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UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act File Number : | 811-2280 |
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Name of Registrant: | Putnam Convertible Income-Growth Trust |
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Address of Principal Executive Offices: | |
| One Post Office Square |
| Boston, Massachusetts 02109 |
Name and address of agent of service: | |
| James P. Pappas, Vice President |
| Putnam Convertible Income-Growth Trust |
| One Post Office Square |
| Boston, Massachusetts 02109 |
CC: | | |
| John W. Gerstmayr, Esq. |
| Ropes & Gray LLP | |
| One International Place |
| Boston, Massachusetts 02110 |
Registrant's telephone number including area code: |
| (617) 292-1000 | |
Date of fiscal year end: | |
| 10/31/09 | |
Date of reporting period: | |
| 07/01/2009 - 06/30/2010 |
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Item 1: Proxy Voting Record | | | | | |
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Registrant : Putnam Convertible Income-Growth Trust | | | | | |
Fund Name : Putnam Convertible Income-Growth Trust | | | | | |
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Date of fiscal year end: 10/31/2009 | | | | | |
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Aflac Incorporated | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AFL | CUSIP 001055102 | 05/03/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Daniel Amos | Mgmt | For | For | For |
| 2 | Elect John Shelby Amos, II | Mgmt | For | For | For |
| 3 | Elect Paul Amos, II | Mgmt | For | For | For |
| 4 | Elect Michael Armacost | Mgmt | For | For | For |
| 5 | Elect Kriss Cloninger, III | Mgmt | For | For | For |
| 6 | Elect Joe Harris | Mgmt | For | For | For |
| 7 | Elect Elizabeth Hudson | Mgmt | For | For | For |
| 8 | Elect Douglas Johnson | Mgmt | For | For | For |
| 9 | Elect Robert Johnson | Mgmt | For | For | For |
| 10 | Elect Charles Knapp | Mgmt | For | For | For |
| 11 | Elect E. Stephen Purdom | Mgmt | For | For | For |
| 12 | Elect Barbara Rimer | Mgmt | For | For | For |
| 13 | Elect Marvin Schuster | Mgmt | For | For | For |
| 14 | Elect David Thompson | Mgmt | For | For | For |
| 15 | Elect Robert Wright | Mgmt | For | For | For |
| 16 | Elect Takuro Yoshida | Mgmt | For | For | For |
| 17 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 18 | Ratification of Auditor | Mgmt | For | For | For |
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Bank of America Corporation | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BAC | CUSIP 060505104 | 02/23/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
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| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
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Bank of America Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BAC | CUSIP 060505104 | 04/28/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Susan Bies | Mgmt | For | For | For |
| 2 | Elect William Boardman | Mgmt | For | For | For |
| 3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For |
| 4 | Elect Virgis Colbert | Mgmt | For | For | For |
| 5 | Elect Charles Gifford | Mgmt | For | For | For |
| 6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For |
| 7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For |
| 8 | Elect Monica Lozano | Mgmt | For | For | For |
| 9 | Elect Thomas May | Mgmt | For | For | For |
| 10 | Elect Brian Moynihan | Mgmt | For | For | For |
| 11 | Elect Donald Powell | Mgmt | For | For | For |
| 12 | Elect Charles Rossotti | Mgmt | For | For | For |
| 13 | Elect Robert Scully | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 16 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 17 | Amendment to the 2003 Key | Mgmt | For | For | For |
| | Associate Stock Plan | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Disclosure of Prior Government | | | | |
| | Service | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Non-Deductible Compensation | | | | |
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| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
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| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | CEO Succession Planning | | | | |
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| 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report OTC Derivative Trading | | | | |
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| 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Recoupment of Unearned Bonuses | | | | |
| | (Clawback) | | | | |
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Celanese Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CE | CUSIP 150870103 | 04/22/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David Weidman | Mgmt | For | For | For |
| 2 | Elect Mark Rohr | Mgmt | For | For | For |
| 3 | Elect Farah Walters | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
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Comcast Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CMCSA | CUSIP 20030N101 | 05/20/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For |
| 1.2 | Elect Kenneth Bacon | Mgmt | For | For | For |
| 1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For |
| 1.4 | Elect Edward Breen | Mgmt | For | For | For |
| 1.5 | Elect Julian Brodsky | Mgmt | For | For | For |
| 1.6 | Elect Joseph Collins | Mgmt | For | For | For |
| 1.7 | Elect J. Michael Cook | Mgmt | For | For | For |
| 1.8 | Elect Gerald Hassell | Mgmt | For | For | For |
| 1.9 | Elect Jeffrey Honickman | Mgmt | For | For | For |
| 1.10 | Elect Brian Roberts | Mgmt | For | For | For |
| 1.11 | Elect Ralph Roberts | Mgmt | For | For | For |
| 1.12 | Elect Judith Rodin | Mgmt | For | For | For |
| 1.13 | Elect Michael Sovern | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2006 Cash Bonus Plan | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | CEO Succession Planning | | | | |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
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DIRECTV | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DTV | CUSIP 25490A101 | 06/03/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Neil Austrian | Mgmt | For | For | For |
| 1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Paul Gould | Mgmt | For | For | For |
| 1.4 | Elect Charles Lee | Mgmt | For | For | For |
| 1.5 | Elect Peter Lund | Mgmt | For | For | For |
| 1.6 | Elect Gregory Maffei | Mgmt | For | For | For |
| 1.7 | Elect John Malone | Mgmt | For | For | For |
| 1.8 | Elect Nancy Newcomb | Mgmt | For | For | For |
| 1.9 | Elect Haim Saban | Mgmt | For | For | For |
| 1.10 | Elect Michael White | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2010 Stock Plan | Mgmt | For | For | For |
| 4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For |
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| 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
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Newfield Exploration Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NFX | CUSIP 651290108 | 05/07/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Lee Boothby | Mgmt | For | For | For |
| 2 | Elect Philip Burguieres | Mgmt | For | For | For |
| 3 | Elect Pamela Gardner | Mgmt | For | For | For |
| 4 | Elect John Kemp III | Mgmt | For | For | For |
| 5 | Elect J. Michael Lacey | Mgmt | For | For | For |
| 6 | Elect Joseph Netherland | Mgmt | For | For | For |
| 7 | Elect Howard Newman | Mgmt | For | For | For |
| 8 | Elect Thomas Ricks | Mgmt | For | For | For |
| 9 | Elect Juanita Romans | Mgmt | For | For | For |
| 10 | Elect Charles Shultz | Mgmt | For | For | For |
| 11 | Elect J. Terry Strange | Mgmt | For | For | For |
| 12 | 2010 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
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| 13 | Ratification of Auditor | Mgmt | For | For | For |
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NII Holdings, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NIHD | CUSIP 62913F201 | 05/11/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Steven Dussek | Mgmt | For | For | For |
| 1.2 | Elect Donald Guthrie | Mgmt | For | For | For |
| 1.3 | Elect Steven Shindler | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2004 Incentive | Mgmt | For | Against | Against |
| | Compensation Plan | | | | |
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Putnam Money Market Liquidity | | | | | | |
Fund | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting | |
| | | | | Status | |
| | CUSIP 746763168 | 11/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.01 | Elect Ravi Akhoury | Mgmt | For | For | For |
| 1.02 | Elect Jameson Baxter | Mgmt | For | For | For |
| 1.03 | Elect Charles Curtis | Mgmt | For | For | For |
| 1.04 | Elect Robert Darretta | Mgmt | For | For | For |
| 1.05 | Elect Myra Drucker | Mgmt | For | For | For |
| 1.06 | Elect John Hill | Mgmt | For | For | For |
| 1.07 | Elect Paul Joskow | Mgmt | For | For | For |
| 1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For |
| 1.09 | Elect Kenneth Leibler | Mgmt | For | For | For |
| 1.10 | Elect Robert Patterson | Mgmt | For | For | For |
| 1.11 | Elect George Putnam, III | Mgmt | For | For | For |
| 1.12 | Elect Robert Reynolds | Mgmt | For | For | For |
| 1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For |
| 1.14 | Elect Richard Worley | Mgmt | For | For | For |
| 2 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund | | | | |
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| 2.01 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Both Fund Family | | | | |
| | Breakpoints And Performance Fees | | | | |
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| 2.02 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Fund Family | | | | |
| | Breakpoints Only | | | | |
| 2.03 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Performance Fees Only | | | | |
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| 3 | Approving An Amendment To Your | | | | |
| | Fund's Fundamental Investment | | | | |
| | Restriction With Respect To: | | | | |
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| 3.01 | Investments in Commodities | N/A | N/A | N/A | N/A |
| 3.02 | Diversification of Investments | N/A | N/A | N/A | N/A |
| 3.03 | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
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| 3.04 | Borrowing | N/A | N/A | N/A | N/A |
| 3.05 | Making Loans | N/A | N/A | N/A | N/A |
| 4 | Approving An Amendment To Your | | | | |
| | Fund's Agreement And Declaration | | | | |
| | of Trust With Respect To: | | | | |
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| 4.01 | The Duration Of The Trust | N/A | N/A | N/A | N/A |
| 4.02 | Redemption At The Option Of The | N/A | N/A | N/A | N/A |
| | Trust | | | | |
| 5 | Shareholders Request That The | N/A | N/A | N/A | N/A |
| | Board Institute Procedues To | | | | |
| | Prevent Holding Investments In | | | | |
| | Companies That, In The Judgment | | | | |
| | Of The Board, Substantially | | | | |
| | Contribute To Genocide Or Crimes | | | | |
| | Against Humanity, The Most | | | | |
| | Egregious Violations Of Human | | | | |
| | Rights. | | | | |
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Qwest Communications | | | | | | |
International Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| Q | CUSIP 749121109 | 05/12/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
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| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Edward Mueller | Mgmt | For | For | For |
| 2 | Elect Charles Biggs | Mgmt | For | For | For |
| 3 | Elect K. Dane Brooksher | Mgmt | For | For | For |
| 4 | Elect Peter Hellman | Mgmt | For | For | For |
| 5 | Elect R. David Hoover | Mgmt | For | For | For |
| 6 | Elect Patrick Martin | Mgmt | For | For | For |
| 7 | Elect Caroline Matthews | Mgmt | For | For | For |
| 8 | Elect Wayne Murdy | Mgmt | For | For | For |
| 9 | Elect Jan Murley | Mgmt | For | For | For |
| 10 | Elect Michael Roberts | Mgmt | For | For | For |
| 11 | Elect James Unruh | Mgmt | For | For | For |
| 12 | Elect Anthony Welters | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | Purchase Plan | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Performance-Based Equity | | | | |
| | Compensation | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
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The Goldman Sachs Group, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GS | CUSIP 38141G104 | 05/07/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Lloyd Blankfein | Mgmt | For | For | For |
| 2 | Elect John Bryan | Mgmt | For | For | For |
| 3 | Elect Gary Cohn | Mgmt | For | For | For |
| 4 | Elect Claes Dahlback | Mgmt | For | For | For |
| 5 | Elect Stephen Friedman | Mgmt | For | For | For |
| 6 | Elect William George | Mgmt | For | For | For |
| 7 | Elect James Johnson | Mgmt | For | For | For |
| 8 | Elect Lois Juliber | Mgmt | For | For | For |
| 9 | Elect Lakshmi Mittal | Mgmt | For | For | For |
| 10 | Elect James Schiro | Mgmt | For | For | For |
| 11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
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| 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 14 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement | | | | |
| 15 | Amendment to Certificate of | Mgmt | For | For | For |
| | Incorporation Regarding the Right | | | | |
| | to Call Special Meetings | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report OTC Derivative Trading | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Climate Policy | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Ratio Between Executive | | | | |
| | and Employee Pay | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
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Wells Fargo & Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WFC | CUSIP 949746101 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John Baker II | Mgmt | For | Against | Against |
| 2 | Elect John Chen | Mgmt | For | Against | Against |
| 3 | Elect Lloyd Dean | Mgmt | For | Against | Against |
| 4 | Elect Susan Engel | Mgmt | For | Against | Against |
| 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against |
| 6 | Elect Donald James | Mgmt | For | Against | Against |
| 7 | Elect Richard McCormick | Mgmt | For | Against | Against |
| 8 | Elect Mackey McDonald | Mgmt | For | Against | Against |
| 9 | Elect Cynthia Milligan | Mgmt | For | Against | Against |
| 10 | Elect Nicholas Moore | Mgmt | For | Against | Against |
| 11 | Elect Philip Quigley | Mgmt | For | Against | Against |
| 12 | Elect Judith Runstad | Mgmt | For | Against | Against |
| 13 | Elect Stephen Sanger | Mgmt | For | Against | Against |
| | | | | | |
| 14 | Elect Robert Steel | Mgmt | For | Against | Against |
| 15 | Elect John Stumpf | Mgmt | For | Against | Against |
| 16 | Elect Susan Swenson | Mgmt | For | Against | Against |
| 17 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 18 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 19 | Ratification of Auditor | Mgmt | For | For | For |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation (Say on Pay) | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Reviewing Charitable Spending | | | | |
| 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Registrant: | Putnam Convertible Income-Growth Trust |
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By: | /s/ Jonathan S. Horwitz |
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Name: | Jonathan S. Horwitz |
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Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
| Compliance Liaison |
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Date: | August 9, 2010 |