UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
July 19, 2007
LEHMAN BROTHERS HOLDINGS INC.
(Exact name of registrant as specified in its charter)
Delaware | ||
(State or other jurisdiction of incorporation) | ||
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1-9466 |
| 13-3216325 |
(Commission File Number) |
| (IRS Employer Identification No.) |
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745 Seventh Avenue |
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New York, New York |
| 10019 |
(Address of principal |
| (Zip Code) |
executive offices) |
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Registrant’s telephone number, including area code: | ||
(212) 526-7000 | ||
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Not Applicable | ||
(Former name or former address, if changed since last report) | ||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 9.01. |
| Financial Statements and Exhibits |
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| (d) | Exhibits |
The following Exhibits are incorporated by reference into Registration Statement on Form S-3 No. 333-134553 as exhibits thereto and are filed as part of this Report.
4.01 Form of senior debt security—medium-term note (Copper and Zinc Enhanced Participation Note)
4.02 Supplemental Indenture dated as of July 19, 2007 between Lehman Brothers Holdings Inc. and The Bank of New York
4.03 Form of Lehman Brothers Holdings Inc.’s 6.50% Fixed Rate Subordinated Notes du e 2017
4.04 Supplemental Indenture dated as of July 19, 2007 between Lehman Brothers Holdings Inc. and The Bank of New York
4.05 Form of Lehman Brothers Holdings Inc.’s 6.875% Fixed Rate Sub ordinated Notes due 2037
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| LEHMAN BROTHERS HOLDINGS INC. |
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| (Registrant) |
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| By: |
| /s/ James J. Killerlane III |
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| James J. Killerlane III |
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| Vice President |
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Date: July 19, 2007
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EXHIBIT INDEX
Exhibit No. |
| Exhibits |
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4.01 |
| Form of senior debt security—medium-term note (Copper and Zinc Enhanced Participation Note) |
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4.02 |
| Supplemental Indenture dated as of July 19, 2007 between Lehman Brothers Holdings Inc. and The Bank of New York |
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4.03 |
| Form of Lehman Brothers Holdings Inc.’s 6.50% Fixed Rate Subordinated Notes due 2017 |
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4.04 |
| Supplemental Indenture dated as of July 19, 2007 between Lehman Brothers Holdings Inc. and The Bank of New York |
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4.05 |
| Form of Lehman Brothers Holdings Inc.’s 6.875% Fixed Rate Subordinated Notes due 2037 |
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