COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA Pharmaceuticals Inc. | Common | 004225108 | 1,114,314 | 45,800 | SH | | DFND | Dorset | 45,800 | 0 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 11,408 | 1,600 | SH | | DFND | Dorset | 0 | 1,600 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 2,965,367 | 415,900 | SH | | DFND | Dorset | 415,900 | 0 | 0 |
AllianceBernstein Holdings LP | Common | 01881G106 | 12,485 | 500 | SH | | DFND | Other | 0 | 500 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 93,090 | 3,000 | SH | | DFND | Dorset | 0 | 3,000 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 5,288,319 | 170,426 | SH | | DFND | Dorset | 170,426 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 389,896 | 4,600 | SH | | DFND | Other | 4,600 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 5,068,648 | 59,800 | SH | | DFND | Dorset | 59,800 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 15,294,942 | 180,450 | SH | | DFND | Dorset | 0 | 180,450 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 508,560 | 6,000 | SH | | DFND | Other | 0 | 6,000 | 0 |
Anchor Bancorp | Common | 032838104 | 93,750 | 5,000 | SH | | DFND | Other | 5,000 | 0 | 0 |
Anchor Bancorp | Common | 032838104 | 140,625 | 7,500 | SH | | DFND | Other | 0 | 7,500 | 0 |
Apple Inc. | Common | 037833100 | 40,256 | 75 | SH | | DFND | Other | 75 | 0 | 0 |
Apple Inc. | Common | 037833100 | 40,256 | 75 | SH | | DFND | Other | 0 | 75 | 0 |
Approach Resources, Inc. | Common | 03834A103 | 9,514,050 | 455,000 | SH | | DFND | Dorset | 0 | 455,000 | 0 |
Baker Hughes Incorporated | Common | 057224107 | 13,654,200 | 210,000 | SH | | DFND | Dorset | 0 | 210,000 | 0 |
Cabot Oil & Gas Corporation | Common | 127097103 | 17,956,400 | 530,000 | SH | | DFND | Dorset | 0 | 530,000 | 0 |
Cameron International Corporation | Common | 13342B105 | 12,354,000 | 200,000 | SH | | DFND | Dorset | 0 | 200,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 13,836,047 | 361,000 | SH | | DFND | Dorset | 0 | 361,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 374,108 | 9,750 | SH | | DFND | Other | 9,750 | 0 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 736,704 | 19,200 | SH | | DFND | Other | 0 | 19,200 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 25,120 | 2,000 | SH | | DFND | Dorset | 0 | 2,000 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 8,987,936 | 715,600 | SH | | DFND | Dorset | 715,600 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 50,240 | 4,000 | SH | | DFND | Other | 4,000 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 75,360 | 6,000 | SH | | DFND | Other | 0 | 6,000 | 0 |
China Ceramics Co. Ltd. | Common | G2113X100 | 384,874 | 233,257 | SH | | DFND | Dorset | 233,257 | 0 | 0 |
Cimarex Energy Co. | Common | 171798101 | 16,675,400 | 140,000 | SH | | DFND | Dorset | 0 | 140,000 | 0 |
Coca Cola Company | Common | 191216100 | 231,960 | 6,000 | SH | | DFND | Other | 0 | 6,000 | 0 |
Columbia Laboratories, Inc. | Common | 197779200 | 1,152,879 | 159,900 | SH | | DFND | Dorset | 159,900 | 0 | 0 |
Continental Resources, Inc. | Common | 212015101 | 6,213,500 | 50,000 | SH | | DFND | Dorset | 0 | 50,000 | 0 |
Concho Resources Inc. | Common | 20605P101 | 18,375,000 | 150,000 | SH | | DFND | Dorset | 0 | 150,000 | 0 |
DepoMed, Inc. | Common | 249908104 | 1,893,700 | 130,600 | SH | | DFND | Dorset | 130,600 | 0 | 0 |
Du Pont E I De Nemours & Co. | Common | 263534109 | 67,100 | 1,000 | SH | | DFND | Other | 1,000 | 0 | 0 |
Du Pont E I De Nemours & Co. | Common | 263534109 | 241,560 | 3,600 | SH | | DFND | Other | 0 | 3,600 | 0 |
Eagle Materials Inc. | Common | 26969P108 | 20,214 | 228 | SH | | DFND | Other | 228 | 0 | 0 |
Eli Lilly & Co. | Common | 532457108 | 17,658 | 300 | SH | | DFND | Other | 300 | 0 | 0 |
Essex Rental Corporation | Common | 297187106 | 1,225,603 | 414,055 | SH | | DFND | Dorset | 414,055 | 0 | 0 |
FMC Technologies, Inc. | Common | 30249U101 | 12,549,600 | 240,000 | SH | | DFND | Dorset | 0 | 240,000 | 0 |
FutureFuel Corporation | Common | 36116M106 | 10,150 | 500 | SH | | DFND | Dorset | 0 | 500 | 0 |
FutureFuel Corporation | Common | 36116M106 | 6,570,988 | 323,694 | SH | | DFND | Dorset | 323,694 | 0 | 0 |
General Electric Co | Common | 369604103 | 93,204 | 3,600 | SH | | DFND | Other | 0 | 3,600 | 0 |
Gulfport Energy Corp | Common | 402635304 | 15,659,600 | 220,000 | SH | | DFND | Dorset | 0 | 220,000 | 0 |
Halliburton Company | Common | 406216101 | 20,022,600 | 340,000 | SH | | DFND | Dorset | 0 | 340,000 | 0 |
Hancock Fabrics, Inc. | Common | 409900107 | 40,370 | 36,700 | SH | | DFND | Dorset | 36,700 | 0 | 0 |
Helmerich & Payne, Inc. | Common | 423452101 | 13,982,800 | 130,000 | SH | | DFND | Dorset | 0 | 130,000 | 0 |
Hess Corporation | Common | 42809H107 | 14,918,400 | 180,000 | SH | | DFND | Dorset | 0 | 180,000 | 0 |
Hyde Park Acquisition Corp II | Common | 448640102 | 1,458,550 | 145,855 | SH | | DFND | Dorset | 145,855 | 0 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 400,686 | 6,600 | SH | | DFND | Other | 6,600 | 0 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 892,437 | 14,700 | SH | | DFND | Other | 0 | 14,700 | 0 |
Johnson & Johnson | Common | 478160104 | 117,876 | 1,200 | SH | | DFND | Other | 1,200 | 0 | 0 |
Johnson & Johnson | Common | 478160104 | 510,796 | 5,200 | SH | | DFND | Other | 0 | 5,200 | 0 |
Kraft Foods Group Inc. | Common | 50076Q106 | 37,363 | 666 | SH | | DFND | Other | 666 | 0 | 0 |
Kraft Foods Group Inc. | Common | 50076Q106 | 171,946 | 3,065 | SH | | DFND | Other | 0 | 3,065 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 112,072 | 1,666 | SH | | DFND | Dorset | 0 | 1,666 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 83,835,708 | 1,246,257 | SH | | DFND | Dorset | 1,246,257 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 123,979 | 1,843 | SH | | DFND | Other | 1,843 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 2,760,676 | 67,350 | SH | | DFND | Dorset | 67,350 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 16,396 | 400 | SH | | DFND | Other | 0 | 400 | 0 |
Murphy Oil Corporation | Common | 626717102 | 6,286,000 | 100,000 | SH | | DFND | Dorset | 0 | 100,000 | 0 |
Mondelez International Inc. | Common | 609207105 | 69,100 | 2,000 | SH | | DFND | Other | 2,000 | 0 | 0 |
Mondelez International Inc. | Common | 609207105 | 103,650 | 3,000 | SH | | DFND | Other | 0 | 3,000 | 0 |
Noble Energy, Inc. | Common | 655044105 | 16,694,400 | 235,000 | SH | | DFND | Dorset | 0 | 235,000 | 0 |
OBA Financial Services Inc. | Common | 67424G101 | 91,400 | 5,000 | SH | | DFND | Other | 5,000 | 0 | 0 |
Oritani Financial Corporation | Common | 68633D103 | 31,620 | 2,000 | SH | | DFND | Other | 2,000 | 0 | 0 |
Oritani Financial Corporation | Common | 68633D103 | 94,860 | 6,000 | SH | | DFND | Other | 0 | 6,000 | 0 |
Pfizer Inc. | Common | 717081103 | 96,360 | 3,000 | SH | | DFND | Dorset | 0 | 3,000 | 0 |
Pfizer Inc. | Common | 717081103 | 34,765,917 | 1,082,376 | SH | | DFND | Dorset | 1,082,376 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 565,312 | 17,600 | SH | | DFND | Other | 17,600 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 1,927,200 | 60,000 | SH | | DFND | Other | 0 | 60,000 | 0 |
Physicians Realty Trust | Common | 71943U104 | 637,536 | 45,800 | SH | | DFND | Dorset | 45,800 | 0 | 0 |
Pioneer Natural Resources Company | Common | 723787107 | 18,714,000 | 100,000 | SH | | DFND | Dorset | 0 | 100,000 | 0 |
Proctor & Gamble Company | Common | 742718109 | 43,040 | 534 | SH | | DFND | Dorset | 534 | 0 | 0 |
QLT Inc. | Common | 746927102 | 2,479,349 | 445,926 | SH | | DFND | Dorset | 445,926 | 0 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 6,210 | 900 | SH | | DFND | Dorset | 0 | 900 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 9,948,123 | 1,441,757 | SH | | DFND | Dorset | 1,441,757 | 0 | 0 |
Range Resources Corporation | Common | 75281A109 | 9,956,400 | 120,000 | SH | | DFND | Dorset | 0 | 120,000 | 0 |
Relypsa, Inc | Common | 759531106 | 2,191,035 | 73,500 | SH | | DFND | Dorset | 73,500 | 0 | 0 |
Ryman Hospitality PPTYS Inc | Common | 78377T107 | 17,008 | 400 | SH | | DFND | Other | 0 | 400 | 0 |
Schlumberger Limited | Common | 806857108 | 22,425,000 | 230,000 | SH | | DFND | Dorset | 0 | 230,000 | 0 |
SM Energy Company | Common | 78454L100 | 11,406,400 | 160,000 | SH | | DFND | Dorset | 0 | 160,000 | 0 |
Smith & Wesson Holding Corporation | Common | 831756101 | 1,462,000 | 100,000 | SH | | DFND | Dorset | 100,000 | 0 | 0 |
Southwestern Energy Company | Common | 845467109 | 23,005,000 | 500,000 | SH | | DFND | Dorset | 0 | 500,000 | 0 |
Standard Financial Corp. | Common | 853393106 | 373,400 | 20,000 | SH | | DFND | Dorset | 20,000 | 0 | 0 |
Starwood Waypoint Residential TR | Common | 85571W109 | 2,303 | 80 | SH | | DFND | Other | 0 | 80 | 0 |
Starwood PPTY TR | Common | 85571B105 | 9,436 | 400 | SH | | DFND | Other | 0 | 400 | 0 |
State Investors Bancorp, Inc. | Common | 857030100 | 469,200 | 30,000 | SH | | DFND | Dorset | 30,000 | 0 | 0 |
Strategic Oil & Gas Ltd. | Common | 86277F101 | 1,808 | 4,000 | SH | | DFND | Dorset | 0 | 4,000 | 0 |
Strategic Oil & Gas Ltd. | Common | 86277F101 | 540,592 | 1,196,000 | SH | | DFND | Dorset | 1,196,000 | 0 | 0 |
The Howard Hughes Corporation | Common | 44267D107 | 4,138,590 | 29,000 | SH | | DFND | Dorset | 29,000 | 0 | 0 |
The Mosaic Company | Common | 61945C103 | 17,500 | 350 | SH | | DFND | Dorset | 0 | 350 | 0 |
The Mosaic Company | Common | 61945C103 | 5,812,500 | 116,250 | SH | | DFND | Dorset | 116,250 | 0 | 0 |
TheStreet Inc. | Common | 88368Q103 | 280,864 | 107,200 | SH | | DFND | Dorset | 107,200 | 0 | 0 |
Total SA | Common | 89151E109 | 157,440 | 2,400 | SH | | DFND | Other | 2,400 | 0 | 0 |
Total SA | Common | 89151E109 | 157,440 | 2,400 | SH | | DFND | Other | 0 | 2,400 | 0 |
Whiting Petroleum Corporation | Common | 966387102 | 18,735,300 | 270,000 | SH | | DFND | Dorset | 0 | 270,000 | 0 |