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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
☑ | QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2023
OR
☐ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission file number 0-15946
Ebix, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 77-0021975 | ||||||||||
(State or other jurisdiction of incorporation or | (I.R.S. Employer Identification No.) | ||||||||||
organization) | |||||||||||
1 Ebix Way | |||||||||||
Johns Creek, | Georgia | 30097 | |||||||||
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: 678-281-2020
Securities registered pursuant to Section 12(b) of the Act: | ||||||||
Title of each class | Trading symbols | Name of each exchange on which registered | ||||||
Common stock, $0.10 par value per share | EBIX | Nasdaq Stock Market |
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☑ No ☐
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☑ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer | ☐ | Accelerated filer | ☑ | |||||||||||
Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||||||||||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☑
As of May 3, 2023 the number of shares of common stock outstanding was 30,901,440.
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EXPLANATORY NOTE
The registrant is filing this Amendment No. 1 to First Quarterly Report on Form 10-Q/A (this “Amendment”) to amend the First Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2023 (Commission File Number 01-15946) (the “2023 Quarterly Report”), as filed by the registrant with the Securities and Exchange Commission (the “SEC”) on May 24, 2023. This Amendment is being filed solely for the purpose of amending Exhibits 31.2 and 32.2, where, due to an inadvertent technical error, Steve Hamil's name was not replaced with Amit Kumar Garg as Chief Financial Officer in making relevant certification.
No other change is made to the 2023 First Quarterly Report. Further, this Amendment does not reflect events occurring after the initial filing of the 2023 First Quarterly Report (i.e., those events occurring after May 24, 2023) or modify or update those disclosures that may be affected by subsequent events. Accordingly, this Amendment should be read in conjunction with the 2023 First Quarterly Report and the registrant’s other filings with the Securities and Exchange Commission.
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EXHIBITS INDEX
Exhibits | |||||||||||
* Filed herewith |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Ebix, Inc. | |||||||||||||||||
Date: | May 24, 2023 | By: | /s/ Robin Raina | ||||||||||||||
Robin Raina | |||||||||||||||||
Chief Executive Officer (Principal Executive Officer) | |||||||||||||||||
Date: | May 24, 2023 | By: | /s/ Amit Kumar Garg | ||||||||||||||
Amit Kumar Garg | |||||||||||||||||
Chief Financial Officer (Principal Financial and Accounting Officer) |
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