Revolving Credit CUSIP Number:
Term Loan CUSIP Number:
INTERNATIONAL” NEW YORK BRANCH,
as Administrative Agent
BANC OF AMERICA SECURITIES LLC,
and
MORGAN STANLEY SENIOR FUNDING, INC.,
Page | ||||||
ARTICLE I | ||||||
DEFINITIONS | ||||||
SECTION 1.1. | Definitions | 1 | ||||
SECTION 1.2. | Other Definitions and Provisions | 26 | ||||
SECTION 1.3. | Accounting Terms | 27 | ||||
SECTION 1.4. | UCC Terms | 27 | ||||
SECTION 1.5. | Rounding | 27 | ||||
SECTION 1.6. | References to Agreement and Laws | 27 | ||||
SECTION 1.7. | Times of Day | 27 | ||||
SECTION 1.8. | Letter of Credit Amounts | 27 | ||||
ARTICLE II | ||||||
REVOLVING CREDIT FACILITY | ||||||
SECTION 2.1. | Revolving Credit Loans | 28 | ||||
SECTION 2.2. | Swingline Loans | 28 | ||||
SECTION 2.3. | Procedure for Advances of Revolving Credit and Swingline Loans | 30 | ||||
SECTION 2.4. | Repayment of Revolving Credit and Swingline Loans | 31 | ||||
SECTION 2.5. | Permanent Reduction of the Revolving Credit Commitment | 32 | ||||
SECTION 2.6. | Termination of Revolving Credit Facility | 33 | ||||
ARTICLE III | ||||||
LETTER OF CREDIT FACILITY | ||||||
SECTION 3.1. | L/C Commitment | 33 | ||||
SECTION 3.2. | Procedure for Issuance of Letters of Credit | 34 | ||||
SECTION 3.3. | Commissions and Other Charges | 35 | ||||
SECTION 3.4. | L/C Participations | 35 | ||||
SECTION 3.5. | Reimbursement Obligation of the Borrower | 36 | ||||
SECTION 3.6. | Obligations Absolute | 37 | ||||
SECTION 3.7. | Effect of Application | 37 |
i
Page | ||||||
ARTICLE IV | ||||||
TERM LOAN FACILITY | ||||||
SECTION 4.1. | Term Loan | 37 | ||||
SECTION 4.2. | Procedure for Advance of Term Loan | 37 | ||||
SECTION 4.3. | Repayment of Term Loan | 38 | ||||
SECTION 4.4. | Prepayment of Term Loans | 39 | ||||
ARTICLE V | ||||||
GENERAL LOAN PROVISIONS | ||||||
SECTION 5.1. | Interest | 41 | ||||
SECTION 5.2. | Notice and Manner of Conversion or Continuation of Loans | 43 | ||||
SECTION 5.3. | Fees | 44 | ||||
SECTION 5.4. | Manner of Payment | 44 | ||||
SECTION 5.5. | Evidence of Debt | 45 | ||||
SECTION 5.6. | Adjustments | 45 | ||||
SECTION 5.7. | Obligations of Lenders | 46 | ||||
SECTION 5.8. | Changed Circumstances | 47 | ||||
SECTION 5.9. | Indemnity | 48 | ||||
SECTION 5.10. | Increased Costs | 48 | ||||
SECTION 5.11. | Taxes | 49 | ||||
SECTION 5.12. | Replacement of Lenders | 53 | ||||
SECTION 5.13. | Security | 54 | ||||
SECTION 5.14. | Defaulting Lenders | 54 | ||||
ARTICLE VI | ||||||
CLOSING; CONDITIONS OF CLOSING AND BORROWING | ||||||
SECTION 6.1. | Conditions to Closing and Initial Extensions of Credit | 56 | ||||
SECTION 6.2. | Conditions to All Extensions of Credit | 60 | ||||
ARTICLE VII | ||||||
REPRESENTATIONS AND WARRANTIES OF THE BORROWER | ||||||
SECTION 7.1. | Representations and Warranties | 61 | ||||
SECTION 7.2. | Survival of Representations and Warranties, Etc. | 69 |
ii
Page | ||||||
ARTICLE VIII | ||||||
FINANCIAL INFORMATION AND NOTICES | ||||||
SECTION 8.1. | Financial Statements and Projections | 69 | ||||
SECTION 8.2. | Officer’s Compliance Certificate | 70 | ||||
SECTION 8.3. | Annual Accountants’ Certificate | 70 | ||||
SECTION 8.4. | Other Reports | 70 | ||||
SECTION 8.5. | Notice of Litigation and Other Matters | 71 | ||||
SECTION 8.6. | Extension of Time | 72 | ||||
SECTION 8.7. | Accuracy of Information | 72 | ||||
SECTION 8.8. | Public/Private Designation for Borrower Materials | 72 | ||||
SECTION 8.9. | Documentation Delivery Requirements | 72 | ||||
ARTICLE IX | ||||||
AFFIRMATIVE COVENANTS | ||||||
SECTION 9.1. | Preservation of Corporate Existence and Related Matters | 73 | ||||
SECTION 9.2. | Maintenance of Property | 73 | ||||
SECTION 9.3. | Insurance | 73 | ||||
SECTION 9.4. | Accounting Methods and Financial Records | 74 | ||||
SECTION 9.5. | Compliance With Laws and Approvals | 74 | ||||
SECTION 9.6. | Environmental Laws | 74 | ||||
SECTION 9.7. | Compliance with ERISA | 74 | ||||
SECTION 9.8. | Visits and Inspections | 75 | ||||
SECTION 9.9. | Additional Subsidiaries | 75 | ||||
SECTION 9.10. | Use of Proceeds | 77 | ||||
SECTION 9.11. | Payment of Taxes and Other Obligations | 77 | ||||
SECTION 9.12. | Further Assurances | 77 | ||||
ARTICLE X | ||||||
FINANCIAL COVENANTS | ||||||
SECTION 10.1. | Maximum Leverage Ratio | 78 | ||||
SECTION 10.2. | Minimum Fixed Charge Coverage Ratio | 78 | ||||
SECTION 10.3. | Maximum Capital Expenditures | 79 |
iii
Page | ||||||
ARTICLE XI | ||||||
NEGATIVE COVENANTS | ||||||
SECTION 11.1. | Limitations on Debt | 79 | ||||
SECTION 11.2. | Limitations on Liens | 81 | ||||
SECTION 11.3. | Limitations on Loans, Advances, Investments and Acquisitions | 83 | ||||
SECTION 11.4. | Limitations on Mergers and Liquidation | 86 | ||||
SECTION 11.5. | Limitations on Sale of Assets | 87 | ||||
SECTION 11.6. | Limitations on Dividends and Distributions | 87 | ||||
SECTION 11.7. | Limitations on Exchange and Issuance of Capital Stock | 88 | ||||
SECTION 11.8. | Transactions with Affiliates | 88 | ||||
SECTION 11.9. | Certain Accounting Changes; Organizational Documents | 89 | ||||
SECTION 11.10. | Amendments; Payments and Prepayments of Subordinated Debt and Permitted Senior Notes | 89 | ||||
SECTION 11.11. | Restrictive Agreements | 90 | ||||
SECTION 11.12. | Nature of Business | 90 | ||||
SECTION 11.13. | Impairment of Security Interests | 90 | ||||
ARTICLE XII | ||||||
DEFAULT AND REMEDIES | ||||||
SECTION 12.1. | Events of Default | 91 | ||||
SECTION 12.2. | Remedies | 94 | ||||
SECTION 12.3. | Rights and Remedies Cumulative; Non-Waiver; etc. | 95 | ||||
SECTION 12.4. | Crediting of Payments and Proceeds | 95 | ||||
SECTION 12.5. | Administrative Agent May File Proofs of Claim | 96 | ||||
ARTICLE XIII | ||||||
THE ADMINISTRATIVE AGENT | ||||||
SECTION 13.1. | Appointment and Authority | 97 | ||||
SECTION 13.2. | Rights as a Lender | 97 | ||||
SECTION 13.3. | Exculpatory Provisions | 97 | ||||
SECTION 13.4. | Reliance by the Administrative Agent | 98 | ||||
SECTION 13.5. | Delegation of Duties | 99 | ||||
SECTION 13.6. | Resignation of Administrative Agent | 99 | ||||
SECTION 13.7. | Non-Reliance on Administrative Agent and Other Lenders | 100 |
iv
Page | ||||||
SECTION 13.8. | No Other Duties, etc. | 100 | ||||
SECTION 13.9. | Collateral and Guaranty Matters | 100 | ||||
SECTION 13.10. | Hedging Obligations | 101 | ||||
ARTICLE XIV | ||||||
MISCELLANEOUS | ||||||
SECTION 14.1. | Notices | 101 | ||||
SECTION 14.2. | Expenses; Indemnity | 103 | ||||
SECTION 14.3. | Right of Set-off | 105 | ||||
SECTION 14.4. | Governing Law | 105 | ||||
SECTION 14.5. | Jurisdiction and Venue | 105 | ||||
SECTION 14.6. | Waiver of Jury Trial | 106 | ||||
SECTION 14.7. | Reversal of Payments | 106 | ||||
SECTION 14.8. | Injunctive Relief | 106 | ||||
SECTION 14.9. | Accounting Matters | 106 | ||||
SECTION 14.10. | Successors and Assigns; Participations | 107 | ||||
SECTION 14.11. | Amendments, Waivers and Consents | 110 | ||||
SECTION 14.12. | Confidentiality | 112 | ||||
SECTION 14.13. | Performance of Duties | 113 | ||||
SECTION 14.14. | All Powers Coupled with Interest | 113 | ||||
SECTION 14.15. | Survival of Indemnities | 113 | ||||
SECTION 14.16. | Titles and Captions | 113 | ||||
SECTION 14.17. | Severability of Provisions | 113 | ||||
SECTION 14.18. | Counterparts; Integration; Effectiveness | 113 | ||||
SECTION 14.19. | Electronic Execution of Assignments | 114 | ||||
SECTION 14.20. | Term of Agreement | 114 | ||||
SECTION 14.21. | Advice of Counsel | 114 | ||||
SECTION 14.22. | USA Patriot Act | 114 | ||||
SECTION 14.23. | Independent Effect of Covenants | 115 |
v
EXHIBITS | ||||
Exhibit A-1 | — | Form of Revolving Credit Note | ||
Exhibit A-2 | — | Form of Swingline Note | ||
Exhibit A-3 | — | Form of Term Note | ||
Exhibit B | — | Form of Notice of Borrowing | ||
Exhibit C | — | Form of Notice of Account Designation | ||
Exhibit D | — | Form of Notice of Prepayment | ||
Exhibit E | — | Form of Notice of Conversion/Continuation | ||
Exhibit F | — | Form of Officer’s Compliance Certificate | ||
Exhibit G | — | Form of Assignment and Assumption | ||
Exhibit H | — | Form of Guaranty Agreement | ||
Exhibit I | — | Form of Collateral Agreement | ||
SCHEDULES | ||||
Schedule 1.1(a) | — | Existing Letters of Credit | ||
Schedule 1.1(b) | — | Unrestricted Subsidiaries | ||
Schedule 1.1(c) | — | Restaurant Units Held for Resale | ||
Schedule 7.1(a) | — | Jurisdictions of Organization and Qualification | ||
Schedule 7.1(b) | — | Subsidiaries and Capitalization | ||
Schedule 7.1(i) | — | ERISA Plans | ||
Schedule 7.1(t) | — | Debt and Guaranty Obligations | ||
Schedule 7.1(u) | — | Litigation | ||
Schedule 11.1(c) | — | Permitted Debt | ||
Schedule 11.2 | — | Existing Liens | ||
Schedule 11.3 | — | Existing Loans, Advances and Investments |
vi
DEFINITIONS
Commitment | ||||||||||||||
Pricing Level | Leverage Ratio | Fee | LIBOR + | Base Rate + | ||||||||||
I | Greater than or equal to 2.00 to 1.00 | 0.50 | % | 2.75 | % | 1.75 | % | |||||||
II | Greater than or equal to 1.00 to 1.00, but less than 2.00 to 1.00 | 0.50 | % | 2.50 | % | 1.50 | % | |||||||
III | Less than 1.00 to 1.00 | 0.375 | % | 2.25 | % | 1.25 | % |
2
3
4
5
6
7
8
9
10
11
12
13
LIBOR Rate = | LIBOR | |||||
1.00-Eurodollar Reserve Percentage |
14
15
16
17
18
19
20
21
22
23
24
25
26
27
REVOLVING CREDIT FACILITY
28
29
30
31
32
LETTER OF CREDIT FACILITY
33
34
35
36
TERM LOAN FACILITY
37
PRINCIPAL | TERM LOAN | |||||||||
INSTALLMENT | BALANCE | |||||||||
YEAR | PAYMENT DATE | ($) | ($) | |||||||
2010 | September 30 | $ | 2,500,000 | $ | 197,500,000 | |||||
December 31 | $ | 2,500,000 | $ | 195,000,000 | ||||||
2011 | March 31 | $ | 2,500,000 | $ | 192,500,000 | |||||
June 30 | $ | 2,500,000 | $ | 190,000,000 | ||||||
September 30 | $ | 5,000,000 | $ | 185,000,000 | ||||||
December 31 | $ | 5,000,000 | $ | 180,000,000 | ||||||
2012 | March 31 | $ | 5,000,000 | $ | 175,000,000 | |||||
June 30 | $ | 5,000,000 | $ | 170,000,000 | ||||||
September 30 | $ | 5,000,000 | $ | 165,000,000 | ||||||
December 31 | $ | 5,000,000 | $ | 160,000,000 | ||||||
2013 | March 31 | $ | 5,000,000 | $ | 155,000,000 | |||||
June 30 | $ | 5,000,000 | $ | 150,000,000 | ||||||
September 30 | $ | 7,500,000 | $ | 142,500,000 | ||||||
December 31 | $ | 7,500,000 | $ | 135,000,000 | ||||||
2014 | March 31 | $ | 7,500,000 | $ | 127,500,000 | |||||
June 30 | $ | 7,500,000 | $ | 120,000,000 | ||||||
September 30 | $ | 30,000,000 | $ | 90,000,000 | ||||||
December 31 | $ | 30,000,000 | $ | 60,000,000 |
38
PRINCIPAL | TERM LOAN | |||||||||
INSTALLMENT | BALANCE | |||||||||
YEAR | PAYMENT DATE | ($) | ($) | |||||||
2015 | March 31 | $ | 30,000,000 | $ | 30,000,000 | |||||
Term Loan Maturity Date | $ | 30,000,000 | $ | 0 |
39
40
GENERAL LOAN PROVISIONS
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
CLOSING; CONDITIONS OF CLOSING AND BORROWING
56
57
58
59
60
REPRESENTATIONS AND WARRANTIES OF THE BORROWER
61
62
63
64
65
66
67
68
FINANCIAL INFORMATION AND NOTICES
69
70
71
72
AFFIRMATIVE COVENANTS
73
74
75
76
77
FINANCIAL COVENANTS
Period | Minimum Ratio | |
Closing Date to and including July 10, 2011 | 1.35 to 1.00 | |
Thereafter | 1.50 to 1.00 |
78
NEGATIVE COVENANTS
79
80
81
82
83
84
85
86
87
88
89
90
DEFAULT AND REMEDIES
91
92
93
94
95
96
THE ADMINISTRATIVE AGENT
97
98
99
100
MISCELLANEOUS
If to the Borrower: | Jack in the Box Inc. | |
9330 Balboa Avenue | ||
San Diego, California 92123-1516 | ||
Attention: Paul D. Melancon | ||
Telephone No.: (858) 571-2248 | ||
Telecopy No.: (858) 694-1533 |
101
With copies to: | Gibson, Dunn & Crutcher LLP | |
333 South Grand Avenue | ||
Los Angeles, California 90071-3197 | ||
Attention: Linda L. Curtis | ||
Telephone No.: (213) 229-7582 | ||
Telecopy No.: (213) 229-7520 | ||
If to Wells Fargo as | Wells Fargo Bank, National Association | |
Administrative Agent: | MAC D 1109-019 | |
1525 West W.T. Harris Blvd. | ||
Charlotte, North Carolina 28262 | ||
Attention: Syndication Agency Services | ||
Telephone No.: (704) 590-2730 | ||
Telecopy No.: (704) 590-3481 | ||
Electronic Mail:rufus.kearney@wellsfargo.com | ||
With copies to: | Wells Fargo Bank, National Association | |
101 Federal Street, 20th Floor | ||
Boston, Massachusetts 02110 | ||
Attention: Meghan Hinds | ||
Telephone No.: (617) 574-6337 | ||
Telecopy No.: (617) 574-6370 | ||
Electronic Mail:Meghan.Hinds@wellsfargo.com | ||
If to any Lender: | To the address set forth in the Register |
102
103
104
105
106
107
108
109
110
111
112
113
114
115
JACK IN THE BOX INC., as Borrower | ||||
By: | /s/ Paul D. Melancon | |||
Name: | Paul D. Melancon | |||
Title: | Vice President, Finance, Controller & Treasurer | |||
WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, Swingline Lender, Issuing Lender and Lender | ||||
By: | /s/ Meghan Hinds | |||
Name: | Meghan Hinds | |||
Title: | Vice President | |||
BANK OF AMERICA, N.A., as Lender | ||||
By: | /s/ Angelo Maragos | |||
Name: | Angelo Maragos | |||
Title: | Vice President | |||
MORGAN STANLEY SENIOR FUNDING, INC., as Lender | ||||
By: | /s/ Paul Fossati | |||
Name: | Paul Fossati | |||
Title: | Vice President | |||
MORGAN STANLEY BANK, N.A., as Lender | ||||
By: | /s/ Emily Johnson | |||
Name: | Emily Johnson | |||
Title: | Vice President | |||
COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A. “RABOBANK NEDERLAND” NEW YORK BRANCH, as a Lender | ||||
By: | /s/ Steven Cashiola | |||
Name: | Steven Cashiola | |||
Title: | Vice President | |||
By: | /s/ Rebecca O. Morrow | |||
Name: | Rebecca O. Morrow | |||
Title: | Executive Director | |||
Fifth Third Bank as Lender | ||||
By: | /s/ Gary S. Losey | |||
Name: | Gary S. Losey | |||
Title: | Vice President/Lender | |||
Manufacturers Bank, as Lender | ||||
By: | /s/ Charles C. Jou | |||
Name: | Charles C. Jou | |||
Title: | Vice President | |||
RAYMOND JAMES BANK, FSB, as Lender | ||||
By: | /s/ Joseph A. Ciccolini | |||
Name: | Joseph A. Ciccolini | |||
Title: | Vice President — Senior Corporate Banker | |||
U.S. Bank National Association, as Lender | ||||
By: | /s/ John I. Paul | |||
Name: | John I. Paul | |||
Title: | Portfolio Manager | |||
UNION BANK, N.A., as Lender | ||||
By: | /s/ Glenn Fortin | |||
Name: | Glenn Fortin | |||
Title: | Vice President | |||
CRÉDIT INDUSTRIEL ET COMMERCIAL, as Lender | ||||
By: | /s/ Brian O’Leary | |||
Name: | Brian O’Leary | |||
Title: | Managing Director | |||
By: | /s/ Anthony Rock | |||
Name: | Anthony Rock | |||
Title: | Managing Director | |||
CITY NATIONAL BANK, a national banking association, as Lender | ||||
By: | /s/ Scott Johnson | |||
Name: | Scott Johnson | |||
Title: | Vice President | |||
Bank of the West, as Lender | ||||
By: | /s/ Jason Antrim | |||
Name: | Jason Antrim | |||
Title: | Assistant Vice President | |||
HSBC Bank USA, National Association, as Lender | ||||
By: | /s/ James Mazza | |||
Name: | James Mazza | |||
Title: | Assistant Vice President (SC#18328) | |||
Comerica Bank, as Lender | ||||
By: | /s/ Don R. Carruth | |||
Name: | Don R. Carruth | |||
Title: | Vice President | |||
First Tennessee Bank National Association, as Lender | ||||
By: | /s/ Matthew A. Wages | |||
Name: | Matthew A. Wages | |||
Title: | Vice President | |||
PNC Bank, National Association, as Lender | ||||
By: | /s/ Dale A. Stein | |||
Name: | Dale A. Stein | |||
Title: | Senior Vice President | |||
1st Farm Credit Services, PCA, as Lender | ||||
By: | /s/ Corey J. Waldinger | |||
Name: | Corey J. Waldinger | |||
Title: | VP, Illinois Capital Markets Group | |||
Badgerland Financial FLCA, as Lender | ||||
By: | /s/ Kenneth H. Rue | |||
Name: | Kenneth H. Rue | |||
Title: | VP Loan Participations & Capital Markets | |||
STATE BANK OF INDIA, as Lender | ||||
By: | /s/ Prabodh Parikh | |||
Name: | Prabodh Parikh | |||
Title: | Vice President & Head (Credit) | |||
The Bank of East Asia, Limited, Los Angeles Branch, as Lender | ||||
By: | /s/ Chong Tan | |||
Name: | Chong Tan | |||
Title: | VP & Credit Manager | |||
By: | /s/ David Loh | |||
Name: | David Loh | |||
Title: | Chief Lending Officer | |||
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
$ | , 201_ |
JACK IN THE BOX INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
$20,000,000 | , 201_ |
JACK IN THE BOX INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
$ | , 201_ |
JACK IN THE BOX INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
as Administrative Agent
MAC D 1109-019
1525 West W.T. Harris Blvd.
Charlotte, North Carolina 28262
Attention: Syndication Agency Services
Interest Period | Termination Date for | |||||
(LIBOR | Interest Period | |||||
Component of Loan | Interest Rate | Rate only) | (if applicable) | |||
[Base Rate or LIBOR Rate]1 |
1 | Complete with (i) the Base Rate or the LIBOR Rate for Revolving Credit Loans and (ii) the Base Rate for Swingline Loans. |
JACK IN THE BOX INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
as Administrative Agent
MAC D 1109-019
1525 West W.T. Harris Blvd.
Charlotte, North Carolina 28262
Attention: Syndication Agency Services
Account Number: ___________
JACK IN THE BOX INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
as Administrative Agent
MAC D 1109-019
1525 West W.T. Harris Blvd.
Charlotte, North Carolina 28262
Attention: Syndication Agency Services
o | Swingline Loan | ||
o | Revolving Credit Loan | ||
o | Term Loan |
JACK IN THE BOX INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
as Administrative Agent
MAC D 1109-019
1525 West W.T. Harris Blvd.
Charlotte, North Carolina 28262
Attention: Syndication Agency Services
o | Converting all or a portion of a Base Rate Loan into a LIBOR Rate Loan | ||
(a) | The aggregate outstanding principal balance of such Loan is $ . | ||
(b) | The principal amount of such Loan to be converted is $ . | ||
(c) | The requested effective date of the conversion of such Loan is . | ||
(d) | The requested Interest Period applicable to the converted Loan is . | ||
o | Converting a portion of LIBOR Rate Loan into a Base Rate Loan | ||
(a) | The aggregate outstanding principal balance of such Loan is $ . | ||
(b) | The last day of the current Interest Period for such Loan is . | ||
(c) | The principal amount of such Loan to be converted is $ . | ||
(d) | The requested effective date of the conversion of such Loan is . |
o | Continuing all or a portion of a LIBOR Rate Loan as a LIBOR Rate Loan | ||
(a) | The aggregate outstanding principal balance of such Loan is $ . | ||
(b) | The last day of the current Interest Period for such Loan is . | ||
(c) | The principal amount of such Loan to be continued is $ . | ||
(d) | The requested effective date of the continuation of such Loan is . | ||
(e) | The requested Interest Period applicable to the continued Loan is . |
22
JACK IN THE BOX INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
JACK IN THE BOX INC. | ||||
By. | ||||
Name: | ||||
Title: | ||||
to
Officer’s Compliance Certificate
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
1 | For bracketed language here and elsewhere in this form relating to the Assignor(s), if the assignment is from a single Assignor, choose the first bracketed language. If the assignment is from multiple Assignors, choose the second bracketed language. | |
2 | For bracketed language here and elsewhere in this form relating to the Assignee(s), if the assignment is to a single Assignee, choose the first bracketed language. If the assignment is to multiple Assignees, choose the second bracketed language. | |
3 | Select as appropriate. | |
4 | Include bracketed language if there are either multiple Assignors or multiple Assignees. |
1. | Assignor: | See Schedules attached hereto | ||
2. | Assignees: | See Schedules attached hereto | ||
3. | Borrower: | Jack in the Box Inc., a Delaware corporation | ||
4. | Administrative Agent: | Wells Fargo Bank, National Association, as the administrative agent under the Credit Agreement | ||
5. | Credit Agreement: | The Credit Agreement dated as of June 29, 2010 by and among Jack in the Box Inc., as Borrower, the Lenders party thereto and Wells Fargo Bank, National Association, as Administrative Agent (as amended, restated, supplemented or otherwise modified) | ||
6. | Assigned Interest: | See Schedules attached hereto | ||
[7. | Trade Date: | ]5 |
5 | To be completed if the Assignor(s) and the Assignee(s) intend that the minimum assignment amount is to be determined as of the Trade Date. |
ASSIGNOR(S) [NAME OF ASSIGNOR]6 | ||||
By: | ||||
Title: | ||||
ASSIGNEES(S) See Schedules attached hereto | ||||
6 | Add additional signature blocks as needed. |
[Consented to and]7 Accepted: WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent | ||||
By: | ||||
Title: | ||||
Consented to: WELLS FARGO BANK, NATIONAL ASSOCIATION, as Swingline Lender and Issuing Lender | ||||
By: | ||||
Title: | ||||
[Consented to:]8 JACK IN THE BOX INC. | ||||
By: | ||||
Title: | ||||
7 | To be added only if the consent of the Administrative Agent is required by the terms of the Credit Agreement. | |
8 | To be added only if the consent of the Borrower is required by the terms of the Credit Agreement. |
To Assignment and Assumption
Aggregate | ||||||||
Amount of | Percentage | |||||||
Commitment/ | Amount of | Assigned of | ||||||
Loans for all | Commitment/Loans | Commitment/ | ||||||
Facility Assigned9 | Lenders10 | Assigned11 | Loans12 | CUSIP Number | ||||
$ | $ | % | ||||||
$ | $ | % | ||||||
$ | $ | % |
[NAME OF ASSIGNEE]13 [and is an Affiliate/Approved Fund of [identify Lender]14] | ||||
By: | ||||
Title: | ||||
9 | Fill in the appropriate terminology for the types of facilities under the Credit Agreement that are being assigned under this Assignment (e.g., “Revolving Credit Commitment”, “Term Loan”, etc.). | |
10 | Amount to be adjusted by the counterparties to take into account any payments or prepayments made between the Trade Date and the Effective Date. | |
11 | Amount to be adjusted by the counterparties to take into account any payments or prepayments made between the Trade Date and the Effective Date. | |
12 | Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder. | |
13 | Add additional signature blocks, as needed. | |
14 | Select as applicable. |
to Assignment and Assumption
ASSIGNMENT AND ASSUMPTION
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
to
Credit Agreement
dated as of June 29, 2010
by and among
Jack in the Box Inc.,
as Borrower,
the Lenders party thereto,
as Lenders
and
Wells Fargo Bank, National Association,
as Administrative Agent
L/C Number | Face Amount | Beneficiary | Expiration | Issuing Bank | ||||||||
SM221815W | $ | 21,500,000 | Ace American Insurance | 9/10/10 | Wells Fargo Bank, N.A. | |||||||
Company | (fka Wachovia Bank, N.A.) | |||||||||||
SM201759W | $ | 13,416,000 | Transportation Insurance | 10/31/10 | Wells Fargo Bank, N.A. | |||||||
Company (CNA) | (fka Wachovia Bank, N.A.) | |||||||||||
SM236686 | $ | 24,816,000 | The Board of County | 9/1/10 | Wells Fargo Bank, N.A. | |||||||
Commissioners of Douglas County | (fka Wachovia Bank, N.A.) |
1
1. | Foodmaker Inc., a Delaware corporation | |
2. | Foodmaker International Franchising, Inc., a Delaware corporation | |
3. | Stored Value Card, Inc., a Colorado corporation | |
4. | JIB Stored Value Cards, LLC, a Virginia limited liability company | |
5. | ZRC Operations Company, Inc., a Colorado corporation | |
6. | QMG Stored Value Cards, LLC, a Virginia limited liability company |
2
JIB Site No. | Address / Cross Street | Open Date | ||
90 | 1619 Pacific Hwy. San Diego, CA | 12/8/2009 | ||
1579 | Waddell Rd. & Reems Rd. Surprise, AZ | 4/4/2009 | ||
3403 | 1075 S. Main Street Red Bluff, CA | 12/20/1991 | ||
3905 | 3595 S Loop 336 E. Conroe, TX | 9/29/2008 | ||
3936 | 3601 N Main St. Baytown, TX | 8/5/2008 | ||
4367 | 10390 Twin Cities Blvd. Galt, CA | 10/9/2004 | ||
4368 | 2010 Arvy Way Anderson, CA | 7/7/2004 | ||
4394 | Crows Landing & Whitmore Ave. Modesto, CA | 11/23/2009 | ||
4399 | Balfour Rd. & Fairview Ave. Brentwood, CA | 4/5/2010 | ||
4712 | 2395 Texas Ave. Bridge City, TX | 9/30/2007 | ||
4730 | 8513 S. Hulen St. & W. Risinger Rd. Fort Worth, TX | 11/24/2008 | ||
4734 | FM 1464 & Orchid Ridge Lane Richmond, TX | 6/1/2009 | ||
3
JIB Site No. | Address / Cross Street | Open Date | ||
4744 | Hwy 380 & 2nd St. Princeton, TX | 1/12/2009 | ||
4764 | Hwy 59 Business & Azalea St. Victoria, TX | 1/12/2009 | ||
4774 | College Ave. & Austin St. South Houston, TX | 4/12/2009 | ||
4776 | I Hwy 10 & Martin Luther King Blvd. Beaumont, TX | 9/9/2009 | ||
4777 | Everhart Rd. & Saratoga Blvd. Corpus Christi, TX | 11/16/2009 | ||
4778 | Hwy 327 & Hwy 96 Business Silsbee, TX | 9/28/2009 | ||
4779 | Camp Wisdom Rd. & I Hwy 35E. Fort Worth, TX | 10/29/2009 | ||
4780 | North Navarro St. & E. Magruder Dr. Victoria, TX | 5/18/2009 | ||
4781 | E 8th St & I Hwy 45 Ferris, TX | 5/4/2009 | ||
4783 | Highway 80 & FM 548 Forney, TX | 8/10/2009 | ||
4784 | Luna Rd. & Valley View Ln. Carrollton, TX | 6/1/2009 | ||
4786 | W University Ave. & Railroad St. Georgetown, TX | 8/24/2009 | ||
4792 | Oakmont Blvd. & Harris Pkwy. Fort Worth, TX | 10/5/2009 | ||
4796 | Legacy Dr. & Main St. Frisco, TX | 10/12/2009 | ||
4798 | Stacy Rd & Hwy 5 Allen, TX | 4/26/2010 | ||
6139 | W Kenosha St & Aspen Ave Broken Arrow, OK | 4/5/2010 | ||
6141 | 12th Ave. NE & Main St. Norman, OK | 5/10/2010 |
4
JIB Site No. | Address / Cross Street | Open Date | ||
7169 | 37115 Hwy 26 Sandy, OR | 2/25/2010 | ||
8128 | Interstate Hwy 70 & Chambers Rd Aurora, CO | 9/8/2009 | ||
8138 | Sheridan Ave & 72nd Ave. Westminster, CO | 8/3/2009 | ||
8140 | 136th Ave & Zuni St. Broomfield, CO | 11/9/2009 | ||
8149 | Hwy 287 & 17th Ave. Longmont, CO | 3/15/2010 | ||
8367 | 3179 156th Ave. SE Bellevue, WA | 4/3/2006 | ||
8386 | 20407 Mountain Hwy E. Spanaway, WA | 2/12/2010 |
JIB Site No. | Address / Cross Street | Open Date | ||
4401 | Hwy 17 & Scotts Valley Dr. Scotts Valley, CA | 8/30/2010 | ||
4736 | Cullen Blvd. & Beltway 8 Houston, TX | 8/29/2010 | ||
4797 | Hwy 365 & Hwy 347 Port Arthur, TX | 9/5/2010 | ||
4807 | Hwy 96 & Hwy 190 Jasper, TX | 8/15/2010 | ||
4809 | Loop 1604 & Huebner Rd. San Antonio, TX | 9/26/2010 | ||
4811 | I Hwy 35 & Loop 337 New Braunfels, TX | 9/26/2010 | ||
4812 | 2395 Texas Ave. Bastrop, TX | 9/19/2010 | ||
6143 | McArthur Blvd. & Hwy 40 Oklahoma City, OK | 8/30/2010 |
5
JIB Site No. | Address / Cross Street | Open Date | ||
6144 | SW 19th St & Fritts Blvd. Moore, OK | 7/26/2010 | ||
6145 | E. 41st. St. & Highway 169 Tulsa, OK | 12/6/2010 | ||
8147 | Coalton Rd., & Summit Blvd. Broomfield, CO | 9/27/2010 | ||
8372 | W. Bakerview Rd & Northwest Rd. Bellingham, WA | 7/26/10 |
6
State of Organization: | Delaware | |
States of Qualification: | Arizona | |
California | ||
Colorado | ||
Hawaii | ||
Idaho | ||
Illinois | ||
Louisiana | ||
Minnesota | ||
Nevada | ||
New Mexico | ||
North Carolina | ||
Oklahoma | ||
Oregon | ||
South Carolina | ||
Texas | ||
Utah | ||
Washington |
State of Organization: | Texas | |
States of Qualification: | Arkansas | |
Illinois | ||
Indiana | ||
Kentucky | ||
Louisiana | ||
Michigan | ||
Missouri | ||
North Carolina | ||
Ohio | ||
Oklahoma | ||
South Carolina | ||
Tennessee |
State of Organization: | Delaware | |
States of Qualification: | Georgia | |
Illinois | ||
South Carolina | ||
Texas |
7
State of Organization: | Delaware | |
States of Qualification: | None |
State of Organization: | Colorado | |
States of Qualification: | None |
State of Organization: | Delaware | |
States of Qualification: | None |
State of Organization: | Delaware | |
States of Qualification: | California |
State of Organization: | Delaware | |
States of Qualification: | California | |
Colorado | ||
Missouri | ||
Texas | ||
Washington |
State of Organization: | Colorado | |
State of Qualification: | California | |
Illinois | ||
Michigan | ||
Minnesota | ||
Missouri | ||
New Jersey | ||
New York | ||
Ohio | ||
Pennsylvania | ||
Washington |
State of Organization: | Virginia | |
States of Qualification: | None |
8
State of Organization: | Virginia | |
States of Qualification: | None |
9
1. | Jack in the Box Eastern Division L.P., a Texas limited partnership |
• | JBX General Partner LLC owns a 1% general partnership interest | ||
• | JBX Limited Partner LLC owns a 99% limited partnership interest |
2. | JBX General Partner LLC, a Delaware limited liability company |
• | Jack in the Box Inc. owns 100% of the membership interests |
3. | JBX Limited Partner LLC, a Delaware limited liability company |
• | Jack in the Box Inc. owns 100% of the membership interests |
4. | Foodmaker Inc., a Delaware corporation |
• | Jack in the Box Inc. owns 100% of the issued and outstanding shares (1,000 shares) with $0.01 par value |
5. | Foodmaker International Franchising, Inc., a Delaware corporation |
• | Jack in the Box Inc. owns 100% of the issued and outstanding shares (10,000 shares) with $0.10 par value |
6. | JIB Stored Value Cards, LLC, a Virginia limited liability company |
• | Jack in the Box Inc. owns 100% of the membership interests |
7. | Qdoba Restaurant Corporation, a Delaware corporation |
• | Jack in the Box Inc. owns 100% of the issued and outstanding shares (1,000 shares) with $0.01 par value |
8. | ZRC Operations Company, Inc., a Colorado corporation |
• | Qdoba Restaurant Corporation owns 100% of the issued and outstanding shares (100 shares) with $0.01 par value |
9. | QMG Stored Value Cards, LLC, a Virginia limited liability company |
• | Qdoba Restaurant Corporation owns 100% of the membership interests |
10. | Stored Value Card, Inc., a Colorado corporation |
• | Jack in the Box Inc. owns 100% of the issued and outstanding shares (1,000 shares) with $0.01 par value |
10
11
Transportation Insurance Company — Letter of Credit | $ | 13,416,000 | ||
Ace American Insurance Company — Letter of Credit | $ | 21,500,000 | ||
Capitalized lease obligations, 9.97% average interest rate | $ | 9,252,000 | * | |
The Board of County Commissioners of Douglas County — Letter of Credit | $ | 24,816,000 |
* | Estimated as of June 6, 2010 |
12
13
14
E(S) = Equipment (specified items only)
E(C) = Equipment (all items sold, leased or financed under specific contract)
E(A) = Equipment (all equipment)
B = Blanket
O = Other
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Jack in the Box Inc. | Delaware SOS | General Electric Capital Corporation | Initial | E(S) | ||||
2400 East Katella, | 11643035 | |||||||
Suite 800 | 12/07/01 | |||||||
Anaheim, CA 92806 | Continuation | |||||||
63304482 | ||||||||
09/25/06 | ||||||||
Delaware SOS | Banc of America Leasing & Capital, LLC | Initial | E(S) | |||||
One Financial Plaza | 23198219 | |||||||
Providence, RI 02903 | 12/06/02 | |||||||
Continuation | ||||||||
2007 3106589 | ||||||||
08/15/07 | ||||||||
Amendment | ||||||||
2007 3201745 | ||||||||
08/22/07 |
15
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | Banc of America Leasing & Capital, LLC | Initial | E(S) | |||||
One Financial Plaza | 23198243 | |||||||
Providence, RI 02903 | 12/06/02 | |||||||
Continuation | ||||||||
2007 3106944 | ||||||||
08/15/07 | ||||||||
Amendment | ||||||||
2007 3201620 | ||||||||
08/22/07 | ||||||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
2400 East Katella, Suite 800 | 30046519 | |||||||
Anaheim, CA 92806 | 01/07/03 | |||||||
Continuation | ||||||||
2007 3710307 | ||||||||
10/02/07 | ||||||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
2400 East Katella, Suite 800 | 30046675 | |||||||
Anaheim, CA 92806 | 01/07/03 | |||||||
Continuation | ||||||||
2007 3710331 | ||||||||
10/02/07 |
16
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | Charter One Vendor Finance, LLC | Initial | E(S) | |||||
2300 Cabot Drive | 30399892 | |||||||
Suite 355 | 01/24/03 | |||||||
Lisle, IL 60532 | Assignment | |||||||
31776387 | ||||||||
06/04/03 | ||||||||
Continuation | ||||||||
2007 4229224 | ||||||||
11/06/07 | ||||||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
2400 East Katella, | 32278722 | |||||||
Suite 800 | 09/03/03 | |||||||
Anaheim, CA 92806 | Continuation | |||||||
2008 1673589 | ||||||||
05/14/08 | ||||||||
Delaware SOS | Siemens Financial Services, Inc. | Initial | E(S) | |||||
170 Wood Avenue South | 32554213 | |||||||
Iselin, NJ 08830 | 09/22/03 | |||||||
Assignment | ||||||||
40850539 | ||||||||
03/25/04 | ||||||||
Amendment | ||||||||
40850547 | ||||||||
03/25/04 | ||||||||
Continuation | ||||||||
2008 2682969 | ||||||||
08/05/08 |
17
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
2400 East Katella, | 32912783 | |||||||
Suite 800 | 11/05/03 | |||||||
Anaheim, CA 92806 | Continuation | |||||||
2008 2371332 | ||||||||
07/10/08 | ||||||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
2400 East Katella, | 40227258 | |||||||
Suite 800 | 01/27/04 | |||||||
Anaheim, CA 92806 | Continuation | |||||||
2008 3618186 | ||||||||
10/28/08 | ||||||||
Delaware SOS | Fleet Capital Corporation | Initial | E(S) | |||||
One Financial Plaza, 5th Floor | 42942128 | |||||||
Providence, RI 02903 | 10/13/04 | |||||||
Continuation | ||||||||
2009 2532346 | ||||||||
08/07/09 | ||||||||
Delaware SOS | Fleet Capital Corporation | Initial | E(S) | |||||
One Financial Plaza, 5th Floor | 42942151 | |||||||
Providence, RI 02903 | 10/13/04 | |||||||
Continuation | ||||||||
�� | 2009 2532254 | |||||||
08/07/09 |
18
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | Wachovia Bank, National Association | Initial | A | |||||
301 S. College Street | 43168764 | |||||||
Charlotte, NC 28288 | 11/05/04 | |||||||
Continuation | ||||||||
2009 2435318 | ||||||||
07/30/09 | ||||||||
Delaware SOS | Crown Credit Company | Initial | E(S) | |||||
40 S. Washington Street | 51895490 | |||||||
New Bremen, OH 45869 | 06/21/051 | |||||||
Delaware SOS | Crown Credit Company | Initial | E(S) | |||||
40 S. Washington Street | 53048890 | |||||||
New Bremen, OH 45869 | 10/03/05 | |||||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
2400 East Katella, Suite 800 | 53404481 | |||||||
Anaheim, CA 92806 | 11/01/05 | |||||||
Delaware SOS | Crown Credit Company | Initial | E(S) | |||||
40 S. Washington Street | 53685725 | |||||||
New Bremen, OH 45869 | 11/30/05 | |||||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
2400 East Katella, Suite 800 | 60231266 | |||||||
Anaheim, CA 92806 | 01/13/06 | |||||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
2400 East Katella, Suite 800 | 60451617 | |||||||
Anaheim, CA 92806 | 01/26/06 |
1 | This filing was scheduled to lapse on June 21, 2010. To our knowledge, it has not been continued. |
19
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | De Lage Landen Financial Services, Inc. | Initial | E(S) | |||||
111 Old Eagle School Road | 60886184 | |||||||
Wayne, PA 19087 | 03/15/06 | |||||||
Delaware SOS | National City Commercial Capital Corporation | Initial | E(S) | |||||
995 Dalton Ave. | 63011046 | |||||||
Cincinnati, OH 45203 | 08/29/06 | |||||||
Delaware SOS | IOS Capital | Initial | E(S) | |||||
1738 Bass Rd. | 2007 | |||||||
Macon, GA 31210-1043 | 1225134 | |||||||
04/02/07 | ||||||||
Delaware SOS | National City Commercial Capital Company, LLC | Initial | E(S) | |||||
995 Dalton Ave. | 2007 | |||||||
Cincinnati, OH 45203 | 1324333 | |||||||
04/10/07 | ||||||||
Delaware SOS | General Electric Capital Corporation | Initial | Equipment | |||||
10 Riverview Drive | 2007 | |||||||
Dansbury, CT 06810 | 1949469 | |||||||
05/23/07 | ||||||||
Delaware SOS | Banc of America Leasing & Capital, LLC | Initial | E(S) | |||||
One Financial Plaza | 2007 | |||||||
Providence, RI 02903 | 3636411 | |||||||
09/26/07 | ||||||||
Delaware SOS | General Electric Capital Corporation | Initial | Equipment | |||||
44 Old Ridgebury Rd. | 2007 | |||||||
Danbury, CT 06810 | 3653333 | |||||||
09/27/07 | ||||||||
Delaware SOS | Banc of America Leasing & Capital, LLC | Initial | E(S) | |||||
231 South LaSalle Street, 8th Floor | 2007 | |||||||
Chicago, IL 60697 | 4724737 | |||||||
12/14/07 |
20
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | General Electric Capital Corporation | Initial | E(C) | |||||
44 Old Ridgebury Rd. | 2008 | |||||||
Danbury, CT 06810 | 0691400 | |||||||
02/26/08 | ||||||||
Delaware SOS | NCR Corporation | Initial | Products acquired | |||||
1700 South Patterson Blvd. | 2008 | from SP or financed | ||||||
Dayton, OH 45479 | 1678455 | by SP | ||||||
05/15/08 | ||||||||
Delaware SOS | First Bank of Highland Park | Initial | E(C) | |||||
1835 First Street | 2008 | |||||||
Highland Park, IL 60035 | 1831658 | |||||||
05/29/08 | ||||||||
Amendment | ||||||||
2008 | ||||||||
3533815 | ||||||||
10/14/08 | ||||||||
Assignment | ||||||||
2008 3533831 | ||||||||
10/14/08 | ||||||||
Delaware SOS | First Bank of Highland Park | Initial | E(S) | |||||
1835 First Street | 2008 | |||||||
Highland Park, IL 60035 | 1842358 | |||||||
05/29/08 | ||||||||
Amendment | ||||||||
2008 | ||||||||
2910204 | ||||||||
08/26/08 | ||||||||
Assignment | ||||||||
2008 | ||||||||
2910378 | ||||||||
08/26/08 |
21
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | First Bank of Highland Park | Initial | E(S) | |||||
1835 First Street | 2008 | |||||||
Highland Park, IL 60035 | 2385993 | |||||||
07/11/08 | ||||||||
Amendment | ||||||||
2008 3533849 | ||||||||
10/14/08 | ||||||||
Assignment | ||||||||
2008 3533989 | ||||||||
10/14/08 | ||||||||
Delaware SOS | CSI Leasing, Inc. | Initial | E(S) | |||||
9990 Old Olive Street Road | 2008 | |||||||
Suite 101 | 2386157 | |||||||
St. Louis, MO 63141 | 07/11/08 | |||||||
Amendment | ||||||||
2008 3920632 | ||||||||
11/24/08 | ||||||||
Delaware SOS | CSI Leasing, Inc. | Initial | E(C) | |||||
9990 Old Olive Street Road | 2008 | |||||||
Suite 101 | 2950614 | |||||||
St. Louis, MO 63141 | 08/29/08 | |||||||
Delaware SOS | CSI Leasing, Inc. | Initial | E(S) | |||||
9990 Old Olive Street Road | 2008 | |||||||
Suite 101 | 2950689 | |||||||
St. Louis, MO 63141 | 08/29/08 | |||||||
Amendment | ||||||||
2009 0531167 | ||||||||
02/18/09 |
22
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | Bank of the West | Initial | E(S) | |||||
475 Sansome Street | 2008 | |||||||
San Francisco, CA 94111 | 2950804 | |||||||
08/29/08 | ||||||||
Amendment | ||||||||
2009 0718186 | ||||||||
02/20/09 | ||||||||
Assignment | ||||||||
2009 0723665 | ||||||||
02/20/09 | ||||||||
Delaware SOS | Bank of the West | Initial | E(S) | |||||
475 Sansome Street | 2008 | |||||||
San Francisco, CA 94111 | 2950887 | |||||||
08/29/08 | ||||||||
Amendment | ||||||||
2009 1386496 | ||||||||
04/24/09 | ||||||||
Assignment | ||||||||
2009 1390480 | ||||||||
04/27/09 | ||||||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
4 Park Plaza, Suite 1400 | 2008 | |||||||
Irvine, CA 92614 | 3168679 | |||||||
09/18/08 | ||||||||
Delaware SOS | Banc of America Leasing & Capital, LLC | Initial | E(S) | |||||
231 South LaSalle Street, 8th Floor | 2008 | |||||||
Chicago, IL 60697 | 4025761 | |||||||
12/04/08 |
23
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | General Electric Capital Corporation | Initial | E(S) | |||||
4 Park Plaza, Suite 1400 | 2008 | |||||||
Irvine, CA 92614 | 4333140 | |||||||
12/31/08 | ||||||||
Delaware SOS | Bank of the West | Initial | E(S) | |||||
475 Sansome Street | 2009 | |||||||
San Francisco, CA 94111 | 0264066 | |||||||
01/27/09 | ||||||||
Amendment | ||||||||
2009 | ||||||||
1452801 | ||||||||
04/29/09 | ||||||||
Assignment | ||||||||
2009 1459210 | ||||||||
04/30/09 | ||||||||
Delaware SOS | CSI Leasing, Inc. | Initial | E(C) | |||||
9990 Old Olive Street Road | 2009 | |||||||
Suite 101 | 0805587 | |||||||
St. Louis, MO 63141 | 03/13/09 | |||||||
Delaware SOS | CSI Leasing, Inc. | Initial | E(C) | |||||
9990 Old Olive Street Road | 2009 | |||||||
Suite 101 | 1170817 | |||||||
St. Louis, MO 63141 | 04/13/09 |
24
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(S) | |||||
801 Larkspur Landing Cir | 2009 | |||||||
Larkspur, CA 94939 | 2189584 | |||||||
07/08/09 | ||||||||
Amendment | ||||||||
2009 3066450 | ||||||||
09/24/09 | ||||||||
Amendment | ||||||||
2009 3066799 | ||||||||
09/24/09 | ||||||||
Amendment | ||||||||
2009 3066989 | ||||||||
09/24/09 |
25
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(S) | |||||
801 Larkspur Landing Cir | 2009 | |||||||
Larkspur, CA 94939 | 2189618 | |||||||
07/08/09 | ||||||||
Amendment | ||||||||
2009 4097504 | ||||||||
12/22/09 | ||||||||
Amendment | ||||||||
2009 4100761 | ||||||||
12/22/09 | ||||||||
Amendment | ||||||||
2009 4105232 | ||||||||
12/22/09 | ||||||||
Amendment | ||||||||
2009 4117575 | ||||||||
12/23/09 | ||||||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(C) | |||||
801 Larkspur Landing Cir | 2009 | |||||||
Larkspur, CA 94939 | 3024129 | |||||||
09/22/09 |
26
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(S) | |||||
801 Larkspur Landing Cir | 2009 | |||||||
Larkspur, CA 94939 | 3024202 | |||||||
09/22/09 | ||||||||
Amendment | ||||||||
2010 1184757 | ||||||||
04/06/10 | ||||||||
Amendment | ||||||||
2010 1281892 | ||||||||
04/13/10 | ||||||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(S) | |||||
801 Larkspur Landing Cir | 2009 | |||||||
Larkspur, CA 94939 | 3034599 | |||||||
09/22/09 | ||||||||
Amendment | ||||||||
2010 1184740 | ||||||||
04/06/10 | ||||||||
Amendment | ||||||||
2010 1190804 | ||||||||
04/06/10 | ||||||||
Amendment | ||||||||
2010 1190812 | ||||||||
04/06/10 | ||||||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(C) | |||||
801 Larkspur Landing Cir | 2009 | |||||||
Larkspur, CA 94939 | 3035059 | |||||||
09/22/09 |
27
JURISDICTION | FILE NO./ | COLLATERAL | ||||||
DEBTOR(S) | SEARCHED | SECURED PARTY OR PLAINTIFF | FILE DATE | DESCRIPTION | ||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(S) | |||||
801 Larkspur Landing Cir | 2010 | |||||||
Larkspur, CA 94939 | 2112476 | |||||||
6/17/10 | ||||||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(S) | |||||
801 Larkspur Landing Cir Larkspur, CA 94939 | 2010 2112484 | |||||||
6/17/10 | ||||||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(S) | |||||
801 Larkspur Landing Cir | 2010 | |||||||
Larkspur, CA 94939 | 2112500 | |||||||
6/17/10 | ||||||||
Delaware SOS | US Bancorp Equipment Finance, Inc. | Initial | E(S) | |||||
801 Larkspur Landing Cir Larkspur, CA 94939 | 2010 2120107 | |||||||
6/17/10 |
28
Description | Existing Balance 06/06/2010 | |||
Sedrack | 160,073 | |||
Lucian Gray | 135,000 | |||
Sood, Nematzadeh SBF Foods, LLC | 2,255,390 | |||
Flores/Yadav Central Coast Restaurants | 410,338 | |||
Yadav/Flores Central Coast Restaurants | 400,000 | |||
Ibrahim | 300,000 | |||
Keshani | 2,000,000 | |||
Mehta | 1,700,000 | |||
Sood | 370,714 | |||
Sood | 308,170 | |||
Flores | 218,005 | |||
Scanlan Other LT Rec | 95,000 | |||
Franchisee XP Install | 357,913 | |||
Total: | $ | 8,710,603 |
29