Commission File No. 333-108748
As Filed with the Securities and Exchange Commission on August 21, 2006
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
Post-Effective Amendment No. 1 to
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
THE JONES FINANCIAL COMPANIES, L.L.L.P.
(Exact Name of Registrant as Specified in Its Charter)
MISSOURI
(State or Other Jurisdiction of
Incorporation or Organization) | | 43-1450818
(IRS Employer
Identification No.) |
12555 Manchester Road
St. Louis, Missouri 63131-3729
(314) 515-2000
(Address of Principal Executive Offices) (Zip Code)
2003 Employee Limited Partnership Interest Purchase Plan of
The Jones Financial Companies, L.L.L.P.
(Full Title of the Plan)
James A. Tricarico, Esq.
The Jones Financial Companies, L.L.L.P.
12555 Manchester Road
St. Louis, Missouri 63131-3729
(314) 515-2000
(Name and Address of Agent For Service)
Copies of all correspondence to:
Robert J. Endicott, Esq.
Diedre J. Gray, Esq.
Bryan Cave LLP
One Metropolitan Square
211 North Broadway, Suite 3600
St. Louis, Missouri 63102-2750
(314) 259-2000
EXPLANATORY NOTE
The registrant previously registered, pursuant to the Registration Statement on Form S-8 (Commission File No. 333-108748, the “Registration Statement”), an offering of $150,000,000 of units of limited partnership interests (the “Interests”) which had been approved for issuance pursuant to the 2003 Employee Limited Partnership Interest Purchase Plan of The Jones Financial Companies, L.L.L.P. No Interests were sold pursuant to the offering, and the registrant subsequently terminated the offering. Pursuant to the registrant’s undertaking under Item 512(a)(3) of Regulation S-K, by filing this Post-Effective Amendment No. 1, the registrant hereby terminates the Registration Statement and deregisters all such Interests that remained unsold under the Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the County of St. Louis, State of Missouri, on the 21st day of August, 2006.
| THE JONES FINANCIAL COMPANIES, L.L.L.P. |
| (Registrant) | |
By: /s/ James D. Weddle
| James D. Weddle | |
| Managing Partner |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to this Registration Statement has been signed below by the following persons in the capacities indicated on the 21st day of August, 2006.
/s/ James D. Weddle
| James D. Weddle | |
| Managing Partner | |
| (Principal Executive Officer) |
| | | |
/s/ Steven Novik
(Principal Financial Officer and Principal Accounting Officer)
