The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | COM | 282914100 | 691 | 60,319 | SH | SOLE | 0 | 0 | 60,319 | ||
ABBOTT LABS | COM | 002824100 | 251 | 5,579 | SH | SOLE | 0 | 0 | 5,579 | ||
ABBVIE INC | COM | 00287Y109 | 290 | 4,888 | SH | SOLE | 0 | 0 | 4,888 | ||
ABERDEEN AUSTRALIA EQTY FD I | COM | 003011103 | 213 | 39,144 | SH | SOLE | 0 | 0 | 39,144 | ||
ALBEMARLE CORP | COM | 012653101 | 283 | 5,054 | SH | SOLE | 0 | 0 | 5,054 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 219 | 2,714 | SH | SOLE | 0 | 0 | 2,714 | ||
ALTRIA GROUP INC | COM | 02209S103 | 689 | 11,820 | SH | SOLE | 0 | 0 | 11,820 | ||
AMAZON COM INC | COM | 023135106 | 609 | 900 | SH | SOLE | 0 | 0 | 900 | ||
AMERISOURCEBERGEN CORP | COM | 03073E105 | 511 | 4,922 | SH | SOLE | 0 | 0 | 4,922 | ||
APPLE INC | COM | 037833100 | 2,754 | 26,102 | SH | SOLE | 0 | 0 | 26,102 | ||
ASHLAND INC NEW | COM | 044209104 | 359 | 3,494 | SH | SOLE | 0 | 0 | 3,494 | ||
AT&T INC | COM | 00206R102 | 1,828 | 53,194 | SH | SOLE | 0 | 0 | 53,194 | ||
BANK AMER CORP | COM | 060505104 | 411 | 24,435 | SH | SOLE | 0 | 0 | 24,435 | ||
BARCLAYS BK PLC | S&P 500 VEQTOR | 06740C337 | 1,566 | 11,316 | SH | SOLE | 0 | 0 | 11,316 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,518 | 11,489 | SH | SOLE | 0 | 0 | 11,489 | ||
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 180 | 11,561 | SH | SOLE | 0 | 0 | 11,561 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 196 | 12,361 | SH | SOLE | 0 | 0 | 12,361 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 424 | 28,590 | SH | SOLE | 0 | 0 | 28,590 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 1,216 | 41,641 | SH | SOLE | 0 | 0 | 41,641 | ||
BOEING CO | COM | 097023105 | 1,625 | 11,245 | SH | SOLE | 0 | 0 | 11,245 | ||
BP PLC | SPONSORED ADR | 055622104 | 406 | 12,956 | SH | SOLE | 0 | 0 | 12,956 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 58 | 85,877 | SH | SOLE | 0 | 0 | 85,877 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 343 | 4,986 | SH | SOLE | 0 | 0 | 4,986 | ||
BROWN FORMAN CORP | CL B | 115637209 | 414 | 4,165 | SH | SOLE | 0 | 0 | 4,165 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,413 | 15,721 | SH | SOLE | 0 | 0 | 15,721 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 244 | 509 | SH | SOLE | 0 | 0 | 509 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG BULSH 2022 | 18383M258 | 416 | 20,450 | SH | SOLE | 0 | 0 | 20,450 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG BULSH 2021 | 18383M266 | 412 | 20,075 | SH | SOLE | 0 | 0 | 20,075 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2020 E | 18383M514 | 274 | 13,075 | SH | SOLE | 0 | 0 | 13,075 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2019 E | 18383M522 | 333 | 15,925 | SH | SOLE | 0 | 0 | 15,925 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | 348 | 16,525 | SH | SOLE | 0 | 0 | 16,525 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | 337 | 14,875 | SH | SOLE | 0 | 0 | 14,875 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2016 | 18383M555 | 341 | 15,425 | SH | SOLE | 0 | 0 | 15,425 | ||
COCA COLA CO | COM | 191216100 | 405 | 9,444 | SH | SOLE | 0 | 0 | 9,444 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 361 | 5,425 | SH | SOLE | 0 | 0 | 5,425 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 343 | 2,132 | SH | SOLE | 0 | 0 | 2,132 | ||
CREDIT SUISSE HIGH YLD BND F | SH BEN INT | 22544F103 | 23 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CREE INC | COM | 225447101 | 744 | 27,889 | SH | SOLE | 0 | 0 | 27,889 | ||
CUSHING MLP TOTAL RETURN FD | COM NEW | 231631201 | 104 | 10,966 | SH | SOLE | 0 | 0 | 10,966 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,381 | 13,095 | SH | SOLE | 0 | 0 | 13,095 | ||
DOMINION RES INC VA NEW | COM | 25746U109 | 209 | 3,085 | SH | SOLE | 0 | 0 | 3,085 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 124 | 10,076 | SH | SOLE | 0 | 0 | 10,076 | ||
EDISON INTL | COM | 281020107 | 721 | 12,187 | SH | SOLE | 0 | 0 | 12,187 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 336 | 4,230 | SH | SOLE | 0 | 0 | 4,230 | ||
ENERPLUS CORP | COM | 292766102 | 45 | 13,390 | SH | SOLE | 0 | 0 | 13,390 | ||
EPR PPTYS | COM SH BEN INT | 26884U109 | 216 | 3,703 | SH | SOLE | 0 | 0 | 3,703 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,537 | 19,750 | SH | SOLE | 0 | 0 | 19,750 | ||
FACEBOOK INC | CL A | 30303M102 | 397 | 3,807 | SH | SOLE | 0 | 0 | 3,807 | ||
FIDELITY COMWLTH TR | NDQ CP IDX TRK | 315912808 | 299 | 1,516 | SH | SOLE | 0 | 0 | 1,516 | ||
FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 | 779 | 34,809 | SH | SOLE | 0 | 0 | 34,809 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 1,228 | 60,946 | SH | SOLE | 0 | 0 | 60,946 | ||
FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 33738R605 | 229 | 9,754 | SH | SOLE | 0 | 0 | 9,754 | ||
FIRST TR EXCHANGE TRADED FD | DORSEY WRIGHT | 33738R886 | 383 | 21,456 | SH | SOLE | 0 | 0 | 21,456 | ||
FIRST TR EXCHANGE TRADED FD | FT STRG INCM ETF | 33739Q309 | 217 | 4,640 | SH | SOLE | 0 | 0 | 4,640 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 386 | 20,329 | SH | SOLE | 0 | 0 | 20,329 | ||
FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 | 1,250 | 28,806 | SH | SOLE | 0 | 0 | 28,806 | ||
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 315 | 6,554 | SH | SOLE | 0 | 0 | 6,554 | ||
FIRST TR NASDAQ ABA CMNTY BK | UT COM SHS ETF | 33736Q104 | 392 | 10,072 | SH | SOLE | 0 | 0 | 10,072 | ||
FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | 361 | 8,212 | SH | SOLE | 0 | 0 | 8,212 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 530 | 37,899 | SH | SOLE | 0 | 0 | 37,899 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 486 | 104,689 | SH | SOLE | 0 | 0 | 104,689 | ||
FS INVT CORP | COM | 302635107 | 125 | 14,051 | SH | SOLE | 0 | 0 | 14,051 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,036 | 33,358 | SH | SOLE | 0 | 0 | 33,358 | ||
GILEAD SCIENCES INC | COM | 375558103 | 445 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
GLOBAL NET LEASE INC | COM | 379378102 | 637 | 79,973 | SH | SOLE | 0 | 0 | 79,973 | ||
GRAMERCY PPTY TR | COM | 385002100 | 127 | 16,384 | SH | SOLE | 0 | 0 | 16,384 | ||
GUGGENHEIM STRATEGIC OPP FD | COM SBI | 40167F101 | 179 | 10,669 | SH | SOLE | 0 | 0 | 10,669 | ||
HANCOCK JOHN PREMUIM DIV FD | COM SH BEN INT | 41013T105 | 176 | 12,847 | SH | SOLE | 0 | 0 | 12,847 | ||
HCP INC | COM | 40414L109 | 438 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
HOME DEPOT INC | COM | 437076102 | 568 | 4,307 | SH | SOLE | 0 | 0 | 4,307 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 152 | 13,604 | SH | SOLE | 0 | 0 | 13,604 | ||
ILLUMINA INC | COM | 452327109 | 338 | 1,765 | SH | SOLE | 0 | 0 | 1,765 | ||
INTEL CORP | COM | 458140100 | 669 | 19,405 | SH | SOLE | 0 | 0 | 19,405 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 310 | 2,253 | SH | SOLE | 0 | 0 | 2,253 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 415 | 10,475 | SH | SOLE | 0 | 0 | 10,475 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 183 | 13,858 | SH | SOLE | 0 | 0 | 13,858 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 223 | 2,919 | SH | SOLE | 0 | 0 | 2,919 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 745 | 3,643 | SH | SOLE | 0 | 0 | 3,643 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 203 | 1,882 | SH | SOLE | 0 | 0 | 1,882 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,318 | 41,015 | SH | SOLE | 0 | 0 | 41,015 | ||
ISHARES TR | GLOB TELECOM ETF | 464287275 | 333 | 5,750 | SH | SOLE | 0 | 0 | 5,750 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 343 | 2,954 | SH | SOLE | 0 | 0 | 2,954 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 663 | 11,306 | SH | SOLE | 0 | 0 | 11,306 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 3,155 | 22,661 | SH | SOLE | 0 | 0 | 22,661 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,023 | 9,081 | SH | SOLE | 0 | 0 | 9,081 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 628 | 5,224 | SH | SOLE | 0 | 0 | 5,224 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 217 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
ISHARES TR | U.S. INDS ETF | 464287754 | 207 | 2,008 | SH | SOLE | 0 | 0 | 2,008 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 217 | 1,444 | SH | SOLE | 0 | 0 | 1,444 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 3,390 | 30,817 | SH | SOLE | 0 | 0 | 30,817 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 237 | 6,122 | SH | SOLE | 0 | 0 | 6,122 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 932 | 17,105 | SH | SOLE | 0 | 0 | 17,105 | ||
JOHNSON & JOHNSON | COM | 478160104 | 701 | 6,803 | SH | SOLE | 0 | 0 | 6,803 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 438 | 29,307 | SH | SOLE | 0 | 0 | 29,307 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 389 | 28,099 | SH | SOLE | 0 | 0 | 28,099 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 421 | 36,474 | SH | SOLE | 0 | 0 | 36,474 | ||
MEDIVATION INC | COM | 58501N101 | 1,150 | 23,800 | SH | SOLE | 0 | 0 | 23,800 | ||
MEDLEY CAP CORP | COM | 58503F106 | 547 | 72,736 | SH | SOLE | 0 | 0 | 72,736 | ||
MEDTRONIC PLC | SHS | G5960L103 | 236 | 3,054 | SH | SOLE | 0 | 0 | 3,054 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 496 | 9,389 | SH | SOLE | 0 | 0 | 9,389 | ||
MICROSOFT CORP | COM | 594918104 | 545 | 9,816 | SH | SOLE | 0 | 0 | 9,816 | ||
MONDELEZ INTL INC | CL A | 609207105 | 285 | 6,375 | SH | SOLE | 0 | 0 | 6,375 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 163 | 23,412 | SH | SOLE | 0 | 0 | 23,412 | ||
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 1,059 | 95,767 | SH | SOLE | 0 | 0 | 95,767 | ||
PEPSICO INC | COM | 713448108 | 526 | 5,274 | SH | SOLE | 0 | 0 | 5,274 | ||
PFIZER INC | COM | 717081103 | 612 | 18,912 | SH | SOLE | 0 | 0 | 18,912 | ||
PG&E CORP | COM | 69331C108 | 361 | 6,771 | SH | SOLE | 0 | 0 | 6,771 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 780 | 8,875 | SH | SOLE | 0 | 0 | 8,875 | ||
PHILLIPS 66 | COM | 718546104 | 289 | 3,542 | SH | SOLE | 0 | 0 | 3,542 | ||
PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 196 | 14,753 | SH | SOLE | 0 | 0 | 14,753 | ||
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 632 | 13,862 | SH | SOLE | 0 | 0 | 13,862 | ||
POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936T573 | 251 | 9,240 | SH | SOLE | 0 | 0 | 9,240 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,203 | 10,740 | SH | SOLE | 0 | 0 | 10,740 | ||
PRECISION DRILLING CORP | COM 2010 | 74022D308 | 102 | 25,659 | SH | SOLE | 0 | 0 | 25,659 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 679 | 8,519 | SH | SOLE | 0 | 0 | 8,519 | ||
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 80 | 11,551 | SH | SOLE | 0 | 0 | 11,551 | ||
QUALCOMM INC | COM | 747525103 | 346 | 6,915 | SH | SOLE | 0 | 0 | 6,915 | ||
ROCKY MTN CHOCOLATE FACTORY | COM | 77467X101 | 377 | 34,653 | SH | SOLE | 0 | 0 | 34,653 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 535 | 11,680 | SH | SOLE | 0 | 0 | 11,680 | ||
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 99 | 37,676 | SH | SOLE | 0 | 0 | 37,676 | ||
SCHLUMBERGER LTD | COM | 806857108 | 320 | 4,574 | SH | SOLE | 0 | 0 | 4,574 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 739 | 40,473 | SH | SOLE | 0 | 0 | 40,473 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 1,448 | 60,673 | SH | SOLE | 0 | 0 | 60,673 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 1,581 | 29,780 | SH | SOLE | 0 | 0 | 29,780 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 201 | 3,322 | SH | SOLE | 0 | 0 | 3,322 | ||
SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | 1,131 | 76,343 | SH | SOLE | 0 | 0 | 76,343 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 298 | 6,405 | SH | SOLE | 0 | 0 | 6,405 | ||
SPDR INDEX SHS FDS | S&P WRLD EX US | 78463X889 | 1,126 | 43,722 | SH | SOLE | 0 | 0 | 43,722 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,841 | 58,109 | SH | SOLE | 0 | 0 | 58,109 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 633 | 8,562 | SH | SOLE | 0 | 0 | 8,562 | ||
SPIRIT RLTY CAP INC NEW | COM | 84860W102 | 692 | 68,239 | SH | SOLE | 0 | 0 | 68,239 | ||
STARBUCKS CORP | COM | 855244109 | 494 | 8,229 | SH | SOLE | 0 | 0 | 8,229 | ||
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 1,277 | 128,297 | SH | SOLE | 0 | 0 | 128,297 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 2,289 | 360,322 | SH | SOLE | 0 | 0 | 360,322 | ||
TESLA MTRS INC | COM | 88160R101 | 606 | 2,520 | SH | SOLE | 0 | 0 | 2,520 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 319 | 2,825 | SH | SOLE | 0 | 0 | 2,825 | ||
TRUSTMARK CORP | COM | 898402102 | 359 | 15,600 | SH | SOLE | 0 | 0 | 15,600 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 206 | 1,719 | SH | SOLE | 0 | 0 | 1,719 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 255 | 2,567 | SH | SOLE | 0 | 0 | 2,567 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 312 | 2,925 | SH | SOLE | 0 | 0 | 2,925 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 309 | 3,801 | SH | SOLE | 0 | 0 | 3,801 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 457 | 4,389 | SH | SOLE | 0 | 0 | 4,389 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 422 | 12,893 | SH | SOLE | 0 | 0 | 12,893 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 1,338 | 17,169 | SH | SOLE | 0 | 0 | 17,169 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 218 | 1,646 | SH | SOLE | 0 | 0 | 1,646 | ||
VECTOR GROUP LTD | COM | 92240M108 | 250 | 10,620 | SH | SOLE | 0 | 0 | 10,620 | ||
VENTAS INC | COM | 92276F100 | 273 | 4,846 | SH | SOLE | 0 | 0 | 4,846 | ||
VEREIT INC | COM | 92339V100 | 164 | 20,692 | SH | SOLE | 0 | 0 | 20,692 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 923 | 19,978 | SH | SOLE | 0 | 0 | 19,978 | ||
VISA INC | COM CL A | 92826C839 | 242 | 3,121 | SH | SOLE | 0 | 0 | 3,121 | ||
WAL-MART STORES INC | COM | 931142103 | 253 | 4,115 | SH | SOLE | 0 | 0 | 4,115 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 374 | 6,903 | SH | SOLE | 0 | 0 | 6,903 | ||
WISDOMTREE TR | LARGECAP DIVID | 97717W307 | 671 | 9,396 | SH | SOLE | 0 | 0 | 9,396 | ||
YAMANA GOLD INC | COM | 98462Y100 | 26 | 14,000 | SH | SOLE | 0 | 0 | 14,000 |