ITEM 1. PROXY VOTING RECORD:
Item 1, For each Fund as indicated contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2021 with respect to which the Registrant was entitled to vote:
Registrant: Mutual Fund & Variable Insurance Trust | | Fund Name - | RATIONAL DYNAMIC BRANDS FUNDS | | | | |
Investment Company 1940 Act File # 811-05010 | | | | | | | | |
Reporting Period: July 1, 2020 - June 30, 2021 | | | | | | | | |
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| | | | N-PX Form Requirements | | | | |
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
Nike | NKE | 654106103 | Annual Meeting 9.17.20 | 1a. Election of Class B Director: Alan B. Graf, Jr | Mgmt | Y | For | For |
Nike | NKE | 654106103 | Annual Meeting 9.17.20 | 1b. Election of Class B Director: Peer B. Henry | Mgmt | Y | For | For |
Nike | NKE | 654106103 | Annual Meeting 9.17.20 | 1c. Election of Class B Director: Michelle A Peluso | Mgmt | Y | For | For |
Nike | NKE | 654106103 | Annual Meeting 9.17.20 | 2. To approve executive compensation by an advisory vote. | Mgmt | Y | For | For |
Nike | NKE | 654106103 | Annual Meeting 9.17.20 | 3. To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | Mgmt | Y | For | For |
Nike | NKE | 654106103 | Annual Meeting 9.17.20 | 4. To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | Mgmt | Y | For | For |
Nike | NKE | 654106103 | Annual Meeting 9.17.20 | 5. To consider a shareholder proposal regarding political contributions disclosure. | Mgmt | Y | Against | For |
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Alibaba | BABA | 01609W102 | Annual Meeting 9.30.20 | 1. Amend and restate the Company's Memorandum and Articles of Associaon to expressly permit completely virtual shareholders' meetings and reflect such updates as are dtailed in the proxy statement and set forth in Exhibit A thereto. | Mgmt | Y | For | For |
Alibaba | BABA | 01609W102 | Annual Meeting 9.30.20 | 2.1 Election of Director: Maggie Wei Wu (To serve for a three year term or until such director' successor is elected or appointed and duly qualified). | Mgmt | Y | For | For |
Alibaba | BABA | 01609W102 | Annual Meeting 9.30.20 | 2.2 Election to Director: Kabir Misra (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Mgmt | Y | For | For |
Alibaba | BABA | 01609W102 | Annual Meeting 9.30.20 | 2.3 Election of Director: Walter The Ming Kwauk (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Mgmt | Y | For | For |
Alibaba | BABA | 01609W102 | Annual Meeting 9.30.20 | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021 | Mgmt | Y | For | For |
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Teledoc Health inc | TDOC | 87918A105 | Annual Meeting 10.29.20 | 1. Approval of Share Issuance. To approve the issuance of shares of Teladoc Health, Inc. ("Teledoc") common stock to the shareholders of Livongo Health, Inc. ("Livongo") pursuant to the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc, Livongo, and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc (the "Teladoc share issuance proposal") | Mgmt | Y | For | For |
Teledoc Health inc | TDOC | 87918A105 | Annual Meeting 10.29.20 | 2. Adoption of Charter Amendment. To adopt an amendment to the certificate of incorporation of Teladoc (the "Teladoc charter amendment proposal") | Mgmt | Y | For | For |
Teledoc Health inc | TDOC | 87918A105 | Annual Meeting 10.29.20 | 3. Adjournment of Teladoc Shareholder Meeting. To approve the adjournment of the Teladoc shareholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Teladoc shareholder meeting to approve the Teladoc share issuance proposal and the Teladoc charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Teladoc shareholders. | Mgmt | Y | For | For |
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Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1A. Election of Director: Reid G. Hoffman | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1B. Election of Director: Hugh F. Johnston | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1C. Election of Director: Ter L. List-Stoll | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1D. Election of Director: Satya Nadella | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1E. Election of Director: Sandra E. Peterson | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1F. Election of Director: Penny S. Pritzker | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1G. Election of Director: Charles W. Scharf | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1H. Election of Director: Arne M Sorenson | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1I. Election of Director: John W. Stanton | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1J. Election of Director: John W. Thompson | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 1K. Election of Director: Emma N. Walmsley | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 2. Advisory vote to approve named executive officer compensation. | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 3. Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021 | Mgmt | Y | For | For |
Microsoft Corp | MSFT | 594918104 | Annual Meeting 12.9.20 | 4. Shareholder pProposal - Report on Employee Representation on Board of Directors | shareholder | Y | Against | For |
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Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1A. Election of Director: Lloyd A Carney | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1B. Election of Director: Mary B Cranston | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1C. Election of Director: Francisco Javier Fernandez-Carbajal | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1D. Election of Director: Alfred F. Kelly, Jr | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1E. Election of Director: Ramon Laguarta | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1F. Election of Director: John F. Lundgren | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1G. Election of Director: Robert W. Matschullat | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1H. Election of Director: Denise M. Morrison | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1I. Election of Director: Suzanne Nora Johnson | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1J. Election of Director: Linda J Rendle | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1K. Election of Director: John A. C. Swainson | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 1L. Election of Director: Maynard G. Webb, Jr. | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 2. Approval, on an advisory basis, of compensation paid to our named executive officers. | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 3. Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 4. Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 5. Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Mgmt | Y | For | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 6. To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Y | Against | For |
Visa | V | 92826C839 | Annual Meeting 1.26.2021 | 7. To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented | Shareholder | Y | Against | For |
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Costco Wholesale Co | COST | 22160K105 | Annual Meeting 1.21.2021 | 2. Ratification of selection of independent auditors | Mgmt | Y | For | For |
Costco Wholesale Co | COST | 22160K105 | Annual Meeting 1.21.2021 | 3. Approval, on an advisory basis, of executive compensation | Mgmt | Y | For | For |
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SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 1. Approve the Company's annual accounts for the financial year ended December 31, 2020and the Company's consolidated financial statements for the financial year endedDecember 31, 2020. | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 2. Approve allocation of the Company's annual results for the financial year ended December 31, 2020. | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 3.Grant discharge of the liability of the members of the Board of Directors for, and in connection with, the financial year ended December 31, 2020. | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4A. Election of Director: Mr. Daniel Ek (A Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4B. Election of Director: Mr. Martin Lorentzon (A Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4C. Election of Director: Mr. Shishir Samir Mehrotra (A Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4D. Election of Director: Mr. Christopher Marshall (B Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4E. Election of Director: Mr. Barry McCarthy (B Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4F. Election of Director: Ms. Heidi O'Neill (B Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4G. Election of Director: Mr. Ted Sarandos (B Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4H. Election of Director: Mr. Thomas Owen Staggs (B Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4I. Election of Director: Ms. Cristina Mayville Stenbeck (B Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4J. Election of Director: Ms. Mona Sutphen (B Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 4K. Election of Director: Ms. Padmasree Warrior (B Director) | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 5. Appoint Ernst & Young S.A. (Luxembourg) as the independent auditor for the period ending at the general meeting approving the annual accounts for the financial year ending on December 31, 2021. | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 6. Approve the directors' remuneration for the year 2021. | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 7. Authorize the Board to repurchase 10,000,000 shares issued by the Company during a period of five years, for a price that will be determined by the Board within the following limits: at least the par value and at the most the fair market value. | Mgmt | Y | For | For |
SPOTIFY TECHNOLOGY S.A. | SPOT | L8681T102 | Annual Meeting 4.21.2021 | 8. Authorize and empower each of Mr. Guy Harles and Mr. Alexandre Gobert to execute and deliver, under their sole signature, on behalf of the Company and with full power of substitution, any documents necessary or useful in connection with the annual filing and registration required by the Luxembourg laws. | Mgmt | Y | For | For |
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The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1A. Election of Director: M. Michele Burns | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1B. Election of Director: Drew G Faust | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1C. Election of Director: Mark A. Flaherty | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1D. Election of Director: Ellen J. Kullman | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1E. Election of Director: Lakshmi N. Mittal | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1F. Election of Director: Adebayo O. Ogunlesi | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1G. Election of Director: Peter Oppenheimer | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1H. Election of Director: David M. Solomon | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1I. Election of Director: Jan E. Tighe | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1J. Election of Director: Jessica R. Uhl | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1K. Election of Director: David A. Viniar | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 1L. Election of Director: Mark O. Winkelman | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 2. Advisory Vote to Approve Executive Compensation (Say on Pay). | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 3. Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 4. Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Mgmt | Y | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 5. Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Mgmt | Y | Against | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 6. Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Mgmt | Y | Against | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 7. Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Mgmt | Y | Against | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual Meeting 4.29.2021 | 8. Shareholder Proposal Regarding a Racial Equity Audit. | Mgmt | Y | Against | Against |
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Carvana Co. | CVNA | 146869102 | Annual Meeting 5.3.2021 | 1. Vote Board of Directors:
Election of Director: Ernest Garcia III
Election of Director: Ira Platt | Mgmt | Y | For | For |
Carvana Co. | CVNA | 146869102 | Annual Meeting 5.3.2021 | 2. Approval of the Carvana Co. Employee Stock Purchase Plan. | Mgmt | Y | For | For |
Carvana Co. | CVNA | 146869102 | Annual Meeting 5.3.2021 | 3. Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | Y | For | For |
Carvana Co. | CVNA | 146869102 | Annual Meeting 5.3.2021 | 4. Approval, by an advisory vote, of Carvana's executive compensation. | Mgmt | Y | For | For |
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CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1A. Election of Director: Brandon B. Boze | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1B. Election of Director: Beth F. Cobert | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1C. Election of Director: Reginald H. Gilyard | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1D. Election of Director: Shira D. Goodman | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1E. Election of Director: Christopher T. Jenny | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1F. Election of Director: Gerardo I. Lopez | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1G. Election of Director: Oscar Munoz | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1H. Election of Director: Robert E. Sulentic | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1I. Election of Director: Laura D. Tyson | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 1J. Election of Director: Sanjiv Yajnik | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 2. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 3. Advisory vote to approve named executive officer compensation for 2020.
| Mgmt | Y | For | For |
CBRE Group Inc. | CBRE | 12504L109 | Annual Meeting 5.19.2021 | 4. Stockholder proposal regarding our stockholders' ability to call special stockholder meetings. | Shareholder | Y | Against | Against |
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Chipotle Mexican Grill, Inc. | CMG | 169656105 | Annual Meeting 5.18.2021 | 1. Vote Board of Directors:Election of Director: Albert S. Baldocchi, Carey, Engles, Fili-Krushel, Fianzraich, Gutierrez, Hickenlooper, Maw, Namar, Niccoli and Winston | Mgmt | Y | For | For |
Chipotle Mexican Grill, Inc. | CMG | 169656105 | Annual Meeting 5.18.2021 | 2. An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say-on-pay"). | Mgmt | Y | For | For |
Chipotle Mexican Grill, Inc. | CMG | 169656105 | Annual Meeting 5.18.2021 | 3. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | Y | For | For |
Chipotle Mexican Grill, Inc. | CMG | 169656105 | Annual Meeting 5.18.2021 | 4. Shareholder Proposal - Written Consent of Shareholders. | Shareholder | Y | Against | Against |
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Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1A. ELECTION OF DIRECTOR: J.W. Marrio | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1B. ELECTION OF DIRECTOR: Anthony G. Capuano | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1C. ELECTION OF DIRECTOR: Deborah M. Harrison | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1D. ELECTION OF DIRECTOR: Frederick A. Henderson | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1E. ELECTION OF DIRECTOR: Eric Hippeau | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1F. ELECTION OF DIRECTOR: Lawrence W. Kellner | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1G. ELECTION OF DIRECTOR: Debra L. Lee | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1H. ELECTION OF DIRECTOR: Aylwin B. Lewis | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1I. ELECTION OF DIRECTOR: David S. Marrio | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1J. ELECTION OF DIRECTOR: Margaret M. McCarthy | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1K. ELECTION OF DIRECTOR: George Muñoz | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1L. ELECTION OF DIRECTOR: Horacio D. Rozanski | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 1M. ELECTION OF DIRECTOR: Susan C. Schwab | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 4A. AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TOREMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THESUPERMAJORITY VOTING STANDARD FOR REMOVAL OF DIRECTORS. | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 4B. AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TOREMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THESUPERMAJORITY VOTING STANDARDS FOR FUTURE AMENDMENTS TO THE CERTIFICATE OFINCORPORATION APPROVED BY OUR STOCKHOLDERS. | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 4C. AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TOREMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THEREQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR FUTURE AMENDMENTSTO CERTAIN BYLAW PROVISIONS. | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 4D. AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TOREMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THEREQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN TRANSACTIONS. | Mgmt | Y | For | For |
Marriott International, Inc. | MAR | 571903202 | Annual Meeting 5.7.2021 | 4E. AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TOREMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THESUPERMAJORITY VOTING STANDARD FOR CERTAIN BUSINESS COMBINATIONS. | Mgmt | Y | For | For |
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Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1A. Election of Director: Christopher J. Nassetta | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1B. Election of Director: Jonathan D. Gray | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1C. Election of Director: Charlene T. Begley | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1D. Election of Director: Chris Carr | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1E. Election of Director: Melanie L. Healey | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1F. Election of Director: Raymond E. Mabus, Jr. | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1G. Election of Director: Judith A. McHale | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1H. Election of Director: John G. Schreiber | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1I. Election of Director: Elizabeth A. Smith | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 1J. Election of Director: Douglas M. Steenland | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Mgmt | Y | For | For |
Hilton Worldwide Holdings Inc. | HLT | 43300A203 | Annual Meeting 5.19.2021 | 3. Approval, in a non-binding advisory vote, of the compensation paid to the Company's named executive officers. | Mgmt | Y | For | For |
| | | | | | | | |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1A. Election of Director: David W. Biegler | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1B. Election of Director: J. Veronica Biggins | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1C. Election of Director: Douglas H. Brooks | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1D. Election of Director: William H. Cunningham | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1E. Election of Director: John G. Denison | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1F. Election of Director: Thomas W. Gilligan | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1G. Election of Director: Gary C. Kelly | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1H. Election of Director: Grace D. Lieblein | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1I. Election of Director: Nancy B. Loeffler | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1J. Election of Director: John T. Montford | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 1K. Election of Director: Ron Ricks | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 2. Advisory vote to approve the compensation of the Company's named executive officers. | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 3. Ratification of the selection of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Mgmt | Y | For | For |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 4. Advisory vote on shareholder proposal to permit shareholder action by written consent. | Shareholder | Y | Against | Against |
Southwest Airlines Co. | LUV | 844741108 | Annual Meeting 5.19.2021 | 5. Advisory vote on shareholder proposal to permit shareholder removal of directors without cause. | Shareholder | Y | Against | Against |
| | | | | | | | |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1A. Election of Director: Rodney C. Adkins | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1B. Election of Director: Jonathan Christodoro | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1C. Election of Director: John J. Donahoe | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1D. Election of Director: David W. Dorman | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1E. Election of Director: Belinda J. Johnson | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1F. Election of Director: Gail J. McGovern | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1G. Election of Director: Deborah M. Messemer | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1H. Election of Director: David M. Moffett | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1I. Election of Director: Ann M. Sarnoff | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1J. Election of Director: Daniel H. Schulman | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 1K. Election of Director: Frank D. Yeary | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 2. Advisory vote to approve named executive officer compensation. | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Mgmt | Y | For | For |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 4. Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Y | Against | Against |
Paypal Holdings, Inc. | PYPL | 70450Y103 | Annual Meeting 5.26.2021 | 5. Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Y | Against | Against |
| | | | | | | | |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1A. Election of Director: Jeffrey P. Bezos | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1B. Election of Director: Keith B. Alexander | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1C. Election of Director: Jamie S. Gorelick | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1D. Election of Director: Daniel P. Huttenlocher | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1E. Election of Director: Judith A. McGrath | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1F. Election of Director: Indra K. Nooyi | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1G. Election of Director: Jonathan J. Rubinstein | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1H. Election of Director: Thomas O. Ryder | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1I. Election of Director: Patricia Q. Stonesifer | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 1J. Election of Director: Wendell P. Weeks | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | Y | For | For |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 12. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Y | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | Annual Meeting 5.26.2021 | 14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Y | Against | Against |
| | | | | | | | |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 2. Appropriation of retained earnings. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 3. Ratification of the actions of the Executive Board. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 4. Ratification of the actions of the Supervisory Board. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 5. Supervisory Board Election: Jackie Joyner-Kersee | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 6. Approval of the compensation system for the members of the Executive Board. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 7. Confirmation of the compensation and approval of the compensation system for the members of the Supervisory Board. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 8. Amendment of section 4 section 8 sentence 3 of the Articles of Association. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 9. Cancelation of the Authorized Capital 2017/I, creation of a new Authorized Capital 2021/I; authorization to exclude subscription rights for residual amounts and amendment to the Articles of Association. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 10. Cancelation of the Authorized Capital 2019 and the Authorized Capital 2017/III, creation of a new Authorized Capital 2021/II; authorization to exclude subscription rights and amendment to the Articles of Association. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 11. Cancelation of the Authorized Capital 2016 and repeal of section 4 section 5 of the Articles of Association. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 12. Authorization to purchase and use treasury shares pursuant to section 71 section 1 number 8 AktG; authorization to exclude tender and subscription rights as well as to cancel purchased treasury shares and reduce the capital. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 13. Authorization to purchase treasury shares via multilateral trading facilities and to use equity derivatives pursuant to section 71 section 1 number 8 AktG; exclusion of shareholders' tender and subscription rights. | Mgmt | Y | Abstain | N/A |
Adidas AG | ADDYY | 00687A107 | Annual Meeting 5.12.2021 | 14. Appointment of the auditor and Group auditor for the 2021 financial year as well as of the auditor for a possible audit review of the first half year financial report of the 2021 financial year. | Mgmt | Y | Abstain | N/A |
| | | | | | | | |
Booking Holdings, Inc. | BKNG | 09857L108 | Annual Meeting 6.3.2021 | 1. Vote Board of Directors: Armstrong, Forgel, Graddock-Weir, Hopeman, Mylo, Jr., Noski, Read, Rothman, Dijk, Vojvodih, Wittman
| Mgmt | Y | For | For |
Booking Holdings, Inc. | BKNG | 09857L108 | Annual Meeting 6.3.2021 | 2. Advisory vote to approve 2020 executive compensation. | Mgmt | Y | For | For |
Booking Holdings, Inc. | BKNG | 09857L108 | Annual Meeting 6.3.2021 | 3. Management proposal to amend the Company's 1999 Omnibus Plan. | Mgmt | Y | For | For |
Booking Holdings, Inc. | BKNG | 09857L108 | Annual Meeting 6.3.2021 | 4. Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | Y | For | For |
Booking Holdings, Inc. | BKNG | 09857L108 | Annual Meeting 6.3.2021 | 5. Management proposal to amend the Company's Certificate of Incorporation to allow stockholders the right to act by written consent. | Mgmt/Shareholder | Y | For | For |
Booking Holdings, Inc. | BKNG | 09857L108 | Annual Meeting 6.3.2021 | 6. Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | Y | Against | Against |
Booking Holdings, Inc. | BKNG | 09857L108 | Annual Meeting 6.3.2021 | 7. Stockholder proposal requesting the Company issue a climate transition report. | Shareholder | Y | Against | Against |
Booking Holdings, Inc. | BKNG | 09857L108 | Annual Meeting 6.3.2021 | 8. Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company's climate policies and strategies. | Shareholder | Y | Against | Against |
| | | | | | | | |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 1A Election of Director: Tobias Lütke | Mgmt | Y | For | For |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 1B Election of Director: Robert Ashe | Mgmt | Y | For | For |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 1C Election of Director: Gail Goodman | Mgmt | Y | For | For |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 1D Election of Director: Colleen Johnston | Mgmt | Y | For | For |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 1E Election of Director: Jeremy Levine | Mgmt | Y | For | For |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 1F Election of Director: John Phillips | Mgmt | Y | For | For |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 02 Appointment of the Auditors Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | Mgmt | Y | For | For |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 03 Approval of Stock Option Plan Resolution approving the second amendment and restatement of Shopify Inc.'s Stock Option Plan and approving all unallocated options under the Stock Option Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. | Mgmt | Y | For | For |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 04 Approval of Long Term Incentive Plan Resolution approving the second amendment and restatement of Shopify Inc.'s Long Term Incentive Plan and approving all unallocated awards under the Long Term Incentive Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. | Mgmt | Y | For | For |
Shopify, Inc. | SHOP | 82509L107 | Annual Meeting 5.26.2021 | 05 Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.'s approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | Mgmt | Y | For | For |
| | | | | | | | |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1a. Election of Director: Douglas M. Baker, Jr. | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1b. Election of Director: George S. Barrett | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1c. Election of Director: Brian C. Cornell | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1d. Election of Director: Robert L. Edwards | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1e. Election of Director: Melanie L. Healey | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1f. Election of Director: Donald R. Knauss | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1g. Election of Director: Christine A. Leahy | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1h. Election of Director: Monica C. Lozano | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1i. Election of Director: Mary E. Minnick | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1j. Election of Director: Derica W. Rice | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1k. Election of Director: Kenneth L. Salazar | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 1l. Election of Director: Dmitri L. Stockton | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 2. Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 3. Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Mgmt | Y | For | For |
Target Corporation | TGT | 87612E106 | Annual Meeting 6.9.2021 | 4. Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | Shareholder | Y | Against | Against |
| | | | | | | | |
Expedia Group | EXPE | 30212P303 | Annual Meeting 6.9.2021 | 1A. Election of Director: Samuel Altman, 1B. Election of Director: Beverly Anderson (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 1C.Election of Director: Susan Athey, 1D. Election of Director: Chelsea Clinton, 1E. Election of Director: Barry Diller, 1F. Election of Director: Jon Gieselman, 1G. Election of Director: Craig Jacobson (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.), 1H. Election of Director: Peter Kern, 1I. Election of Director: Dara Khosrowshahi, 1J. Election of Director: Patricia Menendez-Cambo (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 1K. Election of Director: Greg Mondre, 1L Election of Director: David Sambur, 1M Election of Director: Alexander von Furstenberg, 1N. Election of Director: Julie Whalen (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 2. Approval of the Expedia Group, Inc. 2013 Employee Stock Purchase Plan, as amended and restated, and the Expedia Group, Inc. 2013 International Stock Purchase Plan, as amended and restated, including an amendment to increase the number of shares authorized for issuance thereunder by 1,000,000. 3. Ratification of appointment of Ernst & Young LLP as Expedia Group's independent registered public accounting firm for the year ending December 31, 2021. 4 Stockholder proposal on political contributions and expenditures, if properly presented at the Annual Meeting. | Mgmt | Y | For 1-3, against 4 | For 1-3, against 4 |
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Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1A. Election of Director: Larry Page, | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1B.Election of Director: Sergey Brin | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1C. Election of Director: Sundar Pichai | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1D. Election of Director: John L. Hennessy | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1E. Election of Director: Frances H. Arnold | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1F.Election of Director: L. John Doerr | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1G. Election of Director: Roger W. Ferguson Jr. | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1H. Election of Director: Ann Mather | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1I. Election of Director: Alan R. Mulally | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1J. Election of Director: K. Ram Shriram | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 1K. Election of Director: Robin L. Washington | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 2. Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 3. Approval of Alphabet's 2021 Stock Plan. | Mgmt | Y | For | For |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 4. A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Y | Against | Against |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 5. A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Y | Against | Against |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 6. A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Y | Against | Against |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 7. A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Y | Against | Against |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 8. A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | Y | Against | Against |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 9. A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Y | Against | Against |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 10. A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Y | Against | Against |
Alphabet Inc | GOOGL | 02079K305 | Annual Meeting 6.2.2021 | 11. A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Y | Against | Against |
| | | | | | | | |
Lululemon | LULU | 550021109 | Annual Meeting 06.08.2021 | 1A. Election of Class II Director: Calvin McDonald | Mgmt | Y | For | For |
Lululemon | LULU | 550021109 | Annual Meeting 06.08.2021 | 1B. Election of Class II Director: Martha Morfitt | Mgmt | Y | For | For |
Lululemon | LULU | 550021109 | Annual Meeting 06.08.2021 | 1C. Election of Class II Director: Emily White | Mgmt | Y | For | For |
Lululemon | LULU | 550021109 | Annual Meeting 06.08.2021 | 1D. Election of Class I Director: Kourtney Gibson | Mgmt | Y | For | For |
Lululemon | LULU | 550021109 | Annual Meeting 06.08.2021 | 2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2022. | Mgmt | Y | For | For |
Lululemon | LULU | 550021109 | Annual Meeting 06.08.2021 | 3.To approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | Y | For | For |
| | | | | | | | |
Square, Inc. | SQ | 852234103 | Annual Meeting 06.15.2021 | 1.1 Election of Director: Randy Garutti | Mgmt | Y | For | For |
Square, Inc. | SQ | 852234103 | Annual Meeting 06.15.2021 | 1.2 Election of Director: Mary Meeker | Mgmt | Y | For | For |
Square, Inc. | SQ | 852234103 | Annual Meeting 06.15.2021 | 1.3 Election of Director: Lawrence Summers | Mgmt | Y | For | For |
Square, Inc. | SQ | 852234103 | Annual Meeting 06.15.2021 | 1.4 Election of Director: Darren Walker | Mgmt | Y | For | For |
Square, Inc. | SQ | 852234103 | Annual Meeting 06.15.2021 | 2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Y | For | For |
Square, Inc. | SQ | 852234103 | Annual Meeting 06.15.2021 | 3. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2021 | Mgmt | Y | For | For |
Square, Inc. | SQ | 852234103 | Annual Meeting 06.15.2021 | 4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING AN INDEPENDENT CHAIR | Shareholder | Y | Against | Against |
Square, Inc. | SQ | 852234103 | Annual Meeting 06.15.2021 | 5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Shareholder | Y | Against | Against |
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Shake Shack Inc. | SHAK | 819047101 | Annual Meeting 06.09.2021 | 1.1 Election of Director: Sumaiya Balbale | Mgmt | Y | For | For |
Shake Shack Inc. | SHAK | 819047101 | Annual Meeting 06.09.2021 | 1.2 Election of Director: Jenna Lyons | Mgmt | Y | For | For |
Shake Shack Inc. | SHAK | 819047101 | Annual Meeting 06.09.2021 | 1.3 Election of Director: Robert Vivian | Mgmt | Y | For | For |
Shake Shack Inc. | SHAK | 819047101 | Annual Meeting 06.09.2021 | 2. Ratification of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm | Mgmt | Y | For | For |
Shake Shack Inc. | SHAK | 819047101 | Annual Meeting 06.09.2021 | 3. Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Mgmt | Y | For | For |
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Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 1.1 Election of Director: Gary L. Carano | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 1.2 Election of Director: Bonnie S. Biumi | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 1.3 Election of Director: Jan Jones Blackhurst | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 1.4 Election of Director: Frank J. Fahrenkopf | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 1.5 Election of Director: Don R. Kornstein | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 1.6 Election of Director: Courtney R. Mather | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 1.7 Election of Director: Michael E. Pegram | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 1.8 Election of Director: Thomas R. Reeg | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 1.9 Election of Director: David P. Tomick | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 4. RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 5. TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK TO 500,000,000. | Mgmt | Y | For | For |
Caesars Entertainment | CZR | 12769G100 | Annual Meeting 06.15.2021 | 6. TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE THE ISSUANCE OF 150,000,000 SHARES OF PREFERRED STOCK. | Mgmt | Y | For | For |
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Mercadolibre, Inc. | MELI | 58733R102 | Annual Meeting 6.8.2021 | 1.1 Election of Director: Nicolás Galperin | Mgmt | Y | For | For |
Mercadolibre, Inc. | MELI | 58733R102 | Annual Meeting 6.8.2021 | 1.2 Election of Director: Henrique Dubugras | Mgmt | Y | For | For |
Mercadolibre, Inc. | MELI | 58733R102 | Annual Meeting 6.8.2021 | 2. To approve, on an advisory basis, the compensation of our named executive officers for fiscal year 2020. | Mgmt | Y | For | For |
Mercadolibre, Inc. | MELI | 58733R102 | Annual Meeting 6.8.2021 | 3. Ratification of the appointment of Deloitte & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | Y | For | For |
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Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.A Election of Director: Ajay Banga | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.B Election of Director: Merit E. Janow | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.C Election of Director: Richard K. Davis | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.D Election of Director: Steven J. Freiberg | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.E Election of Director: Julius Genachowski | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.F Election of Director: Choon Phong Goh | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.G Election of Director: Oki Matsumoto | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.H Election of Director: Michael Miebach | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.I Election of Director: Youngme Moon | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.J Election of Director: Rima Qureshi | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.K Election of Director: José Octavio Reyes Lagunes | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.L Election of Director: Gabrielle Sulzberger | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.M Election of Director: Jackson Tai | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 1.N Election of Director: Lance Uggla | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 2. Advisory approval of Mastercard's executive compensation | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 3. Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 4. Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 5. Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Mgmt | Y | For | For |
Mastercard Incorporated | MA | 57636Q104 | Annual Meeting 6.22.2021 | 6. Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Mgmt | Y | For | For |
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AIRBNB Inc | ABNB | 009066101 | Annual Meeting 6.22.2021 | 1.1 Election of Director: Angela Ahrendts | Mgmt | Y | For | For |
AIRBNB Inc | ABNB | 009066101 | Annual Meeting 6.22.2021 | 1.2 Election of Director: Brian Chesky | Mgmt | Y | For | For |
AIRBNB Inc | ABNB | 009066101 | Annual Meeting 6.22.2021 | 1.3 Election of Director: Kenneth Chenault | Mgmt | Y | For | For |
AIRBNB Inc | ABNB | 009066101 | Annual Meeting 6.22.2021 | 2. To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | Y | For | For |
AIRBNB Inc | ABNB | 009066101 | Annual Meeting 6.22.2021 | 3. To approve, on an advisory (non-binding) basis, the compensation of our named executive officers ("Say-on-Pay Vote"). | Mgmt | Y | For | For |
AIRBNB Inc | ABNB | 009066101 | Annual Meeting 6.22.2021 | 4. To approve, on an advisory (non-binding) basis, the frequency of future Say-on-Pay Votes. | Mgmt | Y | 1 Year | 1 Year |
Registrant: Mutual Fund & Variable Insurance Trust | | Fund Name - | | Rational Equity Armor Fund | | | | |
Investment Company 1940 Act File # 811-05010 | | | | | | | | |
Reporting Period: July 1, 2020 - June 30, 2021 | | | | | | | | |
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(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
PFIZER INC. | PFE | 717081103 | Aug 13, 2020 | did not vote | | N | n/a | n/a |
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FEDEX CORPORATION | FDX | 31428X106 | Sep 21, 2020 | Elect Director, Ellison, Griffith, Inglis, Jabal, Jackson, Martin, Ramo, Schwab, Smith, Steiner, Subramaniam, and Walsh | Mgmt. | N | N | n/a |
| | | | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt. | N | N | n/a |
| | | | Ratify Ernst &Young LLP as Auditors | Mgmt. | N | N | n/a |
| | | | Report on Lobbying Payments and Policy | Mgmt. | N | N | n/a |
| | | | Report on Political Contributions Disclosure | Mgmt. | N | N | n/a |
| | | | Report on Employee Representation on the Board of Directors | Mgmt. | N | N | n/a |
| | | | Provide Right to Act by Written Consent | Mgmt. | N | N | n/a |
| | | | Report on Integrating ESG Metrics Into Executive Compensation Program | Mgmt. | N | N | n/a |
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THE PROCTER & GAMBLE COMPANY | PG | 742718109 | Oct 13, 2020 | Election of Directors | Mgmt. | N | n/a | n/a |
| | | | Ratify Appointment of the Independent Registered Public Accounting Firm. | Mgmt. | N | n/a | n/a |
| | | | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Mgmt. | N | n/a | n/a |
| | | | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Mgmt. | N | n/a | n/a |
| | | | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | shareholder | N | n/a | n/a |
| | | | Shareholder Proposal - Annual Report on Diversity. | | | n/a | n/a |
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KLA CORPORATION | KLAC | 482480100 | Nov 4, 2020 | Elect Director Edward Barnholl, Calderoni, Hanley, Higashi, Kennedy, Moore, Myers, Patel, Peng Rango, and Wallace | Mgmt. | N | n/a | n/a |
| | | | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt. | N | n/a | n/a |
| | | | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt. | N | n/a | n/a |
| | | | Adopt Proxy Access Right | Shareholder | N | n/a | n/a |
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MICROSOFT CORPORATION | MSFT | 594918104 | Dec 2, 2020 | Election of Director: Reid G. Hoffman, Johnston, Stoll, Nadella, Peterson, Pritzker, Scharf, Sorenson, Stanton, Thompson, Walmsle, and Warrior | Mgmt. | N | n/a | n/a |
| | | | Advisory vote to approve named executive officer compensation compensation. | Mgmt. | N | n/a | n/a |
| | | | Ratification of Deloitte & Touche LLP as our independent auditor fye 2021 auditor for fiscal year 2021. | Mgmt. | N | n/a | n/a |
| | | | Shareholder Proposal - Report on Employee Representation of Board Representation on Board of Directors. | shareholder | N | n/a | n/a |
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CONOCOPHILLIPS | COP | 20825C104 | May 11, 2021 | Election of 15 Directors | Mgmt. | N | n/a | n/a |
| | | | Ratification of independent registered public account | Mgmt. | N | n/a | n/a |
| | | | advisory approval of the compensation of named exeutives officers | Mgmt. | N | n/a | n/a |
| | | | stockerholder proposal -simple majority vote | shareholder | N | n/a | n/a |
| | | | stockerholder porposal = emission reduction tartgets | shareholder | N | n/a | n/a |
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COSTCO WHOLESALE CORPORATION | COST | 22160K105 | Jan 21, 2021 | Elect Director Susan L. Decker, Denman, Galanti,Jelinek, Jewell, Munger, and Raikes | Mgmt. | N | n/a | n/a |
| | | | Ratify KPMG LLP as Auditors | Mgmt. | N | n/a | n/a |
| | | | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt. | N | n/a | n/a |
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APPLE INC. | AAPL | 037833100 | Feb 23, 2021 | Election of Director: James Bell, Cook, Gore, Jung, Levinson, Lozano, Suguar and Wagner | Mgmt. | N | n/a | n/a |
| | | | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Mgmt. | N | n/a | n/a |
| | | | Advisory vote to approve executive compensation. | Mgmt. | N | n/a | n/a |
| | | | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | shareholder | N | n/a | n/a |
| | | | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | shareholder | N | n/a | n/a |
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DEERE & COMPANY | | 244199105 | Feb 24, 2021 | Election of 11 Directors | mgmt. | N | n/a | n/a |
| | | | approve the compensation of Deere's named executive on an advisory basis (say-on-pay) | mgmt. | N | n/a | n/a |
| | | | ratify Deloitte & Touche LLP auditor fye 2021 | mgmt. | N | n/a | n/a |
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THE WALT DISNEY COMPANY | DIS | 254687106 | Mar 9, 2021 | election of ten directors | mgmt. | Y | Y | For |
| | | | ratification of PricewaterhouseCoopers LLP as 2021 fye auditors | mgmt. | Y | Y | For |
| | | | consideration of an advisory vote to approve executive compensation | mgmt. | Y | Y | For |
| | | | shareholder proposal - annnual report on inforation regarding lobbying policies & activities | shareholder | Y | Y | against |
| | | | shareholder proposal iclusion of non-management employees on director nomineed candidates | shareholder | Y | Y | against |
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QUALCOMM INCORPORATED | QCOM | 747525103 | Mar 10, 2021 | Election of Directors | Mgmt. | Y | Y | Y |
| | | | To ratify the selection of PricewaterhouseCoopers LLP as indpendant accounts fye 9-26-21. | Mgmt. | Y | Y | Y |
| | | | To approve, on an advisory basis, our executive compensation
| Mgmt. | Y | Y | Y |
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STARBUCKS CORPORATION | SBUX | 855244109 | Mar 17, 2021 | election of 12 directors | Mgmt. | Y | Y | For |
| | | | approval of advisory resolution on named executive officer compensation | Mgmt. | Y | Y | For |
| | | | ratification of Deloite & Touche lLP as fye 2021 auditors | Mgmt. | Y | Y | For |
| | | | shareholder proposal - employee board representation | shareholder | Y | Y | Against |
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AGILENT TECHNOLOGIES, INC. | A | 00846U101 | Mar 17, 2021 | Elect Director Mala Anand | Mgmt. | Y | Y | Y |
| | | | Elect Director Koh Boon Hwee | Mgmt. | Y | Y | Y |
| | | | Elect Director Michael R. McMullen | Mgmt. | Y | Y | Y |
| | | | Elect Director Daniel K. Podolsky | Mgmt. | Y | Y | Y |
| | | | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt. | Y | Y | Y |
| | | | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt. | Y | Y | Y |
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FIFTH THIRD BANCORP | FITB | 316773100 | Apr 13, 2021 | Elect all members of the Board | Mgmt. | Y | Y | For |
| | | | Ratify appointment of Deloitte & Touche LLP auditor for fye 2021 | Mgmt. | Y | Y | For |
| | | | advisory approval of executive compensation | Mgmt. | Y | Y | For |
| | | | advisory vote to determine whether the shareholder vote on the coepsnation of companies executives will occurr every 1,2,3 years | Mgmt. | Y | l yr | For |
| | | | Approval of the Fifth Third Bancorp 2021 Incentive compensation plan | Mgmt. | Y | Y | For |
| | | | approve amendment to the Articles in Incorporation to eliminate supermajority vote requirements | Mgmt. | Y | Y | For |
| | | | amendment to the Articles of incporation to eliminate cumulative voting | Mgmt. | Y | Y | For |
| | | | | | Y | Y | For |
CELANESE CORPORATION | | 150870103 | Apr 15, 2021 | Elect J. Blackwell, Brown, Galant, Hill, Ihleeld, Hoffmeister, Kissiare Rucker, Ryerkert and Wuff as directors | Mgmt. | Y | Y | For |
| | | | ratifiy selection of KPMG LLP - independent accounting firm | Mgmt. | Y | Y | For |
| | | | advisory voteto approve executive compensation | Mgmt. | Y | Y | For |
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BANK OF AMERICA CORPORATION | BAC | 060505104 | Apr 20, 2021 | electing 16 directors | Mgmt. | Y | Y | For |
| | | | proposal approving exeucitve compensation (non-binding | Mgmt. | Y | Y | For |
| | | | proposal ratifing independent registered accounting firm 2021 | Mgmt. | Y | Y | For |
| | | | proposal amending and restarig our Key Employee Equity Plan | Mgmt. | Y | Y | For |
| | | | shareholder proposal improive Catch-22 proxy access | shareholder | Y | N | For |
| | | | shareholder right to act by written consent | shareholder | Y | N | For |
| | | | shareholder proposal requesting a change in organization form | shareholder | Y | N | For |
| | | | shareholder proposal requesting a racial equity audit | shareholder | | N | For |
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U.S. BANCORP | USB | 902973304 | Apr 20, 2021 | election of 13 directors | Mgmt. | Y | Y | for |
| | | | ratification of Ernst & Young LLP as 2021 auditors | Mgmt. | Y | Y | for |
| | | | advisory vote compensation of executives | Mgmt. | Y | Y | for |
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PFIZER INC. | PFE | 717081103 | Apr 22, 2021 | Election of Directors | mgmt. | Y | y | For |
| | | | Ratification of auditors | mgmt. | Y | Y | For |
| | | | advisory approval executive compensation | mgmt. | Y | Y | For |
| | | | Shareholder - independent chair | shareholder | Y | N | For |
| | | | shareholder proposal spending report | shareholder | Y | N | For |
| | | | Sharehodler report - access to COVD-19 products | shareholder | Y | N | For |
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JOHNSON & JOHNSON | JNJ | 478160104 | Apr 22, 2021 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | shareholder | Y | Y | Y |
| | | | Civil Rights Audit. | shareholder | | | |
| | | | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | mgmt. | Y | Y | Y |
| | | | Election of Director: Mary C. Beckerle, S. Davis, EL Davis, Doudna, Gorsky, Hewson, Joly, McClellan, Mulcahy, Prince, Washington, Weinberger, West and Williams | mgmt. | | | |
| | | | Independent Board Chair. | shareholder | Y | Y | Y |
| | | | Executive Compensation Bonus Deferral. | shareholder | | | |
| | | | Advisory Vote to Approve Named Executive Officer Compensation. | mgmt. | Y | Y | Y |
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HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | Apr 28, 2021 | Election of Directors | Mgmt. | Y | Y | For |
| | | | Ratification of appointment of Independent Registered Public Accounting Firm | Mgmt. | Y | Y | For |
| | | | Approval of 2020 Executive Compnsation on Advisory Basis | Mgmt. | Y | Y | For |
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THE CHEMOURS COMPANY | | 163851108 | Apr 28, 2021 | Election of Directors | Mgmt. | Y | Y | For |
| | | | Advisory vote on Compensation | Mgmt. | Y | Y | For |
| | | | Ratification of Independent Registered Public Accounting Firm | Mgmt. | Y | Y | For |
| | | | Proposal to Aend the Amended and Restated Certificat of Incorporation to eliminate supermajrotiy voting provisions with respect to Certificate and Bylaw Amendments | Mgmt. | Y | Y | For |
| | | | Approval of the Amendment and Restatement of the Chemours Company 2017 Equity and Incentive Plan | Mgmt. | Y | Y | For |
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THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | Apr 29, 2021 | Election of 12 Directors | Mgmt. | Y | Y | For |
| | | | Advisory vote to approve executive compensation | Mgmt. | Y | Y | For |
| | | | Approval of The Golman Sachs Amended and Restated Stock Incentive Plan | Mgmt. | Y | Y | For |
| | | | Ratification of PiceWaterhouseCoopers as independent auditor 2021 | Mgmt. | Y | Y | For |
| | | | Shareholder Proposal regarding shareholder right to Act by Written Consent | shareholder | Y | N | For |
| | | | Sharholder proposal regarding a report on the Effects of the of mandatory arbitration | shareholder | Y | N | For |
| | | | shareholder proposal regarding conversion to a public benefit corporation | shareholder | Y | N | For |
| | | | shareholder proposal regarding a racial equity audit | shareholder | Y | N | For |
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BUNGE LIMITED | BG | G16962105 | May 5, 2021 | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. | Mgmt. | N | n/a | n/a |
BUNGE LIMITED | BG | G16962105 | May 5, 2021 | Amendment to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. | Mgmt. | N | n/a | n/a |
| | | | Shareholder proposal regarding a report on the soy supply chain. | shareholder | N | n/a | n/a |
| | | | Shareholder proposal regarding simple majority vote. | shareholder | N | n/a | n/a |
| | | | Election of Director: Sheila Bair, Browner, Friboug, Fyrwald, Heckman, Hees, Hyle, Winship and Zenuk | Mgmt. | N | n/a | n/a |
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ABBVIE INC. | | 00287Y109 | May 7, 2021 | To elect four directors to hold office until the 2024 Annual Meeting or until their successors are elected. | Mgmt | N | n/a | n/a |
| | | | To vote on an advisory basis on the approval of executive compensation | Mgmt | N | n/a | n/a |
| | | | To approve the amended and restated 2013 incentive stock program. | Mgmt | N | n/a | n/a |
| | | | To approve the amended and restated 2013 employee stock purchase plan for non-U.S. employees. | Mgmt | N | n/a | n/a |
| | | | To vote on a management proposal to eliminate supermajority voting. | Mgtm | N | n/a | n/a |
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CUMMINS INC. | CMI | 231021106 | May 11, 2021 | to elect directors | Mgmt. | N | n/a | n/a |
| | | | vote on advisory vote on compensation of named executive | Mgmt. | N | n/a | n/a |
| | | | ratify appointment of PricewaterhouseCoopers as auditors fye 2021 | Mgmt. | N | n/a | n/a |
| | | | shareholder program regarding profision services alloance for our named executive officer | shareholders | N | n/a | n/a |
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CONOCOPHILLIPS | COP | 20825C104 | May 11, 2021 | Election of Direcrtor | mgmt. | N | n/a | n/a |
| | | | Ratify Ernst & Young LLP as independent registered accounting firm 2021 | mgmt. | N | n/a | n/a |
| | | | Advisory Approval of Executive Compensation | mgmt. | N | n/a | n/a |
| | | | Simple Majroity Vote Standard | mgmt. | N | n/a | n/a |
| | | | Emission Reduction targets | shareholder | N | n/a | n/a |
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PULTEGROUP, INC. | PHM | 745867101 | May 12, 2021 | Election of eleven nominees for director | Mgtm. | Y | Y | For |
| | | | ratification of Ernest & Young as independent public accounting firm 2021 | Mgmt. | Y | Y | For |
| | | | Say Note on pay - advisory vote executive compensation | Mgmt. | Y | Y | For |
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MASCO CORPORATION | MAS | 574599106 | May 12, 2021 | Elect Director Marie A. Ffolkes | Mgmt. | N | n/a | n/a |
| | | | Elect Director John C. Plant | Mgmt. | N | n/a | n/a |
| | | | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt. | N | n/a | n/a |
| | | | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt. | N | n/a | n/a |
| | | | Elect Director Brian P. Anderson | Mgmt. | N | n/a | n/a |
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SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | May 12, 2021 | Elect Director Alan S. Batey, Beebe, Furey, Griffin, King, McGlad, Schriesheim, Stevenson | Mgmt. | N | n/a | n/a |
| | | | Ratify KPMG LLP as Auditor | Mgmt. | N | n/a | n/a |
| | | | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt. | N | n/a | n/a |
| | | | Amend Omnibus Stock Plan | Mgmt. | N | n/a | n/a |
| | | | Adopt Simple Majority Vote | shareholder | N | n/a | n/a |
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INTEL CORPORATION | INTC | 458140100 | May 13, 2021 | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Mgmt | N | n/a | n/a |
| | | | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | shareholder | N | n/a | n/a |
| | | | Election of Director: Patrick P. Gelsinger, Goetz, Henry, Ishrak, Lavizzo-Mourey, Liu, Smith, Weisler, Yeary | mgmt. | N | n/a | n/a |
| | | | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | shareholder | N | n/a | n/a |
| | | | Advisory vote to approve executive compensation of our listed officers. | mgmt. | N | n/a | n/a |
| | | | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | shareholder | N | n/a | n/a |
| | | | | | | | |
VERIZON COMMUNICATIONS INC. | VA | 92343V104 | May 13, 2021 | Ratification of Appointment of Independent Registered Public Accounting Firm | mgmt. | N | n/a | n/a |
| | | | Shareholder Action by Written Consent | shareholder | N | n/a | n/a |
| | | | Amend Clawback Policy | shareholder | N | n/a | n/a |
| | | | Shareholder Ratification of Annual Equity Awards | shareholder | N | n/a | n/a |
| | | | Election of Director: Shellye L. Archambeau, Austin, Bertolini, Healey, Otis, Jr. Schulman, Slater, Vestbert, Weaver | mgmt. | N | n/a | n/a |
| | | | Advisory Vote to Approve Executive Compensation | mgmt. | N | n/a | n/a |
| | | | | | | | |
JPMORGAN CHASE & CO. | JPM | 46625H100 | May 18, 2021 | ELECTION OF DIRECTORS | MGMT | Y | Y | Y |
| | | | Advisory resolution to approve executive compensation | MGMT | Y | Y | Y |
| | | | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021 | MGMT | Y | Y | Y |
| | | | Ratification of independent registered public accounting firm | MGMT | Y | Y | Y |
| | | | Improve shareholder written consent | SHAREHOLDER | Y | Y | Y |
| | | | Racial equity audit and report | SHAREHOLDER | Y | Y | Y |
| | | | Independent board chairman | SHAREHOLDER | Y | Y | Y |
| | | | Political and electioneering expenditure report | SHAREHOLDER | Y | Y | Y |
| | | | | | | | |
HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | May 19, 2021 | Election of Directors | Mgmt. | Y | Y | For |
| | | | Ratification of Independent Registered Public Accounting firm | Mgmt. | Y | Y | For |
| | | | Non-Binding vote on executive compesation | Mgmt. | Y | Y | For |
| | | | | | | | |
| | | | | | | | |
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ALTRIA GROUP, INC. | MO | 02209S103 | May 20, 2021 | Election of 11 Directors | Mgmt | Y | Y | For |
| | | | Ratify selection of PricewaterhouseCoopers, LLP as Altria's independent public accounting fimr for fye 12-31-21 | Mgmt | Y | Y | for |
| | | | hold non-binding advisory vote to approve compensation of named executive officres | Mgmt | Y | Y | for |
| | | | shareholder proprosal regarding review and report on underage tobacco prevention policies and marketing prices | shareholder | Y | against | no |
| | | | shareholder proposal regarding disclosure of lobbing policies & practices | shareolder | Y | against | no |
| | | | | | | | |
MORGAN STANLEY | MS | 617446448 | May 20, 2021 | ELECTION OF DIRECTORS | MGMT | Y | Y | Y |
| | | | To ratify the appointment of Deloitte & Touche LLP as independent auditor | MGMT | Y | Y | Y |
| | | | To approve the compensation of executives as disclosed in the proxy statement (non-binding vote) | MGMT | Y | Y | Y |
| | | | To approve the amended and restated Equity Incentive Compensation Plan | MGMT | Y | Y | Y |
| | | | | | | | |
MERCK & CO., INC. | MRK | 58933Y105 | May 25, 2021 | Election of Directors | Mgmt | Y | Y | Y |
| | | | Non-binding Advisory vote to approve the compensation of our named executive officers | MGMT | Y | Y | Y |
| | | | Ratification of Independent registered public accounting firm 2021 | MGMT | Y | Y | Y |
| | | | sharehodler proposal concerning shareholder tight to act by written consent | shareholder | Y | Y | against |
| | | | shareholder proposal regarding access to COVID 19 products | shareholder | Y | Y | against |
| | | | | | | | |
BLACKROCK, INC. | BLK | 09247X101 | May 26, 2021 | Election of Directors | Mgmt. | Y | Y | For |
| | | | Approve, in a on-bind advisory vote, the compensation for named executive officers | Mgmt. | Y | Y | For |
| | | | Approvaof Amendents to Amended and Restated Certificate of Incorporation, (1) provide shareholers with right to call a special meeting, (ii) elimination certain supermajroity vote requirements and (iii) elimnaton certain provisions that are no longer applicable and make certain other technical revisions | Mgmt. | Y | Y | For |
| | | | Shareholder Proposal 0 Amend Certificate of Incorporation to Convert to a Pulbic Benefit Corporation | shareholder | T | Against | For |
| | | | | | | | |
| | | | | | | | |
THE SOUTHERN COMPANY | SO | 842587107 | May 26, 2021 | Elect 18 Directors | Mgmt. | Y | Y | For |
| | | | Conducat an advisory vote to approve executive compensation | Mgmt. | Y | Y | For |
| | | | Approve the 2021 Equity and Incentive Compensation Plan | Mgmt. | Y | Y | For |
| | | | Ratify the appointment of Deloite & Touch LLP as indenepdnent registered accounting firm 2021 | Mgmt. | Y | Y | For |
| | | | approve an amendment to the restated certificate of incorporation to reduce the supermajroity vote requirement to a majority vote | Mgmt. | | | |
| | | | | | | | |
CHEVRON CORPORATION | CHV | 166764100 | May 26, 2021 | Elect 12 Directors | Mgtm. | Y | Y | For |
| | | | Vote of Board proposal to ratify the appoint of PricewaterhouseCoopers as independent public accounting firm for 2021 | Mgtm. | Y | Y | For |
| | | | Advisory Basis, named Executive Office compensation | Mgtm. | Y | Y | For |
| | | | stockholder proposal to reduce scope 3 emissions | shareholder | Y | Y | against |
| | | | stockholder proposal regarding report on impacts of net zero 2050 scenario | shareholder | Y | Y | against |
| | | | stockholder proposal regarding shift to public benefit corporation | shareholder | Y | Y | against |
| | | | | | | | |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | CTSH | 192446102 | Jun 1, 2021 | Election of Directors | Mgmt. | Y | Y | For |
| | | | Adviosry Vote on Executive Sampensation (say-on-Pay) | Mgmt. | Y | Y | For |
| | | | Ratification of Appointment of Independent Registered Public Accounting firm | Mgmt. | Y | Y | For |
| | | | Shareholder Action by Written Consent | Shareholder | Y | Y | Against |
| | | | | | | | |
| | | | | | | | |
COMCAST CORPORATION | CMCSA | 20030N101 | Jun 2, 2021 | Election of Directors | Mgmt. | Y | Y | For |
| | | | Advisory Vote to approve executive compensation | Mgmt. | Y | Y | For |
| | | | Ratify appointment of indpepdnet auditors | Mgmt. | Y | Y | For |
| | | | shareholder proposal TO CONDUCT INDEPENDENT INVESTIGATION AND REPORT ON RISKS POSED BY FAILING TO PREVENT SEXUAL HARASSMENT | Shareholder | Y | Y | Against |
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AKAMAI TECHNOLOGIES, INC. | AKAM | 00971T101 | Jun 3, 2021 | To elect eleven nominees currently serving as members of our Board of Directors and named in the attached proxy statement to serve on our Board of Directors for a one-year term expiring at the 2022 Annual Meeting of Stockholders; | MGMT | Y | Y | For |
| | | | To approve an amendment and restatement of our 2013 Stock Incentive Plan that will include (i) a 3,000,000 share increase in the number of shares of common stock authorized for issuance thereunder and (ii) an extension of the expiration date of the plan to June 3, 2031; | MGMT | Y | Y | For |
| | | | To approve, on an advisory basis, our named executive officer compensation; | MGMT | Y | Y | For |
| | | | To ratify the selection of PricewaterhouseCoopers LLP as our independent auditors for the fiscal year ending December 31, 2021; and | MGMT | Y | Y | For |
| | | | | | | | |
FREEPORT-MCMORAN INC. | FCX | 35671D857 | Jun 8, 2021 | Election of seven directors | MGMT | Y | Y | For |
| | | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021 | MGMT | Y | Y | For |
| | | | Approval, on an advisory basis, of the compensation of our named executive officers | MGMT | Y | Y | For |
| | | | | | | | For |
CATERPILLAR INC. | CAT | 149123101 | Jun 9, 2021 | Election of 11 Directors Named in this Proxy Statement | Mgmt. | Y | Y | For |
| | | | Ratification of our Independent Registered Public Accounting Firm | Mgmt. | Y | Y | For |
| | | | Advisory Vote to Approve Executive Compensation | Mgt | Y | Y | For |
| | | | Shareholder Proposal - Report on Climate Policy | shareholder | Y | Y | Against |
| | | | Shareholder Proposal - Report on Diversity & Inclusion | shareholder | Y | Y | Against |
| | | | Shareholder Proposal - Transition to a Public Benefit Company | shareholder | Y | Y | Against |
| | | | Shareholder Proposal - Shareholder Action by Written Consent | shareholder | Y | Y | Against |
| | | | | | | | |
DICK'S SPORTING GOODS, INC. | DKS | 253393102 | Jun 9, 2021 | Election of four (4) Class A directors. | | Y | Y | For |
| | | | Approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to provide for the annual election of directors and eliminate the classified Board structure. | | Y | Y | For |
| | | | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2021. | | Y | Y | For |
| | | | Non-binding advisory vote to approve compensation of named executive officers for 2020, as disclosed in these materials. | | Y | Y | For |
| | | | Approval of the amendment and restatement of the Company's 2012 Stock and Incentive Plan (as Amended and Restated) to increase the number of authorized shares reserved for issuance under the plan and eliminate certain provisions related to performance-based compensation. | | Y | Y | For |
| | | | | | | | |
BEST BUY CO., INC. | BBY | 086516101 | Jun 16, 2021 | ELECTION OF DIRECTORS | | | N | |
| | | | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 29,2022 | | N | n/a | n/a |
| | | | To approve in a non-binding advisory vote our named executive officer compensation | | N | n/a | n/a |
| | | | To vote on a shareholder proposal entitled "Right to Act by Written Consent" | | N | n/a | n/a |
| | | | | | | | |
MASTERCARD INCORPORATED | MA | 57636Q104 | Jun 22, 2021 | Election of Director: Ajay Banga, Janow, David, Freiberg, Genachowski, Goh, Matsumoto, Miebach, Moon, Quireshi, Laguines, Sulzberger, Tai, and Uggla | Management | Y | For | For |
| | | | Advisory approval of Mastercard's executive compensation. | Management | Y | For | For |
| | | | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | Y | For | For |
| | | | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | Y | For | For |
| | | | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | Y | For | For |
| | | | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | Y | For | For |
Registrant: Mutual Fund & Variable Insurance Trust | Fund Name - | Rational NuWave Enhanced Market Opportunity Fund | | | | |
Investment Company 1940 Act File # 811-05010 | | | | | | | | |
Reporting Period: July 1, 2020 - December 28, 2020 Liquidation Date | | | | | | | | |
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(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Harriet Edelman | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Mark J. Tritton | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director John E. Fleming | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Sue E. Gove | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Jeffrey A. Kirwan | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Johnathan B. (JB) Osborne | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Harsha Ramalingam | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Virginia P. Ruesterholz | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Joshua E. Schechter | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Andrea Weiss | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Mary A. Winston | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Elect Director Ann Yerger | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Ratify KPMG LLP as Auditors | MGMT. | Yes | For | For |
Bed Bath & Beyond Inc. | BBBY | 075896100 | 14-Jul-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
VMware, Inc. | VMW | 928563402 | 15-Jul-20 | Elect Director Anthony Bates | MGMT. | Yes | For | For |
VMware, Inc. | VMW | 928563402 | 15-Jul-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
VMware, Inc. | VMW | 928563402 | 15-Jul-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
E*TRADE Financial Corporation | ETFC | 269246401 | 17-Jul-20 | Approve Merger Agreement | MGMT. | Yes | For | For |
E*TRADE Financial Corporation | ETFC | 269246401 | 17-Jul-20 | Advisory Vote on Golden Parachutes | MGMT. | Yes | Against | Against |
E*TRADE Financial Corporation | ETFC | 269246401 | 17-Jul-20 | Adjourn Meeting | MGMT. | Yes | For | For |
EQT Corporation | EQT | 26884L109 | 23-Jul-20 | Increase Authorized Common Stock | MGMT. | Yes | For | For |
EQT Corporation | EQT | 26884L109 | 23-Jul-20 | Adjourn Meeting | MGMT. | Yes | For | For |
| | | | | | | | |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Elect Director Tudor Brown | MGMT. | Yes | For | For |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Elect Director Brad Buss | MGMT. | Yes | For | For |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Elect Director Edward Frank | MGMT. | Yes | For | For |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Elect Director Richard S. Hill | MGMT. | Yes | For | For |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Elect Director Bethany Mayer | MGMT. | Yes | For | For |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Elect Director Matthew J. Murphy | MGMT. | Yes | For | For |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Elect Director Michael Strachan | MGMT. | Yes | For | For |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Elect Director Robert E. Switz | MGMT. | Yes | For | For |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | Against | Against |
Marvell Technology Group Ltd. | MRVL | G5876H105 | 23-Jul-20 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | MGMT. | Yes | For | For |
| | | | | | | | |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Richard T. Carucci | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Juliana L. Chugg | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Benno Dorer | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Mark S. Hoplamazian | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Laura W. Lang | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director W. Alan McCollough | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director W. Rodney McMullen | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Clarence Otis, Jr. | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Steven E. Rendle | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Carol L. Roberts | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Matthew J. Shattock | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Elect Director Veronica B. Wu | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
VF Corporation | VFC | 918204108 | 28-Jul-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Accept Financial Statements and Statutory Reports | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Elect Jean-Francois van Boxmeer as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Gerard Kleisterlee as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Nick Read as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Margherita Della Valle as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Sir Crispin Davis as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Michel Demare as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Dame Clara Furse as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Valerie Gooding as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Renee James as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Maria Amparo Moraleda Martinez as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect Sanjiv Ahuja as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect David Thodey as Director | MGMT. | Yes | Against | Against |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Re-elect David Nish as Director | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Approve Final Dividend | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Approve Remuneration Policy | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Approve Remuneration Report | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Reappoint Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Authorise Issue of Equity | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Authorise Issue of Equity without Pre-emptive Rights | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Authorise Market Purchase of Ordinary Shares | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Authorise EU Political Donations and Expenditure | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | MGMT. | Yes | For | For |
Vodafone Group Plc | VOD | 92857W308 | 28-Jul-20 | Approve Share Incentive Plan | MGMT. | Yes | For | For |
| | | | | | | | |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director Dominic J. Caruso | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director N. Anthony Coles | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director M. Christine Jacobs | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director Donald R. Knauss | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director Marie L. Knowles | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director Bradley E. Lerman | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director Maria Martinez | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director Edward A. Mueller | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director Susan R. Salka | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director Brian S. Tyler | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Elect Director Kenneth E. Washington | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Provide Right to Act by Written Consent | MGMT. | Yes | For | Against |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Report on Lobbying Payments and Policy | MGMT. | Yes | For | Against |
McKesson Corporation | MCK | 58155Q103 | 29-Jul-20 | Report on the Statement on the Purpose of a Corporation | MGMT. | Yes | Against | For |
| | | | | | | | |
Ralph Lauren Corporation | RL | 751212101 | 30-Jul-20 | Elect Director Frank A. Bennack, Jr. | MGMT. | Yes | For | For |
Ralph Lauren Corporation | RL | 751212101 | 30-Jul-20 | Elect Director Michael A. George | MGMT. | Yes | For | For |
Ralph Lauren Corporation | RL | 751212101 | 30-Jul-20 | Elect Director Hubert Joly | MGMT. | Yes | For | For |
Ralph Lauren Corporation | RL | 751212101 | 30-Jul-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
Ralph Lauren Corporation | RL | 751212101 | 30-Jul-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Elect Gil Shwed as Director | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Elect Jerry Ungerman as Director | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Elect Dan Propper as Director | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Elect Tal Shavit as Director | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Elect Eyal Waldman as Director | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Elect Shai Weiss as Director | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Elect Irwin Federman as External Director | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Elect Ray Rothrock as External Director | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Approve Compensation Terms of Check Point's CEO | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Approve Amended Compensation of Non- Executive Directors | MGMT. | No | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 03-Aug-20 | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | MGMT. | No | For | For |
| | | | | | | | |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Elect Director Ralph G. Quinsey | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Elect Director Robert A. Bruggeworth | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Elect Director Jeffery R. Gardner | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Elect Director John R. Harding | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Elect Director David H. Y. Ho | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Elect Director Roderick D. Nelson | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Elect Director Walden C. Rhines | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Elect Director Susan L. Spradley | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Elect Director Walter H. Wilkinson, Jr. | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Qorvo, Inc. | QRVO | 74736K101 | 04-Aug-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Elect Director Dennis Segers | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Elect Director Raman K. Chitkara | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Elect Director Saar Gillai | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Elect Director Ronald S. Jankov | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Elect Director Mary Louise Krakauer | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Elect Director Thomas H. Lee | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Elect Director Jon A. Olson | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Elect Director Victor Peng | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Elect Director Elizabeth W. Vanderslice | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Xilinx, Inc. | XLNX | 983919101 | 05-Aug-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Elect Director Leonard S. Coleman | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Elect Director Jay C. Hoag | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Elect Director Jeffrey T. Huber | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Elect Director Lawrence F. Probst, III | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Elect Director Talbott Roche | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Elect Director Richard A. Simonson | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Elect Director Luis A. Ubinas | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Elect Director Heidi J. Ueberroth | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Elect Director Andrew Wilson | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | Against | Against |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Ratify KPMG LLP as Auditors | MGMT. | Yes | For | For |
Electronic Arts Inc. | EA | 285512109 | 06-Aug-20 | Provide Right to Act by Written Consent | MGMT. | Yes | For | Against |
| | | | | | | | |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director Mukesh Aghi | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director Amy E. Alving | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director David A. Barnes | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director Raul J. Fernandez | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director David L. Herzog | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director Mary L. Krakauer | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director Ian C. Read | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director Michael J. Salvino | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director Manoj P. Singh | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Elect Director Robert F. Woods | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | Against | Against |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Amend Omnibus Stock Plan | MGMT. | Yes | Against | Against |
DXC Technology Company | DXC | 23355L106 | 13-Aug-20 | Amend Non-Employee Director Restricted Stock Plan | MGMT. | Yes | For | For |
| | | | | | | | |
Microchip Technology Incorporated | MCHP | 595017104 | 18-Aug-20 | Elect Director Steve Sanghi | MGMT. | Yes | For | For |
Microchip Technology Incorporated | MCHP | 595017104 | 18-Aug-20 | Elect Director Matthew W. Chapman | MGMT. | Yes | For | For |
Microchip Technology Incorporated | MCHP | 595017104 | 18-Aug-20 | Elect Director L.B. Day | MGMT. | Yes | For | For |
Microchip Technology Incorporated | MCHP | 595017104 | 18-Aug-20 | Elect Director Esther L. Johnson | MGMT. | Yes | For | For |
Microchip Technology Incorporated | MCHP | 595017104 | 18-Aug-20 | Elect Director Wade F. Meyercord | MGMT. | Yes | For | For |
Microchip Technology Incorporated | MCHP | 595017104 | 18-Aug-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
Microchip Technology Incorporated | MCHP | 595017104 | 18-Aug-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Susan E. Chapman-Hughes | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Paul J. Dolan | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Jay L. Henderson | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Kirk L. Perry | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Sandra Pianalto | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Nancy Lopez Russell | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Alex Shumate | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Mark T. Smucker | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Richard K. Smucker | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Timothy P. Smucker | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Jodi L. Taylor | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Elect Director Dawn C. Willoughby | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 19-Aug-20 | Approve Omnibus Stock Plan | MGMT. | Yes | For | For |
| | | | | | | | |
Aon Plc | AON | G0403H108 | 26-Aug-20 | Approve the Issuance of the Aggregate Scheme Consideration | MGMT. | Yes | For | For |
Aon Plc | AON | G0403H108 | 26-Aug-20 | Adjourn Meeting | MGMT. | Yes | For | For |
| | | | | | | | |
International Flavors & Fragrances Inc. | IFF | 459506101 | 27-Aug-20 | Issue Shares in Connection with Merger | MGMT. | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 27-Aug-20 | Adjourn Meeting | MGMT. | Yes | For | For |
| | | | | | | | |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Elect Director Sue Barsamian | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Elect Director Eric K. Brandt | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Elect Director Frank E. Dangeard | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Elect Director Nora M. Denzel | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Elect Director Peter A. Feld | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Elect Director Kenneth Y. Hao | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Elect Director David W. Humphrey | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Elect Director Vincent Pilette | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Ratify KPMG LLP as Auditors | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
NortonLifeLock Inc. | NLOK | 668771108 | 08-Sep-20 | Report on Political Contributions and Expenditures | MGMT. | Yes | Against | For |
| | | | | | | | |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Paul J. Brown | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Robert A. Gerard | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Anuradha (Anu) Gupta | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Richard A. Johnson | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Jeffrey J. Jones, II | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director David Baker Lewis | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Yolande G. Piazza | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Victoria J. Reich | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Bruce C. Rohde | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Matthew E. Winter | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Elect Director Christianna Wood | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
H&R Block, Inc. | HRB | 093671105 | 10-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Elect Director T. Michael Nevens | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Elect Director Deepak Ahuja | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Elect Director Gerald Held | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Elect Director Kathryn M. Hill | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Elect Director Deborah L. Kerr | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Elect Director George Kurian | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Elect Director Scott F. Schenkel | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Elect Director George T. Shaheen | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
NetApp, Inc. | NTAP | 64110D104 | 10-Sep-20 | Provide Right to Act by Written Consent | MGMT. | Yes | For | Against |
| | | | | | | | |
NIKE, Inc. | NKE | 654106103 | 17-Sep-20 | Elect Director Alan B. Graf, Jr. | MGMT. | Yes | For | For |
NIKE, Inc. | NKE | 654106103 | 17-Sep-20 | Elect Director Peter B. Henry | MGMT. | Yes | For | For |
NIKE, Inc. | NKE | 654106103 | 17-Sep-20 | Elect Director Michelle A. Peluso | MGMT. | Yes | For | For |
NIKE, Inc. | NKE | 654106103 | 17-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | Against | Against |
NIKE, Inc. | NKE | 654106103 | 17-Sep-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
NIKE, Inc. | NKE | 654106103 | 17-Sep-20 | Amend Omnibus Stock Plan | MGMT. | Yes | For | For |
NIKE, Inc. | NKE | 654106103 | 17-Sep-20 | Report on Political Contributions Disclosure | MGMT. | Yes | For | Against |
| | | | | | | | |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director Marvin R. Ellison | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director Susan Patricia Griffith | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director John C. (Chris) Inglis | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director Kimberly A. Jabal | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director Shirley Ann Jackson | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director R. Brad Martin | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director Joshua Cooper Ramo | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director Susan C. Schwab | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director Frederick W. Smith | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director David P. Steiner | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director Rajesh Subramaniam | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Elect Director Paul S. Walsh | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Ratify Ernst &Young LLP as Auditors | MGMT. | Yes | For | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Report on Lobbying Payments and Policy | MGMT. | Yes | For | Against |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Report on Political Contributions Disclosure | MGMT. | Yes | For | Against |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Report on Employee Representation on the Board of Directors | MGMT. | Yes | Against | For |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Provide Right to Act by Written Consent | MGMT. | Yes | For | Against |
FedEx Corporation | FDX | 31428X106 | 21-Sep-20 | Report on Integrating ESG Metrics Into Executive Compensation Program | MGMT. | Yes | Against | For |
| | | | | | | | |
Unilever NV | UNA | 904784709 | 21-Sep-20 | Amend Articles Re: Unification | MGMT. | Yes | For | For |
Unilever NV | UNA | 904784709 | 21-Sep-20 | Approve Unification | MGMT. | Yes | For | For |
Unilever NV | UNA | 904784709 | 21-Sep-20 | Approve Discharge of Executive Directors | MGMT. | Yes | For | For |
Unilever NV | UNA | 904784709 | 21-Sep-20 | Approve Discharge of Non-Executive Directors | MGMT. | Yes | For | For |
| | | | | | | | |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director R. Kerry Clark | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director David M. Cordani | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Roger W. Ferguson, Jr. | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Jeffrey L. Harmening | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Maria G. Henry | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Jo Ann Jenkins | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Elizabeth C. Lempres | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Diane L. Neal | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Steve Odland | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Maria A. Sastre | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Eric D. Sprunk | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Elect Director Jorge A. Uribe | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
General Mills, Inc. | GIS | 370334104 | 22-Sep-20 | Ratify KPMG LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Tesla, Inc. | TSLA | 88160R101 | 22-Sep-20 | Elect Director Elon Musk | MGMT. | Yes | For | For |
Tesla, Inc. | TSLA | 88160R101 | 22-Sep-20 | Elect Director Robyn Denholm | MGMT. | Yes | Against | Against |
Tesla, Inc. | TSLA | 88160R101 | 22-Sep-20 | Elect Director Hiromichi Mizuno | MGMT. | Yes | For | For |
Tesla, Inc. | TSLA | 88160R101 | 22-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | Against | Against |
Tesla, Inc. | TSLA | 88160R101 | 22-Sep-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
Tesla, Inc. | TSLA | 88160R101 | 22-Sep-20 | Report on Paid Advertising | MGMT. | Yes | Against | For |
Tesla, Inc. | TSLA | 88160R101 | 22-Sep-20 | Adopt Simple Majority Vote | MGMT. | Yes | For | Against |
Tesla, Inc. | TSLA | 88160R101 | 22-Sep-20 | Report on Employee Arbitration | MGMT. | Yes | For | Against |
Tesla, Inc. | TSLA | 88160R101 | 22-Sep-20 | Additional Reporting on Human Rights | MGMT. | Yes | For | Against |
| | | | | | | | |
Capri Holdings Limited | CPRI | G1890L107 | 23-Sep-20 | Elect Director John D. Idol | MGMT. | Yes | For | For |
Capri Holdings Limited | CPRI | G1890L107 | 23-Sep-20 | Elect Director Robin Freestone | MGMT. | Yes | For | For |
Capri Holdings Limited | CPRI | G1890L107 | 23-Sep-20 | Elect Director Ann Korologos | MGMT. | Yes | For | For |
Capri Holdings Limited | CPRI | G1890L107 | 23-Sep-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
Capri Holdings Limited | CPRI | G1890L107 | 23-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Capri Holdings Limited | CPRI | G1890L107 | 23-Sep-20 | Amend Omnibus Stock Plan | MGMT. | Yes | For | For |
| | | | | | | | |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Anil Arora | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Thomas "Tony" K. Brown | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Sean M. Connolly | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Joie A. Gregor | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Rajive Johri | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Richard H. Lenny | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Melissa Lora | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Ruth Ann Marshall | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Craig P. Omtvedt | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Elect Director Scott Ostfeld | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Ratify KPMG LLP as Auditors | MGMT. | Yes | For | For |
Conagra Brands, Inc. | CAG | 205887102 | 23-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Elect Director Margaret Shan Atkins | MGMT. | Yes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Elect Director James P. Fogarty | MGMT. | Yes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Elect Director Cynthia T. Jamison | MGMT. | Yes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Elect Director Eugene I. Lee, Jr. | MGMT. | Yes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Elect Director Nana Mensah | MGMT. | Yes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Elect Director William S. Simon | MGMT. | Yes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Elect Director Charles M. Sonsteby | MGMT. | Yes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Elect Director Timothy J. Wilmott | MGMT. | Yes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 23-Sep-20 | Ratify KPMG LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Alibaba Group Holding Limited | 9988 | 01609W102 | 30-Sep-20 | Amend Articles of Association | MGMT. | Yes | For | For |
Alibaba Group Holding Limited | 9988 | 01609W102 | 30-Sep-20 | Elect Maggie Wei Wu as Director | MGMT. | Yes | Against | Against |
Alibaba Group Holding Limited | 9988 | 01609W102 | 30-Sep-20 | Elect Kabir Misra as Director | MGMT. | Yes | Against | Against |
Alibaba Group Holding Limited | 9988 | 01609W102 | 30-Sep-20 | Elect Walter Teh Ming Kwauk as Director | MGMT. | Yes | For | For |
Alibaba Group Holding Limited | 9988 | 01609W102 | 30-Sep-20 | Ratify PricewaterhouseCoopers as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Analog Devices, Inc. | ADI | 032654105 | 08-Oct-20 | Issue Shares in Connection with Acquisition | MGMT. | Yes | For | For |
Analog Devices, Inc. | ADI | 032654105 | 08-Oct-20 | Adjourn Meeting | MGMT. | Yes | For | For |
| | | | | | | | |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 08-Oct-20 | Approve Merger Agreement | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 08-Oct-20 | Advisory Vote on Golden Parachutes | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 08-Oct-20 | Adjourn Meeting | MGMT. | Yes | For | For |
| | | | | | | | |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Francis S. Blake | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Angela F. Braly | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Amy L. Chang | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Joseph Jimenez | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Debra L. Lee | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Terry J. Lundgren | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Christine M. McCarthy | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director W. James McNerney, Jr. | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Nelson Peltz | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director David S. Taylor | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Margaret C. Whitman | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Elect Director Patricia A. Woertz | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Approve Qualified Employee Stock Purchase Plan | MGMT. | Yes | For | For |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Report on Efforts to Eliminate Deforestation | shareholder | Yes | For | Against |
The Procter & Gamble Company | PG | 742718109 | 13-Oct-20 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | shareholder | Yes | For | Against |
| | | | | | | | |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Elect Director B. Thomas Golisano | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Elect Director Thomas F. Bonadio | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Elect Director Joseph G. Doody | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Elect Director David J.S. Flaschen | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Elect Director Pamela A. Joseph | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Elect Director Martin Mucci | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Elect Director Joseph M. Tucci | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Elect Director Joseph M. Velli | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Elect Director Kara Wilson | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Amend Omnibus Stock Plan | MGMT. | Yes | For | For |
Paychex, Inc. | PAYX | 704326107 | 15-Oct-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director Mark W. Adams | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director Judy Bruner | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director Michael R. Cannon | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director William T. Coleman | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director Jay L. Geldmacher | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director Dylan G. Haggart | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director Stephen J. Luczo | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director William D. Mosley | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director Stephanie Tilenius | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Elect Director Edward J. Zander | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | MGMT. | Yes | For | For |
Seagate Technology plc | STX | G7945M107 | 22-Oct-20 | Determine Price Range for Reissuance of Treasury Shares | MGMT. | Yes | For | For |
| | | | | | | | |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Elect Director Gerald S. Adolph | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Elect Director John F. Barrett | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Elect Director Melanie W. Barstad | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Elect Director Karen L. Carnahan | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Elect Director Robert E. Coletti | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Elect Director Scott D. Farmer | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Elect Director Joseph Scaminace | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Elect Director Ronald W. Tysoe | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | 27-Oct-20 | Report on Political Contributions Disclosure | MGMT. | Yes | For | Against |
| | | | | | | | |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director Lee C. Banks | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director Robert G. Bohn | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director Linda S. Harty | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director Kevin A. Lobo | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director Candy M. Obourn | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director Joseph Scaminace | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director Ake Svensson | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director Laura K. Thompson | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director James R. Verrier | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director James L. Wainscott | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Elect Director Thomas L. Williams | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
Parker-Hannifin Corporation | PH | 701094104 | 28-Oct-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Elect Director Sohail U. Ahmed | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Elect Director Timothy M. Archer | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Elect Director Eric K. Brandt | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Elect Director Michael R. Cannon | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Elect Director Catherine P. Lego | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Elect Director Bethany J. Mayer | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Elect Director Abhijit Y. Talwalkar | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Elect Director Lih Shyng (Rick L.) Tsai | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Elect Director Leslie F. Varon | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | 03-Nov-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Carrie S. Cox | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Calvin Darden | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Bruce L. Downey | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Sheri H. Edison | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director David C. Evans | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Patricia A. Hemingway Hall | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Akhil Johri | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Michael C. Kaufmann | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Gregory B. Kenny | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Nancy Killefer | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director J. Michael Losh | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director Dean A. Scarborough | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Elect Director John H. Weiland | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | MGMT. | Yes | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | MGMT. | Yes | For | Against |
Cardinal Health, Inc. | CAH | 14149Y108 | 04-Nov-20 | Require Independent Board Chair | MGMT. | Yes | For | Against |
| | | | | | | | |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Edward Barnholt | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Robert Calderoni | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Jeneanne Hanley | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Emiko Higashi | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Kevin Kennedy | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Gary Moore | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Marie Myers | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Kiran Patel | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Victor Peng | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Robert Rango | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Elect Director Richard Wallace | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
KLA Corporation | KLAC | 482480100 | 04-Nov-20 | Adopt Proxy Access Right | MGMT. | Yes | For | Against |
| | | | | | | | |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Jeffrey S. Berg | MGMT. | Yes | Withhold | Against |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Michael J. Boskin | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Safra A. Catz | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Bruce R. Chizen | MGMT. | Yes | Withhold | Against |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director George H. Conrades | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Lawrence J. Ellison | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Rona A. Fairhead | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Jeffrey O. Henley | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Renee J. James | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Charles W. Moorman, IV | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Leon E. Panetta | MGMT. | Yes | Withhold | Against |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director William G. Parrett | MGMT. | Yes | Withhold | Against |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Naomi O. Seligman | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Vishal Sikka | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | Against | Against |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Approve Omnibus Stock Plan | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Report on Gender Pay Gap | shareholder | Yes | For | Against |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Require Independent Board Chair | shareholder | Yes | For | Against |
| | | | | | | | |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Elect Director William (Bill) P. Sullivan | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Elect Director Tunc Doluca | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Elect Director Tracy C. Accardi | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Elect Director James R. Bergman | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Elect Director Joseph R. Bronson | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Elect Director Robert E. Grady | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Elect Director Mercedes Johnson | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Elect Director William D. Watkins | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Elect Director MaryAnn Wright | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
Maxim Integrated Products, Inc. | MXIM | 57772K101 | 05-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
The Estee Lauder Companies Inc. | EL | 518439104 | 10-Nov-20 | Elect Director Charlene Barshefsky | MGMT. | Yes | For | For |
The Estee Lauder Companies Inc. | EL | 518439104 | 10-Nov-20 | Elect Director Wei Sun Christianson | MGMT. | Yes | For | For |
The Estee Lauder Companies Inc. | EL | 518439104 | 10-Nov-20 | Elect Director Fabrizio Freda | MGMT. | Yes | For | For |
The Estee Lauder Companies Inc. | EL | 518439104 | 10-Nov-20 | Elect Director Jane Lauder | MGMT. | Yes | For | For |
The Estee Lauder Companies Inc. | EL | 518439104 | 10-Nov-20 | Elect Director Leonard A. Lauder | MGMT. | Yes | For | For |
The Estee Lauder Companies Inc. | EL | 518439104 | 10-Nov-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
The Estee Lauder Companies Inc. | EL | 518439104 | 10-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director Peter Bisson | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director Richard T. Clark | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director Linnie M. Haynesworth | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director John P. Jones | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director Francine S. Katsoudas | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director Nazzic S. Keene | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director Thomas J. Lynch | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director Scott F. Powers | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director William J. Ready | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director Carlos A. Rodriguez | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Elect Director Sandra S. Wijnberg | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | 11-Nov-20 | Report on Non-Management Employee Representation on the Board of Directors | MGMT. | Yes | Against | For |
| | | | | | | | |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Fabiola R. Arredondo | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Howard M. Averill | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director John P. (JP) Bilbrey | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Mark A. Clouse | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Bennett Dorrance | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Maria Teresa (Tessa) Hilado | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Sarah Hofstetter | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Marc B. Lautenbach | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Mary Alice Dorrance Malone | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Keith R. McLoughlin | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Kurt T. Schmidt | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Elect Director Archbold D. van Beuren | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
Campbell Soup Company | CPB | 134429109 | 18-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
Royal Gold, Inc. | RGLD | 780287108 | 18-Nov-20 | Elect Director Fabiana Chubbs | MGMT. | Yes | For | For |
Royal Gold, Inc. | RGLD | 780287108 | 18-Nov-20 | Elect Director Kevin McArthur | MGMT. | Yes | For | For |
Royal Gold, Inc. | RGLD | 780287108 | 18-Nov-20 | Elect Director Sybil Veenman | MGMT. | Yes | For | For |
Royal Gold, Inc. | RGLD | 780287108 | 18-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Royal Gold, Inc. | RGLD | 780287108 | 18-Nov-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Amy Banse | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Richard H. Carmona | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Benno Dorer | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Spencer C. Fleischer | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Esther Lee | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director A.D. David Mackay | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Paul Parker | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Linda Rendle | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Matthew J. Shattock | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Kathryn Tesija | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Pamela Thomas-Graham | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Russell J. Weiner | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Elect Director Christopher J. Williams | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
The Clorox Company | CLX | 189054109 | 18-Nov-20 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | MGMT. | Yes | For | For |
| | | | | | | | |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Elect Director Kimberly E. Alexy | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Elect Director Martin I. Cole | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Elect Director Kathleen A. Cote | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Elect Director Tunc Doluca | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Elect Director David V. Goeckeler | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Elect Director Matthew E. Massengill | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Elect Director Paula A. Price | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Elect Director Stephanie A. Streeter | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Amend Omnibus Stock Plan | MGMT. | Yes | For | For |
Western Digital Corporation | WDC | 958102105 | 18-Nov-20 | Ratify KPMG LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Leslie A. Brun | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Pamela L. Carter | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Richard J. Daly | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Robert N. Duelks | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Timothy C. Gokey | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Brett A. Keller | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Maura A. Markus | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Thomas J. Perna | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Alan J. Weber | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Elect Director Amit K. Zavery | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 19-Nov-20 | Report on Political Contributions Disclosure | MGMT. | Yes | Against | For |
| | | | | | | | |
Lumentum Holdings Inc. | LITE | 55024U109 | 19-Nov-20 | Elect Director Penelope A. Herscher | MGMT. | Yes | For | For |
Lumentum Holdings Inc. | LITE | 55024U109 | 19-Nov-20 | Elect Director Harold L. Covert | MGMT. | Yes | For | For |
Lumentum Holdings Inc. | LITE | 55024U109 | 19-Nov-20 | Elect Director Julia S. Johnson | MGMT. | Yes | For | For |
Lumentum Holdings Inc. | LITE | 55024U109 | 19-Nov-20 | Elect Director Brian J. Lillie | MGMT. | Yes | For | For |
Lumentum Holdings Inc. | LITE | 55024U109 | 19-Nov-20 | Elect Director Alan S. Lowe | MGMT. | Yes | For | For |
Lumentum Holdings Inc. | LITE | 55024U109 | 19-Nov-20 | Elect Director Ian S. Small | MGMT. | Yes | For | For |
Lumentum Holdings Inc. | LITE | 55024U109 | 19-Nov-20 | Elect Director Janet S. Wong | MGMT. | Yes | For | For |
Lumentum Holdings Inc. | LITE | 55024U109 | 19-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Lumentum Holdings Inc. | LITE | 55024U109 | 19-Nov-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
ResMed Inc. | RMD | 761152107 | 19-Nov-20 | Elect Director Karen Drexler | MGMT. | Yes | For | For |
ResMed Inc. | RMD | 761152107 | 19-Nov-20 | Elect Director Michael Farrell | MGMT. | Yes | For | For |
ResMed Inc. | RMD | 761152107 | 19-Nov-20 | Ratify KPMG LLP as Auditors | MGMT. | Yes | For | For |
ResMed Inc. | RMD | 761152107 | 19-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
| | | | | | | | |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Daniel J. Brutto | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director John M. Cassaday | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Joshua D. Frank | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Larry C. Glasscock | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Bradley M. Halverson | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director John M. Hinshaw | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Kevin P. Hourican | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Hans-Joachim Koerber | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Stephanie A. Lundquist | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Nelson Peltz | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Edward D. Shirley | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Elect Director Sheila G. Talton | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Sysco Corporation | SYY | 871829107 | 20-Nov-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Reid G. Hoffman | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Hugh F. Johnston | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Teri L. List-Stoll | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Satya Nadella | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Sandra E. Peterson | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Penny S. Pritzker | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Charles W. Scharf | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Arne M. Sorenson | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director John W. Stanton | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director John W. Thompson | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Emma N. Walmsley | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Padmasree Warrior | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Ratify Deloitte & Touche LLP as Auditors | MGMT. | Yes | For | For |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Report on Employee Representation on the Board of Directors | MGMT. | Yes | Against | For |
| | | | | | | | |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Elect Director Willis J. Johnson | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Elect Director A. Jayson Adair | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Elect Director Matt Blunt | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Elect Director Steven D. Cohan | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Elect Director Daniel J. Englander | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Elect Director James E. Meeks | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Elect Director Thomas N. Tryforos | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Elect Director Diane M. Morefield | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Elect Director Stephen Fisher | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | Against | Against |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Amend Omnibus Stock Plan | MGMT. | Yes | For | For |
Copart, Inc. | CPRT | 217204106 | 04-Dec-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
| | | | | | | | |
Palo Alto Networks, Inc. | PANW | 697435105 | 09-Dec-20 | Elect Director Nikesh Arora | MGMT. | Yes | Withhold | Against |
Palo Alto Networks, Inc. | PANW | 697435105 | 09-Dec-20 | Elect Director Carl Eschenbach | MGMT. | Yes | Withhold | Against |
Palo Alto Networks, Inc. | PANW | 697435105 | 09-Dec-20 | Elect Director Lorraine Twohill | MGMT. | Yes | Withhold | Against |
Palo Alto Networks, Inc. | PANW | 697435105 | 09-Dec-20 | Ratify Ernst & Young LLP as Auditors | MGMT. | Yes | For | For |
Palo Alto Networks, Inc. | PANW | 697435105 | 09-Dec-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | Against | Against |
| | | | | | | | |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director M. Michele Burns | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Wesley G. Bush | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Michael D. Capellas | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Mark Garrett | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Kristina M. Johnson | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Roderick C. McGeary | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Charles H. Robbins | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Arun Sarin - Withdrawn | MGMT. | Yes | | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Brenton L. Saunders | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Lisa T. Su | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Change State of Incorporation from California to Delaware | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Amend Omnibus Stock Plan | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT. | Yes | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Require Independent Board Chair | MGMT. | Yes | Against | For |
| | | | | | | | |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Richard H. Anderson | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Craig Arnold | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Scott C. Donnelly | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Andrea J. Goldsmith | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Randall J. Hogan, III | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Michael O. Leavitt | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director James T. Lenehan | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Kevin E. Lofton | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Geoffrey S. Martha | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Elizabeth G. Nabel | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Denise M. O'Leary | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Kendall J. Powell | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Renew the Board's Authority to Issue Shares Under Irish Law | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | MGMT. | Yes | For | For |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Authorize Overseas Market Purchases of Ordinary Shares | MGMT. | Yes | For | For |
| | | | | | | | |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Elect Director Andrew Brown | MGMT. | Yes | For | For |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Elect Director Margaret Dillon | MGMT. | Yes | For | For |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Elect Director Michael Keller | MGMT. | Yes | For | For |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Elect Director Catherine P. Lego | MGMT. | Yes | For | For |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Elect Director Michael (Mike) Rosenbaum | MGMT. | Yes | For | For |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Ratify KPMG LLP as Auditors | MGMT. | Yes | For | For |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT. | Yes | Against | Against |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Advisory Vote on Say on Pay Frequency | MGMT. | Yes | One Year | For |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Approve Omnibus Stock Plan | MGMT. | Yes | For | For |
Guidewire Software, Inc. | GWRE | 40171V100 | 15-Dec-20 | Adopt Simple Majority Vote | MGMT. | Yes | For | For |
| | | | | | | | |
The Trade Desk, Inc. | TTD | 88339J105 | 22-Dec-20 | Change the Conditions for the Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock | MGMT. | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | 22-Dec-20 | Provide Right to Act by Written Consent | MGMT. | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | 22-Dec-20 | Provide Right to Call Special Meeting | MGMT. | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | 22-Dec-20 | Provide that Class A Common Stock Will Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater | MGMT. | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | 22-Dec-20 | Approve New Bylaws | MGMT. | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | 22-Dec-20 | Adjourn Meeting | MGMT. | Yes | Against | Against |
Registrant: Mutual Fund & Variable Insurance Trust | | Fund Name - | | Rational/Trend Aggregation VA Fund | | | | |
Investment Company 1940 Act File # 811-05010 | | | | | | | | |
Reporting Period: July 1, 2020 - June 30, 2021 | | | | | | | | |
| | | | | | | | |
| | | N-PX Form Requirements | | | | | |
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
NIKE | NKE | 654106103 | ANNUAL; 9/17/2020 | 2. To approve executive compensation by an advisory vote. | MGMT | Y | FOR | FOR |
| | | | Directors: Alan B. Graf, Jr., Peter B. Henry, Michelle A. Peluso | MGMT | Y | FOR | FOR |
| | | | 4. To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | MGMT | Y | FOR | FOR |
| | | | To ratify appointment of PWC as independent registered public accounting firm. | MGMT | Y | FOR | FOR |
| | | | 5. To consider a shareholder proposal regarding political contributions disclosure. | shareholder | Y | FOR | against |
| | | | | | | | |
The Procter & Gamble Company | PG | 742718109 | ANNUAL; 10/13/2020 | 2. Ratify appointment independent registered public accounting firm. | MGMT | Y | FOR | FOR |
| | | | Directors: Francis Blake, Angela Braly, Amy Chang, Joseph Jimenez, Debra Lee, Terry Lundgren, Christine McCarthy, James McNerney, Nelson Peltz, David Taylor, Margaret Whitman, Patricia Woertz. | MGMT | Y | FOR | FOR |
| | | | 3. Advisory vote to approve the company's executive compensation | MGMT | Y | FOR | FOR |
| | | | 4. Approval of P&G stock ownership plan | MGMT | Y | FOR | FOR |
| | | | 5. Shareholder proposal - report on efforts to eliminate deforestation. | shareholder | y | FOR | against |
| | | | 6. shareholder prposal - annual report - deversity | shareholder | y | FOR | againist |
| | | | | | | | |
Cintas Corp. | CTAS | 172908105 | ANNUAL; 10/27/2020 | Directors: Gerald Adolph, John Barrett, Melanie Barstad, Karen Carnahan, Robert Coletti, Scott Farmer, Joseph Scaminace, Ronald Tysoe. | MGMT | Y | FOR | FOR |
| | | | 2 Approve executive officer compensation. | MGMT | Y | FOR | FOR |
| | | | 3. Ratify EY as accounting firm for 2021. 4. Shareholder proposal - semiannual report on political contributions. | MGMT | Y | FOR | FOR |
| | | | 4. Shareholder proposal - semiannual report on political contributions. | shareholder | Y | FOR | against |
| | | | | | | | |
KLA Corp | KLAC | 482480100 | ANNUAL; 11/4/2020 | Directors 1 year term: Edward Barnholt, Robert Calderoni, Jeneanne Hanley, Emiko Higashi, Kevin Kennedy, Gary Moore, Marie Myers, Kiran Patel, Victor Peng, Robert Rango, Richard Wallace. | MGMT | Y | FOR | FOR |
| | | | 2. Ratify PWC accounting firm for year ending June 30, 2021. | MGMT | Y | FOR | FOR |
| | | | 3. Approval named executive officer compensation. | MGMT | Y | FOR | FOR |
| | | | 4 Stockholder proposal regarding proxy access | shareholder | y | FOR | against |
| | | | | | | | |
Automatic Data Processing Inc | ADP | 53015103 | ANNUAL; 11/11/2020 | Directors: Peter Bisson, Richard Clark, Linnie Haynesworth, John Jones, Francine Katsoudas, Nazzic Keene, Thomas Lynch, Scott Powers, William Ready, Carlos Rodriguez, Sandra Wijnberg. | MGMT | Y | FOR | FOR |
| | | | 2. Vote executive compensation. | MGMT | Y | FOR | FOR |
| | | | 3. Ratify auditors . | MGMT | Y | FOR | FOR |
| | | | 4. Stockholder proposal - report on employee representation on board of directors. | shareholder | y | FOR | against |
| | | | | | | | |
The Clorox Company | CLX | 189054109 | ANNUAL; 11/18/2020 | Directors: Amy Banse, Richard Carmona, Benno Dorer, Spencer Fleischer, Esther Lee, David Mackay, Paul Parker, Linda Rendle, Matthew Shattock, Kathryn Tesija, Pamela Thomas-Graham, Russell Weiner, Christopher Williams. | MGMT | Y | FOR | FOR |
| | | | 2. Vote executive compensation. . | MGMT | Y | FOR | FOR |
| | | | 3. Ratify EY as accounting firm. 4. Eliminate supermajority voting provision. | MGMT | Y | FOR | FOR |
| | | | 4. Eliminate supermajority voting provision. | MGMT | Y | FOR | FOR |
| | | | | | | | |
Campbell Soup Company | CPB | 134429109 | ANNUAL; 11/18/2020 | Directors: Fabiola Arredondo, Howard Averill, John Bilbrey, Mark Clouse, Bennett Dorrance , Maria Hilado, Sarah Hofstetter, Marc Lautenbach, Mary Malone, Keith McLoughlin, Kurt Schmidt, Archbold Beuren. | MGMT | Y | FOR | FOR |
| | | | 2. Ratify PWC accounting fiscal 2021. | MGMT | Y | FOR | FOR |
| | | | 3. Approve 2020 compensation named executive officers. | MGMT | Y | FOR | FOR |
| | | | | | | | |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | ANNUAL; 11/19/2020 | Directors: Leslie Brun, Pamela Carter, Richard Daly, Robert Duelks, Timothy Gokey, Brett Keller, Maura Markus, Thomas Perna, Alan Weber, Amit Zavery. | MGMT | Y | FOR | FOR |
| | | | 2. Say on pay vote | MGMT | Y | FOR | FOR |
| | | | 3. Ratify Deloitte accountant fiscal year ending June 30, 2021. | MGMT | Y | FOR | FOR |
| | | | | | | | |
Microsoft | MSFT | 594918104 | ANNUAL; 12/2/2020 | Directors: Reid Hoffman, High Johnston, Teri List-Stoll, Satya Nadella, Sandra Peterson, Penny Pritzker, Charles Scharf, Arne Sorenson, John Stanton, John Thompson, Emma Walmsley, Padmasree Warrior, | MGMT | Y | FOR | FOR |
| | | | 2. Executive officer compensation vote | MGMT | Y | FOR | FOR |
| | | | 3. Ratify Deloitte auditor 2021s | MGMT | Y | FOR | FOR |
| | | | 4. Shareholder proposal - report on employee representation on board of directors | shareholder | y | FOR | against |
| | | | | | | | |
Cisco Systems, Inc. | CSCO | 17275R102 | ANNUAL; 12/10/2020 | Directors: Michele Burns, Wesley Bish, Michael Capellas, Mark Garrett, Dr. Kristina Johnson, Roderick McGeary, Charles Robbins, Arun Sarin, Brenton Saunders, Dr. Lisa Su | MGMT | Y | FOR | FOR |
| | | | 2. Reincorporation of Cisco from California to Delaware | MGMT | Y | FOR | FOR |
| | | | 3. Approval of amendment and restatement of the 2005 stock incentive plan | MGMT | Y | FOR | FOR |
| | | | | | | | |
Apple | AAPL | 37833100 | ANNUAL; 2/23/2021 | Directors: James Bell, Tim Cook, Al Gore, Andrea Jung, Art Levinson, Monica Lozano, Ron Sugar, Sue Wagner | MGMT | Y | FOR | FOR |
| | | | 2. Ratify EY accounting firm 2021 | MGMT | Y | FOR | FOR |
| | | | 3. Vote to approve executive compensation | MGMT | Y | FOR | FOR |
| | | | 4. Shareholder proposal - "Shareholder proxy access amendments" | shareholder | y | FOR | against |
| | | | Shareholder proposal - "Improve Executive Compensation Program" | shareholder | y | FOR | against |
| | | | | | | | |
XILINX, INC. | XLNX | 983919101 | SPECIAL; 4/7/2021 | 1. Proposal to adopt agreement and plan of merger with AMD | MGMT | Y | FOR | FOR |
| | | | 2. Executive compensation relating to merger agreement | MGMT | Y | FOR | FOR |
| | | | Adjourn special meeting for additional proxies if insufficient votes | MGMT | Y | FOR | FOR |
| | | | | | | | |
Seagate Technology PLC | STX | G7945M107 | SPECIAL; 4/14/2021 | 1. Approve action for carrying out scheme of arrangement | MGMT | Y | FOR | FOR |
| | | | 2. Amend "articles" with new Article 194 3. Approve reduction of share premium of holdings 4. Approve adjourn if insufficient proxies to approve proposals 1 and 2 | MGMT | Y | FOR | FOR |
| | | | 3. Approve reduction of share premium of holdings | MGMT | Y | FOR | FOR |
| | | | Approve adjourn if insufficient proxies to approve proposals 1 and 2 | MGMT | Y | FOR | FOR |
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CARRIER GLOBAL CORPORATION | CARR | 14448C104 | ANNUAL; 4/19/2021 | Directors: John Faraci, Jean-Pierre Garnier, David Gitlin, John Greisch, Charles Holley, Michael McNarnara, Michael Todman, Virginia Wilson. | MGMT | Y | FOR; | FOR |
| | | | 2. Vote executive officer compensation | MGMT | Y | FOR; | FOR |
| | | | 3. PWC as auditor 2021 | MGMT | Y | FOR; | FOR |
| | | | 4. Frequency of future shareowner votes to approve named executive compensation | MGMT | Y | FOR; | FOR |
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NIC Inc. | EGOV | 62914B100 | SPECIAL; 4/19/2021 | 1. Proposal to adopt agreement and plan of merger with Topos Acquisition, Inc. | MGMT | Y | FOR | FOR |
| | | | 2. Executive compensation relating to merger agreement | MGMT | Y | FOR | FOR |
| | | | 1. Proposal to adopt agreement and plan of merger with Topos Acquisition, Inc. 2. Executive compensation relating to merger agreement 3.Adjourn special meeting for additional proxies if insufficient votes for merger | MGMT | Y | FOR | FOR |
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AMERICAN ELECTRIC POWER COMPANY, INC. | AEP | 25537101 | ANNUAL; 4/20/2021 | Directors: Nichloas Akins, David Anderson, Barnie Beasley, Art Garcia, Linda Goodspeed, Thomas Hoaglin, Sandra Lin, Margaret McCarthy, Stephen Rasmussen, Oliver Richard, Daryl Roberts, Sara Tucker | MGMT | Y | FOR | FOR |
| | | | 2. Ratify PWC for fiscal year ending 12/31/2021 | MGMT | Y | FOR | FOR |
| | | | Approval executive compensation | MGMT | Y | FOR | FOR |
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Johnson & Johnson | JNJ | 478160104 | ANNUAL; 4/22/2021 | Directors: Mary Bockerle, Scott Davis, Ian Davis, Jennifer Doudna, Alex Gorsky, Marillyn Hewson, Hubert Joly, Mark McClellan, Anne Mulcahy, Charles Prince, Eugene Washington, Mark Weinberger, Nadja West, Ronald Williams, | MGMT | Y | FOR | FOR |
| | | | Vote approve named executive officer compensation | MGMT | Y | FOR | FOR |
| | | | 3. Ratify PWC as accounting firm 2021 | MGMT | Y | FOR | FOR |
| | | | 4. Report on Government financial support and access to COVID-19 Vaccines and therapeutics | MGMT | Y | FOR | FOR |
| | | | 5. Independent board chair | MGMT | Y | FOR | FOR |
| | | | 6. Civil rights audit | MGMT | Y | FOR | FOR |
| | | | 7. Executive compensation bonus deferral | MGMT | Y | FOR | FOR |
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IBM | IBM | 459200101 | ANNUAL; 4/27/2021 | Directors 1 year: Thomas Buberl, Michael Eskew, David Farr, Alex Gorsky, Michelle Howard, Arvind Krishna, Andrew Liveris, William McNabb, Martha Pollack, Joseph Swedish, Peter Voser, Frederick Waddell s | MGMT | Y | FOR | FOR |
| | | | 2. Ratify independent registered accounting firm | MGMT | Y | FOR | FOR |
| | | | 3. Vote executive compensation | MGMT | Y | FOR | FOR |
| | | | 4. Stockholder proposal - independent board chairman | shareholder | Y | FOR | against |
| | | | 5. Stockholder proposal - right to act by written consent | shareholder | Y | FOR | against |
| | | | 6. Stockholder proposal - request company publish annual report diversity, equity, and inclusion efforts | shareholder | Y | FOR | FOR |
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PERKINELMER, INC. | PKI | 714046109 | ANNUAL; 4/27/2021 | Directors: Peter Barrett, Samuel Chapin, Sylvie Gregoire, Alexis Michas, Prahlad Singh, Michel Vounatsos, Frank Witney, Pascale Witz | MGMT | Y | FOR | FOR |
| | | | 2. Ratify Deloitte accounting firm for fiscal year 3. Approve executive compensation | MGMT | Y | FOR | FOR |
| | | | 3. Approve executive compensation | MGMT | Y | FOR | FOR |
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ROLLINS, INC. | ROL | 775711104 | ANNUAL; 4/27/2021 | Directors: Gary Rollins, Harry Cykus, Pamela Rollins | MGMT | Y | FOR | FOR |
| | | | Ratify Grant Thornton accounting firm fiscal year 12/31/2021 | MGMT | Y | FOR | FOR |
| | | | 3. Increase common stock from 550,000,000 to 800,000,000 | MGMT | Y | FOR | FOR |
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Citigroup Inc | C | 172967424 | ANNUAL; 4/27/2021 | Directors: Ellen Costello, Grace Dalley, Barbara Desoer, John Dugan, Jane Fraser, Dunacan Hennes, Peter Henry, Leslie Ireland, Lew Jacobs, Renee James, Gary Reiner, Diana Taylor, James Turley, Deborah Wright, Alexander Wynaendts, Ernesto Zedillo | MGMT | Y | FOR | FOR |
| | | | 2.Ratify KPMG accounting firm 2021 | MGMT | Y | FOR | FOR |
| | | | 3. Approve executive compensation | MGMT | Y | FOR | FOR |
| | | | 4. Approve additional authorized shares 2019 stock incentive plan | MGMT | Y | FOR | FOR |
| | | | 5. Stockholder proposal - amend proxy access by-law provisions pertaining to the aggregation limit | shareholder | Y | FOR | against |
| | | | 6. Stockholder proposal - independent board chairman | shareholder | Y | FOR | FOR |
| | | | 7. Stockholder proposal - non-management employees on director nominee candidate lists | shareholder | Y | FOR | FOR |
| | | | 8. Stockholder proposal - Report Citi's lobbying, payments, policies and activities | shareholder | Y | FOR | against |
| | | | 9. Stockholder proposal - racial equity audit and adverse impact on nonwhite stakeholders and communities of color | shareholder | Y | FOR | against |
| | | | 10. Stockholder proposal - amend certificate of incorporation become public benefit corporation | shareholder | Y | FOR | against |
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NEWMONT CORPORATION | NEM | 651639106 | ANNUAL; 4/28/2021 | Directors: Patrick Awuah, Gregory Boyce, Bruce Brook, Maura Clark, Matthew Come, Jose Madero, Rene Medori, Jane Nelson, Thomas Palmer, Julio Quintana, Susan Story | MGMT | Y | FOR | FOR |
| | | | 2. Executive compensation | MGMT | Y | FOR | FOR |
| | | | 3. Ratify independent accounting firm 2021 | MGMT | Y | FOR | FOR |
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TERADYNE, INC. | TER | 880770102 | ANNUAL; 5/7/2021 | Directors: Michael Bradley, Edwin Gillis, Timothy Guertin, Peter Herweck, Mark Jagiela, Mercedes Johnson, Marilyn Matz, Paul Tufano | MGMT | Y | FOR | FOR |
| | | | 2. Approve executive compensation | MGMT | Y | FOR | FOR |
| | | | 3. Amend articles of organization to lower voting requirement for shareholder approval of mergers, share exchanges and substantial sales of company assets from a super-majority to a simple majority | MGMT | Y | FOR | FOR |
| | | | 4. Allow shareholder to act by a simple majority written consent | MGMT | Y | FOR | FOR |
| | | | 5. Amend 1996 employee stock purchase plan increase common shares 3,000,000 | MGMT | Y | FOR | FOR |
| | | | 6. 2006 equity and cash compensation incentive plan amended a new total annual compensation cap for non-employee directors | MGMT | Y | FOR | FOR |
| | | | 7. Ratify PWC accounting firm 12/31/2021 | | | | |
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Skyworks Solutions Inc | SWKS | 83088M102 | ANNUAL; 5/12/2021 | Directors: Alan Batey, Kevin Beebe, Timothy Furey, Liam Griffin, Christine King, David McGlade, Robert Schriesheim, Kimberly Stevenson 2. Ratify KPMG accounting firm fiscal year 2021 3. As | MGMT | Y | FOR | FOR |
| | | | 2. Ratify KPMG accounting firm fiscal year 2021 | MGMT | Y | FOR | FOR |
| | | | 3. Approve compensation named executive officers | MGMT | Y | FOR | FOR |
| | | | 4. Approve amended and restated 2015 long-term incentive plan | MGMT | Y | FOR | FOR |
| | | | 5. Stockholder proposal - regarding supermajority voting provisions | shareholder | y | FOR | against |
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XEROX HOLDINGS CORPORATION | XRX | 98421M106 | ANNUAL; 5/20/2021 | Directors: Aris Kekedjian, Keith Cozza, Joseph Echevarria, Cheryl Krongard, Scott letter, Nichelle Maynard-Elliott, Steven Miller, James Nelson, Margarita Palau-Hernandez, Giovanni Visentin | MGMT | Y | FOR | FOR |
| | | | 2. Ratify PWC accounting firm 2021 | MGMT | Y | FOR | FOR |
| | | | 3. Approve 2020 compensation named executive officers | MGMT | Y | FOR | FOR |
| | | | 4. Approve amended and restated equity compensation plan for non-employee directors 5. Shareholder proposal - shareholder action by written consent | MGMT | Y | FOR | FOR |
| | | | 5. Shareholder proposal - shareholder action by written consent | shareholder | y | FOR | against |
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NXP SEMICONDUCTORS NV. | NXPI | N6596X109 | ANNUAL; 5/26/2021 | Directors: Kurt Sievers, Peter Bonfield, Annette Clayton, Anthony Foxx, Kenneth Goldman, Josef Kaeser, Lena Olving, Peter Smitham, Julie Southern, Jasmin Staiblin, Gregory Summe, Karl-Henrik Sundstrom | MGMT | Y | FOR | FOR |
| | | | 2020 statutory annual accounts, discharge member of the board of their responsibilities in financial year 12/31/2020 | MGMT | Y | FOR | FOR |
| | | | 3. Authorize board to issue ordinary shares of company and grant right to acquire ordinary shares | MGMT | Y | FOR | FOR |
| | | | 5. Authorize board to restrict or exclude pre-emption rights accruing in connection with an issue of shares or grant of rights | MGMT | Y | FOR | FOR |
| | | | 6. Board repurchase ordinary shares | MGMT | Y | FOR | FOR |
| | | | 7. Board cancel ordinary shares held or acquired by company | MGMT | Y | FOR | FOR |
| | | | 8. Approval amended remuneration of non-executive members of board | MGMT | Y | FOR | FOR |
| | | | 9. Named executive officers compensation | MGMT | Y | FOR | FOR |
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UNUM GROUP | UNM | 91529Y106 | ANNUAL; 5/27/2021 | Directors: Theodore Bunting, Susan Cross, Susan Devore, Joseph Echevarria, Cynthia Egan, Kevin Kabat, Timothy Keaney, Gloria Larson, Richard McKenney, Ronald O'Hanley, Francis Shammo | MGMT | Y | FOR | FOR |
| | | | 2. Executive compensation approval | MGMT | Y | FOR | FOR |
| | | | 3. Ratify EY accounting firm for 2021 | MGMT | Y | FOR | FOR |
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COMCAST CORPORATION | CMCSA | 20030N101 | ANNUAL; 6/2/2021 | Directors: Kenneth Bacon, Madeline Bell, Naomi Bergman, Edward Breen, Gerald Hassell, Jeffrey Honickman, Maritza Montiel, Asuka Nakahara, David Novak, Brian Roberts | MGMT | Y | FOR | FOR |
| | | | 2. Executive compensation | MGMT | Y | FOR | FOR |
| | | | 3. Ratify independent auditors | MGMT | Y | FOR | FOR |
| | | | 4. Shareholder proposal - Independent investigation and report on risks posed by failing to prevent sexual harassment | shareholder | Y | FOR | FOR |
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NVIDIA CORPORATION | NVDA | 67066G104 | ANNUAL; 6/3/2021 | Directors: Robert Burgessm Tench Coxe, John Dabiri, Persis Drell, Jen-Hsun Huang, Dawn Hudson, Harvey Jones, Michael McCaffery, Stephen Neal, Mark Perry, Brooke Seawell, Aarti Shah, Mark Stevens | MGMT | Y | FOR | FOR |
| | | | 2. Approve executive compensation | MGMT | Y | FOR | FOR |
| | | | 3. Ratify PWC accounting firm fiscal year 2022 | MGMT | Y | FOR | FOR |
| | | | 4. Approve amendment of charter to increase number of authorized shares of common stock from 2 billion to 4 billion shares | MGMT | Y | FOR | against |
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MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | ANNUAL; 6/10/2021 | Directors: Eugen Elmiger, Jeff Zhou | MGMT | Y | FOR | FOR |
| | | | 2. Ratify EY accounting firm fiscal year 12/31/2021 3. Approve 2020 executive compensation | MGMT | Y | FOR | FOR |
| | | | 3. Approve 2020 executive compensation | MGMT | Y | FOR | FOR |
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SMARTSHEET INC. | SMAR | 83200N103 | ANNUAL; 6/17/2021 | Directors: Alissa Abdullah, Brent Frel, Michael Gregoire, Rowan Trollope | MGMT | Y | FOR | FOR |
| | | | 2. Ratify Deloitte accounting firm fiscal year ending 1/31/2022 | MGMT | Y | FOR | FOR |
| | | | 3. Approve compensation named executive officers | MGMT | Y | FOR | FOR |
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KEURIG DR PEPPER INC | KDP | 49271V100 | ANNUAL; 6/18/2021 | Directors: Robert Hamgort, Olivier Goudet, Peter Harf, Juliette Hickman, Genevieve Hovde, Paul Michaels, Pamela Patsley, Gerhard Pleuhs, Lubomira Rochet, Debra Sandler, Robert Singer, Justine Tan, Nelson Urdaneta, Larry Young | MGMT | Y | FOR | FOR |
| | | | 2. Approve executive compensation 3. Ratify Deloitte as accounting firm fiscal year 2021 | MGMT | Y | FOR | FOR |
| | | | 3. Ratify Deloitte as accounting firm fiscal year 2021 | MGMT | Y | FOR | FOR |
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THE KROGER CO. | KR | 501044101 | ANNUAL; 6/24/2021 | Directors: Nora Aufreiter, Kevin Brown, Anne Gates, Karen Hoguet, Rodney McMullen, Clude Moore, Ronald Sargent, Amanda Knox, Mark Sutton, Ashok Vemuri | MGMT | Y | FOR | FOR |
| | | | Approval executive compensation | MGMT | Y | FOR | FOR |
| | | | Ratify PWC as auditors | MGMT | Y | FOR | FOR |
| | | | Board Amedments in accordance with Ohio Law | MGMT | Y | FOR | FOR |
| | | | Shareholder proposal - report assessing the environmental impact of using unrecyclable packaging for private label brands | SHAREHOLDER | Y | FOR | against |
| | | | shareholder proposal - independent chair | SHAREHOLDER | Y | FOR | against |
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VF CORPORATION | VFC | 918204108 | ANNUAL; 7/27/2021 | Directors: Richard Carucci, Juliana Chugg, Benno Dorer, Mark Hoplamazian, Laura Lang, Alan McCollough, Rodney McMullen, Clarence Otis, Steven Rendle, Carol Roberts, Matthew Shattock, Veronica Wu | MGMT | Y | FOR | FOR |
| | | | 2. Vote to approve executive officer compensation | MGMT | Y | FOR | FOR |
| | | | 3. Ratify PWC as accounting firm for 2022 fiscal year | MGMT | Y | FOR | FOR |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.