COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA Pharmaceuticals Inc. | Common | 004225108 | 1,373,500 | 50,000 | SH | | DFND | Dorset | 50,000 | 0 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 6,195 | 1,000 | SH | | DFND | Dorset | 0 | 1,000 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 2,276,662 | 367,500 | SH | | DFND | Dorset | 367,500 | 0 | 0 |
Alliancebernstein Holdings LP Unit LTD | Common | 01881G106 | 9,930 | 500 | SH | | DFND | Dorset | 0 | 500 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 461,228 | 25,426 | SH | | DFND | Dorset | 25,426 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 11,623,750 | 125,000 | SH | | DFND | Dorset | 125,000 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 20,481,047 | 220,250 | SH | | DFND | Dorset | 0 | 220,250 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 427,754 | 4,600 | SH | | DFND | Other | 4,600 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 976,395 | 10,500 | SH | | DFND | Other | 0 | 10,500 | 0 |
Anchor Bancorp WA | Common | 032838104 | 86,450 | 5,000 | SH | | DFND | Other | 5,000 | 0 | 0 |
Anchor Bancorp WA | Common | 032838104 | 129,675 | 7,500 | SH | | DFND | Other | 0 | 7,500 | 0 |
Apple Inc. | Common | 037833100 | 35,756 | 75 | SH | | DFND | Other | 75 | 0 | 0 |
Apple Inc. | Common | 037833100 | 35,756 | 75 | SH | | DFND | Other | 0 | 75 | 0 |
Approach Resources, Inc. | Common | 03834A103 | 10,512,000 | 400,000 | SH | | DFND | Dorset | 0 | 400,000 | 0 |
Baker Hughes Incorporated | Common | 057224107 | 7,365,000 | 150,000 | SH | | DFND | Dorset | 0 | 150,000 | 0 |
Cabot Oil & Gas Corporation | Common | 127097103 | 14,181,600 | 380,000 | SH | | DFND | Dorset | 0 | 380,000 | 0 |
Cameron International Corporation | Common | 13342B105 | 16,927,300 | 290,000 | SH | | DFND | Dorset | 0 | 290,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 11,972,544 | 381,000 | SH | | DFND | Dorset | 0 | 381,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 306,540 | 9,750 | SH | | DFND | Other | 9,750 | 0 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 666,528 | 21,200 | SH | | DFND | Other | 0 | 21,200 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 24,860 | 2,000 | SH | | DFND | Dorset | 0 | 2,000 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 9,143,508 | 735,600 | SH | | DFND | Dorset | 735,600 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 24,860 | 2,000 | SH | | DFND | Dorset | 2,000 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 74,580 | 6,000 | SH | | DFND | Dorset | 0 | 6,000 | 0 |
China Ceramics Co. Ltd. | Common | G2113X100 | 779,078 | 233,257 | SH | | DFND | Dorset | 233,257 | 0 | 0 |
Cimarex Energy Co. | Common | 171798101 | 18,798,000 | 195,000 | SH | | DFND | Dorset | 0 | 195,000 | 0 |
Coca-Cola Company | Common | 191216100 | 318,192 | 8,400 | SH | | DFND | Other | 0 | 8,400 | 0 |
Concho Resources, Inc. | Common | 20605P101 | 21,217,950 | 195,000 | SH | | DFND | Dorset | 0 | 195,000 | 0 |
Continental Resources, Inc. | Common | 212015101 | 6,435,600 | 60,000 | SH | | DFND | Dorset | 0 | 60,000 | 0 |
DepoMed, Inc. | Common | 249908104 | 975,582 | 130,600 | SH | | DFND | Dorset | 130,600 | 0 | 0 |
Devon Energy Corp. | Common | 25179M103 | 2,310,400 | 40,000 | SH | | DFND | Dorset | 0 | 40,000 | 0 |
Du Pont EI De Nemours & Co | Common | 263534109 | 58,560 | 1,000 | SH | | DFND | Dorset | 1,000 | 0 | 0 |
Du Pont EI De Nemours & Co | Common | 263534109 | 210,816 | 3,600 | SH | | DFND | Dorset | 0 | 3,600 | 0 |
Eagle Materials Inc. | Common | 26969P108 | 16,541 | 228 | SH | | DFND | Dorset | 228 | 0 | 0 |
Essex Rental Corporation | Common | 297187106 | 3,446,927 | 1,010,829 | SH | | DFND | Dorset | 1,010,829 | 0 | 0 |
FMC Technologies, Inc. | Common | 30249U101 | 13,855,000 | 250,000 | SH | | DFND | Dorset | 0 | 250,000 | 0 |
FutureFuel Corporation | Common | 36116M106 | 8,980 | 500 | SH | | DFND | Dorset | 0 | 500 | 0 |
FutureFuel Corporation | Common | 36116M106 | 7,153,235 | 398,287 | SH | | DFND | Dorset | 398,287 | 0 | 0 |
General Electric Co | Common | 369604103 | 86,004 | 3,600 | SH | | DFND | Dorset | 0 | 3,600 | 0 |
Getty Realty Corporation | Common | 374297109 | 6,139,880 | 316,000 | SH | | DFND | Dorset | 316,000 | 0 | 0 |
Halliburton Company | Common | 406216101 | 15,408,000 | 320,000 | SH | | DFND | Dorset | 0 | 320,000 | 0 |
Hancock Fabrics, Inc. | Common | 409900107 | 41,680 | 40,000 | SH | | DFND | Dorset | 40,000 | 0 | 0 |
Helmerich & Payne, Inc. | Common | 423452101 | 12,411,000 | 180,000 | SH | | DFND | Dorset | 0 | 180,000 | 0 |
Hess Corporation | Common | 42809H107 | 15,468,000 | 200,000 | SH | | DFND | Dorset | 0 | 200,000 | 0 |
Hyde Park Acquisition Corp. II | Common | 448640102 | 1,458,550 | 145,855 | SH | | DFND | Dorset | 145,855 | 0 | 0 |
J.C. Penney Company, Inc. | Common | 708160106 | 352,200 | 40,000 | SH | | DFND | Dorset | 40,000 | 0 | 0 |
Johnson & Johnson | Common | 478160104 | 104,028 | 1,200 | SH | | DFND | Other | 1,200 | 0 | 0 |
Johnson & Johnson | Common | 478160104 | 450,788 | 5,200 | SH | | DFND | Other | 0 | 5,200 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 341,154 | 6,600 | SH | | DFND | Other | 6,600 | 0 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 759,843 | 14,700 | SH | | DFND | Other | 0 | 14,700 | 0 |
Kraft Foods Group Inc. | Common | 50076Q106 | 34,952 | 666 | SH | | DFND | Other | 666 | 0 | 0 |
Kraft Foods Group Inc. | Common | 50076Q106 | 160,852 | 3,065 | SH | | DFND | Other | 0 | 3,065 | 0 |
Kythera Biopharmaceuticals, Inc. | Common | 501570105 | 1,139,725 | 25,000 | SH | | DFND | Dorset | 25,000 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 72,104 | 1,666 | SH | | DFND | Dorset | 0 | 1,666 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 55,751,435 | 1,288,157 | SH | | DFND | Dorset | 1,288,157 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 118,717 | 2,743 | SH | | DFND | Other | 2,743 | 0 | 0 |
Lilly Eli & Co. | Common | 532457108 | 15,099 | 300 | SH | | DFND | Other | 300 | 0 | 0 |
Marathon Oil Corporation | Common | 565849106 | 3,488,000 | 100,000 | SH | | DFND | Dorset | 0 | 100,000 | 0 |
Merck & Co. Inc. | Common | 58933Y105 | 19,044 | 400 | SH | | DFND | Other | 0 | 400 | 0 |
Microsoft Corporation | Common | 594918104 | 3,612,544 | 108,550 | SH | | DFND | Other | 108,550 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 13,312 | 400 | SH | | DFND | Other | 400 | 0 | 0 |
Mondelez Intl Inc. | Common | 609207105 | 62,842 | 2,000 | SH | | DFND | Other | 2,000 | 0 | 0 |
Mondelez Intl Inc. | Common | 609207105 | 31,421 | 1,000 | SH | | DFND | Dorset | 0 | 1,000 | 0 |
Murphy Oil Corporation | Common | 626717102 | 6,032,000 | 100,000 | SH | | DFND | Dorset | 0 | 100,000 | 0 |
National Oilwell Varco Inc. | Common | 637071101 | 10,154,300 | 130,000 | SH | | DFND | Dorset | 0 | 130,000 | 0 |
Noble Corporation | Common | H5833N103 | 10,953,300 | 290,000 | SH | | DFND | Dorset | 0 | 290,000 | 0 |
Noble Energy, Inc. | Common | 655044105 | 20,103,000 | 300,000 | SH | | DFND | Dorset | 0 | 300,000 | 0 |
OBA Financial Services, Inc. | Common | 67424G101 | 475,000 | 25,000 | SH | | DFND | Dorset | 25,000 | 0 | 0 |
OBA Financial Services, Inc. | Common | 67424G101 | 95,000 | 5,000 | SH | | DFND | Other | 5,000 | 0 | 0 |
Oritani Financial Corporation | Common | 68633D103 | 32,920 | 2,000 | SH | | DFND | Other | 2,000 | 0 | 0 |
Oritani Financial Corporation | Common | 68633D103 | 98,760 | 6,000 | SH | | DFND | Other | 0 | 6,000 | 0 |
Petroleo Brasileiro SA | Common | 71654V408 | 611,855 | 39,500 | SH | | DFND | Dorset | 39,500 | 0 | 0 |
Petroleo Brasileiro SA | Common | 71654V408 | 5,429,245 | 350,500 | SH | | DFND | Dorset | 0 | 350,500 | 0 |
Pfizer Inc. | Common | 717081103 | 86,175 | 3,000 | SH | | DFND | Dorset | 0 | 3,000 | 0 |
Pfizer Inc. | Common | 717081103 | 34,983,488 | 1,217,876 | SH | | DFND | Dorset | 1,217,876 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 505,560 | 17,600 | SH | | DFND | Other | 17,600 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 1,723,500 | 60,000 | SH | | DFND | Other | 0 | 60,000 | 0 |
Physicians Realty Trust | Common | 71943U104 | 484,800 | 40,000 | SH | | DFND | Dorset | 40,000 | 0 | 0 |
Pioneer Natural Resources Company | Common | 723787107 | 20,768,000 | 110,000 | SH | | DFND | Dorset | 0 | 110,000 | 0 |
Proctor & Gamble Company | Common | 742718109 | 40,365 | 534 | SH | | DFND | Dorset | 534 | 0 | 0 |
QLT Inc. | Common | 746927102 | 2,064,637 | 445,926 | SH | | DFND | Dorset | 445,926 | 0 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 4,392 | 900 | SH | | DFND | Dorset | 0 | 900 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 7,301,734 | 1,496,257 | SH | | DFND | Dorset | 1,496,257 | 0 | 0 |
Ryman Hospitality PPTYS Inc. | Common | 78377T107 | 13,804 | 400 | SH | | DFND | Other | 400 | 0 | 0 |
Sanofi-Aventis RTS exp 12/31/20 | Common | 80105N113 | 185,840 | 92,000 | SH | | DFND | Dorset | 92,000 | 0 | 0 |
Schlumberger Limited | Common | 806857108 | 21,206,400 | 240,000 | SH | | DFND | Dorset | 0 | 240,000 | 0 |
SM Energy Company | Common | 78454L100 | 20,069,400 | 260,000 | SH | | DFND | Dorset | 0 | 260,000 | 0 |
Smith & Wesson Holding Corporation | Common | 831756101 | 1,648,500 | 150,000 | SH | | DFND | Dorset | 150,000 | 0 | 0 |
Southwestern Energy Company | Common | 845467109 | 6,184,600 | 170,000 | SH | | DFND | Dorset | 0 | 170,000 | 0 |
Standard Financial Corp. | Common | 853393106 | 365,000 | 20,000 | SH | | DFND | Dorset | 20,000 | 0 | 0 |
Starwood PPTY TR Inc. | Common | 85571B105 | 9,588 | 400 | SH | | DFND | Other | 400 | 0 | 0 |
State Investors Bancorp, Inc. | Common | 857030100 | 494,400 | 30,000 | SH | | DFND | Dorset | 30,000 | 0 | 0 |
The Howard Hughes Corporation | Common | 44267D107 | 3,371,100 | 30,000 | SH | | DFND | Dorset | 30,000 | 0 | 0 |
The Mosaic Company | Common | 61945C103 | 34,416 | 800 | SH | | DFND | Dorset | 0 | 800 | 0 |
The Mosaic Company | Common | 61945C103 | 5,790,492 | 134,600 | SH | | DFND | Dorset | 134,600 | 0 | 0 |
TheStreet Inc. | Common | 88368Q103 | 244,530 | 117,000 | SH | | DFND | Dorset | 117,000 | 0 | 0 |
Toll Brothers, Inc. | Common | 889478103 | 6,486 | 200 | SH | | DFND | Dorset | 0 | 200 | 0 |
Toll Brothers, Inc. | Common | 889478103 | 5,895,774 | 181,800 | SH | | DFND | Dorset | 181,800 | 0 | 0 |
Total SA | Common | 89151E109 | 139,008 | 2,400 | SH | | DFND | Other | 2,400 | 0 | 0 |
Total SA | Common | 89151E109 | 139,008 | 2,400 | SH | | DFND | Other | 0 | 2,400 | 0 |
Whiting Petroleum Corporation | Common | 966387102 | 23,940,000 | 400,000 | SH | | DFND | Dorset | 0 | 400,000 | 0 |
WPX Energy Inc. | Common | 98212B103 | 9,052,200 | 470,000 | SH | | DFND | Dorset | 0 | 470,000 | 0 |