COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc. | Common | 00287Y109 | 27,205 | 500 | SH | | DFND | 2 | 0 | 500 | 0 |
AbbVie Inc. | Common | 00287Y109 | 4,039,942 | 74,250 | SH | | DFND | 2 | 74,250 | 0 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 13,664 | 1,600 | SH | | DFND | 2 | 0 | 1,600 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 1,446,676 | 169,400 | SH | | DFND | 2 | 169,400 | 0 | 0 |
Alerian MLP | Common | 00162Q866 | 7,488 | 600 | SH | | DFND | 1 | 600 | 0 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 26,600 | 1,000 | SH | | DFND | 1 | 1,000 | 0 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 39,900 | 1,500 | SH | | DFND | 1 | 0 | 1,500 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 43,410 | 3,000 | SH | | DFND | 2 | 0 | 3,000 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 2,466,064 | 170,426 | SH | | DFND | 2 | 170,426 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 12,105,175 | 200,450 | SH | | DFND | 2 | 0 | 200,450 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 3,611,322 | 59,800 | SH | | DFND | 2 | 59,800 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 428,769 | 7,100 | SH | | DFND | 1 | 7,100 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 535,055 | 8,860 | SH | | DFND | 1 | 0 | 8,860 | 0 |
Anchor Bancorp | Common | 032838104 | 110,150 | 5,000 | SH | | DFND | 1 | 5,000 | 0 | 0 |
Anchor Bancorp | Common | 032838104 | 159,718 | 7,250 | SH | | DFND | 1 | 0 | 7,250 | 0 |
Antero Resources Corporation | Common | 03674X106 | 4,232,000 | 200,000 | SH | | DFND | 2 | 0 | 200,000 | 0 |
Apple Inc. | Common | 037833100 | 1,544,200 | 14,000 | SH | | DFND | 2 | 14,000 | 0 | 0 |
Apple Inc. | Common | 037833100 | 57,908 | 525 | SH | | DFND | 1 | 525 | 0 | 0 |
Apple Inc. | Common | 037833100 | 57,908 | 525 | SH | | DFND | 1 | 0 | 525 | 0 |
AT&T Inc. | Common | 00206R102 | 88,780 | 2,725 | SH | | DFND | 1 | 0 | 2,725 | 0 |
Bank Nova Scotia Halifax | Common | 064149107 | 17,632 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Baker Hughes Incorporated | Common | 057224107 | 1,040,800 | 20,000 | SH | | DFND | 2 | 0 | 20,000 | 0 |
Cabot Oil & Gas Corporation | Common | 127097103 | 9,618,400 | 440,000 | SH | | DFND | 2 | 0 | 440,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 7,808,673 | 401,000 | SH | | DFND | 2 | 0 | 401,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 267,438 | 13,750 | SH | | DFND | 1 | 13,750 | 0 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 361,770 | 18,600 | SH | | DFND | 1 | 0 | 18,600 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 24,240 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 8,248,872 | 680,600 | SH | | DFND | 2 | 680,600 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 48,480 | 4,000 | SH | | DFND | 1 | 4,000 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 70,296 | 5,800 | SH | | DFND | 1 | 0 | 5,800 | 0 |
Check Cap Ltd. | Common | 121721007 | 5,580 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Check Cap Ltd. | Common | 121721007 | 440,460 | 157,871 | SH | | DFND | 2 | 157,871 | 0 | 0 |
Check Cap Ltd. @7.50 Exp. 2/28/20 | Common | M2361E120 | 495,443 | 66,059 | SH | | DFND | 2 | 66,059 | 0 | 0 |
Chemours Co. | Common | 163851108 | 4,141 | 640 | SH | | DFND | 1 | 640 | 0 | 0 |
Chemours Co. | Common | 163851108 | 4,659 | 720 | SH | | DFND | 1 | 0 | 720 | 0 |
Chevron Corporation | Common | 166764100 | 8,676,800 | 110,000 | SH | | DFND | 2 | 0 | 110,000 | 0 |
China Ceramics Co. Ltd. | Common | G2113X100 | 294,513 | 377,582 | SH | | DFND | 2 | 377,582 | 0 | 0 |
Cimarex Energy Co. | Common | 171798101 | 12,297,600 | 120,000 | SH | | DFND | 2 | 0 | 120,000 | 0 |
Coca-Cola Inc. | Common | 191216100 | 232,696 | 5,800 | SH | | DFND | 1 | 0 | 5,800 | 0 |
Colony Financial Inc. | Common | 19624R106 | 19,560 | 1,000 | SH | | DFND | 1 | 1,000 | 0 | 0 |
Community Healthcare Trust Inc | Common | 20369C106 | 636,000 | 40,000 | SH | | DFND | 2 | 40,000 | 0 | 0 |
Concho Resources Inc. | Common | 20605P101 | 11,796,000 | 120,000 | SH | | DFND | 2 | 0 | 120,000 | 0 |
Continental Resources, Inc. | Common | 212015101 | 4,345,500 | 150,000 | SH | | DFND | 2 | 0 | 150,000 | 0 |
Cousins Properties Inc. | Common | 222795106 | 123,806 | 13,428 | SH | | DFND | 1 | 13,428 | 0 | 0 |
Devon Energy Corp. | Common | 25179M103 | 8,159,800 | 220,000 | SH | | DFND | 2 | 0 | 220,000 | 0 |
Dow Chemical Company | Common | 260543103 | 33,920 | 800 | SH | | DFND | 1 | 800 | 0 | 0 |
Du Pont E I De Nemours & Co. | Common | 263534109 | 154,240 | 3,200 | SH | | DFND | 1 | 3,200 | 0 | 0 |
Du Pont E I De Nemours & Co. | Common | 263534109 | 168,700 | 3,500 | SH | | DFND | 1 | 0 | 3,500 | 0 |
Eagle Materials Inc. | Common | 26969P108 | 15,600 | 228 | SH | | DFND | 1 | 228 | 0 | 0 |
Eli Lilly & Co. | Common | 532457108 | 25,107 | 300 | SH | | DFND | 1 | 300 | 0 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 520,200 | 30,000 | SH | | DFND | 2 | 30,000 | 0 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 164,730 | 9,500 | SH | | DFND | 1 | 9,500 | 0 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 125,715 | 7,250 | SH | | DFND | 1 | 0 | 7,250 | 0 |
Essex Rental Corporation | Common | 297187106 | 739 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Essex Rental Corporation | Common | 297187106 | 22,182 | 60,000 | SH | | DFND | 2 | 60,000 | 0 | 0 |
FNB Corp | Common | 302520101 | 115,320 | 8,905 | SH | | DFND | 1 | 8,905 | 0 | 0 |
FutureFuel Corporation | Common | 36116M106 | 4,940 | 500 | SH | | DFND | 2 | 0 | 500 | 0 |
FutureFuel Corporation | Common | 36116M106 | 541,464 | 54,804 | SH | | DFND | 2 | 54,804 | 0 | 0 |
General Electric | Common | 369604103 | 30,264 | 1,200 | SH | | DFND | 1 | 1,200 | 0 | 0 |
General Electric | Common | 369604103 | 87,766 | 3,480 | SH | | DFND | 1 | 0 | 3,480 | 0 |
GlaxoSmithKline plc | Common | 37733W105 | 868,970 | 22,600 | SH | | DFND | 2 | 22,600 | 0 | 0 |
Gulfport Energy Corporation | Common | 402635304 | 8,013,600 | 270,000 | SH | | DFND | 2 | 0 | 270,000 | 0 |
Halliburton Company | Common | 406216101 | 6,363,000 | 180,000 | SH | | DFND | 2 | 0 | 180,000 | 0 |
Hancock Fabrics, Inc. | Common | 409900107 | 11,248 | 32,138 | SH | | DFND | 2 | 32,138 | 0 | 0 |
Hess Corporation | Common | 42809H107 | 10,012,000 | 200,000 | SH | | DFND | 2 | 0 | 200,000 | 0 |
Hospitality Properties Trust | Common | 44106M102 | 25,580 | 1,000 | SH | | DFND | 1 | 1,000 | 0 | 0 |
International Business Machines Corp | Common | 459200101 | 621,051 | 4,284 | SH | | DFND | 1 | 4,284 | 0 | 0 |
Iridium Communications, Inc. | Common | 46269C102 | 12,300 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Iridium Communications, Inc. | Common | 46269C102 | 2,078,700 | 338,000 | SH | | DFND | 2 | 338,000 | 0 | 0 |
JP Morgan Chase& Co. | Common | 46625H100 | 536,536 | 8,800 | SH | | DFND | 1 | 8,800 | 0 | 0 |
JP Morgan Chase& Co. | Common | 46625H100 | 868,823 | 14,250 | SH | | DFND | 1 | 0 | 14,250 | 0 |
Johnson & Johnson | Common | 478160104 | 205,370 | 2,200 | SH | | DFND | 1 | 2,200 | 0 | 0 |
Johnson & Johnson | Common | 478160104 | 474,218 | 5,080 | SH | | DFND | 1 | 0 | 5,080 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 142,693 | 1,666 | SH | | DFND | 2 | 0 | 1,666 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 102,459,412 | 1,196,257 | SH | | DFND | 2 | 1,196,257 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 157,853 | 1,843 | SH | | DFND | 1 | 1,843 | 0 | 0 |
Macquarie Infrastructure | Common | 55608B105 | 246,378 | 3,300 | SH | | DFND | 1 | 0 | 3,300 | 0 |
Medtronics Inc. | Common | G5960L103 | 70,287 | 1,050 | SH | | DFND | 1 | 1,050 | 0 | 0 |
Merck & Co., Inc. | Common | 58933Y105 | 217,316 | 4,400 | SH | | DFND | 2 | 4,400 | 0 | 0 |
Merck & Co., Inc. | Common | 58933Y105 | 24,695 | 500 | SH | | DFND | 1 | 500 | 0 | 0 |
Merck & Co., Inc. | Common | 58933Y105 | 39,512 | 800 | SH | | DFND | 1 | 0 | 800 | 0 |
Microsoft Corporation | Common | 594918104 | 2,980,911 | 67,350 | SH | | DFND | 2 | 67,350 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 44,260 | 1,000 | SH | | DFND | 1 | 1,000 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 17,704 | 400 | SH | | DFND | 1 | 0 | 400 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 125,610 | 3,000 | SH | | DFND | 1 | 3,000 | 0 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 121,423 | 2,900 | SH | | DFND | 1 | 0 | 2,900 | 0 |
Noble Energy, Inc. | Common | 655044105 | 8,752,200 | 290,000 | SH | | DFND | 2 | 0 | 290,000 | 0 |
Och-Ziff Capital Management Group | Common | 67551U105 | 17,460 | 2,000 | SH | | DFND | 1 | 0 | 2,000 | 0 |
Oritani Financial Corp | Common | 68633D103 | 31,240 | 2,000 | SH | | DFND | 1 | 2,000 | 0 | 0 |
Oritani Financial Corp | Common | 68633D103 | 90,596 | 5,800 | SH | | DFND | 1 | 0 | 5,800 | 0 |
Peoples United Financial | Common | 712704105 | 23,595 | 1,500 | SH | | DFND | 1 | 1,500 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 84,807 | 2,700 | SH | | DFND | 2 | 0 | 2,700 | 0 |
Pfizer Inc. | Common | 717081103 | 28,510,103 | 907,676 | SH | | DFND | 2 | 907,676 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 816,660 | 26,000 | SH | | DFND | 1 | 26,000 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 1,853,190 | 59,000 | SH | | DFND | 1 | 0 | 59,000 | 0 |
Physicians Realty Trust | Common | 71943U104 | 691,122 | 45,800 | SH | | DFND | 2 | 45,800 | 0 | 0 |
Pioneer Natural Resources Company | Common | 723787107 | 10,947,600 | 90,000 | SH | | DFND | 2 | 0 | 90,000 | 0 |
QLT Inc. | Common | 746927102 | 1,452,163 | 545,926 | SH | | DFND | 2 | 545,926 | 0 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 1,890 | 900 | SH | | DFND | 2 | 0 | 900 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 2,361,313 | 1,124,435 | SH | | DFND | 2 | 1,124,435 | 0 | 0 |
Range Resources Corporation | Common | 75281A109 | 7,548,200 | 235,000 | SH | | DFND | 2 | 0 | 235,000 | 0 |
Relypsa, Inc. | Common | 759531106 | 7,404 | 400 | SH | | DFND | 2 | 0 | 400 | 0 |
Relypsa, Inc. | Common | 759531106 | 2,496,999 | 134,900 | SH | | DFND | 2 | 134,900 | 0 | 0 |
Ryman Hospitality Pptys Inc. | Common | 78377T107 | 19,692 | 400 | SH | | DFND | 1 | 0 | 400 | 0 |
Schlumberger Limited | Common | 806857108 | 8,621,250 | 125,000 | SH | | DFND | 2 | 0 | 125,000 | 0 |
SM Energy Company | Common | 78454L100 | 8,650,800 | 270,000 | SH | | DFND | 2 | 0 | 270,000 | 0 |
Southwestern Energy Company | Common | 845467109 | 4,631,850 | 365,000 | SH | | DFND | 2 | 0 | 365,000 | 0 |
Spectrum Pharmaceuticals Inc. | Common | 84763A108 | 1,451,346 | 242,700 | SH | | DFND | 2 | 242,700 | 0 | 0 |
Standard Financial Corp. | Common | 853393106 | 470,000 | 20,000 | SH | | DFND | 2 | 20,000 | 0 | 0 |
Starwood Ppty Inc. | Common | 85571B105 | 8,208 | 400 | SH | | DFND | 1 | 0 | 400 | 0 |
State Investors Bancorp, Inc. | Common | 857030100 | 640,500 | 30,000 | SH | | DFND | 2 | 30,000 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 276,000 | 20,000 | SH | | DFND | 2 | 20,000 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 27,600 | 2,000 | SH | | DFND | 1 | 2,000 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 80,040 | 5,800 | SH | | DFND | 1 | 0 | 5,800 | 0 |
Synergy Pharmaceuticals, Inc. | Common | 871639308 | 763,730 | 144,100 | SH | | DFND | 2 | 144,100 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 494,060 | 7,000 | SH | | DFND | 2 | 7,000 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 131,631 | 1,865 | SH | | DFND | 1 | 1,865 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 214,209 | 3,035 | SH | | DFND | 1 | 0 | 3,035 | 0 |
TheStreet Inc. | Common | 88368Q103 | 179,024 | 107,200 | SH | | DFND | 2 | 107,200 | 0 | 0 |
Total SA Sponsored ADR | Common | 89151E109 | 129,659 | 2,900 | SH | | DFND | 1 | 2,900 | 0 | 0 |
Total SA Sponsored ADR | Common | 89151E109 | 105,515 | 2,360 | SH | | DFND | 1 | 0 | 2,360 | 0 |
U.S. Silica Holdings, Inc. | Common | 90346E103 | 4,227,000 | 300,000 | SH | | DFND | 2 | 0 | 300,000 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 11,443 | 263 | SH | | DFND | 1 | 263 | 0 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 57,433 | 1,320 | SH | | DFND | 1 | 0 | 1,320 | 0 |
Whiting Petroleum Corporation | Common | 966387102 | 5,039,100 | 330,000 | SH | | DFND | 2 | 0 | 330,000 | 0 |