William R. Nasgovitz
Heartland Advisors, Inc.
790 N. Water St. Suite 1200
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Registrant: Heartland Group, Inc. | | | | | | | |
Fund Name : Heartland Select Value Fund |
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Advance Auto Parts, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AAP | CUSIP 00751Y106 | | 05/15/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John F. Bergstrom | | Mgmt | For | For | For |
| 2 | Elect Brad W. Buss | | Mgmt | For | For | For |
| 3 | Elect John F. Ferraro | | Mgmt | For | For | For |
| 4 | Elect Thomas R. Greco | | Mgmt | For | For | For |
| 5 | Elect Jeffrey J. Jones II | | Mgmt | For | For | For |
| 6 | Elect Eugene I. Lee | | Mgmt | For | For | For |
| 7 | Elect Sharon L. McCollam | | Mgmt | For | For | For |
| 8 | Elect Douglas A. Pertz | | Mgmt | For | For | For |
| 9 | Elect Nigel Travis | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
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Alphabet Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| GOOGL | CUSIP 02079K305 | | 06/03/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Larry Page | | Mgmt | For | For | For |
| 1.2 | Elect Sergey Brin | | Mgmt | For | For | For |
| 1.3 | Elect Sundar Pichai | | Mgmt | For | For | For |
| 1.4 | Elect John L. Hennessy | | Mgmt | For | For | For |
| 1.5 | Elect Frances H. Arnold | | Mgmt | For | For | For |
| 1.6 | Elect L. John Doerr | | Mgmt | For | Withhold | Against |
| 1.7 | Elect Roger W. Ferguson, Jr. | | Mgmt | For | For | For |
| 1.8 | Elect Ann Mather | | Mgmt | For | For | For |
| 1.9 | Elect Alan R. Mulally | | Mgmt | For | Withhold | Against |
| 1.10 | Elect K. Ram Shriram | | Mgmt | For | For | For |
| 1.11 | Elect Robin L. Washington | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Amendment to the 2012 Stock Plan | | Mgmt | For | Against | Against |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 5 | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | Against | For | Against |
| 6 | Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims | | ShrHoldr | Against | Against | For |
| 7 | Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee | | ShrHoldr | Against | Against | For |
| 8 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | | ShrHoldr | Against | Against | For |
| 9 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | | ShrHoldr | Against | Against | For |
| 10 | Shareholder Proposal Regarding Report on Government Takedown Requests | | ShrHoldr | Against | Against | For |
| 11 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | Against | For | Against |
| 12 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | Against | Against | For |
| 13 | Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board | | ShrHoldr | Against | Against | For |
| 14 | Shareholder Proposal Regarding Report on Whistleblower Policies | | ShrHoldr | Against | Against | For |
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Amerco | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| UHAL | CUSIP 023586100 | | 08/22/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Edward J. Shoen | | Mgmt | For | For | For |
| 1.2 | Elect James E. Acridge | | Mgmt | For | For | For |
| 1.3 | Elect John P. Brogan | | Mgmt | For | Withhold | Against |
| 1.4 | Elect John M. Dodds | | Mgmt | For | For | For |
| 1.5 | Elect James J. Grogan | | Mgmt | For | For | For |
| 1.6 | Elect Richard J. Herrera | | Mgmt | For | For | For |
| 1.7 | Elect Karl A. Schmidt | | Mgmt | For | For | For |
| 1.8 | Elect Samuel J. Shoen | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding Ratification of Board and Management Acts | | ShrHoldr | For | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote in Director Elections | | ShrHoldr | N/A | For | N/A |
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American Vanguard Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AVD | CUSIP 030371108 | | 06/03/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Scott D. Baskin | | Mgmt | For | For | For |
| 2 | Elect Lawrence S. Clark | | Mgmt | For | For | For |
| 3 | Elect Debra F. Edwards | | Mgmt | For | For | For |
| 4 | Elect Morton D. Erlich | | Mgmt | For | For | For |
| 5 | Elect Emer Gunter | | Mgmt | For | For | For |
| 6 | Elect Alfred F. Ingulli | | Mgmt | For | For | For |
| 7 | Elect John L. Killmer | | Mgmt | For | For | For |
| 8 | Elect Eric G. Wintemute | | Mgmt | For | For | For |
| 9 | Elect M. Esmail Zirakparvar | | Mgmt | For | Against | Against |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Avnet, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AVT | CUSIP 053807103 | | 11/19/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Rodney C. Adkins | | Mgmt | For | For | For |
| 2 | Elect William J. Amelio | | Mgmt | For | For | For |
| 3 | Elect Carlo Bozotti | | Mgmt | For | For | For |
| 4 | Elect Michael A. Bradley | | Mgmt | For | For | For |
| 5 | Elect Brenda C. Freeman | | Mgmt | For | For | For |
| 6 | Elect Jo Ann Jenkins | | Mgmt | For | For | For |
| 7 | Elect Oleg Khaykin | | Mgmt | For | For | For |
| 8 | Elect James A. Lawrence | | Mgmt | For | For | For |
| 9 | Elect Avid Modjtabai | | Mgmt | For | For | For |
| 10 | Elect Adalio T. Sanchez | | Mgmt | For | For | For |
| 11 | Elect William H. Schumann, III | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
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BB&T Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| BBT | CUSIP 054937107 | | 07/30/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | SunTrust Merger-of-Equals | | Mgmt | For | For | For |
| 2 | Company Name Change | | Mgmt | For | For | For |
| 3 | Right to Adjourn Meeting | | Mgmt | For | Against | Against |
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Berkshire Hathaway Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| BRKA | CUSIP 084670702 | | 05/02/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Warren E. Buffett | | Mgmt | For | For | For |
| 1.2 | Elect Charles T. Munger | | Mgmt | For | For | For |
| 1.3 | Elect Gregory E. Abel | | Mgmt | For | For | For |
| 1.4 | Elect Howard G. Buffett | | Mgmt | For | For | For |
| 1.5 | Elect Stephen B. Burke | | Mgmt | For | For | For |
| 1.6 | Elect Kenneth I. Chenault | | Mgmt | For | For | For |
| 1.7 | Elect Susan L. Decker | | Mgmt | For | For | For |
| 1.8 | Elect David S. Gottesman | | Mgmt | For | For | For |
| 1.9 | Elect Charlotte Guyman | | Mgmt | For | For | For |
| 1.10 | Elect Ajit Jain | | Mgmt | For | For | For |
| 1.11 | Elect Thomas S. Murphy | | Mgmt | For | For | For |
| 1.12 | Elect Ronald L. Olson | | Mgmt | For | For | For |
| 1.13 | Elect Walter Scott, Jr. | | Mgmt | For | Withhold | Against |
| 1.14 | Elect Meryl B. Witmer | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| 4 | Shareholder Proposal Regarding Policy on Board and CEO Diversity | | ShrHoldr | Against | For | Against |
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Bunge Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| BG | CUSIP G16962105 | | 05/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Sheila C. Bair | | Mgmt | For | For | For |
| 2 | Elect Vinita Bali | | Mgmt | For | For | For |
| 3 | Elect Carol M. Browner | | Mgmt | For | For | For |
| 4 | Elect Andrew A. Ferrier | | Mgmt | For | For | For |
| 5 | Elect Paul J. Fribourg | | Mgmt | For | For | For |
| 6 | Elect J. Erik Fyrwald | | Mgmt | For | For | For |
| 7 | Elect Gregory A. Heckman | | Mgmt | For | For | For |
| 8 | Elect Bernardo Hees | | Mgmt | For | For | For |
| 9 | Elect Kathleen Hyle | | Mgmt | For | For | For |
| 10 | Elect Henry W. Winship | | Mgmt | For | For | For |
| 11 | Elect Mark N. Zenuk | | Mgmt | For | For | For |
| 12 | Appointment of Auditor and Authority to Fix Remuneration | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 14 | Amendment to the 2016 Equity Incentive Plan | | Mgmt | For | For | For |
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Cal-Maine Foods, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CALM | CUSIP 128030202 | | 10/04/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Adolphus B. Baker | | Mgmt | For | Withhold | Against |
| 1.2 | Elect Max P. Bowman | | Mgmt | For | Withhold | Against |
| 1.3 | Elect Letitia C. Hughes | | Mgmt | For | For | For |
| 1.4 | Elect Sherman L. Miller | | Mgmt | For | For | For |
| 1.5 | Elect James E. Poole | | Mgmt | For | For | For |
| 1.6 | Elect Steve W. Sanders | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
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Cisco Systems, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CSCO | CUSIP 17275R102 | | 12/10/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect M. Michele Burns | | Mgmt | For | For | For |
| 2 | Elect Wesley G. Bush | | Mgmt | For | For | For |
| 3 | Elect Michael D. Capellas | | Mgmt | For | Against | Against |
| 4 | Elect Mark Garrett | | Mgmt | For | For | For |
| 5 | Elect Kristina M. Johnson | | Mgmt | For | For | For |
| 6 | Elect Roderick C. McGeary | | Mgmt | For | For | For |
| 7 | Elect Charles H. Robbins | | Mgmt | For | For | For |
| 8 | Elect Arun Sarin | | Mgmt | For | For | For |
| 9 | Elect Brenton L. Saunders | | Mgmt | For | For | For |
| 10 | Elect Carol B. Tome | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding Independent Board Chair | | ShrHoldr | Against | For | Against |
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Community Trust Bancorp, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CTBI | CUSIP 204149108 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Charles J. Baird | | Mgmt | For | For | For |
| 1.2 | Elect Nick Carter | | Mgmt | For | For | For |
| 1.3 | Elect Franklin H. Farris, Jr | | Mgmt | For | For | For |
| 1.4 | Elect Jean R. Hale | | Mgmt | For | For | For |
| 1.5 | Elect Eugenia Crittenden Luallen | | Mgmt | For | For | For |
| 1.6 | Elect James E. McGhee II | | Mgmt | For | For | For |
| 1.7 | Elect Franky Minnifield | | Mgmt | For | For | For |
| 1.8 | Elect M. Lynn Parrish | | Mgmt | For | Withhold | Against |
| 1.9 | Elect Anthony W. St. Charles | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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CVS Health Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CVS | CUSIP 126650100 | | 05/14/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Fernando Aguirre | | Mgmt | For | For | For |
| 2 | Elect C. David Brown II | | Mgmt | For | For | For |
| 3 | Elect Alecia A. DeCoudreaux | | Mgmt | For | For | For |
| 4 | Elect Nancy-Ann M. DeParle | | Mgmt | For | For | For |
| 5 | Elect David W. Dorman | | Mgmt | For | For | For |
| 6 | Elect Roger N. Farah | | Mgmt | For | For | For |
| 7 | Elect Anne M. Finucane | | Mgmt | For | For | For |
| 8 | Elect Edward J. Ludwig | | Mgmt | For | For | For |
| 9 | Elect Larry J. Merlo | | Mgmt | For | For | For |
| 10 | Elect Jean-Pierre Millon | | Mgmt | For | For | For |
| 11 | Elect Mary L. Schapiro | | Mgmt | For | For | For |
| 12 | Elect William C. Weldon | | Mgmt | For | For | For |
| 13 | Elect Tony L. White | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | Mgmt | For | For | For |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 16 | Amendment to the 2017 Incentive Compensation Plan | | Mgmt | For | For | For |
| 17 | Amendment to the 2007 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 18 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | | ShrHoldr | Against | For | Against |
| 19 | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | Against | For | Against |
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CyrusOne Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CONE | CUSIP 23283R100 | | 04/27/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David H. Ferdman | | Mgmt | For | For | For |
| 1.2 | Elect John W. Gamble, Jr | | Mgmt | For | For | For |
| 1.3 | Elect Michael A. Klayko | | Mgmt | For | Withhold | Against |
| 1.4 | Elect T. Tod Nielsen | | Mgmt | For | For | For |
| 1.5 | Elect Alex Shumate | | Mgmt | For | For | For |
| 1.6 | Elect William E. Sullivan | | Mgmt | For | For | For |
| 1.7 | Elect Lynn A. Wentworth | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Dril-Quip, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| DRQ | CUSIP 262037104 | | 05/14/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Blake T. DeBerry | | Mgmt | For | TNA | N/A |
| 2 | Elect John Lovoi | | Mgmt | For | TNA | N/A |
| 3 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
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Exelon Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EXC | CUSIP 30161N101 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Anthony K. Anderson | | Mgmt | For | For | For |
| 2 | Elect Ann C. Berzin | | Mgmt | For | For | For |
| 3 | Elect M. Laurie Brlas | | Mgmt | For | For | For |
| 4 | Elect Christopher M. Crane | | Mgmt | For | For | For |
| 5 | Elect Yves C. de Balmann | | Mgmt | For | For | For |
| 6 | Elect Nicholas DeBenedictis | | Mgmt | For | For | For |
| 7 | Elect Linda P. Jojo | | Mgmt | For | For | For |
| 8 | Elect Paul L. Joskow | | Mgmt | For | For | For |
| 9 | Elect Robert J. Lawless | | Mgmt | For | For | For |
| 10 | Elect John M. Richardson | | Mgmt | For | For | For |
| 11 | Elect Mayo A. Shattuck III | | Mgmt | For | For | For |
| 12 | Elect John F. Young | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 15 | Approval of the 2020 Long-Term Incentive Plan | | Mgmt | For | For | For |
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Fairfax Financial Holdings Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FFH | CINS 303901102 | | 04/16/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Canada | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect Anthony F. Griffiths | | Mgmt | For | Against | Against |
| 3 | Elect Robert J. Gunn | | Mgmt | For | For | For |
| 4 | Elect Karen l. Jurjevich | | Mgmt | For | For | For |
| 5 | Elect R. William McFarland | | Mgmt | For | For | For |
| 6 | Elect Christine McLean | | Mgmt | For | For | For |
| 7 | Elect Timothy R. Price | | Mgmt | For | For | For |
| 8 | Elect Brandon W. Sweitzer | | Mgmt | For | For | For |
| 9 | Elect Lauren C. Templeton | | Mgmt | For | For | For |
| 10 | Elect Benjamin P. Watsa | | Mgmt | For | For | For |
| 11 | Elect V. Prem Watsa | | Mgmt | For | For | For |
| 12 | Elect William C. Weldon | | Mgmt | For | Against | Against |
| 13 | Appointment of Auditor | | Mgmt | For | For | For |
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FedEx Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FDX | CUSIP 31428X106 | | 09/23/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John A. Edwardson | | Mgmt | For | For | For |
| 2 | Elect Marvin R. Ellison | | Mgmt | For | For | For |
| 3 | Elect Susan Patricia Griffith | | Mgmt | For | For | For |
| 4 | Elect John Chris Inglis | | Mgmt | For | For | For |
| 5 | Elect Kimberly A. Jabal | | Mgmt | For | For | For |
| 6 | Elect Shirley Ann Jackson | | Mgmt | For | For | For |
| 7 | Elect R. Brad Martin | | Mgmt | For | For | For |
| 8 | Elect Joshua Cooper Ramo | | Mgmt | For | For | For |
| 9 | Elect Susan C. Schwab | | Mgmt | For | For | For |
| 10 | Elect Frederick W. Smith | | Mgmt | For | For | For |
| 11 | Elect David P. Steiner | | Mgmt | For | Against | Against |
| 12 | Elect Paul S. Walsh | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Approval of the 2019 Omnibus Stock Incentive Plan | | Mgmt | For | For | For |
| 15 | Ratification of Auditor | | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | For | Against |
| 17 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | | ShrHoldr | Against | Against | For |
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Forestar Group Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FOR | CUSIP 346232101 | | 01/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Samuel R. Fuller | | Mgmt | For | For | For |
| 2 | Elect Lisa H. Jamieson | | Mgmt | For | For | For |
| 3 | Elect G.F. Rick Ringler, III | | Mgmt | For | For | For |
| 4 | Elect Donald C. Spitzer | | Mgmt | For | For | For |
| 5 | Elect Donald J. Tomnitz | | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 7 | Ratification of Auditor | | Mgmt | For | For | For |
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HollyFrontier Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HFC | CUSIP 436106108 | | 05/13/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Anne-Marie N. Ainsworth | | Mgmt | For | For | For |
| 2 | Elect Douglas Y. Bech | | Mgmt | For | For | For |
| 3 | Elect Anna C. Catalano | | Mgmt | For | For | For |
| 4 | Elect Leldon E. Echols | | Mgmt | For | For | For |
| 5 | Elect Michael C. Jennings | | Mgmt | For | For | For |
| 6 | Elect R. Craig Knocke | | Mgmt | For | For | For |
| 7 | Elect Robert J. Kostelnik | | Mgmt | For | For | For |
| 8 | Elect James H. Lee | | Mgmt | For | For | For |
| 9 | Elect Franklin Myers | | Mgmt | For | For | For |
| 10 | Elect Michael E. Rose | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Approval of the 2020 Long Term Incentive Plan | | Mgmt | For | For | For |
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Johnson & Johnson | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| JNJ | CUSIP 478160104 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mary C. Beckerle | | Mgmt | For | For | For |
| 2 | Elect D. Scott Davis | | Mgmt | For | For | For |
| 3 | Elect Ian E.L. Davis | | Mgmt | For | For | For |
| 4 | Elect Jennifer A. Doudna | | Mgmt | For | For | For |
| 5 | Elect Alex Gorsky | | Mgmt | For | For | For |
| 6 | Elect Marillyn A. Hewson | | Mgmt | For | For | For |
| 7 | Elect Hubert Joly | | Mgmt | For | For | For |
| 8 | Elect Mark B. McClellan | | Mgmt | For | For | For |
| 9 | Elect Anne M. Mulcahy | | Mgmt | For | Against | Against |
| 10 | Elect Charles Prince | | Mgmt | For | For | For |
| 11 | Elect A. Eugene Washington | | Mgmt | For | For | For |
| 12 | Elect Mark A. Weinberger | | Mgmt | For | For | For |
| 13 | Elect Ronald A. Williams | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 15 | Ratification of Auditor | | Mgmt | For | For | For |
| 16 | Removal of Directors Without Cause | | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | Against | For | Against |
| 18 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | | ShrHoldr | Against | For | Against |
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Kirby Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| KEX | CUSIP 497266106 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Richard J. Alario | | Mgmt | For | Against | Against |
| 2 | Elect David W. Grzebinski | | Mgmt | For | For | For |
| 3 | Elect Richard R. Stewart | | Mgmt | For | For | For |
| 4 | Elect Tanya S. Beder | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Major Drilling Group International Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MDI | CINS 560909103 | | 09/12/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Canada | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Edward J. Breiner | | Mgmt | For | For | For |
| 2 | Elect John Burzynski | | Mgmt | For | Against | Against |
| 3 | Elect Louis-Pierre Gignac | | Mgmt | For | For | For |
| 4 | Elect Kimberly Keating | | Mgmt | For | For | For |
| 5 | Elect Denis Larocque | | Mgmt | For | For | For |
| 6 | Elect Janice Rennie | | Mgmt | For | For | For |
| 7 | Elect David B. Tennant | | Mgmt | For | For | For |
| 8 | Elect Jo Mark Zurel | | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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ManpowerGroup Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MAN | CUSIP 56418H100 | | 05/08/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Gina R. Boswell | | Mgmt | For | For | For |
| 2 | Elect Cari M. Dominguez | | Mgmt | For | For | For |
| 3 | Elect William A. Downe | | Mgmt | For | For | For |
| 4 | Elect John F. Ferraro | | Mgmt | For | For | For |
| 5 | Elect Patricia Hemingway Hall | | Mgmt | For | Against | Against |
| 6 | Elect Julie M. Howard | | Mgmt | For | For | For |
| 7 | Elect Ulice Payne, Jr. | | Mgmt | For | For | For |
| 8 | Elect Jonas Prising | | Mgmt | For | For | For |
| 9 | Elect Paul Read | | Mgmt | For | For | For |
| 10 | Elect Elizabeth P. Sartain | | Mgmt | For | For | For |
| 11 | Elect Michael J. Van Handel | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Amendment to the 2011 Equity Incentive Plan | | Mgmt | For | For | For |
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MDU Resources Group, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MDU | CUSIP 552690109 | | 05/12/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Thomas Everist | | Mgmt | For | For | For |
| 2 | Elect Karen B. Fagg | | Mgmt | For | For | For |
| 3 | Elect David L. Goodin | | Mgmt | For | For | For |
| 4 | Elect Mark A. Hellerstein | | Mgmt | For | For | For |
| 5 | Elect Dennis W. Johnson | | Mgmt | For | For | For |
| 6 | Elect Patricia L. Moss | | Mgmt | For | For | For |
| 7 | Elect Edward A Ryan | | Mgmt | For | For | For |
| 8 | Elect David Sparby | | Mgmt | For | For | For |
| 9 | Elect Chenxi Wang | | Mgmt | For | For | For |
| 10 | Elect John K. Wilson | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
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Mohawk Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MHK | CUSIP 608190104 | | 05/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Karen A. Smith Bogart | | Mgmt | For | For | For |
| 2 | Elect Jeffrey S. Lorberbaum | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Old Republic International Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ORI | CUSIP 680223104 | | 05/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Charles J. Kovaleski | | Mgmt | For | For | For |
| 1.2 | Elect Craig R. Smiddy | | Mgmt | For | For | For |
| 1.3 | Elect Arnold L. Steiner | | Mgmt | For | For | For |
| 1.4 | Elect Fredricka Taubitz | | Mgmt | For | For | For |
| 1.5 | Elect Aldo C. Zucaro | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Oracle Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ORCL | CUSIP 68389X105 | | 11/19/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey S. Berg | | Mgmt | For | For | For |
| 1.2 | Elect Michael J. Boskin | | Mgmt | For | For | For |
| 1.3 | Elect Safra A. Catz | | Mgmt | For | For | For |
| 1.4 | Elect Bruce R. Chizen | | Mgmt | For | For | For |
| 1.5 | Elect George H. Conrades | | Mgmt | For | Withhold | Against |
| 1.6 | Elect Lawrence J. Ellison | | Mgmt | For | For | For |
| 1.7 | Elect Rona Fairhead | | Mgmt | For | For | For |
| 1.8 | Elect Hector Garcia-Molina | | Mgmt | For | For | For |
| 1.9 | Elect Jeffrey O. Henley | | Mgmt | For | For | For |
| 1.10 | Elect Mark V. Hurd | | Mgmt | For | For | For |
| 1.11 | Elect Renee J. James | | Mgmt | For | For | For |
| 1.12 | Elect Charles W. Moorman IV | | Mgmt | For | For | For |
| 1.13 | Elect Leon E. Panetta | | Mgmt | For | For | For |
| 1.14 | Elect William G. Parrett | | Mgmt | For | For | For |
| 1.15 | Elect Naomi O. Seligman | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding Gender Pay Equity Report | | ShrHoldr | Against | For | Against |
| 5 | Shareholder Proposal Regarding Independent Board Chair | | ShrHoldr | Against | For | Against |
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Pfizer Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PFE | CUSIP 717081103 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Ronald E. Blaylock | | Mgmt | For | For | For |
| 2 | Elect Albert Bourla | | Mgmt | For | For | For |
| 3 | Elect W. Don Cornwell | | Mgmt | For | For | For |
| 4 | Elect Joseph J. Echevarria | | Mgmt | For | Against | Against |
| 5 | Elect Scott Gottlieb | | Mgmt | For | For | For |
| 6 | Elect Helen H. Hobbs | | Mgmt | For | For | For |
| 7 | Elect Susan Hockfield | | Mgmt | For | For | For |
| 8 | Elect James M. Kilts | | Mgmt | For | For | For |
| 9 | Elect Dan R. Littman | | Mgmt | For | For | For |
| 10 | Elect Shantanu Narayen | | Mgmt | For | For | For |
| 11 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| 12 | Elect James Quincey | | Mgmt | For | For | For |
| 13 | Elect James C. Smith | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | Mgmt | For | For | For |
| 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 16 | Shareholder proposal regarding right to act by written consent | | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | ShrHoldr | Against | Against | For |
| 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | Against | For |
| 19 | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | Against | For | Against |
| 20 | Shareholder Proposal Regarding Gender Pay Equity Report | | ShrHoldr | Against | Against | For |
| 21 | Elect Susan Desmond-Hellmann | | Mgmt | For | For | For |
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Quest Diagnostics Incorporated | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| DGX | CUSIP 74834L100 | | 05/19/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Vicky B. Gregg | | Mgmt | For | For | For |
| 2 | Elect Wright L. Lassiter III | | Mgmt | For | For | For |
| 3 | Elect Timothy L. Main | | Mgmt | For | For | For |
| 4 | Elect Denise M. Morrison | | Mgmt | For | For | For |
| 5 | Elect Gary M. Pfeiffer | | Mgmt | For | For | For |
| 6 | Elect Timothy M. Ring | | Mgmt | For | For | For |
| 7 | Elect Stephen H. Rusckowski | | Mgmt | For | For | For |
| 8 | Elect Daniel C. Stanzione | | Mgmt | For | Against | Against |
| 9 | Elect Helen I. Torley | | Mgmt | For | For | For |
| 10 | Elect Gail R. Wilensky | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
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Reinsurance Group of America, Incorporated | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| RGA | CUSIP 759351604 | | 05/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Pina Albo | | Mgmt | For | For | For |
| 2 | Elect Christine R. Detrick | | Mgmt | For | For | For |
| 3 | Elect J. Cliff Eason | | Mgmt | For | For | For |
| 4 | Elect John J. Gauthier | | Mgmt | For | For | For |
| 5 | Elect Anna Manning | | Mgmt | For | For | For |
| 6 | Elect Hazel M. McNeilage | | Mgmt | For | For | For |
| 7 | Elect Steven C. Van Wyk | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 9 | Amendments to the Articles of Incorporation to make Certain Clarifying Changes | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
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Sanderson Farms, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SAFM | CUSIP 800013104 | | 02/13/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David Barksdale | | Mgmt | For | For | For |
| 2 | Elect Lampkin Butts | | Mgmt | For | For | For |
| 3 | Elect Beverly Wade Hogan | | Mgmt | For | For | For |
| 4 | Elect Phil K. Livingston | | Mgmt | For | For | For |
| 5 | Elect Joe F. Sanderson, Jr. | | Mgmt | For | For | For |
| 6 | Elect Sonia Perez | | Mgmt | For | For | For |
| 7 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 9 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
| 11 | Shareholder Proposal Regarding Water Resource Risk Disclosure | | ShrHoldr | Against | For | Against |
| 12 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | | ShrHoldr | Against | For | Against |
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Sanofi | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SAN | CUSIP 80105N105 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports; Non-Tax Deductible Expenses | | Mgmt | For | For | For |
| 2 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 4 | Special Auditors Report on Regulated Agreements | | Mgmt | For | For | For |
| 5 | Ratification of the Co-option of Paul Hudson | | Mgmt | For | For | For |
| 6 | Elect Laurent Attal | | Mgmt | For | For | For |
| 7 | Elect Carole Piwnica | | Mgmt | For | For | For |
| 8 | Elect Diane Souza | | Mgmt | For | For | For |
| 9 | Elect Thomas Sudhof | | Mgmt | For | For | For |
| 10 | Elect Rachel Duan | | Mgmt | For | For | For |
| 11 | Elect Lise Kingo | | Mgmt | For | For | For |
| 12 | Directors' fees | | Mgmt | For | For | For |
| 13 | Remuneration Policy (Board of Directors) | | Mgmt | For | For | For |
| 14 | Remuneration Policy (Chair) | | Mgmt | For | For | For |
| 15 | Remuneration Policy (CEO) | | Mgmt | For | For | For |
| 16 | Remuneration Report | | Mgmt | For | For | For |
| 17 | Remuneration of Serge Weinberg, Chair | | Mgmt | For | For | For |
| 18 | Remuneration of Paul Hudson, CEO | | Mgmt | For | For | For |
| 19 | Remuneration of Olivier Brandicourt, Former CEO | | Mgmt | For | Against | Against |
| 20 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | For |
| 21 | Authorisation of Legal Formalities | | Mgmt | For | For | For |
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Schnitzer Steel Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SCHN | CUSIP 806882106 | | 01/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Wayland R. Hicks | | Mgmt | For | For | For |
| 1.2 | Elect Judith A. Johansen | | Mgmt | For | For | For |
| 1.3 | Elect Tamara L. Lundgren | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Skyworks Solutions, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SWKS | CUSIP 83088M102 | | 05/06/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David J. Aldrich | | Mgmt | For | For | For |
| 2 | Elect Alan S. Batey | | Mgmt | For | For | For |
| 3 | Elect Kevin L. Beebe | | Mgmt | For | For | For |
| 4 | Elect Timothy R. Furey | | Mgmt | For | For | For |
| 5 | Elect Liam K. Griffin | | Mgmt | For | For | For |
| 6 | Elect Christine King | | Mgmt | For | For | For |
| 7 | Elect David P. McGlade | | Mgmt | For | For | For |
| 8 | Elect Robert A. Schriesheim | | Mgmt | For | For | For |
| 9 | Elect Kimberly S. Stevenson | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Amendment to the 2002 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 13 | Elimination of Supermajority Requirement Relating to Approval of a Merger or Consolidation, Disposition of All or Substantially All Assets, or Substantial Issuance of Securities | | Mgmt | For | For | For |
| 14 | Elimination of Supermajority Requirement Relating to Stockholder Approval of Business Combination with Any Related Person | | Mgmt | For | For | For |
| 15 | Elimination of Supermajority Requirement Relating to Stockholder Amendment of Charter Provisions Governing Directors | | Mgmt | For | For | For |
| 16 | Elimination of Supermajority Requirement Relating to Stockholder Amendment of the Charter Provision Governing Action by Shareholders | | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | For | Against |
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Stock Yards Bancorp, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SYBT | CUSIP 861025104 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Paul J Bickel III | | Mgmt | For | For | For |
| 2 | Elect J. McCauley Brown | | Mgmt | For | For | For |
| 3 | Elect David P. Heintzman | | Mgmt | For | For | For |
| 4 | Elect Donna L. Heitzman | | Mgmt | For | For | For |
| 5 | Elect Carl G. Herde | | Mgmt | For | For | For |
| 6 | Elect James A. Hillebrand | | Mgmt | For | For | For |
| 7 | Elect Richard A. Lechleiter | | Mgmt | For | For | For |
| 8 | Elect Stephen M. Priebe | | Mgmt | For | For | For |
| 9 | Elect John L. Schutte | | Mgmt | For | For | For |
| 10 | Elect Norman Tasman | | Mgmt | For | For | For |
| 11 | Elect Kathy C. Thompson | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Suncor Energy Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SU | CUSIP 867224107 | | 05/06/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Patricia M. Bedient | | Mgmt | For | For | For |
| 1.2 | Elect Mel E. Benson | | Mgmt | For | For | For |
| 1.3 | Elect John D. Gass | | Mgmt | For | For | For |
| 1.4 | Elect Dennis M. Houston | | Mgmt | For | For | For |
| 1.5 | Elect Mark S. Little | | Mgmt | For | For | For |
| 1.6 | Elect Brian P. MacDonald | | Mgmt | For | For | For |
| 1.7 | Elect Maureen McCaw | | Mgmt | For | For | For |
| 1.8 | Elect Lorraine Mitchelmore | | Mgmt | For | For | For |
| 1.9 | Elect Eira Thomas | | Mgmt | For | For | For |
| 1.10 | Elect Michael M. Wilson | | Mgmt | For | For | For |
| 2 | Appointment of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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The Charles Schwab Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SCHW | CUSIP 808513105 | | 05/12/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect William S. Haraf | | Mgmt | For | For | For |
| 2 | Elect Frank C. Herringer | | Mgmt | For | For | For |
| 3 | Elect Roger O. Walther | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 6 | Amendment to the 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| 7 | Adoption of Proxy Access | | Mgmt | For | For | For |
| 8 | Shareholder Proposal Regarding Diversity and Pay Data Reporting | | ShrHoldr | Against | For | Against |
| 9 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | For | Against |
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The Charles Schwab Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SCHW | CUSIP 808513105 | | 06/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Merger/Acquisition | | Mgmt | For | For | For |
| 2 | Authorization of Non-Voting Common Stock | | Mgmt | For | For | For |
| 3 | Right to Adjourn Meeting | | Mgmt | For | For | For |
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The Gorman-Rupp Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| GRC | CUSIP 383082104 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Donald H. Bullock Jr. | | Mgmt | For | For | For |
| 1.2 | Elect Jeffrey S. Gorman | | Mgmt | For | For | For |
| 1.3 | Elect M. Ann Harlan | | Mgmt | For | Withhold | Against |
| 1.4 | Elect Christopher H. Lake | | Mgmt | For | For | For |
| 1.5 | Elect Sonja K. McClelland | | Mgmt | For | For | For |
| 1.6 | Elect Vincent K. Petrella | | Mgmt | For | For | For |
| 1.7 | Elect Kenneth R. Reynolds | | Mgmt | For | For | For |
| 1.8 | Elect Rick R. Taylor | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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The PNC Financial Services Group, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PNC | CUSIP 693475105 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Joseph Alvarado | | Mgmt | For | For | For |
| 2 | Elect Charles E. Bunch | | Mgmt | For | For | For |
| 3 | Elect Debra A. Cafaro | | Mgmt | For | For | For |
| 4 | Elect Marjorie Rodgers Cheshire | | Mgmt | For | For | For |
| 5 | Elect William S. Demchak | | Mgmt | For | For | For |
| 6 | Elect Andrew T. Feldstein | | Mgmt | For | Against | Against |
| 7 | Elect Richard J. Harshman | | Mgmt | For | For | For |
| 8 | Elect Daniel R. Hesse | | Mgmt | For | For | For |
| 9 | Elect Linda R. Medler | | Mgmt | For | For | For |
| 10 | Elect Martin Pfinsgraff | | Mgmt | For | For | For |
| 11 | Elect Toni Townes-Whitley | | Mgmt | For | For | For |
| 12 | Elect Michael J. Ward | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 15 | Approval of The 2020 Employee Stock Purchase Plan | | Mgmt | For | For | For |
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Thor Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| THO | CUSIP 885160101 | | 12/13/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Andrew E. Graves | | Mgmt | For | For | For |
| 1.2 | Elect Amelia A. Huntington | | Mgmt | For | For | For |
| 1.3 | Elect Wilson R. Jones | | Mgmt | For | For | For |
| 1.4 | Elect Christopher J. Klein | | Mgmt | For | For | For |
| 1.5 | Elect J. Allen Kosowsky | | Mgmt | For | For | For |
| 1.6 | Elect Robert W. Martin | | Mgmt | For | For | For |
| 1.7 | Elect Peter B. Orthwein | | Mgmt | For | For | For |
| 1.8 | Elect Jan H. Suwinski | | Mgmt | For | For | For |
| 1.9 | Elect James L. Ziemer | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Triple-S Management Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| GTS | CUSIP 896749108 | | 04/24/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Cari M. Dominguez | | Mgmt | For | Against | Against |
| 2 | Elect Roberto Santa Maria-Ros | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Amendment to the 2017 Incentive Plan | | Mgmt | For | For | For |
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Truist Financial Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| TFC | CUSIP 89832Q109 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jennifer S. Banner | | Mgmt | For | For | For |
| 2 | Elect K. David Boyer, Jr. | | Mgmt | For | For | For |
| 3 | Elect Agnes Bundy Scanlan | | Mgmt | For | For | For |
| 4 | Elect Anna R. Cablik | | Mgmt | For | For | For |
| 5 | Elect Dallas S. Clement | | Mgmt | For | For | For |
| 6 | Elect Paul D. Donahue | | Mgmt | For | For | For |
| 7 | Elect Paul R. Garcia | | Mgmt | For | For | For |
| 8 | Elect Patrick C. Graney III | | Mgmt | For | For | For |
| 9 | Elect Linnie M. Haynesworth | | Mgmt | For | For | For |
| 10 | Elect Kelly S. King | | Mgmt | For | For | For |
| 11 | Elect Easter Maynard | | Mgmt | For | For | For |
| 12 | Elect Donna S. Morea | | Mgmt | For | For | For |
| 13 | Elect Charles A. Patton | | Mgmt | For | For | For |
| 14 | Elect Nido R. Qubein | | Mgmt | For | Against | Against |
| 15 | Elect David M. Ratcliffe | | Mgmt | For | Against | Against |
| 16 | Elect William H. Rogers, Jr. | | Mgmt | For | For | For |
| 17 | Elect Frank P. Scruggs, Jr. | | Mgmt | For | For | For |
| 18 | Elect Christine Sears | | Mgmt | For | For | For |
| 19 | Elect Thomas E. Skains | | Mgmt | For | For | For |
| 20 | Elect Bruce L. Tanner | | Mgmt | For | For | For |
| 21 | Elect Thomas N. Thompson | | Mgmt | For | For | For |
| 22 | Elect Steven C. Voorhees | | Mgmt | For | For | For |
| 23 | Ratification of Auditor | | Mgmt | For | For | For |
| 24 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 25 | Shareholder Proposal Regarding Independent Chair | | ShrHoldr | Against | For | Against |
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Unilever NV | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| UNA | CUSIP 904784709 | | 04/30/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports; Allocation of Profits and Dividends | | Mgmt | For | For | For |
| 2 | Remuneration Report | | Mgmt | For | For | For |
| 3 | Ratification of Executive Directors' Acts | | Mgmt | For | For | For |
| 4 | Ratification of Non-Executive Directors' Acts | | Mgmt | For | For | For |
| 5 | Elect Nils Andersen | | Mgmt | For | For | For |
| 6 | Elect Laura M.L. Cha | | Mgmt | For | For | For |
| 7 | Elect Vittorio Colao | | Mgmt | For | For | For |
| 8 | Elect Judith Hartmann | | Mgmt | For | For | For |
| 9 | Elect Alan Jope | | Mgmt | For | For | For |
| 10 | Elect Andrea Jung | | Mgmt | For | For | For |
| 11 | Elect Susan Kilsby | | Mgmt | For | For | For |
| 12 | Elect Strive T. Masiyiwa | | Mgmt | For | For | For |
| 13 | Elect Youngme E. Moon | | Mgmt | For | For | For |
| 14 | Elect Graeme D. Pitkethly | | Mgmt | For | Against | Against |
| 15 | Elect John Rishton | | Mgmt | For | For | For |
| 16 | Elect Feike Sijbesma | | Mgmt | For | For | For |
| 17 | Appointment of Auditor | | Mgmt | For | For | For |
| 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 19 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| 20 | Authority to Suppress Preemptive Rights (Acquisition or Investment Purposes) | | Mgmt | For | For | For |
| 21 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 22 | Cancellation of Shares | | Mgmt | For | For | For |
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Verizon Communications Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| VZ | CUSIP 92343V104 | | 05/07/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Shellye L. Archambeau | | Mgmt | For | Against | Against |
| 2 | Elect Mark T. Bertolini | | Mgmt | For | For | For |
| 3 | Elect Vittorio Colao | | Mgmt | For | For | For |
| 4 | Elect Melanie L. Healey | | Mgmt | For | For | For |
| 5 | Elect Clarence Otis, Jr. | | Mgmt | For | For | For |
| 6 | Elect Daniel H. Schulman | | Mgmt | For | For | For |
| 7 | Elect Rodney E. Slater | | Mgmt | For | For | For |
| 8 | Elect Hans Vestberg | | Mgmt | For | For | For |
| 9 | Elect Gregory G. Weaver | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding Executive Deferral Plan | | ShrHoldr | Against | Against | For |
| 13 | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | Against | For | Against |
| 14 | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | Against | For | Against |
| 15 | Shareholder Proposal Regarding Linking Executive Pay to Data Privacy | | ShrHoldr | Against | Against | For |
| 16 | Shareholder Proposal Regarding Severance Approval Policy | | ShrHoldr | Against | Against | For |
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Wells Fargo & Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| WFC | CUSIP 949746101 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Steven D. Black | | Mgmt | For | For | For |
| 2 | Elect Celeste A. Clark | | Mgmt | For | For | For |
| 3 | Elect Theodore F. Craver, Jr. | | Mgmt | For | For | For |
| 4 | Elect Wayne M. Hewett | | Mgmt | For | For | For |
| 5 | Elect Donald M. James | | Mgmt | For | For | For |
| 6 | Elect Maria R. Morris | | Mgmt | For | For | For |
| 7 | Elect Charles H. Noski | | Mgmt | For | For | For |
| 8 | Elect Richard B. Payne, Jr. | | Mgmt | For | For | For |
| 9 | Elect Juan A. Pujadas | | Mgmt | For | For | For |
| 10 | Elect Ronald L. Sargent | | Mgmt | For | For | For |
| 11 | Elect Charles W. Scharf | | Mgmt | For | For | For |
| 12 | Elect Suzanne M. Vautrinot | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | Mgmt | For | Against | Against |
| 15 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendment | | ShrHoldr | Against | Against | For |
| 16 | Shareholder Proposal Regarding Incentive Compensation Report | | ShrHoldr | Against | Against | For |
| 17 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | ShrHoldr | Against | Against | For |
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Weyerhaeuser Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| WY | CUSIP 962166104 | | 05/15/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mark A. Emmert | | Mgmt | For | For | For |
| 2 | Elect Rick R. Holley | | Mgmt | For | For | For |
| 3 | Elect Sara Grootwassink Lewis | | Mgmt | For | For | For |
| 4 | Elect Al Monaco | | Mgmt | For | For | For |
| 5 | Elect Nicole W. Piasecki | | Mgmt | For | For | For |
| 6 | Elect Marc F. Racicot | | Mgmt | For | For | For |
| 7 | Elect Lawrence A. Selzer | | Mgmt | For | For | For |
| 8 | Elect D. Michael Steuert | | Mgmt | For | For | For |
| 9 | Elect Devin W. Stockfish | | Mgmt | For | For | For |
| 10 | Elect Kim Williams | | Mgmt | For | For | For |
| 11 | Elect Charles R. Williamson | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
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Registrant: Heartland Group, Inc. | | | | | | | |
Fund Name : Heartland Mid Cap Value Fund |
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A.O. Smith Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AOS | CUSIP 831865209 | | 04/15/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William P. Greubel | | Mgmt | For | For | For |
| 1.2 | Elect Ilham Kadri | | Mgmt | For | For | For |
| 1.3 | Elect Idelle K. Wolf | | Mgmt | For | For | For |
| 1.4 | Elect Gene C. Wulf | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Amendment to the Incentive Compensation Plan | | Mgmt | For | For | For |
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Advance Auto Parts, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AAP | CUSIP 00751Y106 | | 05/15/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John F. Bergstrom | | Mgmt | For | For | For |
| 2 | Elect Brad W. Buss | | Mgmt | For | For | For |
| 3 | Elect John F. Ferraro | | Mgmt | For | For | For |
| 4 | Elect Thomas R. Greco | | Mgmt | For | For | For |
| 5 | Elect Jeffrey J. Jones II | | Mgmt | For | For | For |
| 6 | Elect Eugene I. Lee | | Mgmt | For | For | For |
| 7 | Elect Sharon L. McCollam | | Mgmt | For | For | For |
| 8 | Elect Douglas A. Pertz | | Mgmt | For | For | For |
| 9 | Elect Nigel Travis | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | Against | For |
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Amerco | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| UHAL | CUSIP 023586100 | | 08/22/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Edward J. Shoen | | Mgmt | For | For | For |
| 1.2 | Elect James E. Acridge | | Mgmt | For | For | For |
| 1.3 | Elect John P. Brogan | | Mgmt | For | Withhold | Against |
| 1.4 | Elect John M. Dodds | | Mgmt | For | For | For |
| 1.5 | Elect James J. Grogan | | Mgmt | For | For | For |
| 1.6 | Elect Richard J. Herrera | | Mgmt | For | For | For |
| 1.7 | Elect Karl A. Schmidt | | Mgmt | For | For | For |
| 1.8 | Elect Samuel J. Shoen | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding Ratification of Board and Management Acts | | ShrHoldr | For | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote in Director Elections | | ShrHoldr | N/A | For | N/A |
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American Homes 4 Rent | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AMH | CUSIP 02665T306 | | 05/07/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Tamara Hughes Gustavson | | Mgmt | For | For | For |
| 2 | Elect David P. Singelyn | | Mgmt | For | For | For |
| 3 | Elect Douglas N. Benham | | Mgmt | For | For | For |
| 4 | Elect John Corrigan | | Mgmt | For | For | For |
| 5 | Elect David Goldberg | | Mgmt | For | For | For |
| 6 | Elect Matthew J. Hart | | Mgmt | For | For | For |
| 7 | Elect James H. Kropp | | Mgmt | For | For | For |
| 8 | Elect Winifred Webb | | Mgmt | For | For | For |
| 9 | Elect Jay Willoughby | | Mgmt | For | For | For |
| 10 | Elect Kenneth M. Woolley | | Mgmt | For | For | For |
| 11 | Elect Matthew R. Zaist | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Avnet, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AVT | CUSIP 053807103 | | 11/19/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Rodney C. Adkins | | Mgmt | For | For | For |
| 2 | Elect William J. Amelio | | Mgmt | For | For | For |
| 3 | Elect Carlo Bozotti | | Mgmt | For | For | For |
| 4 | Elect Michael A. Bradley | | Mgmt | For | For | For |
| 5 | Elect Brenda C. Freeman | | Mgmt | For | For | For |
| 6 | Elect Jo Ann Jenkins | | Mgmt | For | For | For |
| 7 | Elect Oleg Khaykin | | Mgmt | For | For | For |
| 8 | Elect James A. Lawrence | | Mgmt | For | For | For |
| 9 | Elect Avid Modjtabai | | Mgmt | For | For | For |
| 10 | Elect Adalio T. Sanchez | | Mgmt | For | For | For |
| 11 | Elect William H. Schumann, III | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
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Bunge Limited | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| BG | CUSIP G16962105 | | 05/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Sheila C. Bair | | Mgmt | For | For | For |
| 2 | Elect Vinita Bali | | Mgmt | For | For | For |
| 3 | Elect Carol M. Browner | | Mgmt | For | For | For |
| 4 | Elect Andrew A. Ferrier | | Mgmt | For | For | For |
| 5 | Elect Paul J. Fribourg | | Mgmt | For | For | For |
| 6 | Elect J. Erik Fyrwald | | Mgmt | For | For | For |
| 7 | Elect Gregory A. Heckman | | Mgmt | For | For | For |
| 8 | Elect Bernardo Hees | | Mgmt | For | For | For |
| 9 | Elect Kathleen Hyle | | Mgmt | For | For | For |
| 10 | Elect Henry W. Winship | | Mgmt | For | For | For |
| 11 | Elect Mark N. Zenuk | | Mgmt | For | For | For |
| 12 | Appointment of Auditor and Authority to Fix Remuneration | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 14 | Amendment to the 2016 Equity Incentive Plan | | Mgmt | For | For | For |
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Cabot Oil & Gas Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| COG | CUSIP 127097103 | | 04/30/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Dorothy M. Ables | | Mgmt | For | For | For |
| 1.2 | Elect Rhys J. Best | | Mgmt | For | For | For |
| 1.3 | Elect Robert S. Boswell | | Mgmt | For | For | For |
| 1.4 | Elect Amanda M. Brock | | Mgmt | For | For | For |
| 1.5 | Elect Peter B. Delaney | | Mgmt | For | For | For |
| 1.6 | Elect Dan O. Dinges | | Mgmt | For | For | For |
| 1.7 | Elect Robert Kelley | | Mgmt | For | For | For |
| 1.8 | Elect W. Matt Ralls | | Mgmt | For | Withhold | Against |
| 1.9 | Elect Marcus A. Watts | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Cal-Maine Foods, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CALM | CUSIP 128030202 | | 10/04/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Adolphus B. Baker | | Mgmt | For | Withhold | Against |
| 1.2 | Elect Max P. Bowman | | Mgmt | For | Withhold | Against |
| 1.3 | Elect Letitia C. Hughes | | Mgmt | For | For | For |
| 1.4 | Elect Sherman L. Miller | | Mgmt | For | For | For |
| 1.5 | Elect James E. Poole | | Mgmt | For | For | For |
| 1.6 | Elect Steve W. Sanders | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
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CNA Financial Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CNA | CUSIP 126117100 | | 04/29/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael A. Bless | | Mgmt | For | TNA | N/A |
| 1.2 | Elect Jose O. Montemayor | | Mgmt | For | TNA | N/A |
| 1.3 | Elect Don M. Randel | | Mgmt | For | TNA | N/A |
| 1.4 | Elect Andre Rice | | Mgmt | For | TNA | N/A |
| 1.5 | Elect Dino E. Robusto | | Mgmt | For | TNA | N/A |
| 1.6 | Elect Kenneth I. Siegel | | Mgmt | For | TNA | N/A |
| 1.7 | Elect Andrew H. Tisch | | Mgmt | For | TNA | N/A |
| 1.8 | Elect Benjamin J. Tisch | | Mgmt | For | TNA | N/A |
| 1.9 | Elect James S. Tisch | | Mgmt | For | TNA | N/A |
| 1.10 | Elect Jane Wang | | Mgmt | For | TNA | N/A |
| 1.11 | Elect Marvin Zonis | | Mgmt | For | TNA | N/A |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 3 | Amendment to the Incentive Compensation Plan | | Mgmt | For | TNA | N/A |
| 4 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
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D.R. Horton, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| DHI | CUSIP 23331A109 | | 01/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Donald R. Horton | | Mgmt | For | For | For |
| 2 | Elect Barbara K. Allen | | Mgmt | For | For | For |
| 3 | Elect Bradley S. Anderson | | Mgmt | For | For | For |
| 4 | Elect Michael R. Buchanan | | Mgmt | For | For | For |
| 5 | Elect Michael W. Hewatt | | Mgmt | For | For | For |
| 6 | Elect Maribess L. Miller | | Mgmt | For | For | For |
| 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 8 | Ratification of Auditor | | Mgmt | For | For | For |
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Delta Air Lines, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| DAL | CUSIP 247361702 | | 06/18/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Edward H. Bastian | | Mgmt | For | TNA | N/A |
| 2 | Elect Francis S. Blake | | Mgmt | For | TNA | N/A |
| 3 | Elect Ashton B. Carter | | Mgmt | For | TNA | N/A |
| 4 | Elect David G. DeWalt | | Mgmt | For | TNA | N/A |
| 5 | Elect William H. Easter III | | Mgmt | For | TNA | N/A |
| 6 | Elect Christopher A. Hazleton | | Mgmt | For | TNA | N/A |
| 7 | Elect Michael P. Huerta | | Mgmt | For | TNA | N/A |
| 8 | Elect Jeanne P. Jackson | | Mgmt | For | TNA | N/A |
| 9 | Elect George N. Mattson | | Mgmt | For | TNA | N/A |
| 10 | Elect Sergio A. L. Rial | | Mgmt | For | TNA | N/A |
| 11 | Elect David. S. Taylor | | Mgmt | For | TNA | N/A |
| 12 | Elect Kathy N. Waller | | Mgmt | For | TNA | N/A |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 14 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | TNA | N/A |
| 16 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | | ShrHoldr | Against | TNA | N/A |
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | Against | TNA | N/A |
| 18 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | | ShrHoldr | Against | TNA | N/A |
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DENTSPLY SIRONA Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| XRAY | CUSIP 24906P109 | | 05/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Michael C. Alfano | | Mgmt | For | For | For |
| 2 | Elect Eric K. Brandt | | Mgmt | For | For | For |
| 3 | Elect Donald M. Casey | | Mgmt | For | For | For |
| 4 | Elect Willie A. Deese | | Mgmt | For | For | For |
| 5 | Elect Betsy D. Holden | | Mgmt | For | For | For |
| 6 | Elect Arthur D. Kowaloff | | Mgmt | For | For | For |
| 7 | Elect Harry M.J. Kraemer, Jr. | | Mgmt | For | For | For |
| 8 | Elect Gregory T. Lucier | | Mgmt | For | For | For |
| 9 | Elect Francis J. Lunger | | Mgmt | For | For | For |
| 10 | Elect Leslie F. Varon | | Mgmt | For | For | For |
| 11 | Elect Janet S. Vergis | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Eastman Chemical Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EMN | CUSIP 277432100 | | 05/07/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Humberto P. Alfonso | | Mgmt | For | For | For |
| 2 | Elect Brett D. Begemann | | Mgmt | For | For | For |
| 3 | Elect Mark J. Costa | | Mgmt | For | For | For |
| 4 | Elect Edward L. Doheny II | | Mgmt | For | For | For |
| 5 | Elect Julie Fasone Holder | | Mgmt | For | For | For |
| 6 | Elect Renee J. Hornbaker | | Mgmt | For | For | For |
| 7 | Elect Kim Ann Mink | | Mgmt | For | For | For |
| 8 | Elect James J. O'Brien | | Mgmt | For | For | For |
| 9 | Elect David W. Raisbeck | | Mgmt | For | Against | Against |
| 10 | Elect Charles K. Stevens III | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | For | Against |
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Encompass Health Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EHC | CUSIP 29261A100 | | 05/06/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Greg D. Carmichael | | Mgmt | For | For | For |
| 2 | Elect John W. Chidsey | | Mgmt | For | For | For |
| 3 | Elect Donald L. Correll | | Mgmt | For | For | For |
| 4 | Elect Yvonne M. Curl | | Mgmt | For | For | For |
| 5 | Elect Charles M. Elson | | Mgmt | For | For | For |
| 6 | Elect Joan E. Herman | | Mgmt | For | For | For |
| 7 | Elect Leo I. Higdon, Jr. | | Mgmt | For | For | For |
| 8 | Elect Leslye G. Katz | | Mgmt | For | For | For |
| 9 | Elect Patricia A. Maryland | | Mgmt | For | For | For |
| 10 | Elect John E. Maupin, Jr. | | Mgmt | For | For | For |
| 11 | Elect Nancy M. Schlichting | | Mgmt | For | For | For |
| 12 | Elect L. Edward Shaw, Jr. | | Mgmt | For | For | For |
| 13 | Elect Mark J. Tarr | | Mgmt | For | For | For |
| 14 | Elect Terrance Williams | | Mgmt | For | For | For |
| 15 | Ratification of Auditor | | Mgmt | For | For | For |
| 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Equity Commonwealth | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EQC | CUSIP 294628102 | | 06/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Samuel Zell | | Mgmt | For | For | For |
| 1.2 | Elect James S. Corl | | Mgmt | For | For | For |
| 1.3 | Elect Martin L. Edelman | | Mgmt | For | For | For |
| 1.4 | Elect Edward A. Glickman | | Mgmt | For | For | For |
| 1.5 | Elect David Helfand | | Mgmt | For | For | For |
| 1.6 | Elect Peter Linneman | | Mgmt | For | For | For |
| 1.7 | Elect James L. Lozier, Jr. | | Mgmt | For | For | For |
| 1.8 | Elect Mary Jane Robertson | | Mgmt | For | For | For |
| 1.9 | Elect Kenneth Shea | | Mgmt | For | For | For |
| 1.10 | Elect Gerald A. Spector | | Mgmt | For | For | For |
| 1.11 | Elect James A. Star | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Exelon Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EXC | CUSIP 30161N101 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Anthony K. Anderson | | Mgmt | For | For | For |
| 2 | Elect Ann C. Berzin | | Mgmt | For | For | For |
| 3 | Elect M. Laurie Brlas | | Mgmt | For | For | For |
| 4 | Elect Christopher M. Crane | | Mgmt | For | For | For |
| 5 | Elect Yves C. de Balmann | | Mgmt | For | For | For |
| 6 | Elect Nicholas DeBenedictis | | Mgmt | For | For | For |
| 7 | Elect Linda P. Jojo | | Mgmt | For | For | For |
| 8 | Elect Paul L. Joskow | | Mgmt | For | For | For |
| 9 | Elect Robert J. Lawless | | Mgmt | For | For | For |
| 10 | Elect John M. Richardson | | Mgmt | For | For | For |
| 11 | Elect Mayo A. Shattuck III | | Mgmt | For | For | For |
| 12 | Elect John F. Young | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 15 | Approval of the 2020 Long-Term Incentive Plan | | Mgmt | For | For | For |
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First Horizon National Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FHN | CUSIP 320517105 | | 04/24/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Merger/Acquisition | | Mgmt | For | For | For |
| 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| 3 | Advisory Vote on Golden Parachutes | | Mgmt | For | Against | Against |
| 4 | Right to Adjourn Meeting | | Mgmt | For | For | For |
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First Horizon National Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FHN | CUSIP 320517105 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Kenneth A. Burdick | | Mgmt | For | For | For |
| 2 | Elect John C. Compton | | Mgmt | For | Against | Against |
| 3 | Elect Wendy P. Davidson | | Mgmt | For | For | For |
| 4 | Elect Mark A. Emkes | | Mgmt | For | For | For |
| 5 | Elect Corydon J. Gilchrist | | Mgmt | For | For | For |
| 6 | Elect D. Bryan Jordan | | Mgmt | For | For | For |
| 7 | Elect Vicki R. Palmer | | Mgmt | For | For | For |
| 8 | Elect Colin V. Reed | | Mgmt | For | For | For |
| 9 | Elect Cecelia D. Stewart | | Mgmt | For | For | For |
| 10 | Elect Rajesh Subramaniam | | Mgmt | For | For | For |
| 11 | Elect R. Eugene Taylor | | Mgmt | For | For | For |
| 12 | Elect Luke Yancy III | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | Mgmt | For | For | For |
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Flowserve Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FLS | CUSIP 34354P105 | | 05/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect R. Scott Rowe | | Mgmt | For | For | For |
| 2 | Elect Sujeet Chand | | Mgmt | For | For | For |
| 3 | Elect Ruby R. Chandy | | Mgmt | For | For | For |
| 4 | Elect Gayla J. Delly | | Mgmt | For | For | For |
| 5 | Elect Roger L. Fix | | Mgmt | For | For | For |
| 6 | Elect John R. Friedery | | Mgmt | For | For | For |
| 7 | Elect John L. Garrison Jr. | | Mgmt | For | For | For |
| 8 | Elect Michael C. McMurray | | Mgmt | For | For | For |
| 9 | Elect David E. Roberts | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
| 12 | Permit Shareholders to Act by Written Consent | | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | | ShrHoldr | Against | Against | For |
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Freeport-McMoRan Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FCX | CUSIP 35671D857 | | 06/03/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Richard C. Adkerson | | Mgmt | For | For | For |
| 2 | Elect Gerald J. Ford | | Mgmt | For | For | For |
| 3 | Elect Lydia H. Kennard | | Mgmt | For | For | For |
| 4 | Elect Dustan E. McCoy | | Mgmt | For | For | For |
| 5 | Elect John J. Stephens | | Mgmt | For | For | For |
| 6 | Elect Frances F. Townsend | | Mgmt | For | For | For |
| 7 | Ratification of Auditor | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Humana Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HUM | CUSIP 444859102 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Kurt J. Hilzinger | | Mgmt | For | For | For |
| 2 | Elect Frank J. Bisignano | | Mgmt | For | For | For |
| 3 | Elect Bruce D. Broussard | | Mgmt | For | For | For |
| 4 | Elect Frank A. D'Amelio | | Mgmt | For | For | For |
| 5 | Elect W. Roy Dunbar | | Mgmt | For | For | For |
| 6 | Elect Wayne A.I. Frederick | | Mgmt | For | For | For |
| 7 | Elect John W. Garratt | | Mgmt | For | For | For |
| 8 | Elect David A. Jones Jr. | | Mgmt | For | For | For |
| 9 | Elect Karen W. Katz | | Mgmt | For | For | For |
| 10 | Elect William J. McDonald | | Mgmt | For | For | For |
| 11 | Elect James J. O'Brien | | Mgmt | For | For | For |
| 12 | Elect Marissa T. Peterson | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Huntington Ingalls Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HII | CUSIP 446413106 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Philip M. Bilden | | Mgmt | For | For | For |
| 1.2 | Elect Augustus L. Collins | | Mgmt | For | For | For |
| 1.3 | Elect Kirkland H. Donald | | Mgmt | For | For | For |
| 1.4 | Elect Victoria D. Harker | | Mgmt | For | For | For |
| 1.5 | Elect Anastasia D. Kelly | | Mgmt | For | For | For |
| 1.6 | Elect Tracy B. McKibben | | Mgmt | For | For | For |
| 1.7 | Elect C. Michael Petters | | Mgmt | For | For | For |
| 1.8 | Elect Thomas C. Schievelbein | | Mgmt | For | For | For |
| 1.9 | Elect John K. Welch | | Mgmt | For | For | For |
| 1.10 | Elect Stephen R. Wilson | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | For | Against |
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International Paper Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IP | CUSIP 460146103 | | 05/11/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect William J. Burns | | Mgmt | For | For | For |
| 2 | Elect Christopher M. Connor | | Mgmt | For | For | For |
| 3 | Elect Ahmet Cemal Dorduncu | | Mgmt | For | For | For |
| 4 | Elect Ilene S. Gordon | | Mgmt | For | Against | Against |
| 5 | Elect Anders Gustafsson | | Mgmt | For | For | For |
| 6 | Elect Jacqueline C. Hinman | | Mgmt | For | For | For |
| 7 | Elect Clinton A. Lewis, Jr. | | Mgmt | For | For | For |
| 8 | Elect Kathryn D. Sullivan | | Mgmt | For | For | For |
| 9 | Elect Mark S. Sutton | | Mgmt | For | For | For |
| 10 | Elect J. Steven Whisler | | Mgmt | For | For | For |
| 11 | Elect Ray G. Young | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | Against | For | Against |
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Leggett & Platt, Incorporated | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| LEG | CUSIP 524660107 | | 05/15/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mark A. Blinn | | Mgmt | For | For | For |
| 2 | Elect Robert E. Brunner | | Mgmt | For | For | For |
| 3 | Elect Mary Campbell | | Mgmt | For | For | For |
| 4 | Elect J. Mitchell Dolloff | | Mgmt | For | For | For |
| 5 | Elect Manuel A. Fernandez | | Mgmt | For | For | For |
| 6 | Elect Karl G. Glassman | | Mgmt | For | For | For |
| 7 | Elect Joseph W. McClanathan | | Mgmt | For | Against | Against |
| 8 | Elect Judy C. Odom | | Mgmt | For | For | For |
| 9 | Elect Srikanth Padmanabhan | | Mgmt | For | For | For |
| 10 | Elect Jai Shah | | Mgmt | For | For | For |
| 11 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Amendment to the Flexible Stock Plan | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Lincoln Electric Holdings, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| LECO | CUSIP 533900106 | | 04/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Curtis E. Espeland | | Mgmt | For | For | For |
| 1.2 | Elect Patrick P. Goris | | Mgmt | For | For | For |
| 1.3 | Elect Stephen G. Hanks | | Mgmt | For | For | For |
| 1.4 | Elect Michael F. Hilton | | Mgmt | For | For | For |
| 1.5 | Elect G. Russell Lincoln | | Mgmt | For | For | For |
| 1.6 | Elect Kathryn Jo Lincoln | | Mgmt | For | Withhold | Against |
| 1.7 | Elect William E. Macdonald, III | | Mgmt | For | For | For |
| 1.8 | Elect Christopher L. Mapes | | Mgmt | For | For | For |
| 1.9 | Elect Phillip J. Mason | | Mgmt | For | For | For |
| 1.10 | Elect Ben Patel | | Mgmt | For | For | For |
| 1.11 | Elect Hellene S. Runtagh | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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ManpowerGroup Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MAN | CUSIP 56418H100 | | 05/08/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Gina R. Boswell | | Mgmt | For | For | For |
| 2 | Elect Cari M. Dominguez | | Mgmt | For | For | For |
| 3 | Elect William A. Downe | | Mgmt | For | For | For |
| 4 | Elect John F. Ferraro | | Mgmt | For | For | For |
| 5 | Elect Patricia Hemingway Hall | | Mgmt | For | Against | Against |
| 6 | Elect Julie M. Howard | | Mgmt | For | For | For |
| 7 | Elect Ulice Payne, Jr. | | Mgmt | For | For | For |
| 8 | Elect Jonas Prising | | Mgmt | For | For | For |
| 9 | Elect Paul Read | | Mgmt | For | For | For |
| 10 | Elect Elizabeth P. Sartain | | Mgmt | For | For | For |
| 11 | Elect Michael J. Van Handel | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Amendment to the 2011 Equity Incentive Plan | | Mgmt | For | For | For |
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MDU Resources Group, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MDU | CUSIP 552690109 | | 05/12/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Thomas Everist | | Mgmt | For | For | For |
| 2 | Elect Karen B. Fagg | | Mgmt | For | For | For |
| 3 | Elect David L. Goodin | | Mgmt | For | For | For |
| 4 | Elect Mark A. Hellerstein | | Mgmt | For | For | For |
| 5 | Elect Dennis W. Johnson | | Mgmt | For | For | For |
| 6 | Elect Patricia L. Moss | | Mgmt | For | For | For |
| 7 | Elect Edward A Ryan | | Mgmt | For | For | For |
| 8 | Elect David Sparby | | Mgmt | For | For | For |
| 9 | Elect Chenxi Wang | | Mgmt | For | For | For |
| 10 | Elect John K. Wilson | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
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Mohawk Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MHK | CUSIP 608190104 | | 05/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Karen A. Smith Bogart | | Mgmt | For | For | For |
| 2 | Elect Jeffrey S. Lorberbaum | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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National Oilwell Varco, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| NOV | CUSIP 637071101 | | 05/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Clay C. Williams | | Mgmt | For | For | For |
| 2 | Elect Greg L. Armstrong | | Mgmt | For | For | For |
| 3 | Elect Marcela E. Donadio | | Mgmt | For | For | For |
| 4 | Elect Ben A. Guill | | Mgmt | For | For | For |
| 5 | Elect James T. Hackett | | Mgmt | For | For | For |
| 6 | Elect David D. Harrison | | Mgmt | For | For | For |
| 7 | Elect Eric L. Mattson | | Mgmt | For | Against | Against |
| 8 | Elect Melody B. Meyer | | Mgmt | For | For | For |
| 9 | Elect William R. Thomas | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Amendment to the 2018 Long-Term Incentive Plan | | Mgmt | For | For | For |
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Old Republic International Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ORI | CUSIP 680223104 | | 05/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Charles J. Kovaleski | | Mgmt | For | For | For |
| 1.2 | Elect Craig R. Smiddy | | Mgmt | For | For | For |
| 1.3 | Elect Arnold L. Steiner | | Mgmt | For | For | For |
| 1.4 | Elect Fredricka Taubitz | | Mgmt | For | For | For |
| 1.5 | Elect Aldo C. Zucaro | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Omnicom Group Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| OMC | CUSIP 681919106 | | 06/09/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John D. Wren | | Mgmt | For | For | For |
| 2 | Elect Mary C. Choksi | | Mgmt | For | For | For |
| 3 | Elect Leonard S. Coleman, Jr. | | Mgmt | For | Against | Against |
| 4 | Elect Susan S. Denison | | Mgmt | For | For | For |
| 5 | Elect Ronnie S. Hawkins | | Mgmt | For | For | For |
| 6 | Elect Deborah J. Kissire | | Mgmt | For | For | For |
| 7 | Elect Gracia C. Martore | | Mgmt | For | For | For |
| 8 | Elect Linda Johnson Rice | | Mgmt | For | For | For |
| 9 | Elect Valerie M. Williams | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | ShrHoldr | Against | Against | For |
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ON Semiconductor Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ON | CUSIP 682189105 | | 05/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Atsushi Abe | | Mgmt | For | For | For |
| 2 | Elect Alan Campbell | | Mgmt | For | For | For |
| 3 | Elect Gilles Delfassy | | Mgmt | For | For | For |
| 4 | Elect Emmanuel T. Hernandez | | Mgmt | For | For | For |
| 5 | Elect Keith D. Jackson | | Mgmt | For | For | For |
| 6 | Elect Paul A. Mascarenas | | Mgmt | For | For | For |
| 7 | Elect Christine Y. Yan | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 9 | Ratification of Auditor | | Mgmt | For | For | For |
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Perrigo Company plc | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PRGO | CUSIP G97822103 | | 05/06/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Bradley A. Alford | | Mgmt | For | For | For |
| 2 | Elect Rolf A. Classon | | Mgmt | For | For | For |
| 3 | Elect Adriana Karaboutis | | Mgmt | For | For | For |
| 4 | Elect Murray S. Kessler | | Mgmt | For | For | For |
| 5 | Elect Jeffrey B. Kindler | | Mgmt | For | For | For |
| 6 | Elect Erica L. Mann | | Mgmt | For | For | For |
| 7 | Elect Donal O'Connor | | Mgmt | For | For | For |
| 8 | Elect Geoffrey M. Parker | | Mgmt | For | For | For |
| 9 | Elect Theodore R. Samuels, II | | Mgmt | For | For | For |
| 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
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Pioneer Natural Resources Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PXD | CUSIP 723787107 | | 05/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Edison C. Buchanan | | Mgmt | For | For | For |
| 2 | Elect Andrew F. Cates | | Mgmt | For | For | For |
| 3 | Elect Phillip A. Gobe | | Mgmt | For | For | For |
| 4 | Elect Larry R. Grillot | | Mgmt | For | For | For |
| 5 | Elect Stacy P. Methvin | | Mgmt | For | For | For |
| 6 | Elect Royce W. Mitchell | | Mgmt | For | For | For |
| 7 | Elect Frank A. Risch | | Mgmt | For | For | For |
| 8 | Elect Scott D. Sheffield | | Mgmt | For | For | For |
| 9 | Elect Mona K. Sutphen | | Mgmt | For | For | For |
| 10 | Elect J. Kenneth Thompson | | Mgmt | For | For | For |
| 11 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| 12 | Elect Michael D. Wortley | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Popular, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| BPOP | CUSIP 733174700 | | 05/12/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Ignacio Alvarez | | Mgmt | For | For | For |
| 2 | Elect Maria Luisa Ferre | | Mgmt | For | For | For |
| 3 | Elect C. Kim Goodwin | | Mgmt | For | For | For |
| 4 | Repeal of Classified Board | | Mgmt | For | For | For |
| 5 | Board Size | | Mgmt | For | For | For |
| 6 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| 7 | Approval of the 2020 Omnibus Incentive Plan | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 9 | Ratification of Auditor | | Mgmt | For | For | For |
| 10 | Right to Adjourn Meeting | | Mgmt | For | Against | Against |
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Public Storage | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PSA | CUSIP 74460D109 | | 04/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Ronald L. Havner, Jr. | | Mgmt | For | For | For |
| 2 | Elect Tamara Hughes Gustavson | | Mgmt | For | For | For |
| 3 | Elect Uri P. Harkham | | Mgmt | For | For | For |
| 4 | Elect Leslie Stone Heisz | | Mgmt | For | For | For |
| 5 | Elect B. Wayne Hughes, Jr. | | Mgmt | For | For | For |
| 6 | Elect Avedick B. Poladian | | Mgmt | For | For | For |
| 7 | Elect Gary E. Pruitt | | Mgmt | For | For | For |
| 8 | Elect John Reyes | | Mgmt | For | For | For |
| 9 | Elect Joseph D. Russell, Jr. | | Mgmt | For | For | For |
| 10 | Elect Tariq M Shaukat | | Mgmt | For | For | For |
| 11 | Elect Ronald P. Spogli | | Mgmt | For | For | For |
| 12 | Elect Daniel C. Staton | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | Mgmt | For | For | For |
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Quest Diagnostics Incorporated | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| DGX | CUSIP 74834L100 | | 05/19/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Vicky B. Gregg | | Mgmt | For | For | For |
| 2 | Elect Wright L. Lassiter III | | Mgmt | For | For | For |
| 3 | Elect Timothy L. Main | | Mgmt | For | For | For |
| 4 | Elect Denise M. Morrison | | Mgmt | For | For | For |
| 5 | Elect Gary M. Pfeiffer | | Mgmt | For | For | For |
| 6 | Elect Timothy M. Ring | | Mgmt | For | For | For |
| 7 | Elect Stephen H. Rusckowski | | Mgmt | For | For | For |
| 8 | Elect Daniel C. Stanzione | | Mgmt | For | Against | Against |
| 9 | Elect Helen I. Torley | | Mgmt | For | For | For |
| 10 | Elect Gail R. Wilensky | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
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Reinsurance Group of America, Incorporated | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| RGA | CUSIP 759351604 | | 05/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Pina Albo | | Mgmt | For | For | For |
| 2 | Elect Christine R. Detrick | | Mgmt | For | For | For |
| 3 | Elect J. Cliff Eason | | Mgmt | For | For | For |
| 4 | Elect John J. Gauthier | | Mgmt | For | For | For |
| 5 | Elect Anna Manning | | Mgmt | For | For | For |
| 6 | Elect Hazel M. McNeilage | | Mgmt | For | For | For |
| 7 | Elect Steven C. Van Wyk | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 9 | Amendments to the Articles of Incorporation to make Certain Clarifying Changes | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
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Ryman Hospitality Properties, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| RHP | CUSIP 78377T107 | | 05/13/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Rachna Bhasin | | Mgmt | For | For | For |
| 2 | Elect Alvin Bowles Jr. | | Mgmt | For | For | For |
| 3 | Elect Fazal Merchant | | Mgmt | For | For | For |
| 4 | Elect Patrick Q. Moore | | Mgmt | For | For | For |
| 5 | Elect Christine Pantoya | | Mgmt | For | For | For |
| 6 | Elect Robert S. Prather, Jr. | | Mgmt | For | For | For |
| 7 | Elect Colin V. Reed | | Mgmt | For | For | For |
| 8 | Elect Michael I. Roth | | Mgmt | For | Against | Against |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
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Sanderson Farms, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SAFM | CUSIP 800013104 | | 02/13/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David Barksdale | | Mgmt | For | For | For |
| 2 | Elect Lampkin Butts | | Mgmt | For | For | For |
| 3 | Elect Beverly Wade Hogan | | Mgmt | For | For | For |
| 4 | Elect Phil K. Livingston | | Mgmt | For | For | For |
| 5 | Elect Joe F. Sanderson, Jr. | | Mgmt | For | For | For |
| 6 | Elect Sonia Perez | | Mgmt | For | For | For |
| 7 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 9 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
| 11 | Shareholder Proposal Regarding Water Resource Risk Disclosure | | ShrHoldr | Against | For | Against |
| 12 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | | ShrHoldr | Against | For | Against |
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Skyworks Solutions, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SWKS | CUSIP 83088M102 | | 05/06/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David J. Aldrich | | Mgmt | For | For | For |
| 2 | Elect Alan S. Batey | | Mgmt | For | For | For |
| 3 | Elect Kevin L. Beebe | | Mgmt | For | For | For |
| 4 | Elect Timothy R. Furey | | Mgmt | For | For | For |
| 5 | Elect Liam K. Griffin | | Mgmt | For | For | For |
| 6 | Elect Christine King | | Mgmt | For | For | For |
| 7 | Elect David P. McGlade | | Mgmt | For | For | For |
| 8 | Elect Robert A. Schriesheim | | Mgmt | For | For | For |
| 9 | Elect Kimberly S. Stevenson | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Amendment to the 2002 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 13 | Elimination of Supermajority Requirement Relating to Approval of a Merger or Consolidation, Disposition of All or Substantially All Assets, or Substantial Issuance of Securities | | Mgmt | For | For | For |
| 14 | Elimination of Supermajority Requirement Relating to Stockholder Approval of Business Combination with Any Related Person | | Mgmt | For | For | For |
| 15 | Elimination of Supermajority Requirement Relating to Stockholder Amendment of Charter Provisions Governing Directors | | Mgmt | For | For | For |
| 16 | Elimination of Supermajority Requirement Relating to Stockholder Amendment of the Charter Provision Governing Action by Shareholders | | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | Against | For | Against |
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State Street Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| STT | CUSIP 857477103 | | 05/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Patrick de Saint-Aignan | | Mgmt | For | For | For |
| 2 | Elect Marie A. Chandoha | | Mgmt | For | For | For |
| 3 | Elect Lynn A. Dugle | | Mgmt | For | For | For |
| 4 | Elect Amelia C. Fawcett | | Mgmt | For | For | For |
| 5 | Elect William C. Freda | | Mgmt | For | For | For |
| 6 | Elect Sara Mathew | | Mgmt | For | For | For |
| 7 | Elect William L. Meaney | | Mgmt | For | For | For |
| 8 | Elect Ronald. P. O'Hanley | | Mgmt | For | For | For |
| 9 | Elect Sean O'Sullivan | | Mgmt | For | For | For |
| 10 | Elect Richard P. Sergel | | Mgmt | For | For | For |
| 11 | Elect Gregory L. Summe | | Mgmt | For | Against | Against |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
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Stericycle, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SRCL | CUSIP 858912108 | | 05/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Robert S. Murley | | Mgmt | For | For | For |
| 2 | Elect Cindy J. Miller | | Mgmt | For | For | For |
| 3 | Elect Brian P. Anderson | | Mgmt | For | For | For |
| 4 | Elect Lynn D. Bleil | | Mgmt | For | For | For |
| 5 | Elect Thomas F. Chen | | Mgmt | For | For | For |
| 6 | Elect Jesse Joel Hackney Junior | | Mgmt | For | For | For |
| 7 | Elect Veronica M. Hagen | | Mgmt | For | For | For |
| 8 | Elect Steven C. Hooley | | Mgmt | For | For | For |
| 9 | Elect James J. Martell | | Mgmt | For | For | For |
| 10 | Elect Kay G. Priestly | | Mgmt | For | For | For |
| 11 | Elect James L. Welch | | Mgmt | For | For | For |
| 12 | Elect Mike S. Zafirovski | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 15 | Ratification of Auditor | | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding Right to Call Special Meetings | | ShrHoldr | Against | For | Against |
| 17 | Shareholder Proposal Regarding Clawback Policy | | ShrHoldr | Against | For | Against |
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Teradata Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| TDC | CUSIP 88076W103 | | 05/05/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Daniel R. Fishback | | Mgmt | For | TNA | N/A |
| 2 | Elect David E. Kepler | | Mgmt | For | TNA | N/A |
| 3 | Elect Kimberly K. Nelson | | Mgmt | For | TNA | N/A |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 5 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
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The Charles Schwab Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SCHW | CUSIP 808513105 | | 06/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Merger/Acquisition | | Mgmt | For | For | For |
| 2 | Authorization of Non-Voting Common Stock | | Mgmt | For | For | For |
| 3 | Right to Adjourn Meeting | | Mgmt | For | For | For |
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The Western Union Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| WU | CUSIP 959802109 | | 05/14/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Martin I. Cole | | Mgmt | For | For | For |
| 2 | Elect Hikmet Ersek | | Mgmt | For | For | For |
| 3 | Elect Richard A. Goodman | | Mgmt | For | For | For |
| 4 | Elect Betsy D. Holden | | Mgmt | For | For | For |
| 5 | Elect Jeffrey A. Joerres | | Mgmt | For | For | For |
| 6 | Elect Michael A. Miles, Jr. | | Mgmt | For | For | For |
| 7 | Elect Timothy P. Murphy | | Mgmt | For | For | For |
| 8 | Elect Jan Siegmund | | Mgmt | For | For | For |
| 9 | Elect Angela A. Sun | | Mgmt | For | For | For |
| 10 | Elect Solomon D. Trujillo | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | Against | For | Against |
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Thor Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| THO | CUSIP 885160101 | | 12/13/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Andrew E. Graves | | Mgmt | For | For | For |
| 1.2 | Elect Amelia A. Huntington | | Mgmt | For | For | For |
| 1.3 | Elect Wilson R. Jones | | Mgmt | For | For | For |
| 1.4 | Elect Christopher J. Klein | | Mgmt | For | For | For |
| 1.5 | Elect J. Allen Kosowsky | | Mgmt | For | For | For |
| 1.6 | Elect Robert W. Martin | | Mgmt | For | For | For |
| 1.7 | Elect Peter B. Orthwein | | Mgmt | For | For | For |
| 1.8 | Elect Jan H. Suwinski | | Mgmt | For | For | For |
| 1.9 | Elect James L. Ziemer | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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UMB Financial Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| UMBF | CUSIP 902788108 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robin C. Beery | | Mgmt | For | For | For |
| 1.2 | Elect Janine A. Davidson | | Mgmt | For | For | For |
| 1.3 | Elect Kevin C. Gallagher | | Mgmt | For | For | For |
| 1.4 | Elect Greg M. Graves | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Alexander C. Kemper | | Mgmt | For | For | For |
| 1.6 | Elect J. Mariner Kemper | | Mgmt | For | For | For |
| 1.7 | Elect Gordon E. Lansford III | | Mgmt | For | For | For |
| 1.8 | Elect Timothy R. Murphy | | Mgmt | For | For | For |
| 1.9 | Elect Tamara M. Peterman | | Mgmt | For | For | For |
| 1.10 | Elect Kris A. Robbins | | Mgmt | For | For | For |
| 1.11 | Elect L. Joshua Sosland | | Mgmt | For | For | For |
| 1.12 | Elect Paul Uhlmann III | | Mgmt | For | For | For |
| 1.13 | Elect Leroy J. Williams, Jr. | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Vornado Realty Trust | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| VNO | CUSIP 929042109 | | 05/14/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Steven Roth | | Mgmt | For | TNA | N/A |
| 1.2 | Elect Candace K. Beinecke | | Mgmt | For | TNA | N/A |
| 1.3 | Elect Michael D. Fascitelli | | Mgmt | For | TNA | N/A |
| 1.4 | Elect Beatrice Hamza-Bassey | | Mgmt | For | TNA | N/A |
| 1.5 | Elect William W. Helman IV | | Mgmt | For | TNA | N/A |
| 1.6 | Elect David Mandelbaum | | Mgmt | For | TNA | N/A |
| 1.7 | Elect Mandakini Puri | | Mgmt | For | TNA | N/A |
| 1.8 | Elect Daniel R. Tisch | | Mgmt | For | TNA | N/A |
| 1.9 | Elect Richard R. West | | Mgmt | For | TNA | N/A |
| 1.10 | Elect Russell B. Wight, Jr. | | Mgmt | For | TNA | N/A |
| 2 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 4 | Amendment to the 2019 Omnibus Share Plan | | Mgmt | For | TNA | N/A |
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Westinghouse Air Brake Technologies Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| WAB | CUSIP 929740108 | | 05/15/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Rafael Santana | | Mgmt | For | TNA | N/A |
| 1.2 | Elect Lee B. Foster II | | Mgmt | For | TNA | N/A |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 3 | Amendment to the 2011 Stock Incentive Plan | | Mgmt | For | TNA | N/A |
| 4 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
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Weyerhaeuser Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| WY | CUSIP 962166104 | | 05/15/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mark A. Emmert | | Mgmt | For | For | For |
| 2 | Elect Rick R. Holley | | Mgmt | For | For | For |
| 3 | Elect Sara Grootwassink Lewis | | Mgmt | For | For | For |
| 4 | Elect Al Monaco | | Mgmt | For | For | For |
| 5 | Elect Nicole W. Piasecki | | Mgmt | For | For | For |
| 6 | Elect Marc F. Racicot | | Mgmt | For | For | For |
| 7 | Elect Lawrence A. Selzer | | Mgmt | For | For | For |
| 8 | Elect D. Michael Steuert | | Mgmt | For | For | For |
| 9 | Elect Devin W. Stockfish | | Mgmt | For | For | For |
| 10 | Elect Kim Williams | | Mgmt | For | For | For |
| 11 | Elect Charles R. Williamson | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
Registrant: Heartland Group, Inc. | | | | | | | |
Fund Name : Heartland Value Plus Fund |
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AAR Corp. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AIR | CUSIP 000361105 | | 09/24/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect James E. Goodwin | | Mgmt | For | Against | Against |
| 2 | Elect John M. Holmes | | Mgmt | For | For | For |
| 3 | Elect Marc J. Walfish | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
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Acushnet Holdings Corp. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| GOLF | CUSIP 005098108 | | 06/08/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Maher | | Mgmt | For | For | For |
| 1.2 | Elect Yoon Soo Yoon | | Mgmt | For | For | For |
| 1.3 | Elect Jennifer Estabrook | | Mgmt | For | Withhold | Against |
| 1.4 | Elect Gregory Hewett | | Mgmt | For | For | For |
| 1.5 | Elect Sean Sullivan | | Mgmt | For | For | For |
| 1.6 | Elect Steven H. Tishman | | Mgmt | For | For | For |
| 1.7 | Elect Walter Uihlein | | Mgmt | For | Withhold | Against |
| 1.8 | Elect Keun Chang Yoon | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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American Vanguard Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AVD | CUSIP 030371108 | | 06/03/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Scott D. Baskin | | Mgmt | For | For | For |
| 2 | Elect Lawrence S. Clark | | Mgmt | For | For | For |
| 3 | Elect Debra F. Edwards | | Mgmt | For | For | For |
| 4 | Elect Morton D. Erlich | | Mgmt | For | For | For |
| 5 | Elect Emer Gunter | | Mgmt | For | For | For |
| 6 | Elect Alfred F. Ingulli | | Mgmt | For | For | For |
| 7 | Elect John L. Killmer | | Mgmt | For | For | For |
| 8 | Elect Eric G. Wintemute | | Mgmt | For | For | For |
| 9 | Elect M. Esmail Zirakparvar | | Mgmt | For | Against | Against |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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AngioDynamics, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ANGO | CUSIP 03475V101 | | 10/15/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Kevin J. Gould | | Mgmt | For | For | For |
| 1.2 | Elect Dennis S. Meteny | | Mgmt | For | For | For |
| 1.3 | Elect Michael E. Tarnoff | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Argo Group International Holdings, Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ARGO | CUSIP G0464B107 | | 04/16/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Repeal of Classified Board | | Mgmt | For | For | For |
| 2 | Elect Bernard C. Bailey | | Mgmt | For | For | For |
| 3 | Elect Thomas A. Bradley | | Mgmt | For | For | For |
| 4 | Elect Fred R. Donner | | Mgmt | For | For | For |
| 5 | Elect Anthony P. Latham | | Mgmt | For | For | For |
| 6 | Elect Dymphna A. Lehane | | Mgmt | For | For | For |
| 7 | Elect Samuel G. Liss | | Mgmt | For | For | For |
| 8 | Elect Carol A. McFate | | Mgmt | For | For | For |
| 9 | Elect Kathleen A. Nealon | | Mgmt | For | For | For |
| 10 | Elect Al-Noor Ramji | | Mgmt | For | For | For |
| 11 | Elect Kevin J. Rehnberg | | Mgmt | For | For | For |
| 12 | Elect John H. Tonelli | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | Mgmt | For | For | For |
| 15 | Board Size | | Mgmt | For | For | For |
| 16 | Amendment to Bye-Laws to Modify the Voting Push-Up Requirement | | Mgmt | For | For | For |
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Artisan Partners Asset Management Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| APAM | CUSIP 04316A108 | | 06/02/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Matthew R. Barger | | Mgmt | For | Withhold | Against |
| 1.2 | Elect Eric R. Colson | | Mgmt | For | For | For |
| 1.3 | Elect Tench Coxe | | Mgmt | For | For | For |
| 1.4 | Elect Stephanie G. DiMarco | | Mgmt | For | For | For |
| 1.5 | Elect Jeffrey A. Joerres | | Mgmt | For | For | For |
| 1.6 | Elect Andrew A. Ziegler | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
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Associated Banc-Corp | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ASB | CUSIP 045487105 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John F. Bergstrom | | Mgmt | For | For | For |
| 1.2 | Elect Michael T. Crowley, Jr. | | Mgmt | For | For | For |
| 1.3 | Elect Philip B. Flynn | | Mgmt | For | For | For |
| 1.4 | Elect R. Jay Gerken | | Mgmt | For | For | For |
| 1.5 | Elect Judith P. Greffin | | Mgmt | For | For | For |
| 1.6 | Elect Michael J. Haddad | | Mgmt | For | For | For |
| 1.7 | Elect William R. Hutchinson | | Mgmt | For | For | For |
| 1.8 | Elect Robert A. Jeffe | | Mgmt | For | For | For |
| 1.9 | Elect Eileen A. Kamerick | | Mgmt | For | For | For |
| 1.10 | Elect Gale E. Klappa | | Mgmt | For | For | For |
| 1.11 | Elect Richard T. Lommen | | Mgmt | For | For | For |
| 1.12 | Elect Cory L. Nettles | | Mgmt | For | For | For |
| 1.13 | Elect Karen T. van Lith | | Mgmt | For | For | For |
| 1.14 | Elect John B. Williams | | Mgmt | For | For | For |
| 2 | Approval of the 2020 Incentive Compensation Plan | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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Astec Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ASTE | CUSIP 046224101 | | 04/30/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William D. Gehl | | Mgmt | For | For | For |
| 1.2 | Elect William G. Dorey | | Mgmt | For | For | For |
| 1.3 | Elect Charles F. Potts | | Mgmt | For | For | For |
| 1.4 | Elect Barry A. Ruffalo | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Avanos Medical, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AVNS | CUSIP 05350V106 | | 04/30/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Heidi K. Kunz | | Mgmt | For | For | For |
| 2 | Elect Joseph F. Woody | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Repeal of Classified Board | | Mgmt | For | For | For |
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B. Riley Financial, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| RILY | CUSIP 05580M108 | | 06/18/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Bryant R. Riley | | Mgmt | For | For | For |
| 2 | Elect Robert D'Agostino | | Mgmt | For | For | For |
| 3 | Elect Randall E. Paulson | | Mgmt | For | For | For |
| 4 | Elect Todd D. Sims | | Mgmt | For | For | For |
| 5 | Elect Thomas J. Kelleher | | Mgmt | For | For | For |
| 6 | Elect Mikel H. Williams | | Mgmt | For | For | For |
| 7 | Elect Michael J. Sheldon | | Mgmt | For | For | For |
| 8 | Elect Robert L. Antin | | Mgmt | For | Against | Against |
| 9 | Elect Mimi K. Walters | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
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Cross Country Healthcare, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CCRN | CUSIP 227483104 | | 05/19/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Kevin C. Clark | | Mgmt | For | For | For |
| 2 | Elect W. Larry Cash | | Mgmt | For | For | For |
| 3 | Elect Thomas C. Dircks | | Mgmt | For | For | For |
| 4 | Elect Gale S. Fitzgerald | | Mgmt | For | For | For |
| 5 | Elect Darrell S. Freeman, Sr | | Mgmt | For | For | For |
| 6 | Elect Janice E. Nevin | | Mgmt | For | For | For |
| 7 | Elect Mark C. Perlberg | | Mgmt | For | For | For |
| 8 | Elect Joseph A. Trunfio | | Mgmt | For | For | For |
| 9 | Ratification of Auditor | | Mgmt | For | For | For |
| 10 | Approval of the 2020 Omnibus Incentive Plan | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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CyrusOne Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CONE | CUSIP 23283R100 | | 04/27/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David H. Ferdman | | Mgmt | For | For | For |
| 1.2 | Elect John W. Gamble, Jr | | Mgmt | For | For | For |
| 1.3 | Elect Michael A. Klayko | | Mgmt | For | Withhold | Against |
| 1.4 | Elect T. Tod Nielsen | | Mgmt | For | For | For |
| 1.5 | Elect Alex Shumate | | Mgmt | For | For | For |
| 1.6 | Elect William E. Sullivan | | Mgmt | For | For | For |
| 1.7 | Elect Lynn A. Wentworth | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Dril-Quip, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| DRQ | CUSIP 262037104 | | 05/14/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Blake T. DeBerry | | Mgmt | For | TNA | N/A |
| 2 | Elect John Lovoi | | Mgmt | For | TNA | N/A |
| 3 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
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DSP Group, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| DSPG | CUSIP 23332B106 | | 06/10/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ofer Elyakim | | Mgmt | For | For | For |
| 1.2 | Elect Thomas A. Lacey | | Mgmt | For | For | For |
| 1.3 | Elect Cynthia Paul | | Mgmt | For | For | For |
| 1.4 | Elect Gabi Seligsohn | | Mgmt | For | For | For |
| 1.5 | Elect Yair Seroussi | | Mgmt | For | For | For |
| 1.6 | Elect Norman Taffe | | Mgmt | For | For | For |
| 1.7 | Elect Kenneth H. Traub | | Mgmt | For | For | For |
| 2 | Amendment to the 1993 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Equity Commonwealth | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EQC | CUSIP 294628102 | | 06/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Samuel Zell | | Mgmt | For | For | For |
| 1.2 | Elect James S. Corl | | Mgmt | For | For | For |
| 1.3 | Elect Martin L. Edelman | | Mgmt | For | For | For |
| 1.4 | Elect Edward A. Glickman | | Mgmt | For | For | For |
| 1.5 | Elect David Helfand | | Mgmt | For | For | For |
| 1.6 | Elect Peter Linneman | | Mgmt | For | For | For |
| 1.7 | Elect James L. Lozier, Jr. | | Mgmt | For | For | For |
| 1.8 | Elect Mary Jane Robertson | | Mgmt | For | For | For |
| 1.9 | Elect Kenneth Shea | | Mgmt | For | For | For |
| 1.10 | Elect Gerald A. Spector | | Mgmt | For | For | For |
| 1.11 | Elect James A. Star | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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FirstCash, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FCFS | CUSIP 33767D105 | | 06/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Daniel E. Berce | | Mgmt | For | For | For |
| 2 | Elect Mikel D. Faulkner | | Mgmt | For | Against | Against |
| 3 | Elect Randel G. Owen | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Hancock Whitney Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HWC | CUSIP 410120109 | | 04/29/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Frank E. Bertucci | | Mgmt | For | TNA | N/A |
| 1.2 | Elect Constantine S. Liollio | | Mgmt | For | TNA | N/A |
| 1.3 | Elect Thomas H. Olinde | | Mgmt | For | TNA | N/A |
| 1.4 | Elect Joan C. Teofilo | | Mgmt | For | TNA | N/A |
| 1.5 | Elect C. Richard Wilkins | | Mgmt | For | TNA | N/A |
| 2 | Elimination of Business Combination Supermajority Vote Provisions | | Mgmt | For | TNA | N/A |
| 3 | Elimination of Prohibition on Non-Cumulative Preferred Dividends | | Mgmt | For | TNA | N/A |
| 4 | Elimination of Series A Preferred Stock Provisions | | Mgmt | For | TNA | N/A |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 6 | Approval of the 2020 Long-Term Incentive Plan | | Mgmt | For | TNA | N/A |
| 7 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
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Harsco Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HSC | CUSIP 415864107 | | 04/21/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect James .F. Earl | | Mgmt | For | TNA | N/A |
| 2 | Elect Kathy G. Eddy | | Mgmt | For | TNA | N/A |
| 3 | Elect David C. Everitt | | Mgmt | For | TNA | N/A |
| 4 | Elect F. Nicholas Grasberger, III | | Mgmt | For | TNA | N/A |
| 5 | Elect Carolann I. Haznedar | | Mgmt | For | TNA | N/A |
| 6 | Elect Mario Longhi | | Mgmt | For | TNA | N/A |
| 7 | Elect Edgar M. Purvis | | Mgmt | For | TNA | N/A |
| 8 | Elect Phillip C. Widman | | Mgmt | For | TNA | N/A |
| 9 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 11 | Amendment to the 2013 Equity and Incentive Compensation Plan | | Mgmt | For | TNA | N/A |
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Heartland Express, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HTLD | CUSIP 422347104 | | 05/14/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael J. Gerdin | | Mgmt | For | For | For |
| 1.2 | Elect Larry J. Gordon | | Mgmt | For | For | For |
| 1.3 | Elect Benjamin J. Allen | | Mgmt | For | For | For |
| 1.4 | Elect Brenda S. Neville | | Mgmt | For | For | For |
| 1.5 | Elect James G. Pratt | | Mgmt | For | For | For |
| 1.6 | Elect Tahira K. Hira | | Mgmt | For | Withhold | Against |
| 1.7 | Elect Michael J. Sullivan | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Independent Bank Corp. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| INDB | CUSIP 453836108 | | 05/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Daniel F. O'Brien | | Mgmt | For | For | For |
| 2 | Elect Christopher Oddleifson | | Mgmt | For | For | For |
| 3 | Elect David A. Powers | | Mgmt | For | For | For |
| 4 | Elect Scott Smith | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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InterDigital, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IDCC | CUSIP 45867G101 | | 06/03/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Joan Gillman | | Mgmt | For | For | For |
| 2 | Elect S. Douglas Hutcheson | | Mgmt | For | For | For |
| 3 | Elect John A. Kritzmacher | | Mgmt | For | For | For |
| 4 | Elect John D. Markley, Jr. | | Mgmt | For | For | For |
| 5 | Elect William J. Merritt | | Mgmt | For | For | For |
| 6 | Elect Jean F. Rankin | | Mgmt | For | For | For |
| 7 | Elect Philip P. Trahanas | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 9 | Ratification of Auditor | | Mgmt | For | For | For |
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Knowles Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| KN | CUSIP 49926D109 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Keith L. Barnes | | Mgmt | For | For | For |
| 2 | Elect Hermann Eul | | Mgmt | For | For | For |
| 3 | Elect Donald Macleod | | Mgmt | For | For | For |
| 4 | Elect Jeffrey S. Niew | | Mgmt | For | For | For |
| 5 | Elect Cheryl L. Shavers | | Mgmt | For | For | For |
| 6 | Ratification of Auditor | | Mgmt | For | For | For |
| 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 8 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 9 | Amendment to the Equity and Cash Incentive Plan | | Mgmt | For | For | For |
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Kratos Defense & Security Solutions, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| KTOS | CUSIP 50077B207 | | 06/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Scott Anderson | | Mgmt | For | For | For |
| 1.2 | Elect Eric DeMarco | | Mgmt | For | For | For |
| 1.3 | Elect William Hoglund | | Mgmt | For | For | For |
| 1.4 | Elect Scot Jarvis | | Mgmt | For | For | For |
| 1.5 | Elect Jane Judd | | Mgmt | For | For | For |
| 1.6 | Elect Samuel Liberatore | | Mgmt | For | For | For |
| 1.7 | Elect Amy Zegart | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Amendment to the 2014 Equity Incentive Plan | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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M.D.C. Holdings, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MDC | CUSIP 552676108 | | 04/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David D. Mandarich | | Mgmt | For | For | For |
| 1.2 | Elect Paris G. Reece, III | | Mgmt | For | For | For |
| 1.3 | Elect David Siegel | | Mgmt | For | Withhold | Against |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 3 | Approval of the 2020 Equity Plan for Non-Employee Directors | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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Methode Electronics, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MEI | CUSIP 591520200 | | 09/12/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Walter J. Aspatore | | Mgmt | For | For | For |
| 2 | Elect Brian J. Cadwallader | | Mgmt | For | For | For |
| 3 | Elect Bruce K. Crowther | | Mgmt | For | For | For |
| 4 | Elect Darren M. Dawson | | Mgmt | For | For | For |
| 5 | Elect Donald W. Duda | | Mgmt | For | For | For |
| 6 | Elect Isabelle C. Goossen | | Mgmt | For | For | For |
| 7 | Elect Mark D. Schwabero | | Mgmt | For | For | For |
| 8 | Elect Lawrence B. Skatoff | | Mgmt | For | For | For |
| 9 | Ratification of Auditor | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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MicroStrategy Incorporated | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MSTR | CUSIP 594972408 | | 05/27/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael J. Saylor | | Mgmt | For | For | For |
| 1.2 | Elect Stephen X. Graham | | Mgmt | For | For | For |
| 1.3 | Elect Jarrod M. Patten | | Mgmt | For | For | For |
| 1.4 | Elect Leslie J. Rechan | | Mgmt | For | For | For |
| 1.5 | Elect Carl J. Rickertsen | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Old National Bancorp | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ONB | CUSIP 680033107 | | 04/30/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Andrew E. Goebel | | Mgmt | For | For | For |
| 1.2 | Elect Jerome F. Henry, Jr | | Mgmt | For | For | For |
| 1.3 | Elect Daniel S. Hermann | | Mgmt | For | For | For |
| 1.4 | Elect Ryan C. Kitchell | | Mgmt | For | For | For |
| 1.5 | Elect Phelps L. Lambert | | Mgmt | For | For | For |
| 1.6 | Elect Austin M. Ramirez | | Mgmt | For | For | For |
| 1.7 | Elect James C. Ryan, III | | Mgmt | For | For | For |
| 1.8 | Elect Thomas E. Salmon | | Mgmt | For | For | For |
| 1.9 | Elect Randall T. Shepard | | Mgmt | For | For | For |
| 1.10 | Elect Rebecca S. Skillman | | Mgmt | For | Withhold | Against |
| 1.11 | Elect Derrick J. Stewart | | Mgmt | For | For | For |
| 1.12 | Elect Katherine E. White | | Mgmt | For | For | For |
| 1.13 | Elect Linda E. White | | Mgmt | For | For | For |
| 2 | Increase of Preferred Stock | | Mgmt | For | Against | Against |
| 3 | Amendment Regarding Shareholder Right to Amend Bylaws | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
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Old Republic International Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ORI | CUSIP 680223104 | | 05/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Charles J. Kovaleski | | Mgmt | For | For | For |
| 1.2 | Elect Craig R. Smiddy | | Mgmt | For | For | For |
| 1.3 | Elect Arnold L. Steiner | | Mgmt | For | For | For |
| 1.4 | Elect Fredricka Taubitz | | Mgmt | For | For | For |
| 1.5 | Elect Aldo C. Zucaro | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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P.H. Glatfelter Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| GLT | CUSIP 377316104 | | 05/07/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Bruce Brown | | Mgmt | For | For | For |
| 1.2 | Elect Kathleen A. Dahlberg | | Mgmt | For | For | For |
| 1.3 | Elect Nicholas DeBenedictis | | Mgmt | For | For | For |
| 1.4 | Elect Kevin M. Fogarty | | Mgmt | For | For | For |
| 1.5 | Elect Marie T. Gallagher | | Mgmt | For | For | For |
| 1.6 | Elect J. Robert Hall | | Mgmt | For | Withhold | Against |
| 1.7 | Elect Ronald J. Naples | | Mgmt | For | For | For |
| 1.8 | Elect Dante C. Parrini | | Mgmt | For | For | For |
| 1.9 | Elect Lee C. Stewart | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Park Electrochemical Corp. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PKE | CUSIP 700416209 | | 07/16/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Dale Blanchfield | | Mgmt | For | For | For |
| 2 | Elect Emily J. Groehl | | Mgmt | For | For | For |
| 3 | Elect Brian E. Shore | | Mgmt | For | For | For |
| 4 | Elect Carl W. Smith | | Mgmt | For | For | For |
| 5 | Elect Steven T. Warshaw | | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 7 | Company Name Change | | Mgmt | For | For | For |
| 8 | Ratification of Auditor | | Mgmt | For | For | For |
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Portland General Electric Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| POR | CUSIP 736508847 | | 04/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John W. Ballantine | | Mgmt | For | For | For |
| 2 | Elect Rodney L. Brown, Jr. | | Mgmt | For | For | For |
| 3 | Elect Jack E. Davis | | Mgmt | For | For | For |
| 4 | Elect Kirby A. Dyess | | Mgmt | For | For | For |
| 5 | Elect Mark B. Ganz | | Mgmt | For | For | For |
| 6 | Elect Marie Oh Huber | | Mgmt | For | For | For |
| 7 | Elect Kathryn J. Jackson | | Mgmt | For | For | For |
| 8 | Elect Michael Millegan | | Mgmt | For | For | For |
| 9 | Elect Neil J. Nelson | | Mgmt | For | For | For |
| 10 | Elect M. Lee Pelton | | Mgmt | For | For | For |
| 11 | Elect Maria M. Pope | | Mgmt | For | For | For |
| 12 | Elect Charles W. Shivery | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | Mgmt | For | For | For |
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PotlatchDeltic Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PCH | CUSIP 737630103 | | 05/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Linda M. Breard | | Mgmt | For | For | For |
| 2 | Elect Lawrence S. Peiros | | Mgmt | For | For | For |
| 3 | Elect Eric J. Cremers | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Powell Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| POWL | CUSIP 739128106 | | 02/19/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Christopher E. Cragg | | Mgmt | For | For | For |
| 1.2 | Elect Perry L. Elders | | Mgmt | For | For | For |
| 1.3 | Elect Katheryn B. Curtis | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Schnitzer Steel Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SCHN | CUSIP 806882106 | | 01/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Wayland R. Hicks | | Mgmt | For | For | For |
| 1.2 | Elect Judith A. Johansen | | Mgmt | For | For | For |
| 1.3 | Elect Tamara L. Lundgren | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Seacoast Banking Corporation of Florida | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SBCF | CUSIP 811707801 | | 05/27/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Julie H. Daum | | Mgmt | For | For | For |
| 1.2 | Elect Dennis S. Hudson, III | | Mgmt | For | For | For |
| 1.3 | Elect Alvaro J. Monserrat | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Semtech Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SMTC | CUSIP 816850101 | | 06/11/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James P. Burra | | Mgmt | For | For | For |
| 1.2 | Elect Rodolpho C. Cardenuto | | Mgmt | For | For | For |
| 1.3 | Elect Bruce C. Edwards | | Mgmt | For | For | For |
| 1.4 | Elect Saar Gillai | | Mgmt | For | For | For |
| 1.5 | Elect Rockell N. Hankin | | Mgmt | For | For | For |
| 1.6 | Elect Ye Jane Li | | Mgmt | For | For | For |
| 1.7 | Elect James T. Lindstrom | | Mgmt | For | For | For |
| 1.8 | Elect Mohan R. Maheswaran | | Mgmt | For | For | For |
| 1.9 | Elect Sylvia Summers | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Sensient Technologies Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SXT | CUSIP 81725T100 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Joseph Carleone | | Mgmt | For | For | For |
| 2 | Elect Edward H. Cichurski | | Mgmt | For | For | For |
| 3 | Elect Mario Ferruzzi | | Mgmt | For | For | For |
| 4 | Elect Carol R. Jackson | | Mgmt | For | For | For |
| 5 | Elect Donald W. Landry | | Mgmt | For | Against | Against |
| 6 | Elect Paul Manning | | Mgmt | For | For | For |
| 7 | Elect Deborah McKeithan-Gebhardt | | Mgmt | For | For | For |
| 8 | Elect Scott C. Morrison | | Mgmt | For | For | For |
| 9 | Elect Elaine R. Wedral | | Mgmt | For | For | For |
| 10 | Elect Essie Whitelaw | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
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Sonic Automotive, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SAH | CUSIP 83545G102 | | 04/29/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect O. Bruton Smith | | Mgmt | For | For | For |
| 2 | Elect David B. Smith | | Mgmt | For | For | For |
| 3 | Elect Jeff Dyke | | Mgmt | For | For | For |
| 4 | Elect William I. Belk | | Mgmt | For | For | For |
| 5 | Elect William R. Brooks | | Mgmt | For | For | For |
| 6 | Elect Victor H. Doolan | | Mgmt | For | For | For |
| 7 | Elect John W. Harris, III | | Mgmt | For | For | For |
| 8 | Elect H. Robert Heller | | Mgmt | For | For | For |
| 9 | Elect Marcus G. Smith | | Mgmt | For | For | For |
| 10 | Elect R. Eugene Taylor | | Mgmt | For | Against | Against |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 13 | Amendment to the 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors | | Mgmt | For | For | For |
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The Hain Celestial Group, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HAIN | CUSIP 405217100 | | 11/19/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Richard A. Beck | | Mgmt | For | For | For |
| 2 | Elect Celeste A. Clark | | Mgmt | For | For | For |
| 3 | Elect R. Dean Hollis | | Mgmt | For | For | For |
| 4 | Elect Shervin J. Korangy | | Mgmt | For | For | For |
| 5 | Elect Roger Meltzer | | Mgmt | For | For | For |
| 6 | Elect Mark Schiller | | Mgmt | For | For | For |
| 7 | Elect Michael B. Sims | | Mgmt | For | For | For |
| 8 | Elect Glenn W. Welling | | Mgmt | For | For | For |
| 9 | Elect Dawn M. Zier | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
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The Hanover Insurance Group, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| THG | CUSIP 410867105 | | 05/12/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jane D. Carlin | | Mgmt | For | For | For |
| 2 | Elect Daniel T. Henry | | Mgmt | For | For | For |
| 3 | Elect Wendell J. Knox | | Mgmt | For | For | For |
| 4 | Elect Kathleen S. Lane | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 6 | Ratification of Auditor | | Mgmt | For | For | For |
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TreeHouse Foods, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| THS | CUSIP 89469A104 | | 04/30/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mark R. Hunter | | Mgmt | For | For | For |
| 2 | Elect Ann M. Sardini | | Mgmt | For | For | For |
| 3 | Elect Jean E. Spence | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
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Umpqua Holdings Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| UMPQ | CUSIP 904214103 | | 04/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Peggy Y. Fowler | | Mgmt | For | For | For |
| 2 | Elect Stephen M. Gambee | | Mgmt | For | For | For |
| 3 | Elect James S. Greene | | Mgmt | For | For | For |
| 4 | Elect Luis F. Machuca | | Mgmt | For | For | For |
| 5 | Elect Maria M. Pope | | Mgmt | For | For | For |
| 6 | Elect Cort L. O'Haver | | Mgmt | For | For | For |
| 7 | Elect John F. Schultz | | Mgmt | For | For | For |
| 8 | Elect Susan F. Stevens | | Mgmt | For | For | For |
| 9 | Elect Hilliard C. Terry, III | | Mgmt | For | For | For |
| 10 | Elect Bryan L. Timm | | Mgmt | For | For | For |
| 11 | Elect Anddria Varnado | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Vicor Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| VICR | CUSIP 925815102 | | 06/26/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Samuel J. Anderson | | Mgmt | For | For | For |
| 1.2 | Elect Estia J. Eichten | | Mgmt | For | For | For |
| 1.3 | Elect Philip D. Davies | | Mgmt | For | For | For |
| 1.4 | Elect James A. Simms | | Mgmt | For | For | For |
| 1.5 | Elect Claudio Tuozzolo | | Mgmt | For | For | For |
| 1.6 | Elect Jason L. Carlson | | Mgmt | For | For | For |
| 1.7 | Elect Michael S. McNamara | | Mgmt | For | For | For |
| 1.8 | Elect Patrizio Vinciarelli | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Zions Bancorporation, National Association | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ZION | CUSIP 989701107 | | 05/01/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jerry C. Atkin | | Mgmt | For | TNA | N/A |
| 2 | Elect Gary L. Crittenden | | Mgmt | For | TNA | N/A |
| 3 | Elect Suren K. Gupta | | Mgmt | For | TNA | N/A |
| 4 | Elect J. David Heaney | | Mgmt | For | TNA | N/A |
| 5 | Elect Vivian S. Lee | | Mgmt | For | TNA | N/A |
| 6 | Elect Scott J. McLean | | Mgmt | For | TNA | N/A |
| 7 | Elect Edward F. Murphy | | Mgmt | For | TNA | N/A |
| 8 | Elect Stephen D. Quinn | | Mgmt | For | TNA | N/A |
| 9 | Elect Harris H. Simmons | | Mgmt | For | TNA | N/A |
| 10 | Elect Aaron B. Skonnard | | Mgmt | For | TNA | N/A |
| 11 | Elect Barbara A. Yastine | | Mgmt | For | TNA | N/A |
| 12 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
Registrant: Heartland Group, Inc. | | | | | | | |
Fund Name : Heartland Value Fund |
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A. H. Belo Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AHC | CUSIP 001282102 | | 06/02/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John A. Beckert | | Mgmt | For | Withhold | Against |
| 1.2 | Elect Louis E. Caldera | | Mgmt | For | For | For |
| 1.3 | Elect Robert W. Decherd | | Mgmt | For | For | For |
| 1.4 | Elect Ronald D. McCray | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Acacia Research Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ACTG | CUSIP 003881307 | | 02/14/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Issuance of Common Stock upon Conversion of Preferred Shares and Warrants | | Mgmt | For | Against | Against |
| 2 | Increase of Authorized Common Stock | | Mgmt | For | Against | Against |
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Acacia Research Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ACTG | CUSIP 003881307 | | 05/12/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Maureen E. O'Connell | | Mgmt | For | For | For |
| 2 | Elect Katharine Wolanyk | | Mgmt | For | For | For |
| 3 | Elect Isaac T. Kohlberg | | Mgmt | For | For | For |
| 4 | Elect Jonathan Sagal | | Mgmt | For | For | For |
| 5 | Elect Clifford Press | | Mgmt | For | For | For |
| 6 | Elect Alfred V. Tobia, Jr. | | Mgmt | For | For | For |
| 7 | Ratification of Auditor | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Acacia Research Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ACTG | CUSIP 003881307 | | 07/15/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Katharine Wolanyk | | Mgmt | For | For | For |
| 2 | Elect Isaac T. Kohlberg | | Mgmt | For | For | For |
| 3 | Repeal of Classified Board | | Mgmt | For | For | For |
| 4 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| 5 | Allow Shareholders to Call Special Meetings | | Mgmt | For | For | For |
| 6 | Approval of Amendment to Implement Certain Transfer Restrictions to Preserve Tax Benefits Associated with NOLs | | Mgmt | For | For | For |
| 7 | Ratification of the Tax Benefits Preservation Plan | | Mgmt | For | For | For |
| 8 | Ratification of Auditor | | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Accuray Incorporated | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ARAY | CUSIP 004397105 | | 11/15/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Richard R. Pettingill | | Mgmt | For | For | For |
| 2 | Elect Joseph E. Whitters | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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Albireo Pharma, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ALBO | CUSIP 01345P106 | | 06/12/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Gutch | | Mgmt | For | For | For |
| 1.2 | Elect Roger Jeffs | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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AMC Networks Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AMCX | CUSIP 00164V103 | | 06/11/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jonathan F. Miller | | Mgmt | For | For | For |
| 1.2 | Elect Leonard Tow | | Mgmt | For | For | For |
| 1.3 | Elect David E. Van Zandt | | Mgmt | For | For | For |
| 1.4 | Elect Carl E. Vogel | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 4 | Amendment to the 2016 Employee Stock Plan | | Mgmt | For | For | For |
| 5 | Amendment to the 2011 Stock Plan for Non-Employee Directors | | Mgmt | For | For | For |
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | Against | For | Against |
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Ameresco, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AMRC | CUSIP 02361E108 | | 05/29/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David J. Anderson | | Mgmt | For | For | For |
| 1.2 | Elect Thomas S. Murley | | Mgmt | For | For | For |
| 1.3 | Elect Frank V. Wisneski | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Amendment to the 2017 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 5 | Approval of the the 2020 Stock Incentive Plan | | Mgmt | For | For | For |
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Apple Hospitality REIT, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| APLE | CUSIP 03784Y200 | | 05/14/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Glenn W. Bunting | | Mgmt | For | For | For |
| 1.2 | Elect Jon A. Fosheim | | Mgmt | For | For | For |
| 1.3 | Elect Kristian M. Gathright | | Mgmt | For | Withhold | Against |
| 1.4 | Elect Glade M. Knight | | Mgmt | For | For | For |
| 1.5 | Elect Justin G. Knight | | Mgmt | For | For | For |
| 1.6 | Elect Blythe J. McGarvie | | Mgmt | For | For | For |
| 1.7 | Elect Daryl A. Nickel | | Mgmt | For | For | For |
| 1.8 | Elect L. Hugh Redd | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Argan, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AGX | CUSIP 04010E109 | | 06/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Rainer H. Bosselmann | | Mgmt | For | For | For |
| 1.2 | Elect Cynthia A. Flanders | | Mgmt | For | For | For |
| 1.3 | Elect Peter W. Getsinger | | Mgmt | For | For | For |
| 1.4 | Elect William F. Griffin, Jr. | | Mgmt | For | For | For |
| 1.5 | Elect John R. Jeffrey, Jr. | | Mgmt | For | For | For |
| 1.6 | Elect Mano S. Koilpillai | | Mgmt | For | For | For |
| 1.7 | Elect William F. Leimkuhler | | Mgmt | For | For | For |
| 1.8 | Elect W.G. Champion Mitchell | | Mgmt | For | For | For |
| 1.9 | Elect James W. Quinn | | Mgmt | For | For | For |
| 2 | Approval of the 2020 Stock Plan | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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Associated Banc-Corp | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ASB | CUSIP 045487105 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John F. Bergstrom | | Mgmt | For | For | For |
| 1.2 | Elect Michael T. Crowley, Jr. | | Mgmt | For | For | For |
| 1.3 | Elect Philip B. Flynn | | Mgmt | For | For | For |
| 1.4 | Elect R. Jay Gerken | | Mgmt | For | For | For |
| 1.5 | Elect Judith P. Greffin | | Mgmt | For | For | For |
| 1.6 | Elect Michael J. Haddad | | Mgmt | For | For | For |
| 1.7 | Elect William R. Hutchinson | | Mgmt | For | For | For |
| 1.8 | Elect Robert A. Jeffe | | Mgmt | For | For | For |
| 1.9 | Elect Eileen A. Kamerick | | Mgmt | For | For | For |
| 1.10 | Elect Gale E. Klappa | | Mgmt | For | For | For |
| 1.11 | Elect Richard T. Lommen | | Mgmt | For | For | For |
| 1.12 | Elect Cory L. Nettles | | Mgmt | For | For | For |
| 1.13 | Elect Karen T. van Lith | | Mgmt | For | For | For |
| 1.14 | Elect John B. Williams | | Mgmt | For | For | For |
| 2 | Approval of the 2020 Incentive Compensation Plan | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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Atlas Air Worldwide Holdings, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| AAWW | CUSIP 049164205 | | 06/09/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Timothy J. Bernlohr | | Mgmt | For | For | For |
| 2 | Elect Charles F. Bolden, Jr. | | Mgmt | For | For | For |
| 3 | Elect John W. Dietrich | | Mgmt | For | For | For |
| 4 | Elect William J. Flynn | | Mgmt | For | For | For |
| 5 | Elect Bobby J. Griffin | | Mgmt | For | For | For |
| 6 | Elect Carol B. Hallett | | Mgmt | For | For | For |
| 7 | Elect Jane H. Lute | | Mgmt | For | For | For |
| 8 | Elect Duncan J. McNabb | | Mgmt | For | For | For |
| 9 | Elect Sheila A. Stamps | | Mgmt | For | For | For |
| 10 | Elect John K. Wulff | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 13 | Amendment to the 2018 Incentive Plan | | Mgmt | For | For | For |
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Barrett Business Services, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| BBSI | CUSIP 068463108 | | 05/27/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Thomas J. Carley | | Mgmt | For | For | For |
| 2 | Elect Thomas B. Cusick | | Mgmt | For | For | For |
| 3 | Elect Diane L. Dewbrey | | Mgmt | For | For | For |
| 4 | Elect James B. Hicks | | Mgmt | For | For | For |
| 5 | Elect Jon L. Justesen | | Mgmt | For | For | For |
| 6 | Elect Gary E. Kramer | | Mgmt | For | For | For |
| 7 | Elect Anthony Meeker | | Mgmt | For | For | For |
| 8 | Elect Vincent P. Price | | Mgmt | For | For | For |
| 9 | Adoption of Proxy Access | | Mgmt | For | For | For |
| 10 | Approval of the 2020 Stock Incentive Plan | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
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Berry Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| BRY | CUSIP 08579X101 | | 05/05/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect A. T. Smith | | Mgmt | For | For | For |
| 1.2 | Elect Cary Baetz | | Mgmt | For | For | For |
| 1.3 | Elect Brent S. Buckley | | Mgmt | For | For | For |
| 1.4 | Elect Anne L. Mariucci | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Donald L. Paul | | Mgmt | For | For | For |
| 1.6 | Elect Kent Potter | | Mgmt | For | For | For |
| 1.7 | Elect Eugene Voiland | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
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Biofrontera AG | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| B8F | CUSIP 09075G105 | | 07/10/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| 2 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| 3 | Elect Franca Ruhwedel as Supervisory Board Member | | Mgmt | For | For | For |
| 4 | Appointment of Auditor | | Mgmt | For | For | For |
| 5 | Shareholder Proposal Regarding Report on Claim against Deutsche Balaton | | ShrHoldr | Against | Against | For |
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Calix, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CALX | CUSIP 13100M509 | | 05/13/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Kathy Crusco | | Mgmt | For | For | For |
| 1.2 | Elect Kevin A. DeNuccio | | Mgmt | For | For | For |
| 1.3 | Elect Michael Everett | | Mgmt | For | For | For |
| 2 | Amendment to the 2019 Equity Incentive Plan | | Mgmt | For | For | For |
| 3 | Amendment to the 2017 Nonqualified Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
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Capital City Bank Group, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CCBG | CUSIP 139674105 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Thomas A. Barron | | Mgmt | For | For | For |
| 1.2 | Elect Stanley W. Connally, Jr. | | Mgmt | For | Withhold | Against |
| 1.3 | Elect J. Everitt Drew | | Mgmt | For | For | For |
| 1.4 | Elect Eric Grant | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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CareTrust REIT, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CTRE | CUSIP 14174T107 | | 04/30/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Allen C. Barbieri | | Mgmt | For | Against | Against |
| 2 | Elect Jon D. Kline | | Mgmt | For | For | For |
| 3 | Elect Diana M. Laing | | Mgmt | For | For | For |
| 4 | Elect Spencer G. Plumb | | Mgmt | For | For | For |
| 5 | Elect Gregory K. Stapley | | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 7 | Ratification of Auditor | | Mgmt | For | For | For |
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Ceco Environmental Corp. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CECE | CUSIP 125141101 | | 06/11/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jason DeZwirek | | Mgmt | For | Withhold | Against |
| 1.2 | Elect Eric M. Goldberg | | Mgmt | For | For | For |
| 1.3 | Elect David B. Liner | | Mgmt | For | For | For |
| 1.4 | Elect Claudio A. Mannarino | | Mgmt | For | For | For |
| 1.5 | Elect Munish Nanda | | Mgmt | For | For | For |
| 1.6 | Elect Jonathan Pollack | | Mgmt | For | Withhold | Against |
| 1.7 | Elect Valerie Gentile Sachs | | Mgmt | For | For | For |
| 1.8 | Elect Dennis Sadlowski | | Mgmt | For | Withhold | Against |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Approval of the 2020 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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Centerra Gold Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CG | CINS 152006102 | | 05/01/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Canada | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect Richard W. Connor | | Mgmt | For | For | For |
| 3 | Elect Dushenaly Kasenov | | Mgmt | For | For | For |
| 4 | Elect Maksat Kobonbaev | | Mgmt | For | For | For |
| 5 | Elect Askar Oskombaev | | Mgmt | For | For | For |
| 6 | Elect Michael S. Parrett | | Mgmt | For | For | For |
| 7 | Elect Jacques Perron | | Mgmt | For | For | For |
| 8 | Elect Scott G. Perry | | Mgmt | For | For | For |
| 9 | Elect Sheryl K. Pressler | | Mgmt | For | For | For |
| 10 | Elect Bruce V. Walter | | Mgmt | For | For | For |
| 11 | Elect Paul N. Wright | | Mgmt | For | For | For |
| 12 | Elect Susan Yurkovich | | Mgmt | For | For | For |
| 13 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 14 | Transaction of Other Business | | Mgmt | For | Against | Against |
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Century Communities, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CCS | CUSIP 156504300 | | 05/06/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Dale Francescon | | Mgmt | For | For | For |
| 1.2 | Elect Robert J. Francescon | | Mgmt | For | Withhold | Against |
| 1.3 | Elect John P. Box | | Mgmt | For | Withhold | Against |
| 1.4 | Elect Keith R. Guericke | | Mgmt | For | For | For |
| 1.5 | Elect James M. Lippman | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Cowen, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| COWN | CUSIP 223622606 | | 06/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Brett H. Barth | | Mgmt | For | For | For |
| 1.2 | Elect Katherine E. Dietze | | Mgmt | For | For | For |
| 1.3 | Elect Gregg A. Gonsalves | | Mgmt | For | For | For |
| 1.4 | Elect Steven Kotler | | Mgmt | For | For | For |
| 1.5 | Elect Lawrence E. Leibowitz | | Mgmt | For | For | For |
| 1.6 | Elect Jack H. Nusbaum | | Mgmt | For | For | For |
| 1.7 | Elect Margaret L. Poster | | Mgmt | For | For | For |
| 1.8 | Elect Douglas A. Rediker | | Mgmt | For | For | For |
| 1.9 | Elect Jeffrey M. Solomon | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Approval of the 2020 Equity Incentive Plan | | Mgmt | For | For | For |
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CUI Global, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CUI | CUSIP 126576206 | | 12/03/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William J. Clough | | Mgmt | For | Withhold | Against |
| 1.2 | Elect C. Stephen Cochennet | | Mgmt | For | For | For |
| 1.3 | Elect Sean P. Rooney | | Mgmt | For | For | For |
| 1.4 | Elect Paul D. White | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Corey A. Lambrecht | | Mgmt | For | Withhold | Against |
| 1.6 | Elect James F. O'Neil III | | Mgmt | For | For | For |
| 1.7 | Elect Sarah Tucker | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| 5 | Approval of the 2019 Incentive Award Plan | | Mgmt | For | Against | Against |
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Cutera, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CUTR | CUSIP 232109108 | | 06/15/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Gregory Barrett | | Mgmt | For | For | For |
| 1.2 | Elect David H. Mowry | | Mgmt | For | For | For |
| 1.3 | Elect Timothy J. O'Shea | | Mgmt | For | For | For |
| 1.4 | Elect J. Daniel Plants | | Mgmt | For | For | For |
| 1.5 | Elect Joseph E. Whitters | | Mgmt | For | For | For |
| 1.6 | Elect Katherine S. Zanotti | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Amendment to the 2019 Equity Incentive Plan | | Mgmt | For | For | For |
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DASAN Zhone Solutions, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| DZSI | CUSIP 23305L206 | | 05/26/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect KIM Joon Kyung | | Mgmt | For | For | For |
| 1.2 | Elect KIM Seong Gyun | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Dick’s Sporting Goods, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| DKS | CUSIP 253393102 | | 06/10/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Edward W. Stack | | Mgmt | For | For | For |
| 1.2 | Elect Lauren R. Hobart | | Mgmt | For | For | For |
| 1.3 | Elect Lawrence J. Schorr | | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Equity Commonwealth | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EQC | CUSIP 294628102 | | 06/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Samuel Zell | | Mgmt | For | For | For |
| 1.2 | Elect James S. Corl | | Mgmt | For | For | For |
| 1.3 | Elect Martin L. Edelman | | Mgmt | For | For | For |
| 1.4 | Elect Edward A. Glickman | | Mgmt | For | For | For |
| 1.5 | Elect David Helfand | | Mgmt | For | For | For |
| 1.6 | Elect Peter Linneman | | Mgmt | For | For | For |
| 1.7 | Elect James L. Lozier, Jr. | | Mgmt | For | For | For |
| 1.8 | Elect Mary Jane Robertson | | Mgmt | For | For | For |
| 1.9 | Elect Kenneth Shea | | Mgmt | For | For | For |
| 1.10 | Elect Gerald A. Spector | | Mgmt | For | For | For |
| 1.11 | Elect James A. Star | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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EVERTEC, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EVTC | CUSIP 30040P103 | | 05/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Frank G. D'Angelo | | Mgmt | For | For | For |
| 2 | Elect Morgan M. Schuessler, Jr. | | Mgmt | For | For | For |
| 3 | Elect Olga Botero | | Mgmt | For | For | For |
| 4 | Elect Jorge A. Junquera | | Mgmt | For | For | For |
| 5 | Elect Ivan Pagan | | Mgmt | For | For | For |
| 6 | Elect Aldo J. Polak | | Mgmt | For | For | For |
| 7 | Elect Alan H. Schumacher | | Mgmt | For | For | For |
| 8 | Elect Brian J. Smith | | Mgmt | For | For | For |
| 9 | Elect Thomas W. Swidarski | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
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Evofem Biosciences, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EVFM | CUSIP 30048L104 | | 05/12/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Thomas Lynch | | Mgmt | For | Withhold | Against |
| 1.2 | Elect Saundra Pelletier | | Mgmt | For | For | For |
| 2 | Approval of Amendment to the 2014 Equity Incentive Plan | | Mgmt | For | Against | Against |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
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Evofem Biosciences, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| EVFM | CUSIP 30048L104 | | 06/18/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Issuance of Common Stock | | Mgmt | For | For | For |
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FedNat Holding Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FNHC | CUSIP 31431B109 | | 05/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David K. Patterson | | Mgmt | For | For | For |
| 2 | Elect Thomas A. Rogers | | Mgmt | For | For | For |
| 3 | Elect Roberta N. Young | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
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FedNat Holding Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FNHC | CUSIP 31431B109 | | 10/17/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Michael H. Braun | | Mgmt | For | For | For |
| 2 | Elect Jenifer G. Kimbrough | | Mgmt | For | For | For |
| 3 | Elect David W. Michelson | | Mgmt | For | For | For |
| 4 | Elect David K. Patterson | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 6 | Ratification of Auditor | | Mgmt | For | For | For |
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First Internet Bancorp | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| INBK | CUSIP 320557101 | | 05/18/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David B. Becker | | Mgmt | For | For | For |
| 1.2 | Elect Ana Dutra | | Mgmt | For | For | For |
| 1.3 | Elect John K. Keach, Jr. | | Mgmt | For | For | For |
| 1.4 | Elect David R. Lovejoy | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Michael L. Smith | | Mgmt | For | For | For |
| 1.6 | Elect Ralph R. Whitney Jr. | | Mgmt | For | For | For |
| 1.7 | Elect Jerry Williams | | Mgmt | For | For | For |
| 1.8 | Elect Jean L. Wojtowicz | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Amendment Regarding Shareholder Right to Amend Bylaws | | Mgmt | For | For | For |
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First Solar, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| FSLR | CUSIP 336433107 | | 05/13/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Michael J. Ahearn | | Mgmt | For | For | For |
| 2 | Elect Sharon L. Allen | | Mgmt | For | For | For |
| 3 | Elect Richard D. Chapman | | Mgmt | For | For | For |
| 4 | Elect George A. Hambro | | Mgmt | For | For | For |
| 5 | Elect Molly E. Joseph | | Mgmt | For | For | For |
| 6 | Elect Craig Kennedy | | Mgmt | For | For | For |
| 7 | Elect William J. Post | | Mgmt | For | For | For |
| 8 | Elect Paul H. Stebbins | | Mgmt | For | For | For |
| 9 | Elect Michael T. Sweeney | | Mgmt | For | For | For |
| 10 | Elect Mark Widmar | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
| 12 | Approval of the 2020 Omnibus Incentive Compensation Plan | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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GSI Technology, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| GSIT | CUSIP 36241U106 | | 08/29/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Lee-Lean Shu | | Mgmt | For | For | For |
| 1.2 | Elect Jack A. Bradley | | Mgmt | For | Withhold | Against |
| 1.3 | Elect E. Thomas Hart | | Mgmt | For | For | For |
| 1.4 | Elect Haydn HSIEH Hong-Po | | Mgmt | For | For | For |
| 1.5 | Elect Ruey L. Lu | | Mgmt | For | For | For |
| 1.6 | Elect Arthur O. Whipple | | Mgmt | For | For | For |
| 1.7 | Elect Robert Yau | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Transaction of Other Business | | Mgmt | For | Against | Against |
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Harvard Bioscience, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HBIO | CUSIP 416906105 | | 06/11/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Katherine A. Eade | | Mgmt | For | For | For |
| 1.2 | Elect Thomas W. Loewald | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Amendment to the 2000 Stock Incentive Plan | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Heritage Financial Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HFWA | CUSIP 42722X106 | | 05/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Brian S. Charneski | | Mgmt | For | For | For |
| 2 | Elect John A. Clees | | Mgmt | For | For | For |
| 3 | Elect Stephen A. Dennis | | Mgmt | For | For | For |
| 4 | Elect Jeffrey J Deuel | | Mgmt | For | For | For |
| 5 | Elect Kimberly T. Ellwanger | | Mgmt | For | For | For |
| 6 | Elect Deborah J. Gavin | | Mgmt | For | For | For |
| 7 | Elect Jeffrey S. Lyon | | Mgmt | For | For | For |
| 8 | Elect Gragg E. Miller | | Mgmt | For | For | For |
| 9 | Elect Anthony B. Pickering | | Mgmt | For | For | For |
| 10 | Elect Brian L. Vance | | Mgmt | For | For | For |
| 11 | Elect Ann Watson | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
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Heron Therapeutics, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HRTX | CUSIP 427746102 | | 06/17/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Kevin C. Tang | | Mgmt | For | For | For |
| 2 | Elect Barry D. Quart | | Mgmt | For | Against | Against |
| 3 | Elect Stephen R. Davis | | Mgmt | For | Against | Against |
| 4 | Elect Craig A. Johnson | | Mgmt | For | For | For |
| 5 | Elect Kimberly J. Manhard | | Mgmt | For | Against | Against |
| 6 | Elect John W. Poyhonen | | Mgmt | For | Against | Against |
| 7 | Elect Christian Waage | | Mgmt | For | For | For |
| 8 | Ratification of Auditor | | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Identiv, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| INVE | CUSIP 45170X205 | | 06/01/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Steven Humphreys | | Mgmt | For | For | For |
| 1.2 | Elect Nina Shapiro | | Mgmt | For | For | For |
| 2 | Amendment to the 2011 Incentive Compensation Plan | | Mgmt | For | Against | Against |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Indigo Books & Music Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IDG | CINS 45567S108 | | 07/11/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Mix | Canada | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect Heather M. Reisman | | Mgmt | For | For | For |
| 3 | Elect Frank Clegg | | Mgmt | For | For | For |
| 4 | Elect Jonathan Deitcher | | Mgmt | For | For | For |
| 5 | Elect Mitchell Goldhar | | Mgmt | For | For | For |
| 6 | Elect Howard Grosfield | | Mgmt | For | For | For |
| 7 | Elect Robert Haft | | Mgmt | For | Against | Against |
| 8 | Elect Andrea Johnson | | Mgmt | For | For | For |
| 9 | Elect Anne Marie O'Donovan | | Mgmt | For | For | For |
| 10 | Elect Gerald W. Schwartz | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Approval of Unallocated Options Under the Stock Option Incentive Plan | | Mgmt | For | Against | Against |
| 13 | Amendment to the Deferred Stock Unit Plan | | Mgmt | For | For | For |
| 14 | Transaction of Other Business | | Mgmt | For | Against | Against |
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Investors Real Estate Trust | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IRET | CUSIP 461730400 | | 05/19/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jeffrey P. Caira | | Mgmt | For | For | For |
| 2 | Elect Michael T. Dance | | Mgmt | For | For | For |
| 3 | Elect Mark O. Decker, Jr. | | Mgmt | For | For | For |
| 4 | Elect Emily Nagle Green | | Mgmt | For | For | For |
| 5 | Elect Linda Hall | | Mgmt | For | For | For |
| 6 | Elect Terrance Maxwell | | Mgmt | For | For | For |
| 7 | Elect John A. Schissel | | Mgmt | For | For | For |
| 8 | Elect Mary J. Twinem | | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 10 | Amendment to the 2015 Incentive Plan | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
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Jazz Pharmaceuticals Public Limited Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| JAZZ | CUSIP G50871105 | | 08/01/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Paul L. Berns | | Mgmt | For | For | For |
| 2 | Elect Patrick G. Enright | | Mgmt | For | For | For |
| 3 | Elect Seamus C. Mulligan | | Mgmt | For | For | For |
| 4 | Elect Norbert G. Riedel | | Mgmt | For | For | For |
| 5 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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JetBlue Airways Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| JBLU | CUSIP 477143101 | | 05/14/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect B. Ben Baldanza | | Mgmt | For | For | For |
| 2 | Elect Peter Boneparth | | Mgmt | For | For | For |
| 3 | Elect Virginia Gambale | | Mgmt | For | For | For |
| 4 | Elect Robin Hayes | | Mgmt | For | For | For |
| 5 | Elect Ellen Jewett | | Mgmt | For | For | For |
| 6 | Elect Robert Ledluc | | Mgmt | For | For | For |
| 7 | Elect Teri P. McClure | | Mgmt | For | For | For |
| 8 | Elect Sarah Robb O'Hagan | | Mgmt | For | For | For |
| 9 | Elect Vivek Sharma | | Mgmt | For | For | For |
| 10 | Elect Thomas Winkelmann | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Approval of the 2020 Omnibus Equity Incentive Plan | | Mgmt | For | For | For |
| 13 | Approval of the 2020 Crewmember Stock Purchase Plan | | Mgmt | For | For | For |
| 14 | Ratification of Auditor | | Mgmt | For | For | For |
| 15 | Amend Shareholder Right to Call Special Meeting | | Mgmt | For | For | For |
| 16 | Amend Shareholder Right to Act by Written Consent | | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | | ShrHoldr | Against | Against | For |
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Kennedy-Wilson Holdings, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| KW | CINS 489398107 | | 06/11/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Todd Boehly | | Mgmt | For | TNA | N/A |
| 2 | Elect David A. Minella | | Mgmt | For | TNA | N/A |
| 3 | Elect Mary Ricks | | Mgmt | For | TNA | N/A |
| 4 | Elect Sanaz Zaimi | | Mgmt | For | TNA | N/A |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 6 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
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Kennedy-Wilson Holdings, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| KW | CUSIP 489398107 | | 06/11/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Todd Boehly | | Mgmt | For | For | For |
| 2 | Elect David A. Minella | | Mgmt | For | For | For |
| 3 | Elect Mary Ricks | | Mgmt | For | For | For |
| 4 | Elect Sanaz Zaimi | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 6 | Ratification of Auditor | | Mgmt | For | For | For |
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Landec Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| LNDC | CUSIP 514766104 | | 10/16/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Albert D. Bolles | | Mgmt | For | For | For |
| 1.2 | Elect Deborah Carosella | | Mgmt | For | For | For |
| 1.3 | Elect Tonia L. Pankopf | | Mgmt | For | For | For |
| 1.4 | Elect Craig A. Barbarosh | | Mgmt | For | For | For |
| 1.5 | Elect Charles Macaluso | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Approval of the 2019 Stock Incentive Plan | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Limelight Networks, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| LLNW | CUSIP 53261M104 | | 06/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Walter D. Amaral | | Mgmt | For | For | For |
| 1.2 | Elect Scott Genereux | | Mgmt | For | For | For |
| 1.3 | Elect Patricia Hadden | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Lincoln Educational Services Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| LINC | CUSIP 533535100 | | 06/16/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Alvin O. Austin | | Mgmt | For | For | For |
| 1.2 | Elect Peter S. Burgess | | Mgmt | For | For | For |
| 1.3 | Elect James J. Burke, Jr. | | Mgmt | For | For | For |
| 1.4 | Elect Celia H. Currin | | Mgmt | For | For | For |
| 1.5 | Elect Ronald E. Harbour | | Mgmt | For | For | For |
| 1.6 | Elect J. Barry Morrow | | Mgmt | For | For | For |
| 1.7 | Elect Scott M. Shaw | | Mgmt | For | For | For |
| 1.8 | Elect Kevin M. Carney | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Approval of the 2020 Long-Term Incentive Plan | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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M.D.C. Holdings, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MDC | CUSIP 552676108 | | 04/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David D. Mandarich | | Mgmt | For | For | For |
| 1.2 | Elect Paris G. Reece, III | | Mgmt | For | For | For |
| 1.3 | Elect David Siegel | | Mgmt | For | Withhold | Against |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| 3 | Approval of the 2020 Equity Plan for Non-Employee Directors | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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Manitex International, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MNTX | CUSIP 563420108 | | 06/03/2020 | Take No Action |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ronald M. Clark | | Mgmt | For | TNA | N/A |
| 1.2 | Elect Steve Filipov | | Mgmt | For | TNA | N/A |
| 1.3 | Elect Robert S. Gigliotti | | Mgmt | For | TNA | N/A |
| 1.4 | Elect Frederick B. Knox | | Mgmt | For | TNA | N/A |
| 1.5 | Elect David J. Langevin | | Mgmt | For | TNA | N/A |
| 1.6 | Elect Marvin B. Rosenberg | | Mgmt | For | TNA | N/A |
| 1.7 | Elect Indo Schiller | | Mgmt | For | TNA | N/A |
| 1.8 | Elect Stephen J. Tober | | Mgmt | For | TNA | N/A |
| 2 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| 4 | Amendment to the 2019 Equity Incentive Plan | | Mgmt | For | TNA | N/A |
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Marchex, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MCHX | CUSIP 56624R108 | | 09/26/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Dennis Cline | | Mgmt | For | For | For |
| 1.2 | Elect Donald Cogsville | | Mgmt | For | For | For |
| 1.3 | Elect Russell C. Horowitz | | Mgmt | For | For | For |
| 1.4 | Elect M. Wayne Wisehart | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
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Marten Transport, Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MRTN | CUSIP 573075108 | | 05/05/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Randolph L. Marten | | Mgmt | For | For | For |
| 1.2 | Elect Larry B. Hagness | | Mgmt | For | For | For |
| 1.3 | Elect Thomas J. Winkel | | Mgmt | For | For | For |
| 1.4 | Elect Jerry M. Bauer | | Mgmt | For | For | For |
| 1.5 | Elect Robert L. Demorest | | Mgmt | For | Withhold | Against |
| 1.6 | Elect Ronald R. Booth | | Mgmt | For | For | For |
| 1.7 | Elect Kathleen P. Iverson | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Transaction of Other Business | | Mgmt | For | Against | Against |
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MDU Resources Group, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MDU | CUSIP 552690109 | | 05/12/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Thomas Everist | | Mgmt | For | For | For |
| 2 | Elect Karen B. Fagg | | Mgmt | For | For | For |
| 3 | Elect David L. Goodin | | Mgmt | For | For | For |
| 4 | Elect Mark A. Hellerstein | | Mgmt | For | For | For |
| 5 | Elect Dennis W. Johnson | | Mgmt | For | For | For |
| 6 | Elect Patricia L. Moss | | Mgmt | For | For | For |
| 7 | Elect Edward A Ryan | | Mgmt | For | For | For |
| 8 | Elect David Sparby | | Mgmt | For | For | For |
| 9 | Elect Chenxi Wang | | Mgmt | For | For | For |
| 10 | Elect John K. Wilson | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
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MGIC Investment Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MTG | CUSIP 552848103 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Daniel A. Arrigoni | | Mgmt | For | For | For |
| 1.2 | Elect C. Edward Chaplin | | Mgmt | For | For | For |
| 1.3 | Elect Curt S. Culver | | Mgmt | For | For | For |
| 1.4 | Elect Jay C. Hartzell | | Mgmt | For | For | For |
| 1.5 | Elect Timothy A. Holt | | Mgmt | For | For | For |
| 1.6 | Elect Kenneth M. Jastrow II | | Mgmt | For | For | For |
| 1.7 | Elect Jodeen A. Kozlak | | Mgmt | For | For | For |
| 1.8 | Elect Michael E. Lehman | | Mgmt | For | For | For |
| 1.9 | Elect Melissa B. Lora | | Mgmt | For | For | For |
| 1.10 | Elect Timothy J. Mattke | | Mgmt | For | For | For |
| 1.11 | Elect Gary A. Poliner | | Mgmt | For | For | For |
| 1.12 | Elect Sheryl L. Sculley | | Mgmt | For | For | For |
| 1.13 | Elect Mark M. Zandi | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Approval of the 2020 Omnibus Incentive Plan | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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Mitek Systems, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MITK | CUSIP 606710200 | | 03/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William K. Aulet | | Mgmt | For | For | For |
| 1.2 | Elect Max Carnecchia | | Mgmt | For | For | For |
| 1.3 | Elect James C. Hale | | Mgmt | For | For | For |
| 1.4 | Elect Bruce E. Hansen | | Mgmt | For | For | For |
| 1.5 | Elect Alex W. Hart | | Mgmt | For | For | For |
| 1.6 | Elect Jane J. Thompson | | Mgmt | For | For | For |
| 1.7 | Elect Donna C. Wells | | Mgmt | For | For | For |
| 2 | 2020 Incentive Plan | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Motorcar Parts of America, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MPAA | CUSIP 620071100 | | 09/05/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Selwyn Joffe | | Mgmt | For | For | For |
| 2 | Elect Scott J. Adelson | | Mgmt | For | For | For |
| 3 | Elect David Bryan | | Mgmt | For | For | For |
| 4 | Elect Rudolph Borneo | | Mgmt | For | For | For |
| 5 | Elect Joseph Ferguson | | Mgmt | For | For | For |
| 6 | Elect Philip Gay | | Mgmt | For | For | For |
| 7 | Elect Duane Miller | | Mgmt | For | Against | Against |
| 8 | Elect Jeffrey Mirvis | | Mgmt | For | For | For |
| 9 | Elect Barbara L. Whittaker | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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NCR Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| NCR | CUSIP 62886E108 | | 04/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Mark W. Begor | | Mgmt | For | For | For |
| 1.2 | Elect Gregory R. Blank | | Mgmt | For | For | For |
| 1.3 | Elect Catherine L. Burke | | Mgmt | For | For | For |
| 1.4 | Elect Chinh E. Chu | | Mgmt | For | For | For |
| 1.5 | Elect Deborah A. Farrington | | Mgmt | For | For | For |
| 1.6 | Elect Michael D. Hayford | | Mgmt | For | For | For |
| 1.7 | Elect Georgette D. Kiser | | Mgmt | For | For | For |
| 1.8 | Elect Kirk T. Larsen | | Mgmt | For | For | For |
| 1.9 | Elect Frank R. Martire | | Mgmt | For | For | For |
| 1.10 | Elect Matthew A. Thompson | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Amendment to the 2017 Stock Incentive Plan | | Mgmt | For | For | For |
| 5 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
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Northwest Pipe Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| NWPX | CUSIP 667746101 | | 06/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Scott Montross | | Mgmt | For | For | For |
| 2 | Elect John Paschal | | Mgmt | For | For | For |
| 3 | Elect William S. Yearsley | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
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Oil-Dri Corporation of America | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ODC | CUSIP 677864100 | | 12/11/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ellen-Blair Chube | | Mgmt | For | For | For |
| 1.2 | Elect Paul M. Hindsley | | Mgmt | For | For | For |
| 1.3 | Elect Daniel S. Jaffee | | Mgmt | For | For | For |
| 1.4 | Elect Joseph C. Miller | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Michael A. Nemeroff | | Mgmt | For | Withhold | Against |
| 1.6 | Elect George C. Roeth | | Mgmt | For | For | For |
| 1.7 | Elect Allan H. Selig | | Mgmt | For | For | For |
| 1.8 | Elect Paul E. Suckow | | Mgmt | For | For | For |
| 1.9 | Elect Lawrence E. Washow | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Amendment to the 2006 Long-Term Incentive Plan | | Mgmt | For | For | For |
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OneSpan Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| OSPN | CUSIP 68287N100 | | 06/10/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Marc C. Boroditsky | | Mgmt | For | For | For |
| 2 | Elect Scott M. Clements | | Mgmt | For | For | For |
| 3 | Elect Michael P. Cullinane | | Mgmt | For | For | For |
| 4 | Elect John N. Fox, Jr. | | Mgmt | For | For | For |
| 5 | Elect Naureen Hassan | | Mgmt | For | For | For |
| 6 | Elect Jean K. Holley | | Mgmt | For | For | For |
| 7 | Elect T. Kendall Hunt | | Mgmt | For | For | For |
| 8 | Elect Marianne Johnson | | Mgmt | For | For | For |
| 9 | Elect Matthew Moog | | Mgmt | For | For | For |
| 10 | Elect Marc Zenner | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| 13 | Ratification of Auditor | | Mgmt | For | For | For |
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Perma-Fix Environmental Services, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PESI | CUSIP 714157203 | | 07/25/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Louis F. Centofanti | | Mgmt | For | Withhold | Against |
| 1.2 | Elect S. Robert Cochran | | Mgmt | For | Withhold | Against |
| 1.3 | Elect Joe R. Reeder | | Mgmt | For | Withhold | Against |
| 1.4 | Elect Larry M. Shelton | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Zach P. Wamp | | Mgmt | For | Withhold | Against |
| 1.6 | Elect Mark A. Zwecker | | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Photronics, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PLAB | CUSIP 719405102 | | 03/16/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Walter M. Fiederowicz | | Mgmt | For | For | For |
| 1.2 | Elect Dr. Peter S. Kirlin | | Mgmt | For | For | For |
| 1.3 | Elect Constantine S. Macricostas | | Mgmt | For | For | For |
| 1.4 | Elect George Macricostas | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Mary Paladino | | Mgmt | For | For | For |
| 1.6 | Elect Mitchell G. Tyson | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Approval of Section 382 Rights Agreement | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Pioneer Power Solutions, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PPSI | CUSIP 723836300 | | 11/22/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Nathan J. Mazurek | | Mgmt | For | For | For |
| 1.2 | Elect Thomas Klink | | Mgmt | For | Withhold | Against |
| 1.3 | Elect Yossi Cohn | | Mgmt | For | For | For |
| 1.4 | Elect Ian Ross | | Mgmt | For | For | For |
| 1.5 | Elect David Tesler | | Mgmt | For | For | For |
| 1.6 | Elect Jonathan Tulkoff | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
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Pixelworks, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PXLW | CUSIP 72581M305 | | 05/15/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Todd A. DeBonis | | Mgmt | For | For | For |
| 1.2 | Elect Amy Bunszel | | Mgmt | For | For | For |
| 1.3 | Elect C. Scott Gibson | | Mgmt | For | For | For |
| 1.4 | Elect Daniel J. Heneghan | | Mgmt | For | For | For |
| 1.5 | Elect Richard L. Sanquini | | Mgmt | For | For | For |
| 1.6 | Elect David J. Tupman | | Mgmt | For | For | For |
| 2 | Amendment to the 2006 Stock Incentive Plan | | Mgmt | For | Against | Against |
| 3 | Amendment to the 2010 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
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PotlatchDeltic Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PCH | CUSIP 737630103 | | 05/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Linda M. Breard | | Mgmt | For | For | For |
| 2 | Elect Lawrence S. Peiros | | Mgmt | For | For | For |
| 3 | Elect Eric J. Cremers | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Powell Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| POWL | CUSIP 739128106 | | 02/19/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Christopher E. Cragg | | Mgmt | For | For | For |
| 1.2 | Elect Perry L. Elders | | Mgmt | For | For | For |
| 1.3 | Elect Katheryn B. Curtis | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Pretium Resources Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| PVG | CUSIP 74139C102 | | 04/30/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Board Size | | Mgmt | For | For | For |
| 2.1 | Elect Richard O'Brien | | Mgmt | For | For | For |
| 2.2 | Elect George Paspalas | | Mgmt | For | For | For |
| 2.3 | Elect Peter Birkey | | Mgmt | For | For | For |
| 2.4 | Elect David Smith | | Mgmt | For | For | For |
| 2.5 | Elect Faheem Tejani | | Mgmt | For | For | For |
| 2.6 | Elect Robin Bienenstock | | Mgmt | For | For | For |
| 2.7 | Elect Jeane Hull | | Mgmt | For | For | For |
| 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Radian Group Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| RDN | CUSIP 750236101 | | 05/13/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Herbert Wender | | Mgmt | For | For | For |
| 2 | Elect Brad L. Conner | | Mgmt | For | For | For |
| 3 | Elect Howard B. Culang | | Mgmt | For | For | For |
| 4 | Elect Debra A. Hess | | Mgmt | For | For | For |
| 5 | Elect Lisa W. Hess | | Mgmt | For | For | For |
| 6 | Elect Lisa Mumford | | Mgmt | For | For | For |
| 7 | Elect Gaetano Muzio | | Mgmt | For | For | For |
| 8 | Elect Gregory V. Serio | | Mgmt | For | For | For |
| 9 | Elect Noel J. Spiegel | | Mgmt | For | For | For |
| 10 | Elect Richard G. Thornberry | | Mgmt | For | For | For |
| 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
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RCM Technologies, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| RCMT | CUSIP 749360400 | | 12/13/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Roger H. Ballou | | Mgmt | For | For | For |
| 2 | Elect Rick Genovese | | Mgmt | For | For | For |
| 3 | Elect Swarna Srinivas Kakodkar | | Mgmt | For | For | For |
| 4 | Elect Leon Kopyt | | Mgmt | For | For | For |
| 5 | Elect S. Gary Snodgrass | | Mgmt | For | For | For |
| 6 | Elect Bradley S. Vizi | | Mgmt | For | For | For |
| 7 | Ratification of Auditor | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 9 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Roxgold Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ROXG | CINS 779899202 | | 06/26/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Mix | Canada | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect Oliver Lennox-King | | Mgmt | For | For | For |
| 3 | Elect Richard Colterjohn | | Mgmt | For | For | For |
| 4 | Elect Jonathan A. Rubenstein | | Mgmt | For | For | For |
| 5 | Elect John L. Knowles | | Mgmt | For | For | For |
| 6 | Elect John Dorward | | Mgmt | For | For | For |
| 7 | Elect Kate Harcourt | | Mgmt | For | For | For |
| 8 | Elect Norman Pitcher | | Mgmt | For | For | For |
| 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 10 | Amendment to the Stock Option Plan | | Mgmt | For | Against | Against |
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Select Energy Services, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| WTTR | CUSIP 81617J301 | | 05/08/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David C. Baldwin | | Mgmt | For | For | For |
| 2 | Elect Richard A. Burnett | | Mgmt | For | For | For |
| 3 | Elect Robert V. Delaney | | Mgmt | For | For | For |
| 4 | Elect Troy W. Thacker | | Mgmt | For | For | For |
| 5 | Elect Holli C. Ladhani | | Mgmt | For | For | For |
| 6 | Elect Keith O. Rattie | | Mgmt | For | For | For |
| 7 | Elect John Schmitz | | Mgmt | For | For | For |
| 8 | Elect David A. Trice | | Mgmt | For | For | For |
| 9 | Elect Douglas J. Wall | | Mgmt | For | For | For |
| 10 | Ratification of Auditor | | Mgmt | For | For | For |
| 11 | Amendment to the 2016 Equity Incentive Plan | | Mgmt | For | For | For |
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Sensus Healthcare, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SRTS | CUSIP 81728J109 | | 06/05/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect William McCall | | Mgmt | For | Against | Against |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
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Skechers U.S.A., Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SKX | CUSIP 830566105 | | 05/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Katherine Blair | | Mgmt | For | For | For |
| 1.2 | Elect Geyer Kosinski | | Mgmt | For | For | For |
| 1.3 | Elect Richard Rappaport | | Mgmt | For | For | For |
| 1.4 | Elect Richard Siskind | | Mgmt | For | For | For |
| 2 | Shareholder Proposal Regarding Human Rights Policy | | ShrHoldr | Against | Against | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Spark Energy, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SPKE | CUSIP 846511103 | | 05/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Amanda E. Bush | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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Spark Power Group Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SPG | CINS 84651C109 | | 06/04/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Canada | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
�� | 2 | Elect Larry D. Taylor | | Mgmt | For | For | For |
| 3 | Elect Andrew Clark | | Mgmt | For | For | For |
| 4 | Elect Jason Sparaga | | Mgmt | For | For | For |
| 5 | Elect Lucio Di Clemente | | Mgmt | For | For | For |
| 6 | Elect Joseph Quarin | | Mgmt | For | For | For |
| 7 | Elect Daniel Peloquin | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
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Spartan Motors, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SPAR | CUSIP 846819100 | | 05/20/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Angela K Freeman | | Mgmt | For | For | For |
| 1.2 | Elect Dominic A. Romeo | | Mgmt | For | For | For |
| 1.3 | Elect Andrew Rooke | | Mgmt | For | For | For |
| 2 | Company Name Change | | Mgmt | For | For | For |
| 3 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
| 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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SRC Energy Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SRCI | CUSIP 78470V108 | | 01/13/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | PDC Transaction | | Mgmt | For | For | For |
| 2 | Advisory Vote on Golden Parachutes | | Mgmt | For | Against | Against |
| 3 | Right to Adjourn Meeting | | Mgmt | For | For | For |
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Standard Lithium Ltd. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SLL | CINS 853606101 | | 12/30/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Mix | Canada | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Board Size | | Mgmt | For | For | For |
| 3 | Elect Robert Mintak | | Mgmt | For | Against | Against |
| 4 | Elect Andrew Robinson | | Mgmt | For | Against | Against |
| 5 | Elect Anthony Alvaro | | Mgmt | For | For | For |
| 6 | Elect Jeffrey Barber | | Mgmt | For | For | For |
| 7 | Elect Robert Cross | | Mgmt | For | For | For |
| 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 9 | Amendment to By-Law No. 1 | | Mgmt | For | For | For |
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Sterling Construction Company, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| STRL | CUSIP 859241101 | | 05/06/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Roger A. Cregg | | Mgmt | For | For | For |
| 2 | Elect Joseph Cutillo | | Mgmt | For | For | For |
| 3 | Elect Marian M Davenport | | Mgmt | For | For | For |
| 4 | Elect Raymond F. Messer | | Mgmt | For | For | For |
| 5 | Elect Dana C. O'Brien | | Mgmt | For | For | For |
| 6 | Elect Charles R. Patton | | Mgmt | For | For | For |
| 7 | Elect Thomas M. White | | Mgmt | For | For | For |
| 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 9 | Ratification of Auditor | | Mgmt | For | For | For |
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Stock Yards Bancorp, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| SYBT | CUSIP 861025104 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Paul J Bickel III | | Mgmt | For | For | For |
| 2 | Elect J. McCauley Brown | | Mgmt | For | For | For |
| 3 | Elect David P. Heintzman | | Mgmt | For | For | For |
| 4 | Elect Donna L. Heitzman | | Mgmt | For | For | For |
| 5 | Elect Carl G. Herde | | Mgmt | For | For | For |
| 6 | Elect James A. Hillebrand | | Mgmt | For | For | For |
| 7 | Elect Richard A. Lechleiter | | Mgmt | For | For | For |
| 8 | Elect Stephen M. Priebe | | Mgmt | For | For | For |
| 9 | Elect John L. Schutte | | Mgmt | For | For | For |
| 10 | Elect Norman Tasman | | Mgmt | For | For | For |
| 11 | Elect Kathy C. Thompson | | Mgmt | For | For | For |
| 12 | Ratification of Auditor | | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Teranga Gold Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| TGZ | CINS 880797204 | | 06/17/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Mix | Canada | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Elect Alan R. Hill | | Mgmt | For | Against | Against |
| 3 | Elect Richard S. Young | | Mgmt | For | For | For |
| 4 | Elect Simon P. Bottoms | | Mgmt | For | For | For |
| 5 | Elect Jendayi E. Frazer | | Mgmt | For | For | For |
| 6 | Elect Paula Caldwell St-Onge | | Mgmt | For | For | For |
| 7 | Elect David J. Mimran | | Mgmt | For | Against | Against |
| 8 | Elect Alan R. Thomas | | Mgmt | For | For | For |
| 9 | Elect Frank D. Wheatley | | Mgmt | For | For | For |
| 10 | Elect William J. Biggar | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Stock Option Plan Renewal | | Mgmt | For | Against | Against |
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The Bancorp, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| TBBK | CUSIP 05969A105 | | 05/14/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Daniel G. Cohen | | Mgmt | For | For | For |
| 2 | Elect Damian M. Kozlowski | | Mgmt | For | For | For |
| 3 | Elect Walter T. Beach | | Mgmt | For | For | For |
| 4 | Elect Michael J. Bradley | | Mgmt | For | For | For |
| 5 | Elect John C. Chrystal | | Mgmt | For | For | For |
| 6 | Elect Matthew Cohn | | Mgmt | For | For | For |
| 7 | Elect John M. Eggemeyer | | Mgmt | For | For | For |
| 8 | Elect Hersh Kozlov | | Mgmt | For | Against | Against |
| 9 | Elect William H. Lamb | | Mgmt | For | For | For |
| 10 | Elect James J. McEntee, III | | Mgmt | For | For | For |
| 11 | Elect Daniela A. Mielke | | Mgmt | For | For | For |
| 12 | Elect Stephanie B. Mudick | | Mgmt | For | For | For |
| 13 | Elect Mei-Mei Tuan | | Mgmt | For | For | For |
| 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 15 | Approval of the 2020 Equity Incentive Plan | | Mgmt | For | For | For |
| 16 | Ratification of Auditor | | Mgmt | For | For | For |
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The Gorman-Rupp Company | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| GRC | CUSIP 383082104 | | 04/23/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Donald H. Bullock Jr. | | Mgmt | For | For | For |
| 1.2 | Elect Jeffrey S. Gorman | | Mgmt | For | For | For |
| 1.3 | Elect M. Ann Harlan | | Mgmt | For | Withhold | Against |
| 1.4 | Elect Christopher H. Lake | | Mgmt | For | For | For |
| 1.5 | Elect Sonja K. McClelland | | Mgmt | For | For | For |
| 1.6 | Elect Vincent K. Petrella | | Mgmt | For | For | For |
| 1.7 | Elect Kenneth R. Reynolds | | Mgmt | For | For | For |
| 1.8 | Elect Rick R. Taylor | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Thor Industries, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| THO | CUSIP 885160101 | | 12/13/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Andrew E. Graves | | Mgmt | For | For | For |
| 1.2 | Elect Amelia A. Huntington | | Mgmt | For | For | For |
| 1.3 | Elect Wilson R. Jones | | Mgmt | For | For | For |
| 1.4 | Elect Christopher J. Klein | | Mgmt | For | For | For |
| 1.5 | Elect J. Allen Kosowsky | | Mgmt | For | For | For |
| 1.6 | Elect Robert W. Martin | | Mgmt | For | For | For |
| 1.7 | Elect Peter B. Orthwein | | Mgmt | For | For | For |
| 1.8 | Elect Jan H. Suwinski | | Mgmt | For | For | For |
| 1.9 | Elect James L. Ziemer | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Transcat, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| TRNS | CUSIP 893529107 | | 09/11/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Charles P. Hadeed | | Mgmt | For | For | For |
| 1.2 | Elect Paul D. Moore | | Mgmt | For | For | For |
| 1.3 | Elect Angela J. Panzarella | | Mgmt | For | For | For |
| 2 | Board Size | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 5 | Ratification of Auditor | | Mgmt | For | For | For |
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Trico Bancshares | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| TCBK | CUSIP 896095106 | | 05/27/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Donald J. Amaral | | Mgmt | For | For | For |
| 1.2 | Elect L. Gage Chrysler III | | Mgmt | For | For | For |
| 1.3 | Elect Craig S. Compton | | Mgmt | For | For | For |
| 1.4 | Elect Kirsten E. Garen | | Mgmt | For | For | For |
| 1.5 | Elect Cory W. Giese | | Mgmt | For | For | For |
| 1.6 | Elect John S. A. Hasbrook | | Mgmt | For | For | For |
| 1.7 | Elect Margaret L. Kane | | Mgmt | For | Withhold | Against |
| 1.8 | Elect Michael W. Koehnen | | Mgmt | For | For | For |
| 1.9 | Elect Martin A. Mariani | | Mgmt | For | For | For |
| 1.10 | Elect Thomas C. McGraw | | Mgmt | For | For | For |
| 1.11 | Elect Richard P. Smith | | Mgmt | For | For | For |
| 1.12 | Elect Kimberley H. Vogel | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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Trinity Biotech Plc | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| TRIB | CUSIP 896438306 | | 07/09/2019 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | | Mgmt | For | For | For |
| 2 | Elect James D. Merselis | | Mgmt | For | For | For |
| 3 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| 4 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| 5 | Authority to Set Price forTreasury Shares | | Mgmt | For | For | For |
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Triple-S Management Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| GTS | CUSIP 896749108 | | 04/24/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Cari M. Dominguez | | Mgmt | For | Against | Against |
| 2 | Elect Roberto Santa Maria-Ros | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 5 | Amendment to the 2017 Incentive Plan | | Mgmt | For | For | For |
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Tristate Capital Holdings, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| TSC | CUSIP 89678F100 | | 05/29/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Anthony J. Buzzelli | | Mgmt | For | For | For |
| 1.2 | Elect Helen Hanna Casey | | Mgmt | For | Withhold | Against |
| 1.3 | Elect Brian S. Fetterolf | | Mgmt | For | Withhold | Against |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
| 4 | Amendment to the Omnibus Incentive Plan | | Mgmt | For | For | For |
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Trxade Group, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| MEDS | CUSIP 89846A207 | | 05/29/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Suren Ajjarapu | | Mgmt | For | Withhold | Against |
| 1.2 | Elect Prashant Patel | | Mgmt | For | Withhold | Against |
| 1.3 | Elect Donald G. Fell | | Mgmt | For | Withhold | Against |
| 1.4 | Elect Michael L. Peterson | | Mgmt | For | For | For |
| 1.5 | Elect Pamela Tenaerts | | Mgmt | For | For | For |
| 2 | Amendment to the 2019 Equity Incentive Plan | | Mgmt | For | Against | Against |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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UMB Financial Corporation | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| UMBF | CUSIP 902788108 | | 04/28/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robin C. Beery | | Mgmt | For | For | For |
| 1.2 | Elect Janine A. Davidson | | Mgmt | For | For | For |
| 1.3 | Elect Kevin C. Gallagher | | Mgmt | For | For | For |
| 1.4 | Elect Greg M. Graves | | Mgmt | For | Withhold | Against |
| 1.5 | Elect Alexander C. Kemper | | Mgmt | For | For | For |
| 1.6 | Elect J. Mariner Kemper | | Mgmt | For | For | For |
| 1.7 | Elect Gordon E. Lansford III | | Mgmt | For | For | For |
| 1.8 | Elect Timothy R. Murphy | | Mgmt | For | For | For |
| 1.9 | Elect Tamara M. Peterman | | Mgmt | For | For | For |
| 1.10 | Elect Kris A. Robbins | | Mgmt | For | For | For |
| 1.11 | Elect L. Joshua Sosland | | Mgmt | For | For | For |
| 1.12 | Elect Paul Uhlmann III | | Mgmt | For | For | For |
| 1.13 | Elect Leroy J. Williams, Jr. | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Ratification of Auditor | | Mgmt | For | For | For |
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USA Technologies, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| USAT | CUSIP 90328S500 | | 05/21/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Lisa P. Baird | | Mgmt | For | For | For |
| 2 | Elect Douglas G. Bergeron | | Mgmt | For | For | For |
| 3 | Elect Douglas L. Braunstein | | Mgmt | For | For | For |
| 4 | Elect Jacob Lamm | | Mgmt | For | For | For |
| 5 | Elect Donald W. Layden, Jr. | | Mgmt | For | For | For |
| 6 | Elect Patricia A. Oelrich | | Mgmt | For | For | For |
| 7 | Elect Michael K. Passilla | | Mgmt | For | For | For |
| 8 | Elect Ellen Richey | | Mgmt | For | For | For |
| 9 | Elect Anne M. Smalling | | Mgmt | For | For | For |
| 10 | Elect Shannon S. Warren | | Mgmt | For | For | For |
| 11 | Ratification of Auditor | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | Against | For | Against |
| 13 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| 14 | Opt Out of Subchapter E | | Mgmt | For | For | For |
| 15 | Opt Out of Subchapter F | | Mgmt | For | For | For |
| 16 | Amendment to the 2018 Equity Compensation Plan | | Mgmt | For | For | For |
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Vistra Energy Corp. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| VST | CUSIP 92840M102 | | 04/29/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Repeal of Classified Board | | Mgmt | For | For | For |
| 2 | Elect Hillary E. Ackermann | | Mgmt | For | For | For |
| 3 | Elect Arcilia A. Acosta | | Mgmt | For | For | For |
| 4 | Elect Gavin R. Baiera | | Mgmt | For | For | For |
| 5 | Elect Paul M. Barbas | | Mgmt | For | For | For |
| 6 | Elect Lisa Crutchfield | | Mgmt | For | For | For |
| 7 | Elect Brian K. Ferraioli | | Mgmt | For | For | For |
| 8 | Elect Scott B. Helm | | Mgmt | For | For | For |
| 9 | Elect Jeff D. Hunter | | Mgmt | For | For | For |
| 10 | Elect Curtis A. Morgan | | Mgmt | For | For | For |
| 11 | Elect John R. Sult | | Mgmt | For | For | For |
| 12 | Elect Gavin R. Baiera | | Mgmt | For | For | For |
| 13 | Elect Scott B. Helm | | Mgmt | For | For | For |
| 14 | Elect Curtis A. Morgan | | Mgmt | For | For | For |
| 15 | Elect John R. Sult | | Mgmt | For | For | For |
| 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 17 | Ratification of Auditor | | Mgmt | For | For | For |
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Vonage Holdings Corp. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| VG | CUSIP 92886T201 | | 06/11/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Hamid Akhavan | | Mgmt | For | For | For |
| 2 | Elect Jan Hauser | | Mgmt | For | For | For |
| 3 | Elect Priscilla Hung | | Mgmt | For | For | For |
| 4 | Elect Carolyn Katz | | Mgmt | For | For | For |
| 5 | Elect Alan Masarek | | Mgmt | For | For | For |
| 6 | Elect Michael J. McConnell | | Mgmt | For | For | For |
| 7 | Elect John J. Roberts | | Mgmt | For | For | For |
| 8 | Elect Gary Steele | | Mgmt | For | For | For |
| 9 | Ratification of Auditor | | Mgmt | For | For | For |
| 10 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Waddell & Reed Financial, Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| WDR | CUSIP 930059100 | | 04/29/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Sharilyn S. Gasaway | | Mgmt | For | For | For |
| 1.2 | Elect Katherine M.A. Kline | | Mgmt | For | For | For |
| 1.3 | Elect Jerry W. Walton | | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| 3 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | For |
| 4 | Ratification of Auditor | | Mgmt | For | For | For |
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Western Forest Products Inc. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| WEF | CINS 958211203 | | 05/22/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Canada | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Board Size | | Mgmt | For | For | For |
| 3 | Elect James Arthurs | | Mgmt | For | For | For |
| 4 | Elect Jane Bird | | Mgmt | For | For | For |
| 5 | Elect Laura A. Cillis | | Mgmt | For | For | For |
| 6 | Elect Don Demens | | Mgmt | For | For | For |
| 7 | Elect Lee Doney | | Mgmt | For | Against | Against |
| 8 | Elect Daniel Nocente | | Mgmt | For | For | For |
| 9 | Elect Cheri Phyfer | | Mgmt | For | For | For |
| 10 | Elect Michael T. Waites | | Mgmt | For | For | For |
| 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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Zagg Inc | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ZAGG | CUSIP 98884U108 | | 06/11/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Chris Ahern | | Mgmt | For | For | For |
| 1.2 | Elect Michael T. Birch | | Mgmt | For | For | For |
| 1.3 | Elect Cheryl A. Larabee | | Mgmt | For | For | For |
| 1.4 | Elect Daniel R. Maurer | | Mgmt | For | For | For |
| 1.5 | Elect P. Scott Stubbs | | Mgmt | For | For | For |
| 1.6 | Elect Ronald G. Garriques | | Mgmt | For | For | For |
| 1.7 | Elect Edward Terino | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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Zovio Inc | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ZVO | CUSIP 98979V102 | | 05/13/2020 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | United States | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael P. Cole | | Mgmt | For | For | For |
| 1.2 | Elect Ryan Craig | | Mgmt | For | Withhold | Against |
| 1.3 | Elect Michael B. Horn | | Mgmt | For | For | For |
| 2 | Ratification of Auditor | | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Heartland Group, Inc.
Name: William R. Nasgovitz