UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________
FORM 8-K
_________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 23, 2020
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WEBSTER FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
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| Delaware | | 001-31486 | | 06-1187536 |
(State or other jurisdiction
of incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
145 Bank Street, Waterbury, Connecticut 06702
(Address and zip code of principal executive offices)
203-578-2202
(Registrant’s telephone number, including area code)
______________________________________________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class | Trading Symbol | Name of Exchange on which registered |
| Common Stock, $0.01 par value | WBS | New York Stock Exchange |
| Depository Shares, each representing 1/1000th interest in a share | WBS-F | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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| Item 2.02 | Results of Operations and Financial Condition |
On January 23, 2020, Webster Financial Corporation (the Company) issued a press release describing its results of operations for the fiscal quarter ending December 31, 2019. That press release is attached hereto as Exhibit 99.1.
Information contained herein, including Exhibit 99.1, shall not be deemed filed for the purposes of the Securities Exchange Act of 1934, nor shall such information and Exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such a filing.
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| Item 7.01 | Regulation FD Disclosure
|
On January 23, 2020, the Company will hold a conference call to discuss its financial results for the quarter ended December 31, 2019, including the press release and other matters relating to the Company. Presentation slides and a link to the live webcast will be available in the Investor Relations section of Webster’s website at www.wbst.com.
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| Item 9.01 | Financial Statements and Exhibits |
(a)Not applicable.
(b)Not applicable.
(c)Not applicable.
(d)Exhibits.
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Exhibit
Number | | Description |
| | |
| 101 | | | Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). |
| 104 | | | Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | WEBSTER FINANCIAL CORPORATION |
| | | (Registrant) |
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| Date: January 23, 2020 | | | /s/ Albert J. Wang |
| | | | Albert J. Wang |
| | | | Senior Vice President and Chief Accounting Officer |
EXHIBIT INDEX
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Exhibit
Number | | Description |
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| | |
| 101 | | | Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). |
| 104 | | | Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). |
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