Governance Report For Did Not Vote Management
and Auditors' Report
6 Approve Charitable Donations of For Did Not Vote Management
Minimum EGP 1,000 for FY 2020
7 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2020
8 Approve Remuneration of Directors for For Did Not Vote Management
FY 2020 Re: Attendance and Travel
Allowances
9 Trade in Company's Lands For Did Not Vote Management
10 Approve Related Party Transactions for For Did Not Vote Management
FY 2019 and FY 2020
11 Approve Discharge of Chairman and For Did Not Vote Management
Directors and Approve Their
Remuneration for FY 2019
--------------------------------------------------------------------------------
MADINET NASR FOR HOUSING & DEVELOPMENT S.A.E.
Ticker: MNHD Security ID: M6879R101
Meeting Date: MAR 10, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 4 of Bylaws For Did Not Vote Management
2 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
NAGACORP LTD.
Ticker: 3918 Security ID: G6382M109
Meeting Date: AUG 08, 2019 Meeting Type: Special
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guaranteed Maximum Sum Design, For For Management
Build Agreement and Related
Transactions
2 Approve Subscription Agreement and For Against Management
Related Transactions
--------------------------------------------------------------------------------
NMC HEALTH PLC
Ticker: NMC Security ID: G65836101
Meeting Date: DEC 05, 2019 Meeting Type: Special
Record Date: DEC 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Market Purchase of Ordinary For For Management
Shares
2 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
ROBINSONS RETAIL HOLDINGS, INC.
Ticker: RRHI Security ID: Y7318T101
Meeting Date: MAR 27, 2020 Meeting Type: Written Consent
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation to For Against Management
Reflect Reduction in the Number of
Seats in the Board of Directors from
11 to 9
--------------------------------------------------------------------------------
ROBINSONS RETAIL HOLDINGS, INC.
Ticker: RRHI Security ID: Y7318T101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of the Stockholders Held on May 30,
2019
2 Approve Financial Statements for the For For Management
Preceding Year
3.1 Elect James L. Go as a Director For For Management
3.2 Elect Lance Y. Gokongwei as a Director For For Management
3.3 Elect Robina Y. Gokongwei-Pe as a For For Management
Director
3.4 Elect Ian James Winward McLeod as a For Against Management
Director
3.5 Elect Samuel Sanghyun Kim as a Director For Against Management
3.6 Elect Antonio L. Go as a Director For For Management
3.7 Elect Roberto R. Romulo as a Director For For Management
3.8 Elect Rodolfo P. Ang as a Director For For Management
4 Appoint SyCip, Gorres, Velayo & Co. as For For Management
External Auditor
5 Ratify Acts of the Board of Directors For For Management
and Its Committees, Officers, and
Management Since the Last Annual
Meeting
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
SAFARICOM PLC
Ticker: SCOM Security ID: V74587102
Meeting Date: AUG 30, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend of KES 1.25 Per For For Management
Share
2.2 Approve Special Dividend of KES 0.62 For For Management
Per Share
3.1 Reelect Bitange Ndemo as Director For For Management
3.2 Reelect Rose Ogega as Director For For Management
4.1 Reelect Bitange Ndemo as Member of For For Management
Audit Committee
4.2 Reelect Esther Koimett as Member of For For Management
Audit Committee
4.3 Reelect Mohamed Joosub as Member of For For Management
Audit Committee
4.4 Reelect Till Streichert as Member of For For Management
Audit Committee
4.5 Reelect Rose Ogega as Member of Audit For For Management
Committee
5 Approve Remuneration of Directors and For For Management
Approve Director's Remuneration Report
6 Ratify Pricewaterhousecoopers as For For Management
Auditors and Fix Their Remuneration
7 Other Business For Against Management
8 Amend Article 89 (a) of Bylaws Re: For For Management
Board Size
--------------------------------------------------------------------------------
SQUARE PHARMACEUTICALS LTD.
Ticker: SQURPHARMA Security ID: Y8132X104
Meeting Date: DEC 12, 2019 Meeting Type: Annual
Record Date: NOV 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3.1 Reelect Samuel S. Chowdhury as Director For Against Management
3.2 Reelect Kazi Iqbal Harun as Director For Against Management
4 Approve Mahfel Huq and Co. as Auditors For For Management
and Authorize Board to Fix their
Remuneration
5 Appoint Chowdhury Bhattacharjee and Co. For For Management
as Corporate Governance Compliance
Auditors for Fiscal Year 2019-2020 and
Authorize Board to Fix Their
remuneration
6 Ratify Appointment of S. M. Rezaur For For Management
Rahman as Independent Director
--------------------------------------------------------------------------------
TALAAT MOUSTAFA GROUP HOLDING
Ticker: TMGH Security ID: M8763H108
Meeting Date: MAR 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations and Corporate Governance
Report for FY 2019
2 Approve Auditors' Report on Company For Did Not Vote Management
Operations and Financial Statements
for FY 2019
3 Approve Financial Statements and For Did Not Vote Management
Allocation of Income for FY 2019
4 Approve Discharge of Directors for FY For Did Not Vote Management
2019
5 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2020
6 Approve Directors Sitting Fees and For Did Not Vote Management
Transportation Allowances for FY 2020
7 Approve Charitable Donations Above EGP For Did Not Vote Management
1000 for FY 2020
--------------------------------------------------------------------------------
TALAAT MOUSTAFA GROUP HOLDING
Ticker: TMGH Security ID: M8763H108
Meeting Date: MAR 28, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Bylaws For Did Not Vote Management
--------------------------------------------------------------------------------
VIETNAM TECHNOLOGICAL & COMMERCIAL JOINT STOCK BANK
Ticker: TCB Security ID: Y937GK104
Meeting Date: JUL 29, 2019 Meeting Type: Special
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Decrease in Foreign For For Management
Shareholding Limit and Authorize Board
of Directors to Make Decisions on
Adjustments in Foreign Shareholding
Limit and Execute Resolutions in
relation to Adjustment in Foreign
Shareholding
--------------------------------------------------------------------------------
VINCOM RETAIL JOINT STOCK COMPANY
Ticker: VRE Security ID: Y937HV109
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Executive Board on For For Management
Business Performance of Financial Year
2019 and Plan for Financial Year 2020
3 Approve Reports of Supervisory Board For For Management
4 Approve Audited Financial Statements For For Management
of Financial Year 2019
5 Approve Allocation of Income of For For Management
Financial Year 2019
6 Approve Remuneration of Board of For For Management
Directors and Supervisory Board
7 Amend Business Lines and Amend For For Management
Articles of Association to Reflect
Update in Business Lines
8 Approve Election of Director For For Management
9 Elect Fong Ming Huang Ernest as For For Management
Director
10 Other Business For Against Management
============================= HSBC High Yield Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============ HSBC Opportunity Fund (Class A, B, C & I Shares) and =============
============ Portfolio =============
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. McCourt For For Management
1b Elect Director Francois Nader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Bonney For For Management
1b Elect Director John M. Maraganore For For Management
1c Elect Director Phillip A. Sharp For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Bostrom For Withhold Management
1.2 Elect Director Sandesh Patnam For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director William L. Bax For For Management
1c Elect Director D. John Coldman For For Management
1d Elect Director Frank E. English, Jr. For For Management
1e Elect Director J. Patrick Gallagher, For For Management
Jr.
1f Elect Director David S. Johnson For For Management
1g Elect Director Kay W. McCurdy For For Management
1h Elect Director Christopher C. Miskel For For Management
1i Elect Director Ralph J. Nicoletti For For Management
1j Elect Director Norman L. Rosenthal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt a Policy on Board Diversity Against Against Shareholder
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Report on Company's Activities Past For For Management
Year
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Treatment of Net Loss For For Management
5a Reelect Albert Cha as Director (Class For For Management
II)
5b Reelect Birgitte Volck as Director For For Management
(Class II)
5c Reelect Lars Holtug as Director (Class For For Management
II)
6 Ratify Deloitte as Auditors For For Management
7 Approve Issuance of Warrants for Board For For Management
of Directors, Executive Management and
Employees, Advisors and Consultants of
the Company or its Subsidiaries;
Approve Creation of DKK 2 Million Pool
of Conditional Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Ingram For For Management
1.2 Elect Director Brian Sharples For For Management
1.3 Elect Director Chelsea Stoner For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Pinkston For For Management
1.2 Elect Director Melinda Litherland For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACK KNIGHT, INC.
Ticker: BKI Security ID: 09215C105
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Jabbour For For Management
1.2 Elect Director Richard N. Massey For Withhold Management
1.3 Elect Director John D. Rood For For Management
1.4 Elect Director Nancy L. Shanik For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis Borisy For For Management
1.2 Elect Director Charles A. Rowland, Jr. For For Management
1.3 Elect Director Lonnel Coats For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Taylor, Jr. For For Management
1.2 Elect Director John G. Schreiber For For Management
1.3 Elect Director Michael Berman For For Management
1.4 Elect Director Julie Bowerman For For Management
1.5 Elect Director Sheryl M. Crosland For For Management
1.6 Elect Director Thomas W. Dickson For For Management
1.7 Elect Director Daniel B. Hurwitz For For Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director Gabrielle Sulzberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BURLINGTON STORES, INC.
Ticker: BURL Security ID: 122017106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted English For For Management
1.2 Elect Director Jordan Hitch For For Management
1.3 Elect Director Mary Ann Tocio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hali Borenstein For For Management
1b Elect Director Amy Woods Brinkley For For Management
1c Elect Director Giuseppina Buonfantino For For Management
1d Elect Director Michael D. Casey For For Management
1e Elect Director A. Bruce Cleverly For For Management
1f Elect Director Jevin S. Eagle For For Management
1g Elect Director Mark P. Hipp For For Management
1h Elect Director William J. Montgoris For For Management
1i Elect Director Richard A. Noll For For Management
1j Elect Director Gretchen W. Price For For Management
1k Elect Director David Pulver For For Management
1l Elect Director Thomas E. Whiddon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven W. Alesio For For Management
1b Elect Director Barry K. Allen For For Management
1c Elect Director Lynda M. Clarizio For For Management
1d Elect Director Christine A. Leahy For For Management
1e Elect Director David W. Nelms For For Management
1f Elect Director Joseph R. Swedish For For Management
1g Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CERIDIAN HCM HOLDING INC.
Ticker: CDAY Security ID: 15677J108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah A. Farrington For Withhold Management
1.2 Elect Director Thomas M. Hagerty For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Nancy C. Andrews For For Management
1.3 Elect Director Robert J. Bertolini For For Management
1.4 Elect Director Stephen D. Chubb For For Management
1.5 Elect Director Deborah T. Kochevar For For Management
1.6 Elect Director Martin W. MacKay For For Management
1.7 Elect Director George E. Massaro For For Management
1.8 Elect Director George M. Milne, Jr. For For Management
1.9 Elect Director C. Richard Reese For For Management
1.10 Elect Director Richard F. Wallman For For Management
1.11 Elect Director Virginia M. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director John W. Hill For For Management
1f Elect Director Robert W. Musslewhite For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director Louise S. Sams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795502
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles T. Cannada For For Management
1b Elect Director Robert M. Chapman For For Management
1c Elect Director M. Colin Connolly For For Management
1d Elect Director Scott W. Fordham For For Management
1e Elect Director Lillian C. Giornelli For For Management
1f Elect Director R. Kent Griffin, Jr. For For Management
1g Elect Director Donna W. Hyland For For Management
1h Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Collins For For Management
1b Elect Director Mark G. Foletta For For Management
1c Elect Director Eric J. Topol For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELDORADO RESORTS, INC.
Ticker: ERI Security ID: 28470R102
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: OCT 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Change State of Incorporation from For For Management
Nevada to Delaware
3 Approve the ERI A&R Nevada Charter For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ESSENT GROUP LTD.
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Casale For For Management
1.2 Elect Director Douglas J. Pauls For For Management
1.3 Elect Director William Spiegel For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Josh Silverman For For Management
1c Elect Director Fred Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin T. Conroy For For Management
1.2 Elect Director Katherine S. Zanotti For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
Ticker: FICO Security ID: 303250104
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Braden R. Kelly For For Management
1b Elect Director Fabiola R. Arredondo For For Management
1c Elect Director A. George Battle For For Management
1d Elect Director James D. Kirsner For For Management
1e Elect Director William J. Lansing For For Management
1f Elect Director Eva Manolis For For Management
1g Elect Director Marc F. McMorris For For Management
1h Elect Director Joanna Rees For For Management
1i Elect Director David A. Rey For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James H. Herbert, II For For Management
1b Elect Director Katherine August-deWilde For For Management
1c Elect Director Hafize Gaye Erkan For For Management
1d Elect Director Frank J. Fahrenkopf, Jr. For For Management
1e Elect Director Boris Groysberg For For Management
1f Elect Director Sandra R. Hernandez For For Management
1g Elect Director Pamela J. Joyner For For Management
1h Elect Director Reynold Levy For For Management
1i Elect Director Duncan L. Niederauer For For Management
1j Elect Director George G.C. Parker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIVE BELOW, INC.
Ticker: FIVE Security ID: 33829M101
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel D. Anderson For For Management
1b Elect Director Kathleen S. Barclay For For Management
1c Elect Director Thomas M. Ryan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Scott Rowe For For Management
1b Elect Director Sujeet Chand For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Gayla J. Delly For For Management
1e Elect Director Roger L. Fix For For Management
1f Elect Director John R. Friedery For For Management
1g Elect Director John L. Garrison For For Management
1h Elect Director Michael C. McMurray For For Management
1i Elect Director David E. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Allow Shareholder Action by Less than
Unanimous Written Consent
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Mark Douglas For For Management
1d Elect Director C. Scott Greer For For Management
1e Elect Director K'Lynne Johnson For For Management
1f Elect Director Dirk A. Kempthorne For For Management
1g Elect Director Paul J. Norris For For Management
1h Elect Director Margareth Ovrum For For Management
1i Elect Director Robert C. Pallash For For Management
1j Elect Director William H. Powell For For Management
1k Elect Director Vincent R. Volpe, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken Xie For For Management
1.2 Elect Director Michael Xie For For Management
1.3 Elect Director Kelly Ducourty For For Management
1.4 Elect Director Jean Hu For For Management
1.5 Elect Director Ming Hsieh For For Management
1.6 Elect Director William H. Neukom For For Management
1.7 Elect Director Christopher B. Paisley For For Management
1.8 Elect Director Judith Sim For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC.
Ticker: GWRE Security ID: 40171V100
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Dillon For For Management
1.2 Elect Director Michael Keller For For Management
1.3 Elect Director Michael (Mike) Rosenbaum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Kroll For For Management
1.2 Elect Director Claire Pomeroy For For Management
1.3 Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie Herendeen For Against Management
1b Elect Director Michael Simon For Against Management
1c Elect Director Jay Simons For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew K. Silvernail For For Management
1.2 Elect Director Katrina L. Helmkamp For For Management
1.3 Elect Director Mark A. Beck For For Management
1.4 Elect Director Carl R. Christenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC.
Ticker: IRWD Security ID: 46333X108
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Currie For For Management
1.2 Elect Director Jon R. Duane For For Management
1.3 Elect Director Mark Mallon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Duncan For For Management
1.2 Elect Director Francesca M. Edwardson For For Management
1.3 Elect Director Wayne Garrison For For Management
1.4 Elect Director Sharilyn S. Gasaway For For Management
1.5 Elect Director Gary C. George For For Management
1.6 Elect Director Bryan Hunt For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director John N. Roberts, III For For Management
1.9 Elect Director James L. Robo For For Management
1.10 Elect Director Kirk Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
5 Report on Climate Change Initiatives Against For Shareholder
--------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorene C. Dominguez For For Management
1.2 Elect Director Timothy W. Finchem For For Management
1.3 Elect Director Stuart A. Gabriel For For Management
1.4 Elect Director Thomas W. Gilligan For For Management
1.5 Elect Director Kenneth M. Jastrow, II For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Melissa Lora For For Management
1.8 Elect Director Jeffrey T. Mezger For For Management
1.9 Elect Director James C. Weaver For For Management
1.10 Elect Director Michael M. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis E. Espeland For For Management
1.2 Elect Director Patrick P. Goris For For Management
1.3 Elect Director Stephen G. Hanks For For Management
1.4 Elect Director Michael F. Hilton For For Management
1.5 Elect Director G. Russell Lincoln For For Management
1.6 Elect Director Kathryn Jo Lincoln For For Management
1.7 Elect Director William E. MacDonald, For For Management
III
1.8 Elect Director Christopher L. Mapes For For Management
1.9 Elect Director Phillip J. Mason For For Management
1.10 Elect Director Ben P. Patel For For Management
1.11 Elect Director Hellene S. Runtagh For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan H. Arnold For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director William F. Glavin, Jr. For For Management
1e Elect Director Allison H. Mnookin For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director James S. Putnam For For Management
1h Elect Director Richard P. Schifter For For Management
1i Elect Director Corey E. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Samuel F. Thomas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MERITOR, INC.
Ticker: MTOR Security ID: 59001K100
Meeting Date: JAN 23, 2020 Meeting Type: Annual
Record Date: NOV 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Beringhause For For Management
1.2 Elect Director Rhonda L. Brooks For For Management
1.3 Elect Director Jeffrey A. Craig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Declassify the Board of Directors For For Management
5 Amend Articles of Incorporation to For For Management
Allow Shareholders to Amend By-Laws
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Spoerry For For Management
1.2 Elect Director Wah-Hui Chu For For Management
1.3 Elect Director Domitille Doat-Le Bigot For For Management
1.4 Elect Director Olivier A. Filliol For For Management
1.5 Elect Director Elisha W. Finney For For Management
1.6 Elect Director Richard Francis For For Management
1.7 Elect Director Michael A. Kelly For For Management
1.8 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Donahue For For Management
1.2 Elect Director Janice K. Henry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Begor For For Management
1.2 Elect Director Gregory R. Blank For For Management
1.3 Elect Director Catherine (Katie) L. For For Management
Burke
1.4 Elect Director Chinh E. Chu For For Management
1.5 Elect Director Deborah A. Farrington For For Management
1.6 Elect Director Michael D. Hayford For For Management
1.7 Elect Director Georgette D. Kiser For For Management
1.8 Elect Director Kirk T. Larsen For For Management
1.9 Elect Director Frank R. Martire For For Management
1.10 Elect Director Matthew A. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin C. Gorman For For Management
1.2 Elect Director Gary A. Lyons For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW RELIC, INC.
Ticker: NEWR Security ID: 64829B100
Meeting Date: AUG 22, 2019 Meeting Type: Annual
Record Date: JUN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline Watteeuw For Withhold Management
Carlisle
1.2 Elect Director Dan Scholnick For Withhold Management
1.3 Elect Director James Tolonen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEWMARK GROUP, INC.
Ticker: NMRK Security ID: 65158N102
Meeting Date: SEP 24, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard W. Lutnick For Withhold Management
1.2 Elect Director Michael Snow For Withhold Management
1.3 Elect Director Virginia S. Bauer For Withhold Management
1.4 Elect Director Peter F. Cervinka For Withhold Management
--------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC.
Ticker: NXST Security ID: 65336K103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Miller For For Management
1.2 Elect Director John R. Muse For For Management
1.3 Elect Director I. Martin Pompadur For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V.
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board Members For For Management
3a Elect Kurt Sievers as Executive For For Management
Director
3b Reelect Peter Bonfield as For For Management
Non-Executive Director
3c Reelect Kenneth A. Goldman as For For Management
Non-Executive Director
3d Reelect Josef Kaeser as Non-Executive For For Management
Director
3e Reelect Lena Olving as Non-Executive For For Management
Director
3f Reelect Peter Smitham as Non-Executive For For Management
Director
3g Reelect Julie Southern as For For Management
Non-Executive Director
3h Reelect Jasmin Staiblin as For For Management
Non-Executive Director
3i Reelect Gregory Summe as Non-Executive For For Management
Director
3j Reelect Karl-Henrik Sundstrom as For For Management
Non-Executive Director
4 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Cancellation of Ordinary Shares For For Management
8 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
9 Approve Remuneration of the Members For For Management
and Chairs of the Audit Committee,
Compensation Committee, and the
Nominating and Governance Committee of
the Board
10 Amend Articles to Establish Quorum For For Management
Requirement
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC.
Ticker: ODFL Security ID: 679580100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry A. Aaholm For For Management
1.2 Elect Director Earl E. Congdon For For Management
1.3 Elect Director David S. Congdon For For Management
1.4 Elect Director John R. Congdon, Jr. For For Management
1.5 Elect Director Bradley R. Gabosch For For Management
1.6 Elect Director Greg C. Gantt For For Management
1.7 Elect Director Patrick D. Hanley For For Management
1.8 Elect Director John D. Kasarda For For Management
1.9 Elect Director Wendy T. Stallings For For Management
1.10 Elect Director Leo H. Suggs For For Management
1.11 Elect Director D. Michael Wray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
PERFORMANCE FOOD GROUP COMPANY
Ticker: PFGC Security ID: 71377A103
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George L. Holm For For Management
1b Elect Director Arthur B. Winkleblack - None None Management
Withdrawn
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement for Amending Government
Documents and Removing Directors
7 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky B. Gregg For For Management
1.2 Elect Director Wright L. Lassiter, III For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Denise M. Morrison For For Management
1.5 Elect Director Gary M. Pfeiffer For For Management
1.6 Elect Director Timothy M. Ring For For Management
1.7 Elect Director Stephen H. Rusckowski For For Management
1.8 Elect Director Daniel C. Stanzione For For Management
1.9 Elect Director Helen I. Torley For For Management
1.10 Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RALPH LAUREN CORPORATION
Ticker: RL Security ID: 751212101
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr. For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Michael A. George For For Management
1.4 Elect Director Hubert Joly For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REALPAGE, INC.
Ticker: RP Security ID: 75606N109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred R. Berkeley, III For For Management
1.2 Elect Director Peter Gyenes For For Management
1.3 Elect Director Charles F. Kane For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Bass For Withhold Management
1.2 Elect Director R. Kent McGaughy, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
REPLIGEN CORPORATION
Ticker: RGEN Security ID: 759916109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nicolas M. Barthelemy For For Management
1B Elect Director Karen A. Dawes For For Management
1C Elect Director Tony J. Hunt For For Management
1D Elect Director Rohin Mhatre For For Management
1E Elect Director Glenn P. Muir For For Management
1F Elect Director Thomas F. Ryan, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKET PHARMACEUTICALS, INC.
Ticker: RCKT Security ID: 77313F106
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick Wong For For Management
1b Elect Director Carsten Boess For For Management
1c Elect Director Pedro Granadillo For For Management
1d Elect Director Gotham Makker For For Management
1e Elect Director Gaurav Shah For For Management
1f Elect Director David P. Southwell For For Management
1g Elect Director Naveen Yalamanchi For For Management
1h Elect Director Elisabeth Bjork For For Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC.
Ticker: SAGE Security ID: 78667J108
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Cola For Withhold Management
1.2 Elect Director Jeffrey M. Jonas For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas S. Ingram For For Management
1.2 Elect Director Hans Wigzell For For Management
1.3 Elect Director Mary Ann Gray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
Ticker: SAIC Security ID: 808625107
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bedingfield For For Management
1b Elect Director Carol A. Goode For For Management
1c Elect Director John J. Hamre For For Management
1d Elect Director Yvette M. Kanouff For For Management
1e Elect Director Nazzic S. Keene For For Management
1f Elect Director David M. Kerko For For Management
1g Elect Director Timothy J. Mayopoulos For For Management
1h Elect Director Katharina G. McFarland For For Management
1i Elect Director Donna S. Morea For For Management
1j Elect Director Steven R. Shane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Connors For For Management
1b Elect Director Patricia Morrison For For Management
1c Elect Director Stephen Newberry For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STERIS PLC
Ticker: STE Security ID: G8473T100
Meeting Date: JUL 30, 2019 Meeting Type: Annual
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard C. Breeden For For Management
1b Elect Director Cynthia L. Feldmann For For Management
1c Elect Director Jacqueline B. Kosecoff For For Management
1d Elect Director David B. Lewis For For Management
1e Elect Director Walter M. Rosebrough, For For Management
Jr.
1f Elect Director Nirav R. Shah For For Management
1g Elect Director Mohsen M. Sohi For For Management
1h Elect Director Richard M. Steeves For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Appoint Ernst & Young Chartered For For Management
Accountants as Irish Statutory Auditor
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED
Ticker: TDY Security ID: 879360105
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Kenneth C. Dahlberg For For Management
1.3 Elect Director Robert A. Malone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TERRENO REALTY CORPORATION
Ticker: TRNO Security ID: 88146M101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Blake Baird For For Management
1b Elect Director Michael A. Coke For For Management
1c Elect Director Linda Assante For For Management
1d Elect Director LeRoy E. Carlson For For Management
1e Elect Director David M. Lee For For Management
1f Elect Director Gabriela Franco Parcella For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Dennis Polk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN COMPANY
Ticker: MSG Security ID: 55825T103
Meeting Date: DEC 11, 2019 Meeting Type: Annual
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. None None Management
*Withdrawn Resolution*
1.2 Elect Director Matthew C. Blank For For Management
1.3 Elect Director Joseph J. Lhota For For Management
1.4 Elect Director Richard D. Parsons For For Management
1.5 Elect Director Nelson Peltz For For Management
1.6 Elect Director Frederic V. Salerno For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOPBUILD CORP.
Ticker: BLD Security ID: 89055F103
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alec C. Covington For For Management
1b Elect Director Gerald Volas For For Management
1c Elect Director Carl T. Camden For For Management
1d Elect Director Joseph S. Cantie For For Management
1e Elect Director Tina M. Donikowski For For Management
1f Elect Director Mark A. Petrarca For For Management
1g Elect Director Nancy M. Taylor For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: AUG 29, 2019 Meeting Type: Special
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Declassify the Board of Directors For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TRANSUNION
Ticker: TRU Security ID: 89400J107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation and Bylaws
2b Eliminate Supermajority Vote For For Management
Requirement to Remove Directors
3 Amend Articles of Incorporation to For For Management
Remove the Corporate Opportunity Waiver
4 Amend Articles of Association For For Management
5a Elect Director Suzanne P. Clark For For Management
5b Elect Director Kermit R. Crawford For For Management
5c Elect Director Thomas L. Monahan, III For For Management
6 Amend Omnibus Stock Plan For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay M. Gratz For For Management
1.2 Elect Director Kristine L. Juster For For Management
1.3 Elect Director Ronald W. Kaplan For For Management
1.4 Elect Director Gerald Volas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TWILIO INC.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Dalzell For Withhold Management
1.2 Elect Director Jeffrey Immelt For Withhold Management
1.3 Elect Director Erika Rottenberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Sobbott For For Management
1.2 Elect Director Stephen Smith For For Management
1.3 Elect Director James Groch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WOODWARD, INC.
Ticker: WWD Security ID: 980745103
Meeting Date: JAN 29, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Donovan For For Management
1.2 Elect Director Mary L. Petrovich For For Management
1.3 Elect Director James R. Rulseh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: MAR 05, 2020 Meeting Type: Special
Record Date: FEB 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anders Gustafsson For For Management
1.2 Elect Director Janice M. Roberts For For Management
1.3 Elect Director Linda M. Connly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditor For For Management
========================== HSBC Strategic Income Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== HSBC U.S. Government Money Market Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== HSBC U.S. Treasury Money Market Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| By (Signature and Title)* | /s/Richard A. Fabietti |
| Richard A. Fabietti, President |
| | |
| * Print the name and title of each signing officer under his or her signature. |
