UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-05127
Advance Capital I, Inc.
(Exact name of registrant as specified in charter)
One Towne Square, Suite 444, Southfield, Michigan | 48076 |
(Address of principal executive offices) | (Zip code) |
Christopher M. Kostiz
Advance Capital I, Inc.
One Towne Square, Suite 444, Southfield, Michigan 48076
(Name and address of agent for service)
Registrant's telephone number, including area code: (248) 350-8543
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 – June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a)
The name of the issuer of the portfolio security;
(b)
The exchange ticker symbol of the portfolio security;
(c)
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d)
The shareholder meeting date;
(e)
A brief identification of the matter voted on;
(f)
Whether the matter was proposed by the issuer or by a security holder;
(g)
Whether the registrant cast its vote on the matter;
(h)
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i)
Whether the Registrant cast its vote for or against management.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Advance Capital I, Inc.
By:
/s/ Christopher M. Kostiz
Christopher M. Kostiz, President
Date: August 28, 2014
Vote Summary | |||||||||||||||||||||||
| HMS HOLDINGS CORP. | ||||||||||||||||||||||
| Security |
| 40425J101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| HMSY |
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| Meeting Date | 10-Jul-2013 |
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| ISIN |
| US40425J1016 |
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| Agenda | 933835792 - Management | ||||||||||||||
| Record Date |
| 21-May-2013 |
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| Holding Recon Date | 21-May-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 09-Jul-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Approve Reincorporation |
| Management | For | For |
| None | |||||||||||||||
| 2A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,800 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,300 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||
| FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||||||||||||||||||
| Security |
| 35671D857 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| FCX |
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| Meeting Date | 16-Jul-2013 |
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| ISIN |
| US35671D8570 |
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| Agenda | 933842230 - Management | ||||||||||||||
| Record Date |
| 24-May-2013 |
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| Holding Recon Date | 24-May-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 15-Jul-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1 | Election of Directors |
| Management |
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| 1 | RICHARD C. ADKERSON |
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| For | For |
| None | |||||||||||||
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| 2 | ROBERT J. ALLISON, JR. |
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| For | For |
| None | |||||||||||||
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| 3 | ALAN R. BUCKWALTER, III |
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| For | For |
| None | |||||||||||||
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| 4 | ROBERT A. DAY |
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| For | For |
| None | |||||||||||||
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| 5 | JAMES C. FLORES |
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| For | For |
| None | |||||||||||||
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| 6 | GERALD J. FORD |
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| For | For |
| None | |||||||||||||
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| 7 | THOMAS A. FRY, III |
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| For | For |
| None | |||||||||||||
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| 8 | H. DEVON GRAHAM, JR. |
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| For | For |
| None | |||||||||||||
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| 9 | CHARLES C. KRULAK |
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| For | For |
| None | |||||||||||||
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| 10 | BOBBY LEE LACKEY |
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| For | For |
| None | |||||||||||||
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| 11 | JON C. MADONNA |
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| For | For |
| None | |||||||||||||
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| 12 | DUSTAN E. MCCOY |
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| For | For |
| None | |||||||||||||
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| 13 | JAMES R. MOFFETT |
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| For | For |
| None | |||||||||||||
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| 14 | B.M. RANKIN, JR. |
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| For | For |
| None | |||||||||||||
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| 15 | STEPHEN H. SIEGELE |
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| For | For |
| None | |||||||||||||
| 2 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4 | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5 | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6 | S/H Proposal - Add Women & Minorities to Board |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7 | S/H Proposal - Rights To Call Special Meeting |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 18,530 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,110 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||
| GARDNER DENVER, INC. | ||||||||||||||||||||||
| Security |
| 365558105 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| GDI |
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| Meeting Date | 16-Jul-2013 |
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| ISIN |
| US3655581052 |
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| Agenda | 933850112 - Management | ||||||||||||||
| Record Date |
| 06-Jun-2013 |
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| Holding Recon Date | 06-Jun-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 15-Jul-2013 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Approve Merger Agreement |
| Management | For | For |
| None | |||||||||||||||
| 2. | Approve Motion to Adjourn Meeting |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 3,500 | 0 | 09-Jul-2013 | 09-Jul-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 1,400 | 0 | 09-Jul-2013 | 09-Jul-2013 | ||||||||||||||
| TRIUMPH GROUP, INC. | ||||||||||||||||||||||
| Security |
| 896818101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| TGI |
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| Meeting Date | 18-Jul-2013 |
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| ISIN |
| US8968181011 |
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| Agenda | 933849361 - Management | ||||||||||||||
| Record Date |
| 31-May-2013 |
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| Holding Recon Date | 31-May-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 17-Jul-2013 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | Adopt Employee Stock Purchase Plan |
| Management | For | For |
| None | |||||||||||||||
| 6. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 4,400 | 0 | 09-Jul-2013 | 09-Jul-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 1,800 | 0 | 09-Jul-2013 | 09-Jul-2013 | ||||||||||||||
| VODAFONE GROUP PLC | ||||||||||||||||||||||
| Security |
| 92857W209 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| VOD |
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| Meeting Date | 23-Jul-2013 |
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| ISIN |
| US92857W2098 |
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| Agenda | 933848179 - Management | ||||||||||||||
| Record Date |
| 03-Jun-2013 |
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| Holding Recon Date | 03-Jun-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 12-Jul-2013 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Adopt Accounts for Past Year |
| Management | For | For |
| None | |||||||||||||||
| 2. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 3. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 4. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 5. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 6. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 7. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 8. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 9. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 10. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 11. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 12. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 13. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 14. | Election of Directors (Full Slate) |
| Management | For | For |
| None | |||||||||||||||
| 15. | Approve Allocation of Dividends on Shares Held |
| Management | For | For |
| None | |||||||||||||||
| 16. | Approve Remuneration of Directors and Auditors |
| Management | For | For |
| None | |||||||||||||||
| 17. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 18. | Approve Remuneration of Directors and Auditors |
| Management | For | For |
| None | |||||||||||||||
| 19. | Stock Repurchase Plan |
| Management | For | For |
| None | |||||||||||||||
| S20 | Eliminate Pre-Emptive Rights |
| Management | For | For |
| None | |||||||||||||||
| S21 | Stock Repurchase Plan |
| Management | For | For |
| None | |||||||||||||||
| 22. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| S23 | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE BALANCED | 510033482460 | FIFTH THIRD | 19,500 | 0 | 09-Jul-2013 | 09-Jul-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,190 | 0 | 09-Jul-2013 | 09-Jul-2013 | ||||||||||||||
| BE AEROSPACE, INC. | ||||||||||||||||||||||
| Security |
| 073302101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| BEAV |
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| Meeting Date | 24-Jul-2013 |
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| ISIN |
| US0733021010 |
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| Agenda | 933846050 - Management | ||||||||||||||
| Record Date |
| 28-May-2013 |
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| Holding Recon Date | 28-May-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Jul-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | MICHAEL F. SENFT |
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| For | For |
| None | |||||||||||||
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| 2 | JOHN T. WHATES |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Employee Stock Purchase Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 7,000 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||
| 510033482460 |
| ADVANCECAPITAL IBALANCEDSTOCK FUND | 510033482460 | FIFTH THIRDBANK | 2,800 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||
| CORELOGIC, INC. | ||||||||||||||||||||||
| Security |
| 21871D103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CLGX |
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| Meeting Date | 30-Jul-2013 |
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| ISIN |
| US21871D1037 |
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| Agenda | 933850237 - Management | ||||||||||||||
| Record Date |
| 04-Jun-2013 |
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| Holding Recon Date | 04-Jun-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Jul-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 6,600 | 0 | 09-Jul-2013 | 09-Jul-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,600 | 0 | 09-Jul-2013 | 09-Jul-2013 | ||||||||||||||
| MICHAEL KORS HOLDINGS LIMITED | ||||||||||||||||||||||
| Security |
| G60754101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| KORS |
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| Meeting Date | 01-Aug-2013 |
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| ISIN |
| VGG607541015 |
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| Agenda | 933849830 - Management | ||||||||||||||
| Record Date |
| 04-Jun-2013 |
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| Holding Recon Date | 04-Jun-2013 |
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| City / | Country |
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| / | Hong Kong |
| Vote Deadline Date | 31-Jul-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
| Management | 1 Year | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 11,500 | 0 | 29-Jul-2013 | 29-Jul-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE CAPITAL I | 510033482460 | FIFTH THIRD | 4,500 | 0 | 29-Jul-2013 | 29-Jul-2013 | ||||||||||||||
| TIDEWATER INC. | ||||||||||||||||||||||
| Security |
| 886423102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| TDW |
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| Meeting Date | 01-Aug-2013 |
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| ISIN |
| US8864231027 |
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| Agenda | 933852344 - Management | ||||||||||||||
| Record Date |
| 13-Jun-2013 |
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| Holding Recon Date | 13-Jun-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 31-Jul-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | M. JAY ALLISON |
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| For | For |
| None | |||||||||||||
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| 2 | JAMES C. DAY |
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| For | For |
| None | |||||||||||||
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| 3 | RICHARD T. DU MOULIN |
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| For | For |
| None | |||||||||||||
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| 4 | MORRIS E. FOSTER |
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| For | For |
| None | |||||||||||||
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| 5 | J. WAYNE LEONARD |
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| For | For |
| None | |||||||||||||
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| 6 | JON C. MADONNA |
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| For | For |
| None | |||||||||||||
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| 7 | RICHARD A. PATTAROZZI |
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| For | For |
| None | |||||||||||||
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| 8 | JEFFREY M. PLATT |
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| For | For |
| None | |||||||||||||
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| 9 | NICHOLAS J. SUTTON |
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| For | For |
| None | |||||||||||||
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| 10 | CINDY B. TAYLOR |
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| For | For |
| None | |||||||||||||
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| 11 | DEAN E. TAYLOR |
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| For | For |
| None | |||||||||||||
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| 12 | JACK E. THOMPSON |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,000 | 0 | 29-Jul-2013 | 29-Jul-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,100 | 0 | 29-Jul-2013 | 29-Jul-2013 | ||||||||||||||
| APOLLO INVESTMENT CORPORATION | ||||||||||||||||||||||
| Security |
| 03761U106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| AINV |
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| Meeting Date | 06-Aug-2013 |
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| ISIN |
| US03761U1060 |
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| Agenda | 933853132 - Management | ||||||||||||||
| Record Date |
| 12-Jun-2013 |
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| Holding Recon Date | 12-Jun-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-Aug-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | ELLIOT STEIN JR. |
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| For | For |
| None | |||||||||||||
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| 2 | BRADLEY J. WECHSLER |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 15,500 | 0 | 29-Jul-2013 | 29-Jul-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,300 | 0 | 29-Jul-2013 | 29-Jul-2013 | ||||||||||||||
| APOLLO INVESTMENT CORPORATION | ||||||||||||||||||||||
| Security |
| 03761U106 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| AINV |
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| Meeting Date | 06-Aug-2013 |
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| ISIN |
| US03761U1060 |
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| Agenda | 933854007 - Management | ||||||||||||||
| Record Date |
| 12-Jun-2013 |
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| Holding Recon Date | 12-Jun-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-Aug-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Stock Issuance |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 15,500 | 0 | 29-Jul-2013 | 29-Jul-2013 | ||||||||||||||
| 510033482460 |
| ADVANCECAPITAL IBALANCEDSTOCK FUND | 510033482460 | FIFTH THIRDBANK | 6,300 | 0 | 29-Jul-2013 | 29-Jul-2013 | ||||||||||||||
| UNIVERSAL CORPORATION | ||||||||||||||||||||||
| Security |
| 913456109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| UVV |
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| Meeting Date | 06-Aug-2013 |
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| ISIN |
| US9134561094 |
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| Agenda | 933854398 - Management | ||||||||||||||
| Record Date |
| 14-Jun-2013 |
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| Holding Recon Date | 14-Jun-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-Aug-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | CHESTER A. CROCKER* |
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| For | For |
| None | |||||||||||||
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| 2 | CHARLES H. FOSTER, JR.* |
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| For | For |
| None | |||||||||||||
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| 3 | THOMAS H. JOHNSON* |
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| For | For |
| None | |||||||||||||
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| 4 | LENNART R. FREEMAN# |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Corporate Governance |
| Shareholder | For | Against |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 3,100 | 0 | 02-Aug-2013 | 02-Aug-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 1,300 | 0 | 02-Aug-2013 | 02-Aug-2013 | ||||||||||||||
| RF MICRO DEVICES, INC. | ||||||||||||||||||||||
| Security |
| 749941100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RFMD |
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| Meeting Date | 14-Aug-2013 |
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| ISIN |
| US7499411004 |
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| Agenda | 933849905 - Management | ||||||||||||||
| Record Date |
| 12-Jun-2013 |
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| Holding Recon Date | 12-Jun-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 13-Aug-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | WALTER H. WILKINSON, JR |
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| For | For |
| None | |||||||||||||
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| 2 | ROBERT A. BRUGGEWORTH |
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| For | For |
| None | |||||||||||||
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| 3 | DANIEL A. DILEO |
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| For | For |
| None | |||||||||||||
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| 4 | JEFFERY R. GARDNER |
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| For | For |
| None | |||||||||||||
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| 5 | JOHN R. HARDING |
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| For | For |
| None | |||||||||||||
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| 6 | MASOOD A. JABBAR |
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| For | For |
| None | |||||||||||||
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| 7 | CASIMIR S. SKRZYPCZAK |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 19,700 | 0 | 12-Aug-2013 | 12-Aug-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 8,100 | 0 | 12-Aug-2013 | 12-Aug-2013 | ||||||||||||||
| MEDTRONIC, INC. | ||||||||||||||||||||||
| Security |
| 585055106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MDT |
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| Meeting Date | 22-Aug-2013 |
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| ISIN |
| US5850551061 |
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| Agenda | 933856291 - Management | ||||||||||||||
| Record Date |
| 01-Jul-2013 |
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| Holding Recon Date | 01-Jul-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Aug-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | RICHARD H. ANDERSON |
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| For | For |
| None | |||||||||||||
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| 2 | SCOTT C. DONNELLY |
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| For | For |
| None | |||||||||||||
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| 3 | VICTOR J. DZAU, M.D. |
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| For | For |
| None | |||||||||||||
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| 4 | OMAR ISHRAK |
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| For | For |
| None | |||||||||||||
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| 5 | SHIRLEY ANN JACKSON PHD |
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| For | For |
| None | |||||||||||||
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| 6 | MICHAEL O. LEAVITT |
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| For | For |
| None | |||||||||||||
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| 7 | JAMES T. LENEHAN |
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| For | For |
| None | |||||||||||||
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| 8 | DENISE M. O'LEARY |
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| For | For |
| None | |||||||||||||
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| 9 | KENDALL J. POWELL |
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| For | For |
| None | |||||||||||||
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| 10 | ROBERT C. POZEN |
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| For | For |
| None | |||||||||||||
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| 11 | PREETHA REDDY |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | Amend Articles-Board Related |
| Management | For | For |
| None | |||||||||||||||
| 6. | Amend Articles-Board Related |
| Management | For | For |
| None | |||||||||||||||
| 7. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 8. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 9. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 14,700 | 0 | 12-Aug-2013 | 12-Aug-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,650 | 0 | 12-Aug-2013 | 12-Aug-2013 | ||||||||||||||
| QLOGIC CORPORATION | ||||||||||||||||||||||
| Security |
| 747277101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| QLGC |
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| Meeting Date | 22-Aug-2013 |
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| ISIN |
| US7472771010 |
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| Agenda | 933858651 - Management | ||||||||||||||
| Record Date |
| 27-Jun-2013 |
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| Holding Recon Date | 27-Jun-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Aug-2013 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Employee Stock Purchase Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 5. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 6,200 | 0 | 19-Aug-2013 | 19-Aug-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,500 | 0 | 19-Aug-2013 | 19-Aug-2013 | ||||||||||||||
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||||||||||||
| Security |
| 881624209 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| TEVA |
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| Meeting Date | 27-Aug-2013 |
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| ISIN |
| US8816242098 |
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| Agenda | 933862725 - Management | ||||||||||||||
| Record Date |
| 25-Jul-2013 |
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| Holding Recon Date | 25-Jul-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 22-Aug-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2A | Approve Cash/Stock Bonus Plan |
| Management | For | For |
| None | |||||||||||||||
| 2A1 | Miscellaneous Corporate Actions |
| Management | No Action |
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| None | |||||||||||||||
| 2B | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 2B1 | Miscellaneous Corporate Actions |
| Management | No Action |
|
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3A | Miscellaneous Corporate Actions |
| Management | No Action |
|
| None | |||||||||||||||
| 4 | Approve Allocation of Dividends on Shares Held |
| Management | For | For |
| None | |||||||||||||||
| 5 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 22,200 | 0 | 16-Aug-2013 | 16-Aug-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 4,020 | 0 | 16-Aug-2013 | 16-Aug-2013 | ||||||||||||||
| SCHOLASTIC CORPORATION | ||||||||||||||||||||||
| Security |
| 807066105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| SCHL |
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| Meeting Date | 18-Sep-2013 |
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| ISIN |
| US8070661058 |
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| Agenda | 933865113 - Management | ||||||||||||||
| Record Date |
| 26-Jul-2013 |
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| Holding Recon Date | 26-Jul-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 17-Sep-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
�� | 1. | Election of Directors |
| Management |
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| 1 | JAMES W. BARGE |
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| For | For |
| None | |||||||||||||
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| 2 | MARIANNE CAPONNETTO |
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| For | For |
| None | |||||||||||||
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| 3 | JOHN L. DAVIES |
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| For | For |
| None | |||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 2,900 | 0 | 16-Aug-2013 | 16-Aug-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 1,100 | 0 | 16-Aug-2013 | 16-Aug-2013 | ||||||||||||||
| JOHN WILEY & SONS, INC. | ||||||||||||||||||||||
| Security |
| 968223206 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| JWA |
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| Meeting Date | 19-Sep-2013 |
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| ISIN |
| US9682232064 |
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| Agenda | 933864868 - Management | ||||||||||||||
| Record Date |
| 23-Jul-2013 |
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| Holding Recon Date | 23-Jul-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 18-Sep-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | MARI J. BAKER |
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| For | For |
| None | |||||||||||||
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| 2 | RAYMOND W. MCDANIEL, JR |
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| For | For |
| None | |||||||||||||
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| 3 | WILLIAM B. PLUMMER |
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| For | For |
| None | |||||||||||||
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| 4 | KALPANA RAINA |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,700 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,200 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| FEDEX CORPORATION | ||||||||||||||||||||||
| Security |
| 31428X106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| FDX |
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| Meeting Date | 23-Sep-2013 |
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| ISIN |
| US31428X1063 |
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| Agenda | 933866608 - Management | ||||||||||||||
| Record Date |
| 29-Jul-2013 |
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| Holding Recon Date | 29-Jul-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 20-Sep-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Omnibus Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Report on Executive |
| Shareholder | Against | For |
| None | |||||||||||||||
| 8. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 9. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 10. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 11. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,650 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,260 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| SMITHFIELD FOODS, INC. | ||||||||||||||||||||||
| Security |
| 832248108 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| SFD |
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| Meeting Date | 24-Sep-2013 |
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| ISIN |
| US8322481081 |
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| Agenda | 933870049 - Management | ||||||||||||||
| Record Date |
| 05-Aug-2013 |
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| Holding Recon Date | 05-Aug-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Sep-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Approve Merger Agreement |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Motion to Adjourn Meeting |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 8,600 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,500 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| THE WHITEWAVE FOODS COMPANY | ||||||||||||||||||||||
| Security |
| 966244105 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| WWAV |
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| Meeting Date | 24-Sep-2013 |
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| ISIN |
| US9662441057 |
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| Agenda | 933871510 - Management | ||||||||||||||
| Record Date |
| 16-Aug-2013 |
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| Holding Recon Date | 16-Aug-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Sep-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Approve Reverse Stock Split |
| Management | For | For |
| None | |||||||||||||||
| 2. | Approve Motion to Adjourn Meeting |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 11,200 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE BALANCED | 510033482460 | FIFTH THIRD | 4,700 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| NV ENERGY, INC. | ||||||||||||||||||||||
| Security |
| 67073Y106 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| NVE |
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| Meeting Date | 25-Sep-2013 |
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| ISIN |
| US67073Y1064 |
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| Agenda | 933870936 - Management | ||||||||||||||
| Record Date |
| 19-Aug-2013 |
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| Holding Recon Date | 19-Aug-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 24-Sep-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Approve Merger Agreement |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Motion to Adjourn Meeting |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 15,200 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,300 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| MASIMO CORPORATION | ||||||||||||||||||||||
| Security |
| 574795100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MASI |
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| Meeting Date | 02-Oct-2013 |
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| ISIN |
| US5747951003 |
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| Agenda | 933873071 - Management | ||||||||||||||
| Record Date |
| 12-Aug-2013 |
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| Holding Recon Date | 12-Aug-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 01-Oct-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account Number |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCECAPITAL I EQUITYGROWTH FUND | 510033482437 | FIFTH THIRDBANK | 7,300 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,800 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| HERMAN MILLER, INC. | ||||||||||||||||||||||
| Security |
| 600544100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MLHR |
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| Meeting Date | 07-Oct-2013 |
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| ISIN |
| US6005441000 |
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| Agenda | 933870380 - Management | ||||||||||||||
| Record Date |
| 09-Aug-2013 |
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| Holding Recon Date | 09-Aug-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 04-Oct-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | LISA A. KRO |
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| For | For |
| None | |||||||||||||
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| 2 | DOROTHY A. TERRELL |
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| For | For |
| None | |||||||||||||
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| 3 | DAVID O. ULRICH |
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| For | For |
| None | |||||||||||||
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| 4 | MICHAEL A. VOLKEMA |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 7,200 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,900 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||||||
| Security |
| 742718109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PG |
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| Meeting Date | 08-Oct-2013 |
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| ISIN |
| US7427181091 |
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| Agenda | 933868525 - Management | ||||||||||||||
| Record Date |
| 09-Aug-2013 |
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| Holding Recon Date | 09-Aug-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 07-Oct-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Eliminate Supermajority Requirements |
| Management | For | For |
| None | |||||||||||||||
| 4. | Adopt Non-Employee Director Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 13,300 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,400 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| RPM INTERNATIONAL INC. | ||||||||||||||||||||||
| Security |
| 749685103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RPM |
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| Meeting Date | 10-Oct-2013 |
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| ISIN |
| US7496851038 |
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| Agenda | 933871419 - Management | ||||||||||||||
| Record Date |
| 16-Aug-2013 |
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| Holding Recon Date | 16-Aug-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 09-Oct-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | DAVID A. DABERKO |
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| For | For |
| None | |||||||||||||
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| 2 | CRAIG S. MORFORD |
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| For | For |
| None | |||||||||||||
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| 3 | FRANK C. SULLIVAN |
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| For | For |
| None | |||||||||||||
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| 4 | THOMAS C. SULLIVAN |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 9,000 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,500 | 0 | 03-Sep-2013 | 03-Sep-2013 | ||||||||||||||
| CARPENTER TECHNOLOGY CORPORATION | ||||||||||||||||||||||
| Security |
| 144285103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CRS |
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| Meeting Date | 15-Oct-2013 |
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| ISIN |
| US1442851036 |
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| Agenda | 933877815 - Management | ||||||||||||||
| Record Date |
| 16-Aug-2013 |
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| Holding Recon Date | 16-Aug-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 14-Oct-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | I. MARTIN INGLIS |
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| For | For |
| None | |||||||||||||
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| 2 | PETER N. STEPHANS |
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| For | For |
| None | |||||||||||||
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| 3 | KATHRYN C. TURNER |
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| For | For |
| None | |||||||||||||
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| 4 | STEPHEN M. WARD, JR. |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 11,100 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,700 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE CAPITAL I CORE | 510038133811 | FIFTH THIRD | 1,350 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| KENNAMETAL INC. | ||||||||||||||||||||||
| Security |
| 489170100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| KMT |
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| Meeting Date | 22-Oct-2013 |
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| ISIN |
| US4891701009 |
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| Agenda | 933878285 - Management | ||||||||||||||
| Record Date |
| 30-Aug-2013 |
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| Holding Recon Date | 30-Aug-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Oct-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| I | Election of Directors |
| Management |
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| 1 | CARLOS M. CARDOSO |
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| For | For |
| None | |||||||||||||
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| 2 | WILLIAM J. HARVEY |
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| For | For |
| None | |||||||||||||
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| 3 | CINDY L. DAVIS |
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| For | For |
| None | |||||||||||||
| II | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| III | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| IV | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,100 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,100 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| THE HILLSHIRE BRANDS COMPANY | ||||||||||||||||||||||
| Security |
| 432589109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| HSH |
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| Meeting Date | 24-Oct-2013 |
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| ISIN |
| US4325891095 |
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| Agenda | 933876673 - Management | ||||||||||||||
| Record Date |
| 03-Sep-2013 |
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| Holding Recon Date | 03-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Oct-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,400 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,100 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| ORACLE CORPORATION | ||||||||||||||||||||||
| Security |
| 68389X105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ORCL |
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| Meeting Date | 31-Oct-2013 |
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| ISIN |
| US68389X1054 |
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| Agenda | 933878300 - Management | ||||||||||||||
| Record Date |
| 03-Sep-2013 |
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| Holding Recon Date | 03-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Oct-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1 | Election of Directors |
| Management |
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| 1 | JEFFREY S. BERG |
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| For | For |
| None | |||||||||||||
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| 2 | H. RAYMOND BINGHAM |
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| For | For |
| None | |||||||||||||
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| 3 | MICHAEL J. BOSKIN |
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| For | For |
| None | |||||||||||||
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| 4 | SAFRA A. CATZ |
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| For | For |
| None | |||||||||||||
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| 5 | BRUCE R. CHIZEN |
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| For | For |
| None | |||||||||||||
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| 6 | GEORGE H. CONRADES |
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| For | For |
| None | |||||||||||||
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| 7 | LAWRENCE J. ELLISON |
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| For | For |
| None | |||||||||||||
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| 8 | HECTOR GARCIA-MOLINA |
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| For | For |
| None | |||||||||||||
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| 9 | JEFFREY O. HENLEY |
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| For | For |
| None | |||||||||||||
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| 10 | MARK V. HURD |
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| For | For |
| None | |||||||||||||
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| 11 | NAOMI O. SELIGMAN |
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| For | For |
| None | |||||||||||||
| 2 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3 | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 5 | S/H Proposal - Human Rights Related |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6 | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7 | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 8 | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 9 | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 26,370 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 4,970 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| TECHNE CORPORATION | ||||||||||||||||||||||
| Security |
| 878377100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| TECH |
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| Meeting Date | 31-Oct-2013 |
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| ISIN |
| US8783771004 |
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| Agenda | 933879299 - Management | ||||||||||||||
| Record Date |
| 06-Sep-2013 |
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| Holding Recon Date | 06-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Oct-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.6 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.7 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.8 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.9 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Fix Number of Directors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 900 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 400 | 0 | 11-Oct-2013 | 11-Oct-2013 | ||||||||||||||
| CARDINAL HEALTH, INC. | ||||||||||||||||||||||
| Security |
| 14149Y108 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CAH |
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| Meeting Date | 06-Nov-2013 |
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| ISIN |
| US14149Y1082 |
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| Agenda | 933879782 - Management | ||||||||||||||
| Record Date |
| 09-Sep-2013 |
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| Holding Recon Date | 09-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,150 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,910 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| BRINKER INTERNATIONAL, INC. | ||||||||||||||||||||||
| Security |
| 109641100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| EAT |
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| Meeting Date | 07-Nov-2013 |
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| ISIN |
| US1096411004 |
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| Agenda | 933880622 - Management | ||||||||||||||
| Record Date |
| 09-Sep-2013 |
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| Holding Recon Date | 09-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-Nov-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | JOSEPH M. DEPINTO |
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| For | For |
| None | |||||||||||||
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| 2 | HARRIET EDELMAN |
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| For | For |
| None | |||||||||||||
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| 3 | MICHAEL A. GEORGE |
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| For | For |
| None | |||||||||||||
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| 4 | WILLIAM T. GILES |
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| For | For |
| None | |||||||||||||
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| 5 | GERARDO I. LOPEZ |
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| For | For |
| None | |||||||||||||
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| 6 | JON L. LUTHER |
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| For | For |
| None | |||||||||||||
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| 7 | JOHN W. MIMS |
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| For | For |
| None | |||||||||||||
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| 8 | GEORGE R. MRKONIC |
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| For | For |
| None | |||||||||||||
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| 9 | ROSENDO G. PARRA |
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| For | For |
| None | |||||||||||||
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| 10 | WYMAN T. ROBERTS |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 4,800 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 1,900 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| COACH, INC. | ||||||||||||||||||||||
| Security |
| 189754104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| COH |
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| Meeting Date | 07-Nov-2013 |
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| ISIN |
| US1897541041 |
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| Agenda | 933881446 - Management | ||||||||||||||
| Record Date |
| 09-Sep-2013 |
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| Holding Recon Date | 09-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-Nov-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | LEW FRANKFORT |
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| For | For |
| None | |||||||||||||
|
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| 2 | SUSAN KROPF |
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| For | For |
| None | |||||||||||||
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| 3 | GARY LOVEMAN |
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| For | For |
| None | |||||||||||||
|
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| 4 | VICTOR LUIS |
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| For | For |
| None | |||||||||||||
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| 5 | IVAN MENEZES |
|
| For | For |
| None | |||||||||||||
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| 6 | IRENE MILLER |
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| For | For |
| None | |||||||||||||
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| 7 | MICHAEL MURPHY |
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| For | For |
| None | |||||||||||||
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| 8 | STEPHANIE TILENIUS |
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| For | For |
| None | |||||||||||||
|
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| 9 | JIDE ZEITLIN |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Cash/Stock Bonus Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 14,300 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,450 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| AVNET,INC. | ||||||||||||||||||||||
| Security |
| 053807103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| AVT |
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| Meeting Date | 08-Nov-2013 |
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| ISIN |
| US0538071038 |
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| Agenda | 933880569 - Management | ||||||||||||||
| Record Date |
| 10-Sep-2013 |
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| Holding Recon Date | 10-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 07-Nov-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | J. VERONICA BIGGINS |
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| For | For |
| None | |||||||||||||
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| 2 | MICHAEL A. BRADLEY |
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| For | For |
| None | |||||||||||||
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| 3 | R. KERRY CLARK |
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| For | For |
| None | |||||||||||||
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| 4 | RICHARD P. HAMADA |
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| For | For |
| None | |||||||||||||
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| 5 | JAMES A. LAWRENCE |
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| For | For |
| None | |||||||||||||
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| 6 | FRANK R. NOONAN |
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| For | For |
| None | |||||||||||||
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| 7 | RAY M. ROBINSON |
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| For | For |
| None | |||||||||||||
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| 8 | WILLIAM H. SCHUMANN III |
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| For | For |
| None | |||||||||||||
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| 9 | WILLIAM P. SULLIVAN |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 9,200 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,700 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| SOLERA HOLDINGS, INC. | ||||||||||||||||||||||
| Security |
| 83421A104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| SLH |
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| Meeting Date | 08-Nov-2013 |
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| ISIN |
| US83421A1043 |
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| Agenda | 933885014 - Management | ||||||||||||||
| Record Date |
| 23-Sep-2013 |
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| Holding Recon Date | 23-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 07-Nov-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors | �� | Management |
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| 1 | TONY AQUILA |
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| For | For |
| None | |||||||||||||
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| 2 | THOMAS A. DATTILO |
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| For | For |
| None | |||||||||||||
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| 3 | ARTHUR F. KINGSBURY |
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| For | For |
| None | |||||||||||||
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| 4 | DR. KURT J. LAUK |
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| For | For |
| None | |||||||||||||
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| 5 | KENNETH A. VIELLIEU |
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| For | For |
| None | |||||||||||||
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| 6 | THOMAS C. WAJNERT |
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| For | For |
| None | |||||||||||||
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| 7 | STUART J. YARBROUGH |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 12,500 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 5,300 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| JACK HENRY & ASSOCIATES, INC. | ||||||||||||||||||||||
| Security |
| 426281101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| JKHY |
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| Meeting Date | 13-Nov-2013 |
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| ISIN |
| US4262811015 |
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| Agenda | 933881078 - Management | ||||||||||||||
| Record Date |
| 19-Sep-2013 |
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| Holding Recon Date | 19-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 12-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | M. FLANIGAN |
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| For | For |
| None | |||||||||||||
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| 2 | W. BROWN |
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| For | For |
| None | |||||||||||||
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| 3 | M. SHEPARD |
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| For | For |
| None | |||||||||||||
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| 4 | J. PRIM |
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| For | For |
| None | |||||||||||||
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| 5 | T. WILSON |
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| For | For |
| None | |||||||||||||
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| 6 | J. FIEGEL |
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| For | For |
| None | |||||||||||||
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| 7 | T. WIMSETT |
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| For | For |
| None | |||||||||||||
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| 8 | L. KELLY |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 4,000 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 1,600 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| RESMED INC. | ||||||||||||||||||||||
| Security |
| 761152107 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RMD |
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| Meeting Date | 13-Nov-2013 |
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| ISIN |
| US7611521078 |
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| Agenda | 933883034 - Management | ||||||||||||||
| Record Date |
| 16-Sep-2013 |
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| Holding Recon Date | 16-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 12-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| AccountNumber |
|
| Account Name |
| InternalAccount | Custodian | Ballot Shares |
| UnavailableShares |
| VoteDate | DateConfirmed | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 9,200 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,900 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||||||||||||||
| Security |
| 11133T103 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| BR |
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| Meeting Date | 14-Nov-2013 |
| |||||||||||||
| ISIN |
| US11133T1034 |
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| Agenda | 933883515 - Management | ||||||||||||||
| Record Date |
| 23-Sep-2013 |
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| Holding Recon Date | 23-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 13-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Omnibus Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 8,200 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE CAPITAL I | 510033482460 | FIFTH THIRD | 3,300 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| TOWERS WATSON & CO | ||||||||||||||||||||||
| Security |
| 891894107 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| TW |
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| Meeting Date | 15-Nov-2013 |
| |||||||||||||
| ISIN |
| US8918941076 |
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| Agenda | 933883111 - Management | ||||||||||||||
| Record Date |
| 17-Sep-2013 |
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| Holding Recon Date | 17-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 14-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 3,700 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 1,500 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| PERRIGO COMPANY | ||||||||||||||||||||||
| Security |
| 714290103 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| PRGO |
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| Meeting Date | 18-Nov-2013 |
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| ISIN |
| US7142901039 |
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| Agenda | 933888729 - Management | ||||||||||||||
| Record Date |
| 15-Oct-2013 |
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| Holding Recon Date | 15-Oct-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 15-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 2. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 6. | Approve Motion to Adjourn Meeting |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,700 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,400 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| CISCO SYSTEMS, INC. | ||||||||||||||||||||||
| Security |
| 17275R102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CSCO |
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| Meeting Date | 19-Nov-2013 |
| |||||||||||||
| ISIN |
| US17275R1023 |
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| Agenda | 933882157 - Management | ||||||||||||||
| Record Date |
| 20-Sep-2013 |
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| Holding Recon Date | 20-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 18-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 33,200 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 6,260 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| MICROSOFT CORPORATION | ||||||||||||||||||||||
| Security |
| 594918104 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MSFT |
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|
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| Meeting Date | 19-Nov-2013 |
| |||||||||||||
| ISIN |
| US5949181045 |
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| Agenda | 933883185 - Management | ||||||||||||||
| Record Date |
| 13-Sep-2013 |
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| Holding Recon Date | 13-Sep-2013 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 18-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 3. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 4. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 5. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 6. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 7. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 8. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 9. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 10. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 11. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 12. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 39,680 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 7,480 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| GLOBAL PAYMENTS INC. | ||||||||||||||||||||||
| Security |
| 37940X102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| GPN |
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| Meeting Date | 20-Nov-2013 |
| |||||||||||||
| ISIN |
| US37940X1028 |
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| Agenda | 933882107 - Management | ||||||||||||||
| Record Date |
| 13-Sep-2013 |
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| Holding Recon Date | 13-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 19-Nov-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | RUTH ANN MARSHALL |
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| For | For |
| None | |||||||||||||
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| 2 | JOHN M. PARTRIDGE |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 6,900 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,900 | 0 | 05-Nov-2013 | 05-Nov-2013 | ||||||||||||||
| ROYAL GOLD, INC. | ||||||||||||||||||||||
| Security |
| 780287108 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RGLD |
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| Meeting Date | 20-Nov-2013 |
| |||||||||||||
| ISIN |
| US7802871084 |
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| Agenda | 933884531 - Management | ||||||||||||||
| Record Date |
| 23-Sep-2013 |
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| Holding Recon Date | 23-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 19-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| AccountNumber |
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| Account Name |
| InternalAccount | Custodian | Ballot Shares |
| UnavailableShares |
| VoteDate | DateConfirmed | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,800 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,400 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| MICROS SYSTEMS, INC. | ||||||||||||||||||||||
| Security |
| 594901100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MCRS |
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| Meeting Date | 22-Nov-2013 |
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| ISIN |
| US5949011002 |
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| Agenda | 933884543 - Management | ||||||||||||||
| Record Date |
| 17-Sep-2013 |
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| Holding Recon Date | 17-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Nov-2013 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,100 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,100 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| DONALDSON COMPANY, INC. | ||||||||||||||||||||||
| Security |
| 257651109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DCI |
|
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| Meeting Date | 22-Nov-2013 |
| |||||||||||||
| ISIN |
| US2576511099 |
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| Agenda | 933885420 - Management | ||||||||||||||
| Record Date |
| 25-Sep-2013 |
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| Holding Recon Date | 25-Sep-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | MICHAEL J. HOFFMAN |
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| For | For |
| None | |||||||||||||
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| 2 | WILLARD D. OBERTON |
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| For | For |
| None | |||||||||||||
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| 3 | JOHN P. WIEHOFF |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 6,600 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,600 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| DARLING INTERNATIONAL INC. | ||||||||||||||||||||||
| Security |
| 237266101 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| DAR |
|
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| Meeting Date | 26-Nov-2013 |
| |||||||||||||
| ISIN |
| US2372661015 |
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| Agenda | 933892019 - Management | ||||||||||||||
| Record Date |
| 21-Oct-2013 |
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| Holding Recon Date | 21-Oct-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 25-Nov-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Authorize Common Stock Increase |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 11,200 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,800 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| ASCENA RETAIL GROUP, INC. | ||||||||||||||||||||||
| Security |
| 04351G101 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ASNA |
|
|
|
| Meeting Date | 12-Dec-2013 |
| |||||||||||||
| ISIN |
| US04351G1013 |
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| Agenda | 933893439 - Management | ||||||||||||||
| Record Date |
| 14-Oct-2013 |
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| Holding Recon Date | 14-Oct-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 11-Dec-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | ELLIOT S. JAFFE |
|
| For | For |
| None | |||||||||||||
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| 2 | MICHAEL W. RAYDEN |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Cash/Stock Bonus Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 22,200 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 9,400 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| UNITED NATURAL FOODS, INC. | ||||||||||||||||||||||
| Security |
| 911163103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| UNFI |
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| Meeting Date | 18-Dec-2013 |
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| ISIN |
| US9111631035 |
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| Agenda | 933892805 - Management | ||||||||||||||
| Record Date |
| 21-Oct-2013 |
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| Holding Recon Date | 21-Oct-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 17-Dec-2013 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| 5. | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Simple Majority Voting |
| Shareholder | For | Against |
| None | |||||||||||||||
| 7. | S/H Proposal - Corporate Governance |
| Shareholder | For | Against |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 3,200 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 1,400 | 0 | 15-Nov-2013 | 15-Nov-2013 | ||||||||||||||
| WALGREEN CO. | ||||||||||||||||||||||
| Security |
| 931422109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| WAG |
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| Meeting Date | 08-Jan-2014 |
| |||||||||||||
| ISIN |
| US9314221097 |
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| Agenda | 933901894 - Management | ||||||||||||||
| Record Date |
| 11-Nov-2013 |
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| Holding Recon Date | 11-Nov-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 07-Jan-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Access To Proxy |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,960 | 0 | 10-Dec-2013 | 10-Dec-2013 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,310 | 0 | 10-Dec-2013 | 10-Dec-2013 | ||||||||||||||
| ACE LIMITED | ||||||||||||||||||||||
| Security |
| H0023R105 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| ACE |
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| Meeting Date | 10-Jan-2014 |
| |||||||||||||
| ISIN |
| CH0044328745 |
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| Agenda | 933908088 - Management | ||||||||||||||
| Record Date |
| 05-Dec-2013 |
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| Holding Recon Date | 05-Dec-2013 |
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| City / | Country |
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| / | Bermuda |
| Vote Deadline Date | 08-Jan-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Dividends |
| Management | For | For |
| None | |||||||||||||||
| 2. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 3. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 8,100 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,460 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| WASHINGTON FEDERAL, INC. | ||||||||||||||||||||||
| Security |
| 938824109 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| WAFD |
|
|
|
| Meeting Date | 15-Jan-2014 |
| |||||||||||||
| ISIN |
| US9388241096 |
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|
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| Agenda | 933906301 - Management | ||||||||||||||
| Record Date |
| 22-Nov-2013 |
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| Holding Recon Date | 22-Nov-2013 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 14-Jan-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
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| |||||||||||
|
|
| 1 | DAVID K. GRANT |
|
| For | For |
| None | |||||||||||||
|
|
| 2 | ANNA C. JOHNSON |
|
| For | For |
| None | |||||||||||||
|
|
| 3 | RANDALL H. TALBOT |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,600 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,300 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| MSC INDUSTRIAL DIRECT CO., INC. | ||||||||||||||||||||||
| Security |
| 553530106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MSM |
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| Meeting Date | 16-Jan-2014 |
| |||||||||||||
| ISIN |
| US5535301064 |
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| Agenda | 933906515 - Management | ||||||||||||||
| Record Date |
| 27-Nov-2013 |
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| Holding Recon Date | 27-Nov-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 15-Jan-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | MITCHELL JACOBSON |
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| For | For |
| None | |||||||||||||
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| 2 | DAVID SANDLER |
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| For | For |
| None | |||||||||||||
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| 3 | ERIK GERSHWIND |
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| For | For |
| None | |||||||||||||
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| 4 | JONATHAN BYRNES |
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| For | For |
| None | |||||||||||||
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| 5 | ROGER FRADIN |
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| For | For |
| None | |||||||||||||
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| 6 | LOUISE GOESER |
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| For | For |
| None | |||||||||||||
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| 7 | DENIS KELLY |
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| For | For |
| None | |||||||||||||
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| 8 | PHILIP PELLER |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 2,100 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE STOCK FUND | 510033482460 | FIFTH THIRD | 900 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| ENERGIZER HOLDINGS, INC. | ||||||||||||||||||||||
| Security |
| 29266R108 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ENR |
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| Meeting Date | 27-Jan-2014 |
| |||||||||||||
| ISIN |
| US29266R1086 |
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| Agenda | 933907620 - Management | ||||||||||||||
| Record Date |
| 22-Nov-2013 |
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| Holding Recon Date | 22-Nov-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 24-Jan-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4 | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| 5 | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCECAPITAL I EQUITYGROWTH FUND | 510033482437 | FIFTH THIRDBANK | 2,000 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 800 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||||||||||||
| Security |
| 92343V104 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| VZ |
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| Meeting Date | 28-Jan-2014 |
| |||||||||||||
| ISIN |
| US92343V1044 |
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| Agenda | 933908735 - Management | ||||||||||||||
| Record Date |
| 09-Dec-2013 |
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| Holding Recon Date | 09-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 27-Jan-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 2. | Authorize Common Stock Increase |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Motion to Adjourn Meeting |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 14,300 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,530 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| VODAFONE GROUP PLC | ||||||||||||||||||||||
| Security |
| 92857W209 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| VOD |
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| Meeting Date | 28-Jan-2014 |
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| ISIN |
| US92857W2098 |
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| Agenda | 933909701 - Management | ||||||||||||||
| Record Date |
| 12-Dec-2013 |
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| Holding Recon Date | 12-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Jan-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| C1 | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| G1 | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| G2 | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| G3 | Stock Repurchase Plan |
| Management | For | For |
| None | |||||||||||||||
| G4 | Approve Previous Board's Actions |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 9,700 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,890 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| VISA INC. | ||||||||||||||||||||||
| Security |
| 92826C839 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| V |
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| Meeting Date | 29-Jan-2014 |
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| ISIN |
| US92826C8394 |
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| Agenda | 933909066 - Management | ||||||||||||||
| Record Date |
| 03-Dec-2013 |
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| Holding Recon Date | 03-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-Jan-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 7,300 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,450 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| POST HOLDINGS, INC. | ||||||||||||||||||||||
| Security |
| 737446104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| POST |
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| Meeting Date | 30-Jan-2014 |
| |||||||||||||
| ISIN |
| US7374461041 |
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| Agenda | 933909105 - Management | ||||||||||||||
| Record Date |
| 06-Dec-2013 |
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| Holding Recon Date | 06-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Jan-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | DAVID R. BANKS |
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| For | For |
| None | |||||||||||||
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| 2 | TERENCE E. BLOCK |
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| For | For |
| None | |||||||||||||
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| 3 | ROBERT E. GROTE |
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| For | For |
| None | |||||||||||||
| 2. | Authorize Common Stock Increase |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 10,200 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,900 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| UGI CORPORATION | ||||||||||||||||||||||
| Security |
| 902681105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| UGI |
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| Meeting Date | 30-Jan-2014 |
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| ISIN |
| US9026811052 |
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| Agenda | 933909369 - Management | ||||||||||||||
| Record Date |
| 13-Nov-2013 |
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| Holding Recon Date | 13-Nov-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Jan-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | L.R. GREENBERG |
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| For | For |
| None | |||||||||||||
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| 2 | M.O. SCHLANGER |
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| For | For |
| None | |||||||||||||
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| 3 | A. POL |
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| For | For |
| None | |||||||||||||
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| 4 | E.E. JONES |
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| For | For |
| None | |||||||||||||
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| 5 | J.L. WALSH |
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| For | For |
| None | |||||||||||||
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| 6 | R.B. VINCENT |
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| For | For |
| None | |||||||||||||
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| 7 | M.S. PUCCIO |
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| For | For |
| None | |||||||||||||
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| 8 | R.W. GOCHNAUER |
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| For | For |
| None | |||||||||||||
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| 9 | F.S. HERMANCE |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCECAPITAL I EQUITYGROWTH FUND | 510033482437 | FIFTH THIRDBANK | 11,300 | 0 | 07-Jan-2014 |
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| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,700 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||||||||||||
| Security |
| 22160K105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| COST |
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| Meeting Date | 30-Jan-2014 |
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| ISIN |
| US22160K1051 |
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| Agenda | 933909383 - Management | ||||||||||||||
| Record Date |
| 25-Nov-2013 |
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| Holding Recon Date | 25-Nov-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Jan-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | SUSAN L. DECKER |
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| For | For |
| None | |||||||||||||
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| 2 | RICHARD M. LIBENSON |
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| For | For |
| None | |||||||||||||
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| 3 | JOHN W. MEISENBACH |
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| For | For |
| None | |||||||||||||
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| 4 | CHARLES T. MUNGER |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Declassify Board |
| Shareholder | Abstain |
|
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,000 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 590 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| ASHLAND INC. | ||||||||||||||||||||||
| Security |
| 044209104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ASH |
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| Meeting Date | 30-Jan-2014 |
| |||||||||||||
| ISIN |
| US0442091049 |
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| Agenda | 933909802 - Management | ||||||||||||||
| Record Date |
| 02-Dec-2013 |
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| Holding Recon Date | 02-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Jan-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 6,300 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,600 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| ROCK-TENN COMPANY | ||||||||||||||||||||||
| Security |
| 772739207 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RKT |
|
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| Meeting Date | 31-Jan-2014 |
| |||||||||||||
| ISIN |
| US7727392075 |
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| Agenda | 933908901 - Management | ||||||||||||||
| Record Date |
| 02-Dec-2013 |
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| Holding Recon Date | 02-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Jan-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | JENNY A. HOURIHAN |
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| For | For |
| None | |||||||||||||
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| 2 | STEVEN C. VOORHEES |
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| For | For |
| None | |||||||||||||
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| 3 | J. POWELL BROWN |
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| For | For |
| None | |||||||||||||
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| 4 | ROBERT M. CHAPMAN |
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| For | For |
| None | |||||||||||||
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| 5 | TERRELL K. CREWS |
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| For | For |
| None | |||||||||||||
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| 6 | RUSSELL M. CURREY |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Articles-Board Related |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,300 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,200 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| OSHKOSH CORPORATION | ||||||||||||||||||||||
| Security |
| 688239201 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| OSK |
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| Meeting Date | 04-Feb-2014 |
| |||||||||||||
| ISIN |
| US6882392011 |
|
|
|
| Agenda | 933909876 - Management | ||||||||||||||
| Record Date |
| 10-Dec-2013 |
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| Holding Recon Date | 10-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 03-Feb-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | RICHARD M. DONNELLY |
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| For | For |
| None | |||||||||||||
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| 2 | PETER B. HAMILTON |
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| For | For |
| None | |||||||||||||
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| 3 | KATHLEEN J. HEMPEL |
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| For | For |
| None | |||||||||||||
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| 4 | LESLIE F. KENNE |
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| For | For |
| None | |||||||||||||
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| 5 | STEPHEN D. NEWLIN |
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| For | For |
| None | |||||||||||||
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| 6 | CRAIG P. OMTVEDT |
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| For | For |
| None | |||||||||||||
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| 7 | DUNCAN J. PALMER |
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| For | For |
| None | |||||||||||||
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| 8 | JOHN S. SHIELY |
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| For | For |
| None | |||||||||||||
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| 9 | RICHARD G. SIM |
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| For | For |
| None | |||||||||||||
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| 10 | CHARLES L. SZEWS |
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| For | For |
| None | |||||||||||||
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| 11 | WILLIAM S. WALLACE |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Change Compensation Structure |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 9,800 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,700 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| ATMOS ENERGY CORPORATION | ||||||||||||||||||||||
| Security |
| 049560105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ATO |
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| Meeting Date | 05-Feb-2014 |
| |||||||||||||
| ISIN |
| US0495601058 |
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| Agenda | 933911009 - Management | ||||||||||||||
| Record Date |
| 10-Dec-2013 |
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| Holding Recon Date | 10-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 04-Feb-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 9,900 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,800 | 0 | 07-Jan-2014 | 07-Jan-2014 | ||||||||||||||
| THE VALSPAR CORPORATION | ||||||||||||||||||||||
| Security |
| 920355104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| VAL |
|
|
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| Meeting Date | 19-Feb-2014 |
| |||||||||||||
| ISIN |
| US9203551042 |
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|
| Agenda | 933915829 - Management | ||||||||||||||
| Record Date |
| 26-Dec-2013 |
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| Holding Recon Date | 26-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 18-Feb-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| |||||||||||
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| 1 | JOHN M. BALLBACH |
|
| For | For |
| None | |||||||||||||
|
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| 2 | IAN R. FRIENDLY |
|
| For | For |
| None | |||||||||||||
|
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| 3 | JANEL S. HAUGARTH |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Omnibus Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 7,200 | 0 | 14-Feb-2014 | 14-Feb-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,000 | 0 | 14-Feb-2014 | 14-Feb-2014 | ||||||||||||||
| ATWOOD OCEANICS, INC. | ||||||||||||||||||||||
| Security |
| 050095108 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ATW |
|
|
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| Meeting Date | 19-Feb-2014 |
| |||||||||||||
| ISIN |
| US0500951084 |
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| Agenda | 933916465 - Management | ||||||||||||||
| Record Date |
| 20-Dec-2013 |
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| Holding Recon Date | 20-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 18-Feb-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | DEBORAH A. BECK |
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| For | For |
| None | |||||||||||||
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| 2 | GEORGE S. DOTSON |
|
| For | For |
| None | |||||||||||||
|
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| 3 | JACK E. GOLDEN |
|
| For | For |
| None | |||||||||||||
|
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| 4 | HANS HELMERICH |
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| For | For |
| None | |||||||||||||
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| 5 | JEFFREY A. MILLER |
|
| For | For |
| None | |||||||||||||
|
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| 6 | JAMES R. MONTAGUE |
|
| For | For |
| None | |||||||||||||
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| 7 | ROBERT J. SALTIEL |
|
| For | For |
| None | |||||||||||||
|
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| 8 | PHIL D. WEDEMEYER |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Authorize Common Stock Increase |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 8,600 | 0 | 14-Feb-2014 | 14-Feb-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,600 | 0 | 14-Feb-2014 | 14-Feb-2014 | ||||||||||||||
| RAYMOND JAMES FINANCIAL, INC. | ||||||||||||||||||||||
| Security |
| 754730109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RJF |
|
|
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| Meeting Date | 20-Feb-2014 |
| |||||||||||||
| ISIN |
| US7547301090 |
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|
| Agenda | 933917265 - Management | ||||||||||||||
| Record Date |
| 13-Dec-2013 |
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| Holding Recon Date | 13-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 19-Feb-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 4,700 | 0 | 14-Feb-2014 | 14-Feb-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,000 | 0 | 14-Feb-2014 | 14-Feb-2014 | ||||||||||||||
| APPLE INC. | ||||||||||||||||||||||
| Security |
| 037833100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| AAPL |
|
|
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| Meeting Date | 28-Feb-2014 |
| |||||||||||||
| ISIN |
| US0378331005 |
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| Agenda | 933915564 - Management | ||||||||||||||
| Record Date |
| 30-Dec-2013 |
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| Holding Recon Date | 30-Dec-2013 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 27-Feb-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
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| |||||||||||
|
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| 1 | WILLIAM CAMPBELL |
|
| For | For |
| None | |||||||||||||
|
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| 2 | TIMOTHY COOK |
|
| For | For |
| None | |||||||||||||
|
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| 3 | MILLARD DREXLER |
|
| For | For |
| None | |||||||||||||
|
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| 4 | AL GORE |
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| For | For |
| None | |||||||||||||
|
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| 5 | ROBERT IGER |
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| For | For |
| None | |||||||||||||
|
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| 6 | ANDREA JUNG |
|
| For | For |
| None | |||||||||||||
|
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| 7 | ARTHUR LEVINSON |
|
| For | For |
| None | |||||||||||||
|
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| 8 | RONALD SUGAR |
|
| For | For |
| None | |||||||||||||
| 2. | Adopt Majority Vote for Directors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Par Value Change |
| Management | For | For |
| None | |||||||||||||||
| 5. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 6. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 7. | Adopt Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| 8. | S/H Proposal - Human Rights Related |
| Shareholder | Against | For |
| None | |||||||||||||||
| 9. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 10. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 11. | S/H Proposal - Access To Proxy |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,340 | 0 | 14-Feb-2014 | 14-Feb-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 640 | 0 | 14-Feb-2014 | 14-Feb-2014 | ||||||||||||||
| QUALCOMM INCORPORATED | ||||||||||||||||||||||
| Security |
| 747525103 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| QCOM |
|
|
|
| Meeting Date | 04-Mar-2014 |
| |||||||||||||
| ISIN |
| US7475251036 |
|
|
|
| Agenda | 933916150 - Management | ||||||||||||||
| Record Date |
| 06-Jan-2014 |
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| Holding Recon Date | 06-Jan-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 03-Mar-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1N. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
| Management | 1 Year | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 16,900 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,080 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| PTC INC. | ||||||||||||||||||||||
| Security |
| 69370C100 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PTC |
|
|
|
| Meeting Date | 05-Mar-2014 |
| |||||||||||||
| ISIN |
| US69370C1009 |
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| Agenda | 933917099 - Management | ||||||||||||||
| Record Date |
| 06-Jan-2014 |
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| Holding Recon Date | 06-Jan-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 04-Mar-2014 |
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| Item | Proposal |
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| Type | Vote | For/AgainstManagement | Preferred ProviderRecommendation | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | JANICE D. CHAFFIN |
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| For | For |
| None | |||||||||||||
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| 2 | JAMES E. HEPPELMANN |
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| For | For |
| None | |||||||||||||
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| 3 | PAUL A. LACY |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE GROWTH FUND | 510033482437 | FIFTH THIRD | 15,800 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,600 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| ESTERLINE TECHNOLOGIES CORPORATION | ||||||||||||||||||||||
| Security |
| 297425100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ESL |
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| Meeting Date | 05-Mar-2014 |
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| ISIN |
| US2974251009 | �� |
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| Agenda | 933917582 - Management | ||||||||||||||
| Record Date |
| 07-Jan-2014 |
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| Holding Recon Date | 07-Jan-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 04-Mar-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 1,000 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 400 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| AMERISOURCEBERGEN CORPORATION | ||||||||||||||||||||||
| Security |
| 03073E105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ABC |
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| Meeting Date | 06-Mar-2014 |
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| ISIN |
| US03073E1055 |
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| Agenda | 933915449 - Management | ||||||||||||||
| Record Date |
| 06-Jan-2014 |
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| Holding Recon Date | 06-Jan-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-Mar-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Adopt Omnibus Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 5,950 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,130 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| AECOM TECHNOLOGY CORPORATION | ||||||||||||||||||||||
| Security |
| 00766T100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ACM |
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| Meeting Date | 06-Mar-2014 |
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| ISIN |
| US00766T1007 |
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| Agenda | 933917455 - Management | ||||||||||||||
| Record Date |
| 06-Jan-2014 |
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| Holding Recon Date | 06-Jan-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-Mar-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1 | Election of Directors |
| Management |
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| 1 | MICHAEL S. BURKE |
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| For | For |
| None | |||||||||||||
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| 2 | DAVID W. JOOS |
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| For | For |
| None | |||||||||||||
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| 3 | ROBERT J. ROUTS |
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| For | For |
| None | |||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4 | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| Account Number |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 19,000 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 7,900 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| FRANKLIN RESOURCES, INC. | ||||||||||||||||||||||
| Security |
| 354613101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| BEN |
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| Meeting Date | 12-Mar-2014 |
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| ISIN |
| US3546131018 |
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| Agenda | 933918659 - Management | ||||||||||||||
| Record Date |
| 14-Jan-2014 |
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| Holding Recon Date | 14-Jan-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 11-Mar-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Proxy Process/Statement |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 15,300 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| 510038133811 |
| ADVANCECAPITAL I COREEQUITY FUND | 510038133811 | FIFTH THIRDBANK | 2,660 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| THE WALT DISNEY COMPANY | ||||||||||||||||||||||
| Security |
| 254687106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DIS |
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| Meeting Date | 18-Mar-2014 |
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| ISIN |
| US2546871060 |
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| Agenda | 933918736 - Management | ||||||||||||||
| Record Date |
| 17-Jan-2014 |
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| Holding Recon Date | 17-Jan-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 17-Mar-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Access To Proxy |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Executive Compensation |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,500 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,050 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| COVIDIEN PLC | ||||||||||||||||||||||
| Security |
| G2554F113 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| COV |
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| Meeting Date | 19-Mar-2014 |
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| ISIN |
| IE00B68SQD29 |
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| Agenda | 933918128 - Management | ||||||||||||||
| Record Date |
| 09-Jan-2014 |
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| Holding Recon Date | 09-Jan-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 18-Mar-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2) | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3) | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4) | Stock Repurchase Plan |
| Management | For | For |
| None | |||||||||||||||
| S5) | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 6) | Stock Issuance |
| Management | For | For |
| None | |||||||||||||||
| S7) | Stock Issuance |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,400 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,060 | 0 | 27-Feb-2014 | 27-Feb-2014 | ||||||||||||||
| COMPUWARE CORPORATION | ||||||||||||||||||||||
| Security |
| 205638109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CPWR |
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| Meeting Date | 28-Mar-2014 |
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| ISIN |
| US2056381096 |
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| Agenda | 933924525 - Management | ||||||||||||||
| Record Date |
| 11-Feb-2014 |
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| Holding Recon Date | 11-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 27-Mar-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 71,100 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 28,700 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| KB HOME | ||||||||||||||||||||||
| Security |
| 48666K109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| KBH |
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| Meeting Date | 03-Apr-2014 |
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| ISIN |
| US48666K1097 |
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| Agenda | 933924816 - Management | ||||||||||||||
| Record Date |
| 07-Feb-2014 |
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| Holding Recon Date | 07-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 02-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 43,700 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 17,600 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| THE TORONTO-DOMINION BANK | ||||||||||||||||||||||
| Security |
| 891160509 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| TD |
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|
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| Meeting Date | 03-Apr-2014 |
| |||||||||||||
| ISIN |
| CA8911605092 |
|
|
|
| Agenda | 933925084 - Management | ||||||||||||||
| Record Date |
| 03-Feb-2014 |
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| Holding Recon Date | 03-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | Canada |
| Vote Deadline Date | 01-Apr-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| A | Election of Directors (Majority Voting) |
| Management |
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| 1 | WILLIAM E. BENNETT |
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| For | For |
| None | |||||||||||||
|
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| 2 | JOHN L. BRAGG |
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| For | For |
| None | |||||||||||||
|
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| 3 | AMY W. BRINKLEY |
|
| For | For |
| None | |||||||||||||
|
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| 4 | W. EDMUND CLARK |
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| For | For |
| None | |||||||||||||
|
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| 5 | COLLEEN A. GOGGINS |
|
| For | For |
| None | |||||||||||||
|
|
| 6 | DAVID E. KEPLER |
|
| For | For |
| None | |||||||||||||
|
|
| 7 | HENRY H. KETCHAM |
|
| For | For |
| None | |||||||||||||
|
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| 8 | BRIAN M. LEVITT |
|
| For | For |
| None | |||||||||||||
|
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| 9 | ALAN N. MACGIBBON |
|
| For | For |
| None | |||||||||||||
|
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| 10 | HAROLD H. MACKAY |
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| For | For |
| None | |||||||||||||
|
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| 11 | KAREN E. MAIDMENT |
|
| For | For |
| None | |||||||||||||
|
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| 12 | BHARAT B. MASRANI |
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| For | For |
| None | |||||||||||||
|
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| 13 | IRENE R. MILLER |
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| For | For |
| None | |||||||||||||
|
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| 14 | NADIR H. MOHAMED |
|
| For | For |
| None | |||||||||||||
|
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| 15 | WILBUR J. PREZZANO |
|
| For | For |
| None | |||||||||||||
|
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| 16 | HELEN K. SINCLAIR |
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| For | For |
| None | |||||||||||||
| B | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| C | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| D | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| E | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| F | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| G | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 21,400 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,780 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||||||||||
| Security |
| 064058100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| BK |
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| Meeting Date | 08-Apr-2014 |
| |||||||||||||
| ISIN |
| US0640581007 |
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| Agenda | 933937180 - Management | ||||||||||||||
| Record Date |
| 07-Feb-2014 |
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| Holding Recon Date | 07-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 07-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 16,560 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,150 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| U.S. BANCORP | ||||||||||||||||||||||
| Security |
| 902973304 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| USB |
|
|
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| Meeting Date | 15-Apr-2014 |
| |||||||||||||
| ISIN |
| US9029733048 |
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| Agenda | 933926593 - Management | ||||||||||||||
| Record Date |
| 18-Feb-2014 |
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| Holding Recon Date | 18-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 14-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1N. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 13,500 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,700 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| WHIRLPOOL CORPORATION | ||||||||||||||||||||||
| Security |
| 963320106 |
|
|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| WHR |
|
|
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| Meeting Date | 15-Apr-2014 |
| |||||||||||||
| ISIN |
| US9633201069 |
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| Agenda | 933927672 - Management | ||||||||||||||
| Record Date |
| 18-Feb-2014 |
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| Holding Recon Date | 18-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 14-Apr-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,200 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,200 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| FIRSTMERIT CORPORATION | ||||||||||||||||||||||
| Security |
| 337915102 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| FMER |
|
|
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| Meeting Date | 16-Apr-2014 |
| |||||||||||||
| ISIN |
| US3379151026 |
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| Agenda | 933928939 - Management | ||||||||||||||
| Record Date |
| 21-Feb-2014 |
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| Holding Recon Date | 21-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 15-Apr-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | LIZABETH A. ARDISANA |
|
| For | For |
| None | |||||||||||||
|
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| 2 | STEVEN H. BAER |
|
| For | For |
| None | |||||||||||||
|
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| 3 | KAREN S. BELDEN |
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| For | For |
| None | |||||||||||||
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| 4 | R. CARY BLAIR |
|
| For | For |
| None | |||||||||||||
|
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| 5 | JOHN C. BLICKLE |
|
| For | For |
| None | |||||||||||||
|
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| 6 | ROBERT W. BRIGGS |
|
| For | For |
| None | |||||||||||||
|
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| 7 | RICHARD COLELLA |
|
| For | For |
| None | |||||||||||||
|
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| 8 | ROBERT S. CUBBIN |
|
| For | For |
| None | |||||||||||||
|
|
| 9 | GINA D. FRANCE |
|
| For | For |
| None | |||||||||||||
|
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| 10 | PAUL G. GREIG |
|
| For | For |
| None | |||||||||||||
|
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| 11 | TERRY L. HAINES |
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| For | For |
| None | |||||||||||||
|
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| 12 | J.M. HOCHSCHWENDER |
|
| For | For |
| None | |||||||||||||
|
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| 13 | CLIFFORD J. ISROFF |
|
| For | For |
| None | |||||||||||||
|
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| 14 | PHILIP A. LLOYD II |
|
| For | For |
| None | |||||||||||||
|
|
| 15 | RUSS M. STROBEL |
|
| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 36,500 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 14,700 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| PPG INDUSTRIES, INC. | ||||||||||||||||||||||
| Security |
| 693506107 |
|
|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PPG |
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|
|
| Meeting Date | 17-Apr-2014 |
| |||||||||||||
| ISIN |
| US6935061076 |
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|
| Agenda | 933927191 - Management | ||||||||||||||
| Record Date |
| 21-Feb-2014 |
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| Holding Recon Date | 21-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 16-Apr-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| |||||||||||
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| 1 | STEPHEN F. ANGEL |
|
| For | For |
| None | |||||||||||||
|
|
| 2 | HUGH GRANT |
|
| For | For |
| None | |||||||||||||
|
|
| 3 | MICHELE J. HOOPER |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Adopt Supermajority Requirements |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,550 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 400 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| VCA ANTECH, INC. | ||||||||||||||||||||||
| Security |
| 918194101 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| WOOF |
|
|
|
| Meeting Date | 21-Apr-2014 |
| |||||||||||||
| ISIN |
| US9181941017 |
|
|
|
| Agenda | 933932560 - Management | ||||||||||||||
| Record Date |
| 04-Mar-2014 |
|
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|
| Holding Recon Date | 04-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 17-Apr-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
|
|
|
|
|
|
| |||||||||||
|
|
| 1 | JOHN B. CHICKERING, JR. |
|
| For | For |
| None | |||||||||||||
|
|
| 2 | JOHN HEIL |
|
| For | For |
| None | |||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4 | Approve Company Name Change |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 25,300 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,200 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| CITIGROUP INC. | ||||||||||||||||||||||
| Security |
| 172967424 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| C |
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| Meeting Date | 22-Apr-2014 |
| |||||||||||||
| ISIN |
| US1729674242 |
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|
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| Agenda | 933933637 - Management | ||||||||||||||
| Record Date |
| 24-Feb-2014 |
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| Holding Recon Date | 24-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1N. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 8. | S/H Proposal - Access To Proxy |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 15,200 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,000 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||||||||||
| Security |
| 693475105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PNC |
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| Meeting Date | 22-Apr-2014 |
| |||||||||||||
| ISIN |
| US6934751057 |
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| Agenda | 933934576 - Management | ||||||||||||||
| Record Date |
| 31-Jan-2014 |
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| Holding Recon Date | 31-Jan-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1N. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1O. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Report/Reduce Greenhouse Gas |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,600 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,300 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| MDU RESOURCES GROUP, INC. | ||||||||||||||||||||||
| Security |
| 552690109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MDU |
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|
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| Meeting Date | 22-Apr-2014 |
| |||||||||||||
| ISIN |
| US5526901096 |
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|
|
| Agenda | 933940923 - Management | ||||||||||||||
| Record Date |
| 25-Feb-2014 |
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| Holding Recon Date | 25-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Fix Number of Directors |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 26,400 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,700 | 0 | 25-Mar-2014 | 25-Mar-2014 | ||||||||||||||
| BIO-RAD LABORATORIES, INC. | ||||||||||||||||||||||
| Security |
| 090572207 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| BIO |
|
|
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| Meeting Date | 22-Apr-2014 |
| |||||||||||||
| ISIN |
| US0905722072 |
|
|
|
| Agenda | 933960759 - Management | ||||||||||||||
| Record Date |
| 27-Feb-2014 |
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| Holding Recon Date | 27-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 6,500 | 0 | 17-Apr-2014 | 17-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,600 | 0 | 04-Apr-2014 | 17-Apr-2014 | ||||||||||||||
| THE COCA-COLA COMPANY | ||||||||||||||||||||||
| Security |
| 191216100 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| KO |
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| Meeting Date | 23-Apr-2014 |
| |||||||||||||
| ISIN |
| US1912161007 |
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| Agenda | 933928256 - Management | ||||||||||||||
| Record Date |
| 24-Feb-2014 |
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| Holding Recon Date | 24-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 22-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1N. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1O. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Separate Chairman/Coe |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account Number |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 13,900 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,700 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||||||||||||
| Security |
| 369604103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| GE |
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|
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| Meeting Date | 23-Apr-2014 |
| |||||||||||||
| ISIN |
| US3696041033 |
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|
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| Agenda | 933932534 - Management | ||||||||||||||
| Record Date |
| 24-Feb-2014 |
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| Holding Recon Date | 24-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 22-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| A1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A6 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A7 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A8 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A9 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A10 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A11 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A12 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A13 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A14 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A15 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A16 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| A17 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| B1 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| B2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| C1 | S/H Proposal - Adopt Cumulative Voting |
| Shareholder | Against | For |
| None | |||||||||||||||
| C2 | S/H Proposal - Report on Executive |
| Shareholder | Against | For |
| None | |||||||||||||||
| C3 | S/H Proposal - Access To Proxy |
| Shareholder | Against | For |
| None | |||||||||||||||
| C4 | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| C5 | S/H Proposal - Report on Executive |
| Shareholder | Against | For |
| None | |||||||||||||||
| C6 | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 21,500 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 4,190 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| NEWMONT MINING CORPORATION | ||||||||||||||||||||||
| Security |
| 651639106 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| NEM |
|
|
|
| Meeting Date | 23-Apr-2014 |
| |||||||||||||
| ISIN |
| US6516391066 |
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|
|
| Agenda | 933935225 - Management | ||||||||||||||
| Record Date |
| 25-Feb-2014 |
|
|
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| Holding Recon Date | 25-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 22-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 20,550 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE CAPITAL I CORE | 510038133811 | FIFTH THIRD | 5,010 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| ENERGEN CORPORATION | ||||||||||||||||||||||
| Security |
| 29265N108 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| EGN |
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| Meeting Date | 23-Apr-2014 |
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| ISIN |
| US29265N1081 |
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| Agenda | 933954059 - Management | ||||||||||||||
| Record Date |
| 21-Feb-2014 |
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| Holding Recon Date | 21-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 22-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | KENNETH W. DEWEY |
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| For | For |
| None | |||||||||||||
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| 2 | M. JAMES GORRIE |
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| For | For |
| None | |||||||||||||
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| 3 | JAMES T. MCMANUS, II |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Proxy Process/Statement |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 11,600 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,700 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| MATSON, INC. | ||||||||||||||||||||||
| Security |
| 57686G105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MATX |
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| Meeting Date | 24-Apr-2014 |
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| ISIN |
| US57686G1058 |
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| Agenda | 933928220 - Management | ||||||||||||||
| Record Date |
| 18-Feb-2014 |
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| Holding Recon Date | 18-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | W.B. BAIRD |
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| For | For |
| None | |||||||||||||
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| 2 | M.J. CHUN |
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| For | For |
| None | |||||||||||||
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| 3 | M.J. COX |
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| For | For |
| None | |||||||||||||
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| 4 | W.A. DODS, JR. |
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| For | For |
| None | |||||||||||||
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| 5 | T.B. FARGO |
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| For | For |
| None | |||||||||||||
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| 6 | C.H. LAU |
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| For | For |
| None | |||||||||||||
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| 7 | J.N. WATANABE |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 30,900 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 12,400 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| JOHNSON & JOHNSON | ||||||||||||||||||||||
| Security |
| 478160104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| JNJ |
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| Meeting Date | 24-Apr-2014 |
| |||||||||||||
| ISIN |
| US4781601046 |
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| Agenda | 933933548 - Management | ||||||||||||||
| Record Date |
| 25-Feb-2014 |
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| Holding Recon Date | 25-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Report on Executive Compensation |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,710 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 700 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| LIFE TIME FITNESS, INC. | ||||||||||||||||||||||
| Security |
| 53217R207 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| LTM |
|
|
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| Meeting Date | 24-Apr-2014 |
| |||||||||||||
| ISIN |
| US53217R2076 |
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| Agenda | 933933687 - Management | ||||||||||||||
| Record Date |
| 27-Feb-2014 |
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| Holding Recon Date | 27-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 17,200 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,900 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| PFIZER INC. | ||||||||||||||||||||||
| Security |
| 717081103 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PFE |
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| Meeting Date | 24-Apr-2014 |
| |||||||||||||
| ISIN |
| US7170811035 |
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| Agenda | 933933738 - Management | ||||||||||||||
| Record Date |
| 26-Feb-2014 |
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| Holding Recon Date | 26-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 23,730 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 4,470 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| OFFICE DEPOT, INC. | ||||||||||||||||||||||
| Security |
| 676220106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ODP |
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|
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| Meeting Date | 24-Apr-2014 |
| |||||||||||||
| ISIN |
| US6762201068 |
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| Agenda | 933952245 - Management | ||||||||||||||
| Record Date |
| 28-Feb-2014 |
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| Holding Recon Date | 28-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 163,000 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 65,700 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| AGCO CORPORATION | ||||||||||||||||||||||
| Security |
| 001084102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| AGCO |
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| Meeting Date | 24-Apr-2014 |
| |||||||||||||
| ISIN |
| US0010841023 |
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| Agenda | 933952598 - Management | ||||||||||||||
| Record Date |
| 14-Mar-2014 |
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| Holding Recon Date | 14-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 13,800 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 5,600 | 0 | 04-Apr-2014 | 04-Apr-2014 | ||||||||||||||
| AT&T INC. | ||||||||||||||||||||||
| Security |
| 00206R102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| T |
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| Meeting Date | 25-Apr-2014 |
| |||||||||||||
| ISIN |
| US00206R1023 |
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| Agenda | 933930807 - Management | ||||||||||||||
| Record Date |
| 26-Feb-2014 |
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| Holding Recon Date | 26-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 24-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 9,200 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,690 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| XL GROUP PLC | ||||||||||||||||||||||
| Security |
| G98290102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| XL |
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| Meeting Date | 25-Apr-2014 |
| |||||||||||||
| ISIN |
| IE00B5LRLL25 |
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| Agenda | 933933889 - Management | ||||||||||||||
| Record Date |
| 05-Mar-2014 |
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| Holding Recon Date | 05-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 24-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Classify/Stagger Board of Directors |
| Management | For | For |
| None | |||||||||||||||
| 2A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 5. | Allot Securities |
| Management | For | For |
| None | |||||||||||||||
| 6. | Allot Securities |
| Management | For | For |
| None | |||||||||||||||
| 7. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 8. | Amend Stock Compensation Plan |
| Management | Against | Against |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 16,390 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,990 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| GATX CORPORATION | ||||||||||||||||||||||
| Security |
| 361448103 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| GMT |
|
|
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| Meeting Date | 25-Apr-2014 |
| |||||||||||||
| ISIN |
| US3614481030 |
|
|
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| Agenda | 933937510 - Management | ||||||||||||||
| Record Date |
| 28-Feb-2014 |
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| Holding Recon Date | 28-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 24-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.6 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.7 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.8 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 15,300 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,200 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| UNITED TECHNOLOGIES CORPORATION | ||||||||||||||||||||||
| Security |
| 913017109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| UTX |
|
|
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| Meeting Date | 28-Apr-2014 |
| |||||||||||||
| ISIN |
| US9130171096 |
|
|
|
| Agenda | 933936378 - Management | ||||||||||||||
| Record Date |
| 03-Mar-2014 |
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| Holding Recon Date | 03-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 25-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 7,030 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,270 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| REGAL-BELOIT CORPORATION | ||||||||||||||||||||||
| Security |
| 758750103 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RBC |
|
|
|
| Meeting Date | 28-Apr-2014 |
| |||||||||||||
| ISIN |
| US7587501039 |
|
|
|
| Agenda | 933956243 - Management | ||||||||||||||
| Record Date |
| 05-Mar-2014 |
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| Holding Recon Date | 05-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 25-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE GROWTH FUND | 510033482437 | FIFTH THIRD | 10,800 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,300 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| ROVI CORPORATION | ||||||||||||||||||||||
| Security |
| 779376102 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ROVI |
|
|
|
| Meeting Date | 29-Apr-2014 |
| |||||||||||||
| ISIN |
| US7793761021 |
|
|
|
| Agenda | 933930922 - Management | ||||||||||||||
| Record Date |
| 28-Feb-2014 |
|
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| Holding Recon Date | 28-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-Apr-2014 |
| |||||||||||||
| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 39,000 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 15,700 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||||||||||
| Security |
| 459200101 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| IBM |
|
|
|
| Meeting Date | 29-Apr-2014 |
| |||||||||||||
| ISIN |
| US4592001014 |
|
|
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| Agenda | 933935237 - Management | ||||||||||||||
| Record Date |
| 28-Feb-2014 |
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| Holding Recon Date | 28-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | Adopt Employee Stock Purchase Plan |
| Management | For | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 8. | S/H Proposal - Report on Executive |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,600 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,280 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| WELLS FARGO & COMPANY | ||||||||||||||||||||||
| Security |
| 949746101 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| WFC |
|
|
|
| Meeting Date | 29-Apr-2014 |
| |||||||||||||
| ISIN |
| US9497461015 |
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|
|
| Agenda | 933937089 - Management | ||||||||||||||
| Record Date |
| 04-Mar-2014 |
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| Holding Recon Date | 04-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against Management | Preferred Provider | |||||||||||||||
| 1A) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1N) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 11,500 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,300 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| VALMONT INDUSTRIES, INC. | ||||||||||||||||||||||
| Security |
| 920253101 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| VMI |
|
|
|
| Meeting Date | 29-Apr-2014 |
| |||||||||||||
| ISIN |
| US9202531011 |
|
|
|
| Agenda | 933937281 - Management | ||||||||||||||
| Record Date |
| 03-Mar-2014 |
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| Holding Recon Date | 03-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
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| 1 | MOGENS C. BAY |
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| For | For |
| None | |||||||||||||
|
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| 2 | WALTER SCOTT, JR. |
|
| For | For |
| None | |||||||||||||
|
|
| 3 | CLARK T. RANDT, JR. |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 5,300 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,100 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| HARSCO CORPORATION | ||||||||||||||||||||||
| Security |
| 415864107 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| HSC |
|
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| Meeting Date | 29-Apr-2014 |
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| ISIN |
| US4158641070 |
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| Agenda | 933940098 - Management | ||||||||||||||
| Record Date |
| 03-Mar-2014 |
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| Holding Recon Date | 03-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1 | Election of Directors |
| Management |
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| 1 | J.F. EARL |
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| For | For |
| None | |||||||||||||
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| 2 | K.G. EDDY |
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| For | For |
| None | |||||||||||||
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| 3 | D.C. EVERITT |
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| For | For |
| None | |||||||||||||
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| 4 | S.E. GRAHAM |
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| For | For |
| None | |||||||||||||
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| 5 | T.D. GROWCOCK |
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| For | For |
| None | |||||||||||||
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| 6 | H.W. KNUEPPEL |
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| For | For |
| None | |||||||||||||
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| 7 | E. LA ROCHE |
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| For | For |
| None | |||||||||||||
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| 8 | J.M. LOREE |
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| For | For |
| None | |||||||||||||
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| 9 | P.C. WIDMAN |
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| For | For |
| None | |||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| AccountNumber |
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| Account Name |
| InternalAccount | Custodian | Ballot Shares |
| UnavailableShares |
| VoteDate | DateConfirmed | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 28,700 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE STOCK FUND | 510033482460 | FIFTH THIRD | 11,600 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| HOME PROPERTIES, INC. | ||||||||||||||||||||||
| Security |
| 437306103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| HME |
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| Meeting Date | 29-Apr-2014 |
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| ISIN |
| US4373061039 |
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| Agenda | 933960785 - Management | ||||||||||||||
| Record Date |
| 28-Feb-2014 |
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| Holding Recon Date | 28-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.6 | Fix Number of Directors |
| Management | For | For |
| None | |||||||||||||||
| 1.7 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.8 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Authorize Common Stock Increase |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 14,400 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 5,800 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| DUKE REALTY CORPORATION | ||||||||||||||||||||||
| Security |
| 264411505 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DRE |
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| Meeting Date | 30-Apr-2014 |
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| ISIN |
| US2644115055 |
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| Agenda | 933927622 - Management | ||||||||||||||
| Record Date |
| 24-Feb-2014 |
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| Holding Recon Date | 24-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4A. | Authorize Common Stock Increase |
| Management | For | For |
| None | |||||||||||||||
| 4B. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 4C. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 5. | Approve Motion to Adjourn Meeting |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 52,800 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 21,300 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| MARATHON OIL CORPORATION | ||||||||||||||||||||||
| Security |
| 565849106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MRO |
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| Meeting Date | 30-Apr-2014 |
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| ISIN |
| US5658491064 |
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| Agenda | 933933764 - Management | ||||||||||||||
| Record Date |
| 03-Mar-2014 |
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| Holding Recon Date | 03-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Add Women & Minorities to Board |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 21,670 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,980 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| FIRST NIAGARA FINANCIAL GROUP, INC. | ||||||||||||||||||||||
| Security |
| 33582V108 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| FNFG |
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| Meeting Date | 30-Apr-2014 |
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| ISIN |
| US33582V1089 |
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| Agenda | 933940896 - Management | ||||||||||||||
| Record Date |
| 07-Mar-2014 |
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| Holding Recon Date | 07-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | THOMAS E. BAKER |
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| For | For |
| None | |||||||||||||
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| 2 | JAMES R. BOLDT |
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| For | For |
| None | |||||||||||||
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| 3 | G. THOMAS BOWERS |
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| For | For |
| None | |||||||||||||
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| 4 | ROXANNE J. COADY |
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| For | For |
| None | |||||||||||||
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| 5 | GARY M. CROSBY |
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| For | For |
| None | |||||||||||||
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| 6 | CARL FLORIO |
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| For | For |
| None | |||||||||||||
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| 7 | CARLTON L. HIGHSMITH |
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| For | For |
| None | |||||||||||||
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| 8 | GEORGE M. PHILIP |
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| For | For |
| None | |||||||||||||
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| 9 | PETER B. ROBINSON |
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| For | For |
| None | |||||||||||||
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| 10 | NATHANIEL D. WOODSON |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 76,600 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 30,900 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| MARATHON PETROLEUM CORPORATION | ||||||||||||||||||||||
| Security |
| 56585A102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MPC |
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| Meeting Date | 30-Apr-2014 |
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| ISIN |
| US56585A1025 |
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| Agenda | 933943208 - Management | ||||||||||||||
| Record Date |
| 03-Mar-2014 |
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| Holding Recon Date | 03-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | STEVEN A. DAVIS |
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| For | For |
| None | |||||||||||||
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| 2 | GARY R. HEMINGER |
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| For | For |
| None | |||||||||||||
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| 3 | JOHN W. SNOW |
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| For | For |
| None | |||||||||||||
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| 4 | JOHN P. SURMA |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 5,100 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,000 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| EMC CORPORATION | ||||||||||||||||||||||
| Security |
| 268648102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| EMC |
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| Meeting Date | 30-Apr-2014 |
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| ISIN |
| US2686481027 |
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| Agenda | 933944159 - Management | ||||||||||||||
| Record Date |
| 28-Feb-2014 |
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| Holding Recon Date | 28-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 59,300 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 11,600 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| DOMTAR CORPORATION | ||||||||||||||||||||||
| Security |
| 257559203 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| UFS |
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| Meeting Date | 30-Apr-2014 |
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| ISIN |
| US2575592033 |
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| Agenda | 933960975 - Management | ||||||||||||||
| Record Date |
| 07-Mar-2014 |
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| Holding Recon Date | 07-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 29-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 8,600 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,500 | 0 | 21-Apr-2014 | 21-Apr-2014 | ||||||||||||||
| ITRON, INC. | ||||||||||||||||||||||
| Security |
| 465741106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ITRI |
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| Meeting Date | 01-May-2014 |
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| ISIN |
| US4657411066 |
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| Agenda | 933932596 - Management | ||||||||||||||
| Record Date |
| 25-Feb-2014 |
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| Holding Recon Date | 25-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 19,300 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCECAPITAL IBALANCEDSTOCK FUND | 510033482460 | FIFTH THIRDBANK | 7,800 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| DUKE ENERGY CORPORATION | ||||||||||||||||||||||
| Security |
| 26441C204 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DUK |
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| Meeting Date | 01-May-2014 |
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| ISIN |
| US26441C2044 |
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| Agenda | 933932926 - Management | ||||||||||||||
| Record Date |
| 03-Mar-2014 |
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| Holding Recon Date | 03-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | G. ALEX BERNHARDT, SR. |
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| For | For |
| None | |||||||||||||
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| 2 | MICHAEL G. BROWNING |
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| For | For |
| None | |||||||||||||
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| 3 | HARRIS E. DELOACH, JR. |
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| For | For |
| None | |||||||||||||
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| 4 | DANIEL R. DIMICCO |
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| For | For |
| None | |||||||||||||
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| 5 | JOHN H. FORSGREN |
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| For | For |
| None | |||||||||||||
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| 6 | LYNN J. GOOD |
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| For | For |
| None | |||||||||||||
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| 7 | ANN M. GRAY |
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| For | For |
| None | |||||||||||||
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| 8 | JAMES H. HANCE, JR. |
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| For | For |
| None | |||||||||||||
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| 9 | JOHN T. HERRON |
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| For | For |
| None | |||||||||||||
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| 10 | JAMES B. HYLER, JR. |
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| For | For |
| None | |||||||||||||
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| 11 | WILLIAM E. KENNARD |
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| For | For |
| None | |||||||||||||
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| 12 | E. MARIE MCKEE |
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| For | For |
| None | |||||||||||||
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| 13 | E. JAMES REINSCH |
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| For | For |
| None | |||||||||||||
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| 14 | JAMES T. RHODES |
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| For | For |
| None | |||||||||||||
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| 15 | CARLOS A. SALADRIGAS |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Rights To Call Special Meeting |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 7,290 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,780 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||||||||||||
| Security |
| 92343V104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| VZ |
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| Meeting Date | 01-May-2014 |
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| ISIN |
| US92343V1044 |
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| Agenda | 933936607 - Management | ||||||||||||||
| Record Date |
| 03-Mar-2014 |
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| Holding Recon Date | 03-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Executive Compensation |
| Shareholder | Against | For |
| None | |||||||||||||||
| 8. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 9. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 10. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE STOCK FUND | 510033482460 | FIFTH THIRD | 14,300 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,530 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| LOUISIANA-PACIFIC CORPORATION | ||||||||||||||||||||||
| Security |
| 546347105 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| LPX |
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|
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| Meeting Date | 01-May-2014 |
| |||||||||||||
| ISIN |
| US5463471053 |
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| Agenda | 933937611 - Management | ||||||||||||||
| Record Date |
| 28-Feb-2014 |
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| Holding Recon Date | 28-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Cash/Stock Bonus Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 43,800 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 17,700 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| CABOT OIL & GAS CORPORATION | ||||||||||||||||||||||
| Security |
| 127097103 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| COG |
|
|
|
| Meeting Date | 01-May-2014 |
| |||||||||||||
| ISIN |
| US1270971039 |
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| Agenda | 933938699 - Management | ||||||||||||||
| Record Date |
| 06-Mar-2014 |
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| Holding Recon Date | 06-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4 | Authorize Common Stock Increase |
| Management | For | For |
| None | |||||||||||||||
| 5 | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 6 | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 12,900 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,150 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| DTE ENERGY COMPANY | ||||||||||||||||||||||
| Security |
| 233331107 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DTE |
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| Meeting Date | 01-May-2014 |
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| ISIN |
| US2333311072 |
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| Agenda | 933940846 - Management | ||||||||||||||
| Record Date |
| 05-Mar-2014 |
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| Holding Recon Date | 05-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | GERARD M. ANDERSON |
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| For | For |
| None | |||||||||||||
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| 2 | LILLIAN BAUDER |
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| For | For |
| None | |||||||||||||
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| 3 | DAVID A. BRANDON |
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| For | For |
| None | |||||||||||||
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| 4 | W. FRANK FOUNTAIN, JR. |
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| For | For |
| None | |||||||||||||
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| 5 | CHARLES G. MCCLURE, JR. |
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| For | For |
| None | |||||||||||||
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| 6 | GAIL J. MCGOVERN |
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| For | For |
| None | |||||||||||||
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| 7 | MARK A. MURRAY |
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| For | For |
| None | |||||||||||||
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| 8 | JAMES B. NICHOLSON |
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| For | For |
| None | |||||||||||||
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| 9 | CHARLES W. PRYOR, JR. |
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| For | For |
| None | |||||||||||||
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| 10 | JOSUE ROBLES, JR. |
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| For | For |
| None | |||||||||||||
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| 11 | RUTH G. SHAW |
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| For | For |
| None | |||||||||||||
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| 12 | DAVID A. THOMAS |
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| For | For |
| None | |||||||||||||
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| 13 | JAMES H. VANDENBERGHE |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,300 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,860 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| HELIX ENERGY SOLUTIONS GROUP, INC. | ||||||||||||||||||||||
| Security |
| 42330P107 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| HLX |
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| Meeting Date | 01-May-2014 |
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| ISIN |
| US42330P1075 |
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| Agenda | 933941545 - Management | ||||||||||||||
| Record Date |
| 07-Mar-2014 |
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| Holding Recon Date | 07-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | NANCY K. QUINN |
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| For | For |
| None | |||||||||||||
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| 2 | WILLIAM L. TRANSIER |
|
| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCECAPITAL I EQUITYGROWTH FUND | 510033482437 | FIFTH THIRDBANK | 34,800 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 14,000 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||||||||||
| Security |
| 14040H105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| COF |
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| Meeting Date | 01-May-2014 |
| |||||||||||||
| ISIN |
| US14040H1059 |
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| Agenda | 933942648 - Management | ||||||||||||||
| Record Date |
| 06-Mar-2014 |
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| Holding Recon Date | 06-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 5A. | Eliminate Supermajority Requirements |
| Management | For | For |
| None | |||||||||||||||
| 5B. | Eliminate Supermajority Requirements |
| Management | For | For |
| None | |||||||||||||||
| 5C. | Eliminate Supermajority Requirements |
| Management | For | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 15,600 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,900 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| EASTMAN CHEMICAL COMPANY | ||||||||||||||||||||||
| Security |
| 277432100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| EMN |
|
|
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| Meeting Date | 01-May-2014 |
| |||||||||||||
| ISIN |
| US2774321002 |
|
|
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| Agenda | 933950140 - Management | ||||||||||||||
| Record Date |
| 07-Mar-2014 |
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| Holding Recon Date | 07-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against Management | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,100 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,490 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| AMERICAN CAMPUS COMMUNITIES, INC. | ||||||||||||||||||||||
| Security |
| 024835100 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ACC |
|
|
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| Meeting Date | 01-May-2014 |
| |||||||||||||
| ISIN |
| US0248351001 |
|
|
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| Agenda | 933952170 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 23,600 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 9,500 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| EOG RESOURCES, INC. | ||||||||||||||||||||||
| Security |
| 26875P101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| EOG |
|
|
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| Meeting Date | 01-May-2014 |
| |||||||||||||
| ISIN |
| US26875P1012 |
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| Agenda | 933953792 - Management | ||||||||||||||
| Record Date |
| 07-Mar-2014 |
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| Holding Recon Date | 07-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-Apr-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| AccountNumber |
|
| Account Name |
| InternalAccount | Custodian | Ballot Shares |
| UnavailableShares |
| VoteDate | DateConfirmed | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,870 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE CAPITAL I CORE | 510038133811 | FIFTH THIRD | 700 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| ILLINOIS TOOL WORKS INC. | ||||||||||||||||||||||
| Security |
| 452308109 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ITW |
|
|
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| Meeting Date | 02-May-2014 |
| |||||||||||||
| ISIN |
| US4523081093 |
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| Agenda | 933936316 - Management | ||||||||||||||
| Record Date |
| 04-Mar-2014 |
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| Holding Recon Date | 04-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 01-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Eliminate Supermajority Requirements |
| Management | For | For |
| None | |||||||||||||||
| 5. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 2,370 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 450 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| REGENCY CENTERS CORPORATION | ||||||||||||||||||||||
| Security |
| 758849103 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| REG |
|
|
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| Meeting Date | 02-May-2014 |
| |||||||||||||
| ISIN |
| US7588491032 |
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|
|
| Agenda | 933938447 - Management | ||||||||||||||
| Record Date |
| 05-Mar-2014 |
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| Holding Recon Date | 05-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 01-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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|
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| 1 | MARTIN E. STEIN, JR. |
|
| For | For |
| None | |||||||||||||
|
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| 2 | RAYMOND L. BANK |
|
| For | For |
| None | |||||||||||||
|
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| 3 | C. RONALD BLANKENSHIP |
|
| For | For |
| None | |||||||||||||
|
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| 4 | A.R. CARPENTER |
|
| For | For |
| None | |||||||||||||
|
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| 5 | J. DIX DRUCE |
|
| For | For |
| None | |||||||||||||
|
|
| 6 | MARY LOU FIALA |
|
| For | For |
| None | |||||||||||||
|
|
| 7 | DOUGLAS S. LUKE |
|
| For | For |
| None | |||||||||||||
|
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| 8 | DAVID P. O'CONNOR |
|
| For | For |
| None | |||||||||||||
|
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| 9 | JOHN C. SCHWEITZER |
|
| For | For |
| None | |||||||||||||
|
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| 10 | BRIAN M. SMITH |
|
| For | For |
| None | |||||||||||||
|
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| 11 | THOMAS G. WATTLES |
|
| For | For |
| None | |||||||||||||
| 2 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 16,800 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,800 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||||||||||||
| Security |
| 674599105 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| OXY |
|
|
|
| Meeting Date | 02-May-2014 |
| |||||||||||||
| ISIN |
| US6745991058 |
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|
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| Agenda | 933956724 - Management | ||||||||||||||
| Record Date |
| 13-Mar-2014 |
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| Holding Recon Date | 13-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 01-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Limit/Eliminate Written Consent |
| Management | For | For |
| None | |||||||||||||||
| 5. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 6. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Executive Compensation |
| Shareholder | Against | For |
| None | |||||||||||||||
| 8. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 9. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| 10. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 15,600 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,050 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| GREAT PLAINS ENERGY INCORPORATED | ||||||||||||||||||||||
| Security |
| 391164100 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| GXP |
|
|
|
| Meeting Date | 06-May-2014 |
| |||||||||||||
| ISIN |
| US3911641005 |
|
|
|
| Agenda | 933944337 - Management | ||||||||||||||
| Record Date |
| 25-Feb-2014 |
|
|
|
| Holding Recon Date | 25-Feb-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
|
|
|
|
|
|
| |||||||||||
|
|
| 1 | TERRY BASSHAM |
|
| For | For |
| None | |||||||||||||
|
|
| 2 | DAVID L. BODDE |
|
| For | For |
| None | |||||||||||||
|
|
| 3 | RANDALL C. FERGUSON, JR |
|
| For | For |
| None | |||||||||||||
|
|
| 4 | GARY D. FORSEE |
|
| For | For |
| None | |||||||||||||
|
|
| 5 | THOMAS D. HYDE |
|
| For | For |
| None | |||||||||||||
|
|
| 6 | JAMES A. MITCHELL |
|
| For | For |
| None | |||||||||||||
|
|
| 7 | ANN D. MURTLOW |
|
| For | For |
| None | |||||||||||||
|
|
| 8 | JOHN J. SHERMAN |
|
| For | For |
| None | |||||||||||||
|
|
| 9 | LINDA H. TALBOTT |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 33,100 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 13,300 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| CADENCE DESIGN SYSTEMS, INC. | ||||||||||||||||||||||
| Security |
| 127387108 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CDNS |
|
|
|
| Meeting Date | 06-May-2014 |
| |||||||||||||
| ISIN |
| US1273871087 |
|
|
|
| Agenda | 933949527 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
|
|
|
| Holding Recon Date | 10-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 55,300 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 22,300 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| EAST WEST BANCORP, INC. | ||||||||||||||||||||||
| Security |
| 27579R104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| EWBC |
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| Meeting Date | 06-May-2014 |
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| ISIN |
| US27579R1041 |
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| Agenda | 933958665 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | IRIS S. CHAN |
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| For | For |
| None | |||||||||||||
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| 2 | RUDOLPH I. ESTRADA |
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| For | For |
| None | |||||||||||||
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| 3 | JULIA S. GOUW |
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| For | For |
| None | |||||||||||||
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| 4 | PAUL H. IRVING |
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| For | For |
| None | |||||||||||||
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| 5 | TAK-CHUEN CLARENCE KWAN |
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| For | For |
| None | |||||||||||||
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| 6 | JOHN LEE |
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| For | For |
| None | |||||||||||||
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| 7 | HERMAN Y. LI |
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| For | For |
| None | |||||||||||||
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| 8 | JACK C. LIU |
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| For | For |
| None | |||||||||||||
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| 9 | DOMINIC NG |
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| For | For |
| None | |||||||||||||
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| 10 | KEITH W. RENKEN |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 23,000 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 9,300 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| DANAHER CORPORATION | ||||||||||||||||||||||
| Security |
| 235851102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DHR |
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| Meeting Date | 06-May-2014 |
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| ISIN |
| US2358511028 |
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| Agenda | 933967513 - Management | ||||||||||||||
| Record Date |
| 07-Mar-2014 |
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| Holding Recon Date | 07-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,900 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,970 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| REALTY INCOME CORPORATION | ||||||||||||||||||||||
| Security |
| 756109104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| O |
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| Meeting Date | 06-May-2014 |
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| ISIN |
| US7561091049 |
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| Agenda | 933968022 - Management | ||||||||||||||
| Record Date |
| 06-Mar-2014 |
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| Holding Recon Date | 06-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 05-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 20,800 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 8,400 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| GENERAL DYNAMICS CORPORATION | ||||||||||||||||||||||
| Security |
| 369550108 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| GD |
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| Meeting Date | 07-May-2014 |
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| ISIN |
| US3695501086 |
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| Agenda | 933937623 - Management | ||||||||||||||
| Record Date |
| 06-Mar-2014 |
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| Holding Recon Date | 06-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,990 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 750 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| BRUNSWICK CORPORATION | ||||||||||||||||||||||
| Security |
| 117043109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| BC |
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| Meeting Date | 07-May-2014 |
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| ISIN |
| US1170431092 |
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| Agenda | 933939728 - Management | ||||||||||||||
| Record Date |
| 04-Mar-2014 |
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| Holding Recon Date | 04-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 17,300 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 7,000 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| GILEAD SCIENCES, INC. | ||||||||||||||||||||||
| Security |
| 375558103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| GILD |
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| Meeting Date | 07-May-2014 |
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| ISIN |
| US3755581036 |
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| Agenda | 933943006 - Management | ||||||||||||||
| Record Date |
| 12-Mar-2014 |
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| Holding Recon Date | 12-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Executive Compensation |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 16,000 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,120 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| UNIT CORPORATION | ||||||||||||||||||||||
| Security |
| 909218109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| UNT |
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| Meeting Date | 07-May-2014 |
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| ISIN |
| US9092181091 |
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| Agenda | 933944072 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | J. MICHAEL ADCOCK |
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| For | For |
| None | |||||||||||||
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| 2 | STEVEN B. HILDEBRAND |
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| For | For |
| None | |||||||||||||
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| 3 | LARRY C. PAYNE |
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| For | For |
| None | |||||||||||||
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| 4 | G. BAILEY PEYTON IV |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 4. | S/H Proposal - Election of Directors By Majority |
| Shareholder | Against | Against |
| None | |||||||||||||||
| AccountNumber |
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| InternalAccount | Custodian | Ballot Shares |
| UnavailableShares |
| VoteDate | DateConfirmed | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 15,800 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,400 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| AQUA AMERICA, INC. | ||||||||||||||||||||||
| Security |
| 03836W103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| WTR |
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| Meeting Date | 07-May-2014 |
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| ISIN |
| US03836W1036 |
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| Agenda | 933945947 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | NICHOLAS DEBENEDICTIS |
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| For | For |
| None | |||||||||||||
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| 2 | MICHAEL L. BROWNE |
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| For | For |
| None | |||||||||||||
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| 3 | RICHARD H. GLANTON |
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| For | For |
| None | |||||||||||||
|
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| 4 | LON R. GREENBERG |
|
| For | For |
| None | |||||||||||||
|
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| 5 | WILLIAM P. HANKOWSKY |
|
| For | For |
| None | |||||||||||||
|
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| 6 | WENDELL F. HOLLAND |
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| For | For |
| None | |||||||||||||
|
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| 7 | ELLEN T. RUFF |
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| For | For |
| None | |||||||||||||
|
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| 8 | ANDREW J. SORDONI III |
|
| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Human Rights Related |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 34,400 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 13,900 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||||||||||
| Security |
| 718172109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PM |
|
|
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| Meeting Date | 07-May-2014 |
| |||||||||||||
| ISIN |
| US7181721090 |
|
|
|
| Agenda | 933946444 - Management | ||||||||||||||
| Record Date |
| 14-Mar-2014 |
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| Holding Recon Date | 14-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Animal Rights |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 8,000 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,600 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| CSX CORPORATION | ||||||||||||||||||||||
| Security |
| 126408103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CSX |
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| Meeting Date | 07-May-2014 |
| |||||||||||||
| ISIN |
| US1264081035 |
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| Agenda | 933951914 - Management | ||||||||||||||
| Record Date |
| 07-Mar-2014 |
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| Holding Recon Date | 07-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 27,180 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 5,130 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| HESS CORPORATION | ||||||||||||||||||||||
| Security |
| 42809H107 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| HES |
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| Meeting Date | 07-May-2014 |
| |||||||||||||
| ISIN |
| US42809H1077 |
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| Agenda | 933952788 - Management | ||||||||||||||
| Record Date |
| 20-Mar-2014 |
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| Holding Recon Date | 20-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4A. | Eliminate Supermajority Requirements |
| Management | For | For |
| None | |||||||||||||||
| 4B. | Eliminate Supermajority Requirements |
| Management | For | For |
| None | |||||||||||||||
| 5. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,900 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| AGRIUM INC. | ||||||||||||||||||||||
| Security |
| 008916108 |
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| Meeting Type | Annual and Special Meeting | ||||||||||||||
| Ticker Symbol |
| AGU |
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| Meeting Date | 07-May-2014 |
| |||||||||||||
| ISIN |
| CA0089161081 |
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| Agenda | 933957497 - Management | ||||||||||||||
| Record Date |
| 19-Mar-2014 |
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| Holding Recon Date | 19-Mar-2014 |
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| City / | Country |
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| / | Canada |
| Vote Deadline Date | 02-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 01 | Election of Directors (Majority Voting) |
| Management |
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| 1 | DAVID C. EVERITT |
|
| For | For |
| None | |||||||||||||
|
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| 2 | RUSSELL K. GIRLING |
|
| For | For |
| None | |||||||||||||
|
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| 3 | SUSAN A. HENRY |
|
| For | For |
| None | |||||||||||||
|
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| 4 | RUSSELL J. HORNER |
|
| For | For |
| None | |||||||||||||
|
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| 5 | DAVID J. LESAR |
|
| For | For |
| None | |||||||||||||
|
|
| 6 | JOHN E. LOWE |
|
| For | For |
| None | |||||||||||||
|
|
| 7 | CHARLES V. MAGRO |
|
| For | For |
| None | |||||||||||||
|
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| 8 | A. ANNE MCLELLAN |
|
| For | For |
| None | |||||||||||||
|
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| 9 | DEREK G. PANNELL |
|
| For | For |
| None | |||||||||||||
|
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| 10 | MAYO M. SCHMIDT |
|
| For | For |
| None | |||||||||||||
|
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| 11 | VICTOR J. ZALESCHUK |
|
| For | For |
| None | |||||||||||||
| 02 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 03 | Adopt Advance Notice Requirement |
| Management | For | For |
| None | |||||||||||||||
| 04 | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 05 | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 06 | Amend Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,200 | 0 | 28-Apr-2014 | 28-Apr-2014 | ||||||||||||||
| VERTEX PHARMACEUTICALS INCORPORATED | ||||||||||||||||||||||
| Security |
| 92532F100 |
|
|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| VRTX |
|
|
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| Meeting Date | 07-May-2014 |
| |||||||||||||
| ISIN |
| US92532F1003 |
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| Agenda | 933970469 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | MARGARET G. MCGLYNN |
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| For | For |
| None | |||||||||||||
|
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| 2 | WAYNE J. RILEY |
|
| For | For |
| None | |||||||||||||
|
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| 3 | WILLIAM D. YOUNG |
|
| For | For |
| None | |||||||||||||
| 2. | Amend Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| AccountNumber |
|
| Account Name |
| InternalAccount | Custodian | Ballot Shares |
| UnavailableShares |
| VoteDate | DateConfirmed | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,080 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,480 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| RENT-A-CENTER, INC. | ||||||||||||||||||||||
| Security |
| 76009N100 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RCII |
|
|
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| Meeting Date | 08-May-2014 |
| |||||||||||||
| ISIN |
| US76009N1000 |
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|
| Agenda | 933937267 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 07-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 23,800 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 9,600 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| UNITED PARCEL SERVICE, INC. | ||||||||||||||||||||||
| Security |
| 911312106 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| UPS |
|
|
|
| Meeting Date | 08-May-2014 |
| |||||||||||||
| ISIN |
| US9113121068 |
|
|
|
| Agenda | 933940024 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 07-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,000 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,090 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| CVS CAREMARK CORPORATION | ||||||||||||||||||||||
| Security |
| 126650100 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CVS |
|
|
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| Meeting Date | 08-May-2014 |
| |||||||||||||
| ISIN |
| US1266501006 |
|
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|
| Agenda | 933947953 - Management | ||||||||||||||
| Record Date |
| 13-Mar-2014 |
|
|
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| Holding Recon Date | 13-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 07-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.6 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.7 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.8 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.9 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE STOCK FUND | 510033482460 | FIFTH THIRD | 20,800 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 4,050 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| PEABODY ENERGY CORPORATION | ||||||||||||||||||||||
| Security |
| 704549104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| BTU |
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|
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| Meeting Date | 08-May-2014 |
| |||||||||||||
| ISIN |
| US7045491047 |
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| Agenda | 933949363 - Management | ||||||||||||||
| Record Date |
| 14-Mar-2014 |
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| Holding Recon Date | 14-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 07-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | GREGORY H. BOYCE |
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| For | For |
| None | |||||||||||||
|
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| 2 | WILLIAM A. COLEY |
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| For | For |
| None | |||||||||||||
|
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| 3 | WILLIAM E. JAMES |
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| For | For |
| None | |||||||||||||
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| 4 | ROBERT B. KARN III |
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| For | For |
| None | |||||||||||||
|
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| 5 | HENRY E. LENTZ |
|
| For | For |
| None | |||||||||||||
|
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| 6 | ROBERT A. MALONE |
|
| For | For |
| None | |||||||||||||
|
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| 7 | WILLIAM C. RUSNACK |
|
| For | For |
| None | |||||||||||||
|
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| 8 | MICHAEL W. SUTHERLIN |
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| For | For |
| None | |||||||||||||
|
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| 9 | JOHN F. TURNER |
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| For | For |
| None | |||||||||||||
|
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| 10 | SANDRA A. VAN TREASE |
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| For | For |
| None | |||||||||||||
|
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| 11 | ALAN H. WASHKOWITZ |
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| For | For |
| None | |||||||||||||
|
|
| 12 | HEATHER A. WILSON |
|
| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 33,300 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 6,630 | 0 | 05-May-2014 | 05-May-2014 | ||||||||||||||
| EQUITY ONE, INC. | ||||||||||||||||||||||
| Security |
| 294752100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| EQY |
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| Meeting Date | 09-May-2014 |
| |||||||||||||
| ISIN |
| US2947521009 |
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|
|
| Agenda | 933953867 - Management | ||||||||||||||
| Record Date |
| 05-Mar-2014 |
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| Holding Recon Date | 05-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 08-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | CYNTHIA R. COHEN |
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| For | For |
| None | |||||||||||||
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| 2 | NEIL FLANZRAICH |
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| For | For |
| None | |||||||||||||
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| 3 | JORDAN HELLER |
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| For | For |
| None | |||||||||||||
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| 4 | CHAIM KATZMAN |
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| For | For |
| None | |||||||||||||
|
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| 5 | PETER LINNEMAN |
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| For | For |
| None | |||||||||||||
|
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| 6 | GALIA MAOR |
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| For | For |
| None | |||||||||||||
|
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| 7 | JEFFREY S. OLSON |
|
| For | For |
| None | |||||||||||||
|
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| 8 | DORI SEGAL |
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| For | For |
| None | |||||||||||||
|
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| 9 | DAVID FISCHEL |
|
| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Employee Stock Purchase Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 35,300 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 14,200 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| INTERNATIONAL PAPER COMPANY | ||||||||||||||||||||||
| Security |
| 460146103 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| IP |
|
|
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| Meeting Date | 12-May-2014 |
| |||||||||||||
| ISIN |
| US4601461035 |
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| Agenda | 933972362 - Management | ||||||||||||||
| Record Date |
| 18-Mar-2014 |
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| Holding Recon Date | 18-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 09-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 5 | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCECAPITAL I COREEQUITY FUND | 510038133811 | FIFTH THIRDBANK | 4,400 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| MACK-CALI REALTY CORPORATION | ||||||||||||||||||||||
| Security |
| 554489104 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CLI |
|
|
|
| Meeting Date | 12-May-2014 |
| |||||||||||||
| ISIN |
| US5544891048 |
|
|
|
| Agenda | 933985725 - Management | ||||||||||||||
| Record Date |
| 03-Apr-2014 |
|
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| Holding Recon Date | 03-Apr-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 09-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
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| |||||||||||
|
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| 1 | NATHAN GANTCHER |
|
| For | For |
| None | |||||||||||||
|
|
| 2 | DAVID S. MACK |
|
| For | For |
| None | |||||||||||||
|
|
| 3 | WILLIAM L. MACK |
|
| For | For |
| None | |||||||||||||
|
|
| 4 | ALAN G. PHILIBOSIAN |
|
| For | For |
| None | |||||||||||||
| 2. | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE GROWTH FUND | 510033482437 | FIFTH THIRD | 36,700 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 14,800 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| CUMMINS INC. | ||||||||||||||||||||||
| Security |
| 231021106 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CMI |
|
|
|
| Meeting Date | 13-May-2014 |
| |||||||||||||
| ISIN |
| US2310211063 |
|
|
|
| Agenda | 933949349 - Management | ||||||||||||||
| Record Date |
| 11-Mar-2014 |
|
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| Holding Recon Date | 11-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 12-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 3) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 4) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 5) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 6) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 7) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 8) | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 9) | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 10) | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 11) | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,280 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 810 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| LOEWS CORPORATION | ||||||||||||||||||||||
| Security |
| 540424108 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| L |
|
|
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| Meeting Date | 13-May-2014 |
| |||||||||||||
| ISIN |
| US5404241086 |
|
|
|
| Agenda | 933951433 - Management | ||||||||||||||
| Record Date |
| 19-Mar-2014 |
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|
| Holding Recon Date | 19-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 12-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 4,700 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| ANADARKO PETROLEUM CORPORATION | ||||||||||||||||||||||
| Security |
| 032511107 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| APC |
|
|
|
| Meeting Date | 13-May-2014 |
| |||||||||||||
| ISIN |
| US0325111070 |
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| Agenda | 933952651 - Management | ||||||||||||||
| Record Date |
| 18-Mar-2014 |
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|
| Holding Recon Date | 18-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 12-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,800 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| QEP RESOURCES, INC. | ||||||||||||||||||||||
| Security |
| 74733V100 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| QEP |
|
|
|
| Meeting Date | 13-May-2014 |
| |||||||||||||
| ISIN |
| US74733V1008 |
|
|
|
| Agenda | 933954922 - Management | ||||||||||||||
| Record Date |
| 24-Mar-2014 |
|
|
|
| Holding Recon Date | 24-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 12-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
|
|
|
|
|
|
| |||||||||||
|
|
| 1 | ROBERT F. HEINEMANN |
|
| For | For |
| None | |||||||||||||
|
|
| 2 | ROBERT E. MCKEE |
|
| For | For |
| None | |||||||||||||
|
|
| 3 | DAVID A. TRICE |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 4. | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 5,300 | 0 | 09-May-2014 | 09-May-2014 | ||||||||||||||
| ALBEMARLE CORPORATION | ||||||||||||||||||||||
| Security |
| 012653101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ALB |
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| Meeting Date | 13-May-2014 |
| |||||||||||||
| ISIN |
| US0126531013 |
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| Agenda | 933958184 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 12-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | WILLIAM H. HERNANDEZ |
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| For | For |
| None | |||||||||||||
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| 2 | LUTHER C. KISSAM IV |
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| For | For |
| None | |||||||||||||
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| 3 | JOSEPH M. MAHADY |
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| For | For |
| None | |||||||||||||
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| 4 | JIM W. NOKES |
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| For | For |
| None | |||||||||||||
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| 5 | JAMES J. O'BRIEN |
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| For | For |
| None | |||||||||||||
|
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| 6 | BARRY W. PERRY |
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| For | For |
| None | |||||||||||||
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| 7 | JOHN SHERMAN JR. |
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| For | For |
| None | |||||||||||||
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| 8 | GERALD A. STEINER |
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| For | For |
| None | |||||||||||||
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| 9 | HARRIETT TEE TAGGART |
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| For | For |
| None | |||||||||||||
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| 10 | ANNE MARIE WHITTEMORE |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 12,500 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 5,000 | 0 | 07-May-2014 | 07-May-2014 | ||||||||||||||
| STATE STREET CORPORATION | ||||||||||||||||||||||
| Security |
| 857477103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| STT |
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| Meeting Date | 14-May-2014 |
| |||||||||||||
| ISIN |
| US8574771031 |
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| Agenda | 933965468 - Management | ||||||||||||||
| Record Date |
| 07-Mar-2014 |
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| Holding Recon Date | 07-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 13-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 11,300 | 0 | 09-May-2014 | 09-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,200 | 0 | 09-May-2014 | 09-May-2014 | ||||||||||||||
| NATIONAL OILWELL VARCO, INC. | ||||||||||||||||||||||
| Security |
| 637071101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| NOV |
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| Meeting Date | 14-May-2014 |
| |||||||||||||
| ISIN |
| US6370711011 |
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| Agenda | 933975318 - Management | ||||||||||||||
| Record Date |
| 01-Apr-2014 |
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| Holding Recon Date | 01-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 13-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account Number |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 9,400 | 0 | 09-May-2014 | 09-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,000 | 0 | 09-May-2014 | 09-May-2014 | ||||||||||||||
| SUPERIOR ENERGY SERVICES, INC. | ||||||||||||||||||||||
| Security |
| 868157108 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| SPN |
|
|
|
| Meeting Date | 14-May-2014 |
| |||||||||||||
| ISIN |
| US8681571084 |
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| Agenda | 933987995 - Management | ||||||||||||||
| Record Date |
| 31-Mar-2014 |
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| Holding Recon Date | 31-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 13-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
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| |||||||||||
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| 1 | HAROLD J. BOUILLION |
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| For | For |
| None | |||||||||||||
|
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| 2 | ENOCH L. DAWKINS |
|
| For | For |
| None | |||||||||||||
|
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| 3 | DAVID D. DUNLAP |
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| For | For |
| None | |||||||||||||
|
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| 4 | JAMES M. FUNK |
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| For | For |
| None | |||||||||||||
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| 5 | TERENCE E. HALL |
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| For | For |
| None | |||||||||||||
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| 6 | PETER D. KINNEAR |
|
| For | For |
| None | |||||||||||||
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| 7 | MICHAEL M. MCSHANE |
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| For | For |
| None | |||||||||||||
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| 8 | W. MATT RALLS |
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| For | For |
| None | |||||||||||||
|
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| 9 | JUSTIN L. SULLIVAN |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Human Rights Related |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 30,900 | 0 | 09-May-2014 | 09-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 12,500 | 0 | 09-May-2014 | 09-May-2014 | ||||||||||||||
| INTEGRYS ENERGY GROUP, INC. | ||||||||||||||||||||||
| Security |
| 45822P105 |
|
|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| TEG |
|
|
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| Meeting Date | 15-May-2014 |
| |||||||||||||
| ISIN |
| US45822P1057 |
|
|
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| Agenda | 933937421 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 14-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | WILLIAM J. BRODSKY |
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| For | For |
| None | |||||||||||||
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| 2 | ALBERT J. BUDNEY, JR. |
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| For | For |
| None | |||||||||||||
|
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| 3 | ELLEN CARNAHAN |
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| For | For |
| None | |||||||||||||
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| 4 | MICHELLE L. COLLINS |
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| For | For |
| None | |||||||||||||
|
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| 5 | K.M. HASSELBLAD-PASCALE |
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| For | For |
| None | |||||||||||||
|
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| 6 | JOHN W. HIGGINS |
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| For | For |
| None | |||||||||||||
|
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| 7 | PAUL W. JONES |
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| For | For |
| None | |||||||||||||
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| 8 | HOLLY KELLER KOEPPEL |
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| For | For |
| None | |||||||||||||
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| 9 | MICHAEL E. LAVIN |
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| For | For |
| None | |||||||||||||
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| 10 | WILLIAM F. PROTZ, JR. |
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| For | For |
| None | |||||||||||||
|
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| 11 | CHARLES A. SCHROCK |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 9,100 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,200 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| INVESCO LTD | ||||||||||||||||||||||
| Security |
| G491BT108 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| IVZ |
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|
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| Meeting Date | 15-May-2014 |
| |||||||||||||
| ISIN |
| BMG491BT1088 |
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| Agenda | 933956584 - Management | ||||||||||||||
| Record Date |
| 17-Mar-2014 |
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| Holding Recon Date | 17-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 14-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| 2.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 6,000 | 0 | 09-May-2014 | 09-May-2014 | ||||||||||||||
| APACHE CORPORATION | ||||||||||||||||||||||
| Security |
| 037411105 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| APA |
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|
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| Meeting Date | 15-May-2014 |
| |||||||||||||
| ISIN |
| US0374111054 |
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|
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| Agenda | 933967486 - Management | ||||||||||||||
| Record Date |
| 17-Mar-2014 |
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| Holding Recon Date | 17-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 14-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 3. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 5. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 6. | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,900 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| GENWORTH FINANCIAL, INC. | ||||||||||||||||||||||
| Security |
| 37247D106 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| GNW |
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|
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| Meeting Date | 15-May-2014 |
| |||||||||||||
| ISIN |
| US37247D1063 |
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|
| Agenda | 933970849 - Management | ||||||||||||||
| Record Date |
| 21-Mar-2014 |
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| Holding Recon Date | 21-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 14-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 12,700 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| ACE LIMITED | ||||||||||||||||||||||
| Security |
| H0023R105 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ACE |
|
|
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| Meeting Date | 15-May-2014 |
| |||||||||||||
| ISIN |
| CH0044328745 |
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|
| Agenda | 933981133 - Management | ||||||||||||||
| Record Date |
| 31-Mar-2014 |
|
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| Holding Recon Date | 31-Mar-2014 |
| |||||||||||||
| City / | Country |
|
| / | Bermuda |
| Vote Deadline Date | 13-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Receive Consolidated Financial Statements |
| Management |
|
|
| None | |||||||||||||||
| 2. | Miscellaneous Corporate Actions |
| Management |
|
|
| None | |||||||||||||||
| 3. | Approve Financial Statements, Allocation of |
| Management |
|
|
| None | |||||||||||||||
| 4A. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4B. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4C. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4D. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4E. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4F. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4G. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4H. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4I. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4J. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4K. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4L. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4M. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 4N. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 5. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 6A. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 6B. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 6C. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 6D. | Election of Directors (Majority Voting) |
| Management |
|
|
| None | |||||||||||||||
| 7. | Miscellaneous Corporate Actions |
| Management |
|
|
| None | |||||||||||||||
| 8A. | Ratify Appointment of Independent Auditors |
| Management |
|
|
| None | |||||||||||||||
| 8B. | Ratify Appointment of Independent Auditors |
| Management |
|
|
| None | |||||||||||||||
| 8C. | Ratify Appointment of Independent Auditors |
| Management |
|
|
| None | |||||||||||||||
| 9. | Approve Article Amendments |
| Management |
|
|
| None | |||||||||||||||
| 10. | Miscellaneous Corporate Actions |
| Management |
|
|
| None | |||||||||||||||
| 11. | 14A Executive Compensation |
| Management |
|
|
| None | |||||||||||||||
| 12. | Miscellaneous Corporate Actions |
| Management |
|
|
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,500 | 0 |
|
| ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,200 | 0 |
|
| ||||||||||||||
| MATTEL, INC. | ||||||||||||||||||||||
| Security |
| 577081102 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MAT |
|
|
|
| Meeting Date | 16-May-2014 |
| |||||||||||||
| ISIN |
| US5770811025 |
|
|
|
| Agenda | 933955897 - Management | ||||||||||||||
| Record Date |
| 21-Mar-2014 |
|
|
|
| Holding Recon Date | 21-Mar-2014 |
| |||||||||||||
| City / | Country |
|
| / | United States |
| Vote Deadline Date | 15-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 4. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 5,700 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| INTERCONTINENTALEXCHANGE GROUP, INC. | ||||||||||||||||||||||
| Security |
| 45866F104 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ICE |
|
|
|
| Meeting Date | 16-May-2014 |
| |||||||||||||
| ISIN |
| US45866F1049 |
|
|
|
| Agenda | 933961357 - Management | ||||||||||||||
| Record Date |
| 18-Mar-2014 |
|
|
|
| Holding Recon Date | 18-Mar-2014 |
| |||||||||||||
| City / | Country |
|
| / | United States |
| Vote Deadline Date | 15-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1N. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Company Name Change |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,000 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| ENSCO PLC | ||||||||||||||||||||||
| Security |
| G3157S106 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ESV |
|
|
|
| Meeting Date | 19-May-2014 |
| |||||||||||||
| ISIN |
| GB00B4VLR192 |
|
|
|
| Agenda | 933971017 - Management | ||||||||||||||
| Record Date |
| 28-Mar-2014 |
|
|
|
| Holding Recon Date | 28-Mar-2014 |
| |||||||||||||
| City / | Country |
|
| / | United States |
| Vote Deadline Date | 16-May-2014 |
| |||||||||||||
| SEDOL(s) |
|
| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Allot Relevant Securities |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 5. | Approve Remuneration of Directors and Auditors |
| Management | For | For |
| None | |||||||||||||||
| 6. | Approve Remuneration of Directors and Auditors |
| Management | For | For |
| None | |||||||||||||||
| 7. | Approve Remuneration of Directors and Auditors |
| Management | For | For |
| None | |||||||||||||||
| 8. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 9. | Receive Consolidated Financial Statements |
| Management | For | For |
| None | |||||||||||||||
| 10. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 11. | Eliminate Pre-Emptive Rights |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE STOCK FUND | 510033482460 | FIFTH THIRD | 14,400 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,000 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| VISHAY INTERTECHNOLOGY, INC. | ||||||||||||||||||||||
| Security |
| 928298108 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| VSH |
|
|
|
| Meeting Date | 20-May-2014 |
| |||||||||||||
| ISIN |
| US9282981086 |
|
|
|
| Agenda | 933967474 - Management | ||||||||||||||
| Record Date |
| 28-Mar-2014 |
|
|
|
| Holding Recon Date | 28-Mar-2014 |
| |||||||||||||
| City / | Country |
|
| / | United States |
| Vote Deadline Date | 19-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
|
|
|
|
|
|
| |||||||||||
|
|
| 1 | DR. ABRAHAM LUDOMIRSKI |
|
| For | For |
| None | |||||||||||||
|
|
| 2 | WAYNE M. ROGERS |
|
| For | For |
| None | |||||||||||||
|
|
| 3 | RONALD RUZIC |
|
| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 60,800 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 24,500 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| GAP INC. | ||||||||||||||||||||||
| Security |
| 364760108 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| GPS |
|
|
|
| Meeting Date | 20-May-2014 |
| |||||||||||||
| ISIN |
| US3647601083 |
|
|
|
| Agenda | 933970279 - Management | ||||||||||||||
| Record Date |
| 24-Mar-2014 |
|
|
|
| Holding Recon Date | 24-Mar-2014 |
| |||||||||||||
| City / | Country |
|
| / | United States |
| Vote Deadline Date | 19-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 5,200 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| DENBURY RESOURCES INC. | ||||||||||||||||||||||
| Security |
| 247916208 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DNR |
|
|
|
| Meeting Date | 20-May-2014 |
| |||||||||||||
| ISIN |
| US2479162081 |
|
|
|
| Agenda | 933970370 - Management | ||||||||||||||
| Record Date |
| 25-Mar-2014 |
|
|
|
| Holding Recon Date | 25-Mar-2014 |
| |||||||||||||
| City / | Country |
|
| / | United States |
| Vote Deadline Date | 19-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
|
|
|
|
|
|
| |||||||||||
|
|
| 1 | WIELAND F. WETTSTEIN |
|
| For | For |
| None | |||||||||||||
|
|
| 2 | MICHAEL L. BEATTY |
|
| For | For |
| None | |||||||||||||
|
|
| 3 | MICHAEL B. DECKER |
|
| For | For |
| None | |||||||||||||
|
|
| 4 | JOHN P. DIELWART |
|
| For | For |
| None | |||||||||||||
|
|
| 5 | RONALD G. GREENE |
|
| For | For |
| None | |||||||||||||
|
|
| 6 | GREGORY L. MCMICHAEL |
|
| For | For |
| None | |||||||||||||
|
|
| 7 | KEVIN O. MEYERS |
|
| For | For |
| None | |||||||||||||
|
|
| 8 | PHIL RYKHOEK |
|
| For | For |
| None | |||||||||||||
|
|
| 9 | RANDY STEIN |
|
| For | For |
| None | |||||||||||||
|
|
| 10 | LAURA A. SUGG |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 9,500 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| TERADYNE, INC. | ||||||||||||||||||||||
| Security |
| 880770102 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| TER |
|
|
|
| Meeting Date | 20-May-2014 |
| |||||||||||||
| ISIN |
| US8807701029 |
|
|
|
| Agenda | 933972223 - Management | ||||||||||||||
| Record Date |
| 27-Mar-2014 |
|
|
|
| Holding Recon Date | 27-Mar-2014 |
| |||||||||||||
| City / | Country |
|
| / | United States |
| Vote Deadline Date | 19-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
|
| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 44,900 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 18,100 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | ||||||||||||||||||||||
| Security |
| 416515104 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| HIG |
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|
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| Meeting Date | 21-May-2014 |
| |||||||||||||
| ISIN |
| US4165151048 |
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| Agenda | 933968200 - Management | ||||||||||||||
| Record Date |
| 24-Mar-2014 |
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| Holding Recon Date | 24-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 20-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | Approve Cash/Stock Bonus Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 6,000 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| PPL CORPORATION | ||||||||||||||||||||||
| Security |
| 69351T106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PPL |
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| Meeting Date | 21-May-2014 |
| |||||||||||||
| ISIN |
| US69351T1060 |
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| Agenda | 933969682 - Management | ||||||||||||||
| Record Date |
| 28-Feb-2014 |
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| Holding Recon Date | 28-Feb-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 20-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,990 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,070 | 0 | 12-May-2014 | 12-May-2014 | ||||||||||||||
| AMAZON.COM, INC. | ||||||||||||||||||||||
| Security |
| 023135106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| AMZN |
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| Meeting Date | 21-May-2014 |
| |||||||||||||
| ISIN |
| US0231351067 |
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| Agenda | 933970510 - Management | ||||||||||||||
| Record Date |
| 31-Mar-2014 |
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| Holding Recon Date | 31-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 20-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE BALANCED | 510033482460 | FIFTH THIRD | 2,800 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 600 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| JUNIPER NETWORKS, INC. | ||||||||||||||||||||||
| Security |
| 48203R104 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| JNPR |
|
|
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| Meeting Date | 21-May-2014 |
| |||||||||||||
| ISIN |
| US48203R1041 |
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| Agenda | 933970697 - Management | ||||||||||||||
| Record Date |
| 28-Mar-2014 |
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| Holding Recon Date | 28-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 20-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.6 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.7 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.8 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 40,000 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 8,300 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| HCC INSURANCE HOLDINGS, INC. | ||||||||||||||||||||||
| Security |
| 404132102 |
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|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| HCC |
|
|
|
| Meeting Date | 21-May-2014 |
| |||||||||||||
| ISIN |
| US4041321021 |
|
|
|
| Agenda | 933976752 - Management | ||||||||||||||
| Record Date |
| 01-Apr-2014 |
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| Holding Recon Date | 01-Apr-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 20-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | EMMANUEL T. BALLASES |
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| For | For |
| None | |||||||||||||
|
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| 2 | FRANK J. BRAMANTI |
|
| For | For |
| None | |||||||||||||
|
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| 3 | WALTER M. DUER |
|
| For | For |
| None | |||||||||||||
|
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| 4 | JAMES C. FLAGG, PH.D. |
|
| For | For |
| None | |||||||||||||
|
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| 5 | THOMAS M. HAMILTON |
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| For | For |
| None | |||||||||||||
|
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| 6 | JOHN N. MOLBECK, JR. |
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| For | For |
| None | |||||||||||||
|
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| 7 | SUSAN RIVERA |
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| For | For |
| None | |||||||||||||
|
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| 8 | HANS D. ROHLF |
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| For | For |
| None | |||||||||||||
|
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| 9 | ROBERT A. ROSHOLT |
|
| For | For |
| None | |||||||||||||
|
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| 10 | J. MIKESELL THOMAS |
|
| For | For |
| None | |||||||||||||
|
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| 11 | CHRISTOPHER JB WILLIAMS |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 17,600 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 7,100 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| REINSURANCE GROUP OF AMERICA, INC. | ||||||||||||||||||||||
| Security |
| 759351604 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RGA |
|
|
|
| Meeting Date | 21-May-2014 |
| |||||||||||||
| ISIN |
| US7593516047 |
|
|
|
| Agenda | 933987844 - Management | ||||||||||||||
| Record Date |
| 31-Mar-2014 |
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| Holding Recon Date | 31-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 20-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | CHRISTINE R. DETRICK* |
|
| For | For |
| None | |||||||||||||
|
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| 2 | JOYCE A. PHILLIPS* |
|
| For | For |
| None | |||||||||||||
|
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| 3 | ARNOUD W.A. BOOT# |
|
| For | For |
| None | |||||||||||||
|
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| 4 | JOHN F. DANAHY# |
|
| For | For |
| None | |||||||||||||
|
|
| 5 | J. CLIFF EASON# |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 10,300 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,300 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| QUANTA SERVICES, INC. | ||||||||||||||||||||||
| Security |
| 74762E102 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PWR |
|
|
|
| Meeting Date | 22-May-2014 |
| |||||||||||||
| ISIN |
| US74762E1029 |
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| Agenda | 933962791 - Management | ||||||||||||||
| Record Date |
| 24-Mar-2014 |
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| Holding Recon Date | 24-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | Against | Against |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 5,900 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| ARROW ELECTRONICS, INC. | ||||||||||||||||||||||
| Security |
| 042735100 |
|
|
|
| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ARW |
|
|
|
| Meeting Date | 22-May-2014 |
| |||||||||||||
| ISIN |
| US0427351004 |
|
|
|
| Agenda | 933967765 - Management | ||||||||||||||
| Record Date |
| 27-Mar-2014 |
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| Holding Recon Date | 27-Mar-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-May-2014 |
| |||||||||||||
| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
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|
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|
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| |||||||||||
|
|
| 1 | BARRY W. PERRY |
|
| For | For |
| None | |||||||||||||
|
|
| 2 | PHILIP K. ASHERMAN |
|
| For | For |
| None | |||||||||||||
|
|
| 3 | GAIL E. HAMILTON |
|
| For | For |
| None | |||||||||||||
|
|
| 4 | JOHN N. HANSON |
|
| For | For |
| None | |||||||||||||
|
|
| 5 | RICHARD S. HILL |
|
| For | For |
| None | |||||||||||||
|
|
| 6 | M.F. (FRAN) KEETH |
|
| For | For |
| None | |||||||||||||
|
|
| 7 | ANDREW C. KERIN |
|
| For | For |
| None | |||||||||||||
|
|
| 8 | MICHAEL J. LONG |
|
| For | For |
| None | |||||||||||||
|
|
| 9 | STEPHEN C. PATRICK |
|
| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCECAPITAL I EQUITYGROWTH FUND | 510033482437 | FIFTH THIRDBANK | 15,200 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,100 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | ||||||||||||||||||||||
| Security |
| 01988P108 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MDRX |
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| Meeting Date | 22-May-2014 |
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| ISIN |
| US01988P1084 |
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| Agenda | 933967777 - Management | ||||||||||||||
| Record Date |
| 31-Mar-2014 |
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| Holding Recon Date | 31-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.6 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.7 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.8 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4 | Amend Employee Stock Purchase Plan |
| Management | For | For |
| None | |||||||||||||||
| 5 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 53,600 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 21,600 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| KILROY REALTY CORPORATION | ||||||||||||||||||||||
| Security |
| 49427F108 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| KRC |
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| Meeting Date | 22-May-2014 |
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| ISIN |
| US49427F1084 |
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| Agenda | 933967842 - Management | ||||||||||||||
| Record Date |
| 14-Mar-2014 |
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| Holding Recon Date | 14-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | JOHN B. KILROY, JR. |
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| For | For |
| None | |||||||||||||
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| 2 | EDWARD F. BRENNAN PH.D. |
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| For | For |
| None | |||||||||||||
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| 3 | SCOTT S. INGRAHAM |
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| For | For |
| None | |||||||||||||
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| 4 | DALE F. KINSELLA |
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| For | For |
| None | |||||||||||||
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| 5 | PETER B. STONEBERG |
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| For | For |
| None | |||||||||||||
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| 6 | GARY R. STEVENSON |
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| For | For |
| None | |||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Adopt Majority Vote for Directors |
| Management | For | For |
| None | |||||||||||||||
| 5. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 15,600 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,300 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| R.R. DONNELLEY & SONS COMPANY | ||||||||||||||||||||||
| Security |
| 257867101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RRD |
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| Meeting Date | 22-May-2014 |
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| ISIN |
| US2578671016 |
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| Agenda | 933985674 - Management | ||||||||||||||
| Record Date |
| 04-Apr-2014 |
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| Holding Recon Date | 04-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 43,700 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 17,900 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||||||||||
| Security |
| 879433829 |
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| Meeting Type | Contested-Annual | ||||||||||||||
| Ticker Symbol |
| TDS |
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| Meeting Date | 22-May-2014 |
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| ISIN |
| US8794338298 |
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| Agenda | 933987438 - Management | ||||||||||||||
| Record Date |
| 28-Mar-2014 |
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| Holding Recon Date | 28-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | C.A. DAVIS |
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| For | For |
| None | |||||||||||||
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| 2 | G.W. OFF |
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| For | For |
| None | |||||||||||||
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| 3 | M.H. SARANOW |
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| For | For |
| None | |||||||||||||
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| 4 | G.L. SUGARMAN |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 29,800 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 29,800 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 12,000 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 12,000 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| ROBERT HALF INTERNATIONAL INC. | ||||||||||||||||||||||
| Security |
| 770323103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| RHI |
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| Meeting Date | 22-May-2014 |
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| ISIN |
| US7703231032 |
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| Agenda | 933992097 - Management | ||||||||||||||
| Record Date |
| 02-Apr-2014 |
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| Holding Recon Date | 02-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | ANDREW S. BERWICK, JR. |
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| For | For |
| None | |||||||||||||
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| 2 | HAROLD M. MESSMER, JR. |
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| For | For |
| None | |||||||||||||
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| 3 | BARBARA J. NOVOGRADAC |
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| For | For |
| None | |||||||||||||
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| 4 | ROBERT J. PACE |
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| For | For |
| None | |||||||||||||
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| 5 | FREDERICK A. RICHMAN |
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| For | For |
| None | |||||||||||||
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| 6 | M. KEITH WADDELL |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 24,500 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 5,100 | 0 | 19-May-2014 | 19-May-2014 | ||||||||||||||
| TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||||||||||
| Security |
| 879433829 |
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| Meeting Type | Contested-Annual | ||||||||||||||
| Ticker Symbol |
| TDS |
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| Meeting Date | 22-May-2014 |
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| ISIN |
| US8794338298 |
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| Agenda | 933995221 - Opposition | ||||||||||||||
| Record Date |
| 28-Mar-2014 |
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| Holding Recon Date | 28-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 21-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 01 | Election of Directors |
| Management |
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| 1 | PHILIP T. BLAZEK |
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| None | |||||||||||||
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| 2 | WALTER M. SCHENKER |
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| None | |||||||||||||
| 02 | Ratify Appointment of Independent Auditors |
| Management |
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| None | |||||||||||||||
| 03 | Amend Stock Compensation Plan |
| Management |
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| None | |||||||||||||||
| 04 | 14A Executive Compensation |
| Management |
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| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE CAPITAL I EQUITY | 510033482437 | FIFTH THIRD | 29,800 | 0 |
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| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 12,000 | 0 |
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| WELLCARE HEALTH PLANS, INC. | ||||||||||||||||||||||
| Security |
| 94946T106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| WCG |
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| Meeting Date | 28-May-2014 |
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| ISIN |
| US94946T1060 |
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| Agenda | 933972297 - Management | ||||||||||||||
| Record Date |
| 31-Mar-2014 |
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| Holding Recon Date | 31-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 27-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 11,400 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,600 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| PIONEER NATURAL RESOURCES COMPANY | ||||||||||||||||||||||
| Security |
| 723787107 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PXD |
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| Meeting Date | 28-May-2014 |
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| ISIN |
| US7237871071 |
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| Agenda | 933975990 - Management | ||||||||||||||
| Record Date |
| 03-Apr-2014 |
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| Holding Recon Date | 03-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 27-May-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.6 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.7 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.8 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4 | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,000 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 800 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| CHEVRON CORPORATION | ||||||||||||||||||||||
| Security |
| 166764100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CVX |
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| Meeting Date | 28-May-2014 |
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| ISIN |
| US1667641005 |
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| Agenda | 933978011 - Management | ||||||||||||||
| Record Date |
| 02-Apr-2014 |
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| Holding Recon Date | 02-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 27-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| 8. | S/H Proposal - Rights To Call Special Meeting |
| Shareholder | Against | For |
| None | |||||||||||||||
| 9. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| 10. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,300 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,300 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| DOLLAR GENERAL CORPORATION | ||||||||||||||||||||||
| Security |
| 256677105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DG |
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| Meeting Date | 29-May-2014 |
| |||||||||||||
| ISIN |
| US2566771059 |
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| Agenda | 933972261 - Management | ||||||||||||||
| Record Date |
| 21-Mar-2014 |
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| Holding Recon Date | 21-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,600 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| BLACKROCK, INC. | ||||||||||||||||||||||
| Security |
| 09247X101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| BLK |
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| Meeting Date | 29-May-2014 |
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| ISIN |
| US09247X1019 |
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| Agenda | 933980193 - Management | ||||||||||||||
| Record Date |
| 03-Apr-2014 |
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| Holding Recon Date | 03-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 5. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE STOCK FUND | 510033482460 | FIFTH THIRD | 3,300 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 700 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| BIG LOTS, INC. | ||||||||||||||||||||||
| Security |
| 089302103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| BIG |
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|
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| Meeting Date | 29-May-2014 |
| |||||||||||||
| ISIN |
| US0893021032 |
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| Agenda | 933981525 - Management | ||||||||||||||
| Record Date |
| 31-Mar-2014 |
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| Holding Recon Date | 31-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | JEFFREY P. BERGER |
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| For | For |
| None | |||||||||||||
|
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| 2 | DAVID J. CAMPISI |
|
| For | For |
| None | |||||||||||||
|
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| 3 | JAMES R. CHAMBERS |
|
| For | For |
| None | |||||||||||||
|
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| 4 | PETER J. HAYES |
|
| For | For |
| None | |||||||||||||
|
|
| 5 | BRENDA J. LAUDERBACK |
|
| For | For |
| None | |||||||||||||
|
|
| 6 | PHILIP E. MALLOTT |
|
| For | For |
| None | |||||||||||||
|
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| 7 | RUSSELL SOLT |
|
| For | For |
| None | |||||||||||||
|
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| 8 | JAMES R. TENER |
|
| For | For |
| None | |||||||||||||
|
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| 9 | DENNIS B. TISHKOFF |
|
| For | For |
| None | |||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Cash/Stock Bonus Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 5. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Access To Proxy |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 25,100 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,100 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| AMERICAN EAGLE OUTFITTERS, INC. | ||||||||||||||||||||||
| Security |
| 02553E106 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| AEO |
|
|
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| Meeting Date | 29-May-2014 |
| |||||||||||||
| ISIN |
| US02553E1064 |
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|
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| Agenda | 933983618 - Management | ||||||||||||||
| Record Date |
| 04-Apr-2014 |
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| Holding Recon Date | 04-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-May-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 74,200 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 30,500 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | ||||||||||||||||||||||
| Security |
| 015271109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ARE |
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| Meeting Date | 29-May-2014 |
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| ISIN |
| US0152711091 |
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| Agenda | 934005213 - Management | ||||||||||||||
| Record Date |
| 31-Mar-2014 |
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| Holding Recon Date | 31-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 28-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | JOEL S. MARCUS |
|
| For | For |
| None | |||||||||||||
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| 2 | RICHARD B. JENNINGS |
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| For | For |
| None | |||||||||||||
|
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| 3 | JOHN L. ATKINS, III |
|
| For | For |
| None | |||||||||||||
|
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| 4 | MARIA C. FREIRE |
|
| For | For |
| None | |||||||||||||
|
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| 5 | STEVEN R. HASH |
|
| For | For |
| None | |||||||||||||
|
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| 6 | RICHARD H. KLEIN |
|
| For | For |
| None | |||||||||||||
|
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| 7 | JAMES H. RICHARDSON |
|
| For | For |
| None | |||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 12,300 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 5,000 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| SL GREEN REALTY CORP. | ||||||||||||||||||||||
| Security |
| 78440X101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| SLG |
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| Meeting Date | 02-Jun-2014 |
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| ISIN |
| US78440X1019 |
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| Agenda | 934011735 - Management | ||||||||||||||
| Record Date |
| 31-Mar-2014 |
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| Holding Recon Date | 31-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
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| 1 | MARC HOLLIDAY |
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| For | For |
| None | |||||||||||||
|
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| 2 | JOHN S. LEVY |
|
| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCECAPITAL I EQUITYGROWTH FUND | 510033482437 | FIFTH THIRDBANK | 8,500 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 3,400 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| SALESFORCE.COM, INC. | ||||||||||||||||||||||
| Security |
| 79466L302 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CRM |
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| Meeting Date | 02-Jun-2014 |
| |||||||||||||
| ISIN |
| US79466L3024 |
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| Agenda | 934018145 - Management | ||||||||||||||
| Record Date |
| 08-Apr-2014 |
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| Holding Recon Date | 08-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 30-May-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.4 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.5 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.6 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.7 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.8 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 17,000 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 3,500 | 0 | 27-May-2014 | 27-May-2014 | ||||||||||||||
| DEVON ENERGY CORPORATION | ||||||||||||||||||||||
| Security |
| 25179M103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DVN |
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| Meeting Date | 04-Jun-2014 |
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| ISIN |
| US25179M1036 |
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| Agenda | 933987375 - Management | ||||||||||||||
| Record Date |
| 07-Apr-2014 |
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| Holding Recon Date | 07-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 03-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | BARBARA M. BAUMANN |
|
| For | For |
| None | |||||||||||||
|
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| 2 | JOHN E. BETHANCOURT |
|
| For | For |
| None | |||||||||||||
|
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| 3 | ROBERT H. HENRY |
|
| For | For |
| None | |||||||||||||
|
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| 4 | JOHN A. HILL |
|
| For | For |
| None | |||||||||||||
|
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| 5 | MICHAEL M. KANOVSKY |
|
| For | For |
| None | |||||||||||||
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| 6 | ROBERT A. MOSBACHER, JR |
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| For | For |
| None | |||||||||||||
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| 7 | J. LARRY NICHOLS |
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| For | For |
| None | |||||||||||||
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| 8 | DUANE C. RADTKE |
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| For | For |
| None | |||||||||||||
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| 9 | MARY P. RICCIARDELLO |
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| For | For |
| None | |||||||||||||
|
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| 10 | JOHN RICHELS |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Political/Government |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCECAPITAL IBALANCEDSTOCK FUND | 510033482460 | FIFTH THIRDBANK | 11,600 | 0 | 02-Jun-2014 | 02-Jun-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 2,370 | 0 | 02-Jun-2014 | 02-Jun-2014 | ||||||||||||||
| SCIENCE APPLICATIONS INTERNATIONAL CORP | ||||||||||||||||||||||
| Security |
| 808625107 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| SAIC |
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| Meeting Date | 04-Jun-2014 |
| |||||||||||||
| ISIN |
| US8086251076 |
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| Agenda | 933993518 - Management | ||||||||||||||
| Record Date |
| 09-Apr-2014 |
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| Holding Recon Date | 09-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 03-Jun-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
| Management | 1 Year | For |
| None | |||||||||||||||
| 5. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account Number |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 21,000 | 0 | 02-Jun-2014 | 02-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 8,600 | 0 | 02-Jun-2014 | 02-Jun-2014 | ||||||||||||||
| EQUINIX, INC. | ||||||||||||||||||||||
| Security |
| 29444U502 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| EQIX |
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| Meeting Date | 04-Jun-2014 |
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| ISIN |
| US29444U5020 |
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| Agenda | 934012232 - Management | ||||||||||||||
| Record Date |
| 21-Apr-2014 |
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| Holding Recon Date | 21-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 03-Jun-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | THOMAS BARTLETT |
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| For | For |
| None | |||||||||||||
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| 2 | GARY HROMADKO |
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| For | For |
| None | |||||||||||||
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| 3 | SCOTT KRIENS |
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| For | For |
| None | |||||||||||||
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| 4 | WILLIAM LUBY |
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| For | For |
| None | |||||||||||||
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| 5 | IRVING LYONS, III |
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| For | For |
| None | |||||||||||||
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| 6 | CHRISTOPHER PAISLEY |
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| For | For |
| None | |||||||||||||
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| 7 | STEPHEN SMITH |
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| For | For |
| None | |||||||||||||
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| 8 | PETER VAN CAMP |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 5. | Amend Employee Stock Purchase Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 4,200 | 0 | 02-Jun-2014 | 02-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCECAPITAL IBALANCEDSTOCK FUND | 510033482460 | FIFTH THIRDBANK | 1,700 | 0 | 02-Jun-2014 | 02-Jun-2014 | ||||||||||||||
| UTI WORLDWIDE INC. | ||||||||||||||||||||||
| Security |
| G87210103 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| UTIW |
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| Meeting Date | 09-Jun-2014 |
| |||||||||||||
| ISIN |
| VGG872101032 |
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| Agenda | 934018614 - Management | ||||||||||||||
| Record Date |
| 01-May-2014 |
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| Holding Recon Date | 01-May-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 06-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4 | Stock Conversion |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 73,400 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 30,100 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| AUTODESK, INC. | ||||||||||||||||||||||
| Security |
| 052769106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ADSK |
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| Meeting Date | 10-Jun-2014 |
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| ISIN |
| US0527691069 |
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| Agenda | 933993568 - Management | ||||||||||||||
| Record Date |
| 11-Apr-2014 |
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| Holding Recon Date | 11-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 09-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4 | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 19,700 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 4,100 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| GENERAL MOTORS COMPANY | ||||||||||||||||||||||
| Security |
| 37045V100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| GM |
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| Meeting Date | 10-Jun-2014 |
| |||||||||||||
| ISIN |
| US37045V1008 |
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| Agenda | 934003409 - Management | ||||||||||||||
| Record Date |
| 11-Apr-2014 |
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| Holding Recon Date | 11-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 09-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
| Management | 1 Year | For |
| None | |||||||||||||||
| 5. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 6. | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 7. | S/H Proposal - Adopt Cumulative Voting |
| Shareholder | Against | For |
| None | |||||||||||||||
| 8. | S/H Proposal - Establish Independent Chairman |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 29,600 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 6,100 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| HOSPITALITY PROPERTIES TRUST | ||||||||||||||||||||||
| Security |
| 44106M102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| HPT |
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| Meeting Date | 10-Jun-2014 |
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| ISIN |
| US44106M1027 |
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| Agenda | 934006847 - Management | ||||||||||||||
| Record Date |
| 10-Mar-2014 |
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| Holding Recon Date | 10-Mar-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 09-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Corporate Governance |
| Shareholder | Abstain |
|
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 29,000 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 11,700 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| AMC NETWORKS INC | ||||||||||||||||||||||
| Security |
| 00164V103 |
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|
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| AMCX |
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|
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| Meeting Date | 10-Jun-2014 |
| |||||||||||||
| ISIN |
| US00164V1035 |
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| Agenda | 934008233 - Management | ||||||||||||||
| Record Date |
| 14-Apr-2014 |
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| Holding Recon Date | 14-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 09-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/AgainstManagement | Preferred ProviderRecommendation | |||||||||||||||
| 1. | Election of Directors |
| Management |
|
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| |||||||||||
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| 1 | NEIL M. ASHE |
|
| For | For |
| None | |||||||||||||
|
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| 2 | JONATHAN F. MILLER |
|
| For | For |
| None | |||||||||||||
|
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| 3 | ALAN D. SCHWARTZ |
|
| For | For |
| None | |||||||||||||
|
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| 4 | LEONARD TOW |
|
| For | For |
| None | |||||||||||||
|
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| 5 | CARL E. VOGEL |
|
| For | For |
| None | |||||||||||||
|
|
| 6 | ROBERT C. WRIGHT |
|
| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 10,600 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,300 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| NOBLE CORPORATION | ||||||||||||||||||||||
| Security |
| G65431101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| NE |
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| Meeting Date | 10-Jun-2014 |
| |||||||||||||
| ISIN |
| GB00BFG3KF26 |
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| Agenda | 934022978 - Management | ||||||||||||||
| Record Date |
| 25-Apr-2014 |
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| Holding Recon Date | 25-Apr-2014 |
| |||||||||||||
| City / | Country |
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| / | United States |
| Vote Deadline Date | 09-Jun-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 3. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 5. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 6. | Approve Remuneration of Directors and Auditors |
| Management | For | For |
| None | |||||||||||||||
| 7. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 8. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 9. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 10. | Approve Charter Amendment |
| Management | For | For |
| None | |||||||||||||||
| 11. | Declassify Board |
| Management | For | For |
| None | |||||||||||||||
| Account |
|
| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 23,800 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 4,900 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| DICK'S SPORTING GOODS, INC. | ||||||||||||||||||||||
| Security |
| 253393102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DKS |
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| Meeting Date | 11-Jun-2014 |
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| ISIN |
| US2533931026 |
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| Agenda | 933990221 - Management | ||||||||||||||
| Record Date |
| 14-Apr-2014 |
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| Holding Recon Date | 14-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 10-Jun-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1 | Election of Directors |
| Management |
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| 1 | JACQUALYN A. FOUSE |
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| For | For |
| None | |||||||||||||
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| 2 | LAWRENCE J. SCHORR |
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| For | For |
| None | |||||||||||||
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| 3 | EDWARD W. STACK |
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| For | For |
| None | |||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| AccountNumber |
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| Account Name |
| InternalAccount | Custodian | Ballot Shares |
| UnavailableShares |
| VoteDate | DateConfirmed | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 14,200 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 5,800 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| SCIENTIFIC GAMES CORPORATION | ||||||||||||||||||||||
| Security |
| 80874P109 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| SGMS |
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| Meeting Date | 11-Jun-2014 |
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| ISIN |
| US80874P1093 |
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| Agenda | 934006645 - Management | ||||||||||||||
| Record Date |
| 16-Apr-2014 |
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| Holding Recon Date | 16-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 10-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | RONALD O. PERELMAN |
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| For | For |
| None | |||||||||||||
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| 2 | DAVID L. KENNEDY |
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| For | For |
| None | |||||||||||||
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| 3 | PETER A. COHEN |
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| For | For |
| None | |||||||||||||
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| 4 | GERALD J. FORD |
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| For | For |
| None | |||||||||||||
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| 5 | PAUL M. MEISTER |
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| For | For |
| None | |||||||||||||
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| 6 | DEBRA G. PERELMAN |
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| For | For |
| None | |||||||||||||
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| 7 | MICHAEL J. REGAN |
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| For | For |
| None | |||||||||||||
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| 8 | BARRY F. SCHWARTZ |
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| For | For |
| None | |||||||||||||
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| 9 | FRANCES F. TOWNSEND |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 54,600 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 22,400 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| MENTOR GRAPHICS CORPORATION | ||||||||||||||||||||||
| Security |
| 587200106 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| MENT |
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| Meeting Date | 11-Jun-2014 |
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| ISIN |
| US5872001061 |
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| Agenda | 934017927 - Management | ||||||||||||||
| Record Date |
| 07-Apr-2014 |
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| Holding Recon Date | 07-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 10-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | KEITH L. BARNES |
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| For | For |
| None | |||||||||||||
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| 2 | SIR PETER L. BONFIELD |
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| For | For |
| None | |||||||||||||
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| 3 | GREGORY K. HINCKLEY |
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| For | For |
| None | |||||||||||||
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| 4 | J. DANIEL MCCRANIE |
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| For | For |
| None | |||||||||||||
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| 5 | PATRICK B. MCMANUS |
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| For | For |
| None | |||||||||||||
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| 6 | WALDEN C. RHINES |
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| For | For |
| None | |||||||||||||
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| 7 | DAVID S. SCHECHTER |
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| For | For |
| None | |||||||||||||
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| 8 | JEFFREY M. STAFEIL |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | S/H Proposal - Election of Directors By Majority |
| Shareholder | For | For |
| None | |||||||||||||||
| 4. | Amend Omnibus Stock Option Plan |
| Management | For | For |
| None | |||||||||||||||
| 5. | Amend Employee Stock Purchase Plan |
| Management | For | For |
| None | |||||||||||||||
| 6. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 35,200 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 14,400 | 0 | 06-Jun-2014 | 06-Jun-2014 | ||||||||||||||
| INTERDIGITAL, INC. | ||||||||||||||||||||||
| Security |
| 45867G101 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| IDCC |
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| Meeting Date | 12-Jun-2014 |
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| ISIN |
| US45867G1013 |
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| Agenda | 933992174 - Management | ||||||||||||||
| Record Date |
| 15-Apr-2014 |
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| Holding Recon Date | 15-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 11-Jun-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management |
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| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management |
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| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management |
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| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management |
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| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management |
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| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management |
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| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management |
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| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management |
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| None | |||||||||||||||
| 2. | Approve Stock Compensation Plan |
| Management |
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| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management |
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| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management |
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| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 26,800 | 0 |
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| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 11,000 | 0 |
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| JARDEN CORPORATION | ||||||||||||||||||||||
| Security |
| 471109108 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| JAH |
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| Meeting Date | 12-Jun-2014 |
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| ISIN |
| US4711091086 |
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| Agenda | 933999394 - Management | ||||||||||||||
| Record Date |
| 21-Apr-2014 |
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| Holding Recon Date | 21-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 11-Jun-2014 |
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| SEDOL(s) |
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| Quick Code |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | RICHARD J. HECKMANN |
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| None | |||||||||||||
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| 2 | IRWIN D. SIMON |
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| None | |||||||||||||
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| 3 | WILLIAM J. GRANT |
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| None | |||||||||||||
| 2. | Declassify Board |
| Management |
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| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management |
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| None | |||||||||||||||
| 4. | 14A Executive Compensation |
| Management |
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| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 13,200 | 0 |
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| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 5,300 | 0 |
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| FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||||||||||||||||||
| Security |
| 35671D857 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| FCX |
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| Meeting Date | 17-Jun-2014 |
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| ISIN |
| US35671D8570 |
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| Agenda | 933999180 - Management | ||||||||||||||
| Record Date |
| 21-Apr-2014 |
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| Holding Recon Date | 21-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 16-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1 | Election of Directors |
| Management |
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| 1 | RICHARD C. ADKERSON |
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| For | For |
| None | |||||||||||||
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| 2 | ROBERT J. ALLISON, JR. |
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| For | For |
| None | |||||||||||||
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| 3 | ALAN R. BUCKWALTER, III |
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| For | For |
| None | |||||||||||||
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| 4 | ROBERT A. DAY |
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| For | For |
| None | |||||||||||||
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| 5 | JAMES C. FLORES |
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| For | For |
| None | |||||||||||||
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| 6 | GERALD J. FORD |
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| For | For |
| None | |||||||||||||
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| 7 | THOMAS A. FRY, III |
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| For | For |
| None | |||||||||||||
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| 8 | H. DEVON GRAHAM, JR. |
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| For | For |
| None | |||||||||||||
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| 9 | LYDIA H. KENNARD |
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| For | For |
| None | |||||||||||||
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| 10 | CHARLES C. KRULAK |
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| For | For |
| None | |||||||||||||
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| 11 | BOBBY LEE LACKEY |
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| For | For |
| None | |||||||||||||
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| 12 | JON C. MADONNA |
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| For | For |
| None | |||||||||||||
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| 13 | DUSTAN E. MCCOY |
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| For | For |
| None | |||||||||||||
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| 14 | JAMES R. MOFFETT |
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| For | For |
| None | |||||||||||||
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| 15 | STEPHEN H. SIEGELE |
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| For | For |
| None | |||||||||||||
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| 16 | FRANCES FRAGOS TOWNSEND |
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| For | For |
| None | |||||||||||||
| 2 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4 | Approve Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 5 | S/H Proposal - Environmental |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 32,700 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 6,800 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| ACTAVIS PLC | ||||||||||||||||||||||
| Security |
| G0083B108 |
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| Meeting Type | Special | ||||||||||||||
| Ticker Symbol |
| ACT |
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| Meeting Date | 17-Jun-2014 |
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| ISIN |
| IE00BD1NQJ95 |
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| Agenda | 934017446 - Management | ||||||||||||||
| Record Date |
| 02-May-2014 |
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| Holding Recon Date | 02-May-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 16-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1 | Approve Merger Agreement |
| Management | For | For |
| None | |||||||||||||||
| 2 | Approve Motion to Adjourn Meeting |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,900 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,000 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| CLEAN HARBORS, INC. | ||||||||||||||||||||||
| Security |
| 184496107 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CLH |
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| Meeting Date | 18-Jun-2014 |
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| ISIN |
| US1844961078 |
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| Agenda | 934011684 - Management | ||||||||||||||
| Record Date |
| 21-Apr-2014 |
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| Holding Recon Date | 21-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 17-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | EUGENE BANUCCI |
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| For | For |
| None | |||||||||||||
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| 2 | EDWARD G. GALANTE |
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| For | For |
| None | |||||||||||||
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| 3 | THOMAS J. SHIELDS |
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| For | For |
| None | |||||||||||||
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| 4 | JOHN R. WELCH |
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| For | For |
| None | |||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Amend Stock Compensation Plan |
| Management | For | For |
| None | |||||||||||||||
| 4. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 14,700 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 6,000 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||||||||||||||
| Security |
| 31620R105 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| FNF |
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| Meeting Date | 18-Jun-2014 |
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| ISIN |
| US31620R1059 |
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| Agenda | 934024376 - Management | ||||||||||||||
| Record Date |
| 07-May-2014 |
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| Holding Recon Date | 07-May-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 17-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Approve Reclassification of Common Stock |
| Management | For | For |
| None | |||||||||||||||
| 2. | Approve Reclassification of Common Stock |
| Management | For | For |
| None | |||||||||||||||
| 3. | Stock Conversion |
| Management | For | For |
| None | |||||||||||||||
| 4. | Miscellaneous Corporate Actions |
| Management | For | For |
| None | |||||||||||||||
| 5. | Approve Motion to Adjourn Meeting |
| Management | For | For |
| None | |||||||||||||||
| 6. | Election of Directors |
| Management |
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| 1 | WILLIAM P. FOLEY, II |
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| For | For |
| None | |||||||||||||
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| 2 | DOUGLAS K. AMMERMAN |
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| For | For |
| None | |||||||||||||
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| 3 | THOMAS M. HAGERTY |
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| For | For |
| None | |||||||||||||
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| 4 | PETER O. SHEA, JR. |
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| For | For |
| None | |||||||||||||
| 7. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 8. | Adopt Employee Stock Purchase Plan |
| Management | For | For |
| None | |||||||||||||||
| 9. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 24,600 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 10,100 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| THE CORPORATE EXECUTIVE BOARD COMPANY | ||||||||||||||||||||||
| Security |
| 21988R102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CEB |
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| Meeting Date | 19-Jun-2014 |
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| ISIN |
| US21988R1023 |
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| Agenda | 934010492 - Management | ||||||||||||||
| Record Date |
| 21-Apr-2014 |
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| Holding Recon Date | 21-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 18-Jun-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1. | Election of Directors |
| Management |
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| 1 | THOMAS L. MONAHAN III |
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| For | For |
| None | |||||||||||||
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| 2 | GREGOR S. BAILAR |
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| For | For |
| None | |||||||||||||
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| 3 | STEPHEN M. CARTER |
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| For | For |
| None | |||||||||||||
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| 4 | GORDON J. COBURN |
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| For | For |
| None | |||||||||||||
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| 5 | L. KEVIN COX |
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| For | For |
| None | |||||||||||||
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| 6 | NANCY J. KARCH |
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| For | For |
| None | |||||||||||||
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| 7 | DANIEL O. LEEMON |
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| For | For |
| None | |||||||||||||
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| 8 | JEFFREY R. TARR |
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| For | For |
| None | |||||||||||||
| 2. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 10,400 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 4,300 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| ABERCROMBIE & FITCH CO. | ||||||||||||||||||||||
| Security |
| 002896207 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| ANF |
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| Meeting Date | 19-Jun-2014 |
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| ISIN |
| US0028962076 |
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| Agenda | 934020758 - Management | ||||||||||||||
| Record Date |
| 30-Apr-2014 |
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| Holding Recon Date | 30-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 18-Jun-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | S/H Proposal - Create Threshold as to Number of |
| Shareholder | Against | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Corporate Governance |
| Shareholder | Against | For |
| None | |||||||||||||||
| 6. | S/H Proposal - Performance Based Stock |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 20,100 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 8,200 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| PVH CORP. | ||||||||||||||||||||||
| Security |
| 693656100 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| PVH |
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| Meeting Date | 19-Jun-2014 |
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| ISIN |
| US6936561009 |
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| Agenda | 934026825 - Management | ||||||||||||||
| Record Date |
| 22-Apr-2014 |
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| Holding Recon Date | 22-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 18-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 8,300 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 1,700 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| GAMESTOP CORP. | ||||||||||||||||||||||
| Security |
| 36467W109 |
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| Meeting Type | Annual �� | ||||||||||||||
| Ticker Symbol |
| GME |
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| Meeting Date | 24-Jun-2014 |
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| ISIN |
| US36467W1099 |
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| Agenda | 934015175 - Management | ||||||||||||||
| Record Date |
| 02-May-2014 |
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| Holding Recon Date | 02-May-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 23-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 26,600 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 5,500 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| CHICO'S FAS, INC. | ||||||||||||||||||||||
| Security |
| 168615102 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| CHS |
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| Meeting Date | 26-Jun-2014 |
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| ISIN |
| US1686151028 |
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| Agenda | 934015290 - Management | ||||||||||||||
| Record Date |
| 28-Apr-2014 |
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| Holding Recon Date | 28-Apr-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 25-Jun-2014 |
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| SEDOL(s) |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1.1 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.2 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1.3 | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2 | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 3 | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482437 |
| ADVANCE | 510033482437 | FIFTH THIRD | 56,600 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 23,300 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| DELTA AIR LINES, INC. | ||||||||||||||||||||||
| Security |
| 247361702 |
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| Meeting Type | Annual | ||||||||||||||
| Ticker Symbol |
| DAL |
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| Meeting Date | 27-Jun-2014 |
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| ISIN |
| US2473617023 |
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| Agenda | 934020809 - Management | ||||||||||||||
| Record Date |
| 02-May-2014 |
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| Holding Recon Date | 02-May-2014 |
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| City / | Country |
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| / | United States |
| Vote Deadline Date | 26-Jun-2014 |
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| Item | Proposal |
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| Type | Vote | For/Against | Preferred Provider | |||||||||||||||
| 1A. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1B. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1C. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1D. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1E. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1F. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1G. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1H. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1I. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1J. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1K. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1L. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1M. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 1N. | Election of Directors (Majority Voting) |
| Management | For | For |
| None | |||||||||||||||
| 2. | 14A Executive Compensation |
| Management | For | For |
| None | |||||||||||||||
| 3. | Ratify Appointment of Independent Auditors |
| Management | For | For |
| None | |||||||||||||||
| 4. | Approve Increase in Board Size |
| Management | For | For |
| None | |||||||||||||||
| 5. | S/H Proposal - Executive Compensation |
| Shareholder | Against | For |
| None | |||||||||||||||
| Account |
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| Account Name |
| Internal | Custodian | Ballot Shares |
| Unavailable |
| Vote | Date | ||||||||||
| 510033482460 |
| ADVANCE | 510033482460 | FIFTH THIRD | 29,700 | 0 | 16-Jun-2014 | 16-Jun-2014 | ||||||||||||||
| 510038133811 |
| ADVANCE | 510038133811 | FIFTH THIRD | 6,100 | 0 | 16-Jun-2014 | 16-Jun-2014 |