UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-05151 |
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J.P. Morgan Mutual Fund Group |
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(Exact name of registrant as specified in charter) |
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522 Fifth Avenue, New York, | NY 10036 |
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(Address of principal executive offices) | (Zip code) |
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BISYS Fund Services, 3435 Stelzer Road, Columbus, OH 43219 |
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(Name and address of agent for service) |
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Registrant’s telephone number, including area code: | 1-800-348-4782 |
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Date of fiscal year end: | (August 31: JPMorgan Short Term Bond Fund II, JPMorgan Strategic Income Fund, and JPMorgan U.S. Treasury Income Fund) (October 31: JPMorgan Fleming Asia Equity Fund, JPMorgan Fleming Intrepid European Fund, JPMorgan Fleming International Growth Fund, JPMorgan Fleming Japan Fund, and JPMorgan Tax Aware International Opportunities Fund) (December 31: JPMorgan Capital Growth Fund, JPMorgan Dynamic Small Cap Fund, JPMorgan Growth & Income Fund, JPMorgan Select Growth & Income Fund, and JPMorgan Small Cap Equity Fund) |
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Date of reporting period: | July 1, 2003 through June 30, 2004 |
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Item 1. Proxy Voting Record.
FORM N-Px REPORT
ICA File Number: 811-05151
Reporting Period: 07/01/2003 - 06/30/2004
JP Morgan Mutual Fund Group/MA
CAPITAL GROWTH FUND
ACCENTURE LTD BERMUDA
Ticker: | ACN | Security ID: | G1150G111 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Appoint Dennis F. Hightower, William L. Kimsey, Robert I. Lipp, and Wulf von Schimmelmann as Directors | For | For | Management |
2 | Approve KPMG LLP as Independent Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Transact Other Business (Non-Voting) | None | None | Management |
ADOBE SYSTEMS INC.
Ticker: | ADBE | Security ID: | 00724F101 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael R. Cannon | For | For | Management |
1.2 | Elect Director Bruce R. Chizen | For | For | Management |
1.3 | Elect Director James E. Daley | For | For | Management |
1.4 | Elect Director Charles M. Geschke | For | For | Management |
1.5 | Elect Director Delbert W. Yocam | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Expense Stock Options | Against | For | Shareholder |
4 | Adopt a Plocy that will Committ Executives to Hold a Significant Percentage of their Shares | Against | For | Shareholder |
5 | Ratify Auditors | For | For | Management |
1
ADVANCE AUTO PARTS INC
Ticker: | AAP | Security ID: | 00751Y106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lawrence P. Castellani | For | For | Management |
1.2 | Elect Director John C. Brouillard | For | For | Management |
1.3 | Elect Director Gilbert T. Ray | For | For | Management |
1.4 | Elect Director John M. Roth | For | For | Management |
1.5 | Elect Director Carlos A. Saladrigas | For | For | Management |
1.6 | Elect Director William L. Salter | For | For | Management |
1.7 | Elect Director Francesca Spinelli | For | For | Management |
1.8 | Elect Director Nicholas F. Taubman | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
AFFILIATED COMPUTER SERVICES, INC.
Ticker: | ACS | Security ID: | 008190100 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Darwin Deason | For | For | Management |
1.2 | Elect Director Jeffrey A. Rich | For | For | Management |
1.3 | Elect Director Mark A. King | For | For | Management |
1.4 | Elect Director Joseph P. O’Neill | For | For | Management |
1.5 | Elect Director Frank A. Rossi | For | For | Management |
1.6 | Elect Director J. Livingston Kosberg | For | For | Management |
1.7 | Elect Director Dennis McCuistion | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
ALTERA CORP.
Ticker: | ALTR | Security ID: | 021441100 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John P. Daane | For | For | Management |
1.2 | Elect Director Robert W. Reed | For | For | Management |
1.3 | Elect Director Charles M. Clough | For | For | Management |
1.4 | Elect Director Robert J. Finocchio Jr | For | For | Management |
1.5 | Elect Director Kevin Mcgarity | For | For | Management |
1.6 | Elect Director Paul Newhagen | For | For | Management |
1.7 | Elect Director William E. Terry | For | For | Management |
1.8 | Elect Director Susan Wang | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Approve Option Expensing | Against | Against | Shareholder |
2
AMBAC FINANCIAL GROUP, INC.
Ticker: | ABK | Security ID: | 023139108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Phillip B. Lassiter | For | For | Management |
1.2 | Elect Director Michael A. Callen | For | For | Management |
1.3 | Elect Director Renso L. Caporali | For | For | Management |
1.4 | Elect Director Jill M. Considine | For | For | Management |
1.5 | Elect Director Richard Dulude | For | For | Management |
1.6 | Elect Director Robert J. Genader | For | For | Management |
1.7 | Elect Director W. Grant Gregory | For | For | Management |
1.8 | Elect Director Laura S. Unger | For | For | Management |
1.9 | Elect Director Henry D. G. Wallace | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
AMPHENOL CORP.
Ticker: | APH | Security ID: | 032095101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew E. Lietz | For | For | Management |
1.2 | Elect Director Martin H. Loeffler | For | For | Management |
1.3 | Elect Director Michael W. Michelson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
APPLE COMPUTER, INC.
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William V. Campbell | For | For | Management |
1.2 | Elect Director Millard S. Drexler | For | For | Management |
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management |
1.4 | Elect Director Steven P. Jobs | For | For | Management |
1.5 | Elect Director Arthur D. Levinson | For | For | Management |
1.6 | Elect Director Jerome B. York | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
3
ARROW ELECTRONICS, INC.
Ticker: | ARW | Security ID: | 042735100 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel W. Duval | For | For | Management |
1.2 | Elect Director John N. Hanson | For | For | Management |
1.3 | Elect Director Roger King | For | For | Management |
1.4 | Elect Director Karen Gordon Mills | For | For | Management |
1.5 | Elect Director William E. Mitchell | For | For | Management |
1.6 | Elect Director Stephen C. Patrick | For | For | Management |
1.7 | Elect Director Barry W. Perry | For | For | Management |
1.8 | Elect Director Richard S. Rosenbloom | For | For | Management |
1.9 | Elect Director John C. Waddell | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Other Business | For | For | Management |
BAUSCH & LOMB INC.
Ticker: | BOL | Security ID: | 071707103 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan M. Bennett | For | For | Management |
1.2 | Elect Director Domenico De Sole | For | For | Management |
1.3 | Elect Director Kenneth L. Wolfe | For | For | Management |
1.4 | Elect Director Ronald L. Zarrella | For | For | Management |
2 | Ratify Auditors | For | For | Management |
BEA SYSTEMS, INC.
Ticker: | BEAS | Security ID: | 073325102 |
Meeting Date: | JUL 11, 2003 | Meeting Type: | Annual |
Record Date: | MAY 27, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William T. Coleman III | For | For | Management |
1.2 | Elect Director Dale Crandall | For | For | Management |
1.3 | Elect Director William H. Janeway | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
BEA SYSTEMS, INC.
Ticker: | BEAS | Security ID: | 073325102 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dean O. Morton | For | Withhold | Management |
1.2 | Elect Director George Reyes | For | For | Management |
2 | Ratify Auditors | For | Against | Management |
4
BIOGEN IDEC INC
Ticker: | BIIB | Security ID: | 09062X103 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan Belzer | For | For | Management |
1.2 | Elect Director Mary L. Good | For | For | Management |
1.3 | Elect Director James C. Mullen | For | For | Management |
1.4 | Elect Director Bruce R. Ross | For | For | Management |
2 | Ratify Auditors | For | For | Management |
BIOGEN, INC.
Ticker: | BGEN | Security ID: | 090597105 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Special |
Record Date: | SEP 25, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
BMC SOFTWARE, INC.
Ticker: | BMC | Security ID: | 055921100 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 3, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director B. Garland Cupp | For | For | Management |
1.2 | Elect Director Robert E. Beauchamp | For | For | Management |
1.3 | Elect Director Jon E. Barfield | For | For | Management |
1.4 | Elect Director John W. Barter | For | For | Management |
1.5 | Elect Director Meldon K. Gafner | For | For | Management |
1.6 | Elect Director L.W. Gray | For | For | Management |
1.7 | Elect Director Kathleen A. O’Neil | For | For | Management |
1.8 | Elect Director George F. Raymond | For | For | Management |
1.9 | Elect Director Tom C. Tinsley | For | For | Management |
2 | Ratify Auditors | For | For | Management |
5
BOK FINANCIAL CORP.
Ticker: | BOKF | Security ID: | 05561Q201 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Fred Ball, Jr. | For | Withhold | Management |
1.2 | Elect Director Sharon J. Bell | For | For | Management |
1.3 | Elect Director Joseph E. Cappy | For | For | Management |
1.4 | Elect Director Luke R. Corbett | For | For | Management |
1.5 | Elect Director William E. Durrett | For | For | Management |
1.6 | Elect Director Robert G. Greer | For | Withhold | Management |
1.7 | Elect Director David F. Griffin | For | For | Management |
1.8 | Elect Director V. Burns Hargis | For | Withhold | Management |
1.9 | Elect Director E. Carey Joullian, IV | For | For | Management |
1.10 | Elect Director George B. Kaiser | For | Withhold | Management |
1.11 | Elect Director Judith Z. Kishner | For | For | Management |
1.12 | Elect Director David L. Kyle | For | Withhold | Management |
1.13 | Elect Director Robert J. LaFortune | For | For | Management |
1.14 | Elect Director Stanley A. Lybarger | For | Withhold | Management |
1.15 | Elect Director Steven J. Malcolm | For | For | Management |
1.16 | Elect Director Paula Marshall-Chapman | For | For | Management |
1.17 | Elect Director Steven E. Moore | For | Withhold | Management |
1.18 | Elect Director James A. Robinson | For | Withhold | Management |
1.19 | Elect Director L. Francis Rooney, III | For | For | Management |
BROADCOM CORP.
Ticker: | BRCM | Security ID: | 111320107 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George L. Farinsky | For | For | Management |
1.2 | Elect Director John Major | For | For | Management |
1.3 | Elect Director Alan E. Ross | For | For | Management |
1.4 | Elect Director Henry Samueli, Ph.D. | For | For | Management |
1.5 | Elect Director Robert E. Switz | For | For | Management |
1.6 | Elect Director Werner F. Wolfen | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
CAREMARK RX, INC.
Ticker: | CMX | Security ID: | 141705103 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edwin M. Banks | For | For | Management |
1.2 | Elect Director Colleen C. Welch, Ph.D. | For | For | Management |
1.3 | Elect Director Roger L. Headrick | For | For | Management |
1.4 | Elect Director Jean-Pierre Millon | For | For | Management |
CARMAX INC
Ticker: | KMX | Security ID: | 143130102 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith D. Browning | For | For | Management |
1.2 | Elect Director James F. Clingman, Jr. | For | For | Management |
1.3 | Elect Director Hugh G. Robinson | For | For | Management |
1.4 | Elect Director Richard L. Sharp | For | For | Management |
1.5 | Elect Director Thomas G. Stemberg | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
6
CBRL GROUP, INC.
Ticker: | CBRL | Security ID: | 12489V106 |
Meeting Date: | NOV 25, 2003 | Meeting Type: | Annual |
Record Date: | SEP 26, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James D. Carreker | For | Withhold | Management |
1.2 | Elect Director Robert V. Dale | For | Withhold | Management |
1.3 | Elect Director Dan W. Evins | For | For | Management |
1.4 | Elect Director Robert C. Hilton | For | Withhold | Management |
1.5 | Elect Director Charles E. Jones, Jr. | For | For | Management |
1.6 | Elect Director B. F. ‘Jack’ Lowery | For | Withhold | Management |
1.7 | Elect Director Gordon L. Miller | For | For | Management |
1.8 | Elect Director Martha M. Mitchell | For | Withhold | Management |
1.9 | Elect Director Andrea M. Weiss | For | For | Management |
1.10 | Elect Director Jimmie D. White | For | Withhold | Management |
1.11 | Elect Director Michael A. Woodhouse | For | For | Management |
2 | Ratify Auditors | For | Against | Management |
CDW CORP.
Ticker: | CDWC | Security ID: | 12512N105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michelle L. Collins | For | For | Management |
1.2 | Elect Director Casey G. Cowell | For | For | Management |
1.3 | Elect Director John A. Edwardson | For | For | Management |
1.4 | Elect Director Daniel S. Goldin | For | For | Management |
1.5 | Elect Director Donald P. Jacobs | For | For | Management |
1.6 | Elect Director Michael P. Krasny | For | For | Management |
1.7 | Elect Director Terry L. Lengfelder | For | For | Management |
1.8 | Elect Director Susan D. Wellington | For | For | Management |
1.9 | Elect Director Brian E. Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | Against | Management |
CHECKFREE CORP.
Ticker: | CKFR | Security ID: | 162813109 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark A. Johnson | For | For | Management |
1.2 | Elect Director Eugene F. Quinn | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Make Effort to Locate Women and Minorities for Board Nomination | Against | For | Shareholder |
7
CHICO’S FAS, INC.
Ticker: | CHS | Security ID: | 168615102 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Helene B. Gralnick | For | Withhold | Management |
1.2 | Elect Director Verna K. Gibson | For | For | Management |
1.3 | Elect Director Betsy S. Atkins | For | For | Management |
1.4 | Elect Director Scott A. Edmonds | For | Withhold | Management |
2 | Change Range for Size of the Board | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
CINTAS CORP.
Ticker: | CTAS | Security ID: | 172908105 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | AUG 18, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Fix Number of Directors | For | For | Management |
2.1 | Elect Director Richard T. Farmer | For | Withhold | Management |
2.2 | Elect Director Robert J. Kohlhepp | For | For | Management |
2.3 | Elect Director Scott D. Farmer | For | For | Management |
2.4 | Elect Director Paul R. Carter | For | Withhold | Management |
2.5 | Elect Director Gerald V. Dirvin | For | Withhold | Management |
2.6 | Elect Director Robert J. Herbold | For | Withhold | Management |
2.7 | Elect Director Roger L. Howe | For | Withhold | Management |
2.8 | Elect Director David C. Phillips | For | Withhold | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
5 | Establish a Nominating Committee of Independent Directors | Against | For | Shareholder |
6 | Require Majority of Independent Directors on Board | Against | For | Shareholder |
7 | Report on Code of Conduct | Against | Against | Shareholder |
8
COGNOS INC.
Ticker: | CSN. | Security ID: | 19244C109 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 26, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert G. Ashe | For | For | Management |
1.2 | Elect Director John E. Caldwell | For | For | Management |
1.3 | Elect Director Paul D. Damp | For | For | Management |
1.4 | Elect Director Pierre Y. Ducros | For | For | Management |
1.5 | Elect Director Robert W. Korthals | For | For | Management |
1.6 | Elect Director John J. Rando | For | For | Management |
1.7 | Elect Director Bill V. Russell | For | For | Management |
1.8 | Elect Director James M. Tory | For | For | Management |
1.9 | Elect Director Renato Zambonini | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Amend 2003 - 2008 Stock Option Plan | For | For | Management |
4 | Eliminate Class of Preferred Stock | For | For | Management |
COMMERCE BANCORP, INC.
Ticker: | CBH | Security ID: | 200519106 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vernon W. Hill, II | For | For | Management |
1.2 | Elect Director Robert C. Beck | For | For | Management |
1.3 | Elect Director Jack R Bershad | For | For | Management |
1.4 | Elect Director Joseph E. Buckelew | For | For | Management |
1.5 | Elect Director Donald T. Difrancesco | For | For | Management |
1.6 | Elect Director John P. Ferguson | For | For | Management |
1.7 | Elect Director Morton N. Kerr | For | For | Management |
1.8 | Elect Director Steven M. Lewis | For | For | Management |
1.9 | Elect Director George E. Norcross, III | For | For | Management |
1.10 | Elect Director Joseph J. Plumeri, II | For | For | Management |
1.11 | Elect Director Daniel J. Ragone | For | For | Management |
1.12 | Elect Director Wm. A. Schwartz, Jr. | For | For | Management |
1.13 | Elect Director Joseph T. Tarquini, Jr. | For | For | Management |
2 | Approve Stock Option Plan | For | Against | Management |
3 | Increase Authorized Common Stock | For | Against | Management |
4 | Ratify Auditors | For | For | Management |
CORNING INC.
Ticker: | GLW | Security ID: | 219350105 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeremy R. Knowles | For | For | Management |
1.2 | Elect Director Eugene C. Sit | For | For | Management |
1.3 | Elect Director William D. Smithburg | For | For | Management |
1.4 | Elect Director Hansel E. Tookes II | For | For | Management |
1.5 | Elect Director Wendell P. Weeks | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
9
DAVITA INC.
Ticker: | DVA | Security ID: | 23918K108 |
Meeting Date: | MAY 24, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nancy-Ann Deparle | For | For | Management |
1.2 | Elect Director Richard B. Fontaine | For | For | Management |
1.3 | Elect Director Peter T. Grauer | For | For | Management |
1.4 | Elect Director Michele J. Hooper | For | For | Management |
1.5 | Elect Director C. Raymond Larkin, Jr. | For | Withhold | Management |
1.6 | Elect Director John M. Nehra | For | For | Management |
1.7 | Elect Director William L. Roper | For | For | Management |
1.8 | Elect Director Kent J. Thiry | For | For | Management |
DEL MONTE FOODS CO.
Ticker: | DLM | Security ID: | 24522P103 |
Meeting Date: | SEP 12, 2003 | Meeting Type: | Annual |
Record Date: | JUL 18, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Samuel H. Armacost | For | For | Management |
1.2 | Elect Director Terence D. Martin | For | For | Management |
1.3 | Elect Director Richard G. Wolford | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
DOUBLECLICK INC.
Ticker: | DCLK | Security ID: | 258609304 |
Meeting Date: | JUN 7, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas S. Murphy | For | For | Management |
1.2 | Elect Director Mark E. Nunnelly | For | For | Management |
1.3 | Elect Director Kevin J. O’Connor | For | For | Management |
2 | Ratify Auditors | For | For | Management |
DUN & BRADSTREET CORP, THE
Ticker: | DNB | Security ID: | 26483E100 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Alden | For | For | Management |
1.2 | Elect Director Allan Z. Loren | For | For | Management |
1.3 | Elect Director Victor A. Pelson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
10
E.W. SCRIPPS CO. (THE)
Ticker: | SSP | Security ID: | 811054204 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 10, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Galloway | For | For | Management |
1.2 | Elect Director Nicholas B. Paumgarten | For | Withhold | Management |
1.3 | Elect Director Ronald W. Tysoe | For | For | Management |
1.4 | Elect Director Julie A. Wrigley | For | For | Management |
ELECTRONIC ARTS, INC.
Ticker: | ERTS | Security ID: | 285512109 |
Meeting Date: | JUL 31, 2003 | Meeting Type: | Annual |
Record Date: | JUN 4, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M. Richard Asher | For | For | Management |
1.2 | Elect Director William J. Byron | For | For | Management |
1.3 | Elect Director Leonard S. Coleman | For | For | Management |
1.4 | Elect Director Gary M. Kusin | For | For | Management |
1.5 | Elect Director Gregory B. Maffei | For | For | Management |
1.6 | Elect Director Timothy Mott | For | For | Management |
1.7 | Elect Director Lawrence F. Probst III | For | For | Management |
1.8 | Elect Director Linda J. Srere | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
FAIR ISAAC INC.
Ticker: | FIC | Security ID: | 303250104 |
Meeting Date: | FEB 2, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. George Battle | For | For | Management |
1.2 | Elect Director Tony J. Christianson | For | For | Management |
1.3 | Elect Director Thomas G. Grudnowski | For | For | Management |
1.4 | Elect Director Alex W. Hart | For | Withhold | Management |
1.5 | Elect Director Philip G. Heasley | For | Withhold | Management |
1.6 | Elect Director Guy R. Henshaw | For | For | Management |
1.7 | Elect Director David S.P. Hopkins | For | For | Management |
1.8 | Elect Director Margaret L. Taylor | For | Withhold | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
11
FAIRMONT HOTELS & RESORTS
Ticker: | FHR. | Security ID: | 305204109 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 8, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director S. E. Bachand | For | For | Management |
1.2 | Elect Director W. R. Fatt | For | For | Management |
1.3 | Elect Director P. C. Godsoe | For | For | Management |
1.4 | Elect Director M. J. Kowalski | For | For | Management |
1.5 | Elect Director D. P. O’Brien | For | For | Management |
1.6 | Elect Director K. M. Rose | For | For | Management |
1.7 | Elect Director J. L. Sharpe | For | For | Management |
1.8 | Elect Director L. P. Sharpe | For | For | Management |
1.9 | Elect Director R. S. Singer | For | For | Management |
1.10 | Elect Director C. S. Taylor | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Reconfirm Shareholder Rights Plan (Poison Pill) | For | For | Management |
FMC TECHNOLOGIES, INC.
Ticker: | FTI | Security ID: | 30249U101 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Asbjorn Larsen | For | For | Management |
1.2 | Elect Director Joseph H. Netherland | For | For | Management |
1.3 | Elect Director James R. Thompson | For | For | Management |
FOOT LOCKER INC
Ticker: | FL | Security ID: | 344849104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Preston | For | For | Management |
1.2 | Elect Director Matthew D. Serra | For | For | Management |
1.3 | Elect Director Christopher A. Sinclair | For | For | Management |
1.4 | Elect Director Dona D. Young | For | For | Management |
2 | Ratify Auditors | For | For | Management |
GENZYME CORP.
Ticker: | GENZ | Security ID: | 372917104 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas A. Berthiaume | For | For | Management |
1.2 | Elect Director Henry E. Blair | For | For | Management |
1.3 | Elect Director Gail K. Boudreaux | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
5 | Increase Authorized Preferred Stock | For | Against | Management |
6 | Ratify Auditors | For | For | Management |
7 | Limit Awards to Executives | Against | Against | Shareholder |
12
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Berg | For | For | Management |
1.2 | Elect Director Etienne F. Davignon | For | For | Management |
1.3 | Elect Director James M. Denny | For | For | Management |
1.4 | Elect Director John C. Martin | For | For | Management |
1.5 | Elect Director Gordon E. Moore | For | For | Management |
1.6 | Elect Director Nicholas G. Moore | For | For | Management |
1.7 | Elect Director George P. Shultz | For | For | Management |
1.8 | Elect Director Gayle E. Wilson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Increase Authorized Common Stock | For | For | Management |
HARSCO CORP.
Ticker: | HSC | Security ID: | 415864107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director G.D.H. Butler | For | For | Management |
1.2 | Elect Director J.I. Scheiner | For | For | Management |
1.3 | Elect Director R.C. Wilburn | For | For | Management |
2 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
HCC INSURANCE HOLDINGS, INC.
Ticker: | HCC | Security ID: | 404132102 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank J. Bramanti | For | For | Management |
1.2 | Elect Director Patrick B. Collins | For | For | Management |
1.3 | Elect Director James R. Crane | For | For | Management |
1.4 | Elect Director J. Robert Dickerson | For | For | Management |
1.5 | Elect Director Edward H. Ellis, Jr. | For | For | Management |
1.6 | Elect Director James C. Flagg | For | For | Management |
1.7 | Elect Director Allan W. Fulkerson | For | For | Management |
1.8 | Elect Director Walter J. Lack | For | For | Management |
1.9 | Elect Director Michael A.F. Roberts | For | For | Management |
1.10 | Elect Director Stephen L. Way | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
13
HEALTH MANAGEMENT ASSOCIATES, INC.
Ticker: | HMA | Security ID: | 421933102 |
Meeting Date: | FEB 17, 2004 | Meeting Type: | Annual |
Record Date: | DEC 19, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William J. Schoen | For | For | Management |
1.2 | Elect Director Joseph V. Vumbacco | For | For | Management |
1.3 | Elect Director Kent P. Dauten | For | For | Management |
1.4 | Elect Director Donald E. Kiernan | For | For | Management |
1.5 | Elect Director Robert A. Knox | For | For | Management |
1.6 | Elect Director William E. Mayberry, M.D. | For | For | Management |
1.7 | Elect Director William C. Steere, Jr. | For | For | Management |
1.8 | Elect Director Randolph W. Westerfield, Ph.D. | For | For | Management |
HEWITT ASSOCIATES, INC.
Ticker: | HEW | Security ID: | 42822Q100 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael E. Greenlees | For | For | Management |
1.2 | Elect Director James P. Kelly | For | For | Management |
1.3 | Elect Director Steven P. Stanbrook | For | For | Management |
2 | Ratify Auditors | For | For | Management |
HILTON HOTELS CORP.
Ticker: | HLT | Security ID: | 432848109 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. Steven Crown | For | For | Management |
1.2 | Elect Director David Michels | For | For | Management |
1.3 | Elect Director John H. Myers | For | For | Management |
1.4 | Elect Director Donna F. Tuttle | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Approve Incentive Bonus Plan | For | For | Management |
5 | Declassify the Board of Directors | Against | For | Shareholder |
6 | Require Majority of Independent Directors on Board | Against | For | Shareholder |
14
IMCLONE SYSTEMS INC.
Ticker: | IMCL | Security ID: | 45245W109 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew G. Bodnar | For | For | Management |
1.2 | Elect Director William W. Crouse | For | For | Management |
1.3 | Elect Director Vincent T. Devita, Jr. | For | For | Management |
1.4 | Elect Director John A. Fazio | For | For | Management |
1.5 | Elect Director Joseph L. Fischer | For | For | Management |
1.6 | Elect Director David M. Kies | For | For | Management |
1.7 | Elect Director Daniel S. Lynch | For | For | Management |
1.8 | Elect Director William R. Miller | For | For | Management |
1.9 | Elect Director David Sidransky | For | For | Management |
2 | Ratify Auditors | For | For | Management |
INTERNATIONAL GAME TECHNOLOGY
Ticker: | IGT | Security ID: | 459902102 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 2, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director G. Thomas Baker | For | For | Management |
1.2 | Elect Director Neil Barsky | For | For | Management |
1.3 | Elect Director Robert A. Bittman | For | For | Management |
1.4 | Elect Director Richard R. Burt | For | For | Management |
1.5 | Elect Director Leslie S. Heisz | For | For | Management |
1.6 | Elect Director Robert A. Mathewson | For | For | Management |
1.7 | Elect Director Thomas J. Matthews | For | For | Management |
1.8 | Elect Director Robert Miller | For | Withhold | Management |
1.9 | Elect Director Frederick B. Rentschler | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
INTUIT, INC.
Ticker: | INTU | Security ID: | 461202103 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 2, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen M. Bennett | For | For | Management |
1.2 | Elect Director Christopher W. Brody | For | For | Management |
1.3 | Elect Director William V. Campbell | For | For | Management |
1.4 | Elect Director Scott D. Cook | For | For | Management |
1.5 | Elect Director L. John Doerr | For | For | Management |
1.6 | Elect Director Donna L. Dubinsky | For | For | Management |
1.7 | Elect Director Michael R. Hallman | For | For | Management |
1.8 | Elect Director Stratton D. Sclavos | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
15
JABIL CIRCUIT, INC.
Ticker: | JBL | Security ID: | 466313103 |
Meeting Date: | JAN 13, 2004 | Meeting Type: | Annual |
Record Date: | NOV 14, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William D. Morean | For | For | Management |
1.2 | Elect Director Thomas A. Sansone | For | For | Management |
1.3 | Elect Director Timothy L. Main | For | For | Management |
1.4 | Elect Director Lawrence J. Murphy | For | For | Management |
1.5 | Elect Director Mel S. Lavitt | For | For | Management |
1.6 | Elect Director Steven A. Raymund | For | For | Management |
1.7 | Elect Director Frank A. Newman | For | For | Management |
1.8 | Elect Director Laurence S. Grafstein | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
JDS UNIPHASE CORP.
Ticker: | JDSU | Security ID: | 46612J101 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert E. Enos | For | For | Management |
1.2 | Elect Director Peter A. Guglielmi | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
KLA-TENCOR CORP.
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.a | Elect Director H. Raymond Bingham | For | For | Management |
1.b | Elect Director Robert T. Bond | For | For | Management |
1.c | Elect Director Richard J. Elkus, Jr. | For | For | Management |
1.d | Elect Director Michael E. Marks | For | For | Management |
2 | Ratify Auditors | For | For | Management |
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: | LH | Security ID: | 50540R409 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas P. Mac Mahon | For | For | Management |
1.2 | Elect Director Jean-Luc Belingard | For | For | Management |
1.3 | Elect Director Wendy E. Lane | For | For | Management |
1.4 | Elect Director R.E. Mittelstaedt, Jr. | For | For | Management |
1.5 | Elect Director Andrew G. Wallace, M.D. | For | For | Management |
1.6 | Elect Director M. Keith Weikel | For | For | Management |
1.7 | Elect Director Craig M. Watson | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
16
LENNAR CORP.
Ticker: | LEN | Security ID: | 526057104 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | Annual |
Record Date: | FEB 5, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Irving Bolotin | For | Withhold | Management |
1.2 | Elect Director R. Kirk Landon | For | For | Management |
1.3 | Elect Director Donna E. Shalala | For | For | Management |
2 | Other Business | For | For | Management |
LEXMARK INTERNATIONAL, INC.
Ticker: | LXK | Security ID: | 529771107 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank T. Cary | For | For | Management |
1.2 | Elect Director Paul J. Curlander | For | For | Management |
1.3 | Elect Director Martin D. Walker | For | For | Management |
1.4 | Elect Director James F. Hardymon | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
LUCENT TECHNOLOGIES INC.
Ticker: | LU | Security ID: | 549463107 |
Meeting Date: | FEB 18, 2004 | Meeting Type: | Annual |
Record Date: | DEC 22, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Karl J. Krapek | For | For | Management |
1.2 | Elect Director Patricia F. Russo | For | For | Management |
1.3 | Elect Director Henry B. Schacht | For | For | Management |
1.4 | Elect Director Franklin A. Thomas | For | For | Management |
2 | Declassify the Board of Directors and Amend Director Removal Provision | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Approve Reverse Stock Split | For | For | Management |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
6 | Prohibit Awards to Executives | Against | Against | Shareholder |
17
M & T BANK CORP.
Ticker: | MTB | Security ID: | 55261F104 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Allyn | For | For | Management |
1.2 | Elect Director Brent D. Baird | For | For | Management |
1.3 | Elect Director Robert J. Bennett | For | For | Management |
1.4 | Elect Director C. Angela Bontempo | For | For | Management |
1.5 | Elect Director Robert T. Brady | For | For | Management |
1.6 | Elect Director Emerson L. Brumback | For | For | Management |
1.7 | Elect Director Michael D. Buckley | For | For | Management |
1.8 | Elect Director Patrick J. Callan | For | For | Management |
1.9 | Elect Director R. Carlos Carballada | For | For | Management |
1.10 | Elect Director T. Jefferson Cunningham III | For | For | Management |
1.11 | Elect Director Donald Devorris | For | For | Management |
1.12 | Elect Director Richard E. Garman | For | Withhold | Management |
1.13 | Elect Director James V. Glynn | For | For | Management |
1.14 | Elect Director Derek C. Hathaway | For | For | Management |
1.15 | Elect Director Daniel R. Hawbaker | For | For | Management |
1.16 | Elect Director Patrick W.E. Hodgson | For | For | Management |
1.17 | Elect Director Gary Kennedy | For | For | Management |
1.18 | Elect Director Richard G. King | For | For | Management |
1.19 | Elect Director Reginald B. Newman, II | For | For | Management |
1.20 | Elect Director Jorge G. Pereira | For | For | Management |
1.21 | Elect Director Michael P. Pinto | For | For | Management |
1.22 | Elect Director Robert E. Sadler, Jr. | For | For | Management |
1.23 | Elect Director Eugene J. Sheehy | For | For | Management |
1.24 | Elect Director Stephen G. Sheetz | For | For | Management |
1.25 | Elect Director Herbert L. Washington | For | For | Management |
1.26 | Elect Director Robert G. Wilmers | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MACROMEDIA, INC.
Ticker: | MACR | Security ID: | 556100105 |
Meeting Date: | JUL 24, 2003 | Meeting Type: | Annual |
Record Date: | MAY 27, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert K. Burgess | For | For | Management |
1.2 | Elect Director John (Ian) Giffen | For | Withhold | Management |
1.3 | Elect Director William H. Harris, Jr. | For | For | Management |
1.4 | Elect Director Robert A. Kotick | For | For | Management |
1.5 | Elect Director Donald L. Lucas | For | For | Management |
1.6 | Elect Director Timothy O’Reilly | For | For | Management |
1.7 | Elect Director William B. Welty | For | For | Management |
2 | Approve Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
18
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: | MXIM | Security ID: | 57772K101 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Bergman | For | For | Management |
1.2 | Elect Director John F. Gifford | For | Withhold | Management |
1.3 | Elect Director B. Kipling Hagopian | For | For | Management |
1.4 | Elect Director M. D. Sampels | For | For | Management |
1.5 | Elect Director A. R. Frank Wazzan | For | For | Management |
2 | Amend Stock Option Plan | For | Against | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
MEDICIS PHARMACEUTICAL CORP.
Ticker: | MRX | Security ID: | 584690309 |
Meeting Date: | NOV 19, 2003 | Meeting Type: | Annual |
Record Date: | OCT 10, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur G. Altschul, Jr. | For | Withhold | Management |
1.2 | Elect Director Philip S. Schein, M.D. | For | Withhold | Management |
2 | Increase Authorized Common Stock | For | Against | Management |
3 | Ratify Auditors | For | Against | Management |
MEMC ELECTRONIC MATERIALS, INC.
Ticker: | WFR | Security ID: | 552715104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John Marren | For | Withhold | Management |
1.2 | Elect Director William E. Stevens | For | For | Management |
1.3 | Elect Director William D. Watkins | For | For | Management |
1.4 | Elect Director James B. Williams | For | Withhold | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | DEC 10, 2003 | Meeting Type: | Special |
Record Date: | OCT 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Stock Option Plan | For | Against | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
19
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Amnon Landan | For | For | Management |
1.2 | Elect Director Igal Kohavi | For | For | Management |
1.3 | Elect Director Clyde Ostler | For | For | Management |
1.4 | Elect Director Yair Shamir | For | For | Management |
1.5 | Elect Director Giora Yaron | For | For | Management |
1.6 | Elect Director Anthony Zingale | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MICROCHIP TECHNOLOGY, INC.
Ticker: | MCHP | Security ID: | 595017104 |
Meeting Date: | AUG 15, 2003 | Meeting Type: | Annual |
Record Date: | JUN 20, 2003 |
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|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steve Sanghi | For | For | Management |
1.2 | Elect Director Albert J. Hugo-Martinez | For | For | Management |
1.3 | Elect Director L.B. Day | For | For | Management |
1.4 | Elect Director Matthew W. Chapman | For | For | Management |
1.5 | Elect Director Wade F. Meyercord | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
MILLENNIUM PHARMACEUTICALS, INC.
Ticker: | MLNM | Security ID: | 599902103 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles J. Homcy, M.D. | For | For | Management |
1.2 | Elect Director Raju S. Kucherlapati, Ph.D. | For | For | Management |
1.3 | Elect Director Eric S. Lander, Ph.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
NABORS INDUSTRIES, LTD.
Ticker: | NBR | Security ID: | G6359F103 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Payne | For | For | Management |
1.2 | Elect Director Hans W. Schmidt | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION OF INCORPORATION FROM BERMUDA TO DELAWARE. | Against | Against | Management |
20
NBTY, INC.
Ticker: | NTY | Security ID: | 628782104 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur Rudolph | For | For | Management |
1.2 | Elect Director Glenn Cohen | For | For | Management |
1.3 | Elect Director Michael L. Ashner | For | For | Management |
1.4 | Elect Director Michael C. Slade | For | For | Management |
2 | Ratify Auditors | For | For | Management |
NETWORK APPLIANCE, INC.
Ticker: | NTAP | Security ID: | 64120L104 |
Meeting Date: | SEP 2, 2003 | Meeting Type: | Annual |
Record Date: | JUL 7, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel J. Warmenhoven | For | For | Management |
1.2 | Elect Director Donald T. Valentine | For | For | Management |
1.3 | Elect Director Sanjiv Ahuja | For | For | Management |
1.4 | Elect Director Carol A. Bartz | For | For | Management |
1.5 | Elect Director Michael R. Hallman | For | For | Management |
1.6 | Elect Director Nicholas G. Moore | For | For | Management |
1.7 | Elect Director Dr. Sachio Semmoto | For | For | Management |
1.8 | Elect Director Robert T. Wall | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Other Business | For | For | Management |
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith J. Bane | For | For | Management |
1.2 | Elect Director V. Janet Hill | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
21
NEXTEL PARTNERS, INC.
Ticker: | NXTP | Security ID: | 65333F107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Adam Aron | For | For | Management |
1.2 | Elect Director John Chapple | For | For | Management |
1.3 | Elect Director Steven B. Dodge | For | For | Management |
1.4 | Elect Director Timothy Donahue | For | For | Management |
1.5 | Elect Director Caroline H. Rapking | For | For | Management |
1.6 | Elect Director James N. Perry, Jr. | For | For | Management |
1.7 | Elect Director Dennis M. Weibling | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Stock Option Plan | For | Against | Management |
4 | Increase Authorized Common Stock | For | For | Management |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | For | Against | Management |
NOVELLUS SYSTEMS, INC.
Ticker: | NVLS | Security ID: | 670008101 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard S. Hill | For | For | Management |
1.2 | Elect Director Neil R. Bonke | For | For | Management |
1.3 | Elect Director Youssef A. El-Mansy | For | For | Management |
1.4 | Elect Director J. David Litster | For | For | Management |
1.5 | Elect Director Yoshio Nishi | For | For | Management |
1.6 | Elect Director Glen G. Possley | For | For | Management |
1.7 | Elect Director Ann D. Rhoads | For | For | Management |
1.8 | Elect Director William R. Spivey | For | For | Management |
1.9 | Elect Director Delbert A. Whitaker | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Provision of Non-Audit Services by Independent Auditors | Against | Against | Shareholder |
4 | Limit Executive Compensation | Against | Against | Shareholder |
OMNICARE, INC.
Ticker: | OCR | Security ID: | 681904108 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward L. Hutton | For | For | Management |
1.2 | Elect Director Joel F. Gemunder | For | For | Management |
1.3 | Elect Director Charles H. Erhart, Jr. | For | For | Management |
1.4 | Elect Director David W. Froesel, Jr. | For | For | Management |
1.5 | Elect Director Sandra E. Laney | For | For | Management |
1.6 | Elect Director Andrea R. Lindell, DNSc, RN | For | For | Management |
1.7 | Elect Director Sheldon Margen, M.D. | For | For | Management |
1.8 | Elect Director John H. Timoney | For | For | Management |
1.9 | Elect Director Amy Wallman | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
22
ORBITZ, INC.
Ticker: | ORBZ | Security ID: | 68556Y100 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Denise K. Fletcher | For | For | Management |
2 | Ratify Auditors | For | For | Management |
OUTBACK STEAKHOUSE, INC.
Ticker: | OSI | Security ID: | 689899102 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Brabson, Jr. | For | For | Management |
1.2 | Elect Director Lee Roy Selmon | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Other Business | For | For | Management |
PAR PHARMACEUTICAL COS INC
Ticker: | PRX | Security ID: | 717125108 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter W. Williams | For | For | Management |
1.2 | Elect Director Mark Auerbach | For | For | Management |
1.3 | Elect Director John D. Abernathy | For | For | Management |
2 | Change Company Name | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
PETSMART
Ticker: | PETM | Security ID: | 716768106 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barbara A. Munder | For | For | Management |
1.2 | Elect Director Thomas G. Stemberg | For | For | Management |
1.3 | Elect Director Nancy J. Pedot | For | For | Management |
1.4 | Elect Director Jeffery W. Yabuki | For | For | Management |
1.5 | Elect Director Rita V. Foley | For | For | Management |
2 | Ratify Auditors | For | For | Management |
23
PIONEER NATURAL RESOURCES CO.
Ticker: | PXD | Security ID: | 723787107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Hartwell Gardner | For | For | Management |
1.2 | Elect Director James L. Houghton | For | For | Management |
1.3 | Elect Director Linda K. Lawson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PMC-SIERRA, INC.
Ticker: | PMCS | Security ID: | 69344F106 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert Bailey | For | For | Management |
1.2 | Elect Director Alexandre Balkanski | For | For | Management |
1.3 | Elect Director Richard Belluzzo | For | For | Management |
1.4 | Elect Director James Diller | For | Withhold | Management |
1.5 | Elect Director Jonathan Judge | For | For | Management |
1.6 | Elect Director William Kurtz | For | For | Management |
1.7 | Elect Director Frank Marshall | For | For | Management |
1.8 | Elect Director Lewis Wilks | For | For | Management |
2 | Ratify Auditors | For | For | Management |
POLARIS INDUSTRIES, INC.
Ticker: | PII | Security ID: | 731068102 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andris A. Baltins | For | Did Not Vote | Management |
1.2 | Elect Director Thomas C. Tiller | For | Did Not Vote | Management |
2 | Approve Executive Incentive Bonus Plan | For | Did Not Vote | Management |
3 | Approve Long Term Incentive Plan | For | Did Not Vote | Management |
4 | Amend Stock Option Plan | For | Did Not Vote | Management |
5 | Other Business | For | Did Not Vote | Management |
24
POLYCOM, INC.
Ticker: | PLCM | Security ID: | 73172K104 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Betsy S. Atkins | For | For | Management |
1.2 | Elect Director John Seely Brown | For | For | Management |
1.3 | Elect Director Robert C. Hagerty | For | For | Management |
1.4 | Elect Director John A. Kelley, Jr. | For | For | Management |
1.5 | Elect Director Michael R. Kourey | For | For | Management |
1.6 | Elect Director Stanley J. Meresman | For | For | Management |
1.7 | Elect Director William A. Owens | For | Withhold | Management |
1.8 | Elect Director Durk I. Jager | For | For | Management |
1.9 | Elect Director Thomas G. Stemberg | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
PRIDE INTERNATIONAL, INC.
Ticker: | PDE | Security ID: | 74153Q102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Barbanell | For | For | Management |
1.2 | Elect Director Paul A. Bragg | For | For | Management |
1.3 | Elect Director David A.B. Brown | For | For | Management |
1.4 | Elect Director J.C. Burton | For | For | Management |
1.5 | Elect Director Jorge E. Estrada | For | For | Management |
1.6 | Elect Director William E. Macaulay | For | For | Management |
1.7 | Elect Director Ralph D. Mcbride | For | Withhold | Management |
1.8 | Elect Director David B. Robson | For | For | Management |
2 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
REGAL ENTERTAINMENT GROUP
Ticker: | RGC | Security ID: | 758766109 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas D. Bell, Jr. | For | For | Management |
1.2 | Elect Director Craig D. Slater | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
25
ROYAL CARIBBEAN CRUISES LTD.
Ticker: | RCL | Security ID: | V7780T103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Tor B. Arneberg | For | For | Management |
1.2 | Elect Director William L. Kimsey | For | For | Management |
1.3 | Elect Director Gert W. Munthe | For | For | Management |
1.4 | Elect Director Thomas J. Pritzker | For | For | Management |
2 | APPROVAL OF THE AMENDED AND RESTATED 2000 STOCK AWARD PLAN. | For | For | Management |
3 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004. | For | For | Management |
RUBY TUESDAY, INC.
Ticker: | RI | Security ID: | 781182100 |
Meeting Date: | OCT 7, 2003 | Meeting Type: | Annual |
Record Date: | AUG 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dr. Donald Ratajczak | For | For | Management |
1.2 | Elect Director Samuel E. Beall, III | For | For | Management |
1.3 | Elect Director Claire L. Arnold | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Report on Impact of Genetically Engineered Foods | Against | Against | Shareholder |
SEPRACOR INC.
Ticker: | SEPR | Security ID: | 817315104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Digby W. Barrios | For | For | Management |
1.2 | Elect Director Alan A. Steigrod | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
SIEBEL SYSTEMS, INC.
Ticker: | SEBL | Security ID: | 826170102 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | APR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Scott Hartz | For | For | Management |
1.2 | Elect Director Charles R. Schwab | For | For | Management |
1.3 | Elect Director George T. Shaheen | For | For | Management |
1.4 | Elect Director John W. White | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Expense Stock Options | Abstain | Against | Shareholder |
26
SILICON LABORATORIES, INC.
Ticker: | SLAB | Security ID: | 826919102 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel A. Artusi | For | For | Management |
1.2 | Elect Director William G. Bock | For | For | Management |
1.3 | Elect Director R. Ted Enloe III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
SKYWEST, INC.
Ticker: | SKYW | Security ID: | 830879102 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerry C. Atkin | For | For | Management |
1.2 | Elect Director J. Ralph Atkin | For | Withhold | Management |
1.3 | Elect Director Steven F. Udvar-Hazy | For | Withhold | Management |
1.4 | Elect Director Ian M. Cumming | For | For | Management |
1.5 | Elect Director W. Steve Albrecht | For | For | Management |
1.6 | Elect Director Mervyn K. Cox | For | For | Management |
1.7 | Elect Director Sidney J. Atkin | For | Withhold | Management |
1.8 | Elect Director Hyrum W. Smith | For | For | Management |
1.9 | Elect Director Robert G. Sarver | For | For | Management |
2 | Ratify Auditors | For | For | Management |
STAPLES, INC.
Ticker: | SPLS | Security ID: | 855030102 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur M. Blank | For | For | Management |
1.2 | Elect Director Gary L. Crittenden | For | For | Management |
1.3 | Elect Director Martin Trust | For | For | Management |
1.4 | Elect Director Paul F. Walsh | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Amend Employee Stock Purchase Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | Against | Shareholder |
7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
8 | Limit Executive Compensation | Against | Against | Shareholder |
9 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
27
STATION CASINOS, INC.
Ticker: | STN | Security ID: | 857689103 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lorenzo J. Fertitta | For | Withhold | Management |
1.2 | Elect Director Blake L. Sartini | For | Withhold | Management |
1.3 | Elect Director James E. Nave, D.V.M. | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Other Business | For | For | Management |
STERIS CORP.
Ticker: | STE | Security ID: | 859152100 |
Meeting Date: | JUL 25, 2003 | Meeting Type: | Annual |
Record Date: | MAY 29, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen R. Hardis | For | Did Not Vote | Management |
1.2 | Elect Director Raymond A. Lancaster | For | Did Not Vote | Management |
1.3 | Elect Director J.B. Richey | For | Did Not Vote | Management |
1.4 | Elect Director Les C. Vinney | For | Did Not Vote | Management |
2 | Declassify the Board of Directors | Against | Did Not Vote | Shareholder |
SYMANTEC CORP.
Ticker: | SYMC | Security ID: | 871503108 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Tania Amochaev | For | Did Not Vote | Management |
1.2 | Elect Director William Coleman | For | Did Not Vote | Management |
1.3 | Elect Director Dr. Per-Kristian Halvorsen | For | Did Not Vote | Management |
1.4 | Elect Director David Mahoney | For | Did Not Vote | Management |
1.5 | Elect Director Robert S. Miller | For | Did Not Vote | Management |
1.6 | Elect Director Bill Owens | For | Did Not Vote | Management |
1.7 | Elect Director George Reyes | For | Did Not Vote | Management |
1.8 | Elect Director Daniel H. Schulman | For | Did Not Vote | Management |
1.9 | Elect Director John W. Thompson | For | Did Not Vote | Management |
2 | Increase Authorized Common Stock | For | Did Not Vote | Management |
3 | Amend Stock Option Plan | For | Did Not Vote | Management |
4 | Approve Executive Incentive Bonus Plan | For | Did Not Vote | Management |
5 | Ratify Auditors | For | Did Not Vote | Management |
28
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 |
Meeting Date: | APR 8, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward C. Bernard | For | For | Management |
1.2 | Elect Director James T. Brady | For | For | Management |
1.3 | Elect Director D. William J. Garrett | For | For | Management |
1.4 | Elect Director Donald B. Hebb, Jr. | For | For | Management |
1.5 | Elect Director James A.C. Kennedy | For | For | Management |
1.6 | Elect Director James S. Riepe | For | For | Management |
1.7 | Elect Director George A. Roche | For | For | Management |
1.8 | Elect Director Brian C. Rogers | For | For | Management |
1.9 | Elect Director Dr. Alfred Sommer | For | For | Management |
1.10 | Elect Director Dwight S. Taylor | For | For | Management |
1.11 | Elect Director Anne Marie Whittemore | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Other Business | For | For | Management |
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: | TTWO | Security ID: | 874054109 |
Meeting Date: | NOV 17, 2003 | Meeting Type: | Special |
Record Date: | OCT 6, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | For | Management |
TALBOTS, INC., THE
Ticker: | TLB | Security ID: | 874161102 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arnold B. Zetcher | For | Withhold | Management |
1.2 | Elect Director John W. Gleeson | For | For | Management |
1.3 | Elect Director Elizabeth T. Kennan | For | For | Management |
1.4 | Elect Director Yoichi Kimura | For | Withhold | Management |
1.5 | Elect Director Motoya Okada | For | Withhold | Management |
1.6 | Elect Director Gary M. Pfeiffer | For | For | Management |
1.7 | Elect Director Susan M. Swain | For | For | Management |
1.8 | Elect Director Toshiji Tokiwa | For | Withhold | Management |
1.9 | Elect Director Isao Tsuruta | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
29
TECH DATA CORP.
Ticker: | TECD | Security ID: | 878237106 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles E. Adair | For | For | Management |
1.2 | Elect Director Maximilian Ardelt | For | For | Management |
1.3 | Elect Director John Y. Williams | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Eliminate Class of Preferred Stock | For | For | Management |
TEMPUR-PEDIC INTL INC
Ticker: | TPX | Security ID: | 88023U101 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert B. Trussell, Jr. | For | For | Management |
1.2 | Elect Director P. Andrews McLane | For | For | Management |
1.3 | Elect Director Jeffrey S. Barber | For | For | Management |
1.4 | Elect Director Tully M. Friedman | For | For | Management |
1.5 | Elect Director Christopher A. Masto | For | For | Management |
1.6 | Elect Director Francis A. Doyle | For | For | Management |
1.7 | Elect Director Nancy F. Koehn | For | For | Management |
2 | Ratify Auditors | For | For | Management |
TIFFANY & CO.
Ticker: | TIF | Security ID: | 886547108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Kowalski | For | For | Management |
1.2 | Elect Director Rose Marie Bravo | For | For | Management |
1.3 | Elect Director William R. Chaney | For | For | Management |
1.4 | Elect Director Samuel L. Hayes III | For | For | Management |
1.5 | Elect Director Abby F. Kohnstamm | For | For | Management |
1.6 | Elect Director Charles K. Marquis | For | For | Management |
1.7 | Elect Director J. Thomas Presby | For | For | Management |
1.8 | Elect Director James E. Quinn | For | For | Management |
1.9 | Elect Director William A. Shutzer | For | For | Management |
2 | Ratify Auditors | For | For | Management |
30
UNIVISION COMMUNICATIONS INC.
Ticker: | UVN | Security ID: | 914906102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. Jerrold Perenchio | For | Withhold | Management |
1.2 | Elect Director Fernando Aguirre | For | For | Management |
1.3 | Elect Director Harold Gaba | For | For | Management |
1.4 | Elect Director Alan F. Horn | For | For | Management |
1.5 | Elect Director John G. Perenchio | For | Withhold | Management |
1.6 | Elect Director Ray Rodriguez | For | Withhold | Management |
1.7 | Elect Director McHenry T. Tichenor, Jr. | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
VARIAN MEDICAL SYSTEMS INC
Ticker: | VAR | Security ID: | 92220P105 |
Meeting Date: | FEB 19, 2004 | Meeting Type: | Annual |
Record Date: | DEC 22, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John Seely Brown | For | For | Management |
1.2 | Elect Director Samuel Hellman | For | For | Management |
1.3 | Elect Director Terry R. Lautenbach | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
VISHAY INTERTECHNOLOGY, INC.
Ticker: | VSH | Security ID: | 928298108 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dr. Felix Zandman | For | Withhold | Management |
1.2 | Elect Director Philippe Gazeau | For | Withhold | Management |
1.3 | Elect Director Zvi Grinfas | For | For | Management |
1.4 | Elect Director Dr. Gerald Paul | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Approve Restricted Stock Plan | For | For | Management |
WELLPOINT HEALTH NETWORKS INC.
Ticker: | WLP | Security ID: | 94973H108 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
31
WENDY’S INTERNATIONAL, INC.
Ticker: | WEN | Security ID: | 950590109 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Janet Hill | For | For | Management |
1.2 | Elect Director Paul D. House | For | For | Management |
1.3 | Elect Director John R. Thompson | For | For | Management |
1.4 | Elect Director J. Randolph Lewis | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
WHOLE FOODS MARKET, INC.
Ticker: | WFMI | Security ID: | 966837106 |
Meeting Date: | MAR 22, 2004 | Meeting Type: | Annual |
Record Date: | JAN 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David W. Dupree | For | For | Management |
1.2 | Elect Director Gabrielle E. Greene | For | For | Management |
1.3 | Elect Director John P. Mackey | For | For | Management |
1.4 | Elect Director Morris J. Siegel | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
XTO ENERGY CORP
Ticker: | XTO | Security ID: | 98385X106 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Phillip R. Kevil | For | Withhold | Management |
1.2 | Elect Director Scott G. Sherman | For | For | Management |
1.3 | Elect Director Bob R. Simpson | For | Withhold | Management |
2 | Increase Authorized Common Stock | For | For | Management |
ZEBRA TECHNOLOGIES CORP.
Ticker: | ZBRA | Security ID: | 989207105 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerhard Cless | For | For | Management |
1.2 | Elect Director Michael A. Smith | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Adopt Charter Language on Board Diversity | Against | Against | Shareholder |
32
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | JUL 22, 2003 | Meeting Type: | Special |
Record Date: | JUN 16, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with an Acquisition | For | Did Not Vote | Management |
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry C. Glasscock | For | Withhold | Management |
1.2 | Elect Director John L. McGoldrick | For | Withhold | Management |
2 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
3 | Ratify Auditors | Against | For | Shareholder |
DYNAMIC SMALL CAP FUND
A.C. MOORE ARTS & CRAFTS, INC.
Ticker: | ACMR | Security ID: | 00086T103 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard J. Bauer | For | For | Management |
1.2 | Elect Director Richard J. Drake | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
ADMINISTAFF, INC.
Ticker: | ASF | Security ID: | 007094105 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jack M. Fields, Jr. | For | For | Management |
1.2 | Elect Director Paul S. Lattanzio | For | For | Management |
1.3 | Elect Director Richard G. Rawson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
33
ADVANCED NEUROMODULATION SYSTEMS, INC.
Ticker: | ANSI | Security ID: | 00757T101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hugh M. Morrison | For | For | Management |
1.2 | Elect Director Robert C. Eberhart, Ph.D. | For | For | Management |
1.3 | Elect Director Michael J. Torma, M.D. | For | For | Management |
1.4 | Elect Director Richard D. Nikolaev | For | For | Management |
1.5 | Elect Director Christopher G. Chavez | For | For | Management |
1.6 | Elect Director Joseph E. Laptewicz | For | For | Management |
1.7 | Elect Director J. Philip McCormick | For | For | Management |
2 | Increase Authorized Common Stock | For | Against | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
AEROPOSTALE, INC
Ticker: | ARO | Security ID: | 007865108 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: | APR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Classify the Board of Directors | For | Against | Management |
2.1 | Elect Director Julian R. Geiger | For | For | Management |
2.2 | Elect Director John S. Mills | For | For | Management |
2.3 | Elect Director Bodil Arlander | For | For | Management |
2.4 | Elect Director Ronald L. Beegle | For | For | Management |
2.5 | Elect Director Mary Elizabeth Burton | For | For | Management |
2.6 | Elect Director Robert B. Chavez | For | For | Management |
2.7 | Elect Director David Edwab | For | For | Management |
2.8 | Elect Director John D. Howard | For | For | Management |
2.9 | Elect Director David B. Vermylen | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
ALLIANT TECHSYSTEMS INC.
Ticker: | ATK | Security ID: | 018804104 |
Meeting Date: | AUG 5, 2003 | Meeting Type: | Annual |
Record Date: | JUN 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frances D. Cook | For | For | Management |
1.2 | Elect Director Gilbert F. Decker | For | For | Management |
1.3 | Elect Director Jonathan G. Guss | For | For | Management |
1.4 | Elect Director Admiral David E. Jeremiah, USN (Ret.) | For | For | Management |
1.5 | Elect Director Admiral Paul David Miller, USN (Ret.) | For | For | Management |
1.6 | Elect Director Daniel J. Murphy, Jr. | For | For | Management |
1.7 | Elect Director General Robert W. RisCassi, USA (Ret.) | For | For | Management |
1.8 | Elect Director Michael T. Smith | For | For | Management |
1.9 | Elect Director William G. Van Dyke | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Space-Based Weapons | Against | Against | Shareholder |
34
AMERICAN STATES WATER COMPANY
Ticker: | AWR | Security ID: | 029899101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jean E. Auer | For | For | Management |
1.2 | Elect Director N.P. Dodge, Jr. | For | For | Management |
1.3 | Elect Director Robert F. Kathol | For | For | Management |
1.4 | Elect Director Lloyd E. Ross | For | For | Management |
2 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
AMPHENOL CORP.
Ticker: | APH | Security ID: | 032095101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew E. Lietz | For | For | Management |
1.2 | Elect Director Martin H. Loeffler | For | For | Management |
1.3 | Elect Director Michael W. Michelson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roger J. Heinen, Jr. | For | For | Management |
1.2 | Elect Director Jacqueline C. Morby | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
35
ARBITRON, INC.
Ticker: | ARB | Security ID: | 03875Q108 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan Aldworth | For | For | Management |
1.2 | Elect Director Erica Farber | For | For | Management |
1.3 | Elect Director Kenneth F. Gorman | For | For | Management |
1.4 | Elect Director Philip Guarascio | For | For | Management |
1.5 | Elect Director Larry E. Kittelberger | For | For | Management |
1.6 | Elect Director Stephen B. Morris | For | For | Management |
1.7 | Elect Director Luis G. Nogales | For | For | Management |
1.8 | Elect Director Lawrence Perlman | For | For | Management |
1.9 | Elect Director Richard A. Post | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
AVOCENT CORPORATION
Ticker: | AVCT | Security ID: | 053893103 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. McAleer | For | For | Management |
1.2 | Elect Director David P. Vieau | For | For | Management |
1.3 | Elect Director Doyle C. Weeks | For | For | Management |
2 | Ratify Auditors | For | For | Management |
C-COR INC
Ticker: | CCBL | Security ID: | 125010108 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | SEP 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Farrell | For | For | Management |
1.2 | Elect Director Rodney M. Royse | For | For | Management |
1.3 | Elect Director Lance T. Shaner | For | For | Management |
1.4 | Elect Director Anthony A. Ibarguen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
CLARCOR, INC.
Ticker: | CLC | Security ID: | 179895107 |
Meeting Date: | MAR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Burgstahler | For | For | Management |
1.2 | Elect Director Paul Donovan | For | For | Management |
1.3 | Elect Director Norman E. Johnson | For | For | Management |
2 | Approve Employee Stock Purchase Plan | For | For | Management |
36
COACH, INC.
Ticker: | COH | Security ID: | 189754104 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 17, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph Ellis | For | For | Management |
1.2 | Elect Director Lew Frankfort | For | For | Management |
1.3 | Elect Director Sally Frame Kasaks | For | For | Management |
1.4 | Elect Director Gary Loveman | For | For | Management |
1.5 | Elect Director Irene Miller | For | For | Management |
1.6 | Elect Director Keith Monda | For | For | Management |
1.7 | Elect Director Michael Murphy | For | For | Management |
CVB FINANCIAL CORP.
Ticker: | CVBF | Security ID: | 126600105 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George A. Borba | For | Withhold | Management |
1.2 | Elect Director John A. Borba | For | Withhold | Management |
1.3 | Elect Director Ronald O. Kruse | For | For | Management |
1.4 | Elect Director John J. LoPorto | For | For | Management |
1.5 | Elect Director James C. Seley | For | For | Management |
1.6 | Elect Director San E. Vaccaro | For | For | Management |
1.7 | Elect Director D. Linn Wiley | For | For | Management |
2 | Ratify Auditors | For | For | Management |
CYMER, INC.
Ticker: | CYMI | Security ID: | 232572107 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles J. Abbe | For | Withhold | Management |
1.2 | Elect Director Robert P. Akins | For | Withhold | Management |
1.3 | Elect Director Edward H. Braun | For | Withhold | Management |
1.4 | Elect Director Michael R. Gaulke | For | Withhold | Management |
1.5 | Elect Director William G. Oldham | For | Withhold | Management |
1.6 | Elect Director Peter J. Simone | For | Withhold | Management |
1.7 | Elect Director Young K. Sohn | For | Withhold | Management |
1.8 | Elect Director Jon D. Tompkins | For | Withhold | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | Against | Management |
37
DIGITAL INSIGHT CORP.
Ticker: | DGIN | Security ID: | 25385P106 |
Meeting Date: | MAY 24, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael R. Hallman | For | For | Management |
1.2 | Elect Director Greg J. Santora | For | For | Management |
2 | Ratify Auditors | For | For | Management |
DSP GROUP, INC.
Ticker: | DSPG | Security ID: | 23332B106 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eliyahu Ayalon | For | For | Management |
1.2 | Elect Director Zvi Limon | For | For | Management |
1.3 | Elect Director Louis Silver | For | For | Management |
2 | Ratify Auditors | For | For | Management |
EAST WEST BANCORP, INC.
Ticker: | EWBC | Security ID: | 27579R104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Julia Gouw | For | For | Management |
1.2 | Elect Director Peggy Cherng | For | For | Management |
2 | Ratify Auditors | For | For | Management |
EDUCATION MANAGEMENT CORP.
Ticker: | EDMC | Security ID: | 28139T101 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | SEP 23, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Atwell | For | For | Management |
1.2 | Elect Director William M. Campbell, III | For | For | Management |
1.3 | Elect Director Friedrich Teroerde | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
38
ENGINEERED SUPPORT SYSTEMS, INC.
Ticker: | EASI | Security ID: | 292866100 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H.T. Bush | For | For | Management |
1.2 | Elect Director Gerald E. Daniels | For | For | Management |
1.3 | Elect Director Ronald W. Davis | For | For | Management |
1.4 | Elect Director S. Lee Kling | For | For | Management |
1.5 | Elect Director General Crosbie E. Saint | For | For | Management |
1.6 | Elect Director Earl W. Wims, Ph.D. | For | Withhold | Management |
2 | Approve Stock Option Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
ETHAN ALLEN INTERIORS INC.
Ticker: | ETH | Security ID: | 297602104 |
Meeting Date: | NOV 17, 2003 | Meeting Type: | Annual |
Record Date: | SEP 26, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Frank G. Wisner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
EVERGREEN RESOURCES, INC.
Ticker: | EVG | Security ID: | 299900308 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Special |
Record Date: | SEP 26, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | For | Management |
FAIR ISAAC INC.
Ticker: | FIC | Security ID: | 303250104 |
Meeting Date: | FEB 2, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. George Battle | For | For | Management |
1.2 | Elect Director Tony J. Christianson | For | For | Management |
1.3 | Elect Director Thomas G. Grudnowski | For | For | Management |
1.4 | Elect Director Alex W. Hart | For | Withhold | Management |
1.5 | Elect Director Philip G. Heasley | For | Withhold | Management |
1.6 | Elect Director Guy R. Henshaw | For | For | Management |
1.7 | Elect Director David S.P. Hopkins | For | For | Management |
1.8 | Elect Director Margaret L. Taylor | For | Withhold | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
39
FEI COMPANY
Ticker: | FEIC | Security ID: | 30241L109 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dr. M.J. Attardo | For | For | Management |
1.2 | Elect Director Wilfred J. Corrigan | For | For | Management |
1.3 | Elect Director Thomas F. Kelly | For | For | Management |
1.4 | Elect Director Dr. William W. Lattin | For | For | Management |
1.5 | Elect Director Jan C. Lobbezoo | For | For | Management |
1.6 | Elect Director Dr. Gerhard Parker | For | For | Management |
1.7 | Elect Director James T. Richardson | For | For | Management |
1.8 | Elect Director Vahe A. Sarkissian | For | For | Management |
1.9 | Elect Director Donald R. VanLuvanee | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
GRACO INC.
Ticker: | GGG | Security ID: | 384109104 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William G. Van Dyke | For | For | Management |
1.2 | Elect Director Mark H. Rauenhorst | For | For | Management |
1.3 | Elect Director J. Kevin Gilligan | For | For | Management |
1.4 | Elect Director R. William Van Sant | For | For | Management |
1.5 | Elect Director Jack W. Eugster | For | For | Management |
2 | Ratify Auditors | For | For | Management |
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: | HAR | Security ID: | 413086109 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward H. Meyer | For | For | Management |
1.2 | Elect Director Gregory P. Stapleton | For | For | Management |
1.3 | Elect Director Stanley A. Weiss | For | For | Management |
2 | Approve Stock Split | For | For | Management |
HAVERTY FURNITURE COMPANIES, INC.
Ticker: | HVT | Security ID: | 419596101 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clarence H. Ridley | For | For | Management |
1.2 | Elect Director John T. Glover | For | For | Management |
1.3 | Elect Director Rawson Haverty, Jr. | For | For | Management |
1.4 | Elect Director Fred L. Schuermann | For | For | Management |
1.5 | Elect Director Ben M. Haverty | For | For | Management |
1.6 | Elect Director Mylle H. Mangum | For | For | Management |
1.7 | Elect Director Clarence H. Smith | For | For | Management |
1.8 | Elect Director Al Trujillo | For | For | Management |
1.9 | Elect Director F.S. Mcgaughey, III | For | For | Management |
1.10 | Elect Director L. Phillip Humann | For | For | Management |
1.11 | Elect Director Terence F. McGuirk | For | For | Management |
1.12 | Elect Director Vicki R. Palmer | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
40
HEARTLAND EXPRESS, INC.
Ticker: | HTLD | Security ID: | 422347104 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Russell A. Gerdin | For | For | Management |
1.2 | Elect Director Richard O. Jacobson | For | For | Management |
1.3 | Elect Director Benjamin J. Allen | For | For | Management |
1.4 | Elect Director Michael J. Gerdin | For | For | Management |
1.5 | Elect Director Lawrence D. Crouse | For | For | Management |
HIBBETT SPORTING GOODS, INC.
Ticker: | HIBB | Security ID: | 428565105 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carl Kirkland | For | For | Management |
1.2 | Elect Director Michael J. Newsome | For | For | Management |
1.3 | Elect Director Thomas A. Saunders, III | For | For | Management |
2 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
HOT TOPIC, INC.
Ticker: | HOTT | Security ID: | 441339108 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Cynthia Cohen | For | For | Management |
1.2 | Elect Director Corrado Federico | For | For | Management |
1.3 | Elect Director W. Scott Hedrick | For | For | Management |
1.4 | Elect Director Elizabeth McLaughlin | For | For | Management |
1.5 | Elect Director Bruce Quinnell | For | For | Management |
1.6 | Elect Director Andrew Schuon | For | For | Management |
2 | Ratify Auditors | For | For | Management |
41
ICU MEDICAL, INC.
Ticker: | ICUI | Security ID: | 44930G107 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George A. Lopez, M.D. | For | For | Management |
1.2 | Elect Director Robert S. Swinney, M.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
IDEXX LABORATORIES, INC.
Ticker: | IDXX | Security ID: | 45168D104 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jonathan W. Ayers | For | For | Management |
1.2 | Elect Director James L. Moody, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
INTEGRA LIFESCIENCES HOLDINGS CORP.
Ticker: | IART | Security ID: | 457985208 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David C. Auth | For | For | Management |
1.2 | Elect Director Keith Bradley | For | For | Management |
1.3 | Elect Director Richard E. Caruso | For | Withhold | Management |
1.4 | Elect Director Stuart M. Essig | For | For | Management |
1.5 | Elect Director Neal Moszkowski | For | For | Management |
1.6 | Elect Director James M. Sullivan | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
INTUITIVE SURGICAL INC
Ticker: | ISRG | Security ID: | 46120E602 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan J. Levy, Ph.D. | For | For | Management |
1.2 | Elect Director Eric H. Halvorson | For | For | Management |
42
INVESTMENT TECHNOLOGY GROUP, INC.
Ticker: | ITG | Security ID: | 46145F105 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J. William Burdett | For | For | Management |
1.2 | Elect Director William I. Jacobs | For | For | Management |
1.3 | Elect Director Raymond L. Killian, Jr. | For | For | Management |
1.4 | Elect Director Robert L. King | For | For | Management |
1.5 | Elect Director Maureen O’Hara | For | For | Management |
1.6 | Elect Director Robert J. Russel | For | For | Management |
1.7 | Elect Director Mark A. Wolfson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
J. JILL GROUP, INC., THE
Ticker: | JILL | Security ID: | 466189107 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brett D. Heffes | For | For | Management |
1.2 | Elect Director Ruth M. Owades | For | For | Management |
1.3 | Elect Director Jonathan P. Ward | For | For | Management |
KNIGHT TRANSPORTATION, INC.
Ticker: | KNGT | Security ID: | 499064103 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin P. Knight | For | Withhold | Management |
1.2 | Elect Director Randy Knight | For | Withhold | Management |
1.3 | Elect Director Michael Garnreiter | For | For | Management |
KRONOS INC.
Ticker: | KRON | Security ID: | 501052104 |
Meeting Date: | FEB 12, 2004 | Meeting Type: | Annual |
Record Date: | DEC 17, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard J. Dumler | For | For | Management |
1.2 | Elect Director Samuel Rubinovitz | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Other Business | For | For | Management |
43
LIN TV CORP.
Ticker: | TVL | Security ID: | 532774106 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William S. Banowsky, Jr | For | For | Management |
1.2 | Elect Director Dr William H Cunningham | For | For | Management |
2 | Establish Range For Board Size | For | For | Management |
3 | Ratify Auditors | For | For | Management |
LINDSAY MANUFACTURING CO.
Ticker: | LNN | Security ID: | 535555106 |
Meeting Date: | JAN 21, 2004 | Meeting Type: | Annual |
Record Date: | DEC 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Howard G. Buffett | For | Withhold | Management |
1.2 | Elect Director William F. Welsh II | For | For | Management |
1.3 | Elect Director Michael C. Nahl | For | For | Management |
2 | Ratify Auditors | For | For | Management |
LITHIA MOTORS, INC.
Ticker: | LAD | Security ID: | 536797103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sidney B. DeBoer | For | For | Management |
1.2 | Elect Director R. Bradford Gray | For | For | Management |
1.3 | Elect Director Gerald F. Taylor | For | For | Management |
1.4 | Elect Director M.L. Dick Heimann | For | For | Management |
1.5 | Elect Director William J. Young | For | For | Management |
1.6 | Elect Director Thomas Becker | For | For | Management |
1.7 | Elect Director Philip J. Romero | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
MAPICS, INC.
Ticker: | MAPX | Security ID: | 564910107 |
Meeting Date: | FEB 11, 2004 | Meeting Type: | Annual |
Record Date: | DEC 16, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward J. Kfoury | For | For | Management |
1.2 | Elect Director Julia B. North | For | For | Management |
44
MARTEK BIOSCIENCES CORP.
Ticker: | MATK | Security ID: | 572901106 |
Meeting Date: | MAR 18, 2004 | Meeting Type: | Annual |
Record Date: | JAN 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas J. MacMaster, Jr. | For | For | Management |
1.2 | Elect Director John H. Mahar | For | For | Management |
1.3 | Elect Director Eugene H. Rotberg | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
MEDICINES COMPANY (THE)
Ticker: | MDCO | Security ID: | 584688105 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Crouse | For | For | Management |
1.2 | Elect Director T. Scott Johnson | For | For | Management |
1.3 | Elect Director David M. Stack | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
MEDICIS PHARMACEUTICAL CORP.
Ticker: | MRX | Security ID: | 584690309 |
Meeting Date: | NOV 19, 2003 | Meeting Type: | Annual |
Record Date: | OCT 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur G. Altschul, Jr. | For | Withhold | Management |
1.2 | Elect Director Philip S. Schein, M.D. | For | Withhold | Management |
2 | Increase Authorized Common Stock | For | Against | Management |
3 | Ratify Auditors | For | Against | Management |
MERIT MEDICAL SYSTEMS, INC.
Ticker: | MMSI | Security ID: | 589889104 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rex C. Bean | For | For | Management |
1.2 | Elect Director Richard Edelman | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
45
MGI PHARMA, INC.
Ticker: | MOGN | Security ID: | 552880106 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew J. Ferrara | For | For | Management |
1.2 | Elect Director Gilla Kaplan, Ph.D. | For | For | Management |
1.3 | Elect Director Edward W. Mehrer | For | For | Management |
1.4 | Elect Director Hugh E. Miller | For | For | Management |
1.5 | Elect Director Leon O. Moulder, Jr. | For | For | Management |
1.6 | Elect Director Lee J. Schroeder | For | For | Management |
1.7 | Elect Director David B. Sharrock | For | Withhold | Management |
1.8 | Elect Director Waneta C. Tuttle, Ph.D. | For | For | Management |
1.9 | Elect Director Arthur L. Weaver, M.D. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
MID ATLANTIC MEDICAL SERVICES, INC.
Ticker: | MME | Security ID: | 59523C107 |
Meeting Date: | FEB 10, 2004 | Meeting Type: | Special |
Record Date: | JAN 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
MOVADO GROUP, INC.
Ticker: | MOV | Security ID: | 624580106 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gedalio Grinberg | For | Withhold | Management |
1.2 | Elect Director Efraim Grinberg | For | Withhold | Management |
1.3 | Elect Director Margaret Hayes-Adame | For | For | Management |
1.4 | Elect Director Richard Cote | For | Withhold | Management |
1.5 | Elect Director Alan H. Howard | For | For | Management |
1.6 | Elect Director Nathan Leventhal | For | For | Management |
1.7 | Elect Director Donald Oresman | For | For | Management |
1.8 | Elect Director Leonard L. Silverstein | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Deferred Compensation Plan | For | For | Management |
4 | Amend Omnibus Stock Plan | For | Against | Management |
5 | Increase Authorized Common Stock | For | Against | Management |
MRO SOFTWARE, INC.
Ticker: | MROI | Security ID: | 55347W105 |
Meeting Date: | MAR 9, 2004 | Meeting Type: | Annual |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen B. Sayre | For | For | Management |
1.2 | Elect Director Alan L. Stanzler | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
46
NATIONAL INSTRUMENTS CORP.
Ticker: | NATI | Security ID: | 636518102 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James J. Truchard | For | For | Management |
1.2 | Elect Director Charles J. Roesslein | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
NBTY, INC.
Ticker: | NTY | Security ID: | 628782104 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur Rudolph | For | For | Management |
1.2 | Elect Director Glenn Cohen | For | For | Management |
1.3 | Elect Director Michael L. Ashner | For | For | Management |
1.4 | Elect Director Michael C. Slade | For | For | Management |
2 | Ratify Auditors | For | For | Management |
NEUROCRINE BIOSCIENCES, INC.
Ticker: | NBIX | Security ID: | 64125C109 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard F. Pops | For | For | Management |
1.2 | Elect Director Stephen A. Sherwin, M.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
NVR, INC.
Ticker: | NVR | Security ID: | 62944T105 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Manuel H. Johnson | For | For | Management |
1.2 | Elect Director David A. Preiser | For | For | Management |
1.3 | Elect Director John M. Toups | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establish Range For Board Size | For | For | Management |
4 | Amend Director Qualifications | For | For | Management |
5 | Amend Bylaws | For | For | Management |
6 | Establish Range For Board Size | For | For | Management |
7 | Amend Bylaws | For | For | Management |
8 | Prepare Sustainability Report | Against | For | Shareholder |
47
O’REILLY AUTOMOTIVE, INC.
Ticker: | ORLY | Security ID: | 686091109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joe C. Greene | For | For | Management |
1.2 | Elect Director Lawrence P. O’Reilly | For | For | Management |
1.3 | Elect Director Rosalie O’Reilly-Wooten | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Elect Director John Murphy | For | For | Management |
4 | Elect Director Ronald Rashkow | For | For | Management |
OCEANEERING INTERNATIONAL, INC.
Ticker: | OII | Security ID: | 675232102 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David S. Hooker | For | For | Management |
1.2 | Elect Director Harris J. Pappas | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ORIENT EXPRESS HOTELS, INC.
Ticker: | OEH | Security ID: | G67743107 |
Meeting Date: | JUN 7, 2004 | Meeting Type: | Annual |
Record Date: | APR 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Campbell | For | Withhold | Management |
1.2 | Elect Director James B. Hurlock | For | For | Management |
1.3 | Elect Director J. Robert Lovejoy | For | For | Management |
1.4 | Elect Director Daniel J. O’Sullivan | For | Withhold | Management |
1.5 | Elect Director Georg R. Rafael | For | For | Management |
1.6 | Elect Director James B. Sherwood | For | Withhold | Management |
1.7 | Elect Director Simon M.C. Sherwood | For | Withhold | Management |
2 | APPROVAL OF 2004 STOCK OPTION PLAN. | For | For | Management |
3 | Ratify Auditors | For | For | Management |
48
P.F. CHANG’S CHINA BISTRO INC
Ticker: | PFCB | Security ID: | 69333Y108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard L. Federico | For | For | Management |
1.2 | Elect Director R. Michael Welborn | For | For | Management |
1.3 | Elect Director James D. Shennan, Jr. | For | For | Management |
1.4 | Elect Director F. Lane Cardwell, Jr. | For | For | Management |
1.5 | Elect Director Kenneth J. Wessels | For | For | Management |
1.6 | Elect Director M. Ann Rhoades | For | For | Management |
1.7 | Elect Director Lesley H. Howe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Adjourn Meeting | For | For | Management |
PACER INTERNATIONAL, INC.
Ticker: | PACR | Security ID: | 69373H106 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director P. Michael Giftos | For | For | Management |
1.2 | Elect Director Michael S. Gross | For | Withhold | Management |
1.3 | Elect Director Bruce H. Spector | For | Withhold | Management |
1.4 | Elect Director Thomas L. Finkbiner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PACIFIC NORTHWEST BANCORP
Ticker: | PNWB | Security ID: | 69466M103 |
Meeting Date: | SEP 16, 2003 | Meeting Type: | Special |
Record Date: | AUG 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
PANERA BREAD COMPANY
Ticker: | PNRA | Security ID: | 69840W108 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry J. Franklin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
49
PATINA OIL & GAS CORP.
Ticker: | POG | Security ID: | 703224105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles E. Bayless | For | For | Management |
1.2 | Elect Director Jeffrey L. Berenson | For | For | Management |
1.3 | Elect Director Robert J. Clark | For | For | Management |
1.4 | Elect Director Jay W. Decker | For | For | Management |
1.5 | Elect Director Thomas J. Edelman | For | For | Management |
1.6 | Elect Director Elizabeth K. Lanier | For | For | Management |
1.7 | Elect Director Alexander P. Lynch | For | For | Management |
1.8 | Elect Director Paul M. Rady | For | For | Management |
1.9 | Elect Director Jon R. Whitney | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Other Business | For | Against | Management |
PEDIATRIX MEDICAL GROUP, INC.
Ticker: | PDX | Security ID: | 705324101 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Cesar L. Alvarez | For | Withhold | Management |
1.2 | Elect Director Waldemar A. Carlo, M.D. | For | Withhold | Management |
1.3 | Elect Director Michael B. Fernandez | For | Withhold | Management |
1.4 | Elect Director Roger K. Freeman, M.D. | For | Withhold | Management |
1.5 | Elect Director Paul G. Gabos | For | Withhold | Management |
1.6 | Elect Director Roger J. Medel, M.D. | For | Withhold | Management |
1.7 | Elect Director Lawrence M. Mullen | For | Withhold | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
PENN NATIONAL GAMING, INC.
Ticker: | PENN | Security ID: | 707569109 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert P. Levy | For | Withhold | Management |
1.2 | Elect Director Barbara Z. Shattuck | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PENN VIRGINIA CORP.
Ticker: | PVA | Security ID: | 707882106 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward B. Cloues, Ii | For | Withhold | Management |
1.2 | Elect Director A. James Dearlove | For | Withhold | Management |
1.3 | Elect Director Robert Garrett | For | Withhold | Management |
1.4 | Elect Director H. Jarrell Gibbs | For | Withhold | Management |
1.5 | Elect Director Keith D. Horton | For | Withhold | Management |
1.6 | Elect Director Joe T. Rye | For | Withhold | Management |
1.7 | Elect Director Marsha Reines Perelman | For | Against | Management |
1.8 | Elect Director Gary K. Wright | For | Withhold | Management |
50
PIXELWORKS, INC.
Ticker: | PXLW | Security ID: | 72581M107 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Allen H. Alley | For | For | Management |
1.2 | Elect Director Oliver D. Curme | For | For | Management |
1.3 | Elect Director C. Scott Gibson | For | For | Management |
1.4 | Elect Director Frank Gill | For | For | Management |
1.5 | Elect Director Steven J. Sharp | For | For | Management |
2 | Amend Articles | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Amend Employee Stock Purchase Plan | For | Against | Management |
PRIDE INTERNATIONAL, INC.
Ticker: | PDE | Security ID: | 74153Q102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Barbanell | For | For | Management |
1.2 | Elect Director Paul A. Bragg | For | For | Management |
1.3 | Elect Director David A.B. Brown | For | For | Management |
1.4 | Elect Director J.C. Burton | For | For | Management |
1.5 | Elect Director Jorge E. Estrada | For | For | Management |
1.6 | Elect Director William E. Macaulay | For | For | Management |
1.7 | Elect Director Ralph D. Mcbride | For | Withhold | Management |
1.8 | Elect Director David B. Robson | For | For | Management |
2 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
PROASSURANCE CORP
Ticker: | PRA | Security ID: | 74267C106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Victor T. Adamo | For | For | Management |
1.2 | Elect Director Paul R. Butrus | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
51
PROGRESS SOFTWARE CORP.
Ticker: | PRGS | Security ID: | 743312100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Fix Number of Directors | For | For | Management |
2.1 | Elect Director Joseph W. Alsop | For | For | Management |
2.2 | Elect Director Larry R. Harris | For | For | Management |
2.3 | Elect Director Roger J. Heinen, Jr. | For | For | Management |
2.4 | Elect Director Michael L. Mark | For | For | Management |
2.5 | Elect Director Scott A. Mcgregor | For | For | Management |
2.6 | Elect Director Amran Rasiel | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
RC2 CORP
Ticker: | RCRC | Security ID: | 749388104 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert E. Dods | For | Withhold | Management |
1.2 | Elect Director Boyd L. Meyer | For | Withhold | Management |
1.3 | Elect Director Peter K.K. Chung | For | Withhold | Management |
1.4 | Elect Director Curtis W. Stoelting | For | Withhold | Management |
1.5 | Elect Director John S. Bakalar | For | For | Management |
1.6 | Elect Director John J. Vosicky | For | For | Management |
1.7 | Elect Director Paul E. Purcell | For | Withhold | Management |
1.8 | Elect Director Daniel M. Wright | For | For | Management |
1.9 | Elect Director Thomas M. Collinger | For | For | Management |
1.10 | Elect Director Richard E. Rothkopf | For | Withhold | Management |
1.11 | Elect Director Michael J. Merriman, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
REGIS CORP.
Ticker: | RGS | Security ID: | 758932107 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rolf E. Bjelland | For | For | Management |
1.2 | Elect Director Paul D. Finkelstein | For | For | Management |
1.3 | Elect Director Thomas L. Gregory | For | For | Management |
1.4 | Elect Director Van Zandt Hawn | For | For | Management |
1.5 | Elect Director Susan S. Hoyt | For | For | Management |
1.6 | Elect Director David B. Kunin | For | For | Management |
1.7 | Elect Director Myron Kunin | For | For | Management |
52
RESPIRONICS, INC.
Ticker: | RESP | Security ID: | 761230101 |
Meeting Date: | NOV 18, 2003 | Meeting Type: | Annual |
Record Date: | OCT 3, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph C. Lawyer | For | For | Management |
1.2 | Elect Director Sean McDonald | For | For | Management |
1.3 | Elect Director John C. Miles II | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
ROFIN-SINAR TECHNOLOGIES, INC.
Ticker: | RSTI | Security ID: | 775043102 |
Meeting Date: | MAR 18, 2004 | Meeting Type: | Annual |
Record Date: | JAN 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carl F. Baasel | For | For | Management |
1.2 | Elect Director Gary K. Willis | For | For | Management |
1.3 | Elect Director Daniel J. Smoke | For | For | Management |
2 | Ratify Auditors | For | For | Management |
RSA SECURITY INC.
Ticker: | RSAS | Security ID: | 749719100 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gloria C. Larson | For | For | Management |
1.2 | Elect Director Joseph B. Lassiter, III | For | For | Management |
1.3 | Elect Director Charles R. Stuckey, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
SCOTTS CO., THE
Ticker: | SMG | Security ID: | 810186106 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark R. Baker | For | For | Management |
1.2 | Elect Director Joseph P. Flannery | For | For | Management |
1.3 | Elect Director Katherine Hagedorn Littlefield | For | For | Management |
1.4 | Elect Director Patrick J. Norton | For | For | Management |
53
SEMTECH CORP.
Ticker: | SMTC | Security ID: | 816850101 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glen M. Antle | For | For | Management |
1.2 | Elect Director James P. Burra | For | For | Management |
1.3 | Elect Director Jason L. Carlson | For | Withhold | Management |
1.4 | Elect Director Rockell N. Hankin | For | For | Management |
1.5 | Elect Director James T. Lindstrom | For | For | Management |
1.6 | Elect Director John L. Piotrowski | For | For | Management |
1.7 | Elect Director John D. Poe | For | Withhold | Management |
1.8 | Elect Director James T. Schraith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
SILICON LABORATORIES, INC.
Ticker: | SLAB | Security ID: | 826919102 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel A. Artusi | For | For | Management |
1.2 | Elect Director William G. Bock | For | For | Management |
1.3 | Elect Director R. Ted Enloe III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
SONIC CORP.
Ticker: | SONC | Security ID: | 835451105 |
Meeting Date: | JAN 21, 2004 | Meeting Type: | Annual |
Record Date: | NOV 28, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J. Clifford Hudson | For | For | Management |
1.2 | Elect Director Robert M. Rosenberg | For | For | Management |
1.3 | Elect Director Federico F. Pena | For | For | Management |
2 | Other Business | For | For | Management |
SOUTHWEST BANCORPORATION OF TEXAS, INC.
Ticker: | SWBT | Security ID: | 84476R109 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ernest H. Cockrell | For | For | Management |
1.2 | Elect Director Fred R. Lummis | For | For | Management |
1.3 | Elect Director Paul B. Murphy, Jr. | For | For | Management |
1.4 | Elect Director Thomas F. Soriero, Sr. | For | For | Management |
2 | Approve Deferred Compensation Plan | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
54
SPINNAKER EXPLORATION COMPANY
Ticker: | SKE | Security ID: | 84855W109 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roger L. Jarvis | For | For | Management |
1.2 | Elect Director Howard H. Newman | For | For | Management |
1.3 | Elect Director Jeffrey A. Harris | For | For | Management |
1.4 | Elect Director Michael E. Mcmahon | For | For | Management |
1.5 | Elect Director Sheldon R. Erikson | For | For | Management |
1.6 | Elect Director Michael E. Wiley | For | For | Management |
2 | Ratify Auditors | For | For | Management |
STERICYCLE, INC.
Ticker: | SRCL | Security ID: | 858912108 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jack W. Schuler | For | For | Management |
1.2 | Elect Director Mark C. Miller | For | For | Management |
1.3 | Elect Director John P. Connaughton | For | For | Management |
1.4 | Elect Director Rod F. Dammeyer | For | For | Management |
1.5 | Elect Director Patrick F. Graham | For | For | Management |
1.6 | Elect Director John Patience | For | For | Management |
1.7 | Elect Director Thomas R. Reusche | For | For | Management |
1.8 | Elect Director Peter Vardy | For | For | Management |
1.9 | Elect Director L. John Wilkerson, Ph.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Waste Incineration | Against | Against | Shareholder |
SYKES ENTERPRISES, INC.
Ticker: | SYKE | Security ID: | 871237103 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark C. Bozek | For | For | Management |
1.2 | Elect Director Lt Gen M Delong (ret) | For | For | Management |
1.3 | Elect Director Paul L. Whiting | For | For | Management |
1.4 | Elect Director Iain A. Macdonald | For | For | Management |
1.5 | Elect Director H. Parks Helms | For | For | Management |
1.6 | Elect Director L Mcclintock-Greco Md | For | For | Management |
2 | Approve Non-Employee Director Stock Option Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
55
TECHNE CORP.
Ticker: | TECH | Security ID: | 878377100 |
Meeting Date: | OCT 23, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Fix Number of Directors | For | For | Management |
2.1 | Elect Director Thomas E. Oland | For | For | Management |
2.2 | Elect Director Roger C. Lucas, Ph.D. | For | Withhold | Management |
2.3 | Elect Director Howard V. O’Connell | For | For | Management |
2.4 | Elect Director G. Arthur Herbert | For | For | Management |
2.5 | Elect Director Randolph C. Steer, M.D., Ph.D. | For | For | Management |
2.6 | Elect Director Christopher S. Henney, D.Sc., Ph.D. | For | For | Management |
2.7 | Elect Director Robert V. Baumgartner, C.P.A. | For | For | Management |
TEXAS REGIONAL BANKSHARES, INC.
Ticker: | TRBS | Security ID: | 882673106 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Morris Atlas | For | For | Management |
1.2 | Elect Director Frank N. Boggus | For | Withhold | Management |
1.3 | Elect Director Robert G. Farris | For | For | Management |
1.4 | Elect Director C. Kenneth Landrum, M.D | For | For | Management |
1.5 | Elect Director David L. Lane | For | For | Management |
1.6 | Elect Director Jack H. Mayfield, Jr. | For | For | Management |
1.7 | Elect Director Joe Penland, Sr. | For | For | Management |
1.8 | Elect Director Joseph E. Reid | For | For | Management |
1.9 | Elect Director G.E. Roney | For | For | Management |
1.10 | Elect Director Julie G. Uhlhorn | For | For | Management |
1.11 | Elect Director Walter Umphrey | For | For | Management |
1.12 | Elect Director Mario Max Yzaguirre | For | For | Management |
2 | Approve Stock Option Plan | For | For | Management |
3 | Approve Stock Option Plan | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
THQ INC.
Ticker: | THQI | Security ID: | 872443403 |
Meeting Date: | AUG 12, 2003 | Meeting Type: | Annual |
Record Date: | JUN 25, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brian J. Farrell | For | For | Management |
1.2 | Elect Director Lawrence Burstein | For | For | Management |
1.3 | Elect Director Brian Dougherty | For | For | Management |
1.4 | Elect Director James L. Whims | For | For | Management |
1.5 | Elect Director L. Gregory Ballard | For | For | Management |
1.6 | Elect Director Henry T. DeNero | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Approve Option Exchange Program | For | For | Management |
56
TOO, INC.
Ticker: | TOO | Security ID: | 890333107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Krinsky | For | For | Management |
1.2 | Elect Director Kenneth J. Strottman | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
TRIDENT MICROSYSTEMS, INC.
Ticker: | TRID | Security ID: | 895919108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | FEB 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | For | Management |
UCBH HOLDINGS, INC.
Ticker: | UCBH | Security ID: | 90262T308 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | FEB 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anthony Y. Chan | For | For | Management |
1.2 | Elect Director Joseph J. Jou | For | For | Management |
1.3 | Elect Director Dr. Godwin Wong | For | For | Management |
1.4 | Elect Director Thomas S. Wu | For | For | Management |
2 | Amend Certificate to Remove Anti-Takeover Provision | For | For | Management |
3 | Ratify Auditors | For | For | Management |
UNITED NATURAL FOODS, INC.
Ticker: | UNFI | Security ID: | 911163103 |
Meeting Date: | DEC 3, 2003 | Meeting Type: | Annual |
Record Date: | OCT 9, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard Antonelli | For | For | Management |
1.2 | Elect Director Joseph M. Cianciolo | For | For | Management |
1.3 | Elect Director Steven H. Townsend | For | For | Management |
2 | Ratify Auditors | For | For | Management |
57
VARIAN INC
Ticker: | VARI | Security ID: | 922206107 |
Meeting Date: | FEB 4, 2004 | Meeting Type: | Annual |
Record Date: | DEC 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John G. McDonald | For | For | Management |
1.2 | Elect Director Wayne R. Moon | For | For | Management |
2 | Approve/Amend Executive Incentive Bonus Plan | For | For | Management |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: | VSEA | Security ID: | 922207105 |
Meeting Date: | FEB 10, 2004 | Meeting Type: | Annual |
Record Date: | DEC 15, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert W. Dutton | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
W-H ENERGY SERVICES, INC.
Ticker: | WHQ | Security ID: | 92925E108 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth T. White, Jr. | For | For | Management |
1.2 | Elect Director Robert H. Whilden, Jr. | For | For | Management |
1.3 | Elect Director Jonathan F. Boucher | For | For | Management |
1.4 | Elect Director Milton L. Scott | For | For | Management |
1.5 | Elect Director J. Jack Watson | For | For | Management |
1.6 | Elect Director Christopher Mills | For | For | Management |
1.7 | Elect Director John R. Brock | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Approve Stock Award to Executive | For | For | Management |
WABASH NATIONAL CORP.
Ticker: | WNC | Security ID: | 929566107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David C. Burdakin | For | For | Management |
1.2 | Elect Director William P. Greubel | For | For | Management |
1.3 | Elect Director John T. Hackett | For | For | Management |
1.4 | Elect Director Martin C. Jischke | For | For | Management |
1.5 | Elect Director Ludvik F. Koci | For | For | Management |
1.6 | Elect Director Stephanie K. Kushner | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
58
WASTE CONNECTIONS, INC.
Ticker: | WCN | Security ID: | 941053100 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald J. Mittelstaedt | For | For | Management |
2 | Increase Authorized Common Stock and Eliminate Class of Preferred Stock | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
WESTPORT RESOURCES CORP.
Ticker: | WRC | Security ID: | 961418100 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Special |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
WESTPORT RESOURCES CORP.
Ticker: | WRC | Security ID: | 961418100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Laurence D. Belfer | For | Withhold | Management |
1.2 | Elect Director James M. Funk | For | For | Management |
1.3 | Elect Director Michael Russell | For | For | Management |
1.4 | Elect Director Randy Stein | For | For | Management |
2 | Ratify Auditors | For | For | Management |
WRIGHT MED GROUP INC
Ticker: | WMGI | Security ID: | 98235T107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James T. Treace | For | For | Management |
1.2 | Elect Director F. Barry Bays | For | For | Management |
1.3 | Elect Director Richard B. Emmitt | For | For | Management |
1.4 | Elect Director Laurence Y. Fairey | For | For | Management |
1.5 | Elect Director David D. Stevens | For | For | Management |
1.6 | Elect Director James E. Thomas | For | For | Management |
1.7 | Elect Director Thomas E. Timbie | For | For | Management |
1.8 | Elect Director Elizabeth H. Weatherman | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
59
ZEBRA TECHNOLOGIES CORP.
Ticker: | ZBRA | Security ID: | 989207105 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerhard Cless | For | For | Management |
1.2 | Elect Director Michael A. Smith | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Adopt Charter Language on Board Diversity | Against | Against | Shareholder |
FLEMING ASIA EQUITY FUND
ALUMINUM CORPORATION OF CHINA LTD
Ticker: |
| Security ID: | CN0007659070 |
Meeting Date: | JUN 7, 2004 | Meeting Type: | AGM |
Record Date: | MAY 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Report of Directors | For | Did Not Vote | Management |
2 | Approve Report of Supervisory Committee | For | Did Not Vote | Management |
3 | Approve Financial Statements | For | Did Not Vote | Management |
4 | Approve Profit Distribution Plan and Approve Final Dividend of RMB0.096 Per Share | For | Did Not Vote | Management |
5 | Approve Remuneration of Directors and Supervisors | For | Did Not Vote | Management |
6 | Approve Payment of Housing Subsidy to Certain Directors and Payment of Performance Bonus to Certain Directors and Supervisors | For | Did Not Vote | Management |
7 | Approve PricewaterhouseCoopers, Hong Kong, CPAs and PricewaterhouseCoopers Zhong Tian CPAs Ltd. Co. as International and Domestic Auditors, Respectively, and Authorize Audit Committee to Fix Their Remuneration | For | Did Not Vote | Management |
8 | Reelect Xiong Weiping, Joseph C. Muscari, Chen Xiaozhou, Chiu Chi Cheong Clifton and Wang Dianzuo as Directors and Elect Luo Jianchuan, Xiao Yaqing, Chen Jihua and Jiang Qiangui as New Directors to the Second Board of Directors | For | Did Not Vote | Management |
9 | Reelect Luo Tao, Yuan Li and Ou Xiaowu as Supervisors to the Second Supervisory Committee | For | Did Not Vote | Management |
10 | Amend Articles Re: Change in Total Share Capital and Shareholding Structure, Number of Independent Directors, Election of Directors, Voting at General Meetings and Material Interest of Directors in Contracts Entered into by the Company | For | Did Not Vote | Management |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
60
BANGKOK BANK
Ticker: |
| Security ID: | TH0001010014 |
Meeting Date: | APR 9, 2004 | Meeting Type: | AGM |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Minutes of Previous AGM | For | Did Not Vote | Management |
2 | Accept Reports on Capital Increase | For | Did Not Vote | Management |
3 | Accept Report on Company Performance in 2003 | For | Did Not Vote | Management |
4 | Accept Report of the Audit Committee | For | Did Not Vote | Management |
5 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
6 | Approve Non-Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
7 | Approve Transfer of Capital Reserve, Legal Reserve, and Share Premium Reserve to Reduce the Accumulated Losses of the Company | For | Did Not Vote | Management |
8 | Elect Directors | For | Did Not Vote | Management |
9 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
10 | Approve Allocation of Shares and Issuance of Various Types of the Bank’s Securities | For | Did Not Vote | Management |
11 | Other Business | For | Did Not Vote | Management |
61
BANK OF EAST ASIA
Ticker: | BKEAY | Security ID: | HK0023000190 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend of HK$0.62 Per Share | For | Did Not Vote | Management |
3a | Reelect Aubrey Li Kwok-sing as Director | For | Did Not Vote | Management |
3b | Reelect Winston Lo Yau-lai as Director | For | Did Not Vote | Management |
3c | Reelect Khoo Kay-peng as Director | For | Did Not Vote | Management |
3d | Reelect David Li Kwok-po as Director | For | Did Not Vote | Management |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5 | Amend Articles of the Association | For | Did Not Vote | Management |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
8 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
BANK OF KAOHSIUNG CO LTD
Ticker: |
| Security ID: | TW0002836004 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | AGM |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on Business Operation Results for Fiscal Year 2003 |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
2.3 | Approve Capitalization of Capital Reserve | For | Did Not Vote | Management |
2.4 | Amend Articles of Association | For | Did Not Vote | Management |
3 | Other Business |
| Did Not Vote | Management |
62
BEIJING CAPITAL LAND LTD
Ticker: |
| Security ID: | CN0003458402 |
Meeting Date: | MAR 22, 2004 | Meeting Type: | EGM |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Approve Issuance of Up to 1.2 Billion Class A Shares | For | For | Management |
1a | Approve Issuance of Up to 1.2 Billion Class A Shares | For | Did Not Vote | Management |
1b | Approve the Eventual Increase of the Company’s Registered Capital to RMB2.8 Billion Pursuant to the Issuance of Class A Shares | For | For | Management |
1b | Approve the Eventual Increase of the Company’s Registered Capital to RMB2.8 Billion Pursuant to the Issuance of Class A Shares | For | Did Not Vote | Management |
2 | Amend Articles Re: Guidelines on Articles of Association for Listed Companies | For | For | Management |
2 | Approve Allocation of Audited Retained Profits Pursuant to the Issuance of Class A Shares | For | Did Not Vote | Management |
3 | Approve Allocation of Proceeds from the Overseas Offering of Class H Shares in June 2003 | For | For | Management |
4 | Approve the Utilization of Proceeds from the Issuance of Class A Shares into the Development of the Capital Commercial Center Buildings and the Hujialou Commercial and Residential Complex, as well as the Acquisition of Real Estate Projects in Beijing | For | For | Management |
5 | Approve Implementation of the Issuance of Class A Shares Pursuant to the Passing of Item 1, the Amendement to the Articles of Association and to Any Other Matters Pertaining to the Issuance | For | For | Management |
6 | Approve Allocation of Audited Retained Profits Pursuant to the Issuance of Class A Shares | For | For | Management |
7 | Adopt the Rules and Procedures of Shareholders’ General Meeting | For | For | Management |
8 | Adopt the Rules and Procedures of the Board | For | For | Management |
9 | Adopt the Rules and Procedures of the Supervisory Committee | For | For | Management |
10 | Adopt the Financial Management System | For | For | Management |
11 | Adopt the External Investment Management System | For | For | Management |
12 | Adopt the Information Disclosure System | For | For | Management |
13 | Adopt the Decision System on Connected Transactions | For | For | Management |
BEIJING CAPITAL LAND LTD
Ticker: |
| Security ID: | CN0003458402 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | AGM |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Report of the Board of Directors | For | Did Not Vote | Management |
2 | Accept Report of the Supervisory Committee | For | Did Not Vote | Management |
3 | Accept Financial Statements and Auditors’ Report | For | Did Not Vote | Management |
4 | Approve Resignation of Wang Qi as a Nonexecutive Director | For | Did Not Vote | Management |
5 | Approve Resignation of Yang Yulu as Company Supervisor | For | Did Not Vote | Management |
6 | Elect Yu Xing Bao as an Independent Nonexecutive Director | For | Did Not Vote | Management |
7 | Elect Wang Qi as Company Supervisor | For | Did Not Vote | Management |
8 | Approve Profit Distribution Scheme | For | Did Not Vote | Management |
9 | Accept Financial Report | For | Did Not Vote | Management |
10 | Approve Annual Remuneration of Directors and Supervisors for the Year 2004 | For | Did Not Vote | Management |
11 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd. and PricewaterhouseCoopers as the Company’s PRC and International Auditors Respectively and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
12 | Approve Matters Relating to the Payment of Interim Dividends for the Year 2004 | For | Did Not Vote | Management |
13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
14 | Amend Articles Re: Changes in Existing References | For | Did Not Vote | Management |
63
CAPITALAND LTD.
Ticker: |
| Security ID: | SG1J27887962 |
Meeting Date: | APR 12, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | Did Not Vote | Management |
2 | Declare First and Final Dividend of SGD 0.04 Per Share | For | Did Not Vote | Management |
3 | Approve Directors’ Fees of SGD 971,340 for the Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
4a | Reelect Alan Cockshaw as Director | For | Did Not Vote | Management |
4b | Reelect Jackson Peter Tai as Director | For | Did Not Vote | Management |
4c | Reelect Lucien Wong Yuen Kuai as Director | For | Did Not Vote | Management |
5 | Elect Andrew Buxton as Director | For | Did Not Vote | Management |
6a | Reelect Hsuan Owyang as Director | For | Did Not Vote | Management |
6b | Reelect Lim Chin Beng as Director | For | Did Not Vote | Management |
7 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
8 | Other Business (Voting) | For | Did Not Vote | Management |
9 | Appoint Richard Hu Tsu Tau as Director | For | Did Not Vote | Management |
10a | Approve Issuance of Shares without Preemptive Rights | For | Did Not Vote | Management |
10b | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Plan | For | Did Not Vote | Management |
64
CAPITALAND LTD.
Ticker: |
| Security ID: | SG1J27887962 |
Meeting Date: | APR 12, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Capital Reduction and by a Maximum of SGD 952 Million Standing to the Credit of the Share Premium Account Which is to be Effected by a Distribution in Specie in CapitaCommercial Trust | For | For | Management |
2 | Amend Share Option Plan, Performance Share Plan and Restricted Stock Plan | For | Abstain | Management |
CATHAY FINANCIAL HOLDING COMPANY LTD
Ticker: |
| Security ID: | TW0002882008 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | AGM |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on Business Operation Results for Fiscal Year 2003 |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
3.1 | Amend Nomination Procedures for the Board | For | Did Not Vote | Management |
3.2 | Amend Articles of Association | For | Did Not Vote | Management |
4 | Elect Directors and Supervisors | For | Did Not Vote | Management |
5 | Other Business |
| Did Not Vote | Management |
CHEUNG KONG HOLDINGS
Ticker: |
| Security ID: | HK0001000014 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | AGM |
Record Date: | MAY 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend of HK$1.30 Per Share | For | Did Not Vote | Management |
3a | Reelect Chung Sun Keung, Davy as Director | For | Did Not Vote | Management |
3b | Reelect Ip Tak Chuen, Edmond as Director | For | Did Not Vote | Management |
3c | Reelect Chiu Kwok Hung, Justin as Director | For | Did Not Vote | Management |
3d | Reelect Chow Kun Chee, Roland as Director | For | Did Not Vote | Management |
3e | Reelect Wong Yick-ming, Rosanna as Director | For | Did Not Vote | Management |
3f | Reelect Yeh Yuan Chang, Anthony as Director | For | Did Not Vote | Management |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
5b | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
5c | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
65
CHEUNG KONG HOLDINGS
Ticker: |
| Security ID: | HK0001000014 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | EGM |
Record Date: | MAY 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Nomination of Directors, Voting at Meetings, Issuance of Share Certificate, Removal of Director by Ordinary Resolution | For | Did Not Vote | Management |
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) LTD.
Ticker: |
| Security ID: | HK0144000764 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | AGM |
Record Date: | JUN 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend of HK$0.29 Per Share | For | Did Not Vote | Management |
3a | Reelect Zhao Huxiang as Director | For | Did Not Vote | Management |
3b | Reelect Li Yinquan as Director | For | Did Not Vote | Management |
3c | Reelect Meng Xi as Director | For | Did Not Vote | Management |
3d | Reelect Zhou Qifang as Director | For | Did Not Vote | Management |
3e | Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
5b | Approve Repurchase of Up to Ten Percent of Issued Capital | For | Did Not Vote | Management |
5c | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
6 | Amend Articles Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company and Technical Definitions | For | Did Not Vote | Management |
66
CHINA MOBILE (HONG KONG) LIMITED
Ticker: | CHL | Security ID: | HK0941009539 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Sale and Purchase Agreement Between China Mobile (Hong Kong) Ltd., China Mobile Hong Kong (BVI) Ltd. and China Mobile Communications Corp. | For | For | Management |
CHINA MOBILE (HONG KONG) LIMITED
Ticker: | CHL | Security ID: | HK0941009539 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of HK$0.20 Per Share | For | For | Management |
3 | Elect Directors | For | For | Management |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5 | Approve Remuneration of HK$180,000 for Each Director | For | For | Management |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
8 | Authorize Reissuance of Repurchased Shares | For | For | Management |
9 | Amend Articles Re: Voting at General Meetings, Retirement of Directors, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company | For | For | Management |
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: |
| Security ID: | HK0688002218 |
Meeting Date: | JAN 30, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Proposed Restructuring of the Property Development and Investment Operations in the People’s Republic of China and the CCOP, SCOP, Guo Run, Seagarden, Tiancheng, Yorkley, BCOHT, GCOP and Lanwan Agreements | For | For | Management |
67
CHINA PETROLEUM & CHEMICAL CORP
Ticker: | SNP | Security ID: | CN0005789556 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Major Ongoing Connected Transactions | For | For | Management |
2 | Approve Deminimus Ongoing Connected Transactions | For | For | Management |
CHINA PETROLEUM & CHEMICAL CORP
Ticker: | SNP | Security ID: | CN0005789556 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | AGM |
Record Date: | APR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Report of the Directors | For | Did Not Vote | Management |
2 | Accept Report of the Supervisory Committee | For | Did Not Vote | Management |
3 | Accept Financial Statements | For | Did Not Vote | Management |
4 | Approve 2003 Profit Appropriation Plan and Final Dividend | For | Did Not Vote | Management |
5 | Reappoint KPMG Huazhen and KPMG as the PRC and International Auditors Respectively and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
CHINA PETROLEUM & CHEMICAL CORP
Ticker: | SNP | Security ID: | CN0005789556 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | AGM |
Record Date: | APR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
2 | Amend Articles Re: External Guarantees, Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company | For | Did Not Vote | Management |
68
CHINA PETROLEUM & CHEMICAL CORP
Ticker: | SNP | Security ID: | CN0005789556 |
Meeting Date: | OCT 15, 2003 | Meeting Type: | EGM |
Record Date: | SEP 15, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Issuance of 03 Sinopec Bonds Amounting to Approximately RMB3.5 Billion | For | For | Management |
2 | Authorize Board to Deal with All Matters in Connection with the Bond Issuance | For | For | Management |
CHINA TELECOM CORP LTD
Ticker: |
| Security ID: | CN0007867483 |
Meeting Date: | DEC 15, 2003 | Meeting Type: | EGM |
Record Date: | NOV 14, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition of the Entire Issued Capital of Anhui Telecom, Fujian Telecom, Jiangxi Telecom, Guangxi Telecom, Chongqing Telecom and Sichuan Telecom and Certain Network Management, Research and Development Facilities | For | For | Management |
2 | Approve Connected Transaction with a Related Party | For | For | Management |
3 | Amend Articles Re: Update Service Areas of the Company | For | For | Management |
CHINA TELECOM CORP LTD
Ticker: |
| Security ID: | CN0007867483 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | EGM |
Record Date: | MAY 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition Agreement Between China Telecom Corp. Ltd. and China Telecommunications Corp. | For | For | Management |
2 | Approve Prospective Connected Transaction with a Related Party | For | For | Management |
3 | Amend Articles Re: Service Areas of the Company | For | For | Management |
4 | Amend Articles Re: Voting at General Meetings, Nomination of Directors | For | For | Management |
69
CHINA TELECOM CORP LTD
Ticker: |
| Security ID: | CN0007867483 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | AGM |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend of HK$0.065 Per Share | For | Did Not Vote | Management |
3 | Approve Remuneration of Directors for the Year Ending Dec. 31, 2004 | For | Did Not Vote | Management |
4 | Reappoint KPMG as International Auditors and KPMG Huazhen as Domestic Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
6 | Approve Increase in Registered Capital | For | Did Not Vote | Management |
CHINA TELECOM CORP LTD
Ticker: |
| Security ID: | CN0007867483 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | EGM |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Issuance and Allotment of Up to 8.3 Billion New H Shares | For | For | Management |
2 | Approve Increase in Registered Capital | For | For | Management |
3 | Approve Waiver by H Shareholders of Their Preemptive Rights Over Any or All of the New H Shares that may be Issued and Allotted Pursuant to the First Resolution | For | For | Management |
CHINATRUST FINANCIAL HOLDINGS COMPANY LTD
Ticker: |
| Security ID: | TW0002891009 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | AGM |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on 2003 Business Operation Results |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
1.3 | Receive Report on Execution of Treasury Stocks |
| Did Not Vote | Management |
1.4 | Receive Report on Execution of Unsecured Subordinate Corporate Bonds |
| Did Not Vote | Management |
2.1 | Accept the Revision of Plan for Utilization of 2002 Euro Convertible Bonds Funds | For | Did Not Vote | Management |
2.2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.3 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
3.1 | Amend Operating Procedures for the Loan of Funds and Guarantees to Other Parties | For | Did Not Vote | Management |
3.2 | Approve Capitalization of Capital Reserve | For | Did Not Vote | Management |
3.3 | Amend Articles of Association | For | Did Not Vote | Management |
4 | Other Business |
| Did Not Vote | Management |
70
CITIC INT’L FINANCIAL HLDGS
Ticker: |
| Security ID: | HK0183011623 |
Meeting Date: | APR 28, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition Agreement | For | Did Not Vote | Management |
CITIC INT’L FINANCIAL HLDGS
Ticker: |
| Security ID: | HK0183011623 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | AGM |
Record Date: | MAY 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of HK$0.063 Per Share | For | For | Management |
3a1 | Reelect Kong Dan as Director | For | For | Management |
3a2 | Reelect Chang Zhenming as Director | For | For | Management |
3a3 | Reelect Chan Hui Dor Lam Doreen as Director | For | For | Management |
3a4 | Reelect Dou Jianzhong as Director | For | For | Management |
3a5 | Reelect Fan Sheung Tak Stephen as Director | For | For | Management |
3a6 | Reelect Ju Weimin as Director | For | For | Management |
3a7 | Reelect Kong Siu Chee Kenneth as Director | For | For | Management |
3a8 | Reelect Lam Kwong Siu as Director | For | For | Management |
3a9 | Reelect Liu Jifu as Director | For | For | Management |
3a10 | Reelect Lo Wing Yat Kelvin as Director | For | For | Management |
3a11 | Reelect Wang Dongming as Director | For | For | Management |
3a12 | Reelect Yang Chao as Director | For | For | Management |
3a13 | Reelect Zhang Enzhao as Director | For | For | Management |
3a14 | Reelect Zhao Shengbiao as Director | For | For | Management |
3b | Authorize Board to Fix Directors’ Remuneration | For | For | Management |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
7 | Authorize Reissuance of Repurchased Shares | For | For | Management |
71
CITIC INT’L FINANCIAL HLDGS
Ticker: |
| Security ID: | HK0183011623 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company | For | For | Management |
CITY DEVELOPMENTS LTD.
Ticker: | CDEVY | Security ID: | SG1R89002252 |
Meeting Date: | APR 29, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles of Association of the Company in Conjunction with the Rights Issue | For | Abstain | Management |
2 | Amend Articles of Association | For | Abstain | Management |
CITY DEVELOPMENTS LTD.
Ticker: | CDEVY | Security ID: | SG1R89002252 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | Did Not Vote | Management |
2 | Declare Final Dividend | For | Did Not Vote | Management |
3 | Approve Directors’ Fees of SGD 220,000 for the Year Ended Dec. 31, 2003, and Approve Audit Committee Fees of SGD 42,500 Per Quarter for the Period Commencing from July 1, 2004 to June 30, 2005 | For | Did Not Vote | Management |
4a | Reelect Kwek Leng Beng as Director | For | Did Not Vote | Management |
4b | Reelect Kwek Leng Peck as Director | For | Did Not Vote | Management |
5a | Reappoint Sim Miah Kian as Director | For | Did Not Vote | Management |
5b | Reappoint Tan Tong as Director | For | Did Not Vote | Management |
5c | Reappoint Ong Pang Boon as Director | For | Did Not Vote | Management |
5d | Reappoint Chee Keng Soon as Director | For | Did Not Vote | Management |
5e | Reappoint Tang See Chim as Director | For | Did Not Vote | Management |
6 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
7 | Other Business (Voting) | For | Did Not Vote | Management |
8 | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme 2001 | For | Did Not Vote | Management |
9 | Approve Mandate for Transactions with Related Parties | For | Did Not Vote | Management |
72
CITY DEVELOPMENTS LTD.
Ticker: | CDEVY | Security ID: | SG1R89002252 |
Meeting Date: | APR 29, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Special Cash Dividend for Each Ordinary Share Held in the Company | For | Abstain | Management |
2 | Approve Issuance of Up to 82.72 Million Bonus Warrants on the Basis of One Bonus Warrant for Every Ten Shares Held | For | Against | Management |
3 | Approve Rights Issue of Up to 330.87 Million Nonreedemable Convertible Noncumulative Preference Shares | For | Against | Management |
4 | Approve Increase in Authorized Capital | For | Abstain | Management |
5 | Amend Memorandum of Association Re: To Reflect New Share Capital of the Company | For | Abstain | Management |
6 | Authorize Share Repurchase Program | For | Abstain | Management |
7 | Approve Issuance of Shares without Preemptive Rights | For | Abstain | Management |
CMC MAGNETICS
Ticker: |
| Security ID: | TW0002323003 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | AGM |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on 2003 Business Operation Results |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
1.3 | Receive Report on Status of Endorsements and Guarantees |
| Did Not Vote | Management |
1.4 | Receive Report on the Acquisition and Disposal of Assets |
| Did Not Vote | Management |
1.5 | Receive Report on the Execution of Treasury Shares |
| Did Not Vote | Management |
1.6 | Receive Report on the Status of Indirect Investment in Mainland China |
| Did Not Vote | Management |
1.7 | Receive Report on Issuance Unsecured of Corporate Bonds |
| Did Not Vote | Management |
1.8 | Receive Report on Issuance of Unsecured Convertible Corporate Bonds |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
2.3 | Amend Employee Stock Option Plan | For | Did Not Vote | Management |
3.1 | Amend Articles of Association | For | Did Not Vote | Management |
3.2 | Amend Rules and Procedures on Shareholder Meeting | For | Did Not Vote | Management |
3.3 | Approve Release of Restrictions of Competitive Activities of Directors | For | Did Not Vote | Management |
4 | Other Business | For | Did Not Vote | Management |
73
CNOOC LTD
Ticker: |
| Security ID: | HK0883013259 |
Meeting Date: | APR 28, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Connected Transaction with a Related Party | For | For | Management |
CNOOC LTD
Ticker: |
| Security ID: | HK0883013259 |
Meeting Date: | APR 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final and Special Cash Dividends | For | For | Management |
3 | Reelect Directors and Fix Their Remuneration | For | For | Management |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
7 | Authorize Reissuance of Repurchased Shares | For | For | Management |
8 | Other Business (Voting) | For | For | Management |
9 | Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company | For | For | Management |
74
CNOOC LTD
Ticker: |
| Security ID: | HK0883013259 |
Meeting Date: | JUN 14, 2004 | Meeting Type: | AGM |
Record Date: | JUN 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2a | Reelect Shouwei Zhou as Executive Director | For | Did Not Vote | Management |
2b | Reelect Kenneth S. Courtis as Independent Non-Executive Director | For | Did Not Vote | Management |
2c | Reelect Erwin Schurtenberger as Independent Non-Executive Director | For | Did Not Vote | Management |
2d | Reelect Evert Henkes as Independent Non-Executive Director | For | Did Not Vote | Management |
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
4 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
6 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
CNOOC LTD
Ticker: |
| Security ID: | HK0883013259 |
Meeting Date: | JUN 14, 2004 | Meeting Type: | AGM |
Record Date: | JUN 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Voting at General Meetings, Nomination and Removal of Directors, Material Interest of Directors in Contracts Entered into by the Company | For | Did Not Vote | Management |
COMMERCE ASSET-HOLDING BERHAD
Ticker: |
| Security ID: | MYL1023OO000 |
Meeting Date: | APR 19, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
2 | Approve First and Final Dividends of MYR0.05 Less Income Tax and Special Dividend of MYR0.05 Less Income Tax for the Financial Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
3 | Elect Tan Sri Datuk Asmat Kamaludin as Director | For | Did Not Vote | Management |
4 | Elect En Mohd Salleh Mahmud as Director | For | Did Not Vote | Management |
5 | Elect Roslan A. Ghaffar as Director | For | Did Not Vote | Management |
6 | Approve Remuneration of Directors in the Amount of MYR60,000 | For | Did Not Vote | Management |
7 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
75
COSCO PACIFIC LIMITED
Ticker: |
| Security ID: | BMG2442N1048 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | EGM |
Record Date: | MAY 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
2 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
3 | Authorize Reissuance of Repurchased Shares | For | For | Management |
COSCO PACIFIC LIMITED
Ticker: |
| Security ID: | BMG2442N1048 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | EGM |
Record Date: | MAY 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Bylaws Re: Voting at Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company | For | For | Management |
COSCO PACIFIC LIMITED
Ticker: |
| Security ID: | BMG2442N1048 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | AGM |
Record Date: | MAY 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividends of HK$0.18 Per Share | For | For | Management |
3a1 | Reelect Zhang Fusheng as Director | For | For | Management |
3a2 | Reelect Wang Futian as Director | For | For | Management |
3a3 | Reelect Gao Weijie as Director | For | For | Management |
3a4 | Reelect Chen Hongsheng as Director | For | For | Management |
3a5 | Reelect Ma Zehua as Director | For | For | Management |
3a6 | Reelect Ma Guichuan as Director | For | For | Management |
3a7 | Reelect Li Yunpeng as Director | For | For | Management |
3a8 | Reelect He Jiale as Director | For | For | Management |
3a9 | Reelect Liu Guoyuan as Director | For | For | Management |
3a10 | Reelect Li Jianhong as Director | For | For | Management |
3a11 | Reelect Sun Yueying as Director | For | For | Management |
3a12 | Reelect Qin Fuyan as Director | For | For | Management |
3a13 | Reelect Li Kwok Po, David as Director | For | For | Management |
3b | Approve Remuneration of Directors | For | For | Management |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
76
COSCO PACIFIC LIMITED
Ticker: |
| Security ID: | BMG2442N1048 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Capital Increase and Transfer Agreement, Joint Venture Contract, Non-Competition Deed and Letter of Guarantee | For | For | Management |
DAISHIN SECURITIES CO.
Ticker: |
| Security ID: | KR7003540002 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Appropriation of Income and Dividends of KRW 650 Per Common Share | For | Did Not Vote | Management |
2 | Amend Articles of Incorporation to Increase Limit on Issuance of New Shares in a Public Offering - Bring Forward Payment of Dividends - Apply Same Ratio for Interim Dividends on Ordinary Shares and Preferred Shares | For | Did Not Vote | Management |
3.1 | Elect Executive Director | For | Did Not Vote | Management |
3.2 | Elect Outside Directors | For | Did Not Vote | Management |
3.3 | Elect Member of Audit Committee | For | Did Not Vote | Management |
4 | Approve Limit on Remuneration of Directors | For | Did Not Vote | Management |
5 | Amend Terms of Retirement Payments to Executives | For | Did Not Vote | Management |
77
DBS GROUP HOLDINGS LTD
Ticker: |
| Security ID: | SG1L01001701 |
Meeting Date: | APR 30, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | Did Not Vote | Management |
2a | Declare Final Dividend of SGD 0.16 Per Ordinary Share | For | Did Not Vote | Management |
2b | Declare Final Dividend of SGD 0.16 Per Non-Voting Convertible Preference Share | For | Did Not Vote | Management |
2c | Declare Final Dividend of SGD 0.16 Per Non-Voting Redeemable Convertible Preference Share | For | Did Not Vote | Management |
3 | Approve Directors’ Fees of SGD 647,851 for the Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5a | Reelect S. Dhanabalan as Director | For | Did Not Vote | Management |
5b | Reelect Bernard Chen Tien Lap as Director | For | Did Not Vote | Management |
5c | Reelect Fock Siew Wah as Director | For | Did Not Vote | Management |
5d | Reelect Kwa Chong Seng as Director | For | Did Not Vote | Management |
5e | Reelect Narayana Murthy as Director | For | Did Not Vote | Management |
5f | Reelect Frank Wong Kwong Shing as Director | For | Did Not Vote | Management |
5g | Reappoint Thean Lip Ping as Director | For | Did Not Vote | Management |
6a | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Plan | For | Did Not Vote | Management |
6b | Approve Issuance of Shares and Grant of Options Pursuant to the Performance Share Plan | For | Did Not Vote | Management |
6c | Approve Issuance of Shares without Preemptive Rights | For | Did Not Vote | Management |
DBS GROUP HOLDINGS LTD
Ticker: |
| Security ID: | SG1L01001701 |
Meeting Date: | APR 30, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles of Association | For | Did Not Vote | Management |
2 | Approve Issuance of Shares without Preemptive Rights | For | Did Not Vote | Management |
3 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
78
ESPRIT HOLDINGS LTD.
Ticker: |
| Security ID: | BMG3122U1291 |
Meeting Date: | NOV 26, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend | For | Did Not Vote | Management |
3 | Approve Special Dividend | For | Did Not Vote | Management |
4 | Reelect Directors | For | Did Not Vote | Management |
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
8 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
GAMUDA BHD
Ticker: |
| Security ID: | MYL5398OO002 |
Meeting Date: | JAN 14, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports for the Year Ended July 31, 2003 | For | Did Not Vote | Management |
2 | Approve a Final Dividend of Nine Percent Per Share Less 28 Percent Income Tax for the Year Ended July 31 ,2003 | For | Did Not Vote | Management |
3 | Approve Remuneration of Directors for the Year Ended July 31, 2003 | For | Did Not Vote | Management |
4 | Elect Ir Talha bin Haji Mohd Hashim as Director | For | Did Not Vote | Management |
5 | Elect Mohd Ramli bin Kushairi as Director | For | Did Not Vote | Management |
6 | Elect Ab Rahman bin Omar as Director | For | Did Not Vote | Management |
7 | Elect Abdul Aziz bin Raja Salim as Director | For | Did Not Vote | Management |
8 | Elect Haji Azmi Mat Nor as Director | For | Did Not Vote | Management |
9 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12 | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Lingkaran Trans Kota Sdn Bhd | For | Did Not Vote | Management |
79
GENTING BHD
Ticker: |
| Security ID: | MYL3182OO002 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
2 | Approve Final Dividends for the Financial Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
3 | Approve Remuneration of Directors in the Amount of MYR597,699 for the Financial Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
4 | Elect Lim Kok Thay as Director | For | Did Not Vote | Management |
5 | Elect Quah Chek Tin as Director | For | Did Not Vote | Management |
6 | Elect Mohd Amin bin Osman as Director | For | Did Not Vote | Management |
7 | Elect Gunn Chit Tuan as Director | For | Did Not Vote | Management |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
GENTING BHD
Ticker: |
| Security ID: | MYL3182OO002 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Article 118 Re: Insertion of a New Article 118A which Creates the Position of an Honorary Life Chairman of the Company | For | Did Not Vote | Management |
HANA BANK LTD
Ticker: |
| Security ID: | KR7002860005 |
Meeting Date: | MAR 26, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements | For | Did Not Vote | Management |
2 | Approve Appropriation of Retained Earnings and Dividends of KRW 500 Per Share | For | Did Not Vote | Management |
3 | Approve Capital Reduction/Share Cancellation | For | Did Not Vote | Management |
4.1 | Elect Directors | For | Did Not Vote | Management |
4.2 | Elect Members of Audit Committee | For | Did Not Vote | Management |
4.3 | Appoint Auditor | For | Did Not Vote | Management |
5 | Approve Limit on Remuneration of Directors | For | Did Not Vote | Management |
6 | Approve Stock Option Grants | For | Did Not Vote | Management |
80
HANNSTAR DISPLAY CORP
Ticker: |
| Security ID: | TW0006116007 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | EGM |
Record Date: | OCT 21, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Accept Reports |
| None | Management |
2.1 | Amend Articles of Association | For | For | Management |
2.2 | Amend Articles of Association | For | For | Management |
2.3 | Approve Change of Amount of GDR Issuance | For | For | Management |
2.4 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | For | Management |
3 | Other Business |
| None | Management |
HENDERSON LAND DEVELOPMENT CO LTD
Ticker: |
| Security ID: | HK0012000102 |
Meeting Date: | DEC 1, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Dividends of HK$0.45 Per Share | For | Did Not Vote | Management |
3 | Reelect Directors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5a | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
5c | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
5d | Approve Increase in Authorized Capital if the Issuance of Shares Exceed HK$3.6 Billion | For | Did Not Vote | Management |
6 | Amend Articles Re: Technical Definitions | For | Did Not Vote | Management |
81
HENDERSON LAND DEVELOPMENT CO LTD
Ticker: |
| Security ID: | HK0012000102 |
Meeting Date: | DEC 1, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve New Share Option Scheme of Henderson China Hldgs. Ltd. | For | Did Not Vote | Management |
HON HAI PRECISION INDUSTRY
Ticker: | HNHPF | Security ID: | TW0002317005 |
Meeting Date: | DEC 24, 2003 | Meeting Type: | EGM |
Record Date: | NOV 24, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement with Ambit Microsystem Corp. Agreement | For | For | Management |
2 | Issue Shares in Connection with Merger with Ambit Microsystem Corp. | For | For | Management |
3 | Amend Articles of Association Re: Changes in Articles to Reflect Merger | For | For | Management |
HON HAI PRECISION INDUSTRY
Ticker: | HNHPF | Security ID: | TW0002317005 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | AGM |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on 2003 Business Operation Results |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
1.3 | Receive Report on Indirect Investment |
| Did Not Vote | Management |
1.4 | Receive Report on Overseas Convetible Bonds |
| Did Not Vote | Management |
1.5 | Receive Report on Mergers and Acquisition |
| Did Not Vote | Management |
1.6 | Receive Other Reports |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
2.3 | Approve Capitalization of 2003 Dividends and Employee Profit Sharing | For | Did Not Vote | Management |
2.4 | Approve New Rights Issue to Sponsor Depository Receipts Offering | For | Did Not Vote | Management |
2.5 | Amend Articles of Association | For | Did Not Vote | Management |
2.6 | Elect Directors and Supervisors | For | Did Not Vote | Management |
2.7 | Approve Release of Restrictions of Competitive Activities of Directors | For | Did Not Vote | Management |
3 | Other Business |
| Did Not Vote | Management |
82
HUANENG POWER INTERNATIONAL INC.
Ticker: | HNP | Security ID: | CN0009115410 |
Meeting Date: | JUL 22, 2003 | Meeting Type: | EGM |
Record Date: | JUL 2, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Transfer Agreement Entered into by Huaneng Power International Inc and China Huaneng Group | For | Did Not Vote | Management |
2.1 | Approve Guarantee Agreements Entered into by China Huaneng Group and its Subsidiaries | For | Did Not Vote | Management |
2.2 | Approve Loan Borrowing Agreement Entered into by China Huaneng Group and Shanxi Huaneng Yushe Power Limited Liability Company | For | Did Not Vote | Management |
2.3 | Approve Deposit and Borrowing Agreements Entered Among Henan Huaneng Qinbei Power Generation Ltd, Shanxi Huaneng Yushe Power Ltd, China Huaneng Group Xindian Power Plant, and China Huaneng Finance Co | For | Did Not Vote | Management |
HUNG POO CONSTRUCTION CORP.
Ticker: |
| Security ID: | TW0002536000 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | AGM |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on 2003 Business Operation Results |
| Did Not Vote | Management |
1.2 | Receive Report on Mergers and Acquisition |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Cash Dividend of NTD 0.15 per Share | For | Did Not Vote | Management |
3.1 | Amend Articles of Association | For | Did Not Vote | Management |
3.2 | Elect Directors and Supervisors | For | Did Not Vote | Management |
4 | Other Business |
| Did Not Vote | Management |
HUTCHISON WHAMPOA INTERNATIONAL LIMITED
Ticker: |
| Security ID: | HK0013000119 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | EGM |
Record Date: | MAY 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Share Option Scheme of Hutchison Harbour Ring Ltd. | For | For | Management |
2 | Approve Share Option Scheme of Hutchison 3G UK Hldgs. Ltd. | For | For | Management |
3 | Approve Share Option Scheme of Hutchison 3G Italia S.p.A. | For | For | Management |
83
HUTCHISON WHAMPOA INTERNATIONAL LIMITED
Ticker: |
| Security ID: | HK0013000119 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | AGM |
Record Date: | MAY 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of HK$1.22 Per Share | For | For | Management |
3a | Elect Li Ka-shing as Director | For | For | Management |
3b | Elect Frank John Sixt as Director | For | For | Management |
3c | Elect George Colin Magnus as Director | For | For | Management |
3d | Elect Michael David Kadoorie as Director | For | For | Management |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
5b | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
5c | Authorize Reissuance of Repurchased Shares | For | For | Management |
HUTCHISON WHAMPOA INTERNATIONAL LIMITED
Ticker: |
| Security ID: | HK0013000119 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | EGM |
Record Date: | MAY 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Voting at Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company | For | For | Management |
HYSAN DEVELOPMENT CO LTD
Ticker: |
| Security ID: | HK0014000126 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend | For | Did Not Vote | Management |
3 | Reelect Directors | For | Did Not Vote | Management |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
7 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
8 | Amend Articles of Association | For | Did Not Vote | Management |
84
HYUNDAI HEAVY INDUSTRY
Ticker: |
| Security ID: | KR7009540006 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Appropriation of Income and Dividends of KRW 1500 Per Share | For | Did Not Vote | Management |
2 | Amend Articles of Incorporation Re: Business Objectives, Quarterly Dividends, Proportion of Outsiders on Board of Directors | For | Did Not Vote | Management |
3 | Elect Directors | For | Did Not Vote | Management |
4 | Elect Member of Audit Committee | For | Did Not Vote | Management |
5 | Approve Limit on Remuneration of Directors | For | Did Not Vote | Management |
HYUNDAI MERCHANT MARINE CO LTD
Ticker: |
| Security ID: | KR7011200003 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Disposition of Deficit | For | Did Not Vote | Management |
2.1 | Elect Director (Management Nominee Hyun Chung-Eun) | For | Did Not Vote | Management |
2.2 | Elect Director (Shareholder Nominee Chung Mong-Jin) | Against | Did Not Vote | Shareholder |
3 | Approve Limit on Remuneration of Directors | For | Did Not Vote | Management |
85
JAYA TIASA HOLDINGS BHD
Ticker: |
| Security ID: | MYL4383OO005 |
Meeting Date: | SEP 29, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Apr. 30, 2003 | For | Did Not Vote | Management |
2 | Approve Remuneration of Directors for the Year Ended Apr. 30, 2003 | For | Did Not Vote | Management |
3 | Approve a First and Final Dividend of Three Percent Less Tax for the Year Ended Apr. 30, 2003 | For | Did Not Vote | Management |
4 | Elect Abdul Rahman Bin Abdul Hamid as Director | For | Did Not Vote | Management |
5 | Elect Tiong Chiong Hoo as Director | For | Did Not Vote | Management |
6 | Elect Tuan Haji Wan Alshagaf Bin Tuanku Esim as Director | For | Did Not Vote | Management |
7 | Re-Appoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
JAYA TIASA HOLDINGS BHD
Ticker: |
| Security ID: | MYL4383OO005 |
Meeting Date: | SEP 29, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
2 | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions | For | Did Not Vote | Management |
JIANGXI COPPER CO
Ticker: |
| Security ID: | CN0009070615 |
Meeting Date: | JAN 15, 2004 | Meeting Type: | EGM |
Record Date: | DEC 16, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Blister Copper Purchase Agreement Between Jiangxi Copper Co. Ltd. (the Company) and Jiangxi Copper Corp. (JCC) | For | For | Management |
2 | Approve Blister (Scrap) Copper Processing Agreement Between the Company and JCC | For | For | Management |
3 | Approve Consolidated Supply Agreement Between the Company and Jiangxi Copper Products Co. Ltd. | For | For | Management |
4 | Approve Consolidated Supply and Service Agreement Between JCC and Jiangxi Copper Products Co. Ltd. | For | For | Management |
5 | Approve Capital Increase Agreement Between the Company, JCC and JCC Copper Products Co. Ltd. | For | For | Management |
6 | Amend Corporate Purpose | For | For | Management |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
86
JIANGXI COPPER CO
Ticker: |
| Security ID: | CN0009070615 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | AGM |
Record Date: | APR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Report of Directors | For | Did Not Vote | Management |
2 | Accept Report of the Supervisory Committee | For | Did Not Vote | Management |
3 | Accept Financial Statements and Auditors’ Reports | For | Did Not Vote | Management |
4 | Approve Proposal for Profit Distribution | For | Did Not Vote | Management |
5 | Reappoint Deloitte Touche Tohmatsu Shanghai CPA Ltd. and Deloitte Touche Tohmatsu as the Company’s PRC and International Auditors and Authorize Any Two Executive Directors to Fix Their Remuneration and to Enter into the Service Agreement with the Auditors | For | Did Not Vote | Management |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
KASIKORNBANK PCL
Ticker: |
| Security ID: | TH0016010017 |
Meeting Date: | APR 2, 2004 | Meeting Type: | AGM |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Minutes of Previous AGM | For | Did Not Vote | Management |
2 | Accept Directors’ Report | For | Did Not Vote | Management |
3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Approve Compensation of the Accumulated Losses of the Company | For | Did Not Vote | Management |
5 | Elect Directors | For | Did Not Vote | Management |
6 | Amend Articles of Association Re: Board of Directors | For | Did Not Vote | Management |
7 | Approve Names and Number of Directors Who Have Signing Authority | For | Did Not Vote | Management |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
9 | Amend Memorandum and Articles of Association | For | Did Not Vote | Management |
10 | Approve Reduction in Registered Capital to Baht 24 Billion | For | Did Not Vote | Management |
11 | Approve Increase in Registered Capital to Baht 30.5 Billion | For | Did Not Vote | Management |
12 | Other Business | For | Did Not Vote | Management |
87
KEPPEL CORPORATION LTD
Ticker: | KPELY | Security ID: | SG1E04001251 |
Meeting Date: | APR 28, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Capital Distribution to Shareholders of SGD 0.18 in Cash for Every Share Held | For | Did Not Vote | Management |
KEPPEL CORPORATION LTD
Ticker: | KPELY | Security ID: | SG1E04001251 |
Meeting Date: | APR 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | Did Not Vote | Management |
2 | Declare Final Dividend of SGD 0.11 Per Share | For | Did Not Vote | Management |
3 | Reelect Choo Chiau Beng as Director | For | Did Not Vote | Management |
4 | Reelect Lim Hock San as Director | For | Did Not Vote | Management |
5 | Reelect Lee Soo Ann Tsao Yuan as Director | For | Did Not Vote | Management |
6 | Reelect Leung Chun Ying as Director | For | Did Not Vote | Management |
7 | Approve Directors’ Fees of SGD 492,000 | For | Did Not Vote | Management |
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
9 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
10 | Approve Issuance of Shares without Preemptive Rights | For | Did Not Vote | Management |
11 | Approve Mandate for Transactions with Related Parties | For | Did Not Vote | Management |
KEPPEL CORPORATION LTD
Ticker: | KPELY | Security ID: | SG1E04001251 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | CRT |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Capital Reduction of SGD 110 Million and a Maximum of Up to SGD 32.16 Million Standing to the Credit of the Company’s Special Reserve Account and Share Premium Account, Respectively, Which is to be Effected by a Cash Distribution to Shareholders | For | Did Not Vote | Management |
88
KINGMAKER FOOTWEAR HOLDINGS
Ticker: |
| Security ID: | BMG5256W1029 |
Meeting Date: | AUG 28, 2003 | Meeting Type: | AGM |
Record Date: | AUG 21, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Dividends of HK$0.07 Per Share | For | Did Not Vote | Management |
3 | Reelect Directors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
7 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
KOOKMIN BANK
Ticker: |
| Security ID: | KR7060000007 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Non-Consolidated Financial Statements and Disposition of Deficit, with No Dividends | For | Did Not Vote | Management |
2 | Amend Articles of Incorporation | For | Did Not Vote | Management |
3 | Elect Directors | For | Did Not Vote | Management |
4 | Elect Members of Audit Committee | For | Did Not Vote | Management |
5 | Approve Stock Option Grants | For | Did Not Vote | Management |
89
KOREA ELECTRIC POWER CORP
Ticker: | KEP | Security ID: | KR7015760002 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Appropriation of Income and Dividends of KRW 1050 Per Share | For | Did Not Vote | Management |
2 | Elect Han Joon-Ho as New President | For | Did Not Vote | Management |
LG CARD CO LTD
Ticker: |
| Security ID: | KR7032710006 |
Meeting Date: | DEC 16, 2003 | Meeting Type: | EGM |
Record Date: | NOV 17, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles of Incorporation | For | Did Not Vote | Management |
LI & FUNG LTD
Ticker: |
| Security ID: | BMG5485F1445 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend of HK$0.25 Per Share | For | Did Not Vote | Management |
3a | Reelect Danny Lau Sai Wing as Executive Director | For | Did Not Vote | Management |
3b | Reelect Annabella Leung Wai Ping as Executive Director | For | Did Not Vote | Management |
3c | Reelect Paul Edward Selway-Swift as Independent Non-Executive Director | For | Did Not Vote | Management |
4 | Approve Remuneration of All Directors at HK$80,000 and Additional Remuneration of HK$50,000 for Non-Executive Directors Serving on the Audit Committee | For | Did Not Vote | Management |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
8 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
9 | Amend Bylaws Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company, Nomination of Directors | For | Did Not Vote | Management |
90
LI & FUNG LTD
Ticker: |
| Security ID: | BMG5485F1445 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition of Remaining Interest in International Sourcing Group LLC. for a Total Consideration of $5.2 Million to be Satisfied by the Issuance of 3.8 Million New Shares of HK$0.025 Each | For | For | Management |
MEDIA TEK INCORP
Ticker: |
| Security ID: | TW0002454006 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | AGM |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on 2003 Business Operation Results |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
3.1 | Approve Capitalization of 2003 Dividends and Employee Profit Sharing | For | Did Not Vote | Management |
3.2 | Amend Articles of Association | For | Did Not Vote | Management |
4 | Other Business |
| Did Not Vote | Management |
NAN YA PLASTIC
Ticker: |
| Security ID: | TW0001303006 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | AGM |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive 2003 Report |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
2.3 | Approve Capitalization of Capital Reserves | For | Did Not Vote | Management |
2.4 | Amend Articles of Association | For | Did Not Vote | Management |
3 | Elect Directors and Supervisors | For | Did Not Vote | Management |
4 | Other Business |
| Did Not Vote | Management |
91
NCSOFT CORP
Ticker: | 36570 | Security ID: | KR7036570000 |
Meeting Date: | MAR 26, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Appropriation of Income, with No Dividends | For | For | Management |
2 | Amend Articles of Incorporation Re: Business Objectives | For | For | Management |
3 | Elect Directors | For | For | Management |
4 | Appoint Auditor | For | For | Management |
5 | Approve Limit on Remuneration of Directors | For | For | Management |
6 | Approve Limit on Remuneration of Auditors | For | For | Management |
NGAI LIK INDUSTRIAL HOLDING
Ticker: |
| Security ID: | BMG6503D1039 |
Meeting Date: | AUG 15, 2003 | Meeting Type: | AGM |
Record Date: | AUG 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Abstain | Management |
2 | Approve Final Dividend | For | Abstain | Management |
3 | Reelect Directors and Authorize Board to Fix Their Remuneration | For | Abstain | Management |
4 | Ratify Appointment of Joint Auditors | For | Abstain | Management |
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | Abstain | Management |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Abstain | Management |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Abstain | Management |
8 | Authorize Reissuance of Repurchased Shares | For | Abstain | Management |
NGAI LIK INDUSTRIAL HOLDING
Ticker: |
| Security ID: | BMG6503D1039 |
Meeting Date: | SEP 5, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Sale of the Entire Issued Share Capital of Hangerton Group Ltd. and Related Shareholder’s Loan to City Harvest Ltd. for a Cash Consideration of Approximately HK$63.9 Million | For | Did Not Vote | Management |
92
OVERSEA-CHINESE BANKING CORPORATION LTD
Ticker: |
| Security ID: | SG1L51001825 |
Meeting Date: | JUL 28, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Reduction in Stated Capital and Share Premium Account | For | Did Not Vote | Management |
PETROCHINA CO LTD
Ticker: | PTR | Security ID: | CN0009365379 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | AGM |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Report of the Directors | For | Did Not Vote | Management |
2 | Approve Report of the Supervisory Committee | For | Did Not Vote | Management |
3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Approve Final Dividends of RMB0.079 Per Share | For | Did Not Vote | Management |
5 | Authorize Board to Determine the Distribution of Interim Dividend for the Year 2004 | For | Did Not Vote | Management |
6 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited Company, as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
7a | Reelect Chen Geng as Director | For | Did Not Vote | Management |
7b | Elect Zhou Jiping as Director | For | Did Not Vote | Management |
7c | Elect Duan Wende as Director | For | Did Not Vote | Management |
8a | Elect Sun Xianfeng as Supervisor | For | Did Not Vote | Management |
8b | Elect Xu Fengli as Supervisor | For | Did Not Vote | Management |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
93
POSCO
Ticker: | PKX | Security ID: | KR7005490008 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Appropriation of Income, with a Year-End Dividend of KRW 5000 Per Share | For | Did Not Vote | Management |
2.1 | Amend Articles of Incorporation Re: Cumulative Voting | For | Did Not Vote | Management |
2.2 | Amend Articles of Incorporation Re: Corporate Governance | For | Did Not Vote | Management |
3.1.1 | Elect Outside Director | For | Did Not Vote | Management |
3.1.2 | Elect Outside Director | For | Did Not Vote | Management |
3.1.3 | Elect Outside Director | For | Did Not Vote | Management |
3.1.4 | Elect Outside Director | For | Did Not Vote | Management |
3.2.1 | Elect Member of Audit Committee | For | Did Not Vote | Management |
3.2.2 | Elect Member of Audit Committee | For | Did Not Vote | Management |
3.3.1 | Elect Inside Director | For | Did Not Vote | Management |
3.3.2 | Elect Inside Director | For | Did Not Vote | Management |
3.3.3 | Elect Inside Director | For | Did Not Vote | Management |
3.3.4 | Elect Inside Director | For | Did Not Vote | Management |
3.3.5 | Elect Inside Director | For | Did Not Vote | Management |
4 | Approve Limit on Remuneration of Directors | For | Did Not Vote | Management |
PT ASTRA INTERNATIONAL INC.
Ticker: |
| Security ID: | ID1000057607 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3A | Elect Directors | For | Did Not Vote | Management |
3B | Elect Commissioners | For | Did Not Vote | Management |
3C | Approve Remuneration of Directors and Commissioners | For | Did Not Vote | Management |
4 | Approve Drs. VJH Boentaran Les as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
94
PT BANK MANDIRI (PERSERO) TBK
Ticker: |
| Security ID: | ID1000095003 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | AGM |
Record Date: | APR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
4 | Approve Remuneration of Commissioners | For | Did Not Vote | Management |
5 | Elect Commissioners | For | Did Not Vote | Management |
6 | Report on Structure of Audit Committee | For | Did Not Vote | Management |
PT BUMI RESOURCES TBK
Ticker: |
| Security ID: | ID1000068703 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Pledging of Assets for Debt | For | For | Management |
PT BUMI RESOURCES TBK
Ticker: |
| Security ID: | ID1000068703 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | JUN 11, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Directors’ Report | For | Did Not Vote | Management |
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Morison International as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
PT BUMI RESOURCES TBK
Ticker: |
| Security ID: | ID1000068703 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | EGM |
Record Date: | JUN 11, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Directors and Commissioners | For | Did Not Vote | Management |
95
PT GUDANG GARAM
Ticker: |
| Security ID: | ID1000068604 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | JUN 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Directors’ Report | For | Did Not Vote | Management |
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Dividends of IDR 300 | For | Did Not Vote | Management |
4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
PT SEMEN GRESIK
Ticker: |
| Security ID: | ID1000072705 |
Meeting Date: | SEP 29, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Directors’ Report | For | Did Not Vote | Management |
2 | Approve Dividends | For | Did Not Vote | Management |
3 | Approve Remuneration of Directors and Commissioners | For | Did Not Vote | Management |
4 | Approve Loan Agreement | For | Did Not Vote | Management |
5 | Amend Articles of Association | For | Did Not Vote | Management |
6 | Elect Directors and Commissioners | For | Did Not Vote | Management |
PT TELEKOMUNIKASI INDONESIA
Ticker: | TLK | Security ID: | ID1000057904 |
Meeting Date: | MAR 10, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Replacement of Annual Report and Consolidated Financial Statements for FY 2002 | For | For | Management |
2 | Approve Annual Report 2002 and Ratification of Consolidated Financial Statement 2002 | For | For | Management |
3 | Ratify Restated Consolidated Financial Statement for FY 2000 and FY 2001 | For | For | Management |
4 | Approve Restatement of Net Income Allocation for FY 2000, FY 2001 and FY 2002 | For | For | Management |
5 | Elect Directors and Commissioners | For | For | Management |
96
QUANTA COMPUTER INC.
Ticker: |
| Security ID: | TW0002382009 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | AGM |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on 2003 Business Operating Results |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
1.3 | Receive Report on the Issuance of Global Depository Receipts (GDR) |
| Did Not Vote | Management |
1.4 | Receive Report on Overseas Convetible Bonds |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
3.1 | Approve Capitalization of 2003 Dividends and Employee Profit Sharing | For | Did Not Vote | Management |
3.2 | Amend Articles of Association | For | Did Not Vote | Management |
3.3 | Elect Directors and Supervisors | For | Did Not Vote | Management |
3.4 | Approve Release of Restrictions of Competitive Activities of Directors | For | Did Not Vote | Management |
4 | Other Business |
| Did Not Vote | Management |
RESORTS WORLD BHD
Ticker: | RZT | Security ID: | MYL4715OO008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
2 | Approve Final Dividends for the Financial Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
3 | Approve Remuneration of Directors in the Amount of MYR548,082 for the Financial Year Ended Dec. 31, 2003 | For | Did Not Vote | Management |
4 | Elect Tan Sri Wan Sidek bin Hj Wan Abdul Rahman as Director | For | Did Not Vote | Management |
5 | Elect Tan Sri Dr Lin See Yan as Director | For | Did Not Vote | Management |
6 | Elect Justin Tan Wah Joo as Director | For | Did Not Vote | Management |
7 | Elect Siew Nim Chee as Director | For | Did Not Vote | Management |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
97
SAMSUNG ELECTRONICS CO LTD
Ticker: |
| Security ID: | KR7005930003 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Appropriation of Income, with Total Dividend of KRW 5500 Per Share | For | Did Not Vote | Management |
2.1 | Elect Two Outside Directors | For | Did Not Vote | Management |
2.2 | Appoint One Member of Audit Committee | For | Did Not Vote | Management |
2.3 | Elect One Executive Director | For | Did Not Vote | Management |
3 | Approve Limit on Remuneration of Directors | For | Did Not Vote | Management |
SAMSUNG TECHWIN CO.
Ticker: |
| Security ID: | KR7012450003 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Appropriation of Income | For | Did Not Vote | Management |
2 | Elect Director | For | Did Not Vote | Management |
3 | Approve Limit on Remuneration of Directors | For | Did Not Vote | Management |
4 | Cancel Company’s Treasury Shares | For | Did Not Vote | Management |
SIAM CEMENT CO
Ticker: |
| Security ID: | TH0003010Z12 |
Meeting Date: | MAR 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Minutes of Previous AGM | For | Did Not Vote | Management |
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Final Dividend of Baht 3.5 per Share | For | Did Not Vote | Management |
4 | Elect Directors | For | Did Not Vote | Management |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
6 | Amend Articles of Association | For | Did Not Vote | Management |
7 | Approve Remuneration of Directors | For | Did Not Vote | Management |
8 | Other Business | For | Did Not Vote | Management |
98
SINDORICOH CO LTD
Ticker: |
| Security ID: | KR7029530003 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Appropriation of Income and Dividends of KRW 2500 Per Share | For | Did Not Vote | Management |
2 | Elect Director(s) | For | Did Not Vote | Management |
3 | Appoint Auditor(s) | For | Did Not Vote | Management |
4 | Approve Limit on Remuneration of Directors | For | Did Not Vote | Management |
5 | Approve Limit on Remuneration of Auditors | For | Did Not Vote | Management |
SINGAPORE AIRLINES LIMITED
Ticker: |
| Security ID: | SG1H95001506 |
Meeting Date: | JUL 26, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | Did Not Vote | Management |
2 | Declare Final Dividend of SGD 0.09 Per Share | For | Did Not Vote | Management |
3 | Elect Brian Pitman as Director | For | Did Not Vote | Management |
4a | Reelect Fock Siew Wah as Director | For | Did Not Vote | Management |
4b | Reelect Ho Kwon Ping as Director | For | Did Not Vote | Management |
5 | Reelect Chew Choon Seng as Director | For | Did Not Vote | Management |
6 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
7 | Approve Directors’ Fees of SGD 571,000 for the Year Ended Mar. 31, 2003 | For | Did Not Vote | Management |
8 | Other Business (Voting) | For | Did Not Vote | Management |
99
SINGAPORE AIRLINES LIMITED
Ticker: |
| Security ID: | SG1H95001506 |
Meeting Date: | JUL 26, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles of Association | For | Did Not Vote | Management |
2 | Approve Issuance of Shares without Preemptive Rights | For | Did Not Vote | Management |
3 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
4 | Amend Employee Share Option Plan | For | Did Not Vote | Management |
5 | Approve Mandate for Transactions with Related Parties | For | Did Not Vote | Management |
SINGAPORE PRESS HOLDINGS LTD.
Ticker: |
| Security ID: | SG1G28865390 |
Meeting Date: | DEC 5, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | Did Not Vote | Management |
2 | Declare Final Dividend of SGD 0.50 Per Share, and a Special Dividend of SGD 0.30 Per Share | For | Did Not Vote | Management |
3a | Reelect Lim Chin Beng as Director | For | Did Not Vote | Management |
3b | Reelect Michael Fam Yue Onn as Director | For | Did Not Vote | Management |
3c | Reelect Lee Ek Tieng as Director | For | Did Not Vote | Management |
3d | Reelect Tang I-Fang as Director | For | Did Not Vote | Management |
4 | Reelect Ngiam Tong Dow as Director | For | Did Not Vote | Management |
5a | Elect Philip Pillai as Director | For | Did Not Vote | Management |
5b | Elect Sum Soon Lim as Director | For | Did Not Vote | Management |
6 | Approve Directors’ Fees of SGD 700,207 | For | Did Not Vote | Management |
7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
8 | Other Business (Voting) | For | Did Not Vote | Management |
9a | Approve Issuance of Shares without Preemptive Rights | For | Did Not Vote | Management |
9b | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme | For | Did Not Vote | Management |
9c | Authorize Share Repurchase Program | For | Did Not Vote | Management |
100
SSANGYONG MOTOR CO
Ticker: |
| Security ID: | KR7003620002 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, with No Dividends | For | Did Not Vote | Management |
2 | Amend Articles of Incorporation to Clarify Director Authorities, Allow Electronic Distribution of Meeting Notices, Authorize Issuance of Subscription Rights to Party Purchasing Ssangyong Shares Held by Creditors | For | Did Not Vote | Management |
3 | Elect Member of Audit Committee | For | Did Not Vote | Management |
4 | Approve Limit on Remuneration of Directors | For | Did Not Vote | Management |
SUN HUNG KAI PROPERTIES LTD.
Ticker: |
| Security ID: | HK0016000132 |
Meeting Date: | NOV 18, 2003 | Meeting Type: | AGM |
Record Date: | NOV 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend | For | Did Not Vote | Management |
3 | Reelect Directors and Fix Their Remuneration | For | Did Not Vote | Management |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
7 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
8 | Other Business (Voting) | For | Did Not Vote | Management |
TAIWAN SEMICONDUCTOR MANUFACTURING
Ticker: | TSM | Security ID: | TW0002330008 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on Business Operation Results for Fiscal Year 2003 |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
1.3 | Receive Report on the Acquisition and Disposal of Assets |
| Did Not Vote | Management |
1.4 | Receive Report on Endorsments and Guarantees |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Cash Dividend of NTD 0.60 per Share and Stock Dividend of 140 Shares per 1000 Shares Held | For | Did Not Vote | Management |
2.3 | Approve Capitalization of 2003 Dividends and Employee Profit Sharing | For | Did Not Vote | Management |
3 | Other Business |
| Did Not Vote | Management |
101
TCL INTERNATIONAL
Ticker: |
| Security ID: | KYG8701T1040 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | AGM |
Record Date: | MAY 11, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend | For | Did Not Vote | Management |
3 | Reelect Directors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
4 | Elect Zhao Zhong Yao as Executive Director and Authorize Board to Fix His Remuneration | For | Did Not Vote | Management |
5 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
6 | Adopt New Articles of Association | For | Did Not Vote | Management |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
8 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
9 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
THORESEN THAI AGENCIES PUBLIC CO LTD
Ticker: |
| Security ID: | TH0535010Z13 |
Meeting Date: | JAN 30, 2004 | Meeting Type: | AGM |
Record Date: | JAN 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Minutes of Previous AGM | For | Did Not Vote | Management |
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
4 | Elect Directors and Fix Their Remuneration | For | Did Not Vote | Management |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
6 | Amend Articles of Association Re: Connected Transactions | For | Did Not Vote | Management |
7 | Amend 1996 AGM Resolution Item 8 Re: Separation of Shipping Agency | For | Did Not Vote | Management |
8 | Other Business | For | Did Not Vote | Management |
102
U-MING MARINE TRANSPORT CORP.
Ticker: |
| Security ID: | TW0002606001 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | AGM |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on Business Operation Results of FY 2003 |
| Did Not Vote | Management |
1.2 | Approve 2003 Annual Report |
| Did Not Vote | Management |
1.3 | Receive Supervisors’ Report |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
3 | Approve Capitalization of 2003 Dividends and Employee Profit Sharing | For | Did Not Vote | Management |
4 | Elect Directors and Supervisors | For | Did Not Vote | Management |
5 | Other Business |
| Did Not Vote | Management |
VANGUARD INTERNATIONAL SEMICONDUCTOR CORP
Ticker: |
| Security ID: | TW0005347009 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | AGM |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report on 2003 Business Operation Results |
| Did Not Vote | Management |
2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
5 | Approve Reduction in Stated Capital | For | Did Not Vote | Management |
6 | Approve 5-Year Income Tax Exemption Regarding Rights Offering in 2003 Under Statute for Upgrading Industry | For | Did Not Vote | Management |
7 | Amend Articles of Association | For | Did Not Vote | Management |
8 | Amend Procedures Governing the Acquistion or Disposal of Assets | For | Did Not Vote | Management |
9 | Amend Procedures Governing Financial Derivative Transactions | For | Did Not Vote | Management |
10 | Amend Operating Procedures for the Loan of Funds to Other Parties | For | Did Not Vote | Management |
11 | Amend Endorsement and Guarantee Operating Guidelines | For | Did Not Vote | Management |
12 | Other Business |
| Did Not Vote | Management |
103
VENTURE CORPORATION LTD
Ticker: |
| Security ID: | SG0531000230 |
Meeting Date: | APR 30, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management |
2 | Declare Final and Bonus Dividends | For | For | Management |
3 | Reelect Soo Eng Hiong as Director | For | For | Management |
4 | Reelect Goh Geok Ling as Director | For | For | Management |
5 | Reelect Goon Kok Loon as Director | For | For | Management |
6 | Reelect Cecil Vivian Richard Wong as Director | For | For | Management |
7 | Approve Directors’ Fees of SGD 86,000 | For | For | Management |
8 | Reappoint Deloiotte & Touche as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
9 | Approve Issuance of Shares without Preemptive Rights | For | For | Management |
10 | Approve Issuance of Shares and Grant of Options Pursuant to the Venture Manufacturing (Singapore) Ltd. Executives’ Share Option Scheme | For | For | Management |
VENTURE CORPORATION LTD
Ticker: |
| Security ID: | SG0531000230 |
Meeting Date: | APR 30, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles of Association | For | For | Management |
2 | Approve Issuance of Shares without Preemptive Rights | For | For | Management |
3 | Adopt Venture Corporation Executives’ Share Option Scheme | For | For | Management |
104
VICTORY CITY INTERNATIONAL HOLDINGS LTD
Ticker: |
| Security ID: | BMG9358Q1463 |
Meeting Date: | AUG 28, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Final Dividend of HK$0.04 Per Share by Way of Scrip Dividend with an Option to Receive Shares in Lieu of a Cash Payment | For | Did Not Vote | Management |
3 | Reelect Directors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
5 | Approve Issuance of Shares Pursuant to the Share Option Scheme | For | Did Not Vote | Management |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | Did Not Vote | Management |
8 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
VICTORY CITY INTERNATIONAL HOLDINGS LTD
Ticker: |
| Security ID: | BMG9358Q1463 |
Meeting Date: | AUG 29, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Approve Corporate Guarantee to be Executed by Each of Victory City Intl. Hldgs. Ltd. (the Company), Victory City Overseas Ltd. and Victory City Co. Ltd. for an Amount of Up to HK$50 Million in Favor of The Hongkong and Shanghai Banking Corp. Ltd. | For | Did Not Vote | Management |
1b | Approve Corporate Guarantee to be Executed by the Company for an Amount of HK$10 Million and a Corporate Guarantee to be Executed by Victory City Overseas Ltd. for an Amount of Up to HK$50 Million Both in Favor of Hang Seng Bank Ltd. | For | Did Not Vote | Management |
1c | Approve Corporate Guarantee to be Executed by the Company for an Amount of Up to HK$30 Million in Favor of Wing Hang Bank Ltd. | For | Did Not Vote | Management |
1d | Approve Corporate Guarantee to be Executed by Each of the Company and Victory City Co. Ltd. for an Amount of Up to HK$40 Million in Favor of the Bank of East Asia, Ltd. | For | Did Not Vote | Management |
1e | Approve Corporate Guarantee to be Executed by the Company for an Amount of Up to HK$50 Million in Favor of KBC Bank Hong Kong Branch | For | Did Not Vote | Management |
105
YAGEO CORP
Ticker: | YAVY | Security ID: | TW0002327004 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | AGM |
Record Date: | APR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on 2003 Business Operation Results |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
1.3 | Receive Report on Execution of Treasury Stocks |
| Did Not Vote | Management |
1.4 | Receive Report on the Issuance of Corporate Debt |
| Did Not Vote | Management |
1.5 | Receive Report on the Execution of Employee Stock Option Plan |
| Did Not Vote | Management |
1.6 | Receive Report on the Establishment of Board of Directors’ Meeting Guidelines |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Compensation of the Accumulated Losses of the Company | For | Did Not Vote | Management |
3 | Amend Articles of Association | For | Did Not Vote | Management |
4 | Elect Directors and Supervisors | For | Did Not Vote | Management |
5 | Approve Release of Restrictions of Competitive Activities of Directors | For | Did Not Vote | Management |
6 | Other Business |
| Did Not Vote | Management |
YANZHOU COAL MINING COMPANY LTD.
Ticker: | YZC | Security ID: | CN0009131243 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAY 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Directors’ Report | For | Did Not Vote | Management |
2 | Accept Supervisors’ Report | For | Did Not Vote | Management |
3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
5 | Approve Remuneration of Directors and Supervisors | For | Did Not Vote | Management |
6 | Elect Wang Xin, Wang XinKun, and Wang Quanxi as Directors | For | Did Not Vote | Management |
7 | Approve Deloitte Touche Tohmatsu in Hong Kong and Deloitte Touche Tohmatsu CPAs in PRC as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
8 | Amend Articles of Association | For | Did Not Vote | Management |
9 | Approve Issuance of New Shares | For | Did Not Vote | Management |
10 | Other Business | For | Did Not Vote | Management |
106
FLEMING INTERNATIONAL GROWTH FUND
ABN AMRO HOLDINGS NV
Ticker: |
| Security ID: | NL0000301109 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report of Management Board |
| Did Not Vote | Management |
2 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Dividends | For | Did Not Vote | Management |
3.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4 | Approve Remuneration Policy | For | Did Not Vote | Management |
5 | Reappoint Ernst & Young as Auditors | For | Did Not Vote | Management |
6.1 | Reelect T. Maas-de Bouwer to Supervisory Board | For | Did Not Vote | Management |
6.2 | Elect A. Olijslager to Supervisory Board | For | Did Not Vote | Management |
7.1 | Abolish Antitakeover Preference Shares through Repurchase and Cancellation of Shares | For | Did Not Vote | Management |
7.2 | Amend Articles to Reflect Cancellation of Preference Shares (Item 7.1) | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9.1 | Grant Board Authority to Issue Ordinary Shares and Convertible Preference Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.1 | For | Did Not Vote | Management |
10 | Other Business |
| Did Not Vote | Management |
ADECCO SA
Ticker: | ADO | Security ID: | CH0012138605 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | JUN 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Receive Auditors Report |
| Did Not Vote | Management |
3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share | For | Did Not Vote | Management |
5 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
6.1 | Reelect Philippe Foriel-Destezet and Philippe Marcel as Directors; Elect Jakob Baer, Juergen Dormann, Klaus Jacobs, Fancis Mer, Thomas O’Neill, David Prince, and Peter Ueberoth as Directors | For | Did Not Vote | Management |
6.2.1 | Ratify Ernst and Young as Auditors | For | Did Not Vote | Management |
6.2.2 | Ratify OBT AG as Special Auditors | For | Did Not Vote | Management |
7 | Amend Articles Re: Remove Voting Restrictions | For | Did Not Vote | Management |
107
ALTADIS SA
Ticker: |
| Security ID: | ES0177040013 |
Meeting Date: | JUN 14, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income and Distribution of EUR 0.80 Per Share Dividend, and Discharge Directors | For | For | Management |
2 | Ratify Management Board | For | For | Management |
3 | Approve Auditors | For | For | Management |
4 | Approve EUR 4.4 Million Reduction in Capital Via Cancellation of 7.3 Million Shares; Ammend Company’s By-Laws Accordingly | For | For | Management |
5 | Authorize Share Repurchase Program | For | For | Management |
6 | Authorize Issuance of Bonds | For | For | Management |
7 | Amend Articles 22, 23, 25, and 28 Re: Elimination of Shareholidng Requirement to Attend Shareholder Meetings, Remote Voting, Elimination of Supermajority Quorums and Vote Requirement for Certain Proposals, Increase Shareholders’ Access to Information | For | For | Management |
8 | Approve General Meeting Guidelines | For | For | Management |
9 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
ALTANA INDUSTRIE-AKTIEN UND ANLAGEN AG
Ticker: |
| Security ID: | DE0007600801 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements Statutory Reports | and | Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Reelect Justus Mische to the Supervisory Board | For | Did Not Vote | Management |
6 | Ratify PwC Deutsche Revision AG as Auditors | For | Did Not Vote | Management |
7 | Approve Creation of EUR 28 Million and EUR 14 Million Pool of Conditional Capital with Preemptive Rights; Approve Creation of a EUR 28 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
8 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
108
BARCLAYS PLC
Ticker: | BCS | Security ID: | GB0031348658 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Sir Richard Broadbent as Director | For | For | Management |
4 | Elect Roger Davis as Director | For | For | Management |
5 | Elect Gary Hoffman as Director | For | For | Management |
6 | Elect Naguib Kheraj as Director | For | For | Management |
7 | Elect David Roberts as Director | For | For | Management |
8 | Re-elect Sir Peter Middleton as Director | For | For | Management |
9 | Re-elect Stephen Russell as Director | For | For | Management |
10 | Re-elect Christopher Lendrum as Director | For | For | Management |
11 | Re-elect Sir Brian Jenkins as Director | For | For | Management |
12 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
13 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 82,053,000 | For | For | Management |
15 | Authorise 984,600,000 Ordinary Shares for Market Purchase | For | For | Management |
BASILEA PHARMACEUTICA AG BASEL
Ticker: |
| Security ID: | CH0011432447 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | AGM |
Record Date: | MAY 14, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
4a | Reelect Werner Henrich as Director | For | Did Not Vote | Management |
4b | Reelect Peter Friedli as Director | For | Did Not Vote | Management |
4c | Reelect Andreas Wicki as Director | For | Did Not Vote | Management |
4d | Elect Anthony Man as Director | For | Did Not Vote | Management |
4e | Elect Ronald Scott as Director | For | Did Not Vote | Management |
5 | Ratify PricewaterhouseCoopers AG as Auditors | For | Did Not Vote | Management |
109
BAYERISCHE MOTOREN WERKE AG
Ticker: | BMW | Security ID: | DE0005190003 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors | For | Did Not Vote | Management |
6 | Elect Volker Doppelfeld, Franz Haniel, Arthur Kelly, Susanne Klatten, Hubert Markl, Wolfgang Mayrhuber, Joachim Milberg, Stefan Quandt, Juergen Strube, and Hans-Dietrich Winkhaus to the Supervisory Board | For | Did Not Vote | Management |
BG GROUP PLC
Ticker: |
| Security ID: | GB0008762899 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 1.86 Pence Per Ordinary Share | For | For | Management |
4 | Re-elect Peter Backhouse as Director | For | For | Management |
5 | Re-elect Paul Collins as Director | For | For | Management |
6 | Re-elect William Friedrich as Director | For | For | Management |
7 | Re-elect Lord Sharman as Director | For | For | Management |
8 | Re-elect Keith Mackrell as Director | For | For | Management |
9 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
10 | Authorise Audit Committee to Fix Remuneration of the Auditors | For | For | Management |
11 | Authorise EU Political Donations and EU Political Expenditure up to Aggregate Nominal of GBP 25,000 | For | For | Management |
12 | Approve the Use of Treasury Shares for the Exercise of Options or the Vesting of Other Share Awards Under the Company’s Share Schemes | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 117,730,026 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,659,504 | For | For | Management |
15 | Authorise 353,190,078 Ordinary Shares for Market Purchase | For | For | Management |
110
BNP PARIBAS SA
Ticker: | BSBN | Security ID: | FR0000131104 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of EUR 2.175 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Authorize Issuance of Bonds/Debentures in the Nominal Value of Up to EUR 30 Billion | For | Did Not Vote | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
7 | Reelect Louis Schweitzer as Director | For | Did Not Vote | Management |
8 | Reelect Lindsay Owen-Jones as Director | For | Did Not Vote | Management |
9 | Confirm Expiration of Term of David Peake as Director | For | Did Not Vote | Management |
10 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | Did Not Vote | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 340 Million | For | Did Not Vote | Management |
13 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | Did Not Vote | Management |
14 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions | For | Did Not Vote | Management |
15 | Amend Terms of Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan Submitted to Shareholder Vote at May 14, 2003, AGM/EGM | For | Did Not Vote | Management |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
17 | Amend Articles of Association Re: Role of Chairman, Access to Information, Internal Control Procedures, Convening of Board Meetings, and Signing of the Minutes of Board Meetings | For | Did Not Vote | Management |
18 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
111
BRITISH SKY BROADCASTING GROUP PLC
Ticker: | NSH | Security ID: | GB0001411924 |
Meeting Date: | NOV 14, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Elect Lord Wilson as Director | For | For | Management |
3 | Elect James Murdoch as Director | For | Against | Management |
4 | Elect Chase Carey as Director | For | Against | Management |
5 | Reelect David Evans as Director | For | Against | Management |
6 | Reelect Lord St John as Director | For | Against | Management |
7 | Reelect Martin Stewart as Director | For | For | Management |
8 | Approve Deloitte and Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
9 | Approve Remuneration Report | For | Against | Management |
10 | Authorize EU Political Donations up to GBP 200,000 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 319,000,000 | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 48,000,000 | For | For | Management |
13 | Approve Reduction of GBP 1.120 Billion from Share Premium Account | For | For | Management |
112
CANON INC
Ticker: | CAJ | Security ID: | JP3242800005 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 35, Special JY 0 | For | Did Not Vote | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Did Not Vote | Management |
3.1 | Elect Director | For | Did Not Vote | Management |
3.2 | Elect Director | For | Did Not Vote | Management |
3.3 | Elect Director | For | Did Not Vote | Management |
3.4 | Elect Director | For | Did Not Vote | Management |
3.5 | Elect Director | For | Did Not Vote | Management |
3.6 | Elect Director | For | Did Not Vote | Management |
3.7 | Elect Director | For | Did Not Vote | Management |
3.8 | Elect Director | For | Did Not Vote | Management |
3.9 | Elect Director | For | Did Not Vote | Management |
3.10 | Elect Director | For | Did Not Vote | Management |
3.11 | Elect Director | For | Did Not Vote | Management |
3.12 | Elect Director | For | Did Not Vote | Management |
3.13 | Elect Director | For | Did Not Vote | Management |
3.14 | Elect Director | For | Did Not Vote | Management |
3.15 | Elect Director | For | Did Not Vote | Management |
3.16 | Elect Director | For | Did Not Vote | Management |
3.17 | Elect Director | For | Did Not Vote | Management |
3.18 | Elect Director | For | Did Not Vote | Management |
3.19 | Elect Director | For | Did Not Vote | Management |
3.20 | Elect Director | For | Did Not Vote | Management |
3.21 | Elect Director | For | Did Not Vote | Management |
3.22 | Elect Director | For | Did Not Vote | Management |
3.23 | Elect Director | For | Did Not Vote | Management |
3.24 | Elect Director | For | Did Not Vote | Management |
3.25 | Elect Director | For | Did Not Vote | Management |
3.26 | Elect Director | For | Did Not Vote | Management |
3.27 | Elect Director | For | Did Not Vote | Management |
4.1 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.2 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.3 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
5 | Appoint Additional External Auditor | For | Did Not Vote | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Did Not Vote | Management |
7 | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Statutory Auditors | For | Did Not Vote | Management |
113
CENTRICA PLC
Ticker: |
| Security ID: | GB0005734388 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 3.7 Pence Per Share | For | For | Management |
4 | Re-elect Phil Bentley as Director | For | For | Management |
5 | Re-elect Mark Clare as Director | For | For | Management |
6 | Re-elect Roger Carr as Director | For | For | Management |
7 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
8 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,993,659 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,850,317 | For | For | Management |
11 | Authorise 426,611,414 Ordinary Shares for Market Purchase | For | For | Management |
12 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 125,000 | For | For | Management |
114
CHINA LIFE INSURANCE CO LTD
Ticker: |
| Security ID: | CN0003580601 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | AGM |
Record Date: | MAY 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Report of the Board of Directors | For | For | Management |
2 | Accept Report of the Supervisory Committee | For | For | Management |
3 | Accept Financial Statements and Statutory Reports | For | For | Management |
4 | Approve PricewaterhouseCoopers Zhong Tian CPAs and PricewaterhouseCoopers as PRC Auditors and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Management |
5 | Appoint Daniel Joseph Kunesh as Director | For | For | Management |
6 | Appoint Sun Shuyi as Director | For | For | Management |
7 | Appoint Cai Rang as Director | For | For | Management |
8 | Appoint Fan Yingjun as Director | For | For | Management |
9 | Appoint Ren Honghin as Supervisor | For | For | Management |
10 | Appoint Tian Hui as Supervisor | For | For | Management |
11 | Amend Articles Re: Voting at General Meetings, Board Composition, Nomination of Directors | For | For | Management |
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
CHUGAI PHARMACEUTICAL CO.
Ticker: |
| Security ID: | JP3519400000 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 13, Special JY 0 | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
2.9 | Elect Director | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
115
COMPAGNIE DE SAINT GOBAIN
Ticker: |
| Security ID: | FR0000125007 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of EUR 1.725 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Reelect Jean-Louis Beffa as Director | For | Did Not Vote | Management |
7 | Reelect Isabelle Bouillot as Director | For | Did Not Vote | Management |
8 | Reelect Sylvia Jay as Director | For | Did Not Vote | Management |
9 | Reelect Jose Luis Leal as Director | For | Did Not Vote | Management |
10 | Ratify Appointment of Gian Paolo Caccini as Director | For | Did Not Vote | Management |
11 | Ratify PricewaterhouseCoopers Audit as Auditors | For | Did Not Vote | Management |
12 | Ratify KPMG Audit as Auditors | For | Did Not Vote | Management |
13 | Ratify Yves Nicolas as Alternate Auditor | For | Did Not Vote | Management |
14 | Ratify Jean-Paul Vellutini as Alternate Auditor | For | Did Not Vote | Management |
15 | Amend Articles of Association to Reflect 2003 Legal Changes Re: Shareholding Disclosure Requirement, Access to Company Information, and Responsibilities of the Chairman | For | Did Not Vote | Management |
16 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
COMPASS GROUP PLC
Ticker: |
| Security ID: | GB0005331532 |
Meeting Date: | FEB 16, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 5.7 Pence Per Share | For | For | Management |
4 | Re-elect Michael Bailey as Director | For | For | Management |
5 | Re-elect Denis Cassidy as Director | For | For | Management |
6 | Re-elect Sir Francis Mackay as Director | For | For | Management |
7 | Ratify Deloitte and Touche LLP as Auditors | For | For | Management |
8 | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Authorise EU Political Donations up to GBP 125,000 | For | For | Management |
10 | Amend the Compass Group UK Savings-Related Share Option Scheme, the Compass Group PLC Internation Sharesave Scheme, the Compass Group Share Option Plan, the Compass Group Management Share Option Plan and the Compass Group Long-Term Incentive Plan | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10.8 Million | For | For | Management |
12 | Authorise 216,887,191 Shares for Market Repurchase | For | For | Management |
116
CREDIT SUISSE GROUP
Ticker: |
| Security ID: | CH0012138530 |
Meeting Date: | APR 30, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3.1 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
3.2 | Approve CHF 597.5 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders | For | Did Not Vote | Management |
4.1 | Reelect Thomas Bell and Aziz Syriani as Directors; Elect Peter Weibel, Noreen Doyle, and David Syz as Directors | For | Did Not Vote | Management |
4.2 | Reelect KPMG Klynveld Peat Marwick Goerdeler SA as Auditors | For | Did Not Vote | Management |
4.3 | Reelect BDO Sofirom as Special Auditors | For | Did Not Vote | Management |
5.1 | Amend Articles Re: Submission of Shareholder Proposals | For | Did Not Vote | Management |
5.2 | Amend Articles Re: Delete Provisions Concerning Contributions In Kind | For | Did Not Vote | Management |
DAIKIN INDUSTRIES LTD.
Ticker: |
| Security ID: | JP3481800005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 6, Final JY 8, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion - Streamline Board Structure | For | For | Management |
3 | Authorize Share Repurchase Program | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
117
DASSAULT SYSTEMES SA
Ticker: | DHEGF | Security ID: | FR0000130650 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
2 | Approve Financial Statements and Discharge Directors | For | Did Not Vote | Management |
3 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends of EUR 0.51 per Share | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 140,000 | For | Did Not Vote | Management |
7 | Ratify Ernst & Young Audit | For | Did Not Vote | Management |
8 | Ratify Francois Carrega as Alternate Auditor | For | Did Not Vote | Management |
9 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 1 Billion | For | Did Not Vote | Management |
10 | Amend Articles of Association to Reflect 2003 Legal Changes Re: Access to Information, Related-Party Transactions, and Auditors | For | Did Not Vote | Management |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million | For | Did Not Vote | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million | For | Did Not Vote | Management |
14 | Authorize Capitalization of Reserves of Up to EUR 25 Million for Bonus Issue or Increase in Par Value | For | Did Not Vote | Management |
15 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Did Not Vote | Management |
16 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | For | Did Not Vote | Management |
18 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
118
DEUTSCHE BOERSE AG
Ticker: |
| Security ID: | DE0005810055 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | AGM |
Record Date: | MAY 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.55 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Elect Peter Levene and Alessandro Profuma to the Supervisory Board | For | Did Not Vote | Management |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
7 | Approve Affiliation Agreements with Subsidiaries (Deutsche Boerse IT Holding GmbH) | For | Did Not Vote | Management |
8 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors | For | Did Not Vote | Management |
EACCESS LTD, TOKYO
Ticker: |
| Security ID: | JP3130100005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Handling of Accumulated Loss, with No Dividends | For | For | Management |
2 | Acquire ISP Business of AOL Japan | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Amend Articles to: Increase Authorized Capital - Eliminate All References to Preferred Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
6 | Amend Terms of Detachable Warrants on Series 1 Warrant Bonds to Reflect that Warrants May No Longer be Exchanged for Preferred Shares | For | For | Management |
7 | Approve Executive Stock Option Plan | For | For | Management |
8 | Approve Increase in Aggregate Compensation Ceiling for Directors | For | For | Management |
119
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles To Reflect New Italian Company Law Regulations | For | Did Not Vote | Management |
2 | Amend Articles 17, 19, and 28 of the Company’s Bylaws | For | Did Not Vote | Management |
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
4 | Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Amend Article 2 of the Set of Rules Governing General Meetings of Eni Spa | For | Did Not Vote | Management |
6 | Approve Remuneration of Directors | For | Did Not Vote | Management |
FUJISAWA PHARMACEUTICAL CO. LTD.
Ticker: |
| Security ID: | JP3813600008 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 9, Final JY 13, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Merger Agreement with Yamanouchi Pharmaceutical Co. | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
120
GLAXOSMITHKLINE PLC
Ticker: |
| Security ID: | GB0009252882 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Lawrence Culp as Director | For | For | Management |
4 | Elect Crispin Davis as Director | For | For | Management |
5 | Elect Sir Robert Wilson as Director | For | For | Management |
6 | Elect Tachi Yamada as Director | For | For | Management |
7 | Re-elect Sir Christopher Hogg as Director | For | For | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
9 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
10 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 74,330,954 | For | For | Management |
12 | Authorise 594,647,632 Ordinary Shares for Market Purchase | For | For | Management |
HONDA MOTOR CO. LTD.
Ticker: | HMC | Security ID: | JP3854600008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 23, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
3.26 | Elect Director | For | For | Management |
3.27 | Elect Director | For | For | Management |
3.28 | Elect Director | For | For | Management |
3.29 | Elect Director | For | For | Management |
3.30 | Elect Director | For | For | Management |
3.31 | Elect Director | For | For | Management |
3.32 | Elect Director | For | For | Management |
3.33 | Elect Director | For | For | Management |
3.34 | Elect Director | For | For | Management |
3.35 | Elect Director | For | For | Management |
3.36 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
6 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Management |
7 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
121
HOYA CORP.
Ticker: |
| Security ID: | JP3837800006 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
HSBC HOLDINGS PLC
Ticker: | HBC | Security ID: | GB0005405286 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Re-elect Lord Butler as Director | For | For | Management |
2b | Re-elect Baroness Lydia Dunn as Director | For | For | Management |
2c | Elect Rona Fairhead as Director | For | For | Management |
2d | Re-elect William Fung as Director | For | For | Management |
2e | Elect Michael Geoghegan as Director | For | For | Management |
2f | Re-elect Sharon Hintze as Director | For | For | Management |
2g | Re-elect John Kemp-Welch as Director | For | For | Management |
2h | Re-elect Sir Mark Moody-Stuart as Director | For | For | Management |
2i | Re-elect Helmut Sohmen as Director | For | For | Management |
3 | Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
4 | Approve Remuneration Report | For | For | Management |
5 | Authorise 1,099,900,000 Ordinary Shares for Market Purchase | For | For | Management |
6 | Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,099,900,000 | For | For | Management |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 274,975,000 | For | For | Management |
8 | Approve Increase in Remuneration of Non-Executive Directors from GBP 35,000 to GBP 55,000 Per Annum | For | For | Management |
122
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: |
| Security ID: | GB0032612805 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 9.45 Pence Per IHG PLC Share | For | For | Management |
4a | Elect Richard Hartman as Director | For | For | Management |
4b | Elect Ralph Kugler as Director | For | For | Management |
4c | Elect Robert Larson as Director | For | For | Management |
4d | Elect Richard North as Director | For | For | Management |
4e | Elect Stevan Porter as Director | For | For | Management |
4f | Elect David Prosser as Director | For | For | Management |
4g | Elect Richard Solomons as Director | For | For | Management |
4h | Elect Sir Howard Stringer as Director | For | For | Management |
4i | Elect David Webster as Director | For | For | Management |
5 | Re-appoint Ernst and Young LLP as Auditors of the Company | For | For | Management |
6 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
7 | Approve Increase in Remuneration of Non-Executive Directors from GBP 550,000 to GBP 750,000 | For | For | Management |
8 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 235,529,677 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,329,451 | For | For | Management |
11 | Authorise 105,917,695 Ordinary Shares for Market Purchase | For | For | Management |
123
KAO CORP.
Ticker: | KAOCY | Security ID: | JP3205800000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 16, Final JY 16, Special JY 0 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
4.12 | Elect Director | For | For | Management |
4.13 | Elect Director | For | For | Management |
4.14 | Elect Director | For | For | Management |
4.15 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
7 | Approve Retirement Bonuses for Directors | For | For | Management |
KINGFISHER PLC
Ticker: |
| Security ID: | GB0030738503 |
Meeting Date: | JUL 4, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Demerger of Kingfisher Plc’s Electrical Business to Kesa Electricals Plc By Way of Dividend in Specie | For | For | Management |
2 | Approve Capital Reorganization | For | For | Management |
3 | Approve Kesa Group Sharesave Scheme and Kesa Group International Sharesave Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
4 | Approve Kesa Group Demerger Award Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
5 | Approve Kesa Group Incentive Compensation Plan and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
6 | Approve Kesa Group Employee Benefit Trust and Authorize Directors to Modify and Establish Such Plans | For | For | Management |
124
KINGFISHER PLC
Ticker: |
| Security ID: | GB0033195214 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 6.15 Pence Per Ordinary Share | For | For | Management |
4 | Elect Duncan Tatton-Brown as Director | For | For | Management |
5 | Re-elect Sir Francis Mackay as Director | For | For | Management |
6 | Re-elect Michael Hepher as Director | For | For | Management |
7 | Re-elect Margaret Salmon as Director | For | For | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 108,526,099 | For | For | Management |
10 | Approve Scrip Dividend | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to a Nominal Value of 5 Percent of the Issued Share Capital of the Company | For | For | Management |
12 | Authorise 233,210,664 Ordinary Shares for Market Purchase | For | For | Management |
125
LI & FUNG LTD
Ticker: |
| Security ID: | BMG5485F1445 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of HK$0.25 Per Share | For | For | Management |
3a | Reelect Danny Lau Sai Wing as Executive Director | For | For | Management |
3b | Reelect Annabella Leung Wai Ping as Executive Director | For | For | Management |
3c | Reelect Paul Edward Selway-Swift as Independent Non-Executive Director | For | For | Management |
4 | Approve Remuneration of All Directors at HK$80,000 and Additional Remuneration of HK$50,000 for Non-Executive Directors Serving on the Audit Committee | For | For | Management |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
8 | Authorize Reissuance of Repurchased Shares | For | For | Management |
9 | Amend Bylaws Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company, Nomination of Directors | For | For | Management |
LI & FUNG LTD
Ticker: |
| Security ID: | BMG5485F1445 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition of Remaining Interest in International Sourcing Group LLC. for a Total Consideration of $5.2 Million to be Satisfied by the Issuance of 3.8 Million New Shares of HK$0.025 Each | For | For | Management |
MORRISON (W) SUPERMARKET
Ticker: |
| Security ID: | GB0006043169 |
Meeting Date: | FEB 11, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Scheme of Arrangement with Safeway plc | For | For | Management |
2 | Approve Increase in Authorised Capital to GBP 450,000,000; Issue of Equity with Pre-emptive Rights up to GBP 110,189,658.60 Pursuant to Merger and Otherwise up to GBP 89,193,877.70; and Issue of Equity without Pre-emptive Rights up to GBP 13,379,081.70 | For | For | Management |
3 | Approve Increase in Remuneration of Non-executive Directors to GBP 120,000 | For | For | Management |
126
MORRISON (W) SUPERMARKET
Ticker: |
| Security ID: | GB0006043169 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 2.7 Pence Per Share | For | For | Management |
3 | Re-elect Marie Melnyk as Director | For | For | Management |
4 | Re-elect Roger Owen as Director | For | For | Management |
5 | Approve Remuneration Report | For | For | Management |
6 | Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
7 | Authorise 151,900,000 Ordinary Shares and 144,476 Convertible Preference Shares for Market Purchase | For | For | Management |
8 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 80 Million | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,255,325 | For | For | Management |
NESTLE SA
Ticker: | NSRGY | Security ID: | CH0012056047 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1b | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of CHF 7.20 per Share | For | Did Not Vote | Management |
4a | Elect Edward George as Directors | For | Did Not Vote | Management |
4b | Elect Kaspar Villiger as Directors | For | Did Not Vote | Management |
4c | Elect Rolf Haenggi as Directors | For | Did Not Vote | Management |
4d | Elect Daniel Borel as Directors | For | Did Not Vote | Management |
4e | Elect Carolina Mueller as Directors | For | Did Not Vote | Management |
127
NEWS CORPORATION LTD
Ticker: |
| Security ID: | AU000000NCP0 |
Meeting Date: | OCT 15, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Lachlan Murdoch as Director | For | For | Management |
2 | Elect Thomas Perkins as Director | For | For | Management |
3 | Elect Stanley Shuman as Director | For | For | Management |
4 | Elect Arthur Siskind as Director | For | For | Management |
5 | Approve Stock Option Plan Grants to Executive Directors | For | For | Management |
6 | Approve Remuneration of Directors in the Amount of Up to AUD 1.85 Million | For | For | Management |
NIKKO CORDIAL CORP.
Ticker: |
| Security ID: | JP3670000003 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Adopt U.S.-Style Board Structure - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
4 | Approve Special Payments to Statutory Auditors in Connection with the Abolition of the Statutory Auditor Board | For | For | Management |
5 | Approve Deep Discount Stock Option Plan | For | For | Management |
NINTENDO CO. LTD.
Ticker: | NTDOY | Security ID: | JP3756600007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 70, Final JY 70, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
128
NOKIA CORPORATION
Ticker: | NOK | Security ID: | FI0009000681 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements |
| Did Not Vote | Management |
1.2 | Receive Auditors’ Report |
| Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.5 | Fix Number of Directors at Eight (A Reduction from the Current Nine Directors) | For | Did Not Vote | Management |
1.6 | Approve Remuneration of Directors and Auditors | For | Did Not Vote | Management |
2 | Approve Between EUR 5.7 Million and EUR 8.8 Million Reduction in Share Capital via Cancellation of Between 94.5 Million and 146 Million Shares | For | Did Not Vote | Management |
3 | Approve Issuance of Shares, Stock Options, or Convertible Bonds up to Aggregate Nominal Value of EUR 55.5 Million (Out of Which EUR 3 Million for Incentive Plans) without Preemptive Rights | For | Did Not Vote | Management |
4 | Authorize Repurchase of Up to 230 Million Nokia Shares | For | Did Not Vote | Management |
5 | Authorize Reissuance of 230 Million Repurchased Shares | For | Did Not Vote | Management |
6 | Approve Allocation of EUR 5 Million to Company Foundation to Support the Scientific Development of the Information and Telecommunications Technologies and to Promote Education in the Sector | For | Did Not Vote | Management |
7 | Approve Dividends of EUR 0.30 Per Share | For | Did Not Vote | Management |
8 | Reelect Paul Collins, Georg Ehrnrooth, Bengt Holmstroem, Per Karlsson, Jorma Ollila, Marjorie Scardino, Vesa Vainio, and Arne Wessberg | For | Did Not Vote | Management |
9 | Reelect PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
129
NOVARTIS AG
Ticker: | NVS | Security ID: | CH0012005267 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | AGM |
Record Date: | FEB 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of the Board and Senior Management | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | For | Did Not Vote | Management |
4 | Approve Transfer of CHF 360.9 Million from General Reserves to Free Reserves | For | Did Not Vote | Management |
5 | Approve CHF 12.1 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
6 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
7 | Amend Articles Re: Reduce Board Terms from Four to Three Years | For | Did Not Vote | Management |
8.1 | Approve Resignation of Walter Frehner and Heini Lippuner | For | Did Not Vote | Management |
8.2 | Elect Helmut Sihler, Hans-Joerg Rudloff and Daniel Vasella as Directors | For | Did Not Vote | Management |
9 | Ratify PricewaterhouseCoopers AG as Auditors | For | Did Not Vote | Management |
PHILIPS ELECTRONICS NV
Ticker: | PHG | Security ID: | NL0000009538 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Receive Explanation of Corporate Governance Structure |
| Did Not Vote | Management |
2.3 | Receive Explanation of Policy on Reserves and Dividends |
| Did Not Vote | Management |
2.4 | Approve Dividends of EUR 0.36 Per Share | For | Did Not Vote | Management |
2.5 | Approve Discharge of Management Board | For | Did Not Vote | Management |
2.6 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
3.1 | Reelect Elect K. van Miert to Supervisory Board | For | Did Not Vote | Management |
3.2 | Elect E. Kist as New Member of Supervisory Board | For | Did Not Vote | Management |
4.1 | Approve Remuneration Policy of Management Board | For | Did Not Vote | Management |
4.2 | Amend 2003 Long-Term Incentive Plan Regarding Distribution of Shares: Allocate a Maximum of 2.5 Percent of Annual Pool of Shares Reserved for LTIP to Management Board on Annual Basis | For | Did Not Vote | Management |
5 | Grant Board Authority to Issue Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital | For | Did Not Vote | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
7 | Authorize Board to Set Record Date | For | Did Not Vote | Management |
8 | Other Business (Non-Voting) |
| Did Not Vote | Management |
9 | Close Meeting |
| Did Not Vote | Management |
130
RECKITT BENCKISER
Ticker: |
| Security ID: | GB0007278715 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Against | Management |
3 | Approve Final Dividend of 14 Pence Per Ordinary Share | For | For | Management |
4 | Re-elect George Greener as Director | For | For | Management |
5 | Re-elect Peter White as Director | For | For | Management |
6 | Re-elect Colin Day as Director | For | For | Management |
7 | Elect Judith Sprieser as Director | For | For | Management |
8 | Elect Kenneth Hydon as Director | For | For | Management |
9 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,842,000 | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,726,000 | For | For | Management |
12 | Authorise 70,800,000 Ordinary Shares for Market Purchase | For | For | Management |
131
REED ELSEVIER NV
Ticker: | ENL | Security ID: | NL0000349488 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Documents Received |
| Did Not Vote | Management |
3 | Receive Report of Management Board |
| Did Not Vote | Management |
4 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
5 | Approve Dividends of EUR 0.30 per Ordinary Share | For | Did Not Vote | Management |
6 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
7.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
7.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
8 | Reelect Deloitte Accountants as Auditors | For | Did Not Vote | Management |
9.1 | Reelect Lord Sharman as Member of Supervisory Board | For | Did Not Vote | Management |
9.2 | Reelect R. Stomberg as Member of Supervisory Board | For | Did Not Vote | Management |
9.3 | Reelect M. Tabaksblat as Member of Supervisory Board | For | Did Not Vote | Management |
10 | Reelect G. van de Aast as Member of Management Board | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12.1 | Grant Board Authority to Issue Shares Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12.2 | Grant Board Authority to Restrict/Exclude Preemptive Rights for Share Issuance under Item 12.1 | For | Did Not Vote | Management |
13 | Other Business |
| Did Not Vote | Management |
14 | Close Meeting |
| Did Not Vote | Management |
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: |
| Security ID: | GB0007547838 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 35.7 Pence Per Share | For | For | Management |
4 | Re-elect Emilio Botin as Director | For | For | Management |
5 | Re-elect Lawrence Fish as Director | For | For | Management |
6 | Re-elect Sir Angus Grossart as Director | For | For | Management |
7 | Re-elect Sir George Mathewson as Director | For | For | Management |
8 | Re-elect Gordon Pell as Director | For | For | Management |
9 | Re-elect Iain Robertson as Director | For | For | Management |
10 | Re-elect Sir Iain Vallance as Director | For | For | Management |
11 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
12 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,120,127 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,068,019 | For | For | Management |
15 | Authorise 296,544,152 Ordinary Shares for Market Purchase | For | For | Management |
16 | Approve Increase in Authorised Capital by Creation of 110 Million Category II Non-cumulative Dollar Preference Shares; Issue Equity with Pre-emptive Rights up to All the Existing Preference Shares | For | For | Management |
17 | Amend Articles Re: Preference Shares | For | For | Management |
132
SAMSUNG ELECTRONICS CO LTD
Ticker: |
| Security ID: | US7960508882 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Appropriation of Income, with Total Dividend of KRW 5500 Per Share | For | For | Management |
2.1 | Elect Two Outside Directors | For | For | Management |
2.2 | Appoint One Member of Audit Committee | For | For | Management |
2.3 | Elect One Executive Director | For | For | Management |
3 | Approve Limit on Remuneration of Directors | For | For | Management |
SAP AG
Ticker: | SAP | Security ID: | DE0007164600 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors | For | Did Not Vote | Management |
6 | Amend Articles to Reflect Changes in Capital | For | Did Not Vote | Management |
7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
8 | Authorize Use of Financial Derivatives Method when Repurchasing Shares | For | Did Not Vote | Management |
133
SCHERING AG
Ticker: | SHR | Security ID: | DE0007172009 |
Meeting Date: | APR 16, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.93 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify BDO Deutsche Warentreuhand AG as Auditors | For | Did Not Vote | Management |
6 | Approve Creation of EUR 97 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
7 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 600 Million with Preemptive Rights; Approve Creation of EUR 10 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
8 | Amend Articles Re: Supervisory Board Remuneration due to Changes in German Disclosure Regulations | For | Did Not Vote | Management |
9 | Adopt New Articles of Association | For | Did Not Vote | Management |
10 | Authorize Repurchase of up to Ten Percent of Issued Share Capital; Authorize Board to Issue Repurchased Shares as New Shares without Preemptive Rights | For | Did Not Vote | Management |
11 | Elect Karl-Hermann Baumann, Piet Borst, Mathias Doepfner, John Dormandy, Reiner Hagemann, Martin Kohlhaussen, Hermann-Josef Lamberti, and Giuseppe Vita to the Supervisory Board | For | Did Not Vote | Management |
12 | Approve Affiliation Agreements with Subsidiaries | For | Did Not Vote | Management |
13 | Approve Affiliation Agreements with Schering International Holding GmbH | For | Did Not Vote | Management |
134
SECOM CO., LTD.
Ticker: | SOMJF | Security ID: | JP3421800008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 45, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Reduce Directors Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
4 | Approve Retirement Bonuses for Directors | For | For | Management |
SEIKO EPSON CORP, SUWA
Ticker: |
| Security ID: | JP3414750004 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 9, Final JY 9, Special JY 0 | For | For | Management |
2 | Approve Bonus Payments to Directors and Statutory Auditors | For | For | Management |
3 | Approve Transfer of Company’s LCD Display Operations to Joint-Venture with Sanyo Electric | For | For | Management |
4 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion - Limit Directors’ Legal Liability | For | For | Management |
5.1 | Elect Director | For | For | Management |
5.2 | Elect Director | For | For | Management |
5.3 | Elect Director | For | For | Management |
5.4 | Elect Director | For | For | Management |
5.5 | Elect Director | For | For | Management |
5.6 | Elect Director | For | For | Management |
5.7 | Elect Director | For | For | Management |
5.8 | Elect Director | For | For | Management |
5.9 | Elect Director | For | For | Management |
5.10 | Elect Director | For | For | Management |
5.11 | Elect Director | For | For | Management |
5.12 | Elect Director | For | For | Management |
5.13 | Elect Director | For | For | Management |
5.14 | Elect Director | For | For | Management |
5.15 | Elect Director | For | For | Management |
5.16 | Elect Director | For | For | Management |
5.17 | Elect Director | For | For | Management |
5.18 | Elect Director | For | For | Management |
5.19 | Elect Director | For | For | Management |
6.1 | Appoint Internal Statutory Auditor | For | For | Management |
6.2 | Appoint Internal Statutory Auditor | For | For | Management |
6.3 | Appoint Internal Statutory Auditor | For | For | Management |
6.4 | Appoint Internal Statutory Auditor | For | For | Management |
7 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
135
SHARP CORP.
Ticker: | SHCAY | Security ID: | JP3359600008 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 10, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Special Bonus for Family of Deceased Director and Approve Retirement Bonuses for Directors | For | For | Management |
SHIN-ETSU CHEMICAL CO., LTD.
Ticker: |
| Security ID: | JP3371200001 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 8, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4 | Approve Retirement Bonuses for Directors | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
136
SMC CORPORATION
Ticker: | SMCC | Security ID: | JP3162600005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 19, Special JY 10 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
6 | Appoint External Auditor | For | For | Management |
137
STANDARD CHARTERED PLC
Ticker: |
| Security ID: | GB0004082847 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 36.49 US Cents Per Ordinary Share | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Elect Jamie Dundas as Director | For | For | Management |
5 | Elect Ruth Markland as Director | For | For | Management |
6 | Elect Paul Skinner as Director | For | For | Management |
7 | Re-elect Mervyn Davies as Director | For | For | Management |
8 | Re-elect Michael DeNoma as Director | For | For | Management |
9 | Re-elect Rudolph Markham as Director | For | For | Management |
10 | Re-elect Hugh Norton as Director | For | For | Management |
11 | Re-appoint KPMG Audit Plc as Auditors of the Company | For | For | Management |
12 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 117,487,333 and up to USD 213,708,480 Pursuant to Rights Issues, Scrip Dividends, Share Schemes and Exchangeable Securities | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount Equal to the Company’s Share Capital Repurchased Under Item 16 | For | For | Management |
15 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 29,370,451 | For | For | Management |
16 | Authorise 117,487,333 Ordinary Shares for Market Purchase | For | For | Management |
17 | Authorise 331,388 Non-Cumulative Preference Shares of USD 5 Each and 195,285,000 Non-Cumulative Preference Shares of GBP 1 Each for Market Purchase | For | For | Management |
18 | Amend Standard Chartered 2001 Performance Share Plan | For | For | Management |
19 | Adopt Standard Chartered 2004 UK Sharesave Scheme and the Standard Chartered 2004 International Sharesave Scheme | For | For | Management |
TAKEFUJI CORPORATION
Ticker: |
| Security ID: | JP3463200000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 50, Final JY 50, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
138
TESCO PLC
Ticker: |
| Security ID: | GB0008847096 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.77 Pence Per Ordinary Share | For | For | Management |
4 | Amend Articles of Association Re: Director’s Retirement Age | For | For | Management |
5 | Re-elect Charles Allen as Director | For | For | Management |
6 | Re-elect Philip Clarke as Director | For | For | Management |
7 | Re-elect Harald Einsmann as Director | For | For | Management |
8 | Re-elect Veronique Morali as Director | For | For | Management |
9 | Re-elect Graham Pimlott as Director | For | For | Management |
10 | Elect Richard Brasher as Director | For | For | Management |
11 | Elect Ken Hydon as Director | For | For | Management |
12 | Elect Mervyn Davies as Director | For | For | Management |
13 | Elect David Reid as Director | For | For | Management |
14 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
15 | Approve Increase in Authorised Share Capital from GBP 481,600,000 to GBP 530,000,000 | For | For | Management |
16 | Approve Scrip Dividend | For | For | Management |
17 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 128.07 Million | For | For | Management |
18 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19.21 Million | For | For | Management |
19 | Authorise 768.44 Million Ordinary Shares for Market Purchase | For | For | Management |
20 | Authorise Tesco Stores CR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
21 | Authorise Tesco Stores SR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
22 | Authorise Tesco Global Rt to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
23 | Authorise Tesco Polska Sp z.o.o. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
24 | Approve the Tesco PLC Performance Share Plan 2004 | For | For | Management |
25 | Approve the Tesco PLC 2004 Discretionary Share Option Plan | For | Abstain | Management |
139
TOTAL
Ticker: | TOT | Security ID: | FR0000120271 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 4.70 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
6 | Authorize Issuance of Bonds/Debentures | For | Did Not Vote | Management |
7 | Reelect Thierry Desmarest as Director | For | Did Not Vote | Management |
8 | Reelect Thierry de Rudder as Director | For | Did Not Vote | Management |
9 | Reelect Serge Tchuruk as Director | For | Did Not Vote | Management |
10 | Elect Daniel Boeuf as Representative of Employee Shareholders to the Board | For | Did Not Vote | Management |
11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Against | Did Not Vote | Management |
12 | Elect Cyril Mouche as Representative of Employee Shareholders to the Board | Against | Did Not Vote | Management |
13 | Elect Alan Cramer as Representative of Employee Shareholders to the Board | Against | Did Not Vote | Management |
14 | Ratify Ernst & Young Audit as Auditors | For | Did Not Vote | Management |
15 | Ratify KPMG Audit as Auditors | For | Did Not Vote | Management |
16 | Ratify Pierre Jouanne as Alternate Auditor | For | Did Not Vote | Management |
17 | Ratify Jean-Luc Decornoy as Alternate Auditor | For | Did Not Vote | Management |
18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 | For | Did Not Vote | Management |
19 | Approve Stock Option Plan Grants | For | Did Not Vote | Management |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | For | Did Not Vote | Management |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | For | Did Not Vote | Management |
22 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
140
UBS AG
Ticker: | UBS | Security ID: | CH0012032030 |
Meeting Date: | APR 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of CHF 2.60 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4.1 | Reelect Peter Davis as Director | For | Did Not Vote | Management |
4.2.1 | Elect Stephan Haeringer as Director | For | Did Not Vote | Management |
4.2.2 | Elect Helmut Panke as Director | For | Did Not Vote | Management |
4.2.3 | Elect Peter Spuhler as Director | For | Did Not Vote | Management |
4.3 | Ratify Ernst and Young as Auditors | For | Did Not Vote | Management |
5.1 | Approve CHF 47.6 Million Reduction in Share Capital via Cancellation of Shares | For | Did Not Vote | Management |
5.2 | Authorize Repurchase of Issued Share Capital | For | Did Not Vote | Management |
VODAFONE GROUP PLC
Ticker: | VOD | Security ID: | GB0007192106 |
Meeting Date: | JUL 30, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Reelect Lord MacLaurin of Knebworth as Director | For | For | Management |
4 | Reelect Kenneth Hydon as Director | For | For | Management |
5 | Reelect Thomas Geitner as Director | For | For | Management |
6 | Reelect Alec Broers as Director | For | For | Management |
7 | Reelect Juergen Schrempp as Director | For | For | Management |
8 | Elect John Buchanan as Director | For | For | Management |
9 | Approve Final Dividend of 0.8983 Pence Per Share | For | For | Management |
10 | Ratify Deloitte and Touche as Auditors | For | For | Management |
11 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
12 | Authorize EU Political Donations up to GBP 100,000 | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | For | For | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 340,000,000 | For | For | Management |
15 | Authorize 6,800,000,000 Shares for Share Repurchase Program | For | For | Management |
141
WOLSELEY PLC
Ticker: |
| Security ID: | GB0009764027 |
Meeting Date: | NOV 21, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Remuneration Report | For | Did Not Vote | Management |
3 | Approve Final Dividend of 15.6 Pence Per Share | For | Did Not Vote | Management |
4 | Elect Gareth Davis as Director | For | Did Not Vote | Management |
5 | Elect Gerard Legtmann as Director | For | Did Not Vote | Management |
6 | Reelect John Whybrow as Director | For | Did Not Vote | Management |
7 | Reelect Stephen Webster as Director | For | Did Not Vote | Management |
8 | Reelect Fenton Hord as Director | For | Did Not Vote | Management |
9 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 7,259,465 | For | Did Not Vote | Management |
11 | Authorize 58,075,722 Shares for Share Repurchase Program | For | Did Not Vote | Management |
12 | Approve Wolesley Share Option Plan 2003 | For | Did Not Vote | Management |
13 | Authorize EU Political Donations up to GBP 125,000 | For | Did Not Vote | Management |
142
WOLTERS KLUWER NV
Ticker: |
| Security ID: | NL0000395887 |
Meeting Date: | APR 21, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2.1 | Receive Report of Management Board |
| Did Not Vote | Management |
2.2 | Receive Report of Supervisory Board |
| Did Not Vote | Management |
2.3 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.4 | Approve Allocation of Income and Dividends of EUR 0.55 Per Share | For | Did Not Vote | Management |
3 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
4.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5.1 | Reelect K. van Miert to Supervisory Board | For | Did Not Vote | Management |
5.2 | Elect H. Scheffers to Supervisory Board | For | Did Not Vote | Management |
6.1 | Approve Remuneration Policy for Management Board Members | For | Did Not Vote | Management |
6.2 | Approve Long-Term Incentive Plan for Management Board Members | For | Did Not Vote | Management |
7 | Grant Board Authority to Issue Up to 20 Percent of the Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9 | Other Business |
| Did Not Vote | Management |
10 | Close Meeting |
| Did Not Vote | Management |
FLEMING INTREPID EUROPEAN FUND
AALBERTS INDUSTRIES NV
Ticker: |
| Security ID: | NL0000331346 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: | APR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Report of Management Board |
| Did Not Vote | Management |
3 | Approve Financial Statements | For | Did Not Vote | Management |
4 | Approve Dividends | For | Did Not Vote | Management |
5 | Approve Discharge of Management Board | For | Did Not Vote | Management |
6 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
8 | Grant Board Authority to Issue All Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
9 | Approve Company’s Corporate Governance Policy | For | Did Not Vote | Management |
10 | Discontinue Two-Tiered Board Structure | For | Did Not Vote | Management |
11 | Amend Articles Re: Termination of Two-Tiered Board Structure; Corporate Governance Policy (Items 9-10) | For | Did Not Vote | Management |
12 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | Did Not Vote | Management |
13 | Reelect A. Land and P. Niessen as Members of Supervisory Board | For | Did Not Vote | Management |
14 | Other Business |
| Did Not Vote | Management |
15 | Close Meeting |
| Did Not Vote | Management |
143
AB LINDEX
Ticker: |
| Security ID: | SE0000267056 |
Meeting Date: | JAN 15, 2004 | Meeting Type: | AGM |
Record Date: | JAN 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Elect Chairman of Meeting | For | Did Not Vote | Management |
3 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
4 | Approve Agenda of Meeting | For | Did Not Vote | Management |
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
6 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
7 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
8 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
9 | Approve Allocation of Income and Dividends of SEK 12 Per Share | For | Did Not Vote | Management |
10 | Approve Discharge of Board and President | For | Did Not Vote | Management |
11 | Determine Number of Members (7) and Deputy Members (0) of Board | For | Did Not Vote | Management |
12 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.1 Million | For | Did Not Vote | Management |
13 | Reelect Birgitta Johansson-Hedberg, Gerard De Geer, Joergen Johansson, Bengt Larsson, and Lars Otterbeck as Directors; Elect Christer Gardell and Conny Karlsson as New Directors | For | Did Not Vote | Management |
14 | Determine Number of Auditors and Deputy Auditors | For | Did Not Vote | Management |
15 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
16 | Ratify Auditors | For | Did Not Vote | Management |
17 | Authorize Election of Election Committee | For | Did Not Vote | Management |
18 | Elect Members of Election Committee | For | Did Not Vote | Management |
19 | Other Business (Non-Voting) |
| Did Not Vote | Management |
20 | Close Meeting |
| Did Not Vote | Management |
144
ABB AG
Ticker: |
| Security ID: | CH0012221716 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | AGM |
Record Date: | MAY 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
5 | Reelect Roger Agnelli, Juergen Dormann, Louis Hughes, Hans Maerki, Michel de Rosen, Michael Treschow, Bernd Voss, and Jacob Wallenberg as Directors | For | Did Not Vote | Management |
6 | Ratify Ernst & Young AG as Auditors | For | Did Not Vote | Management |
ABERTIS INFRAESTRUCTURAS
Ticker: |
| Security ID: | ES0111845014 |
Meeting Date: | SEP 15, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended 5-31-03 | For | For | Management |
2 | Authorize Capitalization of Reserves and Subsequent Amendment to Article 5; Approve Listing in Stock Exchange | For | For | Management |
3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
145
ABN AMRO HOLDINGS NV
Ticker: |
| Security ID: | NL0000301109 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report of Management Board |
| Did Not Vote | Management |
2 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Dividends | For | Did Not Vote | Management |
3.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4 | Approve Remuneration Policy | For | Did Not Vote | Management |
5 | Reappoint Ernst & Young as Auditors | For | Did Not Vote | Management |
6.1 | Reelect T. Maas-de Bouwer to Supervisory Board | For | Did Not Vote | Management |
6.2 | Elect A. Olijslager to Supervisory Board | For | Did Not Vote | Management |
7.1 | Abolish Antitakeover Preference Shares through Repurchase and Cancellation of Shares | For | Did Not Vote | Management |
7.2 | Amend Articles to Reflect Cancellation of Preference Shares (Item 7.1) | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9.1 | Grant Board Authority to Issue Ordinary Shares and Convertible Preference Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.1 | For | Did Not Vote | Management |
10 | Other Business |
| Did Not Vote | Management |
ACS ACTIVIDADES CO
Ticker: |
| Security ID: | ES0167050311 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Individual and Group Financial Statements, Allocation of Income; Present Corporate Governance Report | For | For | Management |
2 | Approve Discharge of Management Board | For | For | Management |
3 | Elect Management Board | For | For | Management |
4 | Authorize Repurchase of Shares | For | For | Management |
5 | Approve Auditors | For | For | Management |
6 | Approve Reduction in Share Capital via Cancellation of 902,453 Treasury Shares; Amend Articles Accordingly | For | For | Management |
7 | Approve 3:1 Stock Split and Subsequent Reduction in Par Value to EUR 0.50 from EUR 1.50 | For | For | Management |
8 | Amend Articles 13, 15, 20b, 22, 26, and 28 Re: Board Numbers, Composition, Functions, and General Meetings Attendance and Information | For | For | Management |
9 | Approve Stock Option Plan | For | For | Management |
10 | Approve General Meeting Guidelines; Present Report Re: Board Guidelines | For | For | Management |
11 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
12 | Approve Minutes of Meeting | For | For | Management |
146
ACS ACTIVIDADES CO
Ticker: |
| Security ID: | ES0167050311 |
Meeting Date: | OCT 13, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Balance Sheet Dated 4-30-03 | For | For | Management |
2 | Approve Acquisition of Grupo Dragados SA | For | For | Management |
3 | Issue 54.5 Million Shares in Connection with Acquisition; Amend Articles Re: Share Capital and Board Size | For | For | Management |
4 | Fix Number of Directors (18); Approve Resignation of Francisco Pons; Reelect Torrego, Viguri, Jimenez, Rodriguez, Vadell, and Perez; Elect Ferrer, Parra, Barreiro, Terre, and Junyent as New Directors (All Directors Serve 5-Year Terms) | For | For | Management |
5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
6 | Approve Minutes of Meeting | For | For | Management |
AGF (ASSURANCES GENERALES DE FRANCE)
Ticker: |
| Security ID: | FR0000125924 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Approve Discharge of Directors | For | Did Not Vote | Management |
6 | Reelect Jean-Philippe Thierry as Director | For | Did Not Vote | Management |
7 | Reelect Beatrice Majnoni d’Intignano as Director | For | Did Not Vote | Management |
8 | Reelect Yves Cannac as Director | For | Did Not Vote | Management |
9 | Elect Herve de Veyrac as Director | For | Did Not Vote | Management |
10 | Elect Representative of Employee Shareholders to the Board | For | Did Not Vote | Management |
11 | Ratify Ernst & Young as Auditors | For | Did Not Vote | Management |
12 | Ratify KPMG S.A. as Auditors | For | Did Not Vote | Management |
13 | Ratify Christian de Chastellux as Alternate Auditor | For | Did Not Vote | Management |
14 | Ratify Gerard Riviere as Alternate Auditor | For | Did Not Vote | Management |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
16 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
17 | Approve Stock Option Plan Grants | For | Did Not Vote | Management |
18 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
19 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
147
AHOLD KON NV
Ticker: | AHO | Security ID: | NL0000331817 |
Meeting Date: | SEP 4, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Explanation with Respect to Deferral of Publication of 2002 Annual Accounts and Annual Report |
| Did Not Vote | Management |
3.1A | Elect A.C. Moberg to Management Board | For | Did Not Vote | Management |
3.1B | Elect M. van Olffen to Management Board | Against | Did Not Vote | Management |
3.2A | Elect H.R. Ryoeppoenen to Management Board | For | Did Not Vote | Management |
3.2B | Elect J.W. Hoevers to Management Board | Against | Did Not Vote | Management |
4 | Receive Presentation about Company’s New Strategy |
| Did Not Vote | Management |
5 | Close Meeting |
| Did Not Vote | Management |
ALCATEL
Ticker: | ALA | Security ID: | FR0000130007 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Treatment of Losses | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Reelect Jozef Cornu as Director | For | Did Not Vote | Management |
6 | Authorize Issuance of Bonds/Debentures in the Aggregate Amount of EUR 10 Billion | For | Did Not Vote | Management |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | For | Did Not Vote | Management |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | For | Did Not Vote | Management |
11 | Set Global Limit for Capital Increase to Result from All Issuance Requests At EUR 750 Million | For | Did Not Vote | Management |
12 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
13 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
148
ANGLO AMERICAN PLC
Ticker: |
| Security ID: | GB0004901517 |
Meeting Date: | APR 21, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 39 US cents Per Ordinary Share | For | For | Management |
3 | Elect M Marques as Director | For | For | Management |
4 | Re-elect Barry Davison as Director | For | For | Management |
5 | Re-elect Chris Fay as Director | For | For | Management |
6 | Re-elect Tony Lea as Director | For | For | Management |
7 | Re-elect Rob Margetts as Director | For | For | Management |
8 | Re-elect Bill Nairn as Director | For | For | Management |
9 | Re-elect Nicky Oppenheimer as Director | For | For | Management |
10 | Re-appoint Deloitte and Touche LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
11 | Approve Remuneration Report | For | For | Management |
12 | Approve Anglo American Bonus Share Plan 2004 | For | For | Management |
13 | Authorise the Directors to Establish Further Similar Bonus Share Plans | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 246,500,000 | For | For | Management |
15 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 31,750,000 | For | For | Management |
16 | Authorise 148 Million Shares for Market Purchase | For | For | Management |
149
ANTOFAGASTA PLC
Ticker: |
| Security ID: | GB0000456144 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of USD 0.24 Per Ordinary Share | For | For | Management |
4 | Re-elect Charles Bailey as Director | For | For | Management |
5 | Re-elect Gonzalo Menendez as Director | For | For | Management |
6 | Re-elect Philip Adeane as Director | For | For | Management |
7 | Re-appoint Deloitte and Touche LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
8 | Elect Daniel Yarur as Director | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 492,928 | For | For | Management |
10 | Amend Articles of Association Re: Electronic Communications | For | For | Management |
ASML HOLDING NV
Ticker: | ASML | Security ID: | NL0000334365 |
Meeting Date: | MAR 18, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| None | Management |
2 | Approve Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Reserves and Dividend Policy |
| None | Management |
4 | Approve Discharge of Management Board | For | For | Management |
5 | Approve Discharge of Supervisory Board | For | For | Management |
6 | Discussion about Company’s Corporate Governance Report |
| None | Management |
7 | Approve Remuneration Policy for Management Board Members | For | For | Management |
8.1 | Approve Stock Option Plan for Management Board; Approve Reservation of 500,000 Shares to Guarantee Conversion Rights | For | For | Management |
8.2 | Approve Stock Option Plans for Other Employees; Approve Reservation of 4.5 Million Shares to Guarantee Conversion Rights | For | For | Management |
9 | Increase Size of Supervisory Board from Six to Seven Members; Reelect H. Bodt and Elect F. Froehlich and A. van der Poel to Supervisory Board | For | For | Management |
10 | Amend Articles Re: Changes to Company’s Corporate Governance Structure to Reflect Recommendations by Dutch Corporate Governance Code; Indemnification of Management and Supervisory Boards | For | For | Management |
11 | Grant Board Authority to Issue Authorized Yet Unissued Ordinary Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Share Capital | For | For | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
13 | Other Business (Non-Voting) |
| None | Management |
14 | Close Meeting |
| None | Management |
150
AVIVA PLC
Ticker: |
| Security ID: | GB0002162385 |
Meeting Date: | APR 27, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 15.15 Pence Per Share | For | For | Management |
3 | Elect Anna Catalano as Director |
| None | Management |
4 | Elect Carole Piwnica as Director | For | For | Management |
5 | Re-elect George Paul as Director | For | For | Management |
6 | Re-elect Philip Scott as Director | For | For | Management |
7 | Re-elect Patrick Snowball as Director | For | For | Management |
8 | Re-elect Elizabeth Vallance as Director | For | For | Management |
9 | Reappoint Ernst and Young LLP as Auditors of the Company | For | For | Management |
10 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 185,000,000 | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 28,000,000 | For | For | Management |
13 | Approve Remuneration Report | For | For | Management |
14 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 | For | For | Management |
15 | Approve Scrip Dividend Program | For | For | Management |
16 | Amend Articles of Association Re: Treasury Shares | For | For | Management |
17 | Authorise 225 Million Ordinary Shares for Market Purchase | For | For | Management |
18 | Authorise 100 Million 8.75 Percent Preference Shares for Market Purchase1 | For | For | Management |
19 | Authorise 100 Million 8.375 Percent Preference Shares for Market Purchase | For | For | Management |
151
AXA SA
Ticker: | AXA | Security ID: | FR0000120628 |
Meeting Date: | APR 21, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of EUR 0.57 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Reelect Claude Bebear as Supervisory Board Member | For | Did Not Vote | Management |
6 | Ratify Mazars & Guerard as Auditors | For | Did Not Vote | Management |
7 | Ratify Jean Louis Simon as Alternate Auditor | For | Did Not Vote | Management |
8 | Elect Willy Avereyn as Representative of Employee Shareholders to the Supervisory Board, Pending Approval of Item 13 |
| Did Not Vote | Management |
9 | Elect Cees de Jong as Representative of Employee Shareholders to the Supervisory Board, Pending Approval of Item 13 |
| Did Not Vote | Management |
10 | Elect Jacques Tabourot as Representative of Employee Shareholders to the Supervisory Board, Pending Approval of Item 13 | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Did Not Vote | Management |
13 | Amend Article 10 Re: Appointment of Representative of Employee Shareholders to the Supervisory Board | For | Did Not Vote | Management |
14 | Amend Article 10 Re: Appointment of Employee Representative to the Supervisory Board | Against | Did Not Vote | Management |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
16 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
152
BAE SYSTEMS PLC
Ticker: |
| Security ID: | GB0002634946 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 5.5 Pence Per Ordinary Share | For | For | Management |
4 | Re-elect Ulrich Cartellieri as Director | For | For | Management |
5 | Re-elect Lord Hesketh as Director | For | For | Management |
6 | Re-elect Steven Mogford as Director | For | For | Management |
7 | Re-elect George Rose as Director | For | For | Management |
8 | Elect Michael Hartnall as Director | For | For | Management |
9 | Re-appoint KPMG Audit Plc as Auditors of the Company | For | For | Management |
10 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,748,171 | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,825,091 | For | For | Management |
13 | Authorise 306,007,313 Ordinary Shares for Market Purchase | For | For | Management |
14 | Amend Articles of Association Re: Treasury Shares | For | For | Management |
BALOISE HOLDING
Ticker: |
| Security ID: | CH0012410517 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | AGM |
Record Date: | MAY 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of CHF 0.60 per Share | For | Did Not Vote | Management |
4 | Approve Creation of CHF 553,072 Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
5 | Amend Articles Re: Reduce Board Range | For | Did Not Vote | Management |
6 | Elect Gertrude Hoehler, Georg Krayer, Werner Kummer, and Hansjoerg Frei as Directors | For | Did Not Vote | Management |
7 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
BANK AUSTRIA CREDITANSTALT AG
Ticker: |
| Security ID: | AT0000995006 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 1.02 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
4 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | For | Did Not Vote | Management |
5 | Ratify Auditors | For | Did Not Vote | Management |
153
BANK OF PIRAEUS
Ticker: |
| Security ID: | GRS014013007 |
Meeting Date: | APR 7, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Management and Auditors | For | Did Not Vote | Management |
3 | Approve Remuneration of Directors and Company’s Executives for 2003 | For | Did Not Vote | Management |
4 | Approve Remuneration of Directors for 2004 | For | Did Not Vote | Management |
5 | Approve Principal and Alternate Auditors | For | Did Not Vote | Management |
6 | Elect Directors and Appoint Two Non-Executive Directors | For | Did Not Vote | Management |
7 | Authorize Director Participation in Subsidiary Companies’ Boards | For | Did Not Vote | Management |
8 | Authorize Issuance of Bonds | For | Did Not Vote | Management |
9 | Authorize Share Repurchase | For | Did Not Vote | Management |
10 | Amend Stock Option Plan Approved at June 10, 2002 EGM | For | Did Not Vote | Management |
11 | Other Business (Non-Voting) |
| Did Not Vote | Management |
BANQUE CANTONALE VAUDOISE
Ticker: |
| Security ID: | CH0015251710 |
Meeting Date: | APR 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Directors’ Report |
| Did Not Vote | Management |
3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Approve Discharge of the Board and Senior Management | For | Did Not Vote | Management |
5 | Approve Allocation of Income | For | Did Not Vote | Management |
6 | Ratify Auditors | For | Did Not Vote | Management |
7 | Amend Articles Re: Dividend Payment to Preference Shares; Submission of Reports to Shareholders | For | Did Not Vote | Management |
8 | Other Business (Non-Voting) |
| Did Not Vote | Management |
154
BARRATT DEVELOPMENTS PLC
Ticker: |
| Security ID: | GB0000811801 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 12.32 Pence Per Share | For | For | Management |
3 | Reelect S Boyes as Director | For | For | Management |
4 | Reelect P Gieron as Director | For | For | Management |
5 | Reelect G Hester as Director | For | For | Management |
6 | Elect C Fenton as Director | For | For | Management |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
8 | Approve Remuneration Report | For | Abstain | Management |
9 | Approve Barratt Developments Long-Term Performance Plan | For | For | Management |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 6,136,425 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 1,193,179 | For | For | Management |
12 | Authorize 23,863,575 Shares for Share Repurchase Program | For | For | Management |
155
BAYERISCHE HYPO- UND VEREINSBANK AG
Ticker: |
| Security ID: | DE0008022005 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4A | Reelect Manfred Bischoff to the Supervisory Board | For | Did Not Vote | Management |
4B | Reelect Volker Doppelfeld to the Supervisory Board | For | Did Not Vote | Management |
4C | Reelect Max Kley to the Supervisory Board | For | Did Not Vote | Management |
4D | Reelect Lothar Meyer to the Supervisory Board | For | Did Not Vote | Management |
4E | Reelect Hans-Juergen Schinzler to the Supervisory Board | For | Did Not Vote | Management |
4F | Reelect Albrecht Schmidt to the Supervisory Board | For | Did Not Vote | Management |
4G | Reelect Siegfried Sellitsch to the Supervisory Board | For | Did Not Vote | Management |
4H | Reelect Wilhelm Simson to the Supervisory Board | For | Did Not Vote | Management |
4I | Reelect Hans-Werner Sinn to the Supervisory Board | For | Did Not Vote | Management |
4J | Elect Mathias Doepfner to the Supervisory Board | For | Did Not Vote | Management |
4K | Elect Diether Muenich to the Supervisory Board | For | Did Not Vote | Management |
5 | Approve Creation of EUR 990 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
6 | Authorize Issuance of Participation Certificates Up to Aggregate Nominal Value of EUR 1 Billion | For | Did Not Vote | Management |
7 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
8 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
9 | Amend Articles | For | Did Not Vote | Management |
10 | Approve Affiliation Agreements with Subsidiaries (HVB Principal Equity GmbH, and HVB Profil Gesellschaft fuer Personalmanagement mbH) | For | Did Not Vote | Management |
11 | Approve Affiliation Agreements with Subsidiaries (HVB-Offene Unternehmensbeteiligungs-AG, and INDEXCHANGE Investment AG) | For | Did Not Vote | Management |
12 | Ratify KPMG Deutsche Treuhand Gesellschaft AG as Auditors | For | Did Not Vote | Management |
156
BG GROUP PLC
Ticker: |
| Security ID: | GB0008762899 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 1.86 Pence Per Ordinary Share | For | For | Management |
4 | Re-elect Peter Backhouse as Director | For | For | Management |
5 | Re-elect Paul Collins as Director | For | For | Management |
6 | Re-elect William Friedrich as Director | For | For | Management |
7 | Re-elect Lord Sharman as Director | For | For | Management |
8 | Re-elect Keith Mackrell as Director | For | For | Management |
9 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
10 | Authorise Audit Committee to Fix Remuneration of the Auditors | For | For | Management |
11 | Authorise EU Political Donations and EU Political Expenditure up to Aggregate Nominal of GBP 25,000 | For | For | Management |
12 | Approve the Use of Treasury Shares for the Exercise of Options or the Vesting of Other Share Awards Under the Company’s Share Schemes | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 117,730,026 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,659,504 | For | For | Management |
15 | Authorise 353,190,078 Ordinary Shares for Market Purchase | For | For | Management |
BP PLC
Ticker: | BP | Security ID: | GB0007980591 |
Meeting Date: | APR 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Re-elect The Lord Browne of Madingley as Director | For | For | Management |
2 | Re-elect Byron Grote as Director | For | For | Management |
3 | Re-elect Michael Miles as Director | For | For | Management |
4 | Re-elect Sir Robin Nicholson as Director | For | For | Management |
5 | Re-elect Dick Olver as Director | For | For | Management |
6 | Re-elect Sir Ian Prosser as Director | For | For | Management |
7 | Elect Antony Burgmans as Director | For | For | Management |
8 | Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Amend Articles of Association Re: Treasury Shares and Annual Retirement of Directors | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,820 Million | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 273 Million | For | For | Management |
12 | Authorise 2.2 Billion Shares for Market Purchase | For | For | Management |
13 | Authorise the Company to use Treasury Shares for the Purpose of the Employee Share Schemes Operated by the Company | For | For | Management |
14 | Approve Remuneration Report | For | For | Management |
15 | Approve Increase in Remuneration of Non-Executive Directors from GBP 1.5 Million to GBP 2.5 Million | For | For | Management |
16 | Accept Financial Statements and Statutory Reports | For | For | Management |
17 | Require the Company to Prepare a Report Re: Mitigating Risks to Shareholder Value when Operating in Protected and Sensitive Areas | Against | Against | Shareholder |
157
BRIT INSURANCE HOLDINGS PLC
Ticker: |
| Security ID: | GB0000996008 |
Meeting Date: | MAR 29, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Reduction of GBP 170,000,000 from Share Premium Account | For | For | Management |
BRIT INSURANCE HOLDINGS PLC
Ticker: |
| Security ID: | GB0000996008 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Re-elect Don McCrickard as Director | For | For | Management |
4 | Re-elect Anthony Townsend as Director | For | For | Management |
5 | Elect Peter Hazell as Director | For | For | Management |
6 | Elect Michael Smith as Director | For | For | Management |
7 | Re-appoint Mazars as Auditors of the Company | For | For | Management |
8 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 80,000,000 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12,175,000 | For | For | Management |
11 | Authorise 95,000,000 Brit Ordinary Shares for Market Purchase | For | For | Management |
12 | Adopt New Articles of Association | For | For | Management |
BRITANNIC GROUP PLC
Ticker: |
| Security ID: | GB0004342563 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 10 Pence Per Ordinary Share | For | For | Management |
4 | Re-appoint KPMG Audit Plc Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
5 | Elect Paul Spencer as Director | For | For | Management |
6 | Elect Graham Singleton as Director | For | For | Management |
7 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,173,884 | For | For | Management |
8 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 491,305 | For | For | Management |
9 | Authorise 982,611 Ordinary Shares for Market Purchase | For | For | Management |
10 | Adopt New Articles of Association | For | For | Management |
158
BUHRMANN NV
Ticker: |
| Security ID: | NL0000343135 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2.1 | Receive Report of Management and Supervisory Boards |
| Did Not Vote | Management |
2.2 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.3 | Approve Allocation of Income and Dividends of EUR 0.07 Per Share | For | Did Not Vote | Management |
2.4 | Approve Discharge of Management Board | For | Did Not Vote | Management |
2.5 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
3 | Approve Company’s Reserves and Dividend Policy | For | Did Not Vote | Management |
4 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
5.1 | Approve Remuneration Report | For | Did Not Vote | Management |
5.2 | Approve Stock Option Plan for Management Board | For | Did Not Vote | Management |
6 | Amend Articles Re: Introduce Non-Binding Nomination for Appointments to Boards; Allow Shareholders Controlling 1% of Share Capital or Shares up to EUR 10 Million Nominal Value to Submit Shareholder Proposals | For | Did Not Vote | Management |
7 | Reelect P. van den Hoek and A. Jacobs as Members of the Supervisory Board; Elect S. Barnes as New Member to Supervisory Board | For | Did Not Vote | Management |
8 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
10.1 | Grant Board Authority to Issue Ordinary Shares Up to 20 Percent of Issued Share Capital as well as All Authorized Yet Unissued Preference B Shares | For | Did Not Vote | Management |
10.2 | Grant Board Authority to Exclude the Preemptive Rights from Issuance of Under Item 10.1 | For | Did Not Vote | Management |
11 | Other Business |
| Did Not Vote | Management |
12 | Close Meeting |
| Did Not Vote | Management |
159
CAPITALIA SPA
Ticker: |
| Security ID: | IT0003121495 |
Meeting Date: | DEC 4, 2003 | Meeting Type: | EGM |
Record Date: | NOV 27, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Fix Number of Directors on the Board; Elect Directors; Determine Directors’ Remuneration According to Artcile 19 of the Bylaws | For | Did Not Vote | Management |
CAPITALIA SPA
Ticker: |
| Security ID: | IT0003121495 |
Meeting Date: | DEC 4, 2003 | Meeting Type: | EGM |
Record Date: | NOV 27, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Accounting Transfers to Cover Fiscal Year 2002’s Losses | For | Did Not Vote | Management |
CENTRICA PLC
Ticker: |
| Security ID: | GB0005734388 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 3.7 Pence Per Share | For | For | Management |
4 | Re-elect Phil Bentley as Director | For | For | Management |
5 | Re-elect Mark Clare as Director | For | For | Management |
6 | Re-elect Roger Carr as Director | For | For | Management |
7 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
8 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,993,659 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,850,317 | For | For | Management |
11 | Authorise 426,611,414 Ordinary Shares for Market Purchase | For | For | Management |
12 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 125,000 | For | For | Management |
160
CONTINENTAL AG
Ticker: | CTTAY | Security ID: | DE0005439004 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.52 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors | For | Did Not Vote | Management |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
7 | Elect Manfred Bodin, Diethart Breipohl, Michael Frenzel, Hubertus von Gruenberg, Hans-Olaf Henkel, Fred Steingraber, Juergen Stockmar, Bernd Voss, Ulrich Weiss to the Supervisory Board | For | Did Not Vote | Management |
8 | Approve Stock Option Plan for Key Employees | For | Did Not Vote | Management |
CONVERIUM HOLDING AG
Ticker: |
| Security ID: | CH0012997711 |
Meeting Date: | APR 27, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of CHF 1.50 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4 | Reelect Peter Colombo, Terry Clarke, Juergen Foerterer, and Derrell Hendrix as Directors | For | Did Not Vote | Management |
5.1 | Amend Articles | For | Did Not Vote | Management |
5.2 | Approve Creation of CHF 40 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
6 | Ratify PricewaterhouseCoopers Ltd as Auditors | For | Did Not Vote | Management |
161
CORIO NV
Ticker: |
| Security ID: | NL0000288967 |
Meeting Date: | APR 23, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Report of Management Board |
| Did Not Vote | Management |
3 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
4 | Receive Explanation of Company’s and Dividend Policy Reserves |
| Did Not Vote | Management |
5 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
6 | Approve Dividend | For | Did Not Vote | Management |
7 | Approve Discharge of Management Board | For | Did Not Vote | Management |
8 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
9 | Approve Remuneration Policy for Management Board Members | For | Did Not Vote | Management |
10 | Approve Remuneration of Supervisory Board | For | Did Not Vote | Management |
11.1A | Reelect J. Bax to Supervisory Board | For | Did Not Vote | Management |
11.1B | Reelect H. Porte to Supervisory Board | Against | Did Not Vote | Management |
11.2A | Elect R. van der Meer to Supervisory Board | For | Did Not Vote | Management |
11.2B | Elect H. Hanekamp to Supervisory Board | Against | Did Not Vote | Management |
12A | Elect J. de Kreij to Management Board | For | Did Not Vote | Management |
12B | Elect J. Visser to Management Board | Against | Did Not Vote | Management |
13 | Other Business |
| Did Not Vote | Management |
14 | Close Meeting |
| Did Not Vote | Management |
162
CREDIT AGRICOLE SA
Ticker: |
| Security ID: | FR0000045072 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of EUR 0.825 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Elect Alain Dieval as Director in Replacement of Pierre Bastide | For | Did Not Vote | Management |
6 | Elect Daniel Lebegue as Director in Replacement of Jean Peyrelevade | For | Did Not Vote | Management |
7 | Elect Michel Michaut as Director in Replacement of Jean-Marie Sander | For | Did Not Vote | Management |
8 | Reelect Pierre Bru as Director | For | Did Not Vote | Management |
9 | Reelect Yves Couturier as Director | For | Did Not Vote | Management |
10 | Reelect Pierre Kerfriden as Director | For | Did Not Vote | Management |
11 | Reelect Jean Le Brun as Director | For | Did Not Vote | Management |
12 | Confirm End of Term of Cabinet Alain Laine as Auditors and Cabinet Mazars & Guerard as Deputy Auditor and Appoint New Auditors | For | Did Not Vote | Management |
13 | Authorize Issuance of Bonds/Debentures Up to Aggregate Amount of EUR 20 Billion | For | Did Not Vote | Management |
14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 670,000 | For | Did Not Vote | Management |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | Did Not Vote | Management |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Bilion | For | Did Not Vote | Management |
18 | Authorize Capitalization of Reserves of Up to EUR 3 Billion for Bonus Issue or Increase in Par Value | For | Did Not Vote | Management |
19 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
21 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
163
CREDIT SUISSE GROUP
Ticker: |
| Security ID: | CH0012138530 |
Meeting Date: | APR 30, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3.1 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
3.2 | Approve CHF 597.5 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders | For | Did Not Vote | Management |
4.1 | Reelect Thomas Bell and Aziz Syriani as Directors; Elect Peter Weibel, Noreen Doyle, and David Syz as Directors | For | Did Not Vote | Management |
4.2 | Reelect KPMG Klynveld Peat Marwick Goerdeler SA as Auditors | For | Did Not Vote | Management |
4.3 | Reelect BDO Sofirom as Special Auditors | For | Did Not Vote | Management |
5.1 | Amend Articles Re: Submission of Shareholder Proposals | For | Did Not Vote | Management |
5.2 | Amend Articles Re: Delete Provisions Concerning Contributions In Kind | For | Did Not Vote | Management |
DANSKE BANK AS
Ticker: |
| Security ID: | DK0010274414 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors; Approve Allocation of Income and Dividends of DKK 6.55 Per Share | For | Did Not Vote | Management |
2 | Reelect Joergen Moeller, Niels Holm, Peter Hoejland, and Majken Schultz as Directors | For | Did Not Vote | Management |
3 | Reelect Grant Thornton and KPMG as Auditors | For | Did Not Vote | Management |
4 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
5 | Approve DKK 394.1 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
6 | Amend Articles Re: Quorum and Voting Majority Requirements | For | Did Not Vote | Management |
7 | Other Business (Non-Voting) |
| Did Not Vote | Management |
DEPFA BANK PLC
Ticker: |
| Security ID: | IE0072559994 |
Meeting Date: | APR 26, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Declare Final Dividend | For | Did Not Vote | Management |
3a | Reelect Reinhare Grzesik as Director | For | Did Not Vote | Management |
3b | Reelect Thomas Kolbeck as Director | For | Did Not Vote | Management |
3c | Reelect Jacques Poos as Director | For | Did Not Vote | Management |
3d | Reelect Hans Reich as Director | For | Did Not Vote | Management |
3e | Reelect Jurgen Karcher as Director | For | Did Not Vote | Management |
4 | Authorize Board to Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Approve Sub-division of Ordinary Share Capital | For | Did Not Vote | Management |
6 | Approve Increase in Authorized Capital and Authorize New Class of Preferred Stock | For | Did Not Vote | Management |
164
DEUTSCHE BANK AG
Ticker: | DTBKY | Security ID: | DE0005140008 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | AGM |
Record Date: | MAY 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors | For | Did Not Vote | Management |
6 | Authorize Repurchase of up to Ten Percent of Issued Share Capital for Trading Purposes | For | Did Not Vote | Management |
7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
8 | Approve Creation of EUR 150 Million Pool of Conditional Capital with Preemptive Rights | For | Did Not Vote | Management |
9 | Approve Creation of EUR 48 Million Pool of Conditional Capital with Preemptive Rights | For | Did Not Vote | Management |
10 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 6 Billion with Preemptive Rights; Approve Creation of EUR 150 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
165
DEUTSCHE POST AG
Ticker: |
| Security ID: | DE0005552004 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.44 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify PwC Deutsche Revision AG as Auditors | For | Did Not Vote | Management |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
7 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 1 Billion with Preemptive Rights; Approve Creation of EUR 56 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
8 | Amend Articles Re: Board Renumeration due to Changes in German Disclosure Regulations | For | Did Not Vote | Management |
DIMENSION DATA HOLDINGS PLC
Ticker: |
| Security ID: | GB0008435405 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Re-elect Stephen Joubert as Director | For | For | Management |
4 | Re-elect Patrick Quarmby as Director | For | For | Management |
5 | Re-elect Peter Wharton-Hood as Director | For | For | Management |
6 | Elect Josua Malherbe as Director | For | Against | Management |
7 | Elect Brett Dawson as Director | For | For | Management |
8 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
9 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
10 | Amend The Dimension Data Holdings plc Share Option Scheme 2000 | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities with Pree-mptive Rights up to Aggregate Nominal Amount of USD 4,473,850 | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 671,070 | For | For | Management |
166
DIXONS GROUP PLC
Ticker: | DXNGY | Security ID: | GB0000472455 |
Meeting Date: | SEP 10, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 5.145 Pence Per Share | For | For | Management |
3 | Elect David Longbottom as Director | For | For | Management |
4 | Elect Andrew Lynch as Director | For | For | Management |
5 | Elect John Whybrow as Director | For | For | Management |
6 | Elect Rita Clifton as Director | For | For | Management |
7 | Reelect John Clare as Director | For | For | Management |
8 | Approve Deloitte and Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
9 | Approve Remuneration Report | For | For | Management |
10 | Authorize EU Political Donations up to GBP 50,000 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 16,224,672 | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 2,433,701 | For | For | Management |
13 | Authorize 194 Million Ordinary Shares for Share Repurchase Program | For | For | Management |
E.ON AG
Ticker: | EON | Security ID: | DE0007614406 |
Meeting Date: | APR 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Amend Articles Re: Allow for the Issuance of Dividends in Kind | For | Did Not Vote | Management |
6 | Approve Affiliation Agreements with Subsidiaries (E.ON Nordic Holding GmbH) | For | Did Not Vote | Management |
7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
8 | Ratify PwC Deutsche Revision AG as Auditors | For | Did Not Vote | Management |
167
ELTEK ASA SHS
Ticker: |
| Security ID: | NO0003109407 |
Meeting Date: | APR 21, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
3 | Approve Notice of Meeting and Agenda | For | Did Not Vote | Management |
4 | Receive Board Report |
| Did Not Vote | Management |
5 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | For | Did Not Vote | Management |
6.1 | Delete Current Board Authorizations to Create Pools Of Conditional Capital for Stock Option Plans and General Share Issuance | For | Did Not Vote | Management |
6.2 | Approve Stock Option Plan for Employees and Creation of NOK 1.4 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
6.3 | Approve Stock Option Plan for Directors and Creation of NOK 300,000 Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
6.4 | Approve Grant of Options to Directors (30,000 for Chairman and 20,000 for Other Board Members) | For | Did Not Vote | Management |
6.5 | Approve Creation of NOK 6 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
7 | Approve Remuneration of Directors in the Amount of NOK 300,000 for Chairman, NOK 40,000 for Employee Representatives, and NOK 200,000 for Other Board Members; Approve Remuneration of Auditors in the Amount of NOK 294,000 for 2003 | For | Did Not Vote | Management |
8 | Elect Directors | For | Did Not Vote | Management |
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Authorize Share Repurchase Program | For | Did Not Vote | Management |
4 | Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Amend Article 2 of the Set of Rules Governing General Meetings of Eni Spa | For | Did Not Vote | Management |
6 | Approve Remuneration of Directors | For | Did Not Vote | Management |
168
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles To Reflect New Italian Company Law Regulations | For | Did Not Vote | Management |
2 | Amend Articles 17, 19, and 28 of the Company’s Bylaws | For | Did Not Vote | Management |
ERAMET
Ticker: |
| Security ID: | FR0000131757 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends of EUR 1.29 per Share | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Did Not Vote | Management |
7 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
ERSTE BANK DER OESTER SPARK
Ticker: | EROX | Security ID: | AT0000652011 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3.a | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.b | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4 | Approve Remuneration of Directors | For | Did Not Vote | Management |
5 | Elect Supervisory Board Members | For | Did Not Vote | Management |
6 | Ratify Auditors | For | Did Not Vote | Management |
7 | Approve Spin-Off Agreement of FINAG-Holding AG | For | Did Not Vote | Management |
8 | Approve EUR 43.9 Million Capitalization of Reserves | For | Did Not Vote | Management |
9 | Approve 4:1 Stock Split | For | Did Not Vote | Management |
10 | Approve Creation of EUR 16.7 Million Pool of Conditional Capital with Preemptive Rights | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital for Trading Purposes | For | Did Not Vote | Management |
12 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
13 | Amend Articles | For | Did Not Vote | Management |
169
EXACT HOLDING NV
Ticker: |
| Security ID: | NL0000350361 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Report of Management and Supervisory Boards |
| Did Not Vote | Management |
3 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Receive Explanation of Company’s and Dividend Policy Reserves |
| Did Not Vote | Management |
5 | Approve Dividends | For | Did Not Vote | Management |
6 | Discussion of Company’s Corporate Governance Structure |
| Did Not Vote | Management |
7 | Approve Discharge of Management Board | For | Did Not Vote | Management |
8 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
9 | Elect Supervisory Board | For | Did Not Vote | Management |
10 | Approve Remuneration of Supervisory Board | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12 | Grant Board Authority to Issue Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
13 | Allow Questions |
| Did Not Vote | Management |
14 | Close Meeting |
| Did Not Vote | Management |
170
FONDIARIA SAI SPA
Ticker: |
| Security ID: | IT0001463071 |
Meeting Date: | APR 28, 2004 | Meeting Type: | MIX |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve an Extension to the Exercise Period of the Company’s Warrants, ‘Warrant Fondiaria-Sai 1992-2004’, to Aug. 31, 2006 | For | Did Not Vote | Management |
2 | Amend Articles To Reflect New Italian Company Law Regulations | For | Did Not Vote | Management |
FONDIARIA SAI SPA
Ticker: |
| Security ID: | IT0001463071 |
Meeting Date: | APR 28, 2004 | Meeting Type: | MIX |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
3 | Authorize Company to Purchase Shares in ‘Premafin Finanziaria SpA - Holding di Partecipazioni’, Fondiaria-SAI’s Major Shareholder With A 41.5 Percent Stake | For | Did Not Vote | Management |
FORENINGSSPARBANKEN AB
Ticker: | FTIC | Security ID: | SE0000242455 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Elect Chairman of Meeting | For | Did Not Vote | Management |
3 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
4 | Approve Agenda of Meeting | For | Did Not Vote | Management |
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
6 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
7 | Receive Financial Statements and Statutory Reports; Receive President’s Report |
| Did Not Vote | Management |
8 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
9 | Approve Allocation of Income and Dividends of SEK 5.75 Per Share | For | Did Not Vote | Management |
10 | Approve Discharge of Board and President | For | Did Not Vote | Management |
11 | Determine Number of Members (9) and Deputy Members (0) of Board | For | Did Not Vote | Management |
12 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.8 Million | For | Did Not Vote | Management |
13 | Reelect Bo Forslund, Ulrika Francke, Thomas Johansson, Goeran Johnsson, Birgitta Klasen, Marianne Qvick Stoltz, Carl Eric Staalberg, Lennart Sunden, and Anders Sundstroem as Directors | For | Did Not Vote | Management |
14 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
15.1 | Reelect Thomas Halvorsen, Lorentz Andersson, Bengt Eriksson, Eva Karin Hempel, and Per-Goeran Nyberg as Members of Nominating Committee; Elect Tomas Nicolin as New Member of Nominating Committee | For | Did Not Vote | Management |
15.2 | Receive Remuneration Committee Report |
| Did Not Vote | Management |
15.3 | Receive Audit Committee Report |
| Did Not Vote | Management |
16 | Authorize Repurchase of up to Five Percent of Issued Share Capital for Equity Trading Purposes | For | Did Not Vote | Management |
17 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital for Purposes Other Than Equity Trading | For | Did Not Vote | Management |
18 | Shareholder Proposal: Donate One to Two Percent of Net Profit to Charitable Organizations, Including Salvation Army |
| Did Not Vote | Shareholder |
19 | Other Business (Non-Voting) |
| Did Not Vote | Management |
20 | Close Meeting |
| Did Not Vote | Management |
171
FORTIS SA/NV
Ticker: | AGFB | Security ID: | BE0003801181 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | For | Did Not Vote | Management |
2.1 | Accept Financial Statements | For | Did Not Vote | Management |
2.2 | Approve Dividends in the Amount of EUR 0.92 Per Share | For | Did Not Vote | Management |
2.3 | Approve Discharge of Directors and Auditors | For | Did Not Vote | Management |
3 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
4.1 | Reelect Anton van Rossum, Jan-Michiel Hessels, and Baron Piet Van Waeyenberge to Management Board | For | Did Not Vote | Management |
4.2 | Elect Phlippe Bodson, Richard Delbridge, Jacques Manardo, Ronald Sandler, and Rana Talwar to Management Board | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Amend Articles Re: Composition and Powers of Main Corporate Bodies; Compliance with Dutch Corporate Governance Code; Other Amendments | For | Did Not Vote | Management |
7 | Close Meeting | For | Did Not Vote | Management |
172
FORTIS SA/NV
Ticker: | AGFB | Security ID: | BE0003801181 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
2 | Amend Articles of Association Re: General Matters | For | Did Not Vote | Management |
FORTUM OYJ
Ticker: |
| Security ID: | FI0009007132 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | EGM |
Record Date: | DEC 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Company Purpose; Duties of the Supervisory Board; Election and Terms of Board of Directors Members; Calling of Shareholder Meetings; Board Remuneration | For | Did Not Vote | Management |
2 | Approve Selling of Shares | For | Did Not Vote | Management |
HANSON PLC
Ticker: |
| Security ID: | GB0033516088 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 11.95 Pence Per Ordinary Share | For | For | Management |
4.1 | Re-elect Christopher Collins as Director | For | For | Management |
4.2 | Re-elect Alan Murray as Director | For | For | Management |
4.3 | Re-elect Lord Baker of Dorking as Director | For | For | Management |
4.4 | Re-elect Frank Blount as Director | For | For | Management |
4.5 | Re-elect Graham Dransfield as Director | For | For | Management |
4.6 | Re-elect Simon Keswick as Director | For | For | Management |
4.7 | Elect Sam Laidlaw as Director | For | For | Management |
4.8 | Re-elect Jonathan Nicholls as Director | For | For | Management |
4.9 | Re-elect Baronees Noakes as Director | For | For | Management |
5 | Reappoint Ernst and Young LLP as Auditors and Authorise Board to Fix Their Remuneration | For | For | Management |
6.1 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,550,000 | For | For | Management |
6.2 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,680,000 | For | For | Management |
7 | Authorise 73.6 Million Ordinary Shares for Market Purchase | For | For | Management |
173
HEIDELBERGCEMENT
Ticker: |
| Security ID: | DE0006047004 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify Ernst & Young AG as Auditors | For | Did Not Vote | Management |
6 | Approve Creation of EUR 50 Million Pool of Conditional Capital with Preemptive Rights | For | Did Not Vote | Management |
7 | Approve Creation of EUR 20 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
8 | Authorize Issuance of Participation Certificates Up to Aggregate Nominal Value of EUR 150 Million | For | Did Not Vote | Management |
9 | Elect Waltraud Hertreiter, Fritz-Juergen Heckmann, Rolf Huelstrunk, Max Kley, Adolf Merckle, Ludwig Merckle, Bernd Scheifele, and Eduard Schleicher to the Supervisory Board | For | Did Not Vote | Management |
174
HILTON GROUP PLC
Ticker: |
| Security ID: | GB0005002547 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 5.52 Pence Per 10p Ordinary Share | For | For | Management |
3.1 | Re-elect Sir Ian Robinson as Director | For | For | Management |
3.2 | Re-elect Patrick Lupo as Director | For | For | Management |
3.3 | Elect Ian Livingston as Director | For | For | Management |
3.4 | Elect Christopher Rodrigues as Director | For | For | Management |
4 | Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
5.1 | Approve Remuneration Report | For | For | Management |
5.2 | Approve Donations by the Company to EU political Orgs. up to GBP 15,000 and to Incur EU Political Exp. up to GBP 15,000; and Approve Ladbrokes Ltd. to Make Donations to EU Political Orgs. up to GBP 35,000 and Incur EU Political Exp. up to GBP 35,000 | For | For | Management |
5.3 | Approve Increase in Authorised Capital from GBP 216,000,000 to GBP 226,000,000 by the Creation of 100,000,000 Additional Ordinary Shares of 10 Pence Each | For | For | Management |
5.4 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 52,700,000 | For | For | Management |
5.5 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to an Aggregate Nominal Amount of GBP 7,911,979 and up to Aggregate Nominal Amount of GBP 52,700,000 in Connection with a Rights Issue | For | For | Management |
5.6 | Authorise 158,239,580 Ordinary Shares for Market Purchase | For | For | Management |
HMV GROUP PLC
Ticker: |
| Security ID: | GB0031575722 |
Meeting Date: | SEP 29, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 3.4 Pence Per Share | For | For | Management |
4 | Reelect Eric Nicoli as Director | For | For | Management |
5 | Reelect Alan Giles as Director | For | For | Management |
6 | Reelect Roy Brown as Director | For | For | Management |
7 | Ratify Ernst and Young LLP as Auditors | For | For | Management |
8 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 1,144,900.17 | For | For | Management |
10 | Authorize EU Political Donations up to GBP 50,000 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 202,050.08 | For | For | Management |
12 | Authorize 20,205,008 Shares for Share Repurchase Program | For | For | Management |
175
HOCHTIEF AG
Ticker: |
| Security ID: | DE0006070006 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify PwC Deutsche Revision AG as Auditors | For | Did Not Vote | Management |
6 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
IMERYS
Ticker: |
| Security ID: | FR0000120859 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends of EUR 7.50 per Share | For | Did Not Vote | Management |
5 | Reelect Paul Desmarais, Jr. as Supervisory Board Member | For | Did Not Vote | Management |
6 | Reelect Jocelyn Lefebvre as Supervisory Board Member | For | Did Not Vote | Management |
7 | Reelect Eric Le Moyne de Serigny as Supervisory Board Member | For | Did Not Vote | Management |
8 | Reelect Yves-Rene Nanot as Supervisory Board Member | For | Did Not Vote | Management |
9 | Reelect Edouard de Rothschild as Supervisory Board Member | For | Did Not Vote | Management |
10 | Appoint Ernst & Young Audit and Deloitte Touche Tohmatsu as Auditors and Jean-Marc Montserrat and BEAS as Alternate Auditors | For | Did Not Vote | Management |
11 | Approve Terms of Amended and Restated 2000 Employee Stock Purchase Plan Reserved for Employees of American Subsidiaries | For | Did Not Vote | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
13 | Approve Four-for-One Stock Split | For | Did Not Vote | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | For | Did Not Vote | Management |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | For | Did Not Vote | Management |
16 | Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value | For | Did Not Vote | Management |
17 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 90 Million | For | Did Not Vote | Management |
18 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
20 | Amend Article 24 in Accordance with 2003 Legal Changes Re: Related-Party Transactions | For | Did Not Vote | Management |
21 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
176
INFOGRAMES ENTERTAINMENT SA
Ticker: |
| Security ID: | FR0000052573 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors | For | Did Not Vote | Management |
2 | Approve Consolidated Accounts and Discharge Directors | For | Did Not Vote | Management |
3 | Approve Treatment of Losses and Omission of Dividends | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
7 | Amend Articles of Association Re: Shareholder Meetings | For | Did Not Vote | Management |
8 | Subject to Approval of Items 9 and 10 Below, Approve Exchange Offer For Debt (OCEANE 1999-2004) | For | Did Not Vote | Management |
9 | Authorize Issuance of Maximum 6.95 Million Convertible Bonds with Warrants Attached (OCABSA) Without Preemptive Rights In Connection With Debt Exchange Offer | For | Did Not Vote | Management |
10 | Authorize Issuance of Maximum 6.95 Million Shares In Connection with Item 8 Above | For | Did Not Vote | Management |
11 | Subject to Approval of Items 12 and 13 Below, Approve Exchange Offer For Debt (OCEANE 2000-2005) | For | Did Not Vote | Management |
12 | Authorize Issuance of Maximum 23.65 Million Convertible Bonds with Warrants Attached (OCABSA) Without Preemptive Rights In Connection With Debt Exchange Offer | For | Did Not Vote | Management |
13 | Authorize Issuance of Maximum 4.97 Million Shares In Connection with Item 11 Above | For | Did Not Vote | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | Did Not Vote | Management |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | Did Not Vote | Management |
16 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Did Not Vote | Management |
17 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | Did Not Vote | Management |
18 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | For | Did Not Vote | Management |
19 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares in Connection with Item 5 | For | Did Not Vote | Management |
21 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
22 | Elect Jean-Michel Perbet as Director | For | Did Not Vote | Management |
23 | Elect Nicolas Dufourcq as Director | For | Did Not Vote | Management |
177
JM AB
Ticker: |
| Security ID: | SE0000806994 |
Meeting Date: | APR 28, 2004 | Meeting Type: | AGM |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting; Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
4 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
5 | Approve Agenda of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports; Receive Chairman’s and President’s Reports |
| Did Not Vote | Management |
7 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8 | Approve Allocation of Income and Dividends of SEK 5 Per Share | For | Did Not Vote | Management |
9 | Approve Record Date (May 3) for Dividend | For | Did Not Vote | Management |
10 | Approve Discharge of Board and President | For | Did Not Vote | Management |
11 | Determine Number of Members (8) and Deputy Members (0) of Board | For | Did Not Vote | Management |
12 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.6 Million; Approve Remuneration of SEK 300,000 for Committee Work | For | Did Not Vote | Management |
13 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
14 | Receive Report about Director Nominees’ Other Board Memberships |
| Did Not Vote | Management |
15 | Reelect Elisabet Annell, Bjoern Bjoernsson, Berthold Lindqvist, Johan Skoglund, Lennart Sunden, and Per Westlund as Directors; Elect Bengt Larsson and Torbjoern Torell as New Directors | For | Did Not Vote | Management |
16 | Ratify Ernst & Young as Auditors | For | Did Not Vote | Management |
17.1 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
17.2 | Authorize Chairman of Board to Appoint Four Representatives of Company’s Largest Shareholders to Serve on Nominating Committee | For | Did Not Vote | Management |
17.3 | Shareholder Proposal: Question to Concerning Remuneration Committee Report | Board | Did Not Vote | Shareholder |
17.4 | Shareholder Proposal: Question to Concerning Audit Committee Report | Board | Did Not Vote | Shareholder |
178
KBC BANK AND INSURANCE HOLDING COMPANY
Ticker: |
| Security ID: | BE0003565737 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Directors’ Report |
| Did Not Vote | Management |
2 | Receive Auditors’ Report |
| Did Not Vote | Management |
3 | Approve Financial Statements and Allocation of Income and Gross Dividend of EUR 1.64 per Share | For | Did Not Vote | Management |
4 | Approve Discharge of Directors | For | Did Not Vote | Management |
5 | Approve Discharge of Auditors | For | Did Not Vote | Management |
6.1 | Reelect Willy Duron, Emile Celis, Christin Defrancq, Rik Donckels, Frans Florquin, Xavier Lienart, Paul Peeters, Patrick Vanden Avenne, Germain Vantieghem, and Marc Wittemans as Directors | For | Did Not Vote | Management |
6.2 | Reelect Willy Breesch and Alfons Wouters as Directors and Confirm Them as Independent Directors | For | Did Not Vote | Management |
6.3 | Confirm Jozef Cornu and Herwig Langohr as Independent Directors | For | Did Not Vote | Management |
6.4 | Reappoint Ernst & Young as Auditors and Fix Their Remuneration | For | Did Not Vote | Management |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
8 | Transact Other Business |
| Did Not Vote | Management |
179
KBC BANK AND INSURANCE HOLDING COMPANY
Ticker: |
| Security ID: | BE0003565737 |
Meeting Date: | APR 29, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Directors’ Special Report Regarding Plans to Increase Share Capital within the Framework of Authorized Capital |
| Did Not Vote | Management |
2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital up to EUR 200 Million for Period of Five Years | For | Did Not Vote | Management |
3 | Amend Articles Re: Delete Transitional Provision Concerning Bond Loan | For | Did Not Vote | Management |
4 | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Did Not Vote | Management |
5 | Amend Articles Re: Independent Directors | For | Did Not Vote | Management |
6 | Amend Articles Re: Board’s Executive Committee | For | Did Not Vote | Management |
7 | Amend Articles Re: Allocation of Profit | For | Did Not Vote | Management |
8 | Renew Authorization to Increase Share Capital Through Issuance of Warrants/Convertible Bonds with or without Preemptive Rights within the Framework of Authorized Capital up to EUR 200 Million for Period of Five Years | For | Did Not Vote | Management |
9 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | Did Not Vote | Management |
180
KLM KONINKLIJKE LUCHTVAART MIJ NV
Ticker: | KLM | Security ID: | NL0000009645 |
Meeting Date: | APR 19, 2004 | Meeting Type: | EGM |
Record Date: | APR 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Announcements by the Chairman of the Supervisory Board |
| Did Not Vote | Management |
2 | Receive Explanation of Public Offer by Societe Air France S.A. for the Common Shares of the Company |
| Did Not Vote | Management |
3 | Amend Articles to Reflect Merger with Societe Air France S.A. (Conditional Upon Offer Being Honored by Air France) | For | Did Not Vote | Management |
4.1 | Opportunity to Recommend Persons Appointment to the Supervisory Board | for | Did Not Vote | Management |
4.2 | Elect I. Asscher-Vonk to Supervisory Board | For | Did Not Vote | Management |
5 | Allow Questions |
| Did Not Vote | Management |
KOMAX HOLDING AG, DIERIKON
Ticker: |
| Security ID: | CH0010702154 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: | MAY 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3 | Approve Creation of CHF 450,000 Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
4 | Approve CHF 4.8 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders | For | Did Not Vote | Management |
5 | Amend Articles Re: Submission of Shareholder Proposals | For | Did Not Vote | Management |
6 | Reelect Melk Lehner as a Director | For | Did Not Vote | Management |
7 | Ratify PricewaterhouseCoopers AG as Auditors | For | Did Not Vote | Management |
KONE CORPORATION
Ticker: |
| Security ID: | FI0009000566 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | AGM |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements Reports |
| Did Not Vote | Management |
1.2 | Receive Auditors’ Reports |
| Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.4 | Approve Allocation of Income | For | Did Not Vote | Management |
1.5 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.6 | Determine Number of Members and Deputy Members of Board; Approve Remuneration of Board | For | Did Not Vote | Management |
1.7 | Ratify Auditors; Approve Remuneration of Auditors | For | Did Not Vote | Management |
1.8 | Elect Directors | For | Did Not Vote | Management |
1.9 | Ratify Auditors | For | Did Not Vote | Management |
2 | Authorize Repurchase of Up to Five Percent of Issued Share Capital | For | Did Not Vote | Management |
3 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
4 | Confirm Stock Option Plan for Key Employees Approved at Nov. 17, 2000, EGM; Confirm Creation of EUR 1.05 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
181
KONINKLIJKE BAM GROEP NV
Ticker: |
| Security ID: | NL0000337244 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Approve Sale of Ballast Ham Dredging B.V. for a Consideration of EUR 260 Million in Cash and a 21.5-Percent Stake in Newly Formed Van Oord Dredging Business | For | Did Not Vote | Management |
3 | Other Business (Non-Voting) |
| Did Not Vote | Management |
4 | Close Meeting |
| Did Not Vote | Management |
KONINKLIJKE WESSANEN NV
Ticker: |
| Security ID: | NL0000395309 |
Meeting Date: | DEC 3, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Information about Corporate Strategy |
| Did Not Vote | Management |
3.1 | Elect Niels Onkenhout to Management Board | For | Did Not Vote | Management |
3.2 | Elect A.E. Van Der Pauw to Management Board | Against | Did Not Vote | Management |
4 | Receive Information about Current State of Affairs |
| Did Not Vote | Management |
5 | Allow Questions; Close Meeting |
| Did Not Vote | Management |
182
KONINKLIJKE WESSANEN NV
Ticker: |
| Security ID: | NL0000395309 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Report of Management Board |
| Did Not Vote | Management |
3.1 | Discussion about 2003 Preliminary Annual Results |
| Did Not Vote | Management |
3.2 | Approve Reserves and Dividend Policy | For | Did Not Vote | Management |
3.3 | Approve Dividends of EUR 0.58 Per Ordinary Share | For | Did Not Vote | Management |
3.4 | Approve Proposal to Extend Period for Completing Financial Statements | For | Did Not Vote | Management |
4 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
5 | Elect A. Covington to Management Board | For | Did Not Vote | Management |
6 | Approve Remuneration Policy for Management Board Members | For | Did Not Vote | Management |
7 | Approve Remuneration of Supervisory Board in the Amount of EUR 30,000 for Chairman and EUR 20,000 for Other Supervisory Board Members; Approve Payment of EUR 3,000 (Chairman) or EUR 2,000 (Other Supervisory Board Members) per Committee Meeting | For | Did Not Vote | Management |
8 | Amend Articles Re: Abolish Option to Issue Protective Preference Shares; Abolish Restrictions on Transfer of Ordinary Shares; Abolish Combined Meeting; Increase Influence Exerted by Shareholders on Composition of Executive and Supervisory Boards | For | Did Not Vote | Management |
9 | Grant Board Authority to Issue Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Other Business (Non-Voting) |
| Did Not Vote | Management |
183
LUFTHANSA AG
Ticker: |
| Security ID: | DE0008232125 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | AGM |
Record Date: | JUN 11, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4 | Amend Articles Re: Allow for the Issuance of Dividends in Kind | For | Did Not Vote | Management |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
6 | Approve Creation of EUR 25 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
7 | Ratify PwC Deutsche Revision AG as Auditors | For | Did Not Vote | Management |
MCBRIDE PLC
Ticker: |
| Security ID: | GB0005746358 |
Meeting Date: | NOV 4, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 2.1 Pence Per Share | For | For | Management |
4 | Reelect Lord Sheppard as Director | For | For | Management |
5 | Reelect Michael Handley as Director | For | For | Management |
6 | Elect Christine Bogdanowicz-Bindert as Director | For | For | Management |
7 | Elect Robert Lee as Director | For | For | Management |
8 | Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 5.8 Million | For | For | Management |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 888,000 | For | For | Management |
11 | Authorize 17,763,918 Shares for Share Repurchase Program | For | For | Management |
METROVACESA SA
Ticker: |
| Security ID: | ES0154220414 |
Meeting Date: | DEC 17, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Members to Management Board | For | For | Management |
2 | Allow Questions | For | For | Management |
3 | Approve Minutes of Meeting | For | For | Management |
184
METROVACESA SA
Ticker: |
| Security ID: | ES0154220414 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | For | Management |
2 | Approve Auditors | For | For | Management |
3 | Amend Articles 7, 16, 21, and 30 Re: General Meeting Guidelines, Representation and Remote Voting, Information Rights, and Audit Committee | For | For | Management |
4 | Authorize Repurchase of Shares | For | For | Management |
5 | Void Authorization to Issue Convertible Debt Granted at March 21, 2002 AGM | For | For | Management |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
7 | Authorize Issuance of Convertible Bonds and Debentures without Preemptive Rights | For | For | Management |
8 | Approve General Meeting Guidelines | For | For | Management |
9 | Authorize Capitalization of Reserves of EUR 4.52 Million via a 1:20 Bonus Issue | For | For | Management |
10 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
11 | Allow Questions | For | For | Management |
12 | Approve Minutes of Meeting | For | For | Management |
METROVACESA SA
Ticker: |
| Security ID: | ES0154220A17 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | For | Management |
2 | Approve Auditors | For | For | Management |
3 | Amend Articles 7, 16, 21, and 30 Re: General Meeting Guidelines, Representation and Remote Voting, Information Rights, and Audit Committee | For | For | Management |
4 | Authorize Repurchase of Shares | For | For | Management |
5 | Void Authorization to Issue Convertible Debt Granted at March 21, 2002 AGM | For | For | Management |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
7 | Authorize Issuance of Convertible Bonds and Debentures without Preemptive Rights | For | For | Management |
8 | Approve General Meeting Guidelines | For | For | Management |
9 | Authorize Capitalization of Reserves of EUR 4.52 Million via a 1:20 Bonus Issue | For | For | Management |
10 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
11 | Allow Questions | For | For | Management |
12 | Approve Minutes of Meeting | For | For | Management |
185
METROVACESA SA
Ticker: |
| Security ID: | ES0154220414 |
Meeting Date: | SEP 29, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger by Absorption of Metropolitana Porpietaria de Inmuebles Comerciales SA, Metrovacesa Residencial SA, and Metrovacesa Viviendas SL; Approve Merger Contract Agreement | For | Did Not Vote | Management |
2 | Approve Merger by Absorption of Bami SA (Inmobiliaria de Construcciones y Terrenos) by Company; Approve Merger Contract Agreement; Approve Merger Balance Sheet | For | Did Not Vote | Management |
3 | Amend Article 5 Re: Share Rights | For | Did Not Vote | Management |
4 | Approve Reduction in Share Capital via Amortization of 12.2 Million of Shares; Amend Article 3 Accordingly | For | Did Not Vote | Management |
5 | Authorize Capitalization of Reserves of EUR 4.3 Million for a 1:20 Bonus Issue | For | Did Not Vote | Management |
6 | Assume Convertible Debt Issued by Bami SA; Approve Capital Increase to Service Conversion of Bonds | For | Did Not Vote | Management |
7 | Approve Conditions of Merger Agreement | For | Did Not Vote | Management |
8 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
MICRONAS SEMICONDUCTOR HOLDING AG
Ticker: |
| Security ID: | CH0012337421 |
Meeting Date: | MAR 26, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Allocation of Income and Omission of Dividends | For | For | Management |
3 | Approve Discharge of the Board and Senior Management | For | For | Management |
4 | Ratify Ernst und Young AG as Auditors | For | For | Management |
186
MICRONAS SEMICONDUCTOR HOLDING AG
Ticker: |
| Security ID: | CH0012337421 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Creation of CHF 8.1 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
2 | Other Business (Non-Voting) |
| Did Not Vote | Management |
MOBILCOM AG
Ticker: |
| Security ID: | DE0006622400 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share, and a Special Dividend of EUR 0.20 Per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify PwC Deutsche Revision AG as Auditors | For | Did Not Vote | Management |
6 | Elect Klaus Thiemann and Hans-Peter Kohlhammer to the Supervisory Board; Elect Thomas Ingelmann as Substitute to the Supervisory Board | For | Did Not Vote | Management |
7a | Remove Carsten Meyer from the Supervisory Board | For | Did Not Vote | Management |
7b | Elect Horst Dietz to the Supervisory Board | For | Did Not Vote | Management |
8 | Amend Articles Re: Changes to the Remuneration of the Supervisory Board Members and Amendment to the Articles | For | Did Not Vote | Management |
9 | Receive Special Auditors Report |
| Did Not Vote | Management |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
11 | Adopt New Articles of Association | For | Did Not Vote | Management |
12 | Ratify Special Auditor to Review MC Settlement Agreement | Against | Did Not Vote | Shareholder |
13 | Authorize Claim of Compensation Against Management and Supervisory Board Members | Against | Did Not Vote | Shareholder |
187
MOBISTAR SA
Ticker: |
| Security ID: | BE0003735496 |
Meeting Date: | DEC 17, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Brigitte Bourgoin as Director; Confirm Resignation of Former Directors; Elect S. Ahuja, T. Lowry, R. Brennan, L. Tordeurs, and A. Neyts as Directors; Reelect A. Brabers and Sparaxis SA as Directors | For | Did Not Vote | Management |
2 | Other Business | For | Did Not Vote | Management |
MOBISTAR SA
Ticker: |
| Security ID: | BE0003735496 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Directors’ Report |
| Did Not Vote | Management |
2 | Receive Auditors’ Report |
| Did Not Vote | Management |
3 | Accept Financial Statements and Allocation of Income | For | Did Not Vote | Management |
4 | Approve Discharge of Directors and Auditors | For | Did Not Vote | Management |
5 | Amend Articles Re: Board Committees | For | Did Not Vote | Management |
6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | Did Not Vote | Management |
NEDLLOYD GROUP NV
Ticker: |
| Security ID: | NL0000009983 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | EGM |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Dividends of EUR 1 Per Ordinary Share | For | Did Not Vote | Management |
2.1 | Grant Board Authority to Issue a Maximum of 14.6 Million Ordinary Shares with Preemptive Rights in Connection with Acquisition of P&O Nedlloyd Container Line Ltd. and P&O Nedlloyd B.V. | For | Did Not Vote | Management |
2.2 | Issue 12 Million Ordinary Shares in Connection with Acquisition of P&O | For | Did Not Vote | Management |
2.3 | Elect A. Land, P. Green, N. Kroes, N. Luff, H. Meijer, and R. Woods to Board of Directors | For | Did Not Vote | Management |
3 | Amend Articles Re: Increase Authorized Share Capital; Convert Priority Shares into Ordinary Shares; Cancel Protective Preference Shares; Introduce One-Tier Board Structure; Introduce Indemnification Provision; Change Co. Name to Royal P&O Nedlloyd N.V. | For | Did Not Vote | Management |
4 | Other Business (Non-Voting) |
| Did Not Vote | Management |
188
NEDLLOYD GROUP NV
Ticker: |
| Security ID: | NL0000009983 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | AGM |
Record Date: | APR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report of Management Board |
| Did Not Vote | Management |
1.2 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
1.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
2 | Elect Members to Board of Directors | For | Did Not Vote | Management |
3 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
4.1 | Grant Board Authority to Issue All Authorized Yet Unissued Shares | For | Did Not Vote | Management |
4.2 | Grant Board Authority to Exclude Preemptive Rights from Issuance of Shares Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
5 | Ratify Auditors | For | Did Not Vote | Management |
6 | Receive Report of the Shareholder Committee |
| Did Not Vote | Management |
7 | Other Business |
| Did Not Vote | Management |
NOKIA CORPORATION
Ticker: | NOK | Security ID: | FI0009000681 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements |
| Did Not Vote | Management |
1.2 | Receive Auditors’ Report |
| Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.5 | Fix Number of Directors at Eight (A Reduction from the Current Nine Directors) | For | Did Not Vote | Management |
1.6 | Approve Remuneration of Directors and Auditors | For | Did Not Vote | Management |
2 | Approve Between EUR 5.7 Million and EUR 8.8 Million Reduction in Share Capital via Cancellation of Between 94.5 Million and 146 Million Shares | For | Did Not Vote | Management |
3 | Approve Issuance of Shares, Stock Options, or Convertible Bonds up to Aggregate Nominal Value of EUR 55.5 Million (Out of Which EUR 3 Million for Incentive Plans) without Preemptive Rights | For | Did Not Vote | Management |
4 | Authorize Repurchase of Up to 230 Million Nokia Shares | For | Did Not Vote | Management |
5 | Authorize Reissuance of 230 Million Repurchased Shares | For | Did Not Vote | Management |
6 | Approve Allocation of EUR 5 Million to Company Foundation to Support the Scientific Development of the Information and Telecommunications Technologies and to Promote Education in the Sector | For | Did Not Vote | Management |
7 | Approve Dividends of EUR 0.30 Per Share | For | Did Not Vote | Management |
8 | Reelect Paul Collins, Georg Ehrnrooth, Bengt Holmstroem, Per Karlsson, Jorma Ollila, Marjorie Scardino, Vesa Vainio, and Arne Wessberg | For | Did Not Vote | Management |
9 | Reelect PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
189
NORDDEUTSCHE AFFINERIE AG, HAMBURG
Ticker: |
| Security ID: | DE0006766504 |
Meeting Date: | MAR 24, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2002/2003 |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board for Fiscal 2002/2003 | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board Fiscal 2002/2003 | For | Did Not Vote | Management |
5 | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors | For | Did Not Vote | Management |
6 | Authorize Repurchase of up to Ten Percent of Issued Share Capital; Authorize Board to Issue Repurchased Shares as New Shares without Preemptive Rights | For | Did Not Vote | Management |
NORDEA AB
Ticker: |
| Security ID: | SE0000427361 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | EGM |
Record Date: | OCT 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Amend Articles Re: Change Company Name to Nordea Bank AB; Amend Corporate Purpose; Editorial Change | For | Did Not Vote | Management |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
190
NORSK HYDRO ASA
Ticker: |
| Security ID: | NO0005052605 |
Meeting Date: | JAN 15, 2004 | Meeting Type: | EGM |
Record Date: | JAN 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve NOK 52.8 Million Reduction in Share Capital via Share Cancellation | For | For | Management |
2 | Approve Spin-Off of Norsk Hydro ASA’s Fertilizer Business Agri into AgriHold ASA; Approve NOK 448.7 Million Reduction in Share Capital in Connection with Spin-Off | For | For | Management |
3 | Authorize General Meeting to Appoint Five Directors to AgriHold’s Board | For | For | Management |
4 | Authorize General Meeting to Appoint Four Members of Election Committee of AgriHold | For | For | Management |
5 | Authorize AgriHydro to Create Pool of Conditional Capital | For | For | Management |
NORSK HYDRO ASA
Ticker: |
| Security ID: | NO0005052605 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income and Dividends of NOK 11 Per Share | For | For | Management |
2 | Approve Remuneration of Auditors | For | For | Management |
3 | Amend Articles Re: Reduce Number of Members in the Corporate Assembly from 21 to 18 | For | For | Management |
4 | Elect Members and Deputy Members of Corporate Assembly | For | For | Management |
5 | Approve Remuneration of Members and Deputy Members of Corporate Assembly | For | For | Management |
6 | Authorize Repurchase of Up to Five Million Issued Shares | For | For | Management |
7 | Shareholder Proposal: Prohibit President and CEO to Participate in Bonus Schemes |
| Against | Shareholder |
191
OCE NV
Ticker: | OCE | Security ID: | NL0000354934 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Report of Board of Supervisory Board |
| Did Not Vote | Management |
3 | Receive Report of Management Board |
| Did Not Vote | Management |
4.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4.2 | Approve Dividends | For | Did Not Vote | Management |
5.1 | Approve Discharge of Executive Board | For | Did Not Vote | Management |
5.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
6 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
7 | Approve Remuneration of Management Board; Approve Long-Term Incentive Plan for Management Board and 200 Senior Executives, Reserving Shares Up to One Percent of Issued Share Capital Annually | For | Did Not Vote | Management |
8 | Approve Reserves and Dividend Policy | For | Did Not Vote | Management |
9 | Grant Board Authority to Issue Ordinary and Financing Preference Shares Up to 50 Percent of Issued Share Capital | For | Did Not Vote | Management |
10 | Authorize Board to Exclude Preemptive Rights from Share Issuance Under Item 9 Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
12.1 | Approve Resignation and Discharge L. Berndsen from Supervisory Board | For | Did Not Vote | Management |
12.2 | Elect M. Arentsen to Supervisory Board | For | Did Not Vote | Management |
13 | Allow Questions; Close Meeting | For | Did Not Vote | Management |
OESTERREICHISCHE ELEKTRIZITAETSWIRTSCHAFTS-AG (VERBUND)
Ticker: |
| Security ID: | AT0000746409 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management and Supervisory Board | For | Did Not Vote | Management |
4 | Ratify Auditors | For | Did Not Vote | Management |
5 | Amend Articles | For | Did Not Vote | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
192
OMV AG
Ticker: | OMM | Security ID: | AT0000743059 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
4 | Approve Remuneration of Directors | For | Did Not Vote | Management |
5 | Ratify Auditors | For | Did Not Vote | Management |
6 | Authorize Repurchase of Issued Share Capital for Issuance to Management Board Members and Key Employees | For | Did Not Vote | Management |
7 | Approve Restructuring Plan | For | Did Not Vote | Management |
8 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 600 Million without Preemptive Rights; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
9 | Approve Creation of EUR 21.8 Million Pool of Conditional Capital with Preemptive Rights | For | Did Not Vote | Management |
10 | Approve Creation of EUR 58.2 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
11 | Amend Articles to Reflect Changes in Capital | For | Did Not Vote | Management |
12 | Approve Supervisory Board Liability and Indemnification | For | Did Not Vote | Management |
13 | Elect Supervisory Board Members | For | Did Not Vote | Management |
PEUGEOT SA
Ticker: |
| Security ID: | FR0000121501 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of EUR 2.025 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Reelect Thierry Peugeot as Supervisory Board Member | For | Did Not Vote | Management |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 340,000 | For | Did Not Vote | Management |
7 | Authorize Repurchase of Up to 24 Million Shares | For | Did Not Vote | Management |
8 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Did Not Vote | Management |
9 | Approve Stock Option Plan Grants | For | Did Not Vote | Management |
193
PFLEIDERER AG
Ticker: |
| Security ID: | DE0006764749 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
5 | Ratify KPMG Deutsche Truehand-Gesellschaft AG as Auditors | For | Did Not Vote | Management |
PHILIPS ELECTRONICS NV
Ticker: | PHG | Security ID: | NL0000009538 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Receive Explanation of Corporate Governance Structure |
| Did Not Vote | Management |
2.3 | Receive Explanation of Policy on Reserves and Dividends |
| Did Not Vote | Management |
2.4 | Approve Dividends of EUR 0.36 Per Share | For | Did Not Vote | Management |
2.5 | Approve Discharge of Management Board | For | Did Not Vote | Management |
2.6 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
3.1 | Reelect Elect K. van Miert to Supervisory Board | For | Did Not Vote | Management |
3.2 | Elect E. Kist as New Member of Supervisory Board | For | Did Not Vote | Management |
4.1 | Approve Remuneration Policy of Management Board | For | Did Not Vote | Management |
4.2 | Amend 2003 Long-Term Incentive Plan Regarding Distribution of Shares: Allocate a Maximum of 2.5 Percent of Annual Pool of Shares Reserved for LTIP to Management Board on Annual Basis | For | Did Not Vote | Management |
5 | Grant Board Authority to Issue Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital | For | Did Not Vote | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
7 | Authorize Board to Set Record Date | For | Did Not Vote | Management |
8 | Other Business (Non-Voting) |
| Did Not Vote | Management |
9 | Close Meeting |
| Did Not Vote | Management |
194
PIRELLI & C.REAL ESTATE SPA, MILANO
Ticker: |
| Security ID: | IT0003270615 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | MIX |
Record Date: | APR 30, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | Did Not Vote | Management |
2 | Fix Number of Directors on the Board; Elect Directors; Determine Directors’ Remuneration | For | Did Not Vote | Management |
3 | Appoint Internal Statutory Auditors and Chairman; Approve Remuneration of Auditors | For | Did Not Vote | Management |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares; Cancel May 6, 2003, Authorization to Repurchase Shares | For | Did Not Vote | Management |
5 | Approve Remuneration of Members of the Controlling Board Constituted According to the 2001 Law n.231 | For | Did Not Vote | Management |
6 | Adopt Rules Governing General Meetings | For | Did Not Vote | Management |
PIRELLI & C.REAL ESTATE SPA, MILANO
Ticker: |
| Security ID: | IT0003270615 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | MIX |
Record Date: | APR 30, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles To Reflect New Italian Company Law Regulations | For | Did Not Vote | Management |
2 | Approve Issuance of Shares in Aggregate Amount of EUR 15 Million Partially With Preemptive Rights; Authorize Issuance of Convertible Bonds or Bonds With Warrants Attached with Preemptive Rights | For | Did Not Vote | Management |
195
PORTUGAL TELECOM SGPS SA
Ticker: |
| Security ID: | PTPTC0AM0009 |
Meeting Date: | APR 2, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income | For | Did Not Vote | Management |
4 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
5 | Ratify Appointment of Board Members | For | Did Not Vote | Management |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
7 | Approve EUR 125.4 Million Reduction in Share Capital via Cancellation of 125.4 Million Shares | For | Did Not Vote | Management |
8 | Authorize Issuance of Convertible Bonds without Preemptive Rights | For | Did Not Vote | Management |
9 | Eliminate Preemptive Rights in Connection with Proposed Issuance of Convertible Bonds | For | Did Not Vote | Management |
10 | Authorize Issuance of Bonds or Other Securities | For | Did Not Vote | Management |
11 | Approve Bond Repurchase and Reissuance | For | Did Not Vote | Management |
PUNCH TAVERNS
Ticker: |
| Security ID: | GB0031552861 |
Meeting Date: | DEC 1, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition of Entire Issued Share Capital of Pubmistress | For | For | Management |
196
PUNCH TAVERNS
Ticker: |
| Security ID: | GB0031552861 |
Meeting Date: | JAN 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Approve Final Dividend of 4.4 Pence Per Share | For | For | Management |
5 | Authorize EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 | For | For | Management |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 39,219 | For | For | Management |
7 | Elect Peter Cawdron as Director | For | For | Management |
8 | Reelect Michael Foster as Director | For | For | Management |
9 | Reelect Randl Shure as Director | For | For | Management |
10 | Approve Long-Term Incentive Plan | For | For | Management |
11 | Approve Deferred Share Bonus Bonus Plan | For | For | Management |
12 | Approve Share Incentive Plan | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 5,942 | For | For | Management |
14 | Authorize 24,832,402 Shares for Share Repurchase Program | For | For | Management |
RANDSTAD HOLDING NV
Ticker: |
| Security ID: | NL0000379121 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Report of Management Board |
| Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Allocation of Income | For | Did Not Vote | Management |
4.1 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4.2 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Elect J. van den Broek to Management Board | For | Did Not Vote | Management |
6.1 | Reelect K. Vuursteen as Member of Supervisory Board | For | Did Not Vote | Management |
6.2 | Reelect R. Zwartendijk as Member of Supervisory Board | For | Did Not Vote | Management |
7 | Reelect A. Anbeek van der Meijden as Director A of Administratiekantoor Preferente Aandelen Randstad Holding | For | Did Not Vote | Management |
8 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
9 | Ratify Auditors | For | Did Not Vote | Management |
10 | Other Business |
| Did Not Vote | Management |
197
RENAULT SA
Ticker: |
| Security ID: | FR0000131906 |
Meeting Date: | APR 30, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Financial Statements and Discharge Directors | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 1.40 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Reelect Francois de Combret as Director | For | Did Not Vote | Management |
6 | Reelect Bernard Larrouturou as Director | For | Did Not Vote | Management |
7 | Elect Jean-Louis Girodolle as Director | For | Did Not Vote | Management |
8 | Elect Itaru Koeda as Director | For | Did Not Vote | Management |
9 | Elect Francois Pinault as Director | For | Did Not Vote | Management |
10 | Approve Discharge of Yoshikazu Hanawa | For | Did Not Vote | Management |
11 | Approve Discharge of Bruno Bezard | For | Did Not Vote | Management |
12 | Approve Discharge of Jeanne Seyvet | For | Did Not Vote | Management |
13 | Confirm Receipt of Special Auditors’ Report Regarding Remuneration of Participating Stock | For | Did Not Vote | Management |
14 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
15 | Authorize Issuance of Bonds/Debentures in the Aggregate Amount of EUR 4 Billion | For | Did Not Vote | Management |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
17 | Maintain Authority to Issue Equity and Equity-Linked Securities without Preemptive Rights Submitted to Shareholder Vote on April 29, 2003, to Increase Capital by Up to EUR 300 Million | For | Did Not Vote | Management |
18 | Amend Articles of Association to Increase the Number of Directors to Be Elected by Shareholders | For | Did Not Vote | Management |
19 | Amend Articles of Association to Reflect Financial Security Legislation Re: Shareholding Disclosure Requirement | For | Did Not Vote | Management |
20 | Elect Charles de Croisset as Director | For | Did Not Vote | Management |
21 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
198
REXAM PLC
Ticker: | REXMY | Security ID: | GB0004250451 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 9.58 Pence Per Ordinary Share | For | For | Management |
4 | Re-elect Stefan Angwald as Director | For | For | Management |
5 | Re-elect Carl Symon as Director | For | For | Management |
6 | Re-elect Michael Buzzacott as Director | For | For | Management |
7 | Re-elect Yves Dominioni as Director | For | For | Management |
8 | Re-elect David Tucker as Director | For | For | Management |
9 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 140,500,000 | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,600,000 | For | For | Management |
12 | Authorise 54,800,000 Ordinary Shares for Market Purchase | For | For | Management |
RIETER HOLDING AG
Ticker: |
| Security ID: | CH0003671440 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of CHF 8.60 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4.1 | Approve CHF 591,000 Reduction in Share Capital via Cancelation of Shares | For | Did Not Vote | Management |
4.2 | Amend Articles to Reflect Changes in Capital | For | Did Not Vote | Management |
4.3 | Designate Newspaper to Publish Meeting Announcements | For | Did Not Vote | Management |
5.1 | Reelect Dieter Spaelti as a Director | For | Did Not Vote | Management |
5.2 | Reelect PricewaterhouseCoopers AG as Auditors | For | Did Not Vote | Management |
199
ROLLS ROYCE GROUP PLC
Ticker: |
| Security ID: | GB0032836487 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Re-elect Euan Baird as Director | For | For | Management |
4 | Elect Amy Bondurant as Director | For | For | Management |
5 | Re-elect Peter Byrom as Director | For | For | Management |
6 | Re-elect John Cheffins as Director | For | For | Management |
7 | Elect Carl-Peter Forster as Director | For | For | Management |
8 | Re-elect Colin Green as Director | For | For | Management |
9 | Re-elect James Guyette as Director | For | For | Management |
10 | Re-elect Michael Howse as Director | For | For | Management |
11 | Re-elect Lord Moore of Lower Marsh as Director | For | For | Management |
12 | Re-elect Sir Robin Nicholson as Director | For | For | Management |
13 | Re-elect Sir John Rose as Director | For | For | Management |
14 | Re-elect Andrew Shilston as Director | For | For | Management |
15 | Elect Ian Strachan as Director | For | For | Management |
16 | Re-elect Carl Symon as Director | For | For | Management |
17 | Re-elect Sir John Weston as Director | For | For | Management |
18 | Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
19 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 111,843,332 | For | For | Management |
20 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 16,776,499 | For | For | Management |
21 | Authorise 167,764,998 Shares for Market Purchase | For | For | Management |
22 | Amend Articles of Association Re: Removal of Restrictions on the Company’s Borrowing Power | For | For | Management |
23 | Approve Rolls-Royce Group plc Performance Share Plan | For | For | Management |
24 | Approve Increase in Authorised Capital from GBP 500,050,000.60 to GBP 1,500,050,000.60; Approve Issue of B Shares; and Amend Articles Re: B Shares | For | For | Management |
25 | Approve Final Dividend of 5 Pence Per Share If Resolution 24 is Not Passed | For | For | Management |
26 | Approve Scrip Dividend If Resolution 24 is Not Passed | For | For | Management |
200
ROYAL DUTCH PETROLEUM COMPANY
Ticker: | RD | Security ID: | NL0000009470 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | AGM |
Record Date: | JUN 21, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report of Management Board |
| Did Not Vote | Management |
2.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Total Dividend of EUR 1.76 Per Share | For | Did Not Vote | Management |
2.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
2.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
3 | Elect L. Cook to Management Board | For | Did Not Vote | Management |
4 | Elect C. Morin-Postel to Supervisory Board | For | Did Not Vote | Management |
5 | Reelect van de Bergh to Supervisory Board | For | Did Not Vote | Management |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
RWE AG
Ticker: |
| Security ID: | DE0007037129 |
Meeting Date: | APR 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Ratify PwC Deutsche Revision AG as Auditors | For | Did Not Vote | Management |
6 | Amend Articles Re: Supervisory Board Remuneration Scheme | For | Did Not Vote | Management |
201
SAGEM SA
Ticker: |
| Security ID: | FR0000073272 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Subject to Approval of Resolutions 5, 6, and 10 Below, Authorize Capitalization of Reserves in the Amount of EUR 5.55 Million for Bonus Issue | For | Did Not Vote | Management |
2 | Consequento to Item 1, Carry Out Bonus Issuance of 5.55 Million New Shares According to the Ratio of One New Share For Every Six Old Shares Held | For | Did Not Vote | Management |
3 | Amend Article 32 Re: Double Voting-Rights to Long-Term Registered Shareholders | For | Did Not Vote | Management |
4 | Subject to Resolutions 1, 2, 5, 6, and 10, Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
5 | Approve Merger by Absorption of COFICEM | For | Did Not Vote | Management |
6 | Approve Issuance of 15.6 Million Shares in Connection with Absorption of COFICEM with an Exchange Ratio of 4:1 | For | Did Not Vote | Management |
7 | Confirm Merger by Absorption of COFICEM | For | Did Not Vote | Management |
8 | Approve Accounting Treatment of the Premium Consequent to the Absorption of COFICEM | For | Did Not Vote | Management |
9 | Approve Reduction in Share Capital via Cancellation of Sagem Shares Currently Held by COFICEM in Treasury, Consequent to the Absorption | For | Did Not Vote | Management |
10 | Approve Merger by Absorption of SAGEM International | For | Did Not Vote | Management |
11 | Confirm Completion of Absorption and Dissolution Without Liquidation of SAGEM International | For | Did Not Vote | Management |
12 | Confirm Existence of a Premium Consequent to the Absorption of SAGEM International | For | Did Not Vote | Management |
13 | Approve Accounting Treatment of the Premium Consequent to the Absorption of SAGEM International | For | Did Not Vote | Management |
14 | Approve Reduction in Share Capital via Cancellation of Sagem Shares Held by SAGEM International in Treasury, Consequent to the Absorption of COFICEM | For | Did Not Vote | Management |
15 | Amend Articles to Reflect Changes in Capital | For | Did Not Vote | Management |
16 | Approve Standard Accounting Transfers To Reduce Legal Reserve Consequent To Changes in Capital | For | Did Not Vote | Management |
17 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
SAIPEM SPA
Ticker: |
| Security ID: | IT0000068525 |
Meeting Date: | APR 29, 2004 | Meeting Type: | MIX |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Consolidated Accounts, Statutory Reports, and Allocation of Income | For | Did Not Vote | Management |
2 | Authorize Board to Repurchase Up To 2.46 Million Shares | For | Did Not Vote | Management |
3 | Authorize Board to Reissue Repurchased Shares in Connection with Stock Grants and Stock Options Plans to Employees | For | Did Not Vote | Management |
4 | Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors | For | Did Not Vote | Management |
5 | Amend Rules Governing General Meetings | For | Did Not Vote | Management |
202
SAIPEM SPA
Ticker: |
| Security ID: | IT0000068525 |
Meeting Date: | APR 29, 2004 | Meeting Type: | MIX |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles of Association, In Part To Reflect New Italian Company Law Regulations | For | Did Not Vote | Management |
SAURER AG ARBON
Ticker: |
| Security ID: | CH0012345143 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Receive Auditors Report |
| Did Not Vote | Management |
3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
5 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
6 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | Did Not Vote | Management |
7 | Extend Terms of Conditional Pool Authorization | For | Did Not Vote | Management |
8 | Reelect Giorgio Behr, Ulrich Schmidt, Heinrich Fischer, Heinz Bachmann, Alexis Fries, Hans-George Haerter, and Guenter Schuh as Directors | For | Did Not Vote | Management |
9 | Reelect PricewaterhouseCoopers AG as Auditors | For | Did Not Vote | Management |
10 | Transact Other Business (Non-Voting) |
| Did Not Vote | Management |
SEZ HOLDING AG
Ticker: |
| Security ID: | CH0012352065 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Explanations to Financial Statements and Statutory Reports |
| Did Not Vote | Management |
1.2 | Receive Auditor’s and Group Auditor’s Reports |
| Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
3 | Approve Discharge of the Board and Senior Management | For | Did Not Vote | Management |
4.1 | Reelect Egon Putzi, Franz Sumnitsch, Thomas Egolf, Thomas Lustenberger and Jack Schmuckli as Directors | For | Did Not Vote | Management |
4.2 | Reelect KPMG Fides Peat as Auditors | For | Did Not Vote | Management |
6 | Approve Creation of CHF 2.8 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
203
SGS SOCIETE GENERALE DE SURVEILLANCE HOLDING SA
Ticker: |
| Security ID: | CH0002497458 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Change Company Name to SGS SA | For | Did Not Vote | Management |
2 | Approve Creation of CHF 20 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
3 | Approve Creation of CHF 10 Million Pool of Authorised Capital without Preemptive Rights | For | Did Not Vote | Management |
SHELL TRANSPORT & TRADING CO PLC
Ticker: | SC | Security ID: | GB0008034141 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Malcolm Brinded as Director | For | For | Management |
4 | Re-elect Eileen Buttle as Director | For | For | Management |
5 | Re-elect Luis Giusti as Director | For | For | Management |
6 | Re-elect Nina Henderson as Director | For | For | Management |
7 | Re-elect Lord Oxburgh as Director | For | For | Management |
8 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
9 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
10 | Authorise 483 Million Ordinary Shares for Market Purchase | For | For | Management |
204
SIEMENS AG
Ticker: | SMAWY | Security ID: | DE0007236101 |
Meeting Date: | JAN 22, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board for Fiscal 2002/2003 | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board for Fiscal 2002/2003 | For | Did Not Vote | Management |
5 | Ratify KPMG as Auditors | For | Did Not Vote | Management |
6 | Elect Jerry Speyer to the Supervisory Board; Elect Hans-Dieter Wiedig as a Deputy Supervisory Board Member | For | Did Not Vote | Management |
7 | Authorize Repurchase of up to Ten Percent of Issued Share Capital; Authorize Board to Issue Repurchased Shares | For | Did Not Vote | Management |
8 | Approve Creation of EUR 600 Million Pool of Conditional Capital with Preemptive Rights | For | Did Not Vote | Management |
9 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 11.3 Billion with Preemptive Rights; Approve Creation of EUR 600 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
205
SKANDINAVISKA ENSKILDA BANKEN
Ticker: |
| Security ID: | SE0000148884 |
Meeting Date: | APR 1, 2004 | Meeting Type: | AGM |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Elect Chairman of Meeting | For | Did Not Vote | Management |
3 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
4 | Approve Agenda of Meeting | For | Did Not Vote | Management |
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
6 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
7 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
8 | Receive Board Report |
| Did Not Vote | Management |
9 | Receive President’s Report |
| Did Not Vote | Management |
10 | Receive Information about Remuneration and Stock Option Plan for Key Personnel |
| Did Not Vote | Management |
11 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
12 | Approve Allocation of Income and Dividends of SEK 4 Per Share | For | Did Not Vote | Management |
13 | Approve Discharge of Board and President | For | Did Not Vote | Management |
14 | Determine Number of Members (10) and Deputy Members (0) of Board | For | Did Not Vote | Management |
15 | Determine Number of Auditors (1) and Deputy Auditors (0) | For | Did Not Vote | Management |
16 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.5 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
17 | Reelect Jacob Wallenberg, Penny Hughes, Urban Jansson, Tuve Johannesson, Hans-Joachim Koerber, Carl Wilhelm Ros, Lars Thunell, Marcus Wallenberg, and Goesta Wiking as Directors; Elect Jesper Ovesen as New Director | For | Did Not Vote | Management |
18 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
19.1 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
19.2 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
20 | Approve Stock Option Plan for Key Employees | For | Did Not Vote | Management |
21.1 | Authorize Repurchase of Up to Three Percent of Issued Share Capital for Equity Trading Purposes | For | Did Not Vote | Management |
21.2 | Authorize Repurchase of Up to 6.2 Million Issued Shares and Authorize Reissuance of Up to 19.4 Million Repurchased Shares in Connection with Stock Option Plan | For | Did Not Vote | Management |
21.3 | Approve Use of 6.2 Million Repurchased Shares for Stock Option Plan | For | Did Not Vote | Management |
21.4 | Authorize Repurchase of Up to Three Percent of Issued Share Capital to Improve Capital Structure | For | Did Not Vote | Management |
22 | Ratify Auditors for Foundations Administered by Bank | For | Did Not Vote | Management |
23 | Close Meeting |
| Did Not Vote | Management |
SLIGRO FOOD GROUP NV
Ticker: |
| Security ID: | NL0000441640 |
Meeting Date: | SEP 17, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Approve Stock Split | For | Did Not Vote | Management |
3 | Close Meeting |
| Did Not Vote | Management |
206
SOFTWARE AG INHABER-AKTIEN
Ticker: |
| Security ID: | DE0003304002 |
Meeting Date: | APR 30, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Carrying Forward Net Loss | For | Did Not Vote | Management |
3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
5 | Elect Andreas Bereczky to the Supervisory Board | For | Did Not Vote | Management |
6 | Ratify BDO Deutsche Warentreuhand AG as Auditors | For | Did Not Vote | Management |
7 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 500 Million with Preemptive Rights; Approve Creation of EUR 36 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
8 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
SONG NETWORK HOLDINGS AB
Ticker: | TEUR | Security ID: | SE0000434102 |
Meeting Date: | MAR 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Elect Chairman of Meeting | For | Did Not Vote | Management |
3 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
4 | Approve Agenda of Meeting | For | Did Not Vote | Management |
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
6 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
7 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
8 | Receive Board and Committee Reports |
| Did Not Vote | Management |
9 | Receive President’s Reports |
| Did Not Vote | Management |
10.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
10.2 | Approve Net Loss | For | Did Not Vote | Management |
10.3 | Approve Discharge of Board and President | For | Did Not Vote | Management |
11 | Approve Remuneration of Directors; Approve Remuneration of Auditors | For | Did Not Vote | Management |
12 | Elect Directors; Ratify Deloitte & Touche (Peter Gustafsson) as Auditors | For | Did Not Vote | Management |
13 | Approve Creation of SEK 14.6 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
14.1 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee |
| Did Not Vote | Shareholder |
14.2 | Shareholder Proposal: Authorize Board to Establish a Remuneration Committee |
| Did Not Vote | Shareholder |
14.3 | Shareholder Proposal: Authorize Board to Establish an Audit Committee |
| Did Not Vote | Shareholder |
15 | Close Meeting |
| Did Not Vote | Management |
207
SSAB SWEDISH STEEL
Ticker: |
| Security ID: | SE0000171100 |
Meeting Date: | APR 21, 2004 | Meeting Type: | AGM |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Approve Agenda of Meeting | For | Did Not Vote | Management |
3 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports; Receive Chairman’s and President’s Reports |
| Did Not Vote | Management |
7.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
7.2 | Approve Allocation of Income and Dividends of SEK 6 Per Share | For | Did Not Vote | Management |
7.3 | Approve Record Date (April 26, 2004) for Dividend | For | Did Not Vote | Management |
7.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
8 | Determine Number of Members (8) and Deputy Members (0) of Board | For | Did Not Vote | Management |
9 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.1 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
10 | Reelect Anders Carlberg, Per-Olof Eriksson, Sverker Martin-Loef, Marianne Nivert, Anders Nyren, and Anders Ullberg as Directors; Elect Carl Bennet and Matti Sundberg as New Directors | For | Did Not Vote | Management |
11.1 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
11.2 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
12 | Shareholder Proposal: Authorize Board to Establish an Audit Committee | Against | Did Not Vote | Shareholder |
208
STATOIL ASA
Ticker: |
| Security ID: | NO0010096985 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| None | Management |
2 | Prepare List of Shareholders |
| None | Management |
3 | Elect Chairman of Meeting | For | For | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management |
5 | Approve Notice of Meeting and Agenda | For | For | Management |
6 | Approve Financial Statements, Allocation of Income and Dividends of NOK 2.95 Per Share | For | For | Management |
7 | Approve Remuneration of Auditors | For | For | Management |
8 | Approve Remuneration of Members of Corporate Assembly | For | For | Management |
9 | Approve Remuneration of Members of Election Committee | For | For | Management |
10 | Elect Members and Deputy Members of Corporate Assembly | For | For | Management |
11 | Elect Members of Election Committee | For | For | Management |
12 | Authorize Repurchase of Issued Shares Up to NOK 10 Million Nominal Value for Employee Share Investment Plan | For | For | Management |
SUEZ SA
Ticker: | SLX | Security ID: | FR0000120529 |
Meeting Date: | APR 27, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Treatment of Losses and Dividends of EUR 1.065 per Share | For | Did Not Vote | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
4 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
5 | Reelect Gerhard Cromme as Director | For | Did Not Vote | Management |
6 | Reelect Etienne Davignon as Director | For | Did Not Vote | Management |
7 | Reelect Albert Frere as Director | For | Did Not Vote | Management |
8 | Reelect Jean Peyrelevade as Director | For | Did Not Vote | Management |
9 | Reelect Edmond Alphandery as Director | For | Did Not Vote | Management |
10 | Elect Rene Carron as Director | For | Did Not Vote | Management |
11 | Elect Thierry Rudder as Director | For | Did Not Vote | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | For | Did Not Vote | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | For | Did Not Vote | Management |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
16 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
17 | Approve Issuance of Up to 15 Million Shares to Spring Multiple 2004 SCA in Connection with Share Purchase Plan for Employees of International Subsidiaries | For | Did Not Vote | Management |
18 | Approve Stock Option Plan Grants | For | Did Not Vote | Management |
19 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
209
SWISS REINSURANCE
Ticker: |
| Security ID: | CH0012332372 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.10 per Share | For | Did Not Vote | Management |
4 | Approve Creation of CHF 2 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
5.1a | Reelect George Farr and Rajna Gibson as Directors | For | Did Not Vote | Management |
5.1b | Elect Kaspar Villiger as Director | For | Did Not Vote | Management |
5.2 | Reelect PricewaterhouseCoopers Ltd as Auditors | For | Did Not Vote | Management |
210
SYNGENTA AG
Ticker: |
| Security ID: | CH0011037469 |
Meeting Date: | APR 27, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
4 | Approve CHF 191.4 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders | For | Did Not Vote | Management |
5 | Amend Articles Re: Submission of Shareholder Proposals | For | Did Not Vote | Management |
6 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
7 | Reelect Rupert Gasser, Heinz Imhof, and Michael Pragnell as Directors | For | Did Not Vote | Management |
8 | Reelect Ernst and Young AG as Auditors | For | Did Not Vote | Management |
TANDBERG TELEVISION ASA
Ticker: |
| Security ID: | NO0003070906 |
Meeting Date: | APR 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting; Prepare List of Shareholders |
| None | Management |
2 | Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management |
3 | Approve Notice of Meeting and Agenda | For | For | Management |
4 | Receive Management’s Report |
| None | Management |
5 | Approve Financial Statements and Allocation of Income | For | For | Management |
6 | Approve Remuneration of Directors in the Amount of NOK 450,000 for Chairman, NOK 300,000 for Vice Chairman, NOK 250,000 for Non-Executive Directors, and NOK 150,000 for Executive Directors; Approve Remuneration of Auditors | For | For | Management |
7 | Elect Directors | For | For | Management |
8.1 | Approve Stock Option Plan; Approve Creation of NOK 2.6 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | Management |
8.2 | Approve Creation of NOK 11 Million Pool of Conditional Capital without Preemptive Rights | For | For | Management |
211
TDC A/S
Ticker: | TLD | Security ID: | DK0010253335 |
Meeting Date: | MAR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Receive Report of Board |
| Did Not Vote | Management |
3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Approve Discharge of Management and Board | For | Did Not Vote | Management |
5 | Approve Allocation of Income and Dividends of DKK 12 Per Share | For | Did Not Vote | Management |
6 | Reelect Thorleif Krarup, Lloyd Kelley, James Callaway, Larry Boyle, Jonathan Klug, Niels Thomas Heering, Rick Moore, and Kurt Anker Nielsen as Directors; Elect Richard McCormick and William Caldwell as Deputy Directors | For | Did Not Vote | Management |
7 | Ratify PricewaterhouseCoopers and Ernst & Young as Auditors | For | Did Not Vote | Management |
8 | Extend Authorization to Create DKK 108.2 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
10 | Other Business (Non-Voting) |
| Did Not Vote | Management |
TELEKOM AUSTRIA AG
Ticker: | TKA | Security ID: | AT0000720008 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
4 | Approve Remuneration of Directors | For | Did Not Vote | Management |
5 | Ratify Auditors | For | Did Not Vote | Management |
6 | Amend Articles Re: Management Board Structure | For | Did Not Vote | Management |
7 | Approve Creation of EUR 109.1 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
8 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights; Approve Creation of EUR 109.1 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
9 | Receive Report Regarding Share Repurchse Scheme |
| Did Not Vote | Management |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
212
THIEL LOGISTIK AG
Ticker: |
| Security ID: | LU0106198319 |
Meeting Date: | APR 14, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Present Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Present Board’s Report |
| Did Not Vote | Management |
3 | Present Auditor’s Reports |
| Did Not Vote | Management |
4 | Approve Financial Statements and Statutory Reports (Voting) (above) | For | Did Not Vote | Management |
5 | Approve Carrying Forward Net Losses for the Year Ended December 31, 2003 | For | Did Not Vote | Management |
6 | Approve Discharge of Directors | For | Did Not Vote | Management |
7 | Ratify Ernst & Young S.A. as Auditors | For | Did Not Vote | Management |
8 | Approve Remuneration of the Directors in the Amount of EUR 270,000 | For | Did Not Vote | Management |
TI AUTOMOTIVE LTD
Ticker: |
| Security ID: | GB0030675291 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
3 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
213
TOTAL
Ticker: | TOT | Security ID: | FR0000120271 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 4.70 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
6 | Authorize Issuance of Bonds/Debentures | For | Did Not Vote | Management |
7 | Reelect Thierry Desmarest as Director | For | Did Not Vote | Management |
8 | Reelect Thierry de Rudder as Director | For | Did Not Vote | Management |
9 | Reelect Serge Tchuruk as Director | For | Did Not Vote | Management |
10 | Elect Daniel Boeuf as Representative of Employee Shareholders to the Board | For | Did Not Vote | Management |
11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Against | Did Not Vote | Management |
12 | Elect Cyril Mouche as Representative of Employee Shareholders to the Board | Against | Did Not Vote | Management |
13 | Elect Alan Cramer as Representative of Employee Shareholders to the Board | Against | Did Not Vote | Management |
14 | Ratify Ernst & Young Audit as Auditors | For | Did Not Vote | Management |
15 | Ratify KPMG Audit as Auditors | For | Did Not Vote | Management |
16 | Ratify Pierre Jouanne as Alternate Auditor | For | Did Not Vote | Management |
17 | Ratify Jean-Luc Decornoy as Alternate Auditor | For | Did Not Vote | Management |
18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 | For | Did Not Vote | Management |
19 | Approve Stock Option Plan Grants | For | Did Not Vote | Management |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | For | Did Not Vote | Management |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | For | Did Not Vote | Management |
22 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
214
TRELLEBORG AB
Ticker: |
| Security ID: | SE0000114837 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
4 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
5 | Approve Agenda of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
7 | Receive President’s Report |
| Did Not Vote | Management |
8.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
8.2 | Approve Allocation of Income and Dividends of SEK 4.50 Per Share | For | Did Not Vote | Management |
8.3 | Approve Discharge of Board and President | For | Did Not Vote | Management |
9 | Determine Number of Members (7) and Deputy Members (0) of Board | For | Did Not Vote | Management |
10 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.7 Million; Approve Remuneration of Auditors | For | Did Not Vote | Management |
11 | Reelect Fredrik Arp, Staffan Bohman, Rolf Kjellman, Berthold Lindqvist, and Anders Narvinger as Directors; Elect Helene Bergquist and Claes Linqvist as New Directors; Ratify Oehrlings PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
12 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
13.1A | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
13.1B | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
13.2 | Shareholder Proposal: Authorize Board to Establish an Audit Committee | Against | Did Not Vote | Shareholder |
14 | Shareholder Proposal: Question to Board Concerning Remuneration Committee Report |
| Did Not Vote | Shareholder |
15 | Shareholder Proposal: Question to Board Concerning Board Report On Audit and Non-Audit Fees Paid to Company Audit Firm (KPMG Bohlins) |
| Did Not Vote | Shareholder |
16 | Close Meeting |
| Did Not Vote | Management |
215
TRINITY MIRROR
Ticker: |
| Security ID: | GB0009039941 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 12.8 Pence Per Ordinary Share | For | For | Management |
4 | Re-elect Peter Birch as Director | For | For | Management |
5 | Elect David Ross as Director | For | For | Management |
6 | Elect Vijay Vaghela as Director | For | For | Management |
7 | Authorise EU Political Donations by MGN Limited up to Aggregate Nominal Amount of GBP 150,000 | For | For | Management |
8 | Authorise EU Political Donations by Scottish Daily Record and Sunday Mail Limited up to Aggregate Nominal Amount of GBP 150,000 | For | For | Management |
9 | Authorise EU Political Donations by Trinity Mirror Regionals plc up to Aggregate Nominal Amount of GBP 150,000 | For | For | Management |
10 | Re-appoint Deloitte and Touche LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
11 | Approve the Trinity Mirror Long-Term Incentive Plan 2004 | For | For | Management |
12 | Approve the Trinity Mirror Employees’ Benefit Trust | For | For | Management |
13 | Approve the Trinity Mirror Share Incentive Plan | For | For | Management |
14 | Approve the Extension of the Employees’ Share Schemes to Overseas Employees | For | For | Management |
15 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,820,000 | For | For | Management |
16 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,472,500 | For | For | Management |
17 | Authorise 29,450,000 Ordinary Shares for Market Purchase | For | For | Management |
18 | Approve Increase in Remuneration of Non-Executive Directors from GBP 200,000 to GBP 500,000 | For | For | Management |
UBS AG
Ticker: | UBS | Security ID: | CH0012032030 |
Meeting Date: | APR 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of CHF 2.60 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4.1 | Reelect Peter Davis as Director | For | Did Not Vote | Management |
4.2.1 | Elect Stephan Haeringer as Director | For | Did Not Vote | Management |
4.2.2 | Elect Helmut Panke as Director | For | Did Not Vote | Management |
4.2.3 | Elect Peter Spuhler as Director | For | Did Not Vote | Management |
4.3 | Ratify Ernst and Young as Auditors | For | Did Not Vote | Management |
5.1 | Approve CHF 47.6 Million Reduction in Share Capital via Cancellation of Shares | For | Did Not Vote | Management |
5.2 | Authorize Repurchase of Issued Share Capital | For | Did Not Vote | Management |
216
UMICORE
Ticker: |
| Security ID: | BE0003626372 |
Meeting Date: | APR 14, 2004 | Meeting Type: | AGM |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report Governing Stock Option Plan of French Subsidiaries |
| Did Not Vote | Management |
2 | Receive Directors’ Report on 2003 Fiscal Year |
| Did Not Vote | Management |
3 | Receive Auditors’ Report on 2003 Fiscal Year |
| Did Not Vote | Management |
4.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4.2 | Approve Appropriation of the Loss for 2003 Including the Dividend | For | Did Not Vote | Management |
5.1 | Approve Discharge of Directors | For | Did Not Vote | Management |
5.2 | Approve Discharge of Auditors | For | Did Not Vote | Management |
6.1 | Accept Resignation of Jean-Pierre Standaert as Director and Leave Vacant His Mandate | For | Did Not Vote | Management |
6.2 | Elect Director Following Resignation of Jean-Pierre Standaert | For | Did Not Vote | Management |
6.3 | Approve Renumeration of Directors in Aggregate Amount of EUR 330,000 | For | Did Not Vote | Management |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
8 | Transact Other Business |
| Did Not Vote | Management |
UMICORE
Ticker: |
| Security ID: | BE0005550216 |
Meeting Date: | APR 14, 2004 | Meeting Type: | AGM |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report Governing Stock Option Plan of French Subsidiaries |
| Did Not Vote | Management |
2 | Receive Directors’ Report on 2003 Fiscal Year |
| Did Not Vote | Management |
3 | Receive Auditors’ Report on 2003 Fiscal Year |
| Did Not Vote | Management |
4.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4.2 | Approve Appropriation of the Loss for 2003 Including the Dividend | For | Did Not Vote | Management |
5.1 | Approve Discharge of Directors | For | Did Not Vote | Management |
5.2 | Approve Discharge of Auditors | For | Did Not Vote | Management |
6.1 | Accept Resignation of Jean-Pierre Standaert as Director and Leave Vacant His Mandate | For | Did Not Vote | Management |
6.2 | Elect Director Following Resignation of Jean-Pierre Standaert | For | Did Not Vote | Management |
6.3 | Approve Renumeration of Directors in Aggregate Amount of EUR 330,000 | For | Did Not Vote | Management |
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
8 | Transact Other Business |
| Did Not Vote | Management |
217
UMICORE
Ticker: |
| Security ID: | BE0003626372 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
UNAXIS HOLDING AG
Ticker: |
| Security ID: | CH0000816824 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of CHF 2.00 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4 | Elect Thomas Limberger as a Director | For | Did Not Vote | Management |
5 | Ratify KPMG Fides Peat as Auditors | For | Did Not Vote | Management |
UNILABS HLGS
Ticker: |
| Security ID: | CH0012561640 |
Meeting Date: | NOV 27, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) |
| Did Not Vote | Management |
3 | Accept Financial Statements and Statutory Reports; Accept Consolidated Financial Statements and Statutory | For | Did Not Vote | Management |
4 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
5 | Approve Discharge of Management Board | For | Did Not Vote | Management |
6 | Reelect Jean Buhler, Alessandra Gherardi, Alex Hoffmann, Patrick Schellenberg, Pierre Schifferli, and Edgard Zwirn as Directors | For | Did Not Vote | Management |
7 | Ratify Ernst and Young SA as Auditors | For | Did Not Vote | Management |
8 | Other Business (Non-Voting) |
| Did Not Vote | Management |
218
UNIPOL ASSICURAZIONI SPA
Ticker: |
| Security ID: | IT0001074571 |
Meeting Date: | APR 29, 2004 | Meeting Type: | MIX |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles To Reflect New Italian Company Law Regulations | For | Did Not Vote | Management |
UNIPOL ASSICURAZIONI SPA
Ticker: |
| Security ID: | IT0001074571 |
Meeting Date: | APR 29, 2004 | Meeting Type: | MIX |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Fix Number of Directors on the Board; Elect Directors for the Three-Year Term 2004-2006; Determine Directors’ Remuneration | For | Did Not Vote | Management |
3 | Appoint Internal Statutory Auditors for the Three-Year Term 2004-2006; Approve Remuneration of Auditors | For | Did Not Vote | Management |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
UNIT 4 AGRESSO NV
Ticker: |
| Security ID: | NL0000389096 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Receive Announcements |
| Did Not Vote | Management |
3 | Receive Report of Management Board |
| Did Not Vote | Management |
4 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
5 | Approve Allocation of Income | For | Did Not Vote | Management |
6 | Approve Discharge of Management Board | For | Did Not Vote | Management |
7 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
8 | Discussion about Company’s Corporate Governance Report | For | Did Not Vote | Management |
9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
10 | Grant Board Authority to Issue All Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management |
11 | Other Business |
| Did Not Vote | Management |
12 | Close Meeting |
| Did Not Vote | Management |
219
VERWALTUNGS- UND PRIVAT-BANK AG, VADUZ
Ticker: |
| Security ID: | CH0010737218 |
Meeting Date: | APR 30, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of CHF 5.00 per Bearer Share and 0.50 per Registered Share | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4.1 | Reelect Roland Feger, Markus Hilti, and Guido Meier as Directors | For | Did Not Vote | Management |
4.2 | Ratify Ernst & Young as Auditors | For | Did Not Vote | Management |
5 | Transact Other Business (Non-Voting) |
| Did Not Vote | Management |
VONTOBEL HOLDING AG
Ticker: |
| Security ID: | CH0012335540 |
Meeting Date: | APR 20, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.10 per Share | For | Did Not Vote | Management |
4 | Elect Heinz Roth as Director | For | Did Not Vote | Management |
5 | Ratify Ernst & Young AG as Auditors | For | Did Not Vote | Management |
6 | Amend Quorum Requirements | For | Did Not Vote | Management |
220
WIENERBERGER AG
Ticker: |
| Security ID: | AT0000831706 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
2 | Approve Allocation of Income | For | Did Not Vote | Management |
3 | Approve Discharge of Management and Supervisory Boards | For | Did Not Vote | Management |
4 | Ratify Auditors | For | Did Not Vote | Management |
5 | Elect Supervisory Board Members | For | Did Not Vote | Management |
6 | Amend Articles Re; Takeover Provisions | For | Did Not Vote | Management |
7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
9 | Approve Creation of EUR 31.6 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
WILLIAM HILL PLC
Ticker: |
| Security ID: | GB0031698896 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 9 Pence Per Ordinary Share | For | For | Management |
4 | Re-elect David Allvey as Director | For | For | Management |
5 | Re-elect Barry Gibson as Director | For | For | Management |
6 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
7 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
8 | Amend the 2004 Senior Management Operating Bonus Scheme, the William Hill Executive Director Incentive Plan, the William Hill Long Term Incentive Plan and the William Hill SAYE Share Option Schemes | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,060,370 | For | For | Management |
10 | Amend Articles of Association Re: Disapplication of Pre-emptive Rights | For | For | Management |
11 | Amend Articles of Association Re: Treasury Shares | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount Equal to Five Percent of the Issued Share Capital | For | For | Management |
13 | Authorise 42,811,111 Ordinary Shares for Market Purchase | For | For | Management |
221
WOOD GROUP (JOHN) PLC
Ticker: |
| Security ID: | GB0031575839 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of USD 2.2 Cents Per Ordinary Share | For | For | Management |
3 | Approve Remuneration Report | For | For | Management |
4 | Re-elect Christopher Masters as Director | For | For | Management |
5 | Re-elect John Ogren as Director | For | For | Management |
6 | Re-elect Roberto Monti as Director | For | For | Management |
7 | Elect Trevor Noble as Director | For | For | Management |
8 | Elect Leslie Thomas as Director | For | For | Management |
9 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,368,237 | For | For | Management |
11 | Authorise the use of Treasury Shares for Employee Share Schemes | For | For | Management |
12 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 805,235 | For | For | Management |
13 | Authorise 48,314,138 Ordinary Shares for Market Purchase | For | For | Management |
WPP GROUP PLC
Ticker: | WPPGY | Security ID: | GB0009740423 |
Meeting Date: | APR 16, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve 2004 Leadership Equity Acquisition Plan | For | Abstain | Management |
222
XSTRATA PLC
Ticker: |
| Security ID: | GB0031411001 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 13.3 US Cents Per Share | For | For | Management |
3 | Approve Remuneration Report | For | Abstain | Management |
4 | Re-elect Michael Davis as Director | For | For | Management |
5 | Re-elect David Issroff as Director | For | For | Management |
6 | Re-elect Sir Steve Robson as Director | For | For | Management |
7 | Re-elect David Rough as Director | For | For | Management |
8 | Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 105,250,402 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 15,787,560 | For | For | Management |
YIT-YHTYMA
Ticker: |
| Security ID: | FI0009800643 |
Meeting Date: | MAR 18, 2004 | Meeting Type: | AGM |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements |
| Did Not Vote | Management |
1.2 | Receive Auditors’ Report |
| Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.4 | Approve Allocation of Income and Dividends of EUR 1.20 Per Share | For | Did Not Vote | Management |
1.5 | Approve Formality (Matching Date) Surrounding Paperless Book-Entry Securities System | For | Did Not Vote | Management |
1.6 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.7 | Fix Number of Directors at Six and Approve Their Remuneration | For | Did Not Vote | Management |
1.8 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
1.9 | Reelect Ilkka Brotherus, Eino Halonen, Reino Hanhinen, Asmo Kalpala, and Teuvo Salminen; Elect Antti Herlin as New Director | For | Did Not Vote | Management |
1.10 | Appoint Auditors and Deputy Auditors | For | Did Not Vote | Management |
2 | Approve 2:1 Stock Split and Lowering of Par Value from EUR 2 to EUR 1 Per Share | For | Did Not Vote | Management |
3 | Amend Terms of 2002 Stock Option Plan to Reflect 2:1 Stock Split; Lower Exercise Price by Amount Paid in Dividends | For | Did Not Vote | Management |
4 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 600,000 Pool of Conditional Capital to Guarantee Conversion Rights | For | Did Not Vote | Management |
223
ZURICH FINANCIAL SERVICES AG
Ticker: | ZRN | Security ID: | CH0011075394 |
Meeting Date: | APR 16, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
3 | Approve CHF 360 Million Reduction in Share Capital | For | Did Not Vote | Management |
4 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
5.1.1 | Elect Thomas Escher as Director | For | Did Not Vote | Management |
5.1.2 | Reelect Lodewijk van Wachem as Director | For | Did Not Vote | Management |
5.1.3 | Reelect Philippe Pidoux as Director | For | Did Not Vote | Management |
5.1.4 | Reelect Armin Meyer as Director | For | Did Not Vote | Management |
5.1.5 | Reelect Rolf Watter as Director | For | Did Not Vote | Management |
5.2 | Reelect PricewaterhouseCoopers AG as Auditors | For | Did Not Vote | Management |
FLEMING JAPAN FUND
ACOM CO. LTD.
Ticker: |
| Security ID: | JP3108600002 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 40, Final JY 40, Special JY 0 | For | For | Management |
2 | Amend Articles to: Decrease Authorized Capital to Reflect Share Repurchase - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
224
ADVANEX INC.(FORMERLY KATO SPRING WORKS)
Ticker: |
| Security ID: | JP3213400009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 3.5, Special JY 0 | For | For | Management |
AEON CREDIT SERVICE LTD
Ticker: |
| Security ID: | JP3131400008 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | AGM |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 25, Final JY 35, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion - Abolish Retirement Bonus System | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Special Payments to Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | For | Management |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
225
AIFUL CORP.
Ticker: |
| Security ID: | JP3105040004 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
ALFRESA HOLDINGS CORP, TOKYO
Ticker: |
| Security ID: | JP3126340003 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 25, Special JY 0 | For | For | Management |
2 | Amend Articles to: Clarify Director Authorities - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | Management |
226
AMADA CO
Ticker: |
| Security ID: | JP3122800000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4 | Approve Retirement Bonus for Director | For | For | Management |
ARRK CORP
Ticker: |
| Security ID: | JP3100050008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 20, Special JY 0 | For | For | Management |
2 | Appoint Internal Statutory Auditor | For | For | Management |
AS ONE CORP
Ticker: |
| Security ID: | JP3131300000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 10, Special JY 10 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
227
ASAHI KASEI CORPORATION
Ticker: | AHKSY | Security ID: | JP3111200006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Clarify Director Authorities - Authorize Share Repurchases at Board’s Discretion - Amend Business Lines | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
CALSONIC KANSEI
Ticker: |
| Security ID: | JP3220400000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3.75, Final JY 3.75, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
5.3 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
228
CANON INC
Ticker: | CAJ | Security ID: | JP3242800005 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 35, Special JY 0 | For | Did Not Vote | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Did Not Vote | Management |
3.1 | Elect Director | For | Did Not Vote | Management |
3.2 | Elect Director | For | Did Not Vote | Management |
3.3 | Elect Director | For | Did Not Vote | Management |
3.4 | Elect Director | For | Did Not Vote | Management |
3.5 | Elect Director | For | Did Not Vote | Management |
3.6 | Elect Director | For | Did Not Vote | Management |
3.7 | Elect Director | For | Did Not Vote | Management |
3.8 | Elect Director | For | Did Not Vote | Management |
3.9 | Elect Director | For | Did Not Vote | Management |
3.10 | Elect Director | For | Did Not Vote | Management |
3.11 | Elect Director | For | Did Not Vote | Management |
3.12 | Elect Director | For | Did Not Vote | Management |
3.13 | Elect Director | For | Did Not Vote | Management |
3.14 | Elect Director | For | Did Not Vote | Management |
3.15 | Elect Director | For | Did Not Vote | Management |
3.16 | Elect Director | For | Did Not Vote | Management |
3.17 | Elect Director | For | Did Not Vote | Management |
3.18 | Elect Director | For | Did Not Vote | Management |
3.19 | Elect Director | For | Did Not Vote | Management |
3.20 | Elect Director | For | Did Not Vote | Management |
3.21 | Elect Director | For | Did Not Vote | Management |
3.22 | Elect Director | For | Did Not Vote | Management |
3.23 | Elect Director | For | Did Not Vote | Management |
3.24 | Elect Director | For | Did Not Vote | Management |
3.25 | Elect Director | For | Did Not Vote | Management |
3.26 | Elect Director | For | Did Not Vote | Management |
3.27 | Elect Director | For | Did Not Vote | Management |
4.1 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.2 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.3 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
5 | Appoint Additional External Auditor | For | Did Not Vote | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Did Not Vote | Management |
7 | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Statutory Auditors | For | Did Not Vote | Management |
229
DAIWA KOSHO LEASE
Ticker: |
| Security ID: | JP3501400000 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 5, Final JY 7, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
DAIWA SECURITIES GROUP CO. LTD.
Ticker: | DSECY | Security ID: | JP3502200003 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 10, Special JY 0 | For | For | Management |
2 | Amend Articles to: Adopt U.S.-Style Board Structure - Reduce Maximum Board Size - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
4 | Approve Retirement Bonuses for Director and Statutory Auditors, and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
230
DENSO CORP.
Ticker: | DNZOY | Security ID: | JP3551500006 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 11, Final JY 13, Special JY 0 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Expand Business Lines - Reduce Board Size - Reduce Directors Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
4.12 | Elect Director | For | For | Management |
4.13 | Elect Director | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Amend Stock Option Plans Approved at Last Four AGMs | For | For | Management |
7 | Approve Retirement Bonuses for Directors | For | For | Management |
231
DIAMOND CITY CO. LTD.
Ticker: |
| Security ID: | JP3499600009 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | AGM |
Record Date: | FEB 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 20, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Reduce Directors Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
EACCESS LTD, TOKYO
Ticker: |
| Security ID: | JP3130100005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Handling of Accumulated Loss, with No Dividends | For | For | Management |
2 | Acquire ISP Business of AOL Japan | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Amend Articles to: Increase Authorized Capital - Eliminate All References to Preferred Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
6 | Amend Terms of Detachable Warrants on Series 1 Warrant Bonds to Reflect that Warrants May No Longer be Exchanged for Preferred Shares | For | For | Management |
7 | Approve Executive Stock Option Plan | For | For | Management |
8 | Approve Increase in Aggregate Compensation Ceiling for Directors | For | For | Management |
232
FAMILYMART CO. LTD.
Ticker: |
| Security ID: | JP3802600001 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | AGM |
Record Date: | FEB 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 19, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
FANUC LTD
Ticker: | FANUF | Security ID: | JP3802400006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 11, Final JY 12, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
FIELDS CORP.
Ticker: |
| Security ID: | JP3802680003 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 20000, Final JY 4000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Location of Head Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
233
FIRST JUKEN CO. LTD.
Ticker: |
| Security ID: | JP3802230007 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | AGM |
Record Date: | OCT 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 15, Special JY 5 | For | For | Management |
2 | Amend Articles to: Increase Authorized Capital - Introduce JASDEC Provisions - Increase Number of Statutory Auditors and Create Formal Board of Statutory Auditors - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Appoint External Auditors | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
FUJI CORP. LTD. (FUJI JUTAKU) #8860
Ticker: |
| Security ID: | JP3815000009 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 15, Special JY 3 | For | Did Not Vote | Management |
2 | Approve Reduction in Legal Reserves | For | Did Not Vote | Management |
3 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Did Not Vote | Management |
4.1 | Elect Director | For | Did Not Vote | Management |
4.2 | Elect Director | For | Did Not Vote | Management |
4.3 | Elect Director | For | Did Not Vote | Management |
4.4 | Elect Director | For | Did Not Vote | Management |
4.5 | Elect Director | For | Did Not Vote | Management |
4.6 | Elect Director | For | Did Not Vote | Management |
4.7 | Elect Director | For | Did Not Vote | Management |
4.8 | Elect Director | For | Did Not Vote | Management |
5.1 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
5.2 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
234
FUJI TELEVISION NETWORK INC
Ticker: |
| Security ID: | JP3819400007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 600, Final JY 600, Special JY 800 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion - Lower Quorum Requirement for Special Business | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
FUJIKURA KASEI CO LTD SHS
Ticker: |
| Security ID: | JP3811200009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 5, Final JY 7, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Appoint Internal Statutory Auditor | For | For | Management |
235
FULLCAST CO LTD, TOKYO
Ticker: |
| Security ID: | JP3827800008 |
Meeting Date: | DEC 19, 2003 | Meeting Type: | AGM |
Record Date: | SEP 30, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 1000, Final JY 1500, Special JY 2500 | For | For | Management |
2 | Amend Articles to: Increase Authorized Capital from 178,400 Shares to 537,900 Shares - Reduce Directors’ Term in Office - Lower Quorum Requirement for Special Business - Allow Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
GEO CO. LTD.
Ticker: |
| Security ID: | JP3282400005 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 5,000, Final JY 2,500, Special JY 500 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Increase Authorized Capital from 500,000 shares to 1,000,000 Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Special Bonus for Family of Deceased Directors and Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
GEO CO. LTD.
Ticker: |
| Security ID: | JP3282400013 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 5,000, Final JY 2,500, Special JY 500 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Increase Authorized Capital from 500,000 shares to 1,000,000 Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Special Bonus for Family of Deceased Directors and Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
236
GEOMATEC CO
Ticker: |
| Security ID: | JP3386300002 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 25, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Appointment of Alternate Statutory Auditors - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Appoint Alternate Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Director and Statutory Auditors | For | For | Management |
HASEKO CORP
Ticker: |
| Security ID: | JP3768600003 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Handling of Net Loss with, No Dividends | For | For | Management |
2 | Amend Articles to: Provide for Sale of Supplemental Shares to Odd-Lot Holders | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
237
HITACHI SOFTWARE ENGINEERING CO. LTD.
Ticker: |
| Security ID: | JP3788800005 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
HONDA MOTOR CO. LTD.
Ticker: | HMC | Security ID: | JP3854600008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 23, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
3.26 | Elect Director | For | For | Management |
3.27 | Elect Director | For | For | Management |
3.28 | Elect Director | For | For | Management |
3.29 | Elect Director | For | For | Management |
3.30 | Elect Director | For | For | Management |
3.31 | Elect Director | For | For | Management |
3.32 | Elect Director | For | For | Management |
3.33 | Elect Director | For | For | Management |
3.34 | Elect Director | For | For | Management |
3.35 | Elect Director | For | For | Management |
3.36 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
6 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Management |
7 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
238
HUTECH NORIN CO LTD
Ticker: |
| Security ID: | JP3794300008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 15, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Appointment of Alternate Statutory Auditors - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
4 | Approve Retirement Bonus for Director | For | For | Management |
ICHIYOSHI SECURITIES
Ticker: |
| Security ID: | JP3142300007 |
Meeting Date: | JUN 26, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Decrease Authorized Capital from 171.96 Million to 168.16 Million Shares to Reflect Share Repurchase - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
239
ISUZU MOTORS
Ticker: |
| Security ID: | JP3137200006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Handling of Net Loss, with No Dividends | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
IXI CO LTD, OSAKA
Ticker: |
| Security ID: | JP3100690001 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 2200, Special JY 1000 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Introduce Independent Auditor Provisions - Increase Number of Internal Auditors - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4 | Appoint External Auditors | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
240
JAPAN ASSOCIATED FINANCE CO. LTD. (JAFCO)
Ticker: |
| Security ID: | JP3389900006 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 25, Special JY 0 | For | For | Management |
2 | Amend Articles to: Amend Business Lines - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
5 | Approve Special Payments to Directors and Statutory Auditors in Connection with the Abolition of Retirement Bonus System | For | For | Management |
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | Management |
JAPAN AVIATION ELECTRONICS INDUSTRY LTD.
Ticker: |
| Security ID: | JP3705600009 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2.5, Final JY 4, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
JFE HOLDINGS INC
Ticker: |
| Security ID: | JP3386030005 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 30, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
241
KAHMA CO
Ticker: |
| Security ID: | JP3205200003 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 7.5, Final JY 7.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4 | Approve Retirement Bonus for Director | For | For | Management |
KAWASAKI KISEN KAISHA LTD
Ticker: |
| Security ID: | JP3223800008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 5, Final JY 5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Statutory Auditors | For | For | Management |
242
KEIHAN ELECTRIC RAILWAY CO. LTD.
Ticker: |
| Security ID: | JP3279400000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
3.3 | Appoint Internal Statutory Auditor | For | For | Management |
3.4 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
5 | Approve Special Payments to Coutinuing to Directors in Connection with the Abolition of Retirement Bonus System | For | For | Management |
6 | Approve Special Payments to Countnuing to Statutory Auditors in Connection with the Abolition of Retirement Bonus System and Approve Retirement Bonuses for Statutory Auditors | For | For | Management |
KYODEN CO.
Ticker: |
| Security ID: | JP3250200007 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
3.3 | Appoint Internal Statutory Auditor | For | For | Management |
KYORITSU MAINTENANCE CO LTD
Ticker: |
| Security ID: | JP3253900009 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 17, Final JY 16, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Authorize Appointment of Alternate Statutory Auditors - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
4 | Appoint Alternate Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonus for Director | For | For | Management |
243
LOPRO CORP.(FORMERLY NICHIEI CO. LTD.) (#8577)
Ticker: |
| Security ID: | JP3661000004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion - Limit Outside Directors Legal Liability | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4 | Approve Retirement Bonus for Director | For | For | Management |
MARS ENGINEERING CORP SHS
Ticker: |
| Security ID: | JP3860220007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 20, Final JY 20, Special JY 20 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
244
MARUBENI CORPORATION
Ticker: |
| Security ID: | JP3877600001 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
MATSUI SECURITIES
Ticker: |
| Security ID: | JP3863800003 |
Meeting Date: | JUN 27, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 24.54, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Location of Head Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Appoint Alternate Internal Statutory Auditor | For | For | Management |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
7 | Approve Executive Stock Option Plan | For | For | Management |
245
MEIKO ELECTRONICS CO LTD, AYASE SHS
Ticker: |
| Security ID: | JP3915350007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 20, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
MITSUBISHI CORP.
Ticker: | MSBHY | Security ID: | JP3898400001 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 6, Special JY 2 | For | For | Management |
2 | Amend Articles to: Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
246
MITSUBISHI ELECTRIC CORPORATION
Ticker: | MIELY | Security ID: | JP3902400005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
2.9 | Elect Director | For | For | Management |
2.10 | Elect Director | For | For | Management |
2.11 | Elect Director | For | For | Management |
2.12 | Elect Director | For | For | Management |
MITSUBISHI HEAVY INDUSTRY LTD.
Ticker: |
| Security ID: | JP3900000005 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
MITSUBISHI MATERIALS CORPORATION
Ticker: |
| Security ID: | JP3903000002 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 2, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
247
MITSUI & CO.
Ticker: | MITSY | Security ID: | JP3893600001 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 4, Special JY 0 | For | For | Management |
2 | Amend Articles to: Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor and Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with the Abolition of Retirement Bonus System | For | For | Management |
MITSUI CHEMICALS INC.
Ticker: | MITUF | Security ID: | JP3888300005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonus for Director | For | For | Management |
248
MITSUI ENGINEERING & SHIPBUILDING CO. LTD.
Ticker: |
| Security ID: | JP3891600003 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 2.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3..1 | Elect Director | For | For | Management |
3..2 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
MITSUI O.S.K.LINES LTD (OLD), TOKYO SHS
Ticker: |
| Security ID: | JP3362700001 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 6, Special JY 1 | For | For | Management |
2 | Amend Articles to: Expand Board Eligibility - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
4 | Approve Retirement Bonus for Director | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
MITSUMURA PRINTING CO. LTD.
Ticker: |
| Security ID: | JP3904800004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 10, Special JY 0 | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
2.9 | Elect Director | For | For | Management |
2.10 | Elect Director | For | For | Management |
2.11 | Elect Director | For | For | Management |
2.12 | Elect Director | For | For | Management |
3 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
249
MIZUHO FINANCIAL GROUP INC
Ticker: |
| Security ID: | JP3885780001 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 3000, Special JY 0 | For | For | Management |
2 | Approve Reduction in Legal Reserves | For | For | Management |
3 | Authorize Repurchase of Preferred Shares | For | For | Management |
4 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Conversion of Preferred to Ordinary Shares | For | For | Management |
5.1 | Elect Director | For | For | Management |
5.2 | Elect Director | For | For | Management |
5.3 | Elect Director | For | For | Management |
6.1 | Appoint Internal Statutory Auditor | For | For | Management |
6.2 | Appoint Internal Statutory Auditor | For | For | Management |
7 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
8 | Amend Articles to Require Disclosure of Retirement Bonuses Paid to Each Retiring Director and Statutory Auditor | Against | Against | Shareholder |
9 | Amend Articles to Require Disclosure of Individual Compensation Levels of Each Director and Statutory Auditor | Against | Against | Shareholder |
MUTOW CO. LTD.
Ticker: |
| Security ID: | JP3913600007 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2.5, Final JY 5, Special JY 2.5 | For | For | Management |
2 | Amend Articles to: Reduce Directors Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
250
NABTESCO CORP, TOKYO
Ticker: |
| Security ID: | JP3651210001 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 3.5, Special JY 0 | For | For | Management |
2 | Approve Reduction in Capital Reserves | For | For | Management |
3 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
5.3 | Appoint Internal Statutory Auditor | For | For | Management |
5.4 | Appoint Internal Statutory Auditor | For | For | Management |
5.5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors | For | For | Management |
7 | Approve Executive Stock Option Plan | For | For | Management |
NAFCO CO LTD, KITAKYUSHU
Ticker: |
| Security ID: | JP3651160008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 25, Special JY 0 | For | For | Management |
2 | Amend Articles to: Introduce JASDEC Provisions - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
3.3 | Appoint Internal Statutory Auditor | For | For | Management |
251
NANKAI ELEC RAIL
Ticker: |
| Security ID: | JP3653000004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Transfer of Company’s Distribution and Real Estate Businesses to Wholly-Owned Subsidiary | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Statutory Auditors | For | For | Management |
NEC CORP.
Ticker: | NASB | Security ID: | JP3733000008 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
252
NHK SPRING CO
Ticker: |
| Security ID: | JP3742600004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
NIDEC CORP.
Ticker: |
| Security ID: | JP3734800000 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12.5, Final JY 15, Special JY 2.5 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
253
NIHON ESLEAD CORP, OSAKA
Ticker: |
| Security ID: | JP3688350002 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 10, Special JY 0 | For | For | Management |
2 | Amend Articles to: Increase Authorized Capital from 42,960,000 Shares to 51,552,000 Shares | For | For | Management |
3 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonuses for Statutory Auditors | For | For | Management |
NIKKO CORDIAL CORP.
Ticker: |
| Security ID: | JP3670000003 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Adopt U.S.-Style Board Structure - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
4 | Approve Special Payments to Statutory Auditors in Connection with the Abolition of the Statutory Auditor Board | For | For | Management |
5 | Approve Deep Discount Stock Option Plan | For | For | Management |
NIPPON LIGHT METAL
Ticker: |
| Security ID: | JP3700000007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 2.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditors | For | For | Management |
254
NIPPON MINING HOLDINGS INC
Ticker: |
| Security ID: | JP3379550001 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 6, Special JY 0 | For | For | Management |
2 | Amend Articles to: Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditors | For | For | Management |
NIPPON STEEL CORPORATION
Ticker: |
| Security ID: | JP3381000003 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 1.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonuses for Statutory Auditors | For | For | Management |
255
NIPPON SYSTEM DEVELOPMENT CO LTD
Ticker: |
| Security ID: | JP3712600000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 22, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
4 | Approve Retirement Bonuses for Directors | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
NIPPON YAKIN KOGYO CO LTD SHS
Ticker: |
| Security ID: | JP3752600001 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Handling of Net Loss, with No Dividends | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
NISSAN MOTOR CO. LTD.
Ticker: | NI | Security ID: | JP3672400003 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 11, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4 | Authorize Share Repurchase Program | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
5.3 | Appoint Internal Statutory Auditor | For | For | Management |
5.4 | Appoint Internal Statutory Auditor | For | For | Management |
5.5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Statutory Auditors | For | For | Management |
256
NISSIN CO. LTD.
Ticker: |
| Security ID: | JP3674410000 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3.75, Final JY 4.75, Special 0 | For | For | Management |
2 | Amend Articles to: Increase Authorized Capital - Authorize Appointment of Alternate Statutory Auditors - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
NISSIN CO. LTD.
Ticker: |
| Security ID: | JP3674410018 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3.75, Final JY 4.75, Special 0 | For | For | Management |
2 | Amend Articles to: Increase Authorized Capital - Authorize Appointment of Alternate Statutory Auditors - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
257
NISSIN ELECTRIC CO
Ticker: |
| Security ID: | JP3677600003 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 3, Special JY 0 | For | Did Not Vote | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | Did Not Vote | Management |
3 | Elect Director | For | Did Not Vote | Management |
4.1 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.2 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.3 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
4.4 | Appoint Internal Statutory Auditor | For | Did Not Vote | Management |
5 | Approve Executive Stock Option Plan | For | Did Not Vote | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | Did Not Vote | Management |
NS SOLUTIONS CORP
Ticker: |
| Security ID: | JP3379900008 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 17.5, Final JY 17.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
258
NSK LTD.
Ticker: |
| Security ID: | JP3720800006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2.5, Final JY 4, Special JY 0 | For | For | Management |
2 | Amend Articles to: Adopt U.S.-Style Board Structure - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
OKI ELECTRIC INDUSTRY CO. LTD.
Ticker: |
| Security ID: | JP3194000000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Handling of Net Loss, with No Dividends | For | For | Management |
2 | Approve Reduction in Legal Reserves | For | For | Management |
3 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors and Special Payments to Continuing Directors and Auditors in Connection with Abolition of Retirement Bonus System | For | For | Management |
7 | Approve Executive Stock Option Plan | For | For | Management |
259
OMRON CORP.
Ticker: |
| Security ID: | JP3197800000 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 6.5, Final JY 6.5, Special JY 7 | For | For | Management |
2 | Amend Articles to: Abolish Retirement Bonus System - Authorize Share Repurchases at Board’s Discretion - Limit Outside Directors’ Legal Liability | For | For | Management |
3 | Authorize Share Repurchase Program | For | For | Management |
4 | Approve Transfer of Company’s ATM Business to Joint Venture with Hitachi Ltd. | For | For | Management |
5 | Approve Transfer of Company’s Amusement Machine Components Business to Wholly-Owned Subsidiary | For | For | Management |
6 | Elect Director | For | For | Management |
7 | Appoint Internal Statutory Auditor | For | For | Management |
8 | Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | For | Management |
9 | Approve Executive Stock Option Plan | For | For | Management |
ONWARD KASHIYAMA CO. LTD.
Ticker: |
| Security ID: | JP3203500008 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | AGM |
Record Date: | FEB 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 16.5, Special JY 3.5 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
3.3 | Appoint Internal Statutory Auditor | For | For | Management |
3.4 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonuses for Statutory Auditors | For | For | Management |
260
OSAKA UOICHIBA CO. LTD.
Ticker: |
| Security ID: | JP3180000006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 7.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
PACIFIC METALS CO
Ticker: |
| Security ID: | JP3448000004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Handling of Net Loss, with No Dividends | For | For | Management |
2 | Approve Capital Reduction | For | For | Management |
3 | Amend Articles to: Expand Business Lines | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
PIONEER CORPORATION
Ticker: | PIO | Security ID: | JP3780200006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12.5, Final JY 12.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
261
RESONA HOLDINGS, INC.
Ticker: |
| Security ID: | JP3500610005 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Conversion of Preferred to Ordinary Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2 | Approve Capital Reduction | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4 | Appoint Additional External Audit Firm | For | For | Management |
SANKYO SEIKI MFG. CO. LTD.
Ticker: |
| Security ID: | JP3327600007 |
Meeting Date: | JUN 21, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Handling of Net Loss, with No Dividends | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Appoint External Auditors | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
262
SANWA SHUTTER CORP.
Ticker: |
| Security ID: | JP3344400001 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4.5, Final JY 4.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4 | Approve Retirement Bonuses for Directors | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
SHIMIZU CORP
Ticker: |
| Security ID: | JP3358800005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2.5, Final JY 2.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
263
SHOWA DENKO KK
Ticker: |
| Security ID: | JP3368000000 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 2, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
SHUEI YOBIKO CO., LTD.
Ticker: |
| Security ID: | JP3359850009 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 20, Special JY 5 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
SOFTBANK CORPORATION
Ticker: |
| Security ID: | JP3436100006 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 7, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Location of Head Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
264
SUMITOMO CORP.
Ticker: | SSUMF | Security ID: | JP3404600003 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 4, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonus for Director | For | For | Management |
SUMITOMO ELECTRIC INDUSTRIES LTD
Ticker: | SMTOF | Security ID: | JP3407400005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 4, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
265
SUMITOMO LIGHT MET
Ticker: |
| Security ID: | JP3403400009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 1.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
SUMITOMO METAL MINING CO., LTD.
Ticker: | STMNF | Security ID: | JP3402600005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 6, Special JY 0 | For | For | Management |
2 | Amend Articles to: Clarify Director Authorities in Connection with Introdution of Executive Officer System - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Special Bonus for Family of Deceased Director and Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
SUMITOMO MITSUI FINANCIAL GROUP INC
Ticker: | SMBJF | Security ID: | JP3890350006 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 3000, Special JY 0 | For | For | Management |
2 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Conversion of Preferred to Ordinary Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
266
SUMITOMO TRUST AND BANKING CO., LTD. (THE)
Ticker: |
| Security ID: | JP3405000005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends on Ordinary Shares: Interim JY 0, Final JY 6, Special JY 0 | For | For | Management |
2 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Conversion of Preferred to Ordinary Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
SUN A.KAKEN CO LTD, TOKYO
Ticker: |
| Security ID: | JP3324600000 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 7, Final JY 7, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
267
SUN WAVE CORP (FORMERLY SUN WAVE INDUSTRIAL CO LTD
Ticker: |
| Security ID: | JP3324400005 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
TAMRON CO LTD SHS
Ticker: |
| Security ID: | JP3471800007 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 20, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
268
TAMURA TAIKO HOLDINGS,INC, TOKYO
Ticker: |
| Security ID: | JP3471200000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, with No Dividends | For | For | Management |
2 | Approve Reduction in Capital Reserves | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
THK CO. LTD.
Ticker: |
| Security ID: | JP3539250005 |
Meeting Date: | JUN 26, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 7.5, Final JY 7.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Appointment of Alternate Statutory Auditors - Reduce Directors Term in Office - Authorize Share Repurchases at Board’s Discretion - Abolish Retirement Bonus System | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Alternate Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
6 | Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | For | For | Management |
7 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | For | For | Management |
8 | Approve Executive Stock Option Plan | For | For | Management |
269
TIS INC. (FRM. TOYO INFORMATION SYSTEMS)
Ticker: |
| Security ID: | JP3612800007 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 15, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
TOMOKU CO LTD
Ticker: |
| Security ID: | JP3554000004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
270
TOSHIBA CORP.
Ticker: | TOSBF | Security ID: | JP3592200004 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
2.9 | Elect Director | For | For | Management |
2.10 | Elect Director | For | For | Management |
2.11 | Elect Director | For | For | Management |
2.12 | Elect Director | For | For | Management |
2.13 | Elect Director | For | For | Management |
2.14 | Elect Director | For | For | Management |
TOSHO PRINTING CO LTD
Ticker: |
| Security ID: | JP3626200004 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditors | For | For | Management |
271
TOYOTA MOTOR CORP.
Ticker: | TM | Security ID: | JP3633400001 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 20, Final JY 25, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
3.18 | Elect Director | For | For | Management |
3.19 | Elect Director | For | For | Management |
3.20 | Elect Director | For | For | Management |
3.21 | Elect Director | For | For | Management |
3.22 | Elect Director | For | For | Management |
3.23 | Elect Director | For | For | Management |
3.24 | Elect Director | For | For | Management |
3.25 | Elect Director | For | For | Management |
3.26 | Elect Director | For | For | Management |
3.27 | Elect Director | For | For | Management |
4 | Approve Executive Stock Option Plan | For | For | Management |
5 | Authorize Share Repurchase Program | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Special Bonus for Family of Deceased Director | For | For | Management |
7 | Approve Alternate Allocation of Income, with a Final Dividend of JY 40 Per Share | Against | Against | Shareholder |
8 | Amend Articles of Incorporation to Require Disclosure of Individual Compensation Levels of Directors and Statutory Auditors | Against | Against | Shareholder |
9 | Amend Articles of Incorporation to Prohibit Corporate Donations to Political Parties and Political Fundraising Groups | Against | Against | Shareholder |
272
TRANSCOSMO INC. (FRM. TRANS COSMOS)
Ticker: |
| Security ID: | JP3635700002 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 20, Special JY 0 | For | For | Management |
2 | Amend Articles to: Reduce Board Size - Create Board of Executive Officers - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
U’S BMB ENTERTAINMENT CORP
Ticker: |
| Security ID: | JP3670600000 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | AGM |
Record Date: | MAR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 7, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Appointment of Alternate Statutory Auditors - Change Fiscal Year End - Change Location of Head Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
5.1 | Appoint Internal Statutory Auditor | For | For | Management |
5.2 | Appoint Internal Statutory Auditor | For | For | Management |
6.1 | Appoint Alternate Statutory Auditor | For | For | Management |
6.2 | Appoint Alternate Statutory Auditor | For | For | Management |
7 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
273
VT HOLDINGS CO. LTD. (FORMERLY HONDA VERNO TOKAI)
Ticker: |
| Security ID: | JP3854700006 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 10, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
YAMADA DENKI CO.
Ticker: |
| Security ID: | JP3939000000 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 11, Special JY 1 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | Management |
274
FLEMING TAX AWARE INTERNATIONAL OPPORTUNITIES FUND
ABN AMRO HOLDINGS NV
Ticker: |
| Security ID: | NL0000301109 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Report of Management Board |
| Did Not Vote | Management |
2 | Discussion about Company’s Corporate Governance Report |
| Did Not Vote | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3.2 | Approve Dividends | For | Did Not Vote | Management |
3.3 | Approve Discharge of Management Board | For | Did Not Vote | Management |
3.4 | Approve Discharge of Supervisory Board | For | Did Not Vote | Management |
4 | Approve Remuneration Policy | For | Did Not Vote | Management |
5 | Reappoint Ernst & Young as Auditors | For | Did Not Vote | Management |
6.1 | Reelect T. Maas-de Bouwer to Supervisory Board | For | Did Not Vote | Management |
6.2 | Elect A. Olijslager to Supervisory Board | For | Did Not Vote | Management |
7.1 | Abolish Antitakeover Preference Shares through Repurchase and Cancellation of Shares | For | Did Not Vote | Management |
7.2 | Amend Articles to Reflect Cancellation of Preference Shares (Item 7.1) | For | Did Not Vote | Management |
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
9.1 | Grant Board Authority to Issue Ordinary Shares and Convertible Preference Shares Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management |
9.2 | Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.1 | For | Did Not Vote | Management |
10 | Other Business |
| Did Not Vote | Management |
ACERINOX SA
Ticker: |
| Security ID: | ES0132105331 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income, and Distribution of Aggregate Dividend of EUR 55.27 Million | For | For | Management |
2 | Approve Discharge of Management; Approve Dividend Payments Made in 01-05-04 and 04-05-04 | For | For | Management |
3 | Approve KPMG Auditores S.L. as Auditors for Fiscal Year 2004 | For | For | Management |
4 | Authorize Share Repurchase Program | For | For | Management |
5 | Approve 4:1 Stock Split and Reduce Par Value of Shares to EUR 0.25 from EUR 1 | For | For | Management |
6 | Amend Articles 14 and 15 Re: Attendance, Presiding Committee, Accords | For | For | Management |
7 | Approve Distribution of EUR 0.08 Per Share from Issuance Premium Reserve | For | For | Management |
8 | Amend Articles 5, 6, and 7 of General Meeting Guidelines Re: Shareholder’s Acces to Information, Participation in the Meeting, Shareholder Representation at the Meeting | For | For | Management |
9 | Elect Juan March and Susumu Komori to Management Board and Reelect Jose Aguirre, Jose Guerediaga, Oscar Fanjul, and Marcelino Oreja for Four Year Terms to Management Board | For | For | Management |
10 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
11 | Designate Shareholders to Approve and Sign Minutes of Meeting | For | For | Management |
275
ADECCO SA
Ticker: | ADO | Security ID: | CH0012138605 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | JUN 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| None | Management |
2 | Receive Auditors Report |
| None | Management |
3 | Accept Financial Statements and Statutory Reports | For | For | Management |
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share | For | For | Management |
5 | Approve Discharge of Board and Senior Management | For | For | Management |
6.1 | Reelect Philippe Foriel-Destezet and Philippe Marcel as Directors; Elect Jakob Baer, Juergen Dormann, Klaus Jacobs, Fancis Mer, Thomas O’Neill, David Prince, and Peter Ueberoth as Directors | For | For | Management |
6.2.1 | Ratify Ernst and Young as Auditors | For | For | Management |
6.2.2 | Ratify OBT AG as Special Auditors | For | For | Management |
7 | Amend Articles Re: Remove Voting Restrictions | For | For | Management |
ADVANCED INFO SERVICE PCL
Ticker: |
| Security ID: | TH0268010Z11 |
Meeting Date: | APR 23, 2004 | Meeting Type: | AGM |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| None | Management |
2 | Approve Minutes of Previous AGM | For | For | Management |
3 | Accept Report on Company Performance in 2003 | For | For | Management |
4 | Accept Financial Statements and Statutory Reports | For | For | Management |
5 | Elect Directors and Fix Their Remuneration | For | For | Management |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
7 | Approve Allocation of Income and Dividends | For | For | Management |
8 | Approve Issuance of Nine Million Units of Warrants to Directors, Employees, and Advisors of the Company Under the ESOP Grant III | For | For | Management |
9 | Approve the Issuance of Nine Million Shares Reserved Exclusively for the Conversion of Warrants Under the ESOP Grant III | For | For | Management |
10 | Approve Issuance of Warrants to Directors, Employees and Advisors Exceeding Five Percent of the Total Issuance Under the ESOP Grant III | For | For | Management |
11 | Approve Issuance of 125,591 Shares Reserved Exclusively for the Conversion of Warrants Under ESOP Grant I & II | For | For | Management |
12 | Other Business | For | For | Management |
276
AEGON NV
Ticker: | AEG | Security ID: | NL0000301760 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: | APR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| None | Management |
2.1 | Discussion of the Annual Report 2003 |
| None | Management |
2.2 | Approve Financial Statements and Statutory Reports | For | For | Management |
2.3 | Discussion of the Reserves and Dividend Policy |
| None | Management |
2.4 | Approval of Dividend in the Amount of EUR 0.40 per Ordinary Share | For | For | Management |
2.5 | Approve Discharge of Management Board | For | For | Management |
2.6 | Approve Discharge of Supervisory Board | For | For | Management |
3.1 | Ratify Ernst & Young as Auditors | For | For | Management |
3.2 | Authorize Board to Prepare Annual Report in English | For | For | Management |
4.1 | Discussion about Company’s Corporate Governance Policy |
| None | Management |
4.2 | Approve Remuneration Policy of Management Board | For | For | Management |
5.1A | Reelect T. Rembe to Supervisory Board | For | For | Management |
5.1B | Reelect O. Olcay to Supervisory Board | For | For | Management |
5.2A | Elect R. Dahan to Supervisory Board | For | For | Management |
5.2B | Elect I. Bailey to Supervisory Board | For | For | Management |
5.2C | Elect P Voser to Supervisory Board | For | For | Management |
5.3 | Announcement of Vacancies on Supervisory Board in 2005 |
| None | Management |
6.1 | Grant Board Authority to Issue All Authorized Yet Unissued Shares | For | For | Management |
6.2 | Grant Board Authority to Restrict/Exclude Preemptive Rights for Ordinary Share Issuance up to 30 Percent of the Issued Capital (Item 6.1) | For | For | Management |
6.3 | Grant Board Authority to Issue Ordinary Shares Up to One Percent of Issued Share Capital for Employee Compensation Plan | For | For | Management |
6.4 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
7 | Other Business |
| None | Management |
8 | Close Meeting |
| None | Management |
277
AIFUL CORP.
Ticker: |
| Security ID: | JP3105040004 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | For | For | Management |
2 | Amend Articles to: Expand Business Lines - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
6 | Approve Executive Stock Option Plan | For | For | Management |
AKZO-NOBEL NV
Ticker: |
| Security ID: | NL0000009132 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| None | Management |
2 | Receive Report of Management Board |
| None | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | For | Management |
3.2 | Approve Dividends | For | For | Management |
4.1 | Approve Discharge of Management Board | For | For | Management |
4.2 | Approve Discharge of Supervisory Board | For | For | Management |
5 | Discussion about Company’s Corporate Governance Policy |
| None | Management |
6.1 | Approve Stock Option Plan for Management Board | For | For | Management |
6.2 | Approve Restricted Stock Plan for Management Board | For | For | Management |
6.3 | Approve Executive Stock Option Plan | For | For | Management |
6.4 | Approve Maximum Number of Shares for LTIP | For | For | Management |
7 | Elect Members of Management Board | For | For | Management |
8.1 | Fix Number of Members of Supervisory Board | For | For | Management |
8.2 | Elect Members of Supervisory Board | For | For | Management |
9 | Authorize Board to Prepare Financial Statements in English | For | For | Management |
10 | Grant Board Authority to Issue Authorized Yet Unissued Shares Restricting/Excluding Preemptive Rights | For | For | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
12 | Other Business (Non-Voting) |
| None | Management |
278
ALLIED IRISH BANK PLC
Ticker: | AIB | Security ID: | IE0000197834 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: | APR 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Dividend of EUR 35 Cents | For | For | Management |
3a | Elect Michael Buckley as a Director | For | For | Management |
3b | Elect Padraic Fallon as a Director | For | For | Management |
3c | Elect Dermot Gleeson as a Director | For | For | Management |
3d | Elect Derek Higgs as a Director | For | For | Management |
3e | Elect Gary Kennedy as a Director | For | For | Management |
3f | Elect John McGuckian as a Director | For | For | Management |
4 | Authorize Board to Fix Remuneration of KPMG Auditors | For | For | Management |
5 | Authorize Share Repurchase of 90 Million Shares, Representing 10 Percent of the Share Capital | For | For | Management |
6 | Authorize Reissuance of Repurchased Shares | For | For | Management |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights, Representing 5 Percent of the Share capital | For | For | Management |
8 | Approve Stock Dividend Program | For | For | Management |
9a | Remove Adrian Burke as a Director | Against | Against | Shareholder |
9b | Remove Colm Doherty as a Director | Against | Against | Shareholder |
9c | Remove Don Godson as a Director | Against | Against | Shareholder |
9d | Remove Aidan McKeon as a Director | Against | Against | Shareholder |
9e | Remove Carol Moffett as a Director | Against | Against | Shareholder |
9f | Remove Jim O’Leary as a Director | Against | Against | Shareholder |
9g | Remove Michael Sullivan as a Director | Against | Against | Shareholder |
9h | Remove Robert Wilmers as a Director | Against | Against | Shareholder |
10 | Remove KPMG as Auditors | Against | Against | Shareholder |
11 | Appoint Niall Murphy, a Shareholder Nominee, as a Director | Against | Against | Shareholder |
279
ASAHI BREWERIES LTD
Ticker: |
| Security ID: | JP3116000005 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 6.5, Final JY 6.5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors | For | For | Management |
7 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
ASTRAZENECA PLC
Ticker: |
| Security ID: | GB0009895292 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Confirm First Interim Dividend of USD 0.255 Per Ordinary Share and Confirm as the Final Dividend the Second Interim Dividend of USD 0.540 Per Ordinary Share | For | For | Management |
3 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Management |
4 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
5a | Re-elect Percy Barnevik as Director | For | For | Management |
5b | Re-elect Hakan Mogren as Director | For | For | Management |
5c | Re-elect Sir Tom McKillop as Director | For | For | Management |
5d | Re-elect Jonathan Symonds as Director | For | For | Management |
5e | Re-elect Sir Peter Bonfield as Director | For | For | Management |
5f | Re-elect John Buchanan as Director | For | For | Management |
5g | Re-elect Jane Henney as Director | For | For | Management |
5h | Elect Michele Hooper as Director | For | For | Management |
5i | Elect Joe Jimenez as Director | For | For | Management |
5j | Re-elect Erna Moller as Director | For | For | Management |
5k | Re-elect Dame Bridget Ogilvie as Director | For | For | Management |
5l | Elect Louis Schweitzer as Director | For | For | Management |
5m | Re-elect Marcus Wallenberg as Director | For | For | Management |
6 | Approve Remuneration Report | For | For | Management |
7 | Adopt New Articles of Association | For | For | Management |
8 | Authorise EU Political Donations up to Aggregate Nominal Amount of USD 150,000 | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 140,456,500 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 21,068,745 | For | For | Management |
11 | Authorise up to 10 Percent of the Company’s Issued Share Capital for Market Purchase | For | For | Management |
12 | Approve Increase in Remuneration of Non-Executive Directors from GBP 750,000 to GBP 1,100,000 | For | For | Management |
280
ATLAS COPCO AB
Ticker: | ATLPY | Security ID: | SE0000101032 |
Meeting Date: | APR 27, 2004 | Meeting Type: | AGM |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting; Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
5 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements and Statutory Reports |
| Did Not Vote | Management |
7 | Receive President’s Report |
| Did Not Vote | Management |
8 | Receive Board and Committee Reports |
| Did Not Vote | Management |
9.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
9.2 | Approve Discharge of Board and President | For | Did Not Vote | Management |
9.3 | Approve Allocation of Income and Dividends of SEK 7.50 Per Share | For | Did Not Vote | Management |
9.4 | Approve Record Date (April 30) for Dividend | For | Did Not Vote | Management |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | For | Did Not Vote | Management |
11 | Reelect Sune Carlsson, Jacob Wallenberg, Gunnar Brock, Staffan Boman, Kurt Hellstroem, Thomas Leysen, Ulla Litzen, and Anders Ullberg as Directors; Elect Grace Reksten Skaugen as New Director | For | Did Not Vote | Management |
12 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3 Million; Approve Remuneration of SEK 500,000 for Committee Work | For | Did Not Vote | Management |
13 | Approve Stock Option and Stock Appreciation Rights Plan for Key Employees; Approve Reissuance of 950,000 Repurchased Shares to Guarantee Conversion Rights | For | Did Not Vote | Management |
14.1 | Shareholder Proposal: Approve Unification of Capital Structure without Compensation to Class A Shareholders | Against | Did Not Vote | Shareholder |
14.2 | Shareholder Proposal: Approve (Voluntary) Conversion of Class B Shares into Class A Shares | Against | Did Not Vote | Shareholder |
15.1 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
15.2 | Authorize Chairman of Board to Appoint Four Representatives of Company’s Largest Shareholders to Serve on Nominating Committee | For | Did Not Vote | Management |
16 | Close Meeting |
| Did Not Vote | Management |
281
BARCLAYS PLC
Ticker: | BCS | Security ID: | GB0031348658 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Sir Richard Broadbent as Director | For | For | Management |
4 | Elect Roger Davis as Director | For | For | Management |
5 | Elect Gary Hoffman as Director | For | For | Management |
6 | Elect Naguib Kheraj as Director | For | For | Management |
7 | Elect David Roberts as Director | For | For | Management |
8 | Re-elect Sir Peter Middleton as Director | For | For | Management |
9 | Re-elect Stephen Russell as Director | For | For | Management |
10 | Re-elect Christopher Lendrum as Director | For | For | Management |
11 | Re-elect Sir Brian Jenkins as Director | For | For | Management |
12 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
13 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 82,053,000 | For | For | Management |
15 | Authorise 984,600,000 Ordinary Shares for Market Purchase | For | For | Management |
282
BAYERISCHE HYPO- UND VEREINSBANK AG
Ticker: |
| Security ID: | DE0008022005 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| None | Management |
2 | Approve Discharge of Management Board | For | For | Management |
3 | Approve Discharge of Supervisory Board | For | For | Management |
4A | Reelect Manfred Bischoff to the Supervisory Board | For | For | Management |
4B | Reelect Volker Doppelfeld to the Supervisory Board | For | For | Management |
4C | Reelect Max Kley to the Supervisory Board | For | For | Management |
4D | Reelect Lothar Meyer to the Supervisory Board | For | For | Management |
4E | Reelect Hans-Juergen Schinzler to the Supervisory Board | For | For | Management |
4F | Reelect Albrecht Schmidt to the Supervisory Board | For | For | Management |
4G | Reelect Siegfried Sellitsch to the Supervisory Board | For | For | Management |
4H | Reelect Wilhelm Simson to the Supervisory Board | For | For | Management |
4I | Reelect Hans-Werner Sinn to the Supervisory Board | For | For | Management |
4J | Elect Mathias Doepfner to the Supervisory Board | For | For | Management |
4K | Elect Diether Muenich to the Supervisory Board | For | For | Management |
5 | Approve Creation of EUR 990 Million Pool of Conditional Capital without Preemptive Rights | For | For | Management |
6 | Authorize Issuance of Participation Certificates Up to Aggregate Nominal Value of EUR 1 Billion | For | For | Management |
7 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | For | For | Management |
8 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Management |
9 | Amend Articles | For | For | Management |
10 | Approve Affiliation Agreements with Subsidiaries (HVB Principal Equity GmbH, and HVB Profil Gesellschaft fuer Personalmanagement mbH) | For | For | Management |
11 | Approve Affiliation Agreements with Subsidiaries (HVB-Offene Unternehmensbeteiligungs-AG, and INDEXCHANGE Investment AG) | For | For | Management |
12 | Ratify KPMG Deutsche Treuhand Gesellschaft AG as Auditors | For | For | Management |
BBA GROUP PLC
Ticker: |
| Security ID: | GB0000677483 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 7.6 Pence Per Ordinary Share | For | For | Management |
3 | Re-elect Roberto Quarta as Director | For | For | Management |
4 | Re-elect Richard Stillwell as Director | For | For | Management |
5 | Re-elect Andrew Wood as Director | For | For | Management |
6 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
7 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
8 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,554,327 | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,638,787 | For | For | Management |
10 | Authorise 67,620,345 Ordinary Shares for Market Purchase | For | For | Management |
11 | Authorise 8,409,089 of 6.75 Percent Cumulative Redeemable Preference Shares of GBP 1 Each for Market Purchase | For | For | Management |
12 | Approve Remuneration Report | For | For | Management |
13 | Approve BBA Group 2004 Long-Term Incentive Plan | For | For | Management |
14 | Approve BBA Group Savings Related Share Option Scheme | For | For | Management |
15 | Authorise Directors to Adopt Further Employee Share Plans Which are Based on the BBA Group 2004 Long-Term Incentive Plan and the BBA Group 2004 Savings Related Share Option Scheme | For | For | Management |
16 | Adopt New Articles of Association | For | For | Management |
283
BNP PARIBAS SA
Ticker: | BSBN | Security ID: | FR0000131104 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of EUR 2.175 per Share | For | Did Not Vote | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
5 | Authorize Issuance of Bonds/Debentures in the Nominal Value of Up to EUR 30 Billion | For | Did Not Vote | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
7 | Reelect Louis Schweitzer as Director | For | Did Not Vote | Management |
8 | Reelect Lindsay Owen-Jones as Director | For | Did Not Vote | Management |
9 | Confirm Expiration of Term of David Peake as Director | For | Did Not Vote | Management |
10 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | Did Not Vote | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 340 Million | For | Did Not Vote | Management |
13 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | Did Not Vote | Management |
14 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions | For | Did Not Vote | Management |
15 | Amend Terms of Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan Submitted to Shareholder Vote at May 14, 2003, AGM/EGM | For | Did Not Vote | Management |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
17 | Amend Articles of Association Re: Role of Chairman, Access to Information, Internal Control Procedures, Convening of Board Meetings, and Signing of the Minutes of Board Meetings | For | Did Not Vote | Management |
18 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
284
BRITISH AMERICAN TOBACCO PLC
Ticker: | BTI | Security ID: | GB0002875804 |
Meeting Date: | APR 21, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 27 Pence Per Ordinary Share | For | For | Management |
4 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
5 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
6a | Elect Paul Adams as Director | For | For | Management |
6b | Elect Antonio Monteiro de Castro as Director | For | For | Management |
6c | Elect Jan du Plessis as Director | For | For | Management |
6d | Re-elect Wong Kok Siew as Director | For | For | Management |
7 | Authorise 207.7 Million Shares for Market Purchase | For | For | Management |
8 | Amend Articles of Association Re: Treasury Shares and Directors’ Fees | For | For | Management |
BRITISH SKY BROADCASTING GROUP PLC
Ticker: | NSH | Security ID: | GB0001411924 |
Meeting Date: | NOV 14, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Elect Lord Wilson as Director | For | For | Management |
3 | Elect James Murdoch as Director | For | Against | Management |
4 | Elect Chase Carey as Director | For | Against | Management |
5 | Reelect David Evans as Director | For | Against | Management |
6 | Reelect Lord St John as Director | For | Against | Management |
7 | Reelect Martin Stewart as Director | For | For | Management |
8 | Approve Deloitte and Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
9 | Approve Remuneration Report | For | Against | Management |
10 | Authorize EU Political Donations up to GBP 200,000 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 319,000,000 | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 48,000,000 | For | For | Management |
13 | Approve Reduction of GBP 1.120 Billion from Share Premium Account | For | For | Management |
285
BT GROUP PLC
Ticker: | BTY | Security ID: | GB0030913577 |
Meeting Date: | JUL 16, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.25 Pence Per Share | For | For | Management |
4 | Reelect Anthony Greener as Director | For | For | Management |
5 | Reelect Louis Hughes as Director | For | For | Management |
6 | Reelect Maarten van den Bergh as Director | For | For | Management |
7 | Elect Clayton Brendish as Director | For | For | Management |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 143 Million | For | For | Management |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 21 Million | For | For | Management |
11 | Authorize 867 Million Shares for Share Repurchase Program | For | For | Management |
12 | Authorize British Telecommunications plc to Make EU Political Donations up to GBP 100,000 | For | For | Management |
286
CAP GEMINI
Ticker: |
| Security ID: | FR0000125338 |
Meeting Date: | APR 29, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors | For | Did Not Vote | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | Did Not Vote | Management |
4 | Approve Treatment of Losses | For | Did Not Vote | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management |
6 | Ratify Appointment of Yann Delabriere as Director | For | Did Not Vote | Management |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | Did Not Vote | Management |
8 | Authorize Issuance of Equity with Preemptive Rights up to Aggregate Nominal Amount of EUR 451 Million | For | Did Not Vote | Management |
9 | Authorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 451 Million | For | Did Not Vote | Management |
10 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Did Not Vote | Management |
11 | Approve Issuance of Warrants with Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | Did Not Vote | Management |
12 | Approve Issuance of Warrants without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | Did Not Vote | Management |
13 | Authorize Issuance of Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | Did Not Vote | Management |
14 | Authorize Issuance of Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million | For | Did Not Vote | Management |
15 | Authorize Capital Increase for Future Exchange Offers | For | Did Not Vote | Management |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 451 Million | For | Did Not Vote | Management |
17 | Authorize Filing of Required Documents/Other Formalities | For | Did Not Vote | Management |
287
CARNIVAL PLC
Ticker: | POC | Security ID: | GB0031215220 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Re-elect Micky Arison as Director of Carnival Corporation and Carnival plc | For | For | Management |
2 | Re-elect Ambassador Richard Capen Jr as Director of Carnival Corporation and Carnival plc | For | For | Management |
3 | Re-elect Robert Dickinson as Director of Carnival Corporation and Carnival plc | For | For | Management |
4 | Re-elect Arnold Donald as Director of Carnival Corporation and Carnival plc | For | For | Management |
5 | Re-elect Pier Luigi Foschi as Director of Carnival Corporation and Carnival plc | For | For | Management |
6 | Re-elect Howard Frank as Director of Carnival Corporation and Carnival plc | For | For | Management |
7 | Re-elect Baroness Hogg as Director of Carnival Corporation and Carnival plc | For | For | Management |
8 | Re-elect Kirk Lanterman as Director of Carnival Corporation and Carnival plc | For | For | Management |
9 | Re-elect Modesto Maidique as Director of Carnival Corporation and Carnival plc | For | For | Management |
10 | Elect John McNulty as Director of Carnival Corporation and Carnival plc | For | For | Management |
11 | Re-elect Peter Ratcliffe as Director of Carnival Corporation and Carnival plc | For | For | Management |
12 | Re-elect Sir John Parker as Director of Carnival Corporation and Carnival plc | For | For | Management |
13 | Re-elect Stuart Subotnick as Director of Carnival Corporation and Carnival plc | For | For | Management |
14 | Re-elect Uzi Zucker as Director of Carnival Corporation and Carnival plc | For | For | Management |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
16 | Authorise the Board to Fix Remuneration of the Auditors | For | For | Management |
17 | Accept Financial Statements and Statutory Reports | For | For | Management |
18 | Approve Remuneration Report | For | For | Management |
19 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 24,299,397 | For | For | Management |
20 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 17,535,030 | For | For | Management |
CATHAY PACIFIC AIRWAYS LTD
Ticker: | CPCAY | Security ID: | HK0293001514 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Final Dividend | For | For | Management |
2a | Reelect Robert Atkinson as Director | For | For | Management |
2b | Reelect Derek Cridland as Director | For | For | Management |
2c | Reelect Zhang Xianlin as Director | For | For | Management |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
4 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
6 | Authorize Reissuance of Repurchased Shares | For | For | Management |
7 | Approve Annual Director Fees Not Exceeding HK$3 Million | For | For | Management |
8 | Amend Articles Re: Postponement and Voting at General Meetings, Manner of Conducting Board Meetings, Inclusion of Electronic Communication | For | For | Management |
288
CENTRICA PLC
Ticker: |
| Security ID: | GB0005734388 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 3.7 Pence Per Share | For | For | Management |
4 | Re-elect Phil Bentley as Director | For | For | Management |
5 | Re-elect Mark Clare as Director | For | For | Management |
6 | Re-elect Roger Carr as Director | For | For | Management |
7 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
8 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,993,659 | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,850,317 | For | For | Management |
11 | Authorise 426,611,414 Ordinary Shares for Market Purchase | For | For | Management |
12 | Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 125,000 | For | For | Management |
CIBA SPECIALTY CHEMICALS AG
Ticker: |
| Security ID: | CH0005819724 |
Meeting Date: | FEB 26, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | For | For | Management |
3 | Approve Discharge of the Board and Senior Management | For | For | Management |
4 | Approve CHF 7.8 Million Reduction in Share Capital via Cancellation of Shares | For | For | Management |
5 | Approve CHF 212.5 Million Reduction in Share Capital via Repayment to Shareholders | For | For | Management |
6 | Amend Articles Re: Submission of Shareholder Proposals | For | For | Management |
7 | Approve Creation of CHF 12 Million Pool of Conditional Capital with Preemptive Rights | For | For | Management |
8 | Reelect Gertrud Hoehler and Armin Meyer as Directors | For | For | Management |
9 | Ratify Ernst & Young AG, Zurich as Auditors | For | For | Management |
289
CITY DEVELOPMENTS LTD.
Ticker: | CDEVY | Security ID: | SG1R89002252 |
Meeting Date: | APR 29, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles of Association of the Company in Conjunction with the Rights Issue | For | For | Management |
2 | Amend Articles of Association | For | For | Management |
CITY DEVELOPMENTS LTD.
Ticker: | CDEVY | Security ID: | SG1R89002252 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management |
2 | Declare Final Dividend | For | For | Management |
3 | Approve Directors’ Fees of SGD 220,000 for the Year Ended Dec. 31, 2003, and Approve Audit Committee Fees of SGD 42,500 Per Quarter for the Period Commencing from July 1, 2004 to June 30, 2005 | For | For | Management |
4a | Reelect Kwek Leng Beng as Director | For | For | Management |
4b | Reelect Kwek Leng Peck as Director | For | For | Management |
5a | Reappoint Sim Miah Kian as Director | For | For | Management |
5b | Reappoint Tan Tong as Director | For | For | Management |
5c | Reappoint Ong Pang Boon as Director | For | For | Management |
5d | Reappoint Chee Keng Soon as Director | For | For | Management |
5e | Reappoint Tang See Chim as Director | For | For | Management |
6 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
7 | Other Business (Voting) | For | For | Management |
8 | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme 2001 | For | For | Management |
9 | Approve Mandate for Transactions with Related Parties | For | For | Management |
290
CITY DEVELOPMENTS LTD.
Ticker: | CDEVY | Security ID: | SG1R89002252 |
Meeting Date: | APR 29, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Special Cash Dividend for Each Ordinary Share Held in the Company | For | For | Management |
2 | Approve Issuance of Up to 82.72 Million Bonus Warrants on the Basis of One Bonus Warrant for Every Ten Shares Held | For | For | Management |
3 | Approve Rights Issue of Up to 330.87 Million Nonreedemable Convertible Noncumulative Preference Shares | For | For | Management |
4 | Approve Increase in Authorized Capital | For | For | Management |
5 | Amend Memorandum of Association Re: To Reflect New Share Capital of the Company | For | For | Management |
6 | Authorize Share Repurchase Program | For | For | Management |
7 | Approve Issuance of Shares without Preemptive Rights | For | For | Management |
CNOOC LTD
Ticker: |
| Security ID: | HK0883013259 |
Meeting Date: | APR 28, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Connected Transaction with a Related Party | For | For | Management |
CNOOC LTD
Ticker: |
| Security ID: | HK0883013259 |
Meeting Date: | APR 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final and Special Cash Dividends | For | For | Management |
3 | Reelect Directors and Fix Their Remuneration | For | For | Management |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
7 | Authorize Reissuance of Repurchased Shares | For | For | Management |
8 | Other Business (Voting) | For | For | Management |
9 | Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company | For | For | Management |
291
CNOOC LTD
Ticker: |
| Security ID: | HK0883009984 |
Meeting Date: | MAR 16, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Subdivision of Every Issued and Unissued Share of HK$0.10 Each Into Five Shares of HK$0.02 Each | For | For | Management |
COMPAGNIE FINANCIERE RICHEMONT AG
Ticker: | RCH | Security ID: | CH0012731458 |
Meeting Date: | SEP 17, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Allocation of Income and Omission of Dividends | For | For | Management |
3 | Approve Discharge of Management Board | For | For | Management |
4 | Reelect Rupert, Aeschimann, Cologni, Du Plessis, Deschuyteneer, Douro, Istel, Kanoui, Quasha, Lord Renwick of Clifton, and Verloop as Directors; Elect Alan Perrin, Simon Murray, and Juergen Schrempp as New Directors | For | For | Management |
5 | Reelect PwC as Auditors | For | For | Management |
CREDIT SUISSE GROUP
Ticker: |
| Security ID: | CH0012138530 |
Meeting Date: | APR 30, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3.1 | Approve Allocation of Income and Omission of Dividends | For | For | Management |
3.2 | Approve CHF 597.5 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders | For | For | Management |
4.1 | Reelect Thomas Bell and Aziz Syriani as Directors; Elect Peter Weibel, Noreen Doyle, and David Syz as Directors | For | For | Management |
4.2 | Reelect KPMG Klynveld Peat Marwick Goerdeler SA as Auditors | For | For | Management |
4.3 | Reelect BDO Sofirom as Special Auditors | For | For | Management |
5.1 | Amend Articles Re: Submission of Shareholder Proposals | For | For | Management |
5.2 | Amend Articles Re: Delete Provisions Concerning Contributions In Kind | For | For | Management |
292
DAIWA SECURITIES GROUP CO. LTD.
Ticker: | DSECY | Security ID: | JP3502200003 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 10, Special JY 0 | For | For | Management |
2 | Amend Articles to: Adopt U.S.-Style Board Structure - Reduce Maximum Board Size - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
4 | Approve Retirement Bonuses for Director and Statutory Auditors, and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
DBS GROUP HOLDINGS LTD
Ticker: |
| Security ID: | SG1L01001701 |
Meeting Date: | APR 30, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management |
2a | Declare Final Dividend of SGD 0.16 Per Ordinary Share | For | For | Management |
2b | Declare Final Dividend of SGD 0.16 Per Non-Voting Convertible Preference Share | For | For | Management |
2c | Declare Final Dividend of SGD 0.16 Per Non-Voting Redeemable Convertible Preference Share | For | For | Management |
3 | Approve Directors’ Fees of SGD 647,851 for the Year Ended Dec. 31, 2003 | For | For | Management |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5a | Reelect S. Dhanabalan as Director | For | For | Management |
5b | Reelect Bernard Chen Tien Lap as Director | For | For | Management |
5c | Reelect Fock Siew Wah as Director | For | For | Management |
5d | Reelect Kwa Chong Seng as Director | For | For | Management |
5e | Reelect Narayana Murthy as Director | For | For | Management |
5f | Reelect Frank Wong Kwong Shing as Director | For | For | Management |
5g | Reappoint Thean Lip Ping as Director | For | For | Management |
6a | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Plan | For | For | Management |
6b | Approve Issuance of Shares and Grant of Options Pursuant to the Performance Share Plan | For | For | Management |
6c | Approve Issuance of Shares without Preemptive Rights | For | For | Management |
293
DBS GROUP HOLDINGS LTD
Ticker: |
| Security ID: | SG1L01001701 |
Meeting Date: | APR 30, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles of Association | For | For | Management |
2 | Approve Issuance of Shares without Preemptive Rights | For | For | Management |
3 | Authorize Share Repurchase Program | For | For | Management |
DIXONS GROUP PLC
Ticker: | DXNGY | Security ID: | GB0000472455 |
Meeting Date: | SEP 10, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 5.145 Pence Per Share | For | For | Management |
3 | Elect David Longbottom as Director | For | For | Management |
4 | Elect Andrew Lynch as Director | For | For | Management |
5 | Elect John Whybrow as Director | For | For | Management |
6 | Elect Rita Clifton as Director | For | For | Management |
7 | Reelect John Clare as Director | For | For | Management |
8 | Approve Deloitte and Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
9 | Approve Remuneration Report | For | For | Management |
10 | Authorize EU Political Donations up to GBP 50,000 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 16,224,672 | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 2,433,701 | For | For | Management |
13 | Authorize 194 Million Ordinary Shares for Share Repurchase Program | For | For | Management |
294
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements, Consolidated Accounts, and Statutory Reports | For | For | Management |
2 | Approve Allocation of Income | For | For | Management |
3 | Authorize Share Repurchase Program | For | For | Management |
4 | Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors | For | For | Management |
5 | Amend Article 2 of the Set of Rules Governing General Meetings of Eni Spa | For | For | Management |
6 | Approve Remuneration of Directors | For | For | Management |
ENI SPA
Ticker: | E | Security ID: | IT0003132476 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | MIX |
Record Date: | MAY 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles To Reflect New Italian Company Law Regulations | For | For | Management |
2 | Amend Articles 17, 19, and 28 of the Company’s Bylaws | For | For | Management |
295
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
Ticker: |
| Security ID: | SE0000108656 |
Meeting Date: | APR 6, 2004 | Meeting Type: | AGM |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Chairman of Meeting | For | Did Not Vote | Management |
2 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
3 | Approve Agenda of Meeting | For | Did Not Vote | Management |
4 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
6 | Receive Financial Statements, Statutory Reports, and Board Report; Allow Questions |
| Did Not Vote | Management |
7.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
7.2 | Approve Discharge of Board and President | For | Did Not Vote | Management |
7.3 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
8 | Determine Number of Members (9) and Deputy Members (0) of Board | For | Did Not Vote | Management |
9 | Approve Remuneration of Directors in the Aggregate Amount of SEK 8 Million | For | Did Not Vote | Management |
10 | Reelect Peter Bonfield, Sverker Martin-Loef, Arne Maartensson, Eckhard Pfeiffer, Lena Torell, Carl-Henric Svanberg, Michael Treschow, and Marcus Wallenberg; Elect Nancy McKinstry as New Director | For | Did Not Vote | Management |
11 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
12 | Ratify Peter Clemendtson (Oehrlings PricewaterhouseCoopers) as Auditor and Robert Bernden (Oehrlings PricewaterhouseCoopers) as Deputy Auditor | For | Did Not Vote | Management |
13 | Elect Bengt Belfrage, Christer Elmehagen, Anders Nyren, Bjoern Svedberg, and Michael Treschow as Members of Nominating Committee | For | Did Not Vote | Management |
14.1 | Reserve 23.5 Million Shares for New Long-Term Incentive Plan (Stock Purchase Plan) for Key Employees | For | Did Not Vote | Management |
14.2 | Authorize Board to Examine Reasonableness of Performance Criteria Attached to Incentive Plan (Item 14.1) | For | Did Not Vote | Management |
14.3 | Amend 2003 Employee Stock Purchase Plan Re: Threshold for Employee’s Maximum Contribution to Plan | For | Did Not Vote | Management |
14.4 | Authorize Reissuance of 24.6 Million Repurchased Class B Shares in Connection with 2003 and 2004 Employee Stock Purchase Plans | For | Did Not Vote | Management |
14.5 | Authorize Reissuance of 55.8 Million Repurchased Class B Shares in Connection with 2001 and 2003 Employee Compansation Plans | For | Did Not Vote | Management |
15 | Shareholder Proposal: Provide All Shares with Equal Voting Rights | Against | Did Not Vote | Shareholder |
16 | Close Meeting |
| Did Not Vote | Management |
296
FRANCE TELECOM
Ticker: | FTE | Security ID: | FR0000133308 |
Meeting Date: | OCT 6, 2003 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Terms of Share Repurchase Plan Submitted to Shareholder Vote at May 27, 2003, AGM/EGM | For | For | Management |
2 | Authorize Board to Issue Up to 100 Million Shares to Participants of Orange’s Stock Option Plan, Share Purchase Plan, Orange Senior Discretionary Share Plan and Restricted Share Plan, As Well As Signatories of France Telecom Liquidity Agreement | For | For | Management |
3 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
4 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
FUJISAWA PHARMACEUTICAL CO. LTD.
Ticker: |
| Security ID: | JP3813600008 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 9, Final JY 13, Special JY 0 | For | Against | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3 | Approve Merger Agreement with Yamanouchi Pharmaceutical Co. | For | Against | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
FUJITSU LTD.
Ticker: |
| Security ID: | JP3818000006 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion - Limit Directors’ and Internal Auditors’ Legal Liability | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
297
GRUPO FINANCIERO BBVA BANCOMER SA DE CV
Ticker: |
| Security ID: | US40051M2044 |
Meeting Date: | JAN 7, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: Compliance With Mexican Market Legislation | For | For | Management |
2 | Designate Two Shareholders to Approve and Sign Minutes of Meeting | For | For | Management |
HAYS PLC
Ticker: |
| Security ID: | GB0004161021 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Sale of the Trading Operations and Certain Assets of the Logistics Division of Hays plc to Certain Purchasers Formed by Platinum Equity, LLC | For | For | Management |
HAYS PLC
Ticker: |
| Security ID: | GB0004161021 |
Meeting Date: | NOV 19, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend of 3.63 Pence Per Share | For | For | Management |
3 | Approve Remuneration Report | For | Abstain | Management |
4 | Elect John Martin as Director | For | For | Management |
5 | Reelect Xavier Urbain as Director | For | Abstain | Management |
6 | Reelect Brian Wallace as Director | For | For | Management |
7 | Reelect Denis Waxman as Director | For | For | Management |
8 | Ratify Deloitte and Touche LLP as Auditors | For | For | Management |
9 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 5,783,762 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 867,564 | For | For | Management |
12 | Authorize 260,000,000 Shares for Share Repurchase Program | For | For | Management |
298
HAYS PLC
Ticker: |
| Security ID: | GB0004161021 |
Meeting Date: | NOV 19, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Hays Long Term Co-Investment Plan | For | For | Management |
2 | Adopt New Articles of Association | For | For | Management |
HENDERSON LAND DEVELOPMENT CO LTD
Ticker: |
| Security ID: | HK0012000102 |
Meeting Date: | DEC 1, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Dividends of HK$0.45 Per Share | For | For | Management |
3 | Reelect Directors and Authorize Board to Fix Their Remuneration | For | For | Management |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5a | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management |
5c | Authorize Reissuance of Repurchased Shares | For | For | Management |
5d | Approve Increase in Authorized Capital if the Issuance of Shares Exceed HK$3.6 Billion | For | For | Management |
6 | Amend Articles Re: Technical Definitions | For | For | Management |
HENDERSON LAND DEVELOPMENT CO LTD
Ticker: |
| Security ID: | HK0012000102 |
Meeting Date: | DEC 1, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve New Share Option Scheme of Henderson China Hldgs. Ltd. | For | For | Management |
299
HON HAI PRECISION INDUSTRY
Ticker: | HNHPF | Security ID: | US4380902019 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | AGM |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Report on 2003 Business Operation Results |
| Did Not Vote | Management |
1.2 | Receive Supervisors’ Report |
| Did Not Vote | Management |
1.3 | Receive Report on Investment Indirect |
| Did Not Vote | Management |
1.4 | Receive Report on Overseas Convetible Bonds |
| Did Not Vote | Management |
1.5 | Receive Report on Mergers and Acquisition |
| Did Not Vote | Management |
1.6 | Receive Other Reports |
| Did Not Vote | Management |
2.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2.2 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management |
2.3 | Approve Capitalization of 2003 Dividends and Employee Profit Sharing | For | Did Not Vote | Management |
2.4 | Approve New Rights Issue to Sponsor Depository Receipts Offering | For | Did Not Vote | Management |
2.5 | Amend Articles of Association | For | Did Not Vote | Management |
2.6 | Elect Directors and Supervisors | For | Did Not Vote | Management |
2.7 | Approve Release of Restrictions of Competitive Activities of Directors | For | Did Not Vote | Management |
3 | Other Business |
| Did Not Vote | Management |
HONDA MOTOR CO. LTD.
Ticker: | HMC | Security ID: | JP3854600008 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 19, Final JY 23, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | Against | Management |
3.2 | Elect Director | For | Against | Management |
3.3 | Elect Director | For | Against | Management |
3.4 | Elect Director | For | Against | Management |
3.5 | Elect Director | For | Against | Management |
3.6 | Elect Director | For | Against | Management |
3.7 | Elect Director | For | Against | Management |
3.8 | Elect Director | For | Against | Management |
3.9 | Elect Director | For | Against | Management |
3.10 | Elect Director | For | Against | Management |
3.11 | Elect Director | For | Against | Management |
3.12 | Elect Director | For | Against | Management |
3.13 | Elect Director | For | Against | Management |
3.14 | Elect Director | For | Against | Management |
3.15 | Elect Director | For | Against | Management |
3.16 | Elect Director | For | Against | Management |
3.17 | Elect Director | For | Against | Management |
3.18 | Elect Director | For | Against | Management |
3.19 | Elect Director | For | Against | Management |
3.20 | Elect Director | For | Against | Management |
3.21 | Elect Director | For | Against | Management |
3.22 | Elect Director | For | Against | Management |
3.23 | Elect Director | For | Against | Management |
3.24 | Elect Director | For | Against | Management |
3.25 | Elect Director | For | Against | Management |
3.26 | Elect Director | For | Against | Management |
3.27 | Elect Director | For | Against | Management |
3.28 | Elect Director | For | Against | Management |
3.29 | Elect Director | For | Against | Management |
3.30 | Elect Director | For | Against | Management |
3.31 | Elect Director | For | Against | Management |
3.32 | Elect Director | For | Against | Management |
3.33 | Elect Director | For | Against | Management |
3.34 | Elect Director | For | Against | Management |
3.35 | Elect Director | For | Against | Management |
3.36 | Elect Director | For | Against | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
6 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | For | For | Management |
7 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
300
HSBC HOLDINGS PLC
Ticker: | HBC | Security ID: | GB0005405286 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2a | Re-elect Lord Butler as Director | For | For | Management |
2b | Re-elect Baroness Lydia Dunn as Director | For | For | Management |
2c | Elect Rona Fairhead as Director | For | For | Management |
2d | Re-elect William Fung as Director | For | For | Management |
2e | Elect Michael Geoghegan as Director | For | For | Management |
2f | Re-elect Sharon Hintze as Director | For | For | Management |
2g | Re-elect John Kemp-Welch as Director | For | For | Management |
2h | Re-elect Sir Mark Moody-Stuart as Director | For | For | Management |
2i | Re-elect Helmut Sohmen as Director | For | For | Management |
3 | Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
4 | Approve Remuneration Report | For | For | Management |
5 | Authorise 1,099,900,000 Ordinary Shares for Market Purchase | For | For | Management |
6 | Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,099,900,000 | For | For | Management |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 274,975,000 | For | For | Management |
8 | Approve Increase in Remuneration of Non-Executive Directors from GBP 35,000 to GBP 55,000 Per Annum | For | For | Management |
301
IBERDROLA SA
Ticker: |
| Security ID: | ES0144580018 |
Meeting Date: | APR 2, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements, Allocation of Income and Dividends, and Discharge Directors | For | For | Management |
2 | Adopt New Articles of Association | For | For | Management |
3 | Approve General Meeting Guidelines; Information on Board Guidelines | For | For | Management |
4 | Approve Merger by Absorption of Subsidiaries Iberdrola Gas S.A. and Star 21 Networks Espana, S.A. | For | For | Management |
5 | Authorize Issuance of Convertible Bonds and/or Warrants without Preemptive Rights with a Maximum Limit of EUR 1 Billion | For | For | Management |
6 | Authorize Issuance of Convertible Bonds and/or Warrants with Preemptive Rights with a Maximum Limit of EUR 1 Billion | For | For | Management |
7 | Authorize Issuance of Bonds/Debentures up to Aggregate Nominal Amount of EUR 1.2 Billion, or EUR 1.5 Billion in the Case of Debentures | For | For | Management |
8 | Authorize Repurchase of Shares and Reduce Capital Via Cancellation of Repurchased Shares | For | For | Management |
9 | Approve Listing of Shares on Secondary Exchanges in Spain or Overseas | For | For | Management |
10 | Approve Creation of Foundations | For | For | Management |
11 | Approve Auditors | For | For | Management |
12 | Ratify Appointment of Directors | For | For | Management |
13 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
302
IMPERIAL TOBACCO GROUP PLC
Ticker: | ITY | Security ID: | GB0004544929 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 30 Pence Per Share | For | For | Management |
4 | Reelect Sipko Huismans as Director | For | For | Management |
5 | Reelect Iain Napier as Director | For | For | Management |
6 | Elect David Cresswell as Director | For | For | Management |
7 | Elect Frank Rogerson as Director | For | For | Management |
8 | Elect Bruce Davidson as Director | For | For | Management |
9 | Elect David Thursfield as Director | For | For | Management |
10 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
11 | Amend Articles of Association Re: Maximum Number of Directors | For | For | Management |
12.1 | Authorize the Company to Make EU Political Donations up to GBP 100,000 | For | For | Management |
12.2 | Authorize Imperial Tobacco Ltd. to Make EU Political Donations up to GBP 100,000 | For | For | Management |
12.3 | Authorize Imperial Tobacco International Ltd. to Make EU Political Donations up to GBP 100,000 | For | For | Management |
12.4 | Authorize Van Nelle Tabak Nederland B.V. to Make EU Political Donations up to GBP 100,000 | For | For | Management |
12.5 | Authorize John Player and Sons Ltd. to Make EU Political Donations up to GBP 100,000 | For | For | Management |
12.6 | Authorize Reemtsma Cigarettenfabriken GmbH to Make EU Political Donations up to GBP 100,000 | For | For | Management |
12.7 | Authorize Compagnie Independante des Tabacs S.A. to Make EU Political Donations up to GBP 100,000 | For | For | Management |
13 | Authorize the Board to Grant Options to Employees Resident in France Under the Imperial Tobacco Group International Sharesave Plan for a Further 38 Months | For | For | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 24,300,000 | For | For | Management |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 3,645,000 | For | For | Management |
16 | Authorize 72,900,000 Shares for Share Repurchase Program | For | For | Management |
303
INFOSYS TECHNOLOGIES LTD
Ticker: | INFY | Security ID: | US4567881085 |
Meeting Date: | JUN 12, 2004 | Meeting Type: | AGM |
Record Date: | MAY 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | ADOPT THE BALANCE SHEET | For | For | Management |
2 | TO DECLARE A FINAL DIVIDEND | For | For | Management |
3 | TO APPOINT A DIRECTOR IN PLACE OF MR. DEEPAK M. SATWALEKAR | For | For | Management |
4 | TO APPOINT A DIRECTOR IN PLACE OF PROF. MARTI G. SUBRAHMANYAM | For | For | Management |
5 | TO APPOINT A DIRECTOR IN PLACE OF MR. S. GOPALAKRISNAN | For | For | Management |
6 | TO APPOINT A DIRECTOR IN PLACE OF MR. S. D. SHIBULAL | For | For | Management |
7 | TO APPOINT A DIRECTOR IN PLACE OF MR. T.V. MOHANDAS PAI | For | For | Management |
8 | AUDITORS AND TO FIX THEIR REMUNERATION | For | For | Management |
9 | TO DELIST THE EQUITY SHARES OF THE COMPANY FROM THE BANGALORE STOCK EXCHANGE | For | For | Management |
10 | TO APPROVE PAYMENT OF REMUNERATION IN THE FORM OF COMMISSION TO NON-EXECUTIVE DIRECTORS | For | For | Management |
11 | TO APPROVE REVISION OF REMUNERATION PAYABLE TO MR. S. GOPALAKRISHNAN, MR. T.V. MOHANDAS PAI, MR. SRINATH BATNI AND MR. S.D. SHIBULAL | For | For | Management |
12 | TO APPROVE REVISION OF REMUNERATION PAYABLE TO MR. N.R. NARAYANA MURTHY, MR. NANDAN M. NILEKANI, MR. S. GOPALAKRISHNAN, MR. K. DINESH, MR. T.V. MOHANDAS PAI, MR. SRINATH BATNI AND MR. S.D. SHIBULAL | For | For | Management |
13 | TO APPROVE THE REAPPOINTMENT OF MR. S. GOLAPAKRISHNAN AS DEPUTY MANAGING DIRECTOR OF THE COMPANY | For | For | Management |
14 | TO AMEND TEH CAPITAL CLAUSE IN THE MEMORANDUM OF ASSOCIATION TO INCREASE THE AUTHORIZED CAPITAL OF THE COMPANY | For | For | Management |
15 | TO AMEND THE CAPITAL CLAUSE IN THE ARTICLES OF ASSOCIATION TO INCREASE THE AUTHORIZED CAPITAL OF THE COMPANY | For | For | Management |
16 | TO ISSUE BONUS SHARES | For | For | Management |
17 | TO FORM A NEW TRUST FOR THE WELFARE OF THE EMPLOYEES | For | For | Management |
304
ING GROEP NV
Ticker: | INFU | Security ID: | NL0000303600 |
Meeting Date: | APR 27, 2004 | Meeting Type: | AGM |
Record Date: | APR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| None | Management |
2.1 | Receive Reports of Management and Supervisory Boards |
| None | Management |
2.2 | Receive Explanation of Reserves and Dividend Policy |
| None | Management |
3.1 | Approve Financial Statements of 2003 | For | For | Management |
3.2 | Approve Dividends | For | For | Management |
4 | Ratify Ernst & Young Accountants as Auditors | For | For | Management |
5.1 | Approve Discharge of Management Board | For | For | Management |
5.2 | Approve Discharge of Supervisory Board | For | For | Management |
6 | Discussion about Company’s Corporate Governance Report |
| None | Management |
7.1 | Approve Remuneration Policy of Management Board | For | For | Management |
7.2 | Approve Long-Term Incentive Plan (50 Percent Stock Options and 50 Percent Performance Shares) | For | For | Management |
8 | Amend Articles Re: Binding Director Nominations; Establish Profile on Expertise and Ethical Standards for Directors; Approve Remuneration Policy for Management Board; Threshold for Submitting Shareholder Proposals; Reduce Par Value of B Preference Share | For | For | Management |
9.1 | Elect E. Boyer de la Giroday as New Member of Management Board | For | For | Management |
9.2 | Elect E. Leenaars as New Member of Management Board | For | For | Management |
9.3 | Elect H. Verkoren as New Member of Management Board | For | For | Management |
10 | Elect E. Bourdais de Charbonniere as New Member of Supervisory Board | For | For | Management |
11 | Grant Board Authority to Issue Ordinary Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital and All Authorized Yet Unissued B Preference Shares Restricting/Excluding Preemptive Rights | For | For | Management |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
13 | Other Business |
| None | Management |
ITO-YOKADO CO. LTD.
Ticker: | IYCOY | Security ID: | JP3142800006 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | AGM |
Record Date: | FEB 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 16, Final JY 18, Special JY 0 | For | For | Management |
2 | Amend Articles to: Change Location of Head Office - Authorize Share Repurchases at Board’s Discretion - Limit Directors’ and Internal Auditors’ Legal Liability | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
3.16 | Elect Director | For | For | Management |
3.17 | Elect Director | For | For | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
KUBOTA CORP
Ticker: | KUB | Security ID: | JP3266400005 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | Against | Management |
3.2 | Elect Director | For | Against | Management |
3.3 | Elect Director | For | Against | Management |
3.4 | Elect Director | For | Against | Management |
3.5 | Elect Director | For | Against | Management |
3.6 | Elect Director | For | Against | Management |
3.7 | Elect Director | For | Against | Management |
3.8 | Elect Director | For | Against | Management |
3.9 | Elect Director | For | Against | Management |
3.10 | Elect Director | For | Against | Management |
3.11 | Elect Director | For | Against | Management |
3.12 | Elect Director | For | Against | Management |
3.13 | Elect Director | For | Against | Management |
3.14 | Elect Director | For | Against | Management |
3.15 | Elect Director | For | Against | Management |
3.16 | Elect Director | For | Against | Management |
3.17 | Elect Director | For | Against | Management |
3.18 | Elect Director | For | Against | Management |
3.19 | Elect Director | For | Against | Management |
3.20 | Elect Director | For | Against | Management |
4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
305
KYOCERA CORP.
Ticker: | KYO | Security ID: | JP3249600002 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0 | For | Against | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
LONZA GROUP AG
Ticker: |
| Security ID: | CH0013841017 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.30 per Share | For | For | Management |
4 | Approve Discharge of Board and Senior Management | For | For | Management |
5 | Reelect Peter Kalantzis, Bernard Mach, Sergio Marchionne, and Richard Sykes as Directors; Elect Peter Wilden as Director | For | For | Management |
6 | Reelect KPMG Fides Peat as Auditors | For | For | Management |
306
MAN GROUP PLC
Ticker: |
| Security ID: | GB0002944055 |
Meeting Date: | JUL 9, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 14.1 Pence Per Share | For | For | Management |
4 | Reelect Peter Clarke as Director | For | For | Management |
5 | Reelect Kevin Davis as Director | For | For | Management |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
7 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 10,223,379 | For | For | Management |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 1,533,506 | For | For | Management |
10 | Authorize 30,670,138 Ordinary Shares for Share Repurchase Program | For | For | Management |
307
MARKS & SPENCER GROUP PLC
Ticker: |
| Security ID: | GB0031274896 |
Meeting Date: | JUL 16, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 6.5 Pence Per Share | For | For | Management |
4 | Elect Justin King as Director | For | For | Management |
5 | Elect Vittorio Radice as Director | For | For | Management |
6 | Reelect Roger Holmes as Director | For | For | Management |
7 | Reelect Jack Keenan as Director | For | For | Management |
8 | Reelect Laurel Power-Freeling as Director | For | For | Management |
9 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 189,208,626 | For | For | Management |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 28,381,293 | For | For | Management |
12 | Authorize 227 Million Ordinary Shares for Share Repurchase Program | For | For | Management |
MATSUSHITA ELECTRIC WORKS LTD.
Ticker: | MATSF | Security ID: | JP3867600003 |
Meeting Date: | FEB 18, 2004 | Meeting Type: | AGM |
Record Date: | NOV 30, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 6.25, Final JY 6.25, Special JY 1.5 | For | For | Management |
2 | Amend Articles to: Clarify Director Authorities in Connection with Introduction of Executive Officer System - Limit Directors’ Legal Liability - Lower Quorum Requirement - Authorize Share Repuchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
3.15 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
6 | Approve Retirement Bonuses for Statutory Auditors | For | For | Management |
308
MITSUBISHI CORP.
Ticker: | MSBHY | Security ID: | JP3898400001 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 6, Special JY 2 | For | For | Management |
2 | Amend Articles to: Reduce Directors’ Term in Office - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Executive Stock Option Plan | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
NINTENDO CO. LTD.
Ticker: | NTDOY | Security ID: | JP3756600007 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 70, Final JY 70, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Director and Statutory Auditor | For | For | Management |
309
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: | NTT | Security ID: | JP3735400008 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 2500, Final JY 2500, Special JY 0 | For | For | Management |
2 | Authorize Share Repurchase Program | For | For | Management |
3 | Amend Articles to: Decrease Authorized Capital from 62.212 Million to 61.93 Million Shares to Reflect Share Repurchase | For | For | Management |
4.1 | Elect Director | For | For | Management |
4.2 | Elect Director | For | For | Management |
4.3 | Elect Director | For | For | Management |
4.4 | Elect Director | For | For | Management |
4.5 | Elect Director | For | For | Management |
4.6 | Elect Director | For | For | Management |
4.7 | Elect Director | For | For | Management |
4.8 | Elect Director | For | For | Management |
4.9 | Elect Director | For | For | Management |
4.10 | Elect Director | For | For | Management |
4.11 | Elect Director | For | For | Management |
5 | Appoint Internal Statutory Auditor | For | For | Management |
6 | Approve Retirement Bonuses for Directors and Statutory Auditor | For | For | Management |
NOKIA CORPORATION
Ticker: | NOK | Security ID: | FI0009000681 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements |
| Did Not Vote | Management |
1.2 | Receive Auditors’ Report |
| Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.4 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.5 | Fix Number of Directors at Eight (A Reduction from the Current Nine Directors) | For | Did Not Vote | Management |
1.6 | Approve Remuneration of Directors and Auditors | For | Did Not Vote | Management |
2 | Approve Between EUR 5.7 Million and EUR 8.8 Million Reduction in Share Capital via Cancellation of Between 94.5 Million and 146 Million Shares | For | Did Not Vote | Management |
3 | Approve Issuance of Shares, Stock Options, or Convertible Bonds up to Aggregate Nominal Value of EUR 55.5 Million (Out of Which EUR 3 Million for Incentive Plans) without Preemptive Rights | For | Did Not Vote | Management |
4 | Authorize Repurchase of Up to 230 Million Nokia Shares | For | Did Not Vote | Management |
5 | Authorize Reissuance of 230 Million Repurchased Shares | For | Did Not Vote | Management |
6 | Approve Allocation of EUR 5 Million to Company Foundation to Support the Scientific Development of the Information and Telecommunications Technologies and to Promote Education in the Sector | For | Did Not Vote | Management |
7 | Approve Dividends of EUR 0.30 Per Share | For | Did Not Vote | Management |
8 | Reelect Paul Collins, Georg Ehrnrooth, Bengt Holmstroem, Per Karlsson, Jorma Ollila, Marjorie Scardino, Vesa Vainio, and Arne Wessberg | For | Did Not Vote | Management |
9 | Reelect PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
310
PEUGEOT SA
Ticker: |
| Security ID: | FR0000121501 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Dividends of EUR 2.025 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Reelect Thierry Peugeot as Supervisory Board Member | For | Abstain | Management |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 340,000 | For | For | Management |
7 | Authorize Repurchase of Up to 24 Million Shares | For | For | Management |
8 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Against | Management |
9 | Approve Stock Option Plan Grants | For | For | Management |
PHILIPS ELECTRONICS NV
Ticker: | PHG | Security ID: | NL0000009538 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| None | Management |
2.1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2.2 | Receive Explanation of Corporate Governance Structure |
| None | Management |
2.3 | Receive Explanation of Policy on Reserves and Dividends |
| None | Management |
2.4 | Approve Dividends of EUR 0.36 Per Share | For | For | Management |
2.5 | Approve Discharge of Management Board | For | For | Management |
2.6 | Approve Discharge of Supervisory Board | For | For | Management |
3.1 | Reelect Elect K. van Miert to Supervisory Board | For | For | Management |
3.2 | Elect E. Kist as New Member of Supervisory Board | For | For | Management |
4.1 | Approve Remuneration Policy of Management Board | For | For | Management |
4.2 | Amend 2003 Long-Term Incentive Plan Regarding Distribution of Shares: Allocate a Maximum of 2.5 Percent of Annual Pool of Shares Reserved for LTIP to Management Board on Annual Basis | For | For | Management |
5 | Grant Board Authority to Issue Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital | For | For | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
7 | Authorize Board to Set Record Date | For | For | Management |
8 | Other Business (Non-Voting) |
| None | Management |
9 | Close Meeting |
| None | Management |
311
PRUDENTIAL PLC
Ticker: |
| Security ID: | GB0007099541 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Re-elect Jonathan Bloomer as Director | For | For | Management |
4 | Re-elect Philip Broadley as Director | For | For | Management |
5 | Re-elect Rob Rowley as Director | For | For | Management |
6 | Elect Kathleen O’Donovan as Director | For | For | Management |
7 | Elect Bridget Macaskill as Director | For | For | Management |
8 | Elect Mark Norbom as Director | For | For | Management |
9 | Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
10 | Authorise the Company to Make EU Political Donations up to Aggregate Nominal Amount of GBP 50,000 | For | For | Management |
11 | Authorise Egg plc to Make EU Political Donations up to Aggregate Nominal Amount of GBP 25,000 | For | For | Management |
12 | Approve Increase in Authorised Capital from GBP 150 Million to GBP 170 Million and USD 20 Million and EUR 20 Million; by the Creation of 2 Billion Sterling Preference Shares, 2 Billion Dollar Preference Shares and 2 Billion Euro Preference Shares | For | For | Management |
13 | Authorise Issuance of Sterling Preference Shares with Pre-emptive Rights up to GBP 20 Million; Dollar Preference Shares with Pre-emptive Rights up to USD 20 Million; and Euro Preference Shares with Pre-emptive Rights up to EUR 20 Million | For | For | Management |
14 | Authorise Issuance of Ordinary Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,480,000 | For | For | Management |
15 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,000,000 | For | For | Management |
16 | Authorise 200 Million Ordinary Shares for Market Purchase | For | For | Management |
17 | Amend Articles of Association Re: Preference Shares and Final Dividend | For | For | Management |
312
PT TELEKOMUNIKASI INDONESIA
Ticker: | TLK | Security ID: | US7156841063 |
Meeting Date: | MAR 10, 2004 | Meeting Type: | EGM |
Record Date: | FEB 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | APPROVAL ON REPLACEMENT OF ANNUAL REPORT AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2002 THAT WERE RATIFIED IN THE ANNUAL GENERAL MEETING OF SHAREHOLDERS ON MAY 9, 2003. | For | Did Not Vote | Management |
2 | APPROVAL ON THE ANNUAL REPORT 2002 RATIFICATION OF THE CONSOLIDATED FINANCIAL STATEMENTS 2002 THAT HAVE BEEN RESTATED AND REAUDITED. | For | Did Not Vote | Management |
3 | RATIFICATION OF THE RESTATED CONSOLIDATED FINANCIAL STATEMENTS 2000 AND 2001. | For | Did Not Vote | Management |
4 | RESTATEMENT OF THE COMPANY S NET INCOME ALLOCATION FOR THE YEAR 2000, 2001 AND 2002. | For | Did Not Vote | Management |
5 | CHANGE OF THE COMPOSITION OF THE BOARD OF COMMISSIONERS AND BOARD OF DIRECTORS. | For | Did Not Vote | Management |
PUBLIC POWER CORP OF GREECE
Ticker: |
| Security ID: | GRS434003000 |
Meeting Date: | DEC 10, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect 2 Directors to Represent Minority Shareholders | For | For | Management |
313
PUBLIC POWER CORP OF GREECE
Ticker: |
| Security ID: | GRS434003000 |
Meeting Date: | DEC 22, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect 2 Directors to Represent Minority Shareholders | For | Did Not Vote | Management |
RECKITT BENCKISER
Ticker: |
| Security ID: | GB0007278715 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Against | Management |
3 | Approve Final Dividend of 14 Pence Per Ordinary Share | For | For | Management |
4 | Re-elect George Greener as Director | For | For | Management |
5 | Re-elect Peter White as Director | For | For | Management |
6 | Re-elect Colin Day as Director | For | For | Management |
7 | Elect Judith Sprieser as Director | For | For | Management |
8 | Elect Kenneth Hydon as Director | For | For | Management |
9 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
10 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,842,000 | For | For | Management |
11 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,726,000 | For | For | Management |
12 | Authorise 70,800,000 Ordinary Shares for Market Purchase | For | For | Management |
RICOH CO LTD
Ticker: | RICOY | Security ID: | JP3973400009 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 10, Special JY 0 | For | For | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
3.13 | Elect Director | For | For | Management |
3.14 | Elect Director | For | For | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors | For | For | Management |
314
ROHM CO. LTD.
Ticker: |
| Security ID: | JP3982800009 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 12.5, Final JY 42.5, Special JY 0 | For | Against | Management |
2 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Appoint Internal Statutory Auditor | For | For | Management |
3.2 | Appoint Internal Statutory Auditor | For | For | Management |
3.3 | Appoint Internal Statutory Auditor | For | For | Management |
3.4 | Appoint Internal Statutory Auditor | For | For | Management |
3.5 | Appoint Internal Statutory Auditor | For | For | Management |
4 | Approve Retirement Bonus for Statutory Auditor | For | For | Management |
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: |
| Security ID: | GB0007547838 |
Meeting Date: | APR 29, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 35.7 Pence Per Share | For | For | Management |
4 | Re-elect Emilio Botin as Director | For | For | Management |
5 | Re-elect Lawrence Fish as Director | For | For | Management |
6 | Re-elect Sir Angus Grossart as Director | For | For | Management |
7 | Re-elect Sir George Mathewson as Director | For | For | Management |
8 | Re-elect Gordon Pell as Director | For | For | Management |
9 | Re-elect Iain Robertson as Director | For | For | Management |
10 | Re-elect Sir Iain Vallance as Director | For | For | Management |
11 | Re-appoint Deloitte and Touche LLP as Auditors of the Company | For | For | Management |
12 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
13 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,120,127 | For | For | Management |
14 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,068,019 | For | For | Management |
15 | Authorise 296,544,152 Ordinary Shares for Market Purchase | For | For | Management |
16 | Approve Increase in Authorised Capital by Creation of 110 Million Category II Non-cumulative Dollar Preference Shares; Issue Equity with Pre-emptive Rights up to All the Existing Preference Shares | For | For | Management |
17 | Amend Articles Re: Preference Shares | For | For | Management |
315
ROYAL KPN NV
Ticker: | KPN | Security ID: | NL0000009082 |
Meeting Date: | APR 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| None | Management |
2 | Receive Report of Management Board |
| None | Management |
3.1 | Approve Financial Statements and Statutory Reports | For | For | Management |
3.2 | Receive Explanation of Reserves and Dividend Policy |
| None | Management |
3.3 | Approve Dividends | For | For | Management |
4.1 | Approve Discharge of Management Board | For | For | Management |
4.2 | Approve Discharge of Supervisory Board | For | For | Management |
5 | Discussion about Company’s Corporate Governance Report |
| None | Management |
6 | Approve Remuneration Policy | For | For | Management |
7.1 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | For | Management |
7.2 | Authorize Board to Prepare Annual Report in English | For | For | Management |
8.1 | Opportunity for General Meeting to Make Recommendations for Appointment Member of Supervisory Board |
| None | Management |
8.2 | Reelect D. Eustace to Supervisory Board | For | For | Management |
8.3 | Receive Announcement of Vacancy Supervisory Board | on | None | Management |
8.4 | Elect E. Blok as New Member to Management Board | For | For | Management |
9.1 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
9.2 | Grant Board Authority to Issue Ordinary Shares Up to 20 Percent of Issued Capital and All Unissued but Authorized Class B Preference Shares | For | Against | Management |
9.3 | Grant Board Authority to Exclude Preemptive Rights from Issuance Under Item 9.2 | For | Against | Management |
10 | Approve Proposal to Reduce Capital Through Cancellation of Own Shares Up to 10 Percent of Issued Share Capital | For | For | Management |
11 | Other Business (Non-Voting) |
| None | Management |
316
SAMSUNG ELECTRONICS CO LTD
Ticker: |
| Security ID: | US7960508882 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Appropriation of Income, with Total Dividend of KRW 5500 Per Share | For | For | Management |
2.1 | Elect Two Outside Directors | For | For | Management |
2.2 | Appoint One Member of Audit Committee | For | For | Management |
2.3 | Elect One Executive Director | For | For | Management |
3 | Approve Limit on Remuneration of Directors | For | For | Management |
SAMSUNG SDI CO.
Ticker: |
| Security ID: | US7960542030 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | AGM |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | APPROVAL OF FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2003, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Management |
2 | APPROVAL OF THE APPOINTMENT OF MR. YOUNG DAE YOON AS DIRECTOR | For | For | Management |
3 | APPROVAL OF CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Management |
SCHERING AG
Ticker: | SHR | Security ID: | DE0007172009 |
Meeting Date: | APR 16, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| None | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.93 per Share | For | For | Management |
3 | Approve Discharge of Management Board | For | For | Management |
4 | Approve Discharge of Supervisory Board | For | For | Management |
5 | Ratify BDO Deutsche Warentreuhand AG as Auditors | For | For | Management |
6 | Approve Creation of EUR 97 Million Pool of Conditional Capital without Preemptive Rights | For | For | Management |
7 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 600 Million with Preemptive Rights; Approve Creation of EUR 10 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | Management |
8 | Amend Articles Re: Supervisory Board Remuneration due to Changes in German Disclosure Regulations | For | For | Management |
9 | Adopt New Articles of Association | For | For | Management |
10 | Authorize Repurchase of up to Ten Percent of Issued Share Capital; Authorize Board to Issue Repurchased Shares as New Shares without Preemptive Rights | For | For | Management |
11 | Elect Karl-Hermann Baumann, Piet Borst, Mathias Doepfner, John Dormandy, Reiner Hagemann, Martin Kohlhaussen, Hermann-Josef Lamberti, and Giuseppe Vita to the Supervisory Board | For | For | Management |
12 | Approve Affiliation Agreements with Subsidiaries | For | For | Management |
13 | Approve Affiliation Agreements with Schering International Holding GmbH | For | For | Management |
317
SCOTTISH POWER PLC
Ticker: | SPI | Security ID: | GB0006900707 |
Meeting Date: | JUL 25, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Elect Nick Rose as Director | For | For | Management |
4 | Elect Donald Brydon as Director | For | For | Management |
5 | Reelect Charles Smith as Director | For | For | Management |
6 | Reelect David Nish as Director | For | For | Management |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
8 | Authorize EU Political Donations up to GBP 100,000 | For | For | Management |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 46,403,949 | For | For | Management |
10 | Authorize 185,615,798 Shares for Share Repurchase Program | For | For | Management |
318
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: | SGTJY | Security ID: | SG1A62000819 |
Meeting Date: | AUG 29, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management |
2 | Declare Final Dividend of SGD 0.055 Per Share | For | For | Management |
3 | Reelect Lee Hsien Yang as Director | For | For | Management |
4 | Reelect Quek Poh Huat as Director | For | For | Management |
5 | Reelect Heng Swee Keat as Director | For | For | Management |
6 | Reelect Simon Israel as Director | For | For | Management |
7 | Reelect Tommy Koh as Director | For | For | Management |
8 | Approve Directors’ Fees of SGD 675,375 and SGD 855,375 for the Year Ended Mar. 31, 2003 | For | For | Management |
9 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
10 | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme 1999 | For | For | Management |
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: | SGTJY | Security ID: | SG1A62000819 |
Meeting Date: | AUG 29, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Performance Share Plan | For | For | Management |
2 | Approve Performance Share Plan for Purposes of Exception to the Listing Rule of the Australian Stock Exchange | For | For | Management |
3 | Approve Issuance of Shares and Grant of Options Pursuant to the Performance Share Plan | For | For | Management |
4 | Authorize Share Repurchase Program | For | For | Management |
5 | Amend Articles of Association | For | For | Management |
6 | Approve Issuance of Shares without Preemptive Rights | For | For | Management |
SKF AB
Ticker: |
| Security ID: | SE0000108227 |
Meeting Date: | APR 20, 2004 | Meeting Type: | AGM |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| Did Not Vote | Management |
2 | Elect Chairman of Meeting | For | Did Not Vote | Management |
3 | Prepare and Approve List of Shareholders | For | Did Not Vote | Management |
4 | Approve Agenda of Meeting | For | Did Not Vote | Management |
5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | Did Not Vote | Management |
6 | Acknowledge Proper Convening of Meeting | For | Did Not Vote | Management |
7 | Receive Financial Statements and Statutory Reports; Receive Board and Committee Reports |
| Did Not Vote | Management |
8 | Receive President’s Report |
| Did Not Vote | Management |
9 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
10 | Approve Allocation of Income and Dividends of SEK 10 Per Share | For | Did Not Vote | Management |
11 | Approve Discharge of Board and President | For | Did Not Vote | Management |
12 | Determine Number of Members (8) and Deputy Members (0) of Board | For | Did Not Vote | Management |
13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.4 Million; Authorize Directors to Receive Cash Value Equivalent of Market Value of 300 Class B Shares Each (800 For Chairman); Approve Remuneration of SEK 150,000 for Committee Work | For | Did Not Vote | Management |
14 | Approve Remuneration of Auditors | For | Did Not Vote | Management |
15 | Reelect Anders Scharp, Soeren Gyll, Vito Baumgartner, Ulla Litzen, Philip Green, Clas Aake Hedstroem, and Tom Johnstone as Directors; Elect Winnie Kin Wah Fok as New Director | For | Did Not Vote | Management |
16.1 | Shareholder Proposal: Authorize General Meeting to Elect Members of Nominating Committee | Against | Did Not Vote | Shareholder |
16.2 | Authorize Chairman of Board to Appoint Members of Nominating Committee | For | Did Not Vote | Management |
319
SONY CORP.
Ticker: | SNE | Security ID: | JP3435000009 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles to: Authorize Share Repurchases at Board’s Discretion | For | For | Management |
2.1 | Elect Director | For | For | Management |
2.2 | Elect Director | For | For | Management |
2.3 | Elect Director | For | For | Management |
2.4 | Elect Director | For | For | Management |
2.5 | Elect Director | For | For | Management |
2.6 | Elect Director | For | For | Management |
2.7 | Elect Director | For | For | Management |
2.8 | Elect Director | For | For | Management |
2.9 | Elect Director | For | For | Management |
2.10 | Elect Director | For | For | Management |
2.11 | Elect Director | For | For | Management |
2.12 | Elect Director | For | For | Management |
2.13 | Elect Director | For | For | Management |
2.14 | Elect Director | For | For | Management |
2.15 | Elect Director | For | For | Management |
2.16 | Elect Director | For | For | Management |
3 | Approve Executive Stock Option Plan | For | For | Management |
4 | Approve Stock Option Plan for Directors and Executives of Subsidiary Sony Communication Network | For | For | Management |
5 | Amend Articles to Require Disclosure of Compensation Levels of Individual Directors and Executive Officers | Against | For | Shareholder |
320
STMICROELECTRONICS NV
Ticker: | STM | Security ID: | NL0000226223 |
Meeting Date: | APR 23, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting |
| None | Management |
2 | Receive Report of Management Board |
| None | Management |
3 | Receive Report of Supervisory Board |
| None | Management |
4 | Approve Financial Statements and Statutory Reports | For | For | Management |
5 | Approve Discharge of Management Board | For | For | Management |
6 | Approve Discharge of Supervisory Board | For | For | Management |
7 | Approve Dividend of $0.12 Per Ordinary Share | For | For | Management |
8 | Elect Gerald Arbola as New Member of Supervisory Board | For | For | Management |
9 | Elect Didier Lombard as New Member of Supervisory Board | For | For | Management |
10 | Approve Remuneration of Supervisory Board | For | For | Management |
11 | Approve Employee Stock Purchase Plan | For | For | Management |
12 | Grant Supervisory Board Authority for Five Years to Issue All Authorized but Unissued Shares Restricting/Excluding Preemptive Rights | For | Against | Management |
13 | Lower Quorum Requirement for General Meeting from One-Third to 15 Percent of Issued Share Capital | For | Against | Management |
14 | Amend Articles to Reflect Lowering of Quorum Requirement (Item 13) | For | Against | Management |
15 | Approve Company’s Corporate Governance Policy | For | For | Management |
16 | Allow Questions |
| None | Management |
17 | Close Meeting |
| None | Management |
STORA ENSO OYJ
Ticker: | SEO | Security ID: | FI0009005961 |
Meeting Date: | MAR 18, 2004 | Meeting Type: | AGM |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Receive Financial Statements |
| Did Not Vote | Management |
1.2 | Receive Auditors’ Report |
| Did Not Vote | Management |
1.3 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
1.4 | Approve Allocation of Income and Dividends of EUR 0.45 Per Share | For | Did Not Vote | Management |
1.5 | Approve Discharge of Board and President | For | Did Not Vote | Management |
1.6 | Fix Number of Directors at 11 | For | Did Not Vote | Management |
1.7 | Fix Number of Auditors | For | Did Not Vote | Management |
1.8 | Approve Remuneration of Directors and Auditors | For | Did Not Vote | Management |
1.9 | Reelect Krister Ahlstroem, Claes Dahlbaeck, Harald Einsmann, Bjoern Haegglund, Jukka Haermaelae, Barbara Kux, Ilkka Niemi, Paavo Pitkaenen, Jan Sjoeqvist, and Marcus Wallenberg; Elect Lee Chaden as New Director | For | Did Not Vote | Management |
1.10 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management |
2 | Approve EUR 76.3 Million Reduction in Share Capital via Share Cancellation | For | Did Not Vote | Management |
3 | Authorize Repurchase of Up to Five Percent of Issued Share Capital | For | Did Not Vote | Management |
4 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management |
321
SUZUKI MOTOR CORP.
Ticker: | SZKMF | Security ID: | JP3397200001 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, Including the Following Dividends: Interim JY 4, Final JY 5, Special JY 0 | For | For | Management |
2 | Amend Articles to: Allow Appointment of Alternate Statutory Auditors - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | Against | Management |
3.2 | Elect Director | For | Against | Management |
3.3 | Elect Director | For | Against | Management |
3.4 | Elect Director | For | Against | Management |
3.5 | Elect Director | For | Against | Management |
3.6 | Elect Director | For | Against | Management |
3.7 | Elect Director | For | Against | Management |
3.8 | Elect Director | For | Against | Management |
3.9 | Elect Director | For | Against | Management |
3.10 | Elect Director | For | Against | Management |
3.11 | Elect Director | For | Against | Management |
3.12 | Elect Director | For | Against | Management |
3.13 | Elect Director | For | Against | Management |
3.14 | Elect Director | For | Against | Management |
3.15 | Elect Director | For | Against | Management |
3.16 | Elect Director | For | Against | Management |
3.17 | Elect Director | For | Against | Management |
3.18 | Elect Director | For | Against | Management |
3.19 | Elect Director | For | Against | Management |
3.20 | Elect Director | For | Against | Management |
3.21 | Elect Director | For | Against | Management |
3.22 | Elect Director | For | Against | Management |
3.23 | Elect Director | For | Against | Management |
3.24 | Elect Director | For | Against | Management |
3.25 | Elect Director | For | Against | Management |
3.26 | Elect Director | For | Against | Management |
3.27 | Elect Director | For | Against | Management |
3.28 | Elect Director | For | Against | Management |
3.29 | Elect Director | For | Against | Management |
3.30 | Elect Director | For | Against | Management |
4.1 | Appoint Internal Statutory Auditor | For | For | Management |
4.2 | Appoint Internal Statutory Auditor | For | For | Management |
4.3 | Appoint Internal Statutory Auditor | For | For | Management |
4.4 | Appoint Internal Statutory Auditor | For | For | Management |
4.5 | Appoint Internal Statutory Auditor | For | For | Management |
5 | Approve Retirement Bonuses for Directors and Statutory Auditors | For | For | Management |
322
SWISS REINSURANCE
Ticker: |
| Security ID: | CH0012332372 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
3 | Approve Allocation of Income and Dividends of CHF 1.10 per Share | For | Did Not Vote | Management |
4 | Approve Creation of CHF 2 Million Pool of Conditional Capital without Preemptive Rights | For | Did Not Vote | Management |
5.1a | Reelect George Farr and Rajna Gibson as Directors | For | Did Not Vote | Management |
5.1b | Elect Kaspar Villiger as Director | For | Did Not Vote | Management |
5.2 | Reelect PricewaterhouseCoopers Ltd as Auditors | For | Did Not Vote | Management |
SYNTHES-STRATEC INC
Ticker: | SYNT | Security ID: | US87162M1027 |
Meeting Date: | APR 22, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | Did Not Vote | Management |
3 | Receive Financial Statements and Statutory Reports | For | Did Not Vote | Management |
4 | Elect Director Charles Hedgepeth, Amin Khoury and Dr. Rolf | For | Did Not Vote | Management |
5 | Ratify Auditors | For | Did Not Vote | Management |
6 | Increase Authorized Common Stock | For | Did Not Vote | Management |
7 | Change Company Name | For | Did Not Vote | Management |
8 | Authorize Issuance of Equity | For | Did Not Vote | Management |
323
SYNTHES-STRATEC INC
Ticker: | SYNT | Security ID: | US87162M1027 |
Meeting Date: | OCT 23, 2003 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Increase in Size of Board from Nine to 10 Members | For | Did Not Vote | Management |
2 | Approve Issuance of 510,725 Shares without Preemptive Rights | For | Did Not Vote | Management |
TECHNIP-COFLEXIP
Ticker: |
| Security ID: | FR0000131708 |
Meeting Date: | APR 29, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Allocation of Income and Dividends of EUR 4.95 per Share | For | For | Management |
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Approve Discharge of Management and Supervisory Board | For | For | Management |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 250,000 | For | For | Management |
7 | Ratify Cabinet Barbier, Frinault et Autres as Auditors | For | For | Management |
8 | Ratify PricewaterhouseCoopers Audit as Auditors | For | For | Management |
9 | Ratify Christian Chochon as Alternate Auditors | For | For | Management |
10 | Ratify Yves Nicolas as Alternate Auditors | For | For | Management |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
12 | Amend Articles of Association to Reflect 2003 Legal Changes to French Commercial Code | For | For | Management |
13 | Approve Capital Increase Reserved for Employees of American Subsidiaries Participating in Share Purchase Plan Pursuant to Authorization Granted in Item 6 at the July 11, 2003, Shareholder Meeting | For | For | Management |
14 | Authorize Capital Increase of Up to EUR 37.5 Million for Future Exchange Offers | For | Against | Management |
15 | Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Against | Management |
16 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
324
TECHNIP-COFLEXIP
Ticker: |
| Security ID: | FR0000131708 |
Meeting Date: | JUL 11, 2003 | Meeting Type: | EGM |
Record Date: | JUN 26, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger by Absorption of Coflexip and Issuance of 330,332 Technip-Coflexip Shares | For | For | Management |
2 | Approve Accounting Treatment of Absorption | For | For | Management |
3 | Approve Terms of Conversion of Coflexip Stock Options | For | For | Management |
4 | Approve Dissolution of Coflexip without Liquidation | For | For | Management |
5 | Amend Articles to Reflect Changes in Capital | For | For | Management |
6 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
7 | Approve Capital Increase Reserved for Employees Participating in International Stock Purchase Plan | For | For | Management |
8 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
9 | Elect Olivier Appert as Director | For | For | Management |
10 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
TELEVISION FRANCAISE 1
Ticker: |
| Security ID: | FR0000054900 |
Meeting Date: | APR 20, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Discharge Directors | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
4 | Approve Allocation of Income and Dividends of EUR 0.975 per Share | For | For | Management |
5 | Receive Special Directors’ Report Regarding Stock Option Grants | For | For | Management |
6 | Receive Chairman’s and Auditors’ Report Regarding Internal Control Procedures | For | For | Management |
7 | Reelect Alain Pouyat as Director | For | For | Management |
8 | Confirm Election of Employee Representatives to the Board | For | For | Management |
9 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
10 | Authorize Issuance of Bonds/Debentures | For | For | Management |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | For | For | Management |
14 | Authorize Capital Increase of Up to EUR 120 Million for Future Exchange Offers | For | For | Management |
15 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 120 Million | For | For | Management |
16 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
17 | Approve Issuance of Equity-Linked Securities Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
18 | Amend Articles of Association to Reflect 2003 Regulation Changes Re: Related-Party Transactions and Internal Control Procedures | For | For | Management |
19 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
325
TESCO PLC
Ticker: |
| Security ID: | GB0008847096 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 4.77 Pence Per Ordinary Share | For | For | Management |
4 | Amend Articles of Association Re: Director’s Retirement Age | For | For | Management |
5 | Re-elect Charles Allen as Director | For | For | Management |
6 | Re-elect Philip Clarke as Director | For | For | Management |
7 | Re-elect Harald Einsmann as Director | For | For | Management |
8 | Re-elect Veronique Morali as Director | For | For | Management |
9 | Re-elect Graham Pimlott as Director | For | For | Management |
10 | Elect Richard Brasher as Director | For | For | Management |
11 | Elect Ken Hydon as Director | For | For | Management |
12 | Elect Mervyn Davies as Director | For | For | Management |
13 | Elect David Reid as Director | For | For | Management |
14 | Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors | For | For | Management |
15 | Approve Increase in Authorised Share Capital from GBP 481,600,000 to GBP 530,000,000 | For | For | Management |
16 | Approve Scrip Dividend | For | For | Management |
17 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 128.07 Million | For | For | Management |
18 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19.21 Million | For | For | Management |
19 | Authorise 768.44 Million Ordinary Shares for Market Purchase | For | For | Management |
20 | Authorise Tesco Stores CR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
21 | Authorise Tesco Stores SR a.s. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
22 | Authorise Tesco Global Rt to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
23 | Authorise Tesco Polska Sp z.o.o. to Make EU Political Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | For | For | Management |
24 | Approve the Tesco PLC Performance Share Plan 2004 | For | For | Management |
25 | Approve the Tesco PLC 2004 Discretionary Share Option Plan | For | Abstain | Management |
326
THOMSON
Ticker: | TMS | Security ID: | FR0000184533 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 0.26 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Ratify Appointment of Paul Murray as Director | For | For | Management |
6 | Ratify Appointment of Henry P. Vigil as Director | For | For | Management |
7 | Ratify Appointment of Eric Bourdais de Charbonniere as Director | For | For | Management |
8 | Reelect Thierry Breton as Director for a Term Lasting Four Years, Subject to Approval of Item 25 | For | For | Management |
9 | Reelect Frank Dangeard as Director for a Term Lasting Four Years, Subject to Approval of Item 25 | For | For | Management |
10 | Reelect Eddy Hartenstein as Director for a Term Lasting Four Years, Subject to Approval of Item 25 | For | For | Management |
11 | Reelect Igor Landau as Director for a Term Lasting Four Years, Subject to Approval of Item 25 | For | For | Management |
12 | Reelect Pierre Lescure as Director for a Term Lasting Four Years, Subject to Approval of Item 25 | For | For | Management |
13 | Reelect Henry P. Vigil as Director for a Term Lasting Four Years, Subject to Approval of Item 25 | For | For | Management |
14 | Reelect Didier Lombard as Director for a Term Lasting Four Years, Subject to Approval of Item 25 | For | For | Management |
15 | Ratify Mazars & Guerard as Auditors | For | For | Management |
16 | Ratify Patrick de Cambourg as Alternate Auditors | For | For | Management |
17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 450,000 | For | For | Management |
18 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
19 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million | For | For | Management |
22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million | For | For | Management |
23 | Confirm Share Issuance in the Amount of EUR 15 Million in Favor of Carlton Communications PLC | For | For | Management |
24 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
25 | Amend Articles of Association to Reflect 2003 Legal Changes Re: Shareholding Disclosure, Role of Chairman, and Access to Information; Reduction in Directors’ Terms from Five to Four Years; and References of Government Representatives on the Board | For | For | Management |
26 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
327
TOTAL
Ticker: | TOT | Security ID: | FR0000120271 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Net Dividends of EUR 4.70 per Share | For | For | Management |
4 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | For | Management |
6 | Authorize Issuance of Bonds/Debentures | For | For | Management |
7 | Reelect Thierry Desmarest as Director | For | For | Management |
8 | Reelect Thierry de Rudder as Director | For | For | Management |
9 | Reelect Serge Tchuruk as Director | For | For | Management |
10 | Elect Daniel Boeuf as Representative of Employee Shareholders to the Board | For | For | Management |
11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Against | For | Management |
12 | Elect Cyril Mouche as Representative of Employee Shareholders to the Board | Against | For | Management |
13 | Elect Alan Cramer as Representative of Employee Shareholders to the Board | Against | For | Management |
14 | Ratify Ernst & Young Audit as Auditors | For | For | Management |
15 | Ratify KPMG Audit as Auditors | For | For | Management |
16 | Ratify Pierre Jouanne as Alternate Auditor | For | For | Management |
17 | Ratify Jean-Luc Decornoy as Alternate Auditor | For | For | Management |
18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 | For | For | Management |
19 | Approve Stock Option Plan Grants | For | For | Management |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion | For | For | Management |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | For | For | Management |
22 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
328
TUI AG
Ticker: |
| Security ID: | DE0006952005 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive Financial Statements and Statutory Reports |
| None | Management |
2 | Approve Allocation of Income and Dividends of EUR 0.77 per Share | For | For | Management |
3 | Approve Discharge of Management Board | For | Against | Management |
4 | Approve Discharge of Supervisory Board | For | Against | Management |
5 | Ratify PwC Deutsche Revision AG as Auditors | For | For | Management |
6 | Approve Public Offering of Shares in Subsidiary (Hapag-Lloyd AG) | For | For | Management |
7 | Amend Corporate Purpose | For | For | Management |
8 | Approve Creation of EUR 10 Million Pool of Conditional Capital without Preemptive Rights | For | Against | Management |
9 | Approve Creation of EUR 170 Million Pool of Conditional Capital without Preemptive Rights | For | Against | Management |
10 | Approve Creation of EUR 45.6 Million Pool of Conditional Capital with Preemptive Rights | For | Against | Management |
11 | Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 1.00 Billion with Preemptive Rights; Approve Creation of EUR 70 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | Management |
12 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | For | For | Management |
13 | Approve Affiliation Agreements with Subsidiary (Hapag-Lloyd AG) | For | For | Management |
329
UBS AG
Ticker: | UBS | Security ID: | CH0012032030 |
Meeting Date: | APR 15, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income and Dividends of CHF 2.60 per Share | For | Did Not Vote | Management |
3 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
4.1 | Reelect Peter Davis as Director | For | Did Not Vote | Management |
4.2.1 | Elect Stephan Haeringer as Director | For | Did Not Vote | Management |
4.2.2 | Elect Helmut Panke as Director | For | Did Not Vote | Management |
4.2.3 | Elect Peter Spuhler as Director | For | Did Not Vote | Management |
4.3 | Ratify Ernst and Young as Auditors | For | Did Not Vote | Management |
5.1 | Approve CHF 47.6 Million Reduction in Share Capital via Cancellation of Shares | For | Did Not Vote | Management |
5.2 | Authorize Repurchase of Issued Share Capital | For | Did Not Vote | Management |
UFJ HOLDINGS INC.
Ticker: |
| Security ID: | JP3944300007 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | AGM |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Retained Earnings, with No Dividends on Ordinary Shares | For | For | Management |
2 | Amend Articles to: Decrease Authorized Preferred Share Capital to Reflect Conversion of Preferred to Ordinary Shares - Authorize Share Repurchases at Board’s Discretion | For | For | Management |
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
330
UNILEVER PLC
Ticker: | UL | Security ID: | GB0005748735 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | Abstain | Management |
3 | Approve Final Dividend of 11.92 Pence Per Ordinary Share | For | For | Management |
4 | Re-elect Niall Fitzgerald as Director | For | For | Management |
5 | Re-elect Antony Burgmans as Director | For | For | Management |
6 | Re-elect Clive Butler as Director | For | For | Management |
7 | Re-elect Patrick Cescau as Director | For | For | Management |
8 | Re-elect Keki Dadiseth as Director | For | For | Management |
9 | Re-elect Andre baron van Heemstra as Director | For | For | Management |
10 | Re-elect Rudy Markham as Director | For | For | Management |
11 | Elect Kees van der Graaf as Director | For | For | Management |
12 | Re-elect Lord Brittan of Spennithorne as Director | For | For | Management |
13 | Re-elect Baroness Chalker of Wallasey as Director | For | For | Management |
14 | Re-elect Bertrand Collomb as Director | For | For | Management |
15 | Re-elect Wim Dik as Director | For | For | Management |
16 | Re-elect Oscar Fanjul as Director | For | For | Management |
17 | Re-elect Claudio Gonzalez as Director | For | For | Management |
18 | Re-elect Hilmar Kopper as Director | For | For | Management |
19 | Re-elect The Lord Simon of Highbury as Director | For | For | Management |
20 | Re-elect Jeroen van der Veer as Director | For | For | Management |
21 | Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management |
22 | Authorise Board to Fix Remuneration of the Auditors | For | For | Management |
23 | Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,450,000 | For | For | Management |
24 | Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2 Million | For | For | Management |
25 | Authorise 290 Million Ordinary Shares for Market Purchase | For | For | Management |
26 | Amend Articles of Association Re: New Corporate Governance Arrangements | For | For | Management |
27 | Amend Articles of Association Re: Treasury Shares | For | For | Management |
331
VEOLIA ENVIRONNEMENT, PARIS
Ticker: |
| Security ID: | FR0000124141 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | MIX |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and Statutory Reports | For | For | Management |
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Non-Tax Deductible Expenses | For | For | Management |
4 | Approve Allocation of Income and Dividends of EUR 0.825 per Share | For | For | Management |
5 | Approve Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management |
6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Management |
7 | Authorize Issuance of Bonds/Debentures in the Aggregate Nominal Value of EUR 7 Billion | For | For | Management |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | Management |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | Management |
10 | Authorize Capitalization of Reserves of Up to EUR 370 Million for Bonus Issue or Increase in Par Value and Set Global Limit for All Capital Increases Pursuant to Items 8, 9, and 10 at EUR 2.37 Billion | For | For | Management |
11 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | For | Management |
12 | Approve Stock Option Plan Grants | For | Against | Management |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
14 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
332
VODAFONE GROUP PLC
Ticker: | VOD | Security ID: | GB0007192106 |
Meeting Date: | JUL 30, 2003 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Reelect Lord MacLaurin of Knebworth as Director | For | For | Management |
4 | Reelect Kenneth Hydon as Director | For | For | Management |
5 | Reelect Thomas Geitner as Director | For | For | Management |
6 | Reelect Alec Broers as Director | For | For | Management |
7 | Reelect Juergen Schrempp as Director | For | For | Management |
8 | Elect John Buchanan as Director | For | For | Management |
9 | Approve Final Dividend of 0.8983 Pence Per Share | For | For | Management |
10 | Ratify Deloitte and Touche as Auditors | For | For | Management |
11 | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
12 | Authorize EU Political Donations up to GBP 100,000 | For | For | Management |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of USD 900,000,000 | For | For | Management |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 340,000,000 | For | For | Management |
15 | Authorize 6,800,000,000 Shares for Share Repurchase Program | For | For | Management |
WHARF HOLDINGS LTD.
Ticker: |
| Security ID: | HK0004000045 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | AGM |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Final Dividend | For | For | Management |
3a | Reelect Hans Michael Jebsen as Director | For | For | Management |
3b | Reelect Gonzaga W.J. Li as Director | For | For | Management |
3c | Reelect T.Y. Ng as Director | For | For | Management |
3d | Reelect James E. Thompson as Director | For | For | Management |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | Management |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Abstain | Management |
7 | Authorize Reissuance of Repurchased Shares | For | Abstain | Management |
8 | Amend Articles Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company, Nomination and Removal of Directors | For | For | Management |
333
WMC RESOURCES LTD
Ticker: |
| Security ID: | AU000000WMR6 |
Meeting Date: | APR 6, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect P J Knight as Director | For | For | Management |
1b | Elect I E Webber as Director | For | For | Management |
1c | Elect G W McGregor as Director | For | For | Management |
1d | Elect G J Pizzey as Director | For | For | Management |
WPP GROUP PLC
Ticker: | WPPGY | Security ID: | GB0009740423 |
Meeting Date: | APR 16, 2004 | Meeting Type: | EGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve 2004 Leadership Equity Acquisition Plan | For | Abstain | Management |
ZURICH FINANCIAL SERVICES AG
Ticker: | ZRN | Security ID: | CH0011075394 |
Meeting Date: | APR 16, 2004 | Meeting Type: | AGM |
Record Date: |
|
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management |
2 | Approve Allocation of Income and Omission of Dividends | For | Did Not Vote | Management |
3 | Approve CHF 360 Million Reduction in Share Capital | For | Did Not Vote | Management |
4 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management |
5.1.1 | Elect Thomas Escher as Director | For | Did Not Vote | Management |
5.1.2 | Reelect Lodewijk van Wachem as Director | For | Did Not Vote | Management |
5.1.3 | Reelect Philippe Pidoux as Director | For | Did Not Vote | Management |
5.1.4 | Reelect Armin Meyer as Director | For | Did Not Vote | Management |
5.1.5 | Reelect Rolf Watter as Director | For | Did Not Vote | Management |
5.2 | Reelect PricewaterhouseCoopers AG as Auditors | For | Did Not Vote | Management |
GROWTH & INCOME FUND
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alain J.P. Belda | For | For | Management |
1.2 | Elect Director Carlos Ghosn | For | For | Management |
1.3 | Elect Director Henry B. Schacht | For | For | Management |
1.4 | Elect Director Franklin A. Thomas | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Report on Pay Disparity | Against | Against | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
334
ALLTEL CORP.
Ticker: | AT | Security ID: | 020039103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Scott T. Ford | For | For | Management |
1.2 | Elect Director Lawrence L. Gellerstedt, III | For | For | Management |
1.3 | Elect Director Emon A. Mahony, Jr. | For | For | Management |
1.4 | Elect Director Ronald Townsend | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Ammend EEO - Sexual Orientation | Against | For | Shareholder |
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Elizabeth E. Bailey | For | For | Management |
1.2 | Elect Director Mathis Cabiallavetta | For | For | Management |
1.3 | Elect Director Louis C. Camilleri | For | For | Management |
1.4 | Elect Director J. Dudley Fishburn | For | For | Management |
1.5 | Elect Director Robert E. R. Huntley | For | For | Management |
1.6 | Elect Director Thomas W. Jones | For | For | Management |
1.7 | Elect Director Lucio A. Noto | For | For | Management |
1.8 | Elect Director John S. Reed | For | For | Management |
1.9 | Elect Director Carlos Slim Helu | For | For | Management |
1.10 | Elect Director Stephen M. Wolf | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Product Warnings for Pregnant Women | Against | Against | Shareholder |
4 | Report on Health Risks Associated with Cigarette Filters | Against | Against | Shareholder |
5 | Political Contributions/Activities | Against | Against | Shareholder |
6 | Cease Use of Light and Ultra Light in Cigarette Marketing | Against | Against | Shareholder |
7 | Place Canadian Style Warnings on Cigarette Packaging | Against | Against | Shareholder |
8 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
335
AMERICAN EXPRESS CO.
Ticker: | AXP | Security ID: | 025816109 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel F. Akerson | For | For | Management |
1.2 | Elect Director Charlene Barshefsky | For | For | Management |
1.3 | Elect Director William G. Bowen | For | For | Management |
1.4 | Elect Director Ursula M. Burns | For | For | Management |
1.5 | Elect Director Kenneth I. Chenault | For | For | Management |
1.6 | Elect Director Peter R. Dolan | For | For | Management |
1.7 | Elect Director Vernon E. Jordan, Jr. | For | For | Management |
1.8 | Elect Director Jan Leschly | For | For | Management |
1.9 | Elect Director Richard A. McGinn | For | For | Management |
1.10 | Elect Director Edward D. Miller | For | For | Management |
1.11 | Elect Director Frank P. Popoff | For | For | Management |
1.12 | Elect Director Robert D. Walter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establish Term Limits for Directors | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M. Bernard Aidinoff | For | For | Management |
1.2 | Elect Director Pei-Yuan Chia | For | For | Management |
1.3 | Elect Director Marshall A. Cohen | For | For | Management |
1.4 | Elect Director Willaim S. Cohen | For | For | Management |
1.5 | Elect Director Martin S. Feldstein | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director Maurice R. Greenberg | For | For | Management |
1.8 | Elect Director Carla A. Hills | For | For | Management |
1.9 | Elect Director Frank J. Hoenemeyer | For | For | Management |
1.10 | Elect Director Richard C. Holbrooke | For | For | Management |
1.11 | Elect Director Donald P. Kanak | For | For | Management |
1.12 | Elect Director Howard I. Smith | For | For | Management |
1.13 | Elect Director Martin J. Sullivan | For | For | Management |
1.14 | Elect Director Edmund S.W. Tse | For | For | Management |
1.15 | Elect Director Frank G. Zarb | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Divest from Tobacco Equities | Against | Against | Shareholder |
7 | Link Executive Compensation to Predatory Lending | Against | Against | Shareholder |
336
AMERISOURCEBERGEN CORP
Ticker: | ABC | Security ID: | 03073E105 |
Meeting Date: | MAR 5, 2004 | Meeting Type: | Annual |
Record Date: | JAN 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward E. Hagenlocker | For | For | Management |
1.2 | Elect Director Kurt J. Hilzinger | For | For | Management |
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: | BUD | Security ID: | 035229103 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director August A. Busch III | For | For | Management |
1.2 | Elect Director Carlos Fernandez G. | For | For | Management |
1.3 | Elect Director James R. Jones | For | For | Management |
1.4 | Elect Director Andrew C. Taylor | For | For | Management |
1.5 | Elect Director Douglas A. Warner III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
AUTOMATIC DATA PROCESSING, INC.
Ticker: | ADP | Security ID: | 053015103 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory D. Brenneman | For | For | Management |
1.2 | Elect Director Leslie A. Brun | For | For | Management |
1.3 | Elect Director Gary C. Butler | For | For | Management |
1.4 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.5 | Elect Director Leon G. Cooperman | For | For | Management |
1.6 | Elect Director Ann Dibble Jordan | For | For | Management |
1.7 | Elect Director Harvey M. Krueger | For | For | Management |
1.8 | Elect Director Frederic V. Malek | For | For | Management |
1.9 | Elect Director Henry Taub | For | For | Management |
1.10 | Elect Director Arthur F. Weinbach | For | For | Management |
1.11 | Elect Director Josh S. Weston | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Approve Outside Director Stock Awards in Lieu of Cash | For | For | Management |
5 | Ratify Auditors | For | For | Management |
337
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 |
Meeting Date: | DEC 11, 2003 | Meeting Type: | Annual |
Record Date: | OCT 14, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles M. Elson | For | For | Management |
1.2 | Elect Director Marsha J. Evans | For | For | Management |
1.3 | Elect Director Earl G. Graves, Jr. | For | For | Management |
1.4 | Elect Director N. Gerry House | For | For | Management |
1.5 | Elect Director J.R. Hyde, III | For | For | Management |
1.6 | Elect Director Edward S. Lampert | For | For | Management |
1.7 | Elect Director W. Andrew McKenna | For | For | Management |
1.8 | Elect Director Steve Odland | For | For | Management |
1.9 | Elect Director James J. Postl | For | For | Management |
2 | Ratify Auditors | For | For | Management |
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Adjourn Meeting | For | For | Management |
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Barnet, III | For | For | Management |
1.2 | Elect Director Charles W. Coker | For | For | Management |
1.3 | Elect Director John T. Collins | For | For | Management |
1.4 | Elect Director Gary L. Countryman | For | For | Management |
1.5 | Elect Director Paul Fulton | For | For | Management |
1.6 | Elect Director Charles K. Gifford | For | For | Management |
1.7 | Elect Director Donald E. Guinn | For | For | Management |
1.8 | Elect Director James H. Hance, Jr. | For | For | Management |
1.9 | Elect Director Kenneth D. Lewis | For | For | Management |
1.10 | Elect Director Walter E. Massey | For | For | Management |
1.11 | Elect Director Thomas J. May | For | For | Management |
1.12 | Elect Director C. Steven McMillan | For | For | Management |
1.13 | Elect Director Eugene M. McQuade | For | For | Management |
1.14 | Elect Director Patricia E. Mitchell | For | For | Management |
1.15 | Elect Director Edward L. Romero | For | For | Management |
1.16 | Elect Director Thomas M. Ryan | For | For | Management |
1.17 | Elect Director O. Temple Sloan, Jr. | For | For | Management |
1.18 | Elect Director Meredith R. Spangler | For | For | Management |
1.19 | Elect Director Jackie M. Ward | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Change Date of Annual Meeting | Against | Against | Shareholder |
4 | Adopt Nomination Procedures for the Board | Against | Against | Shareholder |
5 | Charitable Contributions | Against | Against | Shareholder |
6 | Establish Independent Committee to Review Mutual Fund Policy | Against | Against | Shareholder |
7 | Adopt Standards Regarding Privacy and Information Security | Against | Against | Shareholder |
338
BANK OF NEW YORK CO., INC., THE
Ticker: | BK | Security ID: | 064057102 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank J. Biondi, Jr. | For | For | Management |
1.2 | Elect Director Nicholas M. Donofrio | For | For | Management |
1.3 | Elect Director Alan R. Griffith | For | For | Management |
1.4 | Elect Director Gerald L. Hassell | For | For | Management |
1.5 | Elect Director Richard J. Kogan | For | For | Management |
1.6 | Elect Director Michael J. Kowalski | For | For | Management |
1.7 | Elect Director John A. Luke, Jr. | For | For | Management |
1.8 | Elect Director John C. Malone | For | For | Management |
1.9 | Elect Director Paul Myners, CBE | For | For | Management |
1.10 | Elect Director Robert C. Pozen | For | For | Management |
1.11 | Elect Director Catherine A. Rein | For | For | Management |
1.12 | Elect Director Thomas A. Renyi | For | For | Management |
1.13 | Elect Director William C. Richardson | For | For | Management |
1.14 | Elect Director Brian L. Roberts | For | For | Management |
1.15 | Elect Director Samuel C. Scott III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Report on Political Contributions | Against | Against | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Limit Composition of Committee to Independent Directors | Against | Against | Shareholder |
7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
BB&T CORPORATION
Ticker: | BBT | Security ID: | 054937107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles | For | For | Management |
2 | Amend Bylaws | For | Against | Management |
3.1 | Elect Director John A. Allison Iv | For | For | Management |
3.2 | Elect Director Ronald E. Deal | For | Withhold | Management |
3.3 | Elect Director Tom D. Efird | For | For | Management |
3.4 | Elect Director Albert O. Mccauley | For | For | Management |
3.5 | Elect Director Barry J. Fitzpatrick | For | For | Management |
3.6 | Elect Director J. Holmes Morrison | For | For | Management |
3.7 | Elect Director Jennifer S. Banner | For | For | Management |
3.8 | Elect Director Albert F. Zettlemoyer | For | Withhold | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Review Executive Compensation Policy | Against | For | Shareholder |
339
BROOKFIELD PROPERTIES CORP.
Ticker: | BPO. | Security ID: | 112900105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Gordon E. Arnell as a Director | For | For | Management |
1.2 | Elect William T. Cahill as a Director | For | For | Management |
1.3 | Elect Richard B. Clark as a Director | For | For | Management |
1.4 | Elect Jack L. Cockwell as a Director | For | Withhold | Management |
1.5 | Elect J. Bruce Flatt as a Director | For | For | Management |
1.6 | Elect Lance Liebman as a Director | For | For | Management |
1.7 | Elect John R. McCaig as a Director | For | For | Management |
1.8 | Elect Paul D. McFarlane as a Director | For | For | Management |
1.9 | Elect Allan S. Olson as a Director | For | For | Management |
1.10 | Elect Sam Pollock as a Director | For | For | Management |
1.11 | Elect William C. Wheaton as a Director | For | For | Management |
1.12 | Elect John E. Zuccotti as a Director | For | Withhold | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
BROWN-FORMAN CORP.
Ticker: | BF.B | Security ID: | 115637209 |
Meeting Date: | JAN 8, 2004 | Meeting Type: | Written Consent |
Record Date: | NOV 28, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | For | Management |
BURLINGTON RESOURCES INC.
Ticker: | BR | Security ID: | 122014103 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barbara T. Alexander | For | For | Management |
1.2 | Elect Director Reuben V. Anderson | For | For | Management |
1.3 | Elect Director Laird I. Grant | For | For | Management |
1.4 | Elect Director Robert J. Harding | For | For | Management |
1.5 | Elect Director John T. LaMacchia | For | For | Management |
1.6 | Elect Director Randy L. Limbacher | For | For | Management |
1.7 | Elect Director James F. McDonald | For | For | Management |
1.8 | Elect Director Kenneth W. Orce | For | Withhold | Management |
1.9 | Elect Director Donald M. Roberts | For | For | Management |
1.10 | Elect Director James A. Runde | For | For | Management |
1.11 | Elect Director John F. Schwarz | For | For | Management |
1.12 | Elect Director Walter Scott, Jr. | For | Withhold | Management |
1.13 | Elect Director Bobby S. Shackouls | For | For | Management |
1.14 | Elect Director Steven J. Shapiro | For | For | Management |
1.15 | Elect Director William E. Wade, Jr. | For | For | Management |
2 | Approve Increase in Common Stock and a Stock Split | For | For | Management |
3 | Ratify Auditors | For | For | Management |
340
CARNIVAL CORP.
Ticker: | CCL | Security ID: | 143658300 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Micky Arison | For | For | Management |
1.2 | Elect Director Amb Richard G. Capen Jr | For | For | Management |
1.3 | Elect Director Robert H. Dickinson | For | For | Management |
1.4 | Elect Director Arnold W. Donald | For | For | Management |
1.5 | Elect Director Pier Luigi Foschi | For | For | Management |
1.6 | Elect Director Howard S. Frank | For | For | Management |
1.7 | Elect Director Baroness Hogg | For | For | Management |
1.8 | Elect Director A. Kirk Lanterman | For | For | Management |
1.9 | Elect Director Modesto A. Maidique | For | For | Management |
1.10 | Elect Director John P. Mcnulty | For | For | Management |
1.11 | Elect Director Peter Ratcliffe | For | For | Management |
1.12 | Elect Director Sir John Parker | For | For | Management |
1.13 | Elect Director Stuart Subotnick | For | For | Management |
1.14 | Elect Director Uzi Zucker | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS. | For | For | Management |
4 | TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL PERIOD ENDED NOVEMBER 30, 2003. | For | For | Management |
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC. | For | For | Management |
6 | TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC. | For | For | Management |
7 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC SHARES. | For | For | Management |
CENTURYTEL, INC.
Ticker: | CTL | Security ID: | 156700106 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William R. Boles, Jr. | For | For | Management |
1.2 | Elect Director W. Bruce Hanks | For | For | Management |
1.3 | Elect Director C.G. Melville, Jr. | For | For | Management |
1.4 | Elect Director Glen F. Post, III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
341
CHEVRONTEXACO CORP.
Ticker: | CVX | Security ID: | 166764100 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Samuel H. Armacost | For | For | Management |
1.2 | Elect Director Robert E. Denham | For | For | Management |
1.3 | Elect Director Robert J. Eaton | For | For | Management |
1.4 | Elect Director Sam Ginn | For | For | Management |
1.5 | Elect Director Carla Anderson Hills | For | For | Management |
1.6 | Elect Director Franklyn G. Jenifer | For | For | Management |
1.7 | Elect Director J. Bennett Johnston | For | For | Management |
1.8 | Elect Director Sam Nunn | For | For | Management |
1.9 | Elect Director David J. O’Reilly | For | For | Management |
1.10 | Elect Director Peter J. Robertson | For | For | Management |
1.11 | Elect Director Charles R. Shoemate | For | For | Management |
1.12 | Elect Director Carl Ware | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt Shareholder Rights Plan (Poison Pill) Policy | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
6 | Report on Political Contributions/Activities | Against | Against | Shareholder |
7 | Require Affirmative Vote of a Majority of the Shares to Elect Directors | Against | Against | Shareholder |
8 | Report on Health and Environmental Initiatives in Ecuador | Against | Against | Shareholder |
9 | Report on Renewable Energy | Against | Against | Shareholder |
CHUBB CORP., THE
Ticker: | CB | Security ID: | 171232101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Zoe Baird | For | For | Management |
1.2 | Elect Director Sheila P. Burke | For | For | Management |
1.3 | Elect Director James I. Cash, Jr. | For | For | Management |
1.4 | Elect Director Joel J. Cohen | For | For | Management |
1.5 | Elect Director James M. Cornelius | For | For | Management |
1.6 | Elect Director John D. Finnegan | For | For | Management |
1.7 | Elect Director David H. Hoag | For | For | Management |
1.8 | Elect Director Klaus J. Mangold | For | For | Management |
1.9 | Elect Director Sir David G. Scholey, CBE | For | For | Management |
1.10 | Elect Director Raymond G. H. Seitz | For | For | Management |
1.11 | Elect Director Lawrence M. Small | For | For | Management |
1.12 | Elect Director Daniel E. Somers | For | For | Management |
1.13 | Elect Director Karen Hastie Williams | For | For | Management |
1.14 | Elect Director James M. Zimmerman | For | For | Management |
1.15 | Elect Director Alfred W. Zollar | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
342
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Michael Armstrong | For | For | Management |
1.2 | Elect Director Alain J.P. Belda | For | For | Management |
1.3 | Elect Director George David | For | For | Management |
1.4 | Elect Director Kenneth T. Derr | For | For | Management |
1.5 | Elect Director John M. Deutch | For | For | Management |
1.6 | Elect Director Roberto Hernandez Ramirez | For | For | Management |
1.7 | Elect Director Ann Dibble Jordan | For | For | Management |
1.8 | Elect Director Dudley C. Mecum | For | For | Management |
1.9 | Elect Director Richard D. Parsons | For | For | Management |
1.10 | Elect Director Andrall E. Pearson | For | For | Management |
1.11 | Elect Director Charles Prince | For | For | Management |
1.12 | Elect Director Robert E. Rubin | For | For | Management |
1.13 | Elect Director Franklin A. Thomas | For | For | Management |
1.14 | Elect Director Sanford I. Weill | For | For | Management |
1.15 | Elect Director Robert B. Willumstad | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
CLAYTON HOMES, INC.
Ticker: | CMH | Security ID: | 184190106 |
Meeting Date: | JUL 16, 2003 | Meeting Type: | Special |
Record Date: | JUL 9, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | Against | Management |
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: | CCU | Security ID: | 184502102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan D. Feld | For | Withhold | Management |
1.2 | Elect Director Thomas O. Hicks | For | For | Management |
1.3 | Elect Director Perry J. Lewis | For | For | Management |
1.4 | Elect Director L. Lowry Mays | For | For | Management |
1.5 | Elect Director Mark P. Mays | For | For | Management |
1.6 | Elect Director Randall T. Mays | For | For | Management |
1.7 | Elect Director B.J. Mccombs | For | For | Management |
1.8 | Elect Director Phyllis B. Riggins | For | For | Management |
1.9 | Elect Director Theordore H. Strauss | For | For | Management |
1.10 | Elect Director J.C. Watts | For | For | Management |
1.11 | Elect Director John H. Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
343
COMCAST CORP.
Ticker: | CMCSA | Security ID: | 20030N101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director S. Decker Anstrom | For | For | Management |
1.2 | Elect Director C. Michael Armstrong | For | For | Management |
1.3 | Elect Director Kenneth J. Bacon | For | For | Management |
1.4 | Elect Director Sheldon M. Bonovitz | For | For | Management |
1.5 | Elect Director Julian A. Brodsky | For | For | Management |
1.6 | Elect Director Joseph L. Castle, II | For | For | Management |
1.7 | Elect Director J. Michael Cook | For | For | Management |
1.8 | Elect Director Brian L. Roberts | For | For | Management |
1.9 | Elect Director Ralph J. Roberts | For | For | Management |
1.10 | Elect Director Dr. Judith Rodin | For | For | Management |
1.11 | Elect Director Michael I. Sovern | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Restricted Stock Plan | For | For | Management |
4 | Amend Articles/Bylaws/Charter-Non-Routine | For | For | Management |
5 | Require Two-Thirds Majority of Independent Directors on Board | Against | For | Shareholder |
6 | Political Contributions/Activities | Against | Against | Shareholder |
7 | Nominate Two Directors for every open Directorships | Against | Against | Shareholder |
8 | Limit Executive Compensation | Against | Against | Shareholder |
9 | Adopt a Recapitalization Plan | Against | For | Shareholder |
COMPUTER ASSOCIATES INTERNATIONAL, INC.
Ticker: | CA | Security ID: | 204912109 |
Meeting Date: | AUG 27, 2003 | Meeting Type: | Annual |
Record Date: | JUL 2, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Russell M. Artzt | For | For | Management |
1.2 | Elect Director Kenneth Cron | For | For | Management |
1.3 | Elect Director Alfonse M. D’Amato | For | For | Management |
1.4 | Elect Director Gary J. Fernandes | For | For | Management |
1.5 | Elect Director Sanjay Kumar | For | For | Management |
1.6 | Elect Director Robert E. La Blanc | For | For | Management |
1.7 | Elect Director Jay W. Lorsch | For | For | Management |
1.8 | Elect Director Lewis S. Ranieri | For | For | Management |
1.9 | Elect Director Walter P. Schuetze | For | For | Management |
1.10 | Elect Director Alex Serge Vieux | For | For | Management |
2 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
344
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David L. Boren | For | For | Management |
1.2 | Elect Director James E. Copeland, Jr. | For | For | Management |
1.3 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.4 | Elect Director Ruth R. Harkin | For | For | Management |
1.5 | Elect Director William R. Rhodes | For | For | Management |
1.6 | Elect Director J. Stapleton Roy | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Report on Drilling in the Arctic National Wildlife Refuge | Against | Against | Shareholder |
CONSOLIDATED EDISON, INC.
Ticker: | ED | Security ID: | 209115104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vincent A. Calarco | For | For | Management |
1.2 | Elect Director George Campbell, Jr. | For | For | Management |
1.3 | Elect Director Gordon J. Davis | For | For | Management |
1.4 | Elect Director Michael J. Del Giudice | For | For | Management |
1.5 | Elect Director Joan S. Freilich | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director Sally Hernandez-Pinero | For | For | Management |
1.8 | Elect Director Peter W. Likins | For | For | Management |
1.9 | Elect Director Eugene R. McGrath | For | For | Management |
1.10 | Elect Director Frederic V. Salerno | For | For | Management |
1.11 | Elect Director Stephen R. Volk | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Employee Stock Purchase Plan | For | For | Management |
4 | Increase Disclosure of Executive Compensation | Against | For | Shareholder |
COOPER INDUSTRIES LTD
Ticker: | CBE | Security ID: | G24182100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director S.G. Butler | For | For | Management |
1.2 | Elect Director D.F. Smith | For | For | Management |
1.3 | Elect Director G.B. Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE PLAN. | For | For | Management |
4 | SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND ENVIRONMENTAL ISSUES RELATED TO SUSTAINABILITY. | Against | For | Shareholder |
5 | SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE EQUITY COMPENSATION PLANS. | Against | Against | Shareholder |
345
DEAN FOODS COMPANY
Ticker: | DF | Security ID: | 242370104 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan J. Bernon | For | For | Management |
1.2 | Elect Director Gregg L. Engles | For | For | Management |
1.3 | Elect Director Joseph S. Hardin, Jr. | For | For | Management |
1.4 | Elect Director Ronald Kirk | For | For | Management |
1.5 | Elect Director John S. Llewellyn, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
DEVON ENERGY CORP.
Ticker: | DVN | Security ID: | 25179M103 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas F. Ferguson | For | For | Management |
1.2 | Elect Director Peter J. Fluor | For | For | Management |
1.3 | Elect Director David M. Gavin | For | For | Management |
1.4 | Elect Director Michael E. Gellert | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
DOMINION RESOURCES, INC.
Ticker: | D | Security ID: | 25746U109 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Susan B. Allen | For | For | Management |
1.2 | Elect Director Peter W. Brown | For | For | Management |
1.3 | Elect Director Ronald J. Calise | For | For | Management |
1.4 | Elect Director Thos. E. Capps | For | For | Management |
1.5 | Elect Director George A. Davidson, Jr. | For | For | Management |
1.6 | Elect Director John W. Harris | For | For | Management |
1.7 | Elect Director Robert S. Jepson, Jr. | For | For | Management |
1.8 | Elect Director Benjamin J. Lambert, III | For | For | Management |
1.9 | Elect Director Richard L. Leatherwood | For | For | Management |
1.10 | Elect Director Margaret A. McKenna | For | For | Management |
1.11 | Elect Director Kenneth A. Randall | For | For | Management |
1.12 | Elect Director Frank S. Royal | For | For | Management |
1.13 | Elect Director S. Dallas Simmons | For | For | Management |
1.14 | Elect Director Robert H. Spilman | For | For | Management |
1.15 | Elect Director David A. Wollard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
346
DST SYSTEMS, INC.
Ticker: | DST | Security ID: | 233326107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. Edward Allinson | For | Withhold | Management |
1.2 | Elect Director Michael G. Fitt | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
DST SYSTEMS, INC.
Ticker: | DST | Security ID: | 233326107 |
Meeting Date: | NOV 28, 2003 | Meeting Type: | Special |
Record Date: | NOV 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Reorganization Plan | For | For | Management |
E.W. SCRIPPS CO. (THE)
Ticker: | SSP | Security ID: | 811054204 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Galloway | For | For | Management |
1.2 | Elect Director Nicholas B. Paumgarten | For | Withhold | Management |
1.3 | Elect Director Ronald W. Tysoe | For | For | Management |
1.4 | Elect Director Julie A. Wrigley | For | For | Management |
ENERGY EAST CORPORATION
Ticker: | EAS | Security ID: | 29266M109 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard Aurelio | For | For | Management |
1.2 | Elect Director James A. Carrigg | For | For | Management |
1.3 | Elect Director David M. Jagger | For | For | Management |
1.4 | Elect Director Ben E. Lynch | For | For | Management |
2 | Declassify the Board of Directors | For | For | Management |
3 | Eliminate Cumulative Voting | For | For | Management |
4 | Approve Employee Stock Purchase Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
347
EQUIFAX INC.
Ticker: | EFX | Security ID: | 294429105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Copeland, Jr | For | For | Management |
1.2 | Elect Director Lee A. Ault III | For | For | Management |
1.3 | Elect Director John L. Clendenin | For | For | Management |
1.4 | Elect Director A. William Dahlberg | For | For | Management |
1.5 | Elect Director L. Phillip Humann | For | For | Management |
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Boskin | For | For | Management |
1.2 | Elect Director James R. Houghton | For | For | Management |
1.3 | Elect Director William R. Howell | For | For | Management |
1.4 | Elect Director Reatha Clark King | For | For | Management |
1.5 | Elect Director Philip E. Lippincott | For | For | Management |
1.6 | Elect Director Harry J. Longwell | For | For | Management |
1.7 | Elect Director Henry A. McKinnell, Jr. | For | For | Management |
1.8 | Elect Director Marilyn Carlson Nelson | For | For | Management |
1.9 | Elect Director Lee R. Raymond | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director Rex W. Tillerson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
4 | Affirm Political Nonpartisanship | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Equatorial Guinea | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
8 | Prohibit Awards to Executives | Against | Against | Shareholder |
9 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
10 | Amend EEO Statement to Include Reference to Sexual Orientation | Against | For | Shareholder |
11 | Report on Climate Change Research | Against | Against | Shareholder |
FIRSTENERGY CORPORATION
Ticker: | FE | Security ID: | 337932107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul T. Addison | For | For | Management |
1.2 | Elect Director Ernest J. Novak, Jr. | For | For | Management |
1.3 | Elect Director John M. Pietruski | For | For | Management |
1.4 | Elect Director Catherine A. Rein | For | For | Management |
1.5 | Elect Director Robert C. Savage | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
5 | Approve Deferred Compensation Plan | For | For | Management |
6 | Approve Deferred Compensation Plan | For | For | Management |
7 | Expense Stock Options | Against | For | Shareholder |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
9 | Report on Political Contributions/Activities | Against | Against | Shareholder |
10 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
348
FLEETBOSTON FINANCIAL CORP.
Ticker: | FLT | Security ID: | 339030108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
FREDDIE MAC
Ticker: | FRE | Security ID: | 313400301 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joan E. Donoghue | For | For | Management |
1.2 | Elect Director Michelle Engler | For | For | Management |
1.3 | Elect Director Richard Karl Goeltz | For | For | Management |
1.4 | Elect Director George D. Gould | For | For | Management |
1.5 | Elect Director Henry Kaufman | For | For | Management |
1.6 | Elect Director John B. Mccoy | For | For | Management |
1.7 | Elect Director Shaun F. O’Malley | For | For | Management |
1.8 | Elect Director Ronald F. Poe | For | For | Management |
1.9 | Elect Director Stephen A. Ross | For | For | Management |
1.10 | Elect Director Donald J. Schuenke | For | For | Management |
1.11 | Elect Director Christina Seix | For | For | Management |
1.12 | Elect Director Richard F. Syron | For | For | Management |
1.13 | Elect Director William J. Turner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
349
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James A. Johnson | For | For | Management |
1.2 | Elect Director Douglas H. McCorkindale | For | For | Management |
1.3 | Elect Director Stephen P. Munn | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
GENERAL DYNAMICS CORP.
Ticker: | GD | Security ID: | 369550108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas D. Chabraja | For | For | Management |
1.2 | Elect Director James S. Crown | For | For | Management |
1.3 | Elect Director Lester Crown | For | For | Management |
1.4 | Elect Director William P. Fricks | For | For | Management |
1.5 | Elect Director Charles H. Goodman | For | For | Management |
1.6 | Elect Director Jay L. Johnson | For | For | Management |
1.7 | Elect Director George A. Joulwan | For | For | Management |
1.8 | Elect Director Paul G. Kaminski | For | For | Management |
1.9 | Elect Director John M. Keane | For | For | Management |
1.10 | Elect Director Lester L. Lyles | For | For | Management |
1.11 | Elect Director Carl E. Mundy, Jr. | For | For | Management |
1.12 | Elect Director Robert Walmsley | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
4 | Report on Foreign Military Sales | Against | Against | Shareholder |
GENERAL MOTORS CORP.
Ticker: | GM | Security ID: | 370442832 |
Meeting Date: | OCT 3, 2003 | Meeting Type: | Written Consent |
Record Date: | AUG 1, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles | For | For | Management |
2 | Amend Articles | For | For | Management |
3 | Approve Hughes Split-Off | For | For | Management |
4 | Approve GM/News Stock Sale | For | For | Management |
5 | Approve News Stock Acquisition | For | For | Management |
6 | Amend Articles | For | For | Management |
GENUINE PARTS CO.
Ticker: | GPC | Security ID: | 372460105 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | FEB 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jean Douville | For | For | Management |
1.2 | Elect Director Michael M.E. Johns, M.D. | For | For | Management |
1.3 | Elect Director J. Hicks Lanier | For | For | Management |
1.4 | Elect Director Wendy B. Needham | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
5 | Company-Specific -- Shareholder Miscellaneous | Against | Against | Shareholder |
350
GOLDEN WEST FINANCIAL CORP.
Ticker: | GDW | Security ID: | 381317106 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Patricia A. King | For | For | Management |
1.2 | Elect Director Marion O. Sandler | For | For | Management |
1.3 | Elect Director Leslie Tang Schilling | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
HEWLETT-PACKARD CO.
Ticker: | HPQ | Security ID: | 428236103 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Annual |
Record Date: | JAN 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director L.T. Babbio, Jr. | For | For | Management |
1.2 | Elect Director P.C. Dunn | For | For | Management |
1.3 | Elect Director C.S. Fiorina | For | For | Management |
1.4 | Elect Director R.A. Hackborn | For | For | Management |
1.5 | Elect Director G.A. Keyworth II | For | For | Management |
1.6 | Elect Director R.E. Knowling, Jr. | For | For | Management |
1.7 | Elect Director S.M. Litvack | For | Withhold | Management |
1.8 | Elect Director R.L. Ryan | For | For | Management |
1.9 | Elect Director L.S. Salhany | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Expense Stock Options | Against | Against | Shareholder |
HOME DEPOT, INC. (THE)
Ticker: | HD | Security ID: | 437076102 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory D. Brenneman | For | For | Management |
1.2 | Elect Director Richard H. Brown | For | For | Management |
1.3 | Elect Director John L. Clendenin | For | For | Management |
1.4 | Elect Director Berry R. Cox | For | For | Management |
1.5 | Elect Director Claudio X. Gonzalez | For | Withhold | Management |
1.6 | Elect Director Milledge A. Hart, III | For | For | Management |
1.7 | Elect Director Bonnie G. Hill | For | For | Management |
1.8 | Elect Director Kenneth G. Langone | For | For | Management |
1.9 | Elect Director Robert L. Nardelli | For | For | Management |
1.10 | Elect Director Roger S. Penske | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establish Term Limits for Directors | Against | Against | Shareholder |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
5 | Performance- Based/Indexed Options | Against | For | Shareholder |
6 | Adopt ILO Based Code of Conduct | Against | Against | Shareholder |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
8 | Require Affirmative Vote of the Majority of the Shares to Elect Directors | Against | Against | Shareholder |
351
IMS HEALTH INC.
Ticker: | RX | Security ID: | 449934108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James D. Edwards | For | For | Management |
1.2 | Elect Director David M. Thomas | For | For | Management |
1.3 | Elect Director William C. Van Faasen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | For | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: | IBM | Security ID: | 459200101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Cathleen Black | For | For | Management |
1.2 | Elect Director Kenneth I. Chenault | For | For | Management |
1.3 | Elect Director Carlos Ghosn | For | For | Management |
1.4 | Elect Director Nannerl O. Keohane | For | For | Management |
1.5 | Elect Director Charles F. Knight | For | For | Management |
1.6 | Elect Director Lucio A. Noto | For | For | Management |
1.7 | Elect Director Samuel J. Palmisano | For | For | Management |
1.8 | Elect Director John B. Slaughter | For | For | Management |
1.9 | Elect Director Joan E. Spero | For | For | Management |
1.10 | Elect Director Sidney Taurel | For | For | Management |
1.11 | Elect Director Charles M. Vest | For | For | Management |
1.12 | Elect Director Lorenzo H. Zambrano | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Ratify Auditors for the Company’s Business Consulting Services Unit | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
5 | Provide for Cumulative Voting | Against | For | Shareholder |
6 | Amend Pension and Retirement Medical Insurance Plans | Against | Against | Shareholder |
7 | Submit Executive Compensation to Vote | Against | For | Shareholder |
8 | Expense Stock Options | Against | Against | Shareholder |
9 | Limit Awards to Executives | Against | Against | Shareholder |
10 | China Principles | Against | Against | Shareholder |
11 | Report on Political Contributions/Activities | Against | Against | Shareholder |
12 | Report on Executive Compensation | Against | Against | Shareholder |
352
JANUS CAPITAL GROUP INC.
Ticker: | JNS | Security ID: | 47102X105 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director G. Andrew Cox | For | For | Management |
1.2 | Elect Director James P. Craig, III | For | For | Management |
1.3 | Elect Director Deborah R. Gatzek | For | For | Management |
2 | Ratify Auditors | For | For | Management |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard N. Burrow | For | For | Management |
1.2 | Elect Director Mary S. Coleman | For | For | Management |
1.3 | Elect Director James G. Cullen | For | For | Management |
1.4 | Elect Director Robert J. Darretta | For | For | Management |
1.5 | Elect Director M. Judah Folkman | For | For | Management |
1.6 | Elect Director Ann D. Jordan | For | For | Management |
1.7 | Elect Director Arnold G. Langbo | For | For | Management |
1.8 | Elect Director Susan L. Lindquist | For | For | Management |
1.9 | Elect Director Leo F. Mullin | For | For | Management |
1.10 | Elect Director Steven S Reinemund | For | For | Management |
1.11 | Elect Director David Satcher | For | For | Management |
1.12 | Elect Director Henry B. Schacht | For | For | Management |
1.13 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Cease Charitable Contributions | Against | Against | Shareholder |
KELLOGG CO.
Ticker: | K | Security ID: | 487836108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Carson, Sr. | For | For | Management |
1.2 | Elect Director Gordon Gund | For | For | Management |
1.3 | Elect Director Dorothy A. Johnson | For | For | Management |
1.4 | Elect Director Ann Mclaughlin Korologos | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Genetically Modified Organisms (GMO) | Against | Against | Shareholder |
353
KINDER MORGAN, INC.
Ticker: | KMI | Security ID: | 49455P101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles W. Battey | For | Withhold | Management |
1.2 | Elect Director H. A. True, III | For | For | Management |
1.3 | Elect Director Fayez Sarofim | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Prepare a Sustainability Report | Against | Against | Shareholder |
5 | Expense Stock Options | Against | For | Shareholder |
KNIGHT-RIDDER, INC.
Ticker: | KRI | Security ID: | 499040103 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark A. Ernst | For | For | Management |
1.2 | Elect Director K. Foley Feldstein | For | For | Management |
1.3 | Elect Director Thomas P. Gerrity | For | For | Management |
1.4 | Elect Director Gonzalo F. Valdes-Fauli | For | For | Management |
2 | Ratify Auditors | For | For | Management |
LEXMARK INTERNATIONAL, INC.
Ticker: | LXK | Security ID: | 529771107 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank T. Cary | For | For | Management |
1.2 | Elect Director Paul J. Curlander | For | For | Management |
1.3 | Elect Director Martin D. Walker | For | For | Management |
1.4 | Elect Director James F. Hardymon | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
354
LIBERTY MEDIA CORP.
Ticker: | L | Security ID: | 530718105 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert R. Bennett | For | Withhold | Management |
1.2 | Elect Director Paul A. Gould | For | For | Management |
1.3 | Elect Director John C. Malone | For | Withhold | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
M & T BANK CORP.
Ticker: | MTB | Security ID: | 55261F104 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Allyn | For | For | Management |
1.2 | Elect Director Brent D. Baird | For | For | Management |
1.3 | Elect Director Robert J. Bennett | For | For | Management |
1.4 | Elect Director C. Angela Bontempo | For | For | Management |
1.5 | Elect Director Robert T. Brady | For | For | Management |
1.6 | Elect Director Emerson L. Brumback | For | For | Management |
1.7 | Elect Director Michael D. Buckley | For | For | Management |
1.8 | Elect Director Patrick J. Callan | For | For | Management |
1.9 | Elect Director R. Carlos Carballada | For | For | Management |
1.10 | Elect Director T. Jefferson Cunningham III | For | For | Management |
1.11 | Elect Director Donald Devorris | For | For | Management |
1.12 | Elect Director Richard E. Garman | For | Withhold | Management |
1.13 | Elect Director James V. Glynn | For | For | Management |
1.14 | Elect Director Derek C. Hathaway | For | For | Management |
1.15 | Elect Director Daniel R. Hawbaker | For | For | Management |
1.16 | Elect Director Patrick W.E. Hodgson | For | For | Management |
1.17 | Elect Director Gary Kennedy | For | For | Management |
1.18 | Elect Director Richard G. King | For | For | Management |
1.19 | Elect Director Reginald B. Newman, II | For | For | Management |
1.20 | Elect Director Jorge G. Pereira | For | For | Management |
1.21 | Elect Director Michael P. Pinto | For | For | Management |
1.22 | Elect Director Robert E. Sadler, Jr. | For | For | Management |
1.23 | Elect Director Eugene J. Sheehy | For | For | Management |
1.24 | Elect Director Stephen G. Sheetz | For | For | Management |
1.25 | Elect Director Herbert L. Washington | For | For | Management |
1.26 | Elect Director Robert G. Wilmers | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MARSH & MCLENNAN COMPANIES, INC.
Ticker: | MMC | Security ID: | 571748102 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis W. Bernard | For | For | Management |
1.2 | Elect Director Mathis Cabiallavetta | For | For | Management |
1.3 | Elect Director Zachary W. Carter | For | For | Management |
1.4 | Elect Director Robert F. Erburu | For | For | Management |
1.5 | Elect Director Oscar Fanjul | For | For | Management |
1.6 | Elect Director Ray J. Groves | For | For | Management |
2 | Ratify Auditors | For | For | Management |
355
MATTEL, INC.
Ticker: | MAT | Security ID: | 577081102 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eugene P. Beard | For | For | Management |
1.2 | Elect Director Michael J. Dolan | For | For | Management |
1.3 | Elect Director Robert A. Eckert | For | For | Management |
1.4 | Elect Director Tully M. Friedman | For | For | Management |
1.5 | Elect Director Ronald M. Loeb | For | For | Management |
1.6 | Elect Director Andrea L. Rich | For | For | Management |
1.7 | Elect Director Ronald L. Sargent | For | For | Management |
1.8 | Elect Director Christopher A. Sinclair | For | For | Management |
1.9 | Elect Director G. Craig Sullivan | For | For | Management |
1.10 | Elect Director John L. Vogelstein | For | For | Management |
1.11 | Elect Director Kathy Brittain White | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Awards to Executives | Against | Against | Shareholder |
4 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
MGIC INVESTMENT CORP.
Ticker: | MTG | Security ID: | 552848103 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James A. Abbott | For | For | Management |
1.2 | Elect Director Thomas M. Hagerty | For | For | Management |
1.3 | Elect Director Michael E. Lehman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
NIKE, INC.
Ticker: | NKE | Security ID: | 654106103 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Annual |
Record Date: | JUL 25, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas E. Clarke as Class A Director | For | For | Management |
1.2 | Elect Director Ralph D. DeNunzio as Class A Director | For | For | Management |
1.3 | Elect Director Richard K. Donahue as Class A Director | For | Withhold | Management |
1.4 | Elect Director Delbert J. Hayes as Class A Director | For | For | Management |
1.5 | Elect Director Douglas G. Houser as Class A Director | For | For | Management |
1.6 | Elect Director Jeanne P. Jackson as Class A Director | For | For | Management |
1.7 | Elect Director Philip H. Knight as Class A Director | For | For | Management |
1.8 | Elect Director Charles W. Robinson as Class A Director | For | For | Management |
1.9 | Elect Director John R. Thompson, Jr. as Class A Director | For | Withhold | Management |
1.10 | Elect Director Jill K. Conway as Class B Director | For | For | Management |
1.11 | Elect Director Alan B. Graf, Jr. as Class B Director | For | For | Management |
1.12 | Elect Director John E. Jaqua as Class B Director | For | For | Management |
1.13 | Elect Director A. Michael Spence as Class B Director | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
356
OUTBACK STEAKHOUSE, INC.
Ticker: | OSI | Security ID: | 689899102 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Brabson, Jr. | For | For | Management |
1.2 | Elect Director Lee Roy Selmon | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Other Business | For | For | Management |
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael S. Brown | For | For | Management |
1.2 | Elect Director M. Anthony Burns | For | For | Management |
1.3 | Elect Director Robert N. Burt | For | For | Management |
1.4 | Elect Director W. Don Cornwell | For | For | Management |
1.5 | Elect Director William H. Gray III | For | For | Management |
1.6 | Elect Director Constance J. Horner | For | For | Management |
1.7 | Elect Director William R. Howell | For | For | Management |
1.8 | Elect Director Stanley O. Ikenberry | For | For | Management |
1.9 | Elect Director George A. Lorch | For | For | Management |
1.10 | Elect Director Henry A. Mckinnell | For | For | Management |
1.11 | Elect Director Dana G. Mead | For | For | Management |
1.12 | Elect Director Franklin D. Raines | For | For | Management |
1.13 | Elect Director Ruth J. Simmons | For | For | Management |
1.14 | Elect Director William C. Steere, Jr. | For | For | Management |
1.15 | Elect Director Jean-Paul Valles | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
5 | Cease Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Political Contributions/Activities | Against | Against | Shareholder |
7 | Establish Term Limits for Directors | Against | Against | Shareholder |
8 | Report on Drug Pricing | Against | Against | Shareholder |
9 | Limit Awards to Executives | Against | Against | Shareholder |
10 | Amend Animal Testing Policy | Against | Against | Shareholder |
357
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Chellgren | For | For | Management |
1.2 | Elect Director Robert Clay | For | For | Management |
1.3 | Elect Director J. Gary Cooper | For | For | Management |
1.4 | Elect Director George Davidson, Jr. | For | For | Management |
1.5 | Elect Director Richard Kelson | For | Withhold | Management |
1.6 | Elect Director Bruce Lindsay | For | For | Management |
1.7 | Elect Director Anthony Massaro | For | For | Management |
1.8 | Elect Director Thomas O’Brien | For | For | Management |
1.9 | Elect Director Jane Pepper | For | For | Management |
1.10 | Elect Director James Rohr | For | For | Management |
1.11 | Elect Director Lorene Steffes | For | For | Management |
1.12 | Elect Director Dennis Strigl | For | For | Management |
1.13 | Elect Director Stephen Thieke | For | For | Management |
1.14 | Elect Director Thomas Usher | For | For | Management |
1.15 | Elect Director Milton Washington | For | For | Management |
1.16 | Elect Director Helge Wehmeier | For | For | Management |
PPG INDUSTRIES, INC.
Ticker: | PPG | Security ID: | 693506107 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James G. Berges | For | For | Management |
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management |
1.3 | Elect Director Victoria F. Haynes | For | For | Management |
1.4 | Elect Director Allen J. Krowe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PPL CORP.
Ticker: | PPL | Security ID: | 69351T106 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Hecht | For | For | Management |
1.2 | Elect Director Stuart Heydt | For | For | Management |
1.3 | Elect Director W. Keith Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
358
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: | PFG | Security ID: | 74251V102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David J. Drury | For | For | Management |
1.2 | Elect Director C. Daniel Gelatt | For | For | Management |
1.3 | Elect Director Sandra L. Helton | For | For | Management |
1.4 | Elect Director Federico F. Pena | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
PRUDENTIAL FINANCIAL INC
Ticker: | PRU | Security ID: | 744320102 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur F. Ryan | For | For | Management |
1.2 | Elect Director Gaston Caperton | For | For | Management |
1.3 | Elect Director Gilbert F. Casellas | For | For | Management |
1.4 | Elect Director Karl J. Krapek | For | For | Management |
1.5 | Elect Director Ida F.S. Schmertz | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Cease Charitable Contributions | Against | Against | Shareholder |
4 | Declassify the Board of Directors | Against | For | Shareholder |
PUBLIC STORAGE, INC.
Ticker: | PSA | Security ID: | 74460D109 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director B. Wayne Hughes | For | For | Management |
1.2 | Elect Director Ronald L. Havner, Jr. | For | For | Management |
1.3 | Elect Director Harvey Lenkin | For | For | Management |
1.4 | Elect Director Robert J. Abernethy | For | For | Management |
1.5 | Elect Director Dann V. Angeloff | For | For | Management |
1.6 | Elect Director William C. Baker | For | For | Management |
1.7 | Elect Director John T. Evans | For | For | Management |
1.8 | Elect Director Uri P. Harkham | For | For | Management |
1.9 | Elect Director B. Wayne Hughes, Jr. | For | Withhold | Management |
1.10 | Elect Director Daniel C. Staton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
359
QUALCOMM INC.
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Adelia A. Coffman | For | Withhold | Management |
1.2 | Elect Director Raymond V. Dittamore | For | For | Management |
1.3 | Elect Director Irwin Mark Jacobs | For | For | Management |
1.4 | Elect Director Richard Sulpizio | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
SAFECO CORP.
Ticker: | SAFC | Security ID: | 786429100 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert S. Cline | For | For | Management |
1.2 | Elect Director G. Thompson Hutton | For | For | Management |
1.3 | Elect Director William W. Krippaehne, Jr. | For | For | Management |
1.4 | Elect Director Michael S. McGavick | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Barnes | For | For | Management |
1.2 | Elect Director James A. Henderson | For | For | Management |
1.3 | Elect Director John B. McCoy | For | For | Management |
1.4 | Elect Director S. Donley Ritchey | For | For | Management |
1.5 | Elect Director Joyce M. Roche | For | For | Management |
1.6 | Elect Director Patricia P. Upton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Bylaws | For | For | Management |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Change Size of Board of Directors | Against | For | Shareholder |
360
SHERWIN-WILLIAMS CO., THE
Ticker: | SHW | Security ID: | 824348106 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James C. Boland | For | Did Not Vote | Management |
1.2 | Elect Director John G. Breen | For | Did Not Vote | Management |
1.3 | Elect Director Duane E. Collins | For | Did Not Vote | Management |
1.4 | Elect Director Christopher M. Connor | For | Did Not Vote | Management |
1.5 | Elect Director Daniel E. Evans | For | Did Not Vote | Management |
1.6 | Elect Director Susan J. Kropf | For | Did Not Vote | Management |
1.7 | Elect Director Robert W. Mahoney | For | Did Not Vote | Management |
1.8 | Elect Director Gary E. McCullough | For | Did Not Vote | Management |
1.9 | Elect Director A. Malachi Mixon, III | For | Did Not Vote | Management |
1.10 | Elect Director Curtis E. Moll | For | Did Not Vote | Management |
1.11 | Elect Director Joseph M. Scaminace | For | Did Not Vote | Management |
1.12 | Elect Director Richard K. Smucker | For | Did Not Vote | Management |
2 | Amend Bylaws | For | Did Not Vote | Management |
3 | Amend Bylaws | For | Did Not Vote | Management |
4 | Amend Nomination Procedures for the Board | For | Did Not Vote | Management |
5 | Ratify Auditors | For | Did Not Vote | Management |
SOUTHTRUST CORP.
Ticker: | SOTR | Security ID: | 844730101 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carl F. Bailey | For | For | Management |
1.2 | Elect Director John M. Bradford | For | For | Management |
1.3 | Elect Director William C. Hulsey | For | For | Management |
1.4 | Elect Director Wallace D. Malone, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
361
SUNTRUST BANKS, INC.
Ticker: | STI | Security ID: | 867914103 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J. Hicks Lanier | For | For | Management |
1.2 | Elect Director Larry L. Prince | For | For | Management |
1.3 | Elect Director Frank S. Royal, M.D. | For | For | Management |
1.4 | Elect Director Robert M. Beall, II | For | For | Management |
1.5 | Elect Director Jeffrey C. Crowe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 |
Meeting Date: | APR 8, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward C. Bernard | For | For | Management |
1.2 | Elect Director James T. Brady | For | For | Management |
1.3 | Elect Director D. William J. Garrett | For | For | Management |
1.4 | Elect Director Donald B. Hebb, Jr. | For | For | Management |
1.5 | Elect Director James A.C. Kennedy | For | For | Management |
1.6 | Elect Director James S. Riepe | For | For | Management |
1.7 | Elect Director George A. Roche | For | For | Management |
1.8 | Elect Director Brian C. Rogers | For | For | Management |
1.9 | Elect Director Dr. Alfred Sommer | For | For | Management |
1.10 | Elect Director Dwight S. Taylor | For | For | Management |
1.11 | Elect Director Anne Marie Whittemore | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Other Business | For | For | Management |
TCF FINANCIAL CORP.
Ticker: | TCB | Security ID: | 872275102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Luella G. Goldberg | For | For | Management |
1.2 | Elect Director George G. Johnson | For | For | Management |
1.3 | Elect Director Lynn A. Nagorske | For | For | Management |
1.4 | Elect Director Ralph Strangis | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
362
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Stephen M. Case | For | For | Management |
1.4 | Elect Director Frank J. Caufield | For | For | Management |
1.5 | Elect Director Robert C. Clark | For | For | Management |
1.6 | Elect Director Miles R. Gilburne | For | For | Management |
1.7 | Elect Director Carla A. Hills | For | For | Management |
1.8 | Elect Director Reuben Mark | For | For | Management |
1.9 | Elect Director Michael A. Miles | For | For | Management |
1.10 | Elect Director Kenneth J. Novack | For | For | Management |
1.11 | Elect Director Richard D. Parsons | For | For | Management |
1.12 | Elect Director R. E. Turner | For | For | Management |
1.13 | Elect Director Francis T. Vincent, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt China Principles | Against | Against | Shareholder |
4 | Report on Pay Disparity | Against | Against | Shareholder |
TJX COMPANIES, INC., THE
Ticker: | TJX | Security ID: | 872540109 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gary L. Crittenden | For | For | Management |
1.2 | Elect Director Edmond J. English | For | For | Management |
1.3 | Elect Director Richard G. Lesser | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Implement ILO Based Code of Conduct | Against | Against | Shareholder |
4 | Report on Vendor Standards | Against | Against | Shareholder |
5 | Declassify the Board of Directors | Against | For | Shareholder |
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: | TVCR | Security ID: | 89420G109 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | Special |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
TYCO INTERNATIONAL LTD.
Ticker: | TYC | Security ID: | 902124106 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis C. Blair | For | For | Management |
1.2 | Elect Director Edward D. Breen | For | For | Management |
1.3 | Elect Director George W. Buckley | For | For | Management |
1.4 | Elect Director Brian Duperreault | For | For | Management |
1.5 | Elect Director Bruce S. Gordon | For | For | Management |
1.6 | Elect Director John A. Krol | For | For | Management |
1.7 | Elect Director Mackey J. Mcdonald | For | For | Management |
1.8 | Elect Director H. Carl Mccall | For | For | Management |
1.9 | Elect Director Brendan R. O’Neill | For | For | Management |
1.10 | Elect Director Sandra S. Wijnberg | For | For | Management |
1.11 | Elect Director Jerome B. York | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. | For | For | Management |
4 | APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. | For | For | Management |
5 | SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. | For | For | Shareholder |
6 | SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. | Against | Against | Shareholder |
7 | SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE COMPENSATION. | Against | Against | Shareholder |
363
U.S. BANCORP
Ticker: | USB | Security ID: | 902973304 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Victoria Buyniski Gluckman | For | Withhold | Management |
1.2 | Elect Director Arthur D. Collins, Jr. | For | For | Management |
1.3 | Elect Director Jerry W. Levin | For | For | Management |
1.4 | Elect Director Thomas E. Petry | For | For | Management |
1.5 | Elect Director Richard G. Reiten | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
5 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | Shareholder |
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Betsy J. Bernard | For | For | Management |
1.2 | Elect Director George David | For | For | Management |
1.3 | Elect Director Jean-Pierre Garnier | For | For | Management |
1.4 | Elect Director Jamie S. Gorelick | For | For | Management |
1.5 | Elect Director Charles R. Lee | For | For | Management |
1.6 | Elect Director Richard D. McCormick | For | For | Management |
1.7 | Elect Director Harold McGraw III | For | For | Management |
1.8 | Elect Director Frank P. Popoff | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Andre Villeneuve | For | For | Management |
1.11 | Elect Director H. A. Wagner | For | For | Management |
1.12 | Elect Director Christine Todd Whitman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Disclosure of Executive Compensation | Against | Against | Shareholder |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Performance-Based/Indexed Options | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
364
VERIZON COMMUNICATIONS
Ticker: | VZ | Security ID: | 92343V104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Barker | For | For | Management |
1.2 | Elect Director Richard L. Carrion | For | For | Management |
1.3 | Elect Director Robert W. Lane | For | For | Management |
1.4 | Elect Director Sandra O. Moose | For | For | Management |
1.5 | Elect Director Joseph Neubauer | For | For | Management |
1.6 | Elect Director Thomas H. O’Brien | For | For | Management |
1.7 | Elect Director Hugh B. Price | For | For | Management |
1.8 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.9 | Elect Director Walter V. Shipley | For | For | Management |
1.10 | Elect Director John R. Stafford | For | For | Management |
1.11 | Elect Director Robert D. Storey | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Restore or Provide for Cumulative Voting | Against | For | Shareholder |
4 | Require Majority of Independent Directors on Board | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions | Against | For | Shareholder |
6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | Against | Shareholder |
7 | Submit Executive Compensation to Vote | Against | For | Shareholder |
8 | Prohibit Awards to Executives | Against | Against | Shareholder |
9 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
10 | Report on Political Contributions/Activities | Against | Against | Shareholder |
11 | Cease Charitable Contributions | Against | Against | Shareholder |
VF CORP.
Ticker: | VFC | Security ID: | 918204108 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward E. Crutchfield | For | Withhold | Management |
1.2 | Elect Director George Fellows | For | Withhold | Management |
1.3 | Elect Director Daniel R. Hesse | For | Withhold | Management |
1.4 | Elect Director Clarence Otis, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | For | Shareholder |
5 | Adopt ILO Based Code of Conduct | Against | Against | Shareholder |
365
VULCAN MATERIALS CO.
Ticker: | VMC | Security ID: | 929160109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Orin R. Smith | For | For | Management |
1.2 | Elect Director Douglas J. McGregor | For | For | Management |
1.3 | Elect Director Donald B. Rice | For | For | Management |
1.4 | Elect Director Vincent J. Trosino | For | For | Management |
2 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
WACHOVIA CORP.
Ticker: | WB | Security ID: | 929903102 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James S. Balloun | For | For | Management |
1.2 | Elect Director John T. Casteen, III | For | For | Management |
1.3 | Elect Director Joseph Neubauer | For | For | Management |
1.4 | Elect Director Lanty L. Smith | For | For | Management |
1.5 | Elect Director Dona Davis Young | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require Two Candidates for Each Board Seat | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions | Against | For | Shareholder |
WASHINGTON MUTUAL, INC
Ticker: | WM | Security ID: | 939322103 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anne V. Farrell | For | For | Management |
1.2 | Elect Director Stephen E. Frank | For | For | Management |
1.3 | Elect Director Margaret Osmer Mcquade | For | For | Management |
1.4 | Elect Director William D. Schulte | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
366
WASHINGTON POST CO., THE
Ticker: | WPO | Security ID: | 939640108 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John L. Dotson, Jr. | For | For | Management |
1.2 | Elect Director Ronald L. Olson | For | For | Management |
1.3 | Elect Director Alice M. Rivlin | For | For | Management |
2 | Other Business | For | For | Management |
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pastora San Juan Cafferty | For | For | Management |
1.2 | Elect Director Frank M. Clark, Jr. | For | For | Management |
1.3 | Elect Director Robert S. Miller | For | For | Management |
1.4 | Elect Director A. Maurice Myers | For | For | Management |
1.5 | Elect Director John C. Pope | For | For | Management |
1.6 | Elect Director W. Robert Reum | For | For | Management |
1.7 | Elect Director Steven G. Rothmeier | For | For | Management |
1.8 | Elect Director David P. Steiner | For | For | Management |
1.9 | Elect Director Carl W. Vogt | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
WELLPOINT HEALTH NETWORKS INC.
Ticker: | WLP | Security ID: | 94973H108 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.A. Blanchard III | For | For | Management |
1.2 | Elect Director Susan E. Engel | For | For | Management |
1.3 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
1.4 | Elect Director Robert L. Joss | For | For | Management |
1.5 | Elect Director Reatha Clark King | For | For | Management |
1.6 | Elect Director Richard M. Kovacevich | For | For | Management |
1.7 | Elect Director Richard D. McCormick | For | For | Management |
1.8 | Elect Director Cynthia H. Milligan | For | For | Management |
1.9 | Elect Director Philip J. Quigley | For | For | Management |
1.10 | Elect Director Donald B. Rice | For | Withhold | Management |
1.11 | Elect Director Judith M. Runstad | For | Withhold | Management |
1.12 | Elect Director Stephen W. Sanger | For | For | Management |
1.13 | Elect Director Susan G. Swenson | For | For | Management |
1.14 | Elect Director Michael W. Wright | For | Withhold | Management |
2 | Approve Retirement Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Link Executive Compensation to Social Issues | Against | Against | Shareholder |
7 | Report on Political Contributions/Activities | Against | Against | Shareholder |
367
WILLIS GROUP HOLDINGS LTD
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Bradley | For | For | Management |
1.2 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.3 | Elect Director James R. Fisher | For | For | Management |
1.4 | Elect Director Perry Golkin | For | For | Management |
1.5 | Elect Director Paul M. Hazen | For | For | Management |
1.6 | Elect Director Wendy E. Lane | For | For | Management |
1.7 | Elect Director James F. Mccann | For | For | Management |
1.8 | Elect Director Scott C. Nuttall | For | For | Management |
1.9 | Elect Director Joseph J. Plumeri | For | For | Management |
1.10 | Elect Director Douglas B. Roberts | For | For | Management |
2 | Ratify Auditors | For | For | Management |
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clifford L. Alexander, Jr. | For | For | Management |
1.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
1.3 | Elect Director Richard L. Carrion | For | For | Management |
1.4 | Elect Director Robert Essner | For | For | Management |
1.5 | Elect Director John D. Feerick | For | For | Management |
1.6 | Elect Director Robert Langer | For | For | Management |
1.7 | Elect Director John P. Mascotte | For | For | Management |
1.8 | Elect Director Mary Lake Polan | For | For | Management |
1.9 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director John R. Torell III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Drug Pricing | Against | Against | Shareholder |
4 | Amend Animal Testing Policy | Against | Against | Shareholder |
368
SELECT GROWTH & INCOME FUND
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alain J.P. Belda | For | For | Management |
1.2 | Elect Director Carlos Ghosn | For | For | Management |
1.3 | Elect Director Henry B. Schacht | For | For | Management |
1.4 | Elect Director Franklin A. Thomas | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Report on Pay Disparity | Against | Against | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
ALLTEL CORP.
Ticker: | AT | Security ID: | 020039103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Scott T. Ford | For | For | Management |
1.2 | Elect Director Lawrence L. Gellerstedt, III | For | For | Management |
1.3 | Elect Director Emon A. Mahony, Jr. | For | For | Management |
1.4 | Elect Director Ronald Townsend | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Ammend EEO - Sexual Orientation | Against | For | Shareholder |
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Elizabeth E. Bailey | For | For | Management |
1.2 | Elect Director Mathis Cabiallavetta | For | For | Management |
1.3 | Elect Director Louis C. Camilleri | For | For | Management |
1.4 | Elect Director J. Dudley Fishburn | For | For | Management |
1.5 | Elect Director Robert E. R. Huntley | For | For | Management |
1.6 | Elect Director Thomas W. Jones | For | For | Management |
1.7 | Elect Director Lucio A. Noto | For | For | Management |
1.8 | Elect Director John S. Reed | For | For | Management |
1.9 | Elect Director Carlos Slim Helu | For | For | Management |
1.10 | Elect Director Stephen M. Wolf | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Product Warnings for Pregnant Women | Against | Against | Shareholder |
4 | Report on Health Risks Associated with Cigarette Filters | Against | Against | Shareholder |
5 | Political Contributions/Activities | Against | Against | Shareholder |
6 | Cease Use of Light and Ultra Light in Cigarette Marketing | Against | Against | Shareholder |
7 | Place Canadian Style Warnings on Cigarette Packaging | Against | Against | Shareholder |
8 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
369
AMERICAN EXPRESS CO.
Ticker: | AXP | Security ID: | 025816109 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel F. Akerson | For | For | Management |
1.2 | Elect Director Charlene Barshefsky | For | For | Management |
1.3 | Elect Director William G. Bowen | For | For | Management |
1.4 | Elect Director Ursula M. Burns | For | For | Management |
1.5 | Elect Director Kenneth I. Chenault | For | For | Management |
1.6 | Elect Director Peter R. Dolan | For | For | Management |
1.7 | Elect Director Vernon E. Jordan, Jr. | For | For | Management |
1.8 | Elect Director Jan Leschly | For | For | Management |
1.9 | Elect Director Richard A. McGinn | For | For | Management |
1.10 | Elect Director Edward D. Miller | For | For | Management |
1.11 | Elect Director Frank P. Popoff | For | For | Management |
1.12 | Elect Director Robert D. Walter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establish Term Limits for Directors | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M. Bernard Aidinoff | For | For | Management |
1.2 | Elect Director Pei-Yuan Chia | For | For | Management |
1.3 | Elect Director Marshall A. Cohen | For | For | Management |
1.4 | Elect Director Willaim S. Cohen | For | For | Management |
1.5 | Elect Director Martin S. Feldstein | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director Maurice R. Greenberg | For | For | Management |
1.8 | Elect Director Carla A. Hills | For | For | Management |
1.9 | Elect Director Frank J. Hoenemeyer | For | For | Management |
1.10 | Elect Director Richard C. Holbrooke | For | For | Management |
1.11 | Elect Director Donald P. Kanak | For | For | Management |
1.12 | Elect Director Howard I. Smith | For | For | Management |
1.13 | Elect Director Martin J. Sullivan | For | For | Management |
1.14 | Elect Director Edmund S.W. Tse | For | For | Management |
1.15 | Elect Director Frank G. Zarb | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Divest from Tobacco Equities | Against | Against | Shareholder |
7 | Link Executive Compensation to Predatory Lending | Against | Against | Shareholder |
370
AMERISOURCEBERGEN CORP
Ticker: | ABC | Security ID: | 03073E105 |
Meeting Date: | MAR 5, 2004 | Meeting Type: | Annual |
Record Date: | JAN 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward E. Hagenlocker | For | For | Management |
1.2 | Elect Director Kurt J. Hilzinger | For | For | Management |
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: | BUD | Security ID: | 035229103 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director August A. Busch III | For | For | Management |
1.2 | Elect Director Carlos Fernandez G. | For | For | Management |
1.3 | Elect Director James R. Jones | For | For | Management |
1.4 | Elect Director Andrew C. Taylor | For | For | Management |
1.5 | Elect Director Douglas A. Warner III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
AUTOMATIC DATA PROCESSING, INC.
Ticker: | ADP | Security ID: | 053015103 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory D. Brenneman | For | For | Management |
1.2 | Elect Director Leslie A. Brun | For | For | Management |
1.3 | Elect Director Gary C. Butler | For | For | Management |
1.4 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.5 | Elect Director Leon G. Cooperman | For | For | Management |
1.6 | Elect Director Ann Dibble Jordan | For | For | Management |
1.7 | Elect Director Harvey M. Krueger | For | For | Management |
1.8 | Elect Director Frederic V. Malek | For | For | Management |
1.9 | Elect Director Henry Taub | For | For | Management |
1.10 | Elect Director Arthur F. Weinbach | For | For | Management |
1.11 | Elect Director Josh S. Weston | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Approve Outside Director Stock Awards in Lieu of Cash | For | For | Management |
5 | Ratify Auditors | For | For | Management |
371
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 |
Meeting Date: | DEC 11, 2003 | Meeting Type: | Annual |
Record Date: | OCT 14, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles M. Elson | For | For | Management |
1.2 | Elect Director Marsha J. Evans | For | For | Management |
1.3 | Elect Director Earl G. Graves, Jr. | For | For | Management |
1.4 | Elect Director N. Gerry House | For | For | Management |
1.5 | Elect Director J.R. Hyde, III | For | For | Management |
1.6 | Elect Director Edward S. Lampert | For | For | Management |
1.7 | Elect Director W. Andrew McKenna | For | For | Management |
1.8 | Elect Director Steve Odland | For | For | Management |
1.9 | Elect Director James J. Postl | For | For | Management |
2 | Ratify Auditors | For | For | Management |
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Adjourn Meeting | For | For | Management |
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Barnet, III | For | For | Management |
1.2 | Elect Director Charles W. Coker | For | For | Management |
1.3 | Elect Director John T. Collins | For | For | Management |
1.4 | Elect Director Gary L. Countryman | For | For | Management |
1.5 | Elect Director Paul Fulton | For | For | Management |
1.6 | Elect Director Charles K. Gifford | For | For | Management |
1.7 | Elect Director Donald E. Guinn | For | For | Management |
1.8 | Elect Director James H. Hance, Jr. | For | For | Management |
1.9 | Elect Director Kenneth D. Lewis | For | For | Management |
1.10 | Elect Director Walter E. Massey | For | For | Management |
1.11 | Elect Director Thomas J. May | For | For | Management |
1.12 | Elect Director C. Steven McMillan | For | For | Management |
1.13 | Elect Director Eugene M. McQuade | For | For | Management |
1.14 | Elect Director Patricia E. Mitchell | For | For | Management |
1.15 | Elect Director Edward L. Romero | For | For | Management |
1.16 | Elect Director Thomas M. Ryan | For | For | Management |
1.17 | Elect Director O. Temple Sloan, Jr. | For | For | Management |
1.18 | Elect Director Meredith R. Spangler | For | For | Management |
1.19 | Elect Director Jackie M. Ward | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Change Date of Annual Meeting | Against | Against | Shareholder |
4 | Adopt Nomination Procedures for the Board | Against | Against | Shareholder |
5 | Charitable Contributions | Against | Against | Shareholder |
6 | Establish Independent Committee to Review Mutual Fund Policy | Against | Against | Shareholder |
7 | Adopt Standards Regarding Privacy and Information Security | Against | Against | Shareholder |
372
BANK OF NEW YORK CO., INC., THE
Ticker: | BK | Security ID: | 064057102 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank J. Biondi, Jr. | For | For | Management |
1.2 | Elect Director Nicholas M. Donofrio | For | For | Management |
1.3 | Elect Director Alan R. Griffith | For | For | Management |
1.4 | Elect Director Gerald L. Hassell | For | For | Management |
1.5 | Elect Director Richard J. Kogan | For | For | Management |
1.6 | Elect Director Michael J. Kowalski | For | For | Management |
1.7 | Elect Director John A. Luke, Jr. | For | For | Management |
1.8 | Elect Director John C. Malone | For | For | Management |
1.9 | Elect Director Paul Myners, CBE | For | For | Management |
1.10 | Elect Director Robert C. Pozen | For | For | Management |
1.11 | Elect Director Catherine A. Rein | For | For | Management |
1.12 | Elect Director Thomas A. Renyi | For | For | Management |
1.13 | Elect Director William C. Richardson | For | For | Management |
1.14 | Elect Director Brian L. Roberts | For | For | Management |
1.15 | Elect Director Samuel C. Scott III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Report on Political Contributions | Against | Against | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Limit Composition of Committee to Independent Directors | Against | Against | Shareholder |
7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
BB&T CORPORATION
Ticker: | BBT | Security ID: | 054937107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles | For | For | Management |
2 | Amend Bylaws | For | Against | Management |
3.1 | Elect Director John A. Allison Iv | For | For | Management |
3.2 | Elect Director Ronald E. Deal | For | Withhold | Management |
3.3 | Elect Director Tom D. Efird | For | For | Management |
3.4 | Elect Director Albert O. Mccauley | For | For | Management |
3.5 | Elect Director Barry J. Fitzpatrick | For | For | Management |
3.6 | Elect Director J. Holmes Morrison | For | For | Management |
3.7 | Elect Director Jennifer S. Banner | For | For | Management |
3.8 | Elect Director Albert F. Zettlemoyer | For | Withhold | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Review Executive Compensation Policy | Against | For | Shareholder |
373
BROOKFIELD PROPERTIES CORP.
Ticker: | BPO. | Security ID: | 112900105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Gordon E. Arnell as a Director | For | For | Management |
1.2 | Elect William T. Cahill as a Director | For | For | Management |
1.3 | Elect Richard B. Clark as a Director | For | For | Management |
1.4 | Elect Jack L. Cockwell as a Director | For | Withhold | Management |
1.5 | Elect J. Bruce Flatt as a Director | For | For | Management |
1.6 | Elect Lance Liebman as a Director | For | For | Management |
1.7 | Elect John R. McCaig as a Director | For | For | Management |
1.8 | Elect Paul D. McFarlane as a Director | For | For | Management |
1.9 | Elect Allan S. Olson as a Director | For | For | Management |
1.10 | Elect Sam Pollock as a Director | For | For | Management |
1.11 | Elect William C. Wheaton as a Director | For | For | Management |
1.12 | Elect John E. Zuccotti as a Director | For | Withhold | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
BROWN-FORMAN CORP.
Ticker: | BF.B | Security ID: | 115637209 |
Meeting Date: | JAN 8, 2004 | Meeting Type: | Written Consent |
Record Date: | NOV 28, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | For | Management |
BURLINGTON RESOURCES INC.
Ticker: | BR | Security ID: | 122014103 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barbara T. Alexander | For | For | Management |
1.2 | Elect Director Reuben V. Anderson | For | For | Management |
1.3 | Elect Director Laird I. Grant | For | For | Management |
1.4 | Elect Director Robert J. Harding | For | For | Management |
1.5 | Elect Director John T. LaMacchia | For | For | Management |
1.6 | Elect Director Randy L. Limbacher | For | For | Management |
1.7 | Elect Director James F. McDonald | For | For | Management |
1.8 | Elect Director Kenneth W. Orce | For | Withhold | Management |
1.9 | Elect Director Donald M. Roberts | For | For | Management |
1.10 | Elect Director James A. Runde | For | For | Management |
1.11 | Elect Director John F. Schwarz | For | For | Management |
1.12 | Elect Director Walter Scott, Jr. | For | Withhold | Management |
1.13 | Elect Director Bobby S. Shackouls | For | For | Management |
1.14 | Elect Director Steven J. Shapiro | For | For | Management |
1.15 | Elect Director William E. Wade, Jr. | For | For | Management |
2 | Approve Increase in Common Stock and a Stock Split | For | For | Management |
3 | Ratify Auditors | For | For | Management |
374
CARNIVAL CORP.
Ticker: | CCL | Security ID: | 143658300 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Micky Arison | For | For | Management |
1.2 | Elect Director Amb Richard G. Capen Jr | For | For | Management |
1.3 | Elect Director Robert H. Dickinson | For | For | Management |
1.4 | Elect Director Arnold W. Donald | For | For | Management |
1.5 | Elect Director Pier Luigi Foschi | For | For | Management |
1.6 | Elect Director Howard S. Frank | For | For | Management |
1.7 | Elect Director Baroness Hogg | For | For | Management |
1.8 | Elect Director A. Kirk Lanterman | For | For | Management |
1.9 | Elect Director Modesto A. Maidique | For | For | Management |
1.10 | Elect Director John P. Mcnulty | For | For | Management |
1.11 | Elect Director Peter Ratcliffe | For | For | Management |
1.12 | Elect Director Sir John Parker | For | For | Management |
1.13 | Elect Director Stuart Subotnick | For | For | Management |
1.14 | Elect Director Uzi Zucker | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS. | For | For | Management |
4 | TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL PERIOD ENDED NOVEMBER 30, 2003. | For | For | Management |
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC. | For | For | Management |
6 | TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC. | For | For | Management |
7 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC SHARES. | For | For | Management |
CENTURYTEL, INC.
Ticker: | CTL | Security ID: | 156700106 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William R. Boles, Jr. | For | For | Management |
1.2 | Elect Director W. Bruce Hanks | For | For | Management |
1.3 | Elect Director C.G. Melville, Jr. | For | For | Management |
1.4 | Elect Director Glen F. Post, III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
375
CHEVRONTEXACO CORP.
Ticker: | CVX | Security ID: | 166764100 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Samuel H. Armacost | For | For | Management |
1.2 | Elect Director Robert E. Denham | For | For | Management |
1.3 | Elect Director Robert J. Eaton | For | For | Management |
1.4 | Elect Director Sam Ginn | For | For | Management |
1.5 | Elect Director Carla Anderson Hills | For | For | Management |
1.6 | Elect Director Franklyn G. Jenifer | For | For | Management |
1.7 | Elect Director J. Bennett Johnston | For | For | Management |
1.8 | Elect Director Sam Nunn | For | For | Management |
1.9 | Elect Director David J. O’Reilly | For | For | Management |
1.10 | Elect Director Peter J. Robertson | For | For | Management |
1.11 | Elect Director Charles R. Shoemate | For | For | Management |
1.12 | Elect Director Carl Ware | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt Shareholder Rights Plan (Poison Pill) Policy | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
6 | Report on Political Contributions/Activities | Against | Against | Shareholder |
7 | Require Affirmative Vote of a Majority of the Shares to Elect Directors | Against | Against | Shareholder |
8 | Report on Health and Environmental Initiatives in Ecuador | Against | Against | Shareholder |
9 | Report on Renewable Energy | Against | Against | Shareholder |
CHUBB CORP., THE
Ticker: | CB | Security ID: | 171232101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Zoe Baird | For | For | Management |
1.2 | Elect Director Sheila P. Burke | For | For | Management |
1.3 | Elect Director James I. Cash, Jr. | For | For | Management |
1.4 | Elect Director Joel J. Cohen | For | For | Management |
1.5 | Elect Director James M. Cornelius | For | For | Management |
1.6 | Elect Director John D. Finnegan | For | For | Management |
1.7 | Elect Director David H. Hoag | For | For | Management |
1.8 | Elect Director Klaus J. Mangold | For | For | Management |
1.9 | Elect Director Sir David G. Scholey, CBE | For | For | Management |
1.10 | Elect Director Raymond G. H. Seitz | For | For | Management |
1.11 | Elect Director Lawrence M. Small | For | For | Management |
1.12 | Elect Director Daniel E. Somers | For | For | Management |
1.13 | Elect Director Karen Hastie Williams | For | For | Management |
1.14 | Elect Director James M. Zimmerman | For | For | Management |
1.15 | Elect Director Alfred W. Zollar | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
376
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Michael Armstrong | For | For | Management |
1.2 | Elect Director Alain J.P. Belda | For | For | Management |
1.3 | Elect Director George David | For | For | Management |
1.4 | Elect Director Kenneth T. Derr | For | For | Management |
1.5 | Elect Director John M. Deutch | For | For | Management |
1.6 | Elect Director Roberto Hernandez Ramirez | For | For | Management |
1.7 | Elect Director Ann Dibble Jordan | For | For | Management |
1.8 | Elect Director Dudley C. Mecum | For | For | Management |
1.9 | Elect Director Richard D. Parsons | For | For | Management |
1.10 | Elect Director Andrall E. Pearson | For | For | Management |
1.11 | Elect Director Charles Prince | For | For | Management |
1.12 | Elect Director Robert E. Rubin | For | For | Management |
1.13 | Elect Director Franklin A. Thomas | For | For | Management |
1.14 | Elect Director Sanford I. Weill | For | For | Management |
1.15 | Elect Director Robert B. Willumstad | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Prohibit Awards to Executives | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
CLAYTON HOMES, INC.
Ticker: | CMH | Security ID: | 184190106 |
Meeting Date: | JUL 16, 2003 | Meeting Type: | Special |
Record Date: | JUL 9, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | Against | Management |
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: | CCU | Security ID: | 184502102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan D. Feld | For | Withhold | Management |
1.2 | Elect Director Thomas O. Hicks | For | For | Management |
1.3 | Elect Director Perry J. Lewis | For | For | Management |
1.4 | Elect Director L. Lowry Mays | For | For | Management |
1.5 | Elect Director Mark P. Mays | For | For | Management |
1.6 | Elect Director Randall T. Mays | For | For | Management |
1.7 | Elect Director B.J. Mccombs | For | For | Management |
1.8 | Elect Director Phyllis B. Riggins | For | For | Management |
1.9 | Elect Director Theordore H. Strauss | For | For | Management |
1.10 | Elect Director J.C. Watts | For | For | Management |
1.11 | Elect Director John H. Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
377
COMCAST CORP.
Ticker: | CMCSA | Security ID: | 20030N101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director S. Decker Anstrom | For | For | Management |
1.2 | Elect Director C. Michael Armstrong | For | For | Management |
1.3 | Elect Director Kenneth J. Bacon | For | For | Management |
1.4 | Elect Director Sheldon M. Bonovitz | For | For | Management |
1.5 | Elect Director Julian A. Brodsky | For | For | Management |
1.6 | Elect Director Joseph L. Castle, II | For | For | Management |
1.7 | Elect Director J. Michael Cook | For | For | Management |
1.8 | Elect Director Brian L. Roberts | For | For | Management |
1.9 | Elect Director Ralph J. Roberts | For | For | Management |
1.10 | Elect Director Dr. Judith Rodin | For | For | Management |
1.11 | Elect Director Michael I. Sovern | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Restricted Stock Plan | For | For | Management |
4 | Amend Articles/Bylaws/Charter-Non-Routine | For | For | Management |
5 | Require Two-Thirds Majority of Independent Directors on Board | Against | For | Shareholder |
6 | Political Contributions/Activities | Against | Against | Shareholder |
7 | Nominate Two Directors for every open Directorships | Against | Against | Shareholder |
8 | Limit Executive Compensation | Against | Against | Shareholder |
9 | Adopt a Recapitalization Plan | Against | For | Shareholder |
COMPUTER ASSOCIATES INTERNATIONAL, INC.
Ticker: | CA | Security ID: | 204912109 |
Meeting Date: | AUG 27, 2003 | Meeting Type: | Annual |
Record Date: | JUL 2, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Russell M. Artzt | For | For | Management |
1.2 | Elect Director Kenneth Cron | For | For | Management |
1.3 | Elect Director Alfonse M. D’Amato | For | For | Management |
1.4 | Elect Director Gary J. Fernandes | For | For | Management |
1.5 | Elect Director Sanjay Kumar | For | For | Management |
1.6 | Elect Director Robert E. La Blanc | For | For | Management |
1.7 | Elect Director Jay W. Lorsch | For | For | Management |
1.8 | Elect Director Lewis S. Ranieri | For | For | Management |
1.9 | Elect Director Walter P. Schuetze | For | For | Management |
1.10 | Elect Director Alex Serge Vieux | For | For | Management |
2 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
378
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David L. Boren | For | For | Management |
1.2 | Elect Director James E. Copeland, Jr. | For | For | Management |
1.3 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.4 | Elect Director Ruth R. Harkin | For | For | Management |
1.5 | Elect Director William R. Rhodes | For | For | Management |
1.6 | Elect Director J. Stapleton Roy | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Report on Drilling in the Arctic National Wildlife Refuge | Against | Against | Shareholder |
CONSOLIDATED EDISON, INC.
Ticker: | ED | Security ID: | 209115104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vincent A. Calarco | For | For | Management |
1.2 | Elect Director George Campbell, Jr. | For | For | Management |
1.3 | Elect Director Gordon J. Davis | For | For | Management |
1.4 | Elect Director Michael J. Del Giudice | For | For | Management |
1.5 | Elect Director Joan S. Freilich | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director Sally Hernandez-Pinero | For | For | Management |
1.8 | Elect Director Peter W. Likins | For | For | Management |
1.9 | Elect Director Eugene R. McGrath | For | For | Management |
1.10 | Elect Director Frederic V. Salerno | For | For | Management |
1.11 | Elect Director Stephen R. Volk | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Employee Stock Purchase Plan | For | For | Management |
4 | Increase Disclosure of Executive Compensation | Against | For | Shareholder |
COOPER INDUSTRIES LTD
Ticker: | CBE | Security ID: | G24182100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director S.G. Butler | For | For | Management |
1.2 | Elect Director D.F. Smith | For | For | Management |
1.3 | Elect Director G.B. Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE PLAN. | For | For | Management |
4 | SHAREHOLDER PROPOSAL RELATING TO SOCIAL AND ENVIRONMENTAL ISSUES RELATED TO SUSTAINABILITY. | Against | For | Shareholder |
5 | SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE EQUITY COMPENSATION PLANS. | Against | Against | Shareholder |
379
DEAN FOODS COMPANY
Ticker: | DF | Security ID: | 242370104 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan J. Bernon | For | For | Management |
1.2 | Elect Director Gregg L. Engles | For | For | Management |
1.3 | Elect Director Joseph S. Hardin, Jr. | For | For | Management |
1.4 | Elect Director Ronald Kirk | For | For | Management |
1.5 | Elect Director John S. Llewellyn, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
DEVON ENERGY CORP.
Ticker: | DVN | Security ID: | 25179M103 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas F. Ferguson | For | For | Management |
1.2 | Elect Director Peter J. Fluor | For | For | Management |
1.3 | Elect Director David M. Gavin | For | For | Management |
1.4 | Elect Director Michael E. Gellert | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder |
DOMINION RESOURCES, INC.
Ticker: | D | Security ID: | 25746U109 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Susan B. Allen | For | For | Management |
1.2 | Elect Director Peter W. Brown | For | For | Management |
1.3 | Elect Director Ronald J. Calise | For | For | Management |
1.4 | Elect Director Thos. E. Capps | For | For | Management |
1.5 | Elect Director George A. Davidson, Jr. | For | For | Management |
1.6 | Elect Director John W. Harris | For | For | Management |
1.7 | Elect Director Robert S. Jepson, Jr. | For | For | Management |
1.8 | Elect Director Benjamin J. Lambert, III | For | For | Management |
1.9 | Elect Director Richard L. Leatherwood | For | For | Management |
1.10 | Elect Director Margaret A. McKenna | For | For | Management |
1.11 | Elect Director Kenneth A. Randall | For | For | Management |
1.12 | Elect Director Frank S. Royal | For | For | Management |
1.13 | Elect Director S. Dallas Simmons | For | For | Management |
1.14 | Elect Director Robert H. Spilman | For | For | Management |
1.15 | Elect Director David A. Wollard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
380
DST SYSTEMS, INC.
Ticker: | DST | Security ID: | 233326107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. Edward Allinson | For | Withhold | Management |
1.2 | Elect Director Michael G. Fitt | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
DST SYSTEMS, INC.
Ticker: | DST | Security ID: | 233326107 |
Meeting Date: | NOV 28, 2003 | Meeting Type: | Special |
Record Date: | NOV 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Reorganization Plan | For | For | Management |
E.W. SCRIPPS CO. (THE)
Ticker: | SSP | Security ID: | 811054204 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Galloway | For | For | Management |
1.2 | Elect Director Nicholas B. Paumgarten | For | Withhold | Management |
1.3 | Elect Director Ronald W. Tysoe | For | For | Management |
1.4 | Elect Director Julie A. Wrigley | For | For | Management |
ENERGY EAST CORPORATION
Ticker: | EAS | Security ID: | 29266M109 |
Meeting Date: | JUN 18, 2004 | Meeting Type: | Annual |
Record Date: | APR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard Aurelio | For | For | Management |
1.2 | Elect Director James A. Carrigg | For | For | Management |
1.3 | Elect Director David M. Jagger | For | For | Management |
1.4 | Elect Director Ben E. Lynch | For | For | Management |
2 | Declassify the Board of Directors | For | For | Management |
3 | Eliminate Cumulative Voting | For | For | Management |
4 | Approve Employee Stock Purchase Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
381
EQUIFAX INC.
Ticker: | EFX | Security ID: | 294429105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Copeland, Jr | For | For | Management |
1.2 | Elect Director Lee A. Ault III | For | For | Management |
1.3 | Elect Director John L. Clendenin | For | For | Management |
1.4 | Elect Director A. William Dahlberg | For | For | Management |
1.5 | Elect Director L. Phillip Humann | For | For | Management |
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Boskin | For | For | Management |
1.2 | Elect Director James R. Houghton | For | For | Management |
1.3 | Elect Director William R. Howell | For | For | Management |
1.4 | Elect Director Reatha Clark King | For | For | Management |
1.5 | Elect Director Philip E. Lippincott | For | For | Management |
1.6 | Elect Director Harry J. Longwell | For | For | Management |
1.7 | Elect Director Henry A. McKinnell, Jr. | For | For | Management |
1.8 | Elect Director Marilyn Carlson Nelson | For | For | Management |
1.9 | Elect Director Lee R. Raymond | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director Rex W. Tillerson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
4 | Affirm Political Nonpartisanship | Against | Against | Shareholder |
5 | Report on Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Equatorial Guinea | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
8 | Prohibit Awards to Executives | Against | Against | Shareholder |
9 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
10 | Amend EEO Statement to Include Reference to Sexual Orientation | Against | For | Shareholder |
11 | Report on Climate Change Research | Against | Against | Shareholder |
382
FIRSTENERGY CORPORATION
Ticker: | FE | Security ID: | 337932107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul T. Addison | For | For | Management |
1.2 | Elect Director Ernest J. Novak, Jr. | For | For | Management |
1.3 | Elect Director John M. Pietruski | For | For | Management |
1.4 | Elect Director Catherine A. Rein | For | For | Management |
1.5 | Elect Director Robert C. Savage | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
5 | Approve Deferred Compensation Plan | For | For | Management |
6 | Approve Deferred Compensation Plan | For | For | Management |
7 | Expense Stock Options | Against | For | Shareholder |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
9 | Report on Political Contributions/Activities | Against | Against | Shareholder |
10 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
FLEETBOSTON FINANCIAL CORP.
Ticker: | FLT | Security ID: | 339030108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
FREDDIE MAC
Ticker: | FRE | Security ID: | 313400301 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joan E. Donoghue | For | For | Management |
1.2 | Elect Director Michelle Engler | For | For | Management |
1.3 | Elect Director Richard Karl Goeltz | For | For | Management |
1.4 | Elect Director George D. Gould | For | For | Management |
1.5 | Elect Director Henry Kaufman | For | For | Management |
1.6 | Elect Director John B. Mccoy | For | For | Management |
1.7 | Elect Director Shaun F. O’Malley | For | For | Management |
1.8 | Elect Director Ronald F. Poe | For | For | Management |
1.9 | Elect Director Stephen A. Ross | For | For | Management |
1.10 | Elect Director Donald J. Schuenke | For | For | Management |
1.11 | Elect Director Christina Seix | For | For | Management |
1.12 | Elect Director Richard F. Syron | For | For | Management |
1.13 | Elect Director William J. Turner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
383
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James A. Johnson | For | For | Management |
1.2 | Elect Director Douglas H. McCorkindale | For | For | Management |
1.3 | Elect Director Stephen P. Munn | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
GENERAL DYNAMICS CORP.
Ticker: | GD | Security ID: | 369550108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas D. Chabraja | For | For | Management |
1.2 | Elect Director James S. Crown | For | For | Management |
1.3 | Elect Director Lester Crown | For | For | Management |
1.4 | Elect Director William P. Fricks | For | For | Management |
1.5 | Elect Director Charles H. Goodman | For | For | Management |
1.6 | Elect Director Jay L. Johnson | For | For | Management |
1.7 | Elect Director George A. Joulwan | For | For | Management |
1.8 | Elect Director Paul G. Kaminski | For | For | Management |
1.9 | Elect Director John M. Keane | For | For | Management |
1.10 | Elect Director Lester L. Lyles | For | For | Management |
1.11 | Elect Director Carl E. Mundy, Jr. | For | For | Management |
1.12 | Elect Director Robert Walmsley | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
4 | Report on Foreign Military Sales | Against | Against | Shareholder |
GENERAL MOTORS CORP.
Ticker: | GM | Security ID: | 370442832 |
Meeting Date: | OCT 3, 2003 | Meeting Type: | Written Consent |
Record Date: | AUG 1, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles | For | For | Management |
2 | Amend Articles | For | For | Management |
3 | Approve Hughes Split-Off | For | For | Management |
4 | Approve GM/News Stock Sale | For | For | Management |
5 | Approve News Stock Acquisition | For | For | Management |
6 | Amend Articles | For | For | Management |
384
GENUINE PARTS CO.
Ticker: | GPC | Security ID: | 372460105 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | FEB 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jean Douville | For | For | Management |
1.2 | Elect Director Michael M.E. Johns, M.D. | For | For | Management |
1.3 | Elect Director J. Hicks Lanier | For | For | Management |
1.4 | Elect Director Wendy B. Needham | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
5 | Company-Specific -- Shareholder Miscellaneous | Against | Against | Shareholder |
GOLDEN WEST FINANCIAL CORP.
Ticker: | GDW | Security ID: | 381317106 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Patricia A. King | For | For | Management |
1.2 | Elect Director Marion O. Sandler | For | For | Management |
1.3 | Elect Director Leslie Tang Schilling | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
HEWLETT-PACKARD CO.
Ticker: | HPQ | Security ID: | 428236103 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Annual |
Record Date: | JAN 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director L.T. Babbio, Jr. | For | For | Management |
1.2 | Elect Director P.C. Dunn | For | For | Management |
1.3 | Elect Director C.S. Fiorina | For | For | Management |
1.4 | Elect Director R.A. Hackborn | For | For | Management |
1.5 | Elect Director G.A. Keyworth II | For | For | Management |
1.6 | Elect Director R.E. Knowling, Jr. | For | For | Management |
1.7 | Elect Director S.M. Litvack | For | Withhold | Management |
1.8 | Elect Director R.L. Ryan | For | For | Management |
1.9 | Elect Director L.S. Salhany | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Expense Stock Options | Against | Against | Shareholder |
385
HOME DEPOT, INC. (THE)
Ticker: | HD | Security ID: | 437076102 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory D. Brenneman | For | For | Management |
1.2 | Elect Director Richard H. Brown | For | For | Management |
1.3 | Elect Director John L. Clendenin | For | For | Management |
1.4 | Elect Director Berry R. Cox | For | For | Management |
1.5 | Elect Director Claudio X. Gonzalez | For | Withhold | Management |
1.6 | Elect Director Milledge A. Hart, III | For | For | Management |
1.7 | Elect Director Bonnie G. Hill | For | For | Management |
1.8 | Elect Director Kenneth G. Langone | For | For | Management |
1.9 | Elect Director Robert L. Nardelli | For | For | Management |
1.10 | Elect Director Roger S. Penske | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establish Term Limits for Directors | Against | Against | Shareholder |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder |
5 | Performance- Based/Indexed Options | Against | For | Shareholder |
6 | Adopt ILO Based Code of Conduct | Against | Against | Shareholder |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
8 | Require Affirmative Vote of the Majority of the Shares to Elect Directors | Against | Against | Shareholder |
IMS HEALTH INC.
Ticker: | RX | Security ID: | 449934108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James D. Edwards | For | For | Management |
1.2 | Elect Director David M. Thomas | For | For | Management |
1.3 | Elect Director William C. Van Faasen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | For | Shareholder |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: | IBM | Security ID: | 459200101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Cathleen Black | For | For | Management |
1.2 | Elect Director Kenneth I. Chenault | For | For | Management |
1.3 | Elect Director Carlos Ghosn | For | For | Management |
1.4 | Elect Director Nannerl O. Keohane | For | For | Management |
1.5 | Elect Director Charles F. Knight | For | For | Management |
1.6 | Elect Director Lucio A. Noto | For | For | Management |
1.7 | Elect Director Samuel J. Palmisano | For | For | Management |
1.8 | Elect Director John B. Slaughter | For | For | Management |
1.9 | Elect Director Joan E. Spero | For | For | Management |
1.10 | Elect Director Sidney Taurel | For | For | Management |
1.11 | Elect Director Charles M. Vest | For | For | Management |
1.12 | Elect Director Lorenzo H. Zambrano | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Ratify Auditors for the Company’s Business Consulting Services Unit | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
5 | Provide for Cumulative Voting | Against | For | Shareholder |
6 | Amend Pension and Retirement Medical Insurance Plans | Against | Against | Shareholder |
7 | Submit Executive Compensation to Vote | Against | For | Shareholder |
8 | Expense Stock Options | Against | Against | Shareholder |
9 | Limit Awards to Executives | Against | Against | Shareholder |
10 | China Principles | Against | Against | Shareholder |
11 | Report on Political Contributions/Activities | Against | Against | Shareholder |
12 | Report on Executive Compensation | Against | Against | Shareholder |
386
JANUS CAPITAL GROUP INC.
Ticker: | JNS | Security ID: | 47102X105 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director G. Andrew Cox | For | For | Management |
1.2 | Elect Director James P. Craig, III | For | For | Management |
1.3 | Elect Director Deborah R. Gatzek | For | For | Management |
2 | Ratify Auditors | For | For | Management |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard N. Burrow | For | For | Management |
1.2 | Elect Director Mary S. Coleman | For | For | Management |
1.3 | Elect Director James G. Cullen | For | For | Management |
1.4 | Elect Director Robert J. Darretta | For | For | Management |
1.5 | Elect Director M. Judah Folkman | For | For | Management |
1.6 | Elect Director Ann D. Jordan | For | For | Management |
1.7 | Elect Director Arnold G. Langbo | For | For | Management |
1.8 | Elect Director Susan L. Lindquist | For | For | Management |
1.9 | Elect Director Leo F. Mullin | For | For | Management |
1.10 | Elect Director Steven S Reinemund | For | For | Management |
1.11 | Elect Director David Satcher | For | For | Management |
1.12 | Elect Director Henry B. Schacht | For | For | Management |
1.13 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Cease Charitable Contributions | Against | Against | Shareholder |
387
KELLOGG CO.
Ticker: | K | Security ID: | 487836108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Carson, Sr. | For | For | Management |
1.2 | Elect Director Gordon Gund | For | For | Management |
1.3 | Elect Director Dorothy A. Johnson | For | For | Management |
1.4 | Elect Director Ann Mclaughlin Korologos | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Genetically Modified Organisms (GMO) | Against | Against | Shareholder |
KINDER MORGAN, INC.
Ticker: | KMI | Security ID: | 49455P101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles W. Battey | For | Withhold | Management |
1.2 | Elect Director H. A. True, III | For | For | Management |
1.3 | Elect Director Fayez Sarofim | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Prepare a Sustainability Report | Against | Against | Shareholder |
5 | Expense Stock Options | Against | For | Shareholder |
KNIGHT-RIDDER, INC.
Ticker: | KRI | Security ID: | 499040103 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark A. Ernst | For | For | Management |
1.2 | Elect Director K. Foley Feldstein | For | For | Management |
1.3 | Elect Director Thomas P. Gerrity | For | For | Management |
1.4 | Elect Director Gonzalo F. Valdes-Fauli | For | For | Management |
2 | Ratify Auditors | For | For | Management |
LEXMARK INTERNATIONAL, INC.
Ticker: | LXK | Security ID: | 529771107 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank T. Cary | For | For | Management |
1.2 | Elect Director Paul J. Curlander | For | For | Management |
1.3 | Elect Director Martin D. Walker | For | For | Management |
1.4 | Elect Director James F. Hardymon | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
388
LIBERTY MEDIA CORP.
Ticker: | L | Security ID: | 530718105 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert R. Bennett | For | Withhold | Management |
1.2 | Elect Director Paul A. Gould | For | For | Management |
1.3 | Elect Director John C. Malone | For | Withhold | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
M & T BANK CORP.
Ticker: | MTB | Security ID: | 55261F104 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Allyn | For | For | Management |
1.2 | Elect Director Brent D. Baird | For | For | Management |
1.3 | Elect Director Robert J. Bennett | For | For | Management |
1.4 | Elect Director C. Angela Bontempo | For | For | Management |
1.5 | Elect Director Robert T. Brady | For | For | Management |
1.6 | Elect Director Emerson L. Brumback | For | For | Management |
1.7 | Elect Director Michael D. Buckley | For | For | Management |
1.8 | Elect Director Patrick J. Callan | For | For | Management |
1.9 | Elect Director R. Carlos Carballada | For | For | Management |
1.10 | Elect Director T. Jefferson Cunningham III | For | For | Management |
1.11 | Elect Director Donald Devorris | For | For | Management |
1.12 | Elect Director Richard E. Garman | For | Withhold | Management |
1.13 | Elect Director James V. Glynn | For | For | Management |
1.14 | Elect Director Derek C. Hathaway | For | For | Management |
1.15 | Elect Director Daniel R. Hawbaker | For | For | Management |
1.16 | Elect Director Patrick W.E. Hodgson | For | For | Management |
1.17 | Elect Director Gary Kennedy | For | For | Management |
1.18 | Elect Director Richard G. King | For | For | Management |
1.19 | Elect Director Reginald B. Newman, II | For | For | Management |
1.20 | Elect Director Jorge G. Pereira | For | For | Management |
1.21 | Elect Director Michael P. Pinto | For | For | Management |
1.22 | Elect Director Robert E. Sadler, Jr. | For | For | Management |
1.23 | Elect Director Eugene J. Sheehy | For | For | Management |
1.24 | Elect Director Stephen G. Sheetz | For | For | Management |
1.25 | Elect Director Herbert L. Washington | For | For | Management |
1.26 | Elect Director Robert G. Wilmers | For | For | Management |
2 | Ratify Auditors | For | For | Management |
389
MARSH & MCLENNAN COMPANIES, INC.
Ticker: | MMC | Security ID: | 571748102 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis W. Bernard | For | For | Management |
1.2 | Elect Director Mathis Cabiallavetta | For | For | Management |
1.3 | Elect Director Zachary W. Carter | For | For | Management |
1.4 | Elect Director Robert F. Erburu | For | For | Management |
1.5 | Elect Director Oscar Fanjul | For | For | Management |
1.6 | Elect Director Ray J. Groves | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MATTEL, INC.
Ticker: | MAT | Security ID: | 577081102 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eugene P. Beard | For | For | Management |
1.2 | Elect Director Michael J. Dolan | For | For | Management |
1.3 | Elect Director Robert A. Eckert | For | For | Management |
1.4 | Elect Director Tully M. Friedman | For | For | Management |
1.5 | Elect Director Ronald M. Loeb | For | For | Management |
1.6 | Elect Director Andrea L. Rich | For | For | Management |
1.7 | Elect Director Ronald L. Sargent | For | For | Management |
1.8 | Elect Director Christopher A. Sinclair | For | For | Management |
1.9 | Elect Director G. Craig Sullivan | For | For | Management |
1.10 | Elect Director John L. Vogelstein | For | For | Management |
1.11 | Elect Director Kathy Brittain White | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Awards to Executives | Against | Against | Shareholder |
4 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
MGIC INVESTMENT CORP.
Ticker: | MTG | Security ID: | 552848103 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James A. Abbott | For | For | Management |
1.2 | Elect Director Thomas M. Hagerty | For | For | Management |
1.3 | Elect Director Michael E. Lehman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
390
NIKE, INC.
Ticker: | NKE | Security ID: | 654106103 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Annual |
Record Date: | JUL 25, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas E. Clarke as Class A Director | For | For | Management |
1.2 | Elect Director Ralph D. DeNunzio as Class A Director | For | For | Management |
1.3 | Elect Director Richard K. Donahue as Class A Director | For | Withhold | Management |
1.4 | Elect Director Delbert J. Hayes as Class A Director | For | For | Management |
1.5 | Elect Director Douglas G. Houser as Class A Director | For | For | Management |
1.6 | Elect Director Jeanne P. Jackson as Class A Director | For | For | Management |
1.7 | Elect Director Philip H. Knight as Class A Director | For | For | Management |
1.8 | Elect Director Charles W. Robinson as Class A Director | For | For | Management |
1.9 | Elect Director John R. Thompson, Jr. as Class A Director | For | Withhold | Management |
1.10 | Elect Director Jill K. Conway as Class B Director | For | For | Management |
1.11 | Elect Director Alan B. Graf, Jr. as Class B Director | For | For | Management |
1.12 | Elect Director John E. Jaqua as Class B Director | For | For | Management |
1.13 | Elect Director A. Michael Spence as Class B Director | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
OUTBACK STEAKHOUSE, INC.
Ticker: | OSI | Security ID: | 689899102 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Brabson, Jr. | For | For | Management |
1.2 | Elect Director Lee Roy Selmon | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Other Business | For | For | Management |
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael S. Brown | For | For | Management |
1.2 | Elect Director M. Anthony Burns | For | For | Management |
1.3 | Elect Director Robert N. Burt | For | For | Management |
1.4 | Elect Director W. Don Cornwell | For | For | Management |
1.5 | Elect Director William H. Gray III | For | For | Management |
1.6 | Elect Director Constance J. Horner | For | For | Management |
1.7 | Elect Director William R. Howell | For | For | Management |
1.8 | Elect Director Stanley O. Ikenberry | For | For | Management |
1.9 | Elect Director George A. Lorch | For | For | Management |
1.10 | Elect Director Henry A. Mckinnell | For | For | Management |
1.11 | Elect Director Dana G. Mead | For | For | Management |
1.12 | Elect Director Franklin D. Raines | For | For | Management |
1.13 | Elect Director Ruth J. Simmons | For | For | Management |
1.14 | Elect Director William C. Steere, Jr. | For | For | Management |
1.15 | Elect Director Jean-Paul Valles | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
5 | Cease Political Contributions/Activities | Against | Against | Shareholder |
6 | Report on Political Contributions/Activities | Against | Against | Shareholder |
7 | Establish Term Limits for Directors | Against | Against | Shareholder |
8 | Report on Drug Pricing | Against | Against | Shareholder |
9 | Limit Awards to Executives | Against | Against | Shareholder |
10 | Amend Animal Testing Policy | Against | Against | Shareholder |
391
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Chellgren | For | For | Management |
1.2 | Elect Director Robert Clay | For | For | Management |
1.3 | Elect Director J. Gary Cooper | For | For | Management |
1.4 | Elect Director George Davidson, Jr. | For | For | Management |
1.5 | Elect Director Richard Kelson | For | Withhold | Management |
1.6 | Elect Director Bruce Lindsay | For | For | Management |
1.7 | Elect Director Anthony Massaro | For | For | Management |
1.8 | Elect Director Thomas O’Brien | For | For | Management |
1.9 | Elect Director Jane Pepper | For | For | Management |
1.10 | Elect Director James Rohr | For | For | Management |
1.11 | Elect Director Lorene Steffes | For | For | Management |
1.12 | Elect Director Dennis Strigl | For | For | Management |
1.13 | Elect Director Stephen Thieke | For | For | Management |
1.14 | Elect Director Thomas Usher | For | For | Management |
1.15 | Elect Director Milton Washington | For | For | Management |
1.16 | Elect Director Helge Wehmeier | For | For | Management |
PPG INDUSTRIES, INC.
Ticker: | PPG | Security ID: | 693506107 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James G. Berges | For | For | Management |
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management |
1.3 | Elect Director Victoria F. Haynes | For | For | Management |
1.4 | Elect Director Allen J. Krowe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
392
PPL CORP.
Ticker: | PPL | Security ID: | 69351T106 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Hecht | For | For | Management |
1.2 | Elect Director Stuart Heydt | For | For | Management |
1.3 | Elect Director W. Keith Smith | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: | PFG | Security ID: | 74251V102 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David J. Drury | For | For | Management |
1.2 | Elect Director C. Daniel Gelatt | For | For | Management |
1.3 | Elect Director Sandra L. Helton | For | For | Management |
1.4 | Elect Director Federico F. Pena | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
PRUDENTIAL FINANCIAL INC
Ticker: | PRU | Security ID: | 744320102 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur F. Ryan | For | For | Management |
1.2 | Elect Director Gaston Caperton | For | For | Management |
1.3 | Elect Director Gilbert F. Casellas | For | For | Management |
1.4 | Elect Director Karl J. Krapek | For | For | Management |
1.5 | Elect Director Ida F.S. Schmertz | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Cease Charitable Contributions | Against | Against | Shareholder |
4 | Declassify the Board of Directors | Against | For | Shareholder |
PUBLIC STORAGE, INC.
Ticker: | PSA | Security ID: | 74460D109 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director B. Wayne Hughes | For | For | Management |
1.2 | Elect Director Ronald L. Havner, Jr. | For | For | Management |
1.3 | Elect Director Harvey Lenkin | For | For | Management |
1.4 | Elect Director Robert J. Abernethy | For | For | Management |
1.5 | Elect Director Dann V. Angeloff | For | For | Management |
1.6 | Elect Director William C. Baker | For | For | Management |
1.7 | Elect Director John T. Evans | For | For | Management |
1.8 | Elect Director Uri P. Harkham | For | For | Management |
1.9 | Elect Director B. Wayne Hughes, Jr. | For | Withhold | Management |
1.10 | Elect Director Daniel C. Staton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
393
QUALCOMM INC.
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Adelia A. Coffman | For | Withhold | Management |
1.2 | Elect Director Raymond V. Dittamore | For | For | Management |
1.3 | Elect Director Irwin Mark Jacobs | For | For | Management |
1.4 | Elect Director Richard Sulpizio | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | Against | Shareholder |
SAFECO CORP.
Ticker: | SAFC | Security ID: | 786429100 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert S. Cline | For | For | Management |
1.2 | Elect Director G. Thompson Hutton | For | For | Management |
1.3 | Elect Director William W. Krippaehne, Jr. | For | For | Management |
1.4 | Elect Director Michael S. McGavick | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James E. Barnes | For | For | Management |
1.2 | Elect Director James A. Henderson | For | For | Management |
1.3 | Elect Director John B. McCoy | For | For | Management |
1.4 | Elect Director S. Donley Ritchey | For | For | Management |
1.5 | Elect Director Joyce M. Roche | For | For | Management |
1.6 | Elect Director Patricia P. Upton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Bylaws | For | For | Management |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Change Size of Board of Directors | Against | For | Shareholder |
394
SHERWIN-WILLIAMS CO., THE
Ticker: | SHW | Security ID: | 824348106 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James C. Boland | For | Did Not Vote | Management |
1.2 | Elect Director John G. Breen | For | Did Not Vote | Management |
1.3 | Elect Director Duane E. Collins | For | Did Not Vote | Management |
1.4 | Elect Director Christopher M. Connor | For | Did Not Vote | Management |
1.5 | Elect Director Daniel E. Evans | For | Did Not Vote | Management |
1.6 | Elect Director Susan J. Kropf | For | Did Not Vote | Management |
1.7 | Elect Director Robert W. Mahoney | For | Did Not Vote | Management |
1.8 | Elect Director Gary E. McCullough | For | Did Not Vote | Management |
1.9 | Elect Director A. Malachi Mixon, III | For | Did Not Vote | Management |
1.10 | Elect Director Curtis E. Moll | For | Did Not Vote | Management |
1.11 | Elect Director Joseph M. Scaminace | For | Did Not Vote | Management |
1.12 | Elect Director Richard K. Smucker | For | Did Not Vote | Management |
2 | Amend Bylaws | For | Did Not Vote | Management |
3 | Amend Bylaws | For | Did Not Vote | Management |
4 | Amend Nomination Procedures for the Board | For | Did Not Vote | Management |
5 | Ratify Auditors | For | Did Not Vote | Management |
SOUTHTRUST CORP.
Ticker: | SOTR | Security ID: | 844730101 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carl F. Bailey | For | For | Management |
1.2 | Elect Director John M. Bradford | For | For | Management |
1.3 | Elect Director William C. Hulsey | For | For | Management |
1.4 | Elect Director Wallace D. Malone, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
395
SUNTRUST BANKS, INC.
Ticker: | STI | Security ID: | 867914103 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J. Hicks Lanier | For | For | Management |
1.2 | Elect Director Larry L. Prince | For | For | Management |
1.3 | Elect Director Frank S. Royal, M.D. | For | For | Management |
1.4 | Elect Director Robert M. Beall, II | For | For | Management |
1.5 | Elect Director Jeffrey C. Crowe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 |
Meeting Date: | APR 8, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward C. Bernard | For | For | Management |
1.2 | Elect Director James T. Brady | For | For | Management |
1.3 | Elect Director D. William J. Garrett | For | For | Management |
1.4 | Elect Director Donald B. Hebb, Jr. | For | For | Management |
1.5 | Elect Director James A.C. Kennedy | For | For | Management |
1.6 | Elect Director James S. Riepe | For | For | Management |
1.7 | Elect Director George A. Roche | For | For | Management |
1.8 | Elect Director Brian C. Rogers | For | For | Management |
1.9 | Elect Director Dr. Alfred Sommer | For | For | Management |
1.10 | Elect Director Dwight S. Taylor | For | For | Management |
1.11 | Elect Director Anne Marie Whittemore | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Other Business | For | For | Management |
TCF FINANCIAL CORP.
Ticker: | TCB | Security ID: | 872275102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Luella G. Goldberg | For | For | Management |
1.2 | Elect Director George G. Johnson | For | For | Management |
1.3 | Elect Director Lynn A. Nagorske | For | For | Management |
1.4 | Elect Director Ralph Strangis | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
396
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Stephen M. Case | For | For | Management |
1.4 | Elect Director Frank J. Caufield | For | For | Management |
1.5 | Elect Director Robert C. Clark | For | For | Management |
1.6 | Elect Director Miles R. Gilburne | For | For | Management |
1.7 | Elect Director Carla A. Hills | For | For | Management |
1.8 | Elect Director Reuben Mark | For | For | Management |
1.9 | Elect Director Michael A. Miles | For | For | Management |
1.10 | Elect Director Kenneth J. Novack | For | For | Management |
1.11 | Elect Director Richard D. Parsons | For | For | Management |
1.12 | Elect Director R. E. Turner | For | For | Management |
1.13 | Elect Director Francis T. Vincent, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt China Principles | Against | Against | Shareholder |
4 | Report on Pay Disparity | Against | Against | Shareholder |
TJX COMPANIES, INC., THE
Ticker: | TJX | Security ID: | 872540109 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gary L. Crittenden | For | For | Management |
1.2 | Elect Director Edmond J. English | For | For | Management |
1.3 | Elect Director Richard G. Lesser | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Implement ILO Based Code of Conduct | Against | Against | Shareholder |
4 | Report on Vendor Standards | Against | Against | Shareholder |
5 | Declassify the Board of Directors | Against | For | Shareholder |
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: | TVCR | Security ID: | 89420G109 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | Special |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
397
TYCO INTERNATIONAL LTD.
Ticker: | TYC | Security ID: | 902124106 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis C. Blair | For | For | Management |
1.2 | Elect Director Edward D. Breen | For | For | Management |
1.3 | Elect Director George W. Buckley | For | For | Management |
1.4 | Elect Director Brian Duperreault | For | For | Management |
1.5 | Elect Director Bruce S. Gordon | For | For | Management |
1.6 | Elect Director John A. Krol | For | For | Management |
1.7 | Elect Director Mackey J. Mcdonald | For | For | Management |
1.8 | Elect Director H. Carl Mccall | For | For | Management |
1.9 | Elect Director Brendan R. O’Neill | For | For | Management |
1.10 | Elect Director Sandra S. Wijnberg | For | For | Management |
1.11 | Elect Director Jerome B. York | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. | For | For | Management |
4 | APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. | For | For | Management |
5 | SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. | For | For | Shareholder |
6 | SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. | Against | Against | Shareholder |
7 | SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE COMPENSATION. | Against | Against | Shareholder |
U.S. BANCORP
Ticker: | USB | Security ID: | 902973304 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Victoria Buyniski Gluckman | For | Withhold | Management |
1.2 | Elect Director Arthur D. Collins, Jr. | For | For | Management |
1.3 | Elect Director Jerry W. Levin | For | For | Management |
1.4 | Elect Director Thomas E. Petry | For | For | Management |
1.5 | Elect Director Richard G. Reiten | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Submit Executive Compensation to Vote | Against | Against | Shareholder |
5 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | Shareholder |
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Betsy J. Bernard | For | For | Management |
1.2 | Elect Director George David | For | For | Management |
1.3 | Elect Director Jean-Pierre Garnier | For | For | Management |
1.4 | Elect Director Jamie S. Gorelick | For | For | Management |
1.5 | Elect Director Charles R. Lee | For | For | Management |
1.6 | Elect Director Richard D. McCormick | For | For | Management |
1.7 | Elect Director Harold McGraw III | For | For | Management |
1.8 | Elect Director Frank P. Popoff | For | For | Management |
1.9 | Elect Director H. Patrick Swygert | For | For | Management |
1.10 | Elect Director Andre Villeneuve | For | For | Management |
1.11 | Elect Director H. A. Wagner | For | For | Management |
1.12 | Elect Director Christine Todd Whitman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Disclosure of Executive Compensation | Against | Against | Shareholder |
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder |
5 | Performance-Based/Indexed Options | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
398
VERIZON COMMUNICATIONS
Ticker: | VZ | Security ID: | 92343V104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Barker | For | For | Management |
1.2 | Elect Director Richard L. Carrion | For | For | Management |
1.3 | Elect Director Robert W. Lane | For | For | Management |
1.4 | Elect Director Sandra O. Moose | For | For | Management |
1.5 | Elect Director Joseph Neubauer | For | For | Management |
1.6 | Elect Director Thomas H. O’Brien | For | For | Management |
1.7 | Elect Director Hugh B. Price | For | For | Management |
1.8 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.9 | Elect Director Walter V. Shipley | For | For | Management |
1.10 | Elect Director John R. Stafford | For | For | Management |
1.11 | Elect Director Robert D. Storey | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Restore or Provide for Cumulative Voting | Against | For | Shareholder |
4 | Require Majority of Independent Directors on Board | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions | Against | For | Shareholder |
6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | Against | Shareholder |
7 | Submit Executive Compensation to Vote | Against | For | Shareholder |
8 | Prohibit Awards to Executives | Against | Against | Shareholder |
9 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder |
10 | Report on Political Contributions/Activities | Against | Against | Shareholder |
11 | Cease Charitable Contributions | Against | Against | Shareholder |
VF CORP.
Ticker: | VFC | Security ID: | 918204108 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward E. Crutchfield | For | Withhold | Management |
1.2 | Elect Director George Fellows | For | Withhold | Management |
1.3 | Elect Director Daniel R. Hesse | For | Withhold | Management |
1.4 | Elect Director Clarence Otis, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | For | Shareholder |
5 | Adopt ILO Based Code of Conduct | Against | Against | Shareholder |
399
VULCAN MATERIALS CO.
Ticker: | VMC | Security ID: | 929160109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Orin R. Smith | For | For | Management |
1.2 | Elect Director Douglas J. McGregor | For | For | Management |
1.3 | Elect Director Donald B. Rice | For | For | Management |
1.4 | Elect Director Vincent J. Trosino | For | For | Management |
2 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
WACHOVIA CORP.
Ticker: | WB | Security ID: | 929903102 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James S. Balloun | For | For | Management |
1.2 | Elect Director John T. Casteen, III | For | For | Management |
1.3 | Elect Director Joseph Neubauer | For | For | Management |
1.4 | Elect Director Lanty L. Smith | For | For | Management |
1.5 | Elect Director Dona Davis Young | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require Two Candidates for Each Board Seat | Against | Against | Shareholder |
4 | Report on Political Contributions/Activities | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions | Against | For | Shareholder |
WASHINGTON MUTUAL, INC
Ticker: | WM | Security ID: | 939322103 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anne V. Farrell | For | For | Management |
1.2 | Elect Director Stephen E. Frank | For | For | Management |
1.3 | Elect Director Margaret Osmer Mcquade | For | For | Management |
1.4 | Elect Director William D. Schulte | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
400
WASHINGTON POST CO., THE
Ticker: | WPO | Security ID: | 939640108 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John L. Dotson, Jr. | For | For | Management |
1.2 | Elect Director Ronald L. Olson | For | For | Management |
1.3 | Elect Director Alice M. Rivlin | For | For | Management |
2 | Other Business | For | For | Management |
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pastora San Juan Cafferty | For | For | Management |
1.2 | Elect Director Frank M. Clark, Jr. | For | For | Management |
1.3 | Elect Director Robert S. Miller | For | For | Management |
1.4 | Elect Director A. Maurice Myers | For | For | Management |
1.5 | Elect Director John C. Pope | For | For | Management |
1.6 | Elect Director W. Robert Reum | For | For | Management |
1.7 | Elect Director Steven G. Rothmeier | For | For | Management |
1.8 | Elect Director David P. Steiner | For | For | Management |
1.9 | Elect Director Carl W. Vogt | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
WELLPOINT HEALTH NETWORKS INC.
Ticker: | WLP | Security ID: | 94973H108 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
401
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.A. Blanchard III | For | For | Management |
1.2 | Elect Director Susan E. Engel | For | For | Management |
1.3 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
1.4 | Elect Director Robert L. Joss | For | For | Management |
1.5 | Elect Director Reatha Clark King | For | For | Management |
1.6 | Elect Director Richard M. Kovacevich | For | For | Management |
1.7 | Elect Director Richard D. McCormick | For | For | Management |
1.8 | Elect Director Cynthia H. Milligan | For | For | Management |
1.9 | Elect Director Philip J. Quigley | For | For | Management |
1.10 | Elect Director Donald B. Rice | For | Withhold | Management |
1.11 | Elect Director Judith M. Runstad | For | Withhold | Management |
1.12 | Elect Director Stephen W. Sanger | For | For | Management |
1.13 | Elect Director Susan G. Swenson | For | For | Management |
1.14 | Elect Director Michael W. Wright | For | Withhold | Management |
2 | Approve Retirement Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
4 | Expense Stock Options | Against | For | Shareholder |
5 | Limit Executive Compensation | Against | Against | Shareholder |
6 | Link Executive Compensation to Social Issues | Against | Against | Shareholder |
7 | Report on Political Contributions/Activities | Against | Against | Shareholder |
WILLIS GROUP HOLDINGS LTD
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Bradley | For | For | Management |
1.2 | Elect Director Joseph A. Califano, Jr. | For | For | Management |
1.3 | Elect Director James R. Fisher | For | For | Management |
1.4 | Elect Director Perry Golkin | For | For | Management |
1.5 | Elect Director Paul M. Hazen | For | For | Management |
1.6 | Elect Director Wendy E. Lane | For | For | Management |
1.7 | Elect Director James F. Mccann | For | For | Management |
1.8 | Elect Director Scott C. Nuttall | For | For | Management |
1.9 | Elect Director Joseph J. Plumeri | For | For | Management |
1.10 | Elect Director Douglas B. Roberts | For | For | Management |
2 | Ratify Auditors | For | For | Management |
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Clifford L. Alexander, Jr. | For | For | Management |
1.2 | Elect Director Frank A. Bennack, Jr. | For | For | Management |
1.3 | Elect Director Richard L. Carrion | For | For | Management |
1.4 | Elect Director Robert Essner | For | For | Management |
1.5 | Elect Director John D. Feerick | For | For | Management |
1.6 | Elect Director Robert Langer | For | For | Management |
1.7 | Elect Director John P. Mascotte | For | For | Management |
1.8 | Elect Director Mary Lake Polan | For | For | Management |
1.9 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.10 | Elect Director Walter V. Shipley | For | For | Management |
1.11 | Elect Director John R. Torell III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Drug Pricing | Against | Against | Shareholder |
4 | Amend Animal Testing Policy | Against | Against | Shareholder |
402
SHORT TERM BOND FUND II
There were no proxy voting matters for this Fund.
SMALL CAP EQUITY FUND
ACTUANT CORP
Ticker: | ATU | Security ID: | 00508X203 |
Meeting Date: | JAN 9, 2004 | Meeting Type: | Annual |
Record Date: | NOV 18, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert C. Arzbaecher | For | For | Management |
1.2 | Elect Director Gustav H.P. Boel | For | For | Management |
1.3 | Elect Director Bruce S. Chelberg | For | For | Management |
1.4 | Elect Director H. Richard Crowther | For | Withhold | Management |
1.5 | Elect Director Thomas J. Fischer | For | Withhold | Management |
1.6 | Elect Director William K. Hall | For | Withhold | Management |
1.7 | Elect Director Kathleen J. Hempel | For | Withhold | Management |
1.8 | Elect Director Robert A. Peterson | For | Withhold | Management |
1.9 | Elect Director William P. Sovey | For | Withhold | Management |
2 | Approve Employee Stock Purchase Plan | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
ADVANCED MEDICAL OPTICS INC
Ticker: | AVO | Security ID: | 00763M108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Grant | For | For | Management |
1.2 | Elect Director Christopher Chavez | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
AFFILIATED MANAGERS GROUP, INC.
Ticker: | AMG | Security ID: | 008252108 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William J. Nutt | For | For | Management |
1.2 | Elect Director Sean M. Healey | For | For | Management |
1.3 | Elect Director Richard E. Floor | For | Withhold | Management |
1.4 | Elect Director Stephen J. Lockwood | For | For | Management |
1.5 | Elect Director Harold J. Meyerman | For | For | Management |
1.6 | Elect Director Robert C. Puff, Jr. | For | For | Management |
1.7 | Elect Director Dr. Rita M. Rodriguez | For | For | Management |
403
ALBEMARLE CORP.
Ticker: | ALB | Security ID: | 012653101 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark C. Rohr | For | For | Management |
1.2 | Elect Director Lloyd B. Andrew | For | For | Management |
1.3 | Elect Director Charles E. Stewart | For | For | Management |
1.4 | Elect Director William M. Gottwald | For | For | Management |
1.5 | Elect Director Seymour S. Preston III | For | For | Management |
1.6 | Elect Director John Sherman, Jr. | For | For | Management |
1.7 | Elect Director Floyd D. Gottwald, Jr. | For | For | Management |
1.8 | Elect Director Richard L. Morrill | For | For | Management |
1.9 | Elect Director Anne Marie Whittemore | For | For | Management |
1.10 | Elect Director John D. Gottwald | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: | ARE | Security ID: | 015271109 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerry M. Sudarsky | For | Withhold | Management |
1.2 | Elect Director Joel S. Marcus | For | For | Management |
1.3 | Elect Director James H. Richardson | For | For | Management |
1.4 | Elect Director Richard B. Jennings | For | For | Management |
1.5 | Elect Director Richard H. Klein | For | For | Management |
1.6 | Elect Director Anthony M. Solomon | For | For | Management |
1.7 | Elect Director Alan G. Walton | For | For | Management |
1.8 | Elect Director Richmond A. Wolf | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ALLIANT TECHSYSTEMS INC.
Ticker: | ATK | Security ID: | 018804104 |
Meeting Date: | AUG 5, 2003 | Meeting Type: | Annual |
Record Date: | JUN 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frances D. Cook | For | For | Management |
1.2 | Elect Director Gilbert F. Decker | For | For | Management |
1.3 | Elect Director Jonathan G. Guss | For | For | Management |
1.4 | Elect Director Admiral David E. Jeremiah, USN (Ret.) | For | For | Management |
1.5 | Elect Director Admiral Paul David Miller, USN (Ret.) | For | For | Management |
1.6 | Elect Director Daniel J. Murphy, Jr. | For | For | Management |
1.7 | Elect Director General Robert W. RisCassi, USA (Ret.) | For | For | Management |
1.8 | Elect Director Michael T. Smith | For | For | Management |
1.9 | Elect Director William G. Van Dyke | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Space-Based Weapons | Against | Against | Shareholder |
404
AMERICAN STATES WATER COMPANY
Ticker: | AWR | Security ID: | 029899101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jean E. Auer | For | For | Management |
1.2 | Elect Director N.P. Dodge, Jr. | For | For | Management |
1.3 | Elect Director Robert F. Kathol | For | For | Management |
1.4 | Elect Director Lloyd E. Ross | For | For | Management |
2 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
AMERIGROUP CORP.
Ticker: | AGP | Security ID: | 03073T102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey L. McWaters | For | For | Management |
1.2 | Elect Director Uwe E. Reinhardt, Ph.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
AMETEK, INC.
Ticker: | AME | Security ID: | 031100100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis G. Cole | For | For | Management |
1.2 | Elect Director Charles D. Klein | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
405
ANADIGICS, INC.
Ticker: | ANAD | Security ID: | 032515108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald Rosenzweig | For | For | Management |
1.2 | Elect Director Lewis Solomon | For | For | Management |
1.3 | Elect Director Garry Mcguire | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ANNTAYLOR STORES CORP.
Ticker: | ANN | Security ID: | 036115103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert C. Grayson | For | For | Management |
1.2 | Elect Director Rochelle B. Lazarus | For | For | Management |
1.3 | Elect Director J. Patrick Spainhour | For | For | Management |
1.4 | Elect Director Michael W. Trapp | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
APPLEBEE’S INTERNATIONAL, INC.
Ticker: | APPB | Security ID: | 037899101 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jack P. Helms | For | For | Management |
1.2 | Elect Director Lloyd L. Hill | For | For | Management |
1.3 | Elect Director Burton M. Sack | For | For | Management |
1.4 | Elect Director Michael A. Volkema | For | For | Management |
1.5 | Elect Director Steven K. Lumpkin | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Genetically Modified Organisms | Against | Against | Shareholder |
APTARGROUP, INC.
Ticker: | ATR | Security ID: | 038336103 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alain Chevassus | For | For | Management |
1.2 | Elect Director Stephen J. Hagge | For | For | Management |
1.3 | Elect Director Carl A. Siebel | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
406
AQUA AMERICA, INC.
Ticker: | WTR | Security ID: | 03836W103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard L. Smoot | For | For | Management |
1.2 | Elect Director William P. Hankowsky | For | For | Management |
1.3 | Elect Director John E. Menario | For | For | Management |
2 | Increase Authorized Common Stock | For | Against | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
ARKANSAS BEST CORP.
Ticker: | ABFS | Security ID: | 040790107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert A. Young, III | For | For | Management |
1.2 | Elect Director Frank Edelstein | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ATMOS ENERGY CORP.
Ticker: | ATO | Security ID: | 049560105 |
Meeting Date: | FEB 11, 2004 | Meeting Type: | Annual |
Record Date: | DEC 15, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert W. Best | For | For | Management |
1.2 | Elect Director Thomas J. Garland | For | For | Management |
1.3 | Elect Director Phillip E. Nichol | For | For | Management |
1.4 | Elect Director Charles K. Vaughan | For | For | Management |
AVOCENT CORPORATION
Ticker: | AVCT | Security ID: | 053893103 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. McAleer | For | For | Management |
1.2 | Elect Director David P. Vieau | For | For | Management |
1.3 | Elect Director Doyle C. Weeks | For | For | Management |
2 | Ratify Auditors | For | For | Management |
407
BANTA CORP.
Ticker: | BN | Security ID: | 066821109 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jameson A. Baxter | For | For | Management |
1.2 | Elect Director John F. Bergstrom | For | For | Management |
1.3 | Elect Director Henry T. DeNero | For | For | Management |
1.4 | Elect Director Paul C. Reyelts | For | For | Management |
1.5 | Elect Director Ray C. Richelsen | For | For | Management |
1.6 | Elect Director Stephanie A. Streeter | For | For | Management |
1.7 | Elect Director Michael J. Winkler | For | For | Management |
2 | Ratify Auditors | For | For | Management |
BORG-WARNER, INC.
Ticker: | BWA | Security ID: | 099724106 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jere A. Drummond | For | For | Management |
1.2 | Elect Director Timothy M. Manganello | For | For | Management |
1.3 | Elect Director Ernest J. Novak, Jr. | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Increase Authorized Common Stock | For | Against | Management |
4 | Ratify Auditors | For | For | Management |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: | BPFH | Security ID: | 101119105 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eugene S. Colangelo | For | For | Management |
1.2 | Elect Director Harold A. Fick | For | For | Management |
1.3 | Elect Director Allen L. Sinai | For | For | Management |
1.4 | Elect Director Timothy L. Vaill | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
BOYD GAMING CORP.
Ticker: | BYD | Security ID: | 103304101 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2.1 | Elect Director William S. Boyd | For | Withhold | Management |
2.2 | Elect Director Frederick J. Schwab | For | For | Management |
2.3 | Elect Director Peter M. Thomas | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
408
CACI INTERNATIONAL, INC.
Ticker: | CAI | Security ID: | 127190304 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | SEP 24, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Bayer | For | For | Management |
1.2 | Elect Director Peter A. Derow | For | For | Management |
1.3 | Elect Director Richard L. Leatherwood | For | For | Management |
1.4 | Elect Director Dr. J. Phillip London | For | For | Management |
1.5 | Elect Director Barbara A. McNamara | For | For | Management |
1.6 | Elect Director Arthur L. Money | For | For | Management |
1.7 | Elect Director Dr. Warren R. Phillips | For | For | Management |
1.8 | Elect Director Charles P. Revoile | For | For | Management |
1.9 | Elect Director Richard P. Sullivan | For | For | Management |
1.10 | Elect Director John M. Toups | For | For | Management |
1.11 | Elect Director Larry D. Welch | For | For | Management |
2 | Ratify Auditors | For | For | Management |
CEPHALON, INC.
Ticker: | CEPH | Security ID: | 156708109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | For | For | Management |
1.2 | Elect Director William P. Egan | For | For | Management |
1.3 | Elect Director Robert J. Feeney, Ph.D. | For | For | Management |
1.4 | Elect Director Martyn D. Greenacre | For | Withhold | Management |
1.5 | Elect Director Charles A. Sanders, M.D. | For | For | Management |
1.6 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management |
1.7 | Elect Director Dennis L. Winger | For | For | Management |
1.8 | Elect Director Horst Witzel, Dr.-Ing. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
CHICO’S FAS, INC.
Ticker: | CHS | Security ID: | 168615102 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Helene B. Gralnick | For | Withhold | Management |
1.2 | Elect Director Verna K. Gibson | For | For | Management |
1.3 | Elect Director Betsy S. Atkins | For | For | Management |
1.4 | Elect Director Scott A. Edmonds | For | Withhold | Management |
2 | Change Range for Size of the Board | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
409
CHURCH & DWIGHT CO., INC.
Ticker: | CHD | Security ID: | 171340102 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Beeby | For | For | Management |
1.2 | Elect Director Dwight C. Minton | For | For | Management |
1.3 | Elect Director J. Richard Leaman, Jr. | For | For | Management |
1.4 | Elect Director John O. Whitney | For | For | Management |
2 | Ratify Auditors | For | For | Management |
COMMSCOPE, INC.
Ticker: | CTV | Security ID: | 203372107 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Boyd L. George | For | For | Management |
1.2 | Elect Director George N. Hutton, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
COOPER COMPANIES, INC., THE
Ticker: | COO | Security ID: | 216648402 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. Thomas Bender | For | For | Management |
1.2 | Elect Director Michael H. Kalkstein | For | For | Management |
1.3 | Elect Director Moses Marx | For | For | Management |
1.4 | Elect Director Donald Press | For | For | Management |
1.5 | Elect Director Steven Rosenberg | For | For | Management |
1.6 | Elect Director Allan E Rubenstein M.D. | For | For | Management |
1.7 | Elect Director Robert S. Weiss | For | For | Management |
1.8 | Elect Director Stanley Zinberg, M.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
CURTISS-WRIGHT CORP.
Ticker: | CW | Security ID: | 231561101 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director S. Marce Fuller | For | For | Management |
2 | Ratify Auditors | For | For | Management |
410
CYMER, INC.
Ticker: | CYMI | Security ID: | 232572107 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles J. Abbe | For | Withhold | Management |
1.2 | Elect Director Robert P. Akins | For | Withhold | Management |
1.3 | Elect Director Edward H. Braun | For | Withhold | Management |
1.4 | Elect Director Michael R. Gaulke | For | Withhold | Management |
1.5 | Elect Director William G. Oldham | For | Withhold | Management |
1.6 | Elect Director Peter J. Simone | For | Withhold | Management |
1.7 | Elect Director Young K. Sohn | For | Withhold | Management |
1.8 | Elect Director Jon D. Tompkins | For | Withhold | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | Against | Management |
DATASCOPE CORP.
Ticker: | DSCP | Security ID: | 238113104 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | Annual |
Record Date: | OCT 24, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lawrence Saper | For | For | Management |
1.2 | Elect Director Arno Nash | For | For | Management |
1.3 | Elect Director Robert Klatell | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
DOWNEY FINANCIAL CORP.
Ticker: | DSL | Security ID: | 261018105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brent McQuarrie | For | For | Management |
1.2 | Elect Director James H. Hunter | For | For | Management |
1.3 | Elect Director Marangal I. Domingo | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
EAST WEST BANCORP, INC.
Ticker: | EWBC | Security ID: | 27579R104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Julia Gouw | For | For | Management |
1.2 | Elect Director Peggy Cherng | For | For | Management |
2 | Ratify Auditors | For | For | Management |
411
EDUCATION MANAGEMENT CORP.
Ticker: | EDMC | Security ID: | 28139T101 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | SEP 23, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Atwell | For | For | Management |
1.2 | Elect Director William M. Campbell, III | For | For | Management |
1.3 | Elect Director Friedrich Teroerde | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
EMMIS COMMUNICATIONS CORP.
Ticker: | EMMS | Security ID: | 291525103 |
Meeting Date: | JUN 30, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey H. Smulyan | For | Withhold | Management |
1.2 | Elect Director Walter Z. Berger | For | Withhold | Management |
1.3 | Elect Director Greg A. Nathanson | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
FILENET CORP.
Ticker: | FILE | Security ID: | 316869106 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director L. George Klaus | For | For | Management |
1.2 | Elect Director William P. Lyons | For | For | Management |
1.3 | Elect Director Lee D. Roberts | For | For | Management |
1.4 | Elect Director John C. Savage | For | For | Management |
1.5 | Elect Director Roger S. Siboni | For | For | Management |
1.6 | Elect Director Theodore J. Smith | For | Withhold | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
412
FOSSIL, INC.
Ticker: | FOSL | Security ID: | 349882100 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Tom Kartsotis | For | Withhold | Management |
1.2 | Elect Director Jal S. Shroff | For | Withhold | Management |
1.3 | Elect Director Donald J. Stone | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
GENESCO INC.
Ticker: | GCO | Security ID: | 371532102 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director L.L. Berry | For | For | Management |
1.2 | Elect Director W.F. Blaufuss, Jr. | For | For | Management |
1.3 | Elect Director R.V. Dale | For | For | Management |
1.4 | Elect Director W.L. Davis, Jr. | For | For | Management |
1.5 | Elect Director M.C. Diamond | For | For | Management |
1.6 | Elect Director M.G. Dickens | For | For | Management |
1.7 | Elect Director B.T. Harris | For | For | Management |
1.8 | Elect Director K. Mason | For | For | Management |
1.9 | Elect Director H.N. Pennington | For | For | Management |
1.10 | Elect Director W.A. Williamson, Jr. | For | For | Management |
1.11 | Elect Director W.S. Wire II | For | For | Management |
GEORGIA GULF CORP.
Ticker: | GGC | Security ID: | 373200203 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerry R. Satrum | For | Withhold | Management |
1.2 | Elect Director Edward A. Schmitt | For | For | Management |
1.3 | Elect Director Yoshi Kawashima | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
HAIN CELESTIAL GROUP, INC., THE
Ticker: | HAIN | Security ID: | 405217100 |
Meeting Date: | DEC 4, 2003 | Meeting Type: | Annual |
Record Date: | OCT 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Irwin D. Simon | For | For | Management |
1.2 | Elect Director Beth L. Bronner | For | For | Management |
1.3 | Elect Director Jack Futterman | For | Withhold | Management |
1.4 | Elect Director Daniel R. Glickman | For | For | Management |
1.5 | Elect Director James S. Gold | For | Withhold | Management |
1.6 | Elect Director Marina Hahn | For | Withhold | Management |
1.7 | Elect Director Neil Harrison | For | For | Management |
1.8 | Elect Director Andrew R. Heyer | For | For | Management |
1.9 | Elect Director Joseph Jimenez | For | Withhold | Management |
1.10 | Elect Director Roger Meltzer | For | Withhold | Management |
1.11 | Elect Director Larry S. Zilavy | For | Withhold | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | Against | Management |
4 | Ratify Auditors | For | Against | Management |
413
HANCOCK HOLDING CO.
Ticker: | HBHC | Security ID: | 410120109 |
Meeting Date: | FEB 26, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James B. Estabrook, Jr. | For | For | Management |
1.2 | Elect Director Robert W. Roseberry | For | For | Management |
1.3 | Elect Director Leo W. Seal, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: | HAR | Security ID: | 413086109 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward H. Meyer | For | For | Management |
1.2 | Elect Director Gregory P. Stapleton | For | For | Management |
1.3 | Elect Director Stanley A. Weiss | For | For | Management |
2 | Approve Stock Split | For | For | Management |
HELEN OF TROY LTD.
Ticker: | HELE | Security ID: | G4388N106 |
Meeting Date: | AUG 26, 2003 | Meeting Type: | Annual |
Record Date: | JUL 9, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect G. Abromovitz, J. Butterworth, C. Carameros, D. Montano, B. Rubin, G. Rubin, and S. Rubin as Directors | For | For | Management |
2 | Increase Number of Shares Reserved Under the Helen of Troy Limited 1998 Stock Option and Restricted Stock Plan from 6 Million to 8 Million | For | Against | Management |
3 | Amend the Helen of Troy 1997 Cash Bonus Performance Plan | For | For | Management |
4 | Ratify KPMG as Auditors | For | For | Management |
5 | Transact Other Business (Non-Voting) | None | None | Management |
414
HUDSON UNITED BANCORP
Ticker: | HU | Security ID: | 444165104 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Burke | For | For | Management |
1.2 | Elect Director Joan David | For | For | Management |
2 | Amend Restricted Stock Plan | For | Against | Management |
3 | Limit Awards to Executives | Against | Against | Shareholder |
HUGHES SUPPLY, INC.
Ticker: | HUG | Security ID: | 444482103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Baker II | For | For | Management |
1.2 | Elect Director Dale E. Jones | For | For | Management |
1.3 | Elect Director William P. Kennedy | For | For | Management |
1.4 | Elect Director Patrick J. Knipe | For | For | Management |
2 | Other Business | For | For | Management |
HUTCHINSON TECHNOLOGY INCORPORATED
Ticker: | HTCH | Security ID: | 448407106 |
Meeting Date: | JAN 28, 2004 | Meeting Type: | Annual |
Record Date: | DEC 4, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director W. Thomas Brunberg | For | Withhold | Management |
1.2 | Elect Director Archibald Cox, Jr. | For | For | Management |
1.3 | Elect Director Wayne M. Fortun | For | For | Management |
1.4 | Elect Director Jeffrey W. Green | For | For | Management |
1.5 | Elect Director Russell Huffer | For | Withhold | Management |
1.6 | Elect Director R. Frederick McCoy, Jr. | For | Withhold | Management |
1.7 | Elect Director William T. Monahan | For | For | Management |
1.8 | Elect Director Richard B. Solum | For | Withhold | Management |
2 | Ratify Auditors | For | Against | Management |
HYPERION SOLUTIONS CORP.
Ticker: | HYSL | Security ID: | 44914M104 |
Meeting Date: | NOV 10, 2003 | Meeting Type: | Annual |
Record Date: | SEP 16, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey Rodek | For | For | Management |
1.2 | Elect Director Aldo Papone | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
415
IDEX CORP.
Ticker: | IEX | Security ID: | 45167R104 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul E. Raether | For | Withhold | Management |
1.2 | Elect Director Neil A. Springer | For | For | Management |
1.3 | Elect Director Dennis K. Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
IMATION CORP.
Ticker: | IMN | Security ID: | 45245A107 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glen A. Taylor | For | For | Management |
1.2 | Elect Director Daryl J. White | For | For | Management |
2 | Ratify Auditors | For | For | Management |
INAMED CORP.
Ticker: | IMDC | Security ID: | 453235103 |
Meeting Date: | JUL 11, 2003 | Meeting Type: | Annual |
Record Date: | MAY 30, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas L. Teti | For | For | Management |
1.2 | Elect Director James E. Bolin | For | For | Management |
1.3 | Elect Director Malcolm R. Currie, Ph.D. | For | For | Management |
1.4 | Elect Director John F. Doyle | For | For | Management |
1.5 | Elect Director Mitchell S. Rosenthal, M.D. | For | For | Management |
1.6 | Elect Director Joy A. Amundson | For | For | Management |
1.7 | Elect Director Terry E. Vandewarker | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Approve Restricted Stock Plan | For | For | Management |
4 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Other Business | For | For | Management |
416
INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: | ICST | Security ID: | 45811K208 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hock E. Tan | For | Withhold | Management |
1.2 | Elect Director Nam P. Suh, Ph.D. | For | For | Management |
INTER-TEL, INC.
Ticker: | INTL | Security ID: | 458372109 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven G. Mihaylo | For | For | Management |
1.2 | Elect Director J. Robert Anderson | For | For | Management |
1.3 | Elect Director Jerry W. Chapman | For | For | Management |
1.4 | Elect Director Gary D. Edens | For | For | Management |
1.5 | Elect Director C. Roland Haden | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Other Business | For | For | Management |
INTERGRAPH CORP.
Ticker: | INGR | Security ID: | 458683109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sidney L. McDonald | For | For | Management |
1.2 | Elect Director R. Halsey Wise | For | For | Management |
1.3 | Elect Director Larry J. Laster | For | For | Management |
1.4 | Elect Director Thomas J. Lee | For | For | Management |
1.5 | Elect Director Lawrence R. Greenwood | For | For | Management |
1.6 | Elect Director Linda L. Green | For | For | Management |
1.7 | Elect Director Richard W. Cardin | For | For | Management |
1.8 | Elect Director Michael D. Bills | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
6 | Ratify Auditors | For | For | Management |
INTERNATIONAL RECTIFIER CORP.
Ticker: | IRF | Security ID: | 460254105 |
Meeting Date: | JAN 26, 2004 | Meeting Type: | Special |
Record Date: | DEC 19, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | For | Management |
417
INTERNATIONAL RECTIFIER CORP.
Ticker: | IRF | Security ID: | 460254105 |
Meeting Date: | NOV 24, 2003 | Meeting Type: | Annual |
Record Date: | SEP 26, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James D. Plummer | For | For | Management |
1.2 | Elect Director Minoru Matsuda | For | For | Management |
1.3 | Elect Director Robert S. Attiyeh | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Ratify Auditors | For | For | Management |
INVACARE CORP.
Ticker: | IVC | Security ID: | 461203101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerald B. Blouch | For | For | Management |
1.2 | Elect Director John R. Kasich | For | For | Management |
1.3 | Elect Director Dan T. Moore, III | For | For | Management |
1.4 | Elect Director Joseph B. Richey, II | For | For | Management |
2 | Ratify Auditors | For | For | Management |
JACOBS ENGINEERING GROUP INC.
Ticker: | JEC | Security ID: | 469814107 |
Meeting Date: | FEB 10, 2004 | Meeting Type: | Annual |
Record Date: | JAN 5, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert C. Davidson, Jr. | For | For | Management |
1.2 | Elect Director Edward V. Fritzky | For | For | Management |
1.3 | Elect Director Robert B. Gwyn | For | For | Management |
1.4 | Elect Director Linda K. Jacobs | For | For | Management |
1.5 | Elect Director Benjamin F. Montoya | For | For | Management |
2 | Ratify Auditors | For | For | Management |
JARDEN CORP.
Ticker: | JAH | Security ID: | 471109108 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ian G.H. Ashken | For | For | Management |
1.2 | Elect Director Richard L. Molen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Other Business | For | For | Management |
418
KAYDON CORP.
Ticker: | KDN | Security ID: | 486587108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Brandon | For | For | Management |
1.2 | Elect Director Gerald J. Breen | For | For | Management |
1.3 | Elect Director Brian P. Campbell | For | For | Management |
1.4 | Elect Director Thomas C. Sullivan | For | For | Management |
1.5 | Elect Director Robert M. Teeter | For | For | Management |
1.6 | Elect Director B. Joseph White | For | For | Management |
2 | Ratify Auditors | For | For | Management |
KENNAMETAL, INC.
Ticker: | KMT | Security ID: | 489170100 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Annual |
Record Date: | SEP 9, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald M. DeFeo | For | For | Management |
1.2 | Elect Director William R. Newlin | For | For | Management |
1.3 | Elect Director Lawrence W. Stranghoener | For | For | Management |
2 | Ratify Auditors | For | For | Management |
KENNETH COLE PRODUCTIONS, INC.
Ticker: | KCP | Security ID: | 193294105 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Blum | For | Withhold | Management |
1.2 | Elect Director Kenneth D. Cole | For | Withhold | Management |
1.3 | Elect Director Robert C. Grayson | For | For | Management |
1.4 | Elect Director Denis F. Kelly | For | For | Management |
1.5 | Elect Director Stanley A. Mayer | For | Withhold | Management |
1.6 | Elect Director Philip B. Miller | For | For | Management |
2 | Approve Omnibus Stock Plan | For | Against | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
419
KINDRED HEALTHCARE, INC.
Ticker: | KIND | Security ID: | 494580103 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward L. Kuntz | For | For | Management |
1.2 | Elect Director Thomas P. Cooper, M.D. | For | For | Management |
1.3 | Elect Director Paul J. Diaz | For | For | Management |
1.4 | Elect Director Michael J. Embler | For | For | Management |
1.5 | Elect Director Garry N. Garrison | For | For | Management |
1.6 | Elect Director Isaac Kaufman | For | For | Management |
1.7 | Elect Director John H. Klein | For | For | Management |
1.8 | Elect Director Eddy J. Rogers, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
LANDSTAR SYSTEM, INC.
Ticker: | LSTR | Security ID: | 515098101 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William S. Elston | For | For | Management |
1.2 | Elect Director Merritt J. Mott | For | For | Management |
1.3 | Elect Director Diana M. Murphy | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
LITHIA MOTORS, INC.
Ticker: | LAD | Security ID: | 536797103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sidney B. DeBoer | For | For | Management |
1.2 | Elect Director R. Bradford Gray | For | For | Management |
1.3 | Elect Director Gerald F. Taylor | For | For | Management |
1.4 | Elect Director M.L. Dick Heimann | For | For | Management |
1.5 | Elect Director William J. Young | For | For | Management |
1.6 | Elect Director Thomas Becker | For | For | Management |
1.7 | Elect Director Philip J. Romero | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
LONE STAR STEAKHOUSE & SALOON, INC.
Ticker: | STAR | Security ID: | 542307103 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anthony Bergamo | For | For | Management |
1.2 | Elect Director Michael A. Ledeen, Phd | For | For | Management |
1.3 | Elect Director Mark G. Saltzgaber | For | For | Management |
2 | Ratify Auditors | For | For | Management |
420
LUBY’S, INC.
Ticker: | LUB | Security ID: | 549282101 |
Meeting Date: | FEB 26, 2004 | Meeting Type: | Annual |
Record Date: | JAN 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jill Griffin | For | For | Management |
1.2 | Elect Director Roger R. Hemminghaus | For | For | Management |
1.3 | Elect Director Christopher J. Pappas | For | Withhold | Management |
1.4 | Elect Director Jim W. Woliver | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | For | Shareholder |
4 | Other Business | For | For | Management |
MACROMEDIA, INC.
Ticker: | MACR | Security ID: | 556100105 |
Meeting Date: | JUL 24, 2003 | Meeting Type: | Annual |
Record Date: | MAY 27, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert K. Burgess | For | For | Management |
1.2 | Elect Director John (Ian) Giffen | For | Withhold | Management |
1.3 | Elect Director William H. Harris, Jr. | For | For | Management |
1.4 | Elect Director Robert A. Kotick | For | For | Management |
1.5 | Elect Director Donald L. Lucas | For | For | Management |
1.6 | Elect Director Timothy O’Reilly | For | For | Management |
1.7 | Elect Director William B. Welty | For | For | Management |
2 | Approve Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
MANITOWOC COMPANY, INC., THE
Ticker: | MTW | Security ID: | 563571108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert C. Stift | For | For | Management |
1.2 | Elect Director Virgis W. Colbert | For | For | Management |
1.3 | Elect Director Kenneth W. Krueger | For | For | Management |
2 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
421
MB FINANCIAL, INC.
Ticker: | MBFI | Security ID: | 55264U108 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E.M. Bakwin | For | For | Management |
1.2 | Elect Director Mitchell Feiger | For | For | Management |
1.3 | Elect Director James N. Hallene | For | For | Management |
1.4 | Elect Director David L. Husman | For | For | Management |
MEDICINES COMPANY (THE)
Ticker: | MDCO | Security ID: | 584688105 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Crouse | For | For | Management |
1.2 | Elect Director T. Scott Johnson | For | For | Management |
1.3 | Elect Director David M. Stack | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
MEN’S WEARHOUSE, INC., THE
Ticker: | MW | Security ID: | 587118100 |
Meeting Date: | JUN 30, 2004 | Meeting Type: | Annual |
Record Date: | MAY 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George Zimmer | For | For | Management |
1.2 | Elect Director David H. Edwab | For | For | Management |
1.3 | Elect Director Rinaldo S. Brutoco | For | For | Management |
1.4 | Elect Director Michael L. Ray, Ph.D. | For | For | Management |
1.5 | Elect Director Sheldon I. Stein | For | Withhold | Management |
1.6 | Elect Director Kathleen Mason | For | For | Management |
1.7 | Elect Director Deepak Chopra, M.D. | For | For | Management |
1.8 | Elect Director William B. Sechrest | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
5 | Implement ILO Based Code of Conduct | Against | Against | Shareholder |
6 | Require Two-Thirds Majority of Independent Directors on Board | Against | For | Shareholder |
MICROS SYSTEMS, INC.
Ticker: | MCRS | Security ID: | 594901100 |
Meeting Date: | NOV 21, 2003 | Meeting Type: | Annual |
Record Date: | OCT 8, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. L. Giannopoulos | For | For | Management |
1.2 | Elect Director Louis M. Brown, Jr. | For | For | Management |
1.3 | Elect Director B. Gary Dando | For | For | Management |
1.4 | Elect Director John G. Puente | For | For | Management |
1.5 | Elect Director Dwight S. Taylor | For | For | Management |
1.6 | Elect Director William S. Watson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
422
MPS GROUP INC
Ticker: | MPS | Security ID: | 553409103 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Derek E. Dewan | For | For | Management |
1.2 | Elect Director Timothy D. Payne | For | For | Management |
1.3 | Elect Director Peter J. Tanous | For | For | Management |
1.4 | Elect Director T. Wayne Davis | For | For | Management |
1.5 | Elect Director John R. Kennedy | For | For | Management |
1.6 | Elect Director Michael D. Abney | For | For | Management |
1.7 | Elect Director William M. Isaac | For | For | Management |
1.8 | Elect Director Darla D. Moore | For | For | Management |
1.9 | Elect Director Arthur B. Laffer | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
NEUROCRINE BIOSCIENCES, INC.
Ticker: | NBIX | Security ID: | 64125C109 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard F. Pops | For | For | Management |
1.2 | Elect Director Stephen A. Sherwin, M.D. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
NEW JERSEY RESOURCES CORP.
Ticker: | NJR | Security ID: | 646025106 |
Meeting Date: | JAN 21, 2004 | Meeting Type: | Annual |
Record Date: | DEC 12, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lawrence R. Codey | For | For | Management |
1.2 | Elect Director Laurence M. Downes | For | For | Management |
1.3 | Elect Director R. Barbara Gotenstein | For | For | Management |
1.4 | Elect Director Alfred C. Koeppe | For | For | Management |
1.5 | Elect Director William H. Turner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
423
O’REILLY AUTOMOTIVE, INC.
Ticker: | ORLY | Security ID: | 686091109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joe C. Greene | For | For | Management |
1.2 | Elect Director Lawrence P. O’Reilly | For | For | Management |
1.3 | Elect Director Rosalie O’Reilly-Wooten | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Elect Director John Murphy | For | For | Management |
4 | Elect Director Ronald Rashkow | For | For | Management |
OCULAR SCIENCES INC.
Ticker: | OCLR | Security ID: | 675744106 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edgar J. Cummins | For | Withhold | Management |
1.2 | Elect Director Stephen J. Fanning | For | Withhold | Management |
1.3 | Elect Director John D. Fruth | For | Withhold | Management |
1.4 | Elect Director Terence M. Fruth | For | Withhold | Management |
1.5 | Elect Director William R. Grant | For | For | Management |
1.6 | Elect Director Terrance H. Gregg | For | For | Management |
1.7 | Elect Director Howard P. Liszt | For | For | Management |
1.8 | Elect Director Mary Jo Potter | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
OSHKOSH TRUCK CORP.
Ticker: | OSK | Security ID: | 688239201 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | DEC 10, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J. William Andersen as Class A Director | For | For | Management |
1.2 | Elect Director Robert G. Bohn as Class A Director | For | For | Management |
1.3 | Elect Director Frederick M. Franks, Jr. as Class A Director | For | For | Management |
1.4 | Elect Director Michael W. Grebe as Class A Director | For | For | Management |
1.5 | Elect Director Kathleen J. Hempel as Class A Director | For | For | Management |
1.6 | Elect Director J. Peter Mosling, Jr. as Class A Director | For | Withhold | Management |
1.7 | Elect Director Stephen P. Mosling as Class A Director | For | For | Management |
1.8 | Approve Omnibus Stock Plan | For | For | Management |
424
PATINA OIL & GAS CORP.
Ticker: | POG | Security ID: | 703224105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles E. Bayless | For | For | Management |
1.2 | Elect Director Jeffrey L. Berenson | For | For | Management |
1.3 | Elect Director Robert J. Clark | For | For | Management |
1.4 | Elect Director Jay W. Decker | For | For | Management |
1.5 | Elect Director Thomas J. Edelman | For | For | Management |
1.6 | Elect Director Elizabeth K. Lanier | For | For | Management |
1.7 | Elect Director Alexander P. Lynch | For | For | Management |
1.8 | Elect Director Paul M. Rady | For | For | Management |
1.9 | Elect Director Jon R. Whitney | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Other Business | For | Against | Management |
PHILADELPHIA CONSOLIDATED HOLDING CORP.
Ticker: | PHLY | Security ID: | 717528103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Cascio | For | For | Management |
1.2 | Elect Director Elizabeth H. Gemmill | For | For | Management |
1.3 | Elect Director William J. Henrich, Jr. | For | For | Management |
1.4 | Elect Director James J. Maguire | For | For | Management |
1.5 | Elect Director James J. Maguire, Jr. | For | For | Management |
1.6 | Elect Director Margaret M. Mattix | For | For | Management |
1.7 | Elect Director Maureen H. McCullough | For | For | Management |
1.8 | Elect Director Michael J. Morris | For | For | Management |
1.9 | Elect Director Donald A. Pizer | For | For | Management |
1.10 | Elect Director Dirk A. Stuurop | For | For | Management |
1.11 | Elect Director Sean S. Sweeney | For | For | Management |
1.12 | Elect Director J. Eustace Wolfington | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
PIPER JAFFRAY COS
Ticker: | PJC | Security ID: | 724078100 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew S. Duff | For | For | Management |
1.2 | Elect Director Samuel L. Kaplan | For | For | Management |
1.3 | Elect Director Frank L. Sims | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
425
PLAINS EXPLORATION & PRODUCTION CO
Ticker: | PXP | Security ID: | 726505100 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Special |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4.1 | Elect Director James C. Flores | For | For | Management |
4.2 | Elect Director Alan R. Buckwalter, III | For | For | Management |
4.3 | Elect Director Jerry L. Dees | For | For | Management |
4.4 | Elect Director Tom H. Delimitros | For | For | Management |
4.5 | Elect Director John H. Lollar | For | For | Management |
5 | Ratify Auditors | For | For | Management |
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: | PTP | Security ID: | G7127P100 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director H. Furlong Baldwin | For | For | Management |
1.2 | Elect Director Jonathan F. Bank | For | For | Management |
1.3 | Elect Director Dan R. Carmichael | For | For | Management |
1.4 | Elect Director Neill A. Currie | For | For | Management |
1.5 | Elect Director Jay S. Fishman | For | For | Management |
1.6 | Elect Director Gregory E.A. Morrison | For | For | Management |
1.7 | Elect Director Steven H. Newman | For | For | Management |
1.8 | Elect Director Peter T. Pruitt | For | For | Management |
2 | THE PROPOSAL TO ELECT GREGORY E.A. MORRISON TO THE BOARD OF DIRECTORS OF PLATINUM UNDERWRITERS BERMUDA, LTD. | For | For | Management |
3 | THE PROPOSAL TO ELECT MICHAEL D. PRICE TO THE BOARD OF DIRECTORS OF PLATINUM UNDERWRITERS BERMUDA, LTD. | For | For | Management |
4 | THE PROPOSAL TO ELECT WILLIAM A. ROBBIE TO THE BOARD OF DIRECTORS OF PLATINUM UNDERWRITERS BERMUDA, LTD. | For | For | Management |
5 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF WILLIAM A. ROBBIE TO THE BOARD OF DIRECTORS OF PLATINUM RE (UK) LIMITED. | For | For | Management |
6 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF RUSSELL WORSLEY TO THE BOARD OF DIRECTORS OF PLATINUM RE (UK) LIMITED. | For | For | Management |
7 | THE PROPOSAL TO AMEND BYE-LAWS OF THE COMPANY BY REMOVING SECTION 44(2), WHICH REQUIRES THE SHAREHOLDERS OF THE COMPANY TO CONSIDER MATTERS THAT ARE SUBMITTED TO THE SHAREHOLDERS OF THE COMPANY S NON-U.S. SUBSIDIARIES. | For | For | Management |
8 | THE PROPOSAL TO APPROVE THE COMPANY S 2002 SHARE INCENTIVE PLAN. | For | For | Management |
9 | Ratify Auditors | For | For | Management |
426
QUIKSILVER, INC.
Ticker: | ZQK | Security ID: | 74838C106 |
Meeting Date: | MAR 26, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William M. Barnum, Jr. | For | For | Management |
1.2 | Elect Director Charles E. Crowe | For | Withhold | Management |
1.3 | Elect Director Michael H. Gray | For | For | Management |
1.4 | Elect Director Robert G. Kirby | For | Withhold | Management |
1.5 | Elect Director Bernard Mariette | For | Withhold | Management |
1.6 | Elect Director Robert B. McKnight, Jr. | For | Withhold | Management |
1.7 | Elect Director Franck Riboud | For | Withhold | Management |
1.8 | Elect Director Tom Roach | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approval of the Terms of the Executive Incentive Plan | For | For | Management |
RAYMOND JAMES FINANCIAL, INC.
Ticker: | RJF | Security ID: | 754730109 |
Meeting Date: | FEB 12, 2004 | Meeting Type: | Annual |
Record Date: | DEC 15, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Angela M. Biever | For | For | Management |
1.2 | Elect Director Jonathan A. Bulkley | For | For | Management |
1.3 | Elect Director Francis S. Godbold | For | For | Management |
1.4 | Elect Director H. William Habermeyer, Jr. | For | For | Management |
1.5 | Elect Director Chet Helck | For | For | Management |
1.6 | Elect Director Harvard H. Hill, Jr., CFP | For | For | Management |
1.7 | Elect Director Thomas A. James | For | For | Management |
1.8 | Elect Director Dr. Paul W. Marshall | For | For | Management |
1.9 | Elect Director Kenneth A. Shields | For | For | Management |
1.10 | Elect Director Hardwick Simmons | For | For | Management |
2 | Approve Incentive Compensation Criteria for Certain Executive Officers | For | For | Management |
3 | Ratify Auditors | For | For | Management |
REGAL-BELOIT CORP.
Ticker: | RBC | Security ID: | 758750103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. McKay | For | For | Management |
1.2 | Elect Director G. Frederick Kasten, Jr. | For | For | Management |
1.3 | Elect Director Christopher L. Doerr | For | For | Management |
427
REGIS CORP.
Ticker: | RGS | Security ID: | 758932107 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rolf E. Bjelland | For | For | Management |
1.2 | Elect Director Paul D. Finkelstein | For | For | Management |
1.3 | Elect Director Thomas L. Gregory | For | For | Management |
1.4 | Elect Director Van Zandt Hawn | For | For | Management |
1.5 | Elect Director Susan S. Hoyt | For | For | Management |
1.6 | Elect Director David B. Kunin | For | For | Management |
1.7 | Elect Director Myron Kunin | For | For | Management |
RESPIRONICS, INC.
Ticker: | RESP | Security ID: | 761230101 |
Meeting Date: | NOV 18, 2003 | Meeting Type: | Annual |
Record Date: | OCT 3, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph C. Lawyer | For | For | Management |
1.2 | Elect Director Sean McDonald | For | For | Management |
1.3 | Elect Director John C. Miles II | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
SCHOOL SPECIALTY, INC.
Ticker: | SCHS | Security ID: | 807863105 |
Meeting Date: | AUG 26, 2003 | Meeting Type: | Annual |
Record Date: | JUL 7, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David J. Vander Zanden | For | Withhold | Management |
1.2 | Elect Director Rochelle Lamm | For | For | Management |
2 | Ratify Auditors | For | For | Management |
SCOTTS CO., THE
Ticker: | SMG | Security ID: | 810186106 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark R. Baker | For | For | Management |
1.2 | Elect Director Joseph P. Flannery | For | For | Management |
1.3 | Elect Director Katherine Hagedorn Littlefield | For | For | Management |
1.4 | Elect Director Patrick J. Norton | For | For | Management |
428
SEROLOGICALS CORP.
Ticker: | SERO | Security ID: | 817523103 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ralph E. Christoffersen, Ph.D. | For | For | Management |
1.2 | Elect Director Desmond H. O’Connell, Jr. | For | Withhold | Management |
1.3 | Elect Director George M. Shaw, M.D., Ph.D. | For | For | Management |
SIERRA HEALTH SERVICES, INC.
Ticker: | SIE | Security ID: | 826322109 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Albert L. Greene | For | For | Management |
1.2 | Elect Director Erin E. MacDonald | For | For | Management |
1.3 | Elect Director William J. Raggio | For | For | Management |
1.4 | Elect Director Charles L. Ruthe | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
SINCLAIR BROADCAST GROUP, INC.
Ticker: | SBGI | Security ID: | 829226109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David D. Smith | For | Withhold | Management |
1.2 | Elect Director Frederick G. Smith | For | Withhold | Management |
1.3 | Elect Director J. Duncan Smith | For | Withhold | Management |
1.4 | Elect Director Robert E. Smith | For | Withhold | Management |
1.5 | Elect Director Basil A. Thomas | For | Withhold | Management |
1.6 | Elect Director Lawrence E. Mccanna | For | Withhold | Management |
1.7 | Elect Director Daniel C. Keith | For | Withhold | Management |
1.8 | Elect Director Martin R. Leader | For | Withhold | Management |
2 | Ratify Auditors | For | Against | Management |
429
SOUTH FINANCIAL GROUP INC., THE
Ticker: | TSFG | Security ID: | 837841105 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William P. Brant | For | For | Management |
1.2 | Elect Director J. W. Davis | For | For | Management |
1.3 | Elect Director C. Claymon Grimes, Jr. | For | For | Management |
1.4 | Elect Director William S. Hummers III | For | For | Management |
1.5 | Elect Director William R. Timmons III | For | For | Management |
1.6 | Elect Director David C. Wakefield III | For | Against | Management |
2 | Amend Stock Option Plan | For | Against | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Increase Authorized Common Stock | For | For | Management |
5 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
6 | Amend Employee Stock Purchase Plan | For | For | Management |
7 | Ratify Auditors | For | For | Management |
SOUTHWESTERN ENERGY CO.
Ticker: | SWN | Security ID: | 845467109 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis Epley, Jr. | For | For | Management |
1.2 | Elect Director John Hammerschmidt | For | For | Management |
1.3 | Elect Director Robert Howard | For | For | Management |
1.4 | Elect Director Harold Korell | For | For | Management |
1.5 | Elect Director Vello Kuuskraa | For | For | Management |
1.6 | Elect Director Kenneth Mourton | For | For | Management |
1.7 | Elect Director Charles Scharlau | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
SPARTECH CORP.
Ticker: | SEH | Security ID: | 847220209 |
Meeting Date: | MAR 10, 2004 | Meeting Type: | Annual |
Record Date: | JAN 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bradley B. Buechler | For | For | Management |
1.2 | Elect Director Randy C. Martin | For | For | Management |
1.3 | Elect Director Calvin J. O’Connor | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
ST. MARY LAND & EXPLORATION CO.
Ticker: | SM | Security ID: | 792228108 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barbara M. Baumann | For | For | Management |
1.2 | Elect Director Larry W. Bickle | For | For | Management |
1.3 | Elect Director Ronald D. Boone | For | For | Management |
1.4 | Elect Director Thomas E. Congdon | For | For | Management |
1.5 | Elect Director William J. Gardiner | For | For | Management |
1.6 | Elect Director Mark A. Hellerstein | For | For | Management |
1.7 | Elect Director John M. Seidl | For | For | Management |
1.8 | Elect Director William D. Sullivan | For | For | Management |
2 | Approve Restricted Stock Plan | For | For | Management |
430
STERIS CORP.
Ticker: | STE | Security ID: | 859152100 |
Meeting Date: | JUL 25, 2003 | Meeting Type: | Annual |
Record Date: | MAY 29, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen R. Hardis | For | For | Management |
1.2 | Elect Director Raymond A. Lancaster | For | For | Management |
1.3 | Elect Director J.B. Richey | For | For | Management |
1.4 | Elect Director Les C. Vinney | For | For | Management |
2 | Declassify the Board of Directors | Against | For | Shareholder |
SWIFT ENERGY CO.
Ticker: | SFY | Security ID: | 870738101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A. Earl Swift | For | For | Management |
1.2 | Elect Director Greg Matiuk | For | For | Management |
1.3 | Elect Director Henry C. Montgomery | For | For | Management |
1.4 | Elect Director Deanna L. Cannon | For | For | Management |
SYBRON DENTAL SPECIALTIES, INC.
Ticker: | SYD | Security ID: | 871142105 |
Meeting Date: | FEB 6, 2004 | Meeting Type: | Annual |
Record Date: | DEC 17, 2003 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Parks | For | For | Management |
1.2 | Elect Director Floyd W. Pickrell, Jr. | For | For | Management |
1.3 | Elect Director William E. B. Siart | For | For | Management |
431
TEKELEC
Ticker: | TKLC | Security ID: | 879101103 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert V. Adams | For | For | Management |
1.2 | Elect Director Jean-Claude Asscher | For | Withhold | Management |
1.3 | Elect Director Daniel L. Brenner | For | Withhold | Management |
1.4 | Elect Director Martin A. Kaplan | For | Withhold | Management |
1.5 | Elect Director Frederick M. Lax | For | Withhold | Management |
1.6 | Elect Director Jon F. Rager | For | Withhold | Management |
2 | Amend Stock Option Plan | For | Against | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Amend Non-Employee Director Stock Option Plan | For | Against | Management |
5 | Ratify Auditors | For | For | Management |
TETRA TECHNOLOGIES, INC.
Ticker: | TTI | Security ID: | 88162F105 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ralph S. Cunningham | For | For | Management |
1.2 | Elect Director Tom H. Delimitros | For | For | Management |
1.3 | Elect Director Geoffrey M. Hertel | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Approve Omnibus Stock Plan | For | Against | Management |
TIMBERLAND CO., THE
Ticker: | TBL | Security ID: | 887100105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 24, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Fix Number of and Elect Director Sidney W. Swartz | For | For | Management |
1.2 | Elect Director Jeffrey B. Swartz | For | For | Management |
1.3 | Elect Director John E. Beard | For | Withhold | Management |
1.4 | Elect Director John F. Brennan | For | For | Management |
1.5 | Elect Director Ian W. Diery | For | For | Management |
1.6 | Elect Director Irene M. Esteves | For | For | Management |
1.7 | Elect Director John A. Fitzsimmons | For | For | Management |
1.8 | Elect Director Virginia H. Kent | For | For | Management |
1.9 | Elect Director Bill Shore | For | For | Management |
TORO COMPANY, THE
Ticker: | TTC | Security ID: | 891092108 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | Annual |
Record Date: | JAN 14, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert C. Buhrmaster | For | For | Management |
1.2 | Elect Director Winslow H. Buxton | For | For | Management |
1.3 | Elect Director Robert H. Nassau | For | For | Management |
1.4 | Elect Director Christopher A. Twomey | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Other Business | For | For | Management |
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TRANSACTION SYSTEMS ARCHITECTS, INC.
Ticker: | TSAI | Security ID: | 893416107 |
Meeting Date: | MAR 9, 2004 | Meeting Type: | Annual |
Record Date: | JAN 14, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roger K. Alexander | For | For | Management |
1.2 | Elect Director John D. Curtis | For | For | Management |
1.3 | Elect Director Gregory D. Derkacht | For | For | Management |
1.4 | Elect Director Jim D. Kever | For | For | Management |
1.5 | Elect Director Frank R. Sanchez | For | For | Management |
1.6 | Elect Director Harlan F. Seymour | For | For | Management |
1.7 | Elect Director John E. Stokely | For | For | Management |
2 | Amend Non-Employee Director Stock Option Plan | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
UCBH HOLDINGS, INC.
Ticker: | UCBH | Security ID: | 90262T308 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | FEB 29, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anthony Y. Chan | For | For | Management |
1.2 | Elect Director Joseph J. Jou | For | For | Management |
1.3 | Elect Director Dr. Godwin Wong | For | For | Management |
1.4 | Elect Director Thomas S. Wu | For | For | Management |
2 | Amend Certificate to Remove Anti-Takeover Provision | For | For | Management |
3 | Ratify Auditors | For | For | Management |
UNITED BANKSHARES, INC.
Ticker: | UBSI | Security ID: | 909907107 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard M. Adams | For | For | Management |
1.2 | Elect Director Robert G. Astorg | For | For | Management |
1.3 | Elect Director Thomas J. Blair, III | For | For | Management |
1.4 | Elect Director Harry L. Buch | For | For | Management |
1.5 | Elect Director W. Gaston Caperton, III | For | Withhold | Management |
1.6 | Elect Director Lawrence K. Doll | For | For | Management |
1.7 | Elect Director H. Smoot Fahlgren | For | Withhold | Management |
1.8 | Elect Director Theodore J. Georgelas | For | For | Management |
1.9 | Elect Director F.T. Graff, Jr. | For | Withhold | Management |
1.10 | Elect Director Russell L. Isaacs | For | For | Management |
1.11 | Elect Director John M. Mcmahon | For | For | Management |
1.12 | Elect Director J. Paul Mcnamara | For | For | Management |
1.13 | Elect Director G. Ogden Nutting | For | For | Management |
1.14 | Elect Director William C. Pitt, III | For | For | Management |
1.15 | Elect Director I. N. Smith, Jr. | For | For | Management |
1.16 | Elect Director James G. Tardiff | For | For | Management |
1.17 | Elect Director Mary K. Weddle | For | For | Management |
1.18 | Elect Director P. Clinton Winter, Jr. | For | For | Management |
2 | Other Business | For | For | Management |
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UTI WORLDWIDE INC.
Ticker: | UTIW | Security ID: | G87210103 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | Special |
Record Date: | JAN 30, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | TO APPROVE THE UTI WORLDWIDE INC. 2004 LONG-TERM INCENTIVE PLAN. | For | Against | Management |
UTI WORLDWIDE INC.
Ticker: | UTIW | Security ID: | G87210103 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: | MAY 28, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan C. Draper | For | For | Management |
1.2 | Elect Director C. John Langley, Jr. | For | For | Management |
1.3 | Elect Director Allan M. Rosenzweig | For | For | Management |
2 | TO APPROVE THE 2004 UTI WORLDWIDE INC. NON-EMPLOYEE DIRECTORS SHARE INCENTIVE PLAN. | For | For | Management |
VARCO INTERNATIONAL, INC.
Ticker: | VRC | Security ID: | 922122106 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Greg L. Armstrong | For | For | Management |
1.2 | Elect Director George S. Dotson | For | For | Management |
1.3 | Elect Director Richard A. Kertson | For | Withhold | Management |
1.4 | Elect Director John F. Lauletta | For | For | Management |
1.5 | Elect Director Eric L. Mattson | For | For | Management |
1.6 | Elect Director L.E. Simmons | For | For | Management |
1.7 | Elect Director Jeffery A. Smisek | For | For | Management |
1.8 | Elect Director Douglas E. Swanson | For | For | Management |
1.9 | Elect Director James D. Woods | For | For | Management |
2 | Amend Employee Stock Purchase Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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VARIAN INC
Ticker: | VARI | Security ID: | 922206107 |
Meeting Date: | FEB 4, 2004 | Meeting Type: | Annual |
Record Date: | DEC 12, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John G. McDonald | For | For | Management |
1.2 | Elect Director Wayne R. Moon | For | For | Management |
2 | Approve/Amend Executive Incentive Bonus Plan | For | For | Management |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: | VSEA | Security ID: | 922207105 |
Meeting Date: | FEB 10, 2004 | Meeting Type: | Annual |
Record Date: | DEC 15, 2003 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert W. Dutton | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
WASTE CONNECTIONS, INC.
Ticker: | WCN | Security ID: | 941053100 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald J. Mittelstaedt | For | For | Management |
2 | Increase Authorized Common Stock and Eliminate Class of Preferred Stock | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
WERNER ENTERPRISES, INC.
Ticker: | WERN | Security ID: | 950755108 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Curtis G. Werner | For | For | Management |
1.2 | Elect Director Gerald H. Timmerman | For | For | Management |
1.3 | Elect Director Kenneth M. Bird | For | For | Management |
2 | Amend Stock Option Plan | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Board Diversity | Against | Against | Shareholder |
435
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Ticker: | WAB | Security ID: | 929740108 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Brooks | For | For | Management |
1.2 | Elect Director William E. Kassling | For | For | Management |
1.3 | Elect Director James P. Miscoll | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ZEBRA TECHNOLOGIES CORP.
Ticker: | ZBRA | Security ID: | 989207105 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerhard Cless | For | For | Management |
1.2 | Elect Director Michael A. Smith | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Adopt Charter Language on Board Diversity | Against | Against | Shareholder |
STRATEGIC INCOME FUND
There were no proxy voting matters for this Fund.
U.S. TREASURY INCOME
There were no proxy voting matters for this Fund.
END NPX REPORT
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | J.P. Morgan Mutual Fund Group |
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By (Signature and Title) | /s/ George C.W. Gatch |
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| George C.W. Gatch, President |
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Date | August 26, 2004 |
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Pursuant to the requirements of the Investment Company Act of 1940, this report has been signed below by the principal executive officer on behalf of the registrant and on the date indicated.
By (Signature and Title)* | /s/ George C.W. Gatch |
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| George C.W. Gatch, President |
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Date | August 26, 2004 |
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* Print the name and title of each signing officer under his or her signature.
437