UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number 811-04986 |
___Franklin Investors Securities Trust____ |
(Exact name of registrant as specified in charter) |
One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
Alison E. Baur, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: (650) 312-2000 |
Date of fiscal year end: 10/31 |
Date of reporting period: 6/30/2023 |
Item 1. Proxy Voting Records. |
Franklin Convertible Securities Fund
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NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nicole S. Arnaboldi | Management | For | For |
1b | Elect Director Sherry S. Barrat | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Naren K. Gursahaney | Management | For | For |
1f | Elect Director Kirk S. Hachigian | Management | For | For |
1g | Elect Director John W. Ketchum | Management | For | For |
1h | Elect Director Amy B. Lane | Management | For | For |
1i | Elect Director David L. Porges | Management | For | For |
1j | Elect Director Deborah "Dev" Stahlkopf | Management | For | For |
1k | Elect Director John A. Stall | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Disclose Board Skills and Diversity Matrix | Shareholder | Against | For |
Franklin Equity Income Fund
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AMERICAN EXPRESS COMPANY | ||||
Ticker: AXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas J. Baltimore | Management | For | Against |
1b | Elect Director John J. Brennan | Management | For | For |
1c | Elect Director Peter Chernin | Management | For | For |
1d | Elect Director Walter J. Clayton, III | Management | For | For |
1e | Elect Director Ralph de la Vega | Management | For | For |
1f | Elect Director Theodore J. Leonsis | Management | For | For |
1g | Elect Director Deborah P. Majoras | Management | For | For |
1h | Elect Director Karen L. Parkhill | Management | For | For |
1i | Elect Director Charles E. Phillips | Management | For | For |
1j | Elect Director Lynn A. Pike | Management | For | For |
1k | Elect Director Stephen J. Squeri | Management | For | For |
1l | Elect Director Daniel L. Vasella | Management | For | For |
1m | Elect Director Lisa W. Wardell | Management | For | For |
1n | Elect Director Christopher D. Young | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
6 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Shareholder | Against | Against |
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APOLLO GLOBAL MANAGEMENT, INC. | ||||
Ticker: APO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc A. Beilinson | Management | For | For |
1.2 | Elect Director James R. Belardi | Management | For | For |
1.3 | Elect Director Jessica Bibliowicz | Management | For | For |
1.4 | Elect Director Walter (Jay) Clayton, III | Management | For | For |
1.5 | Elect Director Michael Ducey | Management | For | For |
1.6 | Elect Director Richard Emerson | Management | For | For |
1.7 | Elect Director Kerry Murphy Healey | Management | For | For |
1.8 | Elect Director Mitra Hormozi | Management | For | For |
1.9 | Elect Director Pamela Joyner | Management | For | For |
1.10 | Elect Director Scott Kleinman | Management | For | For |
1.11 | Elect Director A.B. Krongard | Management | For | For |
1.12 | Elect Director Pauline Richards | Management | For | For |
1.13 | Elect Director Marc Rowan | Management | For | For |
1.14 | Elect Director David Simon | Management | For | For |
1.15 | Elect Director Lynn Swann | Management | For | For |
1.16 | Elect Director James Zelter | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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ARES MANAGEMENT CORPORATION | ||||
Ticker: ARES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Arougheti | Management | For | For |
1b | Elect Director Ashish Bhutani | Management | For | For |
1c | Elect Director Antoinette Bush | Management | For | For |
1d | Elect Director R. Kipp deVeer | Management | For | For |
1e | Elect Director Paul G. Joubert | Management | For | For |
1f | Elect Director David B. Kaplan | Management | For | For |
1g | Elect Director Michael Lynton | Management | For | For |
1h | Elect Director Eileen Naughton | Management | For | For |
1i | Elect Director Judy D. Olian | Management | For | For |
1j | Elect Director Antony P. Ressler | Management | For | Against |
1k | Elect Director Bennett Rosenthal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
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ARTHUR J. GALLAGHER & CO. | ||||
Ticker: AJG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director William L. Bax | Management | For | For |
1c | Elect Director Teresa H. Clarke | Management | For | For |
1d | Elect Director D. John Coldman | Management | For | For |
1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1f | Elect Director David S. Johnson | Management | For | For |
1g | Elect Director Christopher C. Miskel | Management | For | For |
1h | Elect Director Ralph J. Nicoletti | Management | For | For |
1i | Elect Director Norman L. Rosenthal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Certificate of Incorporation to Limit the Personal Liability of Certain Officers | Management | For | Against |
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ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Michel Demare as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Aradhana Sarin as Director | Management | For | For |
5d | Re-elect Philip Broadley as Director | Management | For | For |
5e | Re-elect Euan Ashley as Director | Management | For | For |
5f | Re-elect Deborah DiSanzo as Director | Management | For | For |
5g | Re-elect Diana Layfield as Director | Management | For | For |
5h | Re-elect Sheri McCoy as Director | Management | For | For |
5i | Re-elect Tony Mok as Director | Management | For | For |
5j | Re-elect Nazneen Rahman as Director | Management | For | For |
5k | Re-elect Andreas Rummelt as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise UK Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
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BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Jose (Joe) E. Almeida | Management | For | For |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1d | Elect Director Pierre J.P. de Weck | Management | For | For |
1e | Elect Director Arnold W. Donald | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Brian T. Moynihan | Management | For | For |
1i | Elect Director Lionel L. Nowell, III | Management | For | For |
1j | Elect Director Denise L. Ramos | Management | For | For |
1k | Elect Director Clayton S. Rose | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
8 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Shareholder | Against | Against |
9 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Shareholder | Against | Against |
10 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Against |
11 | Commission Third Party Racial Equity Audit | Shareholder | Against | For |
| ||||
BASF SE | ||||
Ticker: BAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.40 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal Year 2022 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal Year 2022 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal Year 2023 | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Amend Articles Re: Electronic Participation | Management | For | For |
8 | Approve Virtual-Only Shareholder Meetings Until 2025 | Management | For | For |
9 | Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission | Management | For | For |
| ||||
BAXTER INTERNATIONAL INC. | ||||
Ticker: BAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose (Joe) E. Almeida | Management | For | For |
1b | Elect Director Michael F. Mahoney | Management | For | For |
1c | Elect Director Patricia B. Morrison | Management | For | For |
1d | Elect Director Stephen N. Oesterle | Management | For | For |
1e | Elect Director Nancy M. Schlichting | Management | For | For |
1f | Elect Director Brent Shafer | Management | For | For |
1g | Elect Director Cathy R. Smith | Management | For | Against |
1h | Elect Director Amy A. Wendell | Management | For | For |
1i | Elect Director David S. Wilkes | Management | For | For |
1j | Elect Director Peter M. Wilver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
|
BLACKROCK, INC. |
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bader M. Alsaad | Management | For | For |
1b | Elect Director Pamela Daley | Management | For | For |
1c | Elect Director Laurence D. Fink | Management | For | For |
1d | Elect Director William E. Ford | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director Margaret "Peggy" L. Johnson | Management | For | For |
1h | Elect Director Robert S. Kapito | Management | For | For |
1i | Elect Director Cheryl D. Mills | Management | For | For |
1j | Elect Director Gordon M. Nixon | Management | For | For |
1k | Elect Director Kristin C. Peck | Management | For | For |
1l | Elect Director Charles H. Robbins | Management | For | For |
1m | Elect Director Marco Antonio Slim Domit | Management | For | For |
1n | Elect Director Hans E. Vestberg | Management | For | For |
1o | Elect Director Susan L. Wagner | Management | For | For |
1p | Elect Director Mark Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Third-Party Civil Rights Audit | Shareholder | Against | Against |
6 | Report on Ability to Engineer Decarbonization in the Real Economy | Shareholder | Against | Against |
7 | Report on Societal Impacts of Aerospace & Defense Industry ETF | Shareholder | Against | Against |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Deepak L. Bhatt | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Julia A. Haller | Management | For | For |
1E | Elect Director Manuel Hidalgo Medina | Management | For | For |
1F | Elect Director Paula A. Price | Management | For | For |
1G | Elect Director Derica W. Rice | Management | For | For |
1H | Elect Director Theodore R. Samuels | Management | For | For |
1I | Elect Director Gerald L. Storch | Management | For | For |
1J | Elect Director Karen H. Vousden | Management | For | For |
1K | Elect Director Phyllis R. Yale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Commission a Civil Rights and Non-Discrimination Audit | Shareholder | Against | Against |
7 | Amend Right to Call Special Meeting | Shareholder | Against | Against |
| ||||
BROADCOM INC. | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Diane M. Bryant | Management | For | For |
1b | Elect Director Gayla J. Delly | Management | For | For |
1c | Elect Director Raul J. Fernandez | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Check Kian Low | Management | For | For |
1f | Elect Director Justine F. Page | Management | For | For |
1g | Elect Director Henry Samueli | Management | For | For |
1h | Elect Director Hock E. Tan | Management | For | For |
1i | Elect Director Harry L. You | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
CANADIAN NATURAL RESOURCES LIMITED |
Meeting Date: MAY 04, 2023 | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
1.3 | Elect Director N. Murray Edwards | Management | For | For |
1.4 | Elect Director Christopher L. Fong | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | Withhold |
1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
1.7 | Elect Director Steve W. Laut | Management | For | For |
1.8 | Elect Director Tim S. McKay | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CATERPILLAR INC. | ||||
Ticker: CAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
1.2 | Elect Director David L. Calhoun | Management | For | For |
1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
1.4 | Elect Director James C. Fish, Jr. | Management | For | For |
1.5 | Elect Director Gerald Johnson | Management | For | For |
1.6 | Elect Director David W. MacLennan | Management | For | For |
1.7 | Elect Director Judith F. Marks | Management | For | For |
1.8 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.9 | Elect Director Susan C. Schwab | Management | For | For |
1.10 | Elect Director D. James Umpleby, III | Management | For | For |
1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP | Management | For | For |
as Auditors | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Climate Lobbying | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Report on Due Diligence Process of Doing Business in Conflict Affected Areas | Shareholder | Against | Against |
9 | Report on Civil Rights and Non-Discrimination Audit | Shareholder | Against | Against |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Marillyn A. Hewson | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Debra Reed-Klages | Management | For | For |
1j | Elect Director D. James Umpleby, III | Management | For | For |
1k | Elect Director Cynthia J. Warner | Management | For | For |
1l | Elect Director Michael K. (Mike) Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Rescind Scope 3 GHG Reduction Proposal | Shareholder | Against | Against |
6 | Adopt Medium-Term Scope 3 GHG Reduction Target | Shareholder | Against | Against |
7 | Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Against | Against |
8 | Establish Board Committee on Decarbonization Risk | Shareholder | Against | Against |
9 | Report on Social Impact From Plant Closure or Energy Transition | Shareholder | Against | Against |
10 | Oversee and Report a Racial Equity Audit | Shareholder | Against | Against |
11 | Publish a Tax Transparency Report | Shareholder | Against | Against |
12 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Mark Garrett | Management | For | For |
1e | Elect Director John D. Harris, II | Management | For | For |
1f | Elect Director Kristina M. Johnson | Management | For | For |
1g | Elect Director Roderick C. McGeary | Management | For | For |
1h | Elect Director Sarah Rae Murphy | Management | For | For |
1i | Elect Director Charles H. Robbins | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Lisa T. Su | Management | For | For |
1l | Elect Director Marianna Tessel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard | Shareholder | Against | For |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | Withhold |
1.2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Withhold |
1.3 | Elect Director Madeline S. Bell | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Oversee and Report on a Racial Equity Audit | Shareholder | Against | For |
8 | Report on Climate Risk in Retirement Plan Options | Shareholder | Against | Against |
9 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Shareholder | Against | Against |
10 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against |
11 | Report on Risks Related to Operations in China | Shareholder | Against | Against |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Derrick Burks | Management | For | For |
1b | Elect Director Annette K. Clayton | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Robert M. Davis | Management | For | For |
1e | Elect Director Caroline Dorsa | Management | For | For |
1f | Elect Director W. Roy Dunbar | Management | For | For |
1g | Elect Director Nicholas C. Fanandakis | Management | For | For |
1h | Elect Director Lynn J. Good | Management | For | For |
1i | Elect Director John T. Herron | Management | For | For |
1j | Elect Director Idalene F. Kesner | Management | For | For |
1k | Elect Director E. Marie McKee | Management | For | For |
1l | Elect Director Michael J. Pacilio | Management | For | For |
1m | Elect Director Thomas E. Skains | Management | For | For |
1n | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Adopt Simple Majority Vote | Shareholder | None | For |
7 | Create a Committee to Evaluate Decarbonization Risk | Shareholder | Against | Against |
| ||||
EATON CORPORATION PLC | ||||
Ticker: ETN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig Arnold | Management | For | For |
1b | Elect Director Olivier Leonetti | Management | For | For |
1c | Elect Director Silvio Napoli | Management | For | For |
1d | Elect Director Gregory R. Page | Management | For | For |
1e | Elect Director Sandra Pianalto | Management | For | For |
1f | Elect Director Robert V. Pragada | Management | For | For |
1g | Elect Director Lori J. Ryerkerk | Management | For | For |
1h | Elect Director Gerald B. Smith | Management | For | For |
1i | Elect Director Dorothy C. Thompson | Management | For | For |
1j | Elect Director Darryl L. Wilson | Management | For | For |
2 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One |
Year | ||||
5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| ||||
EMERSON ELECTRIC CO. | ||||
Ticker: EMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Martin S. Craighead | Management | For | For |
1b | Elect Director Gloria A. Flach | Management | For | For |
1c | Elect Director Matthew S. Levatich | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ENTERGY CORPORATION | ||||
Ticker: ETR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gina F. Adams | Management | For | For |
1b | Elect Director John H. Black | Management | For | For |
1c | Elect Director John R. Burbank | Management | For | For |
1d | Elect Director Patrick J. Condon | Management | For | For |
1e | Elect Director Kirkland H. Donald | Management | For | For |
1f | Elect Director Brian W. Ellis | Management | For | For |
1g | Elect Director Philip L. Frederickson | Management | For | For |
1h | Elect Director M. Elise Hyland | Management | For | For |
1i | Elect Director Stuart L. Levenick | Management | For | For |
1j | Elect Director Blanche Lambert Lincoln | Management | For | For |
1k | Elect Director Andrew S. Marsh | Management | For | For |
1l | Elect Director Karen A. Puckett | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Certificate of Incorporation to Allow Exculpation of Officers | Management | For | Against |
| ||||
EOG RESOURCES, INC. | ||||
Ticker: EOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director Robert P. Daniels | Management | For | For |
1d | Elect Director Lynn A. Dugle | Management | For | For |
1e | Elect Director C. Christopher Gaut | Management | For | For |
1f | Elect Director Michael T. Kerr | Management | For | For |
1g | Elect Director Julie J. Robertson | Management | For | For |
1h | Elect Director Donald F. Textor | Management | For | For |
1i | Elect Director Ezra Y. Yacob | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ESSENTIAL UTILITIES, INC. | ||||
Ticker: WTRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth B. Amato | Management | For | For |
1.2 | Elect Director David A. Ciesinski | Management | For | For |
1.3 | Elect Director Christopher H. Franklin | Management | For | For |
1.4 | Elect Director Daniel J. Hilferty | Management | For | For |
1.5 | Elect Director Edwina Kelly | Management | For | For |
1.6 | Elect Director W. Bryan Lewis | Management | For | For |
1.7 | Elect Director Ellen T. Ruff | Management | For | For |
1.8 | Elect Director Lee C. Stewart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
EVERGY, INC. | ||||
Ticker: EVRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David A. Campbell | Management | For | For |
1b | Elect Director Thomas D. Hyde | Management | For | For |
1c | Elect Director B. Anthony Isaac | Management | For | For |
1d | Elect Director Paul M. Keglevic | Management | For | For |
1e | Elect Director Mary L. Landrieu | Management | For | For |
1f | Elect Director Sandra A.J. Lawrence | Management | For | For |
1g | Elect Director Ann D. Murtlow | Management | For | For |
1h | Elect Director Sandra J. Price | Management | For | For |
1i | Elect Director Mark A. Ruelle | Management | For | For |
1j | Elect Director James Scarola | Management | For | For |
1k | Elect Director C. John Wilder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
HCA HEALTHCARE, INC. | ||||
Ticker: HCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Frist, III | Management | For | For |
1b | Elect Director Samuel N. Hazen | Management | For | For |
1c | Elect Director Meg G. Crofton | Management | For | For |
1d | Elect Director Robert J. Dennis | Management | For | For |
1e | Elect Director Nancy-Ann DeParle | Management | For | For |
1f | Elect Director William R. Frist | Management | For | For |
1g | Elect Director Hugh F. Johnston | Management | For | For |
1h | Elect Director Michael W. Michelson | Management | For | For |
1i | Elect Director Wayne J. Riley | Management | For | For |
1j | Elect Director Andrea B. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
6 | Amend Charter of Patient Safety and Quality of Care Committee | Shareholder | Against | Against |
| ||||
HEALTHPEAK PROPERTIES, INC. | ||||
Ticker: PEAK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott M. Brinker | Management | For | For |
1b | Elect Director Brian G. Cartwright | Management | For | For |
1c | Elect Director James B. Connor | Management | For | For |
1d | Elect Director Christine N. Garvey | Management | For | For |
1e | Elect Director R. Kent Griffin, Jr. | Management | For | For |
1f | Elect Director David B. Henry | Management | For | For |
1g | Elect Director Sara G. Lewis | Management | For | For |
1h | Elect Director Katherine M. Sandstrom | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
HUNTSMAN CORPORATION |
Ticker: HUN |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter R. Huntsman | Management | For | For |
1b | Elect Director Cynthia L. Egan | Management | For | For |
1c | Elect Director Mary C. Beckerle | Management | For | For |
1d | Elect Director Sonia Dula | Management | For | For |
1e | Elect Director Curtis E. Espeland | Management | For | For |
1f | Elect Director Daniele Ferrari | Management | For | For |
1g | Elect Director Jeanne McGovern | Management | For | For |
1h | Elect Director Jose Antonio Munoz Barcelo | Management | For | For |
1i | Elect Director David B. Sewell | Management | For | For |
1j | Elect Director Jan E. Tighe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Certificate of Incorporation to Allow Exculpation of Officers | Management | For | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| ||||
ILLINOIS TOOL WORKS INC. | ||||
Ticker: ITW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Darell L. Ford | Management | For | For |
1d | Elect Director Kelly J. Grier | Management | For | For |
1e | Elect Director James W. Griffith | Management | For | For |
1f | Elect Director Jay L. Henderson | Management | For | For |
1g | Elect Director Richard H. Lenny | Management | For | For |
1h | Elect Director E. Scott Santi | Management | For | For |
1i | Elect Director David B. Smith, Jr. | Management | For | For |
1j | Elect Director Pamela B. Strobel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Darius Adamczyk | Management | For | For |
1b | Elect Director Mary C. Beckerle | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Joaquin Duato | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | For |
1g | Elect Director Paula A. Johnson | Management | For | For |
1h | Elect Director Hubert Joly | Management | For | For |
1i | Elect Director Mark B. McClellan | Management | For | For |
1j | Elect Director Anne M. Mulcahy | Management | For | For |
1k | Elect Director Mark A. Weinberger | Management | For | For |
1l | Elect Director Nadja Y. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Adopt Mandatory Arbitration Bylaw - Withdrawn | Shareholder | None | None |
6 | Report on Government Financial Support and Equitable Access to Covid-19 Products | Shareholder | Against | Against |
7 | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics | Shareholder | Against | Abstain |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal | Proposal | Proposed By | Management | Vote |
No | Recommendation | Cast | ||
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director Alicia Boler Davis | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Alex Gorsky | Management | For | For |
1i | Elect Director Mellody Hobson | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Phebe N. Novakovic | Management | For | For |
1l | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Against |
7 | Amend Public Responsibility Committee Charter to Include Animal Welfare | Shareholder | Against | Against |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
9 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Shareholder | Against | Against |
10 | Report on Risks Related to Discrimination Against Individuals Including Political Views | Shareholder | Against | Against |
11 | Report on Political Expenditures Congruence | Shareholder | Against | Against |
12 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Shareholder | Against | Against |
|
L3HARRIS TECHNOLOGIES, INC. |
Ticker: LHX |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sallie B. Bailey | Management | For | For |
1b | Elect Director Peter W. Chiarelli | Management | For | For |
1c | Elect Director Thomas A. Dattilo | Management | For | Against |
1d | Elect Director Roger B. Fradin | Management | For | For |
1e | Elect Director Joanna L. Geraghty | Management | For | For |
1f | Elect Director Harry B. Harris, Jr. | Management | For | For |
1g | Elect Director Lewis Hay, III | Management | For | For |
1h | Elect Director Christopher E. Kubasik | Management | For | For |
1i | Elect Director Rita S. Lane | Management | For | For |
1j | Elect Director Robert B. Millard | Management | For | For |
1k | Elect Director Edward A. Rice, Jr. | Management | For | For |
1l | Elect Director Christina L. Zamarro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
LINDE PLC | ||||
Ticker: LIN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Angel | Management | For | For |
1b | Elect Director Sanjiv Lamba | Management | For | For |
1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
1d | Elect Director Thomas Enders | Management | For | For |
1e | Elect Director Edward G. Galante | Management | For | For |
1f | Elect Director Joe Kaeser | Management | For | For |
1g | Elect Director Victoria E. Ossadnik | Management | For | For |
1h | Elect Director Martin H. Richenhagen | Management | For | For |
1i | Elect Director Alberto Weisser | Management | For | For |
1j | Elect Director Robert L. Wood | Management | For | For |
2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
2b | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director David B. Burritt | Management | For | For |
1.3 | Elect Director Bruce A. Carlson | Management | For | For |
1.4 | Elect Director John M. Donovan | Management | For | For |
1.5 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
1.6 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.7 | Elect Director Thomas J. Falk | Management | For | For |
1.8 | Elect Director Ilene S. Gordon | Management | For | For |
1.9 | Elect Director Vicki A. Hollub | Management | For | For |
1.10 | Elect Director Jeh C. Johnson | Management | For | For |
1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.12 | Elect Director James D. Taiclet | Management | For | For |
1.13 | Elect Director Patricia E. Yarrington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
7 | Report on Efforts to Reduce Full Value Chain GHG Emissions in Alignment with Paris Agreement Goal | Shareholder | Against | For |
|
LOWE'S COMPANIES, INC. |
Record Date: MAR 20, 2023 | ||||
Ticker: LOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Scott H. Baxter | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marvin R. Ellison | Management | For | For |
1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
1.9 | Elect Director Brian C. Rogers | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Colleen Taylor | Management | For | For |
1.12 | Elect Director Mary Beth West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
MCDONALD'S CORPORATION | ||||
Ticker: MCD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony Capuano | Management | For | For |
1b | Elect Director Kareem Daniel | Management | For | For |
1c | Elect Director Lloyd Dean | Management | For | For |
1d | Elect Director Catherine Engelbert | Management | For | For |
1e | Elect Director Margaret Georgiadis | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Christopher Kempczinski | Management | For | For |
1h | Elect Director Richard Lenny | Management | For | For |
1i | Elect Director John Mulligan | Management | For | For |
1j | Elect Director Jennifer Taubert | Management | For | For |
1k | Elect Director Paul Walsh | Management | For | For |
1l | Elect Director Amy Weaver | Management | For | For |
1m | Elect Director Miles White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Adopt Policy to Phase Out Use of Medically-Important Antibiotics in Beef and Pork Supply Chain | Shareholder | Against | Against |
6 | Comply with World Health Organization Guidelines on Antimicrobial Use Throughout Supply Chains | Shareholder | Against | Against |
7 | Report on Risks Related to Operations in China | Shareholder | Against | Against |
8 | Report on Civil Rights and Non-Discrimination Audit | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
10 | Issue Transparency Report on Global Public Policy and Political Influence | Shareholder | Against | Against |
11 | Report on Animal Welfare | Shareholder | Against | Against |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Lidia L. Fonseca | Management | For | For |
1e | Elect Director Andrea J. Goldsmith | Management | For | For |
1f | Elect Director Randall J. Hogan, III | Management | For | For |
1g | Elect Director Kevin E. Lofton | Management | For | For |
1h | Elect Director Geoffrey S. Martha | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix | Management | For | For |
Their Remuneration | ||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Against | Against |
5 | Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Against | Against |
6 | Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | Shareholder | Against | Against |
7 | Report on Government Use of Microsoft Technology | Shareholder | Against | Against |
8 | Report on Development of Products for Military | Shareholder | Against | Against |
9 | Report on Tax Transparency | Shareholder | Against | Against |
| ||||
MID-AMERICA APARTMENT COMMUNITIES, INC. | ||||
Ticker: MAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Deborah H. Caplan | Management | For | For |
1c | Elect Director John P. Case | Management | For | For |
1d | Elect Director Tamara Fischer | Management | For | For |
1e | Elect Director Alan B. Graf, Jr. | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director Edith Kelly-Green | Management | For | For |
1h | Elect Director James K. Lowder | Management | For | For |
1i | Elect Director Thomas H. Lowder | Management | For | For |
1j | Elect Director Claude B. Nielsen | Management | For | For |
1k | Elect Director W. Reid Sanders | Management | For | For |
1l | Elect Director Gary S. Shorb | Management | For | For |
1m | Elect Director David P. Stockert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
MONDELEZ INTERNATIONAL, INC. | ||||
Ticker: MDLZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lewis W.K. Booth | Management | For | For |
1b | Elect Director Charles E. Bunch | Management | For | Against |
1c | Elect Director Ertharin Cousin | Management | For | For |
1d | Elect Director Jorge S. Mesquita | Management | For | For |
1e | Elect Director Anindita Mukherjee | Management | For | For |
1f | Elect Director Jane Hamilton Nielsen | Management | For | For |
1g | Elect Director Patrick T. Siewert | Management | For | For |
1h | Elect Director Michael A. Todman | Management | For | For |
1i | Elect Director Dirk Van de Put | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Report on 2025 Cage-Free Egg Goal | Shareholder | Against | Against |
7 | Report on Targets to Eradicate Child Labor in Cocoa Supply Chain | Shareholder | Against | Against |
| ||||
MORGAN STANLEY | ||||
Ticker: MS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alistair Darling | Management | For | For |
1b | Elect Director Thomas H. Glocer | Management | For | For |
1c | Elect Director James P. Gorman | Management | For | For |
1d | Elect Director Robert H. Herz | Management | For | For |
1e | Elect Director Erika H. James | Management | For | For |
1f | Elect Director Hironori Kamezawa | Management | For | For |
1g | Elect Director Shelley B. Leibowitz | Management | For | For |
1h | Elect Director Stephen J. Luczo | Management | For | For |
1i | Elect Director Jami Miscik | Management | For | For |
1j | Elect Director Masato Miyachi | Management | For | For |
1k | Elect Director Dennis M. Nally | Management | For | For |
1l | Elect Director Mary L. Schapiro | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
6 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Against |
|
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nicole S. Arnaboldi | Management | For | For |
1b | Elect Director Sherry S. Barrat | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Naren K. Gursahaney | Management | For | For |
1f | Elect Director Kirk S. Hachigian | Management | For | For |
1g | Elect Director John W. Ketchum | Management | For | For |
1h | Elect Director Amy B. Lane | Management | For | For |
1i | Elect Director David L. Porges | Management | For | For |
1j | Elect Director Deborah "Dev" Stahlkopf | Management | For | For |
1k | Elect Director John A. Stall | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Disclose Board Skills and Diversity Matrix | Shareholder | Against | For |
| ||||
NORFOLK SOUTHERN CORPORATION | ||||
Ticker: NSC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
1c | Elect Director Marcela E. Donadio | Management | For | For |
1d | Elect Director John C. Huffard, Jr. | Management | For | For |
1e | Elect Director Christopher T. Jones | Management | For | For |
1f | Elect Director Thomas C. Kelleher | Management | For | For |
1g | Elect Director Steven F. Leer | Management | For | For |
1h | Elect Director Michael D. Lockhart | Management | For | For |
1i | Elect Director Amy E. Miles | Management | For | For |
1j | Elect Director Claude Mongeau | Management | For | For |
1k | Elect Director Jennifer F. Scanlon | Management | For | For |
1l | Elect Director Alan H. Shaw | Management | For | For |
1m | Elect Director John R. Thompson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Awo Ablo | Management | For | For |
1.2 | Elect Director Jeffrey S. Berg | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | Withhold |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Rona A. Fairhead | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | For |
1.11 | Elect Director Charles W. Moorman | Management | For | Withhold |
1.12 | Elect Director Leon E. Panetta | Management | For | Withhold |
1.13 | Elect Director William G. Parrett | Management | For | For |
1.14 | Elect Director Naomi O. Seligman | Management | For | Withhold |
1.15 | Elect Director Vishal Sikka | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
PEPSICO, INC. |
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Segun Agbaje | Management | For | For |
1b | Elect Director Jennifer Bailey | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian Cook | Management | For | For |
1e | Elect Director Edith W. Cooper | Management | For | For |
1f | Elect Director Susan M. Diamond | Management | For | For |
1g | Elect Director Dina Dublon | Management | For | For |
1h | Elect Director Michelle Gass | Management | For | For |
1i | Elect Director Ramon L. Laguarta | Management | For | For |
1j | Elect Director Dave J. Lewis | Management | For | For |
1k | Elect Director David C. Page | Management | For | For |
1l | Elect Director Robert C. Pohlad | Management | For | For |
1m | Elect Director Daniel Vasella | Management | For | For |
1n | Elect Director Darren Walker | Management | For | For |
1o | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Issue Transparency Report on Global Public Policy and Political Influence | Shareholder | Against | Against |
7 | Report on Impacts of Restrictive Reproductive Healthcare Legislation | Shareholder | Against | Against |
8 | Publish Annual Congruency Report on Net-Zero Emissions Policy | Shareholder | Against | Against |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Albert Bourla | Management | For | For |
1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Scott Gottlieb | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Susan Hockfield | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Report on Feasibility of Intellectual Property Transfer to Boost Covid-19 Vaccine Production | Shareholder | Against | Against |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against |
9 | Report on Political Expenditures Congruence | Shareholder | Against | Against |
| ||||
PROLOGIS, INC. | ||||
Ticker: PLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
PROLOGIS, INC. | ||||
Ticker: PLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director Cristina G. Bita | Management | For | For |
1c | Elect Director James B. Connor | Management | For | For |
1d | Elect Director George L. Fotiades | Management | For | For |
1e | Elect Director Lydia H. Kennard | Management | For | For |
1f | Elect Director Irving F. Lyons, III | Management | For | For |
1g | Elect Director Avid Modjtabai | Management | For | For |
1h | Elect Director David P. O'Connor | Management | For | For |
1i | Elect Director Olivier Piani | Management | For | For |
1j | Elect Director Jeffrey L. Skelton | Management | For | For |
1k | Elect Director Carl B. Webb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PUBLIC STORAGE | ||||
Ticker: PSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1b | Elect Director Tamara Hughes Gustavson | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director Shankh S. Mitra | Management | For | For |
1e | Elect Director David J. Neithercut | Management | For | For |
1f | Elect Director Rebecca Owen | Management | For | For |
1g | Elect Director Kristy M. Pipes | Management | For | For |
1h | Elect Director Avedick B. Poladian | Management | For | For |
1i | Elect Director John Reyes | Management | For | For |
1j | Elect Director Joseph D. Russell, Jr. | Management | For | For |
1k | Elect Director Tariq M. Shaukat | Management | For | For |
1l | Elect Director Ronald P. Spogli | Management | For | For |
1m | Elect Director Paul S. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Shareholder | Against | Against |
| ||||
RAYTHEON TECHNOLOGIES CORPORATION | ||||
Ticker: RTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Leanne G. Caret | Management | For | For |
1c | Elect Director Bernard A. Harris, Jr. | Management | For | For |
1d | Elect Director Gregory J. Hayes | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
1g | Elect Director Dinesh C. Paliwal | Management | For | For |
1h | Elect Director Ellen M. Pawlikowski | Management | For | For |
1i | Elect Director Denise L. Ramos | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1m | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Amend Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages For Breach of Fiduciary Duty as an Officer | Management | For | For |
7 | Require Independent Board Chair | Shareholder | Against | Against |
8 | Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal | Shareholder | Against | Against |
|
REPUBLIC SERVICES, INC. |
Ticker: RSG |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Michael A. Duffy | Management | For | For |
1d | Elect Director Thomas W. Handley | Management | For | For |
1e | Elect Director Jennifer M. Kirk | Management | For | For |
1f | Elect Director Michael Larson | Management | For | For |
1g | Elect Director James P. Snee | Management | For | For |
1h | Elect Director Brian S. Tyler | Management | For | For |
1i | Elect Director Jon Vander Ark | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
1k | Elect Director Katharine B. Weymouth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SHELL PLC | ||||
Ticker: SHEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Wael Sawan as Director | Management | For | For |
5 | Elect Cyrus Taraporevala as Director | Management | For | For |
6 | Elect Sir Charles Roxburgh as Director | Management | For | For |
7 | Elect Leena Srivastava as Director | Management | For | For |
8 | Re-elect Sinead Gorman as Director | Management | For | For |
9 | Re-elect Dick Boer as Director | Management | For | For |
10 | Re-elect Neil Carson as Director | Management | For | For |
11 | Re-elect Ann Godbehere as Director | Management | For | For |
12 | Re-elect Jane Lute as Director | Management | For | For |
13 | Re-elect Catherine Hughes as Director | Management | For | For |
14 | Re-elect Sir Andrew Mackenzie as Director | Management | For | For |
15 | Re-elect Abraham Schot as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise UK Political Donations and Expenditure | Management | For | For |
23 | Adopt New Articles of Association | Management | For | For |
24 | Approve Share Plan | Management | For | For |
25 | Approve the Shell Energy Transition Progress | Management | For | For |
26 | Request Shell to Align its Existing 2030 Reduction Target Covering the Greenhouse Gas (GHG) Emissions of the Use of its Energy Products (Scope 3) with the Goal of the Paris Climate Agreement | Shareholder | Against | Against |
| ||||
SUNCOR ENERGY INC. | ||||
Ticker: SU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian R. Ashby | Management | For | For |
1.2 | Elect Director Patricia M. Bedient | Management | For | For |
1.3 | Elect Director Russell K. Girling | Management | For | For |
1.4 | Elect Director Jean Paul (JP) Gladu | Management | For | For |
1.5 | Elect Director Dennis M. Houston | Management | For | For |
1.6 | Elect Director Richard M. Kruger | Management | For | For |
1.7 | Elect Director Brian P. MacDonald | Management | For | For |
1.8 | Elect Director Lorraine Mitchelmore | Management | For | For |
1.9 | Elect Director Daniel Romasko | Management | For | For |
1.10 | Elect Director Christopher R. Seasons | Management | For | For |
1.11 | Elect Director M. Jacqueline Sheppard | Management | For | For |
1.12 | Elect Director Eira M. Thomas | Management | For | For |
1.13 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP 1: Report on Alignment of Capital Expenditure Plans with 2030 Emissions Reductions Target and 2050 Net Zero Pledge | Shareholder | Against | Against |
| ||||
TARGET CORPORATION | ||||
Ticker: TGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Abney | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director George S. Barrett | Management | For | For |
1d | Elect Director Gail K. Boudreaux | Management | For | For |
1e | Elect Director Brian C. Cornell | Management | For | For |
1f | Elect Director Robert L. Edwards | Management | For | For |
1g | Elect Director Donald R. Knauss | Management | For | For |
1h | Elect Director Christine A. Leahy | Management | For | For |
1i | Elect Director Monica C. Lozano | Management | For | For |
1j | Elect Director Grace Puma | Management | For | For |
1k | Elect Director Derica W. Rice | Management | For | For |
1l | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
TELUS CORPORATION | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond T. Chan | Management | For | For |
1.2 | Elect Director Hazel Claxton | Management | For | For |
1.3 | Elect Director Lisa de Wilde | Management | For | For |
1.4 | Elect Director Victor Dodig | Management | For | For |
1.5 | Elect Director Darren Entwistle | Management | For | For |
1.6 | Elect Director Thomas E. Flynn | Management | For | For |
1.7 | Elect Director Mary Jo Haddad | Management | For | For |
1.8 | Elect Director Kathy Kinloch | Management | For | For |
1.9 | Elect Director Christine Magee | Management | For | For |
1.10 | Elect Director John Manley | Management | For | For |
1.11 | Elect Director David Mowat | Management | For | For |
1.12 | Elect Director Marc Parent | Management | For | For |
1.13 | Elect Director Denise Pickett | Management | For | For |
1.14 | Elect Director W. Sean Willy | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Amend Restricted Share Unit Plan | Management | For | For |
5 | Amend Performance Share Unit Plan | Management | For | For |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Curtis C. Farmer | Management | For | For |
1g | Elect Director Jean M. Hobby | Management | For | For |
1h | Elect Director Haviv Ilan | Management | For | For |
1i | Elect Director Ronald Kirk | Management | For | For |
1j | Elect Director Pamela H. Patsley | Management | For | For |
1k | Elect Director Robert E. Sanchez | Management | For | For |
1l | Elect Director Richard K. Templeton | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named | Management | For | For |
Executive Officers' Compensation | ||||
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Report on Due Diligence Efforts to Trace End-User Misuse of Company Products | Shareholder | Against | For |
| ||||
THE COCA-COLA COMPANY | ||||
Ticker: KO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herb Allen | Management | For | For |
1.2 | Elect Director Marc Bolland | Management | For | For |
1.3 | Elect Director Ana Botin | Management | For | For |
1.4 | Elect Director Christopher C. Davis | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Carolyn Everson | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.10 | Elect Director Amity Millhiser | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director Caroline J. Tsay | Management | For | For |
1.13 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Third-Party Civil Rights Audit | Shareholder | Against | Against |
6 | Issue Transparency Report on Global Public Policy and Political Influence | Shareholder | Against | Against |
7 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against |
8 | Require Independent Board Chair | Shareholder | Against | For |
9 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Against | Against |
| ||||
THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Marc Allen | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Amy L. Chang | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Christopher Kempczinski | Management | For | For |
1f | Elect Director Debra L. Lee | Management | For | For |
1g | Elect Director Terry J. Lundgren | Management | For | For |
1h | Elect Director Christine M. McCarthy | Management | For | For |
1i | Elect Director Jon R. Moeller | Management | For | For |
1j | Elect Director Rajesh Subramaniam | Management | For | For |
1k | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director Ruby R. Chandy | Management | For | For |
1d | Elect Director C. Martin Harris | Management | For | For |
1e | Elect Director Tyler Jacks | Management | For | For |
1f | Elect Director R. Alexandra Keith | Management | For | For |
1g | Elect Director James C. Mullen | Management | For | For |
1h | Elect Director Lars R. Sorensen | Management | For | For |
1i | Elect Director Debora L. Spar | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
TRACTOR SUPPLY COMPANY | ||||
Ticker: TSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joy Brown | Management | For | For |
1.2 | Elect Director Ricardo Cardenas | Management | For | For |
1.3 | Elect Director Andre Hawaux | Management | For | For |
1.4 | Elect Director Denise L. Jackson | Management | For | For |
1.5 | Elect Director Ramkumar Krishnan | Management | For | For |
1.6 | Elect Director Edna K. Morris | Management | For | For |
1.7 | Elect Director Mark J. Weikel | Management | For | For |
1.8 | Elect Director Harry A. Lawton, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
TRUIST FINANCIAL CORPORATION | ||||
Ticker: TFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jennifer S. Banner | Management | For | For |
1b | Elect Director K. David Boyer, Jr. | Management | For | For |
1c | Elect Director Agnes Bundy Scanlan | Management | For | For |
1d | Elect Director Anna R. Cablik | Management | For | For |
1e | Elect Director Dallas S. Clement | Management | For | For |
1f | Elect Director Paul D. Donahue | Management | For | For |
1g | Elect Director Patrick C. Graney, III | Management | For | For |
1h | Elect Director Linnie M. Haynesworth | Management | For | For |
1i | Elect Director Kelly S. King | Management | For | For |
1j | Elect Director Easter A. Maynard | Management | For | For |
1k | Elect Director Donna S. Morea | Management | For | For |
1l | Elect Director Charles A. Patton | Management | For | For |
1m | Elect Director Nido R. Qubein | Management | For | For |
1n | Elect Director David M. Ratcliffe | Management | For | For |
1o | Elect Director William H. Rogers, Jr. | Management | For | For |
1p | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1q | Elect Director Christine Sears | Management | For | For |
1r | Elect Director Thomas E. Skains | Management | For | For |
1s | Elect Director Bruce L. Tanner | Management | For | For |
1t | Elect Director Thomas N. Thompson | Management | For | For |
1u | Elect Director Steven C. Voorhees | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
UNITED PARCEL SERVICE, INC. | ||||
Ticker: UPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol Tome | Management | For | For |
1b | Elect Director Rodney Adkins | Management | For | For |
1c | Elect Director Eva Boratto | Management | For | For |
1d | Elect Director Michael Burns | Management | For | For |
1e | Elect Director Wayne Hewett | Management | For | For |
1f | Elect Director Angela Hwang | Management | For | For |
1g | Elect Director Kate Johnson | Management | For | For |
1h | Elect Director William Johnson | Management | For | For |
1i | Elect Director Franck Moison | Management | For | For |
1j | Elect Director Christiana Smith Shi | Management | For | For |
1k | Elect Director Russell Stokes | Management | For | For |
1l | Elect Director Kevin Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Adopt Independently Verified Science-Based Greenhouse Gas Emissions Reduction Targets in Line with the Paris Climate Agreement | Shareholder | Against | Against |
7 | Report on Integrating GHG Emissions Reductions Targets into Executive Compensation | Shareholder | Against | Against |
8 | Report on Just Transition | Shareholder | Against | Against |
9 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Against | Against |
10 | Oversee and Report a Civil Rights Audit | Shareholder | Against | Against |
11 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | Shareholder | Against | Against |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy Flynn | Management | For | For |
1b | Elect Director Paul Garcia | Management | For | For |
1c | Elect Director Kristen Gil | Management | For | For |
1d | Elect Director Stephen Hemsley | Management | For | For |
1e | Elect Director Michele Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie Montgomery Rice | Management | For | For |
1h | Elect Director John Noseworthy | Management | For | For |
1i | Elect Director Andrew Witty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Third-Party Racial Equity Audit | Shareholder | Against | Against |
6 | Report on Congruency of Political | Shareholder | Against | Against |
Spending with Company Values and Priorities | ||||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| ||||
WALMART INC. | ||||
Ticker: WMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cesar Conde | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Randall L. Stephenson | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Consider Pay Disparity Between CEO and Other Employees | Shareholder | Against | Against |
6 | Report on Human Rights Due Diligence | Shareholder | Against | Against |
7 | Commission Third Party Racial Equity Audit | Shareholder | Against | Against |
8 | Report on Racial and Gender Layoff Diversity | Shareholder | Against | Against |
9 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | Against |
10 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Shareholder | Against | Against |
11 | Report on Risks Related to | Shareholder | Against | Against |
Operations in China | ||||
12 | Oversee and Report a Workplace Health and Safety Audit | Shareholder | Against | Against |
Franklin Floating Rate Daily Access Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Low Duration Total Return Fund
| ||||
SSGA ACTIVE TRUST | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clare S. Richer | Management | For | For |
1.2 | Elect Director Sandra G. Sponem | Management | For | For |
1.3 | Elect Director Kristi L. Rowsell | Management | For | For |
1.4 | Elect Director Gunjan Chauhan | Management | For | For |
1.5 | Elect Director Carolyn M. Clancy | Management | For | For |
Franklin Low Duration U.S. Government Securities Fund (formerly, Adjustable U.S. Government Securities Fund)
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Managed Income Fund
|
ABBVIE INC. |
Ticker: ABBV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Melody B. Meyer | Management | For | For |
1.3 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Simple Majority Vote | Shareholder | Against | Against |
6 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against |
| ||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Ticker: AEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.3 | Elect Director Ben Fowke | Management | For | For |
1.4 | Elect Director Art A. Garcia | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Donna A. James | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Margaret M. McCarthy | Management | For | For |
1.9 | Elect Director Oliver G. 'Rick' Richard, III | Management | For | For |
1.10 | Elect Director Daryl Roberts | Management | For | For |
1.11 | Elect Director Julia A. Sloat | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
1.13 | Elect Director Lewis Von Thaer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Jose (Joe) E. Almeida | Management | For | For |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1d | Elect Director Pierre J.P. de Weck | Management | For | For |
1e | Elect Director Arnold W. Donald | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Brian T. Moynihan | Management | For | For |
1i | Elect Director Lionel L. Nowell, III | Management | For | For |
1j | Elect Director Denise L. Ramos | Management | For | For |
1k | Elect Director Clayton S. Rose | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
8 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Shareholder | Against | Against |
9 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Shareholder | Against | Against |
10 | Adopt Time-Bound Policy to Phase | Shareholder | Against | Against |
Out Underwriting and Lending for New Fossil Fuel Development | ||||
11 | Commission Third Party Racial Equity Audit | Shareholder | Against | For |
| ||||
BLACKROCK CREDIT ALLOCATION INCOME TRUST | ||||
Ticker: BTZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia L. Egan | Management | For | For |
1.2 | Elect Director Robert Fairbairn | Management | For | For |
1.3 | Elect Director Stayce D. Harris | Management | For | For |
| ||||
BROADCOM INC. | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Diane M. Bryant | Management | For | For |
1b | Elect Director Gayla J. Delly | Management | For | For |
1c | Elect Director Raul J. Fernandez | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Check Kian Low | Management | For | For |
1f | Elect Director Justine F. Page | Management | For | For |
1g | Elect Director Henry Samueli | Management | For | For |
1h | Elect Director Hock E. Tan | Management | For | For |
1i | Elect Director Harry L. You | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
CHEVRON CORPORATION |
Ticker: CVX |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Marillyn A. Hewson | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Debra Reed-Klages | Management | For | For |
1j | Elect Director D. James Umpleby, III | Management | For | For |
1k | Elect Director Cynthia J. Warner | Management | For | For |
1l | Elect Director Michael K. (Mike) Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Rescind Scope 3 GHG Reduction Proposal | Shareholder | Against | Against |
6 | Adopt Medium-Term Scope 3 GHG Reduction Target | Shareholder | Against | Against |
7 | Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Against | Against |
8 | Establish Board Committee on Decarbonization Risk | Shareholder | Against | Against |
9 | Report on Social Impact From Plant Closure or Energy Transition | Shareholder | Against | Against |
10 | Oversee and Report a Racial Equity Audit | Shareholder | Against | Against |
11 | Publish a Tax Transparency Report | Shareholder | Against | Against |
12 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen M. Costello | Management | For | For |
1b | Elect Director Grace E. Dailey | Management | For | For |
1c | Elect Director Barbara J. Desoer | Management | For | For |
1d | Elect Director John C. Dugan | Management | For | For |
1e | Elect Director Jane N. Fraser | Management | For | For |
1f | Elect Director Duncan P. Hennes | Management | For | For |
1g | Elect Director Peter B. Henry | Management | For | For |
1h | Elect Director S. Leslie Ireland | Management | For | For |
1i | Elect Director Renee J. James | Management | For | For |
1j | Elect Director Gary M. Reiner | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director James S. Turley | Management | For | For |
1m | Elect Director Casper W. von Koskull | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Require Independent Board Chair | Shareholder | Against | For |
8 | Report on Respecting Indigenous Peoples' Rights | Shareholder | Against | For |
9 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Against |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Jeffrey R. Balser | Management | For | For |
1c | Elect Director C. David Brown, II | Management | For | For |
1d | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1e | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Anne M. Finucane | Management | For | For |
1h | Elect Director Edward J. Ludwig | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Jean-Pierre Millon | Management | For | For |
1k | Elect Director Mary L. Schapiro | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt a Paid Sick Leave Policy | Shareholder | Against | Against |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
7 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | Against |
8 | Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining Rights | Shareholder | Against | Against |
9 | Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company | Shareholder | Against | Against |
| ||||
DOMINION ENERGY, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director James A. Bennett | Management | For | Against |
1B | Elect Director Robert M. Blue | Management | For | For |
1C | Elect Director D. Maybank Hagood | Management | For | Against |
1D | Elect Director Ronald W. Jibson | Management | For | Against |
1E | Elect Director Mark J. Kington | Management | For | For |
1F | Elect Director Kristin G. Lovejoy | Management | For | For |
1G | Elect Director Joseph M. Rigby | Management | For | For |
1H | Elect Director Pamela J. Royal | Management | For | For |
1I | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1J | Elect Director Susan N. Story | Management | For | For |
1K | Elect Director Michael E. Szymanczyk | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Right to Call Special Meeting | Management | For | For |
6 | Amend Advance Notice Provisions for Director Nominations | Management | For | For |
7 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
DTE ENERGY COMPANY | ||||
Ticker: DTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.3 | Elect Director Gail J. McGovern | Management | For | For |
1.4 | Elect Director Mark A. Murray | Management | For | For |
1.5 | Elect Director Gerardo Norcia | Management | For | For |
1.6 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.7 | Elect Director David A. Thomas | Management | For | For |
1.8 | Elect Director Gary H. Torgow | Management | For | For |
1.9 | Elect Director James H. Vandenberghe | Management | For | For |
1.10 | Elect Director Valerie M. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Right to Call Special Meeting | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
|
DUKE ENERGY CORPORATION |
Ticker: DUK |
Security ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Derrick Burks | Management | For | For |
1b | Elect Director Annette K. Clayton | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Robert M. Davis | Management | For | For |
1e | Elect Director Caroline Dorsa | Management | For | For |
1f | Elect Director W. Roy Dunbar | Management | For | For |
1g | Elect Director Nicholas C. Fanandakis | Management | For | For |
1h | Elect Director Lynn J. Good | Management | For | For |
1i | Elect Director John T. Herron | Management | For | For |
1j | Elect Director Idalene F. Kesner | Management | For | For |
1k | Elect Director E. Marie McKee | Management | For | For |
1l | Elect Director Michael J. Pacilio | Management | For | For |
1m | Elect Director Thomas E. Skains | Management | For | For |
1n | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Adopt Simple Majority Vote | Shareholder | None | For |
7 | Create a Committee to Evaluate Decarbonization Risk | Shareholder | Against | Against |
| ||||
EDISON INTERNATIONAL | ||||
Ticker: EIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Michael C. Camunez | Management | For | For |
1c | Elect Director Vanessa C.L. Chang | Management | For | For |
1d | Elect Director James T. Morris | Management | For | For |
1e | Elect Director Timothy T. O'Toole | Management | For | For |
1f | Elect Director Pedro J. Pizarro | Management | For | For |
1g | Elect Director Marcy L. Reed | Management | For | For |
1h | Elect Director Carey A. Smith | Management | For | For |
1i | Elect Director Linda G. Stuntz | Management | For | For |
1j | Elect Director Peter J. Taylor | Management | For | For |
1k | Elect Director Keith Trent | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Angelakis | Management | For | For |
1.2 | Elect Director Susan K. Avery | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Gregory J. Goff | Management | For | For |
1.5 | Elect Director John D. Harris, II | Management | For | For |
1.6 | Elect Director Kaisa H. Hietala | Management | For | For |
1.7 | Elect Director Joseph L. Hooley | Management | For | For |
1.8 | Elect Director Steven A. Kandarian | Management | For | For |
1.9 | Elect Director Alexander A. Karsner | Management | For | For |
1.10 | Elect Director Lawrence W. Kellner | Management | For | For |
1.11 | Elect Director Jeffrey W. Ubben | Management | For | For |
1.12 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Establish Board Committee on Decarbonization Risk | Shareholder | Against | Against |
6 | Reduce Executive Stock Holding Period | Shareholder | Against | Against |
7 | Report on Carbon Capture and Storage | Shareholder | Against | Against |
8 | Report on Methane Emission Disclosure Reliability | Shareholder | Against | Against |
9 | Adopt Medium-Term Scope 3 GHG Reduction Target | Shareholder | Against | Against |
10 | Issue a Report on Worst-Case Impacts of Oil Spills from Operations Offshore of Guyana | Shareholder | Against | Against |
11 | Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Against | Against |
12 | Report on Asset Retirement Obligations Under IEA NZE Scenario | Shareholder | Against | Against |
13 | Commission Audited Report on Reduced Plastics Demand | Shareholder | Against | Against |
14 | Report on Potential Costs of Environmental Litigation | Shareholder | Against | Against |
15 | Publish a Tax Transparency Report | Shareholder | Against | Against |
16 | Report on Social Impact From Plant Closure or Energy Transition | Shareholder | Against | Against |
17 | Report on Benefits and Risks of Commitment to Not Develop Projects in the Arctic *Withdrawn Resolution* | Shareholder | None | None |
| ||||
HONEYWELL INTERNATIONAL INC. | ||||
Ticker: HON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director Duncan Angove | Management | For | For |
1C | Elect Director William S. Ayer | Management | For | For |
1D | Elect Director Kevin Burke | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Deborah Flint | Management | For | For |
1G | Elect Director Vimal Kapur | Management | For | For |
1H | Elect Director Rose Lee | Management | For | For |
1I | Elect Director Grace Lieblein | Management | For | For |
1J | Elect Director Robin L. Washington | Management | For | For |
1K | Elect Director Robin Watson | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Issue Environmental Justice Report | Shareholder | Against | For |
|
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Darius Adamczyk | Management | For | For |
1b | Elect Director Mary C. Beckerle | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Joaquin Duato | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | For |
1g | Elect Director Paula A. Johnson | Management | For | For |
1h | Elect Director Hubert Joly | Management | For | For |
1i | Elect Director Mark B. McClellan | Management | For | For |
1j | Elect Director Anne M. Mulcahy | Management | For | For |
1k | Elect Director Mark A. Weinberger | Management | For | For |
1l | Elect Director Nadja Y. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Adopt Mandatory Arbitration Bylaw - Withdrawn | Shareholder | None | None |
6 | Report on Government Financial Support and Equitable Access to Covid-19 Products | Shareholder | Against | For |
7 | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics | Shareholder | Against | For |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director Alicia Boler Davis | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Alex Gorsky | Management | For | For |
1i | Elect Director Mellody Hobson | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Phebe N. Novakovic | Management | For | For |
1l | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Against |
7 | Amend Public Responsibility Committee Charter to Include Animal Welfare | Shareholder | Against | Against |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
9 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Shareholder | Against | Against |
10 | Report on Risks Related to Discrimination Against Individuals Including Political Views | Shareholder | Against | Against |
11 | Report on Political Expenditures Congruence | Shareholder | Against | Against |
12 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Shareholder | Against | Against |
| ||||
LINDE PLC | ||||
Ticker: LIN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Angel | Management | For | For |
1b | Elect Director Sanjiv Lamba | Management | For | For |
1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
1d | Elect Director Thomas Enders | Management | For | For |
1e | Elect Director Edward G. Galante | Management | For | For |
1f | Elect Director Joe Kaeser | Management | For | For |
1g | Elect Director Victoria E. Ossadnik | Management | For | For |
1h | Elect Director Martin H. Richenhagen | Management | For | For |
1i | Elect Director Alberto Weisser | Management | For | For |
1j | Elect Director Robert L. Wood | Management | For | For |
2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
2b | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | Against |
1.2 | Elect Director David B. Burritt | Management | For | For |
1.3 | Elect Director Bruce A. Carlson | Management | For | For |
1.4 | Elect Director John M. Donovan | Management | For | For |
1.5 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
1.6 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.7 | Elect Director Thomas J. Falk | Management | For | For |
1.8 | Elect Director Ilene S. Gordon | Management | For | For |
1.9 | Elect Director Vicki A. Hollub | Management | For | For |
1.10 | Elect Director Jeh C. Johnson | Management | For | For |
1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.12 | Elect Director James D. Taiclet | Management | For | For |
1.13 | Elect Director Patricia E. Yarrington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Report on Human Rights Impact Assessment | Shareholder | Against | For |
7 | Report on Efforts to Reduce Full Value Chain GHG Emissions in Alignment with Paris Agreement Goal | Shareholder | Against | For |
| ||||
MORGAN STANLEY | ||||
Ticker: MS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alistair Darling | Management | For | For |
1b | Elect Director Thomas H. Glocer | Management | For | For |
1c | Elect Director James P. Gorman | Management | For | For |
1d | Elect Director Robert H. Herz | Management | For | For |
1e | Elect Director Erika H. James | Management | For | For |
1f | Elect Director Hironori Kamezawa | Management | For | For |
1g | Elect Director Shelley B. Leibowitz | Management | For | For |
1h | Elect Director Stephen J. Luczo | Management | For | For |
1i | Elect Director Jami Miscik | Management | For | For |
1j | Elect Director Masato Miyachi | Management | For | For |
1k | Elect Director Dennis M. Nally | Management | For | For |
1l | Elect Director Mary L. Schapiro | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
6 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Against |
|
PEPSICO, INC. |
Meeting Date: MAY 03, 2023 | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Segun Agbaje | Management | For | For |
1b | Elect Director Jennifer Bailey | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian Cook | Management | For | For |
1e | Elect Director Edith W. Cooper | Management | For | For |
1f | Elect Director Susan M. Diamond | Management | For | For |
1g | Elect Director Dina Dublon | Management | For | For |
1h | Elect Director Michelle Gass | Management | For | For |
1i | Elect Director Ramon L. Laguarta | Management | For | For |
1j | Elect Director Dave J. Lewis | Management | For | For |
1k | Elect Director David C. Page | Management | For | For |
1l | Elect Director Robert C. Pohlad | Management | For | For |
1m | Elect Director Daniel Vasella | Management | For | For |
1n | Elect Director Darren Walker | Management | For | For |
1o | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Issue Transparency Report on Global Public Policy and Political Influence | Shareholder | Against | Against |
7 | Report on Impacts of Restrictive Reproductive Healthcare Legislation | Shareholder | Against | Against |
8 | Publish Annual Congruency Report on Net-Zero Emissions Policy | Shareholder | Against | Against |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Albert Bourla | Management | For | For |
1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Scott Gottlieb | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Susan Hockfield | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Report on Feasibility of Intellectual Property Transfer to Boost Covid-19 Vaccine Production | Shareholder | Against | Against |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against |
9 | Report on Political Expenditures Congruence | Shareholder | Against | Against |
| ||||
PHILIP MORRIS INTERNATIONAL INC. | ||||
Ticker: PM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brant Bonin Bough | Management | For | For |
1b | Elect Director Andre Calantzopoulos | Management | For | For |
1c | Elect Director Michel Combes | Management | For | For |
1d | Elect Director Juan Jose Daboub | Management | For | For |
1e | Elect Director Werner Geissler | Management | For | For |
1f | Elect Director Lisa A. Hook | Management | For | For |
1g | Elect Director Jun Makihara | Management | For | For |
1h | Elect Director Kalpana Morparia | Management | For | For |
1i | Elect Director Jacek Olczak | Management | For | For |
1j | Elect Director Robert B. Polet | Management | For | For |
1k | Elect Director Dessislava Temperley | Management | For | For |
1l | Elect Director Shlomo Yanai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
5 | Disclose Nicotine Level Information, and Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
| ||||
RAYTHEON TECHNOLOGIES CORPORATION | ||||
Ticker: RTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Leanne G. Caret | Management | For | For |
1c | Elect Director Bernard A. Harris, Jr. | Management | For | For |
1d | Elect Director Gregory J. Hayes | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
1g | Elect Director Dinesh C. Paliwal | Management | For | For |
1h | Elect Director Ellen M. Pawlikowski | Management | For | For |
1i | Elect Director Denise L. Ramos | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1m | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Amend Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages For Breach of Fiduciary Duty as an Officer | Management | For | For |
7 | Require Independent Board Chair | Shareholder | Against | Against |
8 | Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal | Shareholder | Against | Against |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Joint Venture with China Baowu Steel Group Co., Ltd | Management | For | For |
2 | Approve Any Acquisition or Disposal of a Substantial Asset from or to China Baowu Steel Group Co., Ltd or its Associates Pursuant to a Future Transaction | Management | For | For |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
5 | Elect Kaisa Hietala as Director | Management | For | For |
6 | Re-elect Dominic Barton as Director | Management | For | For |
7 | Re-elect Megan Clark as Director | Management | For | For |
8 | Re-elect Peter Cunningham as Director | Management | For | For |
9 | Re-elect Simon Henry as Director | Management | For | For |
10 | Re-elect Sam Laidlaw as Director | Management | For | For |
11 | Re-elect Simon McKeon as Director | Management | For | For |
12 | Re-elect Jennifer Nason as Director | Management | For | For |
13 | Re-elect Jakob Stausholm as Director | Management | For | For |
14 | Re-elect Ngaire Woods as Director | Management | For | For |
15 | Re-elect Ben Wyatt as Director | Management | For | For |
16 | Reappoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise UK Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
SEMPRA ENERGY | ||||
Ticker: SRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andres Conesa | Management | For | For |
1b | Elect Director Pablo A. Ferrero | Management | For | For |
1c | Elect Director Jeffrey W. Martin | Management | For | For |
1d | Elect Director Bethany J. Mayer | Management | For | For |
1e | Elect Director Michael N. Mears | Management | For | For |
1f | Elect Director Jack T. Taylor | Management | For | For |
1g | Elect Director Cynthia L. Walker | Management | For | For |
1h | Elect Director Cynthia J. Warner | Management | For | For |
1i | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Change Company Name to Sempra | Management | For | For |
7 | Amend Articles of Incorporation | Management | For | For |
8 | Require Independent Board Chair | Shareholder | Against | Against |
|
TARGET CORPORATION |
Ticker: TGT |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Abney | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director George S. Barrett | Management | For | For |
1d | Elect Director Gail K. Boudreaux | Management | For | For |
1e | Elect Director Brian C. Cornell | Management | For | For |
1f | Elect Director Robert L. Edwards | Management | For | For |
1g | Elect Director Donald R. Knauss | Management | For | For |
1h | Elect Director Christine A. Leahy | Management | For | For |
1i | Elect Director Monica C. Lozano | Management | For | For |
1j | Elect Director Grace Puma | Management | For | For |
1k | Elect Director Derica W. Rice | Management | For | For |
1l | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Curtis C. Farmer | Management | For | For |
1g | Elect Director Jean M. Hobby | Management | For | For |
1h | Elect Director Haviv Ilan | Management | For | For |
1i | Elect Director Ronald Kirk | Management | For | For |
1j | Elect Director Pamela H. Patsley | Management | For | For |
1k | Elect Director Robert E. Sanchez | Management | For | For |
1l | Elect Director Richard K. Templeton | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Report on Due Diligence Efforts to Trace End-User Misuse of Company Products | Shareholder | Against | For |
| ||||
THE COCA-COLA COMPANY | ||||
Ticker: KO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herb Allen | Management | For | For |
1.2 | Elect Director Marc Bolland | Management | For | For |
1.3 | Elect Director Ana Botin | Management | For | For |
1.4 | Elect Director Christopher C. Davis | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Carolyn Everson | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.10 | Elect Director Amity Millhiser | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director Caroline J. Tsay | Management | For | For |
1.13 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Third-Party Civil Rights Audit | Shareholder | Against | Against |
6 | Issue Transparency Report on Global Public Policy and Political Influence | Shareholder | Against | Against |
7 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against |
8 | Require Independent Board Chair | Shareholder | Against | For |
9 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Against | Against |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Edward P. Decker | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Paula Santilli | Management | For | For |
1m | Elect Director Caryn Seidman-Becker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chair | Shareholder | Against | For |
7 | Report on Political Expenditures Congruence | Shareholder | Against | For |
8 | Rescind 2022 Racial Equity Audit Proposal | Shareholder | Against | Against |
9 | Encourage Senior Management Commitment to Avoid Political Speech | Shareholder | Against | Against |
|
THE PROCTER & GAMBLE COMPANY |
Ticker: PG |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Marc Allen | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Amy L. Chang | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Christopher Kempczinski | Management | For | For |
1f | Elect Director Debra L. Lee | Management | For | For |
1g | Elect Director Terry J. Lundgren | Management | For | For |
1h | Elect Director Christine M. McCarthy | Management | For | For |
1i | Elect Director Jon R. Moeller | Management | For | For |
1j | Elect Director Rajesh Subramaniam | Management | For | For |
1k | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE SOUTHERN COMPANY | ||||
Ticker: SO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janaki Akella | Management | For | For |
1b | Elect Director Henry A. "Hal" Clark, III | Management | For | For |
1c | Elect Director Anthony F. "Tony" Earley, Jr. | Management | For | For |
1d | Elect Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director Colette D. Honorable | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director John D. Johns | Management | For | For |
1i | Elect Director Dale E. Klein | Management | For | For |
1j | Elect Director David E. Meador | Management | For | For |
1k | Elect Director Ernest J. Moniz | Management | For | For |
1l | Elect Director William G. Smith, Jr. | Management | For | For |
1m | Elect Director Kristine L. Svinicki | Management | For | For |
1n | Elect Director Lizanne Thomas | Management | For | For |
1o | Elect Director Christopher C. Womack | Management | For | For |
1p | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Adopt Simple Majority Vote | Shareholder | Against | Against |
7 | Adopt Scope 3 GHG Emissions Reduction Targets Aligned with Paris Agreement Goal | Shareholder | Against | Against |
8 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | Against |
| ||||
TRUIST FINANCIAL CORPORATION | ||||
Ticker: TFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jennifer S. Banner | Management | For | For |
1b | Elect Director K. David Boyer, Jr. | Management | For | For |
1c | Elect Director Agnes Bundy Scanlan | Management | For | For |
1d | Elect Director Anna R. Cablik | Management | For | For |
1e | Elect Director Dallas S. Clement | Management | For | For |
1f | Elect Director Paul D. Donahue | Management | For | For |
1g | Elect Director Patrick C. Graney, III | Management | For | For |
1h | Elect Director Linnie M. Haynesworth | Management | For | For |
1i | Elect Director Kelly S. King | Management | For | For |
1j | Elect Director Easter A. Maynard | Management | For | For |
1k | Elect Director Donna S. Morea | Management | For | For |
1l | Elect Director Charles A. Patton | Management | For | For |
1m | Elect Director Nido R. Qubein | Management | For | For |
1n | Elect Director David M. Ratcliffe | Management | For | For |
1o | Elect Director William H. Rogers, Jr. | Management | For | For |
1p | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1q | Elect Director Christine Sears | Management | For | For |
1r | Elect Director Thomas E. Skains | Management | For | For |
1s | Elect Director Bruce L. Tanner | Management | For | For |
1t | Elect Director Thomas N. Thompson | Management | For | For |
1u | Elect Director Steven C. Voorhees | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
U.S. BANCORP | ||||
Ticker: USB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Dorothy J. Bridges | Management | For | For |
1c | Elect Director Elizabeth L. Buse | Management | For | For |
1d | Elect Director Andrew Cecere | Management | For | For |
1e | Elect Director Alan B. Colberg | Management | For | For |
1f | Elect Director Kimberly N. Ellison-Taylor | Management | For | For |
1g | Elect Director Kimberly J. Harris | Management | For | For |
1h | Elect Director Roland A. Hernandez | Management | For | For |
1i | Elect Director Richard P. McKenney | Management | For | For |
1j | Elect Director Yusuf I. Mehdi | Management | For | For |
1k | Elect Director Loretta E. Reynolds | Management | For | For |
1l | Elect Director John P. Wiehoff | Management | For | For |
1m | Elect Director Scott W. Wine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William J. DeLaney | Management | For | For |
1b | Elect Director David B. Dillon | Management | For | For |
1c | Elect Director Sheri H. Edison | Management | For | For |
1d | Elect Director Teresa M. Finley | Management | For | For |
1e | Elect Director Lance M. Fritz | Management | For | For |
1f | Elect Director Deborah C. Hopkins | Management | For | For |
1g | Elect Director Jane H. Lute | Management | For | For |
1h | Elect Director Michael R. McCarthy | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | Against |
7 | Adopt a Paid Sick Leave Policy | Shareholder | Against | For |
| ||||
UNITED PARCEL SERVICE, INC. | ||||
Ticker: UPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol Tome | Management | For | For |
1b | Elect Director Rodney Adkins | Management | For | For |
1c | Elect Director Eva Boratto | Management | For | For |
1d | Elect Director Michael Burns | Management | For | For |
1e | Elect Director Wayne Hewett | Management | For | For |
1f | Elect Director Angela Hwang | Management | For | For |
1g | Elect Director Kate Johnson | Management | For | For |
1h | Elect Director William Johnson | Management | For | For |
1i | Elect Director Franck Moison | Management | For | For |
1j | Elect Director Christiana Smith Shi | Management | For | For |
1k | Elect Director Russell Stokes | Management | For | For |
1l | Elect Director Kevin Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Adopt Independently Verified Science-Based Greenhouse Gas Emissions Reduction Targets in Line with the Paris Climate Agreement | Shareholder | Against | Against |
7 | Report on Integrating GHG Emissions Reductions Targets into Executive Compensation | Shareholder | Against | Against |
8 | Report on Just Transition | Shareholder | Against | Against |
9 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Against | Against |
10 | Oversee and Report a Civil Rights Audit | Shareholder | Against | Against |
11 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | Shareholder | Against | Against |
| ||||
VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye Archambeau | Management | For | For |
1.2 | Elect Director Roxanne Austin | Management | For | For |
1.3 | Elect Director Mark Bertolini | Management | For | For |
1.4 | Elect Director Vittorio Colao | Management | For | For |
1.5 | Elect Director Melanie Healey | Management | For | For |
1.6 | Elect Director Laxman Narasimhan | Management | For | For |
1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.8 | Elect Director Daniel Schulman | Management | For | For |
1.9 | Elect Director Rodney Slater | Management | For | For |
1.10 | Elect Director Carol Tome | Management | For | For |
1.11 | Elect Director Hans Vestberg | Management | For | For |
1.12 | Elect Director Gregory Weaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Government Requests to Remove Content | Shareholder | Against | Against |
6 | Adopt a Policy Prohibiting Direct | Shareholder | Against | Against |
and Indirect Political Contributions to Candidates | ||||
7 | Amend Clawback Policy | Shareholder | Against | For |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
9 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
WESTERN ASSET DIVERSIFIED INCOME FUND | ||||
Ticker: XWDIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paolo M. Cucchi | Management | For | For |
1.2 | Elect Director Eileen A. Kamerick | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
Franklin Total Return Fund
| ||||
SSGA ACTIVE TRUST | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clare S. Richer | Management | For | For |
1.2 | Elect Director Sandra G. Sponem | Management | For | For |
1.3 | Elect Director Kristi L. Rowsell | Management | For | For |
1.4 | Elect Director Gunjan Chauhan | Management | For | For |
1.5 | Elect Director Carolyn M. Clancy | Management | For | For |
| ||||
VALARIS LIMITED | ||||
Ticker: VAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anton Dibowitz | Management | For | For |
1b | Elect Director Dick Fagerstal | Management | For | For |
1c | Elect Director Joseph Goldschmid | Management | For | For |
1d | Elect Director Catherine J. Hughes | Management | For | For |
1e | Elect Director Kristian Johansen | Management | For | For |
1f | Elect Director Elizabeth D. Leykum | Management | For | For |
1g | Elect Director Deepak Munganahalli | Management | For | For |
1h | Elect Director James W. Swent, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers'Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
WEATHERFORD INTERNATIONAL PLC | ||||
Ticker: WFRD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Benjamin C. Duster, IV | Management | For | For |
1b | Elect Director Neal P. Goldman | Management | For | For |
1c | Elect Director Jacqueline C. Mutschler | Management | For | For |
1d | Elect Director Girishchandra K. Saligram | Management | For | For |
1e | Elect Director Charles M. Sledge | Management | For | For |
2 | Ratify KPMG LLP as Auditors and Authorise Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Investors Securities Trust______
By (Signature and Title)* /s/MATTHEW T. HINKLE__
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 24, 2023__
* Print the name and title of each signing officer under his or her signature.
