SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
January 30, 2008
Lehman Brothers Holdings Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State of or other jurisdiction of incorporation)
| 1-9466 | 13-3216325 | |
| (Commission File Number) | (I.R.S. Employer Identification No.) | |
745 Seventh Avenue New York, New York | 10019 | |
| (Address of principal executive offices) | (Zip Code) | |
Registrant’s telephone number, including area code:
(212) 526-7000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 9.01. | Financial Statements and Exhibits | |||
| (d) | Exhibits | |||
The following Exhibit is incorporated by reference into Registration Statement on Form S-3 No. 333-134553 as an exhibit thereto and is filed as part of this Report.
| 4.01 | Form of senior debt security—medium-term note (40.038% Yield Enhanced Equity Linked Debt Securities (“YEELDS”) Performance Linked to Under Armour, Inc. (UA) Common Stock) | |
| 4.02 | Form of senior debt security—medium-term note (Buffered Annual Review Notes Linked to the S&P 500® Index) | |
| 4.03 | Form of senior debt security—medium-term note (100% Principal Protection Barrier Notes with Contingent Return Linked to the S&P 500® Index) | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| LEHMAN BROTHERS HOLDINGS INC. | ||
| (Registrant) | ||
| By: | /s/ James J. Killerlane III | |
| James J. Killerlane III | ||
| Vice President | ||
Date: February 4, 2008
EXHIBIT INDEX
| 4.01 | Form of senior debt security—medium-term note (40.038% Yield Enhanced Equity Linked Debt Securities (“YEELDS”) Performance Linked to Under Armour, Inc. (UA) Common Stock) | |
| 4.02 | Form of senior debt security—medium-term note (Buffered Annual Review Notes Linked to the S&P 500® Index) | |
| 4.03 | Form of senior debt security—medium-term note (100% Principal Protection Barrier Notes with Contingent Return Linked to the S&P 500® Index) | |