FORM N-PX
ICA File Number: 811-01660
Registrant Name: Prudential's Gibraltar Fund, Inc.
Reporting Period: 07/01/2020 - 06/30/2021
Prudential's Gibraltar Fund, Inc. - Subadviser: Jennison Associates LLC
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ADOBE INC
Meeting Date: APR 20, 2021
Record Date: FEB 22, 2021
Meeting Type: ANNUAL |
Ticker: ADBE
Security ID: 00724F101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Amy L. Banse | Management | For | For |
| 2 | Elect Melanie Boulden | Management | For | For |
| 3 | Elect Frank A. Calderoni | Management | For | For |
| 4 | Elect James E. Daley | Management | For | For |
| 5 | Elect Laura Desmond | Management | For | For |
| 6 | Elect Shantanu Narayen | Management | For | For |
| 7 | Elect Kathleen Oberg | Management | For | For |
| 8 | Elect Dheeraj Pandey | Management | For | For |
| 9 | Elect David A. Ricks | Management | For | For |
| 10 | Elect Daniel Rosensweig | Management | For | For |
| 11 | Elect John E. Warnock | Management | For | For |
| 12 | Amendment to the 2019 Equity Incentive Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
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ALIBABA GROUP HOLDING LTD
Meeting Date: SEP 30, 2020
Record Date: AUG 17, 2020
Meeting Type: ANNUAL |
Ticker: BABA
Security ID: 01609W102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Amendment to By-Laws to Allow for Virtual Meetings | Management | For | For |
| 2 | Elect Maggie Wei WU | Management | For | For |
| 3 | Elect Kabir MISRA | Management | For | For |
| 4 | Elect Walter Teh Ming KWAUK | Management | For | For |
| 5 | Appointment of Auditor | Management | For | For |
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ALPHABET INC
Meeting Date: JUN 02, 2021
Record Date: APR 06, 2021
Meeting Type: ANNUAL |
Ticker: GOOGL
Security ID: 02079K305
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Larry Page | Management | For | For |
| 2 | Elect Sergey Brin | Management | For | For |
| 3 | Elect Sundar Pichai | Management | For | For |
| 4 | Elect John L. Hennessy | Management | For | For |
| 5 | Elect Frances H. Arnold | Management | For | For |
| 6 | Elect L. John Doerr | Management | For | For |
| 7 | Elect Roger W. Ferguson, Jr. | Management | For | For |
| 8 | Elect Ann Mather | Management | For | For |
| 9 | Elect Alan R. Mulally | Management | For | For |
| 10 | Elect K. Ram Shriram | Management | For | For |
| 11 | Elect Robin L. Washington | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Approval of the 2021 Stock Plan | Management | For | For |
| 14 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Anticompetitive Practices | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
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AMAZON.COM INC.
Meeting Date: MAY 26, 2021
Record Date: APR 01, 2021
Meeting Type: ANNUAL |
Ticker: AMZN
Security ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Keith B. Alexander | Management | For | For |
| 3 | Elect Jamie S. Gorelick | Management | For | For |
| 4 | Elect Daniel P. Huttenlocher | Management | For | For |
| 5 | Elect Judith A. McGrath | Management | For | For |
| 6 | Elect Indra K. Nooyi | Management | For | For |
| 7 | Elect Jonathan J. Rubinstein | Management | For | For |
| 8 | Elect Thomas O. Ryder | Management | For | For |
| 9 | Elect Patricia Q. Stonesifer | Management | For | For |
| 10 | Elect Wendell P. Weeks | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Report on Customer Due Diligence | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Report on Promotion Data | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Report on Plastic Packaging | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Anticompetitive Practices | Shareholder | Against | For |
| 21 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| 22 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 23 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | Against | Against |
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APPLE INC
Meeting Date: FEB 23, 2021
Record Date: DEC 28, 2020
Meeting Type: ANNUAL |
Ticker: AAPL
Security ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect James A. Bell | Management | For | For |
| 2 | Elect Timothy D. Cook | Management | For | For |
| 3 | Elect Albert A. Gore | Management | For | For |
| 4 | Elect Andrea Jung | Management | For | For |
| 5 | Elect Arthur D. Levinson | Management | For | For |
| 6 | Elect Monica C. Lozano | Management | For | For |
| 7 | Elect Ronald D. Sugar | Management | For | For |
| 8 | Elect Susan L. Wagner | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Improvements in Executive Compensation Program | Shareholder | Against | Against |
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CARVANA CO.
Meeting Date: MAY 03, 2021
Record Date: MAR 04, 2021
Meeting Type: ANNUAL |
Ticker: CVNA
Security ID: 146869102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Ernest Garcia, III | Management | For | For |
| 1.2 | Elect Ira Platt | Management | For | For |
| 2 | Approval of the Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
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CONSTELLATION BRANDS INC
Meeting Date: JUL 21, 2020
Record Date: MAY 22, 2020
Meeting Type: ANNUAL |
Ticker: STZ
Security ID: 21036P108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Christy Clark | Management | For | For |
| 1.2 | Elect Jennifer M. Daniels | Management | For | For |
| 1.3 | Elect Jerry Fowden | Management | For | For |
| 1.4 | Elect Ernesto M. Hernandez | Management | For | For |
| 1.5 | Elect Susan Sommersille Johnson | Management | For | For |
| 1.6 | Elect James A. Locke III | Management | For | Withhold |
| 1.7 | Elect Jose Manuel Madero Garza | Management | For | For |
| 1.8 | Elect Daniel J. McCarthy | Management | For | For |
| 1.9 | Elect William A. Newlands | Management | For | For |
| 1.10 | Elect Richard Sands | Management | For | For |
| 1.11 | Elect Robert Sands | Management | For | For |
| 1.12 | Elect Judy A. Schmeling | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
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COSTCO WHOLESALE CORP
Meeting Date: JAN 21, 2021
Record Date: NOV 12, 2020
Meeting Type: ANNUAL |
Ticker: COST
Security ID: 22160K105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Susan L. Decker | Management | For | For |
| 1.2 | Elect Kenneth D. Denman | Management | For | For |
| 1.3 | Elect Richard A. Galanti | Management | For | For |
| 1.4 | Elect W. Craig Jelinek | Management | For | For |
| 1.5 | Elect Sally Jewell | Management | For | For |
| 1.6 | Elect Charles T. Munger | Management | For | For |
| 1.7 | Elect Jeffrey S. Raikes | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
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DANAHER CORP.
Meeting Date: MAY 05, 2021
Record Date: MAR 08, 2021
Meeting Type: ANNUAL |
Ticker: DHR
Security ID: 235851102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Rainer M. Blair | Management | For | For |
| 2 | Elect Linda P. Hefner Filler | Management | For | For |
| 3 | Elect Teri List | Management | For | For |
| 4 | Elect Walter G. Lohr, Jr. | Management | For | For |
| 5 | Elect Jessica L. Mega | Management | For | For |
| 6 | Elect Mitchell P. Rales | Management | For | For |
| 7 | Elect Steven M. Rales | Management | For | For |
| 8 | Elect Pardis C. Sabeti | Management | For | For |
| 9 | Elect John T. Schwieters | Management | For | For |
| 10 | Elect Alan G. Spoon | Management | For | For |
| 11 | Elect Raymond C. Stevens | Management | For | For |
| 12 | Elect Elias A. Zerhouni | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
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FACEBOOK INC
Meeting Date: MAY 26, 2021
Record Date: APR 01, 2021
Meeting Type: ANNUAL |
Ticker: FB
Security ID: 30303M102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Peggy Alford | Management | For | For |
| 1.2 | Elect Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Andrew W. Houston | Management | For | For |
| 1.4 | Elect Nancy Killefer | Management | For | For |
| 1.5 | Elect Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Peter A. Thiel | Management | For | For |
| 1.8 | Elect Tracey T. Travis | Management | For | For |
| 1.9 | Elect Mark Zuckerberg | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the Director Compensation Policy | Management | For | For |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Report on Reducing False and Divisive Information | Shareholder | Against | For |
| 9 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
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HOME DEPOT, INC.
Meeting Date: MAY 20, 2021
Record Date: MAR 22, 2021
Meeting Type: ANNUAL |
Ticker: HD
Security ID: 437076102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Gerard J. Arpey | Management | For | For |
| 2 | Elect Ari Bousbib | Management | For | For |
| 3 | Elect Jeffery H. Boyd | Management | For | For |
| 4 | Elect Gregory D. Brenneman | Management | For | For |
| 5 | Elect J. Frank Brown | Management | For | For |
| 6 | Elect Albert P. Carey | Management | For | For |
| 7 | Elect Helena B. Foulkes | Management | For | For |
| 8 | Elect Linda R. Gooden | Management | For | For |
| 9 | Elect Wayne M. Hewett | Management | For | For |
| 10 | Elect Manuel Kadre | Management | For | For |
| 11 | Elect Stephanie C. Linnartz | Management | For | For |
| 12 | Elect Craig A. Menear | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Prison Labor | Shareholder | Against | Against |
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LILLY(ELI) & CO
Meeting Date: MAY 03, 2021
Record Date: FEB 22, 2021
Meeting Type: ANNUAL |
Ticker: LLY
Security ID: 532457108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Katherine Baicker | Management | For | For |
| 2 | Elect J. Erik Fyrwald | Management | For | For |
| 3 | Elect Jamere Jackson | Management | For | For |
| 4 | Elect Gabrielle Sulzberger | Management | For | For |
| 5 | Elect Jackson P. Tai | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| 8 | Repeal of Classified Board | Management | For | For |
| 9 | Elimination of Supermajority Requirement | Management | For | For |
| 10 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
| 11 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | Against |
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LULULEMON ATHLETICA INC.
Meeting Date: JUN 09, 2021
Record Date: APR 13, 2021
Meeting Type: ANNUAL |
Ticker: LULU
Security ID: 550021109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Calvin McDonald | Management | For | For |
| 2 | Elect Martha A. Morfitt | Management | For | For |
| 3 | Elect Emily White | Management | For | For |
| 4 | Elect Kourtney Gibson | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
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MASTERCARD INCORPORATED
Meeting Date: JUN 22, 2021
Record Date: APR 23, 2021
Meeting Type: ANNUAL |
Ticker: MA
Security ID: 57636Q104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Ajay Banga | Management | For | For |
| 2 | Elect Merit E. Janow | Management | For | For |
| 3 | Elect Richard K. Davis | Management | For | For |
| 4 | Elect Steven J. Freiberg | Management | For | For |
| 5 | Elect Julius Genachowski | Management | For | For |
| 6 | Elect GOH Choon Phong | Management | For | For |
| 7 | Elect Oki Matsumoto | Management | For | For |
| 8 | Elect Michael Miebach | Management | For | For |
| 9 | Elect Youngme E. Moon | Management | For | For |
| 10 | Elect Rima Qureshi | Management | For | For |
| 11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 12 | Elect Gabrielle Sulzberger | Management | For | For |
| 13 | Elect Jackson P. Tai | Management | For | For |
| 14 | Elect Lance Uggla | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Amendment to the 2006 Long-Term Incentive Plan | Management | For | For |
| 18 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Management | For | For |
| 19 | Elimination of Supermajority Requirements | Management | For | For |
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MATCH GROUP INC.
Meeting Date: JUN 15, 2021
Record Date: APR 16, 2021
Meeting Type: ANNUAL |
Ticker: MTCH
Security ID: 57667L107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Wendi Murdoch | Management | For | For |
| 2 | Elect Glenn H. Schiffman | Management | For | For |
| 3 | Elect Pamela S. Seymon | Management | For | For |
| 4 | Approval of the 2021 Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
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MICROSOFT CORPORATION
Meeting Date: DEC 02, 2020
Record Date: OCT 08, 2020
Meeting Type: ANNUAL |
Ticker: MSFT
Security ID: 594918104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Reid G. Hoffman | Management | For | For |
| 2 | Elect Hugh F. Johnston | Management | For | For |
| 3 | Elect Teri L. List-Stoll | Management | For | For |
| 4 | Elect Satya Nadella | Management | For | For |
| 5 | Elect Sandra E. Peterson | Management | For | For |
| 6 | Elect Penny S. Pritzker | Management | For | For |
| 7 | Elect Charles W. Scharf | Management | For | For |
| 8 | Elect Arne M. Sorenson | Management | For | For |
| 9 | Elect John W. Stanton | Management | For | For |
| 10 | Elect John W. Thompson | Management | For | For |
| 11 | Elect Emma N. Walmsley | Management | For | For |
| 12 | Elect Padmasree Warrior | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Against |
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NIKE, INC.
Meeting Date: SEP 17, 2020
Record Date: JUL 17, 2020
Meeting Type: ANNUAL |
Ticker: NKE
Security ID: 654106103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Alan B. Graf, Jr. | Management | For | For |
| 2 | Elect Peter B. Henry | Management | For | For |
| 3 | Elect Michelle A. Peluso | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Amendment to the Stock Incentive Plan | Management | For | For |
| 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
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RINGCENTRAL INC.
Meeting Date: JUN 04, 2021
Record Date: APR 23, 2021
Meeting Type: ANNUAL |
Ticker: RNG
Security ID: 76680R206
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Vladimir Shmunis | Management | For | For |
| 1.2 | Elect Kenneth A. Goldman | Management | For | For |
| 1.3 | Elect Michelle R. McKenna | Management | For | For |
| 1.4 | Elect Robert Theis | Management | For | For |
| 1.5 | Elect Allan Thygesen | Management | For | For |
| 1.6 | Elect Neil Williams | Management | For | For |
| 1.7 | Elect Mignon L. Clyburn | Management | For | For |
| 1.8 | Elect Arne Duncan | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
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S&P GLOBAL INC
Meeting Date: MAR 11, 2021
Record Date: JAN 19, 2021
Meeting Type: SPECIAL |
Ticker: SPGI
Security ID: 78409V104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Stock Issuance for Merger with IHS Markit | Management | For | For |
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S&P GLOBAL INC
Meeting Date: MAY 05, 2021
Record Date: MAR 22, 2021
Meeting Type: ANNUAL |
Ticker: SPGI
Security ID: 78409V104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Marco Alvera | Management | For | For |
| 2 | Elect William J. Amelio | Management | For | For |
| 3 | Elect William D. Green | Management | For | For |
| 4 | Elect Stephanie C. Hill | Management | For | For |
| 5 | Elect Rebecca Jacoby | Management | For | For |
| 6 | Elect Monique F. Leroux | Management | For | For |
| 7 | Elect Ian P. Livingston | Management | For | For |
| 8 | Elect Maria R. Morris | Management | For | For |
| 9 | Elect Douglas L. Peterson | Management | For | For |
| 10 | Elect Edward B. Rust, Jr. | Management | For | For |
| 11 | Elect Kurt L. Schmoke | Management | For | For |
| 12 | Elect Richard E. Thornburgh | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Approval of Emissions Reduction Plan | Management | For | Abstain |
| 16 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
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SALESFORCE.COM INC
Meeting Date: JUN 10, 2021
Record Date: APR 15, 2021
Meeting Type: ANNUAL |
Ticker: CRM
Security ID: 79466L302
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Marc R. Benioff | Management | For | For |
| 2 | Elect Craig A. Conway | Management | For | For |
| 3 | Elect Parker Harris | Management | For | For |
| 4 | Elect Alan G. Hassenfeld | Management | For | For |
| 5 | Elect Neelie Kroes | Management | For | For |
| 6 | Elect Colin L. Powell | Management | For | For |
| 7 | Elect Sanford R. Robertson | Management | For | Against |
| 8 | Elect John V. Roos | Management | For | For |
| 9 | Elect Robin L. Washington | Management | For | For |
| 10 | Elect Maynard G. Webb | Management | For | For |
| 11 | Elect Susan D. Wojcicki | Management | For | For |
| 12 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
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SHOPIFY INC
Meeting Date: MAY 26, 2021
Record Date: APR 13, 2021
Meeting Type: ANNUAL |
Ticker: SHOP
Security ID: 82509L107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Tobias Lutke | Management | For | For |
| 2 | Elect Robert G. Ashe | Management | For | For |
| 3 | Elect Gail Goodman | Management | For | For |
| 4 | Elect Colleen M. Johnston | Management | For | For |
| 5 | Elect Jeremy Levine | Management | For | For |
| 6 | Elect John Phillips | Management | For | For |
| 7 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 8 | Amendment of Stock Option Plan | Management | For | For |
| 9 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
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SPLUNK INC
Meeting Date: JUN 17, 2021
Record Date: APR 21, 2021
Meeting Type: ANNUAL |
Ticker: SPLK
Security ID: 848637104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sara Baack | Management | For | For |
| 2 | Elect Sean Boyle | Management | For | For |
| 3 | Elect Douglas Merritt | Management | For | For |
| 4 | Elect Graham Smith | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | Against |
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SPOTIFY TECHNOLOGY S.A.
Meeting Date: APR 21, 2021
Record Date: FEB 26, 2021
Meeting Type: ANNUAL |
Ticker: SPOT
Security ID: L8681T102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Ratification of Board Acts | Management | For | For |
| 4 | Elect Daniel Ek | Management | For | For |
| 5 | Elect Martin Lorentzon | Management | For | For |
| 6 | Elect Shishir S. Mehrotra | Management | For | For |
| 7 | Elect Christopher P. Marshall | Management | For | For |
| 8 | Elect Barry McCarthy | Management | For | For |
| 9 | Elect Heidi O'Neill | Management | For | For |
| 10 | Elect Theodore A. Sarandos | Management | For | For |
| 11 | Elect Thomas O. Staggs | Management | For | For |
| 12 | Elect Cristina Stenbeck | Management | For | For |
| 13 | Elect Mona K. Sutphen | Management | For | For |
| 14 | Elect Padmasree Warrior | Management | For | For |
| 15 | Appointment of Auditor | Management | For | For |
| 16 | Directors' Fees | Management | For | For |
| 17 | Authority to Repurchase Shares | Management | For | For |
| 18 | Authorization of Legal Formalities | Management | For | For |
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SQUARE INC
Meeting Date: JUN 15, 2021
Record Date: APR 22, 2021
Meeting Type: ANNUAL |
Ticker: SQ
Security ID: 852234103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Randy Garutti | Management | For | For |
| 1.2 | Elect Mary Meeker | Management | For | For |
| 1.3 | Elect Lawrence Summers | Management | For | For |
| 1.4 | Elect Darren Walker | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
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TELADOC HEALTH INC
Meeting Date: OCT 29, 2020
Record Date: SEP 08, 2020
Meeting Type: SPECIAL |
Ticker: TDOC
Security ID: 87918A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Livongo Issuance | Management | For | For |
| 2 | Increase in Authorized Common Stock | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
TELADOC HEALTH INC
Meeting Date: MAY 17, 2021
Record Date: MAR 23, 2021
Meeting Type: ANNUAL |
Ticker: TDOC
Security ID: 87918A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Christopher Bischoff | Management | For | For |
| 2 | Elect Karen L. Daniel | Management | For | For |
| 3 | Elect Sandra Fenwick | Management | For | For |
| 4 | Elect William H. Frist | Management | For | For |
| 5 | Elect Jason Gorevic | Management | For | For |
| 6 | Elect Catherine A. Jacobson | Management | For | For |
| 7 | Elect Thomas G. McKinley | Management | For | For |
| 8 | Elect Kenneth H. Paulus | Management | For | For |
| 9 | Elect David L. Shedlarz | Management | For | For |
| 10 | Elect Mark Douglas Smith | Management | For | For |
| 11 | Elect David B. Snow, Jr. | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
TESLA INC
Meeting Date: SEP 22, 2020
Record Date: JUL 31, 2020
Meeting Type: ANNUAL |
Ticker: TSLA
Security ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Elon Musk | Management | For | For |
| 2 | Elect Robyn M. Denholm | Management | For | For |
| 3 | Elect Hiromichi Mizuno | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Shareholder Proposal Regarding Paid Advertising | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Report on the Use of Mandatory Arbitration in Employment-Related Claims | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Human Rights Reporting | Shareholder | Against | Against |
| |
|---|
TJX COMPANIES, INC.
Meeting Date: JUN 08, 2021
Record Date: APR 09, 2021
Meeting Type: ANNUAL |
Ticker: TJX
Security ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Zein Abdalla | Management | For | For |
| 2 | Elect Jose B Alvarez | Management | For | For |
| 3 | Elect Alan M. Bennett | Management | For | For |
| 4 | Elect Rosemary T. Berkery | Management | For | For |
| 5 | Elect David T. Ching | Management | For | For |
| 6 | Elect C. Kim Goodwin | Management | For | For |
| 7 | Elect Ernie Herrman | Management | For | For |
| 8 | Elect Michael F. Hines | Management | For | For |
| 9 | Elect Amy B. Lane | Management | For | For |
| 10 | Elect Carol Meyrowitz | Management | For | For |
| 11 | Elect Jackwyn L. Nemerov | Management | For | For |
| 12 | Elect John F. O'Brien | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Report on Animal Welfare | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | Against |
| |
|---|
TWILIO INC
Meeting Date: JUN 16, 2021
Record Date: APR 19, 2021
Meeting Type: ANNUAL |
Ticker: TWLO
Security ID: 90138F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jeff Lawson | Management | For | For |
| 1.2 | Elect Byron B. Deeter | Management | For | For |
| 1.3 | Elect Jeffrey E. Epstein | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
UBER TECHNOLOGIES INC
Meeting Date: MAY 10, 2021
Record Date: MAR 15, 2021
Meeting Type: ANNUAL |
Ticker: UBER
Security ID: 90353T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ronald D. Sugar | Management | For | For |
| 2 | Elect Revathi Advaithi | Management | For | For |
| 3 | Elect Ursula M. Burns | Management | For | For |
| 4 | Elect Robert A. Eckert | Management | For | For |
| 5 | Elect Amanda Ginsberg | Management | For | For |
| 6 | Elect Dara Kosorowshahi | Management | For | For |
| 7 | Elect Wan Ling Martello | Management | For | For |
| 8 | Elect Yasir bin Othman Al-Rumayyan | Management | For | For |
| 9 | Elect John A. Thain | Management | For | For |
| 10 | Elect David Trujillo | Management | For | Against |
| 11 | Elect Alexander R. Wynaendts | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Elimination of Supermajority Requirement | Management | For | For |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
VERTEX PHARMACEUTICALS, INC.
Meeting Date: MAY 19, 2021
Record Date: MAR 25, 2021
Meeting Type: ANNUAL |
Ticker: VRTX
Security ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sangeeta N. Bhatia | Management | For | For |
| 2 | Elect Lloyd A. Carney | Management | For | For |
| 3 | Elect Alan M. Garber | Management | For | For |
| 4 | Elect Terrence C. Kearney | Management | For | For |
| 5 | Elect Reshma Kewalramani | Management | For | For |
| 6 | Elect Yuchun Lee | Management | For | For |
| 7 | Elect Jeffrey M. Leiden | Management | For | For |
| 8 | Elect Margaret G. McGlynn | Management | For | For |
| 9 | Elect Diana McKenzie | Management | For | For |
| 10 | Elect Bruce I. Sachs | Management | For | For |
| 11 | Ratification of Auditor | Management | For | Against |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| |
|---|
VISA INC
Meeting Date: JAN 26, 2021
Record Date: NOV 27, 2020
Meeting Type: ANNUAL |
Ticker: V
Security ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Elect Mary B. Cranston | Management | For | For |
| 3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
| 4 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 5 | Elect Ramon L. Laguarta | Management | For | For |
| 6 | Elect John F. Lundgren | Management | For | For |
| 7 | Elect Robert W. Matschullat | Management | For | For |
| 8 | Elect Denise M. Morrison | Management | For | For |
| 9 | Elect Suzanne Nora Johnson | Management | For | For |
| 10 | Elect Linda J. Rendle | Management | For | For |
| 11 | Elect John A.C. Swainson | Management | For | For |
| 12 | Elect Maynard G. Webb | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
| 16 | Shareholder Right to Call Special Meetings | Management | For | For |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| |
|---|
VISA INC
Meeting Date: JAN 26, 2021
Record Date: NOV 27, 2020
Meeting Type: ANNUAL |
Ticker: V
Security ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd A. Carney | Management | For | For |
| |
|---|
ZAI LAB LTD.
Meeting Date: JUN 24, 2021
Record Date: APR 27, 2021
Meeting Type: ANNUAL |
Ticker: ZLAB
Security ID: 98887Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Repeal of Classified Board | Management | For | For |
| 2 | Amendments to Articles to Reflect Changes Required or Recommended by the Hong Kong Stock Exchange | Management | For | For |
| 3 | Adoption of Fifth Amended and Restated Articles of Association | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
END NPX REPORT
