UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Amendment No. 10
Blount International, Inc.
(Title of Class of Securities)
Common Stock, Par Value $.01 Per Share
(Title of Class of Securities)
095180-10-5
(CUSIP Number of Class of Securities)
William Fox
Executive Vice President and Chief Financial Officer
Lehman Brothers Holdings Inc.
1271 Avenue of the Americas
New York, NY 10020
(646) 285-9000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
Copies to:
Kenneth B. Wallach, Esq.
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, NY 10017
(212) 455-2000
June 15, 2010
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* | | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers Holdings Inc. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 (1) |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 (1) |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 (1) |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) HC/CO |
2
(1) | Other than the shares of Common Stock actually owned by LB Blount Investment SPV LLC, LBHI is unable to confirm whether or not it is the beneficial owner of any additional shares of the Issuer’s Common Stock that may or may not be actually owned by any of LBHI’s other affiliates. On September 15, 2008, LBHI, and at later dates a number of its affiliates, filed voluntary petitions for relief under Chapter 11 of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”) in a jointly administered proceeding captioned In re Lehman Brothers Holdings Inc., et. al. under Case No. 08-13555. On September 19, 2008, the Securities Investor Protection Corporation under the Securities Investor Protection Act of 1970, as amended (“SIPA”) commenced a proceeding against Lehman Brothers Inc. (“LBI”) in the United States District Court for the Southern District of New York (the “District Court”) in the case captioned Securities Investors Protection Corporation v. Lehman Brothers Inc., Case No. 08-CIV-8119 (GEL). On September 19, 2008, the District Court entered the Order Commencing Liquidation (the “LBI Liquidation Order”) pursuant to the provisions of SIPA. The LBI Liquidation Order provided, among other things, the appointment of James W. Giddens as trustee for the SIPA liquidation of LBI and removed the proceeding to the Bankruptcy Court under Case No. 08-1420 (JMP) SIPA. |
LBHI is unable to provide information on its beneficial ownership, if any, of the Issuer’s Common Stock (other than the shares of Common Stock actually owned by LB Blount Investment SPV LLC) primarily due to (1) the commencement of various administrative or civil rehabilitation proceedings of subsidiaries comprising significant parts of LBHI’s European and Asian businesses, which have resulted in significant portions of LBHI’s securities trading records and systems being unavailable to, and non-accessible by, LBHI, and (2) the sale since September 15, 2008 of significant businesses comprising LBHI’s historical business (the “Sale”). As a result of the Sale, and actions taken by certain creditors with respect to securities that had been pledged by LBHI, or its affiliates, as collateral to those creditors, LBHI cannot compile an accurate accounting of securities held. LBHI is currently engaged in an expensive and time consuming process to reconcile discrepancies in information LBHI has with respect to security holdings. Even with continued significant efforts and expense, LBHI may not be able to provide a record of securities held.
3
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. LB Blount Investment SPV LLC |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) OO |
4
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman ALI Inc. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) CO |
5
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers Merchant Banking Partners II L.P. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) PN |
6
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers Offshore Investment Partners II L.P. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Bermuda |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) PN |
7
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers Capital Partners III, L.P. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) PN |
8
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers Capital Partners IV, L.P. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) PN |
9
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers MBG Partners 1999 (A) L.P. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) PN |
10
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CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers MBG Partners 1999 (B) L.P. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) PN |
11
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers MBG Partners 1999 (C) L.P. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) PN |
12
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. LB I Group Inc. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) CO |
13
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers Offshore Partners II Ltd. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) HC/CO |
14
| | | | | | |
CUSIP No. 095180-10-5 |
1. | | Names of Reporting Persons. Lehman Brothers Merchant Banking Partners II Inc. |
2. | | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ |
3. | | SEC Use Only |
4. | | Source of Funds (See Instructions) |
5. | | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |
6. | | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With | | 7. | | Sole Voting Power 0 |
| 8. | | Shared Voting Power 0 |
| 9. | | Sole Dispositive Power 0 |
| 10. | | Shared Dispositive Power 0 |
11. | | Aggregate Amount Beneficially Owned by Each Reporting Person 0 |
12. | | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |
13. | | Percent of Class Represented by Amount in Row (11) 0% |
14. | | Type of Reporting Person (See Instructions) HC/CO |
15
This Amendment No. 10 (this “Amendment”) amends the Schedule 13D filed on August 20, 1999 (the “Original 13D”) by Lehman Brothers Holdings Inc., a Delaware corporation (“LBHI”), LB Blount Investment SPV LLC, a Delaware corporation (“LB Blount SPV”), Lehman Brothers Inc., a Delaware corporation (“LBI”), Lehman Brothers Merchant Banking Partners II L.P., a Delaware corporation (“LB MBP II”), Lehman Brothers Offshore Investment Partners II L.P., a Bermuda corporation (“LB OIP II”), Lehman Brothers Capital Partners III, L.P., a Delaware corporation (“Capital Partners III”), Lehman Brothers Capital Partners IV, L.P. a Delaware corporation (“Capital Partners IV”), LB I Group Inc., a Delaware corporation (“LB I Group”), Lehman Brothers Offshore Partners II Ltd., a Bermuda corporation (“LB Offshore II Ltd.”), and Lehman Brothers Merchant Banking Partners II Inc., a Delaware corporation (“LB MBP II Inc.”), with respect to the common stock, par value $0.01 per share (the “Common Stock”) of Blount International, Inc., a Delaware corporation (“Blount” or “Issuer”), as amended by Amendment No. 1 thereto filed on November 4, 1999, Amendment No. 2 thereto filed on April 3, 2002, Amendment No. 3 thereto filed on March 19, 2003, Amendment No. 4 thereto filed on March 17, 2004, Amendment No. 5 thereto filed on August 16, 2004, Amendment No. 6 thereto filed on December 22, 2004, Amendment No. 7 thereto filed on June 13, 2005, Amendment No. 8 thereto filed on February 14, 2006, and Amendment No. 9 thereto filed on March 23, 2010 (the foregoing amendments, together with the Original 13D, the “Schedule 13D Filing”).
Defined terms used but not defined have the meaning ascribed in the Schedule 13D Filing.
Items 2, 4 and 5 of the Schedule 13D Filing are amended and supplemented as follows:
Item 2. | Identity and Background. |
The Appendix A to the Schedule 13D Filing is deleted and replaced by the Appendix A attached to this Amendment.
Item 4. | Purpose of Transaction. |
The first two sentences of Item 4 of the Schedule 13D Filing are hereby deleted and replaced with the following:
On June 15, 2010, the Reporting Persons sold 4,718,999 shares of Common Stock at $10.63 per share. As of the date hereof, the Reporting Persons no longer beneficially own any shares of Common Stock.
Item 5. | Interest in Securities of the Issuer. |
Item 5 of the Schedule 13D Filing is hereby restated in its entirety as follows:
(a) | See Items 11 and 13 of the cover page for each Reporting Person and Appendix A hereto. |
(b) | See Items 7 through 9 of the cover page for each Reporting Person and Appendix A hereto. |
(c) | Except as set forth in Item 4 of this Amendment and Appendix A hereto, there have been no transactions in Common Stock by any of the Reporting Persons during the past 60 days. |
(d) | None of the Reporting Persons nor, to the best knowledge of the Reporting Persons, any of the persons listed in Appendix A hereto knows of any other person who has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any shares of Common Stock beneficially owned by the Reporting Persons, other than customers of a Reporting Person over whose shares a Reporting Person may have investment discretion. |
(e) | On June 15, 2010, each of the Reporting Persons ceased to be a beneficial owner of more than 5% of the outstanding shares of Common Stock. |
16
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: June 23, 2010
| | |
LEHMAN BROTHERS HOLDINGS INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
|
LB BLOUNT INVESTMENT SPV LLC |
By LB I Group Inc., a managing member |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
|
LEHMAN ALI INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
|
LEHMAN BROTHERS MERCHANT BANKING PARTNERS II L.P., by its general partner: |
|
LEHMAN BROTHERS MERCHANT BANKING PARTNERS II INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
|
LEHMAN BROTHERS OFFSHORE INVESTMENT PARTNERS II L.P.; by its investment general partner: |
|
LEHMAN BROTHERS MERCHANT BANKING PARTNERS II INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
17
| | |
LEHMAN BROTHERS CAPITAL PARTNERS III L.P., by its general partner: |
|
LEHMAN BROTHERS HOLDINGS INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
|
LEHMAN BROTHERS CAPITAL PARTNERS IV L.P., by its general partner: |
|
LB I GROUP INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
|
LEHMAN BROTHERS MBG PARTNERS 1999 (A) L.P., by its general partner: |
|
LB I GROUP INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
|
LEHMAN BROTHERS MBG PARTNERS 1999 (B) L.P., by its general partner: |
|
LB I GROUP INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
18
| | |
LEHMAN BROTHERS MBG PARTNERS 1999 (C) L.P., by its general partner: |
|
LB I GROUP INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
|
LB I GROUP INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
|
LEHMAN BROTHERS OFFSHORE PARTNERS II LTD. |
| |
By: | | /s/ ASHVIN RAO |
Name: | | Ashvin Rao |
Title: | | Vice President |
|
LEHMAN BROTHERS MERCHANT BANKING PARTNERS II INC. |
| |
By: | | /s/ WILLIAM FOX |
Name: | | William Fox |
Title: | | Executive Vice President and |
| | Chief Financial Officer |
19
APPENDIX A
LEHMAN BROTHERS HOLDINGS INC.
BOARD OF DIRECTORS
| | |
NAME/TITLE | | BUSINESS ADDRESS |
| |
MICHAEL L. AINSLIE Private Investor and former President and Chief Executive Officer of Sotheby’s Holdings | | Lehman Brothers Holdings Inc. 1271 Avenue of the Americas New York, NY 10020 |
| |
JOHN F. AKERS Retired Chairman of International Business Machines Corporation | | Lehman Brothers Holdings Inc. 1271 Avenue of the Americas New York, NY 10020 |
| |
ROGER S. BERLIND Theatrical Producer | | Lehman Brothers Holdings Inc. 1271 Avenue of the Americas New York, NY 10020 |
| |
THOMAS H. CRUIKSHANK Retired Chairman and Chief Executive Officer of Halliburton Company | | Lehman Brothers Holdings Inc. 1271 Avenue of the Americas New York, NY 10020 |
| |
MARSHA JOHNSON EVANS Rear Admiral U.S. Navy (Retired) | | Lehman Brothers Holdings Inc. 1271 Avenue of the Americas New York, NY 10020 |
| |
SIR CHRISTOPHER GENT Non-Executive Chairman of GlaxoSmithKline plc. | | Lehman Brothers Holdings Inc. 1271 Avenue of the Americas New York, NY 10020 |
| |
ROLAND A. HERNANDEZ Retired Chairman and Chief Executive Officer of Telemundo Group, Inc. | | Lehman Brothers Holdings Inc. 1271 Avenue of the Americas New York, NY 10020 |
| |
JOHN D. MACOMBER Principal of JDM Investment Group | | Lehman Brothers Holdings Inc. 1271 Avenue of the Americas New York, NY 10020 |
All of the above individuals are citizens of the United States, except for Sir Christopher Gent, who is a citizen of the United Kingdom.
1
LEHMAN BROTHERS HOLDINGS INC.
EXECUTIVE OFFICERS
| | | | |
NAME/TITLE | | PRINCIPAL OCCUPATION | | BUSINESS ADDRESS |
| | |
BRYAN MARSAL Chief Executive Officer and Chief Restructuring Officer of Lehman Brothers Holdings Inc. | | Co-Chief Executive Officer of Alvarez & Marsal Holdings, LLC | | Alvarez & Marsal Holdings, LLC 600 Lexington Avenue New York, New York 10022 |
| | |
JOHN SUCKOW President and Chief Operating Officer of Lehman Brothers Holdings Inc. | | Managing Director of Alvarez & Marsal Holdings, LLC | | Alvarez & Marsal Holdings, LLC 600 Lexington Avenue New York, New York 10022 |
| | |
WILLIAM FOX (See Note 1) Executive Vice President and Chief Financial Officer of Lehman Brothers Holdings Inc. | | Managing Director of Alvarez & Marsal Holdings, LLC | | Alvarez & Marsal Holdings, LLC 600 Lexington Avenue New York, New York 10022 |
All of the above individuals are citizens of the United States.
2
LEHMAN ALI INC., LB I GROUP INC. AND
LEHMAN BROTHERS MERCHANT BANKING PARTNERS II INC.
BOARD OF DIRECTORS
| | | | |
NAME/TITLE | | PRINCIPAL OCCUPATION | | BUSINESS ADDRESS |
| | |
BRYAN MARSAL Chief Executive Officer of the above named entities | | Co-Chief Executive Officer of Alvarez & Marsal Holdings, LLC | | Alvarez & Marsal Holdings, LLC 600 Lexington Avenue New York, New York 10022 |
| | |
JOHN SUCKOW President and Chief Operating Officer of the above named entities | | Managing Director of Alvarez & Marsal Holdings, LLC | | Alvarez & Marsal Holdings, LLC 600 Lexington Avenue New York, New York 10022 |
| | |
WILLIAM FOX (See Note 1) Executive Vice President and Chief Financial Officer of the above named entities | | Managing Director of Alvarez & Marsal Holdings, LLC | | Alvarez & Marsal Holdings, LLC 600 Lexington Avenue New York, New York 10022 |
All of the above individuals are citizens of the United States.
LEHMAN ALI INC., LB I GROUP INC. AND
LEHMAN BROTHERS MERCHANT BANKING PARTNERS II INC.
EXECUTIVE OFFICERS
| | | | |
NAME/TITLE | | PRINCIPAL OCCUPATION | | BUSINESS ADDRESS |
| | |
BRYAN MARSAL Chief Executive Officer of the above named entities | | Co-Chief Executive Officer of Alvarez & Marsal Holdings, LLC | | Alvarez & Marsal Holdings, LLC 600 Lexington Avenue New York, New York 10022 |
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JOHN SUCKOW President and Chief Operating Officer of the above named entities | | Managing Director of Alvarez & Marsal Holdings, LLC | | Alvarez & Marsal Holdings, LLC 600 Lexington Avenue New York, New York 10022 |
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WILLIAM FOX (See Note 1) Executive Vice President and Chief Financial Officer of the above named entities | | Managing Director of Alvarez & Marsal Holdings, LLC | | Alvarez & Marsal Holdings, LLC 600 Lexington Avenue New York, New York 10022 |
All of the above individuals are citizens of the United States.
Note 1: Mr. Fox may be deemed to beneficially own 902 shares of Common Stock of Blount International Inc. Of these shares of Common Stock, 230 shares were purchased on March 3, 2010 at a cost of approximately $11.31 per share and 197 shares were purchased on March 11, 2010 at a cost of approximately $10.85 per share.
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