UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
October 25, 2006
LEHMAN BROTHERS HOLDINGS INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
1-9466 |
| 13-3216325 |
(Commission File Number) |
| (IRS Employer Identification No.) |
|
|
|
745 Seventh Avenue |
|
|
New York, New York |
| 10019 |
(Address of principal |
| (Zip Code) |
executive offices) |
|
|
Registrant’s telephone number, including area code:
(212) 526-7000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 9.01. Financial Statements and Exhibits
(c) Exhibits
The following Exhibits are incorporated by reference into Registration Statement on Form S-3 No. 333-134553 as exhibits thereto and are filed as part of this Report.
4.01 Form of senior debt security—medium-term note (FX Range Note)
4.02 Form of senior debt security—medium-term note (Double Conditional Range Note)
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
| LEHMAN BROTHERS HOLDINGS INC. |
| |
|
|
|
| (Registrant) |
|
|
|
|
|
| |
|
| By: |
| /s/ James J. Killerlane III | |
|
|
|
| James J. Killerlane III | |
|
|
|
| Vice President | |
Date: October 25, 2006
3
Exhibit No. |
| Exhibit |
4.01 |
| Form of senior debt security—medium-term note (FX Range Note) |
|
|
|
4.02 |
| Form of senior debt security—medium-term note (Double Conditional Range Note) |
4