File No.33-10238
811-4906
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N‑1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]
Pre-Effective Amendment No. [__]
Post-Effective Amendment No. 67 [X]
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]
Amendment No. 67 [X]
(Check appropriate box or boxes.)
Dreyfus State Municipal Bond Funds
(Exact Name of Registrant as Specified in Charter)
c/o The Dreyfus Corporation
200 Park Avenue, New York, New York 10166
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including Area Code: (212) 922-6000
Bennett A. MacDougall, Esq.
200 Park Avenue
New York, New York 10166
(Name and Address of Agent for Service)
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
Explanatory Note
This Post-Effective Amendment consists of the following:
1. Facing Sheet of the Registration Statement.
2. Part C to the Registration Statement (including signature page).
3. Exhibit (n)(iii) to Item 28 to the Registration Statement.
This Post-Effective Amendment is being filed solely to file the Rule 18f-3 Plan as Exhibit (n)(iii) to Item 28 to this Registration Statement on Form N-1A.
Part A of the Registration Statement was filed on August 26, 2015 pursuant to Rule 485(b) under the Securities Act of 1933 and is incorporated by reference herein; andPart B of the Registration Statement was filed on February 29, 2016 pursuant to Rule 497(e) under the Securities Act of 1933 and is incorporated by reference herein.
DREYFUS STATE MUNICIPAL BOND FUNDS
PART C. OTHER INFORMATION
Item 28 Exhibits
(a)(i) Registrant's Amended and Restated Agreement and Declaration of Trust is incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 21 to the Registration Statement on Form N-1A, filed on August 11, 1995 ("Post-Effective Amendment No. 21").
(a)(ii) Articles of Amendment are incorporated by reference to Exhibit (a)(ii) of Post-Effective Amendment No. 51 to the Registration Statement on Form N-1A, filed on December 12, 2008.
(a)(iii) Articles Supplementary are incorporated by reference to Exhibit (a)(iii) of Post-Effective Amendment No. 60 to the Registration Statement on Form N-1A, filed on August 27, 2013 ("Post-Effective Amendment No. 60").
(b) Registrant's By-laws are incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 55 to the Registration Statement on Form N-1A, filed on August 26, 2011 ("Post-Effective Amendment No. 55").
(d) Management Agreement is incorporated by reference to Exhibit (5) of Post-Effective Amendment No. 29 to the Registration Statement on Form N-1A, filed on July 16, 1997.
(e)(i) Amended and Restated Distribution Agreement is incorporated by reference to Exhibit (e)(i) of Post-Effective Amendment No. 55.
(e)(ii) Forms of Service Agreements are incorporated by reference to Exhibit (e)(ii) of Post-Effective Amendment No. 64 to the Registration Statement on Form N-1A, filed on August 26, 2015 ("Post-Effective Amendment No. 64").
(e)(iii) Supplemental Sales Agreement is incorporated by reference to Exhibit (e)(4) of Post-Effective Amendment No. 46 to the Registration Statement on Form N-1A, filed on February 28, 2007.
(g) (i) Custody Agreement is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 55.
(g)(ii) Amendment to Custody Agreement is incorporated by reference to Exhibit (g)(ii) of Post-Effective Amendment No. 62 to the Registration Statement on Form N-1A, filed on August 27, 2014.
(h)(i) Shareholder Services Plan is incorporated by reference to Exhibit (h) of Post-Effective Amendment No. 37 to the Registration Statement on Form N-1A, filed on March 10, 2004 ("Post-Effective Amendment No. 37").
(h)(ii) Transfer Agency Agreement is incorporated by reference to Exhibit (h)(ii) of Post-Effective Amendment No. 58 to the Registration Statement on Form N-1A, filed on August 28, 2012.
(i) Opinion and consent of Registrant's counsel is incorporated by reference to Exhibit (10) of Post-Effective Amendment No. 21.
(j) Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 64.
(m) Rule 12b-1 Distribution Plan is incorporated by reference to Exhibit (m) of Post-Effective Amendment No. 37.
(n) (i) Rule 18f-3 Plan, amended as of November 13, 2015 is incorporated by reference to Exhibit (n)(i) of Post-Effective Amendment No. 66 to the Registration Statement on Form N-1A, filed on January 25, 2016 ("Post-Effective Amendment No. 66").
(n) (ii) Rule 18f-3 Plan, amended as of February 1, 2016 is incorporated by reference to Exhibit (n)(ii) of Post-Effective Amendment No. 66.
(n)(iii) Rule 18f-3 Plan, amended as of March 1, 2016.*
(p)(i) Code of Ethics adopted by the Registrant, dated November 3, 2014, is incorporated by reference to Exhibit (p)(i) of Post-Effective Amendment No. 64.
(p)(ii) Code of Ethics of the Nonmanagement Board Members of the Dreyfus Family of Fundsis incorporated by reference to Exhibit (p)(ii) of Post-Effective Amendment No. 53 to the Registration Statement on Form N-1A, filed on August 26, 2010 ("Post-Effective Amendment No. 53").
Other Exhibits
(a)(i) Power of Attorney of certain Trustees and officers, dated February 5, 2015, is incorporated by reference to Other Exhibit (a)(i) of Post-Effective Amendment No. 64.
(b) Certificate of Assistant Secretary is incorporated by reference to Other Exhibits (b) of Post-Effective Amendment No. 53.
_________________
*Filed herewith.
Item 29 Persons Controlled by or under Common Control with Registrant
Not Applicable.
Item 30 Indemnification
The Registrant's charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant. The Registrant also has entered into a separate agreement with
each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys' fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant. These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office. Reference is hereby made to the following:
Article VIII of the Registrant's Amended and Restated Declaration of Trust, incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 21; Article 10 of the Registrant's By-Laws, as amended, incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 55; and Section 1.10 of the Amended and Restated Distribution Agreement, incorporated by reference to Exhibit (e)(i) of Post-Effective Amendment No. 55.
Item 31 Business and Other Connections of Investment Adviser
The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser and manager for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer. Dreyfus Investment Advisors, Inc., another wholly-owned subsidiary, provides investment management services to various pension plans, institutions and individuals.
Item 31. Business and Other Connections of Investment Adviser (continued)
Officers and Directors of Investment Adviser
Name and Position | Other Businesses | Position Held | Dates |
J. Charles Cardona | MBSC Securities Corporation++ | Director | 6/07 – Present |
Chairman | 2/13 - Present | ||
BNY Mellon Liquidity Funds plc+ | Director | 4/06 - Present | |
Diane P. Durnin | MBSC Securities Corporation++ | Executive Vice President | 3/15 - Present |
Bradley J. Skapyak | MBSC Securities Corporation++ | Executive Vice President | 6/07 - Present |
The Bank of New York Mellon*** | Senior Vice President | 4/07 - Present | |
Name and Position | Other Businesses | Position Held | Dates |
The Dreyfus Family of Funds++ | President | 1/10 - Present | |
Dreyfus Transfer, Inc. ++ | Chairman Director | 5/11 - Present 5/10 - Present | |
Joseph W. Connolly | The Dreyfus Family of Funds++ | Chief Compliance Officer | 10/04 - Present |
BNY Mellon Funds Trust++ | Chief Compliance Officer | 10/04 - Present | |
MBSC Securities Corporation++ | Chief Compliance Officer | 6/07 – Present | |
Christopher O'Connor | MBSC Securities Corporation++ | Director | 3/12 – 3/15 |
Executive Vice President | 12/11 – Present | ||
Bennett A. MacDougall Chief Legal Officer | The Bank of New York | Associate General Counsel | 6/15 - Present |
Deutsche Bank 60 Wall Street New York, NY 10005 | Director and Associate General Counsel | 6/05 - 6/15 | |
Deutsche Investment Management Americas, Inc. 345 Park Avenue New York, NY 10154 | Chief Legal Officer | 11/08 - 6/15 | |
Kim Mustin | MBSC Securities Corporation++ | Chief Executive Officer | 3/15 - Present |
MBSC Securities Corporation++ | Director | 10/14 - Present | |
MBSC Securities Corporation++ | Executive Vice President | 10/14 - 3/15 | |
BNY Mellon Investments CTA, LLC* | Manager | 3/15 - Present | |
BNY Mellon Investments CTA, LLC* | President | 3/15 - Present | |
Name and Position | Other Businesses | Position Held | Dates |
Charles Doumar | Alcentra NY LLC++ | Assistant Treasurer - Tax | 9-14 - Present |
Alcentra US. Inc. †††† | Assistant Treasurer - Tax | 9-14 - Present | |
Alternative Holdings I, LLC*** | Assistant Treasurer - Tax | 1/14 - Present | |
Alternative Holdings II, LLC*** | Assistant Treasurer - Tax | 1/14 - Present | |
Asset Recovery II, LLC*** | Assistant Treasurer | 9/13 – Present | |
Asset Recovery III, LLC*** | Assistant Treasurer | 9/13 – 3/15 | |
Asset Recovery IV, LLC*** | Assistant Treasurer | 9/13 – Present | |
Asset Recovery V, LLC*** | Assistant Treasurer | 9/13 – Present | |
Asset Recovery VII, LLC*** | Assistant Treasurer | 9/13 – 3/15 | |
Asset Recovery IX, LLC*** | Assistant Treasurer | 3/14 – 3/15 | |
Asset Recovery X, LLC*** | Assistant Treasurer | 3/14 – 3/15 | |
Asset Recovery XIII, LLC*** | Assistant Treasurer | 3/13 – Present | |
Asset Recovery XIV, LLC*** | Assistant Treasurer | 3/13 – Present | |
Asset Recovery XIX, LLC*** | Assistant Treasurer | 7/13 – Present | |
Asset Recovery XV, LLC*** | Assistant Treasurer | 3/13 – 3/15 | |
Asset Recovery XVI, LLC*** | Assistant Treasurer | 3/13 – Present | |
Asset Recovery XVII, LLC*** | Assistant Treasurer | 3/13 – 3/15 | |
Asset Recovery XVIII, LLC*** | Assistant Treasurer | 7/13 – 3/15 | |
Asset Recovery XX, LLC*** | Assistant Treasurer | 7/13 – Present | |
Asset Recovery XXI, LLC*** | Assistant Treasurer | 7/13 – 3/15 | |
Asset Recovery XXII, LLC*** | Assistant Treasurer | 7/13 – Present | |
Asset Recovery XXIII, LLC*** | Assistant Treasurer | 7/13 – Present | |
BNY Alcentra Group Holdings, Inc.†††††† | Assistant Treasurer - Tax | 3/13 - Present | |
Name and Position | Other Businesses | Position Held | Dates |
BNY Capital Funding LLC*** | Assistant Treasurer – Tax | 9/13 - Present | |
BNY Investment Strategy and Solutions Group, LLC* | Assistant Treasurer – Tax | 6/15 - Present | |
BNY Mellon Community Development Corporation^^^^^ | Assistant Treasurer – Tax | 10/13 - Present | |
BNY Mellon Distributors Holdings Inc.# | Assistant Treasurer – Tax | 6/14 – Present | |
BNY Mellon Investments CTA, LLC* | Assistant Treasurer | 9/13 – Present | |
BNY Mellon Investment Servicing (US) Inc.+ | Assistant Treasurer | 3/14 – Present | |
BNY Mellon Investment Servicing Trust Company# | Assistant Treasurer | 3/14 – Present | |
BNY Mellon Trust of Delaware# | Assistant Treasurer | 11/13 – Present | |
IVY Asset Management LLC+ | Assistant Treasurer | 9/13 – Present | |
Mellon Hedge Advisors, LLC* | Assistant Treasurer | 10/13 – Present | |
MUNB Loan Holdings, LLC*** | Assistant Treasurer | 10/13 – Present | |
484Wall Capital Management LLC*** | Assistant Treasurer – Tax | 10/13 – Present | |
Airlease Incorporated††† | Assistant Treasurer – Tax | 7/13 – Present | |
Albridge Solutions, Inc.†††† | Assistant Treasurer – Tax | 7/13 – Present | |
Allomon Corporation† | Assistant Treasurer – Tax | 5/13 – Present | |
AP Residential Realty, Inc. ††††† | Assistant Treasurer – Tax | 8/13 – Present | |
APT Holdings Corporation# | Assistant Treasurer – Tax | 11/13 – Present | |
Name and Position | Other Businesses | Position Held | Dates |
AURORA-IRE, Inc.††† | Assistant Treasurer – Tax | 7/13 – Present | |
B.I.E. Corporation+ | Assistant Treasurer – Tax | 12/13 – Present | |
B.N.Y. Holdings (Delaware) Corporation# | Assistant Treasurer – Tax | 4/13 – Present | |
BNY Capital Corporation*** | Assistant Treasurer – Tax | 9/13 – Present | |
BNY Capital Markets Holdings, Inc. *** | Assistant Treasurer – Tax | 9/13 – Present | |
BNY Capital Resources Corporation ####### | Assistant Treasurer – Tax | 3/13 – Present | |
BNY Cargo Holdings LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Catair LLC††† | Assistant Treasurer – Tax | 7/13 – Present | |
BNYM CSIM Funding LLC +++ | Assistant Treasurer – Tax | 7/14 – Present | |
BNY Falcon Three Holding Corp. *** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Foreign Holdings, Inc.*** | Assistant Treasurer – Tax | 10/13 – Present | |
BNY Gator LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Hitchcock Holdings LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Housing I Corp.††† | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Housing II LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY ITC Leasing, LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Lease Equities (Cap Funding) LLC######## | Assistant Treasurer – Tax | 7/13 – Present |
Name and Position | Other Businesses | Position Held | Dates |
BNY Lease Holdings LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Lease Partners LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Leasing Edge Corporation*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Mellon Alternative Investments Holdings LLC*** | Assistant Treasurer – Tax | 10/13 – Present | |
BNY Mellon Capital Markets, LLC^^^^^ | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Mellon Clearing Holding Company, LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Mellon Fixed Income Securities, LLC*** | Assistant Treasurer – Tax | 8/13 – Present | |
BNY Mellon Trust Company of Illinois ***** | Assistant Treasurer – Tax | 3/13 – Present | |
BNY Mezzanine Funding LLC****** | Assistant Treasurer – Tax | 5/13 – Present | |
BNY Mezzanine Holdings LLC****** | Assistant Treasurer – Tax | 5/13 – Present | |
BNY Mezzanine Non NY Funding | Assistant Treasurer – Tax | 5/13 – Present | |
BNY Mezzanine NY Funding LLC****** | Assistant Treasurer – Tax | 5/13 – Present | |
BNY Partnership Funding LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Partnership Funding LLC*** | Manager | 11/14 – 6/15 | |
BNY Rail Maintenance LLC*** | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Recap I, LLC# | Assistant Treasurer – Tax | 9/13 – Present | |
BNY Salvage Inc.*** | Assistant Treasurer – Tax | 3/13 – Present |
Name and Position | Other Businesses | Position Held | Dates |
BNY Waterworks, Inc.††† | Assistant Treasurer – Tax | 7/13 – Present | |
BNY Wings, Inc.††† | Assistant Treasurer – Tax | 7/13 – Present | |
BNYM GIS Funding I LLC*** | Assistant Treasurer – Tax | 6/13 – Present | |
BNYM GIS Funding III LLC*** | Assistant Treasurer – Tax | 6/13 – Present | |
Amherst Capital Management, LLC*** | Assistant Treasurer – Tax | 11/14 – Present | |
BNYM RECAP Holdings, LLC*** | Assistant Treasurer – Tax | 11/14 – Present | |
BNY-N.J. I Corp. *** | Assistant Treasurer – Tax | 4/13 – Present | |
BNY-N.J. II Corp.*** | Assistant Treasurer – Tax | 4/13 – Present | |
Boston Safe Deposit Finance Company, Inc.* | Assistant Treasurer – Tax | 7/13 – Present | |
CenterSquare Investment Management Holdings, Inc.+++ | Assistant Treasurer – Tax | 12/13 – Present | |
CenterSquare Investment Management, Inc. +++ | Assistant Treasurer – Tax | 12/13 – Present | |
Coates Holding LLC# | Assistant Treasurer – Tax | 3/15 - Present | |
Colson Services Corp.^ | Assistant Treasurer – Tax | 3/14 - Present | |
Cutwater Asset Management Corp. +++++ | Assistant Treasurer – Tax | 1/15 - Present | |
Cutwater Holdings LLC +++++ | Assistant Treasurer – Tax | 1//15 - Present | |
Cutwater Investor Services Corp. +++++ | Assistant Treasurer - Tax | 1/15 - Present | |
Name and Position | Other Businesses | Position Held | Dates |
Dreyfus Service Organization, Inc.++ | Assistant Treasurer – Tax | 3/14 - Present | |
EACM Advisors LLC^^ | Assistant Treasurer – Tax | 1/14 - Present | |
Eagle Access LLC^^^ | Assistant Treasurer – Tax | 1/14 - Present | |
Eagle Investment Systems LLC^^^^ | Assistant Treasurer – Tax | 1/14 - Present | |
ECM DE. LLC*** | Assistant Treasurer – Tax | 1/14 - Present | |
GIS Holdings (International) Inc.# | Assistant Treasurer – Tax | 6/14 – 12/14 | |
Hamilton Floating Rate Fund Holdings, LLC*** | Assistant Treasurer – Tax | 5/13 – Present | |
HedgeMark International, LLC## | Assistant Treasurer – Tax | 5/14 – Present | |
iNautix (USA) LLC### | Assistant Treasurer – Tax | 11/13 – Present | |
IRE-1, Inc.††† | Assistant Treasurer – Tax | 7/13 – Present | |
IRE-AC, Inc.††† | Assistant Treasurer – Tax | 7/13 – Present | |
IRE-BC, Inc.††† | Assistant Treasurer – Tax | 7/13 – Present | |
IRE-SB, Inc.††† | Assistant Treasurer – Tax | 7/13 – Present | |
Island Waterworks, Inc.††† | Assistant Treasurer – Tax | 7/13 – Present | |
ITCMED, Inc.*** | Assistant Treasurer – Tax | 6/13 – 5/15 | |
JRHC 1998A LLC#### | Assistant Treasurer – Tax | 12/13 – Present | |
Lockwood Advisors, Inc. ###### | Assistant Treasurer – Tax | 3/14 - Present |
Name and Position | Other Businesses | Position Held | Dates |
Lockwood Insurance, Inc. ###### | Assistant Treasurer – Tax | 8/14 - Present | |
Lockwood Solutions, Inc. ###### | Assistant Treasurer – Tax | 8/14 - Present | |
Lease Equities (Texas) Corporation##### | Assistant Treasurer – Tax | 7/13 – Present | |
Madison Pershing LLC### | Assistant Treasurer – Tax | 6/13 – Present | |
MAM (MA) Holding Trust* | Assistant Treasurer – Tax | 8/13 – Present | |
MBC Investments Corporation# | Assistant Treasurer – Tax | 11/13 – Present | |
MBSC Securities Corporation++ | Vice President – Tax | 2/14 - Present | |
MCDI (Holdings) LLC*** | Assistant Treasurer – Tax | 9/13 – Present | |
Mellon Capital Management Corporation** | Assistant Treasurer – Tax | 1/14 - Present | |
Mellon Holdings LLC++ | Assistant Treasurer | 2/15 - Present | |
MELDEL Leasing Corporation Number 2, Inc. # | Assistant Treasurer – Tax | 9/13 – Present | |
Mellon Financial Services Corporation #1+ | Assistant Treasurer – Tax | 7/13 – Present | |
Mellon Financial Services Corporation #4+ | Assistant Treasurer – Tax | 9/13 – Present | |
Mellon Funding Corporation+ | Assistant Treasurer – Tax | 3/14 - Present | |
Mellon Global Investing Corp.+ | Assistant Treasurer – Tax | 5/14 - Present | |
Mellon International Leasing Company# | Assistant Treasurer – Tax | 8/14 - Present | |
Mellon Leasing Corporation+ | Assistant Treasurer – Tax | 7/13 – Present | |
Name and Position | Other Businesses | Position Held | Dates |
Mellon Life Insurance Company+ | Assistant Treasurer – Tax | 10/13 – Present | |
Mellon Overseas Investment Corporation*** | Assistant Treasurer – Tax | 12/13 - Present | |
Mellon Properties Company**** | Assistant Treasurer – Tax | 8/13 – Present | |
Mellon Residential Funding Corporation++++ | Assistant Treasurer - Tax | 4/14 - Present | |
National Residential Assets Corp.*** | Assistant Treasurer – Tax | 4/13 – Present | |
New GSM Holding Corporation^^^^ | Assistant Treasurer – Tax | 7/13 – Present | |
Newton Capital Management LLC.*** | Assistant Treasurer – Tax | 8/14 - Present | |
Northern Waterworks, Inc.††† | Assistant Treasurer – Tax | 7/13 – Present | |
NY CRE Asset Holdings, LLC.*** | Assistant Treasurer – Tax | 1/14 - Present | |
NY CRE Asset Holdings II, LLC.*** | Assistant Treasurer – Tax | 1/14 - Present | |
One Wall Street Corporation*** | Assistant Treasurer – Tax | 11/13 – Present | |
Pareto New York LLC++ | Assistant Treasurer – Tax | 11/13 – Present | |
PAS Holdings LLC*** | Assistant Treasurer – Tax | 6/13 – Present | |
Pershing Advisor Solutions LLC### | Assistant Treasurer – Tax | 6/13 – Present | |
Pershing Group LLC### | Assistant Treasurer – Tax | 6/13 – Present | |
Pershing Investments LLC*** | Assistant Treasurer – Tax | 6/13 – Present | |
Pershing LLC ### | Assistant Treasurer – Tax | 7/13 – Present |
Name and Position | Other Businesses | Position Held | Dates |
Standish Mellon Asset Management Company LLC* | Assistant Treasurer – Tax | 11/14 – Present | |
Stanwich Insurance Agency, Inc.*** | Treasurer | 12/13 – Present | |
TBC Securities Co., Inc.* | Assistant Treasurer – Tax | 6/13 – Present | |
TBCAM, LLC* | Assistant Treasurer – Tax | 10/13 – Present | |
Technology Services Group, Inc.^^^^^ | Assistant Treasurer – Tax | 9/13 – Present | |
Tennessee Processing Center LLC^^^^^ | Assistant Treasurer – Tax | 9/13 – Present | |
The Bank of New York Consumer Leasing Corporation*** | Assistant Treasurer – Tax | 7/13 – Present | |
The Bank of New York Mellon Trust Company, National Association+ | Assistant Treasurer | 10/13 - Present | |
The Boston Company Asset Management, LLC* | Assistant Treasurer – Tax | 8/13 – Present | |
USPLP, Inc. *** | Assistant Treasurer – Tax | 10/13 – Present | |
MBNA Institutional PA Services LLC+ | Treasurer | 7/13 – Present | |
MBNA PW PA Services LLC+ | Treasurer | 7/13 – Present | |
Stanwich Insurance Agency, Inc. *** | Treasurer | 12/13 – Present | |
BNY Aurora Holding Corp.*** | Vice President | 11/13 – Present | |
Agency Brokerage Holding LLC*** | Vice President – Tax | 6/13 – Present | |
BNY Community Development Enterprises Corp.*** | Vice President – Tax | 4/13 – 5/14 | |
Asset Recovery I, LLC*** | Assistant Treasurer | 9/13 - 11/13 | |
Name and Position | Other Businesses | Position Held | Dates |
Asset Recovery VI, LLC*** | Assistant Treasurer | 9/13 - 11/13 | |
Asset Recovery XII, LLC*** | Assistant Treasurer | 3/13 - 11/13 | |
Jill Gill | MBSC Securities Corporation++ | Vice President | 6/07 – Present |
The Bank of New York Mellon*** | Vice President | 7/08 – Present | |
BNY Mellon, National Association+ | Vice President | 7/08 - Present | |
Tracy A. Hopkins Vice President - Cash Strategies | MBSC Securities Corporation++ | Executive Vice President | 2/14 – Present |
Anthony Mayo | MBSC Securities Corporation++ | Chief Technology Officer | 4/14 – Present |
Kathleen Geis | BNY Mellon International Operations (India) Private Limited | Director | 5/05 - Present |
BNY Mellon, National Association+ | Managing Director | 7/09 – 10/14 | |
Albridge Solutions, Inc. | Managing Director | 7/11 - Present | |
BNY Mellon Distributors Holdings, Inc. # | Vice President - | 7/11 - Present | |
BNY Mellon Investment Management Services LLC # | Vice President - | 10/11 - Present | |
BNY Mellon Investment | Vice President - | 7/11 - Present | |
BNY Mellon Performance & Risk Analytics, LLC+ | Vice President - | 7/11 - Present | |
BNY Mellon Trust Company of Illinois ***** | Vice President - | 7/11 - Present | |
BNY Mellon Trust of Delaware# | Vice President - | 7/11 - Present | |
CenterSquare Investment Management Holdings, Inc.+++ | Vice President - | 10/12 – Present | |
Name and Position | Other Businesses | Position Held | Dates |
Eagle Investment Systems LLC^^^^ | Vice President - | 7/11 – Present | |
Ivy Asset Management LLC+ | Vice President - | 7/11 – Present | |
MBSC Securities Corporation++ | Vice President - | 7/11 – Present | |
Mellon Capital Management Corporation** | Vice President - | 7/11 – Present | |
Mellon Financial Services Corporation #1+ | Vice President - | 7/11 – Present | |
Mellon Holdings LLC++ | Vice President - | 7/11 – Present | |
Pareto New York LLC ++ | Vice President - | 7/11 – Present | |
SourceNet Solutions, Inc. + | Vice President - | 7/11 – 5/13 | |
Technology Services Group, Inc.^^^^^ | Vice President - | 7/11 – Present | |
Tennessee Processing Center LLC^^^^^ | Vice President - | 7/11 - Present | |
The Bank of New York Mellon Trust Company, National Association+ | Vice President - | 7/11 - Present | |
Alcentra US, Inc.†††† | Vice President - | 7/11 - Present | |
BNY Mellon Capital Markets LLC^^^^^ | Vice President - | 7/11 - Present | |
Pershing LLC### | Vice President - | 7/11 - Present | |
The Bank of New York Mellon+ | Managing Director | 7/09 - Present | |
MBNA Institutional PA Services, LLC+ | Managing Director | 7/09 – 10/14 | |
Claudine Orloski | Dreyfus Service Organization++ | Vice President – Tax | 8/14 – Present |
MBSC Securities Corporation++ | Vice President – Tax | 2/12 - Present |
Name and Position | Other Businesses | Position Held | Dates |
Asset Recovery II, LLC*** | Assistant Treasurer | 9/11 - Present | |
Asset Recovery III, LLC*** | Assistant Treasurer | 9/11 – 3/15 | |
Asset Recovery IV, LLC*** | Assistant Treasurer | 9/11 – Present | |
Asset Recovery IX, LLC*** | Assistant Treasurer | 2/11 – 3/15 | |
Asset Recovery V, LLC*** | Assistant Treasurer | 9/11 – Present | |
Asset Recovery VII, LLC*** | Assistant Treasurer | 2/11 – 3/15 | |
Asset Recovery X, LLC*** | Assistant Treasurer | 2/11 – 3/15 | |
Asset Recovery XIII, LLC*** | Assistant Treasurer | 3/11 – Present | |
Asset Recovery XIV, LLC*** | Assistant Treasurer | 3/11 – Present | |
Asset Recovery XIX, LLC*** | Assistant Treasurer | 7/11 – Present | |
Asset Recovery XV, LLC*** | Assistant Treasurer | 3/11 – 3/15 | |
Asset Recovery XVI, LLC*** | Assistant Treasurer | 3/11 – Present | |
Asset Recovery XVII, LLC*** | Assistant Treasurer | 3/11 – 3/15 | |
Asset Recovery XVIII, LLC*** | Assistant Treasurer | 7/11 – 3/15 | |
Asset Recovery XX, LLC*** | Assistant Treasurer | 7/11 – Present | |
Asset Recovery XXI, LLC*** | Assistant Treasurer | 7/11 – 3/15 | |
Asset Recovery XXII, LLC*** | Assistant Treasurer | 7/11 – Present | |
Asset Recovery XXIII, LLC*** | Assistant Treasurer | 7/11 – Present | |
BNY Mellon Investments CTA, LLC* | Assistant Treasurer | 9/13 – Present | |
BNY Mellon Trust of Delaware# | Assistant Treasurer | 11/11 – Present | |
Mellon Hedge Advisors, LLC* | Assistant Treasurer | 10/11 – Present | |
Mellon Holdings LLC++ | Assistant Treasurer | 12/11 – Present | |
MUNB Loan Holdings, LLC*** | Assistant Treasurer | 10/11 – Present | |
484 Wall Capital Management LLC | Assistant Treasurer -Tax | 10/13 – Present | |
Airlease Incorporated††† | Assistant Treasurer -Tax | 7/11 – Present |
Name and Position | Other Businesses | Position Held | Dates |
Albridge Solutions, Inc.†††† | Assistant Treasurer -Tax | 6/11 – Present | |
Alcentra NY, LLC++ | Assistant Treasurer -Tax | 10/12 – Present | |
Alcentra US, Inc.†††† | Assistant Treasurer -Tax | 10/11 – Present | |
Allomon Corporation† | Assistant Treasurer -Tax | 5/12 – Present | |
Alternative Holdings I, LLC*** | Assistant Treasurer -Tax | 1/13 – Present | |
Alternative Holdings II, LLC*** | Assistant Treasurer -Tax | 1/13 – Present | |
AP Residential Realty, Inc.††††† | Assistant Treasurer -Tax | 8/11 – Present | |
APT Holdings Corporation# | Assistant Treasurer -Tax | 12/11 – Present | |
AURORA-IRE, INC.††† | Assistant Treasurer -Tax | 7/11 – Present | |
B.N.Y. Holdings (Delaware) Corporation# | Assistant Treasurer -Tax | 4/12 – Present | |
BNY Administrative Services LLC*** | Assistant Treasurer –Tax | 12/11 – Present | |
BNY Alcentra Group Holdings, | Assistant Treasurer –Tax | 3/13 – Present | |
BNY Capital Corporation*** | Assistant Treasurer –Tax | 11/11 – Present | |
BNY Capital Funding LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Capital Markets Holdings, Inc.*** | Assistant Treasurer –Tax | 11/11 – Present | |
BNY Capital Resources | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Cargo Holdings LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Catair LLC††† | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Falcon Three Holding Corp.*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Foreign Holdings, Inc.*** | Assistant Treasurer –Tax | 9/11 – Present | |
BNY Gator LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Hitchcock Holdings LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Housing I Corp.††† | Assistant Treasurer –Tax | 7/11 – Present | |
Name and Position | Other Businesses | Position Held | Dates |
BNY Housing II LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Investment Strategy and Solutions Group LLC* | Assistant Treasurer –Tax | 6/15 – Present | |
BNY Investment Management Services LLC# | Assistant Treasurer –Tax | 10/11 – Present | |
BNY ITC Leasing, LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Lease Equities (Cap Funding) LLC######## | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Lease Holdings LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Lease Partners LLC*** | Assistant Treasurer –Tax | 9/11 – Present | |
BNY Leasing Edge Corporation*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Mellon Alternative Investments Holdings LLC*** | Assistant Treasurer –Tax | 10/13 – Present | |
BNY Mellon Capital Markets, | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Mellon Clearing Holding Company, LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Mellon Clearing, LLC*** | Assistant Treasurer –Tax | 6/11 – Present | |
BNY Mellon Community Development Corporation^^^^^ | Assistant Treasurer –Tax | 10/11 – Present | |
BNY Mellon Distributors Holdings | Assistant Treasurer –Tax | 7/12 – Present | |
BNY Mellon Fixed Income Securities, LLC*** | Assistant Treasurer –Tax | 8/12 – Present | |
BNY Mellon Investment Servicing (US) Inc.# | Assistant Treasurer –Tax | 3/11 – Present | |
BNY Mellon Investment Servicing Trust Company# | Assistant Treasurer –Tax | 3/11 – Present | |
BNY Mellon Performance & Risk Analytics, Inc. (US)^^^^^^ | Assistant Treasurer –Tax | 10/11 – Present | |
BNY Mellon Performance & Risk Analytics, LLC+ | Assistant Treasurer –Tax | 7/11 – Present | |
Name and Position | Other Businesses | Position Held | Dates |
BNY Mellon Transition Management Advisors, LLC** | Assistant Treasurer –Tax | 5/13 – Present | |
BNY Mellon Trust Company of | Assistant Treasurer –Tax | 3/11 – Present | |
BNY Mezzanine Funding LLC****** | Assistant Treasurer –Tax | 6/11 – Present | |
BNY Mezzanine Holdings LLC****** | Assistant Treasurer –Tax | 5/11 – Present | |
BNY Mezzanine Non NY Funding | Assistant Treasurer –Tax | 6/11 – Present | |
BNY Mezzanine NY Funding LLC****** | Assistant Treasurer –Tax | 6/11 – Present | |
BNY Partnership Funding LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Rail Maintenance LLC*** | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Real Estate Holdings LLC*** | Assistant Treasurer –Tax | 4/11 – Present | |
BNY Recap I, LLC# | Assistant Treasurer –Tax | 11/11 – Present | |
BNY Salvage Inc.*** | Assistant Treasurer –Tax | 3/11 – Present | |
BNY Waterworks, Inc.††† | Assistant Treasurer –Tax | 7/11 – Present | |
BNY Wings, Inc.††† | Assistant Treasurer –Tax | 7/11 – Present | |
BNY XYZ Holdings LLC*** | Assistant Treasurer –Tax | 5/11 – Present | |
BNYM CSIM Funding LLC+++ | Assistant Treasurer –Tax | 7/14 – Present | |
BNYM GIS Funding I LLC*** | Assistant Treasurer –Tax | 6/12 – Present | |
BNYM GIS Funding III LLC*** | Assistant Treasurer –Tax | 6/12 – Present | |
Amherst Capital Management LLC*** | Assistant Treasurer –Tax | 11/14 – Present | |
BNYM RECAP Holdings, LLC*** | Assistant Treasurer –Tax | 11/14 – Present | |
BNY-N.J. I Corp.*** | Assistant Treasurer –Tax | 4/11 – Present | |
BNY-N.J. II Corp.*** | Assistant Treasurer –Tax | 4/11 – Present | |
Boston Safe Deposit Finance Company, Inc.* | Assistant Treasurer –Tax | 7/11 – Present | |
Name and Position | Other Businesses | Position Held | Dates |
CenterSquare Investment Management Holdings, Inc.+++ | Assistant Treasurer –Tax | 2/13 – Present | |
CenterSquare Investment Management, Inc.+++ | Assistant Treasurer –Tax | 2/13 – Present | |
Coates Holding LLC# | Assistant Treasurer – Tax | 3/15 - Present | |
Colson Services Corp.^ | Assistant Treasurer –Tax | 2/11 – Present | |
Cutwater Asset Management Corp. +++++ | Assistant Treasurer – Tax | 1/15 - Present | |
Cutwater Holdings LLC +++++ | Assistant Treasurer – Tax | 1//15 - Present | |
Cutwater Investor Services Corp. +++++ | Assistant Treasurer - Tax | 1/15 - Present | |
EACM Advisors LLC^^ | Assistant Treasurer –Tax | 4/14 – Present | |
Eagle Access LLC^^^ | Assistant Treasurer –Tax | 1/12 – Present | |
Eagle Investment Systems LLC^^^^ | Assistant Treasurer –Tax | 1/12 – Present | |
ECM DE, LLC*** | Assistant Treasurer –Tax | 3/11 – Present | |
GIS Holdings (International) Inc.# | Assistant Treasurer –Tax | 4/12 – 12/14 | |
Hamilton Floating Rate Fund Holdings, LLC*** | Assistant Treasurer –Tax | 5/11 – Present | |
HedgeMark International, LLC## | Assistant Treasurer –Tax | 5/14 – Present | |
iNautix (USA) LLC### | Assistant Treasurer –Tax | 7/12 – Present | |
IRE-1, Inc.††† | Assistant Treasurer –Tax | 7/11 – Present | |
IRE-AC, Inc.††† | Assistant Treasurer –Tax | 7/11 – Present | |
IRE-BC, Inc.††† | Assistant Treasurer –Tax | 7/11 – Present | |
IRE-SB, Inc.††† | Assistant Treasurer –Tax | 7/11 – Present | |
Island Waterworks, Inc.††† | Assistant Treasurer –Tax | 7/11 – Present | |
ITCMED, Inc.*** | Assistant Treasurer –Tax | 6/11 – 5/15 | |
JRHC 1998A LLC#### | Assistant Treasurer –Tax | 12/11 – Present |
Name and Position | Other Businesses | Position Held | Dates |
Lease Equities (Texas) Corporation##### | Assistant Treasurer –Tax | 7/11 – Present | |
Lockwood Advisors, Inc.###### | Assistant Treasurer –Tax | 3/11 – Present | |
Lockwood Solutions, Inc.###### | Assistant Treasurer –Tax | 3/11 – Present | |
Madison Pershing LLC### | Assistant Treasurer –Tax | 4/11 – Present | |
MAM (MA) Holding Trust* | Assistant Treasurer –Tax | 8/11 – Present | |
MBC Investments Corporation# | Assistant Treasurer –Tax | 11/11 – Present | |
MBNA Institutional PA Services | Assistant Treasurer –Tax | 7/12 – Present | |
MBNA PW PA Services LLC+ | Assistant Treasurer –Tax | 7/12 – Present | |
MCDI (Holdings) LLC*** | Assistant Treasurer –Tax | 8/11 – Present | |
MELDEL Leasing Corporation Number 2, Inc.# | Assistant Treasurer –Tax | 8/11 – Present | |
Mellon Capital Management Corporation** | Assistant Treasurer –Tax | 10/13 – Present | |
Mellon EFT Services | Assistant Treasurer –Tax | 2/11 – Present | |
Mellon Financial Services Corporation #1+ | Assistant Treasurer –Tax | 7/11 – Present | |
Mellon Financial Services Corporation #4+ | Assistant Treasurer –Tax | 12/11 – Present | |
Mellon Funding Corporation+ | Assistant Treasurer –Tax | 12/11 – Present | |
Mellon Global Investing Corp.+ | Assistant Treasurer –Tax | 5/11 – Present | |
Mellon International Leasing | Assistant Treasurer –Tax | 7/11 – Present | |
Mellon Leasing Corporation+ | Assistant Treasurer –Tax | 9/11 – Present | |
Mellon Life Insurance Company+ | Assistant Treasurer –Tax | 10/12 – Present | |
Mellon Overseas Investment Corporation*** | Assistant Treasurer –Tax | 11/11 – Present | |
Mellon Properties Company**** | Assistant Treasurer –Tax | 8/12 – Present |
Name and Position | Other Businesses | Position Held | Dates |
Mellon Residential Funding Corporation**** | Assistant Treasurer –Tax | 4/14 – Present | |
National Residential Assets Corp.*** | Assistant Treasurer –Tax | 4/12 – Present | |
New GSM Holding Corporation^^^^ | Assistant Treasurer –Tax | 7/11 – Present | |
Newton Capital Management LLC*** | Assistant Treasurer –Tax | 10/11 – Present | |
Northern Waterworks, Inc.††† | Assistant Treasurer –Tax | 7/11 – Present | |
NY CRE Asset Holdings II, LLC*** | Assistant Treasurer –Tax | 1/12 – Present | |
NY CRE Asset Holdings, LLC*** | Assistant Treasurer –Tax | 1/12 – Present | |
One Wall Street Corporation*** | Assistant Treasurer –Tax | 11/11 – Present | |
Pareto New York LLC++ | Assistant Treasurer –Tax | 11/11 – Present | |
PAS Holdings LLC*** | Assistant Treasurer –Tax | 6/11 – Present | |
Pershing Advisor Solutions LLC### | Assistant Treasurer –Tax | 6/11 – Present | |
Pershing Group LLC### | Assistant Treasurer –Tax | 4/11 – Present | |
Pershing Investments LLC*** | Assistant Treasurer –Tax | 2/11 – Present | |
Pershing LLC### | Assistant Treasurer –Tax | 4/11 – Present | |
PFS Holdings, LLC*** | Assistant Treasurer –Tax | 1/12 – Present | |
Standish Mellon Asset Management Company LLC | Assistant Treasurer –Tax | 11/14 - Present | |
Stanwich Insurance Agency, Inc.*** | Assistant Treasurer –Tax | 12/11 – Present | |
TBC Securities Co., Inc.* | Assistant Treasurer –Tax | 7/11 – Present | |
TBCAM, LLC* | Assistant Treasurer –Tax | 10/13 – Present | |
Technology Services Group, | Assistant Treasurer –Tax | 5/11 – Present | |
Tennessee Processing Center LLC^^^^^ | Assistant Treasurer –Tax | 9/11 – Present | |
The Bank of New York Consumer Leasing Corporation*** | Assistant Treasurer –Tax | 5/11 – Present | |
Name and Position | Other Businesses | Position Held | Dates |
The Bank of New York Mellon Trust Company, National Association+ | Assistant Treasurer | 10/13 - Present | |
The Boston Company Asset Management, LLC* | Assistant Treasurer –Tax | 6/11 – Present | |
USPLP, Inc.*** | Assistant Treasurer –Tax | 10/11 – Present | |
BNY Mellon Investment Management Holdings LLC# | Assistant Vice President –Tax | 12/12 – Present | |
BNY Aurora Holding Corp.*** | Vice President | 10/11 – Present | |
Agency Brokerage Holding LLC*** | Vice President –Tax | 2/11 – Present | |
MBSC Securities Corporation++ | Vice President –Tax | 2/12 – Present | |
James Bitetto | The Dreyfus Family of Funds++ | Vice President and Assistant Secretary | 8/05 - Present |
MBSC Securities Corporation++ | Assistant Secretary | 6/07 - Present | |
Dreyfus Service Organization, Inc.++ | Secretary | 8/05 - Present |
* | The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108. |
** | The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94105. |
*** | The address of the business so indicated is One Wall Street, New York, New York 10286. |
**** | The address of the business so indicated is 3601 N. I-10 Service Road, Suite 102, Metairie, LA 70002. |
***** | The address of the business so indicated is 2 North LaSalle Street, Suite 1020, Chicago, IL, 60602 |
****** | The address of the business so indicated is 445 Park Avenue, 12th Floor, New York, NY, 10022 |
+ | The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258. |
++ | The address of the business so indicated is 200 Park Avenue, New York, New York 10166. |
+++ | The address of the business so indicated is 630 West Germantown Pike, Suite 300, Plymouth Meeting, PA, 19462 |
++++ | The address of the business so indicated is 500 Grant Street, Pittsburgh, PA 15258 |
+++++ | The address of the business so indicated is 113 King Street, Armonk, NY 10504 |
† | The address of the business so indicated is Two Mellon Center, Suite 329, Pittsburgh, PA 15259. |
††† | The address of the business so indicated is 100 White Clay Center, Newark, DE 19711. |
††† | The address of the business so indicated is 1633 Broadway, New York, NY, 10019 |
†††† | The address of the business so indicated is 10877 Wilshire Blvd, #1550, Los Angeles, CA, 90024 |
††††† | The address of the business so indicated is 1735 Market Street, Philadelphia, PA, 19103 |
†††††† | The address of the business so indicated is 10 Gresham Street, London, EC2V 7JD |
^ | The address of the business so indicated is 4 New York Plaza, New York, NY, 10004 |
^^ | The address of the business so indicated is 200 Connecticut Avenue, Norwalk, CT, 06854-1940 | |||
^^^ | The address of the business so indicated is One Wells Avenue, Newton, MA, 02459 | |||
^^^^ | The address of the business so indicated is 65 LaSalle Road, Suite 305, West Hartford, CT, 06107 | |||
^^^^^ | The address of the business so indicated is 101 Barclay Street, 3rd Floor, New York, NY, 10286 | |||
^^^^^^ | The address of the business so indicated is 1313 Broadway Plaza, Tacoma, WA, 98402 | |||
# | The address of the business so indicated is 301 Bellevue Parkway, Wilmington, DE, 19809 | |||
## | The address of the business so indicated is 780, Third Avenue, 44th Floor, New York, NY, 10017 | |||
### | The address of the business so indicated is One Pershing Plaza, Jersey City, NJ, 07399 | |||
#### | The address of the business so indicated is 601 Travis Street, 17th Floor, Houston, TX, 77002 | |||
##### | The address of the business so indicated is 1201 Louisiana, Suite 3160, Houston, TX, 77002 | |||
###### | The address of the business so indicated is 760 Moore Road, King of Prussia, PA, 19406-1212 | |||
####### | The address of the business so indicated is 8400 E. Prentice Ave, Greenwood Village, CO, 80111 | |||
######## | The address of the business so indicated is 1290 Avenue of the Americas, New York, NY, 10104 | |||
Item 32. Principal Underwriters | ||||
(a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor: | ||||
1. | Advantage Funds, Inc. | |||
2. | BNY Mellon Absolute Insight Funds, Inc. | |||
3. | BNY Mellon Funds Trust | |||
4. | CitizensSelect Funds | |||
5. | Dreyfus Appreciation Fund, Inc. | |||
6. | Dreyfus BASIC Money Market Fund, Inc. | |||
7. | Dreyfus BNY Mellon Funds, Inc. | |||
8. | Dreyfus Bond Funds, Inc. | |||
9. | Dreyfus Cash Management | |||
10. | Dreyfus Funds, Inc. | |||
11. | The Dreyfus Fund Incorporated | |||
12. | Dreyfus Government Cash Management Funds | |||
13. | Dreyfus Growth and Income Fund, Inc. | |||
14. | Dreyfus Index Funds, Inc. | |||
15. | Dreyfus Institutional Cash Advantage Funds | |||
16. | Dreyfus Institutional Preferred Money Market Funds | |||
17. | Dreyfus Institutional Reserves Funds | |||
18. | Dreyfus Intermediate Municipal Bond Fund, Inc. | |||
19. | Dreyfus International Funds, Inc. | |||
20. | Dreyfus Investment Funds | |||
21. | Dreyfus Investment Grade Funds, Inc. | |||
22. | Dreyfus Investment Portfolios | |||
23. | The Dreyfus/Laurel Funds, Inc. | |||
24. | The Dreyfus/Laurel Funds Trust | |||
25. | Dreyfus Liquid Assets, Inc. | |||
26. | Dreyfus Manager Funds I | |||
27. | Dreyfus Manager Funds II | |||
28. | Dreyfus Midcap Index Fund, Inc. | |||
29. | Dreyfus Municipal Bond Opportunity Fund | |||
30. | Dreyfus Municipal Cash Management Plus | |||
31. | Dreyfus Municipal Funds, Inc. |
32. | Dreyfus New Jersey Municipal Bond Fund, Inc. |
33. | Dreyfus New York AMT-Free Municipal Bond Fund |
34. | Dreyfus New York Municipal Cash Management |
35. | Dreyfus New York Tax Exempt Bond Fund, Inc. |
36. | Dreyfus Opportunity Funds |
37. | Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc. |
38. | Dreyfus Premier GNMA Fund, Inc. |
39. | Dreyfus Premier Investment Funds, Inc. |
40. | Dreyfus Premier Short-Intermediate Municipal Bond Fund |
41. | Dreyfus Premier Worldwide Growth Fund, Inc. |
42. | Dreyfus Research Growth Fund, Inc. |
43. | Dreyfus State Municipal Bond Funds |
44. | Dreyfus Stock Funds |
45. | Dreyfus Short Duration Bond Fund |
46. | The Dreyfus Socially Responsible Growth Fund, Inc. |
47. | Dreyfus Stock Index Fund, Inc. |
48. | Dreyfus Tax Exempt Cash Management Funds |
49. | The Dreyfus Third Century Fund, Inc. |
50. | Dreyfus Treasury & Agency Cash Management |
51. | Dreyfus Treasury Prime Cash Management |
52. | Dreyfus U.S. Treasury Intermediate Term Fund |
53. | Dreyfus U.S. Treasury Long Term Fund |
54. | Dreyfus Variable Investment Fund |
55. | General California Municipal Money Market Fund |
56. | General Government Securities Money Market Funds, Inc. |
57. | General Money Market Fund, Inc. |
58. | General Municipal Money Market Funds, Inc. |
59. | General New Jersey Municipal Money Market Fund, Inc. |
60. | General New York AMT-Free Municipal Money Market Fund |
61. | Strategic Funds, Inc. |
(b) | ||
Name and principal | Positions and offices with the Distributor | Positions and Officeswith Registrant |
Kenneth Bradle** | President and Director | None |
J. Charles Cardona* | Chairman of the Board and Co-Head | Executive Vice President (Money Market Funds Only) |
Sue Ann Cormack† | Executive Vice President | None |
Diane P. Durnin††† | Executive Vice President | None |
Tracy Hopkins* | Executive Vice President | None |
William H. Maresca** | Executive Vice President and Director | None |
Kimberly M. Mustin††† | Chief Executive Officer and Director | None |
Paul D. Nobile††† | Executive Vice President | None |
Christopher D. O'Connor††† | Executive Vice President | None |
Irene Papadoulis** | Executive Vice President | None |
Matthew Perrone***** | Executive Vice President | None |
Cheryl M. Pipia††† | Executive Vice President | None |
Bradley J. Skapyak* | Executive Vice President | President |
(b) | ||
Name and principal | Positions and offices with the Distributor | Positions and Officeswith Registrant |
Bill E. Sappington* | Executive Vice President and Director | None |
Brie A. Steingarten* | Chief Legal Officer and Secretary | None |
Eric P. Cola* | Senior Vice President | None |
Mercedes Katz** | Senior Vice President | None |
Joseph W. Connolly* | Chief Compliance Officer (Investment Advisory Business) | Chief Compliance Officer |
Jaynthi Gandhi††† | Chief Compliance Officer (Broker-Dealer Business) | None |
Katherine M. Scott* | Chief Risk Officer | None |
Anthony Mayo* | Chief Technology Officer | None |
Maria Georgopoulos* | Vice President – Facilities Management | None |
Stewart Rosen* | Vice President – Facilities Management | None |
Karin L. Waldmann** | Privacy Officer | None |
Charles Doumar††† | Vice President – Tax | None |
Timothy I. Barrett** | Vice President | None |
Jill Gill* | Vice President | None |
Kathleen Geis†† | Vice President | None |
Joseph R. Kane*** | Vice President – Tax | None |
Donna M. Impagliazzo** | Vice President – Compliance | None |
Carla R. Wanzer** | Vice President | None |
Claudine Orloski*** | Vice President – Tax | None |
John Shea††† | Vice President – Finance | None |
Christopher A. Stallone** | Vice President | None |
Susan Verbil**** | Vice President – Finance | None |
William Verity**** | Vice President – Finance | None |
James Windels***** | Vice President | Treasurer |
Ronny Santos* | Assistant Vice President | None |
James Bitetto* | Assistant Secretary | Vice President and |
Audrey Edwards*** | Assistant Secretary | None |
Susan K. Maroni*** | Assistant Secretary | None |
Cristina Rice*** | Assistant Secretary | None |
Victor R. Siclari*** | Assistant Secretary | None |
* | Principal business address is 200 Park Avenue, New York, NY 10166. |
** | Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144. |
*** | Principal business address is BNY Mellon Center, 500 Grant Street, Pittsburgh, PA 15258. |
**** | Principal business address is 101 Barclay Street, New York 10286. |
***** | Principal business address is 2 Hanson Place, Brooklyn, New York 11217 |
† | Principal business address is 201 Columbine Street, Suite 200, Denver, CO 80206 |
†† | Principal business address is 525 William Penn Place, Pittsburgh, PA 15259 |
††† | Principal business address is 225 Liberty Street, New York, NY 10286 |
Item 33. Location of Accounts and Records
1. The Bank of New York Mellon
225 Liberty Street
New York, New York 10286
2. The Bank of New York Mellon
One Mellon Bank Center
Pittsburgh, Pennsylvania 15258
3. BNY Mellon Investment Servicing (US), Inc.
4400 Computer Drive
Westborough, MA 01581
4. The Dreyfus Corporation
200 Park Avenue
New York, New York 10166
5. The Dreyfus Corporation
2 Hanson Place
Brooklyn, New York 11217
Item 34. Management Services
Not Applicable
Item 35. Undertakings
None
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant, Dreyfus State Municipal Bond Funds has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 1st day of March 2016.
Dreyfus State Municipal Bond Funds
BY: | /s/ Bradley J. Skapyak* |
Bradley J. Skapyak, PRESIDENT |
Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
Signatures | Title | Date | ||
/s/ Bradley J. Skapyak* | President (Principal Executive Officer) | 03/01/16 | ||
Bradley J. Skapyak | ||||
/s/ James Windels* | Treasurer (Principal Financial | 03/01/16 | ||
James Windels | ||||
/s/ Joseph S. DiMartino* | Chairman of the Board | 03/01/16 | ||
Joseph S. DiMartino | ||||
/s/ Francine J. Bovich* | Board Member | 03/01/16 | ||
Francine J. Bovich | ||||
/s/ Peggy C. Davis* | Board Member | 03/01/16 | ||
Peggy C. Davis | ||||
/s/ Diane Dunst* | Board Member | 03/01/16 | ||
Diane Dunst | ||||
/s/ Robin A. Melvin* | Board Member | 03/01/16 | ||
Robin A. Melvin | ||||
/s/ Nathan Leventhal* | Board Member | 03/01/16 | ||
Nathan Leventhal |
*BY: | /s/ Joni L. Charatan |
Joni L. Charatan |
INDEX OF EXHIBITS
Exhibits
(n)(iii) | Rule 18f-3 Plan, Amended as of March 1, 2016 |