COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc. | Common | 00287Y109 | 28,560 | 500 | SH | | DFND | 2 | 0 | 500 | 0 |
AbbVie Inc. | Common | 00287Y109 | 4,272,576 | 74,800 | SH | | DFND | 2 | 74,800 | 0 | 0 |
ACADIA Pharmaceuticals Inc. | Common | 004225108 | 153,780 | 5,500 | SH | | DFND | 2 | 5,500 | 0 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 22,416 | 1,600 | SH | | DFND | 2 | 0 | 1,600 | 0 |
Affymetrix, Inc. | Common | 00826T108 | 1,448,634 | 103,400 | SH | | DFND | 2 | 103,400 | 0 | 0 |
Alerian MLP | Common | 00162Q866 | 6,552 | 600 | SH | | DFND | 1 | 0 | 600 | 0 |
Allergan plc | Common | G0177J108 | 2,358,664 | 8,800 | SH | | DFND | 2 | 8,800 | 0 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 35,145 | 1,500 | SH | | DFND | 1 | 1,500 | 0 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 23,430 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 47,400 | 3,000 | SH | | DFND | 2 | 0 | 3,000 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 2,692,731 | 170,426 | SH | | DFND | 2 | 170,426 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 2,784,886 | 59,800 | SH | | DFND | 2 | 59,800 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 9,334,956 | 200,450 | SH | | DFND | 2 | 0 | 200,450 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 412,610 | 8,860 | SH | | DFND | 1 | 8,860 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 330,647 | 7,100 | SH | | DFND | 1 | 0 | 7,100 | 0 |
Anchor Bancorp | Common | 032838104 | 175,995 | 7,250 | SH | | DFND | 1 | 7,250 | 0 | 0 |
Anchor Bancorp | Common | 032838104 | 121,375 | 5,000 | SH | | DFND | 1 | 0 | 5,000 | 0 |
Antero Resources Corporation | Common | 03674X106 | 4,974,000 | 200,000 | SH | | DFND | 2 | 0 | 200,000 | 0 |
Apple Inc. | Common | 037833100 | 2,615,760 | 24,000 | SH | | DFND | 2 | 24,000 | 0 | 0 |
Apple Inc. | Common | 037833100 | 57,220 | 525 | SH | | DFND | 1 | 525 | 0 | 0 |
Apple Inc. | Common | 037833100 | 57,220 | 525 | SH | | DFND | 1 | 0 | 525 | 0 |
AT&T Inc. | Common | 00206R102 | 106,738 | 2,725 | SH | | DFND | 1 | 2,725 | 0 | 0 |
Avalanche Biotechnologies Inc. | Common | 05337G107 | 341,220 | 66,000 | SH | | DFND | 2 | 66,000 | 0 | 0 |
Bank Nova Scotia Halifax | Common | 064149107 | 19,544 | 400 | SH | | DFND | 1 | 0 | 400 | 0 |
Cabot Oil & Gas Corporation | Common | 127097103 | 9,992,400 | 440,000 | SH | | DFND | 2 | 0 | 440,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 10,847,852 | 401,000 | SH | | DFND | 2 | 0 | 401,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 502,200 | 18,600 | SH | | DFND | 1 | 18,600 | 0 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 371,250 | 13,750 | SH | | DFND | 1 | 0 | 13,750 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 26,520 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 9,024,756 | 680,600 | SH | | DFND | 2 | 680,600 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 76,908 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 53,040 | 4,000 | SH | | DFND | 1 | 0 | 4,000 | 0 |
Check Cap Ltd. | Common | M2361E112 | 5,500 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Check Cap Ltd. | Common | M2361E112 | 439,661 | 159,871 | SH | | DFND | 2 | 159,871 | 0 | 0 |
Check Cap Ltd. @7.50 Exp. 2/28/20 | Common | M2361E120 | 495,443 | 66,059 | SH | | DFND | 2 | 66,059 | 0 | 0 |
Chemours Co. | Common | 163851108 | 5,040 | 720 | SH | | DFND | 1 | 720 | 0 | 0 |
Chemours Co. | Common | 163851108 | 4,480 | 640 | SH | | DFND | 1 | 0 | 640 | 0 |
China Ceramics Co. Ltd. | Common | G2113X100 | 141,706 | 377,582 | SH | | DFND | 2 | 377,582 | 0 | 0 |
Cimarex Energy Co. | Common | 171798101 | 9,727,000 | 100,000 | SH | | DFND | 2 | 0 | 100,000 | 0 |
Cobalt International Energy, Inc. | Common | 19075F106 | 1,485,000 | 500,000 | SH | | DFND | 2 | 0 | 500,000 | 0 |
Coca Cola Inc. | Common | 191216100 | 269,062 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Colony Financial Inc. | Common | 19624R106 | 16,770 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
Community Healthcare Trust Incorporated | Common | 20369C106 | 739,600 | 40,000 | SH | | DFND | 2 | 40,000 | 0 | 0 |
Concho Resources Inc. | Common | 20605P101 | 10,104,000 | 100,000 | SH | | DFND | 2 | 0 | 100,000 | 0 |
Continental Resources, Inc. | Common | 212015101 | 4,554,000 | 150,000 | SH | | DFND | 2 | 0 | 150,000 | 0 |
Cousins Properties Inc. | Common | 222795106 | 139,383 | 13,428 | SH | | DFND | 1 | 0 | 13,428 | 0 |
Delta Air Lines, Inc. | Common | 247361702 | 1,168,320 | 24,000 | SH | | DFND | 2 | 24,000 | 0 | 0 |
Devon Energy Corp. | Common | 25179M103 | 6,036,800 | 220,000 | SH | | DFND | 2 | 0 | 220,000 | 0 |
Dow Chemical Company | Common | 260543103 | 40,688 | 800 | SH | | DFND | 1 | 0 | 800 | 0 |
Du Pont E I De Nemours & Co | Common | 263534109 | 221,620 | 3,500 | SH | | DFND | 1 | 3,500 | 0 | 0 |
Du Pont E I De Nemours & Co | Common | 263534109 | 202,624 | 3,200 | SH | | DFND | 1 | 0 | 3,200 | 0 |
Eagle Materials Inc. | Common | 26969P108 | 15,985 | 228 | SH | | DFND | 1 | 0 | 228 | 0 |
Eli Lilly & Co. | Common | 532457108 | 25,107 | 21,603 | SH | | DFND | 1 | 0 | 21,603 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 521,100 | 30,000 | SH | | DFND | 2 | 30,000 | 0 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 125,933 | 7,250 | SH | | DFND | 1 | 7,250 | 0 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 165,015 | 9,500 | SH | | DFND | 1 | 0 | 9,500 | 0 |
Flamel Technologies S.A. | Common | 338488109 | 1,099,440 | 99,587 | SH | | DFND | 2 | 99,587 | 0 | 0 |
FNB Corporation | Common | 302520101 | 115,854 | 8,905 | SH | | DFND | 1 | 0 | 8,905 | 0 |
FutureFuel Corporation | Common | 36116M106 | 5,895 | 500 | SH | | DFND | 2 | 0 | 500 | 0 |
FutureFuel Corporation | Common | 36116M106 | 646,139 | 54,804 | SH | | DFND | 2 | 54,804 | 0 | 0 |
General Electric | Common | 369604103 | 110,629 | 3,480 | SH | | DFND | 1 | 3,480 | 0 | 0 |
General Electric | Common | 369604103 | 38,148 | 1,200 | SH | | DFND | 1 | 0 | 1,200 | 0 |
Gilead Sciences, Inc. | Common | 375558103 | 9,186 | 100 | SH | | DFND | 2 | 0 | 100 | 0 |
Gilead Sciences, Inc. | Common | 375558103 | 474,916 | 5,170 | SH | | DFND | 2 | 5,170 | 0 | 0 |
GlaxoSmithKline plc | Common | 37733W105 | 916,430 | 22,600 | SH | | DFND | 2 | 22,600 | 0 | 0 |
Gulfport Energy Corporation | Common | 402635304 | 7,651,800 | 270,000 | SH | | DFND | 2 | 0 | 270,000 | 0 |
Halliburton Company | Common | 406216101 | 5,358,000 | 150,000 | SH | | DFND | 2 | 0 | 150,000 | 0 |
Hess Corporation | Common | 42809H107 | 11,056,500 | 210,000 | SH | | DFND | 2 | 0 | 210,000 | 0 |
Hospitality Properties Trust | Common | 44106M102 | 26,560 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
International Business Machines Corp | Common | 459200101 | 648,812 | 4,284 | SH | | DFND | 1 | 0 | 4,284 | 0 |
Iridium Communications, Inc. | Common | 46269C102 | 15,740 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Iridium Communications, Inc. | Common | 46269C102 | 2,660,060 | 338,000 | SH | | DFND | 2 | 338,000 | 0 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 843,885 | 14,250 | SH | | DFND | 1 | 14,250 | 0 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 521,136 | 8,800 | SH | | DFND | 1 | 0 | 8,800 | 0 |
Johnson & Johnson | Common | 478160104 | 549,656 | 5,080 | SH | | DFND | 1 | 5,080 | 0 | 0 |
Johnson & Johnson | Common | 478160104 | 238,040 | 2,200 | SH | | DFND | 1 | 0 | 2,200 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 178,412 | 1,666 | SH | | DFND | 2 | 0 | 1,666 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 128,107,162 | 1,196,257 | SH | | DFND | 2 | 1,196,257 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 197,367 | 1,843 | SH | | DFND | 1 | 0 | 1,843 | 0 |
Macquarie Infrastructure | Common | 55608B105 | 222,552 | 3,300 | SH | | DFND | 1 | 3,300 | 0 | 0 |
Medtronics Inc. | Common | G5960L103 | 78,750 | 1,050 | SH | | DFND | 1 | 0 | 1,050 | 0 |
Merck & Co., Inc. | Common | 58933Y105 | 42,328 | 800 | SH | | DFND | 1 | 800 | 0 | 0 |
Merck & Co., Inc. | Common | 58933Y105 | 26,455 | 500 | SH | | DFND | 1 | 0 | 500 | 0 |
Microsoft Corporation | Common | 594918104 | 3,719,740 | 67,350 | SH | | DFND | 2 | 67,350 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 22,092 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 55,230 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 116,348 | 2,900 | SH | | DFND | 1 | 2,900 | 0 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 120,360 | 3,000 | SH | | DFND | 1 | 0 | 3,000 | 0 |
Noble Energy, Inc. | Common | 655044105 | 8,794,800 | 280,000 | SH | | DFND | 2 | 0 | 280,000 | 0 |
Occidental Petroleum Corporation | Common | 674599105 | 3,421,500 | 50,000 | SH | | DFND | 2 | 0 | 50,000 | 0 |
Och-Ziff Capital Management Group | Common | 67551U105 | 8,700 | 2,000 | SH | | DFND | 1 | 2,000 | 0 | 0 |
Oritani Financial Corp | Common | 68633D103 | 98,429 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Oritani Financial Corp | Common | 68633D103 | 33,940 | 2,000 | SH | | DFND | 1 | 0 | 2,000 | 0 |
Peoples United Financial | Common | 712704105 | 23,895 | 1,500 | SH | | DFND | 1 | 0 | 1,500 | 0 |
Pfizer Inc. | Common | 717081103 | 80,028 | 2,700 | SH | | DFND | 2 | 0 | 2,700 | 0 |
Pfizer Inc. | Common | 717081103 | 26,903,517 | 907,676 | SH | | DFND | 2 | 907,676 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 1,748,760 | 59,000 | SH | | DFND | 1 | 59,000 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 770,640 | 26,000 | SH | | DFND | 1 | 0 | 26,000 | 0 |
Physicians Realty Trust | Common | 71943U104 | 850,964 | 45,800 | SH | | DFND | 2 | 45,800 | 0 | 0 |
Pioneer Natural Resources Company | Common | 723787107 | 10,555,500 | 75,000 | SH | | DFND | 2 | 0 | 75,000 | 0 |
QLT Inc. | Common | 746927102 | 1,086,393 | 545,926 | SH | | DFND | 2 | 545,926 | 0 | 0 |
RMR Group Inc. | Common | 74967R106 | 400 | 16 | SH | | DFND | 1 | 0 | 16 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 855 | 900 | SH | | DFND | 2 | 0 | 900 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 830,713 | 874,435 | SH | | DFND | 2 | 874,435 | 0 | 0 |
Range Resources Corporation | Common | 75281A109 | 9,228,300 | 285,000 | SH | | DFND | 2 | 0 | 285,000 | 0 |
Ryman Hospitality Pptys Inc. | Common | 78377T107 | 20,592 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Schlumberger Limited | Common | 806857108 | 7,375,000 | 100,000 | SH | | DFND | 2 | 0 | 100,000 | 0 |
SM Energy Company | Common | 78454L100 | 9,370,000 | 500,000 | SH | | DFND | 2 | 0 | 500,000 | 0 |
Southwestern Energy Company | Common | 845467109 | 9,885,750 | 1,225,000 | SH | | DFND | 2 | 0 | 1,225,000 | 0 |
Standard Financial Corp. | Common | 853393106 | 486,000 | 20,000 | SH | | DFND | 2 | 20,000 | 0 | 0 |
Starwood Ppty Inc. | Common | 85571B105 | 7,572 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 290,800 | 20,000 | SH | | DFND | 2 | 20,000 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 84,332 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 29,080 | 2,000 | SH | | DFND | 1 | 0 | 2,000 | 0 |
Synergy Pharmaceuticals, Inc. | Common | 871639308 | 437,184 | 158,400 | SH | | DFND | 2 | 158,400 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 549,920 | 7,000 | SH | | DFND | 2 | 7,000 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 238,429 | 3,035 | SH | | DFND | 1 | 3,035 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 146,514 | 1,865 | SH | | DFND | 1 | 0 | 1,865 | 0 |
TheStreet Inc. | Common | 88368Q103 | 124,744 | 100,600 | SH | | DFND | 2 | 100,600 | 0 | 0 |
Total SA Sponsored ADR | Common | 89151E109 | 107,191 | 2,360 | SH | | DFND | 1 | 2,360 | 0 | 0 |
Total SA Sponsored ADR | Common | 89151E109 | 131,718 | 2,900 | SH | | DFND | 1 | 0 | 2,900 | 0 |
U.S. Silica Holdings, Inc. | Common | 90346E103 | 9,315,200 | 410,000 | SH | | DFND | 2 | 0 | 410,000 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 71,386 | 1,320 | SH | | DFND | 1 | 1,320 | 0 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 14,223 | 263 | SH | | DFND | 1 | 0 | 263 | 0 |
Whiting Petroleum Corporation | Common | 966387102 | 6,384,000 | 800,000 | SH | | DFND | 2 | 0 | 800,000 | 0 |