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UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
|
FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act File Number : | 811-58 |
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Name of Registrant: | The George Putnam Fund of Boston |
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Address of Principal Executive Offices: | |
| One Post Office Square |
| Boston, Massachusetts 02109 |
Name and address of agent of service: | |
| James P. Pappas, Vice President |
| The George Putnam Fund of Boston |
| One Post Office Square |
| Boston, Massachusetts 02109 |
CC: | | |
| John W. Gerstmayr, Esq. |
| Ropes & Gray LLP | |
| One International Place |
| Boston, Massachusetts 02110 |
Registrant's telephone number including area code: |
| (617) 292-1000 | |
Date of fiscal year end: | |
| 7/31/09 | |
Date of reporting period: | |
| 07/01/2009 - 06/30/2010 |
|
| | | | | | |
Item 1: Proxy Voting Record | | | | | |
| |
Registrant : The George Putnam Fund of Boston | | | | | |
Fund Name : The George Putnam Fund of Boston | | | | | |
| |
Date of fiscal year end : 07/31/2009 | | | | | |
| |
| |
3M Company | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MMM | CUSIP 88579Y101 | 05/11/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| 1 | Elect Linda Alvarado | Mgmt | For | For | For |
| 2 | Elect George Buckley | Mgmt | For | For | For |
| 3 | Elect Vance Coffman | Mgmt | For | For | For |
| 4 | Elect Michael Eskew | Mgmt | For | For | For |
| 5 | Elect W. James Farrell | Mgmt | For | For | For |
| 6 | Elect Herbert Henkel | Mgmt | For | For | For |
| 7 | Elect Edward Liddy | Mgmt | For | For | For |
| 8 | Elect Robert Morrison | Mgmt | For | For | For |
| 9 | Elect Aulana Peters | Mgmt | For | For | For |
| 10 | Elect Robert Ulrich | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Amendment to the 2008 Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| |
| |
Abbott Laboratories | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ABT | CUSIP 002824100 | 04/23/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| 1.1 | Elect Robert Alpern | Mgmt | For | For | For |
| 1.2 | Elect Roxanne Austin | Mgmt | For | For | For |
| 1.3 | Elect William Daley | Mgmt | For | For | For |
| 1.4 | Elect W. James Farrell | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For |
| 1.6 | Elect William Osborn | Mgmt | For | For | For |
| 1.7 | Elect David Owen | Mgmt | For | For | For |
| 1.8 | Elect Roy Roberts | Mgmt | For | For | For |
| 1.9 | Elect Samuel Scott III | Mgmt | For | For | For |
| 1.10 | Elect William Smithburg | Mgmt | For | For | For |
| 1.11 | Elect Glenn Tilton | Mgmt | For | For | For |
| 1.12 | Elect Miles White | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
Accenture Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ACN | CUSIP G1150G111 | 08/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Reincorporation from Bermuda to | Mgmt | For | For | For |
| | Ireland | | | | |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| 3 | Creation of Distributable Reserves | Mgmt | For | For | For |
|
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Ace Limited | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ACE | CUSIP H0023R105 | 05/19/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Robert Hernandez | Mgmt | For | For | For |
| 2 | Elect Peter Menikoff | Mgmt | For | For | For |
| 3 | Elect Robert Ripp | Mgmt | For | For | For |
| 4 | Elect Theodore Shasta | Mgmt | For | For | For |
| 5 | Amendments to Articles | Mgmt | For | For | For |
| 6 | Annual Report | Mgmt | For | For | For |
| | | | | | |
| 7 | Statutory Financial Statements | Mgmt | For | For | For |
| 8 | Consolidated Financial Statements | Mgmt | For | For | For |
|
| 9 | Allocation of Disposable Profit | Mgmt | For | For | For |
| 10 | Discharge of the Board of Directors | Mgmt | For | For | For |
|
| 11 | Authorized Share Capital | Mgmt | For | For | For |
| 12 | Appointment of Auditor | Mgmt | For | For | For |
| 13 | Ratification of Auditor (Zurich) | Mgmt | For | For | For |
| 14 | Ratification of Auditor (US) | Mgmt | For | For | For |
| 15 | Amendment to the 2004 Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 16 | Approval of Dividend in the Form of | Mgmt | For | For | For |
| | a Par Value Reduction | | | | |
|
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Aetna Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AET | CUSIP 00817Y108 | 05/21/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Frank Clark, Jr. | Mgmt | For | For | For |
| 2 | Elect Betsy Cohen | Mgmt | For | For | For |
| 3 | Elect Molly Coye | Mgmt | For | For | For |
| 4 | Elect Roger Farah | Mgmt | For | For | For |
| 5 | Elect Barbara Franklin | Mgmt | For | For | For |
| 6 | Elect Jeffrey Garten | Mgmt | For | For | For |
| 7 | Elect Earl Graves | Mgmt | For | For | For |
| 8 | Elect Gerald Greenwald | Mgmt | For | For | For |
| 9 | Elect Ellen Hancock | Mgmt | For | For | For |
| 10 | Elect Richard Harrington | Mgmt | For | For | For |
| 11 | Elect Edward Ludwig | Mgmt | For | For | For |
| 12 | Elect Joseph Newhouse | Mgmt | For | For | For |
| 13 | Elect Ronald Williams | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| 16 | 2010 Non-Employee Director | Mgmt | For | For | For |
| | Compensation Plan | | | | |
| 17 | 2001 Annual Incentive Plan | Mgmt | For | For | For |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| | | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
|
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Alcoa Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AA | CUSIP 013817101 | 04/23/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Arthur Collins, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Carlos Ghosn | Mgmt | For | For | For |
| 1.3 | Elect Michael Morris | Mgmt | For | For | For |
| 1.4 | Elect E. Stanley O'Neal | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | Election of Directors | | | | |
| 4 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement Relating to Fair Price | | | | |
| | Protection | | | | |
| 5 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement Relating to Director | | | | |
| | Elections | | | | |
| 6 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement Relating to Removal | | | | |
| | of Directors | | | | |
| 7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Simple Majority Vote | | | | |
|
|
Ameren Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AEE | CUSIP 023608102 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Stephen Brauer | Mgmt | For | For | For |
| 1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For |
| 1.3 | Elect Walter Galvin | Mgmt | For | For | For |
| 1.4 | Elect Gayle Jackson | Mgmt | For | For | For |
| 1.5 | Elect James Johnson | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Steven Lipstein | Mgmt | For | For | For |
| 1.7 | Elect Charles Mueller | Mgmt | For | For | For |
| 1.8 | Elect Harvey Saligman | Mgmt | For | For | For |
| 1.9 | Elect Patrick Stokes | Mgmt | For | For | For |
| 1.10 | Elect Thomas Voss | Mgmt | For | For | For |
| 1.11 | Elect Stephen Wilson | Mgmt | For | For | For |
| 1.12 | Elect Jack Woodard | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Review of Nuclear Facility | | | | |
|
|
American Electric Power | | | | | | |
Company, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AEP | CUSIP 025537101 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect E. R. Brooks | Mgmt | For | For | For |
| 2 | Elect Donald Carlton | Mgmt | For | For | For |
| 3 | Elect James Cordes | Mgmt | For | For | For |
| 4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For |
| 5 | Elect Linda Goodspeed | Mgmt | For | For | For |
| 6 | Elect Thomas Hoaglin | Mgmt | For | For | For |
| 7 | Elect Lester Hudson, Jr. | Mgmt | For | For | For |
| 8 | Elect Michael Morris | Mgmt | For | For | For |
| 9 | Elect Lionel Nowell III | Mgmt | For | For | For |
| 10 | Elect Richard Sandor | Mgmt | For | For | For |
| 11 | Elect Kathryn Sullivan | Mgmt | For | For | For |
| 12 | Elect Sara Tucker | Mgmt | For | For | For |
| 13 | Elect John Turner | Mgmt | For | For | For |
| 14 | Amendment to the Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Amgen Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AMGN | CUSIP 031162100 | 05/12/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect David Baltimore | Mgmt | For | For | For |
| 2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For |
| 3 | Elect Francois de Carbonnel | Mgmt | For | For | For |
| 4 | Elect Jerry Choate | Mgmt | For | For | For |
| 5 | Elect Vance Coffman | Mgmt | For | For | For |
| 6 | Elect Frederick Gluck | Mgmt | For | For | For |
| 7 | Elect Rebecca Henderson | Mgmt | For | For | For |
| 8 | Elect Frank Herringer | Mgmt | For | For | For |
| 9 | Elect Gilbert Omenn | Mgmt | For | For | For |
| 10 | Elect Judith Pelham | Mgmt | For | For | For |
| 11 | Elect J. Paul Reason | Mgmt | For | For | For |
| 12 | Elect Leonard Schaeffer | Mgmt | For | For | For |
| 13 | Elect Kevin Sharer | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
|
|
Anadarko Petroleum Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| APC | CUSIP 032511107 | 05/18/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect H. Paulett Eberhart | Mgmt | For | For | For |
| 2 | Elect Preston Geren III | Mgmt | For | For | For |
| 3 | Elect James Hackett | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Adopting Sexual Orientation and | | | | |
| | Gender Identity Anti-Bias Policy | | | | |
| 6 | Shareholder Proposal | ShrHldr | Against | Against | For |
| | Reimbursement of Solicitation | | | | |
| | Expenses | | | | |
|
|
Applied Materials, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AMAT | CUSIP 038222105 | 03/09/2010 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Aart de Geus | Mgmt | For | For | For |
| 1.2 | Elect Stephen Forrest | Mgmt | For | For | For |
| 1.3 | Elect Thomas Iannotti | Mgmt | For | For | For |
| 1.4 | Elect Susan James | Mgmt | For | For | For |
| 1.5 | Elect Alexander Karsner | Mgmt | For | For | For |
| 1.6 | Elect Gerhard Parker | Mgmt | For | For | For |
| 1.7 | Elect Dennis Powell | Mgmt | For | For | For |
| 1.8 | Elect Willem Roelandts | Mgmt | For | For | For |
| 1.9 | Elect James Rogers | Mgmt | For | Withhold | Against |
| 1.10 | Elect Michael Splinter | Mgmt | For | For | For |
| 1.11 | Elect Robert Swan | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
AT&T INC. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| T | CUSIP 00206R102 | 04/30/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Randall Stephenson | Mgmt | For | For | For |
| 2 | Elect Gilbert Amelio | Mgmt | For | For | For |
| 3 | Elect Reuben Anderson | Mgmt | For | For | For |
| 4 | Elect James Blanchard | Mgmt | For | For | For |
| 5 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
| 6 | Elect James Kelly | Mgmt | For | For | For |
| 7 | Elect Jon Madonna | Mgmt | For | For | For |
| 8 | Elect Lynn Martin | Mgmt | For | For | For |
| 9 | Elect John McCoy | Mgmt | For | For | For |
| 10 | Elect Joyce Roche | Mgmt | For | For | For |
| 11 | Elect Laura Tyson | Mgmt | For | For | For |
| 12 | Elect Patricia Upton | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Pension Credit Policy | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| | | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
Atmel Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ATML | CUSIP 049513104 | 05/19/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Steven Laub | Mgmt | For | For | For |
| 2 | Elect Tsung-Ching Wu | Mgmt | For | For | For |
| 3 | Elect David Sugishita | Mgmt | For | For | For |
| 4 | Elect Papken Der Torossian | Mgmt | For | For | For |
| 5 | Elect Jack Saltich | Mgmt | For | For | For |
| 6 | Elect Charles Carinalli | Mgmt | For | For | For |
| 7 | Elect Edward Ross | Mgmt | For | For | For |
| 8 | 2010 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
| 9 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Avery Dennison Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AVY | CUSIP 053611109 | 04/22/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Rolf Borjesson | Mgmt | For | For | For |
| 2 | Elect Peter Mullin | Mgmt | For | For | For |
| 3 | Elect Patrick Siewert | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement and the Interested | | | | |
| | Persons Stock Repurchase | | | | |
| | Provision | | | | |
| 6 | Amendment to the Stock Option | Mgmt | For | For | For |
| | and Incentive Plan | | | | |
|
|
Bank of America Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| BAC | CUSIP 060505104 | 02/23/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Bank of America Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BAC | CUSIP 060505104 | 04/28/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Susan Bies | Mgmt | For | For | For |
| 2 | Elect William Boardman | Mgmt | For | For | For |
| 3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For |
| 4 | Elect Virgis Colbert | Mgmt | For | For | For |
| 5 | Elect Charles Gifford | Mgmt | For | For | For |
| 6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For |
| 7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For |
| 8 | Elect Monica Lozano | Mgmt | For | For | For |
| 9 | Elect Thomas May | Mgmt | For | For | For |
| 10 | Elect Brian Moynihan | Mgmt | For | For | For |
| 11 | Elect Donald Powell | Mgmt | For | For | For |
| 12 | Elect Charles Rossotti | Mgmt | For | For | For |
| 13 | Elect Robert Scully | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 16 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 17 | Amendment to the 2003 Key | Mgmt | For | For | For |
| | Associate Stock Plan | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Disclosure of Prior Government | | | | |
| | Service | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Non-Deductible Compensation | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| | | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | CEO Succession Planning | | | | |
| 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report OTC Derivative Trading | | | | |
| 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Recoupment of Unearned Bonuses | | | | |
| | (Clawback) | | | | |
|
|
Bank of New York Mellon | | | | | | |
Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BK | CUSIP 064058100 | 04/13/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Ruth Bruch | Mgmt | For | For | For |
| 1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For |
| 1.3 | Elect Gerald Hassell | Mgmt | For | For | For |
| 1.4 | Elect Edmund Kelly | Mgmt | For | For | For |
| 1.5 | Elect Robert Kelly | Mgmt | For | For | For |
| 1.6 | Elect Richard Kogan | Mgmt | For | For | For |
| 1.7 | Elect Michael Kowalski | Mgmt | For | For | For |
| 1.8 | Elect John Luke, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Robert Mehrabian | Mgmt | For | For | For |
| 1.10 | Elect Mark Nordenberg | Mgmt | For | For | For |
| 1.11 | Elect Catherine Rein | Mgmt | For | For | For |
| 1.12 | Elect William Richardson | Mgmt | For | For | For |
| 1.13 | Elect Samuel Scott III | Mgmt | For | For | For |
| 1.14 | Elect John Surma | Mgmt | For | For | For |
| 1.15 | Elect Wesley von Schack | Mgmt | For | For | For |
| 2 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Restricting Executive Compensation | | | | |
| | | | | | |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Shareholder Approval of Golden | | | | |
| | Parachutes | | | | |
|
|
Baxter International Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BAX | CUSIP 071813109 | 05/04/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Blake Devitt | Mgmt | For | For | For |
| 2 | Elect John Forsyth | Mgmt | For | For | For |
| 3 | Elect Gail Fosler | Mgmt | For | For | For |
| 4 | Elect Carole Shapazian | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Simple Majority Vote | | | | |
|
|
Boston Scientific Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BSX | CUSIP 101137107 | 05/11/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect John Abele | Mgmt | For | For | For |
| 2 | Elect Katharine Bartlett | Mgmt | For | For | For |
| 3 | Elect Bruce Byrnes | Mgmt | For | For | For |
| 4 | Elect Nelda Connors | Mgmt | For | For | For |
| 5 | Elect J. Raymond Elliott | Mgmt | For | For | For |
| 6 | Elect Marye Anne Fox | Mgmt | For | For | For |
| 7 | Elect Ray Groves | Mgmt | For | For | For |
| 8 | Elect Ernest Mario | Mgmt | For | For | For |
| 9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
| 10 | Elect Pete Nicholas | Mgmt | For | For | For |
| 11 | Elect Uwe Reinhardt | Mgmt | For | For | For |
| 12 | Elect John Sununu | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Transaction of Other Business | Mgmt | For | Against | Against |
| | | | | | |
|
| | | | | | |
Bristol-Myers Squibb Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BMY | CUSIP 110122108 | 05/04/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For |
| 2 | Elect Lewis Campbell | Mgmt | For | For | For |
| 3 | Elect James Cornelius | Mgmt | For | For | For |
| 4 | Elect Louis Freeh | Mgmt | For | For | For |
| 5 | Elect Laurie Glimcher | Mgmt | For | For | For |
| 6 | Elect Michael Grobstein | Mgmt | For | For | For |
| 7 | Elect Leif Johansson | Mgmt | For | For | For |
| 8 | Elect Alan Lacy | Mgmt | For | For | For |
| 9 | Elect Vicki Sato | Mgmt | For | For | For |
| 10 | Elect Togo West, Jr. | Mgmt | For | For | For |
| 11 | Elect R. Sanders Williams | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Amendment to Certificate of | Mgmt | For | For | For |
| | Incorporation Regarding the Right | | | | |
| | to Call a Special Meeting | | | | |
| 14 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement Applicable to Common | | | | |
| | Shareholders | | | | |
| 15 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement Applicable to | | | | |
| | Preferred Shareholders | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Disclosure of Executive | | | | |
| | Compensation | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
|
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Animal Welfare | | | | |
|
|
Burlington Northern Santa Fe | | | | | | |
Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BNI | CUSIP 12189T104 | 02/11/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Approval of the Merger | Mgmt | For | For | For |
| 2 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against |
|
|
Campbell Soup Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CPB | CUSIP 134429109 | 11/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Edmund Carpenter | Mgmt | For | For | For |
| 1.2 | Elect Paul Charron | Mgmt | For | For | For |
| 1.3 | Elect Douglas Conant | Mgmt | For | For | For |
| 1.4 | Elect Bennett Dorrance | Mgmt | For | For | For |
| 1.5 | Elect Harvey Golub | Mgmt | For | For | For |
| 1.6 | Elect Lawrence Karlson | Mgmt | For | For | For |
| 1.7 | Elect Randall Larrimore | Mgmt | For | For | For |
| 1.8 | Elect Mary Malone | Mgmt | For | For | For |
| 1.9 | Elect Sara Mathew | Mgmt | For | For | For |
| 1.10 | Elect William Perez | Mgmt | For | For | For |
| 1.11 | Elect Charles Perrin | Mgmt | For | For | For |
| 1.12 | Elect A. Barry Rand | Mgmt | For | For | For |
| 1.13 | Elect Nick Shreiber | Mgmt | For | For | For |
| 1.14 | Elect Archbold van Beuren | Mgmt | For | For | For |
| 1.15 | Elect Les Vinney | Mgmt | For | For | For |
| 1.16 | Elect Charlotte Weber | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Reapproval of the Annual Incentive | Mgmt | For | For | For |
| | Plan | | | | |
|
|
Caterpillar Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CAT | CUSIP 149123101 | 06/09/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect John Dillon | Mgmt | For | For | For |
| 1.2 | Elect Juan Gallardo | Mgmt | For | For | For |
| 1.3 | Elect William Osborn | Mgmt | For | For | For |
| 1.4 | Elect Edward Rust, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Susan Schwab | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2006 Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 4 | Repeal of Classified Board | Mgmt | For | For | For |
| 5 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement | | | | |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Review of Human Rights Policies | | | | |
|
| 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
Chevron Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CVX | CUSIP 166764100 | 05/26/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Samuel Armacost | Mgmt | For | For | For |
| 2 | Elect Linnet Deily | Mgmt | For | For | For |
| 3 | Elect Robert Denham | Mgmt | For | For | For |
| 4 | Elect Robert Eaton | Mgmt | For | For | For |
| 5 | Elect Chuck Hagel | Mgmt | For | For | For |
| 6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| 7 | Elect Franklyn Jenifer | Mgmt | For | For | For |
| 8 | Elect George Kirkland | Mgmt | For | For | For |
| 9 | Elect Sam Nunn | Mgmt | For | For | For |
| 10 | Elect Donald Rice | Mgmt | For | For | For |
| 11 | Elect Kevin Sharer | Mgmt | For | For | For |
| 12 | Elect Charles Shoemate | Mgmt | For | For | For |
| 13 | Elect John Stumpf | Mgmt | For | For | For |
| 14 | Elect Ronald Sugar | Mgmt | For | For | For |
| 15 | Elect Carl Ware | Mgmt | For | For | For |
| 16 | Elect John Watson | Mgmt | For | For | For |
| 17 | Ratification of Auditor | Mgmt | For | For | For |
| 18 | Amendment to the By-Laws | Mgmt | For | For | For |
| | Regarding the Right to Call Special | | | | |
| | Meetings | | | | |
| | | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Environmental Expertise on Board | | | | |
|
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Payments to | | | | |
| | Governments | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Country Selection Guidelines | | | | |
| 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Financial Risks of | | | | |
| | Climate Change | | | | |
| 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Establishment of Human Rights | | | | |
| | Committee | | | | |
|
|
Cisco Systems, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CSCO | CUSIP 17275R102 | 11/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Carol Bartz | Mgmt | For | For | For |
| 2 | Elect M. Michele Burns | Mgmt | For | For | For |
| 3 | Elect Michael Capellas | Mgmt | For | For | For |
| 4 | Elect Larry Carter | Mgmt | For | For | For |
| 5 | Elect John Chambers | Mgmt | For | For | For |
| 6 | Elect Brian Halla | Mgmt | For | For | For |
| 7 | Elect John Hennessy | Mgmt | For | For | For |
| 8 | Elect Richard Kovacevich | Mgmt | For | For | For |
| 9 | Elect Roderick McGeary | Mgmt | For | For | For |
| 10 | Elect Michael Powell | Mgmt | For | For | For |
| 11 | Elect Arun Sarin | Mgmt | For | For | For |
| 12 | Elect Steven West | Mgmt | For | For | For |
| 13 | Elect Jerry Yang | Mgmt | For | For | For |
| 14 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 15 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | Purchase Plan | | | | |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Formation of a Board Committee on | | | | |
| | Human Rights | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Internet Fragmentation | | | | |
|
|
Coca-Cola Enterprises Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CCE | CUSIP 191219104 | 04/23/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect L. Phillip Humann | Mgmt | For | For | For |
| 1.2 | Elect Suzanne Labarge | Mgmt | For | For | For |
| 1.3 | Elect Veronique Morali | Mgmt | For | For | For |
| 1.4 | Elect Phoebe Wood | Mgmt | For | For | For |
| 2 | Amendment to the 2007 Incentive | Mgmt | For | For | For |
| | Award Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Shareholder Approval of Severance | | | | |
| | Agreements | | | | |
|
|
Comcast Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CMCSA | CUSIP 20030N101 | 05/20/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For |
| 1.2 | Elect Kenneth Bacon | Mgmt | For | For | For |
| 1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For |
| 1.4 | Elect Edward Breen | Mgmt | For | For | For |
| 1.5 | Elect Julian Brodsky | Mgmt | For | For | For |
| 1.6 | Elect Joseph Collins | Mgmt | For | For | For |
| 1.7 | Elect J. Michael Cook | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Gerald Hassell | Mgmt | For | For | For |
| 1.9 | Elect Jeffrey Honickman | Mgmt | For | For | For |
| 1.10 | Elect Brian Roberts | Mgmt | For | For | For |
| 1.11 | Elect Ralph Roberts | Mgmt | For | For | For |
| 1.12 | Elect Judith Rodin | Mgmt | For | For | For |
| 1.13 | Elect Michael Sovern | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2006 Cash Bonus Plan | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | CEO Succession Planning | | | | |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
|
|
Conocophillips | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| COP | CUSIP 20825C104 | 05/12/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Richard Armitage | Mgmt | For | For | For |
| 2 | Elect Richard Auchinleck | Mgmt | For | For | For |
| 3 | Elect James Copeland, Jr. | Mgmt | For | For | For |
| 4 | Elect Kenneth Duberstein | Mgmt | For | For | For |
| 5 | Elect Ruth Harkin | Mgmt | For | For | For |
| 6 | Elect Harold McGraw III | Mgmt | For | For | For |
| 7 | Elect James Mulva | Mgmt | For | For | For |
| 8 | Elect Robert Niblock | Mgmt | For | For | For |
| 9 | Elect Harald Norvik | Mgmt | For | For | For |
| 10 | Elect William Reilly | Mgmt | For | For | For |
| 11 | Elect Bobby Shackouls | Mgmt | For | For | For |
| 12 | Elect Victoria Tschinkel | Mgmt | For | For | For |
| 13 | Elect Kathryn Turner | Mgmt | For | For | For |
| 14 | Elect William Wade, Jr. | Mgmt | For | For | For |
| 15 | Ratification of Auditor | Mgmt | For | Against | Against |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Risk Management Report | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Reporting and Reducing | | | | |
| | Greenhouse Gas Emissions | | | | |
| | | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Oil Sands Operations | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Louisiana Wetlands | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | the Financial Risks of Climate | | | | |
| | Change | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | TRI Chemicals | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Adopting Sexual Orientation and | | | | |
| | Gender Identity Anti-Bias Policy | | | | |
| 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
|
|
Covidien Public Limited Company | | | | | | |
|
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| COV | CUSIP G2554F105 | 03/16/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Elect Craig Arnold | Mgmt | For | For | For |
| 3 | Elect Robert Brust | Mgmt | For | For | For |
| 4 | Elect John Connors, Jr. | Mgmt | For | For | For |
| 5 | Elect Christopher Coughlin | Mgmt | For | For | For |
| 6 | Elect Timothy Donahue | Mgmt | For | For | For |
| 7 | Elect Kathy Herbert | Mgmt | For | For | For |
| 8 | Elect Randall Hogan, III | Mgmt | For | For | For |
| 9 | Elect Richard Meelia | Mgmt | For | For | For |
| 10 | Elect Dennis Reilley | Mgmt | For | For | For |
| 11 | Elect Tadataka Yamada | Mgmt | For | For | For |
| 12 | Elect Joseph Zaccagnino | Mgmt | For | For | For |
| 13 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 15 | Authority to Reissue Treasury | Mgmt | For | For | For |
| | Shares | | | | |
| | | | | | |
|
| | | | | | |
CVS Caremark Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CVS | CUSIP 126650100 | 05/12/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Edwin Banks | Mgmt | For | For | For |
| 2 | Elect C. David Brown II | Mgmt | For | For | For |
| 3 | Elect David Dorman | Mgmt | For | For | For |
| 4 | Elect Kristen Gibney Williams | Mgmt | For | For | For |
| 5 | Elect Marian Heard | Mgmt | For | For | For |
| 6 | Elect William Joyce | Mgmt | For | For | For |
| 7 | Elect Jean-Pierre Millon | Mgmt | For | For | For |
| 8 | Elect Terrence Murray | Mgmt | For | For | For |
| 9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For |
| 10 | Elect Sheli Rosenberg | Mgmt | For | For | For |
| 11 | Elect Thomas Ryan | Mgmt | For | For | For |
| 12 | Elect Richard Swift | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | 2010 Incentive Compensation Plan | Mgmt | For | For | For |
|
| 15 | Amendment to the Charter to Allow | Mgmt | For | For | For |
| | Shareholders to Call Special | | | | |
| | Meetings | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Climate Change Principles | | | | |
|
|
D.R. Horton, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DHI | CUSIP 23331A109 | 01/28/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Donald Horton | Mgmt | For | For | For |
| 1.2 | Elect Bradley Anderson | Mgmt | For | For | For |
| 1.3 | Elect Michael Buchanan | Mgmt | For | For | For |
| 1.4 | Elect Michael Hewatt | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Bob Scott | Mgmt | For | For | For |
| 1.6 | Elect Donald Tomnitz | Mgmt | For | For | For |
| 1.7 | Elect Bill Wheat | Mgmt | For | For | For |
| 2 | Adoption of Section 382 | Mgmt | For | Against | Against |
| | Shareholder Rights Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Deere & Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DE | CUSIP 244199105 | 02/24/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Samuel Allen | Mgmt | For | For | For |
| 2 | Elect Aulana Peters | Mgmt | For | For | For |
| 3 | Elect David Speer | Mgmt | For | For | For |
| 4 | Repeal of Classified Board | Mgmt | For | For | For |
| 5 | Amendment to the Omnibus Equity | Mgmt | For | For | For |
| | and Incentive Plan | | | | |
| 6 | Short-Term Incentive Bonus Plan | Mgmt | For | For | For |
|
| 7 | Ratification of Auditor | Mgmt | For | For | For |
| 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Internal Executive Compensation | | | | |
| | Equity | | | | |
| 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 10 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For |
| | Independent Chairman | | | | |
|
|
Devon Energy Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DVN | CUSIP 25179M103 | 06/09/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect John Richels | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Simple Majority Vote | | | | |
|
|
DIRECTV | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DTV | CUSIP 25490A101 | 06/03/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Neil Austrian | Mgmt | For | For | For |
| 1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Paul Gould | Mgmt | For | For | For |
| 1.4 | Elect Charles Lee | Mgmt | For | For | For |
| 1.5 | Elect Peter Lund | Mgmt | For | For | For |
| 1.6 | Elect Gregory Maffei | Mgmt | For | For | For |
| 1.7 | Elect John Malone | Mgmt | For | For | For |
| 1.8 | Elect Nancy Newcomb | Mgmt | For | For | For |
| 1.9 | Elect Haim Saban | Mgmt | For | For | For |
| 1.10 | Elect Michael White | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2010 Stock Plan | Mgmt | For | For | For |
| 4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For |
|
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
|
|
DIRECTV Group Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DTV | CUSIP 25459L106 | 11/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Agreement and Plan of Merger | Mgmt | For | For | For |
| 2 | Voting and Right of First Refusal | Mgmt | For | For | For |
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
DISH NETWORK CORPORATION | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| DISH | CUSIP 25470M109 | 05/03/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect James DeFranco | Mgmt | For | Withhold | Against |
| 1.2 | Elect Cantey Ergen | Mgmt | For | Withhold | Against |
| 1.3 | Elect Charles Ergen | Mgmt | For | Withhold | Against |
| 1.4 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against |
| 1.5 | Elect Gary Howard | Mgmt | For | Withhold | Against |
| 1.6 | Elect David Moskowitz | Mgmt | For | Withhold | Against |
| 1.7 | Elect Tom Ortolf | Mgmt | For | Withhold | Against |
| 1.8 | Elect Carl Vogel | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Dominion Resources Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| D | CUSIP 25746U109 | 05/18/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect William Barr | Mgmt | For | For | For |
| 2 | Elect Peter Brown | Mgmt | For | Against | Against |
| 3 | Elect George Davidson, Jr. | Mgmt | For | For | For |
| 4 | Elect Thomas Farrell, II | Mgmt | For | For | For |
| 5 | Elect John Harris | Mgmt | For | For | For |
| 6 | Elect Robert Jepson, Jr. | Mgmt | For | For | For |
| 7 | Elect Mark Kington | Mgmt | For | For | For |
| 8 | Elect Margeret McKenna | Mgmt | For | For | For |
| 9 | Elect Frank Royal | Mgmt | For | For | For |
| 10 | Elect Robert Spilman, Jr. | Mgmt | For | For | For |
| 11 | Elect David Wollard | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement to Amend Articles of | | | | |
| | Incorporation | | | | |
| 14 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement to Amend the Bylaws | | | | |
|
| 15 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement Regarding Setting the | | | | |
| | Exact Number of Directors | | | | |
| | | | | | |
| 16 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement Regarding Removal of | | | | |
| | a Director for Cause | | | | |
| 17 | Clarifying Amendments to Articles of | Mgmt | For | For | For |
| | Incorporation | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Establishment of 20% Renewable | | | | |
| | Energy Goal | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Nuclear Power Plant Construction | | | | |
|
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
Duke Energy Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DUK | CUSIP 26441C105 | 05/06/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect William Barnet, III | Mgmt | For | For | For |
| 1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For |
| 1.3 | Elect Michael Browning | Mgmt | For | For | For |
| 1.4 | Elect Daniel DiMicco | Mgmt | For | For | For |
| 1.5 | Elect John Forsgren | Mgmt | For | For | For |
| 1.6 | Elect Ann Maynard Gray | Mgmt | For | For | For |
| 1.7 | Elect James Hance, Jr. | Mgmt | For | For | For |
| 1.8 | Elect E. James Reinsch | Mgmt | For | For | For |
| 1.9 | Elect James Rhodes | Mgmt | For | For | For |
| 1.10 | Elect James Rogers | Mgmt | For | For | For |
| 1.11 | Elect Philip Sharp | Mgmt | For | For | For |
| 2 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Lobbying Report | | | | |
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Majority Vote for Election of | | | | |
| | Directors | | | | |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
| | | | | | |
|
| | | | | | |
E. I. du Pont de Nemours and | | | | | | |
Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DD | CUSIP 263534109 | 04/28/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Samuel Bodman | Mgmt | For | For | For |
| 2 | Elect Richard Brown | Mgmt | For | For | For |
| 3 | Elect Robert Brown | Mgmt | For | For | For |
| 4 | Elect Bertrand Collomb | Mgmt | For | For | For |
| 5 | Elect Curtis Crawford | Mgmt | For | For | For |
| 6 | Elect Alexander Cutler | Mgmt | For | For | For |
| 7 | Elect John Dillon | Mgmt | For | For | For |
| 8 | Elect Eleuthere Du Pont | Mgmt | For | For | For |
| 9 | Elect Marillyn Hewson | Mgmt | For | For | For |
| 10 | Elect Lois Juliber | Mgmt | For | For | For |
| 11 | Elect Ellen Kullman | Mgmt | For | For | For |
| 12 | Elect William Reilly | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Amendment to Human Rights Policy | | | | |
| | Regarding Seed Saving Rights | | | | |
|
|
Edison International | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EIX | CUSIP 281020107 | 04/22/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Jagjeet Bindra | Mgmt | For | For | For |
| 1.2 | Elect Vanessa Chang | Mgmt | For | For | For |
| 1.3 | Elect France Cordova | Mgmt | For | For | For |
| 1.4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For |
| 1.5 | Elect Charles Curtis | Mgmt | For | For | For |
| 1.6 | Elect Bradford Freeman | Mgmt | For | For | For |
| 1.7 | Elect Luis Nogales | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Ronald Olson | Mgmt | For | For | For |
| 1.9 | Elect James Rosser | Mgmt | For | For | For |
| 1.10 | Elect Richard Schlosberg, III | Mgmt | For | For | For |
| 1.11 | Elect Thomas Sutton | Mgmt | For | For | For |
| 1.12 | Elect Brett White | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation (Say on Pay) | | | | |
|
|
El Paso Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EP | CUSIP 28336L109 | 05/19/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Juan Braniff | Mgmt | For | For | For |
| 2 | Elect David Crane | Mgmt | For | For | For |
| 3 | Elect Douglas Foshee | Mgmt | For | For | For |
| 4 | Elect Robert Goldman | Mgmt | For | For | For |
| 5 | Elect Anthony Hall, Jr. | Mgmt | For | For | For |
| 6 | Elect Thomas Hix | Mgmt | For | For | For |
| 7 | Elect Ferrell McClean | Mgmt | For | For | For |
| 8 | Elect Timothy Probert | Mgmt | For | For | For |
| 9 | Elect Steven Shapiro | Mgmt | For | For | For |
| 10 | Elect J. Michael Talbert | Mgmt | For | For | For |
| 11 | Elect Robert Vagt | Mgmt | For | For | For |
| 12 | Elect John Whitmire | Mgmt | For | For | For |
| 13 | Amendment to the 2005 Omnibus | Mgmt | For | For | For |
| | Incentive Compensation Plan | | | | |
|
| 14 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Electronic Arts Inc.�� | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ERTS | CUSIP 285512109 | 07/29/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Leonard Coleman | Mgmt | For | For | For |
| 2 | Elect Jeffrey Huber | Mgmt | For | For | For |
| 3 | Elect Gary Kusin | Mgmt | For | For | For |
| 4 | Elect Geraldine Laybourne | Mgmt | For | For�� | For |
| 5 | Elect Gregory Maffei | Mgmt | For | For | For |
| 6 | Elect Vivek Paul | Mgmt | For | For | For |
| 7 | Elect Lawrence Probst III | Mgmt | For | For | For |
| 8 | Elect John Riccitiello | Mgmt | For | For | For |
| 9 | Elect Richard Simonson | Mgmt | For | For | For |
| 10 | Elect Linda Srere | Mgmt | For | For | For |
| 11 | Employee Stock Option Exchange | Mgmt | For | Against | Against |
| | Program | | | | |
| 12 | Amendment to the 2000 Equity | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 13 | Amendment to the 2000 Employee | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
|
|
EMC Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EMC | CUSIP 268648102 | 04/29/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Michael Brown | Mgmt | For | For | For |
| 2 | Elect Randolph Cowen | Mgmt | For | For | For |
| 3 | Elect Michael Cronin | Mgmt | For | For | For |
| 4 | Elect Gail Deegan | Mgmt | For | For | For |
| 5 | Elect James DiStasio | Mgmt | For | For | For |
| 6 | Elect John Egan | Mgmt | For | For | For |
| 7 | Elect Edmund Kelly | Mgmt | For | For | For |
| 8 | Elect Windle Priem | Mgmt | For | For | For |
| 9 | Elect Paul Sagan | Mgmt | For | For | For |
| 10 | Elect David Strohm | Mgmt | For | For | For |
| 11 | Elect Joseph Tucci | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| | | | | | |
|
| | | | | | |
Emerson Electric Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EMR | CUSIP 291011104 | 02/02/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Clemens Boersig | Mgmt | For | For | For |
| 1.2 | Elect Carlos Fernandez G. | Mgmt | For | Withhold | Against |
| 1.3 | Elect Walter Galvin | Mgmt | For | For | For |
| 1.4 | Elect Randall Stephenson | Mgmt | For | For | For |
| 1.5 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For |
| 1.6 | Elect Rozanne Ridgway | Mgmt | For | For | For |
| 2 | Re-approval of Performance | Mgmt | For | For | For |
| | Measures under the Annual | | | | |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Entergy Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ETR | CUSIP 29364G103 | 05/07/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Maureen Bateman | Mgmt | For | For | For |
| 2 | Elect W. Frank Blount | Mgmt | For | For | For |
| 3 | Elect Gary Edwards | Mgmt | For | For | For |
| 4 | Elect Alexis Herman | Mgmt | For | For | For |
| 5 | Elect Donald Hintz | Mgmt | For | For | For |
| 6 | Elect J. Wayne Leonard | Mgmt | For | For | For |
| 7 | Elect Stuart Levenick | Mgmt | For | For | For |
| 8 | Elect Stewart Myers | Mgmt | For | For | For |
| 9 | Elect James Nichols | Mgmt | For | For | For |
| 10 | Elect William Percy, II | Mgmt | For | For | For |
| 11 | Elect W.J. Tauzin | Mgmt | For | For | For |
| 12 | Elect Steven Wilkinson | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Approval of the Executive Annual | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| | | | | | |
|
| | | | | | |
EOG Resources, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EOG | CUSIP 26875P101 | 04/28/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect George Alcorn | Mgmt | For | For | For |
| 2 | Elect Charles Crisp | Mgmt | For | For | For |
| 3 | Elect James Day | Mgmt | For | For | For |
| 4 | Elect Mark Papa | Mgmt | For | For | For |
| 5 | Elect H. Leighton Steward | Mgmt | For | For | For |
| 6 | Elect Donald Textor | Mgmt | For | For | For |
| 7 | Elect Frank Wisner | Mgmt | For | For | For |
| 8 | Ratification of Auditor | Mgmt | For | For | For |
| 9 | Amendment to the 2008 Omnibus | Mgmt | For | For | For |
| | Equity Compensation Plan | | | | |
|
| 10 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | Purchase Plan | | | | |
| 11 | Amendment to the Executive Officer | Mgmt | For | For | For |
| | Annual Bonus Plan | | | | |
| 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Hydraulic Fracturing | | | | |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Compensation in the Event of a | | | | |
| | Triggering Event | | | | |
|
|
Equity Residential | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EQR | CUSIP 29476L107 | 06/16/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect John Alexander | Mgmt | For | For | For |
| 1.2 | Elect Charles Atwood | Mgmt | For | For | For |
| 1.3 | Elect Linda Bynoe | Mgmt | For | For | For |
| 1.4 | Elect Boone Knox | Mgmt | For | For | For |
| 1.5 | Elect John Neal | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect David Neithercut | Mgmt | For | For | For |
| 1.7 | Elect Mark Shapiro | Mgmt | For | For | For |
| 1.8 | Elect Gerald Spector | Mgmt | For | For | For |
| 1.9 | Elect B. Joseph White | Mgmt | For | For | For |
| 1.10 | Elect Samuel Zell | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Majority Vote for Election of | | | | |
| | Directors | | | | |
|
|
Everest Re Group, Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RE | CUSIP G3223R108 | 05/19/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Kenneth Duffy | Mgmt | For | For | For |
| 1.2 | Elect Joseph Taranto | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
|
|
Exelon Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EXC | CUSIP 30161N101 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect John Canning Jr. | Mgmt | For | For | For |
| 2 | Elect M. Walter D'Alessio | Mgmt | For | For | For |
| 3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For |
| 4 | Elect Bruce DeMars | Mgmt | For | For | For |
| 5 | Elect Nelson Diaz | Mgmt | For | Against | Against |
| 6 | Elect Sue Ling Gin | Mgmt | For | For | For |
| 7 | Elect Rosemarie Greco | Mgmt | For | For | For |
| 8 | Elect Paul Joskow | Mgmt | For | For | For |
| 9 | Elect Richard Mies | Mgmt | For | For | For |
| 10 | Elect John Palms | Mgmt | For | For | For |
| 11 | Elect William Richardson | Mgmt | For | For | For |
| 12 | Elect Thomas Ridge | Mgmt | For | For | For |
| 13 | Elect John Rogers, Jr. | Mgmt | For | For | For |
| 14 | Elect John Rowe | Mgmt | For | For | For |
| | | | | | |
| 15 | Elect Stephen Steinour | Mgmt | For | For | For |
| 16 | Elect Donald Thompson | Mgmt | For | For | For |
| 17 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For |
| 18 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Exxon Mobil Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| XOM | CUSIP 30231G102 | 05/26/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Michael Boskin | Mgmt | For | For | For |
| 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For |
| 1.3 | Elect Larry Faulkner | Mgmt | For | For | For |
| 1.4 | Elect Jay Fishman | Mgmt | For | For | For |
| 1.5 | Elect Kenneth Frazier | Mgmt | For | For | For |
| 1.6 | Elect William George | Mgmt | For | For | For |
| 1.7 | Elect Marilyn Nelson | Mgmt | For | For | For |
| 1.8 | Elect Samuel Palmisano | Mgmt | For | For | For |
| 1.9 | Elect Steven Reinemund | Mgmt | For | For | For |
| 1.10 | Elect Rex Tillerson | Mgmt | For | For | For |
| 1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Reincorporation | | | | |
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Adopting Sexual Orientation and | | | | |
| | Gender Identity Anti-Bias Policy | | | | |
| 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Human Right to Water | | | | |
| 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Louisiana Wetlands | | | | |
| 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Oil Sands Operations | | | | |
| 10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Hydraulic Fracturing | | | | |
| | | | | | |
| 11 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For |
| | Energy Technology Report | | | | |
| 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Greenhouse Gas Emissions Goals | | | | |
|
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Future Energy Trends | | | | |
|
|
FPL Group, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FPL | CUSIP 302571104 | 05/21/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Sherry Barrat | Mgmt | For | For | For |
| 1.2 | Elect Robert Beall II | Mgmt | For | For | For |
| 1.3 | Elect J. Hyatt Brown | Mgmt | For | For | For |
| 1.4 | Elect James Camaren | Mgmt | For | For | For |
| 1.5 | Elect J. Brian Ferguson | Mgmt | For | For | For |
| 1.6 | Elect Lewis Hay III | Mgmt | For | For | For |
| 1.7 | Elect Toni Jennings | Mgmt | For | For | For |
| 1.8 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Rudy Schupp | Mgmt | For | For | For |
| 1.10 | Elect William Swanson | Mgmt | For | For | For |
| 1.11 | Elect Michael Thaman | Mgmt | For | For | For |
| 1.12 | Elect Hansel Tookes II | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Company Name Change | Mgmt | For | For | For |
|
|
General Electric Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GE | CUSIP 369604103 | 04/28/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For |
| 2 | Elect James Cash, Jr. | Mgmt | For | For | For |
| 3 | Elect Sir William Castell | Mgmt | For | For | For |
| 4 | Elect Ann Fudge | Mgmt | For | For | For |
| 5 | Elect Susan Hockfield | Mgmt | For | For | For |
| | | | | | |
| 6 | Elect Jeffrey Immelt | Mgmt | For | For | For |
| 7 | Elect Andrea Jung | Mgmt | For | For | For |
| 8 | Elect Alan Lafley | Mgmt | For | For | For |
| 9 | Elect Robert Lane | Mgmt | For | For | For |
| 10 | Elect Ralph Larsen | Mgmt | For | For | For |
| 11 | Elect Rochelle Lazarus | Mgmt | For | For | For |
| 12 | Elect James Mulva | Mgmt | For | For | For |
| 13 | Elect Sam Nunn | Mgmt | For | For | For |
| 14 | Elect Roger Penske | Mgmt | For | For | For |
| 15 | Elect Robert Swieringa | Mgmt | For | For | For |
| 16 | Elect Douglas Warner III | Mgmt | For | For | For |
| 17 | Ratification of Auditor | Mgmt | For | For | For |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Regarding Report on Ratio Between | | | | |
| | Executive and Employee Pay | | | | |
|
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Requiring Key Committee Directors | | | | |
| | To Receive Less Than 20% Against | | | | |
| | Votes | | | | |
| 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
General Mills, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GIS | CUSIP 370334104 | 09/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Bradbury Anderson | Mgmt | For | For | For |
| 2 | Elect R. Kerry Clark | Mgmt | For | For | For |
| 3 | Elect Paul Danos | Mgmt | For | For | For |
| 4 | Elect William Esrey | Mgmt | For | For | For |
| 5 | Elect Raymond Gilmartin | Mgmt | For | For | For |
| 6 | Elect Judith Hope | Mgmt | For | For | For |
| 7 | Elect Heidi Miller | Mgmt | For | For | For |
| | | | | | |
| 8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For |
| 9 | Elect Steve Odland | Mgmt | For | For | For |
| 10 | Elect Kendall Powell | Mgmt | For | For | For |
| 11 | Elect Lois Quam | Mgmt | For | For | For |
| 12 | Elect Michael Rose | Mgmt | For | For | For |
| 13 | Elect Robert Ryan | Mgmt | For | For | For |
| 14 | Elect Dorothy Terrell | Mgmt | For | For | For |
| 15 | 2009 Stock Compensation Plan | Mgmt | For | Against | Against |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation (Say on Pay) | | | | |
|
|
Genzyme Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GENZ | CUSIP 372917104 | 06/16/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Douglas Berthiaume | Mgmt | For | For | For |
| 1.2 | Elect Robert Bertolini | Mgmt | For | For | For |
| 1.3 | Elect Gail Boudreaux | Mgmt | For | For | For |
| 1.4 | Elect Robert Carpenter | Mgmt | For | For | For |
| 1.5 | Elect Charles Cooney | Mgmt | For | For | For |
| 1.6 | Elect Victor Dzau | Mgmt | For | For | For |
| 1.7 | Elect Connie Mack III | Mgmt | For | For | For |
| 1.8 | Elect Richard Syron | Mgmt | For | For | For |
| 1.9 | Elect Henri Termeer | Mgmt | For | For | For |
| 1.10 | Elect Ralph Whitworth | Mgmt | For | For | For |
| 2 | Amendment to the 2004 Equity | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Amendment to the 2009 Employee | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
| 4 | Amendment to the 2007 Director | Mgmt | For | For | For |
| | Equity Plan | | | | |
| 5 | Amendment to Articles of | Mgmt | For | For | For |
| | Organization Regarding the Right to | | | | |
| | Call a Special Meeting | | | | |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
|
| | | | | | |
Halliburton Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HAL | CUSIP 406216101 | 05/19/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Alan Bennett | Mgmt | For | For | For |
| 2 | Elect James Boyd | Mgmt | For | For | For |
| 3 | Elect Milton Carroll | Mgmt | For | For | For |
| 4 | Elect Nance Dicciani | Mgmt | For | For | For |
| 5 | Elect S. Malcolm Gillis | Mgmt | For | For | For |
| 6 | Elect James Hackett | Mgmt | For | For | For |
| 7 | Elect David Lesar | Mgmt | For | For | For |
| 8 | Elect Robert Malone | Mgmt | For | For | For |
| 9 | Elect J. Landis Martin | Mgmt | For | For | For |
| 10 | Elect Debra Reed | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Review of Human Rights Policies | | | | |
|
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
Honeywell International Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HON | CUSIP 438516106 | 04/26/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Gordon Bethune | Mgmt | For | For | For |
| 2 | Elect Kevin Burke | Mgmt | For | For | For |
| 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
| 4 | Elect David Cote | Mgmt | For | For | For |
| 5 | Elect D. Scott Davis | Mgmt | For | For | For |
| 6 | Elect Linnet Deily | Mgmt | For | For | For |
| | | | | | |
| 7 | Elect Lord Clive Hollick | Mgmt | For | For | For |
| 8 | Elect George Paz | Mgmt | For | For | For |
| 9 | Elect Bradley Sheares | Mgmt | For | For | For |
| 10 | Elect Michael Wright | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Amendment to Certificate of | Mgmt | For | For | For |
| | Incorporation Regarding the Right | | | | |
| | to Call a Special Meeting | | | | |
| 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Human Rights | | | | |
|
|
Hospira, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HSP | CUSIP 441060100 | 05/11/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Connie Curran | Mgmt | For | For | For |
| 2 | Elect Heino von Prondzynski | Mgmt | For | For | For |
| 3 | Elect Mark Wheeler | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Intel Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| INTC | CUSIP 458140100 | 05/19/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against |
| 2 | Elect Susan Decker | Mgmt | For | For | For |
| 3 | Elect John Donahoe | Mgmt | For | Against | Against |
| 4 | Elect Reed Hundt | Mgmt | For | For | For |
| 5 | Elect Paul Otellini | Mgmt | For | For | For |
| 6 | Elect James Plummer | Mgmt | For | For | For |
| 7 | Elect David Pottruck | Mgmt | For | For | For |
| | | | | | |
| 8 | Elect Jane Shaw | Mgmt | For | For | For |
| 9 | Elect Frank Yeary | Mgmt | For | For | For |
| 10 | Elect David Yoffie | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
|
|
International Business Machines | | | | | | |
Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| IBM | CUSIP 459200101 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Alain Belda | Mgmt | For | For | For |
| 2 | Elect Cathleen Black | Mgmt | For | For | For |
| 3 | Elect William Brody | Mgmt | For | For | For |
| 4 | Elect Kenneth Chenault | Mgmt | For | For | For |
| 5 | Elect Michael Eskew | Mgmt | For | For | For |
| 6 | Elect Shirley Jackson | Mgmt | For | Against | Against |
| 7 | Elect Andrew Liveris | Mgmt | For | For | For |
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| 9 | Elect Taizo Nishimuro | Mgmt | For | For | For |
| 10 | Elect James Owens | Mgmt | For | For | For |
| 11 | Elect Samuel Palmisano | Mgmt | For | For | For |
| 12 | Elect Joan Spero | Mgmt | For | For | For |
| 13 | Elect Sidney Taurel | Mgmt | For | For | For |
| 14 | Elect Lorenzo Zambrano | Mgmt | For | Against | Against |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Restricting Executive Compensation | | | | |
|
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
Johnson & Johnson | | | | | | |
| | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JNJ | CUSIP 478160104 | 04/22/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Mary Coleman | Mgmt | For | For | For |
| 2 | Elect James Cullen | Mgmt | For | For | For |
| 3 | Elect Michael Johns | Mgmt | For | For | For |
| 4 | Elect Susan Lindquist | Mgmt | For | For | For |
| 5 | Elect Anne Mulcahy | Mgmt | For | For | For |
| 6 | Elect Leo Mullin | Mgmt | For | For | For |
| 7 | Elect William Perez | Mgmt | For | For | For |
| 8 | Elect Charles Prince | Mgmt | For | For | For |
| 9 | Elect David Satcher | Mgmt | For | For | For |
| 10 | Elect William Weldon | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation (Say on Pay) | | | | |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
JPMorgan Chase & Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JPM | CUSIP 46625H100 | 05/18/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Crandall Bowles | Mgmt | For | For | For |
| 2 | Elect Stephen Burke | Mgmt | For | For | For |
| 3 | Elect David Cote | Mgmt | For | For | For |
| 4 | Elect James Crown | Mgmt | For | For | For |
| 5 | Elect James Dimon | Mgmt | For | For | For |
| 6 | Elect Ellen Futter | Mgmt | For | For | For |
| 7 | Elect William Gray, III | Mgmt | For | For | For |
| 8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For |
| 9 | Elect David Novak | Mgmt | For | For | For |
| 10 | Elect Lee Raymond | Mgmt | For | For | For |
| 11 | Elect William Weldon | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Affirmation of Political | | | | |
| | Nonpartisanship | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report OTC Derivative Trading | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report of Ratio Between CEO and | | | | |
| | Employee Pay | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
|
|
Kellogg Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| K | CUSIP 487836108 | 04/23/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For |
| 1.2 | Elect Gordon Gund | Mgmt | For | For | For |
| 1.3 | Elect Dorothy Johnson | Mgmt | For | For | For |
| 1.4 | Elect Ann Korologos | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Simple Majority Vote | | | | |
|
|
Kimberly-Clark Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KMB | CUSIP 494368103 | 04/29/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | Elect John Alm | Mgmt | For | For | For |
| 2 | Elect Dennis Beresford | Mgmt | For | For | For |
| 3 | Elect John Bergstrom | Mgmt | For | For | For |
| 4 | Elect Abelardo Bru | Mgmt | For | For | For |
| 5 | Elect Robert Decherd | Mgmt | For | For | For |
| 6 | Elect Thomas Falk | Mgmt | For | For | For |
| 7 | Elect Mae Jemison | Mgmt | For | For | For |
| 8 | Elect James Jenness | Mgmt | For | For | For |
| 9 | Elect Ian Read | Mgmt | For | For | For |
| 10 | Elect Linda Rice | Mgmt | For | For | For |
| 11 | Elect Marc Shapiro | Mgmt | For | For | For |
| 12 | Elect G. Craig Sullivan | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
Kraft Foods Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KFT | CUSIP 50075N104 | 05/18/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Ajaypal Banga | Mgmt | For | For | For |
| 2 | Elect Myra Hart | Mgmt | For | For | For |
| 3 | Elect Lois Juliber | Mgmt | For | For | For |
| 4 | Elect Mark Ketchum | Mgmt | For | For | For |
| 5 | Elect Richard Lerner | Mgmt | For | For | For |
| 6 | Elect Mackey McDonald | Mgmt | For | For | For |
| 7 | Elect John Pope | Mgmt | For | For | For |
| 8 | Elect Fedric Reynolds | Mgmt | For | For | For |
| 9 | Elect Irene Rosenfeld | Mgmt | For | For | For |
| 10 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For |
|
| 11 | Elect Deborah Wright | Mgmt | For | For | For |
| 12 | Elect Frank Zarb | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
| | | | | | |
|
| | | | | | |
Kroger Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KR | CUSIP 501044101 | 06/24/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Reuben Anderson | Mgmt | For | For | For |
| 2 | Elect Robert Beyer | Mgmt | For | For | For |
| 3 | Elect David Dillon | Mgmt | For | For | For |
| 4 | Elect Susan Kropf | Mgmt | For | For | For |
| 5 | Elect John LaMacchia | Mgmt | For | For | For |
| 6 | Elect David Lewis | Mgmt | For | For | For |
| 7 | Elect W. Rodney McMullen | Mgmt | For | For | For |
| 8 | Elect Jorge Montoya | Mgmt | For | For | For |
| 9 | Elect Clyde Moore | Mgmt | For | For | For |
| 10 | Elect Susan Phillips | Mgmt | For | For | For |
| 11 | Elect Steven Rogel | Mgmt | For | For | For |
| 12 | Elect James Runde | Mgmt | For | For | For |
| 13 | Elect Ronald Sargent | Mgmt | For | For | For |
| 14 | Elect Bobby Shackouls | Mgmt | For | For | For |
| 15 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | Election of Directors | | | | |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Climate Change | | | | |
|
|
Lockheed Martin Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LMT | CUSIP 539830109 | 04/22/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect E. C. Aldridge, Jr. | Mgmt | For | For | For |
| 2 | Elect Nolan Archibald | Mgmt | For | For | For |
| 3 | Elect David Burritt | Mgmt | For | For | For |
| 4 | Elect James Ellis, Jr. | Mgmt | For | For | For |
| 5 | Elect Gwendolyn King | Mgmt | For | For | For |
| 6 | Elect James Loy | Mgmt | For | Against | Against |
| 7 | Elect Douglas McCorkindale | Mgmt | For | For | For |
| 8 | Elect Joseph Ralston | Mgmt | For | Against | Against |
| 9 | Elect James Schneider | Mgmt | For | For | For |
| | | | | | |
| 10 | Elect Anne Stevens | Mgmt | For | For | For |
| 11 | Elect Robert Stevens | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Space Weapons | | | | |
|
|
Lorillard, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LO | CUSIP 544147101 | 05/20/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Virgis Colbert | Mgmt | For | For | For |
| 1.2 | Elect Richard Roedel | Mgmt | For | For | For |
| 1.3 | Elect David Taylor | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Lowe's Companies, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LOW | CUSIP 548661107 | 05/28/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect David Bernauer | Mgmt | For | For | For |
| 1.2 | Elect Leonard Berry | Mgmt | For | For | For |
| 1.3 | Elect Dawn Hudson | Mgmt | For | For | For |
| 1.4 | Elect Robert Niblock | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Right to Call a Special Meeting | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
|
|
Marathon Oil Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MRO | CUSIP 565849106 | 04/28/2010 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Gregory Boyce | Mgmt | For | For | For |
| 2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For |
| 3 | Elect David Daberko | Mgmt | For | For | For |
| 4 | Elect William Davis, III | Mgmt | For | For | For |
| 5 | Elect Shirley Jackson | Mgmt | For | Against | Against |
| 6 | Elect Philip Lader | Mgmt | For | For | For |
| 7 | Elect Charles Lee | Mgmt | For | For | For |
| 8 | Elect Michael Phelps | Mgmt | For | For | For |
| 9 | Elect Dennis Reilley | Mgmt | For | For | For |
| 10 | Elect Seth Schofield | Mgmt | For | For | For |
| 11 | Elect John Snow | Mgmt | For | For | For |
| 12 | Elect Thomas Usher | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation (Say on Pay) | | | | |
|
|
Marriott International, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MAR | CUSIP 571903202 | 05/07/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For |
| 2 | Elect John Marriott III | Mgmt | For | For | For |
| 3 | Elect Mary Bush | Mgmt | For | For | For |
| 4 | Elect Lawrence Kellner | Mgmt | For | For | For |
| 5 | Elect Debra Lee | Mgmt | For | For | For |
| 6 | Elect George Munoz | Mgmt | For | For | For |
| 7 | Elect Harry Pearce | Mgmt | For | For | For |
| 8 | Elect Steven Reinemund | Mgmt | For | For | For |
| 9 | Elect W. Mitt Romney | Mgmt | For | For | For |
| 10 | Elect William Shaw | Mgmt | For | For | For |
| 11 | Elect Lawrence Small | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
|
| | | | | | |
Marsh & McLennan Companies, | | | | | | |
Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MMC | CUSIP 571748102 | 05/20/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Leslie Baker | Mgmt | For | For | For |
| 2 | Elect Zachary Carter | Mgmt | For | For | For |
| 3 | Elect Brian Duperreault | Mgmt | For | For | For |
| 4 | Elect Oscar Fanjul | Mgmt | For | For | For |
| 5 | Elect H. Edward Hanway | Mgmt | For | For | For |
| 6 | Elect Gwendolyn King | Mgmt | For | For | For |
| 7 | Elect Bruce Nolop | Mgmt | For | For | For |
| 8 | Elect Marc Oken | Mgmt | For | For | For |
| 9 | Ratification of Auditor | Mgmt | For | For | For |
| 10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
|
|
McKesson Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MCK | CUSIP 58155Q103 | 07/22/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Andy Bryant | Mgmt | For | For | For |
| 2 | Elect Wayne Budd | Mgmt | For | For | For |
| 3 | Elect John Hammergren | Mgmt | For | For | For |
| 4 | Elect Alton Irby, III | Mgmt | For | For | For |
| 5 | Elect M. Christine Jacobs | Mgmt | For | For | For |
| 6 | Elect Marie Knowles | Mgmt | For | For | For |
| 7 | Elect David Lawrence | Mgmt | For | For | For |
| 8 | Elect Edward Mueller | Mgmt | For | For | For |
| 9 | Elect Jane Shaw | Mgmt | For | For | For |
| 10 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For |
|
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
| | | | | | |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Survivor Benefits (Golden Coffins) | | | | |
|
|
Medtronic, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MDT | CUSIP 585055106 | 08/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Richard Anderson | Mgmt | For | For | For |
| 1.2 | Elect Victor Dzau | Mgmt | For | For | For |
| 1.3 | Elect William Hawkins | Mgmt | For | For | For |
| 1.4 | Elect Shirley Jackson | Mgmt | For | For | For |
| 1.5 | Elect Denise O'Leary | Mgmt | For | For | For |
| 1.6 | Elect Robert Pozen | Mgmt | For | For | For |
| 1.7 | Elect Jean-Pierre Rosso | Mgmt | For | For | For |
| 1.8 | Elect Jack Schuler | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2005 Employees | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
|
| 4 | Amendment to the 2008 Stock | Mgmt | For | For | For |
| | Award and Incentive Plan | | | | |
|
|
Merck & Co., Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MRK | CUSIP 58933Y105 | 05/25/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Leslie Brun | Mgmt | For | For | For |
| 2 | Elect Thomas Cech | Mgmt | For | For | For |
| 3 | Elect Richard Clark | Mgmt | For | For | For |
| 4 | Elect Thomas Glocer | Mgmt | For | For | For |
| 5 | Elect Steven Goldstone | Mgmt | For | For | For |
| 6 | Elect William Harrison, Jr. | Mgmt | For | For | For |
| 7 | Elect Harry Jacobson | Mgmt | For | For | For |
| 8 | Elect William Kelley | Mgmt | For | For | For |
| 9 | Elect C. Robert Kidder | Mgmt | For | For | For |
| 10 | Elect Rochelle Lazarus | Mgmt | For | For | For |
| | | | | | |
| 11 | Elect Carlos Represas | Mgmt | For | For | For |
| 12 | Elect Patricia Russo | Mgmt | For | For | For |
| 13 | Elect Thomas Shenk | Mgmt | For | For | For |
| 14 | Elect Anne Tatlock | Mgmt | For | For | For |
| 15 | Elect Craig Thompson | Mgmt | For | For | For |
| 16 | Elect Wendell Weeks | Mgmt | For | For | For |
| 17 | Elect Peter Wendell | Mgmt | For | For | For |
| 18 | Ratification of Auditor | Mgmt | For | For | For |
| 19 | 2010 Incentive Stock Plan | Mgmt | For | For | For |
| 20 | 2010 Non-Employee Directors | Mgmt | For | For | For |
| | Stock Option Plan | | | | |
|
|
Merck & Co., Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MRK | CUSIP 589331107 | 08/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
|
|
MetLife, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MET | CUSIP 59156R108 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| 1.2 | Elect Alfred Kelly, Jr. | Mgmt | For | For | For |
| 1.3 | Elect James Kilts | Mgmt | For | For | For |
| 1.4 | Elect David Satcher | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
|
|
Microsoft Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MSFT | CUSIP 594918104 | 11/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect William Gates, III | Mgmt | For | For | For |
| 2 | Elect Steven Ballmer | Mgmt | For | For | For |
| 3 | Elect Dina Dublon | Mgmt | For | For | For |
| 4 | Elect Raymond Gilmartin | Mgmt | For | For | For |
| 5 | Elect Reed Hastings | Mgmt | For | For | For |
| 6 | Elect Maria Klawe | Mgmt | For | For | For |
| 7 | Elect David Marquardt | Mgmt | For | For | For |
| 8 | Elect Charles Noski | Mgmt | For | For | For |
| 9 | Elect Helmut Panke | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | Restoration of Right to Call a | Mgmt | For | For | For |
| | Special Meeting | | | | |
| 12 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Adoption of Principles for Health | | | | |
| | Care Reform | | | | |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Charitable Contributions | | | | |
|
|
Morgan Stanley | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MS | CUSIP 617446448 | 05/18/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Roy Bostock | Mgmt | For | For | For |
| 2 | Elect Erskine Bowles | Mgmt | For | For | For |
| 3 | Elect Howard Davies | Mgmt | For | For | For |
| 4 | Elect James Gorman | Mgmt | For | For | For |
| 5 | Elect James Hance, Jr. | Mgmt | For | For | For |
| 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For |
| 7 | Elect C. Robert Kidder | Mgmt | For | For | For |
| 8 | Elect John Mack | Mgmt | For | For | For |
| 9 | Elect Donald Nicolaisen | Mgmt | For | For | For |
| 10 | Elect Charles Noski | Mgmt | For | For | For |
| 11 | Elect Hutham Olayan | Mgmt | For | For | For |
| 12 | Elect O. Griffith Sexton | Mgmt | For | For | For |
| 13 | Elect Laura Tyson | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 15 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 16 | Amendment to the 2007 Equity | Mgmt | For | Against | Against |
| | Incentive Compensation Plan | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Restricting Executive Compensation | | | | |
|
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report of Ratio Between Executive | | | | |
| | and Employee Pay | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Recoupment of Unearned Bonuses | | | | |
| | (Clawback) | | | | |
|
|
Motorola, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MOT | CUSIP 620076109 | 05/03/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Gregory Brown | Mgmt | For | For | For |
| 2 | Elect David Dorman | Mgmt | For | For | For |
| 3 | Elect William Hambrecht | Mgmt | For | For | For |
| 4 | Elect Sanjay Jha | Mgmt | For | For | For |
| 5 | Elect Keith Meister | Mgmt | For | For | For |
| 6 | Elect Thomas Meredith | Mgmt | For | For | For |
| 7 | Elect Samuel Scott III | Mgmt | For | For | For |
| 8 | Elect James Stengel | Mgmt | For | For | For |
| 9 | Elect Anthony Vinciquerra | Mgmt | For | For | For |
| 10 | Elect Douglas Warner III | Mgmt | For | For | For |
| 11 | Elect John White | Mgmt | For | For | For |
| 12 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Review of Global Human Rights | | | | |
| | Standards | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Reincorporation | | | | |
| | | | | | |
|
| | | | | | |
Newell Rubbermaid Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NWL | CUSIP 651229106 | 05/11/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Scott Cowen | Mgmt | For | For | For |
| 2 | Elect Cynthia Montgomery | Mgmt | For | For | For |
| 3 | Elect Michael B. Polk | Mgmt | For | For | For |
| 4 | Elect Michael Todman | Mgmt | For | For | For |
| 5 | 2010 Stock Plan | Mgmt | For | For | For |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Newfield Exploration Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NFX | CUSIP 651290108 | 05/07/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Lee Boothby | Mgmt | For | For | For |
| 2 | Elect Philip Burguieres | Mgmt | For | For | For |
| 3 | Elect Pamela Gardner | Mgmt | For | For | For |
| 4 | Elect John Kemp III | Mgmt | For | For | For |
| 5 | Elect J. Michael Lacey | Mgmt | For | For | For |
| 6 | Elect Joseph Netherland | Mgmt | For | For | For |
| 7 | Elect Howard Newman | Mgmt | For | For | For |
| 8 | Elect Thomas Ricks | Mgmt | For | For | For |
| 9 | Elect Juanita Romans | Mgmt | For | For | For |
| 10 | Elect Charles Shultz | Mgmt | For | For | For |
| 11 | Elect J. Terry Strange | Mgmt | For | For | For |
| 12 | 2010 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Noble Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NE | CUSIP H5833N103 | 04/30/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Michael Cawley | Mgmt | For | For | For |
| 1.2 | Elect Gordon Hall | Mgmt | For | For | For |
| 1.3 | Elect Jack Little | Mgmt | For | For | For |
| 2 | Increase in Authorized Capital | Mgmt | For | For | For |
| 3 | Amendment to Par Value; Capital | Mgmt | For | For | For |
| | Distribution | | | | |
| 4 | Amendment to Par Value; Capital | Mgmt | For | For | For |
| | Distribution | | | | |
| 5 | Appointment of Auditor | Mgmt | For | For | For |
| 6 | Accounts and Reports | Mgmt | For | For | For |
| 7 | Ratification of Board and | Mgmt | For | For | For |
| | Management Acts | | | | |
|
|
Noble Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NE | CUSIP H5833N103 | 10/29/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Gordon Hall | Mgmt | For | For | For |
| 1.2 | Elect Jon Marshall | Mgmt | For | For | For |
| 2 | Amendment to the 1991 Stock | Mgmt | For | For | For |
| | Option and Restricted Stock Plan | | | | |
|
|
NOKIA OYJ | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NOK1V | CUSIP 654902204 | 05/06/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 3 | Ratification of Board and | Mgmt | For | For | For |
| | Management Acts | | | | |
| 4 | Directors' Fees | Mgmt | For | For | For |
| 5 | Board Size | Mgmt | For | For | For |
| 6.1 | Elect Lalita Gupte | Mgmt | For | For | For |
| 6.2 | Elect Bengt Holmstrom | Mgmt | For | For | For |
| | | | | | |
| 6.3 | Elect Henning Kagermann | Mgmt | For | For | For |
| 6.4 | Elect Olli-Pekka Kallasvuo | Mgmt | For | For | For |
| 6.5 | Elect Per Karlsson | Mgmt | For | For | For |
| 6.6 | Elect Isabel Marey-Semper | Mgmt | For | For | For |
| 6.7 | Elect Jorma Ollila | Mgmt | For | For | For |
| 6.8 | Elect Marjorie Scardino | Mgmt | For | For | For |
| 6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For |
| 6.10 | Elect Keijo Suila | Mgmt | For | For | For |
| 7 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| 8 | Appointment of Auditor | Mgmt | For | For | For |
| 9 | Amendments to Articles | Mgmt | For | For | For |
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 11 | Authority to Issue Shares w/ or w/o | Mgmt | For | Against | Against |
| | Preemptive Rights | | | | |
|
|
Northrop Grumman Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NOC | CUSIP 666807102 | 05/19/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Wesley Bush | Mgmt | For | For | For |
| 2 | Elect Lewis Coleman | Mgmt | For | For | For |
| 3 | Elect Thomas Fargo | Mgmt | For | For | For |
| 4 | Elect Victor Fazio | Mgmt | For | For | For |
| 5 | Elect Donald Felsinger | Mgmt | For | For | For |
| 6 | Elect Stephen Frank | Mgmt | For | For | For |
| 7 | Elect Bruce Gordon | Mgmt | For | For | For |
| 8 | Elect Madeleine Kleiner | Mgmt | For | For | For |
| 9 | Elect Karl Krapek | Mgmt | For | For | For |
| 10 | Elect Richard Myers | Mgmt | For | For | For |
| 11 | Elect Aulana Peters | Mgmt | For | For | For |
| 12 | Elect Kevin Sharer | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Amendment to Certificate | Mgmt | For | For | For |
| | Regarding to the Right to Call a | | | | |
| | Special Meeting | | | | |
| 15 | Amendment Certificate of Northrop | Mgmt | For | For | For |
| | Grumman Systems Corporation | | | | |
| | Regarding the Deletion of Company | | | | |
| | Shareholder Approvals for Certain | | | | |
| | Transactions | | | | |
| | | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Reincorporation | | | | |
|
|
Nucor Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NUE | CUSIP 670346105 | 05/13/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Daniel DiMicco | Mgmt | For | For | For |
| 1.2 | Elect James Hlavacek | Mgmt | For | For | For |
| 1.3 | Elect John Walker | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Repeal of Classified Board | Mgmt | For | For | For |
| 4 | 2010 Stock Option and Award Plan | Mgmt | For | For | For |
|
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Majority Vote for Election of | | | | |
| | Directors | | | | |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
|
|
Occidental Petroleum Corporation | | | | | | |
|
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| OXY | CUSIP 674599105 | 05/07/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Spencer Abraham | Mgmt | For | Against | Against |
| 2 | Elect John Chalsty | Mgmt | For | Against | Against |
| 3 | Elect Stephen Chazen | Mgmt | For | Against | Against |
| 4 | Elect Edward Djerejian | Mgmt | For | Against | Against |
| 5 | Elect John Feick | Mgmt | For | Against | Against |
| 6 | Elect Carlos Gutierrez | Mgmt | For | Against | Against |
| 7 | Elect Ray Irani | Mgmt | For | Against | Against |
| 8 | Elect Irvin Maloney | Mgmt | For | Against | Against |
| 9 | Elect Avedick Poladian | Mgmt | For | Against | Against |
| 10 | Elect Rodolfo Segovia | Mgmt | For | Against | Against |
| | | | | | |
| 11 | Elect Aziz Syriani | Mgmt | For | Against | Against |
| 12 | Elect Rosemary Tomich | Mgmt | For | Against | Against |
| 13 | Elect Walter Weisman | Mgmt | For | Against | Against |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Re-approval of Performance Goals | Mgmt | For | For | For |
| | under the 2005 Long-Term Incentive | | | | |
| | Plan | | | | |
| 16 | Advisory Vote on Executive | Mgmt | For | Against | Against |
| | Compensation | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Restricting Executive Compensation | | | | |
|
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Host Country Regulations | | | | |
|
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Majority Vote for Election of | | | | |
| | Directors | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Security of Chemical Facilities | | | | |
| 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Compensation in the Event of a | | | | |
| | Change of Control | | | | |
|
|
Oracle Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ORCL | CUSIP 68389X105 | 10/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Jeffrey Berg | Mgmt | For | For | For |
| 1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For |
| 1.3 | Elect Michael Boskin | Mgmt | For | For | For |
| 1.4 | Elect Safra Catz | Mgmt | For | For | For |
| 1.5 | Elect Bruce Chizen | Mgmt | For | For | For |
| 1.6 | Elect George Conrades | Mgmt | For | For | For |
| 1.7 | Elect Lawrence Ellison | Mgmt | For | For | For |
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For |
| 1.9 | Elect Jeffrey Henley | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect Donald Lucas | Mgmt | For | Withhold | Against |
| 1.11 | Elect Charles Phillips, Jr. | Mgmt | For | For | For |
| 1.12 | Elect Naomi Seligman | Mgmt | For | For | For |
| 2 | 2010 Executive Bonus Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
|
|
Parker-Hannifin Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PH | CUSIP 701094104 | 10/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect William Kassling | Mgmt | For | For | For |
| 1.2 | Elect Robert Kohlhepp | Mgmt | For | For | For |
| 1.3 | Elect Giulio Mazzalupi | Mgmt | For | For | For |
| 1.4 | Elect Klaus-Peter Müller | Mgmt | For | For | For |
| 1.5 | Elect Joseph Scaminace | Mgmt | For | For | For |
| 1.6 | Elect Wolfgang Schmitt | Mgmt | For | For | For |
| 1.7 | Elect Markos Tambakeras | Mgmt | For | For | For |
| 1.8 | Elect James Wainscott | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
|
| 4 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
|
|
|
Pfizer Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PFE | CUSIP 717081103 | 04/22/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | Elect Dennis Ausiello | Mgmt | For | For | For |
| 2 | Elect Michael Brown | Mgmt | For | For | For |
| 3 | Elect M. Anthony Burns | Mgmt | For | For | For |
| 4 | Elect Robert Burt | Mgmt | For | For | For |
| 5 | Elect W. Don Cornwell | Mgmt | For | For | For |
| 6 | Elect Frances Fergusson | Mgmt | For | For | For |
| 7 | Elect William Gray, III | Mgmt | For | For | For |
| 8 | Elect Constance Horner | Mgmt | For | For | For |
| 9 | Elect James Kilts | Mgmt | For | For | For |
| 10 | Elect Jeffrey Kindler | Mgmt | For | For | For |
| 11 | Elect George Lorch | Mgmt | For | For | For |
| 12 | Elect John Mascotte | Mgmt | For | For | For |
| 13 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| 14 | Elect Stephen Sanger | Mgmt | For | For | For |
| 15 | Elect William Steere, Jr. | Mgmt | For | For | For |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
| 17 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 18 | Amendment to Bylaws Regarding | Mgmt | For | For | For |
| | the Right to Call a Special Meeting | | | | |
|
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Stock Option Policy | | | | |
|
|
PG&E Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PCG | CUSIP 69331C108 | 05/12/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect David Andrews | Mgmt | For | Against | Against |
| 2 | Elect Lewis Chew | Mgmt | For | Against | Against |
| 3 | Elect C. Lee Cox | Mgmt | For | Against | Against |
| 4 | Elect Peter Darbee | Mgmt | For | Against | Against |
| 5 | Elect Maryellen Herringer | Mgmt | For | Against | Against |
| 6 | Elect Roger Kimmel | Mgmt | For | Against | Against |
| 7 | Elect Richard Meserve | Mgmt | For | Against | Against |
| 8 | Elect Forrest Miller | Mgmt | For | Against | Against |
| 9 | Elect Rosendo Parra | Mgmt | For | Against | Against |
| 10 | Elect Barbara Rambo | Mgmt | For | Against | Against |
| 11 | Elect Barry Williams | Mgmt | For | Against | Against |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 14 | Amendment to the 2006 Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Independent Board Chairman | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Key Committee Membership | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
|
|
Philip Morris International Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PM | CUSIP 718172109 | 05/12/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Harold Brown | Mgmt | For | For | For |
| 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For |
| 3 | Elect Louis Camilleri | Mgmt | For | For | For |
| 4 | Elect J. Dudley Fishburn | Mgmt | For | For | For |
| 5 | Elect Jennifer Li | Mgmt | For | For | For |
| 6 | Elect Graham Mackay | Mgmt | For | For | For |
| 7 | Elect Sergio Marchionne | Mgmt | For | For | For |
| 8 | Elect Lucio Noto | Mgmt | For | For | For |
| 9 | Elect Carlos Slim Helu | Mgmt | For | For | For |
| 10 | Elect Stephen Wolf | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Food Insecurity and Tobacco Use | | | | |
|
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Human Rights Protocols | | | | |
|
|
PPG Industries, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PPG | CUSIP 693506107 | 04/15/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect James Berges | Mgmt | For | For | For |
| 1.2 | Elect Victoria Haynes | Mgmt | For | For | For |
| 1.3 | Elect Martin Richenhagen | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Environmental Accountability Report | | | | |
|
|
Putnam Money Market Liquidity | | | | | | |
Fund | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CUSIP 746763168 | 11/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.01 | Elect Ravi Akhoury | Mgmt | For | For | For |
| 1.02 | Elect Jameson Baxter | Mgmt | For | For | For |
| 1.03 | Elect Charles Curtis | Mgmt | For | For | For |
| 1.04 | Elect Robert Darretta | Mgmt | For | For | For |
| 1.05 | Elect Myra Drucker | Mgmt | For | For | For |
| 1.06 | Elect John Hill | Mgmt | For | For | For |
| 1.07 | Elect Paul Joskow | Mgmt | For | For | For |
| 1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For |
| 1.09 | Elect Kenneth Leibler | Mgmt | For | For | For |
| 1.10 | Elect Robert Patterson | Mgmt | For | For | For |
| 1.11 | Elect George Putnam, III | Mgmt | For | For | For |
| 1.12 | Elect Robert Reynolds | Mgmt | For | For | For |
| 1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For |
| 1.14 | Elect Richard Worley | Mgmt | For | For | For |
| 2 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund | | | | |
| 2.01 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Both Fund Family | | | | |
| | Breakpoints And Performance Fees | | | | |
| | | | | | |
| 2.02 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Fund Family | | | | |
| | Breakpoints Only | | | | |
| 2.03 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Performance Fees Only | | | | |
|
| 3 | Approving An Amendment To Your | | | | |
| | Fund's Fundamental Investment | | | | |
| | Restriction With Respect To: | | | | |
|
| 3.01 | Investments in Commodities | N/A | N/A | N/A | N/A |
| 3.02 | Diversification of Investments | N/A | N/A | N/A | N/A |
| 3.03 | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
|
| 3.04 | Borrowing | N/A | N/A | N/A | N/A |
| 3.05 | Making Loans | N/A | N/A | N/A | N/A |
| 4 | Approving An Amendment To Your | | | | |
| | Fund's Agreement And Declaration | | | | |
| | of Trust With Respect To: | | | | |
|
| 4.01 | The Duration Of The Trust | N/A | N/A | N/A | N/A |
| 4.02 | Redemption At The Option Of The | N/A | N/A | N/A | N/A |
| | Trust | | | | |
| 5 | Shareholders Request That The | N/A | N/A | N/A | N/A |
| | Board Institute Procedues To | | | | |
| | Prevent Holding Investments In | | | | |
| | Companies That, In The Judgment | | | | |
| | Of The Board, Substantially | | | | |
| | Contribute To Genocide Or Crimes | | | | |
| | Against Humanity, The Most | | | | |
| | Egregious Violations Of Human | | | | |
| | Rights. | | | | |
|
|
Raytheon Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RTN | CUSIP 755111507 | 05/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Vernon Clark | Mgmt | For | For | For |
| 2 | Elect John Deutch | Mgmt | For | For | For |
| 3 | Elect Stephen Hadley | Mgmt | For | For | For |
| | | | | | |
| 4 | Elect Frederic Poses | Mgmt | For | For | For |
| 5 | Elect Michael Ruettgers | Mgmt | For | For | For |
| 6 | Elect Ronald Skates | Mgmt | For | For | For |
| 7 | Elect William Spivey | Mgmt | For | For | For |
| 8 | Elect Linda Stuntz | Mgmt | For | For | For |
| 9 | Elect William Swanson | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | Right to Call a Special Meeting | Mgmt | For | For | For |
| 12 | 2010 Stock Plan | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Supplemental Executive Retirement | | | | |
| | Plans | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
|
|
RenaissanceRe Holdings, Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RNR | CUSIP G7496G103 | 05/18/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect William Hecht | Mgmt | For | For | For |
| 1.2 | Elect Henry Klehm III | Mgmt | For | For | For |
| 1.3 | Elect Ralph Levy | Mgmt | For | For | For |
| 1.4 | Elect Nicholas Trivisonno | Mgmt | For | For | For |
| 2 | 2010 Performance Share Plan | Mgmt | For | For | For |
| 3 | Amendment to the 2001 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 4 | 2010 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
| 5 | Appointment of Auditor | Mgmt | For | For | For |
|
|
Simon Property Group, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SPG | CUSIP 828806109 | 05/06/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Melvyn Bergstein | Mgmt | For | For | For |
| 2 | Elect Linda Bynoe | Mgmt | For | For | For |
| 3 | Elect Larry Glasscock | Mgmt | For | For | For |
| 4 | Elect Karen Horn | Mgmt | For | For | For |
| 5 | Elect Allan Hubbard | Mgmt | For | For | For |
| 6 | Elect Reuben Leibowitz | Mgmt | For | For | For |
| 7 | Elect Daniel Smith | Mgmt | For | For | For |
| 8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For |
| 9 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Staples, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SPLS | CUSIP 855030102 | 06/07/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Basil Anderson | Mgmt | For | For | For |
| 2 | Elect Arthur Blank | Mgmt | For | For | For |
| 3 | Elect Mary Burton | Mgmt | For | For | For |
| 4 | Elect Justin King | Mgmt | For | For | For |
| 5 | Elect Carol Meyrowitz | Mgmt | For | For | For |
| 6 | Elect Rowland Moriarty | Mgmt | For | For | For |
| 7 | Elect Robert Nakasone | Mgmt | For | For | For |
| 8 | Elect Ronald Sargent | Mgmt | For | For | For |
| 9 | Elect Elizabeth Smith | Mgmt | For | For | For |
| 10 | Elect Robert Sulentic | Mgmt | For | For | For |
| 11 | Elect Vijay Vishwanath | Mgmt | For | For | For |
| 12 | Elect Paul Walsh | Mgmt | For | For | For |
| 13 | Long Term Cash Incentive Plan | Mgmt | For | For | For |
| 14 | Amendment to the 2004 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
State Street Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| STT | CUSIP 857477103 | 05/19/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Kennett Burnes | Mgmt | For | For | For |
| 2 | Elect Peter Coym | Mgmt | For | For | For |
| 3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For |
| 4 | Elect Amelia Fawcett | Mgmt | For | For | For |
| 5 | Elect David Gruber | Mgmt | For | For | For |
| 6 | Elect Linda Hill | Mgmt | For | For | For |
| 7 | Elect Joseph Hooley | Mgmt | For | For | For |
| 8 | Elect Robert Kaplan | Mgmt | For | For | For |
| 9 | Elect Charles LaMantia | Mgmt | For | For | For |
| 10 | Elect Ronald Logue | Mgmt | For | For | For |
| 11 | Elect Richard Sergel | Mgmt | For | For | For |
| 12 | Elect Ronald Skates | Mgmt | For | For | For |
| 13 | Elect Gregory Summe | Mgmt | For | For | For |
| 14 | Elect Robert Weissman | Mgmt | For | For | For |
| 15 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report of Ratio Between Executive | | | | |
| | and Employee Pay | | | | |
|
|
SunTrust Banks, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| STI | CUSIP 867914103 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Robert Beall, II | Mgmt | For | For | For |
| 2 | Elect Alston Correll | Mgmt | For | For | For |
| 3 | Elect Jeffrey Crowe | Mgmt | For | For | For |
| 4 | Elect Patricia Frist | Mgmt | For | For | For |
| 5 | Elect Blake Garrett | Mgmt | For | For | For |
| 6 | Elect David Hughes | Mgmt | For | For | For |
| 7 | Elect M. Douglas Ivester | Mgmt | For | For | For |
| 8 | Elect J. Hicks Lanier | Mgmt | For | For | For |
| | | | | | |
| 9 | Elect William Linnenbringer | Mgmt | For | For | For |
| 10 | Elect G. Gilmer Minor, III | Mgmt | For | For | For |
| 11 | Elect Larry Prince | Mgmt | For | For | For |
| 12 | Elect Frank Royal | Mgmt | For | For | For |
| 13 | Elect Thomas Watjen | Mgmt | For | For | For |
| 14 | Elect James Wells III | Mgmt | For | For | For |
| 15 | Elect Karen Williams | Mgmt | For | For | For |
| 16 | Elect Phail Wynn, Jr. | Mgmt | For | For | For |
| 17 | Amendment to the Management | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 18 | Ratification of Auditor | Mgmt | For | For | For |
| 19 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Sustainability Report | | | | |
|
|
Sysco Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SYY | CUSIP 871829107 | 11/18/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Jonathan Golden | Mgmt | For | For | For |
| 2 | Elect Joseph Hafner, Jr. | Mgmt | For | For | For |
| 3 | Elect Nancy Newcomb | Mgmt | For | For | For |
| 4 | Elect Kenneth Spitler | Mgmt | For | For | For |
| 5 | 2009 Non-Employee Directors | Mgmt | For | For | For |
| | Stock Plan | | | | |
| 6 | Amendment to the 2007 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 7 | 2009 Management Incentive Plan | Mgmt | For | For | For |
|
| 8 | Ratification of Auditor | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Adoption of Principles for Health | | | | |
| | Care Reform | | | | |
| | | | | | |
|
|
Target Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TGT | CUSIP 87612E106 | 06/09/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Calvin Darden | Mgmt | For | For | For |
| 2 | Elect Anne Mulcahy | Mgmt | For | For | For |
| 3 | Elect Stephen Sanger | Mgmt | For | For | For |
| 4 | Elect Gregg Steinhafel | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | Abstain | Against |
| 6 | Repeal of Classified Board | Mgmt | For | For | For |
| 7 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement | | | | |
| 8 | Amendment and Restatement of the | Mgmt | For | Abstain | Against |
| | Articles of Incorporation | | | | |
| 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
Texas Instruments Incorporated | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TXN | CUSIP 882508104 | 04/15/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For |
| 2 | Elect David Boren | Mgmt | For | For | For |
| 3 | Elect Daniel Carp | Mgmt | For | For | For |
| 4 | Elect Carrie Cox | Mgmt | For | For | For |
| 5 | Elect David Goode | Mgmt | For | For | For |
| 6 | Elect Stephen MacMillan | Mgmt | For | For | For |
| 7 | Elect Pamela Patsley | Mgmt | For | For | For |
| 8 | Elect Wayne Sanders | Mgmt | For | For | For |
| 9 | Elect Ruth Simmons | Mgmt | For | For | For |
| 10 | Elect Richard Templeton | Mgmt | For | For | For |
| 11 | Elect Christine Whitman | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
|
|
The Allstate Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| ALL | CUSIP 020002101 | 05/18/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For |
| 2 | Elect Robert Beyer | Mgmt | For | For | For |
| 3 | Elect W. James Farrell | Mgmt | For | For | For |
| 4 | Elect Jack Greenberg | Mgmt | For | For | For |
| 5 | Elect Ronald LeMay | Mgmt | For | For | For |
| 6 | Elect Andrea Redmond | Mgmt | For | For | For |
| 7 | Elect H. John Riley, Jr. | Mgmt | For | For | For |
| 8 | Elect Joshua Smith | Mgmt | For | For | For |
| 9 | Elect Judith Sprieser | Mgmt | For | For | For |
| 10 | Elect Mary Taylor | Mgmt | For | For | For |
| 11 | Elect Thomas Wilson | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Ratio Between Executive | | | | |
| | and Employee Pay | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
|
|
|
The Boeing Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BA | CUSIP 097023105 | 04/26/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect John Biggs | Mgmt | For | For | For |
| 2 | Elect John Bryson | Mgmt | For | For | For |
| 3 | Elect David Calhoun | Mgmt | For | For | For |
| 4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For |
| 5 | Elect Linda Cook | Mgmt | For | For | For |
| | | | | | |
| 6 | Elect William Daley | Mgmt | For | For | For |
| 7 | Elect Kenneth Duberstein | Mgmt | For | For | For |
| 8 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For |
| 9 | Elect John McDonnell | Mgmt | For | For | For |
| 10 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| 11 | Elect Susan Schwab | Mgmt | For | For | For |
| 12 | Elect Mike Zafirovski | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Military Contracts/Sales | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
|
|
The Chubb Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CB | CUSIP 171232101 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Zoe Baird | Mgmt | For | For | For |
| 2 | Elect Sheila Burke | Mgmt | For | For | For |
| 3 | Elect James Cash, Jr. | Mgmt | For | For | For |
| 4 | Elect John Finnegan | Mgmt | For | For | For |
| 5 | Elect Martin McGuinn | Mgmt | For | For | For |
| 6 | Elect Lawrence Small | Mgmt | For | For | For |
| 7 | Elect Jess Soderberg | Mgmt | For | For | For |
| 8 | Elect Daniel Somers | Mgmt | For | For | For |
| 9 | Elect Karen Williams | Mgmt | For | For | For |
| 10 | Elect James Zimmerman | Mgmt | For | For | For |
| 11 | Elect Alfred Zollar | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
|
|
The Clorox Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CLX | CUSIP 189054109 | 11/18/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For |
| 2 | Elect Richard Carmona | Mgmt | For | For | For |
| 3 | Elect Tully Friedman | Mgmt | For | For | For |
| 4 | Elect George Harad | Mgmt | For | For | For |
| 5 | Elect Donald Knauss | Mgmt | For | For | For |
| 6 | Elect Robert Matschullat | Mgmt | For | For | For |
| 7 | Elect Gary Michael | Mgmt | For | For | For |
| 8 | Elect Edward Mueller | Mgmt | For | For | For |
| 9 | Elect Jan Murley | Mgmt | For | For | For |
| 10 | Elect Pamela Thomas-Graham | Mgmt | For | For | For |
| 11 | Elect Carolyn Ticknor | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
|
|
The Coca-Cola Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KO | CUSIP 191216100 | 04/21/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Herbert Allen | Mgmt | For | For | For |
| 2 | Elect Ronald Allen | Mgmt | For | For | For |
| 3 | Elect Cathleen Black | Mgmt | For | For | For |
| 4 | Elect Barry Diller | Mgmt | For | For | For |
| 5 | Elect Alexis Herman | Mgmt | For | For | For |
| 6 | Elect Muhtar Kent | Mgmt | For | For | For |
| 7 | Elect Donald Keough | Mgmt | For | For | For |
| 8 | Elect Maria Lagomasino | Mgmt | For | For | For |
| 9 | Elect Donald McHenry | Mgmt | For | For | For |
| 10 | Elect Sam Nunn | Mgmt | For | For | For |
| 11 | Elect James Robinson III | Mgmt | For | For | For |
| 12 | Elect Peter Ueberroth | Mgmt | For | For | For |
| 13 | Elect Jacob Wallenberg | Mgmt | For | Against | Against |
| 14 | Elect James Williams | Mgmt | For | For | For |
| | | | | | |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Performance Based Restricted | | | | |
| | Equity Compensation | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Bisphenol-A | | | | |
|
|
The Dow Chemical Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DOW | CUSIP 260543103 | 05/13/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Arnold Allemang | Mgmt | For | For | For |
| 2 | Elect Jacqueline Barton | Mgmt | For | For | For |
| 3 | Elect James Bell | Mgmt | For | For | For |
| 4 | Elect Jeff Fettig | Mgmt | For | For | For |
| 5 | Elect Barbara Franklin | Mgmt | For | For | For |
| 6 | Elect John Hess | Mgmt | For | Against | Against |
| 7 | Elect Andrew Liveris | Mgmt | For | For | For |
| 8 | Elect Paul Polman | Mgmt | For | For | For |
| 9 | Elect Dennis Reilley | Mgmt | For | For | For |
| 10 | Elect James Ringler | Mgmt | For | Against | Against |
| 11 | Elect Ruth Shaw | Mgmt | For | For | For |
| 12 | Elect Paul Stern | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | Amendment to Certificate of | Mgmt | For | For | For |
| | Incorporation Regarding the Right | | | | |
| | to Call Special Meetings | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Environmental Remediation in the | | | | |
| | Midland Area | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
| | | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
The Goldman Sachs Group, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GS | CUSIP 38141G104 | 05/07/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Lloyd Blankfein | Mgmt | For | For | For |
| 2 | Elect John Bryan | Mgmt | For | For | For |
| 3 | Elect Gary Cohn | Mgmt | For | For | For |
| 4 | Elect Claes Dahlback | Mgmt | For | For | For |
| 5 | Elect Stephen Friedman | Mgmt | For | For | For |
| 6 | Elect William George | Mgmt | For | For | For |
| 7 | Elect James Johnson | Mgmt | For | For | For |
| 8 | Elect Lois Juliber | Mgmt | For | For | For |
| 9 | Elect Lakshmi Mittal | Mgmt | For | For | For |
| 10 | Elect James Schiro | Mgmt | For | For | For |
| 11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 14 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement | | | | |
| 15 | Amendment to Certificate of | Mgmt | For | For | For |
| | Incorporation Regarding the Right | | | | |
| | to Call Special Meetings | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report OTC Derivative Trading | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Climate Policy | | | | |
| | | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Ratio Between Executive | | | | |
| | and Employee Pay | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
|
|
The Hartford Financial Services | | | | | | |
Group, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HIG | CUSIP 416515104 | 05/19/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Robert Allardice, III | Mgmt | For | For | For |
| 2 | Elect Trevor Fetter | Mgmt | For | For | For |
| 3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For |
| 4 | Elect Liam McGee | Mgmt | For | For | For |
| 5 | Elect Gail McGovern | Mgmt | For | For | For |
| 6 | Elect Michael Morris | Mgmt | For | For | For |
| 7 | Elect Thomas Renyi | Mgmt | For | For | For |
| 8 | Elect Charles Strauss | Mgmt | For | For | For |
| 9 | Elect H. Patrick Swygert | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | 2010 Incentive Stock Plan | Mgmt | For | For | For |
| 12 | Approve Material Terms of the | Mgmt | For | For | For |
| | Executive Bonus Program | | | | |
| 13 | Shareholder Proposal | ShrHldr | Against | Against | For |
| | Reimbursement of Solicitation | | | | |
| | Expenses | | | | |
|
|
The Home Depot, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HD | CUSIP 437076102 | 05/20/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For |
| 2 | Elect David Batchelder | Mgmt | For | For | For |
| 3 | Elect Francis Blake | Mgmt | For | For | For |
| 4 | Elect Ari Bousbib | Mgmt | For | For | For |
| | | | | | |
| 5 | Elect Gregory Brenneman | Mgmt | For | For | For |
| 6 | Elect Albert Carey | Mgmt | For | For | For |
| 7 | Elect Armando Codina | Mgmt | For | For | For |
| 8 | Elect Bonnie Hill | Mgmt | For | For | For |
| 9 | Elect Karen Katen | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | Approval of Material Terms of | Mgmt | For | For | For |
| | Performance Goals Under the 2005 | | | | |
| | Omnibus Stock Incentive Plan | | | | |
|
| 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Act by Written Consent | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Employment Diversity Report | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Reincorporation | | | | |
|
|
The PNC Financial Services | | | | | | |
Group, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PNC | CUSIP 693475105 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Richard Berndt | Mgmt | For | Against | Against |
| 2 | Elect Charles Bunch | Mgmt | For | For | For |
| 3 | Elect Paul Chellgren | Mgmt | For | For | For |
| 4 | Elect Robert Clay | Mgmt | For | For | For |
| 5 | Elect Kay James | Mgmt | For | For | For |
| 6 | Elect Richard Kelson | Mgmt | For | For | For |
| 7 | Elect Bruce Lindsay | Mgmt | For | For | For |
| 8 | Elect Anthony Massaro | Mgmt | For | For | For |
| 9 | Elect Jane Pepper | Mgmt | For | For | For |
| 10 | Elect James Rohr | Mgmt | For | For | For |
| | | | | | |
| 11 | Elect Donald Shepard | Mgmt | For | For | For |
| 12 | Elect Lorene Steffes | Mgmt | For | For | For |
| 13 | Elect Dennis Strigl | Mgmt | For | For | For |
| 14 | Elect Stephen Thieke | Mgmt | For | For | For |
| 15 | Elect Thomas Usher | Mgmt | For | For | For |
| 16 | Elect George Walls, Jr. | Mgmt | For | For | For |
| 17 | Elect Helge Wehmeier | Mgmt | For | For | For |
| 18 | Ratification of Auditor | Mgmt | For | For | For |
| 19 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Shareholder Approval of Golden | | | | |
| | Parachutes | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Non-Deductible Compensation | | | | |
|
|
The Procter & Gamble Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PG | CUSIP 742718109 | 10/13/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Kenneth Chenault | Mgmt | For | For | For |
| 2 | Elect Scott Cook | Mgmt | For | Against | Against |
| 3 | Elect Rajat Gupta | Mgmt | For | For | For |
| 4 | Elect Alan Lafley | Mgmt | For | For | For |
| 5 | Elect Charles Lee | Mgmt | For | For | For |
| 6 | Elect Lynn Martin | Mgmt | For | For | For |
| 7 | Elect Robert McDonald | Mgmt | For | For | For |
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| 9 | Elect Johnathan Rodgers | Mgmt | For | For | For |
| 10 | Elect Ralph Snyderman | Mgmt | For | For | For |
| 11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For |
| 12 | Elect Patricia Woertz | Mgmt | For | For | For |
| 13 | Elect Ernesto Zedillo | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Amendments to Code of | Mgmt | For | For | For |
| | Regulations | | | | |
| 16 | 2009 Stock and Incentive | Mgmt | For | For | For |
| | Compensation Plan | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Cumulative Voting | | | | |
| | | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
The TJX Companies, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TJX | CUSIP 872540109 | 06/02/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Jose Alvarez | Mgmt | For | For | For |
| 2 | Elect Alan Bennett | Mgmt | For | For | For |
| 3 | Elect David Brandon | Mgmt | For | For | For |
| 4 | Elect Bernard Cammarata | Mgmt | For | For | For |
| 5 | Elect David Ching | Mgmt | For | For | For |
| 6 | Elect Michael Hines | Mgmt | For | For | For |
| 7 | Elect Amy Lane | Mgmt | For | For | For |
| 8 | Elect Carol Meyrowitz | Mgmt | For | For | For |
| 9 | Elect John O'Brien | Mgmt | For | For | For |
| 10 | Elect Willow Shire | Mgmt | For | For | For |
| 11 | Elect Fletcher Wiley | Mgmt | For | For | For |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
The Travelers Companies, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TRV | CUSIP 89417E109 | 05/04/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Alan Beller | Mgmt | For | For | For |
| 2 | Elect John Dasburg | Mgmt | For | For | For |
| 3 | Elect Janet Dolan | Mgmt | For | For | For |
| 4 | Elect Kenneth Duberstein | Mgmt | For | For | For |
| 5 | Elect Jay Fishman | Mgmt | For | For | For |
| 6 | Elect Lawrence Graev | Mgmt | For | For | For |
| 7 | Elect Patricia Higgins | Mgmt | For | For | For |
| 8 | Elect Thomas Hodgson | Mgmt | For | For | For |
| 9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For |
| | | | | | |
| 10 | Elect Blythe McGarvie | Mgmt | For | For | For |
| 11 | Elect Donald Shepard | Mgmt | For | For | For |
| 12 | Elect Laurie Thomsen | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
|
|
The Walt Disney Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DIS | CUSIP 254687106 | 03/10/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Susan Arnold | Mgmt | For | For | For |
| 2 | Elect John Bryson | Mgmt | For | For | For |
| 3 | Elect John Chen | Mgmt | For | For | For |
| 4 | Elect Judith Estrin | Mgmt | For | For | For |
| 5 | Elect Robert Iger | Mgmt | For | For | For |
| 6 | Elect Steven Jobs | Mgmt | For | Against | Against |
| 7 | Elect Fred Langhammer | Mgmt | For | For | For |
| 8 | Elect Aylwin Lewis | Mgmt | For | For | For |
| 9 | Elect Monica Lozano | Mgmt | For | For | For |
| 10 | Elect Robert Matschullat | Mgmt | For | For | For |
| 11 | Elect John Pepper, Jr. | Mgmt | For | For | For |
| 12 | Elect Sheryl Sandberg | Mgmt | For | For | For |
| 13 | Elect Orin Smith | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 16 | Amendment to Supermajority | Mgmt | For | For | For |
| | Requirement Regarding Interested | | | | |
| | Person Transactions | | | | |
| 17 | Elimination of Supermajority | Mgmt | For | For | For |
| | Requirement for Bylaw | | | | |
| | Amendments | | | | |
| 18 | Amendment to the Certificate of | Mgmt | For | For | For |
| | Incorporation Regarding Tracking | | | | |
| | Stock Provisions | | | | |
| 19 | Amendment to the Certificate of | Mgmt | For | For | For |
| | Incorporation Regarding Classified | | | | |
| | Board Transition Provisions | | | | |
|
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| | | | | | |
| 21 | Shareholder Proposal Regarding Ex | ShrHldr | Against | Against | For |
| | Gay Non-Discrimination Policy | | | | |
|
|
The Williams Companies, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WMB | CUSIP 969457100 | 05/20/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Kathleen Cooper | Mgmt | For | For | For |
| 2 | Elect William Granberry | Mgmt | For | For | For |
| 3 | Elect William Lowrie | Mgmt | For | For | For |
| 4 | Repeal of Classified Board | Mgmt | For | For | For |
| 5 | Amendment to the 2007 Incentive | Mgmt | For | For | For |
| | Plan | | | | |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
| 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Hydraulic Fracturing | | | | |
| 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
Thermo Fisher Scientific Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TMO | CUSIP 883556102 | 05/26/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Marc Casper | Mgmt | For | For | For |
| 2 | Elect Tyler Jacks | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Time Warner Cable Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TWC | CUSIP 88732J207 | 05/24/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | Elect Carole Black | Mgmt | For | For | For |
| 2 | Elect Glenn Britt | Mgmt | For | For | For |
| 3 | Elect Thomas Castro | Mgmt | For | For | For |
| 4 | Elect David Chang | Mgmt | For | For | For |
| 5 | Elect James Copeland, Jr. | Mgmt | For | For | For |
| 6 | Elect Peter Haje | Mgmt | For | For | For |
| 7 | Elect Donna James | Mgmt | For | For | For |
| 8 | Elect Don Logan | Mgmt | For | For | For |
| 9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
| 10 | Elect Wayne Pace | Mgmt | For | For | For |
| 11 | Elect Edward Shirley | Mgmt | For | For | For |
| 12 | Elect John Sununu | Mgmt | For | For | For |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Time Warner Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TWX | CUSIP 887317303 | 05/21/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect James Barksdale | Mgmt | For | Against | Against |
| 2 | Elect William Barr | Mgmt | For | Against | Against |
| 3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against |
| 4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against |
| 5 | Elect Frank Caufield | Mgmt | For | Against | Against |
| 6 | Elect Robert Clark | Mgmt | For | Against | Against |
| 7 | Elect Mathias Dopfner | Mgmt | For | Against | Against |
| 8 | Elect Jessica Einhorn | Mgmt | For | Against | Against |
| 9 | Elect Fred Hassan | Mgmt | For | Against | Against |
| 10 | Elect Michael Miles | Mgmt | For | Against | Against |
| 11 | Elect Kenneth Novack | Mgmt | For | Against | Against |
| 12 | Elect Deborah Wright | Mgmt | For | Against | Against |
| 13 | Ratification of Auditor | Mgmt | For | For | For |
| 14 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| 15 | Amendment to the Bylaws | Mgmt | For | For | For |
| | Regarding the Right to Call a | | | | |
| | Special Meeting | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Simple Majority Vote | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
| | | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
TOTAL SA | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FP | CUSIP 89151E109 | 05/21/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For |
|
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 4 | Related Party Transactions | Mgmt | For | For | For |
| 5 | Retirement Indemnity, | Mgmt | For | Against | Against |
| | Supplementary Pension Plan and | | | | |
| | Severance Package for Christophe | | | | |
| | de Margerie | | | | |
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 7 | Elect Thierry Desmarest | Mgmt | For | Against | Against |
| 8 | Elect Thierry de Rudder | Mgmt | For | Against | Against |
| 9 | Elect Gunnar Brock | Mgmt | For | Against | Against |
| 10 | Appointment of Auditor (Ernst & | Mgmt | For | For | For |
| | Young Audit) | | | | |
| 11 | Appointment of Auditor (KPMG | Mgmt | For | For | For |
| | Audit) | | | | |
| 12 | Replacement of Alternate Auditor | Mgmt | For | For | For |
|
| 13 | Replacement of Alternate Auditor | Mgmt | For | For | For |
|
| 14 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | Convertible Securities w/ | | | | |
| | Preemptive Rights; Authority to | | | | |
| | Increase Capital Through | | | | |
| | Capitalizations; Authority to Issue | | | | |
| | Debt Instruments | | | | |
| 15 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | Convertible Securities w/o | | | | |
| | Preemptive Rights; Authority to | | | | |
| | Increase Capital in Case of | | | | |
| | Exchange Offer; Authority to Issue | | | | |
| | Debt Instruments | | | | |
| | | | | | |
| 16 | Authority to Increase Capital in | Mgmt | For | For | For |
| | Consideration for Contributions in | | | | |
| | Kind | | | | |
| 17 | Authority to Issue Shares | Mgmt | For | For | For |
| | and/Convertible Securities Under | | | | |
| | Employee Savings Plan | | | | |
| 18 | Authority to Grant Stock Options | Mgmt | For | For | For |
|
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Collective Investment Funds | | | | |
| 20 | Elect Claude Clement | Mgmt | For | Against | Against |
|
|
Transocean Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RIG | CUSIP H8817H100 | 05/14/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Ratification of Board Acts | Mgmt | For | For | For |
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 4 | Amendments to Articles to Change | Mgmt | For | For | For |
| | Place of Incorportation | | | | |
| 5 | Renewal of Share Capital | Mgmt | For | For | For |
| 6 | Amendment to Par Value | Mgmt | For | For | For |
| 7 | Amendments to Articles to Comply | Mgmt | For | For | For |
| | with The Swiss Federal Act on | | | | |
| | Intermediated Securities ("FISA") | | | | |
|
| 8 | Elect Steven Newman | Mgmt | For | For | For |
| 9 | Elect Thomas Cason | Mgmt | For | For | For |
| 10 | Elect Robert Sprague | Mgmt | For | For | For |
| 11 | Elect J. Michael Talbert | Mgmt | For | For | For |
| 12 | Elect John Whitmire | Mgmt | For | For | For |
| 13 | Appointment of Auditor | Mgmt | For | For | For |
|
|
Tyco International Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TYC | CUSIP H89128104 | 03/10/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Ratification of Board Acts | Mgmt | For | For | For |
| 3.1 | Elect Edward Breen | Mgmt | For | For | For |
| 3.2 | Elect Michael Daniels | Mgmt | For | For | For |
| 3.3 | Elect Timothy Donahue | Mgmt | For | For | For |
| 3.4 | Elect Brian Duperreault | Mgmt | For | For | For |
| 3.5 | Elect Bruce Gordon | Mgmt | For | For | For |
| 3.6 | Elect Rajiv Gupta | Mgmt | For | For | For |
| 3.7 | Elect John Krol | Mgmt | For | For | For |
| 3.8 | Elect Brendan O'Neill | Mgmt | For | For | For |
| 3.9 | Elect William Stavropoulos | Mgmt | For | For | For |
| 3.10 | Elect Sandra Wijnberg | Mgmt | For | For | For |
| 3.11 | Elect R. David Yost | Mgmt | For | For | For |
| 4 | Appointment of Auditor | Mgmt | For | For | For |
| 5 | Appointment of Auditor | Mgmt | For | For | For |
| 6 | Appointment of Special Auditor | Mgmt | For | For | For |
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 8 | Special Dividend/Reduction in Par | Mgmt | For | For | For |
| | Value | | | | |
| 9 | Adoption of Plurality Vote in | Mgmt | For | For | For |
| | Contested Elections | | | | |
| 10 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
U.S. Bancorp | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| USB | CUSIP 902973304 | 04/20/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For |
| 2 | Elect Y. Marc Belton | Mgmt | For | For | For |
| 3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For |
|
| 4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For |
| 5 | Elect Richard Davis | Mgmt | For | For | For |
| 6 | Elect Joel Johnson | Mgmt | For | For | For |
| 7 | Elect Olivia Kirtley | Mgmt | For | For | For |
| 8 | Elect Jerry Levin | Mgmt | For | For | For |
| 9 | Elect David O'Maley | Mgmt | For | For | For |
| 10 | Elect O'Dell Owens | Mgmt | For | For | For |
| 11 | Elect Richard Reiten | Mgmt | For | For | For |
| | | | | | |
| 12 | Elect Craig Schnuck | Mgmt | For | For | For |
| 13 | Elect Patrick Stokes | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Amendment to the 2007 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 16 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
|
|
United Parcel Service, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| UPS | CUSIP 911312106 | 05/06/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect F. Duane Ackerman | Mgmt | For | For | For |
| 1.2 | Elect Michael Burns | Mgmt | For | For | For |
| 1.3 | Elect D. Scott Davis | Mgmt | For | For | For |
| 1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For |
| 1.5 | Elect Michael Eskew | Mgmt | For | For | For |
| 1.6 | Elect William Johnson | Mgmt | For | For | For |
| 1.7 | Elect Ann Livermore | Mgmt | For | Withhold | Against |
| 1.8 | Elect Rudy Markham | Mgmt | For | For | For |
| 1.9 | Elect John Thompson | Mgmt | For | For | For |
| 1.10 | Elect Carol Tome | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | Election of Directors | | | | |
|
|
United Technologies Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| UTX | CUSIP 913017109 | 04/14/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect Louis Chenevert | Mgmt | For | For | For |
| 1.2 | Elect John Faraci | Mgmt | For | For | For |
| 1.3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For |
| 1.4 | Elect Jamie Gorelick | Mgmt | For | For | For |
| 1.5 | Elect Carlos Gutierrez | Mgmt | For | For | For |
| 1.6 | Elect Edward Kangas | Mgmt | For | For | For |
| 1.7 | Elect Charles Lee | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect Richard McCormick | Mgmt | For | For | For |
| 1.9 | Elect Harold McGraw III | Mgmt | For | For | For |
| 1.10 | Elect Richard Myers | Mgmt | For | For | For |
| 1.11 | Elect H. Patrick Swygert | Mgmt | For | For | For |
| 1.12 | Elect Andre Villeneuve | Mgmt | For | For | For |
| 1.13 | Elect Christine Whitman | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
|
|
Valero Energy Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VLO | CUSIP 91913Y100 | 04/29/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Ruben Escobedo | Mgmt | For | For | For |
| 2 | Elect Bob Marbut | Mgmt | For | For | For |
| 3 | Elect Robert Profusek | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Re-approval of the 2005 Omnibus | Mgmt | For | For | For |
| | Stock Incentive Plan | | | | |
| 6 | Advisory Vote on Executive | Mgmt | For | Against | Against |
| | Compensation | | | | |
| 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Report on Rainforest Impact | | | | |
| 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
|
|
Verizon Communications Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VZ | CUSIP 92343V104 | 05/06/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1 | Elect Richard Carrion | Mgmt | For | For | For |
| 2 | Elect M. Frances Keeth | Mgmt | For | For | For |
| 3 | Elect Robert Lane | Mgmt | For | For | For |
| 4 | Elect Sandra Moose | Mgmt | For | For | For |
| 5 | Elect Joseph Neubauer | Mgmt | For | For | For |
| 6 | Elect Donald Nicolaisen | Mgmt | For | For | For |
| 7 | Elect Thomas O'Brien | Mgmt | For | For | For |
| 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For |
| 9 | Elect Hugh Price | Mgmt | For | For | For |
| 10 | Elect Ivan Seidenberg | Mgmt | For | For | For |
| 11 | Elect Rodney Slater | Mgmt | For | For | For |
| 12 | Elect John Snow | Mgmt | For | For | For |
| 13 | Elect John Stafford | Mgmt | For | For | For |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Stock Option Policy | | | | |
| 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Adopting Sexual Orientation and | | | | |
| | Gender Identity Anti-Bias Policy | | | | |
| 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Performance-Based Equity | | | | |
| | Compensation | | | | |
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | CEO Succession Planning | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | the Approval of Survivor Benefits | | | | |
| | (Golden Coffins) | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Retention of Shares after | | | | |
| | Retirement | | | | |
|
|
Vodafone Group plc | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VOD | CUSIP 92857W209 | 07/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Accounts and Reports | Mgmt | For | For | For |
| | | | | | |
| 2 | Elect John R.H. Bond | Mgmt | For | For | For |
| 3 | Elect John Buchanan | Mgmt | For | For | For |
| 4 | Elect Vittorio Colao | Mgmt | For | For | For |
| 5 | Elect Michel Combes | Mgmt | For | For | For |
| 6 | Elect Andy Halford | Mgmt | For | For | For |
| 7 | Elect Alan Jebson | Mgmt | For | For | For |
| 8 | Elect Samuel Jonah | Mgmt | For | For | For |
| 9 | Elect Nick Land | Mgmt | For | For | For |
| 10 | Elect Anne Lauvergeon | Mgmt | For | For | For |
| 11 | Elect Simon Murray | Mgmt | For | For | For |
| 12 | Elect Steve Pusey | Mgmt | For | For | For |
| 13 | Elect Luc Vandevelde | Mgmt | For | For | For |
| 14 | Elect Anthony Watson | Mgmt | For | For | For |
| 15 | Elect Philip Yea | Mgmt | For | For | For |
| 16 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 17 | Directors' Remuneration Report | Mgmt | For | For | For |
| 18 | Appointment of Auditor | Mgmt | For | For | For |
| 19 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| 20 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 21 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For |
| 23 | Amendment to Articles Regarding | Mgmt | For | For | For |
| | Dividend Payments | | | | |
| 24 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | Notice Period at 14 Days | | | | |
|
|
Wal-Mart Stores, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WMT | CUSIP 931142103 | 06/04/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Aida Alvarez | Mgmt | For | For | For |
| 2 | Elect James Breyer | Mgmt | For | For | For |
| 3 | Elect M. Michele Burns | Mgmt | For | Against | Against |
| 4 | Elect James Cash, Jr. | Mgmt | For | For | For |
| 5 | Elect Roger Corbett | Mgmt | For | For | For |
| 6 | Elect Douglas Daft | Mgmt | For | For | For |
| 7 | Elect Michael Duke | Mgmt | For | For | For |
| 8 | Elect Gregory Penner | Mgmt | For | For | For |
| | | | | | |
| 9 | Elect Steven Reinemund | Mgmt | For | For | For |
| 10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For |
| 11 | Elect Arne Sorenson | Mgmt | For | For | For |
| 12 | Elect Jim Walton | Mgmt | For | For | For |
| 13 | Elect S. Robson Walton | Mgmt | For | For | For |
| 14 | Elect Christopher Williams | Mgmt | For | For | For |
| 15 | Elect Linda Wolf | Mgmt | For | For | For |
| 16 | Ratification of Auditor | Mgmt | For | For | For |
| 17 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | Incentive Plan, Renamed the 2010 | | | | |
| | Stock Incentive Plan | | | | |
| 18 | ASDA Limited Sharesave Plan 2000 | Mgmt | For | For | For |
|
| 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Adopting Sexual Orientation and | | | | |
| | Gender Identity Anti-Bias Policy | | | | |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Controlled Atmosphere Killing | | | | |
| 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Lobbying Priorities Report | | | | |
|
|
WellPoint, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WLP | CUSIP 94973V107 | 05/18/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Sheila Burke | Mgmt | For | For | For |
| 2 | Elect George Schaefer, Jr. | Mgmt | For | For | For |
| 3 | Elect Jackie Ward | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Conversion to Nonprofit Status | | | | |
| | | | | | |
| 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Lobbying Contributions and | | | | |
| | Expenditure Report | | | | |
| 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
| 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Reincorporation | | | | |
|
|
Wells Fargo & Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WFC | CUSIP 949746101 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect John Baker II | Mgmt | For | Against | Against |
| 2 | Elect John Chen | Mgmt | For | Against | Against |
| 3 | Elect Lloyd Dean | Mgmt | For | Against | Against |
| 4 | Elect Susan Engel | Mgmt | For | Against | Against |
| 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against |
| 6 | Elect Donald James | Mgmt | For | Against | Against |
| 7 | Elect Richard McCormick | Mgmt | For | Against | Against |
| 8 | Elect Mackey McDonald | Mgmt | For | Against | Against |
| 9 | Elect Cynthia Milligan | Mgmt | For | Against | Against |
| 10 | Elect Nicholas Moore | Mgmt | For | Against | Against |
| 11 | Elect Philip Quigley | Mgmt | For | Against | Against |
| 12 | Elect Judith Runstad | Mgmt | For | Against | Against |
| 13 | Elect Stephen Sanger | Mgmt | For | Against | Against |
| 14 | Elect Robert Steel | Mgmt | For | Against | Against |
| 15 | Elect John Stumpf | Mgmt | For | Against | Against |
| 16 | Elect Susan Swenson | Mgmt | For | Against | Against |
| 17 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 18 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 19 | Ratification of Auditor | Mgmt | For | For | For |
| 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Advisory Vote on Executive | | | | |
| | Compensation (Say on Pay) | | | | |
| 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Independent Board Chairman | | | | |
| | | | | | |
| 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Reviewing Charitable Spending | | | | |
| 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
|
|
Weyerhaeuser Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WY | CUSIP 962166104 | 04/15/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Richard Sinkfield | Mgmt | For | For | For |
| 2 | Elect D. Michael Steuert | Mgmt | For | For | For |
| 3 | Elect Kim Williams | Mgmt | For | For | For |
| 4 | Repeal of Classified Board and | Mgmt | For | For | For |
| | Removal of Supermajority Voting | | | | |
| | Provisions | | | | |
| 5 | Issuance of Common Stock | Mgmt | For | For | For |
| 6 | Increase Authorized Shares | Mgmt | For | For | For |
| 7 | Amendment to the Articles to | Mgmt | For | For | For |
| | Impose Ownership and Transfer | | | | |
| | Restrictions | | | | |
| 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
| 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Sustainable Forestry | | | | |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Whirlpool Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WHR | CUSIP 963320106 | 04/20/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Michael Johnston | Mgmt | For | For | For |
| 2 | Elect William Kerr | Mgmt | For | For | For |
| 3 | Elect William Perez | Mgmt | For | For | For |
| 4 | Elect Janice Stoney | Mgmt | For | For | For |
| 5 | Elect Michael White | Mgmt | For | For | For |
| | | | | | |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
| 7 | 2010 Omnibus Stock and Incentive | Mgmt | For | For | For |
| | Plan | | | | |
|
|
Wisconsin Energy Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WEC | CUSIP 976657106 | 05/06/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1.1 | Elect John Bergstrom | Mgmt | For | For | For |
| 1.2 | Elect Barbara Bowles | Mgmt | For | For | For |
| 1.3 | Elect Patricia Chadwick | Mgmt | For | For | For |
| 1.4 | Elect Robert Cornog | Mgmt | For | For | For |
| 1.5 | Elect Curt Culver | Mgmt | For | For | For |
| 1.6 | Elect Thomas Fischer | Mgmt | For | For | For |
| 1.7 | Elect Gale Klappa | Mgmt | For | For | For |
| 1.8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Frederick Stratton, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Wyeth | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WYE | CUSIP 983024100 | 07/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
|
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| 3 | Elect Robert Amen | Mgmt | For | For | For |
| 4 | Elect Michael Critelli | Mgmt | For | For | For |
| 5 | Elect Frances Fergusson | Mgmt | For | For | For |
| 6 | Elect Victor Ganzi | Mgmt | For | For | For |
| 7 | Elect Robert Langer | Mgmt | For | For | For |
| 8 | Elect John Mascotte | Mgmt | For | For | For |
| 9 | Elect Raymond McGuire | Mgmt | For | For | For |
| 10 | Elect Mary Polan | Mgmt | For | For | For |
| 11 | Elect Bernard Poussot | Mgmt | For | For | For |
| 12 | Elect Gary Rogers | Mgmt | For | For | For |
| 13 | Elect John Torell III | Mgmt | For | For | For |
| | | | | | |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
| 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
Yahoo! Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| YHOO | CUSIP 984332106 | 06/24/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|
| 1 | Elect Carol Bartz | Mgmt | For | For | For |
| 2 | Elect Roy Bostock | Mgmt | For | For | For |
| 3 | Elect Patti Hart | Mgmt | For | For | For |
| 4 | Elect Eric Hippeau | Mgmt | For | For | For |
| 5 | Elect Susan James | Mgmt | For | For | For |
| 6 | Elect Vyomesh Joshi | Mgmt | For | For | For |
| 7 | Elect Arthur Kern | Mgmt | For | For | For |
| 8 | Elect Brad Smith | Mgmt | For | For | For |
| 9 | Elect Gary Wilson | Mgmt | For | For | For |
| 10 | Elect Jerry Yang | Mgmt | For | For | For |
| 11 | Amendment to the 1996 Directors' | Mgmt | For | For | For |
| | Stock Plan | | | | |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
Registrant: | The George Putnam Fund of Boston |
| |
By: | /s/ Jonathan S. Horwitz |
| |
Name: | Jonathan S. Horwitz |
| |
Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
| Compliance Liaison |
| |
Date: | August 9, 2010 |