UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under The Securities Exchange Act of 1934
(AMENDMENT NO. 9)*
Alliance HealthCare Services, Inc. |
(Name of Issuer) |
Common Stock, par value $0.01 per share |
(Title of Class of Securities) |
08606103 |
(CUSIP Number) |
Todd Molz Managing Director and General Counsel Oaktree Capital Group Holdings GP, LLC 333 South Grand Avenue, 28th Floor Los Angeles, California 90071 (213) 830-6300 |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
January 22, 2016 |
(Date of Event Which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1. | NAMES OF REPORTING PERSONS: OCM Principal Opportunities Fund IV, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS WC |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945 |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6%* |
14. | TYPE OF REPORTING PERSON PN |
__________________
* All ownership percentages of securities reported in this Statement are based upon 10,750,624 shares of Common Stock outstanding as of November 6, 2015 as represented by the Issuer on November 9, 2015.
1. | NAMES OF REPORTING PERSONS: OCM Principal Opportunities Fund IV GP, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]* (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON PN |
* Solely in its capacity as the general partner of OCM Principal Opportunities Fund IV, L.P.
1. | NAMES OF REPORTING PERSONS: OCM Principal Opportunities Fund IV GP Ltd. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]* (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
* Solely in its capacity as the general partner of OCM Principal Opportunities Fund GP, L.P.
1. | NAMES OF REPORTING PERSONS: Oaktree Fund GP I, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]* (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON PN |
* Solely in its capacity as the sole shareholder of OCM Principal Opportunities Fund IV GP Ltd.
1. | NAMES OF REPORTING PERSONS: Oaktree Capital I, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]* (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON PN |
* Solely in its capacity as the general partner of Oaktree Fund GP I, L.P.
1. | NAMES OF REPORTING PERSONS: OCM Holdings I, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]* (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
* Solely in its capacity as the general partner of Oaktree Capital I, L.P.
1. | NAMES OF REPORTING PERSONS: Oaktree Holdings, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]* (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
* Solely in its capacity as the managing member of OCM Holdings I, LLC.
1. | NAMES OF REPORTING PERSONS: Oaktree Capital Group, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
* Solely in its capacity as the managing member of Oaktree Holdings, LLC.
1. | NAMES OF REPORTING PERSONS: Oaktree Capital Group Holdings GP, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]* (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
* Solely in its capacity as the manager of Oaktree Capital Group, LLC
1. | NAMES OF REPORTING PERSONS: MTS Health Investors II, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS WC |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945 |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON PN |
1. | NAMES OF REPORTING PERSONS: MTS Health Investors II GP, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]* (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
* Solely in its capacity as the general partner of MTS Health Investors II, L.P.
1. | NAMES OF REPORTING PERSONS: MTS Health Investors II GP Holdings, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]* (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS Not Applicable |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945* |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945* |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
* Solely in its capacity as the managing member of MTS Health Investors II GP, LLC.
1. | NAMES OF REPORTING PERSONS: Alliance-Oaktree Co-Investors, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS WC |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945 |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS: Alliance-MTS Co-Investors I, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS WC, OO |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945 |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS: Alliance-MTS Co-Investors II, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY): |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ] (b) [ ] |
3. | SEC USE ONLY |
4. | SOURCE OF FUNDS WC, OO |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__] |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER None |
8. | SHARED VOTING POWER 5,437,945 |
9. | SOLE DISPOSITIVE POWER None |
10. | SHARED DISPOSITIVE POWER 5,437,945 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,945 |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [__] |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 50.6% |
14. | TYPE OF REPORTING PERSON OO |
This Amendment No. 9 (this “Amendment”) amends and supplements item number 4 of the statement on Schedule 13D, dated March 23, 2007 (as amended and supplemented, the “Statement”), previously filed with the Securities and Exchange Commission on March 26, 2007 by OCM Principal Opportunities Fund IV, L.P., OCM Principal Opportunities Fund IV GP, L.P., OCM Principal Opportunities Fund IV GP Ltd., Oaktree Capital Management, LLC, MTS Health Investors II, L.P., MTS Health Investors II GP, L.P, and MTS Health Investors Holdings GP Holdings, LLC. Other than as set forth in this Amendment, all other information in the Statement remains accurate and in effect. Capitalized terms used but not defined herein shall have the respective meanings set forth in the Statement.
Item 4. | Purpose of Transaction. |
Item 4 is hereby supplemented to add the following information at the end of this item:
On January 22, 2016, the Sellers and the Purchaser entered into Amendment No. 2 to the Purchase Agreement, which (i) modifies the section of the Purchase Agreement that governs the sharing of fees and expenses between the parties and (ii) automatically extends the February 29, 2016 outside date for the Closing by thirty (30) days if, on such date, the condition that certain regulatory approvals be obtained is the only condition to Closing that has not been satisfied, or is not capable of being satisfied.
Item 7. | Material to be Filed as Exhibits. |
The following are filed herewith as Exhibits to this Statement:
Exhibit 1 | Amendment No. 2 to Stock Purchase Agreement, dated as of January 22, 2016, by and among OCM Principal Opportunities Fund IV, L.P., MTS Health Investors II, L.P., Alliance-Oaktree Co-Investors, LLC, Alliance-MTS Co-Investors I, LLC, Alliance-MTS Co-Investors II, LLC, Larry C. Buckelew and Fujian Thai Hot Investment Co., Ltd |
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: January 22, 2016
| OCM PRINCIPAL OPPORTUNITIES FUND IV, L.P. |
| | |
| By: | OCM PRINCIPAL OPPORTUNITIES FUND IV GP, L.P., its General Partner |
| By: | OCM PRINCIPAL OPPORTUNITIES FUND IV GP LTD., its General Partner |
| By: | OAKTREE CAPITAL MANAGEMENT, L.P, the Director |
| | |
| By: | /s/ Michael Harmon |
| | Name: Michael Harmon |
| | Title: Managing Director |
| | |
| By: | /s/ Amy Rice |
| | Name: Amy Rice |
| | Title: Senior Vice President |
| | |
| | |
| OCM PRINCIPAL OPPORTUNITIES FUND IV GP, L.P. |
| | |
| By: | OCM PRINCIPAL OPPORTUNITIES FUND IV GP LTD., its General Partner |
| By: | OAKTREE CAPITAL MANAGEMENT, L.P, the Director |
| | |
| By: | /s/ Michael Harmon |
| | Name: Michael Harmon |
| | Title: Managing Director |
| | |
| By: | /s/ Amy Rice |
| | Name: Amy Rice |
| | Title: Senior Vice President |
| OCM PRINCIPAL OPPORTUNITIES FUND IV GP LTD. |
| | |
| By: | OAKTREE CAPITAL MANAGEMENT, L.P, the Director |
| | |
| By: | /s/ Michael Harmon |
| | Name: Michael Harmon |
| | Title: Managing Director |
| | |
| By: | /s/ Amy Rice |
| | Name: Amy Rice |
| | Title: Senior Vice President |
| | |
| | |
| OAKTREE FUND GP I, L.P. |
| | |
| By: | /s/ Michael Harmon |
| | Name: Michael Harmon |
| | Title: Authorized Signatory |
| | |
| By: | /s/ Amy Rice |
| | Name: Amy Rice |
| | Title: Authorized Signatory |
| | |
| | |
| OAKTREE CAPITAL I, L.P. |
| | |
| By: | /s/ Martin Boskovich |
| | Name: Martin Boskovich |
| | Title: Managing Director |
| | |
| By: | /s/ Lisa Arakaki |
| | Name: Lisa Arakaki |
| | Title: Managing Director |
| | |
| | |
| OCM HOLDINGS I, LLC |
| | |
| By: | /s/ Martin Boskovich |
| | Name: Martin Boskovich |
| | Title: Managing Director |
| | |
| By: | /s/ Lisa Arakaki |
| | Name: Lisa Arakaki |
| | Title: Managing Director |
| OAKTREE HOLDINGS, LLC |
| | |
| By: | /s/ Martin Boskovich |
| | Name: Martin Boskovich |
| | Title: Managing Director |
| | |
| By: | /s/ Lisa Arakaki |
| | Name: Lisa Arakaki |
| | Title: Managing Director |
| | |
| | |
| OAKTREE CAPITAL GROUP, LLC |
| | |
| By: | /s/ Martin Boskovich |
| | Name: Martin Boskovich |
| | Title: Managing Director |
| | |
| By: | /s/ Lisa Arakaki |
| | Name: Lisa Arakaki |
| | Title: Managing Director |
| | |
| | |
| OAKTREE CAPITAL GROUP HOLDINGS GP, LLC |
| | |
| By: | /s/ Martin Boskovich |
| | Name: Martin Boskovich |
| | Title: Managing Director |
| | |
| By: | /s/ Lisa Arakaki |
| | Name: Lisa Arakaki |
| | Title: Managing Director |
| | |
| | |
| MTS HEALTH INVESTORS II, L.P. |
| | |
| By: | MTS HEALTH INVESTORS II GP, LLC, its General Partner |
| By: | MTS HEALTH INVESTORS II GP HOLDINGS, LLC, the Class A Member |
| | |
| By: | /s/ Curtis Lane |
| | Name: Curtis S. Lane |
| | Title: Senior Managing Director |
| MTS HEALTH INVESTORS II GP, LLC |
| | |
| By: | MTS HEALTH INVESTORS II GP HOLDINGS, LLC, the Class A Member |
| | |
| By: | /s/ Curtis Lane |
| | Name: Curtis S. Lane |
| | Title: Senior Managing Director |
| | |
| | |
| MTS HEALTH INVESTORS II GP HOLDINGS, LLC |
| | |
| By: | /s/ Curtis Lane |
| | Name: Curtis S. Lane |
| | Title: Senior Managing Director |
| | |
| | |
| ALLIANCE-OAKTREE CO- INVESTORS, LLC |
| | |
| By: | OCM PRINCIPAL OPPORTUNITIES FUND IV GP, L.P., its Managing Member |
| By: | OCM PRINCIPAL OPPORTUNITIES FUND IV GP LTD., its General Partner |
| By: | OAKTREE CAPITAL MANAGEMENT, L.P., the Director |
| | |
| By: | /s/ Michael Harmon |
| | Name: Michael Harmon |
| | Title: Managing Director |
| | |
| By: | /s/ Amy Rice |
| | Name: Amy Rice |
| | Title: Senior Vice President |
| ALLIANCE-MTS CO-INVESTORS I, LLC |
| | |
| By: | MTS HEALTH INVESTORS II GP, LLC, its General Partner |
| By: | MTS HEALTH INVESTORS II GP HOLDINGS, LLC, the Class A Member |
| | |
| By: | /s/ Curtis Lane |
| | Name: Curtis S. Lane |
| | Title: Senior Managing Director |
| | |
| | |
| ALLIANCE-MTS CO-INVESTORS II, LLC |
| | |
| By: | MTS HEALTH INVESTORS II GP, LLC, its General Partner |
| By: | MTS HEALTH INVESTORS II GP HOLDINGS, LLC, the Class A Member |
| | |
| By: | /s/ Curtis Lane |
| | Name: Curtis S. Lane |
| | Title: Senior Managing Director |