| File No. 33-08214 |
| 811-04813 |
| SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A |
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | [X] | |
| Pre-Effective Amendment No. | [ ] | |
| <R> | ||
| Post-Effective Amendment No. 139 | [X] | |
| </R> | ||
| and/or | ||
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | [X] | |
| <R> | ||
| Amendment No. 143 | [X] | |
| </R> |
| DREYFUS INVESTMENT FUNDS (Exact Name of Registrant as Specified in Charter) |
c/o The Dreyfus Corporation
200 Park Avenue, New York, New York 10166 (Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including Area Code: (212) 922-6000
| Michael A. Rosenberg, Esq. 200 Park Avenue New York, New York 10166 (Name and Address of Agent for Service) |
| COPY TO: |
| David Stephens, Esq. Stroock & Stroock & Lavan LLP 180 Maine Lane New York, NY 10038-4982 |
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
| Explanatory Note |
This Post-Effective Amendment consists of the following:
| 1. | Facing sheet of the Registration Statement. |
| 2. | Part C to the Registration Statement (including signature page). |
| 3. | Exhibit (n)(3) to Item 23 to the Registration Statement. |
This Post-Effective Amendment is being filed solely to file a revised Rule 18f-3 Plan as Exhibit (n)(3) to Item 23 to this Registration Statement on Form N-1A.
With respect to Dreyfus/The Boston Company Small/Mid Cap Growth Fund parts A and B of Post-Effective Amendment No. 136 to the Registration Statement on Form N-1A filed on March 27, 2009 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, are incorporated by reference herein.
| DREYFUS INVESTMENT FUNDS PART C. OTHER INFORMATION |
| Item 23.Exhibits |
| (a) | Agreement and Declaration of Trust dated August 13, 1986(1) |
| (a)(1) | Certificate of Designation of Standish Fixed Income Fund(1) | |
| (a)(2) | Certificate of Designation of Standish International Fund(1) | |
| (a)(3) | Certificate of Designation of Standish Securitized Fund(1) | |
| (a)(4) | Certificate of Designation of Standish Short-Term Asset Reserve Fund(1) | |
| (a)(5) | Certificate of Designation of Standish Marathon Fund(1) | |
| (a)(6) | Certificate of Amendment dated November 21, 1989(1) | |
| (a)(7) | Certificate of Amendment dated November 29, 1989(1) | |
| (a)(8) | Certificate of Amendment dated April 24, 1990(1) | |
| (a)(9) | Certificate of Designation of Standish Equity Fund(1) | |
| (a)(10) | Certificate of Designation of Standish International Fixed Income Fund(1) | |
| (a)(11) | Certificate of Designation of Standish Intermediate Tax Exempt Bond Fund(1) | |
| (a)(12) | Certificate of Designation of Standish Massachusetts Intermediate Tax Exempt Bond | |
| Fund(1) | ||
| (a)(13) | Certificate of Designation of Standish Global Fixed Income Fund(1) | |
| (a)(14) | Certificate of Designation of Standish Controlled Maturity Fund and Standish Fixed | |
| Income Fund II(1) | ||
| (a)(15) | Certificate of Designation of Standish Tax-Sensitive Small Cap Equity Fund and | |
| Standish Tax-Sensitive Equity Fund(1) | ||
| (a)(16) | Form of Certificate of Designation of Standish Equity Asset Fund, Standish Small | |
| Capitalization Equity Asset Fund, Standish Fixed Income Asset Fund and Standish | ||
| Global Fixed Income Asset Fund(1) | ||
| (a)(17) | Form of Certificate of Designation of Standish Small Capitalization Equity Fund II(1) | |
| (a)(18) | Certificate of Designation of Standish Small Capitalization Equity Asset Fund II, | |
| Standish Diversified Income Fund, Standish Diversified Income Asset Fund(2) | ||
| (a)(19) | Form of Certificate of Designation of Institutional Shares and Service Shares of |
| Standish Small Capitalization Equity Fund II and Standish International Fixed | ||
| Income Fund(3) | ||
| (a)(20) | Form of Certificate of Designation of Standish International Fixed Income Fund II(4) | |
| (a)(21) | Certificate of Designation of Standish Small Cap Value Fund and Standish | |
| International Small Cap Fund(5) | ||
| (a)(22) | Certificates of Designation of Standish Crossover Bond Fund, Standish Opportunistic | |
| High Yield Fund, Standish Opportunistic Emerging Markets Debt Fund and Standish | ||
| High Yield Bond Fund(6) | ||
| (a)(23) | Amendment to the Agreement and Declaration of Trust dated March 4, 1999(4) | |
| (a)(24) | Amendment to the Agreement and Declaration of Trust dated April 29, 2002(7) | |
| (a)(25) | Amendment to the Agreement and Declaration of Trust dated December 1, 2008(24) | |
| (a)(26) | Certificate of Name Change for Standish World High Yield Fund to Standish High | |
| Yield Bond Fund(7) | ||
| (a)(27) | Certificate of Name Change for Standish Controlled Maturity Fund to Standish Short- | |
| Term Fixed Income Fund(7) | ||
| (a)(28) | Amendment to the Agreement and Declaration of Trust dated June 21, 2003(8) | |
| (a)(29) | Certificate of Name Change for all Funds(8) | |
| (a)(30) | Certificate of Designation of The Boston Company International Value Opportunities | |
| Fund(9) | ||
| (a)(31) | Certificate of Name Change for The Boston Company International Value | |
| Opportunities Fund to The Boston Company World ex-U.S. Value Fund(14) | ||
| (a)(32) | Certificate of Name Change for Standish Mellon Short-Term Asset Reserve Fund to | |
| Standish Mellon Enhanced Income Fund(14) | ||
| (a)(33) | Certificate of Name Change for The Boston Company Small Capitalization Fund to | |
| The Boston Company Small/Mid Cap Growth Fund(15) | ||
| (a)(34) | Certificate of Designation of Mellon Institutional Market Neutral Fund(15) | |
| (a)(35) | Certificate of Designation of Mellon Equity Large Cap Growth Fund(15) | |
| (a)(36) | Certificate of Designation of Newton International Equity Fund(15) | |
| (a)(37) | Certificate of Designation of Mellon Equity Micro Cap Fund(17) | |
| (a)(38) | Certificate of Designation of The Boston Company Emerging Markets Core Equity | |
| Fund(17) |
| (a)(39) | Certificate of Designation of The Boston Company Small Cap Value Fund II(20) | |
| (a)(40) | Certificate of Designation of The Boston Company International Core Equity Fund | |
| II(20) | ||
| (a)(41) | Certificate of Name Change for Mellon Equity Large Cap Growth Fund to Mellon | |
| Capital Large Cap Growth Fund and Mellon Equity Micro Cap Fund to Mellon | ||
| Capital Micro Cap Fund(23) | ||
| (a)(42) | Certificate of Designation of Classes of Newton International Equity Fund(23) | |
| (b) | Bylaws of the Registrant(1) |
| (c) | Not applicable |
| (d)(1) | Investment Advisory Agreement between Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Controlled Maturity Fund(10) | ||
| (d)(2) | Investment Advisory Agreement between Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Crossover Bond Fund(10) | ||
| (d)(3) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Fixed Income Portfolio(10) | ||
| (d)(4) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Global Fixed Income Portfolio(10) | ||
| (d)(5) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish High Grade Bond Fund(10) | ||
| (d)(6) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish High Yield Bond Fund(10) | ||
| (d)(7) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Intermediate Tax Exempt Bond | ||
| Fund(10) | ||
| (d)(8) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish International Equity Fund(10) | ||
| (d)(9) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish International Fixed Income | ||
| Fund(10) | ||
| (d)(10) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish International Fixed Income Fund | ||
| II(10) | ||
| (d)(11) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish International Small Cap Fund(10) | ||
| (d)(12) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Massachusetts Intermediate Tax | ||
| Exempt Bond Fund(10) | ||
| (d)(13) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Opportunistic Emerging Markets | ||
| Debt Fund(10) | ||
| (d)(14) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Opportunistic High Yield Fund(10) | ||
| (d)(15) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Select Value Portfolio(10) | ||
| (d)(16) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Short-Term Asset Reserve | ||
| Portfolio(10) | ||
| (d)(17) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Small Cap Growth Portfolio(10) | ||
| (d)(18) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Small Cap Value Fund(10) | ||
| (d)(19) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Small Capitalization Equity | ||
| Fund(10) | ||
| (d)(20) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Tax-Sensitive Equity Fund(10) | ||
| (d)(21) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish Small Cap Tax-Sensitive Equity | ||
| Fund(10) | ||
| (d)(22) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company LLC relating to Standish World High Yield Portfolio(10) | ||
| (d)(23) | Assumption Agreement between Standish Mellon Asset Management Company, LLC | |
| and The Boston Company Asset Management, LLC relating to each series of the | ||
| Registrant(11) | ||
| (d)(24) | Investment Advisory Agreement between the Registrant and The Boston Company | |
| Asset Management, LLC relating to The Boston Company International Value | ||
| Opportunities Fund(14) | ||
| (d)(25) | Investment Advisory Agreement between the Registrant and Franklin Portfolio | |
| Associates, LLC relating to Mellon Institutional Market Neutral Fund(16) | ||
| (d)(26) | Investment Advisory Agreement between the Registrant and Mellon Equity | |
| Associates, LLP relating to Mellon Equity Large Cap Growth Fund(24) | ||
| (d)(27) | Investment Advisory Agreement between the Registrant and Newton Capital | |
| Management Ltd. relating to Newton International Equity Fund(24) | ||
| (d)(28) | Investment Advisory Agreement between the Registrant and Mellon Equity | |
| Associates, LLP relating to Mellon Equity Micro Cap Fund(18) | ||
| (d)(29) | Investment Advisory Agreement between the Registrant and The Boston Company | |
| Asset Management, LLC relating to The Boston Company Emerging Markets Core | ||
| Equity Fund(24) | ||
| (d)(30) | Investment Advisory Agreement between the Registrant and The Boston Company | |
| Asset Management, LLC relating to The Boston Company Small Cap Value Fund | ||
| II(24) | ||
| (d)(31) | Investment Advisory Agreement between the Registrant and The Boston Company | |
| Asset Management, LLC relating to The Boston Company International Core Equity | ||
| Fund II(21) | ||
| (d)(32) | Investment Advisory Agreement between the Registrant and The Boston Company | |
| Asset Management, LLC relating to The Boston Company International Core Equity | ||
| Fund(24) | ||
| (d)(33) | Investment Advisory Agreement between the Registrant and The Boston Company | |
| Asset Management, LLC relating to The Boston Company International Small Cap | ||
| Fund(24) | ||
| (d)(34) | Investment Advisory Agreement between the Registrant and The Boston Company | |
| Asset Management, LLC relating to The Boston Company Large Cap Core Fund(24) | ||
| (d)(35) | Investment Advisory Agreement between the Registrant and The Boston Company | |
| Asset Management, LLC relating to The Boston Company Small Cap Growth | ||
| Fund(24) | ||
| (d)(36) | Investment Advisory Agreement between the Registrant and The Boston Company | |
| Asset Management, LLC relating to The Boston Company Small Cap Value Fund(24) | ||
| (d)(37) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company, LLC relating to Standish Mellon Fixed Income Fund(23) | ||
| (d)(38) | Investment Advisory Agreement between the Registrant and Standish Mellon Asset | |
| Management Company, LLC relating to Standish Mellon Global Fixed Income | ||
| Fund(23) | ||
| (d)(39) | Sub-Investment Advisory Agreement between The Dreyfus Corporation and Newton | |
| Capital Management Limited relating to Dreyfus/Newton International Equity | ||
| Fund(24) | ||
| (e)(1) | Underwriting Agreement between the Registrant and Mellon Funds Distributor, | |
| L.P.(1) | ||
| (e)(2) | Underwriting Agreement between the Registrant and MBSC Securities | |
| Corporation(25) |
| (f) | Not applicable |
| (g)(1) | Custody, Administration and Accounting Services Agreement between the Registrant | |
| and Mellon Bank, N.A.(8) | ||
| (g)(2) | Amendment to Custody, Administration and Accounting Services Agreement | |
| between the Registrant and Mellon Bank, N.A.(23) | ||
| (g)(3) | Custody Agreement with respect to Mellon Institutional Market Neutral Fund(16) | |
| (g)(4) | Administration and Accounting Services Agreement with respect to Mellon | |
| Institutional Market Neutral Fund(19) | ||
| (h)(1) | Administrative Services Agreement between Standish, Ayer & Wood, Inc. and the | |
| Registrant relating to compliance and certain other services(1) | ||
| (h)(2) | Most recently revised Exhibit A to Administrative Services Agreement between | |
| Standish, Ayer & Wood, Inc. and the Registrant(18) | ||
| (h)(3) | Transfer Agency Agreement between the Registrant and Dreyfus Transfer, Inc.(14) | |
| (h)(4) | Amendment to the Transfer Agency Agreement between the Registrant and Dreyfus | |
| Transfer, Inc.(23) | ||
| (h)(5) | Shareholder Services Plan(26) | |
| (i)(1) | Opinion and Consent of Counsel for the Registrant(12) | |
| (i)(2) | Consent of Counsel for the Registrant is incorporated by reference to Exhibit (i)(2) of | |
| Post-Effective Amendment No. 137 to the Registration Statement on Form N-1A, | ||
| filed on April 30, 2009. |
| (j) | Consents of Independent Registered Public Accounting Firms are incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 137 to the Registration Statement on Form N-1A, filed on April 30, 2009. |
| (k) | None |
| (l) | Not applicable |
| (m) | Rule 12b-1 Distribution Plan, as revised(26) |
| (n)(1) | Multiple Class Plan pursuant to Rule 18f-3 relating to Standish Small Capitalization | |
| Equity Fund II and Standish International Fixed Income Fund(3) | ||
| (n)(2) | Amended and Restated Multiple Class Plan pursuant to Rule 18f-3(23) | |
| (n)(3) | Rule 18f-3 Planfor Dreyfus/Newton International Equity Fund, Dreyfus/The Boston |
| Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large | ||
| Cap Core Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund and | ||
| Dreyfus/Standish Intermediate Tax Exempt Bond Fund, amended as of February 4, | ||
| 2009, revised as of September 30, 2009, is filed herewith. | ||
| (p)(1) | Code of Ethics for Standish, Ayer & Wood Investment Trust and Standish, Ayer & | |
| Wood Master Portfolio(13) | ||
| (p)(2) | Code of Ethics for Standish Mellon Asset Management Company LLC and Standish | |
| Fund Distributors, L.P.(13) | ||
| (p)(3) | Code of Conduct for Mellon Financial Corporation(14) | |
| (p)(4) | Securities Trading Policy (General Edition) for Mellon Financial Corporation(14) | |
| (p)(5) | Securities Trading Policy (Access Decision Maker Edition) for Mellon Financial | |
| Corporation(14) | ||
| (q)(1) | Power of Attorney for Registrant (Samuel C. Fleming, Benjamin M. Friedman, John | |
| H. Hewitt, and Caleb Loring III)(11) | ||
| (q)(2) | Power of Attorney for Portfolio Trust (Samuel C. Fleming, Benjamin M. Friedman, | |
| John H. Hewitt, and Caleb Loring III)(11) | ||
| (q)(3) | Power of Attorney for Portfolio Trust with respect to Feeder Fund Registration | |
| Statements (Samuel C. Fleming, Benjamin M. Friedman, John H. Hewitt and Caleb | ||
| Loring III)(11) | ||
| (q)(4) | Power of Attorney for Registrant (Patrick J. Sheppard)(11) | |
| (q)(5) | Power of Attorney for Registrant (Steven M. Anderson)(11) | |
| (q)(6) | Power of Attorney for Portfolio Trust (Patrick J. Sheppard)(11) | |
| (q)(7) | Power of Attorney for Portfolio Trust (Steven M. Anderson)(11) | |
| (q)(8) | Power of Attorney for Registrant (J. David Officer)(22) |
1. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post-Effective Amendment No. 88) and incorporated herein by reference thereto.
2. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post-Effective Amendment No. 81) and incorporated herein by reference thereto.
3. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post-Effective Amendment No. 91) and incorporated by reference thereto.
4. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post-Effective Amendment No. 93) and incorporated by reference thereto.
5. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post-Effective Amendment No. 94) and incorporated by reference thereto.
6. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 100) and incorporated by reference thereto.
7. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 106) and incorporated by reference thereto.
8. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 110) and incorporated herein by reference.
9. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 112) and incorporated herein by reference.
10. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 104) and incorporated herein by reference.
11. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 111) and incorporated herein by reference.
12. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 82) and incorporated herein by reference.
13. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 105) and incorporated herein by reference.
14. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 117) and incorporated herein by reference.
15. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 118) and incorporated herein by reference.
16. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 119) and incorporated herein by reference.
17. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 121) and incorporated herein by reference.
18. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 122) and incorporated herein by reference.
19. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 124) and incorporated herein by reference.
20. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 126) and incorporated herein by reference.
21. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 128) and incorporated herein by reference.
22. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 129) and incorporated herein by reference.
23. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 130) and incorporated herein by reference.
24. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 133) and incorporated herein by reference.
25. Filed electronically as an exhibit to Registration Statement No. 33-8214 (Post Effective Amendment No. 135) and incorporated herein by reference.
Item 24.Persons Controlled by or Under Common Control with Registrant
Not Applicable.
Item 25.Indemnification
Under the Registrant's Agreement and Declaration of Trust, as amended, any past or present Trustee or officer of the Registrant is indemnified to the fullest extent permitted by law against liability and all expenses reasonably incurred by him in connection with any action, suit or proceeding to which he may be a party or is otherwise involved by reason of his being or having been a Trustee or officer of the Registrant. The Agreement and Declaration of Trust of the Registrant does not authorize indemnification where it is determined, in the manner specified in the Declaration, that such Trustee or officer has not acted in good faith in the reasonable belief that his actions were in the best interest of the Registrant. Moreover, the Declaration does not authorize indemnification where such Trustee or officer is liable to the Registrant or its shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of his or her duties.
Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to Trustees, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that, in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a Trustee, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by any such Trustee, officer or controlling person against the Registrant in connection with the securities being registered, and the Commission is still of the same opinion, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
Item 26. (a) Business and Other Connections of Investment Adviser
The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser and manager for sponsored investment companies registered under the
Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer. Dreyfus Investment Advisors, Inc., another wholly-owned subsidiary, provides investment management services to various pension plans, institutions and individuals.
(b) Business and Other Connections of Sub-Investment Adviser
Registrant is fulfilling the requirement of this Item 26 to provide a list of the officers and directors of Newton Capital Management Limited ("Newton"), the sub-investment adviser to Registrant's Dreyfus/Newton International Equity Fund, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Newton or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Newton (SEC File No. 801-42114).
| ITEM 26. | Business and Other Connections of Investment Adviser (continued) | |
| Officers and Directors of Investment Adviser | ||
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Jonathan Baum | MBSC Securities Corporation++ | Chief Executive Officer | 3/08 - Present | |||
| Chief Executive Officer | Chairman of the Board | 3/08 - Present | ||||
| and Chair of the Board | Director | 6/07 - 3/08 | ||||
| Executive Vice President | 6/07 - 3/08 | |||||
| Dreyfus Service Corporation++ | Director | 8/06 - 6/07 | ||||
| Executive Vice President | 8/06 - 6/07 | |||||
| J. Charles Cardona | MBSC Securities Corporation++ | Director | 6/07 - Present | |||
| President and Director | Executive Vice President | 6/07 - Present | ||||
| Universal Liquidity Funds plc+ | Director | 4/06 - Present | ||||
| Dreyfus Service Corporation++ | Executive Vice President | 2/97 – 6/07 | ||||
| Director | 8/00 – 6/07 | |||||
| Diane P. Durnin | None | |||||
| Vice Chair and Director | ||||||
| Phillip N. Maisano | The Bank of New York Mellon***** | Senior Vice President | 7/08 – Present | |||
| Director, Vice Chair and | ||||||
| Chief Investment Officer | ||||||
| BNY Mellon, National Association+ | Senior Vice President | 7/08 – Present | ||||
| Mellon Bank, N.A.+ | Senior Vice President | 4/06 – 6/08 | ||||
| BNY Alcentra Group Holdings, Inc.++ | Director | 10/07 – Present | ||||
| BNY Mellon Investment Office GP LLC* | Manager | 4/07 – Present | ||||
| Mellon Global Alternative Investments Limited | Director | 8/06 - Present | ||||
| London, England | ||||||
| Pareto Investment Management Limited | Director | 4/08 - Present | ||||
| London, England | ||||||
| The Boston Company Asset Management NY, | Manager | 10/07 - Present | ||||
| LLC* | ||||||
| The Boston Company Asset Management, LLC* | Manager | 12/06 - Present | ||||
| Urdang Capital Management, Inc. | Director | 10/07 - Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| Urdang Securities Management, Inc. | Director | 10/07 - Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| EACM Advisors LLC | Chairman of Board | 8/04 - Present | ||||
| 200 Connecticut Avenue | ||||||
| Norwalk, CT 06854-1940 | ||||||
| Founders Asset Management LLC**** | Member, Board of | 11/06 - Present | ||||
| Managers | ||||||
C-3
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Standish Mellon Asset Management Company, | Board Member | 12/06 - Present | ||||
| LLC | ||||||
| Mellon Financial Center | ||||||
| 201 Washington Street | ||||||
| Boston, MA 02108-4408 | ||||||
| Mellon Capital Management Corporation*** | Director | 12/06 - Present | ||||
| Mellon Equity Associates, LLP+ | Board Member | 12/06 – 12/07 | ||||
| Newton Management Limited | Board Member | 12/06 – Present | ||||
| London, England | ||||||
| Franklin Portfolio Associates, LLC* | Board Member | 12/06 – Present | ||||
| Mitchell E. Harris | Standish Mellon Asset Management Company | Chairman | 2/05 - Present | |||
| Director | LLC | Chief Executive Officer | 8/04 - Present | |||
| Mellon Financial Center | Member, Board of | 10/04 – Present | ||||
| 201 Washington Street | Managers | |||||
| Boston, MA 02108-4408 | ||||||
| Alcentra NY, LLC++ | Manager | 1/08 – Present | ||||
| Alcentra US, Inc.++ | Director | 1/08 – Present | ||||
| Alcentra, Inc.++ | Director | 1/08 – Present | ||||
| BNY Alcentra Group Holdings, Inc.++ | Director | 10/07 – Present | ||||
| Pareto New York LLC++ | Manager | 11/07 – Present | ||||
| Standish Ventures LLC | President | 12/05 – Present | ||||
| Mellon Financial Center | ||||||
| 201 Washington Street | ||||||
| Boston, MA 02108-4408 | ||||||
| Manager | 12/05 – Present | |||||
| Palomar Management | Director | 12/97 – Present | ||||
| London, England | ||||||
| Palomar Management Holdings Limited | Director | 12/97 – Present | ||||
| London, England | ||||||
| Pareto Investment Management Limited | Director | 9/04 – Present | ||||
| London, England | ||||||
| MAM (DE) Trust+++++ | President | 10/05 – 1/07 | ||||
| Member of Board of | 10/05 – 1/07 | |||||
| Trustees | ||||||
| MAM (MA) Holding Trust+++++ | President | 10/05 – 1/07 | ||||
| Member of Board of | 10/05 – 1/07 | |||||
| Trustees | ||||||
C-4
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Ronald P. O’Hanley | The Bank of New York Mellon Corporation***** | Vice Chairman | 7/07 – Present | |||
| Director | ||||||
| Mellon Financial Corporation+ | Vice Chairman | 6/01 – 6/07 | ||||
| Mellon Trust of New England, N.A.* | Vice Chairman | 4/05 - 6/08 | ||||
| The Bank of New York Mellon***** | Vice Chairman | 7/08 – Present | ||||
| BNY Mellon, National Association+ | Vice Chairman | 7/08 – Present | ||||
| BNY Alcentra Group Holdings, Inc.++ | Director | 10/07 – Present | ||||
| BNY Mellon Investment Office GP LLC+ | Manager | 4/07 – Present | ||||
| EACM Advisors LLC | Manager | 6/04 – Present | ||||
| 200 Connecticut Avenue | ||||||
| Norwalk, CT 06854-1940 | ||||||
| Ivy Asset Management Corp. | Director | 12/07 – Present | ||||
| One Jericho Plaza | ||||||
| Jericho, NY 11753 | ||||||
| Neptune LLC+++++ | Chairman | 7/98 – Present | ||||
| President | 7/98 – Present | |||||
| Member, Management | 6/98 – Present | |||||
| Committee | ||||||
| Pareto Investment Management Limited | Director | 9/04 – Present | ||||
| London, England | ||||||
| The Boston Company Asset Management NY, | Manager | 10/07 – Present | ||||
| LLC* | ||||||
| The Boston Company Asset Management, LLC* | Manager | 12/97 – Present | ||||
| The Boston Company Holding, LLC* | Vice Chairman | 2/07 – Present | ||||
| Walter Scott & Partners Limited | Director | 10/06 – Present | ||||
| Edinburgh, Scotland | ||||||
| WestLB Mellon Asset Management Holdings | Director | 4/06 – Present | ||||
| Limited | ||||||
| Dusseldorf, Germany | ||||||
| Mellon Bank, N.A.+ | Vice Chairman | 6/01 – 6/08 | ||||
| Standish Mellon Asset Management Company, | Board Member | 7/01 – Present | ||||
| LLC | ||||||
| Mellon Financial Center | ||||||
| 201 Washington Street | ||||||
| Boston, MA 02108-4408 | ||||||
| Franklin Portfolio Holdings, LLC* | Director | 12/00 - Present | ||||
| Franklin Portfolio Associates, LLC* | Director | 4/97 – Present | ||||
| Pareto Partners (NY)++ | Partner Representative | 2/00 – Present | ||||
| Buck Consultants, Inc.++ | Director | 7/97 – Present | ||||
C-5
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Newton Management Limited | Executive Committee | 10/98 - Present | ||||
| London, England | Member | |||||
| Director | 10/98 – Present | |||||
| BNY Mellon Asset Management Japan Limited | Director | 6/06 - Present | ||||
| Tokyo, Japan | ||||||
| TBCAM Holdings, LLC* | Director | 1/98 – Present | ||||
| MAM (MA) Holding Trust+++++ | Trustee | 6/03 – Present | ||||
| MAM (DE) Trust+++++ | Trustee | 6/03 – Present | ||||
| Pareto Partners | Partner Representative | 5/97 – Present | ||||
| The Bank of New York Mellon Centre | ||||||
| 160 Queen Victoria Street | ||||||
| London England | ||||||
| Mellon Capital Management Corporation*** | Director | 2/97 – Present | ||||
| Mellon Equity Associates, LLP+ | Executive Committee | 1/98 – 12/07 | ||||
| Member | ||||||
| Chairman | 1/98 – 12/07 | |||||
| Mellon Global Investing Corp.* | Director | 5/97 – Present | ||||
| Chairman | 5/97 - Present | |||||
| Chief Executive Officer | 5/97 – Present | |||||
| Cyrus Taraporevala | Urdang Capital Management, Inc. | Director | 10/07 - Present | |||
| Director | 630 West Germantown Pike, Suite 300 | |||||
| Plymouth Meeting, PA 19462 | ||||||
| Urdang Securities Management, Inc. | Director | 10/07 - Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| The Boston Company Asset Management NY, | Manager | 08/06 – Present | ||||
| LLC* | ||||||
| The Boston Company Asset Management LLC* | Manager | 01/08 – Present | ||||
| BNY Mellon, National Association+ | Senior Vice President | 07/06 - Present | ||||
| The Bank of New York Mellon***** | Senior Vice President | 07/06 - Present | ||||
| Scott E. Wennerholm | Mellon Capital Management Corporation*** | Director | 10/05 – Present | |||
| Director | ||||||
| Newton Management Limited | Director | 1/06 – Present | ||||
| London, England | ||||||
| Gannett Welsh & Kotler LLC | Manager | 11/07 – Present | ||||
| 222 Berkley Street | Administrator | 11/07 – Present | ||||
| Boston, MA 02116 | ||||||
| BNY Alcentra Group Holdings, Inc.++ | Director | 10/07 – Present | ||||
| Ivy Asset Management Corp. | Director | 12/07 – Present | ||||
| One Jericho Plaza | ||||||
| Jericho, NY 11753 | ||||||
C-6
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Urdang Capital Management, Inc. | Director | 10/07 – Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| Urdang Securities Management, Inc. | Director | 10/07 – Present | ||||
| 630 West Germantown Pike, Suite 300 | ||||||
| Plymouth Meeting, PA 19462 | ||||||
| EACM Advisors LLC | Manager | 6/04 - Present | ||||
| 200 Connecticut Avenue | ||||||
| Norwalk, CT 06854-1940 | ||||||
| Franklin Portfolio Associates LLC* | Manager | 1/06 – Present | ||||
| The Boston Company Asset Management NY, | Manager | 10/07 – Present | ||||
| LLC* | ||||||
| The Boston Company Asset Management LLC* | Manager | 10/05 – Present | ||||
| Pareto Investment Management Limited | Director | 3/06 – Present | ||||
| London, England | ||||||
| Mellon Equity Associates, LLP+ | Executive Committee | 10/05 – 12/07 | ||||
| Member | ||||||
| Standish Mellon Asset Management Company, | Member, Board of | 10/05 – Present | ||||
| LLC | Managers | |||||
| Mellon Financial Center | ||||||
| 201 Washington Street | ||||||
| Boston, MA 02108-4408 | ||||||
| The Boston Company Holding, LLC* | Member, Board of | 4/06 – Present | ||||
| Managers | ||||||
| The Bank of New York Mellon***** | Senior Vice President | 7/08 - Present | ||||
| BNY Mellon, National Association+ | Senior Vice President | 7/08 – Present | ||||
| Mellon Bank, N.A.+ | Senior Vice President | 10/05 – 6/08 | ||||
| Mellon Trust of New England, N. A.* | Director | 4/06 – 6/08 | ||||
| Senior Vice President | 10/05 – 6/08 | |||||
| MAM (DE) Trust+++++ | Member of Board of | 1/07 – Present | ||||
| Trustees | ||||||
| MAM (MA) Holding Trust+++++ | Member of Board of | 1/07 – Present | ||||
| Trustees | ||||||
C-7
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Bradley J. Skapyak | MBSC Securities Corporation++ | Executive Vice President | 6/07 – Present | |||
| Chief Operating Officer | ||||||
| and Director | ||||||
| Dreyfus Service Corporation++ | Executive Vice President | 2/07 – 6/07 | ||||
| Senior Vice President | 10/97 – 2/07 | |||||
| The Bank of New York Mellon**** | Senior Vice President | 4/07 - Present | ||||
| Dwight Jacobsen | Pioneer Investments | Senior Vice President | 4/06 – 12/07 | |||
| Executive Vice President | 60 State Street | |||||
| and Director | Boston, Massachusetts | |||||
| Patrice M. Kozlowski | None | |||||
| Senior Vice President – | ||||||
| Corporate | ||||||
| Communications | ||||||
| Gary Pierce | The Bank of New York Mellon***** | Vice President | 7/08 - Present | |||
| Controller | ||||||
| BNY Mellon, National Association+ | Vice President | 7/08 - Present | ||||
| The Dreyfus Trust Company+++ | Chief Financial Officer | 7/05 – 6/08 | ||||
| Treasurer | 7/05 – 6/08 | |||||
| Laurel Capital Advisors, LLP+ | Chief Financial Officer | 5/07 – Present | ||||
| MBSC, LLC++ | Chief Financial Officer | 7/05 – 6/07 | ||||
| Manager, Board of | 7/05 – 6/07 | |||||
| Managers | ||||||
| MBSC Securities Corporation++ | Director | 6/07 – Present | ||||
| Chief Financial Officer | 6/07 – Present | |||||
| Dreyfus Service Corporation++ | Director | 7/05 – 6/07 | ||||
| Chief Financial Officer | 7/05 – 6/07 | |||||
| Founders Asset Management, LLC**** | Assistant Treasurer | 7/06 – Present | ||||
| Dreyfus Consumer Credit | Treasurer | 7/05 – Present | ||||
| Corporation++ | ||||||
| Dreyfus Transfer, Inc.++ | Chief Financial Officer | 7/05 – Present | ||||
| Dreyfus Service | Treasurer | 7/05 – Present | ||||
| Organization, Inc.++ | ||||||
| Seven Six Seven Agency, Inc.++ | Treasurer | 4/99 – Present | ||||
C-8
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Joseph W. Connolly | The Dreyfus Family of Funds++ | Chief Compliance | 10/04 – Present | |||
| Chief Compliance Officer | Officer | |||||
| Laurel Capital Advisors, LLP+ | Chief Compliance | 4/05 – Present | ||||
| Officer | ||||||
| The Mellon Funds Trust++ | Chief Compliance | 10/04 – Present | ||||
| Officer | ||||||
| MBSC, LLC++ | Chief Compliance | 10/04 – 6/07 | ||||
| Officer | ||||||
| MBSC Securities Corporation++ | Chief Compliance | 6/07 – Present | ||||
| Officer | ||||||
| Dreyfus Service Corporation++ | Chief Compliance | 10/04 – 6/07 | ||||
| Officer | ||||||
| Gary E. Abbs | The Bank of New York Mellon+ | First Vice President and | 12/96 – Present | |||
| Vice President – Tax | Manager of Tax | |||||
| Compliance | ||||||
| Dreyfus Service Organization++ | Vice President – Tax | 01/09 – Present | ||||
| Dreyfus Consumer Credit Corporation++ | Chairman | 01/09 – Present | ||||
| President | 01/09 – Present | |||||
| MBSC Securities Corporation++ | Vice President – Tax | 01/09 – Present | ||||
| Jill Gill | Mellon Financial Corporation+ | Vice President | 10/01 – 6/07 | |||
| Vice President – | ||||||
| Human Resources | MBSC Securities Corporation++ | Vice President | 6/07 – Present | |||
| The Bank of New York Mellon***** | Vice President | 7/08 – Present | ||||
| BNY Mellon, National Association+ | Vice President | 7/08 - Present | ||||
| Mellon Bank N.A.+ | Vice President | 10/06 – 6/08 | ||||
| Dreyfus Service Corporation++ | Vice President | 10/06 – 6/07 | ||||
| Joanne S. Huber | The Bank of New York Mellon+ | State & Local | 07/1/07 – | |||
| Vice President – Tax | Compliance Manager | Present | ||||
| Dreyfus Service Organization++ | Vice President – Tax | 01/09 – Present | ||||
| Dreyfus Consumer Credit Corporation++ | Vice President – Tax | 01/09 – Present | ||||
| MBSC Securities Corporation++ | Vice President – Tax | 01/09 – Present | ||||
| Anthony Mayo | None | |||||
| Vice President – | ||||||
| Information Systems | ||||||
| John E. Lane | A P Colorado, Inc.+ | Vice President – Real | 8/07 – Present | |||
| Vice President | Estate and Leases | |||||
| A P East, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Management, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Properties, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Rural Land, Inc.+ | Vice President– Real | 8/07 – 9/07 | ||||
| Estate and Leases | ||||||
| Allomon Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
C-9
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| AP Residential Realty, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| AP Wheels, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| BNY Mellon, National Association+ | Vice President – Real | 7/08 – Present | ||||
| Estate and Leases | ||||||
| Citmelex Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Eagle Investment Systems LLC | Vice President– Real | 8/07 – Present | ||||
| 65 LaSalle Road | Estate and Leases | |||||
| West Hartford, CT 06107 | ||||||
| East Properties Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| FSFC, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Holiday Properties, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MBC Investments Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MBSC Securities Corporation++ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MELDEL Leasing Corporation Number 2, Inc.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Bank Community Development | Vice President– Real | 11/07 – Present | ||||
| Corporation+ | Estate and Leases | |||||
| Mellon Capital Management Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Financial Services Corporation #1+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Financial Services Corporation #4+ | Vice President – Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Funding Corporation+ | Vice President– Real | 12/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Holdings, LLC+ | Vice President– Real | 12/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon International Leasing Company+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Leasing Corporation+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Private Trust Company, National | Vice President– Real | 8/07 – 1/08 | ||||
| Association+ | Estate and Leases | |||||
| Mellon Securities Trust Company+ | Vice President– Real | 8/07 – 7/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust Company of Illinois+ | Vice President– Real | 8/07 – 07/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust Company of New England, N.A.+ | Vice President– Real | 8/07 – 6/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust Company of New York LLC++ | Vice President– Real | 8/07 – 6/08 | ||||
| Estate and Leases | ||||||
| Mellon Ventures, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Melnamor Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MFS Leasing Corp.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| MMIP, LLC+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Pareto New York LLC++ | Vice President– Real | 10/07 – Present | ||||
| Estate and Leases | ||||||
C-10
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Pontus, Inc.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Promenade, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| RECR, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| SKAP #7+ | Vice President– Real | 8/07 – 11/07 | ||||
| Estate and Leases | ||||||
| Technology Services Group, Inc.***** | Senior Vice President | 6/06 – Present | ||||
| Tennesee Processing Center LLC***** | Managing Director | 5/08 – Present | ||||
| Senior Vice President | 4/04 – 5/08 | |||||
| Texas AP, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| The Bank of New York Mellon***** | Vice President – Real | 7/08 – Present | ||||
| Estate and Leases | ||||||
| The Bank of New York Mellon Corporation***** | Executive Vice President | 8/07 – Present | ||||
| Trilem, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Jeanne M. Login | A P Colorado, Inc.+ | Vice President– Real | 8/07 – Present | |||
| Vice President | Estate and Leases | |||||
| A P East, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Management, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Properties, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| A P Rural Land, Inc.+ | Vice President– Real | 8/07 – 9/07 | ||||
| Estate and Leases | ||||||
| Allomon Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| AP Residential Realty, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| AP Wheels, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| APT Holdings Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| BNY Investment Management Services LLC++++ | Vice President– Real | 1/01 – Present | ||||
| Estate and Leases | ||||||
| BNY Mellon, National Association+ | Vice President – Real | 7/08 – Present | ||||
| Estate and Leases | ||||||
| Citmelex Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Eagle Investment Systems LLC+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| East Properties Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| FSFC, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Holiday Properties, Inc.+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MBC Investments Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MBSC Securities Corporation++ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| MELDEL Leasing Corporation Number 2, Inc.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
C-11
| Name and Position | ||||||
| With Dreyfus | Other Businesses | Position Held | Dates | |||
| Mellon Bank Community Development | Vice President – Real | 11/07 – Present | ||||
| Corporation+ | Estate and Leases | |||||
| Mellon Capital Management Corporation+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Financial Services Corporation #1+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Financial Services Corporation #4+ | Vice President – Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Funding Corporation+ | Vice President – Real | 12/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Holdings LLC+ | Vice President – Real | 12/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon International Leasing Company+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Leasing Corporation+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Mellon Private Trust Company, National | Vice President – Real | 8/07 – 1/08 | ||||
| Association+ | Estate and Leases | |||||
| Mellon Securities Trust Company+ | Vice President – Real | 8/07 – 7/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust of New England, N.A.* | Vice President – Real | 8/07 – 6/08 | ||||
| Estate and Leases | ||||||
| Mellon Trust Company of Illinois+ | Vice President– Real | 8/07 – 7/08 | ||||
| Estate and Leases | ||||||
| MFS Leasing Corp.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| MMIP, LLC+ | Vice President– Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| Pontus, Inc.+ | Vice President– Real | 7/07 – Present | ||||
| Estate and Leases | ||||||
| Promenade, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| RECR, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| SKAP #7+ | Vice President – Real | 8/07 – 11/07 | ||||
| Estate and Leases | ||||||
| Tennesee Processing Center LLC***** | Managing Director | 5/08 – Present | ||||
| Senior Vice President | 4/04 – 5/08 | |||||
| Texas AP, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| The Bank of New York Mellon***** | Vice President – Real | 7/08 – Present | ||||
| Estate and Leases | ||||||
| Trilem, Inc.+ | Vice President – Real | 8/07 – Present | ||||
| Estate and Leases | ||||||
| James Bitetto | MBSC Securities Corporation++ | Assistant Secretary | 6/07 – Present | |||
| Secretary | ||||||
| Dreyfus Service Corporation++ | Assistant Secretary | 8/98 – 6/07 | ||||
| Dreyfus Service Organization, Inc.++ | Secretary | 8/05 – Present | ||||
| The Dreyfus Consumer Credit Corporation++ | Vice President | 2/02 - Present | ||||
| Director | 2/02 – 7/06 | |||||
| Founders Asset Management LLC**** | Assistant Secretary | 3/09 – Present | ||||
C-12
| * | The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108. | |
| ** | The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104. | |
| *** | The address of the business so indicated is 595 Market Street, Suite 3000, San Francisco, California 94105. | |
| **** | The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206. | |
| ***** | The address of the business so indicated is One Wall Street, New York, New York 10286. | |
| + | The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258. | |
| ++ | The address of the business so indicated is 200 Park Avenue, New York, New York 10166. | |
| +++ | The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144. | |
| ++++ | The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711. | |
| +++++ | The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804. |
C-13
Item 27. Principal Underwriters
(a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:
<R>| 1. | Advantage Funds, Inc. | |
| 2. | BNY Mellon Funds Trust | |
| 3. | CitizensSelect Funds | |
| 4. | Dreyfus Appreciation Fund, Inc. | |
| 5. | Dreyfus BASIC Money Market Fund, Inc. | |
| 6. | Dreyfus BASIC U.S. Government Money Market Fund | |
| 7. | Dreyfus BASIC U.S. Mortgage Securities Fund | |
| 8. | Dreyfus Bond Funds, Inc. | |
| 9. | Dreyfus Cash Management | |
| 10. | Dreyfus Cash Management Plus, Inc. | |
| 11. | Dreyfus Connecticut Municipal Money Market Fund, Inc. | |
| 12. | Dreyfus Funds, Inc. | |
| 13. | The Dreyfus Fund Incorporated | |
| 14. | Dreyfus Government Cash Management Funds | |
| 15. | Dreyfus Growth and Income Fund, Inc. | |
| 16. | Dreyfus Index Funds, Inc. | |
| 17. | Dreyfus Institutional Cash Advantage Funds | |
| 18. | Dreyfus Institutional Money Market Fund | |
| 19. | Dreyfus Institutional Preferred Money Market Funds | |
| 20. | Dreyfus Institutional Reserves Funds | |
| 21. | Dreyfus Intermediate Municipal Bond Fund, Inc. | |
| 22. | Dreyfus International Funds, Inc. | |
| 23. | Dreyfus Investment Funds | |
| 24. | Dreyfus Investment Grade Funds, Inc. | |
| 25. | Dreyfus Investment Portfolios | |
| 26. | The Dreyfus/Laurel Funds, Inc. | |
| 27. | The Dreyfus/Laurel Funds Trust | |
| 28. | The Dreyfus/Laurel Tax-Free Municipal Funds | |
| 29. | Dreyfus LifeTime Portfolios, Inc. | |
| 30. | Dreyfus Liquid Assets, Inc. | |
| 31. | Dreyfus Manager Funds I | |
| 32. | Dreyfus Manager Funds II | |
| 33. | Dreyfus Massachusetts Municipal Money Market Fund | |
| 34. | Dreyfus Midcap Index Fund, Inc. | |
| 35. | Dreyfus Money Market Instruments, Inc. | |
| 36. | Dreyfus Municipal Bond Opportunity Fund | |
| 37. | Dreyfus Municipal Cash Management Plus | |
| 38. | Dreyfus Municipal Funds, Inc. | |
| 39. | Dreyfus Municipal Money Market Fund, Inc. | |
| 40. | Dreyfus New Jersey Municipal Bond Fund, Inc. | |
| 41. | Dreyfus New Jersey Municipal Money Market Fund, Inc. | |
| 42. | Dreyfus New York AMT-Free Municipal Bond Fund | |
| 43. | Dreyfus New York AMT-Free Municipal Money Market Fund | |
| 44. | Dreyfus New York Municipal Cash Management | |
| 45. | Dreyfus New York Tax Exempt Bond Fund, Inc. |
C-14
| 46. | Dreyfus Opportunity Funds | |
| 47. | Dreyfus Pennsylvania Municipal Money Market Fund | |
| 48. | Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc. | |
| 49. | Dreyfus Premier Equity Funds, Inc. | |
| 50. | Dreyfus Premier GNMA Fund, Inc. | |
| 51. | Dreyfus Premier Investment Funds, Inc. | |
| 52. | Dreyfus Premier Short-Intermediate Municipal Bond Fund | |
| 53. | Dreyfus Premier Worldwide Growth Fund, Inc. | |
| 54. | Dreyfus Research Growth Fund, Inc. | |
| 55. | Dreyfus State Municipal Bond Funds | |
| 56. | Dreyfus Stock Funds | |
| 57. | Dreyfus Short-Intermediate Government Fund | |
| 58. | The Dreyfus Socially Responsible Growth Fund, Inc. | |
| 59. | Dreyfus Stock Index Fund, Inc. | |
| 60. | Dreyfus Tax Exempt Cash Management Funds | |
| 61. | The Dreyfus Third Century Fund, Inc. | |
| 62. | Dreyfus Treasury & Agency Cash Management | |
| 63. | Dreyfus Treasury Prime Cash Management | |
| 64. | Dreyfus U.S. Treasury Intermediate Term Fund | |
| 65. | Dreyfus U.S. Treasury Long Term Fund | |
| 66. | Dreyfus 100% U.S. Treasury Money Market Fund | |
| 67. | Dreyfus Variable Investment Fund | |
| 68. | Dreyfus Worldwide Dollar Money Market Fund, Inc. | |
| 69. | General California Municipal Money Market Fund | |
| 70. | General Government Securities Money Market Funds, Inc. | |
| 71. | General Money Market Fund, Inc. | |
| 72. | General Municipal Money Market Funds, Inc. | |
| 73. | General New York Municipal Bond Fund, Inc. | |
| 74. | General New York Municipal Money Market Fund | |
| 75. | Strategic Funds, Inc. |
C-15
| (b) | ||||
| Name and principal | Positions and Offices | |||
| Business address | Positions and offices with the Distributor | with Registrant | ||
| Jon R. Baum* | Chief Executive Officer and Chairman of the Board | None | ||
| Ken Bradle** | President and Director | None | ||
| Robert G. Capone***** | Executive Vice President and Director | None | ||
| J. Charles Cardona* | Executive Vice President and Director | None | ||
| Sue Ann Cormack** | Executive Vice President | None | ||
| Dwight D. Jacobsen* | Executive Vice President and Director | None | ||
| Mark A. Keleher****** | Executive Vice President | None | ||
| James D. Kohley**** | Executive Vice President | None | ||
| William H. Maresca* | Executive Vice President and Director | None | ||
| Timothy M. McCormick* | Executive Vice President | None | ||
| David K. Mossman**** | Executive Vice President | None | ||
| James Neiland* | Executive Vice President | None | ||
| Sean O’Neil***** | Executive Vice President and Director | None | ||
| Irene Papadoulis** | Executive Vice President | None | ||
| Matthew Perrone** | Executive Vice President | None | ||
| Noreen Ross* | Executive Vice President | None | ||
| Bradley J. Skapyak* | Executive Vice President | None | ||
| Gary Pierce* | Chief Financial Officer and Director | None | ||
| Tracy Hopkins* | Senior Vice President | None | ||
| Marc S. Isaacson** | Senior Vice President | None | ||
| Denise B. Kneeland***** | Senior Vice President | None | ||
| Mary T. Lomasney***** | Senior Vice President | None | ||
| Barbara A. McCann***** | Senior Vice President | None | ||
| Christine Carr Smith****** | Senior Vice President | None | ||
| Ronald Jamison* | Chief Legal Officer and Secretary | None | ||
| Joseph W. Connolly* | Chief Compliance Officer (Investment Advisory Business) | Chief Compliance Officer | ||
| Stephen Storen* | Chief Compliance Officer | None | ||
| Maria Georgopoulos* | Vice President – Facilities Management | None | ||
| William Germenis* | Vice President – Compliance and Anti-Money Laundering | Anti-Money Laundering | ||
| Officer | Compliance Officer | |||
| Karin L. Waldmann* | Privacy Officer | None | ||
| Gary E. Abbs**** | Vice President - Tax | None | ||
| Timothy I. Barrett** | Vice President | None | ||
| Gina DiChiara* | Vice President | None | ||
| Jill Gill* | Vice President | None | ||
| Joanne S. Huber**** | Vice President - Tax | None | ||
| John E. Lane******* | Vice President – Real Estate and Leases | None | ||
| Jeanne M. Login******* | Vice President – Real Estate and Leases | None | ||
| Edward A. Markward* | Vice President – Compliance | None | ||
| Paul Molloy* | Vice President | None | ||
| Anthony Nunez* | Vice President – Finance | None | ||
| William Schalda* | Vice President | None | ||
| John Shea* | Vice President – Finance | None | ||
| Christopher A. Stallone** | Vice President | None | ||
| Susan Verbil* | Vice President – Finance | None | ||
| William Verity* | Vice President – Finance | None | ||
| James Windels* | Vice President | Treasurer | ||
C-16
| (b) | ||||
| Name and principal | Positions and Offices | |||
| Business address | Positions and offices with the Distributor | with Registrant | ||
| James Bitetto* | Assistant Secretary | Vice President and | ||
| Assistant Secretary | ||||
| James D. Muir* | Assistant Secretary | None | ||
| Ken Christoffersen*** | Assistant Secretary | None | ||
| * | Principal business address is 200 Park Avenue, New York, NY 10166. | |
| ** | Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144. | |
| *** | Principal business address is 210 University Blvd., Suite 800, Denver, CO 80206. | |
| **** | Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258. | |
| ***** | Principal business address is One Boston Place, Boston, MA 02108. | |
| ****** | Principal business address is 595 Market Street, San Francisco, CA 94105. | |
| ******* | Principal business address is 101 Barclay Street, New York 10286. |
C-17
| Item 28. | Location of Accounts and Records | |
| 1. | The Bank of New York Mellon | |
| One Mellon Bank Center | ||
| Pittsburgh, Pennsylvania 15258 | ||
| 2. | DST Systems, Inc. | |
| 1055 Broadway | ||
| Kansas City, MO 64105 | ||
| 3. | The Dreyfus Corporation | |
| 200 Park Avenue | ||
| New York, New York 10166 | ||
| Item 29. | Management Services | |
Not Applicable
| Item 30. | Undertakings | |
None
C-18
| SIGNATURES |
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 23rdday of September, 2009.
</R>| DREYFUS INVESTMENT FUNDS BY:/s/J. David Officer* /s/J. David Officer, President |
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
<R>| Signatures | Title | Date | ||
| /s/J. David Officer* | President (Principal Executive Officer) | 9/23/2009 | ||
| J. David Officer | ||||
| /s/James Windels* | Treasurer (Principal Financial and | 9/23/2009 | ||
| James Windels | Accounting Officer) | |||
| /s/Joseph S. DiMartino* | Trustee, Chairman of the Board | 9/23/2009 | ||
| Joseph S. DiMartino | ||||
| /s/James M. Fitzgibbons* | Trustee | 9/23/2009 | ||
| James M. Fitzgibbons | ||||
| /s/Kenneth A. Himmel* | Trustee | 9/23/2009 | ||
| Kenneth A. Himmel | ||||
| /s/Stephen J. Lockwood* | Trustee | 9/23/2009 | ||
| Stephen J. Lockwood | ||||
| /s/Roslyn M. Watson* | Trustee | 9/23/2009 | ||
| Roslyn M. Watson | ||||
| /s/Benaree Pratt Wiley* | Trustee | 9/23/2009 | ||
| Benaree Pratt Wiley | ||||
| *By: | /s/James Bitetto | |
| Attorney-in-Fact |
INDEX OF EXHIBITS
Exhibit No.
(n)(3) Rule 18f-3 Plan for Dreyfus/Newton International Equity Fund, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund.
