CORNERSTONE STRATEGIC VALUE FUND, INC. |
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2021 (Unaudited) |
Description | No. of Shares | Value | ||||||
EQUITY SECURITIES - 98.52% | ||||||||
CLOSED-END FUNDS - 9.18% | ||||||||
CONVERTIBLE SECURITIES - 0.43% | ||||||||
Virtus AllianzGI Equity & Convertible Income Fund | 169,352 | $ | 4,990,803 | |||||
CORE - 1.28% | ||||||||
General American Investors Company, Inc. * | 253,268 | 10,905,720 | ||||||
Royce Micro-Cap Trust, Inc. | 355,579 | 4,060,712 | ||||||
14,966,432 | ||||||||
DEVELOPED MARKET - 0.51% | ||||||||
Aberdeen Japan Equity Fund, Inc. | 81,617 | 795,766 | ||||||
First Trust Dynamic Europe Equity Income Fund | 110,193 | 1,420,387 | ||||||
Japan Smaller Capitalization Fund, Inc. | 252,991 | 2,289,569 | ||||||
New Germany Fund, Inc. (The) | 50,053 | 988,547 | ||||||
Swiss Helvetia Fund, Inc. (The) | 44,295 | 406,628 | ||||||
5,900,897 | ||||||||
DIVERSIFIED EQUITY - 3.27% | ||||||||
Adams Diversified Equity Fund, Inc. | 721,091 | 14,277,602 | ||||||
Gabelli Dividend & Income Trust (The) | 401,480 | 10,354,169 | ||||||
Royce Value Trust, Inc. | 500,043 | 9,010,775 | ||||||
Tri-Continental Corporation | 135,511 | 4,523,357 | ||||||
38,165,903 | ||||||||
EMERGING MARKETS - 0.84% | ||||||||
India Fund, Inc. (The) | 165,380 | 3,818,624 | ||||||
Korea Fund, Inc. (The) | 6,713 | 274,897 | ||||||
Mexico Fund, Inc. (The) | 31,254 | 464,122 | ||||||
Morgan Stanley India Investment Fund, Inc. | 125,932 | 3,474,465 | ||||||
Templeton Emerging Markets Fund | 104,226 | 1,768,715 | ||||||
9,800,823 | ||||||||
ENERGY MLP FUNDS - 1.13% | ||||||||
ClearBridge Energy Midstream Opportunity Fund Inc. | 155,511 | 3,397,915 | ||||||
ClearBridge MLP and Midstream Fund Inc. | 164,369 | 4,462,618 | ||||||
ClearBridge MLP and Midstream Total Return Fund Inc. | 62,662 | 1,503,888 | ||||||
Kayne Anderson NextGen Energy & Infrastructure, Inc. | 332,564 | 2,421,066 | ||||||
Neuberger Berman MLP and Energy Income Fund Inc. | 294,259 | 1,450,697 | ||||||
13,236,184 |
CORNERSTONE STRATEGIC VALUE FUND, INC. |
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2021 (Unaudited)(Continued) |
Description | No. of Shares | Value | ||||||
GLOBAL - 0.11% | ||||||||
Gabelli Global Small and Mid Cap Value Trust (The) | 30,478 | $ | 485,551 | |||||
GDL Fund (The) | 89,672 | 805,255 | ||||||
1,290,806 | ||||||||
INCOME & PREFERRED STOCK - 0.28% | ||||||||
LMP Capital and Income Fund Inc. | 179,581 | 2,471,035 | ||||||
Nuveen Tax-Advantaged Dividend Growth Fund | 53,844 | 852,889 | ||||||
3,323,924 | ||||||||
NATURAL RESOURCES - 0.29% | ||||||||
Adams Natural Resources Fund, Inc. | 161,410 | 2,532,523 | ||||||
First Trust Energy Infrastructure Fund | 64,175 | 818,231 | ||||||
3,350,754 | ||||||||
OPTION ARBITRAGE/OPTIONS STRATEGIES - 0.34% | ||||||||
Virtus Dividend, Interest & Premium Strategy Fund | 271,098 | 4,020,383 | ||||||
REAL ESTATE - 0.33% | ||||||||
CBRE Clarion Global Real Estate Income Fund | 463,957 | 3,878,681 | ||||||
SECTOR EQUITY - 0.23% | ||||||||
Gabelli Healthcare & WellnessRx Trust (The) | 126,045 | 1,665,054 | ||||||
GAMCO Natural Resources, Gold & Income Trust | 198,969 | 1,008,773 | ||||||
2,673,827 | ||||||||
UTILITY - 0.14% | ||||||||
Macquarie Global Infrastructure Total Return Fund Inc. | 69,145 | 1,611,770 | ||||||
TOTAL CLOSED-END FUNDS | 107,211,187 | |||||||
COMMUNICATION SERVICES - 11.31% | ||||||||
Activision Blizzard, Inc. | 48,000 | 3,714,720 | ||||||
Alphabet Inc. - Class C * | 22,000 | 58,636,820 | ||||||
Charter Communications, Inc. - Class A * | 12,000 | 8,730,720 | ||||||
Comcast Corporation - Class A | 174,000 | 9,731,820 | ||||||
Facebook, Inc. - Class A * | 70,000 | 23,757,300 | ||||||
Netflix, Inc. * | 20,000 | 12,206,800 |
CORNERSTONE STRATEGIC VALUE FUND, INC. |
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2021 (Unaudited)(Continued) |
Description | No. of Shares | Value | ||||||
COMMUNICATION SERVICES - 11.31% (Continued) | ||||||||
Twitter, Inc. * | 30,000 | $ | 1,811,700 | |||||
Walt Disney Company (The) * | 80,000 | 13,533,600 | ||||||
132,123,480 | ||||||||
CONSUMER DISCRETIONARY - 11.87% | ||||||||
Amazon.com, Inc. * | 22,000 | 72,270,880 | ||||||
Booking Holdings Inc. * | 2,500 | 5,934,675 | ||||||
Dollar General Corporation | 14,000 | 2,969,960 | ||||||
eBay Inc. | 38,000 | 2,647,460 | ||||||
General Motors Company * | 72,000 | 3,795,120 | ||||||
Hilton Worldwide Holdings Inc. * | 11,000 | 1,453,210 | ||||||
Lowe's Companies, Inc. | 40,000 | 8,114,400 | ||||||
McDonald's Corporation | 22,000 | 5,304,420 | ||||||
NIKE, Inc. - Class B | 40,000 | 5,809,200 | ||||||
Target Corporation | 25,000 | 5,719,250 | ||||||
Tesla, Inc. * | 25,000 | 19,387,000 | ||||||
TJX Companies, Inc. (The) | 80,000 | 5,278,400 | ||||||
138,683,975 | ||||||||
CONSUMER STAPLES - 3.73% | ||||||||
Coca-Cola Company (The) | 224,000 | 11,753,280 | ||||||
Constellation Brands, Inc. - Class A | 10,000 | 2,106,900 | ||||||
Costco Wholesale Corporation | 25,500 | 11,458,425 | ||||||
Estée Lauder Companies Inc. (The) - Class A | 13,000 | 3,899,090 | ||||||
Monster Beverage Corporation * | 20,000 | 1,776,600 | ||||||
Philip Morris International Inc. | 90,000 | 8,531,100 | ||||||
Sysco Corporation | 28,000 | 2,198,000 | ||||||
Walgreens Boots Alliance, Inc. | 40,000 | 1,882,000 | ||||||
43,605,395 | ||||||||
EXCHANGE-TRADED FUNDS - 4.43% | ||||||||
Energy Select Sector SPDR® Fund (The) | 267,000 | 13,908,030 | ||||||
Invesco QQQ TrustSM, Series 1 | 24,000 | 8,591,040 | ||||||
iShares Core S&P 500 ETF | 34,000 | 14,647,880 | ||||||
SPDR S&P 500® ETF Trust | 34,000 | 14,590,760 | ||||||
51,737,710 | ||||||||
FINANCIALS - 11.82% | ||||||||
American Express Company | 25,000 | 4,188,250 | ||||||
Aon plc - Class A | 12,000 | 3,429,240 |
CORNERSTONE STRATEGIC VALUE FUND, INC. |
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2021 (Unaudited)(Continued) |
Description | No. of Shares | Value | ||||||
FINANCIALS - 11.82% (Continued) | ||||||||
Bank of America Corporation | 430,000 | $ | 18,253,500 | |||||
Berkshire Hathaway Inc. - Class B * | 109,000 | 29,750,460 | ||||||
Charles Schwab Corporation (The) | 90,000 | 6,555,600 | ||||||
Chubb Limited | 18,000 | 3,122,640 | ||||||
Citigroup Inc. | 120,000 | 8,421,600 | ||||||
Goldman Sachs Group, Inc. (The) | 14,000 | 5,292,420 | ||||||
Intercontinental Exchange, Inc. | 18,500 | 2,124,170 | ||||||
JPMorgan Chase & Co. | 170,000 | 27,827,300 | ||||||
Moody's Corporation | 9,000 | 3,195,990 | ||||||
Morgan Stanley | 60,000 | 5,838,600 | ||||||
Progressive Corporation (The) | 29,000 | 2,621,310 | ||||||
S&P Global Inc. | 14,000 | 5,948,460 | ||||||
T. Rowe Price Group, Inc. | 4,000 | 786,800 | ||||||
Wells Fargo & Company | 232,000 | 10,767,120 | ||||||
138,123,460 | ||||||||
HEALTH CARE - 12.94% | ||||||||
Abbott Laboratories | 96,000 | 11,340,480 | ||||||
AbbVie Inc. | 70,000 | 7,550,900 | ||||||
Agilent Technologies, Inc. | 16,000 | 2,520,480 | ||||||
Amgen Inc. | 12,000 | 2,551,800 | ||||||
Anthem, Inc. | 14,000 | 5,219,200 | ||||||
Biogen Inc. * | 10,000 | 2,829,900 | ||||||
Boston Scientific Corporation * | 82,000 | 3,557,980 | ||||||
Bristol-Myers Squibb Company | 118,000 | 6,982,060 | ||||||
Centene Corporation * | 34,000 | 2,118,540 | ||||||
Cigna Corporation | 20,000 | 4,003,200 | ||||||
CVS Health Corporation | 62,000 | 5,261,320 | ||||||
Edwards Lifesciences Corporation * | 26,000 | 2,943,460 | ||||||
Eli Lilly and Company | 40,000 | 9,242,000 | ||||||
HCA Healthcare, Inc. | 17,000 | 4,126,240 | ||||||
Humana Inc. | 8,000 | 3,113,200 | ||||||
IDEXX Laboratories, Inc. * | 4,000 | 2,487,600 | ||||||
IQVIA Holdings Inc. * | 13,000 | 3,114,020 | ||||||
Johnson & Johnson | 60,400 | 9,754,600 | ||||||
McKesson Corporation | 9,000 | 1,794,420 | ||||||
Medtronic plc | 83,000 | 10,404,050 |
CORNERSTONE STRATEGIC VALUE FUND, INC. |
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2021 (Unaudited)(Continued) |
Description | No. of Shares | Value | ||||||
HEALTH CARE - 12.94% (Continued) | ||||||||
Merck & Co., Inc. | 105,000 | $ | 7,886,550 | |||||
Organon & Co. | 10,500 | 344,295 | ||||||
Regeneron Pharmaceuticals, Inc. * | 2,000 | 1,210,360 | ||||||
Stryker Corporation | 20,000 | 5,274,400 | ||||||
Thermo Fisher Scientific Inc. | 16,000 | 9,141,280 | ||||||
UnitedHealth Group Incorporated | 56,000 | 21,881,440 | ||||||
Vertex Pharmaceuticals Incorporated * | 15,000 | 2,720,850 | ||||||
Zimmer Biomet Holdings, Inc. | 12,000 | 1,756,320 | ||||||
151,130,945 | ||||||||
INDUSTRIALS - 6.75% | ||||||||
Boeing Company (The) * | 32,000 | 7,038,080 | ||||||
Caterpillar Inc. | 32,000 | 6,143,040 | ||||||
Cintas Corporation | 5,000 | 1,903,300 | ||||||
CSX Corporation | 141,000 | 4,193,340 | ||||||
Deere & Company | 18,000 | 6,031,260 | ||||||
FedEx Corporation | 15,000 | 3,289,350 | ||||||
General Dynamics Corporation | 16,000 | 3,136,480 | ||||||
Honeywell International Inc. | 40,000 | 8,491,200 | ||||||
Johnson Controls International plc | 40,000 | 2,723,200 | ||||||
Lockheed Martin Corporation | 14,000 | 4,831,400 | ||||||
Norfolk Southern Corporation | 14,000 | 3,349,500 | ||||||
Northrop Grumman Corporation | 9,000 | 3,241,350 | ||||||
Roper Technologies, Inc. | 6,000 | 2,676,780 | ||||||
Southwest Airlines Co. * | 33,000 | 1,697,190 | ||||||
TransDigm Group Incorporated * | 3,000 | 1,873,710 | ||||||
Union Pacific Corporation | 39,000 | 7,644,390 | ||||||
United Parcel Service, Inc. - Class B | 40,000 | 7,284,000 | ||||||
Waste Management, Inc. | 22,000 | 3,285,920 | ||||||
78,833,490 | ||||||||
INFORMATION TECHNOLOGY - 23.19% | ||||||||
Adobe Inc. * | 16,000 | 9,211,520 | ||||||
Advanced Micro Devices, Inc. * | 52,000 | 5,350,800 | ||||||
Analog Devices, Inc. | 12,000 | 2,009,760 | ||||||
Apple Inc. | 445,000 | 62,967,500 | ||||||
Applied Materials, Inc. | 41,000 | 5,277,930 | ||||||
Autodesk, Inc. * | 14,000 | 3,992,380 |
CORNERSTONE STRATEGIC VALUE FUND, INC. |
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2021 (Unaudited)(Continued) |
Description | No. of Shares | Value | ||||||
INFORMATION TECHNOLOGY - 23.19% (Continued) | ||||||||
Fidelity National Information Services, Inc. | 26,000 | $ | 3,163,680 | |||||
Fiserv, Inc. * | 30,000 | 3,255,000 | ||||||
Intel Corporation | 234,000 | 12,467,520 | ||||||
Intuit Inc. | 12,000 | 6,474,120 | ||||||
Lam Research Corporation | 4,000 | 2,276,600 | ||||||
Mastercard Incorporated - Class A | 51,000 | 17,731,680 | ||||||
Micron Technology, Inc. | 40,000 | 2,839,200 | ||||||
Microsoft Corporation | 213,000 | 60,048,961 | ||||||
NVIDIA Corporation | 80,000 | 16,572,800 | ||||||
PayPal Holdings, Inc. * | 70,000 | 18,214,700 | ||||||
QUALCOMM Incorporated | 47,000 | 6,062,060 | ||||||
salesforce.com, inc. * | 42,000 | 11,391,240 | ||||||
Visa, Inc. - Class A | 97,000 | 21,606,750 | ||||||
270,914,201 | ||||||||
MATERIALS - 1.00% | ||||||||
Air Products and Chemicals, Inc. | 12,000 | 3,073,320 | ||||||
Ball Corporation | 13,000 | 1,169,610 | ||||||
DuPont de Nemours, Inc. | 29,000 | 1,971,710 | ||||||
Freeport-McMoRan Inc. | 90,000 | 2,927,700 | ||||||
Newmont Corporation | 46,000 | 2,497,800 | ||||||
11,640,140 | ||||||||
REAL ESTATE - 1.59% | ||||||||
American Tower Corporation | 26,000 | 6,900,660 | ||||||
Digital Realty Trust, Inc. | 16,000 | 2,311,200 | ||||||
Equinix, Inc. | 6,000 | 4,740,780 | ||||||
Public Storage | 9,000 | 2,673,900 | ||||||
SBA Communications Corporation | 6,000 | 1,983,420 | ||||||
18,609,960 | ||||||||
UTILITIES - 0.71% | ||||||||
American Electric Power Company Inc. | 27,000 | 2,191,860 | ||||||
American Water Works Company, Inc. | 10,000 | 1,690,400 | ||||||
Exelon Corporation | 55,000 | 2,658,700 |
CORNERSTONE STRATEGIC VALUE FUND, INC. |
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2021 (Unaudited)(Concluded) |
Description | No. of Shares | Value | ||||||
UTILITIES - 0.71% (Continued) | ||||||||
Public Service Enterprise Group Incorporated | 28,000 | $ | 1,705,200 | |||||
8,246,160 | ||||||||
TOTAL EQUITY SECURITIES (cost - $952,681,747) | 1,150,860,103 | |||||||
SHORT-TERM INVESTMENT - 1.33% | ||||||||
MONEY MARKET FUND - 1.33% | ||||||||
Fidelity Institutional Money Market Government Portfolio - Class I, 0.01% ^ (cost - $15,574,266) | 15,574,266 | 15,574,266 | ||||||
TOTAL INVESTMENTS - 99.85% (cost - $968,256,013) | 1,166,434,369 | |||||||
OTHER ASSETS IN EXCESS OF LIABILITIES - 0.15% | 1,690,573 | |||||||
NET ASSETS - 100.00% | $ | 1,168,124,942 | ||||||
* | Non-income producing security. |
^ | The rate shown is the 7-day effective yield as of September 30, 2021. |