COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc. | Common | 00287Y109 | 444 | 6,100 | SH | | DFND | 2 | 6,100 | 0 | 0 |
AbbVie Inc. | Common | 00287Y109 | 364 | 5,000 | SH | | DFND | 1 | 0 | 5,000 | 0 |
Acceleron Pharma, Inc. | Common | 00434H108 | 731 | 17,800 | SH | | DFND | 2 | 17,800 | 0 | 0 |
Aimmune Therapeutics, Inc. | Common | 00900T107 | 1,196 | 57,456 | SH | | DFND | 2 | 57,456 | 0 | 0 |
Alcon, Inc | Common | H01301128 | 37 | 600 | SH | | DFND | 2 | 600 | 0 | 0 |
Alimera Sciences, Inc. | Common | 016259103 | 396 | 444,401 | SH | | DFND | 2 | 444,401 | 0 | 0 |
AllianceBernstein Holdings PL Unit Ltd | Common | 01881G106 | 1,456 | 49,000 | SH | | DFND | 1 | 0 | 49,000 | 0 |
AllianceBernstein Holdings PL Unit Ltd | Common | 01881G106 | 45 | 1,500 | SH | | DFND | 1 | 1,500 | 0 | 0 |
Alerian MLP | Common | 00162Q866 | 6 | 600 | SH | | DFND | 1 | 0 | 600 | 0 |
Alphabet Inc-Cl C | Common | 02079K107 | 8,539 | 7,900 | SH | | DFND | 2 | 7,900 | 0 | 0 |
American Outdoor Brands Corporation | Common | 02874P103 | 3,514 | 390,000 | SH | | DFND | 2 | 390,000 | 0 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 501 | 7,100 | SH | | DFND | 1 | 0 | 7,100 | 0 |
Anadarko Petroleum Corporation | Common | 032511107 | 625 | 8,860 | SH | | DFND | 1 | 8,860 | 0 | 0 |
Apollo Global Management, LLC | Common | 037612306 | 11,069 | 322,708 | SH | | DFND | 2 | 322,708 | 0 | 0 |
Apple Inc. | Common | 037833100 | 4,750 | 24,000 | SH | | DFND | 2 | 24,000 | 0 | 0 |
Apple Inc. | Common | 037833100 | 104 | 525 | SH | | DFND | 1 | 0 | 525 | 0 |
Apple Inc. | Common | 037833100 | 104 | 525 | SH | | DFND | 1 | 525 | 0 | 0 |
Arena Pharmaceuticals, Inc. | Common | 040047607 | 1,075 | 18,332 | SH | | DFND | 2 | 18,332 | 0 | 0 |
Ascendis Pharma A/S | Common | BV9G6B8US | 76 | 656 | SH | | DFND | 2 | 656 | 0 | 0 |
AT&T Inc. | Common | 00206R102 | 670 | 20,000 | SH | | DFND | 1 | 0 | 20,000 | 0 |
AT&T Inc. | Common | 00206R102 | 69 | 2,050 | SH | | DFND | 1 | 2,050 | 0 | 0 |
Aurinia Pharmaceuticals Inc. | Common | 05156V102 | 382 | 58,000 | SH | | DFND | 2 | 58,000 | 0 | 0 |
Bank Nova Scotia Halifax | Common | 064149107 | 22 | 400 | SH | | DFND | 1 | 0 | 400 | 0 |
Bellicum Pharmaceuticals, Inc. | Common | 079481107 | 435 | 255,703 | SH | | DFND | 2 | 255,703 | 0 | 0 |
Bellicum Pharm., Inc. 5 | Common | 9EDW5GYA8 | 50 | 100 | SH | | DFND | 2 | 100 | 0 | 0 |
BioDelivery Sciences International, Inc. | Common | 09060J106 | 2,106 | 452,802 | SH | | DFND | 2 | 452,802 | 0 | 0 |
Bristol-Myers Squibb Company | Common | 110122108 | 1,228 | 27,080 | SH | | DFND | 2 | 27,080 | 0 | 0 |
Calumet Specialty Products Partners, LP | Common | 131476103 | 7,992 | 1,907,436 | SH | | DFND | 2 | 1,907,436 | 0 | 0 |
Calumet Specialty Products Partners, LP | Common | 131476103 | 84 | 20,000 | SH | | DFND | 1 | 20,000 | 0 | 0 |
Canadian Natural Resources Inc. | Common | 136385101 | 371 | 13,750 | SH | | DFND | 1 | 0 | 13,750 | 0 |
Canadian Natural Resources Inc. | Common | 136385101 | 502 | 18,600 | SH | | DFND | 1 | 18,600 | 0 | 0 |
Capitol Federal Financial Inc. | Common | 14057J101 | 55 | 4,000 | SH | | DFND | 1 | 0 | 4,000 | 0 |
Capitol Federal Financial Inc. | Common | 14057J101 | 80 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Catalyst Pharmaceuticals, Inc. | Common | 14888U101 | 1,318 | 343,347 | SH | | DFND | 2 | 343,347 | 0 | 0 |
Celgene Corporation | Common | 151020104 | 1,465 | 15,847 | SH | | DFND | 2 | 15,847 | 0 | 0 |
Centerstate Banks Corp | Common | 15201P109 | 41 | 1,780 | SH | | DFND | 1 | 0 | 1,780 | 0 |
Centerstate Banks Corp | Common | 15201P109 | 119 | 5,162 | SH | | DFND | 1 | 5,162 | 0 | 0 |
Check Cap Ltd. | Common | M2361E203 | 5 | 2,224 | SH | | DFND | 2 | 2,224 | 0 | 0 |
Check Cap Ltd. 7.50 | Common | M2361E120 | 482 | 64,309 | SH | | DFND | 2 | 64,309 | 0 | 0 |
Chemours Co. | Common | 163851108 | 15 | 640 | SH | | DFND | 1 | 0 | 640 | 0 |
Chemours Co. | Common | 163851108 | 17 | 720 | SH | | DFND | 1 | 720 | 0 | 0 |
Cidara Therapeutics, Inc. | Common | 171757107 | 216 | 128,527 | SH | | DFND | 2 | 128,527 | 0 | 0 |
Coherus Biosciences, Inc. | Common | 19249H103 | 1,379 | 62,387 | SH | | DFND | 2 | 62,387 | 0 | 0 |
Coca Cola | Common | 191216100 | 387 | 7,600 | SH | | DFND | 1 | 0 | 7,600 | 0 |
Coca Cola | Common | 191216100 | 295 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Colony Northstar Inc. | Common | 19625W104 | 7 | 1,466 | SH | | DFND | 1 | 0 | 1,466 | 0 |
Columbia Financial, Inc. | Common | 197641103 | 353 | 23,363 | SH | | DFND | 2 | 23,363 | 0 | 0 |
Community Healthcare Trust Incorporated | Common | 20369C106 | 2,365 | 60,000 | SH | | DFND | 2 | 60,000 | 0 | 0 |
Conagra Brands | Common | 205887102 | 265 | 10,000 | SH | | DFND | 1 | 0 | 10,000 | 0 |
Corteva Inc. | Common | 22052L104 | 327 | 11,051 | SH | | DFND | 1 | 0 | 11,051 | 0 |
Corteva Inc. | Common | 22052L104 | 44 | 1,494 | SH | | DFND | 1 | 1,494 | 0 | 0 |
Cousins Properties | Common | 222795106 | 121 | 3,357 | SH | | DFND | 1 | 0 | 3,357 | 0 |
CymaBay Therapeutics, Inc. | Common | 23257D103 | 150 | 21,000 | SH | | DFND | 2 | 21,000 | 0 | 0 |
Dell Technologies Inc. | Common | 24703L202 | 326 | 6,426 | SH | | DFND | 2 | 6,426 | 0 | 0 |
Delta Air Lines, Inc. | Common | 247361702 | 3,263 | 57,500 | SH | | DFND | 2 | 57,500 | 0 | 0 |
Dow Inc. | Common | 260557103 | 545 | 11,051 | SH | | DFND | 1 | 0 | 11,051 | 0 |
Dow Inc. | Common | 260557103 | 74 | 1,494 | SH | | DFND | 1 | 1,494 | 0 | 0 |
Dupont DE Nemours Inc. | Common | 26614N102 | 830 | 11,051 | SH | | DFND | 1 | 0 | 11,051 | 0 |
Dupont DE Nemours Inc. | Common | 26614N102 | 112 | 1,494 | SH | | DFND | 1 | 1,494 | 0 | 0 |
Eagle Materials Inc. | Common | 26969P108 | 21 | 228 | SH | | DFND | 1 | 0 | 228 | 0 |
Eiger BioPharmaceuticals, Inc. | Common | 28249U105 | 2,300 | 216,969 | SH | | DFND | 2 | 216,969 | 0 | 0 |
Eli Lilly Inc. | Common | 532457108 | 33 | 300 | SH | | DFND | 1 | 0 | 300 | 0 |
Entegra Financial Corporation | Common | 29363J108 | 90 | 3,000 | SH | | DFND | 1 | 0 | 3,000 | 0 |
Entegra Financial Corporation | Common | 29363J108 | 218 | 7,250 | SH | | DFND | 1 | 7,250 | 0 | 0 |
Essential Properties Realty Trust, Inc. | Common | 29670E107 | 802 | 40,000 | SH | | DFND | 2 | 40,000 | 0 | 0 |
FNB Coporation | Common | 302520101 | 105 | 8,905 | SH | | DFND | 1 | 0 | 8,905 | 0 |
Fannie Mae 8.25 Series T | Common | 313586737 | 996 | 85,000 | SH | | DFND | 2 | 85,000 | 0 | 0 |
Foamix Pharmaceuticals Ltd. | Common | M46135105 | 883 | 371,046 | SH | | DFND | 2 | 371,046 | 0 | 0 |
Ford Motor Company | Common | 345370860 | 51 | 5,000 | SH | | DFND | 1 | 0 | 5,000 | 0 |
Fortress Trans & Infrastructure Inv. LLC | Common | 34960P101 | 13,190 | 873,509 | SH | | DFND | 2 | 873,509 | 0 | 0 |
FS Bancorp Inc. | Common | 30263Y104 | 76 | 1,460 | SH | | DFND | 1 | 0 | 1,460 | 0 |
FS Bancorp Inc. | Common | 30263Y104 | 110 | 2,117 | SH | | DFND | 1 | 2,117 | 0 | 0 |
Freddie Mac 8.375 Series Z | Common | 313400624 | 662 | 53,350 | SH | | DFND | 2 | 53,350 | 0 | 0 |
General Electric | Common | 369604103 | 13 | 1,200 | SH | | DFND | 1 | 0 | 1,200 | 0 |
General Electric | Common | 369604103 | 37 | 3,480 | SH | | DFND | 1 | 3,480 | 0 | 0 |
General Motors | Common | 37045V100 | 193 | 5,000 | SH | | DFND | 1 | 0 | 5,000 | 0 |
Gilead Sciences, Inc. | Common | 375558103 | 236 | 3,500 | SH | | DFND | 2 | 3,500 | 0 | 0 |
Global Medical REIT, Inc. Ser A Cum Pfd. | Common | 37957W203 | 918 | 35,000 | SH | | DFND | 2 | 35,000 | 0 | 0 |
Globus Medical, Inc. | Common | 379577208 | 80 | 1,900 | SH | | DFND | 2 | 1,900 | 0 | 0 |
Heritage NOLA Bancorp Inc. | Common | 42727P108 | 38 | 3,000 | SH | | DFND | 1 | 0 | 3,000 | 0 |
Heritage NOLA Bancorp Inc. | Common | 42727P108 | 115 | 9,000 | SH | | DFND | 1 | 9,000 | 0 | 0 |
Hospitality Properties Trust | Common | 44106M102 | 625 | 25,000 | SH | | DFND | 1 | 0 | 25,000 | 0 |
Horizon Therapeutics Public Ltd. Company | Common | G4617B105 | 1,204 | 50,046 | SH | | DFND | 2 | 50,046 | 0 | 0 |
Intec Pharma Ltd. | Common | M53644106 | 1,126 | 259,377 | SH | | DFND | 2 | 259,377 | 0 | 0 |
International Business Machines | Common | 459200101 | 591 | 4,284 | SH | | DFND | 1 | 0 | 4,284 | 0 |
International Gaming Technologies | Common | G4863A108 | 7,782 | 600,000 | SH | | DFND | 2 | 600,000 | 0 | 0 |
International Gaming Technologies | Common | G4863A108 | 97 | 7,500 | SH | | DFND | 1 | 0 | 7,500 | 0 |
Johnson & Johnson | Common | 478160104 | 306 | 2,200 | SH | | DFND | 1 | 0 | 2,200 | 0 |
Johnson & Johnson | Common | 478160104 | 708 | 5,080 | SH | | DFND | 1 | 5,080 | 0 | 0 |
JP Morgan & Chase | Common | 46625H100 | 984 | 8,800 | SH | | DFND | 1 | 0 | 8,800 | 0 |
JP Morgan & Chase | Common | 46625H100 | 1,593 | 14,250 | SH | | DFND | 1 | 14,250 | 0 | 0 |
Kimberly Clark Corporation | Common | 494368103 | 800 | 6,000 | SH | | DFND | 1 | 0 | 6,000 | 0 |
Krystal Biotech, Inc. | Common | 501147102 | 233 | 5,797 | SH | | DFND | 2 | 5,797 | 0 | 0 |
Legacy Housing Corporation | Common | 52472M101 | 50 | 4,000 | SH | | DFND | 1 | 0 | 4,000 | 0 |
Legacy Housing Corporation | Common | 52472M101 | 62 | 5,000 | SH | | DFND | 1 | 5,000 | 0 | 0 |
Lexicon Pharmaceuticals, Inc. | Common | 528872302 | 189 | 30,000 | SH | | DFND | 2 | 30,000 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 39,062 | 342,198 | SH | | DFND | 2 | 342,198 | 0 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 210 | 1,843 | SH | | DFND | 1 | 0 | 1,843 | 0 |
Ligand Pharmaceuticals Incorporated | Common | 53220K504 | 1,027 | 9,000 | SH | | DFND | 1 | 9,000 | 0 | 0 |
LKQ Corporation | Common | 501889208 | 7,983 | 300,000 | SH | | DFND | 2 | 300,000 | 0 | 0 |
Lowe's Companies, Inc. | Common | 548661107 | 4,541 | 45,000 | SH | | DFND | 2 | 45,000 | 0 | 0 |
Macquarie Infrastructure Corporation | Common | 55608B105 | 6,632 | 163,600 | SH | | DFND | 2 | 163,600 | 0 | 0 |
Macquarie Infrastructure Corporation | Common | 55608B105 | 365 | 9,000 | SH | | DFND | 1 | 0 | 9,000 | 0 |
Macquarie Infrastructure Corporation | Common | 55608B105 | 134 | 3,300 | SH | | DFND | 1 | 3,300 | 0 | 0 |
Medtronics Inc. | Common | G5960L103 | 102 | 1,050 | SH | | DFND | 1 | 0 | 1,050 | 0 |
MEI Pharma, Inc. | Common | 55279B202 | 96 | 38,590 | SH | | DFND | 2 | 38,590 | 0 | 0 |
Merck & Co. Inc. | Common | 58993Y105 | 42 | 500 | SH | | DFND | 1 | 0 | 500 | 0 |
Merck & Co. Inc. | Common | 58993Y105 | 67 | 800 | SH | | DFND | 1 | 800 | 0 | 0 |
Microsoft Corporation | Common | 594918104 | 134 | 1,000 | SH | | DFND | 1 | 0 | 1,000 | 0 |
Microsoft Corporation | Common | 594918104 | 54 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 701 | 13,000 | SH | | DFND | 1 | 0 | 13,000 | 0 |
Mondelez Int'l Inc. | Common | 609207105 | 156 | 2,900 | SH | | DFND | 1 | 2,900 | 0 | 0 |
MPLX LP | Common | 55336V100 | 10,608 | 329,558 | SH | | DFND | 2 | 329,558 | 0 | 0 |
Novartis AG | Common | 66987V109 | 274 | 3,000 | SH | | DFND | 2 | 3,000 | 0 | 0 |
Novelion Therapeutics, Inc. | Common | 67001K202 | 85 | 109,135 | SH | | DFND | 2 | 109,135 | 0 | 0 |
Och-Ziff Capital Management Group | Common | 67551U105 | 5 | 200 | SH | | DFND | 1 | 200 | 0 | 0 |
Oritani Financial Corp | Common | 68633D103 | 34 | 2,000 | SH | | DFND | 1 | 0 | 2,000 | 0 |
Oritani Financial Corp | Common | 68633D103 | 103 | 5,800 | SH | | DFND | 1 | 5,800 | 0 | 0 |
Orthofix Medical Inc. | Common | 68752M108 | 106 | 2,000 | SH | | DFND | 2 | 2,000 | 0 | 0 |
Peoples United Financial | Common | 712704105 | 25 | 1,500 | SH | | DFND | 1 | 0 | 1,500 | 0 |
Pfizer Inc. | Common | 717081103 | 4,375 | 101,000 | SH | | DFND | 1 | 0 | 101,000 | 0 |
Pfizer Inc. | Common | 717081103 | 1,906 | 44,000 | SH | | DFND | 1 | 44,000 | 0 | 0 |
Quotient Limited | Common | G73268107 | 1,590 | 170,000 | SH | | DFND | 2 | 170,000 | 0 | 0 |
RMR Group Inc. | Common | 74967R106 | 1 | 16 | SH | | DFND | 1 | 0 | 16 | 0 |
Radius Health Inc. | Common | 750469207 | 1,882 | 77,269 | SH | | DFND | 2 | 77,269 | 0 | 0 |
Ryman Hospitality Ppty Inc. | Common | 78377T107 | 973 | 12,000 | SH | | DFND | 1 | 0 | 12,000 | 0 |
Ryman Hospitality Ppty Inc. | Common | 78377T107 | 32 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Starwood Ppty | Common | 85571B105 | 9 | 400 | SH | | DFND | 1 | 400 | 0 | 0 |
Stemline Therapeutics, Inc. | Common | 85858C107 | 1,542 | 100,634 | SH | | DFND | 2 | 100,634 | 0 | 0 |
Stericycle, Inc. | Common | 858912108 | 12,849 | 269,083 | SH | | DFND | 2 | 269,083 | 0 | 0 |
The Howard Hughes Corporation | Common | 44267D107 | 1,610 | 13,000 | SH | | DFND | 2 | 13,000 | 0 | 0 |
The Michaels Companies, Inc. | Common | 59408Q106 | 2,610 | 300,000 | SH | | DFND | 2 | 300,000 | 0 | 0 |
The Kraft Heinz Company | Common | 500754106 | 182 | 5,865 | SH | | DFND | 1 | 0 | 5,865 | 0 |
The Kraft Heinz Company | Common | 500754106 | 94 | 3,035 | SH | | DFND | 1 | 3,035 | 0 | 0 |
The Stars Group Inc. | Common | 85570W100 | 8,037 | 470,800 | SH | | DFND | 2 | 470,800 | 0 | 0 |
Totol SA | Common | 89151E109 | 162 | 2,900 | SH | | DFND | 1 | 0 | 2,900 | 0 |
Totol SA | Common | 89151E109 | 132 | 2,360 | SH | | DFND | 1 | 2,360 | 0 | 0 |
Upland Software, Inc. | Common | 91544A109 | 19,942 | 438,000 | SH | | DFND | 2 | 438,000 | 0 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 971 | 16,991 | SH | | DFND | 1 | 0 | 16,991 | 0 |
Verizon Communications Inc. | Common | 92343V104 | 75 | 1,320 | SH | | DFND | 1 | 1,320 | 0 | 0 |
Verrica Pharmaceuticals, Inc. | Common | 92511W108 | 129 | 11,107 | SH | | DFND | 2 | 11,107 | 0 | 0 |
Viking Therapeutics, Inc. | Common | 92686J106 | 1,810 | 218,102 | SH | | DFND | 2 | 218,102 | 0 | 0 |
Viveve Medical, Inc. | Common | 92852W204 | 17 | 43,649 | SH | | DFND | 2 | 43,649 | 0 | 0 |
WABTEC | Common | 929740108 | 0 | 6 | SH | | DFND | 1 | 0 | 6 | 0 |
WABTEC | Common | 929740108 | 1 | 17 | SH | | DFND | 1 | 17 | 0 | 0 |
Wheeler Real Estate Investment Trust, Inc. | Common | 963025606 | 215 | 14,309 | SH | | DFND | 2 | 14,309 | 0 | 0 |
WP Carey | Common | 92936U109 | 487 | 6,000 | SH | | DFND | 1 | 0 | 6,000 | 0 |
Xenon Pharmaceuticals Inc. | Common | 98420N105 | 1,769 | 179,390 | SH | | DFND | 2 | 179,390 | 0 | 0 |