Knott David M 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ACADIA Pharmaceuticals Inc.	Common	004225108	1,034,622	45,800	SH		DFND	Dorset	45,800	0	0
Affymetrix, Inc.	Common	00826T108	14,256	1,600	SH		DFND	Dorset	0	1,600	0
Affymetrix, Inc.	Common	00826T108	3,705,669	415,900	SH		DFND	Dorset	415,900	0	0
AllianceBernstein Holdings LP	Common	01881G106	38,820	1,500	SH		OTR		1,500	0	0
Ambac Financial Group, Inc.	Common	023139884	81,930	3,000	SH		DFND	Dorset	0	3,000	0
Ambac Financial Group, Inc.	Common	023139884	4,654,334	170,426	SH		DFND	Dorset	170,426	0	0
Anadarko Petroleum Corporation	Common	032511107	6,546,306	59,800	SH		DFND	Dorset	59,800	0	0
Anadarko Petroleum Corporation	Common	032511107	18,659,161	170,450	SH		DFND	Dorset	0	170,450	0
Anadarko Petroleum Corporation	Common	032511107	367,272	3,355	SH		OTR		0	3,355	0
Anadarko Petroleum Corporation	Common	032511107	656,820	6,000	SH		OTR		6,000	0	0
Anchor Bancorp	Common	032838104	95,435	5,000	SH		OTR		0	5,000	0
Anchor Bancorp	Common	032838104	143,154	7,500	SH		OTR		7,500	0	0
Apple Inc.	Common	037833100	48,788	525	SH		OTR		0	525	0
Apple Inc.	Common	037833100	48,788	525	SH		OTR		525	0	0
Approach Resources, Inc.	Common	03834A103	4,546,000	200,000	SH		DFND	Dorset	0	200,000	0
AT&T Inc.	Common	00206R102	99,008	2,800	SH		OTR		2,800	0	0
Auspex Pharmaceuticals, Inc.	Common	05211J102	787,601	35,366	SH		DFND	Dorset	35,366	0	0
Baker Hughes Incorporated	Common	057224107	14,890,000	200,000	SH		DFND	Dorset	0	200,000	0
Biota Pharmaceuticals, Inc.	Common	090694100	251,085	88,100	SH		DFND	Dorset	88,100	0	0
Cabot Oil & Gas Corporation	Common	127097103	13,656,000	400,000	SH		DFND	Dorset	0	400,000	0
Cameron International Corporation	Common	13342B105	16,250,400	240,000	SH		DFND	Dorset	0	240,000	0
Canadian Natural Resources Ltd.	Common	136385101	16,588,311	361,000	SH		DFND	Dorset	0	361,000	0
Canadian Natural Resources Ltd.	Common	136385101	447,623	9,750	SH		OTR		0	9,750	0
Canadian Natural Resources Ltd.	Common	136385101	881,472	19,200	SH		OTR		19,200	0	0
Capitol Federal Financial, Inc.	Common	14057J101	24,320	2,000	SH		DFND	Dorset	0	2,000	0
Capitol Federal Financial, Inc.	Common	14057J101	8,701,696	715,600	SH		DFND	Dorset	715,600	0	0
Capitol Federal Financial, Inc.	Common	14057J101	48,640	4,000	SH		OTR		0	4,000	0
Capitol Federal Financial, Inc.	Common	14057J101	72,960	6,000	SH		OTR		6,000	0	0
Carrizo Oil & Gas	Common	144577103	692,600	10,000	SH		DFND	Dorset	0	10,000	0
China Ceramics Co. Ltd.	Common	G2113X100	233,257	233,257	SH		DFND	Dorset	233,257	0	0
Cimarex Energy Co.	Common	171798101	17,215,200	120,000	SH		DFND	Dorset	0	120,000	0
Coca-Cola Company	Common	191216100	254,160	6,000	SH		OTR		6,000	0	0
Columbia Laboratories, Inc.	Common	197779200	1,095,315	159,900	SH		DFND	Dorset	159,900	0	0
Concho Resources, Inc.	Common	20605P101	17,340,000	120,000	SH		DFND	Dorset	0	120,000	0
Continental Resources, Inc.	Common	212015101	11,062,800	70,000	SH		DFND	Dorset	0	70,000	0
DepoMed, Inc.	Common	249908104	1,509,540	108,600	SH		DFND	Dorset	108,600	0	0
Devon Energy Corp.	Common	25179M103	11,910,000	150,000	SH		DFND	Dorset	0	150,000	0
Du Pont E I De Nemours & Co.	Common	263534109	65,440	1,000	SH		OTR		0	1,000	0
Du Pont E I De Nemours & Co.	Common	263534109	235,584	3,600	SH		OTR		3,600	0	0
Eagle Materials	Common	26969P108	21,496	228	SH		OTR		0	228	0
Eclipse Resources Corp.	Common	27890G100	1,005,200	40,000	SH		DFND	Dorset	0	40,000	0
Essex Rental Corporation	Common	297187106	1,006,154	414,055	SH		DFND	Dorset	414,055	0	0
FMC Technologies, Inc.	Common	302490101	14,656,800	240,000	SH		DFND	Dorset	0	240,000	0
FutureFuel Corporation	Common	36116M106	8,295	500	SH		DFND	Dorset	0	500	0
FutureFuel Corporation	Common	36116M106	5,370,083	323,694	SH		DFND	Dorset	323,694	0	0
General Electric Co Inc	Common	369604103	94,608	3,600	SH		OTR		3,600	0	0
General Motors Corporation	Common	37045V100	10,890	300	SH		DFND	Dorset	0	300	0
General Motors Corporation	Common	37045V100	424,710	11,700	SH		DFND	Dorset	11,700	0	0
General Motors Corporation	Common	37045V100	203,280	5,600	SH		OTR		5,600	0	0
Gulfport Energy Corporation	Common	402635304	13,188,000	210,000	SH		DFND	Dorset	0	210,000	0
Halliburton Company	Common	406216101	22,013,100	310,000	SH		DFND	Dorset	0	310,000	0
Hancock Fabrics, Inc.	Common	409900107	30,531	32,138	SH		DFND	Dorset	32,138	0	0
Helmerich & Payne, Inc.	Common	423452101	12,772,100	110,000	SH		DFND	Dorset	0	110,000	0
Hess Corporation	Common	42809H107	17,800,200	180,000	SH		DFND	Dorset	0	180,000	0
Iridium Communications, Inc.	Common	46269C102	16,920	2,000	SH		DFND	Dorset	0	2,000	0
Iridium Communications, Inc.	Common	46269C102	2,859,480	338,000	SH		DFND	Dorset	338,000	0	0
Johnson & Johnson	Common	478160104	125,544	1,200	SH		OTR		0	1,200	0
Johnson & Johnson	Common	478160104	544,024	5,200	SH		OTR		5,200	0	0
JP Morgan Chase & Co.	Common	46625H100	269,662	4,680	SH		OTR		0	4,680	0
JP Morgan Chase & Co.	Common	46625H100	847,014	14,700	SH		OTR		14,700	0	0
Kraft Foods Group Inc.	Common	50076Q106	39,927	666	SH		OTR		0	666	0
Kraft Foods Group Inc.	Common	50076Q106	183,746	3,065	SH		OTR		3,065	0	0
Ligand Pharmaceuticals Incorporated	Common	53220K504	103,775	1,666	SH		DFND	Dorset	0	1,666	0
Ligand Pharmaceuticals Incorporated	Common	53220K504	77,629,348	1,246,257	SH		DFND	Dorset	1,246,257	0	0
Ligand Pharmaceuticals Incorporated	Common	53220K504	114,800	1,843	SH		OTR		0	1,843	0
Lilly Eli & Co.	Common	532457108	18,651	300	SH		OTR		0	300	0
Macquarie Infrastructure LLC	Common	55608B105	218,295	3,500	SH		OTR		0	3,500	0
Merck & Co. Inc.	Common	58933Y105	46,280	800	SH		OTR		800	0	0
Microsoft Corporation	Common	594918104	2,808,495	67,350	SH		DFND	Dorset	67,350	0	0
Microsoft Corporation	Common	594918104	16,680	400	SH		OTR		400	0	0
Mondelez Intl Inc.	Common	609207105	75,220	2,000	SH		OTR		0	2,000	0
Mondelez Intl Inc.	Common	609207105	112,830	3,000	SH		OTR		3,000	0	0
Noble Energy, Inc.	Common	655044105	17,428,500	225,000	SH		DFND	Dorset	0	225,000	0
OBA Financial Services Inc.	Common	67424G101	111,850	5,000	SH		OTR		0	5,000	0
Och-Ziff Capital Management Group	Common	67551U105	27,660	2,000	SH		OTR		2,000	0	0
Oritani Financial Corp	Common	68633D103	30,780	2,000	SH		OTR		0	2,000	0
Oritani Financial Corp	Common	68633D103	92,340	6,000	SH		OTR		6,000	0	0
Parsley Energy, Inc.	Common	701877102	48,140	2,000	SH		DFND	Dorset	0	2,000	0
Petroleo Brasileiro SA	Common	71654V408	7,315,000	500,000	SH		DFND	Dorset	0	500,000	0
Pfizer Inc.	Common	717081103	89,040	3,000	SH		DFND	Dorset	0	3,000	0
Pfizer Inc.	Common	717081103	32,124,920	1,082,376	SH		DFND	Dorset	1,082,376	0	0
Pfizer Inc.	Common	717081103	415,520	14,000	SH		OTR		0	14,000	0
Pfizer Inc.	Common	717081103	1,780,800	60,000	SH		OTR		60,000	0	0
Physicians Realty Trust	Common	71943U104	659,062	45,800	SH		DFND	Dorset	45,800	0	0
Pioneer Natural Resources Company	Common	723787107	20,682,900	90,000	SH		DFND	Dorset	0	90,000	0
Proctor & Gamble Company	Common	742718109	41,967	534	SH		DFND	Dorset	534	0	0
QLT Inc.	Common	746927102	2,755,823	445,926	SH		DFND	Dorset	445,926	0	0
Rand Logistics, Inc.	Common	752182105	5,400	900	SH		DFND	Dorset	0	900	0
Rand Logistics, Inc.	Common	752182105	8,650,542	1,441,757	SH		DFND	Dorset	1,441,757	0	0
Range Resources Corporation	Common	75281A109	13,912,000	160,000	SH		DFND	Dorset	0	160,000	0
Relypsa, Inc	Common	759531106	2,535,360	104,250	SH		DFND	Dorset	104,250	0	0
Ryman Hospitality PPTYS Inc.	Common	78377T107	19,260	400	SH		OTR		400	0	0
Schlumberger Limited	Common	806857108	24,769,500	210,000	SH		DFND	Dorset	0	210,000	0
SM Energy Company	Common	78454L100	15,138,000	180,000	SH		DFND	Dorset	0	180,000	0
Smith & Wesson Holding Corporation	Common	831756101	250,088	17,200	SH		DFND	Dorset	17,200	0	0
Southwestern Energy Company	Common	845467109	20,925,400	460,000	SH		DFND	Dorset	0	460,000	0
Standard Financial Corp.	Common	853393106	389,800	20,000	SH		DFND	Dorset	20,000	0	0
State Investors Bancorp, Inc.	Common	857030100	480,000	30,000	SH		DFND	Dorset	30,000	0	0
Starwood PPTY Tr Inc.	Common	85571B105	9,508	400	SH		OTR		400	0	0
The Howard Hughes Corporation	Common	44267D107	3,945,750	25,000	SH		DFND	Dorset	25,000	0	0
The Mosaic Company	Common	61945C103	17,307	350	SH		DFND	Dorset	0	350	0
The Mosaic Company	Common	61945C103	5,748,562	116,250	SH		DFND	Dorset	116,250	0	0
TheStreet Inc.	Common	88368Q103	258,352	107,200	SH		DFND	Dorset	107,200	0	0
Total SA Sponsored ADR	Common	89151E109	173,280	2,400	SH		OTR		0	2,400	0
Total SA Sponsored ADR	Common	89151E109	173,040	2,400	SH		OTR		2,400	0	0
U.S. Silica Holdings, Inc.	Common	90346E103	5,544,000	100,000	SH		DFND	Dorset	0	100,000	0
Verizon Communications Inc.	Common	92343V104	68,502	1,400	SH		OTR		1,400	0	0
Whiting Petroleum Corporation	Common	966387102	21,266,250	265,000	SH		DFND	Dorset	0	265,000	0
YPF Sociedad Anonima	Common	984245100	326,800	10,000	SH		DFND	Dorset	10,000	0	0