UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-05225
Exact name of registrant as specified in charter: Oppenheimer Quest for
Value Funds
Address of principal executive offices: 6803 South Tucson Way
Centennial, CO 80112-3924
Name and address of agent for service: Robert G. Zack,
Executive Vice President &
General Counsel
OppenheimerFunds, Inc.
Two World Financial Center
225 Liberty Street
New York, NY 10281-1008
Registrant's telephone number, including area code: 303-768-3200
Date of fiscal year end: 10/31
Date of reporting period: 07/01/2009-06/30/2010
Item 1. Proxy Voting Record
======================== OPPENHEIMER QUEST BALANCED FUND =======================
Abbott Laboratories
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For Withhold Management
1.4 Elect Director W.J. Farrell For Withhold Management
1.5 Elect Director H.L. Fuller For Withhold Management
1.6 Elect Director W.A. Osborn For Withhold Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director R.S. Roberts For For Management
1.9 Elect Director S.C. Scott, III For For Management
1.10 Elect Director W.D. Smithburg For Withhold Management
1.11 Elect Director G.F. Tilton For For Management
1.12 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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AFLAC Incorporated
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II For For Management
1.3 Elect Director Paul S. Amos II For For Management
1.4 Elect Director Michael H. Armacost For For Management
1.5 Elect Director Kriss Cloninger III For For Management
1.6 Elect Director Joe Frank Harris For For Management
1.7 Elect Director Elizabeth J. Hudson For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director E. Stephen Purdom, M.d. For For Management
1.12 Elect Director Barbara K. Rimer, PhD For For Management
1.13 Elect Director Marvin R. Schuster For For Management
1.14 Elect Director David Gary Thompson For For Management
1.15 Elect Director Robert L. Wright For For Management
1.16 Elect Director Takuro Yoshida For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
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Apache Corporation
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eugene C. Fiedorek For For Management
2 Elect Director Patricia Albjerg Graham For For Management
3 Elect Director F.H. Merelli For For Management
4 Ratify Auditors For For Management
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Apple Inc.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Jerome B. York For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Prepare Sustainability Report Against Abstain Shareholder
7 Establish Other Board Committee Against Against Shareholder
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Applied Materials, Inc.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 9, 2010 Meeting Type: Annual
Record Date: JAN 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Splinter For For Management
1.2 Elect Director Aart J. de Geus For For Management
1.3 Elect Director Stephen R. Forrest For For Management
1.4 Elect Director Thomas J. Iannotti For For Management
1.5 Elect Director Susan M. James For For Management
1.6 Elect Director Alexander A. Karsner For For Management
1.7 Elect Director Gerhard H. Parker For For Management
1.8 Elect Director Dennis D. Powell For For Management
1.9 Elect Director Willem P. Roelandts For For Management
1.10 Elect Director James E. Rogers For Withhold Management
1.11 Elect Director Robert H. Swan For For Management
2 Ratify Auditors For For Management
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ASML Holding NV
Ticker: Security ID: N07059186
Meeting Date: MAR 24, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business and None None Management
Finacial Situation
3 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
4 Approve Discharge of Management Board For Did Not Management
Vote
5 Approve Discharge of Supervisory Board For Did Not Management
Vote
6 Receive Explanation on Company's Reserves None None Management
and Dividend Policy
7 Approve Dividends of EUR 0.20 Per Share For Did Not Management
Vote
8.a Discuss Remuneration Report None None Management
8.b Approve Remuneration Report Containing For Did Not Management
Remuneration Policy for Management Board Vote
Members
9.a Approve Performance Share Arrangement For Did Not Management
According to Remuneration Policy 2010 Vote
9.b Approve Performance Share Grant According For Did Not Management
to Remuneration Policy 2008 Vote
9.c Approve Performance Stock Option Grants For Did Not Management
Vote
10 Approve the Numbers of Stock Options, For Did Not Management
Respectively Shares for Employees Vote
11 Notification of the Intended Election of None None Management
F. Schneider-Manoury to the Management
Board
12 Discussion of Supervisory Board Profile None None Management
13 Notification of the Retirement of W.T. None None Management
Siegle and J.W.B. Westerburgen of the
Supervisory Board by Rotation in 2011
14.a Grant Board Authority to Issue Shares up For Did Not Management
To Five Percent of Issued Capital Vote
14.b Authorize Board to Exclude Preemptive For Did Not Management
Rights from Issuance under Item 14.a Vote
14.c Grant Board Authority to Issue Additional For Did Not Management
Shares of up to Five Percent in Case of Vote
Takeover/Merger
14.d Authorize Board to Exclude Preemptive For Did Not Management
Rights from Issuance under Item 14.c Vote
15 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
16 Authorize Cancellation of Repurchased For Did Not Management
Shares Vote
17 Authorize Additionnal Cancellation of For Did Not Management
Repurchased Shares Vote
18 Other Business None None Management
19 Close Meeting None None Management
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Bank of America Corp.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
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Bank of America Corporation
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Employees Against Abstain Shareholder
19 TARP Related Compensation Against For Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against For Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Restatements Against For Shareholder
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Biogen Idec Inc.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nancy L. Leaming For For Management
2 Elect Director Brian S. Posner For For Management
3 Elect Director Eric K. Rowinsky For For Management
4 Elect Director Stephen A. Sherwin For For Management
5 Ratify Auditors For For Management
6 Amend Non-Employee Director Omnibus Stock For For Management
Plan
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Capital One Financial Corporation
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Ronald Dietz For For Management
2 Elect Director Lewis Hay, III For For Management
3 Elect Director Mayo A. Shattuck III For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Stock Retention/Holding Period Against For Shareholder
7 Declassify the Board of Directors Against For Shareholder
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Chevron Corporation
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.H. Armacost For For Management
2 Elect Director L.F. Deily For For Management
3 Elect Director R.E. Denham For For Management
4 Elect Director R.J. Eaton For For Management
5 Elect Director C. Hagel For For Management
6 Elect Director E. Hernandez For For Management
7 Elect Director F.G. Jenifer For For Management
8 Elect Director G.L. Kirkland For For Management
9 Elect Director S. Nunn For For Management
10 Elect Director D.B. Rice For For Management
11 Elect Director K.W. Sharer For For Management
12 Elect Director C.R. Shoemate For For Management
13 Elect Director J.G. Stumpf For For Management
14 Elect Director R.D. Sugar For For Management
15 Elect Director C. Ware For For Management
16 Elect Director J.S. Watson For For Management
17 Ratify Auditors For For Management
18 Provide Right to Call Special Meeting For For Management
19 Request Director Nominee with Against For Shareholder
Environmental Qualifications
20 Stock Retention/Holding Period Against For Shareholder
21 Disclose Payments To Host Governments Against Against Shareholder
22 Adopt Guidelines for Country Selection Against For Shareholder
23 Report on Financial Risks From Climate Against Abstain Shareholder
Change
24 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Human Rights
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Cisco Systems, Inc.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
- --------------------------------------------------------------------------------
Dean Foods Company
Ticker: DF Security ID: 242370104
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom C. Davis For For Management
1.2 Elect Director Gregg L. Engles For For Management
1.3 Elect Director Jim L. Turner For For Management
2 Ratify Auditors For For Management
3 Adopt Anti Gross-up Policy Against For Shareholder
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Eaton Corporation
Ticker: ETN Security ID: 278058102
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Todd M. Bluedorn For For Management
2 Elect Director Christopher M. Connor For For Management
3 Elect Director Michael J. Critelli For For Management
4 Elect Director Charles E. Golden For For Management
5 Elect Director Ernie Green For For Management
6 Ratify Auditors For For Management
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EMC Corporation
Ticker: EMC Security ID: 268648102
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Michael J. Cronin For For Management
4 Elect Director Gail Deegan For For Management
5 Elect Director James S. DiStasio For For Management
6 Elect Director John R. Egan For For Management
7 Elect Director Edmund F. Kelly For For Management
8 Elect Director Windle B. Priem For For Management
9 Elect Director Paul Sagan For For Management
10 Elect Director David N. Strohm For For Management
11 Elect Director Joseph M. Tucci For For Management
12 Ratify Auditors For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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EOG Resources, Inc.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George A. Alcorn For For Management
2 Elect Director Charles R. Crisp For For Management
3 Elect Director James C. Day For For Management
4 Elect Director Mark G. Papa For For Management
5 Elect Director H. Leighton Steward For For Management
6 Elect Director Donald F. Textor For For Management
7 Elect Director Frank G. Wisner For For Management
8 Ratify Auditors For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Amend Executive Incentive Bonus Plan For For Management
12 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
13 Stock Retention/Holding Period Against For Shareholder
14 Double Trigger on Equity Plans Against For Shareholder
- --------------------------------------------------------------------------------
Family Dollar Stores, Inc.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 21, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Howard R. Levine For For Management
1.7 Elect Director George R. Mahoney, Jr. For For Management
1.8 Elect Director James G. Martin For For Management
1.9 Elect Director Harvey Morgan For For Management
1.10 Elect Director Dale C. Pond For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker: FITB Security ID: 316773100
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director Ulysses L. Bridgeman, Jr. For For Management
1.3 Elect Director Emerson L. Brumback For For Management
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director Gary R. Heminger For For Management
1.6 Elect Director Jewell D. Hoover For For Management
1.7 Elect Director Kevin T. Kabat For For Management
1.8 Elect Director Mitchel D. Livingston, PhD For For Management
1.9 Elect Director Hendrik G. Meijer For For Management
1.10 Elect Director John J. Schiff, Jr. For For Management
1.11 Elect Director Dudley S. Taft For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Eliminate Cumulative Voting For For Management
4 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Ratify Auditors For For Management
7 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
Freeport-McMoRan Copper & Gold Inc.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Bobby Lee Lackey For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Stock Retention/Holding Period Against For Shareholder
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Gannett Co., Inc.
Ticker: GCI Security ID: 364730101
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dubow For For Management
1.2 Elect Director Howard D. Elias For For Management
1.3 Elect Director Arthur H. Harper For For Management
1.4 Elect Director John Jeffry Louis For For Management
1.5 Elect Director Marjorie Magner For For Management
1.6 Elect Director Scott K. McCune For For Management
1.7 Elect Director Duncan M. McFarland For For Management
1.8 Elect Director Donna E. Shalala For For Management
1.9 Elect Director Neal Shapiro For For Management
1.10 Elect Director Karen Hastie Williams For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adopt Anti Gross-up Policy Against For Shareholder
- --------------------------------------------------------------------------------
General Electric Company
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against For Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
Genzyme Corporation
Ticker: GENZ Security ID: 372917104
Meeting Date: JUN 16, 2010 Meeting Type: Proxy Contest
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Robert J. Bertolini For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
1.4 Elect Director Robert J. Carpenter For For Management
1.5 Elect Director Charles L. Cooney For For Management
1.6 Elect Director Victor J. Dzau For For Management
1.7 Elect Director Connie Mack, III For For Management
1.8 Elect Director Richard F. Syron For For Management
1.9 Elect Director Henri A. Termeer For For Management
1.10 Elect Director Ralph V. Whitworth For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Provide Right to Call Special Meeting For For Management
6 Ratify Auditors For For Management
1.1 Elect Director Steven Burakoff For Did Not Shareholder
Vote
1.2 Elect Director Alexander J. Denner For Did Not Shareholder
Vote
1.3 Elect Director Carl C. Icahn For Did Not Shareholder
Vote
1.4 Elect Director Richard Mulligan For Did Not Shareholder
Vote
1.5 Management Nominee - Douglas A. For Did Not Shareholder
Berthiaume Vote
1.6 Management Nominee - Robert J. Bertolini For Did Not Shareholder
Vote
1.7 Management Nominee - Gail K. Boudreaux For Did Not Shareholder
Vote
1.8 Management Nominee - Robert J. Carpenter For Did Not Shareholder
Vote
1.9 Management Nominee - Victor J. Dzau For Did Not Shareholder
Vote
1.10 Management Nominee - Ralph V. Whitworth For Did Not Shareholder
Vote
2 Amend Omnibus Stock Plan For Did Not Management
Vote
3 Amend Qualified Employee Stock Purchase For Did Not Management
Plan Vote
4 Amend Non-Employee Director Omnibus Stock Against Did Not Management
Plan Vote
5 Provide Right to Call Special Meeting For Did Not Management
Vote
6 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
Google Inc.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Prepare Sustainability Report Against For Shareholder
5 Adopt Principles for Online Advertising Against Abstain Shareholder
6 Amend Human Rights Policies Regarding Against Abstain Shareholder
Chinese Operations
- --------------------------------------------------------------------------------
Halliburton Company
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A.M. Bennett For For Management
2 Elect Director J.R. Boyd For For Management
3 Elect Director M. Carroll For For Management
4 Elect Director N.K. Dicciani For For Management
5 Elect Director S.M. Gillis For For Management
6 Elect Director J.T. Hackett For For Management
7 Elect Director D.J. Lesar For For Management
8 Elect Director R.A. Malone For For Management
9 Elect Director J.L. Martin For For Management
10 Elect Director D.L. Reed For For Management
11 Ratify Auditors For For Management
12 Review and Assess Human Rights Policies Against For Shareholder
13 Report on Political Contributions Against For Shareholder
14 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
Infosys Technologies Ltd
Ticker: Security ID: 456788108
Meeting Date: JUN 12, 2010 Meeting Type: Annual
Record Date: MAY 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of INR 15 Per For For Management
Share
3 Reappoint N.R.N. Murthy as Director For For Management
4 Reappoint M.G. Subrahmanyam as Director For For Management
5 Reappoint S. Gopalakrishnan as Director For For Management
6 Reappoint S.D. Shibulal as Director For For Management
7 Reappoint T.V.M. Pai as Director For For Management
8 Approve B.S.R. & Co. as Auditors and For For Management
Authorize Board to Fix Their Remuneration
9 Approve Reappointment and Remuneration of For For Management
T.V M. Pai as Executive Director
10 Approve Reappointment and Remuneration of For For Management
S. Batni as Executive Director
- --------------------------------------------------------------------------------
International Game Technology
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paget L. Alves For For Management
1.2 Elect Director Patti S. Hart For For Management
1.3 Elect Director Robert A. Mathewson For For Management
1.4 Elect Director Thomas J. Matthews For For Management
1.5 Elect Director Robert J. Miller For For Management
1.6 Elect Director Frederick B. Rentschler For For Management
1.7 Elect Director David E. Roberson For For Management
1.8 Elect Director Philip G. Satre For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
International Game Technology
Ticker: IGT Security ID: 459902102
Meeting Date: SEP 30, 2009 Meeting Type: Special
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For For Management
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Johnson & Johnson
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
King Pharmaceuticals, Inc.
Ticker: KG Security ID: 495582108
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin S. Crutchfield For For Management
1.2 Elect Director E.W. Deavenport Jr. For For Management
1.3 Elect Director Elizabeth M. Greetham For For Management
1.4 Elect Director Philip A. Incarnati For For Management
1.5 Elect Director Gregory D. Jordan For For Management
1.6 Elect Director Brian A. Markison For For Management
1.7 Elect Director R. Charles Moyer For For Management
1.8 Elect Director D. Greg Rooker For For Management
1.9 Elect Director Derace L. Schaffer For For Management
1.10 Elect Director Ted G. Wood For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
- --------------------------------------------------------------------------------
MetLife, Inc.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard, Ph.D For For Management
1.2 Elect Director Alfred F. Kelly, Jr. For For Management
1.3 Elect Director James M. Kilts For For Management
1.4 Elect Director David Satcher, M.D., Ph.D. For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
Mitsubishi UFJ Financial Group
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Takamune Okihara For For Management
2.2 Elect Director Kinya Okauchi For For Management
2.3 Elect Director Katsunori Nagayasu For For Management
2.4 Elect Director Kyouta Ohmori For For Management
2.5 Elect Director Hiroshi Saitou For For Management
2.6 Elect Director Nobushige Kamei For For Management
2.7 Elect Director Masao Hasegawa For For Management
2.8 Elect Director Fumiyuki Akikusa For For Management
2.9 Elect Director Kazuo Takeuchi For For Management
2.10 Elect Director Nobuyuki Hirano For For Management
2.11 Elect Director Shunsuke Teraoka For For Management
2.12 Elect Director Kaoru Wachi For For Management
2.13 Elect Director Takashi Oyamada For For Management
2.14 Elect Director Ryuuji Araki For For Management
2.15 Elect Director Kazuhiro Watanabe For For Management
2.16 Elect Director Takuma Ohtoshi For For Management
- --------------------------------------------------------------------------------
Navistar International Corp.
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 16, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugenio Clariond For For Management
1.2 Elect Director Diane H. Gulyas For For Management
1.3 Elect Director William H. Osborne For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
Newell Rubbermaid Inc.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Scott S. Cowen For For Management
2 Elect Director Cynthia A. Montgomery For For Management
3 Elect Director Michael B. Polk For For Management
4 Elect Director Michael A. Todman For For Management
5 Approve Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Occidental Petroleum Corporation
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For Against Management
2 Elect Director John S. Chalsty For Against Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For Against Management
5 Elect Director John E. Feick For Against Management
6 Elect Director Carlos M. Gutierrez For Against Management
7 Elect Director Ray R. Irani For Against Management
8 Elect Director Irvin W. Maloney For Against Management
9 Elect Director Avedick B. Poladian For Against Management
10 Elect Director Rodolfo Segovia For Against Management
11 Elect Director Aziz D. Syriani For Against Management
12 Elect Director Rosemary Tomich For Against Management
13 Elect Director Walter L. Weisman For Against Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Limit Executive Compensation Against Against Shareholder
18 Require Independent Board Chairman Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Report on Host Country Social and Against Abstain Shareholder
Environmental Laws
21 Require a Majority Vote for the Election Against For Shareholder
of Directors
22 Report on Policy for Increasing Safety by Against Abstain Shareholder
Reducing Hazardous Substance Usage and
Re-locating Facilities
23 Double Trigger on Equity Plans Against For Shareholder
- --------------------------------------------------------------------------------
Pfizer Inc.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
Potash Corporation of Saskatchewan Inc.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 6, 2010 Meeting Type: Annual/Special
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. M. Burley as Director For For Management
1.2 Elect W. J. Doyle as Director For For Management
1.3 Elect J. W. Estey as Director For For Management
1.4 Elect C. S. Hoffman as Director For For Management
1.5 Elect D. J. Howe as Director For For Management
1.6 Elect A. D. Laberge as Director For For Management
1.7 Elect K. G. Martell as Director For For Management
1.8 Elect J. J. McCaig as Director For For Management
1.9 Elect M. Mogford as Director For For Management
1.10 Elect P. J. Schoenhals as Director For For Management
1.11 Elect E. R. Stromberg as Director For For Management
1.12 Elect E. Viyella de Paliza as Director For For Management
2 Ratify Deloitte & Touche LLP as Auditors For For Management
3 Approve Performance Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
Prudential Financial, Inc.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For For Management
2 Elect Director Gordon M. Bethune For For Management
3 Elect Director Gaston Caperton For For Management
4 Elect Director Gilbert F. Casellas For For Management
5 Elect Director James G. Cullen For For Management
6 Elect Director William H. Gray, III For For Management
7 Elect Director Mark B. Grier For For Management
8 Elect Director Jon F. Hanson For For Management
9 Elect Director Constance J. Horner For For Management
10 Elect Director Karl J. Krapek For For Management
11 Elect Director Christine A. Poon For For Management
12 Elect Director John R. Strangfield For For Management
13 Elect Director James A. Unruh For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Brent Scowcroft For For Management
1.12 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Regeneron Pharmaceuticals, Inc.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard S. Schleifer For Withhold Management
1.2 Elect Director Eric M. Shooter For Withhold Management
1.3 Elect Director George D. Yancopoulos For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Samsung Electronics Co. Ltd.
Ticker: Security ID: 796050888
Meeting Date: MAR 19, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Year-End Dividends of KRW 7,500 per
Common Share and KRW 7,550 per Preferred
Share
2.1 Elect Lee In-Ho as Outside Director For For Management
2.2 Elect Lee In-Ho as Member of Audit For For Management
Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
- --------------------------------------------------------------------------------
Seattle Genetics, Inc.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc E. Lippman For For Management
1.2 Elect Director Franklin M. Berger For For Management
1.3 Elect Director Daniel G. Welch For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
The Boeing Company
Ticker: BA Security ID: 097023105
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John H. Biggs For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director David L. Calhoun For For Management
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Linda Z. Cook For For Management
6 Elect Director William M. Daley For For Management
7 Elect Director Kenneth M. Duberstein For For Management
8 Elect Director Edmund P. Giambastiani, For For Management
Jr.
9 Elect Director John F. McDonnell For For Management
10 Elect Director W. James McNerney, Jr. For For Management
11 Elect Director Susan C. Schwab For For Management
12 Elect Director Mike S. Zafirovski For For Management
13 Ratify Auditors For For Management
14 Adopt Ethical Criteria for Military Against Abstain Shareholder
Contracts
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Require Independent Board Chairman Against For Shareholder
18 Report on Political Contributions Against For Shareholder
- --------------------------------------------------------------------------------
The Gap, Inc.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian D.P. Bellamy For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Robert J. Fisher For For Management
1.4 Elect Director William S. Fisher For For Management
1.5 Elect Director Bob L. Martin For For Management
1.6 Elect Director Jorge P. Montoya For For Management
1.7 Elect Director Glenn K. Murphy For For Management
1.8 Elect Director James M. Schneider For For Management
1.9 Elect Director Mayo A. Shattuck III For For Management
1.10 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
The Goodyear Tire & Rubber Company
Ticker: GT Security ID: 382550101
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James C. Boland For For Management
2 Elect Director James A. Firestone For For Management
3 Elect Director Robert J. Keegan For For Management
4 Elect Director Richard J. Kramer For For Management
5 Elect Director W. Alan McCollough For For Management
6 Elect Director Denise M. Morrison For For Management
7 Elect Director Rodney O'Neal For For Management
8 Elect Director Shirley D. Peterson For For Management
9 Elect Director Stephanie A. Streeter For For Management
10 Elect Director G. Craig Sullivan For For Management
11 Elect Director Thomas H. Weidemeyer For For Management
12 Elect Director Michael R. Wessel For For Management
13 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
The Hartford Financial Services Group, Inc.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert B. Allardice, III For For Management
2 Elect Director Trevor Fetter For For Management
3 Elect Director Paul G. Kirk, Jr. For For Management
4 Elect Director Liam E. McGee For For Management
5 Elect Director Gail J. McGovern For For Management
6 Elect Director Michael G. Morris For For Management
7 Elect Director Thomas A. Renyi For For Management
8 Elect Director Charles B. Strauss For For Management
9 Elect Director H. Patrick Swygert For For Management
10 Ratify Auditors For For Management
11 Approve Omnibus Stock Plan For For Management
12 Amend Executive Incentive Bonus Plan For For Management
13 Reimburse Proxy Contest Expenses Against For Shareholder
- --------------------------------------------------------------------------------
Theravance, Inc.
Ticker: THRX Security ID: 88338T104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick E Winningham For For Management
1.2 Elect Director Jeffrey M. Drazan For Withhold Management
1.3 Elect Director Robert V. Gunderson, Jr. For For Management
1.4 Elect Director Arnold J. Levine, Ph.D. For Withhold Management
1.5 Elect Director Burton G. Malkiel, Ph.D. For For Management
1.6 Elect Director Peter S. Ringrose, Ph.D. For For Management
1.7 Elect Director William H. Waltrip For For Management
1.8 Elect Director George M. Whitesides, For For Management
Ph.D.
1.9 Elect Director William D. Young, Ph.D. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Transocean Ltd.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and Omission For For Management
of Dividends
4 Change Location of Registered Office to For For Management
Steinhausen, Switzerland
5 Approve Creation of CHF 2.5 Billion Pool For Against Management
of Capital without Preemptive Rights
6 Approve Reduction in Share Capita and For For Management
Repayment of $3.11 per Sharel
7 Amend Articles Re: Share Certificates due For For Management
to New Swiss Federal Act on Intermediated
Securities
8a Elect Steven Newman as Director For For Management
8b Reelect Thomas Carson as Director For For Management
8c Reelect Robert Sprague as Director For For Management
8d Reelect J. Michael Talbert as Director For For Management
8e Reelect John Whitmire as Director For For Management
9 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public Accounting
Firm for Fiscal Year 2010
10 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
United Parcel Service, Inc.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Michael J. Burns For For Management
1.3 Elect Director D. Scott Davis For For Management
1.4 Elect Director Stuart E. Eizenstat For For Management
1.5 Elect Director Michael L. Eskew For For Management
1.6 Elect Director William R. Johnson For For Management
1.7 Elect Director Ann M. Livermore For Withhold Management
1.8 Elect Director Rudy Markham For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
- --------------------------------------------------------------------------------
Vale S.A.
Ticker: Security ID: 91912E105
Meeting Date: APR 27, 2010 Meeting Type: Annual/Special
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Fiscal Year Ended Dec. 31,
2009
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
1 Authorize Capitalization of Reserves For For Management
2 Elect Director For Against Management
- --------------------------------------------------------------------------------
Vale S.A.
Ticker: Security ID: 91912E105
Meeting Date: JAN 22, 2010 Meeting Type: Special
Record Date: DEC 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Nomination of Alternate Member of For For Management
Board of Directors
2 Approve Agreement to Absorb Mineracao For For Management
Estrela de Apolo and Mineracao Vale
Corumba
3 Appoint Domingues e Pinho Contadores to For For Management
Appraise Proposed Merger
4 Approve Appraisal of Proposed Merger For For Management
5 Approve Absorption of Mineracao Estrela For For Management
de Apolo and Mineracao Vale Corumba
- --------------------------------------------------------------------------------
Vale S.A.
Ticker: Security ID: 91912E105
Meeting Date: JUN 22, 2010 Meeting Type: Special
Record Date: MAY 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jose Mauro Mettrau Carneiro da For For Management
Cunha as Director
- --------------------------------------------------------------------------------
Wal-Mart Stores, Inc.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For Against Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For Against Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For Against Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
21 Report on Political Contributions Against For Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Abstain Shareholder
24 Report on Process for Identifying and Against Abstain Shareholder
Prioritizing Public Policy Activities
- --------------------------------------------------------------------------------
WellPoint, Inc.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sheila P. Burke For For Management
2 Elect Director George A. Schaefer, Jr. For For Management
3 Elect Director Jackie M. Ward For For Management
4 Ratify Auditors For For Management
5 Report on Conversion to Non-Profit Status Against Against Shareholder
6 Report on Lobbying Expenses Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
8 Reincorporate in Another State [from Against For Shareholder
Indiana to Delaware]
- --------------------------------------------------------------------------------
Wells Fargo & Company
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, Jr. For For Management
6 Election Director Donald M. James For For Management
7 Election Director Richard D. McCormick For For Management
8 Election Director Mackey J. McDonald For For Management
9 Election Director Cynthia H. Milligan For For Management
10 Elect Director Nicholas G. Moore For For Management
11 Elect Director Philip J. Quigley For Against Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director Robert K. Steel For For Management
15 Elect Director John G. Stumpf For For Management
16 Elect Director an G. Swenson For For Management
17 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
18 Increase Authorized Common Stock For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Require Independent Board Chairman Against For Shareholder
22 Report on Charitable Contributions Against Abstain Shareholder
23 Report on Political Contributions Against For Shareholder
==================== OPPENHEIMER QUEST OPPORTUNITY VALUE FUND ==================
AerCap Holdings NV
Ticker: AER Security ID: N00985106
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Board of Directors None None Management
(Non-Voting)
3 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
4 Receive Explanation on Company's Reserves None None Management
and Dividend Policy
5 Approve Discharge of Board of Directors For Did Not Management
Vote
6a Elect M. Gradon as Director For Did Not Management
Vote
6b Elect N. Greene as Director For Did Not Management
Vote
6c Elect P.T Dacier as Director For Did Not Management
Vote
6d Reelect R.G. Warden as Director For Did Not Management
Vote
6e Reelect G.P. Strong as Director For Did Not Management
Vote
6f Reelect W.B. Ingersoll as Director For Did Not Management
Vote
6g Reelect K. W. Heineman as Director For Did Not Management
Vote
7 Approve Remuneration of Non-Executive For Did Not Management
Board Vote
8 Proposal to Designate Keith A. Helming as For Did Not Management
the Person Responsible for the Management Vote
of the Company in Case All Directors Are
Absent or Prevented from Acting
9 Ratify PricewaterhouseCoopers Accountants For Did Not Management
N.V. as Auditors Vote
10 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
11 Amend Articles of Association For Did Not Management
Vote
12 Allow Questions None None Management
13 Close Meeting None None Management
- --------------------------------------------------------------------------------
Aetna Inc.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank M. Clark For Against Management
2 Elect Director Betsy Z. Cohen For Against Management
3 Elect Director Molly J. Coye For For Management
4 Elect Director Roger N. Farah For Against Management
5 Elect Director Barbara Hackman Franklin For Against Management
6 Elect Director Jeffrey E. Garten For Against Management
7 Elect Director Earl G. Graves For For Management
8 Elect Director Gerald Greenwald For For Management
9 Elect Director Ellen M. Hancock For For Management
10 Elect Director Richard J. Harrington For For Management
11 Elect Director Edward J. Ludwig For For Management
12 Elect Director Joseph P. Newhouse For For Management
13 Elect Director Ronald A. Williams For For Management
14 Ratify Auditors For For Management
15 Approve Omnibus Stock Plan For For Management
16 Approve Non-Employee Director Omnibus For For Management
Stock Plan
17 Amend Executive Incentive Bonus Plan For For Management
18 Provide for Cumulative Voting Against Against Shareholder
19 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
AIRCASTLE LTD
Ticker: AYR Security ID: G0129K104
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Allen For For Management
1.2 Elect Director Douglas A. Hacker For For Management
2 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
Altria Group, Inc.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For For Management
2 Elect Director Gerald L. Baliles For For Management
3 Elect Director John T. Casteen III For For Management
4 Elect Director Dinyar S. Devitre For For Management
5 Elect Director Thomas F. Farrell II For For Management
6 Elect Director Robert E. R. Huntley For For Management
7 Elect Director Thomas W. Jones For For Management
8 Elect Director George Munoz For For Management
9 Elect Director Nabil Y. Sakkab For For Management
10 Elect Director Michael E. Szymanczyk For For Management
11 Approve Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
13 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
14 Adopt Human Rights Protocols for Company Against For Shareholder
and Suppliers
- --------------------------------------------------------------------------------
Amgen, Inc.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
Assurant, Inc.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Carver For For Management
1.2 Elect Director Juan N. Cento For For Management
1.3 Elect Director Allen R. Freedman For For Management
1.4 Elect Director Elaine D. Rosen For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
Bank of America Corporation
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Employees Against Abstain Shareholder
19 TARP Related Compensation Against For Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against For Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Restatements Against For Shareholder
- --------------------------------------------------------------------------------
Celanese Corporation
Ticker: CE Security ID: 150870103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David N. Weidman For For Management
2 Elect Director Mark C. Rohr For For Management
3 Elect Director Farah M. Walters For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Chevron Corporation
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.H. Armacost For For Management
2 Elect Director L.F. Deily For For Management
3 Elect Director R.E. Denham For For Management
4 Elect Director R.J. Eaton For For Management
5 Elect Director C. Hagel For For Management
6 Elect Director E. Hernandez For For Management
7 Elect Director F.G. Jenifer For For Management
8 Elect Director G.L. Kirkland For For Management
9 Elect Director S. Nunn For For Management
10 Elect Director D.B. Rice For For Management
11 Elect Director K.W. Sharer For For Management
12 Elect Director C.R. Shoemate For For Management
13 Elect Director J.G. Stumpf For For Management
14 Elect Director R.D. Sugar For For Management
15 Elect Director C. Ware For For Management
16 Elect Director J.S. Watson For For Management
17 Ratify Auditors For For Management
18 Provide Right to Call Special Meeting For For Management
19 Request Director Nominee with Against For Shareholder
Environmental Qualifications
20 Stock Retention/Holding Period Against For Shareholder
21 Disclose Payments To Host Governments Against Against Shareholder
22 Adopt Guidelines for Country Selection Against For Shareholder
23 Report on Financial Risks From Climate Against Abstain Shareholder
Change
24 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Human Rights
- --------------------------------------------------------------------------------
Covidien plc
Ticker: COV Security ID: G2554F105
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Elect Craig Arnold as Director For For Management
2b Elect Robert H. Brust as Director For For Management
2c Elect John M. Connors, Jr. as Director For For Management
2d Elect Christopher J. Coughlin as Director For For Management
2e Elect Timothy M. Donahue as Director For For Management
2f Elect Kathy J. Herbert as Director For For Management
2g Elect Randall J. Hogan, III as Director For For Management
2h Elect Richard J. Meelia as Director For Abstain Management
2i Elect Dennis H. Reilley as Director For For Management
2j Elect Tadataka Yamada as Director For For Management
2k Elect Joseph A. Zaccagnino as Director For For Management
3 Approve Deloitte & Touche LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration Auditors
4 Authorize Share Repurchase Program For For Management
5 Authorize Reissuance of Treasury Shares For For Management
- --------------------------------------------------------------------------------
CVS Caremark Corporation
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Kristen Gibney Williams For For Management
5 Elect Director Marian L. Heard For For Management
6 Elect Director William H. Joyce For For Management
7 Elect Director Jean-Pierre Millon For For Management
8 Elect Director Terrence Murray For For Management
9 Elect Director C.A. Lance Piccolo For For Management
10 Elect Director Sheli Z. Rosenberg For For Management
11 Elect Director Thomas M. Ryan For For Management
12 Elect Director Richard J. Swift For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Report on Political Contributions Against For Shareholder
17 Adopt Global Warming Principles Against Abstain Shareholder
- --------------------------------------------------------------------------------
eBay Inc.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Moffett For For Management
2 Elect Director Richard T. Schlosberg, III For For Management
3 Elect Director Thomas J. Tierney For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Edison International
Ticker: EIX Security ID: 281020107
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagjeet S. Bindra For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director France A. Cordova For For Management
1.4 Elect Director Theodore F. Craver, Jr. For For Management
1.5 Elect Director Charles B. Curtis For For Management
1.6 Elect Director Bradford M. Freeman For For Management
1.7 Elect Director Luis G. Nogales For For Management
1.8 Elect Director Ronald L. Olson For For Management
1.9 Elect Director James M. Rosser For For Management
1.10 Elect Director Richard T. Schlosberg, III For For Management
1.11 Elect Director Thomas C. Sutton For For Management
1.12 Elect Director Brett White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
Everest Re Group LTD
Ticker: RE Security ID: G3223R108
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kenneth J. Duffy as Director For For Management
1.2 Elect Joseph V. Taranto as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Reincorporate in Another State [from New Against Against Shareholder
Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Abstain Shareholder
8 Adopt Policy to Address Coastal Louisiana Against Abstain Shareholder
Environmental Impacts
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Development Against Against Shareholder
12 Adopt Quantitative GHG Goals from Against For Shareholder
Products and Operations
13 Report on Risks of Alternative Long-term Against Abstain Shareholder
Fossil Fuel Demand Estimates
- --------------------------------------------------------------------------------
General Cable Corp.
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John E. Welsh, III For For Management
2 Declassify the Board of Directors For For Management
3 Provide Directors Be Removed With or For For Management
Without Cause
4 Ratify Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
Genzyme Corporation
Ticker: GENZ Security ID: 372917104
Meeting Date: JUN 16, 2010 Meeting Type: Proxy Contest
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Robert J. Bertolini For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
1.4 Elect Director Robert J. Carpenter For For Management
1.5 Elect Director Charles L. Cooney For For Management
1.6 Elect Director Victor J. Dzau For For Management
1.7 Elect Director Connie Mack, III For For Management
1.8 Elect Director Richard F. Syron For For Management
1.9 Elect Director Henri A. Termeer For For Management
1.10 Elect Director Ralph V. Whitworth For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Provide Right to Call Special Meeting For For Management
6 Ratify Auditors For For Management
1.1 Elect Director Steven Burakoff For Did Not Shareholder
Vote
1.2 Elect Director Alexander J. Denner For Did Not Shareholder
Vote
1.3 Elect Director Carl C. Icahn For Did Not Shareholder
Vote
1.4 Elect Director Richard Mulligan For Did Not Shareholder
Vote
1.5 Management Nominee - Douglas A. For Did Not Shareholder
Berthiaume Vote
1.6 Management Nominee - Robert J. Bertolini For Did Not Shareholder
Vote
1.7 Management Nominee - Gail K. Boudreaux For Did Not Shareholder
Vote
1.8 Management Nominee - Robert J. Carpenter For Did Not Shareholder
Vote
1.9 Management Nominee - Victor J. Dzau For Did Not Shareholder
Vote
1.10 Management Nominee - Ralph V. Whitworth For Did Not Shareholder
Vote
2 Amend Omnibus Stock Plan For Did Not Management
Vote
3 Amend Qualified Employee Stock Purchase For Did Not Management
Plan Vote
4 Amend Non-Employee Director Omnibus Stock Against Did Not Management
Plan Vote
5 Provide Right to Call Special Meeting For Did Not Management
Vote
6 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
Joy Global, Inc.
Ticker: JOYG Security ID: 481165108
Meeting Date: MAR 9, 2010 Meeting Type: Annual
Record Date: JAN 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John Nils Hanson For For Management
1.3 Elect Director Ken C. Johnsen For For Management
1.4 Elect Director Gale E. Klappa For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director Michael W. Sutherlin For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Abstain Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
6 Report on Collateral in Derivatives Against For Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Report on Pay Disparity Against Abstain Shareholder
10 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
Jupiter Telecommunications Co., Ltd.
Ticker: 4817 Security ID: J28710101
Meeting Date: MAR 25, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 490
2 Amend Articles To Change Location of Head For For Management
Office
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
4.1 Appoint Statutory Auditor For For Management
4.2 Appoint Statutory Auditor For Against Management
4.3 Appoint Statutory Auditor For Against Management
- --------------------------------------------------------------------------------
Liberty Global, Inc.
Ticker: LBTYA Security ID: 530555101
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miranda Curtis For For Management
1.2 Elect Director John W. Dick For For Management
1.3 Elect Director J.C. Sparkman For For Management
1.4 Elect Director J. David Wargo For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Lorillard, Inc.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virgis W. Colbert For For Management
1.2 Elect Director Richard W. Roedel For For Management
1.3 Elect Director David H. Taylor For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
Microsoft Corporation
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Abstain Shareholder
14 Report on Charitable Contributions Against Abstain Shareholder
- --------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker: TAP Security ID: 60871R209
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors John E. Cleghorn For For Management
1.2 Elect Directors Charles M. Herington For Withhold Management
1.3 Elect Directors David P. O'Brien For Withhold Management
- --------------------------------------------------------------------------------
Morgan Stanley
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For Against Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance, Jr. For For Management
6 Elect Director Nobuyuki Hirano For For Management
7 Elect Director C. Robert Kidder For For Management
8 Elect Director John J. Mack For For Management
9 Elect Director Donald T. Nicolaisen For For Management
10 Elect Director Charles H. Noski For For Management
11 Elect Director Hutham S. Olayan For For Management
12 Elect Director O. Griffith Sexton For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Amend Omnibus Stock Plan For Against Management
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Stock Retention/Holding Period Against For Shareholder
19 Require Independent Board Chairman Against For Shareholder
20 Report on Pay Disparity Against Abstain Shareholder
21 Claw-back of Payments under Restatements Against For Shareholder
- --------------------------------------------------------------------------------
Navistar International Corp.
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 16, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugenio Clariond For For Management
1.2 Elect Director Diane H. Gulyas For For Management
1.3 Elect Director William H. Osborne For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
Nestle SA
Ticker: Security ID: H57312649
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and Statutory For For Management
Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.60 per Share
4.1.1 Reelect Andre Kudelski as Director For For Management
4.1.2 Reelect Jean-Rene Fourtou as Director For For Management
4.1.3 Reelect Steven Hoch as Director For For Management
4.1.4 Reelect Peter Brabeck-Letmathe as For For Management
Director
4.2.1 Elect Titia de Lange as Director For For Management
4.2.2 Elect Jean-Pierre Roth as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
5 Approve CHF 18.5 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
6 Amend Articles Re: Share Certificates due For For Management
to New Swiss Federal Act on Intermediated
Securities
- --------------------------------------------------------------------------------
NRG Energy Inc
Ticker: NRG Security ID: 629377508
Meeting Date: JUL 21, 2009 Meeting Type: Proxy Contest
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chlebowski For For Management
1.2 Elect Director Howard E. Cosgrove For For Management
1.3 Elect Director William E. Hantke For For Management
1.4 Elect Director Anne C. Schaumburg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
6 Report on Carbon Principles Against Against Shareholder
7 Change Size of Board of Directors Against Against Shareholder
8 Repeal Amendments Adopted Without Against Against Shareholder
Stockholder Approval After February 26,
2008
1.1 Elect Director Betsy S. Atkins For Did Not Shareholder
Vote
1.2 Elect Director Ralph E. Faison For Did Not Shareholder
Vote
1.3 Elect Director Coleman Peterson For Did Not Shareholder
Vote
1.4 Elect Director Thomas C. Wajnert For Did Not Shareholder
Vote
2 Change Size of Board of Directors For Did Not Shareholder
Vote
3 Elect Director Donald DeFosset For Did Not Shareholder
Vote
4 Elect Director Richard H. Koppes For Did Not Shareholder
Vote
5 Elect Director John M. Albertine For Did Not Shareholder
Vote
6 Elect Director Marjorie L. Bowen For Did Not Shareholder
Vote
7 Elect Director Ralph G. Wellington For Did Not Shareholder
Vote
8 Repeal Amendments Adopted Without For Did Not Shareholder
Stockholder Approval After February 26, Vote
2008
9 Amend Omnibus Stock Plan For Did Not Management
Vote
10 Amend Executive Incentive Bonus Plan For Did Not Management
Vote
11 Adopt Majority Voting for Uncontested For Did Not Management
Election of Directors Vote
12 Ratify Auditors For Did Not Management
Vote
13 Report on Carbon Principles None Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
Pfizer Inc.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
Potash Corporation of Saskatchewan Inc.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 6, 2010 Meeting Type: Annual/Special
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. M. Burley as Director For For Management
1.2 Elect W. J. Doyle as Director For For Management
1.3 Elect J. W. Estey as Director For For Management
1.4 Elect C. S. Hoffman as Director For For Management
1.5 Elect D. J. Howe as Director For For Management
1.6 Elect A. D. Laberge as Director For For Management
1.7 Elect K. G. Martell as Director For For Management
1.8 Elect J. J. McCaig as Director For For Management
1.9 Elect M. Mogford as Director For For Management
1.10 Elect P. J. Schoenhals as Director For For Management
1.11 Elect E. R. Stromberg as Director For For Management
1.12 Elect E. Viyella de Paliza as Director For For Management
2 Ratify Deloitte & Touche LLP as Auditors For For Management
3 Approve Performance Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Brent Scowcroft For For Management
1.12 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Research In Motion Ltd
Ticker: RIM Security ID: 760975102
Meeting Date: JUL 14, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Lazaridis For For Management
1.2 Elect Director James Estill For For Management
1.3 Elect Director David Kerr For For Management
1.4 Elect Director Roger Martin For For Management
1.5 Elect Director John Richardson For For Management
1.6 Elect Director Barbara Stymiest For For Management
1.7 Elect Director John Wetmore For For Management
2 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
Synopsys, Inc.
Ticker: SNPS Security ID: 871607107
Meeting Date: MAR 25, 2010 Meeting Type: Annual
Record Date: JAN 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. De Geus For For Management
1.2 Elect Director Alfred Castino For For Management
1.3 Elect Director Chi-Foon Chan For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director Deborah A. Coleman For For Management
1.6 Elect Director John Schwarz For For Management
1.7 Elect Director Roy Vallee For For Management
1.8 Elect Director Steven C. Walske For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Take-Two Interactive Software, Inc.
Ticker: TTWO Security ID: 874054109
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Robert A. Bowman For For Management
1.3 Elect Director Sung Hwan Cho For For Management
1.4 Elect Director Michael Dornemann For For Management
1.5 Elect Director Brett Icahn For For Management
1.6 Elect Director J. Moses For For Management
1.7 Elect Director James L. Nelson For For Management
1.8 Elect Director Michael Sheresky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Gary D. Cohn For For Management
1.4 Elect Director Claes Dahlback For For Management
1.5 Elect Director Stephen Friedman For For Management
1.6 Elect Director William W. George For For Management
1.7 Elect Director James A. Johnson For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Lakshmi N. Mittal For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director H. Lee Scott, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Call Special Meeting For Against Management
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Collateral in Derivatives Against For Shareholder
Trading
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Political Contributions Against For Shareholder
10 Report on Global Warming Science Against Against Shareholder
11 Report on Pay Disparity Against Against Shareholder
12 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
The Kroger Co.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reuben V. Anderson For For Management
2 Elect Director Robert D. Beyer For For Management
3 Elect Director David B. Dillon For For Management
4 Elect Director Susan J. Kropf For For Management
5 Elect Director John T. LaMacchia For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director W. Rodney McMullen For For Management
8 Elect Director Jorge P. Montoya For For Management
9 Elect Director Clyde R. Moore For For Management
10 Elect Director Susan M. Phillips For For Management
11 Elect Director Steven R. Rogel For For Management
12 Elect Director James A. Runde For For Management
13 Elect Director Ronald L. Sargent For For Management
14 Elect Director Bobby S. Shackouls For For Management
15 Adopt Majority Voting for Uncontested For For Management
Election of Directors
16 Ratify Auditors For For Management
17 Report on Climate Change Against For Shareholder
- --------------------------------------------------------------------------------
THQ Inc.
Ticker: THQI Security ID: 872443403
Meeting Date: AUG 6, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian J. Farrell For For Management
1.2 Elect Director Lawrence Burstein For For Management
1.3 Elect Director Henry T. DeNero For For Management
1.4 Elect Director Brian P. Dougherty For For Management
1.5 Elect Director Jeffrey W. Griffiths For For Management
1.6 Elect Director Gary E. Rieschel For For Management
1.7 Elect Director James L. Whims For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
Tyco International Ltd.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Fiscal 2008/2009
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Edward Breen as Director For For Management
3.2 Elect Michael Daniels as Director For For Management
3.3 Reelect Timothy Donahue as Director For For Management
3.4 Reelect Brian Duperreault as Director For For Management
3.5 Reelect Bruce Gordon as Director For For Management
3.6 Reelect Rajiv Gupta as Director For For Management
3.7 Reelect John Krol as Director For For Management
3.8 Reelect Brendan O'Neill as Director For For Management
3.9 Reelect William Stavropoulos as Director For For Management
3.10 Reelect Sandra Wijnberg as Director For For Management
3.11 Reelect R. David Yost as Director For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public Accounting
Firm for Fiscal 2009/2010
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor
5a Approve Carrying Forward of Net Loss For For Management
5b Approve CHF 407.4 Million Reduction in For For Management
Share Capital and Repayment of CHF 0.85
per Share
6 Amend Articles Re: Plurality Voting For For Management
Standard for Board Elections When the
Number of Candidates Exceeds the Number
of Board Positions Available
7 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
Vanda Pharmaceuticals Inc.
Ticker: VNDA Security ID: 921659108
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard H. Pien For For Management
1.2 Elect Director H. Thomas Watkins For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Walgreen Co.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 13, 2010 Meeting Type: Annual
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Davis For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director Mark P. Frissora For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Nancy M. Schlichting For For Management
1.6 Elect Director David Y. Schwartz For For Management
1.7 Elect Director Alejandro Silva For For Management
1.8 Elect Director James A. Skinner For For Management
1.9 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Performance-Based Equity Awards Against For Shareholder
6 Report on Charitable Contributions Against Abstain Shareholder
- --------------------------------------------------------------------------------
Wyeth
Ticker: WYE Security ID: 983024100
Meeting Date: JUL 20, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Robert M. Amen For Against Management
3.2 Elect Director Michael J. Critelli For Against Management
3.3 Elect Director Frances D. Fergusson For For Management
3.4 Elect Director Victor F. Ganzi For Against Management
3.5 Elect Director Robert Langer For For Management
3.6 Elect Director John P. Mascotte For Against Management
3.7 Elect Director Raymond J. McGuire For Against Management
3.8 Elect Director Mary Lake Polan For For Management
3.9 Elect Director Bernard Poussot For For Management
3.10 Elect Director Gary L. Rogers For Against Management
3.11 Elect Director John R. Torell III For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against For Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
==================== OPPENHEIMER SMALL- & MID- CAP VALUE FUND ==================
Abercrombie & Fitch Co.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward F. Limato For Against Management
2 Elect Director Robert A. Rosholt For Against Management
3 Elect Director Craig R. Stapleton For Against Management
4 Elect Director Elizabeth M. Lee For For Management
5 Ratify Auditors For For Management
6 Approve Omnibus Stock Plan For Against Management
7 Require Independent Board Chairman Against For Shareholder
8 Declassify the Board of Directors Against For Shareholder
9 Adopt ILO Based Code of Conduct Against For Shareholder
- --------------------------------------------------------------------------------
ACE Limited
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For For Management
1.3 Elect Robert Ripp as Director For For Management
1.4 Elect Theodore Shasta as Director For For Management
2 Amend Articles Re: Treatment of For For Management
Abstentions and Broker Non-Votes
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial Statements For For Management
4 Approve Allocation of Income and Omission For For Management
of Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6 Approve Creation of CHF 4.4 Billion Pool For For Management
of Capital without Preemptive Rights
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify PricewaterhouseCoopers LLC as For For Management
Independent Registered Public Accounting
Firm
7.3 Ratify BDO AG as Special Auditors For For Management
8 Amend 2004 Long-Term Incentive Plan For Against Management
9 Approve Reduction in Share Capital and For For Management
Capital Repayment of $1.32 per Share
- --------------------------------------------------------------------------------
Advance Auto Parts Inc
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director John C. Brouillard For For Management
1.3 Elect Director Fiona P. Dias For For Management
1.4 Elect Director Frances X. Frei For For Management
1.5 Elect Director Darren R. Jackson For For Management
1.6 Elect Director William S. Oglesby For For Management
1.7 Elect Director J. Paul Raines For For Management
1.8 Elect Director Gilbert T. Ray For Withhold Management
1.9 Elect Director Carlos A. Saladrigas For For Management
1.10 Elect Director Francesca M. Spinelli For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Aetna Inc.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank M. Clark For Against Management
2 Elect Director Betsy Z. Cohen For Against Management
3 Elect Director Molly J. Coye For For Management
4 Elect Director Roger N. Farah For Against Management
5 Elect Director Barbara Hackman Franklin For Against Management
6 Elect Director Jeffrey E. Garten For Against Management
7 Elect Director Earl G. Graves For For Management
8 Elect Director Gerald Greenwald For For Management
9 Elect Director Ellen M. Hancock For For Management
10 Elect Director Richard J. Harrington For For Management
11 Elect Director Edward J. Ludwig For For Management
12 Elect Director Joseph P. Newhouse For For Management
13 Elect Director Ronald A. Williams For For Management
14 Ratify Auditors For For Management
15 Approve Omnibus Stock Plan For For Management
16 Approve Non-Employee Director Omnibus For For Management
Stock Plan
17 Amend Executive Incentive Bonus Plan For For Management
18 Provide for Cumulative Voting Against Against Shareholder
19 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
Affiliated Managers Group, Inc.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel T. Byrne For For Management
1.2 Elect Director Dwight D. Churchill For For Management
1.3 Elect Director Sean M. Healey For For Management
1.4 Elect Director Harold J. Meyerman For For Management
1.5 Elect Director William J. Nutt For For Management
1.6 Elect Director Rita M. Rodriguez For For Management
1.7 Elect Director Patrick T. Ryan For For Management
1.8 Elect Director Jide J. Zeitlin For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Agilent Technologies, Inc.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul N. Clark For For Management
2 Elect Director James G. Cullen For For Management
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
AIRCASTLE LTD
Ticker: AYR Security ID: G0129K104
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Allen For For Management
1.2 Elect Director Douglas A. Hacker For For Management
2 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
Allegheny Energy, Inc.
Ticker: AYE Security ID: 017361106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Furlong Baldwin For For Management
1.2 Elect Director Eleanor Baum For For Management
1.3 Elect Director Paul J. Evanson For For Management
1.4 Elect Director Cyrus F. Freidheim, Jr For For Management
1.5 Elect Director Julia L. Johnson For For Management
1.6 Elect Director Ted J. Kleisner For For Management
1.7 Elect Director Christopher D. Pappas For For Management
1.8 Elect Director Steven H. Rice For For Management
1.9 Elect Director Gunnar E. Sarsten For For Management
1.10 Elect Director Michael H. Sutton For For Management
2 Ratify Auditors For For Management
3 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
Alpha Natural Resources, Inc.
Ticker: ANR Security ID: 02076X102
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Quillen For For Management
1.2 Elect Director William J. Crowley Jr. For For Management
1.3 Elect Director Kevin S. Crutchfield For For Management
1.4 Elect Director E. Linn Draper, Jr. For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director John W. Fox, Jr. For For Management
1.7 Elect Director P. Michael Giftos For For Management
1.8 Elect Director Joel Richards, III For For Management
1.9 Elect Director James F. Roberts For For Management
1.10 Elect Director Ted G. Wood For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Amphenol Corporation
Ticker: APH Security ID: 032095101
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley L. Clark For For Management
1.2 Elect Director Andrew E. Lietz For For Management
1.3 Elect Director Martin H. Loeffler For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Aon Corporation
Ticker: AON Security ID: 037389103
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lester B. Knight For For Management
2 Elect Director Gregory C. Case For For Management
3 Elect Director Fulvio Conti For For Management
4 Elect Director Edgar D. Jannotta For For Management
5 Elect Director Jan Kalff For For Management
6 Elect Director J. Michael Losh For For Management
7 Elect Director R. Eden Martin For Against Management
8 Elect Director Andrew J. McKenna For For Management
9 Elect Director Robert S. Morrison For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director Richard C. Notebaert For For Management
12 Elect Director John W. Rogers, Jr. For For Management
13 Elect Director Gloria Santona For For Management
14 Elect Director Carolyn Y. Woo For For Management
15 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Assurant, Inc.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Carver For For Management
1.2 Elect Director Juan N. Cento For For Management
1.3 Elect Director Allen R. Freedman For For Management
1.4 Elect Director Elaine D. Rosen For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ASSURED GUARANTY LTD
Ticker: AGO Security ID: G0585R106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Neil Baron as Director For For Management
1.2 Elect G. Lawrence Buhl as Director For For Management
1.3 Elect Dominic J. Frederico as Director For For Management
2.1 Amend Articles Re: Companies Amendment For For Management
Act 2006
2.2 Amend Articles Re: Corporate Governance For For Management
Amendments
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4.1.1 Elect Howard Albert as Subsidiary For For Management
Director
4.1.2 Elect Robert A. Bailenson as Director of For For Management
Assured Guaranty Re Ltd
4.1.3 Elect Russell Brewer as Director of For For Management
Assured Guaranty Re Ltd
4.1.4 Elect Gary Burnet as Director of Assured For For Management
Guaranty Re Ltd
4.1.5 Elect Dominic J. Frederico as Director of For For Management
Assured Guaranty Re Ltd
4.1.6 Elect Sean McCarthy as Director of For For Management
Assured Guaranty Re Ltd
4.1.7 Elect James M. Michener as Director of For For Management
Assured Guaranty Re Ltd
4.1.8 Elect Robert B. Mills as Director of For For Management
Assured Guaranty Re Ltd
4.1.9 Elect Kevin Pearson as Director of For For Management
Assured Guaranty Re Ltd
4.110 Elect Andrew Pickering as Director of For For Management
Assured Guaranty Re Ltd
4.2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors of Assured Guaranty Re Ltd.
4.3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors of Asuured Guaranty Ireland
Holdings Ltd.
- --------------------------------------------------------------------------------
Bally Technologies, Inc
Ticker: BYI Security ID: 05874B107
Meeting Date: DEC 2, 2009 Meeting Type: Annual
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Robbins For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Bed Bath & Beyond Inc.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Warren Eisenberg For For Management
2 Elect Director Leonard Feinstein For For Management
3 Elect Director Steven H. Temares For For Management
4 Elect Director Dean S. Adler For For Management
5 Elect Director Stanley F. Barshay For For Management
6 Elect Director Klaus Eppler For For Management
7 Elect Director Patrick R. Gaston For For Management
8 Elect Director Jordan Heller For For Management
9 Elect Director Victoria A. Morrison For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BioMed Realty Trust, Inc.
Ticker: BMR Security ID: 09063H107
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Gold For For Management
1.2 Elect Director Barbara R. Cambon For For Management
1.3 Elect Director Edward A. Dennis For For Management
1.4 Elect Director Richard I. Gilchrist For For Management
1.5 Elect Director Gary A. Kreitzer For Withhold Management
1.6 Elect Director Theodore D. Roth For For Management
1.7 Elect Director M. Faye Wilson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Biovail Corporation
Ticker: BVF Security ID: 09067J109
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Douglas J.P. Squires as Director For For Management
1.2 Elect J. Spencer Lanthier as Director For For Management
1.3 Elect Serge Gouin as Director For For Management
1.4 Elect David H. Laidley as Director For For Management
1.5 Elect Mark Parrish as Director For For Management
1.6 Elect Laurence E. Paul as Director For For Management
1.7 Elect Robert N. Power as Director For For Management
1.8 Elect Frank Potter as Director For For Management
1.9 Elect Lloyd M. Segal as Director For For Management
1.10 Elect Louis R. Tull as Director For For Management
1.11 Elect Michael R. Van Every as Director For For Management
1.12 Elect William M. Wells as Director For For Management
2 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
Brinker International, Inc.
Ticker: EAT Security ID: 109641100
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: SEP 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Harriet Edelman For For Management
1.3 Elect Director Marvin J. Girouard For For Management
1.4 Elect Director John W. Mims For For Management
1.5 Elect Director George R. Mrkonic For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director Rosendo G. Parra For For Management
1.8 Elect Director Cece Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Burger King Holdings, Inc.
Ticker: BKC Security ID: 121208201
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chidsey For For Management
1.2 Elect Director Richard W. Boyce For For Management
1.3 Elect Director David A. Brandon For Withhold Management
1.4 Elect Director Ronald M. Dykes For For Management
1.5 Elect Director Peter R. Formanek For For Management
1.6 Elect Director Manuel A. Garcia For Withhold Management
1.7 Elect Director Sanjeev K. Mehra For For Management
1.8 Elect Director Brian T. Swette For For Management
1.9 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Cablevision Systems Corporation
Ticker: CVC Security ID: 12686C109
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary W. Carter For For Management
1.2 Elect Director Thomas V. Reifenheiser For Withhold Management
1.3 Elect Director John R. Ryan For Withhold Management
1.4 Elect Director Vincent Tese For Withhold Management
1.5 Elect Director Leonard Tow For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Cabot Oil & Gas Corporation
Ticker: COG Security ID: 127097103
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Carmichael For For Management
1.2 Elect Director Robert L. Keiser For For Management
2 Ratify Auditors For For Management
3 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
- --------------------------------------------------------------------------------
Campbell Soup Co.
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Paul R. Charron For For Management
1.3 Elect Director Douglas R. Conant For For Management
1.4 Elect Director Bennett Dorrance For For Management
1.5 Elect Director Harvey Golub For For Management
1.6 Elect Director Lawrence C. Karlson For For Management
1.7 Elect Director Randall W. Larrimore For For Management
1.8 Elect Director Mary Alice D. Malone For For Management
1.9 Elect Director Sara Mathew For For Management
1.10 Elect Director William D. Perez For For Management
1.11 Elect Director Charles R. Perrin For For Management
1.12 Elect Director A. Barry Rand For For Management
1.13 Elect Director Nick Schreiber For For Management
1.14 Elect Director Archbold D. Van Beuren For For Management
1.15 Elect Director Les C. Vinney For For Management
1.16 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
Celanese Corporation
Ticker: CE Security ID: 150870103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David N. Weidman For For Management
2 Elect Director Mark C. Rohr For For Management
3 Elect Director Farah M. Walters For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Charles River Laboratories International, Inc.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Nancy T. Chang For For Management
1.3 Elect Director Stephen D. Chubb For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George E. Massaro For For Management
1.6 Elect Director George M. Milne, Jr. For For Management
1.7 Elect Director C. Richard Reese For For Management
1.8 Elect Director Douglas E. Rogers For For Management
1.9 Elect Director Samuel O. Thier For For Management
1.10 Elect Director William H. Waltrip For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Chico's FAS, Inc.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Verna K. Gibson For For Management
2 Elect Director Betsy S. Atkins For For Management
3 Elect Director David F. Dyer For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Chiquita Brands International, Inc.
Ticker: CQB Security ID: 170032809
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fernando Aguirre For For Management
1.2 Elect Director Kerrii B. Anderson For For Management
1.3 Elect Director Howard W. Barker, Jr. For For Management
1.4 Elect Director William H. Camp For For Management
1.5 Elect Director Robert W. Fisher For For Management
1.6 Elect Director Clare M. Hasler For For Management
1.7 Elect Director Durk I. Jager For For Management
1.8 Elect Director Jaime Serra For For Management
1.9 Elect Director Steven P. Stanbrook For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Cleco Corporation
Ticker: CNL Security ID: 12561W105
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherian G. Cadoria For For Management
1.2 Elect Director Richard B. Crowell For For Management
1.3 Elect Director Michael H. Madison For For Management
1.4 Elect Director W.l. Westbrook For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors None For Shareholder
- --------------------------------------------------------------------------------
CMS Energy Corporation
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Merribel S. Ayres For For Management
1.2 Elect Director Jon E. Barfield For For Management
1.3 Elect Director Stephen E. Ewing For For Management
1.4 Elect Director Richard M. Gabrys For For Management
1.5 Elect Director David W. Joos For For Management
1.6 Elect Director Philip R. Lochner, Jr For For Management
1.7 Elect Director Michael T. Monahan For For Management
1.8 Elect Director John G. Russell For For Management
1.9 Elect Director Kenneth L. Way For For Management
1.10 Elect Director John B. Yasinsky For For Management
2 Ratify Auditors For For Management
3 Adopt Quantitative GHG Goals for Products Against For Shareholder
and Operations
4 Report on Coal Combustion Waste Hazard Against For Shareholder
and Risk Mitigation Efforts
- --------------------------------------------------------------------------------
Comerica Incorporated
Ticker: CMA Security ID: 200340107
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph W. Babb, Jr. For For Management
2 Elect Director James F. Cordes For For Management
3 Elect Director Jacqueline P. Kane For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Amend Omnibus Stock Plan For Against Management
7 Declassify the Board of Directors For For Management
8 Eliminate Supermajority Vote Requirement Against For Shareholder
9 Claw-back of Payments under Restatements Against For Shareholder
10 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
CreXus Investment Corp.
Ticker: CXS Security ID: 226553105
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Corcoran For For Management
1.2 Elect Director Nancy Jo Kuenstner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DaVita Inc.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 7, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pamela M. Arway For For Management
2 Elect Director Charles G. Berg For For Management
3 Elect Director Willard W. Brittain, Jr. For For Management
4 Elect Director Paul J. Diaz For For Management
5 Elect Director Peter T. Grauer For For Management
6 Elect Director John M. Nehra For For Management
7 Elect Director William L. Roper For For Management
8 Elect Director Kent J. Thiry For For Management
9 Elect Director Roger J. Valine For For Management
10 Amend Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
12 Provide Right to Act by Written Consent Against For Shareholder
- --------------------------------------------------------------------------------
Dole Food Company, Inc.
Ticker: DOLE Security ID: 256603101
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Conrad For Withhold Management
1.2 Elect Director Justin M. Murdock For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Electronic Arts Inc.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For For Management
2 Elect Director Jeffrey T. Huber For For Management
3 Elect Director Gary M. Kusin For For Management
4 Elect Director Geraldine B. Laybourne For For Management
5 Elect Director Gregory B. Maffei For For Management
6 Elect Director Vivek Paul For For Management
7 Elect Director Lawrence F. Probst III For For Management
8 Elect Director John S. Riccitiello For For Management
9 Elect Director Richard A. Simonson For For Management
10 Elect Director Linda J. Srere For For Management
11 Approve Stock Option Exchange Program For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Energizer Holdings, Inc.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 25, 2010 Meeting Type: Annual
Record Date: NOV 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. David Hoover For Withhold Management
1.2 Elect Director John C. Hunter For For Management
1.3 Elect Director John E. Klein For For Management
1.4 Elect Director John R. Roberts For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENSCO plc
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas Kelly II as Class II For For Management
Director
2 Elect Rita Rodriguez as Class II Director For For Management
3 Appoint KPMG LLP as US Independent For For Management
Registered Public Accounting Firm for
2010
4 Appoint KPMG Audit plc as Auditors and For For Management
Authorise Their Remuneration
5 Re-approve the Ensco 2005 Cash Incentive For For Management
Plan
- --------------------------------------------------------------------------------
EQT Corporation
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Murry S. Gerber For For Management
1.3 Elect Director George L. Miles, Jr. For For Management
1.4 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
4 Prepare Sustainability Report Against For Shareholder
- --------------------------------------------------------------------------------
Everest Re Group LTD
Ticker: RE Security ID: G3223R108
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kenneth J. Duffy as Director For For Management
1.2 Elect Joseph V. Taranto as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
Fifth Street Finance Corp.
Ticker: FSC Security ID: 31678A103
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard P. Dutkiewicz For For Management
2 Elect Director Frank C. Meyer For For Management
3 Elect Director Douglas F. Ray For For Management
4 Ratify Auditors For For Management
5 Increase Authorized Common Stock For For Management
6 Removal of Authority to Issue Shares of For For Management
Series A Preferred Stock
- --------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker: FITB Security ID: 316773100
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director Ulysses L. Bridgeman, Jr. For For Management
1.3 Elect Director Emerson L. Brumback For For Management
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director Gary R. Heminger For For Management
1.6 Elect Director Jewell D. Hoover For For Management
1.7 Elect Director Kevin T. Kabat For For Management
1.8 Elect Director Mitchel D. Livingston, PhD For For Management
1.9 Elect Director Hendrik G. Meijer For For Management
1.10 Elect Director John J. Schiff, Jr. For For Management
1.11 Elect Director Dudley S. Taft For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Eliminate Cumulative Voting For For Management
4 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Ratify Auditors For For Management
7 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
First Quantum Minerals Ltd.
Ticker: FM Security ID: 335934105
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Philip K.R. Pascall as Director For For Management
1.2 Elect G. Clive Newall as Director For For Management
1.3 Elect Martin Rowley as Director For For Management
1.4 Elect Rupert Pennant-Rea as Director For For Management
1.5 Elect Andrew Adams as Director For For Management
1.6 Elect Michael Martineau as Director For For Management
1.7 Elect Peter St. George as Director For For Management
1.8 Elect Paul Brunner as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
- --------------------------------------------------------------------------------
Foster Wheeler AG
Ticker: FWLT Security ID: H27178104
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Eugene Atkinson as Director For For Management
1.2 Reelect Steven Demetriou For For Management
1.3 Reelect Stephanie Hanbury-Brown as For For Management
Director
1.4 Elect Robert Flexon as Director For For Management
2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
3 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public Accounting
Firm
4 Accept Financial Statements and Statutory For For Management
Reports, Allocation of Income
5 Approve Discharge of Board and Senior For For Management
Management
6 Approve Release of Additional Paid-In For For Management
Capital from Capital Contribution to
Reserves
7 Change Location of Registered Office to For For Management
Baar, Switzerland
8 Amend Articles Re: Eliminate Requirement For For Management
to List Citizenship of Shareholders in
Share Register
9 Amend Articles Re: Share Certificates due For For Management
to New Swiss Federal Act on Intermediated
Securities
10 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
Foster Wheeler AG
Ticker: FWLT Security ID: H27178104
Meeting Date: NOV 4, 2009 Meeting Type: Special
Record Date: SEP 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Clayton C. Daley, For For Management
Jr.
2 In The Event Counterproposals, For Against Management
Alterations Or Amendments Of The agenda
Items Or Other Matters Are Raised At The
Extraordinary general Meeting, I Instruct
The Appointed Proxies To Vote As follows.
- --------------------------------------------------------------------------------
General Cable Corp.
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John E. Welsh, III For For Management
2 Declassify the Board of Directors For For Management
3 Provide Directors Be Removed With or For For Management
Without Cause
4 Ratify Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
Genworth Financial, Inc.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven W. Alesio For For Management
2 Elect Director Michael D. Fraizer For For Management
3 Elect Director Nancy J. Karch For For Management
4 Elect Director J. Robert "Bob" Kerrey For For Management
5 Elect Director Risa J. Lavizzo-Mourey For For Management
6 Elect Director Christine B. Mead For For Management
7 Elect Director Thomas E. Moloney For For Management
8 Elect Director James A. Parke For For Management
9 Elect Director James S. Riepe For For Management
10 Amend Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Goodrich Corporation
Ticker: GR Security ID: 382388106
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Diane C. Creel For For Management
1.3 Elect Director George A. Davidson, Jr. For For Management
1.4 Elect Director Harris E. Deloach, Jr. For For Management
1.5 Elect Director James W. Griffith For For Management
1.6 Elect Director William R. Holland For For Management
1.7 Elect Director John P. Jumper For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Lloyd W. Newton For For Management
1.10 Elect Director Douglas E. Olesen For For Management
1.11 Elect Director Alfred M. Rankin, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
Hospira, Inc.
Ticker: HSP Security ID: 441060100
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Connie R. Curran For For Management
2 Elect Director Heino von Prondzynski For For Management
3 Elect Director Mark F. Wheeler For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Intrepid Potash, Inc.
Ticker: IPI Security ID: 46121Y102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Landis Martin For For Management
1.2 Elect Director Barth E. Whitham For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Invesco Ltd. (formerly INVESCO plc)
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph R. Canion as Director For For Management
1.2 Elect Edward P. Lawrence as Director For For Management
1.3 Elect James I. Robertson as Director For For Management
1.4 Elect Phoebe A. Wood as Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
- --------------------------------------------------------------------------------
Investment Technology Group, Inc.
Ticker: ITG Security ID: 46145F105
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. William Burdett For For Management
1.2 Elect Director Christopher V. Dodds For For Management
1.3 Elect Director Robert C. Gasser For For Management
1.4 Elect Director Timothy L. Jones For For Management
1.5 Elect Director Kevin J.p. O'hara For For Management
1.6 Elect Director Maureen O'hara For For Management
1.7 Elect Director Steven S. Wood For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
J.B. Hunt Transport Services, Inc.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas G. Duncan For For Management
2 Elect Director Sharilyn S. Gasaway For For Management
3 Elect Director Coleman H. Peterson For For Management
4 Elect Director James L. Robo For For Management
5 Elect Director Wayne Garrison For For Management
6 Elect Director Gary C. George For For Management
7 Elect Director Bryan Hunt For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KeyCorp
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Bares For For Management
1.2 Elect Director Joseph A. Carrabba For For Management
1.3 Elect Director Carol A. Cartwright For For Management
1.4 Elect Director Alexander M. Cutler For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director Kristen L. Manos For For Management
1.8 Elect Director Eduardo R. Menascata- For For Management
1.9 Elect Director Henry L. Meyer III For For Management
1.10 Elect Director Edward W. Stack For For Management
1.11 Elect Director Thomas C. Stevens For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Voting Rights of Series B Preferred For For Management
Stock
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officer's Compensation
- --------------------------------------------------------------------------------
Lam Research Corporation
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Grant M. Inman For For Management
1.6 Elect Director Catherine P. Lego For For Management
1.7 Elect Director Stephen G. Newberry For For Management
1.8 Elect Director Patricia S. Wolpert For For Management
2 Eliminate Cumulative Voting For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Lear Corporation
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LSI Corp
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles A. Haggerty For For Management
2 Elect Director Richard S. Hill For For Management
3 Elect Director John H.f. Miner For For Management
4 Elect Director Arun Netravali For For Management
5 Elect Director Matthew J. O Rourke For For Management
6 Elect Director Gregorio Reyes For For Management
7 Elect Director Michael G. Strachan For For Management
8 Elect Director Abhijit Y. Talwalkar For For Management
9 Elect Director Susan M. Whitney For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
Martin Marietta Materials, Inc.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Howard Nye For For Management
1.2 Elect Director Laree E. Perez For For Management
1.3 Elect Director Dennis L. Rediker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Marvell Technology Group Ltd
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUL 10, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Sehat Sutardja as Director For For Management
1b Elect Pantas Sutardja as Director For For Management
2 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
Mattel, Inc.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Dolan For Against Management
1.2 Elect Director Robert A. Eckert For Against Management
1.3 Elect Director Frances D. Fergusson For Against Management
1.4 Elect Director Tully M. Friedman For Against Management
1.5 Elect Director Dominic Ng For Against Management
1.6 Elect Director Vasant M. Prabhu For Against Management
1.7 Elect Director Andrea L. Rich For Against Management
1.8 Elect Director Ronald L. Sargent For Against Management
1.9 Elect Director Dean A. Scarborough For Against Management
1.10 Elect Director Christopher A. Sinclair For Against Management
1.11 Elect Director G. Craig Sullivan For Against Management
1.12 Elect Director Kathy Brittain White For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
McAfee, Inc.
Ticker: MFE Security ID: 579064106
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas E. Darcy For For Management
2 Elect Director Denis J. O'Leary For For Management
3 Elect Director Robert W. Pangia For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Mohawk Industries, Inc.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis O. Bonanno For For Management
1.2 Elect Director David L. Kolb For Withhold Management
1.3 Elect Director Joseph A. Onorato For For Management
1.4 Elect Director W. Christopher Wellborn For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker: TAP Security ID: 60871R209
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors John E. Cleghorn For For Management
1.2 Elect Directors Charles M. Herington For Withhold Management
1.3 Elect Directors David P. O'Brien For Withhold Management
- --------------------------------------------------------------------------------
Motorola, Inc.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory Q. Brown For Against Management
2 Elect Director David W. Dorman For Against Management
3 Elect Director William R. Hambrecht For Against Management
4 Elect Director Sanjay K. Jha For Against Management
5 Elect Director Keith A. Meister For Against Management
6 Elect Director Thomas J. Meredith For Against Management
7 Elect Director Samuel C. Scott III For Against Management
8 Elect Director James R. Stengel For Against Management
9 Elect Director Anthony J. Vinciquerra For Against Management
10 Elect Director Douglas A. Warner III For Against Management
11 Elect Director John A. White For Against Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Ratify Auditors For For Management
14 Amend Human Rights Policies Against Abstain Shareholder
15 Reincorporate in Another State [from Against For Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
Navistar International Corp.
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 16, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugenio Clariond For For Management
1.2 Elect Director Diane H. Gulyas For For Management
1.3 Elect Director William H. Osborne For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
NewAlliance Bancshares, Inc.
Ticker: NAL Security ID: 650203102
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlton L. Highsmith For For Management
1.2 Elect Director Joseph H. Rossi For For Management
1.3 Elect Director Nathaniel D. Woodson For For Management
1.4 Elect Director Joseph A. Zaccagnino For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NII Holdings, Inc.
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Dussek For For Management
1.2 Elect Director Donald Guthrie For For Management
1.3 Elect Director Steven M. Shindler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
Noble Energy, Inc.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey L. Berenson For Against Management
2 Elect Director Michael A. Cawley For For Management
3 Elect Director Edward F. Cox For Against Management
4 Elect Director Charles D. Davidson For For Management
5 Elect Director Thomas J. Edelman For For Management
6 Elect Director Eric P. Grubman For For Management
7 Elect Director Kirby L. Hedrick For Against Management
8 Elect Director Scott D. Urban For For Management
9 Elect Director William T. Van Kleef For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NRG Energy Inc
Ticker: NRG Security ID: 629377508
Meeting Date: JUL 21, 2009 Meeting Type: Proxy Contest
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chlebowski For For Management
1.2 Elect Director Howard E. Cosgrove For For Management
1.3 Elect Director William E. Hantke For For Management
1.4 Elect Director Anne C. Schaumburg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
6 Report on Carbon Principles Against Against Shareholder
7 Change Size of Board of Directors Against Against Shareholder
8 Repeal Amendments Adopted Without Against Against Shareholder
Stockholder Approval After February 26,
2008
1.1 Elect Director Betsy S. Atkins For Did Not Shareholder
Vote
1.2 Elect Director Ralph E. Faison For Did Not Shareholder
Vote
1.3 Elect Director Coleman Peterson For Did Not Shareholder
Vote
1.4 Elect Director Thomas C. Wajnert For Did Not Shareholder
Vote
2 Change Size of Board of Directors For Did Not Shareholder
Vote
3 Elect Director Donald DeFosset For Did Not Shareholder
Vote
4 Elect Director Richard H. Koppes For Did Not Shareholder
Vote
5 Elect Director John M. Albertine For Did Not Shareholder
Vote
6 Elect Director Marjorie L. Bowen For Did Not Shareholder
Vote
7 Elect Director Ralph G. Wellington For Did Not Shareholder
Vote
8 Repeal Amendments Adopted Without For Did Not Shareholder
Stockholder Approval After February 26, Vote
2008
9 Amend Omnibus Stock Plan For Did Not Management
Vote
10 Amend Executive Incentive Bonus Plan For Did Not Management
Vote
11 Adopt Majority Voting for Uncontested For Did Not Management
Election of Directors Vote
12 Ratify Auditors For Did Not Management
Vote
13 Report on Carbon Principles None Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
NV Energy, Inc.
Ticker: NVE Security ID: 67073Y106
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian J. Kennedy For For Management
1.2 Elect Director John F. O'Reilly For For Management
1.3 Elect Director Michael W. Yackira For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
Owens-Illinois, Inc.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Albert P.l. Stroucken For For Management
1.3 Elect Director Dennis K. Williams For For Management
1.4 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Phillips-Van Heusen Corporation
Ticker: PVH Security ID: 718592108
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Baglivo For For Management
1.2 Elect Director Emanuel Chirico For For Management
1.3 Elect Director Edward H. Cohen For For Management
1.4 Elect Director Joseph B. Fuller For For Management
1.5 Elect Director Fred Gehring For For Management
1.6 Elect Director Margaret L. Jenkins For For Management
1.7 Elect Director David Landau For For Management
1.8 Elect Director Bruce Maggin For For Management
1.9 Elect Director V. James Marino For For Management
1.10 Elect Director Henry Nasella For For Management
1.11 Elect Director Rita M. Rodriguez For For Management
1.12 Elect Director Craig Rydin For For Management
1.13 Elect Director Christian Stahl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Pinnacle Entertainment, Inc.
Ticker: PNK Security ID: 723456109
Meeting Date: MAY 11, 2010 Meeting Type: Proxy Contest
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen C. Comer For For Management
2 Elect Director John V. Giovenco For For Management
3 Elect Director Richard J. Goeglein For For Management
4 Elect Director Ellis Landau For For Management
5 Elect Director Bruce A. Leslie For For Management
6 Elect Director James L. Martineau For For Management
7 Elect Director Michael Ornest For For Management
8 Elect Director Lynn P. Reitnouer For For Management
9 Elect Director Anthony M. Sanfilippo For For Management
10 Amend Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
1 Elect Director Stephen C. Comer None Did Not Shareholder
Vote
2 Elect Director John V. Giovenco None Did Not Shareholder
Vote
3 Elect Director Richard J. Goeglein None Did Not Shareholder
Vote
4 Elect Director Ellis Landau None Did Not Shareholder
Vote
5 Elect Director Bruce A. Leslie None Did Not Shareholder
Vote
6 Elect Director James L. Martineau None Did Not Shareholder
Vote
7 Elect Director Michael Ornest None Did Not Shareholder
Vote
8 Elect Director Lynn P. Reitnouer None Did Not Shareholder
Vote
9 Elect Director Anthony M. Sanfilippo None Did Not Shareholder
Vote
10 Amend Omnibus Stock Plan None Did Not Management
Vote
11 Ratify Auditors None Did Not Management
Vote
12 Advisory Vote to Ratify Named Executive For Did Not Shareholder
Officers' Compensation Vote
- --------------------------------------------------------------------------------
ProLogis
Ticker: PLD Security ID: 743410102
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Feinberg For For Management
1.2 Elect Director George L. Fotiades For For Management
1.3 Elect Director Christine N. Garvey For For Management
1.4 Elect Director Lawrence V. Jackson For For Management
1.5 Elect Director Donald P. Jacobs For For Management
1.6 Elect Director Irving F. Lyons, III For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director D. Michael Steuert For For Management
1.9 Elect Director J. Andre Teixeira For For Management
1.10 Elect Director Andrea M. Zulberti For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Stock Option Exchange Program For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Range Resources Corporation
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles L. Blackburn For For Management
2 Elect Director Anthony V. Dub For For Management
3 Elect Director V. Richard Eales For For Management
4 Elect Director Allen Finkelson For For Management
5 Elect Director James M. Funk For For Management
6 Elect Director Jonathan S. Linker For For Management
7 Elect Director Kevin S. McCarthy For For Management
8 Elect Director John H. Pinkerton For For Management
9 Elect Director Jeffrey L. Ventura For For Management
10 Amend Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Seagate Technology
Ticker: STX Security ID: G7945J104
Meeting Date: OCT 28, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Stephen J. Luczo as Director For For Management
1b Election Frank J. Biondi, Jr. as Director For For Management
1c Election William W. Bradley as Director For For Management
1d Election David F. Marquardt as Director For For Management
1e Election Lydia M. Marshall as Director For For Management
1f Election Albert A. Pimentel as Director For For Management
1g Election C.S. Park as Director For For Management
1h Election Gregorio Reyes as Director For For Management
1i Election John W. Thompson as Director For For Management
1j Election Edward J. Zander as Director For For Management
2 Increase Number of Shares Reserved Under For For Management
Seagate Technology's Employee Stock
Purchase Plan in the Amount of 10 Million
Shares
3 Approve Employee Stock Option Exchange For Against Management
Program
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
Seagate Technology
Ticker: STX Security ID: G7945J104
Meeting Date: APR 14, 2010 Meeting Type: Special
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Of The Scheme Of Arrangement, A For For Management
Copy Of Which Is attached To The
Accompanying Proxy Statement As Annex A
.
2 Approval Of A Motion To Adjourn The For For Management
Special Meeting To A Later Date To
Solicit Additional Proxies If There Are
Insufficient Proxies Or Shareholders
1 Approval Of The Cancellation Of For For Management
Seagate-Cayman's Share Capital,which Is
Necessary In Order To Effect The Scheme
Of Arrangement and Is A Condition To
Proceeding With The Scheme Of
Arrangement(the Capital Reduction
Proposal ).
2 Approval Of The Creation Of Distributable For For Management
Reserves Of Seagate-Ireland Which Are
Required Under Irish Law In Order To
Permit Us To Pay Dividends And Repurchase
Or Redeem Shares
3 Approval Of A Motion To Adjourn The For For Management
Meeting To A Later Date To Solicit
Additional Proxies If There Are
Insufficient Proxies Or Shareholders, All
As More Fully Described In Proxy
Statement
- --------------------------------------------------------------------------------
Shire plc
Ticker: Security ID: 82481R106
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect David Stout as Director For For Management
4 Elect William Burns as Director For For Management
5 Reappoint Deloitte LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Amend the Portfolio Share Plan For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
- --------------------------------------------------------------------------------
Starwood Property Trust, Inc.
Ticker: STWD Security ID: 85571B105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For For Management
1.2 Elect Director Jeffrey F. DiModica For For Management
1.3 Elect Director Jeffrey D. Dishner For For Management
1.4 Elect Director Camille J. Douglas For For Management
1.5 Elect Director Ellis F. Rinaldi For For Management
1.6 Elect Director Barry S. Sternlicht For For Management
1.7 Elect Director Strauss Zelnick For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TeleTech Holdings, Inc.
Ticker: TTEC Security ID: 879939106
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth D. Tuchman For For Management
1.2 Elect Director James E. Barlett For For Management
1.3 Elect Director William Linnenbringer For For Management
1.4 Elect Director Ruth C. Lipper For For Management
1.5 Elect Director Shrikant Mehta For For Management
1.6 Elect Director Anjan Mukherjee For For Management
1.7 Elect Director Robert M. Tarola For For Management
1.8 Elect Director Shirley Young For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
Teradyne, Inc.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Bagley For For Management
2 Elect Director Michael A. Bradley For For Management
3 Elect Director Albert Carnesale For For Management
4 Elect Director Edwin J. Gillis For For Management
5 Elect Director Paul J. Tufano For For Management
6 Elect Director Roy A. Vallee For For Management
7 Elect Director Patricia S. Wolpert For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
The Goodyear Tire & Rubber Company
Ticker: GT Security ID: 382550101
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James C. Boland For For Management
2 Elect Director James A. Firestone For For Management
3 Elect Director Robert J. Keegan For For Management
4 Elect Director Richard J. Kramer For For Management
5 Elect Director W. Alan McCollough For For Management
6 Elect Director Denise M. Morrison For For Management
7 Elect Director Rodney O'Neal For For Management
8 Elect Director Shirley D. Peterson For For Management
9 Elect Director Stephanie A. Streeter For For Management
10 Elect Director G. Craig Sullivan For For Management
11 Elect Director Thomas H. Weidemeyer For For Management
12 Elect Director Michael R. Wessel For For Management
13 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
The Gymboree Corporation
Ticker: GYMB Security ID: 403777105
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blair W. Lambert For For Management
1.2 Elect Director Daniel R. Lyle For For Management
1.3 Elect Director Scott A. Ryles For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
The Kroger Co.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reuben V. Anderson For For Management
2 Elect Director Robert D. Beyer For For Management
3 Elect Director David B. Dillon For For Management
4 Elect Director Susan J. Kropf For For Management
5 Elect Director John T. LaMacchia For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director W. Rodney McMullen For For Management
8 Elect Director Jorge P. Montoya For For Management
9 Elect Director Clyde R. Moore For For Management
10 Elect Director Susan M. Phillips For For Management
11 Elect Director Steven R. Rogel For For Management
12 Elect Director James A. Runde For For Management
13 Elect Director Ronald L. Sargent For For Management
14 Elect Director Bobby S. Shackouls For For Management
15 Adopt Majority Voting for Uncontested For For Management
Election of Directors
16 Ratify Auditors For For Management
17 Report on Climate Change Against For Shareholder
- --------------------------------------------------------------------------------
Thermo Fisher Scientific Inc.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc N. Casper For For Management
2 Elect Director Tyler Jacks For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Time Warner Cable Inc.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For Against Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For Against Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For Against Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For Against Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratification Of Auditors For For Management
- --------------------------------------------------------------------------------
Tyco International Ltd.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Fiscal 2008/2009
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Reelect Edward Breen as Director For For Management
3.2 Elect Michael Daniels as Director For For Management
3.3 Reelect Timothy Donahue as Director For For Management
3.4 Reelect Brian Duperreault as Director For For Management
3.5 Reelect Bruce Gordon as Director For For Management
3.6 Reelect Rajiv Gupta as Director For For Management
3.7 Reelect John Krol as Director For For Management
3.8 Reelect Brendan O'Neill as Director For For Management
3.9 Reelect William Stavropoulos as Director For For Management
3.10 Reelect Sandra Wijnberg as Director For For Management
3.11 Reelect R. David Yost as Director For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public Accounting
Firm for Fiscal 2009/2010
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor
5a Approve Carrying Forward of Net Loss For For Management
5b Approve CHF 407.4 Million Reduction in For For Management
Share Capital and Repayment of CHF 0.85
per Share
6 Amend Articles Re: Plurality Voting For For Management
Standard for Board Elections When the
Number of Candidates Exceeds the Number
of Board Positions Available
7 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
Varian Semiconductor Equipment Associates, Inc.
Ticker: VSEA Security ID: 922207105
Meeting Date: FEB 8, 2010 Meeting Type: Annual
Record Date: DEC 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Xun (Eric) Chen For For Management
1.2 Elect Director Dennis G. Schmal For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WABCO Holdings Inc.
Ticker: WBC Security ID: 92927K102
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Esculier For For Management
1.2 Elect Director Kenneth J. Martin For For Management
1.3 Elect Director Donald J. Stebbins For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
Watson Wyatt Worldwide Inc
Ticker: WW Security ID: 942712100
Meeting Date: DEC 18, 2009 Meeting Type: Special
Record Date: NOV 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Omnibus Stock Plan For For Management
3 Adjourn Meeting For For Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: Oppenheimer Quest for Value Funds, on behalf of Oppenheimer Quest Balanced
Fund, Oppenheimer Quest Opportunity Value Fund, and Oppenheimer Small- &
Mid-Cap Value Fund
By: William F. Glavin, Jr.*
--------------
William F. Glavin, Jr.
President and Principal Executive Officer
Date: August 23, 2010
*By: /s/ Randy Legg
--------------
Randy Legg, Attorney in Fact
Oppenheimer Quest For Value Funds
Filed: 25 Aug 10, 12:00am