UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 14, 2009
LEHMAN BROTHERS HOLDINGS INC. |
|
(Exact name of registrant as specified in its charter) |
Delaware | 1-9466 | 13-3216325 |
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(State or other jurisdiction | (Commission | (IRS Employer |
Of incorporation) | File Number) | Identification No.) |
1271 Avenue of the Americas
New York, New York
10020
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code:
(212) 526-7000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
(b) | On May 14, 2009, Mr. Richard S. Fuld provided notice to Lehman Brothers Holdings Inc. (the “Registrant”) of his resignation as a Director and Chairman of the Board of Directors of the Registrant, effective May 15, 2009. A copy of Mr. Fuld’s letter of resignation dated May 14, 2009 is attached hereto as Exhibit 99.1. |
Item 9.01. Financial Statements and Exhibits
The following Exhibit is filed as part of this Report.
Exhibit 99.1 | | Letter of Resignation by Richard S. Fuld, Jr. dated May 14, 2009 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LEHMAN BROTHERS HOLDINGS INC. |
| |
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Date: May 20, 2009 | By: | /s/ William J. Fox |
| Name: | William J. Fox |
| Title: | Chief Financial Officer and Executive Vice President |
EXHIBIT INDEX
Exhibit 99.1 | | Letter of Resignation by Richard S. Fuld, Jr. dated May 14, 2009 |
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