UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05216
Elfun International Equity Fund
(Exact name of registrant as specified in charter)
1600 Summer Street, Stamford, Connecticut 06905
(Address of principal executive offices) (Zip code)
GE Asset Management, Inc., 1600 Summer Street, Stamford, Connecticut 06905
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-242-0134
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2013 – 06/30/2014
Item 1. Proxy Voting Record
======================= (ZQ00) Elfun International (MF) ======================== ABB LTD. Ticker: ABBN Security ID: H0010V101 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2.1 Accept Financial Statements and For For Management Statutory Reports 2.2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Discharge of Board and Senior For Abstain Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 0.70 per Share from Capital Contribution Reserves 5 Approve CHF 154.5 Million Pool of For For Management Conditional Capital to Fund Equity Compensation to Employees 6 Amend Articles Re: Ordinance Against For For Management Excessive Remuneration at Listed Companies 7.1 Elect Roger Agnelli as Director For For Management 7.2 Elect Matti Alahuhta as Director For For Management 7.3 Elect Louis Hughes as Director For For Management 7.4 Elect Michel de Rosen as Director For For Management 7.5 Elect Michael Treschow as Director For For Management 7.6 Elect Jacob Wallenberg as Director For For Management 7.7 Elect Ying Yeh as Director For For Management 7.8 Elect Hubertus von Grunberg as For For Management Director and Board Chairman 8.1 Appoint Michel de Rosen as Member of For For Management the Compensation Committee 8.2 Appoint Michael Treschow as Member of For For Management the Compensation Committee 8.3 Appoint Ying Yeh as Member of the For For Management Compensation Committee 9 Designate Hans Zehnder as Independent For For Management Proxy 10 Ratify Ernst and Young AG as Auditors For For Management 11 Transact Other Business (Voting) For Abstain Management -------------------------------------------------------------------------------- AIA GROUP LTD. Ticker: 01299 Security ID: Y002A1105 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3 Elect Mohamed Azman Yahya as Director For For Management 4 Elect Edmund Sze-Wing Tse as Director For For Management 5 Elect Jack Chak-Kwong So as Director For For Management 6 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Approve Allotment and Issuance of For For Management Additional Shares Under the Restricted Share Unit Scheme 8 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- AIRBUS GROUP Ticker: AIR Security ID: N0280E105 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Discuss Remuneration Report Containing None None Management Remuneration Policy 2.4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Allocation of Income and For For Management Dividends of EUR 0.75 per Share 4.3 Approve Discharge of Non-Executive For Abstain Management Members of the Board of Directors 4.4 Approve Discharge of Executive Members For Abstain Management of the Board of Directors 4.5 Ratify KPMG as Auditors For For Management 4.6 Approve Amendments to Remuneration For For Management Policy for the Board of Directors 4.7 Amend Articles Re: Change Company Name For For Management 4.8 Grant Board Authority to Issue Shares For For Management Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans 4.9 Grant Board Authority to Issue Shares For For Management Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding 4.10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Close Meeting None None Management -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA Ticker: ABI Security ID: B6399C107 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor A1 Exchange all Outstanding Warrants For For Management under Executive and Senior Manager Incentive Scheme into Stock Options A2a Receive Special Board Report Re: None None Management Authorized Capital A2b Renew Authorization to Increase Share For For Management Capital Up To 3 Percent of Issued Capital B1a Authorize Repurchase and Reissuance of For For Management Up to 20 Percent of Issued Share Capital B1b Amend Articles to Reflect Changes in For For Management Capital Re: Repurchase Authorization under Item B1a C1 Receive Directors' Reports (Non-Voting) None None Management C2 Receive Auditors' Reports (Non-Voting) None None Management C3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) C4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 2.05 per Share C5 Approve Discharge of Directors For Abstain Management C6 Approve Discharge of Auditors For Abstain Management C7a Reelect Kees Storm as Independent For For Management Director C7b Reelect Mark Winkelman as Independent For For Management Director C7c Reelect Alexandre Van Damme as Director For For Management C7d Reelect Gregoire de Spoelberch as For For Management Director C7e Reelect Carlos Alberto de Veiga For For Management Sicupera as Director C7f Reelect Marcel Herrmann Telles as For For Management Director C7g Elect Paulo Lemann as Director For For Management C7h Elect Alexandre Behring as Director For For Management C7i Elect Elio Leoni Sceti as Independent For For Management Director C7j Elect Maria Asuncion Aramburuzabala For For Management Larregui as Director C7k Elect Valentin Diez Morodo as Director For For Management C8a Approve Remuneration Report For For Management C8b Approve Non-Employee Director Stock For For Management Option Plan and According Stock Option Grants to Non-Executive Directors D1 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- ASML HOLDING NV Ticker: ASML Security ID: N07059202 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3 Discuss the Remuneration Policy 2010 None None Management for Management Board Members 4 Adopt Financial Statements and For For Management Statutory Reports 5 Approve Discharge of Management Board For Abstain Management 6 Approve Discharge of Supervisory Board For Abstain Management 7 Receive Explanation on Company's None None Management Reserves and Dividend Policy 8 Approve Dividends of EUR 0.61 Per For For Management Ordinary Share 9 Amend Remuneration Policy for For For Management Management Board Members 10 Approve Performance Share Arrangement For For Management According to Remuneration Policy 11 Approve Numbers of Stock Options, For For Management Respectively Shares, for Employees 12 Announce Intention to Reappoint P.T.F. None None Management M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board 13a Reelect F.W. Frohlich to Supervisory For For Management Board 13b Elect J.M.C. Stork to Supervisory Board For For Management 14 Announcement of Retirement of None None Management Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015 15 Approve Remuneration of Supervisory For For Management Board 16 Ratify Deloitte as Auditors For For Management 17a Grant Board Authority to Issue Shares For For Management Up To 5 Percent of Issued Capital 17b Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 17a 17c Grant Board Authority to Issue Shares For For Management Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 17d Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 17c 18a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 19 Authorize Cancellation of Repurchased For For Management Shares 20 Other Business (Non-Voting) None None Management 21 Close Meeting None None Management -------------------------------------------------------------------------------- ASSA ABLOY AB Ticker: ASSA B Security ID: W0817X105 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8a Receive Financial Statements and None None Management Statutory Reports 8b Receive Auditor's Report on None None Management Application of Remuneration Guidelines for Executive Management 8c Receive Board's Proposal for None None Management Allocation of Income and Supporting Statement Thereof 9a Accept Financial Statements and For For Management Statutory Reports 9b Approve Allocation of Income and For For Management Dividends of SEK 5.70 Per Share 9c Approve Discharge of Board and For Abstain Management President 10 Determine Number of Members (8) and For For Management Deputy Members of Board (0) 11 Approve Remuneration of Directors in For For Management the Amounts of SEK 1.6 Million to the Chairman, SEK 750,000 to the Vice Chairman, and SEK 500,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Lars Renstrom (Chair), Carl For For Management Douglas (Vice Chair), Birgitta Klasen, Eva Lindqvist, Johan Molin, Sven-Christer Nilsson, Jan Svensson and Ulrik Svensson as Directors 13 Elect Gustaf Douglas (Chairman), For For Management Mikael Ekdahl, Liselott Ledin, Marianne Nilsson, and Anders Oscarsson as Members of Nominating Committee 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Approve 2014 Share Matching Plan For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- ASTELLAS PHARMA INC. Ticker: 4503 Security ID: J03393105 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Nogimori, Masafumi For For Management 2.2 Elect Director Hatanaka, Yoshihiko For For Management 2.3 Elect Director Miyokawa, Yoshiro For For Management 2.4 Elect Director Aikawa, Naoki For For Management 2.5 Elect Director Kase, Yutaka For For Management 2.6 Elect Director Yasuda, Hironobu For For Management 2.7 Elect Director Okajima, Etsuko For For Management 3.1 Appoint Statutory Auditor Fujisawa, For For Management Tomokazu 3.2 Appoint Statutory Auditor Oka, Toshiko For For Management 4 Approve Annual Bonus Payment to For For Management Directors 5 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- AXA Ticker: CS Security ID: F06106102 Meeting Date: APR 23, 2014 Meeting Type: Annual/Special Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.81 per Share 4 Advisory Vote on Compensation of Henri For For Management de Castries, Chairman and CEO 5 Advisory Vote on Compensation of Denis For For Management Duverne, Vice CEO 6 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 7 Approve Severance Payment Agreement For For Management with Henri de Castries 8 Approve Severance Payment Agreement For For Management with Denis Duverne 9 Reelect Henri de Castries as Director For For Management 10 Reelect Norbert Dentressangle as For For Management Director 11 Reelect Denis Duverne as Director For For Management 12 Reelect Isabelle Kocher as Director For For Management 13 Reelect Suet Fern Lee as Director For For Management 14 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.5 Million 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans for International Subsidiaries 18 Authorize up to 1 Percent of Issued For For Management Capital for Use in Stock Option Plans 19 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BARC Security ID: G08036124 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Maximum Ratio of Fixed to For For Management Variable Remuneration 5 Elect Mike Ashley as Director For For Management 6 Elect Wendy Lucas-Bull as Director For For Management 7 Elect Tushar Morzaria as Director For For Management 8 Elect Frits van Paasschen as Director For For Management 9 Elect Steve Thieke as Director For For Management 10 Re-elect Tim Breedon as Director For For Management 11 Re-elect Reuben Jeffery III as Director For For Management 12 Re-elect Antony Jenkins as Director For For Management 13 Re-elect Dambisa Moyo as Director For For Management 14 Re-elect Sir Michael Rake as Director For For Management 15 Re-elect Diane de Saint Victor as For For Management Director 16 Re-elect Sir John Sunderland as For For Management Director 17 Re-elect Sir David Walker as Director For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity with For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Recive Annual Financial Statements and For For Management Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share 2 Approve Discharge of Management Board For Abstain Management for Fiscal 2013 3 Approve Discharge of Supervisory Board For Abstain Management for Fiscal 2013 4a Elect Simone Bagel-Trah to the For For Management Supervisory Board 4b Elect Ernst-Ludwig Winnacker to the For For Management Supervisory Board 5 Approve Creation of EUR 530 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 6 Approve Creation of EUR 211.7 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights 8a Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8b Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9a Approve Affiliation Agreement with For For Management Subsidiary Bayer Business Services GmbH 9b Approve Affiliation Agreement with For For Management Subsidiary Bayer Technology Services GmbH 9c Approve Affiliation Agreement with For For Management Subsidiary Bayer US IP GmbH 9d Approve Affiliation Agreement with For For Management Subsidiary Bayer Bitterfeld GmbH 9e Approve Affiliation Agreement with For For Management Subsidiary Bayer Innovation GmbH 9f Approve Affiliation Agreement with For For Management Subsidiary Bayer Real Estate GmbH 9g Approve Affiliation Agreement with For For Management Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH 9h Approve Affiliation Agreement with For For Management Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH 10 Ratify PricewaterhouseCoopers as For For Management Auditors for Fiscal 2014 -------------------------------------------------------------------------------- BHP BILLITON PLC Ticker: BLT Security ID: G10877101 Meeting Date: OCT 24, 2013 Meeting Type: Annual Record Date: OCT 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint KPMG LLP as Auditors For For Management 3 Authorise the Risk and Audit Committee For For Management to Fix Remuneration of Auditors 4 Authorise Issue of Equity with For For Management Pre-emptive Rights 5 Authorise Issue of Equity without For For Management Pre-emptive Rights 6 Authorise Market Purchase of Ordinary For For Management Shares 7 Approve Remuneration Report For For Management 8 Approve Long Term Incentive Plan For For Management 9 Approve Grant of Deferred Shares and For For Management Performance Shares under the Group's Employee Equity Plans to Andrew Mackenzie 10 Elect Andrew Mackenzie as Director For For Management 11 Re-elect Malcolm Broomhead as Director For For Management 12 Re-elect Sir John Buchanan as Director For For Management 13 Re-elect Carlos Cordeiro as Director For For Management 14 Re-elect David Crawford as Director For For Management 15 Re-elect Pat Davies as Director For For Management 16 Re-elect Carolyn Hewson as Director For For Management 17 Re-elect Lindsay Maxsted as Director For For Management 18 Re-elect Wayne Murdy as Director For For Management 19 Re-elect Keith Rumble as Director For For Management 20 Re-elect John Schubert as Director For For Management 21 Re-elect Shriti Vadera as Director For For Management 22 Re-elect Jac Nasser as Director For For Management 23 Elect Ian Dunlop, a Shareholder Against Against Shareholder Nominee to the Board -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean-Francois Lepetit as For For Management Director 7 Reelect Baudouin Prot as Director For For Management 8 Reelect Fields Wicker-Miurin as For For Management Director 9 Ratify Appointment and Reelect Monique For For Management Cohen as Director 10 Elect Daniela Schwarzer as Director For For Management 11 Advisory Vote on Compensation of For For Management Baudouin Prot, Chairman 12 Advisory Vote on Compensation of For For Management Jean-Laurent Bonnafe, CEO 13 Advisory Vote on Compensation of For For Management Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs 14 Advisory Vote on the Overall Envelope For For Management of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 15 Fix Maximum Variable Compensation For For Management Ratio for Executives and Risk Takers 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 18 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Set Total Limit for Capital Increase For For Management without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million 21 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 22 Set Total Limit for Capital Increase For For Management with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BRAMBLES LTD Ticker: BXB Security ID: Q6634U106 Meeting Date: OCT 22, 2013 Meeting Type: Annual Record Date: OCT 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve the Remuneration Report For For Management 3 Elect Anthony Grant Froggatt as For For Management Director 4 Elect David Peter Gosnell as Director For For Management 5 Elect Christopher Luke Mayhew as For For Management Director -------------------------------------------------------------------------------- BRAMBLES LTD Ticker: BXB Security ID: Q6634U106 Meeting Date: DEC 03, 2013 Meeting Type: Court Record Date: DEC 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Scheme of Arrangement For For Management between Brambles Ltd and the Holders of Its Ordinary Shares -------------------------------------------------------------------------------- BRAMBLES LTD Ticker: BXB Security ID: Q6634U106 Meeting Date: DEC 03, 2013 Meeting Type: Special Record Date: DEC 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Reduction of Capital For For Management 2 Approve the Termination Benefits of For Abstain Management Doug Pertz -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 25, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Tsuya, Masaaki For For Management 2.2 Elect Director Nishigai, Kazuhisa For For Management 2.3 Elect Director Morimoto, Yoshiyuki For For Management 2.4 Elect Director Zaitsu, Narumi For For Management 2.5 Elect Director Tachibana Fukushima, For For Management Sakie 2.6 Elect Director Murofushi, Kimiko For For Management 2.7 Elect Director Scott Trevor Davis For For Management 2.8 Elect Director Okina, Yuri For For Management 3 Appoint Statutory Auditor Tsuji, For For Management Masahito 4 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcel R. Coutu For For Management 1.2 Elect Director Maureen Kempston Darkes For For Management 1.3 Elect Director Lance Liebman For For Management 1.4 Elect Director Frank J. McKenna For For Management 1.5 Elect Director Youssef A. Nasr For For Management 1.6 Elect Director James A. Pattison For For Management 1.7 Elect Director Seek Ngee Huat For For Management 1.8 Elect Director Diana L. Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAMECO CORPORATION Ticker: CCO Security ID: 13321L108 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor A The Undersigned Hereby Certifies that None Against Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian B1 Elect Director Ian Bruce For For Management B2 Elect Director Daniel Camus For For Management B3 Elect Director John Clappison For For Management B4 Elect Director Joe Colvin For For Management B5 Elect Director James Curtiss For For Management B6 Elect Director Donald Deranger For For Management B7 Elect Director Catherine Gignac For For Management B8 Elect Director Tim Gitzel For For Management B9 Elect Director James Gowans For For Management B10 Elect Director Nancy Hopkins For For Management B11 Elect Director Anne McLellan For For Management B12 Elect Director Neil McMillan For For Management B13 Elect Director Victor Zaleschuk For For Management C Ratify KPMG LLP as Auditors For For Management D Advisory Vote on Executive For For Management Compensation Approach E Amend Bylaws For For Management -------------------------------------------------------------------------------- CAP GEMINI Ticker: CAP Security ID: F13587120 Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Acknowledge Auditors' Special Report For For Management Mentioning the Absence of Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 5 Advisory Vote on Compensation of Paul For For Management Hermelin, Chairman and CEO 6 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 7 Renew Appointment of KPMG SA as Auditor For For Management 8 Appoint Jean-Christophe Georghiou as For For Management Alternate Auditor 9 Appoint KPMG Audit I.S. SAS as For For Management Alternate Auditor 10 Ratify Appointment of Anne Bouverot as For For Management Director 11 Reelect Serge Kampf as Director For For Management 12 Reelect Paul Hermelin as Director For For Management 13 Reelect Yann Delabriere as Director For For Management 14 Reelect Laurence Dors as Director For For Management 15 Reelect Phil Laskawy as Director For For Management 16 Elect Xavier Musca as Director For For Management 17 Reelect Bruno Roger as Director For For Management 18 Elect Caroline Watteeuw-Carlisle as For For Management Director 19 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 23 to 29 at EUR 500 Million and Under Items 24 to 29 at EUR 125 Million 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 125 Million 25 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 125 Million 26 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 24 and 25 27 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Capital Increase of Up to For For Management EUR 125 Million for Future Exchange Offers 30 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries 32 Amend Article 11.2 of Bylaws Re: For For Management Shareholding Requirements for Directors 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CAPITA PLC Ticker: CPI Security ID: G1846J115 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Martin Bolland as Director For For Management 6 Re-elect Andy Parker as Director For For Management 7 Re-elect Gordon Hurst as Director For For Management 8 Re-elect Maggi Bell as Director For For Management 9 Re-elect Vic Gysin as Director For For Management 10 Elect Dawn Marriott-Sims as Director For For Management 11 Re-elect Gillian Sheldon as Director For For Management 12 Re-elect Paul Bowtell as Director For For Management 13 Appoint KPMG LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity with For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph S. Cunningham For For Management 1.2 Elect Director Patrick D. Daniel For For Management 1.3 Elect Director Ian W. Delaney For For Management 1.4 Elect Director Brian C. Ferguson For For Management 1.5 Elect Director Michael A. Grandin For For Management 1.6 Elect Director Valerie A.A. Nielsen For For Management 1.7 Elect Director Charles M. Rampacek For For Management 1.8 Elect Director Colin Taylor For For Management 1.9 Elect Director Wayne G. Thomson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CREDIT AGRICOLE SA Ticker: ACA Security ID: F22797108 Meeting Date: MAY 21, 2014 Meeting Type: Annual/Special Record Date: MAY 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.35 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Amendment to Guarantee For For Management Agreement with Regionales Banks (Caisses Regionales de Credit Agricole) 6 Ratify Appointment of Gerard For For Management Ouvrier-Buffet as Director 7 Ratify Appointment of Pascal Celerier For For Management as Director 8 Elect Daniel Epron as Director For For Management 9 Elect Jean-Pierre Gaillard as Director For For Management 10 Reelect Caroline Catoire as Director For For Management 11 Reelect Laurence Dors as Director For For Management 12 Reelect Francoise Gri as Director For For Management 13 Reelect Jean-Louis Delorme as Director For For Management 14 Reelect Gerard Ouvrier-Buffet as For For Management Director 15 Reelect Christian Streiff as Director For For Management 16 Reelect Francois Veverka as Director For For Management 17 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.05 Million 18 Advisory Vote on Compensation of For For Management Jean-Marie Sander, Chairman 19 Advisory Vote on Compensation of For For Management Jean-Paul Chifflet, CEO 20 Advisory Vote on Compensation of For For Management Jean-Yves Hocher, Bruno de Laage, Michel Mathieu and Xavier Musca, Vice-CEOs 21 Advisory Vote on the Aggregate For For Management Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers 22 Fix Maximum Variable Compensation For For Management Ratio for Executives and Risk Takers 23 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.75 Billion 25 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 750 Million 26 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million 27 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 24-26, 28-29, 33 and 34 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and/or 26 30 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 3.75 Billion 31 Approve Issuance of Securities For For Management Convertible into Debt up to an Aggregate Amount of EUR 5 Billion 32 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 33 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 34 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Employees 35 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 36 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CSL LTD. Ticker: CSL Security ID: Q3018U109 Meeting Date: OCT 16, 2013 Meeting Type: Annual Record Date: OCT 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect John Akehurst as Director For For Management 2b Elect Marie McDonald as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve the Grant of Up to 25,000 For For Management Performance Rights to Paul Perreault, Managing Director of the Company 5 Approve the Termination Benefits of For For Management Brian McNamee -------------------------------------------------------------------------------- DENSO CORP. Ticker: 6902 Security ID: J12075107 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 58 2 Amend Articles To Allow Directors with For For Management No Title to Fill Representative Director Posts - Streamline Board Structure 3.1 Elect Director Kato, Nobuaki For For Management 3.2 Elect Director Kobayashi, Koji For For Management 3.3 Elect Director Miyaki, Masahiko For For Management 3.4 Elect Director Shikamura, Akio For For Management 3.5 Elect Director Maruyama, Haruya For For Management 3.6 Elect Director Shirasaki, Shinji For For Management 3.7 Elect Director Tajima, Akio For For Management 3.8 Elect Director Adachi, Michio For For Management 3.9 Elect Director Wakabayashi, Hiroyuki For For Management 3.10 Elect Director Iwata, Satoshi For For Management 3.11 Elect Director Ito, Masahiko For For Management 3.12 Elect Director Toyoda, Shoichiro For For Management 3.13 Elect Director George Olcott For For Management 3.14 Elect Director Nawa, Takashi For For Management 4 Appoint Statutory Auditor Shimmura, For For Management Atsuhiko 5 Approve Annual Bonus Payment to For For Management Directors and Statutory Auditors 6 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Statutory Auditors -------------------------------------------------------------------------------- DEUTSCHE BANK AG Ticker: DBK Security ID: D18190898 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.75 per Share 3 Approve Discharge of Management Board For Abstain Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For Abstain Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 8 Fix Maximum Variable Compensation For For Management Ratio for Management Board Members to 200 Percent of Fixed Remuneration 9 Fix Maximum Variable Compensation For For Management Ratio for Key Employees to 200 Percent of Fixed Remuneration 10 Approve Remuneration of Supervisory For For Management Board Committees 11 Approve Creation of EUR 256 Million For For Management Pool of Capital without Preemptive Rights 12 Approve Issuance of Convertible and For For Management Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights 13 Authorize Issuance of Participation For For Management Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion 14 Approve Affiliation Agreements with For For Management Subsidiary Deutsche Immobilien Leasing GmbH 15 Approve Affiliation Agreements with For For Management Subsidiary Deutsche Bank (Europe) GmbH -------------------------------------------------------------------------------- DIAGEO PLC Ticker: DGE Security ID: G42089113 Meeting Date: SEP 19, 2013 Meeting Type: Annual Record Date: SEP 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Peggy Bruzelius as Director For For Management 5 Re-elect Laurence Danon as Director For For Management 6 Re-elect Lord Davies as Director For For Management 7 Re-elect Ho KwonPing as Director For For Management 8 Re-elect Betsy Holden as Director For For Management 9 Re-elect Dr Franz Humer as Director For For Management 10 Re-elect Deirdre Mahlan as Director For For Management 11 Re-elect Ivan Menezes as Director For For Management 12 Re-elect Philip Scott as Director For For Management 13 Appoint KPMG LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity with For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. Ticker: 9020 Security ID: J1257M109 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Seino, Satoshi For For Management 2.2 Elect Director Ogata, Masaki For For Management 2.3 Elect Director Tomita, Tetsuro For For Management 2.4 Elect Director Fukasawa, Yuuji For For Management 2.5 Elect Director Yagishita, Naomichi For For Management 2.6 Elect Director Morimoto, Yuuji For For Management 2.7 Elect Director Haraguchi, Tsukasa For For Management 2.8 Elect Director Kawanobe, Osamu For For Management 2.9 Elect Director Ichinose, Toshiro For For Management 2.10 Elect Director Sawamoto, Takashi For For Management 2.11 Elect Director Nakai, Masahiko For For Management 2.12 Elect Director Umehara, Yasuyoshi For For Management 2.13 Elect Director Takahashi, Makoto For For Management 2.14 Elect Director Fukuda, Yasushi For For Management 2.15 Elect Director Nishiyama, Takao For For Management 2.16 Elect Director Eto, Takashi For For Management 2.17 Elect Director Sasaki, Takeshi For For Management 2.18 Elect Director Hamaguchi, Tomokazu For For Management 3 Approve Annual Bonus Payment to For For Management Directors and Statutory Auditors 4 Amend Articles to Allow Shareholder Against Against Shareholder Meeting Resolutions on Business Plans Related to Tohoku Earthquake Reconstruction 5 Create Damaged Railroad Reconstruction Against Against Shareholder Committee 6 Amend Articles to Allow Proposals on Against Against Shareholder Compliance Matters at Shareholder Meetings 7 Create Compliance Committee Against Against Shareholder 8 Amend Articles to Require Disclosure Against Against Shareholder of Top Five Individual Director Compensation in Proxy Materials 9 Amend Articles to Require At Least Against Against Shareholder Three Outsiders on Board of Directors 10.1 Remove Chairman Satoshi Seino from the Against Against Shareholder Board of Directors 10.2 Remove Vice Chairman Masaki Ogata from Against Against Shareholder the Board of Directors 10.3 Remove Representative Director and Against Against Shareholder President Tetsuro Tomita from the Board of Directors 10.4 Remove Representative Director and Against Against Shareholder Vice President Yuuji Fukasawa from the Board of Directors 10.5 Remove Executive Director Yuuji Against Against Shareholder Morimoto from the Board of Directors 11 Reduce Director and Statutory Auditor Against Against Shareholder Compensation by 20 Percent 12 Approve Alternate Income Allocation to Against Against Shareholder Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines -------------------------------------------------------------------------------- ESSILOR INTERNATIONAL Ticker: EI Security ID: F31668100 Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.94 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Philippe Alfroid as Director For For Management 6 Reelect Yi He as Director For For Management 7 Reelect Maurice Marchand-Tonel as For For Management Director 8 Reelect Aicha Mokdahi as Director For For Management 9 Reelect Michel Rose as Director For For Management 10 Reelect Hubert Sagnieres as Director For For Management 11 Advisory Vote on Compensation of For For Management Hubert Sagnieres, Chairman and CEO 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 580,000 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to One Third of the Issued Capital 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors or Restricted Number of Investors , up to Aggregate Nominal Amount of EUR 1.2 Billion 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 17 and/or 20 22 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests under Items 17 to 21 at 10 Percent of Issued Share Capital 23 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 24 Amend Article 14 of Bylaws Re: For For Management Directors' Length of Mandate 25 Insert New Article 12.4 of Bylaws Re: For For Management Appointment of Employee Representatives 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EXPERIAN PLC Ticker: EXPN Security ID: G32655105 Meeting Date: JUL 17, 2013 Meeting Type: Annual Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Deirdre Mahlan as Director For For Management 4 Elect George Rose as Director For For Management 5 Re-elect Fabiola Arredondo as Director For For Management 6 Re-elect Chris Callero as Director For For Management 7 Re-elect Brian Cassin as Director For For Management 8 Re-elect Roger Davis as Director For For Management 9 Re-elect Alan Jebson as Director For For Management 10 Re-elect Sir John Peace as Director For For Management 11 Re-elect Don Robert as Director For For Management 12 Re-elect Sir Alan Rudge as Director For For Management 13 Re-elect Judith Sprieser as Director For For Management 14 Re-elect Paul Walker as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- FANUC CORP. Ticker: 6954 Security ID: J13440102 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 93.26 2 Amend Articles To Amend Business Lines For For Management 3.1 Elect Director Inaba, Yoshiharu For For Management 3.2 Elect Director Yamaguchi, Kenji For For Management 3.3 Elect Director Uchida, Hiroyuki For For Management 3.4 Elect Director Gonda, Yoshihiro For For Management 3.5 Elect Director Inaba, Kiyonori For For Management 3.6 Elect Director Matsubara, Shunsuke For For Management 3.7 Elect Director Noda, Hiroshi For For Management 3.8 Elect Director Kohari, Katsuo For For Management 3.9 Elect Director Okada, Toshiya For For Management 3.10 Elect Director Richard E. Schneider For For Management 3.11 Elect Director Olaf C. Gehrels For For Management 3.12 Elect Director Ono, Masato For For Management 4 Appoint Statutory Auditor Sumikawa, For For Management Masaharu 5 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Statutory Auditors -------------------------------------------------------------------------------- FAST RETAILING Ticker: 9983 Security ID: J1346E100 Meeting Date: NOV 21, 2013 Meeting Type: Annual Record Date: AUG 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yanai, Tadashi For For Management 1.2 Elect Director Hambayashi, Toru For For Management 1.3 Elect Director Hattori, Nobumichi For For Management 1.4 Elect Director Murayama, Toru For For Management 1.5 Elect Director Shintaku, Masaaki For For Management 1.6 Elect Director Nawa, Takashi For For Management -------------------------------------------------------------------------------- FRESENIUS SE & CO KGAA Ticker: FRE Security ID: D27348123 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Personally Liable For Abstain Management Partner for Fiscal 2013 4 Approve Discharge of Supervisory Board For Abstain Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 6 Amend Affiliation Agreements with For For Management Subsidiaries 7 Approve Capitalization of Reserves by For For Management Issuing 2 New Shares for Every Existing Share; Approve Connected Stock Option Plan Amendment, Proportionate Increase of Capital Pools, and Adjustment of the Variable Compensation Element for Supervisory Board Members 8 Approve Creation of EUR 121 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 11 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- GIVAUDAN SA Ticker: GIVN Security ID: H3238Q102 Meeting Date: MAR 20, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Allocation of Income and For For Management Dividends of CHF 47.00 per Share 4 Approve Discharge of Board and Senior For Abstain Management Management 5.1 Amend Articles Re: Removal of For For Management Registration and Voting Rights Restrictions 5.2 Amend Articles Re: Convening AGM For For Management 5.3 Amend Articles Re: Implementation of For For Management Ordinance Against Excessive Remuneration at Listed Companies 6.1.1 Reelect Juerg Witmer as Director For For Management 6.1.2 Reelect Andre Hoffmann as Director For For Management 6.1.3 Reelect Lilian Biner as Director For For Management 6.1.4 Reelect Peter Kappeler as Director For For Management 6.1.5 Reelect Thomas Rufer as Director For For Management 6.1.6 Reelect Nabil Sakkab as Director For For Management 6.2.1 Elect Werner Bauer as Director For For Management 6.2.2 Elect Calvin Greider as Director For For Management 6.3 Elect Juerg Witmer as Board Chairman For For Management 6.4.1 Elect Andre Hoffmann as Member of the For For Management Remuneration Committee 6.4.2 Elect Peter Kappeler as Member of the For For Management Remuneration Committee 6.4.3 Elect Werner Bauer as Member of the For For Management Remuneration Committee 6.5 Designate Manuel Isler as Independent For For Management Proxy 6.6 Ratify Deloitte SA as Auditors For For Management 7.1 Approve Remuneration of Directors For For Management Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding) 7.2.1 Approve 2013 Short-Term Variable For For Management Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding) 7.2.2 Approve Fixed and Long-Term Variable For For Management Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Sir Christopher Gent as For For Management Director 5 Re-elect Sir Andrew Witty as Director For For Management 6 Re-elect Sir Roy Anderson as Director For For Management 7 Re-elect Dr Stephanie Burns as Director For For Management 8 Re-elect Stacey Cartwright as Director For For Management 9 Re-elect Simon Dingemans as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Judy Lewent as Director For For Management 12 Re-elect Sir Deryck Maughan as Director For For Management 13 Re-elect Dr Daniel Podolsky as Director For For Management 14 Re-elect Dr Moncef Slaoui as Director For For Management 15 Re-elect Tom de Swaan as Director For For Management 16 Re-elect Jing Ulrich as Director For For Management 17 Re-elect Hans Wijers as Director For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 25 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3a Approve Discharge of Management Board For Abstain Management Member Bernd Scheifele for Fiscal 2013 3b Approve Discharge of Management Board For Abstain Management Member Dominik von Achten for Fiscal 2013 3c Approve Discharge of Management Board For Abstain Management Member Daniel Gauthier for Fiscal 2013 3d Approve Discharge of Management Board For Abstain Management Member Andreas Kern for Fiscal 2013 3e Approve Discharge of Management Board For Abstain Management Member Lorenz Naeger for Fiscal 2013 3f Approve Discharge of Management Board For Abstain Management Member Albert Scheuer for Fiscal 2013 4a Approve Discharge of Supervisory Board For Abstain Management Member Fritz-Juergen Heckmann for Fiscal 2013 4b Approve Discharge of Supervisory Board For Abstain Management Member Heinz Schmitt for Fiscal 2013 4c Approve Discharge of Supervisory Board For Abstain Management Member Robert Feiger for Fiscal 2013 4d Approve Discharge of Supervisory Board For Abstain Management Member Josef Heumann for Fiscal 2013 4e Approve Discharge of Supervisory Board For Abstain Management Member Max Kley for Fiscal 2013 4f Approve Discharge of Supervisory Board For Abstain Management Member Hans Kraut for Fiscal 2013 4g Approve Discharge of Supervisory Board For Abstain Management Member Ludwig Merckle for Fiscal 2013 4h Approve Discharge of Supervisory Board For Abstain Management Member Tobias Merckle for Fiscal 2013 4i Approve Discharge of Supervisory Board For Abstain Management Member allan Murray for Fiscal 2013 4j Approve Discharge of Supervisory Board For Abstain Management Member Werner Schraeder for Fiscal 2013 4k Approve Discharge of Supervisory Board For Abstain Management Member Frank-Dirk Steininger for Fiscal 2013 4l Approve Discharge of Supervisory Board For Abstain Management Member Marion Weissenberger-Eiblfor Fiscal 2013 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2014 6.1 Elect Fritz-Juergen Heckmann to the For For Management Supervisory Board 6.2 Elect Ludwig Merckle to the For For Management Supervisory Board 6.3 Elect Tobias Merckle to the For For Management Supervisory Board 6.4 Elect Alan Murray to the Supervisory For For Management Board 6.5 Elect Dr. Juergen Schneider to the For For Management Supervisory Board 6.6 Elect Marion Weissenberger-Eibl to the For For Management Supervisory Board 7 Approve Remuneration System for For For Management Management Board Members 8 Amend Affiliation Agreements with For For Management Subsidiaries -------------------------------------------------------------------------------- HEXAGON AB Ticker: HEXA B Security ID: W40063104 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAY 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8a Receive Financial Statements and None None Management Statutory Reports 8b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8c Receive Presentation of Board Proposal None None Management of Dividend 9a Accept Financial Statements and For For Management Statutory Reports 9b Approve Allocation of Income and For For Management Dividends of EUR 0.31 Per Share 9c Approve Discharge of Board and For Abstain Management President 10 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 1,000,000 for the Chairman and SEK 475,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Melker Schorling (Chairman), For For Management Ola Rollen, Gun Nilsson, Ulrik Svensson, Ulrika Francke, and Jill Smith as Directors; Ratify Ernst & Young as Auditors 13 Reelect Mikael Ekdahl, Jan Andersson, For For Management Anders Oscarsson, and Bengt Belfrage as Members of Nominating Committee 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Close Meeting None None Management -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAY 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Variable Pay Cap For For Management 5(a) Elect Kathleen Casey as Director For For Management 5(b) Elect Sir Jonathan Evans as Director For For Management 5(c) Elect Marc Moses as Director For For Management 5(d) Elect Jonathan Symonds as Director For For Management 5(e) Re-elect Safra Catz as Director For For Management 5(f) Re-elect Laura Cha as Director For For Management 5(g) Re-elect Marvin Cheung as Director For For Management 5(h) Re-elect Joachim Faber as Director For For Management 5(i) Re-elect Rona Fairhead as Director For For Management 5(j) Re-elect Renato Fassbind as Director For For Management 5(k) Re-elect Douglas Flint as Director For For Management 5(l) Re-elect Stuart Gulliver as Director For For Management 5(m) Re-elect Sam Laidlaw as Director For For Management 5(n) Re-elect John Lipsky as Director For For Management 5(o) Re-elect Rachel Lomax as Director For For Management 5(p) Re-elect Iain Mackay as Director For For Management 5(q) Re-elect Sir Simon Robertson as For For Management Director 6 Reappoint KPMG Audit plc as Auditors For For Management 7 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 8 Authorise Issue of Equity with For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity with For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- ICICI BANK LIMITED Ticker: 532174 Security ID: Y38575109 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend on Preference Shares For For Management 3 Approve Dividend of INR 23.00 Per For For Management Equity Share 4 Reelect K. Ramkumar as Director For For Management 5 Approve BSR & Co. LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Elect V.K. Sharma as Independent For For Management Non-Executive Director 8 Approve Reappointment and Remuneration For For Management of R. Sabharwal as Executive Director 9 Amend Articles of Association For For Management 10 Approve Increase in Borrowing Powers For For Management 11 Approve Issuance of Debt Securities For For Management -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E413 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2a Receive Report of Management Board None None Management (Non-Voting) 2b Receive Report of Supervisory Board None None Management (Non-Voting) 2c Discuss Remuneration Report None None Management 2d Approve Amendments to Remuneration For For Management Policy for Management Board Members 2e Adopt Financial Statements For For Management 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4a Discussion on Company's Corporate None None Management Governance Structure 4b Increase Share Capital by EUR 13 For For Management Billion by Reduction in Share Premium Reserve and Increase Nominal per Share 4c Decrease Share Capital by EUR 13 For For Management Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders 4d Amend Articles Re: Representation of For For Management the Board 5 Receive Announcements on Sustainability None None Management 6a Approve Discharge of Management Board For Abstain Management 6b Approve Discharge of Supervisory Board For Abstain Management 7 Elect Eric Boyer de la Giroday to For For Management Supervisory Board 8a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 8b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 9a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital in Connection with a Major Capital Restructuring 10 Other Business (Non-Voting) and Closing None None Management -------------------------------------------------------------------------------- INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Ticker: IAG Security ID: E67674106 Meeting Date: SEP 25, 2013 Meeting Type: Special Record Date: SEP 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of 18 Boeing 787 For For Management Aircraft by British Airways plc 2 Approve Purchase of 18 Airbus A350 For For Management Aircraft by British Airways plc 3 Approve Purchase of 30 Airbus A320ceo For For Management Aircraft and 32 Airbus A320neo Aircraft by Vueling Airlines S.A. 4 Elect Enrique Dupuy de Lome Chavarri For For Management as Director 5 Authorise Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Ticker: IAG Security ID: E67674106 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: JUN 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Discharge of Directors For Abstain Management 4a Reappoint Ernst & Young as Auditors For For Management 4b Authorise Board to Fix Remuneration of For For Management Auditors 5 Amend Article 36 of the Corporate For For Management Bylaws 6a Re-elect Antonio Vazquez Romero as For For Management Director 6b Re-elect Sir Martin Broughton as For For Management Director 6c Re-elect William Walsh as Director For For Management 6d Re-elect Cesar Alierta Izuel as For For Management Director 6e Re-elect Patrick Cescau as Director For For Management 6f Re-elect Enrique Dupuy de Lome as For For Management Director 6g Re-elect Baroness Kingsmill as Director For For Management 6h Re-elect James Lawrence as Director For For Management 6i Re-elect Jose Pedro Perez-Llorca as For For Management Director 6j Re-elect Kieran Poynter as Director For For Management 6k Re-elect Alberto Terol Esteban as For For Management Director 6l Ratify Appointment by Co-option and For For Management Elect Dame Marjorie Scardino as Director 6m Ratify Appointment by Co-option and For For Management Elect Maria Fernanda Mejia Campuzano as Director 7 Authorise Market Purchase of Ordinary For For Management Shares 8 Authorise Issue of Equity with For For Management Pre-emptive Rights 9 Authorise Issuance of Securities For For Management Including Warrants Convertible Into and/or Exchangeable for Shares with Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issuance of Bonds or Simple For For Management Debentures and Other Debt Securities 12 Apply the Spanish Consolidation Tax For For Management Regime 13 Approve Remuneration Report For For Management 14 Authorise Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INTESA SANPAOLO SPA Ticker: ISP Security ID: T55067101 Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income through For For Management Partial Distribution of Reserves 2a Approve Remuneration Report For For Management 2b Approve Leveraged Employee For For Management Co-Investment Plan 2014 2c Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Amend Company Bylaws Re: Article 5 For For Management (Equity-Plan Related) 2 Approve Equity Plan Financing For For Management -------------------------------------------------------------------------------- KINGFISHER PLC Ticker: KGF Security ID: G5256E441 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: JUN 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Daniel Bernard as Director For For Management 6 Re-elect Andrew Bonfield as Director For For Management 7 Re-elect Pascal Cagni as Director For For Management 8 Re-elect Clare Chapman as Director For For Management 9 Re-elect Sir Ian Cheshire as Director For For Management 10 Re-elect Anders Dahlvig as Director For For Management 11 Re-elect Janis Kong as Director For For Management 12 Re-elect Kevin O'Byrne as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Re-elect Philippe Tible as Director For For Management 15 Re-elect Karen Witts as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 23 Adopt New Articles of Association For For Management 24 Approve Incentive Share Plan For For Management -------------------------------------------------------------------------------- LINDE AG Ticker: LIN Security ID: D50348107 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.00 per Share 3 Approve Discharge of Management Board For Abstain Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For Abstain Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 -------------------------------------------------------------------------------- LUXOTTICA GROUP S.P.A. Ticker: LUX Security ID: T6444Z110 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- MAZDA MOTOR CORP. Ticker: 7261 Security ID: J41551102 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 1 2 Approve 5 into 1 Reverse Stock Split For For Management 3 Amend Articles To Update Authorized For For Management Capital to Reflect Reverse Stock Split - Reduce Share Trading Unit 4.1 Elect Director Kanai, Seita For For Management 4.2 Elect Director Kogai, Masamichi For For Management 4.3 Elect Director Marumoto, Akira For For Management 5 Appoint Statutory Auditor Kawamura, For For Management Hirofumi -------------------------------------------------------------------------------- MEDIATEK INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements (Voting) 2 Approve 2013 Plan on Profit For For Management Distribution 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO LTD Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6 2.1 Elect Director Kimura, Keiji For For Management 2.2 Elect Director Sugiyama, Hirotaka For For Management 2.3 Elect Director Yanagisawa, Yutaka For For Management 2.4 Elect Director Kazama, Toshihiko For For Management 2.5 Elect Director Kato, Jo For For Management 2.6 Elect Director Aiba, Naoto For For Management 2.7 Elect Director Ono, Masamichi For For Management 2.8 Elect Director Okusa, Toru For For Management 2.9 Elect Director Tanisawa, Junichi For For Management 2.10 Elect Director Matsuhashi, Isao For For Management 2.11 Elect Director Tokiwa, Fumikatsu For For Management 2.12 Elect Director Gomi, Yasumasa For For Management 2.13 Elect Director Tomioka, Shuu For For Management 3 Appoint Statutory Auditor Matsuo, Kenji For For Management -------------------------------------------------------------------------------- MITSUBISHI HEAVY INDUSTRIES, LTD. Ticker: 7011 Security ID: J44002129 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 4 2.1 Elect Director Omiya, Hideaki For For Management 2.2 Elect Director Miyanaga, Shunichi For For Management 2.3 Elect Director Maekawa, Atsushi For For Management 2.4 Elect Director Kujirai, Yoichi For For Management 2.5 Elect Director Mizutani, Hisakazu For For Management 2.6 Elect Director Nojima, Tatsuhiko For For Management 2.7 Elect Director Funato, Takashi For For Management 2.8 Elect Director Kodama, Toshio For For Management 2.9 Elect Director Kimura, Kazuaki For For Management 2.10 Elect Director Kojima, Yorihiko For Abstain Management 2.11 Elect Director Christina Ahmadjian For For Management 2.12 Elect Director Tsuda, Hiroki For For Management -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP Ticker: 8306 Security ID: J44497105 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2.1 Elect Director Sono, Kiyoshi For For Management 2.2 Elect Director Wakabayashi, Tatsuo For For Management 2.3 Elect Director Hirano, Nobuyuki For For Management 2.4 Elect Director Tanaka, Masaaki For For Management 2.5 Elect Director Yuuki, Taihei For For Management 2.6 Elect Director Kagawa, Akihiko For For Management 2.7 Elect Director Kuroda, Tadashi For For Management 2.8 Elect Director Nagaoka, Takashi For For Management 2.9 Elect Director Okamoto, Junichi For For Management 2.10 Elect Director Noguchi, Hiroyuki For For Management 2.11 Elect Director Okuda, Tsutomu For For Management 2.12 Elect Director Araki, Ryuuji For For Management 2.13 Elect Director Okamoto, Kunie For For Management 2.14 Elect Director Kawamoto, Yuuko For For Management 2.15 Elect Director Matsuyama, Haruka For For Management 3 Appoint Statutory Auditor Sato, For For Management Yukihiro 4 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Directors -------------------------------------------------------------------------------- MITSUI FUDOSAN CO. LTD. Ticker: 8801 Security ID: J4509L101 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. Ticker: 6981 Security ID: J46840104 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Fujita, Yoshitaka For For Management 2.2 Elect Director Yoshihara, Hiroaki For For Management 3 Appoint Statutory Auditor Toyoda, For For Management Masakazu -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG. Security ID: G6375K151 Meeting Date: JUL 29, 2013 Meeting Type: Annual Record Date: JUL 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect Steve Holliday as Director For For Management 5 Re-elect Andrew Bonfield as Director For For Management 6 Re-elect Tom King as Director For For Management 7 Re-elect Nick Winser as Director For For Management 8 Re-elect Philip Aiken as Director For For Management 9 Re-elect Nora Brownell as Director For For Management 10 Elect Jonathan Dawson as Director For For Management 11 Re-elect Paul Golby as Director For For Management 12 Re-elect Ruth Kelly as Director For For Management 13 Re-elect Maria Richter as Director For For Management 14 Elect Mark Williamson as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Discharge of Board and Senior For Abstain Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.15 per Share 4 Amend Articles Re: Ordinance Against For For Management Excessive Remuneration at Listed Companies 5.1a Reelect Peter Brabeck-Letmathe as For For Management Director 5.1b Reelect Paul Bulcke as Director For For Management 5.1c Reelect Andreas Koopmann as Director For For Management 5.1d Reelect Rolf Haenggi as Director For For Management 5.1e Reelect Beat Hess as Director For For Management 5.1f Reelect Daniel Borel as Director For For Management 5.1g Reelect Steven Hoch as Director For For Management 5.1h Reelect Naina Lal Kidwai as Director For For Management 5.1i Reelect Titia de Lange as Director For For Management 5.1j Reelect Jean-Pierre Roth as Director For For Management 5.1k Reelect Ann Veneman as Director For For Management 5.1l Reelect Henri de Castries as Director For For Management 5.1m Reelect Eva Cheng as Director For For Management 5.2 Elect Peter Brabeck-Letmathe as Board For For Management Chairman 5.3.1 Appoint Beat Hess as Member of the For For Management Compensation Committee 5.3.2 Appoint Daniel Borel as Member of the For For Management Compensation Committee 5.3.3 Appoint Andreas Koopmann as Member of For For Management the Compensation Committee 5.3.4 Appoint Jean-Pierre Roth as Member of For For Management the Compensation Committee 5.4 Ratify KMPG SA as Auditors For For Management 5.5 Designate Hartmann Dreyer as For For Management Independent Proxy -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Nicholas Wrigley as Director For For Management 5 Re-elect Jeffrey Fairburn as Director For For Management 6 Re-elect Michael Killoran as Director For For Management 7 Re-elect Nigel Greenaway as Director For For Management 8 Elect David Jenkinson as Director For For Management 9 Re-elect Richard Pennycook as Director For For Management 10 Re-elect Jonathan Davie as Director For For Management 11 Re-elect Mark Preston as Director For For Management 12 Re-elect Marion Sears as Director For For Management 13 Appoint KPMG LLP as Auditors and For For Management Authorise Their Remuneration 14 Approve Return of Cash to Shareholders For For Management 15 Approve Purchase of Two Properties by For For Management Nigel Greenaway 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- POWER GRID CORPORATION OF INDIA LTD Ticker: 532898 Security ID: Y7028N105 Meeting Date: SEP 19, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend of INR 1.61 For For Management Per Share and Approve Final Dividend of INR 1.14 Per Share 3 Reappoint S. Saraf as Director For For Management 4 Reappoint R. Sinha as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Appoint R.K. Gupta as Director For For Management 7 Appoint K. Ramalingan as Director For For Management 8 Appoint R. Krishnamoorthy as Director For For Management 9 Appoint A.K. Mittal as Director For For Management 10 Appoint M. Shah as Director For For Management 11 Appoint R.P. Singh as Director For For Management 12 Appoint R.P. Sasmal as Director For For Management 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- POWER GRID CORPORATION OF INDIA LTD Ticker: 532898 Security ID: Y7028N105 Meeting Date: DEC 23, 2013 Meeting Type: Special Record Date: NOV 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Powers For For Management and Pledging of Assets for Debt 2 Approve Increase in Limit on Foreign For For Management Shareholdings -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Elect Pierre-Olivier Bouee as Director For For Management 6 Elect Jacqueline Hunt as Director For For Management 7 Elect Anthony Nightingale as Director For For Management 8 Elect Alice Schroeder as Director For For Management 9 Re-elect Sir Howard Davies as Director For For Management 10 Re-elect Ann Godbehere as Director For For Management 11 Re-elect Alexander Johnston as Director For For Management 12 Re-elect Paul Manduca as Director For For Management 13 Re-elect Michael McLintock as Director For For Management 14 Re-elect Kaikhushru Nargolwala as For For Management Director 15 Re-elect Nicolaos Nicandrou as Director For For Management 16 Re-elect Philip Remnant as Director For For Management 17 Re-elect Barry Stowe as Director For For Management 18 Re-elect Tidjane Thiam as Director For For Management 19 Re-elect Lord Turnbull as Director For For Management 20 Re-elect Michael Wells as Director For For Management 21 Appoint KPMG LLP as Auditors For For Management 22 Authorise Board to Fix Remuneration of For For Management Auditors 23 Authorise EU Political Donations and For For Management Expenditure 24 Authorise Issue of Equity with For For Management Pre-emptive Rights 25 Authorise Issue of Equity with For For Management Pre-emptive Rights to Include Repurchased Shares 26 Authorise Issue of Preference Shares For For Management 27 Authorise Issue of Equity without For For Management Pre-emptive Rights 28 Authorise Market Purchase of Ordinary For For Management Shares 29 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- RAKUTEN INC. Ticker: 4755 Security ID: J64264104 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Expand Board For For Management Eligibility 2.1 Elect Director Mikitani, Hiroshi For For Management 2.2 Elect Director Kunishige, Atsushi For For Management 2.3 Elect Director Yamada, Yoshihisa For For Management 2.4 Elect Director Kobayashi, Masatada For For Management 2.5 Elect Director Shimada, Toru For For Management 2.6 Elect Director Sugihara, Akio For For Management 2.7 Elect Director Takeda, Kazunori For For Management 2.8 Elect Director Hyakuno, Kentaro For For Management 2.9 Elect Director Yasutake, Hiroaki For For Management 2.10 Elect Director Charles B. Baxter For For Management 2.11 Elect Director Kusano, Koichi For For Management 2.12 Elect Director Kutaragi, Ken For For Management 2.13 Elect Director Joshua G. James For For Management 2.14 Elect Director Fukino, Hiroshi For For Management 2.15 Elect Director Murai, Jun For For Management 2.16 Elect Director Hosaka, Masayuki For For Management 3 Appoint Alternate Statutory Auditor For For Management Takahashi, Hiroshi 4 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report for UK Law For For Management Purposes 4 Approve Remuneration Report for For For Management Australian Law Purposes 5 Approve Potential Termination Benefits For For Management 6 Elect Anne Lauvergeon as Director For For Management 7 Elect Simon Thompson as Director For For Management 8 Re-elect Robert Brown as Director For For Management 9 Re-elect Jan du Plessis as Director For For Management 10 Re-elect Michael Fitzpatrick as For For Management Director 11 Re-elect Ann Godbehere as Director For For Management 12 Re-elect Richard Goodmanson as Director For For Management 13 Re-elect Lord Kerr as Director For For Management 14 Re-elect Chris Lynch as Director For For Management 15 Re-elect Paul Tellier as Director For For Management 16 Re-elect John Varley as Director For For Management 17 Re-elect Sam Walsh as Director For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 24 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- SAFRAN Ticker: SAF Security ID: F4035A557 Meeting Date: MAY 27, 2014 Meeting Type: Annual/Special Record Date: MAY 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.12 per Share 4 Approve Additional Pension Scheme For For Management Agreement with Stephane Abrial, Vice-CEO 5 Approve Additional Pension Scheme For For Management Agreement with Jean-Paul Herteman, Chairman and CEO 6 Approve Additional Pension Scheme For For Management Agreements with Stephane Abrial, Ross McInnes, Marc Ventre, Vice-CEOs 7 Acknowledge Auditors' Special Report For For Management on Related-Party Transactions Mentioning the Absence of New Transactions 8 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 868,000 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Advisory Vote on Compensation of For For Management Jean-Paul Herteman, Chairman and CEO 11 Advisory Vote on Compensation Vice-CEOs For For Management 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Amend Article 14 of Bylaws Re: For For Management Appointment of Employee Representatives 14 Amend Item 3: Approve Allocation of Against Against Shareholder Income and Dividends of EUR 0.98 per Share 15 Amend Item 8: Approve Remuneration of Against Against Shareholder Directors in the Aggregate Amount of EUR 759,333 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO. LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 13,800 per Share 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.80 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Christopher Viehbacher as For For Management Director 6 Reelect Robert Castaigne as Director For For Management 7 Reelect Christian Mulliez as Director For For Management 8 Elect Patrick Kron as Director For For Management 9 Advisory Vote on Compensation of Serge For For Management Weinberg, Chairman 10 Advisory Vote on Compensation of For For Management Christopher Viehbacher, CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAP AG Ticker: SAP Security ID: D66992104 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.00 per Share 3 Approve Discharge of Management Board For Abstain Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For Abstain Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 6a Amend Affiliation Agreements with For For Management Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH 6b Amend Affiliation Agreements with For For Management Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH 7 Approve Affiliation Agreements with For For Management Subsidiary SAP Ventures Investment GmbH 8a Change of Corporate Form to Societas For For Management Europaea (SE) 8b.1 Elect Hasso Plattner to the For For Management Supervisory Board 8b.2 Elect Pekka Ala-Pietilae to the For For Management Supervisory Board 8b.3 Elect Anja Feldmann to the Supervisory For For Management Board 8b.4 Elect Wilhelm Haarmann to the For For Management Supervisory Board 8b 5 Elect Bernard Liautaud to the For For Management Supervisory Board 8b.6 Elect Hartmut Mehdorn to the For For Management Supervisory Board 8b.7 Elect Erhard Schipporeit to the For For Management Supervisory Board 8b.8 Elect Hagemann Snabe to the For For Management Supervisory Board 8b.9 Elect Klaus Wucherer to the For For Management Supervisory Board -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA Ticker: SU Security ID: F86921107 Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 1.87 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Severance Payment Agreement For For Management and Additional Pension Scheme Agreement with Jean-Pascal Tricoire 6 Approve Severance Payment Agreement For For Management and Additional Pension Scheme Agreement with Emmanuel Babeau 7 Advisory Vote on Compensation of For For Management Jean-Pascal Tricoire 8 Advisory Vote on Compensation of For For Management Emmanuel Babeau 9 Elect Linda Knoll as Director For For Management 10 Reelect Noel Forgeard as Director For For Management 11 Reelect Willy Kissling as Director For For Management 12 Reelect Cathy Kopp as Director For For Management 13 Reelect Henri Lachmann as Director For For Management 14 Reelect Richard Thoman as Director For For Management 15 Ratify Appointment of Jeong Kim as For For Management Director 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Approve Change of Corporate Form to For For Management Societas Europaea (SE) 18 Change Company Name to Schneider For For Management Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above 19 Amend Articles 1 and 3 of Bylaws Re: For For Management Change of Corporate Form 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 22 Authorize Filing of Required For For Management Documents/Other Formalities 23 Elect Lone Fonss Schroder as Director For For Management -------------------------------------------------------------------------------- SOFTBANK CORP. Ticker: 9984 Security ID: J75963108 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Goto, Yoshimitsu For For Management 2.2 Elect Director Fujihara, Kazuhiko For For Management 2.3 Elect Director Nagamori, Shigenobu For For Management -------------------------------------------------------------------------------- SUBSEA 7 S.A. Ticker: SUBC Security ID: L8882U106 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of NOK 3.60 per Common Share 5 Approve Discharge of Directors For Abstain Management 6 Appoint Ernst & Young as Auditor For For Management 7 Reelect Kristian Siem as Director For For Management 8 Reelect Peter Mason as Senior For For Management Independent Director 9 Reelect Eystein Eriksrud as Director For For Management 10 Reelect Jean Cahuzac as Director For For Management 11 Reelect Robert Long as Independent For For Management Director -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2.1 Elect Director Miyata, Koichi For For Management 2.2 Elect Director Kurumatani, Nobuaki For For Management 2.3 Elect Director Inoue, Atsuhiko For For Management 2.4 Elect Director Ota, Jun For For Management 2.5 Elect Director Yokoyama, Yoshinori For For Management 3 Appoint Statutory Auditor Nakao, For For Management Kazuhiko -------------------------------------------------------------------------------- SVENSKA CELLULOSA AB (SCA) Ticker: SCA B Security ID: W90152120 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive Review by Chairman and CEO None None Management 8a Accept Financial Statements and For For Management Statutory Reports 8b Approve Allocation of Income and For For Management Dividends of SEK 4.75 Per Share 8c Approve Discharge of Board and For Abstain Management President 9 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 10 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Par Boman, Rolf Borjesson, Jan For For Management Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- SWATCH GROUP AG Ticker: UHR Security ID: H83949141 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For Abstain Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 1.50 per Registered Share and CHF 7.50 per Bearer Share 4.1 Reelect Nayla Hayek as Director For For Management 4.2 Reelect Esther Grether as Director For For Management 4.3 Reelect Ernst Tanner as Director For For Management 4.4 Reelect Georges N. Hayek as Director For For Management 4.5 Reelect Claude Nicollier as Director For For Management 4.6 Reelect Jean-Pierre Roth as Director For For Management 4.7 Reelect Nayla Hayek as Board Chairman For For Management 5.1 Appoint Nayla Hayek as Member of the For For Management Compensation Committee 5.2 Appoint Esther Grether as Member of For For Management the Compensation Committee 5.3 Appoint Ernst Tanner as Member of the For For Management Compensation Committee 5.4 Appoint Georges N. Hayek as Member of For For Management the Compensation Committee 5.5 Appoint Claude Nicollier as Member of For For Management the Compensation Committee 5.6 Appoint Jean-Pierre Roth as Member of For For Management the Compensation Committee 6 Designate Bernhard Lehmann as For For Management Independent Proxy 7 Ratify PricewaterhouseCoopers Ltd as For For Management Auditors -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve 2013 Plan on Profit For For Management Distribution 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets and Approve Amendments to Trading Procedures Governing Derivatives Products 4 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TECHNIP Ticker: TEC Security ID: F90676101 Meeting Date: APR 24, 2014 Meeting Type: Annual/Special Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.85 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Advisory Vote on Compensation of For For Management Thierry Pilenko, Chairman and CEO 6 Authorize Repurchase of Up to 8 For For Management Percent of Issued Share Capital 7 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 42 Million 8 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million 9 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million 10 Authorize up to 0.3 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 11 Authorize Restricted Stock Plan For For Management Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 10 12 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Stock Option Plan 13 Authorize Stock Option Plan Reserved For For Management for Chairman and/or CEO and Executives, Subject to Approval of Item 12 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TELEFONAKTIEBOLAGET LM ERICSSON Ticker: ERIC B Security ID: W26049119 Meeting Date: APR 11, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Acknowledge Proper Convening of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.1 Accept Financial Statements and For For Management Statutory Reports 8.2 Approve Discharge of Board and For Abstain Management President 8.3 Approve Allocation of Income and For For Management Dividends of SEK 3.00 Per Share 9 Presentation of Nominating Committee's None None Management Proposals 9.1 Determine Number of Members (12) and For For Management Deputy Members (0) of Board 9.2 Approve Remuneration of Directors in For For Management the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work 9.3 Reelect Leif Johansson (Chairman), For For Management Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors 9.4 Approve Remuneration of Auditors For For Management 9.5 Fix Number of Auditors at One For For Management 9.6 Ratify PricewaterhouseCoopers as For For Management Auditors 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11.1 Approve 2014 Stock Purchase Plan For For Management 11.2 Approve Equity Plan Financing (2014 For For Management Stock Purchase Plan) 11.3 Approve Alternative Equity Plan For For Management Financing (2014 Stock Purchase Plan) 11.4 Approve 2014 Key Contributor Retention For For Management Plan 11.5 Approve Equity Plan Financing (2014 For For Management Key Contributor Retention Plan) 11.6 Approve Alternative Equity Plan For For Management Financing (2014 Key Contributor Retention Plan) 11.7 Approve 2014 Executive Performance For For Management Stock Plan 11.8 Approve Equity Plan Financing (2014 For For Management Executive Performance Stock Plan) 11.9 Approve Alternative Equity Plan For For Management Financing (2014 Executive Performance Stock Plan) 12 Approve Equity Plan Financing For For Management (2010-2013 Long-Term Variable Remuneration Programs) 13 Request Board to Review How Shares are None For Shareholder to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM 14.1 Request Board to Take Necessary Action None Against Shareholder to Create a Shareholders Association 14.2 Request Board to Propose to the None Against Shareholder Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies 14.3 Request Board to Prepare a Proposal None Against Shareholder Regarding Board Representation for the Small and Midsize Shareholders 15 Amend Articles of Association Re: Set None Against Shareholder Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights 16 Approve Special Investigation as Per None Against Shareholder Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran 17 Close Meeting None None Management -------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. Ticker: 8766 Security ID: J86298106 Meeting Date: JUN 23, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 40 2.1 Elect Director Sumi, Shuuzo For For Management 2.2 Elect Director Nagano, Tsuyoshi For For Management 2.3 Elect Director Oba, Masashi For For Management 2.4 Elect Director Fujita, Hirokazu For For Management 2.5 Elect Director Ito, Takashi For For Management 2.6 Elect Director Ito, Kunio For For Management 2.7 Elect Director Mimura, Akio For For Management 2.8 Elect Director Sasaki, Mikio For For Management 2.9 Elect Director Fujii, Kunihiko For For Management 2.10 Elect Director Hirose, Shinichi For For Management 3.1 Appoint Statutory Auditor Kawamoto, For For Management Yuuko 3.2 Appoint Statutory Auditor Tamai, For For Management Takaaki 3.3 Appoint Statutory Auditor Wani, Akihiro For For Management -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.38 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Patricia Barbizet as Director For For Management 6 Reelect Marie-Christine For For Management Coisne-Roquette as Director 7 Reelect Paul Desmarais Jr as Director For For Management 8 Reelect Barbara Kux as Director For For Management 9 Advisory Vote on Compensation of For For Management Christophe de Margerie 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million 12 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 13 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize up to 0.8 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 17 Amend Article 11 of Bylaws Re: For For Management Employee Representatives and Employee Shareholder Representatives 18 Amend Article 12 of Bylaws Re: Age For For Management Limit for Chairman of the Board 19 Amend Article 15 of Bylaws Re: Age For For Management Limit for CEO 20 Amend Article 17 of Bylaws Re: Proxy For For Management Voting A Amend Board Internal Rules Re: Against Against Shareholder Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives B Amend the Social Criteria that are Against Against Shareholder Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator C Allow Loyalty Dividends to Long-Term Against Against Shareholder Registered Shareholders and Amend Article 20 of Bylaws D Approve Appointment of Employee Against Against Shareholder Representatives to the Board Committees and Amend Article 12.5 of Bylaws E Amend Article 12.7 of Bylaws: Against Against Shareholder Remuneration of Directors -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Uchiyamada, Takeshi For For Management 2.2 Elect Director Toyoda, Akio For For Management 2.3 Elect Director Ozawa, Satoshi For For Management 2.4 Elect Director Kodaira, Nobuyori For For Management 2.5 Elect Director Kato, Mitsuhisa For For Management 2.6 Elect Director Maekawa, Masamoto For For Management 2.7 Elect Director Ihara, Yasumori For For Management 2.8 Elect Director Sudo, Seiichi For For Management 2.9 Elect Director Saga, Koei For For Management 2.10 Elect Director Fukuichi, Tokuo For For Management 2.11 Elect Director Terashi, Shigeki For For Management 2.12 Elect Director Ishii, Yoshimasa For For Management 2.13 Elect Director Uno, Ikuo For For Management 2.14 Elect Director Kato, Haruhiko For For Management 2.15 Elect Director Mark T. Hogan For For Management 3.1 Appoint Statutory Auditor Nakatsugawa, For For Management Masaki 3.2 Appoint Statutory Auditor Kitayama, For For Management Teisuke 4 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuuji 5 Approve Annual Bonus Payment to For For Management Directors 6 Approve Disposal of Treasury Shares For For Management for a Private Placement -------------------------------------------------------------------------------- UNICHARM CORP. Ticker: 8113 Security ID: J94104114 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Change Fiscal Year For For Management End 2.1 Elect Director Takahara, Keiichiro For For Management 2.2 Elect Director Takahara, Takahisa For For Management 2.3 Elect Director Futagami, Gumpei For For Management 2.4 Elect Director Ishikawa, Eiji For For Management 2.5 Elect Director Mori, Shinji For For Management 2.6 Elect Director Nakano, Kennosuke For For Management 2.7 Elect Director Ando, Yoshiro For For Management 2.8 Elect Director Takai, Masakatsu For For Management 2.9 Elect Director Miyabayashi, Yoshihiro For For Management 2.10 Elect Director Sakaguchi, Katsuhiko For For Management 2.11 Elect Director Moriyama, Shigeo For For Management -------------------------------------------------------------------------------- VALLOUREC Ticker: VK Security ID: F95922104 Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special Record Date: MAY 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.81 per Share 4 Approve Stock Dividend Program (New For For Management Shares) 5 Approve Severance Payment Agreement For For Management with Olivier Mallet 6 Advisory Vote on Compensation of For For Management Philippe Crouzet, Chairman of the Management Board 7 Advisory Vote on Compensation of For For Management Jean-Pierre Michel and Olivier Mallet, Members of the Management Board 8 Reelect Vivienne Cox as Supervisory For For Management Board Member 9 Reelect Michel de Fabiani as For For Management Supervisory Board Member 10 Reelect Alexandra Schaapveld as For For Management Supervisory Board Member 11 Elect Cedric de Bailliencourt as For For Management Supervisory Board Member 12 Elect Henri Poupart-Lafarge as For For Management Supervisory Board Member 13 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 650,000 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Approve Stock Purchase Plan Reserved For For Management for International Employees 17 Approve Employee Indirect Stock For For Management Purchase Plan for International Employees 18 Approve Restricted Stock Plan in For For Management Connection with Employees Stock Plan 19 Authorize up to 3 Percent of Issued For For Management Capital for Use in Stock Option Plans 20 Authorize up to 3 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882135 Meeting Date: JUL 23, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Gerard Kleisterlee as Director For For Management 3 Re-elect Vittorio Colao as Director For For Management 4 Re-elect Andy Halford as Director For For Management 5 Re-elect Stephen Pusey as Director For For Management 6 Re-elect Renee James as Director For For Management 7 Re-elect Alan Jebson as Director For For Management 8 Re-elect Samuel Jonah as Director For For Management 9 Elect Omid Kordestani as Director For For Management 10 Re-elect Nick Land as Director For For Management 11 Re-elect Anne Lauvergeon as Director For For Management 12 Re-elect Luc Vandevelde as Director For For Management 13 Re-elect Anthony Watson as Director For For Management 14 Re-elect Philip Yea as Director For For Management 15 Approve Final Dividend For For Management 16 Approve Remuneration Report For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882135 Meeting Date: JAN 28, 2014 Meeting Type: Special Record Date: JAN 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of All of the Shares For For Management in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc 2 Approve Matters Relating to the Return For For Management of Value to Shareholders 3 Authorise Market Purchase of Ordinary For For Management Shares 4 Authorise Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882135 Meeting Date: JAN 28, 2014 Meeting Type: Court Record Date: JAN 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- VOLKSWAGEN AG (VW) Ticker: VOW3 Security ID: D94523103 Meeting Date: MAY 13, 2014 Meeting Type: Special Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: JUN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Approve Sustainability Report For For Management 6 Re-elect Roger Agnelli as Director For For Management 7 Re-elect Dr Jacques Aigrain as Director For For Management 8 Re-elect Colin Day as Director For For Management 9 Re-elect Philip Lader as Director For For Management 10 Re-elect Ruigang Li as Director For For Management 11 Re-elect Mark Read as Director For For Management 12 Re-elect Paul Richardson as Director For For Management 13 Re-elect Jeffrey Rosen as Director For For Management 14 Re-elect Hugo Shong as Director For For Management 15 Re-elect Timothy Shriver as Director For For Management 16 Re-elect Sir Martin Sorrell as Director For For Management 17 Re-elect Sally Susman as Director For For Management 18 Re-elect Solomon Trujillo as Director For For Management 19 Elect Dr John Hood as Director For For Management 20 Elect Charlene Begley as Director For For Management 21 Elect Nicole Seligman as Director For For Management 22 Elect Daniela Riccardi as Director For For Management 23 Reappoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 24 Authorise Issue of Equity with For For Management Pre-emptive Rights 25 Approve Increase in the Maximum For For Management Aggregate Fees Payable to Non-Executive Directors 26 Authorise Market Purchase of Ordinary For For Management Shares 27 Authorise Issue of Equity without For For Management Pre-emptive Rights ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Elfun International Equity Fund | ||
By (Signature and Title): | /s/ Dmitri L. Stockton | |
Dmitri L. Stockton, | ||
President and Chief Executive Officer, ELFUN FUNDS | ||
Date: August 26, 2014 | ||
By (Signature and Title): | /s/ Arthur A. Jensen | |
Arthur A. Jensen, | ||
Treasurer, ELFUN FUNDS | ||
Date: August 26, 2014 |