COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc. | Common | 00287Y109 | 4,804,085 | 71,500 | SH | | DFND | 2 | 71,500 | 0 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 17,472 | 1,600 | SH | | DFND | 2 | 0 | 1,600 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 1,849,848 | 169,400 | SH | | DFND | 2 | 169,400 | 0 | 0 |
Alerian MLP | Common | 00162Q866 | 9,336 | 600 | SH | | DFND | 1 | 0 | 600 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 29,530 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 44,265 | 1,500 | SH | | DFND | 1 | 1,500 | 0 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 49,920 | 3,000 | SH | | DFND | 2 | 0 | 3,000 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 2,835,889 | 170,426 | SH | | DFND | 2 | 170,426 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 4,667,988 | 59,800 | SH | | DFND | 2 | 59,800 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 17,598,627 | 225,450 | SH | | DFND | 2 | 0 | 225,450 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 554,226 | 7,100 | SH | | DFND | 1 | 0 | 7,100 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 707,224 | 9,060 | SH | | DFND | 1 | 9,060 | 0 | 0 |
Anchor Bancorp | Common | 032838104 | 112,450 | 5,000 | SH | | DFND | 1 | 0 | 5,000 | 0 |
Anchor Bancorp | Common | 032838104 | 168,675 | 7,500 | SH | | DFND | 1 | 7,500 | 0 | 0 |
Antero Resources Corporation | Common | 03674X106 | 7,554,800 | 220,000 | SH | | DFND | 2 | 0 | 220,000 | 0 |
Apple Inc. | Common | 037833100 | 1,254,250 | 10,000 | SH | | DFND | 2 | 10,000 | 0 | 0 |
Apple Inc. | Common | 037833100 | 65,848 | 525 | SH | | DFND | 1 | 0 | 525 | 0 |
Apple Inc. | Common | 037833100 | 65,848 | 525 | SH | | DFND | 1 | 525 | 0 | 0 |
AT&T Inc. | Common | 00206R102 | 99,456 | 2,800 | SH | | DFND | 1 | 2,800 | 0 | 0 |
Bank Nova Scotia Halifax | Common | 064149107 | 20,652 | 400 | SH | | DFND | 1 | 0 | 400 | 0 |
Baker Hughes Incorporated | Common | 057224107 | 6,170,000 | 100,000 | SH | | DFND | 2 | 0 | 100,000 | 0 |
Biota Pharmaceuticals, Inc. | Common | 090694100 | 3,105 | 1,500 | SH | | DFND | 2 | 0 | 1,500 | 0 |
Biota Pharmaceuticals, Inc. | Common | 090694100 | 62,789 | 30,333 | SH | | DFND | 2 | 30,333 | 0 | 0 |
Cabot Oil & Gas Corporation | Common | 127097103 | 14,508,400 | 460,000 | SH | | DFND | 2 | 0 | 460,000 | 0 |
Cameron International Corporation | Common | 13342B105 | 5,237,000 | 100,000 | SH | | DFND | 2 | 0 | 100,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 10,887,150 | 401,000 | SH | | DFND | 2 | 0 | 401,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 373,450 | 13,750 | SH | | DFND | 1 | 0 | 13,750 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 521,472 | 19,200 | SH | | DFND | 1 | 19,200 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 24,080 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 8,194,424 | 680,600 | SH | | DFND | 2 | 680,600 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 48,160 | 4,000 | SH | | DFND | 1 | 0 | 4,000 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 72,240 | 6,000 | SH | | DFND | 1 | 6,000 | 0 | 0 |
Check Cap Ltd. | Common | M2361E112 | 504,665 | 144,190 | SH | | DFND | 2 | 144,190 | 0 | 0 |
Check Cap Ltd. @7.50 Exp. 2/28/20 | Common | M2361E120 | 495,443 | 66,059 | SH | | DFND | 2 | 66,059 | 0 | 0 |
China Ceramics Co. Ltd. | Common | G2113X100 | 434,220 | 377,582 | SH | | DFND | 2 | 377,582 | 0 | 0 |
Cimarex Energy Co. | Common | 171798101 | 16,546,500 | 150,000 | SH | | DFND | 2 | 0 | 150,000 | 0 |
Coca-Cola Inc. | Common | 191216100 | 235,380 | 6,000 | SH | | DFND | 1 | 6,000 | 0 | 0 |
Colony Financial Inc. | Common | 19624R106 | 22,650 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
Community Healthcare Trust Inc | Common | 20369C106 | 770,000 | 40,000 | SH | | DFND | 2 | 40,000 | 0 | 0 |
Concho Resources Inc. | Common | 20605P101 | 17,079,000 | 150,000 | SH | | DFND | 2 | 0 | 150,000 | 0 |
Continental Resources, Inc. | Common | 212015101 | 7,206,300 | 170,000 | SH | | DFND | 2 | 0 | 170,000 | 0 |
Cousins Properties Inc. | Common | 222795106 | 139,385 | 13,428 | SH | | DFND | 1 | 0 | 13,428 | 0 |
Devon Energy Corp. | Common | 25179M103 | 13,087,800 | 220,000 | SH | | DFND | 2 | 0 | 220,000 | 0 |
Dow Chemical Company | Common | 260543103 | 40,936 | 800 | SH | | DFND | 1 | 0 | 800 | 0 |
Du Pont E I De Nemours & Co. | Common | 263534109 | 204,640 | 3,200 | SH | | DFND | 1 | 0 | 3,200 | 0 |
Du Pont E I De Nemours & Co. | Common | 263534109 | 230,220 | 3,600 | SH | | DFND | 1 | 3,600 | 0 | 0 |
Eagle Materials Inc. | Common | 26969P108 | 17,403 | 228 | SH | | DFND | 1 | 0 | 228 | 0 |
Eli Lilly & Co. | Common | 532457108 | 25,047 | 300 | SH | | DFND | 1 | 0 | 300 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 526,500 | 30,000 | SH | | DFND | 2 | 30,000 | 0 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 166,725 | 9,500 | SH | | DFND | 1 | 0 | 9,500 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 87,750 | 5,000 | SH | | DFND | 1 | 5,000 | 0 | 0 |
Essex Rental Corporation | Common | 297187106 | 1,629 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Essex Rental Corporation | Common | 297187106 | 48,882 | 60,000 | SH | | DFND | 2 | 60,000 | 0 | 0 |
FMC Technologies, Inc. | Common | 30249U101 | 4,978,800 | 120,000 | SH | | DFND | 2 | 0 | 120,000 | 0 |
FNB Corp | Common | 302520101 | 127,520 | 8,905 | SH | | DFND | 1 | 0 | 8,905 | 0 |
FutureFuel Corporation | Common | 36116M106 | 6,435 | 500 | SH | | DFND | 2 | 0 | 500 | 0 |
FutureFuel Corporation | Common | 36116M106 | 834,027 | 64,804 | SH | | DFND | 2 | 64,804 | 0 | 0 |
General Electric | Common | 369604103 | 31,884 | 1,200 | SH | | DFND | 1 | 0 | 1,200 | 0 |
General Electric | Common | 369604103 | 95,652 | 3,600 | SH | | DFND | 1 | 3,600 | 0 | 0 |
GlaxoSmithKline plc | Common | 37733W105 | 941,290 | 22,600 | SH | | DFND | 2 | 22,600 | 0 | 0 |
Gulfport Energy Corporation | Common | 402635904 | 11,270,000 | 280,000 | SH | | DFND | 2 | 0 | 280,000 | 0 |
Halliburton Company | Common | 406216101 | 7,752,600 | 180,000 | SH | | DFND | 2 | 0 | 180,000 | 0 |
Hancock Fabrics, Inc. | Common | 409900107 | 25,707 | 32,138 | SH | | DFND | 2 | 32,138 | 0 | 0 |
Hess Corporation | Common | 42809H107 | 13,376,000 | 200,000 | SH | | DFND | 2 | 0 | 200,000 | 0 |
Hospitality Properties Trust | Common | 44106M102 | 28,820 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
International Business Machines Corp | Common | 459200101 | 696,835 | 4,284 | SH | | DFND | 1 | 0 | 4,284 | 0 |
Iridium Communications, Inc. | Common | 46269C102 | 18,180 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Iridium Communications, Inc. | Common | 46269C102 | 3,072,420 | 338,000 | SH | | DFND | 2 | 338,000 | 0 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 596,287 | 8,800 | SH | | DFND | 1 | 0 | 8,800 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 996,072 | 14,700 | SH | | DFND | 1 | 14,700 | 0 | 0 |
Johnson & Johnson | Common | 478160104 | 214,412 | 2,200 | SH | | DFND | 1 | 0 | 2,200 | 0 |
Johnson & Johnson | Common | 478160104 | 506,792 | 5,200 | SH | | DFND | 1 | 5,200 | 0 | 0 |
Kraft Foods Group, Inc. | Common | 500754106 | 595,980 | 7,000 | SH | | DFND | 2 | 7,000 | 0 | 0 |
Kraft Foods Group, Inc. | Common | 500754106 | 158,786 | 1,865 | SH | | DFND | 1 | 0 | 1,865 | 0 |
Kraft Foods Group, Inc. | Common | 500754106 | 260,955 | 3,065 | SH | | DFND | 1 | 3,065 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 168,099 | 1,666 | SH | | DFND | 2 | 0 | 1,666 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 125,747,331 | 1,246,257 | SH | | DFND | 2 | 1,246,257 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 185,959 | 1,843 | SH | | DFND | 1 | 0 | 1,843 | 0 |
Macquarie Infrastructure | Common | 55608B105 | 289,205 | 3,500 | SH | | DFND | 1 | 3,500 | 0 | 0 |
Medtronics Inc. | Common | G5960L103 | 77,805 | 1,050 | SH | | DFND | 1 | 0 | 1,050 | 0 |
Merck & Co., Inc. | Common | 58933Y105 | 250,492 | 4,400 | SH | | DFND | 2 | 4,400 | 0 | 0 |
Merck & Co., Inc. | Common | 58933Y105 | 28,465 | 500 | SH | | DFND | 1 | 0 | 500 | 0 |
Merck & Co., Inc. | Common | 58933Y105 | 45,544 | 800 | SH | | DFND | 1 | 800 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 2,973,502 | 67,350 | SH | | DFND | 2 | 67,350 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 44,150 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
Microsoft Corporation | Common | 594918104 | 17,600 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 123,420 | 3,000 | SH | | DFND | 1 | 0 | 3,000 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 123,420 | 3,000 | SH | | DFND | 1 | 3,000 | 0 | 0 |
Noble Energy, Inc. | Common | 655044105 | 12,377,200 | 290,000 | SH | | DFND | 2 | 0 | 290,000 | 0 |
Och-Ziff Capital Management Group | Common | 67551U105 | 24,440 | 2,000 | SH | | DFND | 1 | 2,000 | 0 | 0 |
Oritani Financial Corp | Common | 68633D103 | 32,100 | 2,000 | SH | | DFND | 1 | 0 | 2,000 | 0 |
Oritani Financial Corp | Common | 68633D103 | 96,300 | 6,000 | SH | | DFND | 1 | 6,000 | 0 | 0 |
Parsley Energy, Inc. | Common | 701877102 | 4,877,600 | 280,000 | SH | | DFND | 2 | 0 | 280,000 | 0 |
Peoples United Financial | Common | 712704105 | 24,315 | 1,500 | SH | | DFND | 1 | 0 | 1,500 | 0 |
Petroleo Brasileiro SA | Common | 71654V408 | 8,869,000 | 980,000 | SH | | DFND | 2 | 0 | 980,000 | 0 |
Pfizer Inc. | Common | 717081103 | 90,531 | 2,700 | SH | | DFND | 2 | 0 | 2,700 | 0 |
Pfizer Inc. | Common | 717081103 | 30,434,376 | 907,676 | SH | | DFND | 2 | 907,676 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 871,780 | 26,000 | SH | | DFND | 1 | 0 | 26,000 | 0 |
Pfizer Inc. | Common | 717081103 | 2,011,800 | 60,000 | SH | | DFND | 1 | 60,000 | 0 | 0 |
Physicians Realty Trust | Common | 71943U104 | 703,488 | 45,800 | SH | | DFND | 2 | 45,800 | 0 | 0 |
Pioneer Natural Resources Company | Common | 723787107 | 14,562,450 | 105,000 | SH | | DFND | 2 | 0 | 105,000 | 0 |
QLT Inc. | Common | 746927102 | 2,254,674 | 545,926 | SH | | DFND | 2 | 545,926 | 0 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 2,916 | 900 | SH | | DFND | 2 | 0 | 900 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 3,979,491 | 1,228,238 | SH | | DFND | 2 | 1,228,238 | 0 | 0 |
Range Resources Corporation | Common | 75281A109 | 11,604,300 | 235,000 | SH | | DFND | 2 | 0 | 235,000 | 0 |
Relypsa, Inc. | Common | 759531106 | 13,236 | 400 | SH | | DFND | 2 | 0 | 400 | 0 |
Relypsa, Inc. | Common | 759531106 | 4,391,043 | 132,700 | SH | | DFND | 2 | 132,700 | 0 | 0 |
Ryman Hospitality Pptys Inc. | Common | 78377T107 | 21,244 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Schlumberger Limited | Common | 806857108 | 17,668,950 | 205,000 | SH | | DFND | 2 | 0 | 205,000 | 0 |
SM Energy Company | Common | 78454L100 | 13,836,000 | 300,000 | SH | | DFND | 2 | 0 | 300,000 | 0 |
Southwestern Energy Company | Common | 845467109 | 8,296,450 | 365,000 | SH | | DFND | 2 | 0 | 365,000 | 0 |
Spectrum Pharmaceuticals Inc. | Common | 84763A108 | 1,660,068 | 242,700 | SH | | DFND | 2 | 242,700 | 0 | 0 |
Standard Financial Corp. | Common | 853393106 | 420,800 | 20,000 | SH | | DFND | 2 | 20,000 | 0 | 0 |
Starwood Ppty Inc. | Common | 85571B105 | 8,628 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
State Investors Bancorp, Inc. | Common | 857030100 | 636,000 | 30,000 | SH | | DFND | 2 | 30,000 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 296,000 | 20,000 | SH | | DFND | 2 | 20,000 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 29,600 | 2,000 | SH | | DFND | 1 | 0 | 2,000 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 88,800 | 6,000 | SH | | DFND | 1 | 6,000 | 0 | 0 |
Synergy Pharmaceuticals, Inc. | Common | 871639308 | 581,000 | 70,000 | SH | | DFND | 2 | 70,000 | 0 | 0 |
TheStreet Inc. | Common | 88368Q103 | 194,032 | 107,200 | SH | | DFND | 2 | 107,200 | 0 | 0 |
Total SA Sponsored ADR | Common | 89151E109 | 142,593 | 2,900 | SH | | DFND | 1 | 0 | 2,900 | 0 |
Total SA Sponsored ADR | Common | 89151E109 | 118,008 | 2,400 | SH | | DFND | 1 | 2,400 | 0 | 0 |
U.S. Silica Holdings, Inc. | Common | 90346E103 | 5,872,000 | 200,000 | SH | | DFND | 2 | 0 | 200,000 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 12,258 | 263 | SH | | DFND | 1 | 0 | 263 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 65,254 | 1,400 | SH | | DFND | 1 | 1,400 | 0 | 0 |
Wal-Mart Stores, Inc. | Common | 931142103 | 7,093 | 100 | SH | | DFND | 2 | 0 | 100 | 0 |
Wal-Mart Stores, Inc. | Common | 931142103 | 673,835 | 9,500 | SH | | DFND | 2 | 9,500 | 0 | 0 |
Whiting Petroleum Corporation | Common | 966387102 | 12,432,000 | 370,000 | SH | | DFND | 2 | 0 | 370,000 | 0 |