UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 24, 2003
Rand Capital Corporation
(Exact Name of registrant as specified in its charter)
| New York | 811-1825 | 16-0961359 | ||
| (State or other jurisdiction | (Commission File Number) | (IRS Employer Identification | ||
| of incorporation) | Number) |
2200 Rand Building
Buffalo, New York 14203
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (716) 853-0802
| Item 7: | Financial Statements and Exhibits | |
| (a) Not Applicable | ||
| (b) Not Applicable | ||
| (c) Exhibits |
| Exhibit No. | Description | |
| 99.1 | Press release dated April 24, 2003 |
| Item 9: | Regulation FD Disclosure | |
| In accordance with interim guidance of the Securities and Exchange Commission, this disclosure pursuant to Item 12 of Form 8-K is made under Item 9. | ||
| On April 24, 2003, Rand Capital Corporation issued a press release announcing its net asset value for the quarter ended March 31, 2003. The text of the press release is included as an exhibit to this Form 8-K. Pursuant to the rules and regulations of the Securities and Exchange Commission, such exhibit and the information set forth therein and herein is deemed to be furnished and shall not be deemed to be filed. | ||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: | April 24, 2003 | Rand Capital Corporation | ||
| By: | /s/ Daniel P. Penberthy | |||
| Daniel P. Penberthy Executive Vice President/Chief Financial Officer | ||||
EXHIBIT INDEX
| Exhibit No. | Description | |
| 99.1 | Press release dated April 24, 2003 |
