Fresh Tracks Therapeutics (FRTX) Form 3 Fresh Tracks Therapeutics / Aaron Fox-Colis ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0104
Estimated average burden
hours per response:	0.5

1. Name and Address of Reporting Person^*

Fox-Colis Aaron

(Last) (First) (Middle)

2000 CENTRAL AVENUE, SUITE 100

(Street)

BOULDER CO 80301

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/31/2023

3. Issuer Name and Ticker or Trading Symbol
Fresh Tracks Therapeutics, Inc. [ FRTX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP of Finance & CAO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	110.44	D(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	09/15/2021(2)	09/15/2030	Common Stock	195	36	D
Stock Option (right to buy)	06/14/2022(2)	06/14/2031	Common Stock	174	40.5	D
Stock Option (right to buy)	05/05/2023(2)	05/05/2032	Common Stock	800	11.7	D
Stock Option (right to buy)	06/16/2023(2)	06/16/2032	Common Stock	2,222	6.03	D
Restricted Stock Units	(3)	(3)	Common Stock	8,000	(4)	D

Explanation of Responses:

1. Includes 74 shares acquired under the Fresh Tracks Therapeutics, Inc. Employee Stock Purchase Plan.

2. The stock options vested 25% on this date, the first anniversary of the date of grant, and the remainder are vesting in equal monthly installments over the following three years.

3. The restricted stock units vest in full on January 24, 2024, the first anniversary of the grant date.

4. Each restricted stock unit represents a contingent right to receive one share of issuer common stock upon settlement.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Griffin D. Foster, Attorney-in-Fact for Aaron Fox-Collis (power of attorney filed herewith)	12/01/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.