UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 11, 2011
| SOUTHWALL TECHNOLOGIES INC. |
| (Exact Name Of Registrant As Specified In Its Charter) |
| |
| DELAWARE |
| (State or Other Jurisdiction of Incorporation) |
| 0-15930 | | 94-2551470 |
| (Commission File Number) | | (I.R.S. Employer Identification No.) |
| | | |
| 3788 Fabian Way, Palo Alto, CA | | 94303 |
| (Address of Principal Executive Offices) | | (Zip Code) |
| (650) 962-9111 |
| (Registrant’s Telephone Number, Including Area Code) |
| |
| N/A |
| (Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| £ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| £ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| £ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| £ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders
| | (a) | On May 11, 2011, Southwall Technologies Inc. (the “Registrant”) held its annual meeting of shareholders. |
| | (b) | At the annual meeting, two vote items were acted upon by the shareholders. The number of votes cast for, against, or withheld as to each such matter or nominee, as well as the number of abstentions and broker non-votes as to each such matter or nominee, have been certified and are set forth below: |
| | Vote Item | Nominee | For | Withheld | Non Votes | Uncast |
| | | | | | | |
| 1 | Election of Directors | William A. Berry | 3,836,621 | 11,478 | 1,579,849 | -0- |
| | (All elected) | George I. Boyadjieff | 3,775,495 | 72,604 | 1,579,849 | -0- |
| | | Dennis E. Bunday | 3,795,991 | 52,108 | 1,579,849 | -0- |
| | | Dennis F. Capovilla | 3,838,909 | 9,190 | 1,579,849 | -0- |
| | | R. Eugene Goodson | 3,834,421 | 13,678 | 1,579,849 | -0- |
| | | Andre R. Horn | 3,836,421 | 11,678 | 1,579,849 | -0- |
| | | Jami K. Dover Nachtsheim | 3,771,835 | 76,264 | 1,579,849 | -0- |
| | | Peter E. Salas | 3,836,110 | 11,989 | 1,579,849 | -0- |
| | | For | Against | Abstain | Non-Votes | Uncast |
| | | | | | | |
| 2 | To ratify SingerLewak LLP as independent auditors for 2011. | 5,408,820 | 17,319 | 1,809 | -0- | -0- |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Dated: May 11, 2011 | SOUTHWALL TECHNOLOGIES INC. |
| | | |
| | | |
| | By: | /s/ Dennis F. Capovilla |
| | | Dennis F. Capovilla |
| | | Chief Executive Officer |
