| | |
| UNITED STATES |
|
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, DC 20549 |
|
| FORM N-PX |
|
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| MANAGEMENT INVESTMENT COMPANY |
|
Investment Company Act File Number : | 811-159 |
|
Name of Registrant: | Putnam Investors Fund |
|
Address of Principal Executive Offices: | |
| One Post Office Square |
| Boston, Massachusetts 02109 |
Name and address of agent of service: | |
| Beth S. Mazor, Vice President |
| Putnam Investors Fund |
| One Post Office Square |
| Boston, Massachusetts 02109 |
CC: | | |
| John W. Gerstmayr, Esq. |
| Ropes & Gray LLP | |
| One International Place |
| Boston, Massachusetts 02110 |
Registrant's telephone number including area code: |
| (617) 292-1000 | |
Date of fiscal year end: | |
| 7/31/06 | |
Date of reporting period: | |
| 07/01/2006 - 06/30/2007 |
Item 1: Proxy Voting Record
Registrant: Putnam Investors Fund
| | | | | | |
ACCENTURE LIMITED | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| ACN | CUSIP9 G1150G111 | 02/07/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Nobuyuki Idei | Mgmt | For | For | For |
| 2 | Elect Marjorie Magner | Mgmt | For | For | For |
| 3 | Elect Dennis Hightower | Mgmt | For | For | For |
| 4 | Elect William Kimsey | Mgmt | For | For | For |
| 5 | Elect Robert Lipp | Mgmt | For | For | For |
| 6 | Elect Wulf von Schimmelmann | Mgmt | For | For | For |
| 7 | Ratification of Auditor and | Mgmt | For | For | For |
| | Authorization of Board | | | | |
|
|
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Ace Limited | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| ACE | CUSIP9 G0070K103 | 05/17/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: BRIAN | Mgmt | For | For | For |
| | DUPERREAULT | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT M. HERNANDEZ | | | | |
| 3 | ELECTION OF DIRECTOR: PETER | Mgmt | For | For | For |
| | MENIKOFF | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT RIPP | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | DERMOT F. SMURFIT | | | | |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
|
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Aetna Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| AET | CUSIP9 00817Y108 | 04/27/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Frank Clark | Mgmt | For | For | For |
| 1.2 | Elect Betsy Cohen | Mgmt | For | For | For |
| 1.3 | Elect Molly Coye | Mgmt | For | For | For |
| 1.4 | Elect Barbara Franklin | Mgmt | For | For | For |
| 1.5 | Elect Jeffrey Garten | Mgmt | For | For | For |
| 1.6 | Elect Earl Graves | Mgmt | For | For | For |
| 1.7 | Elect Gerald Greenwald | Mgmt | For | For | For |
| 1.8 | Elect Ellen Hancock | Mgmt | For | For | For |
| 1.9 | Elect Edward Ludwig | Mgmt | For | For | For |
| 1.10 | Elect Joseph Newhouse | Mgmt | For | For | For |
| 1.11 | Elect Ronald Williams | Mgmt | For | For | For |
| 2 | APPROVAL OF INDEPENDENT | Mgmt | For | For | For |
| | REGISTERED PUBLIC | | | | |
| | ACCOUNTING FIRM | | | | |
| 3 | APPROVAL OF AMENDMENT TO | Mgmt | For | For | For |
| | ARTICLES OF INCORPORATION | | | | |
|
| 4 | SHAREHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For |
| | CUMULATIVE VOTING | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Nominating a Director | | | | |
|
|
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Alliance Data System Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| ADS | CUSIP9 018581108 | 06/06/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Lawrence Benveniste | Mgmt | For | For | For |
| 1.2 | Elect D. Keith Cobb | Mgmt | For | For | For |
| 1.3 | Elect Kenneth R. Jensen | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
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Allied Capital Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| ALD | CUSIP9 01903Q108 | 05/15/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Walton | Mgmt | For | For | For |
| 1.2 | Elect Joan Sweeney | Mgmt | For | For | For |
| 1.3 | Elect Brooks Browne | Mgmt | For | For | For |
| 1.4 | Elect Robert Long | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Increase in Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 4 | Amendment to the Amended Stock | Mgmt | For | Against | Against |
| | Option Plan | | | | |
|
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American International Group Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| AIG | CUSIP9 026874107 | 05/16/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Marshall Cohen | Mgmt | For | For | For |
| 1.2 | Elect Martin Feldstein | Mgmt | For | For | For |
| 1.3 | Elect Ellen Futter | Mgmt | For | For | For |
| 1.4 | Elect Stephen Hammerman | Mgmt | For | For | For |
| 1.5 | Elect Richard Holbrooke | Mgmt | For | For | For |
| 1.6 | Elect Fred Langhammer | Mgmt | For | For | For |
| 1.7 | Elect George Miles, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Morris Offit | Mgmt | For | For | For |
| 1.9 | Elect James Orr, III | Mgmt | For | For | For |
| 1.10 | Elect Virginia Rometty | Mgmt | For | For | For |
| 1.11 | Elect Martin Sullivan | Mgmt | For | For | For |
| 1.12 | Elect Michael Sutton | Mgmt | For | For | For |
| 1.13 | Elect Edmund Tse | Mgmt | For | For | For |
| 1.14 | Elect Robert Willumstad | Mgmt | For | For | For |
| 1.15 | Elect Frank Zarb | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2007 Stock Incentive Plan | Mgmt | For | For | For |
| 4 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | RELATING TO PERFORMANCE- | | | | |
| | BASED STOCK OPTIONS. | | | | |
|
|
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Amgen Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| AMGN | CUSIP9 031162100 | 05/09/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: MR. | Mgmt | For | Against | Against |
| | FRANK J. BIONDI, JR. | | | | |
| 2 | ELECTION OF DIRECTOR: MR. | Mgmt | For | For | For |
| | JERRY D. CHOATE | | | | |
| | | | | | |
| 3 | ELECTION OF DIRECTOR: MR. | Mgmt | For | For | For |
| | FRANK C. HERRINGER | | | | |
| 4 | ELECTION OF DIRECTOR: DR. | Mgmt | For | For | For |
| | GILBERT S. OMENN | | | | |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | Amendment to the Certificate of | Mgmt | For | For | For |
| | Incorporation | | | | |
| 7 | Amendment to the Bylaws to | Mgmt | For | For | For |
| | Declassify the Board | | | | |
| 8 | STOCKHOLDER PROPOSAL #1 | ShrHoldr | Against | Against | For |
| | (ANIMAL WELFARE POLICY). | | | | |
| 9 | STOCKHOLDER PROPOSAL #2 | ShrHoldr | Against | Against | For |
| | (SUSTAINABILITY REPORT). | | | | |
|
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Amphenol Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| APH | CUSIP9 032095101 | 05/23/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Stanley Clark | Mgmt | For | For | For |
| 1.2 | Elect Andrew Lietz | Mgmt | For | For | For |
| 1.3 | Elect Martin Loeffler | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | APPROVAL OF THE INCREASE IN | Mgmt | For | For | For |
| | THE NUMBER OF AUTHORIZED | | | | |
| | SHARES. | | | | |
|
|
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AMR (American Airlines) Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| AMR | CUSIP9 001765106 | 05/16/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Gerard Arpey | Mgmt | For | For | For |
| 1.2 | Elect John Bachmann | Mgmt | For | For | For |
| 1.3 | Elect David Boren | Mgmt | For | For | For |
| 1.4 | Elect Armando Codina | Mgmt | For | For | For |
| 1.5 | Elect Earl Graves | Mgmt | For | For | For |
| 1.6 | Elect Ann Korologos | Mgmt | For | For | For |
| 1.7 | Elect Michael Miles | Mgmt | For | For | For |
| 1.8 | Elect Philip Purcell | Mgmt | For | For | For |
| 1.9 | Elect Ray Robinson | Mgmt | For | For | For |
| 1.10 | Elect Judith Rodin | Mgmt | For | For | For |
| | | | | | |
| 1.11 | Elect Matthew Rose | Mgmt | For | For | For |
| 1.12 | Elect Roger Staubach | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Cumulative Voting | | | | |
| 4 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | RELATING TO SPECIAL | | | | |
| | SHAREHOLDER MEETINGS | | | | |
| 5 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | RELATING TO PERFORMANCE | | | | |
| | BASED STOCK OPTIONS | | | | |
| 6 | Shareholder Proposal Regarding an | ShrHoldr | Against | Against | For |
| | Advisory Vote | | | | |
|
|
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Apache Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| APA | CUSIP9 037411105 | 05/02/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | EUGENE C. FIEDOREK | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | PATRICIA ALBJERG GRAHAM | | | | |
| 3 | ELECTION OF DIRECTOR: F.H. | Mgmt | For | For | For |
| | MERELLI | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RAYMOND PLANK | | | | |
| 5 | APPROVAL OF 2007 OMNIBUS | Mgmt | For | For | For |
| | EQUITY COMPENSATION PLAN | | | | |
| 6 | STOCKHOLDER PROPOSAL | Mgmt | Against | Against | For |
| | CONCERNING REIMBURSEMENT | | | | |
| | OF PROXY EXPENSES | | | | |
|
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Apple Computers Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| AAPL | CUSIP9 037833100 | 05/10/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Campbell | Mgmt | For | For | For |
| 1.2 | Elect Millard Drexler | Mgmt | For | For | For |
| 1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Steven Jobs | Mgmt | For | For | For |
| 1.5 | Elect Arthur Levinson | Mgmt | For | For | For |
| 1.6 | Elect Eric Schmidt, PhD | Mgmt | For | For | For |
| 1.7 | Elect Jerome York | Mgmt | For | For | For |
| 2 | TO APPROVE AMENDMENTS TO | Mgmt | For | Against | Against |
| | THE APPLE INC. 2003 EMPLOYEE | | | | |
| | STOCK PLAN. | | | | |
| 3 | TO APPROVE AMENDMENTS TO | Mgmt | For | For | For |
| | THE APPLE INC. EMPLOYEE | | | | |
| | STOCK PURCHASE PLAN. | | | | |
|
| 4 | TO APPROVE AMENDMENTS TO | Mgmt | For | Against | Against |
| | THE 1997 DIRECTOR STOCK | | | | |
| | OPTION PLAN. | | | | |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Option Dating Policy | | | | |
| 7 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Pay for Performance | | | | |
| 8 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Environmental Report | | | | |
| 9 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Equity Retention Policy | | | | |
| 10 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Electronic Waste | | | | |
| 11 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote | | | | |
|
|
|
Applied Materials Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| AMAT | CUSIP9 038222105 | 03/14/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Armacost | Mgmt | For | For | For |
| 1.2 | Elect Robert Brust | Mgmt | For | For | For |
| 1.3 | Elect Deborah Coleman | Mgmt | For | For | For |
| 1.4 | Elect Philip Gerdine | Mgmt | For | For | For |
| 1.5 | Elect Thomas Iannotti | Mgmt | For | For | For |
| 1.6 | Elect Charles Liu | Mgmt | For | For | For |
| 1.7 | Elect James Morgan | Mgmt | For | For | For |
| 1.8 | Elect Gerhard Parker | Mgmt | For | For | For |
| 1.9 | Elect Willem Roelandts | Mgmt | For | For | For |
| 1.10 | Elect Michael Splinter | Mgmt | For | For | For |
| | | | | | |
| 2 | TO APPROVE THE AMENDED | Mgmt | For | For | For |
| | AND RESTATED EMPLOYEE | | | | |
| | STOCK INCENTIVE PLAN. | | | | |
| 3 | TO APPROVE THE AMENDED | Mgmt | For | For | For |
| | AND RESTATED EMPLOYEES | | | | |
| | STOCK PURCHASE PLAN. | | | | |
| 4 | TO APPROVE THE AMENDED | Mgmt | For | For | For |
| | AND RESTATED SENIOR | | | | |
| | EXECUTIVE BONUS PLAN. | | | | |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
|
|
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Bank Of America Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| BACRP | CUSIP9 060505104 | 04/25/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM BARNET, III | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | FRANK P. BRAMBLE, SR. | | | | |
| 3 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | T. COLLINS | | | | |
| 4 | ELECTION OF DIRECTOR: GARY | Mgmt | For | For | For |
| | L. COUNTRYMAN | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | TOMMY R. FRANKS | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | CHARLES K. GIFFORD | | | | |
| 7 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For |
| | STEVEN JONES | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | KENNETH D. LEWIS | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MONICA C. LOZANO | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WALTER E. MASSEY | | | | |
| 11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | THOMAS J. MAY | | | | |
| 12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | PATRICIA E. MITCHELL | | | | |
| 13 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | THOMAS M. RYAN | | | | |
| 14 | ELECTION OF DIRECTOR: O. | Mgmt | For | For | For |
| | TEMPLE SLOAN, JR. | | | | |
| | | | | | |
| 15 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MEREDITH R. SPANGLER | | | | |
| 16 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT L. TILLMAN | | | | |
| 17 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | JACKIE M. WARD | | | | |
| 18 | RATIFICATION OF THE | Mgmt | For | For | For |
| | INDEPENDENT REGISTERED | | | | |
| | PUBLIC ACCOUNTING FIRM FOR | | | | |
| | 2007 | | | | |
| 19 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | STOCK OPTIONS | | | | |
| 20 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | NUMBER OF DIRECTORS | | | | |
| 21 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | INDEPENDENT BOARD | | | | |
| | CHAIRMAN | | | | |
|
|
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Bear Stearns Companies Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| BSC | CUSIP9 073902108 | 04/18/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Cayne | Mgmt | For | For | For |
| 1.2 | Elect Henry Bienen | Mgmt | For | For | For |
| 1.3 | Elect Carl Glickman | Mgmt | For | For | For |
| 1.4 | Elect Michael Goldstein | Mgmt | For | Withhold | Against |
| 1.5 | Elect Alan Greenberg | Mgmt | For | For | For |
| 1.6 | Elect Donald Harrington | Mgmt | For | For | For |
| 1.7 | Elect Frank Nickell | Mgmt | For | For | For |
| 1.8 | Elect Paul Novelly | Mgmt | For | For | For |
| 1.9 | Elect Frederic Salerno | Mgmt | For | Withhold | Against |
| 1.10 | Elect Alan Schwartz | Mgmt | For | For | For |
| 1.11 | Elect Warren Spector | Mgmt | For | For | For |
| 1.12 | Elect Vincent Tese | Mgmt | For | Withhold | Against |
| 1.13 | Elect Wesley Williams, Jr. | Mgmt | For | For | For |
| 2 | APPROVAL OF AN AMENDMENT | Mgmt | For | Against | Against |
| | TO THE STOCK AWARD PLAN. | | | | |
| 3 | APPROVAL OF AMENDMENTS TO | Mgmt | For | Against | Against |
| | THE RESTRICTED STOCK UNIT | | | | |
| | PLAN. | | | | |
| 4 | Amendment to the Capital | Mgmt | For | For | For |
| | Accumulation Plan | | | | |
| | | | | | |
| 5 | APPROVAL OF THE 2007 | Mgmt | For | For | For |
| | PERFORMANCE | | | | |
| | COMPENSATION PLAN. | | | | |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
| 7 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING A PAY-FOR- | | | | |
| | SUPERIOR-PERFORMANCE | | | | |
| | STANDARD. | | | | |
|
|
|
Best Buy Company Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| BBY | CUSIP9 086516101 | 06/27/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ronald James | Mgmt | For | For | For |
| 1.2 | Elect Elliot Kaplan | Mgmt | For | For | For |
| 1.3 | Elect Matthew Paull | Mgmt | For | For | For |
| 1.4 | Elect James Press | Mgmt | For | For | For |
| 1.5 | Elect Richard Schulze | Mgmt | For | For | For |
| 1.6 | Elect Mary Tolan | Mgmt | For | For | For |
| 1.7 | Elect Hatim Tyabji | Mgmt | For | For | For |
| 1.8 | Elect Rogelio Rebolledo | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2004 Omnibus | Mgmt | For | For | For |
| | Stock | | | | |
|
|
|
Big Lots Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| BIG | CUSIP9 089302103 | 05/31/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey Berger | Mgmt | For | For | For |
| 1.2 | Elect Sheldon Berman | Mgmt | For | For | For |
| 1.3 | Elect Steven Fishman | Mgmt | For | For | For |
| 1.4 | Elect David Kollat | Mgmt | For | For | For |
| 1.5 | Elect Brenda Lauderback | Mgmt | For | For | For |
| 1.6 | Elect Philip Mallott | Mgmt | For | For | For |
| 1.7 | Elect Russell Solt | Mgmt | For | For | For |
| 1.8 | Elect James Tener | Mgmt | For | For | For |
| 1.9 | Elect Dennis Tishkoff | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
BJ Services Co | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| BJS | CUSIP9 055482103 | 01/30/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Don Jordan | Mgmt | For | For | For |
| 1.2 | Elect William White | Mgmt | For | For | For |
|
|
|
Boeing Company | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| BA | CUSIP9 097023105 | 04/30/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | H. BIGGS | | | | |
| 2 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | E. BRYSON | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ARTHUR D. COLLINS, JR. | | | | |
| 4 | ELECTION OF DIRECTOR: LINDA | Mgmt | For | For | For |
| | Z. COOK | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM M. DALEY | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | KENNETH M. DUBERSTEIN | | | | |
| 7 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | F. MCDONNELL | | | | |
| 8 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For |
| | JAMES MCNERNEY, JR. | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RICHARD D. NANULA | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROZANNE L. RIDGWAY | | | | |
| 11 | ELECTION OF DIRECTOR: MIKE | Mgmt | For | For | For |
| | S. ZAFIROVSKI | | | | |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | PREPARE A REPORT ON | ShrHoldr | Against | Against | For |
| | FOREIGN MILITARY SALES. | | | | |
| 14 | DEVELOP AND ADOPT HUMAN | ShrHoldr | Against | Against | For |
| | RIGHTS POLICIES. | | | | |
| 15 | PREPARE A REPORT ON | ShrHoldr | Against | Against | For |
| | CHARITABLE CONTRIBUTIONS. | | | | |
| | | | | | |
| 16 | PREPARE A REPORT ON | ShrHoldr | Against | Against | For |
| | POLITICAL CONTRIBUTIONS. | | | | |
| 17 | SEPARATE THE ROLES OF CEO | ShrHoldr | Against | Against | For |
| | AND CHAIRMAN. | | | | |
| 18 | SUBJECT RIGHTS PLANS TO | ShrHoldr | Against | Against | For |
| | SHAREHOLDER VOTE. | | | | |
| 19 | ADVISORY VOTE ON | ShrHoldr | Against | Against | For |
| | COMPENSATION DISCUSSION | | | | |
| | AND ANALYSIS. | | | | |
| 20 | ADOPT A POLICY ON | ShrHoldr | Against | Against | For |
| | PERFORMANCE-BASED STOCK | | | | |
| | OPTIONS. | | | | |
| 21 | RECOUP UNEARNED | ShrHoldr | Against | Against | For |
| | MANAGEMENT BONUSES. | | | | |
|
|
|
Capital One Financial Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| COF | CUSIP9 14040H105 | 04/26/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect W. Ronald Dietz | Mgmt | For | For | For |
| 1.2 | Elect Lewis Hay, III | Mgmt | For | For | For |
| 1.3 | Elect Mayo Shattuck, III | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | Election of Director | | | | |
| 4 | STOCKHOLDER PROPOSAL: | ShrHoldr | Against | Against | For |
| | STOCKHOLDER ADVISORY VOTE | | | | |
| | ON EXECUTIVE COMPENSATION. | | | | |
|
|
|
|
Capital One Financial Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| COFPRC | CUSIP9 14040H105 | 08/22/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
|
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
|
Cardinal Health Inc | | | | | | |
| | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CAH | CUSIP9 14149Y108 | 11/08/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Finn | Mgmt | For | For | For |
| 1.2 | Elect David Raisbeck | Mgmt | For | For | For |
| 1.3 | Elect Robert Walter | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Severance Arrangement | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Performance-Based Stock Options | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Compensation Committee | | | | |
|
|
|
Caremark RX Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CMX | CUSIP9 141705103 | 03/16/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | Mgmt | For | Against | Against |
|
| 2 | Right to Adjourn Meeting | Mgmt | For | Against | Against |
|
|
|
Caremark RX Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CMX | CUSIP9 141705103 | 03/16/2007 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | ShrHoldr | | TNA | NA |
|
| 2 | Right to Adjourn Meeting | ShrHoldr | | TNA | NA |
|
|
|
Carnival Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CCL | CUSIP9 143658300 | 04/16/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Re-elect Micky Arison | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Re-elect Richard Capen Jr. | Mgmt | For | For | For |
| 1.3 | Re-elect Robert Dickinson | Mgmt | For | For | For |
| 1.4 | Re-elect Arnold Donald | Mgmt | For | For | For |
| 1.5 | Re-elect Pier Foschi | Mgmt | For | For | For |
| 1.6 | Re-elect Howard Frank | Mgmt | For | For | For |
| 1.7 | Re-elect Richard Glasier | Mgmt | For | For | For |
| 1.8 | Re-elect Baroness Hogg | Mgmt | For | For | For |
| 1.9 | Re-elect Modesto Maidique | Mgmt | For | For | For |
| 1.10 | Re-elect John Parker | Mgmt | For | For | For |
| 1.11 | Re-elect Peter Ratcliffe | Mgmt | For | For | For |
| 1.12 | Re-elect Stuart Subotnick | Mgmt | For | For | For |
| 1.13 | Elect Laura Weil | Mgmt | For | For | For |
| 1.14 | Re-elect Uzi Zucker | Mgmt | For | For | For |
| 2 | Appointment of Auditor | Mgmt | For | For | For |
| 3 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| 4 | Accounts and Reports | Mgmt | For | For | For |
| 5 | TO APPROVE THE DIRECTORS | Mgmt | For | For | For |
| | REMUNERATION REPORT OF | | | | |
| | CARNIVAL PLC. | | | | |
| 6 | TO APPROVE LIMITS ON THE | Mgmt | For | For | For |
| | AUTHORITY TO ALLOT SHARES | | | | |
| | BY CARNIVAL PLC. | | | | |
| 7 | TO APPROVE THE | Mgmt | For | For | For |
| | DISAPPLICATION OF PRE- | | | | |
| | EMPTION RIGHTS FOR | | | | |
| | CARNIVAL PLC. | | | | |
| 8 | Authority to Repurchase of Shares | Mgmt | For | For | For |
|
| 9 | TO APPROVE ELECTRONIC | Mgmt | For | For | For |
| | COMMUNICATIONS WITH | | | | |
| | CARNIVAL PLC SHAREHOLDERS. | | | | |
|
|
|
|
Caterpillar Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CAT | CUSIP9 149123101 | 06/13/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Dillon | Mgmt | For | For | For |
| 1.2 | Elect Juan Gallardo | Mgmt | For | For | For |
| 1.3 | Elect William Osborn | Mgmt | For | For | For |
| 1.4 | Elect Edward Rust, Jr. | Mgmt | For | For | For |
| 2 | RATIFY AUDITORS | Mgmt | For | For | For |
| 3 | STOCKHOLDER PROPOSAL- | ShrHoldr | Against | Against | For |
| | SEPARATE CEO & CHAIR | | | | |
| | | | | | |
| 4 | STOCKHOLDER PROPOSAL- | ShrHoldr | Against | Against | For |
| | MAJORITY VOTE STANDARD | | | | |
|
|
|
CB Richard Ellis Group Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CBG | CUSIP9 12497T101 | 06/01/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Richard Blum | Mgmt | For | For | For |
| 1.2 | Elect Patrice Marie Daniels | Mgmt | For | For | For |
| 1.3 | Elect Thomas Daschle | Mgmt | For | For | For |
| 1.4 | Elect Curtis Feeny | Mgmt | For | For | For |
| 1.5 | Elect Bradford Freeman | Mgmt | For | For | For |
| 1.6 | Elect Michael Kantor | Mgmt | For | For | For |
| 1.7 | Elect Frederic Malek | Mgmt | For | For | For |
| 1.8 | Elect Robert Sulentic | Mgmt | For | For | For |
| 1.9 | Elect Jane Su | Mgmt | For | For | For |
| 1.10 | Elect Brett White | Mgmt | For | For | For |
| 1.11 | Elect Gary Wilson | Mgmt | For | For | For |
| 1.12 | Elect Ray Wirta | Mgmt | For | For | For |
| 2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For |
| | REGISTERED PUBLIC | | | | |
| | ACCOUNTING FIRM | | | | |
| 3 | APPROVAL OF THE EXECUTIVE | Mgmt | For | For | For |
| | INCENTIVE PLAN | | | | |
|
|
|
CDW Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CDWC | CUSIP9 12512N105 | 06/05/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF NOMINEE: | Mgmt | For | For | For |
| | MICHELLE L. COLLINS | | | | |
| 2 | ELECTION OF NOMINEE: CASEY | Mgmt | For | For | For |
| | G. COWELL | | | | |
| 3 | ELECTION OF NOMINEE: JOHN A. | Mgmt | For | For | For |
| | EDWARDSON | | | | |
| 4 | ELECTION OF NOMINEE: DANIEL | Mgmt | For | For | For |
| | S. GOLDIN | | | | |
| 5 | ELECTION OF NOMINEE: | Mgmt | For | For | For |
| | THOMAS J. HANSEN | | | | |
| | | | | | |
| 6 | ELECTION OF NOMINEE: | Mgmt | For | For | For |
| | DONALD P. JACOBS | | | | |
| 7 | ELECTION OF NOMINEE: | Mgmt | For | For | For |
| | STEPHAN A. JAMES | | | | |
| 8 | ELECTION OF NOMINEE: | Mgmt | For | For | For |
| | MICHAEL P. KRASNY | | | | |
| 9 | ELECTION OF NOMINEE: TERRY | Mgmt | For | For | For |
| | L. LENGFELDER | | | | |
| 10 | ELECTION OF NOMINEE: SUSAN | Mgmt | For | For | For |
| | D. WELLINGTON | | | | |
| 11 | ELECTION OF NOMINEE: BRIAN | Mgmt | For | For | For |
| | E. WILLIAMS | | | | |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Chicago Mercantile Exchange | | | | | | |
Holdings | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CME | CUSIP9 167760107 | 04/04/2007 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | Mgmt | For | TNA | NA |
|
| 2 | Right to Adjourn Meeting | Mgmt | For | TNA | NA |
|
|
|
Cigna Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CI | CUSIP9 125509109 | 04/25/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT H. CAMPBELL | | | | |
| 2 | ELECTION OF DIRECTOR: ISAIAH | Mgmt | For | For | For |
| | HARRIS, JR. | | | | |
| 3 | ELECTION OF DIRECTOR: JANE | Mgmt | For | For | For |
| | E. HENNEY, M.D. | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | DONNA F. ZARCONE | | | | |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | APPROVAL OF THE AMENDED | Mgmt | For | For | For |
| | AND RESTATED CIGNA | | | | |
| | EXECUTIVE INCENTIVE PLAN | | | | |
| | | | | | |
Cisco Systems Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CSCO | CUSIP9 17275R102 | 11/15/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Carol Bartz | Mgmt | For | For | For |
| 1.2 | Elect M. Michele Burns | Mgmt | For | For | For |
| 1.3 | Elect Michael Capellas | Mgmt | For | For | For |
| 1.4 | Elect Larry Carter | Mgmt | For | For | For |
| 1.5 | Elect John Chambers | Mgmt | For | For | For |
| 1.6 | Elect John Hennessy | Mgmt | For | For | For |
| 1.7 | Elect Richard Kovacevich | Mgmt | For | For | For |
| 1.8 | Elect Roderick McGeary | Mgmt | For | For | For |
| 1.9 | Elect Steven West | Mgmt | For | For | For |
| 1.10 | Elect Jerry Yang | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Performance-Based Equity | | | | |
| | Compensation | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Pay Disparity | | | | |
| 5 | Shareholder Proposal Regarding an | ShrHoldr | Against | Against | For |
| | Internet Fragmentation Report | | | | |
|
|
|
Commerce Bancorp | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CBH | CUSIP9 200519106 | 05/15/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Vernon Hill, II | Mgmt | For | Withhold | Against |
| 1.2 | Elect Jack Bershad | Mgmt | For | Withhold | Against |
| 1.3 | Elect Joseph Buckelew | Mgmt | For | Withhold | Against |
| 1.4 | Elect Donald DiFrancesco | Mgmt | For | Withhold | Against |
| 1.5 | Elect Nicholas Giordano | Mgmt | For | Withhold | Against |
| 1.6 | Elect Morton Kerr | Mgmt | For | Withhold | Against |
| 1.7 | Elect Steven Lewis | Mgmt | For | Withhold | Against |
| 1.8 | Elect John Lloyd | Mgmt | For | Withhold | Against |
| 1.9 | Elect George Norcross, III | Mgmt | For | Withhold | Against |
| 1.10 | Elect Daniel Ragone | Mgmt | For | Withhold | Against |
| 1.11 | Elect William Schwartz, Jr. | Mgmt | For | Withhold | Against |
| 1.12 | Elect Joseph Tarquini, Jr. | Mgmt | For | Withhold | Against |
| 1.13 | Elect Joseph Vassalluzzo | Mgmt | For | Withhold | Against |
| | | | | | |
Conocophillips | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| COP | CUSIP9 20825C104 | 05/09/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: JAMES E. | | | | |
| | COPELAND, JR. | | | | |
| 2 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: KENNETH M. | | | | |
| | DUBERSTEIN | | | | |
| 3 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: RUTH R. HARKIN | | | | |
| 4 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: WILLIAM R. RHODES | | | | |
|
| 5 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: J. STAPLETON ROY | | | | |
| 6 | ELECTION OF CLASS II | Mgmt | For | For | For |
| | DIRECTOR: WILLIAM E. WADE, | | | | |
| | JR. | | | | |
| 7 | Ratification of Auditor | Mgmt | For | For | For |
| 8 | CORPORATE POLITICAL | ShrHoldr | Against | Against | For |
| | CONTRIBUTIONS | | | | |
| 9 | GLOBAL WARMING- | ShrHoldr | Against | Against | For |
| | RENEWABLES | | | | |
| 10 | QUALIFICATION FOR DIRECTOR | ShrHoldr | Against | Against | For |
| | NOMINEES | | | | |
| 11 | DRILLING IN | ShrHoldr | Against | Against | For |
| | SENSITIVE/PROTECTED AREAS | | | | |
|
| 12 | REPORT ON RECOGNITION OF | ShrHoldr | Against | Against | For |
| | INDIGENOUS RIGHTS | | | | |
| 13 | COMMUNITY ACCOUNTABILITY | ShrHoldr | Against | Against | For |
|
|
|
Corning Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| GLW | CUSIP9 219350105 | 04/26/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Cummings, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Eugene Sit | Mgmt | For | For | For |
| 1.3 | Elect William Smithburg | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Hansel Tookes, II | Mgmt | For | For | For |
| 1.5 | Elect Wendell Weeks | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | For | Against |
| | RELATING TO THE ELECTION OF | | | | |
| | EACH DIRECTOR ANNUALLY. | | | | |
|
|
|
Countrywide Financial Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CFC | CUSIP9 222372104 | 06/13/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Henry Cisneros | Mgmt | For | For | For |
| 1.2 | Elect Robert Donato | Mgmt | For | For | For |
| 1.3 | Elect Harley Snyder | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Executive Compensation | | | | |
|
|
|
Coventry Healthcare Inc Com | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CVH | CUSIP9 222862104 | 05/17/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect L. Dale Crandall | Mgmt | For | Withhold | Against |
| 1.2 | Elect Elizabeth Tallett | Mgmt | For | Withhold | Against |
| 1.3 | Elect Allen Wise | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Cummins Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CMI | CUSIP9 231021106 | 05/08/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT J. DARNALL | | | | |
| 2 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | M. DEUTCH | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ALEXIS M. HERMAN | | | | |
| | | | | | |
| 4 | ELECTION OF DIRECTOR: F. | Mgmt | For | For | For |
| | JOSEPH LOUGHREY | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM I. MILLER | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | GEORGIA R. NELSON | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | THEODORE M. SOLSO | | | | |
| 8 | ELECTION OF DIRECTOR: CARL | Mgmt | For | For | For |
| | WARE | | | | |
| 9 | ELECTION OF DIRECTOR: J. | Mgmt | For | For | For |
| | LAWRENCE WILSON | | | | |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | PROPOSAL TO AMEND 2003 | Mgmt | For | For | For |
| | STOCK INCENTIVE PLAN. | | | | |
| 12 | PROPOSAL TO AMEND | Mgmt | For | For | For |
| | RESTATED ARTICLES OF | | | | |
| | INCORPORATION. | | | | |
|
|
|
CVS Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CVS | CUSIP9 126650100 | 03/15/2007 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Increase in Authorized Shares | Mgmt | For | TNA | NA |
| 2 | Approval of the Merger Agreement | Mgmt | For | TNA | NA |
|
| 3 | Right to Adjourn Meeting | Mgmt | For | TNA | NA |
|
|
|
CVS Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| CVS | CUSIP9 126650100 | 05/09/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: EDWIN | Mgmt | For | Against | Against |
| | M. BANKS | | | | |
| 2 | ELECTION OF DIRECTOR: C. | Mgmt | For | Against | Against |
| | DAVID BROWN II | | | | |
| 3 | ELECTION OF DIRECTOR: E. | Mgmt | For | Against | Against |
| | MAC CRAWFORD | | | | |
| 4 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | W. DORMAN | | | | |
| | | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | KRISTEN E. GIBNEY WILLIAMS | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | ROGER L. HEADRICK | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MARIAN L. HEARD | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM H. JOYCE | | | | |
| 9 | ELECTION OF DIRECTOR: JEAN- | Mgmt | For | Against | Against |
| | PIERRE MILLON | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | TERRENCE MURRAY | | | | |
| 11 | ELECTION OF DIRECTOR: C.A. | Mgmt | For | Against | Against |
| | LANCE PICCOLO | | | | |
| 12 | ELECTION OF DIRECTOR: SHELI | Mgmt | For | For | For |
| | Z. ROSENBERG | | | | |
| 13 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | THOMAS M. RYAN | | | | |
| 14 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RICHARD J. SWIFT | | | | |
| 15 | Ratification of Auditor | Mgmt | For | For | For |
| 16 | PROPOSAL TO ADOPT THE | Mgmt | For | For | For |
| | COMPANY'S 2007 EMPLOYEE | | | | |
| | STOCK PURCHASE PLAN. | | | | |
| 17 | PROPOSAL TO ADOPT THE | Mgmt | For | For | For |
| | COMPANY'S 2007 INCENTIVE | | | | |
| | PLAN. | | | | |
| 18 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING LIMITS ON CEO | | | | |
| | COMPENSATION. | | | | |
| 19 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING SEPARATION OF | | | | |
| | THE ROLES OF CHAIRMAN AND | | | | |
| | CEO. | | | | |
| 20 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING SUSTAINABILITY | | | | |
| | REPORTING BY THE COMPANY. | | | | |
| 21 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Compensation | | | | |
| 22 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING THE COMPANY'S | | | | |
| | POLICY ON STOCK OPTION | | | | |
| | GRANTS. | | | | |
|
|
|
CVS Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| | | | | | |
| CVS | CUSIP9 126650100 | 05/09/2007 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Consent | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Shareholder Proposal Regarding | ShrHoldr | Against | TNA | |
| | Stock Option Policy | | | | |
|
|
|
Danaher Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| DHR | CUSIP9 235851102 | 05/15/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Steven Rales | Mgmt | For | Withhold | Against |
| 1.2 | Elect John Schwieters | Mgmt | For | Withhold | Against |
| 1.3 | Elect Alan Spoon | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Increase Authorized Shares | Mgmt | For | For | For |
| 4 | TO APPROVE THE 2007 STOCK | Mgmt | For | For | For |
| | INCENTIVE PLAN. | | | | |
| 5 | TO APPROVE THE 2007 | Mgmt | For | For | For |
| | EXECUTIVE CASH INCENTIVE | | | | |
| | COMPENSATION PLAN. | | | | |
| 6 | Amendment to Executive Deferred | Mgmt | For | For | For |
| | Incentive Program | | | | |
| 7 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Senior Executive Equity | | | | |
| | Compensation | | | | |
|
|
|
Darden Restaurants Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| DRI | CUSIP9 237194105 | 09/15/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Leonard Berry | Mgmt | For | Withhold | Against |
| 1.2 | Elect Odie Donald | Mgmt | For | Withhold | Against |
| 1.3 | Elect David Hughes | Mgmt | For | Withhold | Against |
| 1.4 | Elect Charles Ledsinger, Jr. | Mgmt | For | Withhold | Against |
| 1.5 | Elect William Lewis, Jr. | Mgmt | For | Withhold | Against |
| 1.6 | Elect Connie Mack, III | Mgmt | For | Withhold | Against |
| 1.7 | Elect Andrew Madsen | Mgmt | For | Withhold | Against |
| 1.8 | Elect Clarence Otis Jr. | Mgmt | For | Withhold | Against |
| 1.9 | Elect Michael Rose | Mgmt | For | Withhold | Against |
| | | | | | |
| 1.10 | Elect Maria Sastre | Mgmt | For | Withhold | Against |
| 1.11 | Elect Jack Smith | Mgmt | For | Withhold | Against |
| 1.12 | Elect Blaine Sweatt, III | Mgmt | For | Withhold | Against |
| 1.13 | Elect Rita Wilson | Mgmt | For | Withhold | Against |
| 2 | TO APPROVE THE AMENDED | Mgmt | For | For | For |
| | DARDEN RESTAURANTS, INC. | | | | |
| | 2002 STOCK INCENTIVE PLAN. | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Majority Vote | | | | |
|
|
|
Dell Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| DELL | Cusip 24702R101 | 07/21/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Director Donald J. Carty | Mgmt | For | For | For |
| 1.2 | Elect Director Michael S. Dell | Mgmt | For | For | For |
| 1.3 | Elect Director William H. Gray, III | Mgmt | For | For | For |
| 1.4 | Elect Director Sallie L. Krawcheck | Mgmt | For | For | For |
|
| 1.5 | Elect Director Alan (A.G.) Lafley | Mgmt | For | For | For |
| 1.6 | Elect Director Judy C. Lewent | Mgmt | For | For | For |
| 1.7 | Elect Director Klaus S. Luft | Mgmt | For | For | For |
| 1.8 | Elect Director Alex J. Mandl | Mgmt | For | For | For |
| 1.9 | Elect Director Michael A. Miles | Mgmt | For | For | For |
| 1.10 | Elect Director Samuel A. Nunn, Jr. | Mgmt | For | For | For |
|
| 1.11 | Elect Director Kevin B. Rollins | Mgmt | For | For | For |
| 2 | Ratify Auditors | Mgmt | For | For | For |
| 3 | Shareholder Proposal to Adopt ILO- | ShrHldr | Against | Against | For |
| | Based Code of Conduct | | | | |
| 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Declaration of Dividend | | | | |
|
|
|
Devon Energy Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| DVN | CUSIP9 25179M103 | 06/06/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Thomas Ferguson | Mgmt | For | For | For |
| 1.2 | Elect David Gavrin | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect John Richels | Mgmt | For | For | For |
| 2 | RATIFY THE APPOINTMENT OF | Mgmt | For | For | For |
| | THE COMPANY'S INDEPENDENT | | | | |
| | AUDITORS FOR 2007 | | | | |
|
|
|
|
Dun & Bradstreet Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| DNB | CUSIP9 26483E100 | 05/02/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Alden | Mgmt | For | For | For |
| 1.2 | Elect Christopher Coughlin | Mgmt | For | For | For |
| 1.3 | Elect Victor Pelson | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | APPROVE AN AMENDMENT TO | Mgmt | For | For | For |
| | THE NON-EMPLOYEE | | | | |
| | DIRECTORS STOCK INCENTIVE | | | | |
| | PLAN. | | | | |
|
|
|
E Trade Financial Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| ETFC | CUSIP9 269246104 | 05/23/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ronald Fisher | Mgmt | For | For | For |
| 1.2 | Elect George Hayter | Mgmt | For | For | For |
| 1.3 | Elect R. Jarrett Lilien | Mgmt | For | For | For |
| 1.4 | Elect Donna Weaver | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
EOG Resources Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| EOG | CUSIP9 26875P101 | 04/24/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect George Alcorn | Mgmt | For | For | For |
| 1.2 | Elect Charles Crisp | Mgmt | For | For | For |
| 1.3 | Elect Mark Papa | Mgmt | For | For | For |
| 1.4 | Elect Edmund Segner, III | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect William Stevens | Mgmt | For | For | For |
| 1.6 | Elect H. Leighton Steward | Mgmt | For | For | For |
| 1.7 | Elect Donald Textor | Mgmt | For | For | For |
| 1.8 | Elect Frank Wisner | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Equifax Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| EFX | CUSIP9 294429105 | 05/04/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Clendenin | Mgmt | For | For | For |
| 1.2 | Elect A. William Dahlberg | Mgmt | For | For | For |
| 1.3 | Elect Robert Daleo | Mgmt | For | Withhold | Against |
| 1.4 | Elect L. Phillip Humann | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Everest RE Group Limited | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| RE | CUSIP9 G3223R108 | 05/23/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Kenneth Duffy | Mgmt | For | For | For |
| 1.2 | Elect Joseph Taranto | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Express Scripts Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| ESRX | CUSIP9 302182100 | 05/23/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Gary Benanav | Mgmt | For | For | For |
| 1.2 | Elect Frank Borelli | Mgmt | For | For | For |
| 1.3 | Elect Maura Breen | Mgmt | For | For | For |
| 1.4 | Elect Nicholas LaHowchic | Mgmt | For | For | For |
| 1.5 | Elect Thomas Mac Mahon | Mgmt | For | For | For |
| 1.6 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For |
| 1.7 | Elect John Parker, Jr. | Mgmt | For | For | For |
| 1.8 | Elect George Paz | Mgmt | For | For | For |
| 1.9 | Elect Samuel Skinner | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect Seymour Sternberg | Mgmt | For | For | For |
| 1.11 | Elect Barrett Toan | Mgmt | For | For | For |
| 1.12 | Elect Howard Waltman | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Federated Department Stores Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| FD | CUSIP9 31410H101 | 05/18/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Sara Levinson | Mgmt | For | For | For |
| 1.2 | Elect Joseph Neubauer | Mgmt | For | For | For |
| 1.3 | Elect Joseph Pichler | Mgmt | For | For | For |
| 1.4 | Elect Joyce Roche | Mgmt | For | For | For |
| 1.5 | Elect Karl von der Heyden | Mgmt | For | For | For |
| 1.6 | Elect Craig Weatherup | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to Certificate of | Mgmt | For | For | For |
| | Incorporation | | | | |
| 4 | TO APPROVE FEDERATED S | Mgmt | For | For | For |
| | 1992 INCENTIVE BONUS PLAN, | | | | |
| | AS AMENDED. | | | | |
| 5 | Director Deferred Compensation | Mgmt | For | For | For |
| | Plan | | | | |
|
|
|
Franklin Resources | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| BEN | CUSIP9 354613101 | 01/25/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Samuel Armacost | Mgmt | For | For | For |
| 1.2 | Elect Charles Crocker | Mgmt | For | For | For |
| 1.3 | Elect Joseph Hardiman | Mgmt | For | For | For |
| 1.4 | Elect Robert Joffe | Mgmt | For | For | For |
| 1.5 | Elect Charles Johnson | Mgmt | For | For | For |
| 1.6 | Elect Gregory Johnson | Mgmt | For | For | For |
| 1.7 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Thomas Kean | Mgmt | For | Withhold | Against |
| 1.9 | Elect Chutta Ratnathicam | Mgmt | For | For | For |
| 1.10 | Elect Peter Sacerdote | Mgmt | For | For | For |
| 1.11 | Elect Laura Stein | Mgmt | For | For | For |
| 1.12 | Elect Anne Tatlock | Mgmt | For | For | For |
| | | | | | |
| 1.13 | Elect Louis Woodworth | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 1998 Employee | Mgmt | For | For | For |
| | Stock Investment Plan | | | | |
|
|
|
Freddie MAC | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| FREPRR | CUSIP9 313400301 | 06/08/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | BARBARA T. ALEXANDER | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | GEOFFREY T. BOISI | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHELLE ENGLER | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT R. GLAUBER | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RICHARD KARL GOELTZ | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | THOMAS S. JOHNSON | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM M. LEWIS, JR. | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | EUGENE M. MCQUADE | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | SHAUN F. O MALLEY | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | JEFFREY M. PEEK | | | | |
| 11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | NICOLAS P. RETSINAS | | | | |
| 12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | STEPHEN A. ROSS | | | | |
| 13 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RICHARD F. SYRON | | | | |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | Amendment to the 1995 Directors' | Mgmt | For | For | For |
| | Stock Compensation | | | | |
|
|
|
Freddie MAC | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| FREPRR | CUSIP9 313400301 | 09/08/2006 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Barbara T. Alexander | Mgmt | For | For | For |
| 1.2 | Elect Geoffrey T. Boisi | Mgmt | For | For | For |
| 1.3 | Elect Michelle Engler | Mgmt | For | For | For |
| 1.4 | Elect Robert R. Glauber | Mgmt | For | For | For |
| 1.5 | Elect Richard Karl Goeltz | Mgmt | For | For | For |
| 1.6 | Elect Thomas S. Johnson | Mgmt | For | For | For |
| 1.7 | Elect William M. Lewis, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Eugene M. McQuade | Mgmt | For | For | For |
| 1.9 | Elect Shaun F. O'Malley | Mgmt | For | For | For |
| 1.10 | Elect Jeffrey M. Peek | Mgmt | For | For | For |
| 1.11 | Elect Ronald F. Poe | Mgmt | For | For | For |
| 1.12 | Elect Stephen A. Ross | Mgmt | For | For | For |
| 1.13 | Elect Richard F. Syron | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | A STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING CHARITABLE | | | | |
| | CONTRIBUTIONS. | | | | |
|
|
|
Genentech, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| DNA | CUSIP9 368710406 | 04/20/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Herbert Boyer | Mgmt | For | For | For |
| 1.2 | Elect William Burns | Mgmt | For | For | For |
| 1.3 | Elect Erich Hunziker | Mgmt | For | For | For |
| 1.4 | Elect Jonathan Knowles | Mgmt | For | For | For |
| 1.5 | Elect Arthur Levinson | Mgmt | For | For | For |
| 1.6 | Elect Debra Reed | Mgmt | For | For | For |
| 1.7 | Elect Charles Sanders | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
General Dynamics | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| GD | CUSIP9 369550108 | 05/02/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: N.D. | Mgmt | For | For | For |
| | CHABRAJA | | | | |
| | | | | | |
| 2 | ELECTION OF DIRECTOR: J.S. | Mgmt | For | For | For |
| | CROWN | | | | |
| 3 | ELECTION OF DIRECTOR: W.P. | Mgmt | For | For | For |
| | FRICKS | | | | |
| 4 | ELECTION OF DIRECTOR: C.H. | Mgmt | For | For | For |
| | GOODMAN | | | | |
| 5 | ELECTION OF DIRECTOR: J.L. | Mgmt | For | For | For |
| | JOHNSON | | | | |
| 6 | ELECTION OF DIRECTOR: G.A. | Mgmt | For | For | For |
| | JOULWAN | | | | |
| 7 | ELECTION OF DIRECTOR: P.G. | Mgmt | For | For | For |
| | KAMINSKI | | | | |
| 8 | ELECTION OF DIRECTOR: J.M. | Mgmt | For | For | For |
| | KEANE | | | | |
| 9 | ELECTION OF DIRECTOR: D.J. | Mgmt | For | For | For |
| | LUCAS | | | | |
| 10 | ELECTION OF DIRECTOR: L.L. | Mgmt | For | For | For |
| | LYLES | | | | |
| 11 | ELECTION OF DIRECTOR: C.E. | Mgmt | For | For | For |
| | MUNDY, JR. | | | | |
| 12 | ELECTION OF DIRECTOR: R. | Mgmt | For | For | For |
| | WALMSLEY | | | | |
| 13 | SELECTION OF INDEPENDENT | Mgmt | For | For | For |
| | AUDITORS | | | | |
| 14 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | WITH REGARD TO PAY-FOR- | | | | |
| | SUPERIOR-PERFORMANCE | | | | |
| | STANDARD | | | | |
| 15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | WITH REGARD TO | | | | |
| | PERFORMANCE BASED STOCK | | | | |
| | OPTIONS | | | | |
|
|
|
Global Payments Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| GPN | CUSIP9 37940X102 | 09/27/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Alex Hart | Mgmt | For | For | For |
| 1.2 | Elect William Jacobs | Mgmt | For | For | For |
| 1.3 | Elect Alan Silberstein | Mgmt | For | For | For |
| 1.4 | Elect Ruth Ann Marshall | Mgmt | For | For | For |
| | | | | | |
Goldman Sachs Group Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| GS | CUSIP9 38141G104 | 03/27/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: LLOYD | Mgmt | For | For | For |
| | C. BLANKFEIN | | | | |
| 2 | ELECTION OF DIRECTOR: LORD | Mgmt | For | For | For |
| | BROWNE OF MADINGLEY | | | | |
| 3 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | H. BRYAN | | | | |
| 4 | ELECTION OF DIRECTOR: GARY | Mgmt | For | For | For |
| | D. COHN | | | | |
| 5 | ELECTION OF DIRECTOR: CLAES | Mgmt | For | For | For |
| | DAHLBACK | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | STEPHEN FRIEDMAN | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM W. GEORGE | | | | |
| 8 | ELECTION OF DIRECTOR: RAJAT | Mgmt | For | For | For |
| | K. GUPTA | | | | |
| 9 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | A. JOHNSON | | | | |
| 10 | ELECTION OF DIRECTOR: LOIS | Mgmt | For | For | For |
| | D. JULIBER | | | | |
| 11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | EDWARD M. LIDDY | | | | |
| 12 | ELECTION OF DIRECTOR: RUTH | Mgmt | For | For | For |
| | J. SIMMONS | | | | |
| 13 | ELECTION OF DIRECTOR: JON | Mgmt | For | For | For |
| | WINKELRIED | | | | |
| 14 | Ratification of Auditor | Mgmt | For | For | For |
| 15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING A CHARITABLE | | | | |
| | CONTRIBUTIONS REPORT | | | | |
| 16 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING A SUSTAINABILITY | | | | |
| | REPORT | | | | |
| 17 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING STOCK OPTIONS | | | | |
|
|
|
Google Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| GOOG | CUSIP9 38259P508 | 05/10/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Eric Schmidt | Mgmt | For | Withhold | Against |
| 1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against |
| 1.3 | Elect Larry Page | Mgmt | For | Withhold | Against |
| 1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against |
| 1.5 | Elect John Hennessy | Mgmt | For | Withhold | Against |
| 1.6 | Elect Arthur Levinson | Mgmt | For | Withhold | Against |
| 1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against |
| 1.8 | Elect Paul Otellini | Mgmt | For | Withhold | Against |
| 1.9 | Elect K. Shriram | Mgmt | For | Withhold | Against |
| 1.10 | Elect Shirley Tilghman | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against |
|
| 4 | APPROVAL OF GOOGLE S | Mgmt | For | For | For |
| | EXECUTIVE BONUS PLAN. | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Free Access | | | | |
|
|
|
Halliburton Company | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| HAL | CUSIP9 406216101 | 05/16/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: K.M. | Mgmt | For | For | For |
| | BADER | | | | |
| 2 | ELECTION OF DIRECTOR: A.M. | Mgmt | For | For | For |
| | BENNETT | | | | |
| 3 | ELECTION OF DIRECTOR: J.R. | Mgmt | For | For | For |
| | BOYD | | | | |
| 4 | ELECTION OF DIRECTOR: M. | Mgmt | For | For | For |
| | CARROLL | | | | |
| 5 | ELECTION OF DIRECTOR: R.L. | Mgmt | For | For | For |
| | CRANDALL | | | | |
| 6 | ELECTION OF DIRECTOR: K.T | Mgmt | For | For | For |
| | DERR | | | | |
| 7 | ELECTION OF DIRECTOR: S.M. | Mgmt | For | For | For |
| | GILLIS | | | | |
| 8 | ELECTION OF DIRECTOR: W.R. | Mgmt | For | For | For |
| | HOWELL | | | | |
| 9 | ELECTION OF DIRECTOR: D.J. | Mgmt | For | For | For |
| | LESAR | | | | |
| 10 | ELECTION OF DIRECTOR: J.L. | Mgmt | For | For | For |
| | MARTIN | | | | |
| | | | | | |
| 11 | ELECTION OF DIRECTOR: J.A. | Mgmt | For | For | For |
| | PRECOURT | | | | |
| 12 | ELECTION OF DIRECTOR: D.L. | Mgmt | For | For | For |
| | REED | | | | |
| 13 | PROPOSAL FOR RATIFICATION | Mgmt | For | For | For |
| | OF THE SELECTION OF | | | | |
| | AUDITORS. | | | | |
| 14 | PROPOSAL ON HUMAN RIGHTS | ShrHoldr | Against | Against | For |
| | REVIEW. | | | | |
| 15 | PROPOSAL ON POLITICAL | ShrHoldr | Against | Against | For |
| | CONTRIBUTIONS. | | | | |
| 16 | PROPOSAL ON STOCKHOLDER | ShrHoldr | Against | For | Against |
| | RIGHTS PLAN. | | | | |
|
|
|
Harley-Davidson Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| HOG | CUSIP9 412822108 | 04/28/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Barry Allen | Mgmt | For | For | For |
| 1.2 | Elect Richard Beattie | Mgmt | For | For | For |
| 1.3 | Elect Judson Green | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Hess Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| HES | CUSIP9 42809H107 | 05/02/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Nicholas Brady | Mgmt | For | For | For |
| 1.2 | Elect J. Barclay Collins II | Mgmt | For | For | For |
| 1.3 | Elect Thomas Kean | Mgmt | For | For | For |
| 1.4 | Elect Frank Olson | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | | For | |
| | Declassification | | | | |
|
|
|
Hewlett-Packard Company | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| HPQ | CUSIP9 428236103 | 03/14/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: L.T. | Mgmt | For | For | For |
| | BABBIO, JR. | | | | |
| 2 | ELECTION OF DIRECTOR: S.M. | Mgmt | For | For | For |
| | BALDAUF | | | | |
| 3 | ELECTION OF DIRECTOR: R.A. | Mgmt | For | For | For |
| | HACKBORN | | | | |
| 4 | ELECTION OF DIRECTOR: J.H. | Mgmt | For | For | For |
| | HAMMERGREN | | | | |
| 5 | ELECTION OF DIRECTOR: M.V. | Mgmt | For | For | For |
| | HURD | | | | |
| 6 | ELECTION OF DIRECTOR: R.L. | Mgmt | For | For | For |
| | RYAN | | | | |
| 7 | ELECTION OF DIRECTOR: L.S. | Mgmt | For | For | For |
| | SALHANY | | | | |
| 8 | ELECTION OF DIRECTOR: G.K. | Mgmt | For | For | For |
| | THOMPSON | | | | |
| 9 | Ratification of Auditor | Mgmt | For | For | For |
| 10 | Shareholder Proposal Regarding | Mgmt | Against | Against | For |
| | Proxy Access | | | | |
| 11 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | ENTITLED SEPARATE THE | | | | |
| | ROLES OF CEO AND CHAIRMAN | | | | |
| 12 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Poison Pills | | | | |
| 13 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | ENTITLED LINK PAY TO | | | | |
| | PERFORMANCE | | | | |
|
|
|
Home Depot Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| HD | CUSIP9 437076102 | 05/24/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | H. BATCHELDER | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | FRANCIS S. BLAKE | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | GREGORY D. BRENNEMAN | | | | |
| 4 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | Against | Against |
| | L. CLENDENIN | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | CLAUDIO X. GONZALEZ | | | | |
| | | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | MILLEDGE A. HART, III | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | BONNIE G. HILL | | | | |
| 8 | ELECTION OF DIRECTOR: LABAN | Mgmt | For | For | For |
| | P. JACKSON, JR. | | | | |
| 9 | ELECTION OF DIRECTOR: HELEN | Mgmt | For | For | For |
| | JOHNSON-LEIPOLD | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | LAWRENCE R. JOHNSTON | | | | |
| 11 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | KENNETH G. LANGONE | | | | |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | For | Against |
| | REGARDING POISON PILL | | | | |
| | IMPLEMENTATION | | | | |
| 14 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING EMPLOYMENT | | | | |
| | DIVERSITY REPORT | | | | |
| | DISCLOSURE | | | | |
| 15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING EXECUTIVE | | | | |
| | OFFICER COMPENSATION | | | | |
| 16 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING MANAGEMENT | | | | |
| | BONUSES | | | | |
| 17 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING RETIREMENT | | | | |
| | BENEFITS | | | | |
| 18 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING EQUITY | | | | |
| | COMPENSATION | | | | |
| 19 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING PAY-FOR- | | | | |
| | SUPERIOR PERFORMANCE | | | | |
| 20 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING POLITICAL | | | | |
| | NONPARTISANSHIP | | | | |
| 21 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING CHAIRMAN AND | | | | |
| | CEO | | | | |
|
|
|
ITT Industries Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| ITT | CUSIP9 450911102 | 05/08/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Steven Loranger | Mgmt | For | For | For |
| 1.2 | Elect Curtis Crawford | Mgmt | For | For | For |
| 1.3 | Elect Christina Gold | Mgmt | For | For | For |
| 1.4 | Elect Ralph Hake | Mgmt | For | For | For |
| 1.5 | Elect John Hamre | Mgmt | For | For | For |
| 1.6 | Elect Raymond LeBoeuf | Mgmt | For | For | For |
| 1.7 | Elect Frank MacInnis | Mgmt | For | For | For |
| 1.8 | Elect Linda Sanford | Mgmt | For | For | For |
| 1.9 | Elect Markos Tambakeras | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Jetblue Airways Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| JBLU | CUSIP9 477143101 | 05/09/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Barger | Mgmt | For | For | For |
| 1.2 | Elect David Checketts | Mgmt | For | For | For |
| 1.3 | Elect Virginia Gambale | Mgmt | For | For | For |
| 1.4 | Elect Neal Moszkowski | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Johnson & Johnson | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| JNJ | CUSIP9 478160104 | 04/26/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Mary Coleman | Mgmt | For | Withhold | Against |
| 1.2 | Elect James Cullen | Mgmt | For | Withhold | Against |
| 1.3 | Elect Michael Johns | Mgmt | For | Withhold | Against |
| 1.4 | Elect Arnold Langbo | Mgmt | For | Withhold | Against |
| 1.5 | Elect Susan Lindquist | Mgmt | For | Withhold | Against |
| 1.6 | Elect Leo Mullin | Mgmt | For | Withhold | Against |
| 1.7 | Elect Christine Poon | Mgmt | For | Withhold | Against |
| 1.8 | Elect Charles Prince | Mgmt | For | Withhold | Against |
| 1.9 | Elect Steven Reinemund | Mgmt | For | Withhold | Against |
| 1.10 | Elect David Satcher | Mgmt | For | Withhold | Against |
| 1.11 | Elect William Weldon | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 3 | PROPOSAL ON MAJORITY | ShrHoldr | Against | For | Against |
| | VOTING REQUIREMENTS FOR | | | | |
| | DIRECTOR NOMINEES | | | | |
| 4 | PROPOSAL ON SUPPLEMENTAL | ShrHoldr | Against | Against | For |
| | RETIREMENT PLAN | | | | |
|
|
|
|
Johnson Controls Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| JCI | CUSIP9 478366107 | 01/24/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Barnett | Mgmt | For | For | For |
| 1.2 | Elect Eugenio Clariond Reyes- | Mgmt | For | For | For |
| | Retana | | | | |
| 1.3 | Elect Jeffrey Joerres | Mgmt | For | For | For |
| 1.4 | Elect Richard Teerlink | Mgmt | For | For | For |
| 2 | RATIFICATION OF | Mgmt | For | For | For |
| | PRICEWATERHOUSECOOPERS | | | | |
| | AS INDEPENDENT AUDITORS | | | | |
| | FOR 2007. | | | | |
| 3 | APPROVAL OF THE JOHNSON | Mgmt | For | For | For |
| | CONTROLS, INC. 2007 STOCK | | | | |
| | OPTION PLAN. | | | | |
|
|
|
Kohls Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| KSS | CUSIP9 500255104 | 05/02/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Steven Burd | Mgmt | For | For | For |
| 1.2 | Elect Wayne Embry | Mgmt | For | For | For |
| 1.3 | Elect James Ericson | Mgmt | For | For | For |
| 1.4 | Elect John Herma | Mgmt | For | For | For |
| 1.5 | Elect William Kellogg | Mgmt | For | For | For |
| 1.6 | Elect Kevin Mansell | Mgmt | For | For | For |
| 1.7 | Elect R. Lawrence Montgomery | Mgmt | For | For | For |
| 1.8 | Elect Frank Sica | Mgmt | For | For | For |
| 1.9 | Elect Peter Sommerhauser | Mgmt | For | For | For |
| 1.10 | Elect Stephen Watson | Mgmt | For | For | For |
| 1.11 | Elect R. Elton White | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| 3 | MANAGEMENT PROPOSAL TO | Mgmt | For | For | For |
| | AMEND OUR 2003 LONG TERM | | | | |
| | COMPENSATION PLAN. | | | | |
| 4 | MANAGEMENT PROPOSAL TO | Mgmt | For | For | For |
| | APPROVE OUR EXECUTIVE | | | | |
| | BONUS PLAN. | | | | |
| 5 | Amendment to Articles of | Mgmt | For | For | For |
| | Incorporation | | | | |
| 6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Majority Voting | | | | |
|
|
|
L3 Communications Holdings Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| LLL | CUSIP9 502424104 | 04/24/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Strianese | Mgmt | For | For | For |
| 1.2 | Elect Claude Canizares | Mgmt | For | For | For |
| 1.3 | Elect Thomas Corcoran | Mgmt | For | For | For |
| 1.4 | Elect Alan Washkowitz | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Las Vegas Sands Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| LVS | CUSIP9 517834107 | 06/07/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Sheldon Adelson | Mgmt | For | For | For |
| 1.2 | Elect Irwin Chafetz | Mgmt | For | For | For |
| 1.3 | Elect James Purcell | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Lehman Brothers Holdings Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| LEH | CUSIP9 524908100 | 04/12/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHAEL L. AINSLIE | | | | |
| | | | | | |
| 2 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | F. AKERS | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROGER S. BERLIND | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | THOMAS H. CRUIKSHANK | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MARSHA JOHNSON EVANS | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RICHARD S. FULD, JR. | | | | |
| 7 | ELECTION OF DIRECTOR: SIR | Mgmt | For | For | For |
| | CHRISTOPHER GENT | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROLAND A. HERNANDEZ | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | HENRY KAUFMAN | | | | |
| 10 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | D. MACOMBER | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 13 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING POLITICAL | | | | |
| | CONTRIBUTIONS. | | | | |
|
|
|
Lennar Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| LEN | CUSIP9 526057104 | 03/28/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Irving Bolotin | Mgmt | For | For | For |
| 1.2 | Elect R. Kirk Landon | Mgmt | For | For | For |
| 1.3 | Elect Donna E. Shalala | Mgmt | For | For | For |
| 2 | 2007 Equity Incentive Plan | Mgmt | For | For | For |
| 3 | 2007 Incentive Compensation Plan | Mgmt | For | For | For |
|
| 4 | Shareholder Proposal Regarding a | ShrHoldr | Against | Against | For |
| | Sustainability Report | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Executive Compensation | | | | |
|
|
|
Lockheed Martin Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| | | | | | |
| LMT | CUSIP9 539830109 | 04/26/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect E. C. Aldridge, Jr. | Mgmt | For | Withhold | Against |
| 1.2 | Elect Nolan Archibald | Mgmt | For | Withhold | Against |
| 1.3 | Elect Marcus Bennett | Mgmt | For | Withhold | Against |
| 1.4 | Elect James Ellis, Jr. | Mgmt | For | Withhold | Against |
| 1.5 | Elect Gwendolyn King | Mgmt | For | Withhold | Against |
| 1.6 | Elect James Loy | Mgmt | For | Withhold | Against |
| 1.7 | Elect Douglas McCorkindale | Mgmt | For | Withhold | Against |
| 1.8 | Elect Eugene Murphy | Mgmt | For | Withhold | Against |
| 1.9 | Elect Joseph Ralston | Mgmt | For | Withhold | Against |
| 1.10 | Elect Frank Savage | Mgmt | For | Withhold | Against |
| 1.11 | Elect James Schneider | Mgmt | For | Withhold | Against |
| 1.12 | Elect Anne Stevens | Mgmt | For | Withhold | Against |
| 1.13 | Elect Robert Stevens | Mgmt | For | Withhold | Against |
| 1.14 | Elect James Ukropina | Mgmt | For | Withhold | Against |
| 1.15 | Elect Douglas Yearley | Mgmt | For | Withhold | Against |
| 2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For |
| | OF INDEPENDENT AUDITORS | | | | |
|
| 3 | STOCKHOLDER PROPOSAL BY | ShrHoldr | Against | Against | For |
| | EVELYN Y. DAVIS | | | | |
| 4 | STOCKHOLDER PROPOSAL BY | ShrHoldr | Against | Against | For |
| | JOHN CHEVEDDEN | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Nuclear Weapons | | | | |
|
|
|
Loews Corp Carolina Group | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| LTR | CUSIP9 540424207 | 05/08/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ann Berman | Mgmt | For | For | For |
| 1.2 | Elect Joseph Bower | Mgmt | For | For | For |
| 1.3 | Elect Charles Diker | Mgmt | For | For | For |
| 1.4 | Elect Paul Fribourg | Mgmt | For�� | For | For |
| 1.5 | Elect Walter Harris | Mgmt | For | Withhold | Against |
| 1.6 | Elect Philip Laskawy | Mgmt | For | For | For |
| 1.7 | Elect Gloria Scott | Mgmt | For | For | For |
| 1.8 | Elect Andrew Tisch | Mgmt | For | For | For |
| 1.9 | Elect James Tisch | Mgmt | For | For | For |
| 1.10 | Elect Jonathan Tisch | Mgmt | For | For | For |
| | | | | | |
| 2 | RATIFY DELOITTE & TOUCHE LLP | Mgmt | For | For | For |
| | AS INDEPENDENT AUDITORS | | | | |
|
| 3 | Amendment to the Incentive | Mgmt | For | For | For |
| | Compensation Plan | | | | |
| 4 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | CUMULATIVE VOTING | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | the Production, Promotion and | | | | |
| | Marketing of Tobacco Products | | | | |
|
|
|
Marathon Oil Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| MRO | CUSIP9 565849106 | 04/25/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | ONE-YEAR TERM: CHARLES F. | | | | |
| | BOLDEN, JR. | | | | |
| 2 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | ONE-YEAR TERM: CHARLES R. | | | | |
| | LEE | | | | |
| 3 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | ONE-YEAR TERM: DENNIS H. | | | | |
| | REILLEY | | | | |
| 4 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | ONE-YEAR TERM: JOHN W. | | | | |
| | SNOW | | | | |
| 5 | ELECTION OF DIRECTOR FOR A | Mgmt | For | For | For |
| | ONE-YEAR TERM: THOMAS J. | | | | |
| | USHER | | | | |
| 6 | RATIFICATION OF | Mgmt | For | For | For |
| | PRICEWATERHOUSECOOPERS | | | | |
| | LLP AS INDEPENDENT AUDITOR | | | | |
| | FOR 2007. | | | | |
| 7 | APPROVAL OF 2007 INCENTIVE | Mgmt | For | For | For |
| | COMPENSATION PLAN. | | | | |
| 8 | Elimination of Supermajority Vote | Mgmt | For | For | For |
| | Provision | | | | |
| 9 | Increase Authorized Shares | Mgmt | For | For | For |
|
|
|
McGraw-Hill Companies Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| | | | | | |
| MHPGP | CUSIP9 580645109 | 04/25/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Pedro Aspe | Mgmt | For | For | For |
| 1.2 | Elect Robert McGraw | Mgmt | For | For | For |
| 1.3 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For |
| 1.4 | Elect Edward Rust, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | For | Against |
| | REQUESTING THE ANNUAL | | | | |
| | ELECTION OF EACH DIRECTOR. | | | | |
|
| 4 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REQUESTING ADOPTION OF A | | | | |
| | SIMPLE MAJORITY VOTE. | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Disclosure | | | | |
|
|
|
Medco Health Solutions Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| MHS | CUSIP9 58405U102 | 05/24/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Howard Barker, Jr. | Mgmt | For | For | For |
| 1.2 | Elect David Snow, Jr. | Mgmt | For | For | For |
| 2 | Election of Directors | Mgmt | For | For | For |
| 3 | TO APPROVE THE 2007 | Mgmt | For | For | For |
| | EMPLOYEE STOCK PURCHASE | | | | |
| | PLAN. | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Medtronic, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| MDT | Cusip 585055106 | 08/24/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Director Richard H. Anderson | Mgmt | For | For | For |
|
| 1.2 | Elect Director Michael R. | Mgmt | For | For | For |
| | Bonsignore | | | | |
| 1.3 | Elect Director Robert C. Pozen | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Director Gordon M. Sprenger | Mgmt | For | For | For |
|
| 2 | Ratify Auditors | Mgmt | For | For | For |
| 3 | Require a Majority Vote for the | ShrHoldr | Against | Against | For |
| | Election of Directors | | | | |
|
|
|
MGIC Invt Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| MTG | CUSIP9 552848103 | 05/10/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
|
| 2.1 | Elect James Abbott | Mgmt | For | For | For |
| 2.2 | Elect Thomas Hagerty | Mgmt | For | For | For |
| 2.3 | Elect Michael Lehman | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
|
Microsoft Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| MSFT | CUSIP9 594918104 | 11/14/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM H. GATES III | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | STEVEN A. BALLMER | | | | |
| 3 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | I. CASH JR. | | | | |
| 4 | ELECTION OF DIRECTOR: DINA | Mgmt | For | For | For |
| | DUBLON | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RAYMOND V. GILMARTIN | | | | |
| 6 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | F. MARQUARDT | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | CHARLES H. NOSKI | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | HELMUT PANKE | | | | |
| 9 | ELECTION OF DIRECTOR: JON A. | Mgmt | For | For | For |
| | SHIRLEY | | | | |
| | | | | | |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Restrictions | | | | |
| 12 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Sexual Orientation | | | | |
| 13 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For |
| | HIRING OF PROXY ADVISOR | | | | |
|
|
|
Morgan Stanley | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| MS | CUSIP9 617446448 | 04/10/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECT ROY J. BOSTOCK | Mgmt | For | For | For |
| 2 | ELECT ERSKINE B. BOWLES | Mgmt | For | For | For |
| 3 | ELECT HOWARD J. DAVIES | Mgmt | For | For | For |
| 4 | ELECT C. ROBERT KIDDER | Mgmt | For | For | For |
| 5 | ELECT JOHN J. MACK | Mgmt | For | For | For |
| 6 | ELECT DONALD T. NICOLAISEN | Mgmt | For | For | For |
| 7 | ELECT CHARLES H. NOSKI | Mgmt | For | For | For |
| 8 | ELECT HUTHAM S. OLAYAN | Mgmt | For | For | For |
| 9 | ELECT CHARLES E. PHILLIPS, | Mgmt | For | For | For |
| | JR. | | | | |
| 10 | ELECT O. GRIFFITH SEXTON | Mgmt | For | For | For |
| 11 | ELECT LAURA D. TYSON | Mgmt | For | For | For |
| 12 | ELECT KLAUS ZUMWINKEL | Mgmt | For | For | For |
| 13 | TO RATIFY THE APPOINTMENT | Mgmt | For | For | For |
| | OF DELOITTE & TOUCHE LLP AS | | | | |
| | INDEPENDENT AUDITOR | | | | |
| 14 | TO APPROVE THE 2007 EQUITY | Mgmt | For | Against | Against |
| | INCENTIVE COMPENSATION | | | | |
| | PLAN | | | | |
| 15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING SIMPLE MAJORITY | | | | |
| | VOTE | | | | |
| 16 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING EXECUTIVE | | | | |
| | COMPENSATION ADVISORY | | | | |
| | VOTE | | | | |
|
|
|
Newfield Exploration Company | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| NFX | CUSIP9 651290108 | 05/03/2007 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Trice | Mgmt | For | For | For |
| 1.2 | Elect David Schaible | Mgmt | For | For | For |
| 1.3 | Elect Howard Newman | Mgmt | For | For | For |
| 1.4 | Elect Thomas Ricks | Mgmt | For | For | For |
| 1.5 | Elect Charles Shultz | Mgmt | For | For | For |
| 1.6 | Elect Dennis Hendrix | Mgmt | For | For | For |
| 1.7 | Elect Philip Burguieres | Mgmt | For | For | For |
| 1.8 | Elect John Kemp III | Mgmt | For | For | For |
| 1.9 | Elect J. Michael Lacey | Mgmt | For | For | For |
| 1.10 | Elect Joseph Netherland | Mgmt | For | For | For |
| 1.11 | Elect J. Terry Strange | Mgmt | For | For | For |
| 1.12 | Elect Pamela Gardner | Mgmt | For | For | For |
| 1.13 | Elect Juanita Romans | Mgmt | For | Withhold | Against |
| 2 | APPROVAL OF NEWFIELD | Mgmt | For | For | For |
| | EXPLORATION COMPANY 2007 | | | | |
| | OMNIBUS STOCK PLAN | | | | |
| 3 | | Mgmt | For | Against | Against |
| | Amendment to the 2000 Non-Employee | | | | |
| | Director Restricted Stock Plan | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Nordstrom Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| JWN | CUSIP9 655664100 | 05/22/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Phyllis Campbell | Mgmt | For | For | For |
| 1.2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Jeanne Jackson | Mgmt | For | Withhold | Against |
| 1.4 | Elect Robert Miller | Mgmt | For | For | For |
| 1.5 | Elect Blake Nordstrom | Mgmt | For | For | For |
| 1.6 | Elect Erik Nordstrom | Mgmt | For | For | For |
| 1.7 | Elect Peter Nordstrom | Mgmt | For | For | For |
| 1.8 | Elect Philip Satre | Mgmt | For | For | For |
| 1.9 | Elect Alison Winter | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
NVR Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| NVRWS | CUSIP9 62944T105 | 05/04/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Manuel Johnson | Mgmt | For | For | For |
| 1.2 | Elect David Preiser | Mgmt | For | For | For |
| 1.3 | Elect Paul Whetsell | Mgmt | For | For | For |
| 1.4 | Elect John Toups | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to Restated Articles of | Mgmt | For | For | For |
| | Incorporation | | | | |
|
|
|
Occidental Petroleum Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| OXY | CUSIP9 674599105 | 05/04/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | SPENCER ABRAHAM | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RONALD W. BURKLE | | | | |
| 3 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | S. CHALSTY | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | EDWARD P. DJEREJIAN | | | | |
| 5 | ELECTION OF DIRECTOR: R. | Mgmt | For | For | For |
| | CHAD DREIER | | | | |
| 6 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | E. FEICK | | | | |
| 7 | ELECTION OF DIRECTOR: RAY R. | Mgmt | For | For | For |
| | IRANI | | | | |
| 8 | ELECTION OF DIRECTOR: IRVIN | Mgmt | For | For | For |
| | W. MALONEY | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RODOLFO SEGOVIA | | | | |
| 10 | ELECTION OF DIRECTOR: AZIZ | Mgmt | For | For | For |
| | D. SYRIANI | | | | |
| 11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROSEMARY TOMICH | | | | |
| 12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WALTER L. WEISMAN | | | | |
| 13 | RATIFICATION OF SELECTION OF | Mgmt | For | For | For |
| | KPMG AS INDEPENDENT | | | | |
| | AUDITORS. | | | | |
| 14 | APPROVAL OF AMENDMENT TO | Mgmt | For | For | For |
| | 2005 LONG-TERM INCENTIVE | | | | |
| | PLAN. | | | | |
| | | | | | |
| 15 | SCIENTIFIC REPORT ON GLOBAL | ShrHoldr | Against | Against | For |
| | WARMING. | | | | |
| 16 | ADVISORY VOTE TO RATIFY | ShrHoldr | Against | Against | For |
| | EXECUTIVE COMPENSATION. | | | | |
| 17 | PERFORMANCE-BASED STOCK | ShrHoldr | Against | Against | For |
| | OPTIONS. | | | | |
|
|
|
Omnicom Group Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| OMC | CUSIP9 681919106 | 05/22/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Wren | Mgmt | For | For | For |
| 1.2 | Elect Bruce Crawford | Mgmt | For | For | For |
| 1.3 | Elect Robert Clark | Mgmt | For | For | For |
| 1.4 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For |
| 1.5 | Elect Errol Cook | Mgmt | For | For | For |
| 1.6 | Elect Susan Denison | Mgmt | For | For | For |
| 1.7 | Elect Michael Henning | Mgmt | For | For | For |
| 1.8 | Elect John Murphy | Mgmt | For | For | For |
| 1.9 | Elect John Purcell | Mgmt | For | For | For |
| 1.10 | Elect Linda Johnson Rice | Mgmt | For | For | For |
| 1.11 | Elect Gary Roubos | Mgmt | For | For | For |
| 2 | RATIFICATION OF KPMG LLP AS | Mgmt | For | For | For |
| | OUR INDEPENDENT AUDITORS | | | | |
| | FOR 2007 | | | | |
| 3 | APPROVAL OF THE 2007 | Mgmt | For | For | For |
| | INCENTIVE AWARD PLAN | | | | |
|
|
|
Oracle Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| ORCL | CUSIP9 68389X105 | 10/09/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey Henley | Mgmt | For | For | For |
| 1.2 | Elect Lawrence Ellison | Mgmt | For | For | For |
| 1.3 | Elect Donald Lucas | Mgmt | For | For | For |
| 1.4 | Elect Michael Boskin | Mgmt | For | For | For |
| 1.5 | Elect Jack Kemp | Mgmt | For | Withhold | Against |
| 1.6 | Elect Jeffrey Berg | Mgmt | For | For | For |
| 1.7 | Elect Safra Catz | Mgmt | For | For | For |
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect H. Raymond Bingham | Mgmt | For | For | For |
| 1.10 | Elect Charles Phillips, Jr. | Mgmt | For | For | For |
| 1.11 | Elect Naomi Seligman | Mgmt | For | For | For |
| 2 | 2007 Executive Bonus Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Amendment to the 1993 Directors' | Mgmt | For | Against | Against |
| | Stock Plan | | | | |
|
|
|
PMI Group Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| PMIPRA | CUSIP9 69344M101 | 05/17/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Mariann Byerwalter | Mgmt | For | For | For |
| 1.2 | Elect James Castle | Mgmt | For | For | For |
| 1.3 | Elect Carmine Guerro | Mgmt | For | For | For |
| 1.4 | Elect Wayne Hedien | Mgmt | For | For | For |
| 1.5 | Elect Louis Lower II | Mgmt | For | For | For |
| 1.6 | Elect Raymond Ocampo Jr. | Mgmt | For | For | For |
| 1.7 | Elect John Roach | Mgmt | For | For | For |
| 1.8 | Elect Kenneth Rosen | Mgmt | For | For | For |
| 1.9 | Elect Steven Scheid | Mgmt | For | Withhold | Against |
| 1.10 | Elect L. Stephen Smith | Mgmt | For | For | For |
| 1.11 | Elect José Villarreal | Mgmt | For | For | For |
| 1.12 | Elect Mary Widener | Mgmt | For | For | For |
| 1.13 | Elect Ronald Zech | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Qualcomm Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| QCOM | CUSIP9 747525103 | 03/13/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Barbara Alexander | Mgmt | For | Withhold | Against |
| 1.2 | Elect Raymond Dittamore | Mgmt | For | Withhold | Against |
| 1.3 | Elect Irwin Mark Jacobs | Mgmt | For | Withhold | Against |
| 1.4 | Elect Sherry Lansing | Mgmt | For | Withhold | Against |
| 1.5 | Elect Peter Sacerdote | Mgmt | For | Withhold | Against |
| 1.6 | Elect Marc Stern | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Quest Diagnostics Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| DGX | CUSIP9 74834L100 | 05/08/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Baldwin, M.D. | Mgmt | For | For | For |
| 1.2 | Elect Surya Mohapatra, Ph.D. | Mgmt | For | For | For |
| 1.3 | Elect Gary Pfeiffer | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Radian Group | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| RDN | CUSIP9 750236101 | 05/09/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
|
| 2.1 | Elect Herbert Wender | Mgmt | For | For | For |
| 2.2 | Elect David Carney | Mgmt | For | For | For |
| 2.3 | Elect Howard Culang | Mgmt | For | For | For |
| 2.4 | Elect Stephen Hopkins | Mgmt | For | For | For |
| 2.5 | Elect Sandford Ibrahim | Mgmt | For | For | For |
| 2.6 | Elect James Jennings | Mgmt | For | For | For |
| 2.7 | Elect Ronald Moore | Mgmt | For | For | For |
| 2.8 | Elect Jan Nicholson | Mgmt | For | For | For |
| 2.9 | Elect Robert Richards | Mgmt | For | For | For |
| 2.10 | Elect Anthony Schweiger | Mgmt | For | For | For |
| 3 | Ratification of Auditors | Mgmt | For | For | For |
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
|
Red Hat, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| RHAT | Cusip 756577102 | 08/17/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Director W. Steve Albrecht | Mgmt | For | For | For |
| 1.2 | Elect Director Marye Anne Fox | Mgmt | For | For | For |
| 2 | Ratify Auditors | Mgmt | For | For | For |
| 3 | Approve Executive Incentive Bonus | Mgmt | For | Against | Against |
| | Plan | | | | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against |
| | | | | | |
RH Donnelley Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| RHD | CUSIP9 74955W307 | 05/03/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF CLASS II MEMBER | Mgmt | For | For | For |
| | OF THE BOARD OF DIRECTORS: | | | | |
| | ALAN F. SCHULTZ. | | | | |
| 2 | Elect Barry Williams | Mgmt | For | For | For |
| 3 | ELECTION OF CLASS II MEMBER | Mgmt | For | For | For |
| | OF THE BOARD OF DIRECTORS: | | | | |
| | EDWINA WOODBURY. | | | | |
|
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | For | Against |
| | REGARDING CLASSIFIED BOARD | | | | |
| | STRUCTURE. | | | | |
|
|
|
Ross Stores Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| ROST | CUSIP9 778296103 | 05/24/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Bush | Mgmt | For | For | For |
| 1.2 | Elect Norman Ferber | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Royal Caribbean Cruises Limited | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| RCL | CUSIP9 V7780T103 | 05/31/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Kimsey | Mgmt | For | For | For |
| 1.2 | Elect Gert Munthe | Mgmt | For | For | For |
| 1.3 | Elect Thomas Pritzker | Mgmt | For | For | For |
| 1.4 | Elect Bernt Reitan | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Scripps EW Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| SSP | CUSIP9 811054204 | 04/26/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Galloway | Mgmt | For | Withhold | Against |
| 1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | Withhold | Against |
| 1.3 | Elect Ronald Tysoe | Mgmt | For | Withhold | Against |
| 1.4 | Elect Julie A. Wrigley | Mgmt | For | Withhold | Against |
|
|
|
Sherwin-Williams Company | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| SHW | CUSIP9 824348106 | 04/18/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Arthur Anton | Mgmt | For | For | For |
| 1.2 | Elect James Boland | Mgmt | For | For | For |
| 1.3 | Elect Christopher Connor | Mgmt | For | For | For |
| 1.4 | Elect Daniel Evans | Mgmt | For | For | For |
| 1.5 | Elect David Hodnik | Mgmt | For | For | For |
| 1.6 | Elect Susan Kropf | Mgmt | For | For | For |
| 1.7 | Elect Robert Mahoney | Mgmt | For | For | For |
| 1.8 | Elect Gary McCullough | Mgmt | For | For | For |
| 1.9 | Elect A. Malachi Mixon, III | Mgmt | For | For | For |
| 1.10 | Elect Curtis Moll | Mgmt | For | For | For |
| 1.11 | Elect Richard Smucker | Mgmt | For | For | For |
| 2 | APPROVAL OF THE 2007 | Mgmt | For | For | For |
| | EXECUTIVE PERFORMANCE | | | | |
| | BONUS PLAN | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
SLM Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| SLMPRA | CUSIP9 78442P106 | 05/17/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ann Bates | Mgmt | For | For | For |
| 1.2 | Elect Charles Daley | Mgmt | For | For | For |
| 1.3 | Elect William Diefenderfer III | Mgmt | For | For | For |
| 1.4 | Elect Thomas Fitzpatrick | Mgmt | For | For | For |
| 1.5 | Elect Diane Gilleland | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Earl Goode | Mgmt | For | For | For |
| 1.7 | Elect Ronald Hunt | Mgmt | For | For | For |
| 1.8 | Elect Benjamin Lambert III | Mgmt | For | For | For |
| 1.9 | Elect Albert Lord | Mgmt | For | For | For |
| 1.10 | Elect Barry Munitz | Mgmt | For | For | For |
| 1.11 | Elect A. Alexander Porter, Jr. | Mgmt | For | For | For |
| 1.12 | Elect Wolfgang Schoellkopf | Mgmt | For | For | For |
| 1.13 | Elect Steven Shapiro | Mgmt | For | For | For |
| 1.14 | Elect Barry Williams | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Staples Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| SPLS | CUSIP9 855030102 | 06/11/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Basil Anderson | Mgmt | For | For | For |
| 1.2 | Elect Arthur Blank | Mgmt | For | Withhold | Against |
| 1.3 | Elect Mary Elizabeth Burton | Mgmt | For | For | For |
| 1.4 | Elect Gary Crittenden | Mgmt | For | For | For |
| 1.5 | Elect Rowland Moriarty | Mgmt | For | For | For |
| 1.6 | Elect Robert Nakasone | Mgmt | For | For | For |
| 1.7 | Elect Ronald Sargent | Mgmt | For | For | For |
| 1.8 | Elect Martin Trust | Mgmt | For | For | For |
| 1.9 | Elect Vijay Vishwanath | Mgmt | For | For | For |
| 1.10 | Elect Paul Walsh | Mgmt | For | For | For |
| 2 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | Election of Director | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | TO ACT ON A SHAREHOLDER | ShrHoldr | Against | Against | For |
| | PROPOSAL ON SIMPLE | | | | |
| | MAJORITY VOTING. | | | | |
|
|
|
Starbucks Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| SBUX | CUSIP9 855244109 | 03/21/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Howard Schultz | Mgmt | For | For | For |
| 1.2 | Elect Barbara Bass | Mgmt | For | For | For |
| 1.3 | Elect Howard Behar | Mgmt | For | For | For |
| 1.4 | Elect William Bradley | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect James Donald | Mgmt | For | For | For |
| 1.6 | Elect Mellody Hobson | Mgmt | For | For | For |
| 1.7 | Elect Olden Lee | Mgmt | For | For | For |
| 1.8 | Elect James Shennan, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Javier Teruel | Mgmt | For | For | For |
| 1.10 | Elect Myron Ullman, III | Mgmt | For | For | For |
| 1.11 | Elect Craig Weatherup | Mgmt | For | For | For |
| 2 | Executive Management Bonus Plan | Mgmt | For | For | For |
|
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
Teva Pharmaceutical Industries | | | | | | |
Ltd (ADR) | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| TEVA | CUSIP9 881624209 | 10/05/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Chairman's Fees (Eli Hurvitz) | Mgmt | For | For | For |
| 2 | Vice Chairman's Fees (Phillip Frost) | Mgmt | For | For | For |
|
|
|
|
The Western Union Company | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| WU | CUSIP9 959802109 | 05/10/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Dinyar Devitre | Mgmt | For | For | For |
| 1.2 | Elect Betsy Holden | Mgmt | For | For | For |
| 1.3 | Elect Christina Gold | Mgmt | For | For | For |
| 2 | APPROVAL OF THE WESTERN | Mgmt | For | For | For |
| | UNION COMPANY 2006 LONG- | | | | |
| | TERM INCENTIVE PLAN | | | | |
| 3 | Senior Executive Annual Incentive | Mgmt | For | For | For |
| | Plan | | | | |
| 4 | RATIFICATION OF SELECTION OF | Mgmt | For | For | For |
�� | | AUDITORS | | | | |
|
|
|
United States Steel Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| X | CUSIP9 912909108 | 04/24/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Darnall | Mgmt | For | For | For |
| 1.2 | Elect John Drosdick | Mgmt | For | For | For |
| 1.3 | Elect Charles Lee | Mgmt | For | For | For |
| 1.4 | Elect Jeffrey Lipton | Mgmt | For | For | For |
| 1.5 | Elect Glenda McNeal | Mgmt | For | For | For |
| 1.6 | Elect Patricia Tracey | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
United Technologies Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| UTX | CUSIP9 913017109 | 04/11/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Louis Chenevert | Mgmt | For | For | For |
| 1.2 | Elect George David | Mgmt | For | For | For |
| 1.3 | Elect John Faraci | Mgmt | For | For | For |
| 1.4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For |
| 1.5 | Elect Jamie Gorelick | Mgmt | For | For | For |
| 1.6 | Elect Charles Lee | Mgmt | For | For | For |
| 1.7 | Elect Richard McCormick | Mgmt | For | For | For |
| 1.8 | Elect Harold McGraw III | Mgmt | For | For | For |
| 1.9 | Elect Richard Myers | Mgmt | For | For | For |
| 1.10 | Elect Frank Popoff | Mgmt | For | For | For |
| 1.11 | Elect H. Patrick Swygert | Mgmt | For | For | For |
| 1.12 | Elect André Villeneuve | Mgmt | For | For | For |
| 1.13 | Elect Harold Wagner | Mgmt | For | For | For |
| 1.14 | Elect Christine Whitman | Mgmt | For | For | For |
| 2 | APPOINTMENT OF | Mgmt | For | For | For |
| | INDEPENDENT AUDITORS FOR | | | | |
| | 2007 | | | | |
| 3 | SHAREOWNER PROPOSAL: | ShrHoldr | Against | Against | For |
| | DIRECTOR TERM LIMITS | | | | |
| 4 | SHAREOWNER PROPOSAL: | ShrHoldr | Against | Against | For |
| | FOREIGN MILITARY SALES | | | | |
| 5 | SHAREOWNER PROPOSAL: | ShrHoldr | Against | Against | For |
| | POLITICAL CONTRIBUTIONS | | | | |
| 6 | SHAREOWNER PROPOSAL: | ShrHoldr | Against | Against | For |
| | ADVISORY RESOLUTION TO | | | | |
| | RATIFY EXECUTIVE | | | | |
| | COMPENSATION | | | | |
| 7 | SHAREOWNER PROPOSAL: PAY- | ShrHoldr | Against | Against | For |
| | FOR-SUPERIOR-PERFORMANCE | | | | |
| | | | | | |
Unitedhealth Group Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| UNH | CUSIP9 91324P102 | 05/29/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Ballard, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Richard Burke | Mgmt | For | For | For |
| 1.3 | Elect Stephen Hemsley | Mgmt | For | For | For |
| 1.4 | Elect Robert Darretta | Mgmt | For | For | For |
| 2 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | Election of Director | | | | |
| 3 | Repeal of Classified Board | Mgmt | For | For | For |
| 4 | | Mgmt | For | For | For |
| | Amendment to Supermajority | | | | |
| | Requirement for Removal of Directors | | | | |
| 5 | Amendment to Supermajority | Mgmt | For | For | For |
| | Requirement | | | | |
| 6 | ADOPTION OF RESTATED | Mgmt | For | For | For |
| | ARTICLES OF INCORPORATION | | | | |
| 7 | Ratification of Auditor | Mgmt | For | For | For |
| 8 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | CONCERNING PERFORMANCE- | | | | |
| | VESTING SHARES | | | | |
| 9 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | CONCERNING SUPPLEMENTAL | | | | |
| | EXECUTIVE RETIREMENT PLAN | | | | |
|
| 10 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote | | | | |
| 11 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Shareholder Access | | | | |
|
|
|
US Bancorp | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| USB | CUSIP9 902973304 | 04/17/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For |
| 1.2 | Elect Arthur Collins, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Olivia F. Kirtley | Mgmt | For | For | For |
| 1.4 | Elect Jerry Levin | Mgmt | For | For | For |
| 1.5 | Elect Richard Reiten | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | APPROVAL OF THE U.S. | Mgmt | For | For | For |
| | BANCORP 2007 STOCK | | | | |
| | INCENTIVE PLAN. | | | | |
| 4 | APPROVAL OF AMENDMENT TO | Mgmt | For | For | For |
| | RESTATED CERTIFICATE OF | | | | |
| | INCORPORATION. | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Annual Ratification | | | | |
| 6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Policy to Limit Benefits | | | | |
|
|
|
Valero Energy Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| VLO | CUSIP9 91913Y100 | 04/26/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ruben Escobedo | Mgmt | For | For | For |
| 1.2 | Elect Bob Marbut | Mgmt | For | For | For |
| 1.3 | Elect Robert Profusek | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Majority Voting | | | | |
| 4 | Shareholder Proposal Regarding an | ShrHoldr | Against | Against | For |
| | Advisory Vote | | | | |
| 5 | Shareholder Proposal Regarding the | ShrHoldr | Against | Against | For |
| | Supplemental Executive Retirement | | | | |
| | Plan | | | | |
|
|
|
Walt Disney Company | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| DIS | CUSIP9 254687106 | 03/08/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Bryson | Mgmt | For | For | For |
| 1.2 | Elect John Chen | Mgmt | For | For | For |
| 1.3 | Elect Judith Estrin | Mgmt | For | For | For |
| 1.4 | Elect Robert Iger | Mgmt | For | For | For |
| 1.5 | Elect Steven Jobs | Mgmt | For | For | For |
| 1.6 | Elect Fred Langhammer | Mgmt | For | For | For |
| 1.7 | Elect Aylwin Lewis | Mgmt | For | For | For |
| 1.8 | Elect Monica Lozano | Mgmt | For | For | For |
| 1.9 | Elect Robert Matschullat | Mgmt | For | For | For |
| | | | | | |
| 1.10 | Elect John Pepper, Jr. | Mgmt | For | For | For |
| 1.11 | Elect Orin Smith | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the Amended and | Mgmt | For | Against | Against |
| | Restated 2005 Stock Incentive Plan | | | | |
| 4 | Amendment to the 2002 Executive | Mgmt | For | For | For |
| | Performance Plan | | | | |
| 5 | TO APPROVE THE | ShrHoldr | Against | Against | For |
| | SHAREHOLDER PROPOSAL | | | | |
| | RELATING TO GREENMAIL. | | | | |
| 6 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Poison Pills | | | | |
|
|
|
Whirlpool Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| WHR | CUSIP9 963320106 | 04/17/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | MICHAEL F. JOHNSTON | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | WILLIAM T. KERR | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | JANICE D. STONEY | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | MICHAEL D. WHITE | | | | |
| 5 | TO APPROVE THE WHIRLPOOL | Mgmt | For | For | For |
| | CORPORATION 2007 OMNIBUS | | | | |
| | STOCK AND INCENTIVE PLAN | | | | |
|
|
|
Wiley John & Sons Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| JWA | CUSIP9 968223206 | 09/21/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Kim Jones | Mgmt | For | For | For |
| 1.2 | Elect Raymond McDaniel, Jr. | Mgmt | For | For | For |
| 1.3 | Elect William Plummer | Mgmt | For | For | For |
| 2 | PROPOSAL TO RATIFY THE | Mgmt | For | For | For |
| | APPOINTMENT OF KPMG LLP AS | | | | |
| | INDEPENDENT ACCOUNTANTS. | | | | |
| | | | | | |
Wyndham Worldwide Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| | CUSIP9 98310W108 | 04/26/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Brian Mulroney | Mgmt | For | Withhold | Against |
| 1.2 | Elect Michael Wargotz | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
|
XTO Energy Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | Meeting Status |
| XTO | CUSIP9 98385X106 | 05/15/2007 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: LANE | Mgmt | For | Against | Against |
| | G. COLLINS | | | | |
| 2 | ELECTION OF DIRECTOR: SCOTT | Mgmt | For | Against | Against |
| | G. SHERMAN | | | | |
| 3 | ELECTION OF DIRECTOR: BOB | Mgmt | For | Against | Against |
| | R. SIMPSON | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against. '
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
Registrant: | Putnam Investors Fund |
By: | /s/ Charles E. Porter |
|
|
Name: | Charles E. Porter |
|
|
Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
| Compliance Liaison |
|
|
Date: | August 13, 2007 |
| |