COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc. | Common | 00287Y109 | 403 | 5,000 | SH | | DFND | 1 | 0 | 5,000 | 0 |
Acceleron Pharma, Inc. | Common | 00434H108 | 810 | 17,400 | SH | | DFND | 2 | 17,400 | 0 | 0 |
Affimed N.V. | Common | N01045108 | 67 | 16,037 | SH | | DFND | 2 | 16,037 | 0 | 0 |
Aimmune Therapeutics, Inc. | Common | 00900T107 | 1,231 | 55,056 | SH | | DFND | 2 | 55,056 | 0 | 0 |
Alimera Sciences, Inc. | Common | 016259103 | 427 | 402,901 | SH | | DFND | 2 | 402,901 | 0 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 43 | 1,500 | SH | | DFND | 1 | 1,500 | 0 | 0 |
AllianceBernstein Holdings LP Unit Ltd | Common | 01881G106 | 1,416 | 49,000 | SH | | DFND | 1 | 0 | 49,000 | 0 |
Alerian MLP | Common | 00162Q866 | 6 | 600 | SH | | DFND | 1 | 0 | 600 | 0 |
Alnylam Pharmaceuticals, Inc. | Common | 02043Q107 | 47 | 500 | SH | | DFND | 2 | 500 | 0 | 0 |
Alphabet Inc-Cl C | Common | 02079K107 | 8,213 | 7,000 | SH | | DFND | 2 | 7,000 | 0 | 0 |
American Outdoor Brands Corporation | Common | 02874P103 | 3,643 | 390,000 | SH | | DFND | 2 | 390,000 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 403 | 8,860 | SH | | DFND | 1 | 8,860 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 323 | 7,100 | SH | | DFND | 1 | 0 | 7,100 | 0 |
Apollo Global Management, LLC | Common | 037612306 | 9,117 | 322,708 | SH | | DFND | 2 | 322,708 | 0 | 0 |
Apple Inc. | Common | 037833100 | 4,559 | 24,000 | SH | | DFND | 2 | 24,000 | 0 | 0 |
Apple Inc. | Common | 037833100 | 100 | 525 | SH | | DFND | 1 | 525 | 0 | 0 |
Apple Inc. | Common | 037833100 | 100 | 525 | SH | | DFND | 1 | 0 | 525 | 0 |
Arena Pharmaceuticals, Inc. | Common | 040047607 | 1,644 | 36,676 | SH | | DFND | 2 | 36,676 | 0 | 0 |
AT&T Inc. | Common | 00206R102 | 64 | 2,050 | SH | | DFND | 1 | 2,050 | 0 | 0 |
AT&T Inc. | Common | 00206R102 | 627 | 20,000 | SH | | DFND | 1 | 0 | 20,000 | 0 |
Aurinia Pharmaceuticals Inc. | Common | 05156V102 | 343 | 52,700 | SH | | DFND | 2 | 52,700 | 0 | 0 |
Bank Nova Scotia Halifax | Common | 064149107 | 21 | 400 | SH | | DFND | 1 | 0 | 400 | 0 |
Bellicum Pharmaceuticals, Inc. | Common | 079481107 | 425 | 126,127 | SH | | DFND | 2 | 126,127 | 0 | 0 |
BioDelivery Sciences International, Inc. | Common | 09060J106 | 2,123 | 400,500 | SH | | DFND | 2 | 400,500 | 0 | 0 |
Biogen Inc. | Common | 09062X103 | 590 | 2,498 | SH | | DFND | 2 | 2,498 | 0 | 0 |
Bristol-Myers Squibb Company | Common | 110122108 | 259 | 5,428 | SH | | DFND | 2 | 5,428 | 0 | 0 |
Calumet Specialty Products Partners, LP | Common | 131476103 | 5,461 | 1,534,031 | SH | | DFND | 2 | 1,534,031 | 0 | 0 |
Calumet Specialty Products Partners, LP | Common | 131476103 | 71 | 20,000 | SH | | DFND | 1 | 20,000 | 0 | 0 |
Canadian Natural Resources Inc. | Common | 136385101 | 512 | 18,600 | SH | | DFND | 1 | 18,600 | 0 | 0 |
Canadian Natural Resources Inc. | Common | 136385101 | 378 | 13,750 | SH | | DFND | 1 | 0 | 13,750 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 8,828 | 661,250 | SH | | DFND | 2 | 661,250 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 77 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Capitol Federal Financial, Inc. | Common | 14057J101 | 53 | 4,000 | SH | | DFND | 1 | 0 | 4,000 | 0 |
Cara Therapeutics Inc | Common | 140755109 | 140 | 7,114 | SH | | DFND | 2 | 7,114 | 0 | 0 |
Catalyst Pharmaceuticals, Inc. | Common | 14888U101 | 2,605 | 510,847 | SH | | DFND | 2 | 510,847 | 0 | 0 |
Celgene Corporation | Common | 151020104 | 469 | 4,967 | SH | | DFND | 2 | 4,967 | 0 | 0 |
Centerstate Banks Corp | Common | 15201P109 | 123 | 5,162 | SH | | DFND | 1 | 5,162 | 0 | 0 |
Centerstate Banks Corp | Common | 15201P109 | 42 | 1,780 | SH | | DFND | 1 | 0 | 1,780 | 0 |
Check Cap Ltd. | Common | M2361E203 | 6 | 2,224 | SH | | DFND | 2 | 2,224 | 0 | 0 |
Check Cap Ltd. @7.50 Exp. 2/28/20 | Common | M2361E120 | 482 | 64,309 | SH | | DFND | 2 | 64,309 | 0 | 0 |
Chemours Co. | Common | 163851108 | 27 | 720 | SH | | DFND | 1 | 720 | 0 | 0 |
Chemours Co. | Common | 163851108 | 24 | 640 | SH | | DFND | 1 | 0 | 640 | 0 |
Coherus Biosciences, Inc. | Common | 19249H103 | 552 | 40,469 | SH | | DFND | 2 | 40,469 | 0 | 0 |
Colony Northstar Inc. | Common | 19625W104 | 8 | 1,466 | SH | | DFND | 1 | 0 | 1,466 | 0 |
Coca Cola | Common | 191216100 | 272 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Coca Cola | Common | 191216100 | 356 | 7,600 | SH | | DFND | 1 | 0 | 7,600 | 0 |
Columbia Financial, Inc. | Common | 197641103 | 366 | 23,363 | SH | | DFND | 2 | 23,363 | 0 | 0 |
Community Healthcare Trust Incorporated | Common | 20369C106 | 2,153 | 60,000 | SH | | DFND | 2 | 60,000 | 0 | 0 |
Conagra Brands | Common | 205887102 | 277 | 10,000 | SH | | DFND | 1 | 0 | 10,000 | 0 |
Concert Pharmaceuticals, Inc. | Common | 206022105 | 1,009 | 83,607 | SH | | DFND | 2 | 83,607 | 0 | 0 |
CoreCivic, Inc. | Common | 21871N101 | 1,459 | 75,000 | SH | | DFND | 2 | 75,000 | 0 | 0 |
Cousins Properties | Common | 222795106 | 130 | 13,428 | SH | | DFND | 1 | 0 | 13,428 | 0 |
Dell Technologies Inc. | Common | 24703L202 | 377 | 6,426 | SH | | DFND | 2 | 6,426 | 0 | 0 |
Delta Air Lines, Inc. | Common | 247361702 | 2,970 | 57,500 | SH | | DFND | 2 | 57,500 | 0 | 0 |
DowDupont Inc. | Common | 26078J100 | 239 | 4,486 | SH | | DFND | 1 | 4,486 | 0 | 0 |
DowDupont Inc. | Common | 26078J100 | 1,768 | 33,158 | SH | | DFND | 1 | 0 | 33,158 | 0 |
Eagle Materials | Common | 26969P108 | 19 | 228 | SH | | DFND | 1 | 0 | 228 | 0 |
Eiger BioPharmaceuticals, Inc. | Common | 28249U105 | 1,836 | 131,333 | SH | | DFND | 2 | 131,333 | 0 | 0 |
Eli Lilly Inc. | Common | 532457108 | 39 | 300 | SH | | DFND | 1 | 0 | 300 | 0 |
Entegra Financial Corporation | Common | 29363J108 | 163 | 7,250 | SH | | DFND | 1 | 7,250 | 0 | 0 |
Entegra Financial Corporation | Common | 29363J108 | 67 | 3,000 | SH | | DFND | 1 | 0 | 3,000 | 0 |
Essential Properties Realty Trust, Inc. | Common | 29670E107 | 781 | 40,000 | SH | | DFND | 2 | 40,000 | 0 | 0 |
FNB Corporation | Common | 302520101 | 94 | 8,905 | SH | | DFND | 1 | 0 | 8,905 | 0 |
Foamix Pharmaceuticals Ltd. | Common | M46135105 | 1,299 | 346,346 | SH | | DFND | 2 | 346,346 | 0 | 0 |
Ford Motor Company | Common | 345370860 | 44 | 5,000 | SH | | DFND | 1 | 0 | 5,000 | 0 |
Fortress Trans & Infrastructure Inv. LLC | Common | 34960P101 | 12,833 | 750,000 | SH | | DFND | 2 | 750,000 | 0 | 0 |
FS Bancorp Inc | Common | 30263Y104 | 107 | 2,117 | SH | | DFND | 1 | 2,117 | 0 | 0 |
FS Bancorp Inc | Common | 30263Y104 | 74 | 1,460 | SH | | DFND | 1 | 0 | 1,460 | 0 |
General Electric | Common | 369604103 | 35 | 3,480 | SH | | DFND | 1 | 3,480 | 0 | 0 |
General Electric | Common | 369604103 | 12 | 1,200 | SH | | DFND | 1 | 0 | 1,200 | 0 |
General Motors | Common | 37045V100 | 186 | 5,000 | SH | | DFND | 1 | 0 | 5,000 | 0 |
Global Medical REIT, Inc. Ser A Cum Pfd. | Common | 37957W203 | 893 | 35,000 | SH | | DFND | 2 | 35,000 | 0 | 0 |
Globus Medical, Inc. | Common | 379577208 | 94 | 1,900 | SH | | DFND | 2 | 1,900 | 0 | 0 |
Heritage NOLA Bancorp Inc. | Common | 42727P108 | 115 | 9,000 | SH | | DFND | 1 | 9,000 | 0 | 0 |
Heritage NOLA Bancorp Inc. | Common | 42727P108 | 38 | 3,000 | SH | | DFND | 1 | 0 | 3,000 | 0 |
Hospitality Properties Trust | Common | 44106M102 | 658 | 25,000 | SH | | DFND | 1 | 0 | 25,000 | 0 |
Horizon Pharma Public Limited Company | Common | G4617B105 | 1,264 | 47,840 | SH | | DFND | 2 | 47,840 | 0 | 0 |
Intec Pharma Ltd. | Common | M53644106 | 2,129 | 290,434 | SH | | DFND | 2 | 290,434 | 0 | 0 |
International Business Machines | Common | 459200101 | 604 | 4,284 | SH | | DFND | 1 | 0 | 4,284 | 0 |
International Gaming Technologies | Common | G4863A108 | 1,494 | 115,000 | SH | | DFND | 2 | 115,000 | 0 | 0 |
Iridium Communications, Inc. | Common | 46269C102 | 2,998 | 113,399 | SH | | DFND | 2 | 113,399 | 0 | 0 |
Johnson & Johnson | Common | 478160104 | 710 | 5,080 | SH | | DFND | 1 | 5,080 | 0 | 0 |
Johnson & Johnson | Common | 478160104 | 308 | 2,200 | SH | | DFND | 1 | 0 | 2,200 | 0 |
JP Morgan & Chase | Common | 46625H100 | 1,443 | 14,250 | SH | | DFND | 1 | 14,250 | 0 | 0 |
JP Morgan & Chase | Common | 46625H100 | 891 | 8,800 | SH | | DFND | 1 | 0 | 8,800 | 0 |
Kimberly Clark Corporation | Common | 494368103 | 743 | 6,000 | SH | | DFND | 1 | 0 | 6,000 | 0 |
Krystal Biotech, Inc. | Common | 501147102 | 121 | 3,686 | SH | | DFND | 2 | 3,686 | 0 | 0 |
Legacy Housing Corp | Common | 52472M101 | 60 | 5,000 | SH | | DFND | 1 | 5,000 | 0 | 0 |
Legacy Housing Corp | Common | 52472M101 | 48 | 4,000 | SH | | DFND | 1 | 0 | 4,000 | 0 |
Lexicon Pharmaceuticals, Inc. | Common | 528872302 | 167 | 30,000 | SH | | DFND | 2 | 30,000 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 43,018 | 342,198 | SH | | DFND | 2 | 342,198 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 232 | 1,843 | SH | | DFND | 1 | 0 | 1,843 | 0 |
LKQ Corporation | Common | 501889208 | 8,514 | 300,000 | SH | | DFND | 2 | 300,000 | 0 | 0 |
Lowe's Companies, Inc. | Common | 548661107 | 4,926 | 45,000 | SH | | DFND | 2 | 45,000 | 0 | 0 |
Macquarie Infrastructure Corporation | Common | 55608B105 | 6,744 | 163,600 | SH | | DFND | 2 | 163,600 | 0 | 0 |
Macquarie Infrastructure Corporation | Common | 55608B105 | 136 | 3,300 | SH | | DFND | 1 | 3,300 | 0 | 0 |
Macquarie Infrastructure Corporation | Common | 55608B105 | 371 | 9,000 | SH | | DFND | 1 | 0 | 9,000 | 0 |
Medtronics Inc. | Common | G5960L103 | 91 | 1,050 | SH | | DFND | 1 | 0 | 1,050 | 0 |
MEI Pharma, Inc. | Common | 55279B202 | 118 | 38,590 | SH | | DFND | 2 | 38,590 | 0 | 0 |
Merck & Co. Inc. | Common | 58993Y105 | 67 | 800 | SH | | DFND | 1 | 800 | 0 | 0 |
Merck & Co. Inc. | Common | 58993Y105 | 42 | 500 | SH | | DFND | 1 | 0 | 500 | 0 |
Microsoft Corporation | Common | 594918104 | 47 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 118 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 145 | 2,900 | SH | | DFND | 1 | 2,900 | 0 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 649 | 13,000 | SH | | DFND | 1 | 0 | 13,000 | 0 |
MPLX LP | Common | 55336V100 | 10,839 | 329,558 | SH | | DFND | 2 | 329,558 | 0 | 0 |
Novartis AG | Common | 66987V109 | 288 | 3,000 | SH | | DFND | 2 | 3,000 | 0 | 0 |
Novelion Therapeutics, Inc. | Common | 67001K202 | 134 | 109,135 | SH | | DFND | 2 | 109,135 | 0 | 0 |
NuVasive, Inc. | Common | 670704105 | 114 | 2,000 | SH | | DFND | 2 | 2,000 | 0 | 0 |
Och-Ziff Capital Management Group | Common | 67551U105 | 3 | 200 | SH | | DFND | 1 | 200 | 0 | 0 |
Oritani Financial Corp | Common | 68633D103 | 96 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Oritani Financial Corp | Common | 68633D103 | 33 | 2,000 | SH | | DFND | 1 | 0 | 2,000 | 0 |
Oracle Corporation | Common | 68389X105 | 8,057 | 150,000 | SH | | DFND | 2 | 150,000 | 0 | 0 |
Orthofix Medical Inc. | Common | 68752M108 | 113 | 2,000 | SH | | DFND | 2 | 2,000 | 0 | 0 |
Peoples United Financial | Common | 712704105 | 25 | 1,500 | SH | | DFND | 1 | 0 | 1,500 | 0 |
Pfizer Inc. | Common | 717081103 | 1,869 | 44,000 | SH | | DFND | 1 | 44,000 | 0 | 0 |
Pfizer Inc. | Common | 717081103 | 4,289 | 101,000 | SH | | DFND | 1 | 0 | 101,000 | 0 |
Quotient Limited | Common | G73268107 | 1,532 | 170,000 | SH | | DFND | 2 | 170,000 | 0 | 0 |
RMR Group Inc. | Common | 74967R106 | 1 | 16 | SH | | DFND | 1 | 0 | 16 | 0 |
Radius Health Inc. | Common | 750469207 | 1,541 | 77,269 | SH | | DFND | 2 | 77,269 | 0 | 0 |
Ryman Hospitality Ppty Inc. | Common | 78377T107 | 33 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Ryman Hospitality Ppty Inc. | Common | 78377T107 | 987 | 12,000 | SH | | DFND | 1 | 0 | 12,000 | 0 |
Starwood Ppty | Common | 85571B105 | 9 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Stemline Therapeutics, Inc. | Common | 85858C107 | 2,028 | 157,795 | SH | | DFND | 2 | 157,795 | 0 | 0 |
Stericycle, Inc. | Common | 858912108 | 12,195 | 224,083 | SH | | DFND | 2 | 224,083 | 0 | 0 |
The Howard Hughes Corporation | Common | 44267D107 | 2,849 | 25,900 | SH | | DFND | 2 | 25,900 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 99 | 3,035 | SH | | DFND | 1 | 3,035 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 191 | 5,865 | SH | | DFND | 1 | 0 | 5,865 | 0 |
The Michaels Companies, Inc. | Common | 59408Q106 | 3,426 | 300,000 | SH | | DFND | 2 | 300,000 | 0 | 0 |
The Star Group, Inc. | Common | 85570W100 | 8,244 | 470,800 | SH | | DFND | 2 | 470,800 | 0 | 0 |
Total SA | Common | 89151E109 | 131 | 2,360 | SH | | DFND | 1 | 2,360 | 0 | 0 |
Total SA | Common | 89151E109 | 161 | 2,900 | SH | | DFND | 1 | 0 | 2,900 | 0 |
Upland Software, Inc. | Common | 91544A109 | 18,554 | 438,000 | SH | | DFND | 2 | 438,000 | 0 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 78 | 1,320 | SH | | DFND | 1 | 1,320 | 0 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 1,005 | 16,991 | SH | | DFND | 1 | 0 | 16,991 | 0 |
Viking Therapeutics, Inc. | Common | 92686J106 | 2,168 | 218,102 | SH | | DFND | 2 | 218,102 | 0 | 0 |
Viveve Medical, Inc. | Common | 92852W204 | 41 | 43,649 | SH | | DFND | 2 | 43,649 | 0 | 0 |
WABTEC | Common | 929740108 | 1 | 17 | SH | | DFND | 1 | 17 | 0 | 0 |
WABTEC | Common | 929740108 | 0 | 6 | SH | | DFND | 1 | 0 | 6 | 0 |
Wheeler Real Estate Investment Trust, Inc. | Common | 963025606 | 201 | 14,309 | SH | | DFND | 2 | 14,309 | 0 | 0 |
WP Carey | Common | 92936U109 | 470 | 6,000 | SH | | DFND | 1 | 0 | 6,000 | 0 |
Xenon Pharmaceuticals Inc. | Common | 98420N105 | 1,823 | 179,390 | SH | | DFND | 2 | 179,390 | 0 | 0 |
Zogenix, Inc. | Common | 98978L204 | 1,432 | 26,039 | SH | | DFND | 2 | 26,039 | 0 | 0 |