UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
March 22, 2006
LEHMAN BROTHERS HOLDINGS INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
1-9466 |
| 13-3216325 |
(Commission File Number) |
| (IRS Employer Identification No.) |
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745 Seventh Avenue |
| 10019 |
(Address of principal executive offices) |
| (Zip Code) |
Registrant’s telephone number, including area code:
(212) 526-7000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 9.01. | Financial Statements and Exhibits |
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(c) | Exhibits |
The following Exhibits are incorporated by reference into Registration Statement on Form S-3 No. 333-121067 as exhibits thereto and are filed as part of this Report.
4.01 Form of senior debt security—medium-term note (Principal Protected Digital Basket FX-Linked Note)
4.02 Form of senior debt security—medium-term note (Principal Protected Trade Balance Correction Basket FX-Linked Note)
4.03 Form of senior debt security—medium-term note (Relative Value FX-Linked Note)
4.04 Form of senior debt security—medium-term note (FX Range Resetting Note)
4.05 Master Calculation Agency Agreement, dated as of March 22, 2006, between Lehman Brothers Holdings Inc. (the “Corporation”) and Lehman Brothers Inc., as Calculation Agent, relating to the Corporation’s FX-Linked Notes
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| LEHMAN BROTHERS HOLDINGS INC. | ||
| (Registrant) | ||
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| By: | /s/ James J. Killerlane III |
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| James J. Killerlane III | |
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| Vice President | |
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Date: March 22, 2006 |
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EXHIBIT INDEX
Exhibit No. |
| Exhibit |
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4.01 |
| Form of senior debt security—medium-term note (Principal Protected Digital Basket FX-Linked Note) |
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4.02 |
| Form of senior debt security—medium-term note (Principal Protected Trade Balance Correction Basket FX-Linked Note) |
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4.03 |
| Form of senior debt security—medium-term note (Relative Value FX-Linked Note) |
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4.04 |
| Form of senior debt security—medium-term note (FX Range Resetting Note) |
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4.05 |
| Master Calculation Agency Agreement, dated as of March 22, 2006, between Lehman Brothers Holdings Inc. (the “Corporation”) and Lehman Brothers Inc., as Calculation Agent, relating to the Corporation’s FX-Linked Notes |
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