UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04893
The Taiwan Fund, Inc.
(Exact name of registrant as specified in charter)
c/o State Street Bank and Trust Company
One Lincoln Street
P.O. Box 5049
Boston, MA 02111
(Address of principal executive offices)
Copies to: | |
Street Bank and Trust Company Brian F. Link, Esq. One Lincoln Street, SFC0805 Boston, Massachusetts 02111 (Name and address of agent for service) | Leonard B. Mackey, Jr., Esq. Clifford Chance U.S. LLP 31 West 52nd Street New York, New York 10019 |
Registrant’s telephone number, including area code: 1-800-426-5523
Date of fiscal year end: August 31
Date of reporting period: July 1, 2019 - June 30, 2020
Item | 1. Proxy Voting Record |
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-04893 Reporting Period: 07/01/2019 - 06/30/2020 The Taiwan Fund, Inc. ============================ The Taiwan Fund, Inc. ============================= ACTRON TECHNOLOGY CORP. Ticker: 8255 Security ID: Y0010Q129 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- ASMEDIA TECHNOLOGY INC. Ticker: 5269 Security ID: Y0397P108 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- CHROMA ATE, INC. Ticker: 2360 Security ID: Y1604M102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Amend Procedures for Lending Funds to For For Management Other Parties 5.1 Elect Leo Huang, with SHAREHOLDER NO. For For Management 00000001 as Non-independent Director 5.2 Elect Ishih Tseng, with SHAREHOLDER NO. For For Management 00008556 as Non-independent Director 5.3 Elect Tsun-I, Wang, with SHAREHOLDER For For Management NO.00013714 as Non-independent Director 5.4 Elect Chung-Ju Chang, with SHAREHOLDER For For Management NO.P100477XXX as Non-independent Director 5.5 Elect Tai-Jen George Chen, with For For Management SHAREHOLDER NO.M100308XXX as Independent Director 5.6 Elect Jia-Ruey Duann, with SHAREHOLDER For For Management NO.L103321XXX as Independent Director 5.7 Elect Steven Wu, with SHAREHOLDER NO. For For Management G120130XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: Y1613J108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ELAN MICROELECTRONICS CORP. Ticker: 2458 Security ID: Y2268H108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- ELITE ADVANCED LASER CORP. Ticker: 3450 Security ID: Y22878113 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For Against Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- EMEMORY TECHNOLOGY, INC. Ticker: 3529 Security ID: Y2289B114 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendments to Procedures For Against Management Governing the Acquisition or Disposal of Assets 6 Approve Amendments to Lending For Against Management Procedures and Caps 7 Amend Procedures for Endorsement and For Against Management Guarantees 8 Approve Release of Restrictions of For For Management Competitive Activities of Charles Hsu 9 Approve Release of Restrictions of For For Management Competitive Activities of a Representative of How-Han Investment Corporation 10 Approve Release of Restrictions of For For Management Competitive Activities of Teresa Cheng, a Representative of How-Han Investment Corporation 11 Approve Release of Restrictions of For For Management Competitive Activities of Ming-To Yu -------------------------------------------------------------------------------- EPISTAR CORP. Ticker: 2448 Security ID: Y2298F106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt and/or Private Placement of Ordinary Shares 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FORMOSA PLASTICS CORP. Ticker: 1301 Security ID: Y26095102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- GLOBAL PMX CO., LTD. Ticker: 4551 Security ID: Y27180101 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of New Share for For For Management Merging and Acquiring the Equity of SIXXON PRECISION MACHINERY CO., LTD. -------------------------------------------------------------------------------- GOLD CIRCUIT ELECTRONICS LTD. Ticker: 2368 Security ID: Y27431108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation -------------------------------------------------------------------------------- GRAPE KING BIO LTD. Ticker: 1707 Security ID: Y2850Y105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- JENTECH PRECISION INDUSTRIAL CO. LTD. Ticker: 3653 Security ID: Y4432G115 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- KINGPAK TECHNOLOGY, INC. Ticker: 6238 Security ID: Y11476101 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Swap Merger Agreement For For Management 2 Approve Delisting of Shares and For For Management Revocation of Public Offerings -------------------------------------------------------------------------------- KINGPAK TECHNOLOGY, INC. Ticker: 6238 Security ID: Y11476101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- KINSUS INTERCONNECT TECHNOLOGY CORP. Ticker: 3189 Security ID: Y4804T109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- LANDMARK OPTOELECTRONICS CORP. Ticker: 3081 Security ID: Y51823105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 4 Approve Issuance of Employee For Against Management Restricted Stocks Awards 5.1 Elect CHING YI CHANG, a Representative For For Management of HAW SHENG INTERNATIONAL INVESTMENT LTD. with Shareholder No. 283, as Non-Independent Director 5.2 Elect WEI LIN, with Shareholder No. For For Management 12, as Non-Independent Director 5.3 Elect JERRY YANG, with Shareholder No. For For Management 303, as Non-Independent Director 5.4 Elect YONG HONG LU, with ID No. For For Management S120330XXX, as Non-Independent Director 5.5 Elect BOB TSENG with ID No. B100546XXX For For Management as Independent Director 5.6 Elect JAMES WANG with ID No. For For Management N120284XXX as Independent Director 5.7 Elect YONG CHANG CHEN with ID No. For For Management R101726XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and their Proxy -------------------------------------------------------------------------------- LARGAN PRECISION CO., LTD. Ticker: 3008 Security ID: Y52144105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- MACRONIX INTERNATIONAL CO., LTD. Ticker: 2337 Security ID: Y5369A104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve of Public Offering and/or For Against Management Private Placement of Securities 4 Approve Release of Directors' For For Management Non-Competition Obligation -------------------------------------------------------------------------------- MEDIATEK, INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PARADE TECHNOLOGIES LTD. Ticker: 4966 Security ID: G6892A108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Profit Distribution For For Management 4 Approve Issuance of Restricted Stocks For Against Management 5 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PHISON ELECTRONICS CORP. Ticker: 8299 Security ID: Y7136T101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect Khein Seng Pua, with Shareholder For Against Management No. 2, as Non-Independent Director 3.2 Elect Chee Kong Aw Yong, with For For Management Shareholder No. 12, as Non-Independent Director 3.3 Elect Tzung Horng Kuang, with For For Management Shareholder No. 33, as Non-Independent Director 3.4 Elect Chih Jen Hsu, a Representative For For Management of Cheng He Investment Co.,Ltd. with Shareholder No. 89024, as Non-Independent Director 3.5 Elect Jiunn Yeong Yang, with For For Management Shareholder No. 13, as Non-Independent Director 3.6 Elect Hiroto Nakai, a Representative For For Management of Trusted Investment Account of KIOXIA Corporation by First Bank with Shareholder No. 110084, as Non-Independent Director 3.7 Elect Chen Wei Wang with ID No. For For Management L101796xxx as Independent Director 3.8 Elect Wen Chiu Chung with ID No. For For Management J220365xxx as Independent Director 3.9 Elect Yu Lun Huang with ID No. For For Management T220290xxx as Independent Director 4 Approve Issuance of Shares via a For For Management Private Placement 5 Approve Amendments to Articles of For For Management Association 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- SILERGY CORP. Ticker: 6415 Security ID: G8190F102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Restricted Stocks For Against Management -------------------------------------------------------------------------------- SPEED TECH CORP. Ticker: 5457 Security ID: Y8166F102 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TAIDOC TECHNOLOGY CORP. Ticker: 4736 Security ID: Y8358E111 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors and Supervisors -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TONG HSING ELECTRONICS INDUSTRIES LTD. Ticker: 6271 Security ID: Y8862W102 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 3 Approve Acquisition via Shares Swap by For For Management New Share Issuance -------------------------------------------------------------------------------- TONG HSING ELECTRONICS INDUSTRIES LTD. Ticker: 6271 Security ID: Y8862W102 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Adjust Capital Structure of For For Management the Company 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- UNITED MICROELECTRONICS CORP. Ticker: 2303 Security ID: Y92370108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Restricted Stocks For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Issuace Plan of Private For For Management Placement for Ordinary Shares, Preferred Shares, Depostitory Receipts or Overseas or Domestic Convertible Bonds -------------------------------------------------------------------------------- WALSIN TECHNOLOGY CORP. Ticker: 2492 Security ID: Y9494B102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Director Yu Heng Chiao ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE TAIWAN FUND, INC. | |||
By: | /s/ Thomas Fuccillo | ||
Name: | Thomas Fuccillo | ||
Title: | President | ||
Date: | August 21, 2020 |