COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc. | Common | 00287Y109 | 30,955 | 500 | SH | | DFND | 2 | 0 | 500 | 0 |
AbbVie Inc. | Common | 00287Y109 | 4,630,868 | 74,800 | SH | | DFND | 2 | 74,800 | 0 | 0 |
ACADIA Pharmaceuticals Inc. | Common | 004225108 | 6,492 | 200 | SH | | DFND | 2 | 0 | 200 | 0 |
ACADIA Pharmaceuticals Inc. | Common | 004225108 | 2,122,787 | 65,397 | SH | | DFND | 2 | 65,397 | 0 | 0 |
Adverum Biotechnologies Inc. | Common | 007734108 | 208,560 | 66,000 | SH | | DFND | 2 | 66,000 | 0 | 0 |
Allergan plc | Common | G0177J108 | 2,033,592 | 8,800 | SH | | DFND | 2 | 8,800 | 0 | 0 |
Allerian MLP | Common | 00162Q866 | 7,632 | 600 | SH | | DFND | 1 | 0 | 600 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 23,300 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 34,950 | 1,500 | SH | | DFND | 1 | 1,500 | 0 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 49,380 | 3,000 | SH | | DFND | 2 | 0 | 3,000 | 0 |
Ambac Financial Group, Inc. | Common | 023139884 | 2,805,212 | 170,426 | SH | | DFND | 2 | 170,426 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 3,450,600 | 64,800 | SH | | DFND | 2 | 64,800 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 11,738,962 | 220,450 | SH | | DFND | 2 | 0 | 220,450 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 378,075 | 7,100 | SH | | DFND | 1 | 0 | 7,100 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 471,795 | 8,860 | SH | | DFND | 1 | 8,860 | 0 | 0 |
Anchor Bancorp | Common | 032838104 | 118,150 | 5,000 | SH | | DFND | 1 | 0 | 5,000 | 0 |
Anchor Bancorp | Common | 032838104 | 171,318 | 7,250 | SH | | DFND | 1 | 7,250 | 0 | 0 |
Antero Resources Corporation | Common | 03674X106 | 5,196,000 | 200,000 | SH | | DFND | 2 | 0 | 200,000 | 0 |
Apple Inc. | Common | 037833100 | 2,294,400 | 24,000 | SH | | DFND | 2 | 24,000 | 0 | 0 |
Apple Inc. | Common | 037833100 | 50,190 | 525 | SH | | DFND | 1 | 0 | 525 | 0 |
Apple Inc. | Common | 037833100 | 50,190 | 525 | SH | | DFND | 1 | 525 | 0 | 0 |
Aralez Pharmaceuticals Inc. | Common | 03852X100 | 124,403 | 37,698 | SH | | DFND | 2 | 37,698 | 0 | 0 |
AT&T Inc. | Common | 00206R102 | 88,580 | 2,050 | SH | | DFND | 1 | 2,050 | 0 | 0 |
Bank Nova Scotia Halifax | Common | 064149107 | 19,604 | 400 | SH | | DFND | 1 | 0 | 400 | 0 |
Cabot Oil & Gas Corporation | Common | 127097103 | 11,325,600 | 440,000 | SH | | DFND | 2 | 0 | 440,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 12,373,256 | 401,000 | SH | | DFND | 2 | 0 | 401,000 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 423,913 | 13,750 | SH | | DFND | 1 | 0 | 13,750 | 0 |
Canadian Natural Resources Ltd. | Common | 136385101 | 573,438 | 18,600 | SH | | DFND | 1 | 18,600 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 27,900 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 9,494,370 | 680,600 | SH | | DFND | 2 | 680,600 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 55,800 | 4,000 | SH | | DFND | 1 | 0 | 4,000 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 80,910 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Check Cap Ltd. | Common | M236IE112 | 2,780 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Check Cap Ltd. | Common | M236IE112 | 222,221 | 159,871 | SH | | DFND | 2 | 159,871 | 0 | 0 |
Check Cap Ltd. @7.50 Exp. 2/28/20 | Common | M2361E120 | 495,443 | 66,059 | SH | | DFND | 2 | 66,059 | 0 | 0 |
Chemours Co. | Common | 163851108 | 5,274 | 640 | SH | | DFND | 1 | 0 | 640 | 0 |
Chemours Co. | Common | 163851108 | 5,974 | 720 | SH | | DFND | 1 | 720 | 0 | 0 |
China Ceramics Co. Ltd. | Common | G2113X134 | 98,637 | 47,195 | SH | | DFND | 2 | 47,195 | 0 | 0 |
Cimarex Energy Co. | Common | 171798101 | 11,932,000 | 100,000 | SH | | DFND | 2 | 0 | 100,000 | 0 |
Cobalt International Energy, Inc. | Common | 19075F106 | 670,000 | 500,000 | SH | | DFND | 2 | 0 | 500,000 | 0 |
Coca Cola Inc. | Common | 191216100 | 262,914 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Colony Financial Inc. | Common | 19624R106 | 15,350 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
Community Healthcare Trust Incorporated | Common | 20369C106 | 1,268,400 | 60,000 | SH | | DFND | 2 | 60,000 | 0 | 0 |
Concho Resources Inc. | Common | 20605P101 | 11,927,000 | 100,000 | SH | | DFND | 2 | 0 | 100,000 | 0 |
Continental Resources, Inc. | Common | 212015101 | 6,790,500 | 150,000 | SH | | DFND | 2 | 0 | 150,000 | 0 |
Cousins Properties Inc. | Common | 222795106 | 139,651 | 13,428 | SH | | DFND | 1 | 0 | 13,428 | 0 |
Delta Air Lines, Inc. | Common | 247361702 | 1,020,040 | 28,000 | SH | | DFND | 2 | 28,000 | 0 | 0 |
Devon Energy Corp. | Common | 25179M103 | 10,512,500 | 290,000 | SH | | DFND | 2 | 0 | 290,000 | 0 |
Dow Chemical Company | Common | 260543103 | 39,768 | 800 | SH | | DFND | 1 | 0 | 800 | 0 |
Du Pont E I De Nemours & Co. | Common | 263534109 | 207,360 | 3,200 | SH | | DFND | 1 | 0 | 3,200 | 0 |
Du Pont E I De Nemours & Co. | Common | 263534109 | 226,800 | 3,500 | SH | | DFND | 1 | 3,500 | 0 | 0 |
Eagle Materials | Common | 26969P108 | 17,590 | 228 | SH | | DFND | 1 | 0 | 228 | 0 |
Eli Lilly & Co. | Common | 532457108 | 23,625 | 300 | SH | | DFND | 1 | 0 | 300 | 0 |
Eclipse Resources Corp. | Common | 27890G100 | 200,400 | 60,000 | SH | | DFND | 2 | 0 | 60,000 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 524,700 | 30,000 | SH | | DFND | 2 | 30,000 | 0 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 52,470 | 3,000 | SH | | DFND | 1 | 0 | 3,000 | 0 |
Entegra Financial Corp. | Common | 29363J108 | 126,802 | 7,250 | SH | | DFND | 1 | 7,250 | 0 | 0 |
Flamel Technologies S.A. | Common | 338488109 | 1,069,564 | 99,587 | SH | | DFND | 2 | 99,587 | 0 | 0 |
FNB Corporation | Common | 302520101 | 111,669 | 8,905 | SH | | DFND | 1 | 0 | 8,905 | 0 |
FutureFuel Corporation | Common | 36116M106 | 5,440 | 500 | SH | | DFND | 2 | 0 | 500 | 0 |
FutureFuel Corporation | Common | 36116M106 | 596,268 | 54,804 | SH | | DFND | 2 | 54,804 | 0 | 0 |
General Electric | Common | 369604103 | 37,776 | 1,200 | SH | | DFND | 1 | 0 | 1,200 | 0 |
General Electric | Common | 369604103 | 109,550 | 3,480 | SH | | DFND | 1 | 3,480 | 0 | 0 |
Gilead Sciences, Inc. | Common | 375558103 | 8,342 | 100 | SH | | DFND | 2 | 0 | 100 | 0 |
Gilead Sciences, Inc. | Common | 375558103 | 431,281 | 5,170 | SH | | DFND | 2 | 5,170 | 0 | 0 |
GlaxoSmithKline plc | Common | 37733W105 | 979,484 | 22,600 | SH | | DFND | 2 | 22,600 | 0 | 0 |
Global Medical REIT, Inc | Common | 37954A204 | 778,470 | 77,000 | SH | | DFND | 2 | 77,000 | 0 | 0 |
Gulfport Energy Corporation | Common | 402635304 | 8,440,200 | 270,000 | SH | | DFND | 2 | 0 | 270,000 | 0 |
Hess Corporation | Common | 42809H107 | 14,424,000 | 240,000 | SH | | DFND | 2 | 0 | 240,000 | 0 |
Hospitality Properties Trust | Common | 44106M102 | 28,800 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
International Business Machines Corp | Common | 459200101 | 650,226 | 4,284 | SH | | DFND | 1 | 0 | 4,284 | 0 |
Iridium Communications, Inc. | Common | 46269C102 | 17,760 | 2,000 | SH | | DFND | 2 | 0 | 2,000 | 0 |
Iridium Communications, Inc. | Common | 46269C102 | 3,001,440 | 338,000 | SH | | DFND | 2 | 338,000 | 0 | 0 |
Johnson & Johnson | Common | 478160104 | 266,860 | 2,200 | SH | | DFND | 1 | 0 | 2,200 | 0 |
Johnson & Johnson | Common | 478160104 | 616,204 | 5,080 | SH | | DFND | 1 | 5,080 | 0 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 546,832 | 8,800 | SH | | DFND | 1 | 0 | 8,800 | 0 |
JP Morgan Chase & Co. | Common | 46625H100 | 885,495 | 14,250 | SH | | DFND | 1 | 14,250 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 198,704 | 1,666 | SH | | DFND | 2 | 0 | 1,666 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 142,677,572 | 1,196,257 | SH | | DFND | 2 | 1,196,257 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 219,815 | 1,843 | SH | | DFND | 1 | 0 | 1,843 | 0 |
Macquarie Infrastructure | Common | 55608B105 | 244,365 | 3,300 | SH | | DFND | 1 | 3,300 | 0 | 0 |
Medtronics Inc. | Common | G5960L103 | 91,109 | 1,050 | SH | | DFND | 1 | 0 | 1,050 | 0 |
Merck & Co. Inc. | Common | 58933Y105 | 28,805 | 500 | SH | | DFND | 1 | 0 | 500 | 0 |
Merck & Co. Inc. | Common | 58933Y105 | 46,088 | 800 | SH | | DFND | 1 | 800 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 3,446,299 | 67,350 | SH | | DFND | 2 | 67,350 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 51,170 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
Microsoft Corporation | Common | 594918104 | 20,468 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 136,530 | 3,000 | SH | | DFND | 1 | 0 | 3,000 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 131,979 | 2,900 | SH | | DFND | 1 | 2,900 | 0 | 0 |
Noble Energy, Inc. | Common | 655044105 | 10,043,600 | 280,000 | SH | | DFND | 2 | 0 | 280,000 | 0 |
Och-Ziff Capital Management Group | Common | 67551U105 | 7,600 | 2,000 | SH | | DFND | 1 | 2,000 | 0 | 0 |
Oritani Financial Corp | Common | 68633D103 | 31,980 | 2,000 | SH | | DFND | 1 | 0 | 2,000 | 0 |
Oritani Financial Corp | Common | 68633D103 | 92,742 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Peoples United Financial | Common | 712704105 | 21,990 | 1,500 | SH | | DFND | 1 | 0 | 1,500 | 0 |
Pfizer Inc. | Common | 717081103 | 95,067 | 2,700 | SH | | DFND | 2 | 0 | 2,700 | 0 |
Pfizer Inc. | Common | 717081103 | 31,959,272 | 907,676 | SH | | DFND | 2 | 907,676 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 915,460 | 26,000 | SH | | DFND | 1 | 0 | 26,000 | 0 |
Pfizer Inc. | Common | 717081103 | 2,077,390 | 59,000 | SH | | DFND | 1 | 59,000 | 0 | 0 |
Physicians Realty Trust | Common | 71943U104 | 962,258 | 45,800 | SH | | DFND | 2 | 45,800 | 0 | 0 |
Pioneer Natural Resources Company | Common | 723787107 | 11,340,750 | 75,000 | SH | | DFND | 2 | 0 | 75,000 | 0 |
PrairieSky Royalty Ltd. | Common | 739721108 | 380 | 20 | SH | | DFND | 2 | 0 | 20 | 0 |
PrairieSky Royalty Ltd. | Common | 739721108 | 5,137 | 275 | SH | | DFND | 2 | 0 | 275 | 0 |
PrairieSky Royalty Ltd. | Common | 739721108 | 6,949 | 372 | SH | | DFND | 2 | 372 | 0 | 0 |
QLT Inc. | Common | 746927102 | 775,215 | 545,926 | SH | | DFND | 2 | 545,926 | 0 | 0 |
RMR Group Inc. | Common | 74967R106 | 496 | 16 | SH | | DFND | 1 | 0 | 16 | 0 |
Ryman Hospitality Pptys Inc. | Common | 78377T107 | 20,260 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 927 | 900 | SH | | DFND | 2 | 0 | 900 | 0 |
Rand Logistics, Inc. | Common | 752182105 | 684,368 | 664,435 | SH | | DFND | 2 | 664,435 | 0 | 0 |
Range Resources Corporation | Common | 75281A109 | 12,294,900 | 285,000 | SH | | DFND | 2 | 0 | 285,000 | 0 |
Schlumberger Limited | Common | 806857108 | 7,908,000 | 100,000 | SH | | DFND | 2 | 0 | 100,000 | 0 |
SM Energy Company | Common | 78454L100 | 15,525,000 | 575,000 | SH | | DFND | 2 | 0 | 575,000 | 0 |
Southwestern Energy Company | Common | 845467109 | 15,410,500 | 1,225,000 | SH | | DFND | 2 | 0 | 1,225,000 | 0 |
Standard Financial Corp. | Common | 853393106 | 464,000 | 20,000 | SH | | DFND | 2 | 20,000 | 0 | 0 |
Starwood Ppty Inc. | Common | 85571B105 | 8,288 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 283,200 | 20,000 | SH | | DFND | 2 | 20,000 | 0 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 28,320 | 2,000 | SH | | DFND | 1 | 0 | 2,000 | 0 |
Sunshine Bancorp, Inc. | Common | 86777J108 | 82,128 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Synergy Pharmaceuticals, Inc. | Common | 871639308 | 601,920 | 158,400 | SH | | DFND | 2 | 158,400 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 619,360 | 7,000 | SH | | DFND | 2 | 7,000 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 165,016 | 1,865 | SH | | DFND | 1 | 0 | 1,865 | 0 |
The Kraft Heinz Company | Common | 500754106 | 268,537 | 3,035 | SH | | DFND | 1 | 3,035 | 0 | 0 |
TheStreet Inc. | Common | 88368Q103 | 113,678 | 100,600 | SH | | DFND | 2 | 100,600 | 0 | 0 |
Total SA Sponsored ADR | Common | 89151E109 | 139,490 | 2,900 | SH | | DFND | 1 | 0 | 2,900 | 0 |
Total SA Sponsored ADR | Common | 89151E109 | 113,516 | 2,360 | SH | | DFND | 1 | 2,360 | 0 | 0 |
U.S. Silica Holdings, Inc. | Common | 90346E103 | 14,132,700 | 410,000 | SH | | DFND | 2 | 0 | 410,000 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 14,686 | 263 | SH | | DFND | 1 | 0 | 263 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 73,709 | 1,320 | SH | | DFND | 1 | 1,320 | 0 | 0 |
Whiting Petroleum Corporation | Common | 966387102 | 9,260,000 | 1,000,000 | SH | | DFND | 2 | 0 | 1,000,000 | 0 |