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| Registrant : | George Putnam Balanced Fund | | | |
| Fund Name : | George Putnam Balanced Fund | | | |
| Date of fiscal year end: | 07/31/2013 | | | |
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| | Prior to June 20, 2014, this fund was known as The George Putnam Fund of Boston and had been doing business as George Putnam Balanced Fund. | | | | |
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| 3M Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MMM | CUSIP 88579Y101 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Linda G. Alvarado | | Mgmt | For | For | For |
| | 2 | Elect Thomas K. Brown | | Mgmt | For | For | For |
| | 3 | Elect Vance D. Coffman | | Mgmt | For | For | For |
| | 4 | Elect Michael L. Eskew | | Mgmt | For | For | For |
| | 5 | Elect Herbert L. Henkel | | Mgmt | For | For | For |
| | 6 | Elect Muhtar Kent | | Mgmt | For | For | For |
| | 7 | Elect Edward M. Liddy | | Mgmt | For | For | For |
| | 8 | Elect Inge G. Thulin | | Mgmt | For | For | For |
| | 9 | Elect Robert J. Ulrich | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
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| Aflac Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AFL | CUSIP 001055102 | | 05/05/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel P. Amos | | Mgmt | For | For | For |
| | 2 | Elect John Shelby Amos II | | Mgmt | For | For | For |
| | 3 | Elect Paul S. Amos II | | Mgmt | For | For | For |
| | 4 | Elect W. Paul Bowers | | Mgmt | For | For | For |
| | 5 | Elect Kriss Cloninger III | | Mgmt | For | For | For |
| | 6 | Elect Elizabeth J. Hudson | | Mgmt | For | For | For |
| | 7 | Elect Douglas W. Johnson | | Mgmt | For | For | For |
| | 8 | Elect Robert B. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Charles B. Knapp | | Mgmt | For | For | For |
| | 10 | Elect Barbara K. Rimer | | Mgmt | For | For | For |
| | 11 | Elect Melvin T. Stith | | Mgmt | For | For | For |
| | 12 | Elect David Gary Thompson | | Mgmt | For | For | For |
| | 13 | Elect Takuro Yoshida | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
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| Agrium Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGU | CUSIP 008916108 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David C. Everitt | | Mgmt | For | For | For |
| | 1.2 | Elect Russell K. Girling | | Mgmt | For | For | For |
| | 1.3 | Elect Susan A. Henry | | Mgmt | For | For | For |
| | 1.4 | Elect Russell J. Horner | | Mgmt | For | For | For |
| | 1.5 | Elect David J. Lesar | | Mgmt | For | For | For |
| | 1.6 | Elect John E. Lowe | | Mgmt | For | For | For |
| | 1.7 | Elect Charles V. Magro | | Mgmt | For | For | For |
| | 1.8 | Elect A. Anne McLellan | | Mgmt | For | For | For |
| | 1.9 | Elect Derek G. Pannell | | Mgmt | For | For | For |
| | 1.10 | Elect Mayo M. Schmidt | | Mgmt | For | For | For |
| | 1.11 | Elect Victor J. Zaleschuk | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Bundled Amendments to Bylaws | | Mgmt | For | For | For |
| | 5 | Advance Notice Policy | | Mgmt | For | For | For |
| | 6 | Amendment to the Stock Option Plan | | Mgmt | For | For | For |
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| Alcoa Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AA | CUSIP 013817101 | | 05/02/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Klaus Kleinfeld | | Mgmt | For | For | For |
| | 2 | Elect James W. Owens | | Mgmt | For | For | For |
| | 3 | Elect Martin S. Sorrell | | Mgmt | For | For | For |
| | 4 | Elect Ratan N. Tata | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
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| Altria Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MO | CUSIP 02209S103 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gerald L. Baliles | | Mgmt | For | For | For |
| | 2 | Elect Martin J. Barrington | | Mgmt | For | For | For |
| | 3 | Elect John T. Casteen III | | Mgmt | For | For | For |
| | 4 | Elect Dinyar S. Devitre | | Mgmt | For | For | For |
| | 5 | Elect Thomas F. Farrell II | | Mgmt | For | For | For |
| | 6 | Elect Thomas W. Jones | | Mgmt | For | For | For |
| | 7 | Elect Debra J. Kelly-Ennis | | Mgmt | For | For | For |
| | 8 | Elect W. Leo Kiely III | | Mgmt | For | For | For |
| | 9 | Elect Kathryn B. McQuade | | Mgmt | For | For | For |
| | 10 | Elect George Munoz | | Mgmt | For | For | For |
| | 11 | Elect Nabil Y. Sakkab | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
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| Ameren Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AEE | CUSIP 023608102 | | 04/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Warner L. Baxter | | Mgmt | For | For | For |
| | 1.2 | Elect Catherine S. Brune | | Mgmt | For | For | For |
| | 1.3 | Elect Ellen M. Fitzsimmons | | Mgmt | For | For | For |
| | 1.4 | Elect Walter J. Galvin | | Mgmt | For | For | For |
| | 1.5 | Elect Richard J. Harshman | | Mgmt | For | For | For |
| | 1.6 | Elect Gayle P.W. Jackson | | Mgmt | For | For | For |
| | 1.7 | Elect James C. Johnson | | Mgmt | For | For | For |
| | 1.8 | Elect Steven H. Lipstein | | Mgmt | For | For | For |
| | 1.9 | Elect Patrick T. Stokes | | Mgmt | For | For | For |
| | 1.10 | Elect Thomas R. Voss | | Mgmt | For | For | For |
| | 1.11 | Elect Stephen R. Wilson | | Mgmt | For | For | For |
| | 1.12 | Elect Jack D. Woodard | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | 2014 Omnibus Incentive Compensation Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
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| American Electric Power Company, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AEP | CUSIP 025537101 | | 04/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Nicholas K. Akins | | Mgmt | For | For | For |
| | 2 | Elect David J. Anderson | | Mgmt | For | For | For |
| | 3 | Elect J. Barnie Beasley, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Ralph D. Crosby, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Linda A. Goodspeed | | Mgmt | For | For | For |
| | 6 | Elect Thomas E. Hoaglin | | Mgmt | For | For | For |
| | 7 | Elect Sandra Beach Lin | | Mgmt | For | For | For |
| | 8 | Elect Richard C. Notebaert | | Mgmt | For | For | For |
| | 9 | Elect Lionel L. Nowell, III | | Mgmt | For | For | For |
| | 10 | Elect Stephen S. Rasmussen | | Mgmt | For | For | For |
| | 11 | Elect Oliver G. Richard, III | | Mgmt | For | For | For |
| | 12 | Elect Sara M. Tucker | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| American Express Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXP | CUSIP 025816109 | | 05/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charlene Barshefsky | | Mgmt | For | For | For |
| | 2 | Elect Ursula M. Burns | | Mgmt | For | For | For |
| | 3 | Elect Kenneth I. Chenault | | Mgmt | For | For | For |
| | 4 | Elect Peter Chernin | | Mgmt | For | For | For |
| | 5 | Elect Anne Lauvergeon | | Mgmt | For | For | For |
| | 6 | Elect Theodore J. Leonsis | | Mgmt | For | For | For |
| | 7 | Elect Richard C. Levin | | Mgmt | For | For | For |
| | 8 | Elect Richard A. McGinn | | Mgmt | For | For | For |
| | 9 | Elect Samuel J. Palmisano | | Mgmt | For | For | For |
| | 10 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 11 | Elect Daniel L. Vasella | | Mgmt | For | For | For |
| | 12 | Elect Robert D. Walter | | Mgmt | For | For | For |
| | 13 | Elect Ronald A. Williams | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Employment Diversity Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Privacy and Data Security | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
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| American International Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AIG | CUSIP 026874784 | | 05/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert H. Benmosche | | Mgmt | For | For | For |
| | 2 | Elect W. Don Cornwell | | Mgmt | For | For | For |
| | 3 | Elect Peter R. Fisher | | Mgmt | For | For | For |
| | 4 | Elect John Fitzpatrick | | Mgmt | For | For | For |
| | 5 | Elect William G. Jurgensen | | Mgmt | For | For | For |
| | 6 | Elect Christopher S. Lynch | | Mgmt | For | For | For |
| | 7 | Elect Arthur C. Martinez | | Mgmt | For | For | For |
| | 8 | Elect George L. Miles, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Henry S. Miller | | Mgmt | For | For | For |
| | 10 | Elect Robert S. Miller | | Mgmt | For | For | For |
| | 11 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 12 | Elect Ronald A. Rittenmeyer | | Mgmt | For | For | For |
| | 13 | Elect Douglas M. Steenland | | Mgmt | For | For | For |
| | 14 | Elect Theresa M. Stone | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Restatement of Protective Amendment to the Certificate of Incorporation | | Mgmt | For | For | For |
| | 17 | Ratification of the Tax Asset Protection Plan | | Mgmt | For | For | For |
| | 18 | Ratification of Auditor | | Mgmt | For | For | For |
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| Anadarko Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | APC | CUSIP 032511107 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Anthony R. Chase | | Mgmt | For | For | For |
| | 2 | Elect Kevin P. Chilton | | Mgmt | For | For | For |
| | 3 | Elect H. Paulett Eberhart | | Mgmt | For | For | For |
| | 4 | Elect Peter J. Fluor | | Mgmt | For | For | For |
| | 5 | Elect Richard L. George | | Mgmt | For | For | For |
| | 6 | Elect Charles W. Goodyear | | Mgmt | For | For | For |
| | 7 | Elect John R. Gordon | | Mgmt | For | For | For |
| | 8 | Elect Eric D. Mullins | | Mgmt | For | For | For |
| | 9 | Elect R. A. Walker | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 13 | Shareholder Proposal Regarding Carbon Asset Risk Report | | ShrHldr | Against | Against | For |
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| Apple Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAPL | CUSIP 037833100 | | 02/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William V. Campbell | | Mgmt | For | For | For |
| | 1.2 | Elect Timothy D. Cook | | Mgmt | For | For | For |
| | 1.3 | Elect Millard S. Drexler | | Mgmt | For | For | For |
| | 1.4 | Elect Albert A. Gore, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Robert A. Iger | | Mgmt | For | For | For |
| | 1.6 | Elect Andrea Jung | | Mgmt | For | For | For |
| | 1.7 | Elect Arthur D. Levinson | | Mgmt | For | For | For |
| | 1.8 | Elect Ronald D. Sugar | | Mgmt | For | For | For |
| | 2 | Technical Amendment to Articles | | Mgmt | For | For | For |
| | 3 | Eliminate Blank Check Authority to Issue Preferred Stock | | Mgmt | For | For | For |
| | 4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | 2014 Employee Stock Plan | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Share Buybacks | | ShrHldr | N/A | Abstain | N/A |
| | 11 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
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| Astrazeneca plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AZN | CUSIP 046353108 | | 04/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor | | Mgmt | For | For | For |
| | 4 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 5 | Elect Leif Johansson | | Mgmt | For | For | For |
| | 6 | Elect Pascal Soriot | | Mgmt | For | For | For |
| | 7 | Elect Marc Dunoyer | | Mgmt | For | For | For |
| | 8 | Elect Genevieve B. Berger | | Mgmt | For | For | For |
| | 9 | Elect D. Bruce Burlington | | Mgmt | For | For | For |
| | 10 | Elect Ann Cairns | | Mgmt | For | For | For |
| | 11 | Elect Graham Chipchase | | Mgmt | For | For | For |
| | 12 | Elect Jean-Philippe Courtois | | Mgmt | For | Against | Against |
| | 13 | Elect Rudy H.P. Markham | | Mgmt | For | For | For |
| | 14 | Elect Nancy Rothwell | | Mgmt | For | For | For |
| | 15 | Elect Shriti Vadera | | Mgmt | For | For | For |
| | 16 | Elect John S. Varley | | Mgmt | For | For | For |
| | 17 | Elect Marcus Wallenberg | | Mgmt | For | Against | Against |
| | 18 | Remuneration Report (Advisory) | | Mgmt | For | For | For |
| | 19 | Remuneration Policy (Binding) | | Mgmt | For | For | For |
| | 20 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 24 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 25 | Performance Share Plan | | Mgmt | For | For | For |
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| AT&T Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | T | CUSIP 00206R102 | | 04/25/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Randall L. Stephenson | | Mgmt | For | For | For |
| | 2 | Elect Reuben V. Anderson | | Mgmt | For | For | For |
| | 3 | Elect Jaime Chico Pardo | | Mgmt | For | For | For |
| | 4 | Elect Scott T. Ford | | Mgmt | For | For | For |
| | 5 | Elect James P. Kelly | | Mgmt | For | For | For |
| | 6 | Elect Jon C. Madonna | | Mgmt | For | For | For |
| | 7 | Elect Michael B. McCallister | | Mgmt | For | For | For |
| | 8 | Elect John B. McCoy | | Mgmt | For | For | For |
| | 9 | Elect Beth E. Mooney | | Mgmt | For | For | For |
| | 10 | Elect Joyce M. Roche | | Mgmt | For | For | For |
| | 11 | Elect Matthew K. Rose | | Mgmt | For | For | For |
| | 12 | Elect Cynthia B. Taylor | | Mgmt | For | For | For |
| | 13 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Approval of AT&T Severance Policy | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
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| AvalonBay Communities, Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AVB | CUSIP 053484101 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Glyn F. Aeppel | | Mgmt | For | For | For |
| | 1.2 | Elect Alan B. Buckelew | | Mgmt | For | For | For |
| | 1.3 | Elect Bruce A. Choate | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Healy, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Timothy J. Naughton | | Mgmt | For | For | For |
| | 1.6 | Elect Lance R. Primis | | Mgmt | For | For | For |
| | 1.7 | Elect Peter S. Rummell | | Mgmt | For | For | For |
| | 1.8 | Elect H. Jay Sarles | | Mgmt | For | For | For |
| | 1.9 | Elect W. Edward Walter | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Approval of Performance Goals Under the 2009 Stock Option and Incentive Plan | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
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| Bank of America Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAC | CUSIP 060505104 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sharon L. Allen | | Mgmt | For | For | For |
| | 2 | Elect Susan S. Bies | | Mgmt | For | For | For |
| | 3 | Elect Jack O. Bovender, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Frank P. Bramble, Sr. | | Mgmt | For | For | For |
| | 5 | Elect Pierre J. P. de Weck | | Mgmt | For | For | For |
| | 6 | Elect Arnold W. Donald | | Mgmt | For | For | For |
| | 7 | Elect Charles K. Gifford | | Mgmt | For | For | For |
| | 8 | Elect Charles O. Holliday, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Linda P. Hudson | | Mgmt | For | For | For |
| | 10 | Elect Monica C. Lozano | | Mgmt | For | For | For |
| | 11 | Elect Thomas J. May | | Mgmt | For | For | For |
| | 12 | Elect Brian T. Moynihan | | Mgmt | For | For | For |
| | 13 | Elect Lionel L. Nowell, III | | Mgmt | For | For | For |
| | 14 | Elect Clayton S. Rose | | Mgmt | For | For | For |
| | 15 | Elect R. David Yost | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
| | 18 | Amendment to Series T Preferred Stock | | Mgmt | For | For | For |
| | 19 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
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| Bank of New York Mellon Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BK | CUSIP 064058100 | | 04/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ruth E. Bruch | | Mgmt | For | For | For |
| | 2 | Elect Nicholas M. Donofrio | | Mgmt | For | For | For |
| | 3 | Elect Jeffrey A. Goldstein | | Mgmt | For | For | For |
| | 4 | Elect Gerald L. Hassell | | Mgmt | For | For | For |
| | 5 | Elect Edmund F. Kelly | | Mgmt | For | For | For |
| | 6 | Elect Richard J. Kogan | | Mgmt | For | For | For |
| | 7 | Elect Michael J. Kowalski | | Mgmt | For | For | For |
| | 8 | Elect John A. Luke, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Mark A. Nordenberg | | Mgmt | For | For | For |
| | 10 | Elect Catherine A. Rein | | Mgmt | For | For | For |
| | 11 | Elect William C. Richardson | | Mgmt | For | For | For |
| | 12 | Elect Samuel C. Scott III | | Mgmt | For | For | For |
| | 13 | Elect Wesley W. von Schack | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Amendments to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Barclays plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BARC | CUSIP 06738E204 | | 04/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Remuneration Report (Advisory) | | Mgmt | For | For | For |
| | 3 | Remuneration Policy (Binding) | | Mgmt | For | For | For |
| | 4 | Maximum Variable Pay Ratio | | Mgmt | For | For | For |
| | 5 | Elect Mike Ashley | | Mgmt | For | For | For |
| | 6 | Elect Wendy Lucas-Bull | | Mgmt | For | For | For |
| | 7 | Elect Tushar Morzaria | | Mgmt | For | For | For |
| | 8 | Elect Frits van Paasschen | | Mgmt | For | For | For |
| | 9 | Elect Stephen G. Thieke | | Mgmt | For | For | For |
| | 10 | Elect Tim Breedon | | Mgmt | For | For | For |
| | 11 | Elect Reuben Jeffery III | | Mgmt | For | For | For |
| | 12 | Elect Antony Jenkins | | Mgmt | For | For | For |
| | 13 | Elect Dambisa Moyo | | Mgmt | For | For | For |
| | 14 | Elect Sir Michael Rake | | Mgmt | For | For | For |
| | 15 | Elect Diane de Saint Victor | | Mgmt | For | For | For |
| | 16 | Elect Sir John Sunderland | | Mgmt | For | For | For |
| | 17 | Elect Sir David Walker | | Mgmt | For | For | For |
| | 18 | Appointment of Auditor | | Mgmt | For | For | For |
| | 19 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 20 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | | Mgmt | For | For | For |
| | 24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | | Mgmt | For | For | For |
| | 25 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 26 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Baxter International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAX | CUSIP 071813109 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Wayne T. Hockmeyer | | Mgmt | For | For | For |
| | 2 | Elect Robert L. Parkinson, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Thomas T. Stallkamp | | Mgmt | For | For | For |
| | 4 | Elect Albert P.L. Stroucken | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| BB&T Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBT | CUSIP 054937107 | | 04/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jennifer S. Banner | | Mgmt | For | For | For |
| | 1.2 | Elect K. David Boyer, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Anna R. Cablik | | Mgmt | For | For | For |
| | 1.4 | Elect Ronald E. Deal | | Mgmt | For | For | For |
| | 1.5 | Elect James A. Faulkner | | Mgmt | For | For | For |
| | 1.6 | Elect I. Patricia Henry | | Mgmt | For | For | For |
| | 1.7 | Elect John P. Howe, III | | Mgmt | For | For | For |
| | 1.8 | Elect Eric C. Kendrick | | Mgmt | For | For | For |
| | 1.9 | Elect Kelly S. King | | Mgmt | For | For | For |
| | 1.10 | Elect Louis B. Lynn | | Mgmt | For | For | For |
| | 1.11 | Elect Edward C. Milligan | | Mgmt | For | For | For |
| | 1.12 | Elect Charles A. Patton | | Mgmt | For | For | For |
| | 1.13 | Elect Nido R. Qubein | | Mgmt | For | For | For |
| | 1.14 | Elect Tollie W. Rich, Jr. | | Mgmt | For | For | For |
| | 1.15 | Elect Thomas E. Skains | | Mgmt | For | For | For |
| | 1.16 | Elect Thomas N. Thompson | | Mgmt | For | For | For |
| | 1.17 | Elect Edwin H. Welch | | Mgmt | For | For | For |
| | 1.18 | Elect Stephen T. Williams | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | | ShrHldr | Against | Against | For |
|
|
|
| Bristol-Myers Squibb Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BMY | CUSIP 110122108 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lamberto Andreotti | | Mgmt | For | For | For |
| | 2 | Elect Lewis B. Campbell | | Mgmt | For | For | For |
| | 3 | Elect James M. Cornelius | | Mgmt | For | For | For |
| | 4 | Elect Laurie H. Glimcher | | Mgmt | For | For | For |
| | 5 | Elect Michael Grobstein | | Mgmt | For | For | For |
| | 6 | Elect Alan J. Lacy | | Mgmt | For | For | For |
| | 7 | Elect Thomas J. Lynch | | Mgmt | For | For | For |
| | 8 | Elect Dinesh Paliwal | | Mgmt | For | For | For |
| | 9 | Elect Vicki L. Sato | | Mgmt | For | For | For |
| | 10 | Elect Gerald L. Storch | | Mgmt | For | For | For |
| | 11 | Elect Togo D. West, Jr. | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 14 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| Calpine Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CPN | CUSIP 131347304 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frank Cassidy | | Mgmt | For | For | For |
| | 1.2 | Elect Jack A. Fusco | | Mgmt | For | For | For |
| | 1.3 | Elect John B. (Thad) Hill | | Mgmt | For | For | For |
| | 1.4 | Elect Robert C. Hinckley | | Mgmt | For | For | For |
| | 1.5 | Elect Michael W. Hofmann | | Mgmt | For | For | For |
| | 1.6 | Elect David C. Merritt | | Mgmt | For | For | For |
| | 1.7 | Elect W. Benjamin Moreland | | Mgmt | For | For | For |
| | 1.8 | Elect Robert A. Mosbacher, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Denise M. O'Leary | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Capital One Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COF | CUSIP 14040H105 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard D. Fairbank | | Mgmt | For | For | For |
| | 2 | Elect Patrick W. Gross | | Mgmt | For | For | For |
| | 3 | Elect Ann F. Hackett | | Mgmt | For | For | For |
| | 4 | Elect Lewis Hay, III | | Mgmt | For | For | For |
| | 5 | Elect Benjamin P. Jenkins, III | | Mgmt | For | For | For |
| | 6 | Elect Pierre E. Leroy | | Mgmt | For | For | For |
| | 7 | Elect Peter E. Raskind | | Mgmt | For | For | For |
| | 8 | Elect Mayo A. Shattuck III | | Mgmt | For | For | For |
| | 9 | Elect Bradford H. Warner | | Mgmt | For | For | For |
| | 10 | Elect Catherine G. West | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Amendment to the 2004 Stock Incentive Plan | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | | Mgmt | For | For | For |
| | 15 | Elimination of Supermajority Requirement for the Removal of Directors | | Mgmt | For | For | For |
| | 16 | Elimination of Supermajority Requirement for Certain Business Combinations | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| CareFusion Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CFN | CUSIP 14170T101 | | 11/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kieran T. Gallahue | | Mgmt | For | For | For |
| | 2 | Elect J. Michael Losh | | Mgmt | For | Against | Against |
| | 3 | Elect Edward D. Miller | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Amend Certificate of Incorporation to Repeal Classified Board | | Mgmt | For | For | For |
| | 7 | Amend Bylaws to Repeal Classified Board | | Mgmt | For | For | For |
| | 8 | Amend Bylaws to Adopt Majority Voting for Election of Directors | | Mgmt | For | For | For |
| | 9 | Amend Certificate of Incorporation to Reduce Supermajority Requirement | | Mgmt | For | For | For |
| | 10 | Amend Bylaws to Reduce Supermajority Requirement | | Mgmt | For | For | For |
|
|
|
| Caterpillar Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAT | CUSIP 149123101 | | 06/11/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David L. Calhoun | | Mgmt | For | For | For |
| | 2 | Elect Daniel M. Dickinson | | Mgmt | For | For | For |
| | 3 | Elect Juan Gallardo | | Mgmt | For | For | For |
| | 4 | Elect Jesse J. Greene, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Jon M. Huntsman, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Peter A. Magowan | | Mgmt | For | For | For |
| | 7 | Elect Dennis A. Muilenburg | | Mgmt | For | For | For |
| | 8 | Elect Douglas R. Oberhelman | | Mgmt | For | For | For |
| | 9 | Elect William A. Osborn | | Mgmt | For | For | For |
| | 10 | Elect Edward B. Rust, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Susan C. Schwab | | Mgmt | For | For | For |
| | 12 | Elect Miles D. White | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Approval of the 2014 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 16 | Approval of the Executive Short-Term Incentive Plan | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Sales to the Government of Sudan | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
|
|
|
| Charles Schwab Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SCHW | CUSIP 808513105 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Frank C. Herringer | | Mgmt | For | For | For |
| | 2 | Elect Stephen T. McLin | | Mgmt | For | For | For |
| | 3 | Elect Roger O. Walther | | Mgmt | For | For | For |
| | 4 | Elect Robert N. Wilson | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Employment Diversity Report | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal: Accelerated vesting upon change in control | | ShrHldr | Against | Against | For |
|
|
|
| Chevron Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVX | CUSIP 166764100 | | 05/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Linnet F. Deily | | Mgmt | For | Against | Against |
| | 2 | Elect Robert E. Denham | | Mgmt | For | Against | Against |
| | 3 | Elect Alice P. Gast | | Mgmt | For | Against | Against |
| | 4 | Elect Enrique Hernandez, Jr. | | Mgmt | For | Against | Against |
| | 5 | Elect Jon M. Huntsman, Jr. | | Mgmt | For | Against | Against |
| | 6 | Elect George L. Kirkland | | Mgmt | For | Against | Against |
| | 7 | Elect Charles W. Moorman, IV | | Mgmt | For | Against | Against |
| | 8 | Elect Kevin W. Sharer | | Mgmt | For | Against | Against |
| | 9 | Elect John G. Stumpf | | Mgmt | For | Against | Against |
| | 10 | Elect Ronald D. Sugar | | Mgmt | For | Against | Against |
| | 11 | Elect Carl Ware | | Mgmt | For | Against | Against |
| | 12 | Elect John S. Watson | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Charitable Contributions | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Country Selection Guidelines | | ShrHldr | Against | Against | For |
|
|
|
| CIGNA Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CI | CUSIP 125509109 | | 04/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Eric J. Foss | | Mgmt | For | For | For |
| | 2 | Elect Roman Martinez IV | | Mgmt | For | For | For |
| | 3 | Elect William D. Zollars | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Cisco Systems, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSCO | CUSIP 17275R102 | | 11/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carol A. Bartz | | Mgmt | For | For | For |
| | 2 | Elect Marc Benioff | | Mgmt | For | For | For |
| | 3 | Elect Gregory Q. Brown | | Mgmt | For | For | For |
| | 4 | Elect M. Michele Burns | | Mgmt | For | For | For |
| | 5 | Elect Michael D. Capellas | | Mgmt | For | For | For |
| | 6 | Elect John T. Chambers | | Mgmt | For | For | For |
| | 7 | Elect Brian L. Halla | | Mgmt | For | For | For |
| | 8 | Elect John L. Hennessy | | Mgmt | For | For | For |
| | 9 | Elect Kristina M. Johnson | | Mgmt | For | For | For |
| | 10 | Elect Roderick C. McGeary | | Mgmt | For | For | For |
| | 11 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 12 | Elect Steven M. West | | Mgmt | For | For | For |
| | 13 | Amendment to the 2005 Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Proxy Advice Contest | | ShrHldr | Against | Against | For |
|
|
|
| Citigroup Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | C | CUSIP 172967424 | | 04/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael L. Corbat | | Mgmt | For | For | For |
| | 2 | Elect Duncan P. Hennes | | Mgmt | For | For | For |
| | 3 | Elect Franz B. Humer | | Mgmt | For | For | For |
| | 4 | Elect Eugene M. McQuade | | Mgmt | For | For | For |
| | 5 | Elect Michael E. O'Neill | | Mgmt | For | For | For |
| | 6 | Elect Gary M. Reiner | | Mgmt | For | For | For |
| | 7 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 8 | Elect Robert L. Ryan | | Mgmt | For | For | For |
| | 9 | Elect Anthony M. Santomero | | Mgmt | For | For | For |
| | 10 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 11 | Elect Diana L. Taylor | | Mgmt | For | For | For |
| | 12 | Elect William S. Thompson, Jr. | | Mgmt | For | For | For |
| | 13 | Elect James S. Turley | | Mgmt | For | For | For |
| | 14 | Elect Ernesto Zedillo Ponce de Leon | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Approval of the 2014 Stock Incentive Plan | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Director Indemnification | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| City National Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CYN | CUSIP 178566105 | | 04/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Russell Goldsmith | | Mgmt | For | For | For |
| | 2 | Elect Bram Goldsmith | | Mgmt | For | For | For |
| | 3 | Elect Mohamad Ali | | Mgmt | For | For | For |
| | 4 | Elect Richard L. Bloch | | Mgmt | For | For | For |
| | 5 | Elect Kenneth L. Coleman | | Mgmt | For | For | For |
| | 6 | Elect Ashok Israni | | Mgmt | For | For | For |
| | 7 | Elect Bruce Rosenblum | | Mgmt | For | For | For |
| | 8 | Elect Peter M. Thomas | | Mgmt | For | For | For |
| | 9 | Elect Robert H. Tuttle | | Mgmt | For | Against | Against |
| | 10 | Elect Christopher J. Warmuth | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| CME Group Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CME | CUSIP 12572Q105 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Terrence A. Duffy | | Mgmt | For | Against | Against |
| | 2 | Elect Phupinder S. Gill | | Mgmt | For | Against | Against |
| | 3 | Elect Timothy S. Bitsberger | | Mgmt | For | Against | Against |
| | 4 | Elect Charles P. Carey | | Mgmt | For | Against | Against |
| | 5 | Elect Dennis H. Chookaszian | | Mgmt | For | Against | Against |
| | 6 | Elect Martin J. Gepsman | | Mgmt | For | Against | Against |
| | 7 | Elect Larry G. Gerdes | | Mgmt | For | Against | Against |
| | 8 | Elect Daniel R. Glickman | | Mgmt | For | Against | Against |
| | 9 | Elect J. Dennis Hastert | | Mgmt | For | Against | Against |
| | 10 | Elect Leo Melamed | | Mgmt | For | Against | Against |
| | 11 | Elect William P. Miller II | | Mgmt | For | Against | Against |
| | 12 | Elect James E. Oliff | | Mgmt | For | Against | Against |
| | 13 | Elect Edemir Pinto | | Mgmt | For | Against | Against |
| | 14 | Elect Alex J. Pollock | | Mgmt | For | Against | Against |
| | 15 | Elect John F. Sandner | | Mgmt | For | Against | Against |
| | 16 | Elect Terry L. Savage | | Mgmt | For | Against | Against |
| | 17 | Elect William R. Shepard | | Mgmt | For | Against | Against |
| | 18 | Elect Dennis A. Suskind | | Mgmt | For | Against | Against |
| | 19 | Ratification of Auditor | | Mgmt | For | For | For |
| | 20 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 21 | Amendment to the 2005 Director Stock Plan | | Mgmt | For | For | For |
| | 22 | Amendment to the Incentive Plan for Named Executive Officers | | Mgmt | For | For | For |
| | 23 | Modification to Director Election Rights of Class B Shareholders | | Mgmt | For | For | For |
|
|
|
| Coca-Cola Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KO | CUSIP 191216100 | | 04/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Herbert A. Allen | | Mgmt | For | For | For |
| | 2 | Elect Ronald W. Allen | | Mgmt | For | For | For |
| | 3 | Elect Ana Botin | | Mgmt | For | For | For |
| | 4 | Elect Howard G. Buffett | | Mgmt | For | For | For |
| | 5 | Elect Richard M. Daley | | Mgmt | For | For | For |
| | 6 | Elect Barry Diller | | Mgmt | For | For | For |
| | 7 | Elect Helene D. Gayle | | Mgmt | For | For | For |
| | 8 | Elect Evan G. Greenberg | | Mgmt | For | For | For |
| | 9 | Elect Alexis M. Herman | | Mgmt | For | For | For |
| | 10 | Elect Muhtar Kent | | Mgmt | For | For | For |
| | 11 | Elect Robert A. Kotick | | Mgmt | For | For | For |
| | 12 | Elect Maria Elena Lagomasino | | Mgmt | For | For | For |
| | 13 | Elect Sam Nunn | | Mgmt | For | For | For |
| | 14 | Elect James D. Robinson III | | Mgmt | For | For | For |
| | 15 | Elect Peter V. Ueberroth | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 17 | 2014 Equity Plan | | Mgmt | For | For | For |
| | 18 | Ratification of Auditor | | Mgmt | For | For | For |
| | 19 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Coca-Cola Enterprises, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CCE | CUSIP 19122T109 | | 04/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jan Bennink | | Mgmt | For | For | For |
| | 2 | Elect John F. Brock | | Mgmt | For | For | For |
| | 3 | Elect Calvin Darden | | Mgmt | For | For | For |
| | 4 | Elect L. Phillip Humann | | Mgmt | For | For | For |
| | 5 | Elect Orrin H. Ingram II | | Mgmt | For | For | For |
| | 6 | Elect Thomas H. Johnson | | Mgmt | For | For | For |
| | 7 | Elect Suzanne B. Labarge | | Mgmt | For | For | For |
| | 8 | Elect Veronique Morali | | Mgmt | For | For | For |
| | 9 | Elect Andrea L. Saia | | Mgmt | For | For | For |
| | 10 | Elect Garry Watts | | Mgmt | For | For | For |
| | 11 | Elect Curtis R. Welling | | Mgmt | For | For | For |
| | 12 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Colgate-Palmolive Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CL | CUSIP 194162103 | | 05/09/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Nikesh Arora | | Mgmt | For | For | For |
| | 2 | Elect John T. Cahill | | Mgmt | For | For | For |
| | 3 | Elect Ian M. Cook | | Mgmt | For | For | For |
| | 4 | Elect Helene D. Gayle | | Mgmt | For | For | For |
| | 5 | Elect Ellen M. Hancock | | Mgmt | For | For | For |
| | 6 | Elect Joseph Jimenez | | Mgmt | For | For | For |
| | 7 | Elect Richard J. Kogan | | Mgmt | For | For | For |
| | 8 | Elect Delano E. Lewis | | Mgmt | For | For | For |
| | 9 | Elect J. Pedro Reinhard | | Mgmt | For | For | For |
| | 10 | Elect Stephen I. Sadove | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Comcast Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMCSA | CUSIP 20030N200 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kenneth J. Bacon | | Mgmt | For | For | For |
| | 1.2 | Elect Sheldon M. Bonovitz | | Mgmt | For | For | For |
| | 1.3 | Elect Edward D. Breen | | Mgmt | For | For | For |
| | 1.4 | Elect Joseph J. Collins | | Mgmt | For | For | For |
| | 1.5 | Elect J. Michael Cook | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald L. Hassell | | Mgmt | For | For | For |
| | 1.7 | Elect Jeffrey A. Honickman | | Mgmt | For | For | For |
| | 1.8 | Elect Eduardo G. Mestre | | Mgmt | For | For | For |
| | 1.9 | Elect Brian L. Roberts | | Mgmt | For | For | For |
| | 1.10 | Elect Ralph J. Roberts | | Mgmt | For | For | For |
| | 1.11 | Elect Johnathan A. Rodgers | | Mgmt | For | For | For |
| | 1.12 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| ConocoPhillips | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COP | CUSIP 20825C104 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard L. Armitage | | Mgmt | For | For | For |
| | 2 | Elect Richard H. Auchinleck | | Mgmt | For | For | For |
| | 3 | Elect Charles E. Bunch | | Mgmt | For | For | For |
| | 4 | Elect James E. Copeland, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Jody L Freeman | | Mgmt | For | For | For |
| | 6 | Elect Gay Huey Evans | | Mgmt | For | For | For |
| | 7 | Elect Ryan M. Lance | | Mgmt | For | For | For |
| | 8 | Elect Robert A. Niblock | | Mgmt | For | For | For |
| | 9 | Elect Harald J. Norvik | | Mgmt | For | For | For |
| | 10 | Elect William E. Wade, Jr. | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | 2014 Omnibus Stock and Performance Incentive Plan | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
|
|
|
| Covidien Public Limited Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COV | CUSIP G2554F113 | | 03/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jose E. Almeida | | Mgmt | For | For | For |
| | 2 | Elect Joy A. Amundson | | Mgmt | For | For | For |
| | 3 | Elect Craig Arnold | | Mgmt | For | For | For |
| | 4 | Elect Robert H. Brust | | Mgmt | For | For | For |
| | 5 | Elect Christopher J. Coughlin | | Mgmt | For | For | For |
| | 6 | Elect Randall J. Hogan, III | | Mgmt | For | For | For |
| | 7 | Elect Martin D. Madaus | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Elect Stephen H. Rusckowski | | Mgmt | For | For | For |
| | 10 | Elect Joseph A. Zaccagnino | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 14 | Authority to Reissue Treasury Shares | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares with Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares without Preemptive Rights | | Mgmt | For | For | For |
|
|
|
| CVS Caremark Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVS | CUSIP 126650100 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. David Brown II | | Mgmt | For | For | For |
| | 2 | Elect Nancy-Ann M. Deparle | | Mgmt | For | For | For |
| | 3 | Elect David W. Dorman | | Mgmt | For | For | For |
| | 4 | Elect Anne M. Finucane | | Mgmt | For | For | For |
| | 5 | Elect Larry J. Merlo | | Mgmt | For | For | For |
| | 6 | Elect Jean-Pierre Millon | | Mgmt | For | For | For |
| | 7 | Elect Richard J. Swift | | Mgmt | For | For | For |
| | 8 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 9 | Elect Tony L. White | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| D.R. Horton, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DHI | CUSIP 23331A109 | | 01/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Donald R. Horton | | Mgmt | For | For | For |
| | 2 | Elect Barbara K. Allen | | Mgmt | For | For | For |
| | 3 | Elect Bradley S. Anderson | | Mgmt | For | For | For |
| | 4 | Elect Michael R. Buchanan | | Mgmt | For | For | For |
| | 5 | Elect Michael W. Hewatt | | Mgmt | For | For | For |
| | 6 | Elect Donald J. Tomnitz | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Delta Air Lines, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DAL | CUSIP 247361702 | | 06/27/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard H. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Edward H. Bastian | | Mgmt | For | For | For |
| | 3 | Elect Roy J. Bostock | | Mgmt | For | For | For |
| | 4 | Elect John S. Brinzo | | Mgmt | For | For | For |
| | 5 | Elect Daniel A. Carp | | Mgmt | For | For | For |
| | 6 | Elect David G. DeWalt | | Mgmt | For | For | For |
| | 7 | Elect William H. Easter III | | Mgmt | For | For | For |
| | 8 | Elect Mickey P. Foret | | Mgmt | For | For | For |
| | 9 | Elect Shirley C. Franklin | | Mgmt | For | For | For |
| | 10 | Elect David R. Goode | | Mgmt | For | For | For |
| | 11 | Elect George N. Mattson | | Mgmt | For | For | For |
| | 12 | Elect Paula Rosput Reynolds | | Mgmt | For | For | For |
| | 13 | Elect Kenneth C. Rogers | | Mgmt | For | For | For |
| | 14 | Elect Kenneth B. Woodrow | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Change in Board Size | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Dominion Resources, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | D | CUSIP 25746U109 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William P. Barr | | Mgmt | For | Against | Against |
| | 2 | Elect Peter W. Brown | | Mgmt | For | Against | Against |
| | 3 | Elect Helen E. Dragas | | Mgmt | For | Against | Against |
| | 4 | Elect James O. Ellis, Jr. | | Mgmt | For | Against | Against |
| | 5 | Elect Thomas F. Farrell II | | Mgmt | For | Against | Against |
| | 6 | Elect John W. Harris | | Mgmt | For | Against | Against |
| | 7 | Elect Mark J. Kington | | Mgmt | For | Against | Against |
| | 8 | Elect Pamela L. Royal | | Mgmt | For | Against | Against |
| | 9 | Elect Robert H. Spilman, Jr. | | Mgmt | For | Against | Against |
| | 10 | Elect Michael E. Szymanczyk | | Mgmt | For | Against | Against |
| | 11 | Elect David A. Wollard | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | 2014 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Financial Risks of Climate Change | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Environmental Impacts and Risks of Biomass | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
|
|
|
| Dow Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOW | CUSIP 260543103 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arnold A. Allemang | | Mgmt | For | For | For |
| | 2 | Elect Ajay S. Banga | | Mgmt | For | For | For |
| | 3 | Elect Jacqueline K. Barton | | Mgmt | For | For | For |
| | 4 | Elect James A. Bell | | Mgmt | For | For | For |
| | 5 | Elect Jeff M. Fettig | | Mgmt | For | For | For |
| | 6 | Elect Andrew N. Liveris | | Mgmt | For | For | For |
| | 7 | Elect Paul Polman | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Elect James M. Ringler | | Mgmt | For | For | For |
| | 10 | Elect Ruth G. Shaw | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 2012 Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Dr Pepper Snapple Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DPS | CUSIP 26138E109 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John L. Adams | | Mgmt | For | For | For |
| | 2 | Elect Joyce M. Roche | | Mgmt | For | For | For |
| | 3 | Elect Ronald G. Rogers | | Mgmt | For | For | For |
| | 4 | Elect Wayne R. Sanders | | Mgmt | For | For | For |
| | 5 | Elect Jack L. Stahl | | Mgmt | For | For | For |
| | 6 | Elect Larry D. Young | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | | ShrHldr | Against | Against | For |
| | 10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | | Mgmt | For | For | For |
|
|
|
| Duke Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DUK | CUSIP 26441C204 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect G. Alex Bernhardt, Sr. | | Mgmt | For | For | For |
| | 1.2 | Elect Michael G. Browning | | Mgmt | For | For | For |
| | 1.3 | Elect Harris E. DeLoach, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Daniel R. DiMicco | | Mgmt | For | For | For |
| | 1.5 | Elect John H. Forsgren | | Mgmt | For | For | For |
| | 1.6 | Elect Lynn J. Good | | Mgmt | For | For | For |
| | 1.7 | Elect Ann Maynard Gray | | Mgmt | For | For | For |
| | 1.8 | Elect James H. Hance, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect John T. Herron | | Mgmt | For | For | For |
| | 1.10 | Elect James B. Hyler, Jr. | | Mgmt | For | For | For |
| | 1.11 | Elect William E. Kennard | | Mgmt | For | For | For |
| | 1.12 | Elect E. Marie McKee | | Mgmt | For | For | For |
| | 1.13 | Elect E. James Reinsch | | Mgmt | For | For | For |
| | 1.14 | Elect James T. Rhodes | | Mgmt | For | For | For |
| | 1.15 | Elect Carlos A. Saladrigas | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Restoration of Written Consent | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
|
|
|
| E.I. du Pont de Nemours and Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DD | CUSIP 263534109 | | 04/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lamberto Andreotti | | Mgmt | For | For | For |
| | 2 | Elect Richard H. Brown | | Mgmt | For | For | For |
| | 3 | Elect Robert A. Brown | | Mgmt | For | For | For |
| | 4 | Elect Bertrand P. Collomb | | Mgmt | For | For | For |
| | 5 | Elect Curtis J. Crawford | | Mgmt | For | For | For |
| | 6 | Elect Alexander M. Cutler | | Mgmt | For | For | For |
| | 7 | Elect Eleuthere I. du Pont | | Mgmt | For | For | For |
| | 8 | Elect Marillyn A. Hewson | | Mgmt | For | For | For |
| | 9 | Elect Lois D. Juliber | | Mgmt | For | For | For |
| | 10 | Elect Ellen J. Kullman | | Mgmt | For | For | For |
| | 11 | Elect Lee M. Thomas | | Mgmt | For | For | For |
| | 12 | Elect Patrick J. Ward | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Prohibition of Political Spending | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Herbicide Use | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Report on Impact of Plant Closures | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Eaton Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETN | CUSIP G29183103 | | 04/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect George S. Barrett | | Mgmt | For | For | For |
| | 2 | Elect Todd M. Bluedorn | | Mgmt | For | For | For |
| | 3 | Elect Christopher M. Connor | | Mgmt | For | For | For |
| | 4 | Elect Michael J. Critelli | | Mgmt | For | For | For |
| | 5 | Elect Alexander M. Cutler | | Mgmt | For | For | For |
| | 6 | Elect Charles E. Golden | | Mgmt | For | For | For |
| | 7 | Elect Linda A. Hill | | Mgmt | For | For | For |
| | 8 | Elect Arthur E. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Ned C. Lautenbach | | Mgmt | For | For | For |
| | 10 | Elect Deborah L. McCoy | | Mgmt | For | For | For |
| | 11 | Elect Gregory R. Page | | Mgmt | For | For | For |
| | 12 | Elect Gerald B. Smith | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| EBay Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EBAY | CUSIP 278642103 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Fred D. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Edward W. Barnholt | | Mgmt | For | For | For |
| | 1.3 | Elect Scott D. Cook | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Donahoe | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to 2008 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding PayPal Spin-Off | | ShrHldr | Against | Against | For |
|
|
|
| Edison International | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EIX | CUSIP 281020107 | | 04/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jagjeet S. Bindra | | Mgmt | For | For | For |
| | 2 | Elect Vanessa C.L. Chang | | Mgmt | For | For | For |
| | 3 | Elect France A. Cordova | | Mgmt | For | For | For |
| | 4 | Elect Theodore F. Craver, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Bradford M. Freeman | | Mgmt | For | For | For |
| | 6 | Elect Luis G. Nogales | | Mgmt | For | For | For |
| | 7 | Elect Richard T. Schlosberg, III | | Mgmt | For | For | For |
| | 8 | Elect Linda G. Stuntz | | Mgmt | For | Against | Against |
| | 9 | Elect Thomas C. Sutton | | Mgmt | For | For | For |
| | 10 | Elect Ellen O. Tauscher | | Mgmt | For | For | For |
| | 11 | Elect Peter J. Taylor | | Mgmt | For | For | For |
| | 12 | Elect Brett White | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Eli Lilly and Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LLY | CUSIP 532457108 | | 05/05/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael L. Eskew | | Mgmt | For | For | For |
| | 2 | Elect Karen N. Horn | | Mgmt | For | For | For |
| | 3 | Elect William Kaelin | | Mgmt | For | For | For |
| | 4 | Elect John C. Lechleiter | | Mgmt | For | For | For |
| | 5 | Elect Marschall S. Runge | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| EMC Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMC | CUSIP 268648102 | | 04/30/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael W. Brown | | Mgmt | For | For | For |
| | 2 | Elect Randolph L. Cowen | | Mgmt | For | For | For |
| | 3 | Elect Gail Deegan | | Mgmt | For | For | For |
| | 4 | Elect James S. DiStasio | | Mgmt | For | For | For |
| | 5 | Elect John R. Egan | | Mgmt | For | For | For |
| | 6 | Elect William D. Green | | Mgmt | For | For | For |
| | 7 | Elect Edmund F. Kelly | | Mgmt | For | For | For |
| | 8 | Elect Jami Miscik | | Mgmt | For | For | For |
| | 9 | Elect Paul Sagan | | Mgmt | For | For | For |
| | 10 | Elect David N. Strohm | | Mgmt | For | For | For |
| | 11 | Elect Joseph M. Tucci | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Emerson Electric Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMR | CUSIP 291011104 | | 02/04/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David N. Farr | | Mgmt | For | For | For |
| | 1.2 | Elect Harriet Green | | Mgmt | For | For | For |
| | 1.3 | Elect Charles A. Peters | | Mgmt | For | For | For |
| | 1.4 | Elect Joseph W. Prueher | | Mgmt | For | For | For |
| | 1.5 | Elect August A. Busch III | | Mgmt | For | For | For |
| | 1.6 | Elect James S. Turley | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Sustainability Report | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Entergy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETR | CUSIP 29364G103 | | 05/02/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Election of Directors | | Mgmt | For | For | For |
| | 2 | Elect Maureen S. Bateman | | Mgmt | For | For | For |
| | 3 | Elect Leo P. Denault | | Mgmt | For | For | For |
| | 4 | Elect Kirkland H. Donald | | Mgmt | For | For | For |
| | 5 | Elect Gary W. Edwards | | Mgmt | For | For | For |
| | 6 | Elect Alexis M. Herman | | Mgmt | For | For | For |
| | 7 | Elect Donald C. Hintz | | Mgmt | For | For | For |
| | 8 | Elect Stuart L. Levenick | | Mgmt | For | For | For |
| | 9 | Elect Blanche L. Lincoln | | Mgmt | For | For | For |
| | 10 | Elect Stewart C. Myers | | Mgmt | For | For | For |
| | 11 | Elect Steven V. Wilkinson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Decommissioning of Indian Point Nuclear Reactors | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Reporting on Nuclear Safety | | ShrHldr | Against | Against | For |
|
|
|
| Exxon Mobil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XOM | CUSIP 30231G102 | | 05/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael J. Boskin | | Mgmt | For | For | For |
| | 1.2 | Elect Peter Brabeck-Letmathe | | Mgmt | For | For | For |
| | 1.3 | Elect Ursula M. Burns | | Mgmt | For | For | For |
| | 1.4 | Elect Larry R. Faulkner | | Mgmt | For | For | For |
| | 1.5 | Elect Jay S. Fishman | | Mgmt | For | For | For |
| | 1.6 | Elect Henrietta H. Fore | | Mgmt | For | For | For |
| | 1.7 | Elect Kenneth C. Frazier | | Mgmt | For | For | For |
| | 1.8 | Elect William W. George | | Mgmt | For | For | For |
| | 1.9 | Elect Samuel J. Palmisano | | Mgmt | For | For | For |
| | 1.10 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 1.11 | Elect Rex W. Tillerson | | Mgmt | For | For | For |
| | 1.12 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
|
|
|
| FedEx Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FDX | CUSIP 31428X106 | | 09/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James L. Barksdale | | Mgmt | For | For | For |
| | 2 | Elect John A. Edwardson | | Mgmt | For | For | For |
| | 3 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 4 | Elect Steven R. Loranger | | Mgmt | For | For | For |
| | 5 | Elect Gary W. Loveman | | Mgmt | For | For | For |
| | 6 | Elect R. Brad Martin | | Mgmt | For | For | For |
| | 7 | Elect Joshua C. Ramo | | Mgmt | For | For | For |
| | 8 | Elect Susan C. Schwab | | Mgmt | For | For | For |
| | 9 | Elect Frederick W. Smith | | Mgmt | For | For | For |
| | 10 | Elect David P. Steiner | | Mgmt | For | For | For |
| | 11 | Elect Paul S. Walsh | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 2010 Omnibus Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Counting Abstentions | | ShrHldr | Against | Against | For |
|
|
|
| Fifth Third Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FITB | CUSIP 316773100 | | 04/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Nicholas K. Akins | | Mgmt | For | For | For |
| | 2 | Elect B. Evan Bayh III | | Mgmt | For | For | For |
| | 3 | Elect Ulysses L. Bridgeman, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Emerson L. Brumback | | Mgmt | For | For | For |
| | 5 | Elect James P. Hackett | | Mgmt | For | For | For |
| | 6 | Elect Gary R. Heminger | | Mgmt | For | For | For |
| | 7 | Elect Jewell D. Hoover | | Mgmt | For | For | For |
| | 8 | Elect Kevin T. Kabat | | Mgmt | For | For | For |
| | 9 | Elect Mitchel D. Livingston | | Mgmt | For | For | For |
| | 10 | Elect Michael B. McCallister | | Mgmt | For | For | For |
| | 11 | Elect Hendrick G. Meijer | | Mgmt | For | For | For |
| | 12 | Elect Marsha C. Williams | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | 2014 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Firstenergy Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FE | CUSIP 337932107 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul T. Addison | | Mgmt | For | For | For |
| | 1.2 | Elect Anthony J. Alexander | | Mgmt | For | For | For |
| | 1.3 | Elect Michael J. Anderson | | Mgmt | For | For | For |
| | 1.4 | Elect William T. Cottle | | Mgmt | For | For | For |
| | 1.5 | Elect Robert B. Heisler, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Julia L. Johnson | | Mgmt | For | For | For |
| | 1.7 | Elect Ted J. Kleisner | | Mgmt | For | For | For |
| | 1.8 | Elect Donald T. Misheff | | Mgmt | For | For | For |
| | 1.9 | Elect Ernest J. Novak, Jr. | | Mgmt | For | For | For |
| | 1.10 | Elect Christopher D. Pappas | | Mgmt | For | For | For |
| | 1.11 | Elect Catherine A. Rein | | Mgmt | For | For | For |
| | 1.12 | Elect Luis A. Reyes | | Mgmt | For | For | For |
| | 1.13 | Elect George M. Smart | | Mgmt | For | For | For |
| | 1.14 | Elect Wesley M. Taylor | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
|
|
|
| Ford Motor Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | F | CUSIP 345370860 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen G. Butler | | Mgmt | For | For | For |
| | 2 | Elect Kimberly A. Casiano | | Mgmt | For | For | For |
| | 3 | Elect Anthony F. Earley, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Edsel B. Ford II | | Mgmt | For | For | For |
| | 5 | Elect William C. Ford, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Richard A. Gephardt | | Mgmt | For | For | For |
| | 7 | Elect James P. Hackett | | Mgmt | For | For | For |
| | 8 | Elect James H. Hance, Jr. | | Mgmt | For | For | For |
| | 9 | Elect William W. Helman IV | | Mgmt | For | For | For |
| | 10 | Elect Jon M. Huntsman, Jr. | | Mgmt | For | For | For |
| | 11 | Elect John C. Lechleiter | | Mgmt | For | For | For |
| | 12 | Elect Ellen R. Marram | | Mgmt | For | For | For |
| | 13 | Elect Alan Mulally | | Mgmt | For | For | For |
| | 14 | Elect Homer A. Neal | | Mgmt | For | For | For |
| | 15 | Elect Gerald L. Shaheen | | Mgmt | For | For | For |
| | 16 | Elect John L. Thornton | | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
| | 18 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 19 | 2014 Stock Plan for Non-Employee Directors | | Mgmt | For | For | For |
| | 20 | Shareholder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
|
|
|
| Freeport-McMoran Copper & Gold Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FCX | CUSIP 35671D857 | | 06/17/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard C. Adkerson | | Mgmt | For | For | For |
| | 1.2 | Elect Robert J. Allison, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Alan R. Buckwalter, III | | Mgmt | For | For | For |
| | 1.4 | Elect Robert A. Day | | Mgmt | For | For | For |
| | 1.5 | Elect James C. Flores | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald J. Ford | | Mgmt | For | For | For |
| | 1.7 | Elect Thomas A. Fry III | | Mgmt | For | For | For |
| | 1.8 | Elect H. Devon Graham, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Lydia H. Kennard | | Mgmt | For | For | For |
| | 1.10 | Elect Charles C. Krulak | | Mgmt | For | For | For |
| | 1.11 | Elect Bobby Lee Lackey | | Mgmt | For | For | For |
| | 1.12 | Elect Jon C. Madonna | | Mgmt | For | For | For |
| | 1.13 | Elect Dustan E. McCoy | | Mgmt | For | For | For |
| | 1.14 | Elect James R. Moffett | | Mgmt | For | For | For |
| | 1.15 | Elect Stephen H. Siegele | | Mgmt | For | For | For |
| | 1.16 | Elect Frances Fragos Townsend | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Annual Incentive Plan | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
|
|
|
| Freeport-McMoran Copper & Gold Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FCX | CUSIP 35671D857 | | 07/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard C. Adkerson | | Mgmt | For | For | For |
| | 1.2 | Elect Robert J. Allison, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Alan R. Buckwalter, III | | Mgmt | For | For | For |
| | 1.4 | Elect Robert A. Day | | Mgmt | For | For | For |
| | 1.5 | Elect James C. Flores | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald J. Ford | | Mgmt | For | For | For |
| | 1.7 | Elect Thomas A. Fry III | | Mgmt | For | For | For |
| | 1.8 | Elect H. Devon Graham, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Charles C. Krulak | | Mgmt | For | For | For |
| | 1.10 | Elect Bobby Lee Lackey | | Mgmt | For | For | For |
| | 1.11 | Elect Jon C. Madonna | | Mgmt | For | For | For |
| | 1.12 | Elect Dustan E. McCoy | | Mgmt | For | For | For |
| | 1.13 | Elect James R. Moffett | | Mgmt | For | For | For |
| | 1.14 | Elect B. M. Rankin, Jr. | | Mgmt | For | For | For |
| | 1.15 | Elect Stephen H. Siegele | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Board Diversity | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
|
|
|
| Gaming And Leisure Properties, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GLPI | CUSIP 36467J108 | | 06/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph W. Marshall, III | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect E. Scott Urdang | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
|
|
|
| General Dynamics Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GD | CUSIP 369550108 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary T. Barra | | Mgmt | For | For | For |
| | 2 | Elect Nicholas D. Chabraja | | Mgmt | For | For | For |
| | 3 | Elect James S. Crown | | Mgmt | For | For | For |
| | 4 | Elect William P. Fricks | | Mgmt | For | For | For |
| | 5 | Elect Paul G. Kaminski | | Mgmt | For | For | For |
| | 6 | Elect John M. Keane | | Mgmt | For | For | For |
| | 7 | Elect Lester L. Lyles | | Mgmt | For | For | For |
| | 8 | Elect James N. Mattis | | Mgmt | For | For | For |
| | 9 | Elect Phebe N. Novakovic | | Mgmt | For | For | For |
| | 10 | Elect William A. Osborn | | Mgmt | For | For | For |
| | 11 | Elect Laura J Schumacher | | Mgmt | For | For | For |
| | 12 | Elect Sir Robert Walmsley | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| General Electric Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GE | CUSIP 369604103 | | 04/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect W. Geoffrey Beattie | | Mgmt | For | For | For |
| | 2 | Elect John J. Brennan | | Mgmt | For | For | For |
| | 3 | Elect James I. Cash, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Francisco D'Souza | | Mgmt | For | For | For |
| | 5 | Elect Marijn E. Dekkers | | Mgmt | For | For | For |
| | 6 | Elect Ann M. Fudge | | Mgmt | For | For | For |
| | 7 | Elect Susan Hockfield | | Mgmt | For | For | For |
| | 8 | Elect Jeffrey R. Immelt | | Mgmt | For | For | For |
| | 9 | Elect Andrea Jung | | Mgmt | For | For | For |
| | 10 | Elect Robert W. Lane | | Mgmt | For | For | For |
| | 11 | Elect Rochelle B. Lazarus | | Mgmt | For | For | For |
| | 12 | Elect James J. Mulva | | Mgmt | For | For | For |
| | 13 | Elect James E. Rohr | | Mgmt | For | For | For |
| | 14 | Elect Mary L. Schapiro | | Mgmt | For | For | For |
| | 15 | Elect Robert J. Swieringa | | Mgmt | For | For | For |
| | 16 | Elect James S. Tisch | | Mgmt | For | For | For |
| | 17 | Elect Douglas A. Warner III | | Mgmt | For | For | For |
| | 18 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 19 | Ratification of Auditor | | Mgmt | For | For | For |
| | 20 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Double Board Nominees | | ShrHldr | Against | Against | For |
| | 23 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | | ShrHldr | Against | Against | For |
| | 25 | Shareholder Proposal Regarding Sale of Company | | ShrHldr | Against | Against | For |
|
|
|
| General Mills, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GIS | CUSIP 370334104 | | 09/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bradbury H. Anderson | | Mgmt | For | For | For |
| | 2 | Elect R. Kerry Clark | | Mgmt | For | For | For |
| | 3 | Elect Paul Danos | | Mgmt | For | For | For |
| | 4 | Elect William T. Esrey | | Mgmt | For | For | For |
| | 5 | Elect Raymond V. Gilmartin | | Mgmt | For | For | For |
| | 6 | Elect Judith Richards Hope | | Mgmt | For | For | For |
| | 7 | Elect Heidi G. Miller | | Mgmt | For | For | For |
| | 8 | Elect Hilda Ochoa-Brillembourg | | Mgmt | For | For | For |
| | 9 | Elect Steve Odland | | Mgmt | For | For | For |
| | 10 | Elect Kendall J. Powell | | Mgmt | For | For | For |
| | 11 | Elect Michael D. Rose | | Mgmt | For | For | For |
| | 12 | Elect Robert L. Ryan | | Mgmt | For | For | For |
| | 13 | Elect Dorothy A. Terrell | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | | ShrHldr | Against | Against | For |
|
|
|
| General Motors Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GM | CUSIP 37045V100 | | 06/10/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph J. Ashton | | Mgmt | For | For | For |
| | 2 | Elect Mary T. Barra | | Mgmt | For | For | For |
| | 3 | Elect Erroll B. Davis, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Stephen J. Girsky | | Mgmt | For | For | For |
| | 5 | Elect E. Neville Isdell | | Mgmt | For | For | For |
| | 6 | Elect Kathryn V. Marinello | | Mgmt | For | For | For |
| | 7 | Elect Michael G. Mullen | | Mgmt | For | For | For |
| | 8 | Elect James J. Mulva | | Mgmt | For | For | For |
| | 9 | Elect Patricia F. Russo | | Mgmt | For | For | For |
| | 10 | Elect Thomas M. Schoewe | | Mgmt | For | For | For |
| | 11 | Elect Theodore M. Solso | | Mgmt | For | For | For |
| | 12 | Elect Carol M. Stephenson | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 16 | 2014 Short-Term Incentive Plan | | Mgmt | For | For | For |
| | 17 | 2014 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Glaxosmithkline plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GSK | CUSIP 37733W105 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Remuneration Report (Advisory) | | Mgmt | For | For | For |
| | 3 | Remuneration Policy (Binding) | | Mgmt | For | For | For |
| | 4 | Elect Sir Christopher Gent | | Mgmt | For | For | For |
| | 5 | Elect Sir Andrew Witty | | Mgmt | For | For | For |
| | 6 | Elect Sir Roy Anderson | | Mgmt | For | For | For |
| | 7 | Elect Stephanie A. Burns | | Mgmt | For | For | For |
| | 8 | Elect Stacey Cartwright | | Mgmt | For | For | For |
| | 9 | Elect Simon Dingemans | | Mgmt | For | For | For |
| | 10 | Elect Lynn L. Elsenhans | | Mgmt | For | For | For |
| | 11 | Elect Judy C. Lewent | | Mgmt | For | For | For |
| | 12 | Elect Sir Deryck C. Maughan | | Mgmt | For | For | For |
| | 13 | Elect Daniel Podolsky | | Mgmt | For | For | For |
| | 14 | Elect Moncef Slaoui | | Mgmt | For | For | For |
| | 15 | Elect Tom de Swaan | | Mgmt | For | For | For |
| | 16 | Elect Jing Ulrich | | Mgmt | For | For | For |
| | 17 | Elect Hans Wijers | | Mgmt | For | For | For |
| | 18 | Appointment of Auditor | | Mgmt | For | For | For |
| | 19 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 20 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 24 | Exemption from Statement of Senior Auditor's Name | | Mgmt | For | For | For |
| | 25 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Goldman Sachs Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GS | CUSIP 38141G104 | | 05/16/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lloyd C. Blankfein | | Mgmt | For | For | For |
| | 2 | Elect M. Michele Burns | | Mgmt | For | For | For |
| | 3 | Elect Gary D. Cohn | | Mgmt | For | For | For |
| | 4 | Elect Claes Dahlback | | Mgmt | For | For | For |
| | 5 | Elect William W. George | | Mgmt | For | For | For |
| | 6 | Elect James A. Johnson | | Mgmt | For | For | For |
| | 7 | Elect Lakshmi N. Mittal | | Mgmt | For | For | For |
| | 8 | Elect Adebayo O. Ogunlesi | | Mgmt | For | For | For |
| | 9 | Elect Peter Oppenheimer | | Mgmt | For | For | For |
| | 10 | Elect James J. Schiro | | Mgmt | For | For | For |
| | 11 | Elect Debora L. Spar | | Mgmt | For | For | For |
| | 12 | Elect Mark E. Tucker | | Mgmt | For | For | For |
| | 13 | Elect David A. Viniar | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| Google Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GOOG | CUSIP 38259P508 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Larry Page | | Mgmt | For | For | For |
| | 1.2 | Elect Sergey Brin | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Eric E. Schmidt | | Mgmt | For | For | For |
| | 1.4 | Elect L. John Doerr | | Mgmt | For | For | For |
| | 1.5 | Elect Diane B. Greene | | Mgmt | For | For | For |
| | 1.6 | Elect John L. Hennessy | | Mgmt | For | For | For |
| | 1.7 | Elect Ann Mather | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Paul S. Otellini | | Mgmt | For | For | For |
| | 1.9 | Elect K. Ram Shriram | | Mgmt | For | For | For |
| | 1.10 | Elect Shirley M. Tilghman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Tax Policy Principles | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Halliburton Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAL | CUSIP 406216101 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 2 | Elect James R. Boyd | | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | | Mgmt | For | For | For |
| | 4 | Elect Nance K. Dicciani | | Mgmt | For | For | For |
| | 5 | Elect Murry S. Gerber | | Mgmt | For | For | For |
| | 6 | Elect Jose C. Grubisich | | Mgmt | For | For | For |
| | 7 | Elect Abdallah S. Jum'ah | | Mgmt | For | For | For |
| | 8 | Elect David J. Lesar | | Mgmt | For | For | For |
| | 9 | Elect Robert A. Malone | | Mgmt | For | For | For |
| | 10 | Elect J. Landis Martin | | Mgmt | For | For | For |
| | 11 | Elect Debra L. Reed | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
|
|
|
| Hartford Financial Services Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HIG | CUSIP 416515104 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert B. Allardice III | | Mgmt | For | For | For |
| | 2 | Elect Trevor Fetter | | Mgmt | For | For | For |
| | 3 | Elect Liam E. McGee | | Mgmt | For | For | For |
| | 4 | Elect Kathryn A. Mikells | | Mgmt | For | For | For |
| | 5 | Elect Michael G. Morris | | Mgmt | For | For | For |
| | 6 | Elect Thomas A. Renyi | | Mgmt | For | For | For |
| | 7 | Elect Julie G. Richardson | | Mgmt | For | For | For |
| | 8 | Elect Virginia P. Ruesterholz | | Mgmt | For | For | For |
| | 9 | Elect Charles B. Strauss | | Mgmt | For | For | For |
| | 10 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 13 | 2014 Incentive Stock Plan | | Mgmt | For | For | For |
| | 14 | Executive Bonus Program | | Mgmt | For | For | For |
|
|
|
| Hasbro, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAS | CUSIP 418056107 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Basil L. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Alan R. Batkin | | Mgmt | For | For | For |
| | 1.3 | Elect Frank J. Biondi, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Kenneth A. Bronfin | | Mgmt | For | For | For |
| | 1.5 | Elect John M. Connors, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Michael W.O. Garrett | | Mgmt | For | For | For |
| | 1.7 | Elect Lisa Gersh | | Mgmt | For | For | For |
| | 1.8 | Elect Brian D. Goldner | | Mgmt | For | For | For |
| | 1.9 | Elect Jack M. Greenberg | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Alan Hassenfeld | | Mgmt | For | For | For |
| | 1.11 | Elect Tracy A. Leinbach | | Mgmt | For | For | For |
| | 1.12 | Elect Edward M. Philip | | Mgmt | For | For | For |
| | 1.13 | Elect Richard S. Stoddart | | Mgmt | For | For | For |
| | 1.14 | Elect Alfred J. Verrecchia | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | 2014 Senior Management Annual Performance Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Hewlett-Packard Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HPQ | CUSIP 428236103 | | 03/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marc L. Andreessen | | Mgmt | For | For | For |
| | 2 | Elect Shumeet Banerji | | Mgmt | For | For | For |
| | 3 | Elect Robert R. Bennett | | Mgmt | For | For | For |
| | 4 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 5 | Elect Raymond J. Lane | | Mgmt | For | For | For |
| | 6 | Elect Ann M. Livermore | | Mgmt | For | For | For |
| | 7 | Elect Raymond E. Ozzie | | Mgmt | For | For | For |
| | 8 | Elect Gary M Reiner | | Mgmt | For | For | For |
| | 9 | Elect Patricia F. Russo | | Mgmt | For | For | For |
| | 10 | Elect James A. Skinner | | Mgmt | For | For | For |
| | 11 | Elect Margaret C. Whitman | | Mgmt | For | For | For |
| | 12 | Elect Ralph V. Whitworth | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | | ShrHldr | Against | Against | For |
|
|
|
| Hilton Worldwide Holdings Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HLT | CUSIP 43300A104 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Christopher J. Nassetta | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Jonathan D. Gray | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael S. Chae | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Tyler S. Henritze | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Judith A. McHale | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect John G. Schreiber | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Elizabeth A. Smith | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Douglas M. Steenland | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect William J. Stein | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Home Depot, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HD | CUSIP 437076102 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect F. Duane Ackerman | | Mgmt | For | For | For |
| | 2 | Elect Francis S. Blake | | Mgmt | For | For | For |
| | 3 | Elect Ari Bousbib | | Mgmt | For | For | For |
| | 4 | Elect Gregory D. Brenneman | | Mgmt | For | For | For |
| | 5 | Elect J. Frank Brown | | Mgmt | For | For | For |
| | 6 | Elect Albert P. Carey | | Mgmt | For | For | For |
| | 7 | Elect Armando M. Codina | | Mgmt | For | For | For |
| | 8 | Elect Helena B. Foulkes | | Mgmt | For | For | For |
| | 9 | Elect Wayne M. Hewett | | Mgmt | For | For | For |
| | 10 | Elect Karen Katen | | Mgmt | For | Against | Against |
| | 11 | Elect Mark Vadon | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Employment Diversity Report | | ShrHldr | Against | Against | For |
|
|
|
| Honeywell International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HON | CUSIP 438516106 | | 04/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gordon M. Bethune | | Mgmt | For | For | For |
| | 2 | Elect Kevin Burke | | Mgmt | For | For | For |
| | 3 | Elect Jaime Chico Pardo | | Mgmt | For | For | For |
| | 4 | Elect David M. Cote | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Davis | | Mgmt | For | For | For |
| | 6 | Elect Linnet F. Deily | | Mgmt | For | For | For |
| | 7 | Elect Judd Gregg | | Mgmt | For | For | For |
| | 8 | Elect Clive Hollick | | Mgmt | For | For | For |
| | 9 | Elect Grace D. Lieblein | | Mgmt | For | For | For |
| | 10 | Elect George Paz | | Mgmt | For | For | For |
| | 11 | Elect Bradley T. Sheares | | Mgmt | For | For | For |
| | 12 | Elect Robin L. Washington | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Illinois Tool Works Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ITW | CUSIP 452308109 | | 05/02/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel J. Brutto | | Mgmt | For | For | For |
| | 2 | Elect Susan Crown | | Mgmt | For | For | For |
| | 3 | Elect Don H. Davis, Jr. | | Mgmt | For | For | For |
| | 4 | Elect James W. Griffith | | Mgmt | For | For | For |
| | 5 | Elect Robert C. McCormack | | Mgmt | For | For | For |
| | 6 | Elect Robert S. Morrison | | Mgmt | For | For | For |
| | 7 | Elect E. Scott Santi | | Mgmt | For | For | For |
| | 8 | Elect James A. Skinner | | Mgmt | For | For | For |
| | 9 | Elect David B. Smith, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Pamela B. Strobel | | Mgmt | For | For | For |
| | 11 | Elect Kevin M. Warren | | Mgmt | For | For | For |
| | 12 | Elect Anre D. Williams | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Removal of Supermajority Vote Requirements | | Mgmt | For | For | For |
| | 16 | Removal of Board Size Provision | | Mgmt | For | For | For |
|
|
|
| Ingersoll-Rand Public Limited Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IR | CUSIP G47791101 | | 06/05/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ann C. Berzin | | Mgmt | For | For | For |
| | 2 | Elect John G. Bruton | | Mgmt | For | For | For |
| | 3 | Elect Jared L. Cohon | | Mgmt | For | For | For |
| | 4 | Elect Gary D. Forsee | | Mgmt | For | For | For |
| | 5 | Elect Edward E. Hagenlocker | | Mgmt | For | For | For |
| | 6 | Elect Constance J. Horner | | Mgmt | For | For | For |
| | 7 | Elect Michael Lamach | | Mgmt | For | For | For |
| | 8 | Elect Theodore E. Martin | | Mgmt | For | For | For |
| | 9 | Elect John P. Surma | | Mgmt | For | For | For |
| | 10 | Elect Richard J. Swift | | Mgmt | For | For | For |
| | 11 | Elect Tony L. White | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares with Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares without Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Set Price Range for the Issuance of Treasury Shares | | Mgmt | For | For | For |
|
|
|
| Intel Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INTC | CUSIP 458140100 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charlene Barshefsky | | Mgmt | For | Against | Against |
| | 2 | Elect Andy D. Bryant | | Mgmt | For | For | For |
| | 3 | Elect Susan L. Decker | | Mgmt | For | For | For |
| | 4 | Elect John J. Donahoe | | Mgmt | For | For | For |
| | 5 | Elect Reed E. Hundt | | Mgmt | For | For | For |
| | 6 | Elect Brian M. Krzanich | | Mgmt | For | For | For |
| | 7 | Elect James D. Plummer | | Mgmt | For | For | For |
| | 8 | Elect David S. Pottruck | | Mgmt | For | For | For |
| | 9 | Elect Frank D. Yeary | | Mgmt | For | For | For |
| | 10 | Elect David B. Yoffie | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| International Business Machines Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IBM | CUSIP 459200101 | | 04/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alain J. P. Belda | | Mgmt | For | For | For |
| | 2 | Elect William R. Brody | | Mgmt | For | For | For |
| | 3 | Elect Kenneth I. Chenault | | Mgmt | For | For | For |
| | 4 | Elect Michael L. Eskew | | Mgmt | For | For | For |
| | 5 | Elect David N. Farr | | Mgmt | For | For | For |
| | 6 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 7 | Elect Andrew N. Liveris | | Mgmt | For | For | For |
| | 8 | Elect W. James McNerney, Jr. | | Mgmt | For | For | For |
| | 9 | Elect James W. Owens | | Mgmt | For | For | For |
| | 10 | Elect Virginia M. Rometty | | Mgmt | For | For | For |
| | 11 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 12 | Elect Sidney Taurel | | Mgmt | For | For | For |
| | 13 | Elect Lorenzo H. Zambrano Trevino | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Re-approve Performance Goals of the Company's Long-Term Incentive Awards | | Mgmt | For | For | For |
| | 17 | 2014 Employees Stock Purchase Plan | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| International Paper Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IP | CUSIP 460146103 | | 05/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David J. Bronczek | | Mgmt | For | For | For |
| | 2 | Elect Ahmet C. Dorduncu | | Mgmt | For | For | For |
| | 3 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 4 | Elect Ilene S. Gordon | | Mgmt | For | For | For |
| | 5 | Elect Jay L. Johnson | | Mgmt | For | For | For |
| | 6 | Elect Stacey J. Mobley | | Mgmt | For | For | For |
| | 7 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 8 | Elect John L. Townsend, III | | Mgmt | For | For | For |
| | 9 | Elect John F. Turner | | Mgmt | For | For | For |
| | 10 | Elect William G. Walter | | Mgmt | For | For | For |
| | 11 | Elect J. Steven Whisler | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Johnson & Johnson | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JNJ | CUSIP 478160104 | | 04/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary Sue Coleman | | Mgmt | For | For | For |
| | 2 | Elect James G. Cullen | | Mgmt | For | For | For |
| | 3 | Elect Ian E.L. Davis | | Mgmt | For | For | For |
| | 4 | Elect Alex Gorsky | | Mgmt | For | For | For |
| | 5 | Elect Susan L. Lindquist | | Mgmt | For | For | For |
| | 6 | Elect Mark B. McClellan | | Mgmt | For | For | For |
| | 7 | Elect Anne M. Mulcahy | | Mgmt | For | For | For |
| | 8 | Elect Leo F. Mullin | | Mgmt | For | For | For |
| | 9 | Elect William D. Perez | | Mgmt | For | For | For |
| | 10 | Elect Charles Prince | | Mgmt | For | For | For |
| | 11 | Elect A. Eugene Washington | | Mgmt | For | For | For |
| | 12 | Elect Ronald A. Williams | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Johnson Controls, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JCI | CUSIP 478366107 | | 01/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Natalie A. Black | | Mgmt | For | For | For |
| | 1.2 | Elect Raymond L. Conner | | Mgmt | For | For | For |
| | 1.3 | Elect William H. Lacy | | Mgmt | For | For | For |
| | 1.4 | Elect Alex A. Molinaroli | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| JPMorgan Chase & Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JPM | CUSIP 46625H100 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Linda B. Bammann | | Mgmt | For | For | For |
| | 2 | Elect James A. Bell | | Mgmt | For | For | For |
| | 3 | Elect Crandall C. Bowles | | Mgmt | For | For | For |
| | 4 | Elect Stephen B. Burke | | Mgmt | For | For | For |
| | 5 | Elect James S. Crown | | Mgmt | For | For | For |
| | 6 | Elect James Dimon | | Mgmt | For | For | For |
| | 7 | Elect Timothy P. Flynn | | Mgmt | For | For | For |
| | 8 | Elect Laban P. Jackson, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Michael A. Neal | | Mgmt | For | For | For |
| | 10 | Elect Lee R. Raymond | | Mgmt | For | For | For |
| | 11 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
|
|
|
| Juniper Networks, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JNPR | CUSIP 48203R104 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Pradeep Sindhu | | Mgmt | For | For | For |
| | 2 | Elect Robert M. Calderoni | | Mgmt | For | For | For |
| | 3 | Elect Mary B. Cranston | | Mgmt | For | For | For |
| | 4 | Elect J. Michael Lawrie | | Mgmt | For | For | For |
| | 5 | Elect David L. Schlotterbeck | | Mgmt | For | For | For |
| | 6 | Elect Shaygan Kheradpir | | Mgmt | For | For | For |
| | 7 | Elect Kevin DeNuccio | | Mgmt | For | For | For |
| | 8 | Elect Gary J. Daichendt | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kellogg Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | K | CUSIP 487836108 | | 04/25/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Bryant | | Mgmt | For | For | For |
| | 1.2 | Elect Stephanie A. Burns | | Mgmt | For | For | For |
| | 1.3 | Elect June Montgomery Tabron | | Mgmt | For | For | For |
| | 1.4 | Elect Rogelio Rebolledo | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Human Rights Report | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| L-3 Communications Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LLL | CUSIP 502424104 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ann E. Dunwoody | | Mgmt | For | For | For |
| | 2 | Elect Vincent Pagano, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Henry Hugh Shelton | | Mgmt | For | For | For |
| | 4 | Elect Michael T. Strianese | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Lam Research Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LRCX | CUSIP 512807108 | | 11/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin B. Anstice | | Mgmt | For | For | For |
| | 1.2 | Elect Eric K. Brandt | | Mgmt | For | For | For |
| | 1.3 | Elect Michael R. Cannon | | Mgmt | For | For | For |
| | 1.4 | Elect Youssef A. El-Mansy | | Mgmt | For | For | For |
| | 1.5 | Elect Christine A. Heckart | | Mgmt | For | For | For |
| | 1.6 | Elect Grant M. Inman | | Mgmt | For | For | For |
| | 1.7 | Elect Catherine P. Lego | | Mgmt | For | For | For |
| | 1.8 | Elect Stephen G. Newberry | | Mgmt | For | For | For |
| | 1.9 | Elect Krishna Saraswat | | Mgmt | For | For | For |
| | 1.10 | Elect William R. Spivey | | Mgmt | For | For | For |
| | 1.11 | Elect Abhijit Y. Talwalkar | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Lorillard, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LO | CUSIP 544147101 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Dianne N. Blixt | | Mgmt | For | For | For |
| | 2 | Elect Andrew H. Card, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Virgis W. Colbert | | Mgmt | For | For | For |
| | 4 | Elect David E. R. Dangoor | | Mgmt | For | For | For |
| | 5 | Elect Murray S. Kessler | | Mgmt | For | For | For |
| | 6 | Elect Jerry W. Levin | | Mgmt | For | For | For |
| | 7 | Elect Richard W. Roedel | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Amendment to the 2008 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 12 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | | ShrHldr | Against | Against | For |
|
|
|
| Macy's Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | M | CUSIP 55616P104 | | 05/16/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen F. Bollenbach | | Mgmt | For | For | For |
| | 2 | Elect Deirdre P. Connelly | | Mgmt | For | For | For |
| | 3 | Elect Meyer Feldberg | | Mgmt | For | For | For |
| | 4 | Elect Sara L. Levinson | | Mgmt | For | For | For |
| | 5 | Elect Terry J. Lundgren | | Mgmt | For | For | For |
| | 6 | Elect Joseph Neubauer | | Mgmt | For | For | For |
| | 7 | Elect Joyce M. Roche | | Mgmt | For | For | For |
| | 8 | Elect Paul C. Varga | | Mgmt | For | For | For |
| | 9 | Elect Craig E. Weatherup | | Mgmt | For | Against | Against |
| | 10 | Elect Marna C. Whittington | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the Omnibus Incentive Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Marathon Oil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRO | CUSIP 565849106 | | 04/30/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory H. Boyce | | Mgmt | For | For | For |
| | 2 | Elect Pierre R. Brondeau | | Mgmt | For | For | For |
| | 3 | Elect Linda Z. Cook | | Mgmt | For | For | For |
| | 4 | Elect Chadwick C. Deaton | | Mgmt | For | For | For |
| | 5 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 6 | Elect Philip Lader | | Mgmt | For | For | For |
| | 7 | Elect Michael E.J. Phelps | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Elect Lee M. Tillman | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | | ShrHldr | Against | Against | For |
|
|
|
| Marriott International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MAR | CUSIP 571903202 | | 05/09/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect J.W. Marriott, Jr. | | Mgmt | For | For | For |
| | 2 | Elect John W. Marriott III | | Mgmt | For | For | For |
| | 3 | Elect Mary K. Bush | | Mgmt | For | For | For |
| | 4 | Elect Frederick A. Henderson | | Mgmt | For | For | For |
| | 5 | Elect Lawrence W. Kellner | | Mgmt | For | For | For |
| | 6 | Elect Debra L. Lee | | Mgmt | For | For | For |
| | 7 | Elect George Munoz | | Mgmt | For | For | For |
| | 8 | Elect Harry J. Pearce | | Mgmt | For | For | For |
| | 9 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 10 | Elect W. Mitt Romney | | Mgmt | For | For | For |
| | 11 | Elect Arne M. Sorenson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the Stock and Cash Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| Marsh & McLennan Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MMC | CUSIP 571748102 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Oscar Fanjul Martin | | Mgmt | For | For | For |
| | 2 | Elect Daniel S. Glaser | | Mgmt | For | For | For |
| | 3 | Elect H. Edward Hanway | | Mgmt | For | For | For |
| | 4 | Elect Ian Lang | | Mgmt | For | For | For |
| | 5 | Elect Elaine La Roche | | Mgmt | For | For | For |
| | 6 | Elect Steven A. Mills | | Mgmt | For | For | For |
| | 7 | Elect Bruce P. Nolop | | Mgmt | For | For | For |
| | 8 | Elect Marc D. Oken | | Mgmt | For | For | For |
| | 9 | Elect Morton O. Schapiro | | Mgmt | For | For | For |
| | 10 | Elect Adele S. Simmons | | Mgmt | For | For | For |
| | 11 | Elect Lloyd M. Yates | | Mgmt | For | For | For |
| | 12 | Elect R. David Yost | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Maxim Integrated Products, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MXIM | CUSIP 57772K101 | | 11/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Tunc Doluca | | Mgmt | For | For | For |
| | 1.2 | Elect B. Kipling Hagopian | | Mgmt | For | For | For |
| | 1.3 | Elect James R. Bergman | | Mgmt | For | For | For |
| | 1.4 | Elect Joseph R. Bronson | | Mgmt | For | For | For |
| | 1.5 | Elect Robert E. Grady | | Mgmt | For | For | For |
| | 1.6 | Elect William D. Watkins | | Mgmt | For | For | For |
| | 1.7 | Elect A.R. Frank Wazzan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Amendment to the 1996 Stock Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| McDonald's Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MCD | CUSIP 580135101 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Susan E. Arnold | | Mgmt | For | For | For |
| | 2 | Elect Richard H. Lenny | | Mgmt | For | For | For |
| | 3 | Elect Walter E. Massey | | Mgmt | For | For | For |
| | 4 | Elect Cary D. McMillan | | Mgmt | For | For | For |
| | 5 | Elect Sheila A. Penrose | | Mgmt | For | For | For |
| | 6 | Elect John W. Rogers, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Roger W. Stone | | Mgmt | For | For | For |
| | 8 | Elect Miles D. White | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Medtronic, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDT | CUSIP 585055106 | | 08/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard H. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Scott C. Donnelly | | Mgmt | For | For | For |
| | 1.3 | Elect Victor J. Dzau | | Mgmt | For | For | For |
| | 1.4 | Elect Omar Ishrak | | Mgmt | For | For | For |
| | 1.5 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 1.6 | Elect Michael O. Leavitt | | Mgmt | For | For | For |
| | 1.7 | Elect James T. Lenehan | | Mgmt | For | For | For |
| | 1.8 | Elect Denise M. O'Leary | | Mgmt | For | For | For |
| | 1.9 | Elect Kendall J. Powell | | Mgmt | For | For | For |
| | 1.10 | Elect Robert C. Pozen | | Mgmt | For | For | For |
| | 1.11 | Elect Preetha Reddy | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | 2013 Stock Award and Incentive Plan | | Mgmt | For | For | For |
| | 5 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 6 | Elimination of Supermajority Requirement for Changes to Board Size | | Mgmt | For | For | For |
| | 7 | Elimination of Supermajority Requirement for Removal of Directors | | Mgmt | For | For | For |
| | 8 | Elimination of Conforming Language Regarding Supermajority Requirements | | Mgmt | For | For | For |
| | 9 | Repeal of Fair Price Provision | | Mgmt | For | For | For |
|
|
|
| Merck & Co., Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRK | CUSIP 58933Y105 | | 05/27/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Leslie A. Brun | | Mgmt | For | For | For |
| | 2 | Elect Thomas R. Cech | | Mgmt | For | For | For |
| | 3 | Elect Kenneth C. Frazier | | Mgmt | For | For | For |
| | 4 | Elect Thomas H. Glocer | | Mgmt | For | For | For |
| | 5 | Elect William B. Harrison, Jr. | | Mgmt | For | For | For |
| | 6 | Elect C. Robert Kidder | | Mgmt | For | For | For |
| | 7 | Elect Rochelle B. Lazarus | | Mgmt | For | For | For |
| | 8 | Elect Carlos E. Represas | | Mgmt | For | For | For |
| | 9 | Elect Patricia F. Russo | | Mgmt | For | For | For |
| | 10 | Elect Craig B. Thompson | | Mgmt | For | For | For |
| | 11 | Elect Wendell P. Weeks | | Mgmt | For | For | For |
| | 12 | Elect Peter C. Wendell | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
|
|
|
| MetLife, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MET | CUSIP 59156R108 | | 04/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Cheryl W. Grise | | Mgmt | For | For | For |
| | 2 | Elect Carlos M. Gutierrez | | Mgmt | For | For | For |
| | 3 | Elect R. Glenn Hubbard | | Mgmt | For | For | For |
| | 4 | Elect Steven A. Kandarian | | Mgmt | For | For | For |
| | 5 | Elect John M. Keane | | Mgmt | For | For | For |
| | 6 | Elect Alfred F. Kelly, Jr. | | Mgmt | For | For | For |
| | 7 | Elect William E. Kennard | | Mgmt | For | For | For |
| | 8 | Elect James M. Kilts | | Mgmt | For | For | For |
| | 9 | Elect Catherine R. Kinney | | Mgmt | For | For | For |
| | 10 | Elect Denise M. Morrison | | Mgmt | For | For | For |
| | 11 | Elect Kenton J. Sicchitano | | Mgmt | For | For | For |
| | 12 | Elect Lulu C. Wang | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | 2015 Stock and Incentive Compensation Plan | | Mgmt | For | For | For |
| | 16 | Non-Management Director Stock Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Micron Technology, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MU | CUSIP 595112103 | | 01/23/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert L. Bailey | | Mgmt | For | For | For |
| | 2 | Elect Richard M. Beyer | | Mgmt | For | For | For |
| | 3 | Elect Patrick J. Byrne | | Mgmt | For | For | For |
| | 4 | Elect D. Mark Durcan | | Mgmt | For | For | For |
| | 5 | Elect Warren A. East | | Mgmt | For | For | For |
| | 6 | Elect Mercedes Johnson | | Mgmt | For | For | For |
| | 7 | Elect Lawrence N. Mondry | | Mgmt | For | For | For |
| | 8 | Elect Robert E. Switz | | Mgmt | For | For | For |
| | 9 | Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | For |
| | 10 | Amendment to the 2004 Equity Incentive Plan | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Microsoft Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MSFT | CUSIP 594918104 | | 11/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven A. Ballmer | | Mgmt | For | For | For |
| | 2 | Elect Dina Dublon | | Mgmt | For | For | For |
| | 3 | Elect William H. Gates III | | Mgmt | For | For | For |
| | 4 | Elect Maria Klawe | | Mgmt | For | For | For |
| | 5 | Elect Stephen J. Luczo | | Mgmt | For | For | For |
| | 6 | Elect David F. Marquardt | | Mgmt | For | For | For |
| | 7 | Elect Charles H. Noski | | Mgmt | For | For | For |
| | 8 | Elect Helmut G. W. Panke | | Mgmt | For | For | For |
| | 9 | Elect John W. Thompson | | Mgmt | For | For | For |
| | 10 | Approval of the Material Terms of the Executive Officer Incentive Plan | | Mgmt | For | For | For |
| | 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Morgan Stanley | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MS | CUSIP 617446448 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Erskine B. Bowles | | Mgmt | For | For | For |
| | 2 | Elect Howard J. Davies | | Mgmt | For | For | For |
| | 3 | Elect Thomas H. Glocer | | Mgmt | For | For | For |
| | 4 | Elect James P. Gorman | | Mgmt | For | For | For |
| | 5 | Elect Robert H. Herz | | Mgmt | For | For | For |
| | 6 | Elect C. Robert Kidder | | Mgmt | For | For | For |
| | 7 | Elect Klaus Kleinfield | | Mgmt | For | For | For |
| | 8 | Elect Donald T. Nicolaisen | | Mgmt | For | For | For |
| | 9 | Elect Hutham S. Olayan | | Mgmt | For | For | For |
| | 10 | Elect James W. Owens | | Mgmt | For | For | For |
| | 11 | Elect O. Griffith Sexton | | Mgmt | For | For | For |
| | 12 | Elect Ryosuke Tamakoshi | | Mgmt | For | For | For |
| | 13 | Elect Masaaki Tanaka | | Mgmt | For | For | For |
| | 14 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 15 | Elect Rayford Wilkins, Jr. | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| NetApp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NTAP | CUSIP 64110D104 | | 09/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel J. Warmenhoven | | Mgmt | For | For | For |
| | 2 | Elect Nicholas G. Moore | | Mgmt | For | For | For |
| | 3 | Elect Thomas Georgens | | Mgmt | For | For | For |
| | 4 | Elect Jeffry R. Allen | | Mgmt | For | For | For |
| | 5 | Elect Alan L. Earhart | | Mgmt | For | For | For |
| | 6 | Elect Gerald D. Held | | Mgmt | For | For | For |
| | 7 | Elect T. Michael Nevens | | Mgmt | For | For | For |
| | 8 | Elect George T. Shaheen | | Mgmt | For | For | For |
| | 9 | Elect Robert T. Wall | | Mgmt | For | For | For |
| | 10 | Elect Richard P. Wallace | | Mgmt | For | For | For |
| | 11 | Elect Tor R. Braham | | Mgmt | For | For | For |
| | 12 | Elect Kathryn M. Hill | | Mgmt | For | For | For |
| | 13 | Amendments to the 1999 Stock Option Plan | | Mgmt | For | Against | Against |
| | 14 | Amendment to the ESPP | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | | Mgmt | For | For | For |
| | 17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 19 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| NextEra Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NEE | CUSIP 65339F101 | | 05/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sherry S. Barrat | | Mgmt | For | For | For |
| | 2 | Elect Robert M. Beall II | | Mgmt | For | For | For |
| | 3 | Elect James L. Camaren | | Mgmt | For | For | For |
| | 4 | Elect Kenneth B. Dunn | | Mgmt | For | For | For |
| | 5 | Elect Kirk S. Hachigian | | Mgmt | For | For | For |
| | 6 | Elect Toni Jennings | | Mgmt | For | For | For |
| | 7 | Elect James L. Robo | | Mgmt | For | For | For |
| | 8 | Elect Rudy E. Schupp | | Mgmt | For | For | For |
| | 9 | Elect John L. Skolds | | Mgmt | For | For | For |
| | 10 | Elect William H. Swanson | | Mgmt | For | For | For |
| | 11 | Elect Hansel E. Tookes II | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| Noble Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NE | CUSIP G65431101 | | 06/10/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Scott D. Josey | | Mgmt | For | For | For |
| | 2 | Elect Jon A. Marshall | | Mgmt | For | For | For |
| | 3 | Elect Mary P. Ricciardello | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Re-Appointment of Statutory Auditor | | Mgmt | For | For | For |
| | 6 | Authority to Set Statutory Auditor's Fees | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Remuneration Report (Advisory) | | Mgmt | For | For | For |
| | 9 | Remuneration Report (Policy) | | Mgmt | For | For | For |
| | 10 | Amendment to Articles to Authorize a Dividend of Shares in Paragon Offshore Limited | | Mgmt | For | For | For |
| | 11 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Noble Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NE | CUSIP H5833N103 | | 10/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Change Jurisdiction of Incorporation from Switzerland to the UK | | Mgmt | For | For | For |
|
|
|
| Northrop Grumman Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NOC | CUSIP 666807102 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Wesley G. Bush | | Mgmt | For | For | For |
| | 2 | Elect Victor H. Fazio | | Mgmt | For | For | For |
| | 3 | Elect Donald E. Felsinger | | Mgmt | For | For | For |
| | 4 | Elect Bruce S. Gordon | | Mgmt | For | For | For |
| | 5 | Elect William H. Hernandez | | Mgmt | For | For | For |
| | 6 | Elect Madeleine A. Kleiner | | Mgmt | For | For | For |
| | 7 | Elect Karl J. Krapek | | Mgmt | For | For | For |
| | 8 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 9 | Elect Gary Roughead | | Mgmt | For | For | For |
| | 10 | Elect Thomas M. Schoewe | | Mgmt | For | For | For |
| | 11 | Elect Kevin W. Sharer | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
|
|
|
| Novartis AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NOVN | CUSIP 66987V109 | | 02/25/2014 | | Unvoted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | N/A | N/A |
| | 2 | Ratification of Board and Management Acts | | Mgmt | For | N/A | N/A |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | N/A | N/A |
| | 4 | Board Compensation | | Mgmt | For | N/A | N/A |
| | 5 | Executive Compensation | | Mgmt | For | N/A | N/A |
| | 6 | Elect Jorg Reinhardt | | Mgmt | For | N/A | N/A |
| | 7 | Elect Dimitri Azar | | Mgmt | For | N/A | N/A |
| | 8 | Elect Verena A. Briner | | Mgmt | For | N/A | N/A |
| | 9 | Elect Srikant Datar | | Mgmt | For | N/A | N/A |
| | 10 | Elect Ann M. Fudge | | Mgmt | For | N/A | N/A |
| | 11 | Elect Pierre Landolt | | Mgmt | For | N/A | N/A |
| | 12 | Elect Ulrich Lehner | | Mgmt | For | N/A | N/A |
| | 13 | Elect Andreas von Planta | | Mgmt | For | N/A | N/A |
| | 14 | Elect Charles L. Sawyers | | Mgmt | For | N/A | N/A |
| | 15 | Elect Enrico Vanni | | Mgmt | For | N/A | N/A |
| | 16 | Elect William T. Winters | | Mgmt | For | N/A | N/A |
| | 17 | Elect Compensation Committee Member (Srikant Datar) | | Mgmt | For | N/A | N/A |
| | 18 | Elect Compensation Committee Member (Ann Fudge) | | Mgmt | For | N/A | N/A |
| | 19 | Elect Compensation Committee Member (Ulrich Lehner) | | Mgmt | For | N/A | N/A |
| | 20 | Elect Compensation Committee Member (Enrico Vanni) | | Mgmt | For | N/A | N/A |
| | 21 | Appointment of Auditor | | Mgmt | For | N/A | N/A |
| | 22 | Appointment of Independent Proxy | | Mgmt | For | N/A | N/A |
| | 23 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | | ShrHldr | N/A | N/A | N/A |
|
|
|
| Nucor Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NUE | CUSIP 670346105 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter C. Browning | | Mgmt | For | For | For |
| | 1.2 | Elect John J. Ferriola | | Mgmt | For | For | For |
| | 1.3 | Elect Harvey B. Gantt | | Mgmt | For | For | For |
| | 1.4 | Elect Gregory J. Hayes | | Mgmt | For | For | For |
| | 1.5 | Elect Victoria F. Haynes | | Mgmt | For | For | For |
| | 1.6 | Elect Bernard L. Kasriel | | Mgmt | For | For | For |
| | 1.7 | Elect Christopher J. Kearney | | Mgmt | For | For | For |
| | 1.8 | Elect Raymond J. Milchovich | | Mgmt | For | For | For |
| | 1.9 | Elect John H. Walker | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | 2014 Omnibus Incentive Compensation Plan | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
|
|
|
| Occidental Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OXY | CUSIP 674599105 | | 05/02/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Spencer Abraham | | Mgmt | For | For | For |
| | 2 | Elect Howard I. Atkins | | Mgmt | For | For | For |
| | 3 | Elect Eugene L. Batchelder | | Mgmt | For | For | For |
| | 4 | Elect Stephen I. Chazen | | Mgmt | For | For | For |
| | 5 | Elect Edward P. Djerejian | | Mgmt | For | For | For |
| | 6 | Elect John E. Feick | | Mgmt | For | For | For |
| | 7 | Elect Margaret M. Foran | | Mgmt | For | For | For |
| | 8 | Elect Carlos M. Gutierrez | | Mgmt | For | For | For |
| | 9 | Elect William R. Klesse | | Mgmt | For | For | For |
| | 10 | Elect Avedick B. Poladian | | Mgmt | For | For | For |
| | 11 | Elect Elisse B. Walter | | Mgmt | For | For | For |
| | 12 | Waive Director Age Restriction Policy for Edward P. Djerejian | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amend Certificate to Permit Action by Written Consent | | Mgmt | For | For | For |
| | 15 | Amend Bylaws to Separate Chairman and CEO Roles | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | | ShrHldr | Against | Against | For |
|
|
|
| Oracle Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ORCL | CUSIP 68389X105 | | 10/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey S. Berg | | Mgmt | For | For | For |
| | 1.2 | Elect Raymond Bingham | | Mgmt | For | For | For |
| | 1.3 | Elect Michael J. Boskin | | Mgmt | For | For | For |
| | 1.4 | Elect Safra A. Catz | | Mgmt | For | For | For |
| | 1.5 | Elect Bruce R. Chizen | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect George H. Conrades | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Lawrence J. Ellison | | Mgmt | For | For | For |
| | 1.8 | Elect Hector Garcia-Molina | | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey O. Henley | | Mgmt | For | For | For |
| | 1.10 | Elect Mark V. Hurd | | Mgmt | For | For | For |
| | 1.11 | Elect Naomi O. Seligman | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2000 Long-Term Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Human Rights Committee | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Counting Abstentions | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | ShrHldr | Against | Against | For |
|
|
|
| Owens Corning | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OC | CUSIP 690742101 | | 04/17/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ann Iverson | | Mgmt | For | For | For |
| | 1.2 | Elect Edward F. Lonergan | | Mgmt | For | For | For |
| | 1.3 | Elect John D. Williams | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| Parker-Hannifin Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PH | CUSIP 701094104 | | 10/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert G. Bohn | | Mgmt | For | For | For |
| | 1.2 | Elect Linda S. Harty | | Mgmt | For | For | For |
| | 1.3 | Elect William E. Kassling | | Mgmt | For | For | For |
| | 1.4 | Elect Robert J. Kohlhepp | | Mgmt | For | For | For |
| | 1.5 | Elect Kevin A. Lobo | | Mgmt | For | For | For |
| | 1.6 | Elect Klaus-Peter Muller | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Candy M. Obourn | | Mgmt | For | For | For |
| | 1.8 | Elect Joseph M. Scaminace | | Mgmt | For | For | For |
| | 1.9 | Elect Wolfgang R. Schmitt | | Mgmt | For | For | For |
| | 1.10 | Elect Ake Svensson | | Mgmt | For | For | For |
| | 1.11 | Elect James L. Wainscott | | Mgmt | For | For | For |
| | 1.12 | Elect Donald E. Washkewicz | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Penn National Gaming, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PENN | CUSIP 707569109 | | 06/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter M. Carlino | | Mgmt | For | For | For |
| | 1.2 | Elect Harold Cramer | | Mgmt | For | For | For |
| | 2 | Amendment to the 2008 Long Term Incentive Compensation Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| PepsiCo, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PEP | CUSIP 713448108 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Shona L. Brown | | Mgmt | For | For | For |
| | 2 | Elect George W. Buckley | | Mgmt | For | For | For |
| | 3 | Elect Ian M. Cook | | Mgmt | For | For | For |
| | 4 | Elect Dina Dublon | | Mgmt | For | For | For |
| | 5 | Elect Rona A. Fairhead | | Mgmt | For | For | For |
| | 6 | Elect Ray L. Hunt | | Mgmt | For | For | For |
| | 7 | Elect Alberto Ibarguen | | Mgmt | For | For | For |
| | 8 | Elect Indra K. Nooyi | | Mgmt | For | For | For |
| | 9 | Elect Sharon Percy Rockefeller | | Mgmt | For | For | For |
| | 10 | Elect James J. Schiro | | Mgmt | For | For | For |
| | 11 | Elect Lloyd G. Trotter | | Mgmt | For | For | For |
| | 12 | Elect Daniel Vasella | | Mgmt | For | For | For |
| | 13 | Elect Alberto Weisser | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Approval of Executive Incentive Compensation Plan | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Pfizer Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PFE | CUSIP 717081103 | | 04/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Dennis A. Ausiello | | Mgmt | For | For | For |
| | 2 | Elect W. Don Cornwell | | Mgmt | For | For | For |
| | 3 | Elect Frances D. Fergusson | | Mgmt | For | For | For |
| | 4 | Elect Helen H. Hobbs | | Mgmt | For | For | For |
| | 5 | Elect Constance J. Horner | | Mgmt | For | For | For |
| | 6 | Elect James M. Kilts | | Mgmt | For | For | For |
| | 7 | Elect George A. Lorch | | Mgmt | For | For | For |
| | 8 | Elect Shantanu Narayen | | Mgmt | For | For | For |
| | 9 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 10 | Elect Ian C. Read | | Mgmt | For | For | For |
| | 11 | Elect Stephen W. Sanger | | Mgmt | For | For | For |
| | 12 | Elect Marc Tessier-Lavigne | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | 2014 Stock Plan | | Mgmt | For | For | For |
| | 16 | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| PG&E Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCG | CUSIP 69331C108 | | 05/12/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lewis Chew | | Mgmt | For | Against | Against |
| | 2 | Elect Anthony F. Earley, Jr. | | Mgmt | For | Against | Against |
| | 3 | Elect Fred J. Fowler | | Mgmt | For | Against | Against |
| | 4 | Elect Maryellen C. Herringer | | Mgmt | For | Against | Against |
| | 5 | Elect Richard C. Kelly | | Mgmt | For | Against | Against |
| | 6 | Elect Roger H. Kimmel | | Mgmt | For | Against | Against |
| | 7 | Elect Richard A. Meserve | | Mgmt | For | Against | Against |
| | 8 | Elect Forrest E. Miller | | Mgmt | For | Against | Against |
| | 9 | Elect Rosendo G. Parra | | Mgmt | For | Against | Against |
| | 10 | Elect Barbara L. Rambo | | Mgmt | For | Against | Against |
| | 11 | Elect Barry Lawson Williams | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 14 | 2014 Long-Term Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Philip Morris International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PM | CUSIP 718172109 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Harold Brown | | Mgmt | For | For | For |
| | 2 | Elect Andre Calantzopoulos | | Mgmt | For | For | For |
| | 3 | Elect Louis C. Camilleri | | Mgmt | For | For | For |
| | 4 | Elect Jennifer Li | | Mgmt | For | For | For |
| | 5 | Elect Sergio Marchionne | | Mgmt | For | For | For |
| | 6 | Elect Kalpana Morparia | | Mgmt | For | For | For |
| | 7 | Elect Lucio A. Noto | | Mgmt | For | For | For |
| | 8 | Elect Robert B. Polet | | Mgmt | For | For | For |
| | 9 | Elect Carlos Slim Helu | | Mgmt | For | For | For |
| | 10 | Elect Stephen M. Wolf | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Animal Welfare | | ShrHldr | Against | Against | For |
|
|
|
| Phillips 66 | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSX | CUSIP 718546104 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William R. Loomis, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Glenn F. Tilton | | Mgmt | For | For | For |
| | 3 | Elect Marna C. Whittington | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
|
|
|
| PNC Financial Services Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PNC | CUSIP 693475105 | | 04/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard O. Berndt | | Mgmt | For | For | For |
| | 2 | Elect Charles E. Bunch | | Mgmt | For | For | For |
| | 3 | Elect Paul W. Chellgren | | Mgmt | For | For | For |
| | 4 | Elect William S. Demchak | | Mgmt | For | For | For |
| | 5 | Elect Andrew T. Feldstein | | Mgmt | For | For | For |
| | 6 | Elect Kay Coles James | | Mgmt | For | For | For |
| | 7 | Elect Richard B. Kelson | | Mgmt | For | For | For |
| | 8 | Elect Anthony A. Massaro | | Mgmt | For | For | For |
| | 9 | Elect Jane G. Pepper | | Mgmt | For | For | For |
| | 10 | Elect Donald J. Shepard | | Mgmt | For | For | For |
| | 11 | Elect Lorene K. Steffes | | Mgmt | For | For | For |
| | 12 | Elect Dennis F. Strigl | | Mgmt | For | For | For |
| | 13 | Elect Thomas J. Usher | | Mgmt | For | For | For |
| | 14 | Elect George H. Walls, Jr. | | Mgmt | For | For | For |
| | 15 | Elect Helge H. Wehmeier | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | | ShrHldr | Against | Against | For |
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| PPG Industries, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PPG | CUSIP 693506107 | | 04/17/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stephen F. Angel | | Mgmt | For | For | For |
| | 1.2 | Elect Hugh Grant | | Mgmt | For | For | For |
| | 1.3 | Elect Michele J. Hooper | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
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| PPL Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PPL | CUSIP 69351T106 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Frederick M. Bernthal | | Mgmt | For | For | For |
| | 2 | Elect John W. Conway | | Mgmt | For | For | For |
| | 3 | Elect Philip G. Cox | | Mgmt | For | For | For |
| | 4 | Elect Steven G. Elliott | | Mgmt | For | For | For |
| | 5 | Elect Louise K. Goeser | | Mgmt | For | For | For |
| | 6 | Elect Stuart E. Graham | | Mgmt | For | For | For |
| | 7 | Elect Stuart Heydt | | Mgmt | For | For | For |
| | 8 | Elect Raja Rajamannar | | Mgmt | For | For | For |
| | 9 | Elect Craig A. Rogerson | | Mgmt | For | For | For |
| | 10 | Elect William H. Spence | | Mgmt | For | For | For |
| | 11 | Elect Natica von Althann | | Mgmt | For | For | For |
| | 12 | Elect Keith H. Williamson | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
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| Prudential Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRU | CUSIP 744320102 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas J. Baltimore, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Gordon M. Bethune | | Mgmt | For | For | For |
| | 3 | Elect Gilbert F. Casellas | | Mgmt | For | For | For |
| | 4 | Elect James G. Cullen | | Mgmt | For | For | For |
| | 5 | Elect Mark B. Grier | | Mgmt | For | For | For |
| | 6 | Elect Constance J. Horner | | Mgmt | For | For | For |
| | 7 | Elect Martina Hund-Mejean | | Mgmt | For | For | For |
| | 8 | Elect Karl J. Krapek | | Mgmt | For | For | For |
| | 9 | Elect Christine A. Poon | | Mgmt | For | For | For |
| | 10 | Elect Douglas A. Scovanner | | Mgmt | For | For | For |
| | 11 | Elect John R. Strangfeld | | Mgmt | For | For | For |
| | 12 | Elect James A. Unruh | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
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| Public Storage | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSA | CUSIP 74460D109 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ronald L. Havner, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Tamara Hughes Gustavson | | Mgmt | For | For | For |
| | 3 | Elect Uri P. Harkham | | Mgmt | For | For | For |
| | 4 | Elect B. Wayne Hughes, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Avedick B. Poladian | | Mgmt | For | For | For |
| | 6 | Elect Gary E. Pruitt | | Mgmt | For | For | For |
| | 7 | Elect Ronald P. Spogli | | Mgmt | For | For | For |
| | 8 | Elect Daniel C. Staton | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Amendment to the 2007 Equity and Performance-Based Incentive Compensation Plan | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| PulteGroup, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PHM | CUSIP 745867101 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brian P. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Bryce Blair | | Mgmt | For | For | For |
| | 1.3 | Elect Richard J. Dugas, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas J. Folliard | | Mgmt | For | For | For |
| | 1.5 | Elect Cheryl W. Grise | | Mgmt | For | For | For |
| | 1.6 | Elect Andre J. Hawaux | | Mgmt | For | For | For |
| | 1.7 | Elect Debra J. Kelly-Ennis | | Mgmt | For | For | For |
| | 1.8 | Elect Patrick J. O'Leary | | Mgmt | For | For | For |
| | 1.9 | Elect James J. Postl | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | | ShrHldr | Against | Against | For |
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| Putnam Short Term Investment Fund | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | | CUSIP 74676P664 | | 02/27/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approving a new management contract for your fund | | Mgmt | For | For | For |
| | 2 | Elect Liaquat Ahamed | | Mgmt | For | For | For |
| | 3 | Elect Ravi Akhoury | | Mgmt | For | For | For |
| | 4 | Elect Barbara M. Baumann | | Mgmt | For | For | For |
| | 5 | Elect Jameson A. Baxter | | Mgmt | For | For | For |
| | 6 | Elect Charles B. Curtis | | Mgmt | For | For | For |
| | 7 | Elect Robert J. Darretta | | Mgmt | For | For | For |
| | 8 | Elect Katinka Domotorffy | | Mgmt | For | For | For |
| | 9 | Elect John A. Hill | | Mgmt | For | For | For |
| | 10 | Elect Paul L. Joskow | | Mgmt | For | For | For |
| | 11 | Elect Kenneth R. Leibler | | Mgmt | For | For | For |
| | 12 | Elect Robert E. Patterson | | Mgmt | For | For | For |
| | 13 | Elect George Putnam, III | | Mgmt | For | For | For |
| | 14 | Elect Robert L. Reynolds | | Mgmt | For | For | For |
| | 15 | Elect W. Thomas Stephens | | Mgmt | For | For | For |
| | 16 | Approving an Amended and Restated Declaration of Trust for your fund | | Mgmt | For | For | For |
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| QEP Resources Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | QEP | CUSIP 74733V100 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert F. Heinemann | | Mgmt | For | For | For |
| | 1.2 | Elect Robert E. McKee III | | Mgmt | For | For | For |
| | 1.3 | Elect David A. Trice | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Requesting the Repeal of the Classified Board | | ShrHldr | For | For | For |
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| QUALCOMM Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | QCOM | CUSIP 747525103 | | 03/04/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Barbara T. Alexander | | Mgmt | For | For | For |
| | 2 | Elect Donald G. Cruickshank | | Mgmt | For | For | For |
| | 3 | Elect Raymond V. Dittamore | | Mgmt | For | For | For |
| | 4 | Elect Susan Hockfield | | Mgmt | For | For | For |
| | 5 | Elect Thomas W. Horton | | Mgmt | For | For | For |
| | 6 | Elect Paul E. Jacobs | | Mgmt | For | For | For |
| | 7 | Elect Sherry Lansing | | Mgmt | For | For | For |
| | 8 | Elect Steven M. Mollenkopf | | Mgmt | For | For | For |
| | 9 | Elect Duane A. Nelles | | Mgmt | For | For | For |
| | 10 | Elect Clark T. Randt, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Francisco Ros | | Mgmt | For | For | For |
| | 12 | Elect Jonathan J. Rubinstein | | Mgmt | For | For | For |
| | 13 | Elect Brent Scowcroft | | Mgmt | For | For | For |
| | 14 | Elect Marc I. Stern | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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| Quest Diagnostics Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DGX | CUSIP 74834L100 | | 05/21/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Timothy L. Main | | Mgmt | For | Against | Against |
| | 2 | Elect Timothy M. Ring | | Mgmt | For | Against | Against |
| | 3 | Elect Daniel C. Stanzione | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| | 6 | Restoration of Right to Call a Special Meeting | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Raytheon Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RTN | CUSIP 755111507 | | 05/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James E. Cartwright | | Mgmt | For | For | For |
| | 2 | Elect Vernon E. Clark | | Mgmt | For | For | For |
| | 3 | Elect Stephen J. Hadley | | Mgmt | For | For | For |
| | 4 | Elect Thomas A. Kennedy | | Mgmt | For | For | For |
| | 5 | Elect George R. Oliver | | Mgmt | For | For | For |
| | 6 | Elect Michael C. Ruettgers | | Mgmt | For | For | For |
| | 7 | Elect Ronald L. Skates | | Mgmt | For | For | For |
| | 8 | Elect William R. Spivey | | Mgmt | For | For | For |
| | 9 | Elect Linda G. Stuntz | | Mgmt | For | For | For |
| | 10 | Elect William H. Swanson | | Mgmt | For | For | For |
| | 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Ability to Act by Written Consent | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
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| Regions Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RF | CUSIP 7591EP100 | | 04/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect George W. Bryan | | Mgmt | For | For | For |
| | 2 | Elect Carolyn H. Byrd | | Mgmt | For | For | For |
| | 3 | Elect David J. Cooper, Sr. | | Mgmt | For | For | For |
| | 4 | Elect Don DeFosset | | Mgmt | For | For | For |
| | 5 | Elect Eric C. Fast | | Mgmt | For | For | For |
| | 6 | Elect O. B. Grayson Hall, Jr. | | Mgmt | For | For | For |
| | 7 | Elect John D. Johns | | Mgmt | For | For | For |
| | 8 | Elect Charles D. McCrary | | Mgmt | For | For | For |
| | 9 | Elect James R. Malone | | Mgmt | For | For | For |
| | 10 | Elect Ruth Ann Marshall | | Mgmt | For | For | For |
| | 11 | Elect Susan W. Matlock | | Mgmt | For | For | For |
| | 12 | Elect John E. Maupin, Jr. | | Mgmt | For | For | For |
| | 13 | Elect Lee J. Styslinger III | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Royal Dutch Shell Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RDSB | CUSIP 780259206 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Remuneration Policy (Binding) | | Mgmt | For | For | For |
| | 3 | Remuneration Report (Advisory) | | Mgmt | For | For | For |
| | 4 | Elect Euleen Goh | | Mgmt | For | Against | Against |
| | 5 | Elect Patricia A. Woertz | | Mgmt | For | Against | Against |
| | 6 | Elect Ben Van Beurden | | Mgmt | For | Against | Against |
| | 7 | Elect Guy Elliott | | Mgmt | For | Against | Against |
| | 8 | Elect Simon Henry | | Mgmt | For | Against | Against |
| | 9 | Elect Charles O. Holliday, Jr. | | Mgmt | For | Against | Against |
| | 10 | Elect Gerard Kleisterlee | | Mgmt | For | Against | Against |
| | 11 | Elect Jorma Ollila | | Mgmt | For | Against | Against |
| | 12 | Elect Sir Nigel Sheinwald | | Mgmt | For | Against | Against |
| | 13 | Elect Linda G. Stuntz | | Mgmt | For | Against | Against |
| | 14 | Elect Hans Wijers | | Mgmt | For | Against | Against |
| | 15 | Elect Gerrit Zalm | | Mgmt | For | Against | Against |
| | 16 | Appointment of Auditor | | Mgmt | For | For | For |
| | 17 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 21 | Long Term Incentive Plan | | Mgmt | For | For | For |
| | 22 | Deferred Bonus Plan | | Mgmt | For | For | For |
| | 23 | Restricted Share Plan | | Mgmt | For | For | For |
| | 24 | Authorisation of Political Donations | | Mgmt | For | For | For |
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| SanDisk Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNDK | CUSIP 80004C101 | | 06/19/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 2 | Elect Irwin Federman | | Mgmt | For | For | For |
| | 3 | Elect Steven J. Gomo | | Mgmt | For | For | For |
| | 4 | Elect Eddy W. Hartenstein | | Mgmt | For | For | For |
| | 5 | Elect Chenming Hu | | Mgmt | For | For | For |
| | 6 | Elect Catherine P. Lego | | Mgmt | For | For | For |
| | 7 | Elect Sanjay Mehrotra | | Mgmt | For | For | For |
| | 8 | Elect D. Scott Mercer | | Mgmt | For | For | For |
| | 9 | Amendment to the 2005 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Sanofi | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAN | CUSIP 80105N105 | | 05/05/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | | Mgmt | For | For | For |
| | 2 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Related Party Transactions | | Mgmt | For | For | For |
| | 5 | Elect Christopher Viehbacher | | Mgmt | For | For | For |
| | 6 | Elect Robert Castaigne | | Mgmt | For | For | For |
| | 7 | Elect Christian Mulliez | | Mgmt | For | For | For |
| | 8 | Elect Patrick Kron | | Mgmt | For | For | For |
| | 9 | Remuneration of Serge Weinberg, Chairman | | Mgmt | For | For | For |
| | 10 | Remuneration of Christopher Viehbacher, CEO | | Mgmt | For | For | For |
| | 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 12 | Authorization of Legal Formalities | | Mgmt | For | For | For |
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| Schneider Electric SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SU | CINS F86921107 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Allocation of Losses | | Mgmt | For | For | For |
| | 8 | Related Party Transactions | | Mgmt | For | For | For |
| | 9 | Remuneration Elements (Jean-Pascal Tricoire) | | Mgmt | For | For | For |
| | 10 | Remuneration Elements (Emmanuel Babeau) | | Mgmt | For | For | For |
| | 11 | Remuneration of Jean-Pascal Tricoire, CEO | | Mgmt | For | For | For |
| | 12 | Remuneration of Emmanuel Babeau, Executive Vice President | | Mgmt | For | For | For |
| | 13 | Elect Linda Knoll | | Mgmt | For | Against | Against |
| | 14 | Elect Noel Forgeard | | Mgmt | For | Against | Against |
| | 15 | Elect Willy R. Kissling | | Mgmt | For | Against | Against |
| | 16 | Elect Catherine Kopp | | Mgmt | For | Against | Against |
| | 17 | Elect Henri Lachmann | | Mgmt | For | Against | Against |
| | 18 | Elect G. Richard Thoman | | Mgmt | For | Against | Against |
| | 19 | Elect Jeong H. Kim | | Mgmt | For | Against | Against |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 21 | Conversion of Corporate Form | | Mgmt | For | For | For |
| | 22 | Amendments Regarding Company Name | | Mgmt | For | For | For |
| | 23 | Amendments Regarding Corporate Form | | Mgmt | For | For | For |
| | 24 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 25 | Employee Stock Purchase Plan for Overseas Employees | | Mgmt | For | For | For |
| | 26 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| | 27 | Elect Lone Fonss Schroder | | Mgmt | For | Against | Against |
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| Siemens AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SIE | CUSIP 826197501 | | 01/28/2014 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 2 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 3 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 4 | Compensation Policy | | Mgmt | For | TNA | N/A |
| | 5 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 6 | Elect Jim Hagemann Snabe | | Mgmt | For | TNA | N/A |
| | 7 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
| | 8 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | | Mgmt | For | TNA | N/A |
| | 9 | Cancellation of Conditional Share Capital | | Mgmt | For | TNA | N/A |
| | 10 | Amendments to Articles | | Mgmt | For | TNA | N/A |
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| Southwestern Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWN | CUSIP 845467109 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Gass | | Mgmt | For | For | For |
| | 2 | Elect Catherine A. Kehr | | Mgmt | For | For | For |
| | 3 | Elect Greg D. Kerley | | Mgmt | For | For | For |
| | 4 | Elect Vello A. Kuuskraa | | Mgmt | For | For | For |
| | 5 | Elect Kenneth R. Mourton | | Mgmt | For | For | For |
| | 6 | Elect Steven L. Mueller | | Mgmt | For | For | For |
| | 7 | Elect Elliott Pew | | Mgmt | For | For | For |
| | 8 | Elect Alan H. Stevens | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | | ShrHldr | Against | Against | For |
|
|
|
| St. Jude Medical, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STJ | CUSIP 790849103 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard R. Devenuti | | Mgmt | For | For | For |
| | 2 | Elect Stefan K. Widensohler | | Mgmt | For | For | For |
| | 3 | Elect Wendy L. Yarno | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Management Incentive Compensation Plan | | Mgmt | For | For | For |
| | 6 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Staples, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SPLS | CUSIP 855030102 | | 06/02/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Basil L. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Drew G. Faust | | Mgmt | For | For | For |
| | 3 | Elect Justin King | | Mgmt | For | For | For |
| | 4 | Elect Carol Meyrowitz | | Mgmt | For | For | For |
| | 5 | Elect Rowland T. Moriarty | | Mgmt | For | For | For |
| | 6 | Elect Robert C. Nakasone | | Mgmt | For | For | For |
| | 7 | Elect Ronald L. Sargent | | Mgmt | For | For | For |
| | 8 | Elect Robert E. Sulentic | | Mgmt | For | For | For |
| | 9 | Elect Raul Vazquez | | Mgmt | For | For | For |
| | 10 | Elect Vijay Vishwanath | | Mgmt | For | For | For |
| | 11 | Elect Paul F. Walsh | | Mgmt | For | For | For |
| | 12 | 2014 Stock Incentive Plan | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Human Rights Report | | ShrHldr | Against | Against | For |
|
|
|
| State Street Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STT | CUSIP 857477103 | | 05/14/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jose E. Almeida | | Mgmt | For | For | For |
| | 2 | Elect Kennett F. Burnes | | Mgmt | For | For | For |
| | 3 | Elect Peter Coym | | Mgmt | For | For | For |
| | 4 | Elect Patrick de Saint-Aignan | | Mgmt | For | For | For |
| | 5 | Elect Amelia C. Fawcett | | Mgmt | For | For | For |
| | 6 | Elect Linda A. Hill | | Mgmt | For | For | For |
| | 7 | Elect Joseph L. Hooley | | Mgmt | For | For | For |
| | 8 | Elect Robert S. Kaplan | | Mgmt | For | For | For |
| | 9 | Elect Richard P. Sergel | | Mgmt | For | For | For |
| | 10 | Elect Ronald L. Skates | | Mgmt | For | For | For |
| | 11 | Elect Gregory L. Summe | | Mgmt | For | For | For |
| | 12 | Elect Thomas J. Wilson | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Stryker Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SYK | CUSIP 863667101 | | 04/22/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Howard E. Cox, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Srikant Datar | | Mgmt | For | For | For |
| | 3 | Elect Roch Doliveux | | Mgmt | For | For | For |
| | 4 | Elect Louis L. Francesconi | | Mgmt | For | For | For |
| | 5 | Elect Allan C. Golston | | Mgmt | For | For | For |
| | 6 | Elect Kevin A. Lobo | | Mgmt | For | For | For |
| | 7 | Elect William U. Parfet | | Mgmt | For | For | For |
| | 8 | Elect Andrew K Silvernail | | Mgmt | For | For | For |
| | 9 | Elect Ronda E. Stryker | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Sun Life Financial Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SLF | CUSIP 866796105 | | 05/07/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William D. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Richard H. Booth | | Mgmt | For | For | For |
| | 1.3 | Elect John H. Clappison | | Mgmt | For | For | For |
| | 1.4 | Elect Dean A. Connor | | Mgmt | For | For | For |
| | 1.5 | Elect Martin J.G. Glynn | | Mgmt | For | For | For |
| | 1.6 | Elect M. Marianne Harris | | Mgmt | For | For | For |
| | 1.7 | Elect Krystyna T. Hoeg | | Mgmt | For | For | For |
| | 1.8 | Elect Real Raymond | | Mgmt | For | For | For |
| | 1.9 | Elect Hugh D. Segal | | Mgmt | For | For | For |
| | 1.10 | Elect Barbara G. Stymiest | | Mgmt | For | For | For |
| | 1.11 | Elect James H. Sutcliffe | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Adoption of Advance Notice Policy | | Mgmt | For | For | For |
| | 4 | Amendment to By-Laws Regarding Electronic Distribution | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Suncor Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SU | CUSIP 867224107 | | 04/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mel E. Benson | | Mgmt | For | For | For |
| | 1.2 | Elect Dominic D'Alessandro | | Mgmt | For | For | For |
| | 1.3 | Elect W. Douglas Ford | | Mgmt | For | For | For |
| | 1.4 | Elect John D. Gass | | Mgmt | For | For | For |
| | 1.5 | Elect Paul Haseldonckx | | Mgmt | For | For | For |
| | 1.6 | Elect John R. Huff | | Mgmt | For | For | For |
| | 1.7 | Elect Jacques Lamarre | | Mgmt | For | For | For |
| | 1.8 | Elect Maureen McCaw | | Mgmt | For | For | For |
| | 1.9 | Elect Michael W. O'Brien | | Mgmt | For | For | For |
| | 1.10 | Elect James W. Simpson | | Mgmt | For | For | For |
| | 1.11 | Elect Eira Thomas | | Mgmt | For | For | For |
| | 1.12 | Elect Steven W. Williams | | Mgmt | For | For | For |
| | 1.13 | Elect Michael M. Wilson | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Target Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TGT | CUSIP 87612E106 | | 06/11/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Roxanne S. Austin | | Mgmt | For | Against | Against |
| | 2 | Elect Douglas M. Baker, Jr. | | Mgmt | For | Against | Against |
| | 3 | Elect Calvin Darden | | Mgmt | For | Against | Against |
| | 4 | Elect Henrique de Castro | | Mgmt | For | Against | Against |
| | 5 | Elect James A. Johnson | | Mgmt | For | Against | Against |
| | 6 | Elect Mary E. Minnick | | Mgmt | For | Against | Against |
| | 7 | Elect Anne M. Mulcahy | | Mgmt | For | Against | Against |
| | 8 | Elect Derica W. Rice | | Mgmt | For | Against | Against |
| | 9 | Elect Kenneth L. Salazar | | Mgmt | For | Against | Against |
| | 10 | Elect John G. Stumpf | | Mgmt | For | Against | Against |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 13 | Shareholder Proposal Regarding Elimination of Perquisites | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Prohibiting Discrimination | | ShrHldr | Against | Against | For |
|
|
|
| Teva Pharmaceutical Industries Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEVA | CUSIP 881624209 | | 02/24/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | CEO Employment Terms | | Mgmt | For | For | For |
|
|
|
| Teva Pharmaceutical Industries Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEVA | CUSIP 881624209 | | 08/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Moshe Many | | Mgmt | For | Against | Against |
| | 2 | Elect Arie S. Belldegrun | | Mgmt | For | Against | Against |
| | 3 | Elect Amir Elstein | | Mgmt | For | Against | Against |
| | 4 | Elect Yitzhak Peterburg | | Mgmt | For | Against | Against |
| | 5 | Cash Bonus for President and CEO | | Mgmt | For | For | For |
| | 6 | Bonus Plan for President and CEO | | Mgmt | For | For | For |
| | 7 | Approval of Compensation Policy | | Mgmt | For | For | For |
| | 8 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| Texas Instruments Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TXN | CUSIP 882508104 | | 04/17/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ralph W. Babb, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Mark A. Blinn | | Mgmt | For | For | For |
| | 3 | Elect Daniel A. Carp | | Mgmt | For | For | For |
| | 4 | Elect Carrie S. Cox | | Mgmt | For | For | For |
| | 5 | Elect Ronald Kirk | | Mgmt | For | For | For |
| | 6 | Elect Pamela H. Patsley | | Mgmt | For | For | For |
| | 7 | Elect Robert E. Sanchez | | Mgmt | For | For | For |
| | 8 | Elect Wayne R. Sanders | | Mgmt | For | For | For |
| | 9 | Elect Ruth J. Simmons | | Mgmt | For | For | For |
| | 10 | Elect Richard K. Templeton | | Mgmt | For | For | For |
| | 11 | Elect Christine Todd Whitman | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Approve the 2014 Stock Purchase Plan | | Mgmt | For | For | For |
| | 15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | | Mgmt | For | For | For |
|
|
|
| The ADT Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADT | CUSIP 00101J106 | | 03/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas J. Colligan | | Mgmt | For | For | For |
| | 2 | Elect Richard J. Daly | | Mgmt | For | For | For |
| | 3 | Elect Timothy M. Donahue | | Mgmt | For | For | For |
| | 4 | Elect Robert M. Dutkowsky | | Mgmt | For | For | For |
| | 5 | Elect Bruce S. Gordon | | Mgmt | For | For | For |
| | 6 | Elect Naren K. Gursahaney | | Mgmt | For | For | For |
| | 7 | Elect Bridgette Heller | | Mgmt | For | For | For |
| | 8 | Elect Kathleen W. Hyle | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| The Chubb Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CB | CUSIP 171232101 | | 04/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zoe Baird Budinger | | Mgmt | For | For | For |
| | 2 | Elect Sheila P. Burke | | Mgmt | For | For | For |
| | 3 | Elect James I. Cash, Jr. | | Mgmt | For | For | For |
| | 4 | Elect John D. Finnegan | | Mgmt | For | For | For |
| | 5 | Elect Timothy P. Flynn | | Mgmt | For | For | For |
| | 6 | Elect Karen M. Hoguet | | Mgmt | For | For | For |
| | 7 | Elect Lawrence W. Kellner | | Mgmt | For | For | For |
| | 8 | Elect Martin G. McGuinn | | Mgmt | For | For | For |
| | 9 | Elect Lawrence M. Small | | Mgmt | For | For | For |
| | 10 | Elect Jess Soderberg | | Mgmt | For | For | For |
| | 11 | Elect Daniel E. Somers | | Mgmt | For | For | For |
| | 12 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 13 | Elect James M. Zimmerman | | Mgmt | For | For | For |
| | 14 | Elect Alfred W. Zollar | | Mgmt | For | For | For |
| | 15 | Long Term Incentive Plan (2014) | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Sustainability Report | | ShrHldr | Against | Against | For |
|
|
|
| The Procter & Gamble Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PG | CUSIP 742718109 | | 10/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Angela F. Braly | | Mgmt | For | For | For |
| | 2 | Elect Kenneth I. Chenault | | Mgmt | For | For | For |
| | 3 | Elect Scott D. Cook | | Mgmt | For | For | For |
| | 4 | Elect Susan D. Desmond-Hellmann | | Mgmt | For | For | For |
| | 5 | Elect Alan G. Lafley | | Mgmt | For | For | For |
| | 6 | Elect Terry J. Lundgren | | Mgmt | For | For | For |
| | 7 | Elect W. James McNerney, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Margaret C. Whitman | | Mgmt | For | For | For |
| | 9 | Elect Mary Agnes Wilderotter | | Mgmt | For | For | For |
| | 10 | Elect Patricia A. Woertz | | Mgmt | For | For | For |
| | 11 | Elect Ernesto Zedillo Ponce de Leon | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| | 14 | 2013 Non-Employee Directors' Stock Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Thermo Fisher Scientific Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TMO | CUSIP 883556102 | | 05/20/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marc N. Casper | | Mgmt | For | For | For |
| | 2 | Elect Nelson J. Chai | | Mgmt | For | For | For |
| | 3 | Elect C. Martin Harris | | Mgmt | For | For | For |
| | 4 | Elect Tyler Jacks | | Mgmt | For | For | For |
| | 5 | Elect Judy C. Lewent | | Mgmt | For | For | For |
| | 6 | Elect Thomas J. Lynch | | Mgmt | For | For | For |
| | 7 | Elect Jim P. Manzi | | Mgmt | For | For | For |
| | 8 | Elect William G. Parrett | | Mgmt | For | For | For |
| | 9 | Elect Lars R. Sorenson | | Mgmt | For | For | For |
| | 10 | Elect Scott M. Sperling | | Mgmt | For | For | For |
| | 11 | Elect Elaine S. Ullian | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Time Warner Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TWX | CUSIP 887317303 | | 06/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James L. Barksdale | | Mgmt | For | For | For |
| | 2 | Elect William P. Barr | | Mgmt | For | For | For |
| | 3 | Elect Jeffrey L. Bewkes | | Mgmt | For | For | For |
| | 4 | Elect Stephen F. Bollenbach | | Mgmt | For | For | For |
| | 5 | Elect Robert C. Clark | | Mgmt | For | For | For |
| | 6 | Elect Mathias Dopfner | | Mgmt | For | For | For |
| | 7 | Elect Jessica P. Einhorn | | Mgmt | For | For | For |
| | 8 | Elect Carlos M. Gutierrez | | Mgmt | For | For | For |
| | 9 | Elect Fred Hassan | | Mgmt | For | For | For |
| | 10 | Elect Kenneth J. Novack | | Mgmt | For | For | For |
| | 11 | Elect Paul D. Wachter | | Mgmt | For | For | For |
| | 12 | Elect Deborah C. Wright | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| TJX Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TJX | CUSIP 872540109 | | 06/10/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zein Abdalla | | Mgmt | For | For | For |
| | 2 | Elect Jose B. Alvarez | | Mgmt | For | For | For |
| | 3 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 4 | Elect Bernard Cammarata | | Mgmt | For | For | For |
| | 5 | Elect David T. Ching | | Mgmt | For | For | For |
| | 6 | Elect Michael F. Hines | | Mgmt | For | For | For |
| | 7 | Elect Amy B. Lane | | Mgmt | For | For | For |
| | 8 | Elect Carol Meyrowitz | | Mgmt | For | For | For |
| | 9 | Elect John F. O'Brien | | Mgmt | For | For | For |
| | 10 | Elect Willow B. Shire | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Total SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FP | CUSIP 89151E109 | | 05/16/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 5 | Elect Patricia Barbizet | | Mgmt | For | For | For |
| | 6 | Elect Marie-Christine Coisne-Roquette | | Mgmt | For | For | For |
| | 7 | Elect Paul Desmarais, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Barbara Kux | | Mgmt | For | For | For |
| | 9 | Remuneration of Christophe de Margerie, CEO | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital through Capitalizations | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 12 | Greenshoe | | Mgmt | For | For | For |
| | 13 | Authority to Increase Capital in Consideration for Contributions in Kind | | Mgmt | For | For | For |
| | 14 | Authority to Increase Capital Under Employee Savings Plan | | Mgmt | For | For | For |
| | 15 | Employee Stock Purchase Plan for Overseas Employees | | Mgmt | For | For | For |
| | 16 | Authority to Issue Performance Shares | | Mgmt | For | For | For |
| | 17 | Amendment to Article Regarding Employee Representatives | | Mgmt | For | For | For |
| | 18 | Amendment Regarding Age Limit of Chairman | | Mgmt | For | For | For |
| | 19 | Amendment Regarding Age Limit of CEO | | Mgmt | For | For | For |
| | 20 | Amendment Regarding Shareholder Representatives at the Annual General Meeting | | Mgmt | For | For | For |
| | 21 | Shareholder Proposal Regarding the Distribution of a Newsletter | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | | ShrHldr | Against | Against | For |
| | 23 | Shareholder Proposal Regarding Loyalty Dividend | | ShrHldr | Against | Against | For |
| | 24 | Shareholder Proposal Regarding the Inclusion of Employee Representatives in Board Committees | | ShrHldr | Against | Against | For |
| | 25 | Shareholder Proposal Regarding Directors' Fees | | ShrHldr | Against | Against | For |
|
|
|
| Travelers Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRV | CUSIP 89417E109 | | 05/27/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan L. Beller | | Mgmt | For | For | For |
| | 2 | Elect John H. Dasburg | | Mgmt | For | For | For |
| | 3 | Elect Janet M. Dolan | | Mgmt | For | For | For |
| | 4 | Elect Kenneth M. Duberstein | | Mgmt | For | For | For |
| | 5 | Elect Jay S. Fishman | | Mgmt | For | For | For |
| | 6 | Elect Patricia L. Higgins | | Mgmt | For | For | For |
| | 7 | Elect Thomas R. Hodgson | | Mgmt | For | For | For |
| | 8 | Elect William J. Kane | | Mgmt | For | For | For |
| | 9 | Elect Cleve L. Killingsworth, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Philip T. Ruegger III | | Mgmt | For | For | For |
| | 11 | Elect Donald J. Shepard | | Mgmt | For | For | For |
| | 12 | Elect Laurie J. Thomsen | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | 2014 Stock Incentive Plan | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 03/05/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3 | Elect Edward D. Breen | | Mgmt | For | For | For |
| | 4 | Elect Herman E. Bulls | | Mgmt | For | For | For |
| | 5 | Elect Michael E. Daniels | | Mgmt | For | For | For |
| | 6 | Elect Frank M. Drendel | | Mgmt | For | For | For |
| | 7 | Elect Brian Duperreault | | Mgmt | For | For | For |
| | 8 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 9 | Elect George R. Oliver | | Mgmt | For | For | For |
| | 10 | Elect Brendan R. O'Neill | | Mgmt | For | For | For |
| | 11 | Elect Jurgen Tinggren | | Mgmt | For | For | For |
| | 12 | Elect Sandra S. Wijnberg | | Mgmt | For | For | For |
| | 13 | Elect R. David Yost | | Mgmt | For | For | For |
| | 14 | Election of Chairman of the Board | | Mgmt | For | For | For |
| | 15 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 16 | Elect Sandra S. Wijnberg | | Mgmt | For | For | For |
| | 17 | Elect R. David Yost | | Mgmt | For | For | For |
| | 18 | Appointment of Deloitte AG | | Mgmt | For | For | For |
| | 19 | Appointment of Deloitte and Touche | | Mgmt | For | For | For |
| | 20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | | Mgmt | For | For | For |
| | 21 | Election Of Independent Proxy | | Mgmt | For | For | For |
| | 22 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 23 | Approval of Ordinary Cash Dividend | | Mgmt | For | For | For |
| | 24 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| U.S. Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | USB | CUSIP 902973304 | | 04/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Douglas M. Baker, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Y. Marc Belton | | Mgmt | For | For | For |
| | 3 | Elect Victoria Buyniski Gluckman | | Mgmt | For | For | For |
| | 4 | Elect Arthur D. Collins, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Richard K. Davis | | Mgmt | For | For | For |
| | 6 | Elect Roland A. Hernandez | | Mgmt | For | For | For |
| | 7 | Elect Doreen Woo Ho | | Mgmt | For | For | For |
| | 8 | Elect Joel W. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Olivia F. Kirtley | | Mgmt | For | For | For |
| | 10 | Elect Jerry W. Levin | | Mgmt | For | For | For |
| | 11 | Elect David B. O'Maley | | Mgmt | For | For | For |
| | 12 | Elect O'dell M. Owens | | Mgmt | For | For | For |
| | 13 | Elect Craig D. Schnuck | | Mgmt | For | For | For |
| | 14 | Elect Patrick T. Stokes | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Union Pacific Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UNP | CUSIP 907818108 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andrew H. Card, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Erroll B. Davis, Jr. | | Mgmt | For | For | For |
| | 3 | Elect David B. Dillon | | Mgmt | For | For | For |
| | 4 | Elect Judith Richards Hope | | Mgmt | For | For | For |
| | 5 | Elect John J. Koraleski | | Mgmt | For | For | For |
| | 6 | Elect Charles C. Krulak | | Mgmt | For | For | For |
| | 7 | Elect Michael R. McCarthy | | Mgmt | For | For | For |
| | 8 | Elect Michael W. McConnell | | Mgmt | For | For | For |
| | 9 | Elect Thomas F. McLarty III | | Mgmt | For | For | For |
| | 10 | Elect Steven R. Rogel | | Mgmt | For | For | For |
| | 11 | Elect Jose H. Villarreal | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| United Continental Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UAL | CUSIP 910047109 | | 06/11/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carolyn Corvi | | Mgmt | For | For | For |
| | 2 | Elect Jane C. Garvey | | Mgmt | For | For | For |
| | 3 | Elect Walter Isaacson | | Mgmt | For | For | For |
| | 4 | Elect Henry L. Meyer III | | Mgmt | For | For | For |
| | 5 | Elect Oscar Munoz | | Mgmt | For | For | For |
| | 6 | Elect William R. Nuti | | Mgmt | For | For | For |
| | 7 | Elect Laurence E. Simmons | | Mgmt | For | For | For |
| | 8 | Elect Jeffery A. Smisek | | Mgmt | For | For | For |
| | 9 | Elect David J. Vitale | | Mgmt | For | For | For |
| | 10 | Elect John H. Walker | | Mgmt | For | For | For |
| | 11 | Elect Charles A. Yamarone | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2006 Director Equity Incentive Plan. | | Mgmt | For | For | For |
|
|
|
| United Parcel Service, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UPS | CUSIP 911312106 | | 05/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect F. Duane Ackerman | | Mgmt | For | For | For |
| | 2 | Elect Rodney C. Adkins | | Mgmt | For | For | For |
| | 3 | Elect Michael J. Burns | | Mgmt | For | For | For |
| | 4 | Elect D. Scott Davis | | Mgmt | For | For | For |
| | 5 | Elect Stuart E. Eizenstat | | Mgmt | For | For | For |
| | 6 | Elect Michael L. Eskew | | Mgmt | For | For | For |
| | 7 | Elect William R. Johnson | | Mgmt | For | For | For |
| | 8 | Elect Candace Kendle | | Mgmt | For | For | For |
| | 9 | Elect Ann M. Livermore | | Mgmt | For | For | For |
| | 10 | Elect Rudy H.P. Markham | | Mgmt | For | For | For |
| | 11 | Elect Clark T. Randt, Jr. | | Mgmt | For | For | For |
| | 12 | Elect Carol B. Tome | | Mgmt | For | For | For |
| | 13 | Elect Kevin M. Warsh | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
|
|
|
| United Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UTX | CUSIP 913017109 | | 04/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Louis Chenevert | | Mgmt | For | For | For |
| | 2 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 3 | Elect Jean-Pierre Garnier | | Mgmt | For | For | For |
| | 4 | Elect Jamie S. Gorelick | | Mgmt | For | For | For |
| | 5 | Elect Edward A. Kangas | | Mgmt | For | For | For |
| | 6 | Elect Ellen J. Kullman | | Mgmt | For | For | For |
| | 7 | Elect Marshall O. Larsen | | Mgmt | For | For | For |
| | 8 | Elect Harold W. McGraw III | | Mgmt | For | For | For |
| | 9 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 10 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 11 | Elect Andre Villeneuve | | Mgmt | For | For | For |
| | 12 | Elect Christine Todd Whitman | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Amendment to the 2005 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| UnitedHealth Group Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UNH | CUSIP 91324P102 | | 06/02/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William C. Ballard, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Edson Bueno | | Mgmt | For | For | For |
| | 3 | Elect Richard T. Burke | | Mgmt | For | For | For |
| | 4 | Elect Robert J. Darretta | | Mgmt | For | For | For |
| | 5 | Elect Stephen J. Hemsley | | Mgmt | For | For | For |
| | 6 | Elect Michele J. Hooper | | Mgmt | For | For | For |
| | 7 | Elect Rodger A. Lawson | | Mgmt | For | For | For |
| | 8 | Elect Douglas W. Leatherdale | | Mgmt | For | For | For |
| | 9 | Elect Glenn M. Renwick | | Mgmt | For | For | For |
| | 10 | Elect Kenneth I. Shine | | Mgmt | For | For | For |
| | 11 | Elect Gail R. Wilensky | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Ventas, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VTR | CUSIP 92276F100 | | 05/15/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Debra A. Cafaro | | Mgmt | For | For | For |
| | 2 | Elect Douglas Crocker, II | | Mgmt | For | For | For |
| | 3 | Elect Ronald G. Geary | | Mgmt | For | For | For |
| | 4 | Elect Jay M. Gellert | | Mgmt | For | For | For |
| | 5 | Elect Richard I. Gilchrist | | Mgmt | For | For | For |
| | 6 | Elect Matthew J. Lustig | | Mgmt | For | For | For |
| | 7 | Elect Douglas M. Pasquale | | Mgmt | For | For | For |
| | 8 | Elect Robert D. Reed | | Mgmt | For | For | For |
| | 9 | Elect Glenn J. Rufrano | | Mgmt | For | For | For |
| | 10 | Elect James D. Shelton | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Verizon Communications Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VZ | CUSIP 92343V104 | | 01/28/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Acquisition | | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 3 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Verizon Communications Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VZ | CUSIP 92343V104 | | 05/01/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Shellye L. Archambeau | | Mgmt | For | For | For |
| | 2 | Elect Richard L. Carrion | | Mgmt | For | For | For |
| | 3 | Elect Melanie L. Healey | | Mgmt | For | For | For |
| | 4 | Elect M. Frances Keeth | | Mgmt | For | For | For |
| | 5 | Elect Robert W. Lane | | Mgmt | For | For | For |
| | 6 | Elect Lowell C. McAdam | | Mgmt | For | For | For |
| | 7 | Elect Donald T. Nicolaisen | | Mgmt | For | For | For |
| | 8 | Elect Clarence Otis, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Rodney E. Slater | | Mgmt | For | For | For |
| | 10 | Elect Kathryn A. Tesija | | Mgmt | For | For | For |
| | 11 | Elect Gregory D. Wasson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Adoption of Proxy Access | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Network Neutrality | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Approval of Severance Agreements | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Counting Shareholder Votes | | ShrHldr | Against | Against | For |
|
|
|
| Vodafone Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VOD | CUSIP 92857W209 | | 07/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Elect Gerard Kleisterlee | | Mgmt | For | For | For |
| | 3 | Elect Vittorio Colao | | Mgmt | For | For | For |
| | 4 | Elect Andy Halford | | Mgmt | For | For | For |
| | 5 | Elect Steve Pusey | | Mgmt | For | For | For |
| | 6 | Elect Renee J. James | | Mgmt | For | For | For |
| | 7 | Elect Alan W. Jebson | | Mgmt | For | For | For |
| | 8 | Elect Samuel E. Jonah | | Mgmt | For | For | For |
| | 9 | Elect Omid Kordestani | | Mgmt | For | For | For |
| | 10 | Elect Nick Land | | Mgmt | For | For | For |
| | 11 | Elect Anne Lauvergeon | | Mgmt | For | For | For |
| | 12 | Elect Luc Vandevelde | | Mgmt | For | For | For |
| | 13 | Elect Anthony Watson | | Mgmt | For | For | For |
| | 14 | Elect Philip Yea | | Mgmt | For | For | For |
| | 15 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 16 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 17 | Appointment of Auditor | | Mgmt | For | For | For |
| | 18 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 22 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 23 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Walgreen Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WAG | CUSIP 931422109 | | 01/08/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Janice M. Babiak | | Mgmt | For | For | For |
| | 2 | Elect David J. Brailer | | Mgmt | For | For | For |
| | 3 | Elect Steven A. Davis | | Mgmt | For | For | For |
| | 4 | Elect William C. Foote | | Mgmt | For | For | For |
| | 5 | Elect Mark P. Frissora | | Mgmt | For | For | For |
| | 6 | Elect Ginger L. Graham | | Mgmt | For | For | For |
| | 7 | Elect Alan G. McNally | | Mgmt | For | For | For |
| | 8 | Elect Dominic P. Murphy | | Mgmt | For | For | For |
| | 9 | Elect Stefano Pessina | | Mgmt | For | For | For |
| | 10 | Elect Nancy M. Schlichting | | Mgmt | For | For | For |
| | 11 | Elect Alejandro Silva | | Mgmt | For | For | For |
| | 12 | Elect James A. Skinner | | Mgmt | For | For | For |
| | 13 | Elect Gregory D. Wasson | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| Walt Disney Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DIS | CUSIP 254687106 | | 03/18/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Susan E. Arnold | | Mgmt | For | For | For |
| | 2 | Elect John S. Chen | | Mgmt | For | For | For |
| | 3 | Elect Jack Dorsey | | Mgmt | For | For | For |
| | 4 | Elect Robert A. Iger | | Mgmt | For | For | For |
| | 5 | Elect Fred H. Langhammer | | Mgmt | For | For | For |
| | 6 | Elect Aylwin B. Lewis | | Mgmt | For | For | For |
| | 7 | Elect Monica C. Lozano | | Mgmt | For | For | For |
| | 8 | Elect Robert W. Matschullat | | Mgmt | For | For | For |
| | 9 | Elect Sheryl Sandberg | | Mgmt | For | For | For |
| | 10 | Elect Orin C. Smith | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Right to Call a Special Meeting | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Wells Fargo & Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WFC | CUSIP 949746101 | | 04/29/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Baker II | | Mgmt | For | For | For |
| | 2 | Elect Elaine L. Chao | | Mgmt | For | For | For |
| | 3 | Elect John S. Chen | | Mgmt | For | For | For |
| | 4 | Elect Lloyd H. Dean | | Mgmt | For | For | For |
| | 5 | Elect Susan E. Engel | | Mgmt | For | For | For |
| | 6 | Elect Enrique Hernandez, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Donald M. James | | Mgmt | For | For | For |
| | 8 | Elect Cynthia H. Milligan | | Mgmt | For | For | For |
| | 9 | Elect Federico F. Pena | | Mgmt | For | For | For |
| | 10 | Elect James H. Quigley | | Mgmt | For | For | For |
| | 11 | Elect Judith M. Runstad | | Mgmt | For | For | For |
| | 12 | Elect Stephen W. Sanger | | Mgmt | For | For | For |
| | 13 | Elect John G. Stumpf | | Mgmt | For | For | For |
| | 14 | Elect Susan G. Swenson | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | | ShrHldr | Against | Against | For |
|
|
|
| Xilinx, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XLNX | CUSIP 983919101 | | 08/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Philip T. Gianos | | Mgmt | For | For | For |
| | 2 | Elect Moshe N. Gavrielov | | Mgmt | For | For | For |
| | 3 | Elect John L. Doyle | | Mgmt | For | For | For |
| | 4 | Elect William G. Howard, Jr. | | Mgmt | For | For | For |
| | 5 | Elect J. Michael Patterson | | Mgmt | For | For | For |
| | 6 | Elect Albert A. Pimentel | | Mgmt | For | For | For |
| | 7 | Elect Marshall C. Turner, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Elizabeth W. Vanderslice | | Mgmt | For | For | For |
| | 9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | | Mgmt | For | For | For |
| | 10 | First Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | For |
| | 11 | Second Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Zimmer Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ZMH | CUSIP 98956P102 | | 05/06/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Christopher B. Begley | | Mgmt | For | For | For |
| | 2 | Elect Betsy J. Bernard | | Mgmt | For | For | For |
| | 3 | Elect Paul M. Bisaro | | Mgmt | For | For | For |
| | 4 | Elect Gail K. Boudreaux | | Mgmt | For | For | For |
| | 5 | Elect David C. Dvorak | | Mgmt | For | For | For |
| | 6 | Elect Larry C. Glasscock | | Mgmt | For | For | For |
| | 7 | Elect Robert A. Hagemann | | Mgmt | For | For | For |
| | 8 | Elect Arthur J. Higgins | | Mgmt | For | For | For |
| | 9 | Elect Cecil B. Pickett | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Zoetis Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ZTS | CUSIP 98978V103 | | 05/13/2014 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory Norden | | Mgmt | For | Against | Against |
| | 2 | Elect Louise M. Parent | | Mgmt | For | Against | Against |
| | 3 | Elect Robert W. Scully | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 6 | 2013 Equity and Incentive Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| |
