UNITED STATESSECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
April 1, 2019
Date of Report (Date of earliest event reported)
Ecology and Environment Inc.
(Exact name of registrant as specified in its charter)
Commission File Number 1-9065
| New York | | 16-0971022 |
| (State or other jurisdiction of | | (IRS Employer Identification |
| incorporation or organization) | | Number) |
| | | |
| 368 Pleasant View Drive | | |
| Lancaster, New York | | 14086 |
| (Address of principal executive offices) | | (Zip code) |
(716) 684-8060
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
| ☐ | Written communications pursuant to Rule 245 under the Securities Act (17 CFT 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFT 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFT 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFT 240.13e-4c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On March 25, 2019, Ecology and Environment Inc. (Nasdaq: EEI) (the “Company”) received correspondence from the Nasdaq Stock Market ("Nasdaq") requesting an update to the Company’s original plan to regain compliance with Nasdaq continued listing requirements regarding timely filing of required periodic reports with the Securities and Exchange Commission (the “SEC”). On April 1, 2019, the Company submitted a letter to Nasdaq reaffirming its intention to take all necessary steps to achieve compliance with Nasdaq continued listing requirements no later than May 13, 2019.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | ECOLOGY AND ENVIRONMENT INC. |
| | | |
| | By | /s/Peter F. Sorci |
| | | Peter F. Sorci |
| | | Acting Chief Financial Officer |
Dated: April 1, 2019
