Exhibit 1.01
Conflict Minerals Report
This Report has been prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule 13p-1”) for the reporting period from January 1 to December 31, 2021. The Company is an energy technology company that provides solutions for energy and industrial customers worldwide.
The Company’s supply chain is both global and complex, and there are multiple tiers of suppliers between the Company and the original sources of minerals used in the Company’s products. Therefore, the Company relied on its direct suppliers to provide information about the origin of conflict minerals in the raw materials and components it purchased for use in the manufacture of, or contracts to manufacture, products that the Company offers for sale.
The Report contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, (each a “forward-looking statement”). The words “will,” “intend,” “anticipate,” “believe,” “ensure,” “expect,” “if,” “estimate,” “project,” “foresee,” “predict,” “outlook,” “aim,” “could,” “should,” “potential,” “would,” “may,” “probable,” “likely,” “seek,” “overestimate,” “underestimate,” “continue,” “target,” “goal,” or other similar words or expressions, and the negative thereof, are intended to identify forward-looking statements. Forward-looking statements are based upon current plans, estimates and expectations that are subject to risks, uncertainties and assumptions. Should one or more of these risks or uncertainties materialize, or should underlying assumptions prove incorrect, actual results may vary materially from those indicated or anticipated by such forward-looking statements. The inclusion of such statements should not be regarded as a representation that such plans, estimates or expectations will be achieved. These forward-looking statements are also affected by the risk factors described in the Company’s Annual Report on Form 10-K for the year ended December 31, 2021, Quarterly Report on Form 10-Q for the quarter ended March 31, 2022, recent Current Reports on Form 8-K, and other Securities and Exchange Commission filings available through the Company’s website at: https://investors.bakerhughes.com/ or through the SEC’s Electronic Data Gathering and Analysis Retrieval (“EDGAR”) system at: www.sec.gov. The Company undertakes no obligation to publicly update or revise any forward-looking statement. Readers are cautioned not to place undue reliance on any of these forward-looking statements.
Reasonable Country of Origin Inquiry
Management Systems
In accordance with Rule 13p-1, the Company undertook a reasonable country of origin inquiry to determine the origin of the conflict minerals necessary to the production or functionality of the products we offered for sale during the reporting period. The Company undertook the following as part of that inquiry:
| · | utilized the Company’s existing mechanisms for reporting conflict minerals concerns, allowing contact by, email and online, for both the public and internal reporters; |
| · | identified those products we manufactured or contracted to manufacture that we reasonably believed contained one or more conflict minerals (defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold collectively, the “Conflict Minerals” or sometimes “conflict minerals” or “3TGs”), by first eliminating those product categories that were not subject to Rule 13p-1, including tool rentals, tools used in performance of our services, chemicals, and fluids; |
| · | identified direct suppliers – those providing materials and components incorporated in the manufacturing process – of the pertinent products identified in the step above; |
| · | using lessons learned during previous reporting periods, we prioritized our project scoping process to help identify suppliers potentially providing relevant raw materials or components by eliminating material categories not likely to contain 3TGs, including sand, cement, and polymers; |
| · | further prioritized our project scoping process by reaching out externally to non-responding suppliers, involving internal stakeholders more in the communication, and by consolidating supplier groups to reasonably increase the number of suppliers to engage; |
| · | identified 920 suppliers that provided the materials or components specifically determined and prioritized in the previous steps; |
| · | engaged the services of a third-party conflict minerals service provider to create and maintain a supplier engagement portal; |
| · | using the third-party conflict minerals service provider’s technology platform, contacted the identified suppliers; |
| · | informed relevant suppliers of the Company’s expectations regarding supplier conflict minerals policy, due diligence processes, and responses to the Company’s requests for information; |
| · | requested these suppliers to determine which of the materials or components they provided to the Company contained one or more conflict minerals; |
| · | requested these suppliers to in turn require their suppliers to comply with the Company’s conflict minerals requirements; |
| · | requested these suppliers to develop a policy and management system covering conflict minerals and to require their suppliers to in turn adopt similar policies and systems; |
| · | informed these suppliers of the informational and instructional materials available on our third-party conflict minerals service provider’s Conflict Minerals Resource Center web page, the Conflict Minerals Reporting Template (“CMRT”) questionnaire, and due diligence guidelines; |
| · | requested confirmation from these suppliers of the presence of every necessary conflict mineral in the raw materials or components they supplied to the Company, and information regarding the origin of those minerals; |
| · | established a deadline of May 6, 2022 to provide the requested conflict minerals information and documentation; |
| · | followed up with unresponsive suppliers by having the Company’s third-party service provider send up to three email messages, had a telephone campaign and reached out with the support of the Company’s Sourcing teams to these suppliers; |
| · | reviewed the responses compiled for each responding supplier to determine the existence of a conflict minerals policy, due diligence process, and pass-through requirements for successive supplier tiers; |
| · | reviewed the responses compiled for each responding supplier to determine which smelters or refiners (“SORs”) were the source of necessary conflict minerals contained in the raw materials or components supplied to the Company; |
| · | received completed questionnaires from 620 of the identified suppliers contacted by our third-party conflict minerals service provider; and |
| · | identified six SORs that pose a high risk of obtaining 3TGs from non-conflict free sources in the DRC Region. |
The Company’s responding relevant suppliers identified 337 verified SORs believed to be the source of necessary conflict minerals contained in the raw materials or components supplied to the Company. Of those supplier-identified SORs, 63 were identified as sourcing from mines in the DRC Region; however, 59 of those SORs in turn reported their source of minerals were conflict-free. Additionally, 88 SORs were identified as noncompliant with or not enrolled in a verification program; of the unenrolled SORs, 13 were undergoing review, were being vetted by a verification process, or were in communication with a verification entity, and 48 were awaiting outreach by a verification entity.
The due diligence undertaken is more fully described below.
Design of Due Diligence
The Company’s due diligence was designed in conformance with an internationally recognized due diligence framework: the Organization for Economic Cooperation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Second Edition). OECD Step 1 is addressed above, under the heading “Reasonable Country of Origin Inquiry.” and Steps 2 – 5 are addressed below in the subheadings under “Due Diligence Measures Undertaken.”
Due Diligence Measures Undertaken
Identification and Assessment of Risks in the Supply Chain
The Company determined that approximately 61 of the identified SORs in our global supply chain potentially required due diligence on source and chain of custody of conflict minerals provided to the Company based upon the applicability of one or more of the following criteria:
| o | reported sourcing conflict minerals from the conflict area that were not verified as conflict-free; |
| o | provided data on SORs that self-report sourcing from a mine located in the conflict area; |
| o | provided data on SORs that were reported by independent entities to source from a mine located in the conflict area; |
| o | indicated that the SOR named by the supplier was located in the conflict area; |
| o | indicated that the SOR named by the supplier passed materials through a known or suspected country for smuggling, export out of other countries, or the transit of materials containing conflict minerals; or |
| o | provided information about an SOR indicating the origin of the materials was not from a country known to hold reserves. |
Response to Identified Risks
The Company undertook the following measures during due diligence on the source and chain of custody of the conflict minerals:
| · | independently verified all SOR information submitted by suppliers in their CMRTs, checking against the third-party conflict minerals service provider’s independent smelter research, including: |
| o | merged duplicate submissions following verification of overlapping company information; |
| o | eliminated submissions with garbage characters and obvious misspellings; |
| o | validated named entities as actual SORs; and |
| o | confirmed that each facility is a legitimate SOR of 3TGs; |
| · | gathered information on legitimate SORs in the SOR databases from several sources, including without limitation the third-party service provider’s independent research, Responsible Minerals Initiative (“RMI”), London Bullion Market Association (“LBMA”), the Dubai Multi Commodities Centre (“DMCC”), the Responsible Jewellery Council (“RJC”), the US Department of Commerce (“DoC”), and the US Geological Survey (“USGS”) (the “Third-Party Database”); |
| · | if a supplier did not provide a proper identification number issued by a validating entity, such as RMI or LBMA, we requested the supplier to provide the following information: |
| o | the metal processed by the facility; |
| o | the city, province/state and country where the facility is located; |
| o | the name and email address for the designated contact at the facility; |
| o | the recycled and scrap status of metals, minerals or ores processed by the facility; |
| o | if the facility sources all of its metals, minerals or ores solely from recycled or scrap materials, the country of origin of those materials; and |
| o | if the facility does not source all materials solely from recycled or scrap providers, the location of mines from which the facility sources its metals, minerals or ores; |
| · | labeled as “Valid” those SOR submissions from suppliers that matched the Third-Party Database of legitimate SORs and performed additional verification: |
| o | inquired whether the SOR has been audited by one or more recognized certification entities, such as RMI, LBMA, DMCC, or RJC, and if not, whether they undergo another form of an independent audit; and |
| o | those SORs that have not undergone a certification audit were asked if they plan to undertake a certification process in the future; |
| · | labeled as "Invalid" those SORs submitted by a supplier that matched the Third-Party Database list of facilities known not to be a legitimate facility, or a common erroneous or inoperative name; |
| · | labeled as "Undetermined” those SORs submitted by a supplier that did not match either the legitimate or non-legitimate lists in the Third-Party Database; |
| · | identified suppliers that submitted SOR names determined to be Invalid or Undetermined for future contact to correct or amend the pertinent information; |
| · | for each Valid SOR, we assigned a risk rating of low, medium or high, based on the following factors: |
| o | whether the facility has or has not already successfully undergone a certification audit by a recognized entity; |
| o | whether the facility is registered with a certification body, and if so, is progressing toward completing an audit process by that body; |
| o | whether the facility is proximate to, conducts conflict mineral transactions with entities within, or transports materials through any of the following: |
| § | a Level 1 country, with known active ore production and not identified as either conflict regions or plausible countries engaged in smuggling materials containing conflict minerals; |
| § | a Level 2 country, known to or plausibly believed to be engaged in smuggling, export out of a Level 3 country, or as a transit for materials containing conflict minerals; or |
| § | a Level 3 country, the DRC or one of its nine adjoining countries, Angola, Burundi, Central African Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia, collectively referred to as "covered countries" in Section 1502 of the Dodd Frank Act; |
| · | for each supplier, calculated a cumulative SOR risk, either low, medium, or high, summarizing the risk that the supplier poses to the Company’s supply chain, based on the chances that the supplier furnishes 3TGs that may originate from non-conflict free sources: |
| o | obtained the value of the cumulative SOR risk for each supplier by collecting the risk ratings of all SORs associated with the supplier; and |
| o | for each supplier, assigned the overall risk rating equal to the risk rating level with the most SORs at that level; |
Independent Audit of SOR Due Diligence Practices
The Company does not have an independent audit of SOR due diligence practices. A third party supports our due diligence process by verifying certain information gathered from our suppliers..
Annual Report on Supply Due Diligence
| · | The Company annually reports on our global supply chain due diligence and makes the current and historical reports available with Baker Hughes Policy Statement and any other supporting documentation on our public website: https://www.bakerhughes.com/conflict-minerals. |
Independent Private Sector Audit
The Company is not subject to an independent private sector audit of the Report.
Results of Due Diligence Undertaken and Processing Facilities
Based on the Company’s due diligence efforts to date, the Company does not have sufficient information to fully determine the country of origin of the conflict minerals in each of our relevant products, or whether the conflict minerals in each of our products were from recycled or scrap sources. However, Schedule 1 below lists the countries of origin, by pertinent mineral, for which the Company has been able to confirm the information provided by our suppliers.
Based on the Company’s due diligence efforts to date, the Company does not have sufficient information to fully determine each processing facility utilized to produce the conflict minerals used in each of the Company's relevant products. However, Schedule 2 below lists the processing facilities that source minerals from the DRC for which the Company has been able to confirm the information provided by our suppliers.
The efforts to determine the origin of conflict minerals are more fully described in the section entitled “Due Diligence Measures Undertaken.”
Risk Mitigation
With respect to those products the Company manufactures or contracts to be manufactured for sale that contain necessary conflict minerals, the Company plans to undertake the following steps to mitigate the risk that our necessary conflict minerals could unintentionally benefit armed groups:
| · | improve processes to identify the presence of necessary conflict minerals in products we manufacture or contract to be manufactured and offer for sale by: |
| o | seeking to increase our supplier responses in reporting period 2022, while recognizing that responses will depend on supplier cooperation; |
| o | continue communication with suppliers and internal stakeholders and spread best practices learned during the execution of the 3TG due diligence process in 2022 in order to improve the number of relevant suppliers responding to Baker Hughes’ supply chain surveys and the quality of their responses; |
| o | continue the identification of and communication with smelters and refiners in Baker Hughes’ supply chain, both directly and indirectly through Baker Hughes’ relevant suppliers, in order to continue to increase the number of smelters and refiners that participate in RMI's Responsible Minerals Assurance Process (RMAP); |
| o | continue to participate in industry initiatives encouraging responsible supply chains; |
| o | as new relevant suppliers are added to the Baker Hughes’ supply chain, work with these suppliers to help ensure that they understand our compliance requirements, the requirements of the Conflict Minerals Rule and the OECD Guidance. |
| · | continue to assess the presence of necessary conflict minerals in our relevant supply chain; |
| · | continue to perform due diligence on the necessary conflict minerals supplied to us to determine their origin; |
| · | continue to clearly communicate to suppliers our expectations with regard to compliance with the Company’s stated policies, performance, transparency and responsible sourcing practices; |
| · | engage with our suppliers to properly identify and obtain relevant information from “Invalid” or “Undetermined” SORs in our supply chain; |
| · | engage with suppliers identified as sourcing from high-risk SORs, including those not enrolled in or compliant with a verification program, to encourage them to source from conflict-free SORs or mines and obtain from their applicable SORs or mines conflict-free designations from recognized certification programs; |
| · | continue to engage with suppliers that did not respond to our request for conflict minerals information for the reporting period 2021, ultimately seeking to engage as many of those suppliers as possible during the reporting year 2022 to: |
| o | determine the reasons for past failures to respond, |
| o | address supplier concerns and questions as appropriate, and |
| o | offer suppliers resources, including educational and other guidance materials, to facilitate future responses; |
| · | follow up with all high cumulative risk suppliers in order to assist them in understanding their risk level and the future implications their risk level could have on the Company’s conflict minerals program; |
| o | suppliers potentially sourcing from high-risk and non-conflict free SORs, to verify actual relevant mineral sources, |
| o | suppliers actually sourcing from high-risk and non-conflict free SORs, to work toward sourcing from alternative sources, |
| o | suppliers with weak conflict minerals programs, to provide information, education and training to support strengthening their programs, and |
| o | suppliers failing to respond to multiple past conflict minerals information requests, to prioritize understanding of and compliance with our due diligence program requirements; |
| · | conduct analysis and verification of origin information provided by our suppliers; |
| · | monitor the activities, initiatives and programs of DRC regional governments and agencies, international bodies, and non-governmental organizations that are aimed at minimizing or eliminating the benefit to |
relevant armed groups derived from conflict minerals, and, where practicable, to support or implement those activities, initiatives or programs; and
| · | seek, where practicable, alternative suppliers that responsibly source necessary conflict minerals, which may include sources within the conflict area that do not benefit armed groups. |
Products Description
The Company’s products covered by this Report that are considered to contain necessary conflict minerals include the following:
Oilfield Equipment – includes blowout preventers; control systems; marine drilling risers; wellhead connectors; diverters; control systems; manifolds; connections; wellheads; specialty connectors & pipes; advanced flexible pipe products including risers, flowlines, and fluid transfer lines and jumpers; flow equipment; valves; and actuators used for deepwater drilling, subsea production systems (SPS), flexible pipe systems, and onshore wellheads.
Turbomachinery & Process Solutions - includes mechanical-drive, compression and power-generation applications across the oil and gas industry, as well as products used to serve the downstream segments of the industry including drivers, driven equipment, and flow control systems, and carbon capture and storage equipment and solutions.
Oilfield Services - includes products for on and offshore operations across the lifecycle of a well, ranging from drilling, evaluation, completion, production, and intervention, including diamond and tri-cone drill bits, directional drilling technology, measurement while drilling and logging while drilling systems, completions tools and systems, wellbore intervention tools and services, and artificial lift systems.
Digital Solutions – includes condition monitoring, inspection technologies, measurement, sensing, and pipeline solutions.
Schedule 1
The information in this Schedule is solely an aggregation of data provided by verified SORs identified by the Company’s suppliers. This is not a confirmation of conflict minerals actually contained in the Company’s products. Additionally, since this aggregation depends on self-identification by SORs, the following lists are not a confirmation or verification of every country of origin.
Countries of Origin - Tantalum
| Angola * Argentina Australia Austria Belarus Belgium Brazil Burundi * Cambodia Canada Central African Republic * Chile China Colombia Congo Djibouti DRC * Ecuador Egypt Estonia | Ethiopia France Germany Ghana Guinea Guyana Hungary India Indonesia Ireland Israel Italy Japan Kazakhstan Kenya Korea Kyrgyzstan Luxembourg Madagascar Malaysia | Mali Mexico Mongolia Mozambique Myanmar Namibia Netherlands Niger Nigeria Panama Peru Philippines Poland Portugal Russia Rwanda * Sierra Leone Singapore Slovakia Slovenia | South Africa South Sudan * Spain Sudan Suriname Switzerland Taiwan Tanzania* Thailand Uganda * United Kingdom USA Vietnam Zambia * Zimbabwe Recycle/Scrap |
* = DRC Region countries
Countries of Origin - Tin
| Andorra Angola * Argentina Australia Austria Åland Islands Belgium Bermuda Bolivia Brazil Burundi * Cambodia Canada Central African Republic * Chile China Colombia Congo Djibouti DRC * Ecuador | Egypt Eritrea Estonia Ethiopia France Germany Guinea Guyana Hungary India Indonesia Ireland Israel Japan Jersey Kazakhstan Kenya Korea Kyrgyzstan Luxembourg Madagascar | Malaysia Mexico Mongolia Morocco Mozambique Myanmar Namibia Netherlands Niger Nigeria Panama Papua New Guinea Peru Philippines Poland Portugal Russia Rwanda * Sierra Leone Singapore Slovakia | South Africa South Sudan * Spain Sudan Suriname Sweden Switzerland Taiwan Tanzania * Thailand Turkey Uganda * United Kingdom USA Uzbekistan Vietnam Zambia * Zimbabwe Recycle/Scrap |
* = DRC Region countries
Countries of Origin - Tungsten
| Angola * Argentina Australia Austria Belgium Brazil Burundi * Cambodia Canada Central African Republic * Chile China Colombia Djibouti DRC * Ecuador Egypt Estonia | Ethiopia France Germany Guinea Guyana Hungary India Indonesia Ireland Israel Japan Kazakhstan Korea Luxembourg Madagascar Malaysia Mexico Mongolia | Mozambique Myanmar Namibia Netherlands Niger Nigeria Papua New Guinea Peru Philippines Portugal Republic Of Korea Russia Rwanda * Sierra Leone Singapore Slovakia South Africa South Sudan * | Spain Sudan Suriname Switzerland Taiwan Tanzania * Thailand Uganda * United Kingdom USA Vietnam Zambia * Zimbabwe Recycle/Scrap |
* = DRC Region countries
Countries of Origin - Gold
| Afghanistan Albania American Samoa Andorra Angola * Argentina Armenia Australia Austria Belgium Bermuda Brazil Bulgaria Burundi * Cambodia Canada Central African Republic * Chile China Colombia Congo * Djibouti Dominica Dominican Republic DRC * | Ecuador Egypt Estonia Ethiopia Finland France Germany Ghana Guinea Guyana Hong Kong Hungary India Indonesia Ireland Israel Italy Japan Jersey Kazakhstan Kenya Korea Kyrgyzstan Liberia Lithuania | Luxembourg Madagascar Malaysia Mali Mauritania Mexico Mongolia Mozambique Myanmar Namibia Netherlands New Zealand Niger Nigeria Panama Papua New Guinea Peru Philippines Poland Portugal Russia Rwanda * Saudi Arabia Sierra Leone Singapore | Slovakia South Africa South Sudan * Spain Sudan Suriname Sweden Switzerland Taiwan Tanzania * Thailand Turkey Uganda * United Arab Emirates United Kingdom USA Uzbekistan Vietnam Zambia * Zimbabwe Recycle/Scrap |
* = DRC Region countries
Schedule 2
Smelters or Refiners with Identified Mineral Sources
The information in this Schedule is solely an aggregation of data provided by verified SORs identified by the Company’s suppliers. This is not a confirmation of conflict minerals actually contained in the Company’s products. Additionally, since this aggregation depends on self-identification by SORs, the following lists are not a confirmation or verification of every country of origin.
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID000004 | A.L.M.T. Corp. | Tungsten | Yes | Japan | Yes |
| CID000010 | Academy Precious Metal Materials (Zhaoyuan) Co., Ltd. | Gold | Yes | China | Unknown |
| CID000015 | Advanced Chemical Company | Gold | Yes | United States Of America | No |
| CID000019 | Aida Chemical Industries Co., Ltd. | Gold | Yes | Japan | No |
| CID000028 | Aktyubinsk Copper Company TOO | Gold | Yes | Kazakhstan | Unknown |
| CID000034 | Alldyne Powder Technologies | Tungsten | Yes | (blank) | Unknown |
| CID000035 | Allgemeine Gold-und Silberscheideanstalt A.G. | Gold | Yes | Germany | No |
| CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | Gold | Yes | Uzbekistan | Yes |
| CID000045 | Alta Group | Tungsten | Yes | (blank) | Unknown |
| CID000049 | American Iron and Metal | Tin | Yes | Canada | Unknown |
| CID000058 | AngloGold Ashanti Corrego do Sitio Mineracao | Gold | Yes | Brazil | No |
| CID000077 | Argor-Heraeus S.A. | Gold | Yes | Switzerland | No |
| CID000082 | Asahi Pretec Corp. | Gold | Yes | Japan | No |
| CID000090 | Asaka Riken Co., Ltd. | Gold | Yes | Japan | Yes |
| CID000092 | Asaka Riken Co., Ltd. | Tantalum | Yes | Japan | No |
| CID000103 | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Gold | No | Turkey | No |
| CID000105 | Kennametal Huntsville | Tungsten | Yes | United States Of America | No |
| CID000111 | Audiua, Escardida | Gold | Yes | Chile | No |
| CID000113 | Aurubis AG | Gold | Yes | Germany | No |
| CID000115 | Ausmelt Limited | Tin | Yes | Australia | Unknown |
| CID000121 | Balver Zinn - Josef Jost GmbH & Co.KG | Tin | Yes | Germany | Unknown |
| CID000128 | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Gold | Yes | Philippines | No |
| CID000141 | Bauer Walser AG | Gold | Yes | Germany | Unknown |
| CID000149 | Beijing Zenith Materials | Tungsten | Yes | China | Unknown |
| CID000151 | Best Metais | Tin | Yes | Brazil | Unknown |
| CID000157 | Boliden AB | Gold | Yes | Sweden | No |
| CID000159 | bolin Co. Ltd. of xi'an Univ.of Arch.&Tech | Gold | Yes | China | Unknown |
| CID000174 | Buffalo Tungsten | Tungsten | Yes | China | Unknown |
| CID000176 | C. Hafner GmbH + Co. KG | Gold | Yes | Germany | No |
| CID000180 | Caridad | Gold | No | Mexico | No |
| CID000185 | CCR Refinery - Glencore Canada Corporation | Gold | Yes | Canada | Yes |
| CID000189 | Cendres + Metaux S.A. | Gold | Yes | Switzerland | No |
| CID000196 | CFC Cooperativa dos Fundidores de Cassiterita da Amazonia Ltda. | Tin | Yes | Brazil | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID000197 | Yunnan Copper Industry Co., Ltd. | Gold | No | China | No |
| CID000197 | Yunnan Copper Industry Co., Ltd. | Tantalum | No | China | No |
| CID000206 | Changchun up-optotech | Tungsten | Yes | China | Unknown |
| CID000211 | Changsha South Tantalum Niobium Co., Ltd. | Tantalum | Yes | China | Yes |
| CID000218 | Guangdong Xianglu Tungsten Co., Ltd. | Tungsten | Yes | China | No |
| CID000228 | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Tin | Yes | China | No |
| CID000231 | Cheong Hing | Gold | Yes | Hong Kong | Unknown |
| CID000233 | Chimet S.p.A. | Gold | Yes | Italy | No |
| CID000235 | China Gold International Resources Corp. Ltd. | Gold | Yes | China | Unknown |
| CID000242 | China National Gold Group Corporation | Gold | Yes | China | Unknown |
| CID000244 | Jiangxi Ketai Advanced Material Co., Ltd. | Tin | Yes | China | Unknown |
| CID000252 | China's nonferrous mining group co., LTD | Gold | Yes | China | No |
| CID000258 | Chongyi Zhangyuan Tungsten Co., Ltd. | Tungsten | Yes | China | Yes |
| CID000264 | Chugai Mining | Gold | Yes | Japan | No |
| CID000268 | CIF Mineracao | Tantalum | Yes | Brazil | Unknown |
| CID000272 | Cloud Hunan | Gold | Yes | China | Unknown |
| CID000278 | CNMC (Guangxi) PGMA Co., Ltd. | Tin | Yes | China | Unknown |
| CID000281 | CNMC (Guangxi) PGMA Co., Ltd. | Tungsten | No | China | Unknown |
| CID000284 | Codelco | Gold | Yes | Chile | Unknown |
| CID000291 | Guangdong Rising Rare Metals-EO Materials Ltd. | Tantalum | Yes | China | Unknown |
| CID000292 | Alpha | Tin | Yes | Bolivia (Plurinational State Of) | No |
| CID000292 | Alpha | Tin | Yes | United States Of America | No |
| CID000295 | Cooperativa Metalurgica de Rondonia Ltda. | Tin | Yes | Brazil | Unknown |
| CID000301 | CSC Pure Technologies | Tin | Yes | Russian Federation | Unknown |
| CID000304 | CV Duta Putra Bangka | Tin | Yes | Indonesia | Unknown |
| CID000306 | CV Gita Pesona | Tin | Yes | Indonesia | Unknown |
| CID000307 | PT Justindo | Tin | Yes | Indonesia | Unknown |
| CID000308 | CV Makmur Jaya | Tin | Yes | Indonesia | Unknown |
| CID000309 | PT Aries Kencana Sejahtera | Tin | Yes | Indonesia | No |
| CID000313 | PT Premium Tin Indonesia | Tin | Yes | Indonesia | Unknown |
| CID000315 | CV United Smelting | Tin | Yes | Indonesia | Unknown |
| CID000324 | Dae Kil Metal Co., Ltd | Tin | Yes | Korea, Republic Of | Unknown |
| CID000328 | Daejin Indus Co., Ltd. | Gold | Yes | Korea, Republic Of | Unknown |
| CID000333 | DaeryongENC | Gold | Yes | Korea, Republic Of | Unknown |
| CID000335 | DAEWOO INTERNATIONAL CORPORATION | Tin | Yes | Korea, Republic Of | Unknown |
| CID000343 | Daye Non-Ferrous Metals Mining Ltd. | Gold | Yes | China | No |
| CID000345 | Dayu Weiliang Tungsten Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID000359 | DSC (Do Sung Corporation) | Gold | Yes | Korea, Republic Of | No |
| CID000361 | Doctor of solder products Co., LTD | Tin | Yes | China | Unknown |
| CID000362 | DODUCO Contacts and Refining GmbH | Gold | Yes | Germany | No |
| CID000376 | Dongguan City Xida Soldering Tin Products Co. | Tin | Yes | China | Unknown |
| CID000379 | DONGGUAN DONGXU METAL SURFACE HANDLE CO.,LTD | Gold | Yes | China | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID000392 | Dongguan Standard Electronic Material Co., Ltd | Gold | Yes | China | Unknown |
| CID000395 | Dongguanshi Sutande Dianzi Cailiao Youxiangongsi | Gold | Yes | China | Unknown |
| CID000398 | Dong-Wo Co., Ltd. | Gold | Yes | China | Unknown |
| CID000401 | Dowa | Gold | Yes | Japan | No |
| CID000402 | Dowa | Tin | Yes | Japan | No |
| CID000410 | Duoluoshan | Tantalum | Yes | China | Unknown |
| CID000414 | DUOXIN | Gold | Yes | China | Unknown |
| CID000422 | E-Chem Enterprise Corp. | Gold | Yes | China | Unknown |
| CID000425 | Eco-System Recycling Co., Ltd. East Plant | Gold | Yes | Japan | No |
| CID000434 | Electroloy Metal Pte | Tin | Yes | China | Unknown |
| CID000438 | EM Vinto | Tin | Yes | Bolivia (Plurinational State Of) | Yes |
| CID000448 | Estanho de Rondonia S.A. | Tin | Yes | Brazil | No |
| CID000452 | Ethiopian Minerals Development Share Company | Tantalum | Yes | Ethiopia | Unknown |
| CID000456 | Exotech Inc. | Tantalum | Yes | United States Of America | No |
| CID000460 | F&X Electro-Materials Ltd. | Tantalum | Yes | China | Yes |
| CID000465 | Feinhutte Halsbrucke GmbH | Gold | Yes | Germany | Unknown |
| CID000465 | Feinhutte Halsbrucke GmbH | Tin | Yes | Germany | Unknown |
| CID000466 | Feinhutte Halsbrucke GmbH | Tin | Yes | Germany | Unknown |
| CID000468 | Fenix Metals | Tin | Yes | Poland | No |
| CID000480 | Fort Wayne Wire Die, Inc. | Tungsten | Yes | (blank) | Unknown |
| CID000493 | OJSC Novosibirsk Refinery | Gold | No | Russian Federation | No |
| CID000498 | Fuji Metal Mining Corp. | Tin | Yes | Japan | Unknown |
| CID000499 | Fujian Jinxin Tungsten Co., Ltd. | Tungsten | Yes | China | No |
| CID000503 | Fujian Nanping | Tungsten | Yes | China | Unknown |
| CID000522 | Refinery of Seemine Gold Co., Ltd. | Gold | No | China | No |
| CID000523 | Baiyin Nonferrous Metals Corporation (BNMC) | Gold | Yes | China | Unknown |
| CID000524 | Ganzhou Grand Sea W & Mo Group Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID000530 | Ganzhou Hongfei Materials Co. | Tungsten | Yes | China | Unknown |
| CID000538 | Gejiu Non-Ferrous Metal Processing Co., Ltd. | Tin | Yes | China | No |
| CID000551 | GEJIU YE LIAN CHANG | Tin | Yes | China | Unknown |
| CID000553 | Gejiu Yunxi Group Corp. | Tin | Yes | China | Unknown |
| CID000555 | Gejiu Zili Mining And Metallurgy Co., Ltd. | Tin | Yes | China | No |
| CID000564 | Global Advanced Metals | Tantalum | Yes | (blank) | Unknown |
| CID000568 | Global Tungsten & Powders Corp. | Tungsten | Yes | United States Of America | Yes |
| CID000604 | Guangdong Guangzhou Guangsheng Non-Ferrous Import & Export Co. Ltd | Tungsten | Yes | China | Unknown |
| CID000605 | Guangdong Hua Jian Trade Co., Ltd. | Gold | Yes | China | Unknown |
| CID000611 | GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SI | Gold | Yes | China | Unknown |
| CID000612 | Guangdong Hongjin Gold and Silver Smelter | Gold | Yes | China | Unknown |
| CID000616 | Guangdong Zhiyuan New Material Co., Ltd. | Tantalum | Yes | China | Yes |
| CID000626 | Guangxi Nonferrous Metals Group | Tin | Yes | China | Unknown |
| CID000628 | Guangxi Zhongshan Jin Yi Smelting Co., Ltd. | Tin | Yes | China | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID000633 | Guangzhou King's high-tech materials | Gold | Yes | China | No |
| CID000648 | Guixi Smelter | Gold | Yes | China | Unknown |
| CID000651 | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | Gold | No | China | No |
| CID000653 | Gwo Chern industrial Co., Ltd. | Gold | Yes | (blank) | No |
| CID000670 | Hang Seng Technology | Gold | Yes | China | Unknown |
| CID000671 | Hangzhou Fuchunjiang Smelting Co., Ltd. | Gold | No | China | No |
| CID000679 | Harima Smelter | Gold | Yes | Japan | Unknown |
| CID000683 | H.C. Starck Group | Tungsten | Yes | Germany | Unknown |
| CID000689 | LT Metal Ltd. | Gold | Yes | Korea, Republic Of | No |
| CID000694 | Heimerle + Meule GmbH | Gold | Yes | Germany | No |
| CID000707 | Heraeus Metals Hong Kong Ltd. | Gold | Yes | China | No |
| CID000711 | Heraeus Precious Metals GmbH & Co. KG | Gold | Yes | Germany | No |
| CID000718 | Hetai Gold Mineral Guangdong Co., Ltd. | Gold | Yes | China | Unknown |
| CID000720 | Hezhou Jinwei Tin Co., Ltd. | Tin | Yes | China | Unknown |
| CID000724 | Sumitomo Hishikari Mine | Gold | Yes | Japan | Unknown |
| CID000730 | Hitachi | Tungsten | Yes | Japan | Unknown |
| CID000731 | Hi-Temp Specialty Metals, Inc. | Tantalum | Yes | United States Of America | Unknown |
| CID000756 | Huaxi Smelting Co. Ltd | Tin | Yes | China | Unknown |
| CID000760 | Huichang Jinshunda Tin Co., Ltd. | Tin | Yes | China | Unknown |
| CID000766 | Hunan Chenzhou Mining Co., Ltd. | Tungsten | Yes | China | No |
| CID000767 | Hunan Chenzhou Mining Co., Ltd. | Gold | No | China | No |
| CID000769 | Hunan Chunchang Nonferrous Metals Co., Ltd. | Tungsten | Yes | China | No |
| CID000773 | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | Gold | No | China | Yes |
| CID000778 | HwaSeong CJ CO., LTD. | Gold | No | Korea, Republic Of | No |
| CID000782 | IBF IND Brasileira de Ferroligas Ltda | Tin | Yes | Brazil | Unknown |
| CID000788 | IES Technical Sales | Tungsten | Yes | (blank) | Unknown |
| CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Gold | Yes | China | No |
| CID000807 | Ishifuku Metal Industry Co., Ltd. | Gold | Yes | Japan | No |
| CID000811 | ISHIHARA CHEMICAL CO., LTD. | Tin | Yes | Japan | Unknown |
| CID000814 | Istanbul Gold Refinery | Gold | Yes | Turkey | No |
| CID000823 | Japan Mint | Gold | Yes | Japan | No |
| CID000825 | Japan New Metals Co., Ltd. | Tungsten | Yes | Japan | No |
| CID000829 | Japan Pure Chemical | Tin | Yes | (blank) | Unknown |
| CID000835 | Jean Goldschmidt International | Tin | Yes | Belgium | Unknown |
| CID000840 | Jiang Jia Wang Technology Co. | Tin | Yes | China | No |
| CID000844 | Jiangsu Hetian Sci-Tech Material Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID000855 | Jiangxi Copper Co., Ltd. | Gold | Yes | China | Yes |
| CID000868 | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID000875 | Ganzhou Huaxing Tungsten Products Co., Ltd. | Tungsten | Yes | China | Yes |
| CID000880 | Jiangxi Yichun | Tantalum | Yes | China | Unknown |
| CID000884 | Jin Jinyin Refining Co., Ltd. | Gold | Yes | China | Unknown |
| CID000901 | Jinfeng Gold Mine Smelter | Gold | Yes | China | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID000909 | Jinlong Copper Co., Ltd. | Gold | Yes | China | Unknown |
| CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | Tantalum | Yes | China | Yes |
| CID000917 | Jiujiang Tanbre Co., Ltd. | Tantalum | Yes | China | Yes |
| CID000920 | Asahi Refining USA Inc. | Gold | Yes | United States Of America | No |
| CID000924 | Asahi Refining Canada Ltd. | Gold | Yes | Canada | No |
| CID000927 | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Gold | No | Russian Federation | No |
| CID000929 | JSC Uralelectromed | Gold | No | Russian Federation | No |
| CID000934 | Ju Tai Industrial Co., Ltd. | Tin | Yes | China | Unknown |
| CID000937 | JX Nippon Mining & Metals Co., Ltd. | Gold | Yes | Japan | No |
| CID000940 | JX Nippon Mining & Metals Co., Ltd. | Tungsten | Yes | Japan | Unknown |
| CID000942 | Gejiu Kai Meng Industry and Trade LLC | Tin | No | China | No |
| CID000948 | Yantai Zhaojin Lifu Precious Metals Co., Ltd. | Gold | Yes | China | Unknown |
| CID000956 | Kazakhmys Smelting LLC | Gold | Yes | Kazakhstan | No |
| CID000957 | Kazzinc | Gold | Yes | Kazakhstan | No |
| CID000963 | KEMET Corp. | Tantalum | Yes | (blank) | Unknown |
| CID000966 | Kennametal Fallon | Tungsten | Yes | United States Of America | No |
| CID000969 | Kennecott Utah Copper LLC | Gold | Yes | United States Of America | Yes |
| CID000973 | King-Tan Tantalum Industry Ltd. | Tantalum | Yes | China | Unknown |
| CID000981 | Kojima Chemicals Co., Ltd. | Gold | Yes | Japan | No |
| CID000988 | Korea Metal Co., Ltd. | Gold | Yes | Korea, Republic Of | Unknown |
| CID000991 | Kosak Seiren | Gold | Yes | Japan | Unknown |
| CID000992 | KOVOHUTE PRIBRAM NASTUPNICKA, A.S. | Tin | Yes | (blank) | Unknown |
| CID001009 | Kunshan Jinli chemical industry reagents co.,Ltd. | Gold | Yes | China | Unknown |
| CID001020 | Kupol | Tin | Yes | Russian Federation | Unknown |
| CID001027 | KYOCERA | Tungsten | Yes | China | Unknown |
| CID001029 | Kyrgyzaltyn JSC** | Gold | No | Kyrgyzstan | No |
| CID001032 | L'azurde Company For Jewelry | Gold | No | Saudi Arabia | No |
| CID001056 | Lingbao Gold Co., Ltd. | Gold | No | China | No |
| CID001058 | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | Gold | No | China | No |
| CID001063 | Linqu Xianggui Smelter Co., Ltd. | Tin | Yes | China | Unknown |
| CID001070 | China Tin Group Co., Ltd. | Tin | Yes | China | No |
| CID001076 | LSM Brasil S.A. | Tantalum | Yes | Brazil | Yes |
| CID001078 | LS-NIKKO Copper Inc. | Gold | Yes | Korea, Republic Of | No |
| CID001093 | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | Gold | No | China | No |
| CID001098 | Ma An Shan Shu Guang Smelter Corp. | Tin | Yes | China | Unknown |
| CID001105 | Malaysia Smelting Corporation (MSC) | Tin | Yes | Malaysia | Yes |
| CID001112 | Materials Eco-Refining Co., Ltd. | Tin | Yes | Japan | Unknown |
| CID001113 | Materion | Gold | Yes | United States Of America | No |
| CID001116 | Materion | Tungsten | Yes | (blank) | Unknown |
| CID001119 | Matsuda Sangyo Co., Ltd. | Gold | Yes | Japan | No |
| CID001126 | Matsuo Electric | Tantalum | Yes | Japan | Unknown |
| CID001136 | Metahub Industries Sdn. Bhd. | Tin | Yes | Malaysia | Unknown |
| CID001140 | Metal Do | Tantalum | Yes | Japan | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID001142 | Metallic Resources, Inc. | Tin | Yes | United States Of America | No |
| CID001143 | Metallum Group Holding NV | Tin | Yes | Belgium | Unknown |
| CID001146 | Metallo Chimique | Tungsten | Yes | Belgium | Unknown |
| CID001147 | Metalor Technologies (Suzhou) Ltd. | Gold | Yes | China | No |
| CID001149 | Metalor Technologies (Hong Kong) Ltd. | Gold | Yes | China | No |
| CID001152 | Metalor Technologies (Singapore) Pte., Ltd. | Gold | Yes | Singapore | No |
| CID001153 | Metalor Technologies S.A. | Gold | Yes | Switzerland | Yes |
| CID001157 | Metalor USA Refining Corporation | Gold | Yes | United States Of America | No |
| CID001161 | Metalurgica Met-Mex Penoles S.A. De C.V. | Gold | Yes | Mexico | No |
| CID001163 | Metallurgical Products India Pvt., Ltd. | Tantalum | Yes | India | No |
| CID001172 | Minchali Metal Industry Co., Ltd. | Tin | Yes | Taiwan, Province Of China | No |
| CID001173 | Mineracao Taboca S.A. | Tin | Yes | Brazil | No |
| CID001175 | Mineracao Taboca S.A. | Tantalum | Yes | Brazil | No |
| CID001177 | Ming Li Jia smelt Metal Factory | Tin | Yes | China | Unknown |
| CID001177 | Ming Li Jia smelt Metal Factory | Tungsten | Yes | China | Unknown |
| CID001181 | Minmetals Ganzhou Tin Co. Ltd. | Tungsten | Yes | China | Unknown |
| CID001182 | Minsur | Tin | Yes | Peru | Yes |
| CID001188 | Mitsubishi Materials Corporation | Gold | Yes | Japan | No |
| CID001188 | Mitsubishi Materials Corporation | Tungsten | Yes | Japan | No |
| CID001191 | Mitsubishi Materials Corporation | Tin | Yes | Japan | No |
| CID001192 | Mitsui Mining and Smelting Co., Ltd. | Tantalum | Yes | Japan | No |
| CID001193 | Mitsui Mining and Smelting Co., Ltd. | Gold | Yes | Japan | No |
| CID001195 | Mitsui Mining and Smelting Co., Ltd. | Tungsten | Yes | Japan | Unknown |
| CID001196 | MK Electron | Gold | Yes | Korea, Republic Of | Unknown |
| CID001200 | NPM Silmet AS | Tantalum | Yes | Estonia | Yes |
| CID001204 | Moscow Special Alloys Processing Plant | Gold | No | Russian Federation | No |
| CID001212 | N.E. Chemcat | Gold | Yes | Japan | Unknown |
| CID001220 | Nadir Metal Rafineri San. Ve Tic. A.S. | Gold | Yes | Turkey | No |
| CID001228 | Nanchang Cemented Carbide Limited Liability Company | Tungsten | Yes | China | Unknown |
| CID001231 | Jiangxi New Nanshan Technology Ltd. | Tin | Yes | China | No |
| CID001236 | Navoi Mining and Metallurgical Combinat | Gold | Yes | Uzbekistan | No |
| CID001246 | Ney Metals and Alloys | Tin | Yes | Indonesia | No |
| CID001246 | Ney Metals and Alloys | Tin | Yes | United States Of America | No |
| CID001246 | Ney Metals and Alloys | Tungsten | Yes | Indonesia | No |
| CID001252 | Nihon Superior Co., Ltd. | Gold | Yes | Japan | Unknown |
| CID001256 | NIHON GENMA MFG.CO.,LTD. | Tin | Yes | Japan | Unknown |
| CID001259 | Nihon Material Co., Ltd. | Gold | Yes | Japan | Yes |
| CID001266 | Ningbo Kangqiang Electronics Co., Ltd. | Gold | Yes | China | Unknown |
| CID001269 | Ningbo Yinzhou Ningbo of precious metal recycling plant | Gold | Yes | China | Unknown |
| CID001276 | Ninghua Xingluokeng Tungsten Mining Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | Tantalum | Yes | China | Yes |
| CID001280 | Ningxia Orient Tantalum Industry Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID001289 | Nippon Micrometal Corporation | Tungsten | Yes | Japan | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID001292 | Nippon Steel | Tungsten | Yes | Japan | Unknown |
| CID001303 | North American Tungsten | Tungsten | Yes | Canada | Unknown |
| CID001305 | Novosibirsk Processing Plant Ltd. | Tantalum | Yes | Russian Federation | No |
| CID001305 | Novosibirsk Processing Plant Ltd. | Tin | Yes | Russian Federation | No |
| CID001313 | Nyrstar Metals | Gold | Yes | United States Of America | Unknown |
| CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | Tin | Yes | Thailand | No |
| CID001322 | Elemetal Refining, LLC | Gold | Yes | United States Of America | Unknown |
| CID001325 | Ohura Precious Metal Industry Co., Ltd. | Gold | Yes | Japan | No |
| CID001326 | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Gold | No | Russian Federation | No |
| CID001328 | OJSC Kolyma Refinery | Gold | Yes | Russian Federation | Unknown |
| CID001332 | Old City Metals Processing Co., Ltd. | Tin | Yes | China | No |
| CID001337 | Operaciones Metalurgicas S.A. | Tin | Yes | Bolivia (Plurinational State Of) | Yes |
| CID001352 | PAMP S.A. | Gold | Yes | Switzerland | Yes |
| CID001356 | Pan Light Corporation | Tin | Yes | Taiwan, Province Of China | No |
| CID001362 | Penglai Penggang Gold Industry Co., Ltd. | Gold | No | China | No |
| CID001368 | Plansee SE | Tantalum | Yes | Austria | Unknown |
| CID001368 | Plansee SE | Tungsten | Yes | Austria | Unknown |
| CID001371 | Plansee | Tungsten | Yes | Austria | Unknown |
| CID001386 | Prioksky Plant of Non-Ferrous Metals | Gold | No | Russian Federation | Yes |
| CID001393 | PT Alam Lestari Kencana | Tin | Yes | Indonesia | Unknown |
| CID001397 | PT Aneka Tambang (Persero) Tbk | Gold | Yes | Indonesia | No |
| CID001399 | PT Artha Cipta Langgeng | Tin | Yes | Indonesia | No |
| CID001402 | PT Babel Inti Perkasa | Tin | Yes | Indonesia | No |
| CID001406 | PT Babel Surya Alam Lestari | Tin | Yes | China | No |
| CID001406 | PT Babel Surya Alam Lestari | Tin | Yes | Indonesia | No |
| CID001407 | PT Babel Surya Alam Lestari | Gold | Yes | Indonesia | Unknown |
| CID001409 | PT Bangka Kudai Tin | Tin | Yes | Indonesia | Unknown |
| CID001412 | PT Bangka Putra Karya | Tin | Yes | Indonesia | Unknown |
| CID001416 | PT Bangka Timah Utama Sejahtera | Tin | Yes | Indonesia | Unknown |
| CID001419 | PT Bangka Tin Industry | Tin | Yes | Indonesia | Unknown |
| CID001421 | PT Belitung Industri Sejahtera | Tin | No | Indonesia | Unknown |
| CID001424 | PT BilliTin Makmur Lestari | Tin | Yes | Indonesia | Unknown |
| CID001428 | PT Bukit Timah | Tin | Yes | Indonesia | No |
| CID001434 | PT DS Jaya Abadi | Tin | Yes | Indonesia | Unknown |
| CID001438 | PT Eunindo Usaha Mandiri | Tin | Yes | Indonesia | Unknown |
| CID001442 | PT Fang Di MulTindo | Tin | Yes | Indonesia | Unknown |
| CID001445 | PT HP Metals Indonesia | Tin | Yes | Indonesia | Unknown |
| CID001448 | PT Karimun Mining | Tin | Yes | Indonesia | Unknown |
| CID001449 | PT Koba Tin | Tin | Yes | Indonesia | Unknown |
| CID001453 | PT Mitra Stania Prima | Tin | Yes | Indonesia | No |
| CID001456 | PT NATARI | Tin | Yes | Indonesia | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID001457 | PT Panca Mega Persada | Tin | No | Indonesia | Unknown |
| CID001458 | PT Prima Timah Utama | Tin | Yes | Indonesia | No |
| CID001460 | PT Refined Bangka Tin | Tin | Yes | Indonesia | No |
| CID001463 | PT Sariwiguna Binasentosa | Tin | Yes | Indonesia | Unknown |
| CID001466 | PT Seirama Tin Investment | Tin | Yes | Indonesia | Unknown |
| CID001468 | PT Stanindo Inti Perkasa | Tin | Yes | Indonesia | No |
| CID001470 | PT Stanindo Inti Perkasa | Tungsten | Yes | Indonesia | Unknown |
| CID001471 | PT Sumber Jaya Indah | Tin | Yes | Indonesia | Unknown |
| CID001476 | PT Supra Sukses Trinusa | Tin | Yes | Indonesia | Unknown |
| CID001477 | PT Timah Tbk Kundur | Tin | Yes | Indonesia | No |
| CID001482 | PT Timah Tbk Mentok | Tin | Yes | Indonesia | No |
| CID001485 | PT Timah Tbk Mentok | Tungsten | Yes | Indonesia | Unknown |
| CID001486 | PT Timah Nusantara | Tin | Yes | Indonesia | Yes |
| CID001490 | PT Tinindo Inter Nusa | Tin | Yes | Indonesia | No |
| CID001493 | PT Tommy Utama | Tin | Yes | Indonesia | Unknown |
| CID001494 | PT Yinchendo Mining Industry | Tin | Yes | Indonesia | Unknown |
| CID001497 | Public Security Bureau | Gold | Yes | China | Unknown |
| CID001498 | PX Precinox S.A. | Gold | Yes | Switzerland | No |
| CID001508 | QuantumClean | Tantalum | Yes | United States Of America | Yes |
| CID001509 | Rahman Hydraulic Tin Sdn Bhd | Tin | Yes | Malaysia | Unknown |
| CID001512 | Rand Refinery (Pty) Ltd. | Gold | Yes | South Africa | Yes |
| CID001515 | Realized the Enterprise Co., Ltd. | Gold | Yes | China | No |
| CID001517 | RedRing Solder (M) Sdn. Bhd | Tin | Yes | Malaysia | Unknown |
| CID001522 | Yanling Jincheng Tantalum & Niobium Co., Ltd. | Tantalum | Yes | China | No |
| CID001530 | ROHM & HAAS | Tin | Yes | (blank) | Unknown |
| CID001534 | Royal Canadian Mint | Gold | Yes | Canada | No |
| CID001539 | Rui Da Hung | Tin | Yes | Taiwan, Province Of China | No |
| CID001546 | Sabin Metal Corp. | Gold | No | United States Of America | No |
| CID001555 | Samduck Precious Metals | Gold | Yes | Korea, Republic Of | Yes |
| CID001557 | Samhwa non-ferrorus Metal ind.co.ltd | Tin | Yes | Korea, Republic Of | Unknown |
| CID001562 | Samwon Metals Corp. | Gold | No | Korea, Republic Of | No |
| CID001567 | Sanmenxia Hengsheng science and technology, research and development Co., LTD | Gold | Yes | China | Unknown |
| CID001573 | Schone Edelmetaal B.V. | Gold | Yes | Netherlands | Unknown |
| CID001585 | SEMPSA Joyeria Plateria S.A. | Gold | Yes | Spain | No |
| CID001592 | Senju Metal Industry Co., Ltd. | Tin | Yes | (blank) | Unknown |
| CID001602 | SGS | Tin | Yes | China | No |
| CID001604 | Shan Dong Huangjin | Gold | Yes | China | Unknown |
| CID001605 | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | Gold | Yes | China | Unknown |
| CID001605 | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | Tin | Yes | China | Unknown |
| CID001606 | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | Tin | Yes | China | Unknown |
| CID001607 | Shandon Jin Jinyin Refining Limited | Gold | Yes | China | No |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID001612 | Shandong Hengbang Smelter Co., Ltd. | Gold | Yes | China | Unknown |
| CID001616 | Shandong penglai gold smelter | Gold | Yes | China | No |
| CID001619 | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Gold | No | China | No |
| CID001622 | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Gold | Yes | China | No |
| CID001631 | Shanghai Gold Exchange | Gold | Yes | China | Unknown |
| CID001634 | Shanghai Jiangxi Metals Co., Ltd. | Tantalum | Yes | China | Unknown |
| CID001642 | ShangHai YueQiang Metal Products Co., LTD | Tin | Yes | China | Unknown |
| CID001665 | shen zhen qi xiang da hua gong gong si | Tin | Yes | China | Unknown |
| CID001685 | Shenzhen Chemicals Light Industry Co., Ltd. | Tin | Yes | China | Unknown |
| CID001692 | Shenzhen Heng Zhong Industry Co., Ltd. | Gold | Yes | China | Unknown |
| CID001694 | Shenzhen Hong Chang Metal Manufacturing Factory | Tin | Yes | China | Unknown |
| CID001699 | Shenzhen Municipal Public Security Bureau | Gold | Yes | China | Unknown |
| CID001707 | SHENZHEN TIANCHENG CHEMICAL CO LTD | Gold | Yes | China | Unknown |
| CID001731 | Sichuan Guanghan Jiangnan casting smelters | Tin | Yes | China | Unknown |
| CID001734 | Sichuan Metals & Materials Imp & Exp Co | Tungsten | Yes | China | Unknown |
| CID001736 | Sichuan Tianze Precious Metals Co., Ltd. | Gold | Yes | China | No |
| CID001742 | Sincemat Co, Ltd. | Tungsten | Yes | China | Unknown |
| CID001745 | Sino-Platinum Metals Co., Ltd. | Gold | Yes | China | Unknown |
| CID001754 | So Accurate Group, Inc. | Gold | Yes | United States Of America | Unknown |
| CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | Gold | No | Russian Federation | No |
| CID001758 | Soft Metais Ltda. | Tin | Yes | Brazil | Yes |
| CID001761 | Solar Applied Materials Technology Corp. | Gold | Yes | Taiwan, Province Of China | No |
| CID001764 | Solar Applied Materials Technology Corp. | Tungsten | Yes | (blank) | No |
| CID001769 | Solikamsk Magnesium Works OAO | Tantalum | Yes | Russian Federation | Yes |
| CID001769 | Solikamsk Magnesium Works OAO | Tantalum | Yes | United States Of America | Yes |
| CID001775 | Soochow University | Gold | Yes | Hong Kong | No |
| CID001775 | Soochow University | Tin | Yes | Hong Kong | No |
| CID001795 | Sumisho Material Corp. | Gold | Yes | Japan | Unknown |
| CID001798 | Sumitomo Metal Mining Co., Ltd. | Gold | Yes | Japan | No |
| CID001798 | Sumitomo Metal Mining Co., Ltd. | Tungsten | Yes | Japan | No |
| CID001801 | Sumitomo Metal Mining Co., Ltd. | Tungsten | Yes | Japan | Unknown |
| CID001808 | Suntain Co., Ltd. | Gold | Yes | Taiwan, Province Of China | No |
| CID001810 | Super Dragon Technology Co., Ltd. | Gold | No | China | Unknown |
| CID001810 | Super Dragon Technology Co., Ltd. | Gold | No | Taiwan, Province Of China | Unknown |
| CID001810 | Super Dragon Technology Co., Ltd. | Tin | No | China | Unknown |
| CID001822 | Suzhou Nuonengda Chemical Co., Ltd. | Tin | Yes | China | Unknown |
| CID001826 | Suzhou Xingrui Noble | Gold | Yes | China | Unknown |
| CID001839 | TaeguTec | Tungsten | Yes | Korea, Republic Of | Unknown |
| CID001840 | Tai Perng | Gold | Yes | (blank) | No |
| CID001844 | Taicang City Nancang Metal Material Co., Ltd. | Gold | Yes | China | Unknown |
| CID001845 | Taicang City Nancang Metal Material Co., Ltd. | Tin | Yes | China | Unknown |
| CID001851 | Taiwan high-tech Co., Ltd. | Tin | Yes | Taiwan, Province Of China | No |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID001852 | Taiwan Huanliang | Tin | Yes | Indonesia | No |
| CID001852 | Taiwan Huanliang | Tin | Yes | Taiwan, Province Of China | No |
| CID001857 | TAIWAN TOTAI CO., LTD. | Gold | Yes | Taiwan, Province Of China | No |
| CID001859 | Taiwan's lofty Enterprises Ltd. | Tin | Yes | Taiwan, Province Of China | No |
| CID001861 | Taiyo Nippon Sanso Trading (Shanghai) Co., LTD | Tungsten | Yes | China | Unknown |
| CID001864 | Tai'zhou City Yangtze River Delta Electron Ltd. | Gold | Yes | China | Unknown |
| CID001869 | Taki Chemical Co., Ltd. | Tantalum | Yes | Japan | Yes |
| CID001869 | Taki Chemical Co., Ltd. | Tantalum | Yes | United States Of America | Yes |
| CID001873 | Tamura | Tin | Yes | Japan | Unknown |
| CID001875 | Tanaka Kikinzoku Kogyo K.K. | Gold | Yes | Japan | No |
| CID001879 | Tantalite Resources | Tantalum | Yes | South Africa | Unknown |
| CID001882 | TAP | Tin | Yes | United States Of America | No |
| CID001885 | TCC steel | Tin | Yes | Korea, Republic Of | Unknown |
| CID001887 | Technic | Gold | Yes | (blank) | Unknown |
| CID001889 | Tejing (Vietnam) Tungsten Co., Ltd. | Tungsten | Yes | Viet Nam | No |
| CID001891 | Telex Metals | Tantalum | Yes | United States Of America | Yes |
| CID001893 | TENNANT METAL PTY LTD. | Tin | Yes | Australia | Unknown |
| CID001897 | Thailand Mine Factory | Tin | Yes | Thailand | No |
| CID001898 | Thaisarco | Tin | Yes | Thailand | Yes |
| CID001901 | Thaisarco | Tungsten | Yes | Thailand | Unknown |
| CID001908 | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Tin | Yes | China | No |
| CID001909 | Great Wall Precious Metals Co., Ltd. of CBPM | Gold | No | China | No |
| CID001916 | The Refinery of Shandong Gold Mining Co., Ltd. | Gold | Yes | China | No |
| CID001920 | Three green surface technology limited company | Tin | Yes | China | No |
| CID001929 | Tianshui Ling Bo Technology Co., Ltd. | Tin | Yes | China | Unknown |
| CID001932 | TIN PLATING GEJIU | Tin | Yes | China | Unknown |
| CID001938 | Tokuriki Honten Co., Ltd. | Gold | Yes | Japan | No |
| CID001943 | TONG LONG | Tin | Yes | China | No |
| CID001946 | Tongding Group | Tin | Yes | China | Unknown |
| CID001947 | Tongling Nonferrous Metals Group Co., Ltd. | Gold | No | China | No |
| CID001954 | Top-Team Technology (Shenzhen) Ltd. | Tin | Yes | China | Unknown |
| CID001955 | Torecom | Gold | Yes | Korea, Republic Of | No |
| CID001958 | Tosoh | Tungsten | Yes | (blank) | Unknown |
| CID001962 | Triumph Northwest | Tungsten | Yes | (blank) | Unknown |
| CID001969 | Ulba Metallurgical Plant JSC | Tantalum | Yes | Kazakhstan | Yes |
| CID001977 | Umicore Brasil Ltda. | Gold | Yes | Brazil | Unknown |
| CID001980 | Umicore S.A. Business Unit Precious Metals Refining | Gold | Yes | Belgium | No |
| CID001993 | United Precious Metal Refining, Inc. | Gold | Yes | United States Of America | No |
| CID001997 | Univertical International (Suzhou) Co., Ltd | Tin | Yes | China | Unknown |
| CID001998 | Untracore Co., Ltd. | Tin | Yes | Thailand | No |
| CID002003 | Valcambi S.A. | Gold | Yes | Switzerland | No |
| CID002009 | Viagra Di precious metals (Zhaoyuan) Co., Ltd. | Gold | Yes | China | Unknown |
| CID002011 | Vietnam Youngsun Tungsten Industry Co., Ltd. | Tungsten | Yes | Viet Nam | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID002014 | Voss Metals Company, Inc. | Tungsten | Yes | (blank) | Unknown |
| CID002015 | VQB Mineral and Trading Group JSC | Tin | No | Viet Nam | No |
| CID002020 | Wam Technologies Taiwan Co., Ltd. | Gold | Yes | (blank) | No |
| CID002023 | WANG TING | Gold | Yes | China | No |
| CID002024 | Wang Yu Manufacturing Co., Ltd. | Tin | Yes | China | Unknown |
| CID002027 | WELLEY | Tin | Yes | Taiwan, Province Of China | No |
| CID002030 | Western Australian Mint (T/a The Perth Mint) | Gold | Yes | Australia | No |
| CID002030 | Western Australian Mint (T/a The Perth Mint) | Tin | Yes | Australia | No |
| CID002035 | Westfalenzinn | Tin | Yes | Germany | Unknown |
| CID002036 | White Solder Metalurgia e Mineracao Ltda. | Tin | Yes | Brazil | Yes |
| CID002042 | Westmetall GmbH & Co. KG | Tin | Yes | Germany | Unknown |
| CID002044 | Wolfram Bergbau und Hutten AG | Tungsten | Yes | Austria | Yes |
| CID002047 | WOLFRAM Company CJSC | Tungsten | Yes | Russian Federation | Unknown |
| CID002054 | Wu Xi Shi Yi Zheng Ji Xie She Bei Company | Tin | Yes | China | Unknown |
| CID002057 | WUJIANG CITY LUXE TIN FACTORY | Tin | Yes | China | Unknown |
| CID002058 | Wuxi City Precious Metal Electronic Material Fty | Gold | Yes | China | Unknown |
| CID002059 | Wuxi Lantronic Electronic Co Ltd | Tin | Yes | China | Unknown |
| CID002063 | Wuzhong Group | Gold | Yes | China | Unknown |
| CID002070 | Xiamen Golden Egret Special Alloy Co. Ltd. | Tungsten | Yes | China | Unknown |
| CID002074 | Xiamen Honglu Tungsten Molybdenum Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002076 | Xiamen JInbo Metal Co., Ltd. | Gold | Yes | China | No |
| CID002076 | Xiamen JInbo Metal Co., Ltd. | Tungsten | Yes | China | No |
| CID002082 | Xiamen Tungsten Co., Ltd. | Tungsten | Yes | China | Yes |
| CID002090 | Xin Furukawa Metal ( Wuxi ) Co., Ltd. | Tin | Yes | China | Unknown |
| CID002095 | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002099 | XURI | Tin | Yes | China | Unknown |
| CID002100 | Yamakin Co., Ltd. | Gold | Yes | Japan | No |
| CID002102 | Yamato Denki Ind. Co., Ltd. | Gold | Yes | Japan | No |
| CID002102 | Yamato Denki Ind. Co., Ltd. | Tantalum | Yes | Japan | No |
| CID002115 | YH (Yunnan) | Tin | Yes | China | Unknown |
| CID002121 | Yifeng Tin | Tin | Yes | China | Unknown |
| CID002123 | Yiquan Manufacturing | Tin | Yes | China | No |
| CID002129 | Yokohama Metal Co., Ltd. | Gold | Yes | Japan | No |
| CID002147 | Yuecheng Tin Co., Ltd. | Tin | Yes | China | Unknown |
| CID002158 | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Tin | Yes | China | No |
| CID002162 | Yunnan Chengo Electric Smelting Plant | Tin | Yes | China | Unknown |
| CID002164 | Yunnan Copper Zinc Industry Co., Ltd. | Tin | Yes | China | Unknown |
| CID002166 | Yunnan Geiju Smelting Corp. | Tin | Yes | China | No |
| CID002173 | Yunnan Industrial Co., Ltd. | Tin | Yes | China | Unknown |
| CID002180 | Yunnan Tin Company Limited | Tin | Yes | China | No |
| CID002195 | Zhangzhou Chuen Bao Apt Smeltery Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002201 | Zhaojun Maifu | Gold | Yes | China | No |
| CID002201 | Zhaojun Maifu | Tantalum | Yes | China | No |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID002205 | Zhe Jiang Guang Yuan Noble Metal Smelting Factory | Gold | Yes | China | Unknown |
| CID002205 | Zhe Jiang Guang Yuan Noble Metal Smelting Factory | Tin | Yes | China | Unknown |
| CID002214 | Zhongkuang Gold Industry Co., Ltd. | Gold | Yes | China | Unknown |
| CID002219 | Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd. | Gold | Yes | China | Unknown |
| CID002220 | Zhongshan Jinye Smelting Co.,Ltd | Tin | Yes | China | No |
| CID002221 | Zhongshan Poison Material Proprietary Co., Ltd. | Gold | Yes | China | Unknown |
| CID002222 | Zhongshan Public Security Bureau | Gold | Yes | China | Unknown |
| CID002223 | ZhongShi | Tin | Yes | China | Unknown |
| CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Gold | Yes | China | No |
| CID002230 | Primeyoung Metal Ind. (Zhuhai) Co., Ltd. | Tin | Yes | China | Unknown |
| CID002231 | Zhuhai toxic materials Monopoly Ltd. | Gold | Yes | China | Unknown |
| CID002231 | Zhuhai toxic materials Monopoly Ltd. | Tin | Yes | China | Unknown |
| CID002232 | Zhuzhou Cemented Carbide Group Co., Ltd. | Tantalum | Yes | China | Unknown |
| CID002232 | Zhuzhou Cemented Carbide Group Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002235 | Zhuzhou Cemented Carbide | Tungsten | Yes | China | Unknown |
| CID002236 | Zhuzhou Cemented Carbide Group Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002243 | Gold Refinery of Zijin Mining Group Co., Ltd. | Gold | Yes | China | No |
| CID002244 | Zijin Mining Group Co., Ltd. Gold Refinery | Tin | Yes | China | Unknown |
| CID002274 | GUANGXI HUA TIN GOLD MINUTE FEE, LTD. | Tantalum | Yes | China | Unknown |
| CID002274 | GUANGXI HUA TIN GOLD MINUTE FEE, LTD. | Tin | Yes | China | Unknown |
| CID002281 | LIAN JING | Tin | Yes | China | Unknown |
| CID002282 | Morris and Watson | Gold | Yes | New Zealand | No |
| CID002285 | Nohon Material Corporation | Gold | Yes | Japan | No |
| CID002290 | SAFINA A.S. | Gold | Yes | Czechia | No |
| CID002307 | Yichun Jin Yang Rare Metal Co., Ltd. | Tantalum | Yes | China | Unknown |
| CID002309 | Yunnan Malipo Baiyi Kuangye Co. | Tin | Yes | China | Unknown |
| CID002312 | Guangdong Jinding Gold Limited | Gold | No | China | No |
| CID002313 | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | Tungsten | No | China | No |
| CID002314 | Umicore Precious Metals Thailand | Gold | Yes | Thailand | No |
| CID002315 | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Tungsten | Yes | China | Yes |
| CID002316 | Jiangxi Yaosheng Tungsten Co., Ltd. | Tungsten | Yes | China | No |
| CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Tungsten | Yes | China | Yes |
| CID002318 | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Tungsten | Yes | China | No |
| CID002319 | Malipo Haiyu Tungsten Co., Ltd. | Tungsten | Yes | China | No |
| CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | Tungsten | Yes | China | Yes |
| CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | Tungsten | Yes | China | No |
| CID002349 | DAIDO STEEL | Tungsten | Yes | Japan | No |
| CID002355 | Faggi Enrico S.p.A. | Gold | Yes | Italy | Unknown |
| CID002365 | Hulterworth Smelter | Tin | Yes | China | No |
| CID002365 | Hulterworth Smelter | Tin | Yes | Japan | No |
| CID002380 | LiBaoJia | Gold | Yes | China | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID002382 | M/s ECO Tropical Resources | Tin | Yes | Singapore | Unknown |
| CID002386 | Nantong Tongjie Electrical Co., Ltd. | Tantalum | Yes | (blank) | No |
| CID002408 | Sigma Tin Alloy Co., Ltd. | Tin | Yes | China | Unknown |
| CID002411 | Spectro Alloys Corp. | Tin | Yes | United States Of America | Unknown |
| CID002428 | Xiamen Honglu Tungsten Molybdenum Co., Ltd. | Tin | Yes | China | No |
| CID002428 | Xiamen Honglu Tungsten Molybdenum Co., Ltd. | Tungsten | Yes | China | No |
| CID002436 | Solder Court Ltd. | Tin | Yes | China | No |
| CID002441 | Nihon Superior Co., Ltd. | Tin | Yes | China | Unknown |
| CID002455 | CV Venus Inti Perkasa | Tin | Yes | Bangladesh | No |
| CID002455 | CV Venus Inti Perkasa | Tin | Yes | Indonesia | No |
| CID002459 | Geib Refining Corporation | Gold | Yes | United States Of America | No |
| CID002468 | Magnu's Minerais Metais e Ligas Ltda. | Tin | Yes | Brazil | Yes |
| CID002478 | PT Tirus Putra Mandiri | Tin | No | Indonesia | Unknown |
| CID002479 | PT Wahana Perkit Jaya | Tin | Yes | Indonesia | Unknown |
| CID002487 | WONIL METAL Co., Ltd. | Tin | Yes | Korea, Republic Of | Unknown |
| CID002491 | Yunnan Gold Mining Group Co., Ltd. (YGMG) | Gold | Yes | China | Unknown |
| CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | Tantalum | Yes | China | No |
| CID002493 | Jiangxi Richsea New Materials Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002494 | Ganzhou Seadragon W & Mo Co., Ltd. | Tungsten | Yes | China | No |
| CID002500 | Melt Metais e Ligas S.A. | Tin | No | Brazil | No |
| CID002501 | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | Tantalum | Yes | China | Unknown |
| CID002502 | Asia Tungsten Products Vietnam Ltd. | Tungsten | Yes | Viet Nam | Yes |
| CID002503 | PT ATD Makmur Mandiri Jaya | Tantalum | Yes | Indonesia | No |
| CID002503 | PT ATD Makmur Mandiri Jaya | Tin | Yes | Indonesia | No |
| CID002504 | D Block Metals, LLC | Tantalum | Yes | United States Of America | No |
| CID002505 | FIR Metals & Resource Ltd. | Tantalum | Yes | China | No |
| CID002506 | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Tantalum | Yes | China | Yes |
| CID002508 | XinXing HaoRong Electronic Material Co., Ltd. | Tantalum | Yes | China | No |
| CID002509 | MMTC-PAMP India Pvt., Ltd. | Gold | Yes | India | Yes |
| CID002510 | Republic Metals Corporation | Gold | Yes | United States Of America | Unknown |
| CID002511 | KGHM Polska Miedz Spolka Akcyjna | Gold | Yes | Poland | No |
| CID002512 | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Tantalum | Yes | China | No |
| CID002513 | Chenzhou Diamond Tungsten Products Co., Ltd. | Tungsten | Yes | China | No |
| CID002515 | Fidelity Printers and Refiners Ltd.** | Gold | No | Zimbabwe | No |
| CID002516 | Singway Technology Co., Ltd. | Gold | Yes | Taiwan, Province Of China | No |
| CID002517 | O.M. Manufacturing Philippines, Inc. | Tin | Yes | Philippines | No |
| CID002518 | Dayu Jincheng Tungsten Industry Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002519 | Henan Yuguang Gold & Lead Co., Ltd. | Gold | Yes | China | Unknown |
| CID002525 | Shandong Humon Smelting Co., Ltd. | Gold | No | China | Unknown |
| CID002527 | Shenzhen Zhonghenglong Real Industry Co., Ltd. | Gold | No | China | No |
| CID002529 | Zhuzhou Smelting Group Co., Ltd | Gold | Yes | China | Unknown |
| CID002530 | PT Inti Stania Prima | Tin | Yes | Bangladesh | Unknown |
| CID002530 | PT Inti Stania Prima | Tin | Yes | Indonesia | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID002531 | Ganxian Shirui New Material Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002532 | Pobedit, JSC | Tungsten | Yes | Russian Federation | Unknown |
| CID002535 | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002536 | Ganzhou Yatai Tungsten Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002538 | Sanher Tungsten Vietnam Co., Ltd. | Tungsten | Yes | Viet Nam | Unknown |
| CID002539 | KEMET Blue Metals | Tantalum | Yes | Mexico | Yes |
| CID002540 | Plansee SE Liezen | Tantalum | Yes | Austria | Unknown |
| CID002541 | H.C. Starck Tungsten GmbH | Tungsten | Yes | Germany | Yes |
| CID002542 | H.C. Starck Smelting GmbH & Co. KG | Tungsten | Yes | Germany | Yes |
| CID002543 | Masan Tungsten Chemical LLC (MTC) | Tungsten | Yes | Viet Nam | No |
| CID002544 | H.C. Starck Co., Ltd. | Tantalum | Yes | Thailand | Yes |
| CID002545 | H.C. Starck Tantalum and Niobium GmbH | Tantalum | Yes | Germany | Yes |
| CID002546 | H.C. Starck Surface Technology and Ceramic Powders GmbH | Tantalum | Yes | Germany | Unknown |
| CID002547 | H.C. Starck Hermsdorf GmbH | Tantalum | Yes | Germany | Yes |
| CID002548 | H.C. Starck Inc. | Tantalum | Yes | United States Of America | Yes |
| CID002549 | H.C. Starck Ltd. | Tantalum | Yes | Japan | Yes |
| CID002550 | H.C. Starck Smelting GmbH & Co. KG | Tantalum | Yes | Germany | Yes |
| CID002551 | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Tungsten | Yes | China | No |
| CID002556 | Plansee SE Reutte | Tantalum | Yes | Austria | Unknown |
| CID002557 | Global Advanced Metals Boyertown | Tantalum | Yes | United States Of America | Yes |
| CID002558 | Global Advanced Metals Aizu | Tantalum | Yes | Japan | Yes |
| CID002560 | Al Etihad Gold Refinery DMCC | Gold | Yes | United Arab Emirates | No |
| CID002561 | Emirates Gold DMCC | Gold | Yes | United Arab Emirates | No |
| CID002562 | International Precious Metal Refiners | Gold | Yes | United Arab Emirates | Unknown |
| CID002563 | Kaloti Precious Metals** | Gold | No | United Arab Emirates | No |
| CID002567 | Sudan Gold Refinery** | Gold | No | Sudan | No |
| CID002568 | KEMET Blue Powder | Tantalum | Yes | United States Of America | Unknown |
| CID002570 | CV Ayi Jaya | Tin | Yes | Indonesia | No |
| CID002571 | Tranzact, Inc. | Tantalum | Yes | United States Of America | Unknown |
| CID002572 | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Tin | No | Viet Nam | No |
| CID002573 | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Tin | No | Viet Nam | No |
| CID002574 | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Tin | No | Viet Nam | No |
| CID002578 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | Tungsten | Yes | China | Unknown |
| CID002579 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | Tungsten | Yes | China | No |
| CID002580 | T.C.A S.p.A | Gold | Yes | Italy | No |
| CID002581 | Precious Metals Sales Corp. | Gold | Yes | United States Of America | Unknown |
| CID002582 | REMONDIS PMR B.V. | Gold | Yes | Netherlands | No |
| CID002584 | Fujairah Gold FZC | Gold | No | United Arab Emirates | Unknown |
| CID002587 | Industrial Refining Company** | Gold | No | Belgium | No |
| CID002588 | Shirpur Gold Refinery Ltd. | Gold | No | India | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID002589 | Niagara Refining LLC | Tungsten | Yes | United States Of America | No |
| CID002590 | E.S.R. Electronics | Tantalum | Yes | United States Of America | Unknown |
| CID002592 | CV Dua Sekawan | Tin | Yes | Indonesia | Unknown |
| CID002593 | PT Rajehan Ariq | Tin | Yes | Indonesia | No |
| CID002596 | ARY Aurum Plus | Gold | Yes | United Arab Emirates | Unknown |
| CID002601 | House of Currency of Brazil (Casa da Moeda do Brazil) | Gold | Yes | Brazil | Unknown |
| CID002605 | Korea Zinc Co., Ltd. | Gold | Yes | Korea, Republic Of | No |
| CID002606 | Marsam Metals | Gold | Yes | Brazil | No |
| CID002614 | Shandong Yanggu Xiangguang Co., Ltd. | Gold | Yes | China | Unknown |
| CID002615 | TOO Tau-Ken-Altyn | Gold | Yes | Kazakhstan | No |
| CID002635 | Hongqiao Metals (Kunshan) Co., Ltd. | Tin | Yes | China | Unknown |
| CID002641 | China Molybdenum Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002645 | Ganzhou Haichuang Tungsten Co., Ltd. | Tungsten | Yes | China | No |
| CID002647 | Jiangxi Xianglu Tungsten Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002648 | Jiangxi Rare Metals Tungsten Holdings Group Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002649 | Hydrometallurg, JSC | Tungsten | Yes | Russian Federation | Yes |
| CID002652 | Mehra Ferro-Alloys Pvt. Ltd. | Tungsten | Yes | India | Unknown |
| CID002659 | Tungsten Diversified Industries LLC | Tungsten | Yes | (blank) | Unknown |
| CID002696 | PT Cipta Persada Mulia | Tin | Yes | Indonesia | No |
| CID002701 | Morigin Company | Tin | Yes | Japan | Unknown |
| CID002703 | An Vinh Joint Stock Mineral Processing Company | Tin | No | Viet Nam | No |
| CID002706 | Resind Industria e Comercio Ltda. | Tin | Yes | Brazil | Yes |
| CID002707 | Resind Industria e Comercio Ltda. | Tantalum | Yes | Brazil | No |
| CID002708 | Abington Reldan Metals, LLC | Gold | No | United States Of America | No |
| CID002714 | Angelcast Enterprise Co., Ltd. | Tin | Yes | China | Unknown |
| CID002724 | Unecha Refractory metals plant | Tungsten | Yes | Russian Federation | No |
| CID002739 | Hop Hing electroplating factory Zhejiang | Gold | Yes | China | No |
| CID002743 | SuZhou ShenChuang recycling Ltd. | Gold | Yes | China | No |
| CID002745 | Tsai Brother industries | Gold | Yes | Taiwan, Province Of China | No |
| CID002756 | Super Ligas | Tin | Yes | Brazil | No |
| CID002757 | PT O.M. Indonesia | Tin | Yes | Indonesia | Unknown |
| CID002761 | SAAMP | Gold | Yes | France | No |
| CID002762 | L'Orfebre S.A. | Gold | Yes | Andorra | No |
| CID002763 | 8853 S.p.A. | Gold | Yes | Italy | Unknown |
| CID002765 | Italpreziosi | Gold | Yes | Italy | No |
| CID002773 | Metallo Belgium N.V. | Tantalum | Yes | Belgium | Yes |
| CID002773 | Metallo Belgium N.V. | Tin | Yes | Belgium | Yes |
| CID002774 | Metallo Spain S.L.U. | Tin | Yes | Spain | Yes |
| CID002776 | PT Bangka Prima Tin | Tin | Yes | Indonesia | Unknown |
| CID002777 | SAXONIA Edelmetalle GmbH | Gold | Yes | Germany | No |
| CID002778 | WIELAND Edelmetalle GmbH | Gold | Yes | Germany | No |
| CID002778 | WIELAND Edelmetalle GmbH | Tin | Yes | Germany | No |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID002779 | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Gold | Yes | Austria | No |
| CID002786 | Chofu Works | Tin | Yes | China | No |
| CID002786 | Chofu Works | Tin | Yes | Japan | No |
| CID002789 | S. Izaguirre | Tin | Yes | Spain | Unknown |
| CID002809 | Arco Alloys | Tin | Yes | United States Of America | No |
| CID002815 | South-East Nonferrous Metal Company Limited of Hengyang City | Tungsten | Yes | China | Unknown |
| CID002816 | PT Sukses Inti Makmur | Tin | Yes | Indonesia | Unknown |
| CID002819 | Jiangxi Yaosheng Tungsten Co., Ltd. | Tin | Yes | China | Unknown |
| CID002821 | Metahub Industries Sdn. Bhd. | Gold | Yes | Malaysia | Unknown |
| CID002821 | Metahub Industries Sdn. Bhd. | Tin | Yes | Malaysia | Unknown |
| CID002825 | An Thai Minerals Co., Ltd. | Tin | Yes | Viet Nam | Unknown |
| CID002827 | Philippine Chuangxin Industrial Co., Inc. | Tungsten | Yes | Philippines | No |
| CID002829 | PT Kijang Jaya Mandiri | Tin | Yes | Indonesia | Unknown |
| CID002830 | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | Tungsten | Yes | China | No |
| CID002833 | ACL Metais Eireli | Tungsten | Yes | Brazil | No |
| CID002834 | Thai Nguyen Mining and Metallurgy Co., Ltd. | Tin | Yes | Viet Nam | No |
| CID002835 | PT Menara Cipta Mulia | Tin | Yes | Indonesia | No |
| CID002842 | Jiangxi Tuohong New Raw Material | Tantalum | Yes | China | No |
| CID002843 | Woltech Korea Co., Ltd. | Tungsten | Yes | Korea, Republic Of | No |
| CID002844 | HuiChang Hill Tin Industry Co., Ltd. | Tin | Yes | China | No |
| CID002845 | Moliren Ltd. | Tungsten | Yes | Russian Federation | No |
| CID002847 | Power Resources Ltd. | Tantalum | Yes | North Macedonia | Unknown |
| CID002848 | Gejiu Fengming Metallurgy Chemical Plant | Tin | Yes | China | Unknown |
| CID002849 | Guanyang Guida Nonferrous Metal Smelting Plant | Tin | Yes | China | Unknown |
| CID002850 | AU Traders and Refiners | Gold | No | South Africa | No |
| CID002851 | AURA-II | Gold | Yes | United States Of America | Unknown |
| CID002852 | GCC Gujrat Gold Centre Pvt. Ltd. | Gold | Yes | India | No |
| CID002853 | Sai Refinery | Gold | No | India | No |
| CID002854 | Universal Precious Metals Refining Zambia | Gold | Yes | Zambia | Unknown |
| CID002857 | Modeltech Sdn Bhd | Gold | No | Malaysia | No |
| CID002858 | Modeltech Sdn Bhd | Tin | No | Malaysia | No |
| CID002863 | Bangalore Refinery | Gold | Yes | India | No |
| CID002864 | China National Nonferrous Metals Imp. & Exp. Jiangxi Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID002865 | Kyshtym Copper-Electrolytic Plant ZAO | Gold | No | Russian Federation | No |
| CID002865 | Kyshtym Copper-Electrolytic Plant ZAO | Tungsten | No | Russian Federation | No |
| CID002866 | Morris and Watson Gold Coast | Gold | Yes | Australia | Unknown |
| CID002867 | Degussa Sonne / Mond Goldhandel GmbH | Gold | No | Germany | No |
| CID002870 | PT Lautan Harmonis Sejahtera | Tin | Yes | Indonesia | No |
| CID002872 | Pease & Curren | Gold | No | United States Of America | No |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID002893 | JALAN & Company | Gold | No | India | Unknown |
| CID002899 | Al Ghaith Gold | Gold | Yes | United Arab Emirates | Unknown |
| CID002904 | Hung Cheong Metal Manufacturing Limited | Gold | Yes | China | Unknown |
| CID002914 | Rio Tinto Group | Gold | Yes | Australia | No |
| CID002914 | Rio Tinto Group | Gold | Yes | United States Of America | No |
| CID002918 | SungEel HiMetal Co., Ltd. | Gold | Yes | Korea, Republic Of | No |
| CID002919 | Planta Recuperadora de Metales SpA | Gold | Yes | Chile | Yes |
| CID002920 | ABC Refinery Pty Ltd. | Gold | No | Australia | Unknown |
| CID002946 | Xianghualing Tin Industry Co., Ltd. | Tin | Yes | China | No |
| CID002973 | Safimet S.p.A | Gold | Yes | Italy | No |
| CID003116 | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | Tin | Yes | China | No |
| CID003153 | State Research Institute Center for Physical Sciences and Technology | Gold | No | Lithuania | No |
| CID003182 | Hunan Litian Tungsten Industry Co., Ltd. | Tungsten | Yes | China | No |
| CID003185 | African Gold Refinery** | Gold | No | Uganda | Yes |
| CID003186 | Gold Coast Refinery | Gold | No | Ghana | Unknown |
| CID003189 | NH Recytech Company | Gold | Yes | Korea, Republic Of | No |
| CID003190 | Chifeng Dajingzi Tin Industry Co., Ltd. | Tin | Yes | China | No |
| CID003191 | Jiujiang Janny New Material Co., Ltd. | Tantalum | Yes | China | Unknown |
| CID003195 | DS PRETECH Co., Ltd. | Gold | Yes | Korea, Republic Of | No |
| CID003205 | PT Bangka Serumpun | Tin | Yes | Indonesia | No |
| CID003208 | Pongpipat Company Limited | Tin | No | Myanmar | No |
| CID003324 | QG Refining, LLC | Gold | No | United States Of America | Yes |
| CID003325 | Tin Technology & Refining | Tin | Yes | United States Of America | No |
| CID003348 | Dijllah Gold Refinery FZC | Gold | No | United Arab Emirates | Unknown |
| CID003356 | Dongguan CiEXPO Environmental Engineering Co., Ltd. | Tin | No | China | Unknown |
| CID003379 | Ma'anshan Weitai Tin Co., Ltd. | Tin | Yes | China | No |
| CID003380 | PT Masbro Alam Stania | Tin | Yes | Indonesia | Unknown |
| CID003381 | PT Rajawali Rimba Perkasa | Tin | Yes | Indonesia | Unknown |
| CID003382 | CGR Metalloys Pvt Ltd. | Gold | No | India | Unknown |
| CID003383 | Sovereign Metals | Gold | No | India | Unknown |
| CID003387 | Luna Smelter, Ltd. | Tin | Yes | Rwanda | Unknown |
| CID003388 | KGETS Co., Ltd. | Tungsten | Yes | Korea, Republic Of | No |
| CID003395 | OMODEO A. E S. METALLEGHE SRL | Tin | Yes | Italy | No |
| CID003397 | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | Tin | No | China | No |
| CID003401 | Fujian Ganmin RareMetal Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID003402 | CP Metals Inc. | Tantalum | Yes | United States Of America | Unknown |
| CID003402 | CP Metals Inc. | Tungsten | Yes | United States Of America | Unknown |
| CID003407 | Lianyou Metals Co., Ltd. | Tungsten | Yes | Taiwan, Province Of China | No |
| CID003408 | JSC "Kirovgrad Hard Alloys Plant" | Tungsten | Yes | Russian Federation | Unknown |
| CID003409 | Precious Minerals and Smelting Limited | Tin | No | India | Unknown |
| CID003410 | Gejiu City Fuxiang Industry and Trade Co., Ltd. | Tin | No | China | Unknown |
| CID003416 | NPP Tyazhmetprom LLC | Tungsten | Yes | Russian Federation | Unknown |
| Smelter ID | Smelter Name | Metal | Conflict Free?* | Smelter Facility Location | Source from DRC? |
| CID003417 | GEM Co., Ltd. | Tungsten | Yes | China | Unknown |
| CID003421 | C.I Metales Procesados Industriales SAS | Gold | Yes | Colombia | Unknown |
| CID003424 | Eco-System Recycling Co., Ltd. North Plant | Gold | Yes | Japan | No |
| CID003425 | Eco-System Recycling Co., Ltd. West Plant | Gold | Yes | Japan | No |
| CID003427 | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Tungsten | Yes | Brazil | Unknown |
| CID003448 | CP Metals Inc. | Tungsten | Yes | United States Of America | Unknown |
| CID003449 | PT Mitra Sukses Globalindo | Tin | Yes | Indonesia | Unknown |
| CID003461 | Augmont Enterprises Private Limited | Gold | Yes | India | Unknown |
| CID003463 | Kundan Care Products Ltd. | Gold | Yes | India | Unknown |
| CID003468 | Cronimet Brasil Ltda | Tungsten | Yes | Brazil | Unknown |
| CID003486 | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Tin | Yes | Brazil | Unknown |
| CID003487 | Emerald Jewel Industry India Limited (Unit 1) | Gold | Yes | India | Unknown |
| CID003488 | Emerald Jewel Industry India Limited (Unit 2) | Gold | Yes | India | Unknown |
| CID003489 | Emerald Jewel Industry India Limited (Unit 3) | Gold | Yes | India | Unknown |
| CID003490 | Emerald Jewel Industry India Limited (Unit 4) | Gold | Yes | India | Unknown |
| CID003497 | K.A. Rasmussen | Gold | No | Norway | Unknown |
| CID003500 | Alexy Metals | Gold | Yes | United States Of America | Unknown |
| CID003524 | CRM Synergies | Tin | Yes | Spain | Unknown |
| CID003529 | Sancus ZFS (L’Orfebre, SA) | Gold | Yes | Colombia | Unknown |
| CID003540 | Sellem Industries Ltd. | Gold | No | Mauritania | Unknown |
| CID003548 | MD Overseas | Gold | Yes | India | Unknown |
| CID003553 | Artek LLC | Tungsten | No | Russian Federation | Unknown |
| CID003557 | Metallix Refining Inc. | Gold | Yes | United States Of America | Unknown |
| CID003575 | Metal Concentrators SA (Pty) Ltd. | Gold | Yes | South Africa | Unknown |
| CID003582 | Fabrica Auricchio Industria e Comercio Ltda. | Tin | Yes | Brazil | Unknown |
| CID003583 | Yancheng Jinye New Material Technology Co., Ltd. | Tantalum | Yes | China | Unknown |
| CID003609 | Fujian Xinlu Tungsten | Tungsten | Yes | China | Unknown |
| CID003612 | OOO “Technolom” 2 | Tungsten | Yes | Russian Federation | Unknown |
| CID003614 | OOO “Technolom” 1 | Tungsten | Yes | Russian Federation | Unknown |
| CID003615 | WEEEREFINING | Gold | Yes | France | Unknown |
| CID003617 | Value Trading | Gold | Yes | Belgium | Unknown |
| CID003643 | LLC Volstok | Tungsten | No | Russian Federation | Unknown |
* = SOR certified as conflict free by the Responsible Minerals Initiative or an equivalent independent third-party certification program during reporting period 2021.
** = SOR identified as posing a high risk of sourcing from mines benefiting armed groups engaged in conflict in the DRC Region during reporting period 2021.
